UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
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Check Here if Amendment / /; Amendment Number:
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This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pacific Global Investment Management Company
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Address: 101 North Brand Blvd.
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Suite 1950
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Glendale, CA 91203
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Form 13F File Number: 28-12530
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The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: JINGJING YAN
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Title: TREASURER
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Phone: 818-242-6693
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Signature, Place, and Date of Signing:
/s/ JINGJING YAN GLENDALE, CA 05/15/13
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[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Sum:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 228
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Form 13F Information Table Value Total: $507,275
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(thousands)
List of Other Included Managers: None
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FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------ --------------- --------- ------------- ---------- --- ---- ---------- ---------- --------- ------- -------
ABBOTT LABS COM 002824100 1,279 36,203 SH SOLE 36203
AMERICAN ELEC PWR INC COM 025537101 358 7,360 SH SOLE 7360
AMERICAN EXPRESS CO COM 025816109 2,370 35,125 SH SOLE 35125
AMERICAN INTL GROUP
INC COM NEW 026874784 1,363 35,110 SH SOLE 35110
AMERICAN WTR WKS CO
INC NEW COM 030420103 851 20,538 SH SOLE 20538
APPLE INC COM 037833100 1,356 3,063 SH SOLE 3063
ARCH COAL INC COM 039380100 65 12,000 SH SOLE 12000
AUTOMATIC DATA
PROCESSING INC COM 053015103 428 6,588 SH SOLE 6588
BBCN BANCORP INC COM 073295107 3,678 281,600 SH SOLE 281600
BEAM INC COM 073730103 1,342 21,115 SH SOLE 21115
BED BATH & BEYOND INC COM 075896100 878 13,626 SH SOLE 13626
BERKSHIRE HATHAWAY INC
(A) CL A 084670108 1,407 9 SH SOLE 9
BERKSHIRE HATHAWAY INC
(B) CL B NEW 084670702 4,207 40,374 SH SOLE 40374
BOB EVANS FARMS INC COM 096761101 1,897 44,503 SH SOLE 44503
BOEING CO COM 097023105 1,609 18,739 SH SOLE 18739
BRINKER INTL INC COM 109641100 216 5,744 SH SOLE 5744
BRISTOL MYERS SQUIBB
CO COM 110122108 379 9,211 SH SOLE 9211
CBS CORP NEW CL A 124857103 470 10,139 SH SOLE 10139
CSX CORP COM 126408103 861 34,969 SH SOLE 34969
CVS CAREMARK
CORPORATION COM 126650100 338 6,140 SH SOLE 6140
CAMPBELL SOUP CO COM 134429109 445 9,808 SH SOLE 9808
CANADIAN NATIONAL
RAILWAY CO COM 136375102 246 2,457 SH SOLE 2457
CARMAX INC COM 143130102 426 10,205 SH SOLE 10205
CATERPILLAR INC COM 149123101 766 8,804 SH SOLE 8804
CATHAY GENERAL BANCORP COM 149150104 280 13,900 SH SOLE 13900
CATHAY GENERAL BANCORP COM 149150104 3,622 180,000 SH OTR 180000
CHESAPEAKE ENERGY CORP COM 165167107 1,205 59,034 SH SOLE 59034
CHEVRON CORP NEW COM 166764100 3,017 25,389 SH SOLE 25389
CHICAGO BRIDGE & IRON
CO N V N Y REGISTRY SH 167250109 1,786 28,762 SH SOLE 28762
CHICAGO BRIDGE & IRON
CO N V N Y REGISTRY SH 167250109 1,739 28,000 SH OTR 28000
CLOROX CO COM 189054109 2,520 28,466 SH SOLE 28466
COCA COLA CO COM 191216100 3,244 80,216 SH SOLE 80216
COLGATE PALMOLIVE CO COM 194162103 847 7,177 SH SOLE 7177
CONAGRA FOODS INC COM 205887102 890 24,845 SH SOLE 24845
CONNS INC COM 208242107 10,098 281,125 SH SOLE 281125
CONNS INC COM 208242107 6,462 180,000 SH OTR 180000
COPART INC COM 217204106 957 27,930 SH SOLE 27930
CORNING INC COM 219350105 541 40,616 SH SOLE 40616
CUMMINS INC COM 231021106 593 5,123 SH SOLE 5123
DXP ENTERPRISES INC
NEW COM NEW 233377407 6,811 91,175 SH SOLE 91175
DXP ENTERPRISES INC
NEW COM NEW 233377407 7,171 96,000 SH OTR 96000
DANA HLDG CORP COM 235825205 366 20,500 SH SOLE 20500
DARDEN RESTAURANTS INC COM 237194105 1,409 27,261 SH SOLE 27261
DARLING INTL INC COM 237266101 7,210 401,475 SH SOLE 401475
DARLING INTL INC COM 237266101 5,388 300,000 SH OTR 300000
DEERE & CO COM 244199105 2,045 23,786 SH SOLE 23786
DENBURY RESOURCES INC COM NEW 247916208 394 21,100 SH SOLE 21100
DINEEQUITY INC COM 254423106 209 3,034 SH SOLE 3034
WALT DISNEY CO COM DISNEY 254687106 2,739 48,224 SH SOLE 48224
DOLE FOOD CO INC NEW COM 256603101 1,730 158,750 SH SOLE 158750
EMC CORP COM 268648102 328 13,732 SH SOLE 13732
ELECTRO RENT CORP COM 285218103 460 24,830 SH SOLE 24830
ENTERPRISE PRODUCTS
PARTNERS LP COM 293792107 268 4,450 SH SOLE 4450
EZCORP INC CL A NON VTG 302301106 4,760 223,465 SH SOLE 223465
EZCORP INC CL A NON VTG 302301106 3,195 150,000 SH OTR 150000
FARMER BROS CO COM 307675108 188 12,765 SH SOLE 12765
HB FULLER CO COM 359694106 512 13,098 SH SOLE 13098
FURMANITE CORPORATION COM 361086101 2,761 412,700 SH SOLE 412700
FURMANITE CORPORATION COM 361086101 2,576 385,000 SH OTR 385000
ARTHUR J GALLAGHER &
CO COM 363576109 259 6,275 SH SOLE 6275
GENERAL ELECTRIC CO COM 369604103 4,668 201,899 SH SOLE 201899
GENERAL MILLS INC COM 370334104 1,018 20,642 SH SOLE 20642
GENESEE & WYOMING INC
(A) CL A 371559105 5,124 55,037 SH SOLE 55037
GENESEE & WYOMING INC
(A) CL A 371559105 5,400 58,000 SH OTR 58000
GENUINE PARTS CO COM 372460105 442 5,660 SH SOLE 5660
GRACO INC COM 384109104 721 12,423 SH SOLE 12423
HALLIBURTON CO COM 406216101 668 16,534 SH SOLE 16534
HARLEY DAVIDSON INC COM 412822108 323 6,059 SH SOLE 6059
HARTFORD FINL SVCS
GROUP INC COM 416515104 350 13,574 SH SOLE 13574
HJ HEINZ CO COM 423074103 898 12,422 SH SOLE 12422
HILLSHIRE BRANDS CO COM 432589109 270 7,673 SH SOLE 7673
HOME DEPOT INC COM 437076102 2,628 37,659 SH SOLE 37659
HONEYWELL INTL INC COM 438516106 2,019 26,789 SH SOLE 26789
HORNBECK OFFSHORE
SERVICES INC COM 440543106 9,327 200,757 SH SOLE 200757
HORNBECK OFFSHORE
SERVICES INC COM 440543106 6,272 135,000 SH OTR 135000
HYSTER-YALE MATERIALS
HANDLING INC (A) CL A 449172105 321 5,621 SH SOLE 5621
ILLINOIS TOOL WORKS
INC COM 452308109 1,449 23,776 SH SOLE 23776
INTEL CORP COM 458140100 2,069 94,734 SH SOLE 94734
IBM CORP COM 459200101 3,066 14,376 SH SOLE 14376
ION GEOPHYSICAL CORP COM 462044108 738 108,375 SH SOLE 108375
ION GEOPHYSICAL CORP COM 462044108 2,860 420,000 SH OTR 420000
ISHARES RUSSELL MIDCAP
INDEX ETF RUSSELL MIDCAP 464287499 270 2,125 SH SOLE 2125
JOHNSON & JOHNSON COM 478160104 8,067 98,950 SH SOLE 98950
JOY GLOBAL INC COM 481165108 414 6,960 SH SOLE 6960
KANSAS CITY SOUTHERN COM NEW 485170302 3,286 29,631 SH SOLE 29631
KIMBERLY CLARK CORP COM 494368103 1,972 20,127 SH SOLE 20127
KIRBY CORP COM 497266106 9,706 126,382 SH SOLE 126382
KIRBY CORP COM 497266106 4,992 65,000 SH OTR 65000
LANDSTAR SYS INC COM 515098101 659 11,535 SH SOLE 11535
LEAR CORP COM NEW 521865204 1,065 19,405 SH SOLE 19405
LEGGETT & PLATT INC COM 524660107 828 24,515 SH SOLE 24515
LEGG MASON INC COM 524901105 737 22,921 SH SOLE 22921
LIBERTY MEDIA CORP (B) CL B 531229201 896 8,047 SH SOLE 8047
ELI LILLY & CO COM 532457108 782 13,762 SH SOLE 13762
LOWES COS INC COM 548661107 1,371 36,159 SH SOLE 36159
LUFKIN INDS INC COM 549764108 368 5,550 SH SOLE 5550
MARATHON OIL CORP COM 565849106 264 7,832 SH SOLE 7832
MATRIX SVC CO COM 576853105 5,062 339,725 SH SOLE 339725
MATRIX SVC CO COM 576853105 4,321 290,000 SH OTR 290000
MATTEL INC COM 577081102 457 10,431 SH SOLE 10431
MCCORMICK & CO INC COM NON VTG 579780206 961 13,059 SH SOLE 13059
MCDONALDS CORP COM 580135101 3,007 30,163 SH SOLE 30163
MCGRAW HILL COS INC COM 580645109 554 10,638 SH SOLE 10638
MICROSOFT CORP COM 594918104 5,891 205,932 SH SOLE 205932
MITCHAM INDS INC COM 606501104 7,337 433,646 SH SOLE 433646
MITCHAM INDS INC COM 606501104 4,653 275,000 SH OTR 275000
MONDELEZ INTL INC CL A 609207105 2,308 75,391 SH SOLE 75391
MORGAN STANLEY COM NEW 617446448 314 14,303 SH SOLE 14303
NATIONAL OILWELL VARCO
INC COM 637071101 355 5,015 SH SOLE 5015
NIKE INC CL B 654106103 635 10,757 SH SOLE 10757
NORTH AMERN ENERGY
PARTNERS COM 656844107 3,649 803,800 SH SOLE 803800
NORTH AMERN ENERGY
PARTNERS COM 656844107 3,269 720,000 SH OTR 720000
OIL STS INTL INC COM 678026105 286 3,505 SH SOLE 3505
PPG INDS INC COM 693506107 414 3,095 SH SOLE 3095
PVH CORP COM 693656100 1,235 11,565 SH SOLE 11565
PARKER DRILLING CO COM 701081101 2,064 482,300 SH SOLE 482300
PARKER DRILLING CO COM 701081101 1,712 400,000 SH OTR 400000
PAYCHEX INC COM 704326107 573 16,339 SH SOLE 16339
PEPSICO INC COM 713448108 2,871 36,287 SH SOLE 36287
PFIZER INC COM 717081103 1,110 38,459 SH SOLE 38459
PHILLIPS 66 COM 718546104 981 14,014 SH SOLE 14014
PLUM CREEK TIMBER CO
INC COM 729251108 282 5,393 SH SOLE 5393
POST HLDGS INC COM 737446104 384 8,937 SH SOLE 8937
PREMIERE GLOBAL SVCS
INC COM 740585104 5,868 533,900 SH SOLE 533900
PREMIERE GLOBAL SVCS
INC COM 740585104 4,836 440,000 SH OTR 440000
PROCTER & GAMBLE CO COM 742718109 6,145 79,739 SH SOLE 79739
QUALCOMM INC COM 747525103 1,174 17,535 SH SOLE 17535
ROCHESTER MED CORP COM 771497104 5,082 347,600 SH SOLE 347600
ROCHESTER MED CORP COM 771497104 5,044 345,000 SH OTR 345000
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 287 4,408 SH SOLE 4408
RUSH ENTERPRISES INC CL A 781846209 6,095 252,695 SH SOLE 252695
RUSH ENTERPRISES INC CL A 781846209 5,162 214,000 SH OTR 214000
SPX CORP COM 784635104 212 2,682 SH SOLE 2682
SAFEWAY INC COM NEW 786514208 341 12,953 SH SOLE 12953
SCHLUMBERGER LTD COM 806857108 480 6,410 SH SOLE 6410
SCOTTS MIRACLE GRO CO CL A 810186106 500 11,573 SH SOLE 11573
SEABOARD CORP COM 811543107 247 88 SH SOLE 88
SHERWIN WILLIAMS CO COM 824348106 528 3,128 SH SOLE 3128
J.M. SMUCKER CO COM NEW 832696405 3,809 38,415 SH SOLE 38415
STAPLES INC COM 855030102 201 15,008 SH SOLE 15008
STARBUCKS CORP COM 855244109 853 14,983 SH SOLE 14983
SYSCO CORP COM 871829107 4,033 114,685 SH SOLE 114685
TAL INTL GROUP INC COM 874083108 8,990 198,422 SH SOLE 198422
TAL INTL GROUP INC COM 874083108 6,343 140,000 SH OTR 140000
TEAM INC COM 878155100 7,782 189,485 SH SOLE 189485
TEAM INC COM 878155100 5,093 124,000 SH OTR 124000
TIDEWATER INC COM 886423102 2,102 41,621 SH SOLE 41621
TIDEWATER INC COM 886423102 3,232 64,000 SH OTR 64000
TIFFANY & CO NEW COM 886547108 1,240 17,838 SH SOLE 17838
TIME WARNER INC COM NEW 887317303 342 5,933 SH SOLE 5933
TIMKEN CO COM 887389104 977 17,264 SH SOLE 17264
TIVO INC COM 888706108 815 65,815 SH SOLE 65815
TRIPADVISOR INC COM 896945201 544 10,365 SH SOLE 10365
US BANCORP COM NEW 902973304 349 10,289 SH SOLE 10289
UNION PAC CORP COM 907818108 789 5,543 SH SOLE 5543
UNITED PARCEL SERVICE
INC CL B 911312106 1,261 14,680 SH SOLE 14680
UNITED TECHNOLOGIES
CORP COM 913017109 212 2,273 SH SOLE 2273
WABTEC CORP COM 929740108 598 5,861 SH SOLE 5861
WAL-MART STORES INC COM 931142103 6,168 82,426 SH SOLE 82426
WELLS FARGO & CO NEW COM 949746101 713 19,286 SH SOLE 19286
YUM BRANDS INC COM 988498101 251 3,492 SH SOLE 3492
TARGET CORP COM 87612E106 397 5,797 SH SOLE 5797
VITRAN CORP INC COM 92850E107 8,438 1,378,720 SH SOLE 1378720
VITRAN CORP INC COM 92850E107 5,936 970,000 SH OTR 970000
NAVISTAR INTL CORP NEW COM 63934E108 6,236 180,390 SH SOLE 180390
NAVISTAR INTL CORP NEW COM 63934E108 4,425 128,000 SH OTR 128000
DR PEPPER SNAPPLE
GROUP INC COM 26138E109 838 17,856 SH SOLE 17856
THE ADT CORPORATION COM 00101J106 335 6,836 SH SOLE 6836
AT&T INC COM 00206R102 1,014 27,644 SH SOLE 27644
ABBVIE INC COM 00287Y109 1,221 29,944 SH SOLE 29944
AGILENT TECHNOLOGIES
INC COM 00846U101 220 5,250 SH SOLE 5250
BRAVO BRIO RESTAURANT
GROUP COM 10567B109 5,302 334,910 SH SOLE 334910
BRAVO BRIO RESTAURANT
GROUP COM 10567B109 4,195 265,000 SH OTR 265000
CANADIAN PACIFIC
RAILWAY LTD COM 13645T100 983 7,537 SH SOLE 7537
CARDINAL HEALTH INC COM 14149Y108 341 8,190 SH SOLE 8190
CISCO SYS INC COM 17275R102 3,220 154,079 SH SOLE 154079
COCA-COLA ENTERPRISES
INC COM 19122T109 895 24,237 SH SOLE 24237
CONOCOPHILLIPS COM 20825C104 1,079 17,953 SH SOLE 17953
COSTCO WHSL CORP NEW COM 22160K105 1,180 11,124 SH SOLE 11124
DUKE ENERGY CORP NEW COM NEW 26441C204 264 3,642 SH SOLE 3642
EAST WEST BANCORP INC COM 27579R104 7,440 289,820 SH SOLE 289820
EAST WEST BANCORP INC COM 27579R104 4,492 175,000 SH OTR 175000
EXPEDIA INC COM NEW 30212P303 623 10,381 SH SOLE 10381
EXXON MOBIL CORP COM 30231G102 4,411 48,948 SH SOLE 48948
FMC TECHNOLOGIES INC COM 30249U101 441 8,100 SH SOLE 8100
FEDEX CORP COM 31428X106 654 6,660 SH SOLE 6660
GAMESTOP CORP NEW CL A 36467W109 255 9,100 SH SOLE 9100
GENTHERM INC COM 37253A103 7,267 443,650 SH SOLE 443650
GENTHERM INC COM 37253A103 4,996 305,000 SH OTR 305000
GOOGLE INC CL A 38259P508 314 395 SH SOLE 395
HELIX ENERGY SOLUTIONS
GROUP INC COM 42330P107 516 22,535 SH SOLE 22535
INSTEEL INDUSTRIES INC COM 45774W108 2,779 170,285 SH SOLE 170285
JPMORGAN CHASE & CO COM 46625H100 2,355 49,612 SH SOLE 49612
KBR INC COM 48242W106 330 10,295 SH SOLE 10295
KRAFT FOODS GROUP INC COM 50076Q106 2,369 45,978 SH SOLE 45978
LIBERTY INTERACTIVE
CORP INT COM SER A 53071M104 515 24,120 SH SOLE 24120
MARATHON PETROLEUM
CORP COM 56585A102 448 4,999 SH SOLE 4999
MASTERCARD INC CL A 57636Q104 558 1,031 SH SOLE 1031
MERCK & CO INC NEW COM 58933Y105 462 10,443 SH SOLE 10443
METLIFE INC COM 59156R108 2,237 58,839 SH SOLE 58839
MOBILE MINI INC COM 60740F105 7,700 261,625 SH SOLE 261625
MOBILE MINI INC COM 60740F105 5,651 192,000 SH OTR 192000
NATURAL GAS SERVICES
GROUP COM 63886Q109 2,076 107,804 SH SOLE 107804
NATURAL GAS SERVICES
GROUP COM 63886Q109 1,830 95,000 SH OTR 95000
NEXTERA ENERGY INC COM 65339F101 324 4,174 SH SOLE 4174
O REILLY AUTOMOTIVE
INC NEW COM 67103H107 941 9,180 SH SOLE 9180
PENSKE AUTOMOTIVE GRP
INC COM 70959W103 1,469 44,045 SH SOLE 44045
PROSHARES ULTRASHORT
20+ YR TR ETF PSHS ULTSH 20YRS 74347B201 995 15,145 SH SOLE 15145
SAIA INC COM 78709Y105 9,855 272,460 SH SOLE 272460
SAIA INC COM 78709Y105 6,945 192,000 SH OTR 192000
SONIC AUTOMOTIVE INC CL A 83545G102 7,719 348,329 SH SOLE 348329
SONIC AUTOMOTIVE INC CL A 83545G102 5,318 240,000 SH OTR 240000
SUNCOKE ENERGY INC COM 86722A103 2,196 134,500 SH SOLE 134500
3M CO COM 88579Y101 1,729 16,267 SH SOLE 16267
TRANSCANADA CORP COM 89353D107 649 13,553 SH SOLE 13553
U S AIRWAYS GROUP INC COM 90341W108 216 12,755 SH SOLE 12755
US ECOLOGY INC COM 91732J102 1,351 50,875 SH SOLE 50875
VERIZON COMMUNICATIONS
INC COM 92343V104 848 17,247 SH SOLE 17247
VIACOM INC NEW CL A 92553P102 389 6,176 SH SOLE 6176
VISA INC COM CL A 92826C839 210 1,239 SH SOLE 1239
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 212 7,476 SH SOLE 7476
WABCO HLDGS INC COM 92927K102 328 4,649 SH SOLE 4649
WASTE MANAGEMENT INC COM 94106L109 234 5,964 SH SOLE 5964
WENDYS CO COM 95058W100 338 59,605 SH SOLE 59605
XYLEM INC COM 98419M100 1,009 36,619 SH SOLE 36619
COVIDIEN PLC SHS G2554F113 491 7,239 SH SOLE 7239
INGERSOLL-RAND PLC SHS G47791101 345 6,277 SH SOLE 6277
TYCO INTERNATIONAL LTD SHS H89128104 420 13,135 SH SOLE 13135