SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 6, 1997
REGENCY BANCORP
(Exact name of registrant as specified in its charter)
California 33-82150 77-0378956
(State or other jurisdiction (Commission File Number) (IRS Employer
of incorporation) Identification No.)
7060 N. Fresno, Fresno, California 93720
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (209) 438-2600
Not Applicable
(Former name or former address, if changed since last report).
Page 1 of 29 pages
The Exhibit Index is on Page 4.
Item 5. OTHER EVENTS.
The registrant issued a press release dated November 6, 1997
describing its third quarter results of operations and consent to
orders issued by the Federal Deposit Insurance Corporation and the
California Department of Financial Institutions. The orders are
anticipated to be issued in the form attached as exhibits 99.2 and
99.3 and effective during the month of November, 1997.
Item 7. FINANCIAL STATEMENTS AND EXHIBITS.
(a) FINANCIAL STATEMENTS.
Not Applicable.
(b) PRO FORMA FINANCIAL INFORMATION.
Not Applicable.
(c) EXHIBITS.
(99.1) Press Release dated November 6, 1997 describing Registrant's
third quarter results of operations and consent to orders
issued by the Federal Deposit Insurance Corporation and the
California Department of Financial Institutions.
(99.2) Federal Deposit Insurance Corporation Order to Cease and
Desist and Stipulation and Consent to the Issuance of an
Order to Cease and Desist
(99.3) State of California Department of Financial Institutions
Waiver and Consent and Final Order
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
REGENCY BANCORP
Date: November 6, 1997 Steven F. Hertel /s/
--------------------
Steven F. Hertel
President
EXHIBIT INDEX
Sequential
Exhibit No. Description Page No.
- ----------- ----------- ----------
99.1 Press Release dated November 6, 1997 5-8
99.2 Federal Deposit Insurance Corporation Order to
Cease and Desist and Stipulation and Consent to
the Issuance of an Order to Cease and Desist 9-24
99.3 State of California Department of Financial
Institutions Waiver and Consent and Final Order 25-29