SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-Q/A
Amendment No. 1
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934.
For the quarterly period ended June 30, 1997.
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934.
For the transition period from to
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Commission file number 1-12755
SUIZA FOODS CORPORATION
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(Exact Name of Registrant as Specified in Its Charter)
DELAWARE 75-2559681
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(State or Other Jurisdiction (I.R.S. Employer
of Incorporation or Organization) Identification No.)
3811 TURTLE CREEK BLVD., SUITE 1300, DALLAS, TEXAS 75219
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(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, Including Area Code: (214) 528-0939
NOT APPLICABLE
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(Former Name, Former Address, and Former
Fiscal Year, if Changed Since Last Report)
Indicate by check mark whether the registrant: (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Yes [X] No [ ]
The registrant had 15,958,260 shares of common stock outstanding as of
October 23, 1997.
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
(a) Exhibits
3.1* Certificate of Incorporation of the Company
3.2* Certificate of Amendment of Certificate of Incorporation of the
Company
3.3* Certificate of Correction of Certificate of Amendment of Certificate
of Incorporation
3.4* Certificate of Amendment of Certificate of Incorporation of the
Company
3.5* Certificate of Amendment of Certificate of Incorporation of the
Company
10.1 Form of Stock Option Agreement for Messrs. Gregg L. Engles, C.O.
Beshears, William P. Brick, Gayle O. Beshears, Hector M. Nevares, and
Tracy L. Noll under the Suiza Foods Corporation 1995 Stock Option and
Restricted Stock Plan
10.2 Form of Stock Option Agreement for Messrs. P. Eugene Pender and
Robert Piccinini under the Suiza Foods Corporation 1995 Stock Option
and Restricted Stock Plan
10.3 Form of Restricted Stock Agreement for Messrs. C.O. Beshears and
William P. Brick under the Suiza Foods Corporation 1995 Stock Option
and Restricted Stock Plan
10.4* Suiza Foods Corporation 1997 Stock Option and Restricted Stock Plan
10.5 Form of Stock Option Agreement for Messrs. Gregg L. Engles,
William P. Brick, Hector M. Nevares, and Tracy L. Noll under the
Suiza Foods Corporation 1997 Stock Option and Restricted Stock Plan
10.6 Form of Stock Option Agreement for Messrs. P. Eugene Pender, Robert
Piccinini, and Stephen Green under the Suiza Foods Corporation 1997
Stock Option and Restricted Stock Plan
10.7* 1997 Employee Stock Purchase Plan of Suiza Foods Corporation
10.8* First Amendment to the 1997 Employee Stock Purchase Plan of Suiza
Foods Corporation
10.9* Second Amendment to the 1997 Employee Stock Purchase Plan of
Suiza Foods Corporation
10.10 Asset Purchase Agreement, dated as of June 11, 1997, by and among
DF Acquisition Corp., Dairy Fresh L.P., and the Company; filed as
Exhibit 2.1 to the Company's Current Report on Form 8-K filed
July 14, 1997 (as amended on August 22, 1997) (Commission File
Number 1-12755) and incorporated herein by reference
10.11* Stock Purchase Agreement dated June 20, 1997 among the Company,
Peter M. Bernon, Alan J. Bernon, and the other stockholders named
therein and the Garelick Companies
10.12* Amendment No. 1 to Stock Purchase Agreement dated July 30, 1997
among the Company, Peter M. Bernon, Alan J. Bernon, and the other
stockholders named therein and the Garelick Companies
10.13* Stockholders Agreement dated July 31, 1997 among the Company,
Franklin Plastics, Peter M. Bernon, and Alan J. Bernon
10.14 Third Amended and Restated Credit Agreement dated as of July 31,
1997 with First Union National Bank as administrative agent and The
First National Bank of Chicago as syndication agent for the lenders
named therein
10.15 Second Amended and Restated Supplemental Credit Agreement dated
as of July 31, 1997 with First Union National Bank as administrative
agent and The First National Bank of Chicago as syndication agent
for the lenders named therein
10.16 Consulting Agreement between Cletes O. Beshears and the Company
11* Statement re computation of per share earnings
27* Financial Data Schedule
(b) Reports on Form 8-K
None
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* Previously filed.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
SUIZA FOODS CORPORATION
/s/ Tracy L. Noll
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Tracy L. Noll
Vice President & Chief
Financial Officer (Principal
Accounting Officer)
Date: October 24, 1997