UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K/A
AMENDMENT NO. 1
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
July 7, 2004
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Date of Report (Date of earliest event reported)
HEADWATERS INCORPORATED
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(Exact name of Registrant as specified in its charter)
Delaware 0-27808 87-0547337
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(State or other jurisdiction of (Commission File Number) (IRS Employer
incorporation) Identification No.)
10653 South River Front Parkway, Suite 300
South Jordan, UT 84095
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(Address of principal executive offices)
(Zip Code)
(801) 984-9400
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(Registrant's telephone number, including area code)
Not Applicable
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(Former name or former address, if changed since last report)
The purpose of this amendment is to replace in their entirety exhibits 10.84.2
and 10.88 previously filed.
Item 9.01: Financial Statements and Exhibits.
(c) The following exhibits are included herewith:
10.84.2 Amendment No. 1, dated as of June 23, 2004, to Credit
Agreement among Headwaters and various lenders dated
as of March 31, 2004 (now terminated)
10.87 Indenture dated as of June 1, 2004 between Headwaters
and Wells Fargo Bank, as Trustee, relating to 2-7/8%
Convertible Senior Subordinated Notes due 2016
(previously filed)
10.88 Asset Purchase Agreement between Headwaters and
Southwest Concrete Products, LP
99 Press release announcing acquisition of Southwest
Concrete Products, LP (previously filed)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
HEADWATERS INCORPORATED
Registrant
Date: December 6, 2004 /s/ Kirk A. Benson
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Kirk A. Benson
Chief Executive Officer
(Principal Executive Officer)
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