SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) January 8, 1998
REGENCY BANCORP
(Exact name of registrant as specified in its charter)
California 33-82150 77-0378956
(State or other (Commission File Number) (IRS Employer
jurisdiction of Identification No.)
incorporation)
7060 N. Fresno, Fresno, California 93720
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (209) 438-2600
Not Applicable
(Former name or former address, if changed since last report).
Page 1 of 7 pages.
The Exhibit Index is on Page 4.
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Item 5. OTHER EVENTS.
The Registrant issued a press release dated January 7, 1998 announcing
that it has successfully completed its efforts to raise capital
through a private placement of its common stock, providing a net
infusion of $5.9 million to the bank holding company. Also announced
was the appointment of two new members to its board, William J.
Alessini and William J. Ruh who also participated in the private
offering. The foregoing is qualified by reference to the press
release attached as exhibit 99.1
Item 7. FINANCIAL STATEMENTS AND EXHIBITS.
(a) FINANCIAL STATEMENTS.
Not Applicable.
(b) PRO FORMA FINANCIAL INFORMATION.
Not Applicable.
(c) EXHIBITS.
(99.1) Press Release dated January 7, 1998
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
REGENCY BANCORP
Date: January 8, 1998 /s/ STEVEN F. HERTEL
--------------------
Steven F. Hertel
President & CEO
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EXHIBIT INDEX
Sequential
Exhibit No. Description Page No.
----------- ----------- ----------
99.1 Press Release dated January 7, 1998 5-7
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