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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
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Check Here if Amendment / /; Amendment Number:
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This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kohlberg Kravis Roberts & Co. L.P.
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Address: 9 West 57th Street, Suite 4200
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New York, NY 10019
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Form 13F File Number: 28-12880
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and TABLEs, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David Sorkin
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Title: General Counsel
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Phone: (212) 750-8300
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Signature, Place, and Date of Signing:
/s/ David Sorkin New York, NY May 15, 2013
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[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
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Form 13F Information TABLE Entry Total: 32
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Form 13F Information TABLE Value Total: $6,550,998
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-13533 KKR Investment Management LLC
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List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28-14775 KKR Asset Management LLC
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Explanatory Notes:
Unless otherwise indicated, the positions reported herein are held by entities
affiliated with Kohlberg Kravis Roberts & Co. L.P. ("KKR") that make minority
investments in public securities and are not held by KKR's traditional private
equity funds.
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FORM 13F INFORMATION TABLE
KOHLBERG KRAVIS ROBERTS & CO. L.P.
FOR QUARTER ENDED MARCH 31, 2013
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VOTING AUTHORITY
VALUE (x SHRS OR PRN SH/ PUT/ INVESTMENT OTHER ------------------------
NAME OF ISSUER TITLE OF CLASS CUSIP $1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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ARCELORMITTAL SA
LUXEMBOURG MAND CV NT 16 L0302D178 3,143 150,000 PRN SHARED-OTHER 1 150,000
CHART INDS INC NOTE 2.000% 8/0 16115QAC4 1,696 1,243,000 PRN SHARED-OTHER 1 1,243,000
COBALT INTL ENERGY
INC NOTE 2.625%12/0 19075FAA4 7,827 7,000,000 PRN SHARED-OTHER 1 7,000,000
COMTECH
TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 3,073 3,000,000 PRN SHARED-OTHER 1 3,000,000
COVANTA HLDG CORP NOTE 3.250% 6/0 22282EAC6 17,080 14,000,000 PRN SHARED-OTHER 1 14,000,000
DEVELOPERS
DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 4,186 3,500,000 PRN SHARED-OTHER 1 3,500,000
DOLLAR GEN CORP
NEW (a) COM 256677105 1,576,738 31,173,142 (b) SH SHARED-OTHER 31,173,142 (b)
ENDO HEALTH
SOLUTIONS INC NOTE 1.750% 4/1 29264FAB2 2,388 2,000,000 PRN SHARED-OTHER 1 2,000,000
GOLDCORP INC NEW COM 380956409 1,345 40,000 SH CALL SHARED-OTHER 1 40,000
HCA HOLDINGS INC (a) COM 40412C101 1,999,863 49,221,334 (c) SH SHARED-OTHER 49,221,334 (c)
HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 10,480 8,000,000 PRN SHARED-OTHER 1 8,000,000
HERTZ GLOBAL
HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 39,457 14,400,000 PRN SHARED-OTHER 1 14,400,000
ISHARES SILVER TRUST ISHARES 46428Q109 274 10,000 SH SHARED-OTHER 1 10,000
JAZZ PHARMACEUTICALS
PLC (a) SHS USD G50871105 178,077 3,185,058 (d) SH SHARED-OTHER 3,185,058 (d)
JDS UNIPHASE CORP NOTE 1.000% 5/1 46612JAD3 1,999 2,000,000 PRN SHARED-OTHER 1 2,000,000
3
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VOTING AUTHORITY
VALUE (x SHRS OR PRN SH/ PUT/ INVESTMENT OTHER ------------------------
NAME OF ISSUER TITLE OF CLASS CUSIP $1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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KKR & CO L P DEL COM UNITS 48248M102 90,170 4,667,166 SH SHARED-OTHER 1 4,667,166
MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 90,640 90,613,000 PRN SHARED-OTHER 1 90,613,000
MOLSON COORS
BREWING CO NOTE 2.500% 7/3 60871RAA8 3,588 3,500,000 PRN SHARED-OTHER 1 3,500,000
NETAPP INC NOTE 1.750% 6/0 64110DAB0 5,957 5,500,000 PRN SHARED-OTHER 1 5,500,000
NIELSEN HOLDINGS
N V (a) COM N63218106 1,154,634 32,234,344 (e) SH SHARED-OTHER 32,234,344 (e)
NXP SEMICONDUCTORS
N V (a) COM N6596X109 963,181 31,798,659 (f) SH SHARED-OTHER 31,798,659 (f)
PROCTER & GAMBLE CO COM 742718109 1,541 20,000 SH CALL SHARED-OTHER 1 20,000
PROLOGIS NOTE 2.625% 5/1 74340XAS0 1,053 1,050,000 PRN SHARED-OTHER 1 1,050,000
PROSHARES TR SHRT 20+YR TRE 74347X849 598 20,000 SH SHARED-OTHER 1 20,000
ROCKWOOD HLDGS
INC (a) COM 774415103 5,871 89,711 (g) SH SHARED-OTHER 89,711 (g)
SANDISK CORP NOTE 1.000% 5/1 80004CAC5 52,118 52,160,000 PRN SHARED-OTHER 1 52,160,000
SOTHEBYS NOTE 3.125% 6/1 835898AC1 4,560 4,000,000 PRN SHARED-OTHER 1 4,000,000
SPDR S&P 500 ETF
TR (h) TR UNIT 78462F103 7,834 50,000 SH PUT SHARED-OTHER 1 50,000
TIME WARNER
TELECOM INC DBCV 2.375% 4/0 887319AC5 7,452 5,633,000 PRN SHARED-OTHER 1 5,633,000
VIROPHARMA INC NOTE 2.000% 3/1 928241AH1 5,922 4,000,000 PRN SHARED-OTHER 1 4,000,000
VOLCANO CORPORATION NOTE 1.750%12/0 928645AB6 1,940 2,000,000 PRN SHARED-OTHER 1 2,000,000
WALGREEN CO (a) COM 931422109 306,313 6,424,340 (i) SH SHARED-OTHER 6,424,340 (i)
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(a) Position held by one or more entities engaged in KKR's private equity
business.
(b) KKR may be deemed to have investment discretion over an aggregate number of
54,145,011 shares, which consists of shares held by an investment vehicle
jointly owned by KKR and other investors.
(c) KKR may be deemed to have investment discretion over an aggregate number of
50,331,370 shares, which consists of shares held by an investment vehicle
jointly owned by KKR and other investors.
(d) KKR may be deemed to have investment discretion over an aggregate number of
3,192,946 shares.
(e) KKR may be deemed to have investment discretion over an aggregate number of
39,577,793 shares, which consists of shares held by an investment vehicle
jointly owned by KKR and other investors.
(f) KKR may be deemed to have investment discretion over an aggregate number of
44,489,138 shares.
(g) KKR may be deemed to have investment discretion over an aggregate number of
89,711 shares.
(h) Includes two series of SPDR S&P 500 ETF TR put options.
(i) KKR may be deemed to have investment discretion over an aggregate number of
8,508,807 shares.
5