UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
AMENDMENT NO. 1 TO
(Mark One)
/X/ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 (FEE REQUIRED)
For the fiscal year ended December 31, 1996
OR
/ / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [NOT FEE REQUIRED]
For the transition period from _______________ to ______________
Commission file number: 0-11635
LASER PHOTONICS, INC.
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(Name of small business issuer specified in its charter)
Delaware 59-2058100
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(State or other jurisdiction (I.R.S Employer
of incorporation or organization Identification No.)
6865 Flanders Drive, Suite G. San Diego, California 92121
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(Address of principal executive offices, including zip code)
619-455-7030
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(Issuer's telephone number, including area code)
12351 Research Parkway, Orlando, Florida 32826 - (407) 281-4103
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(Former name, former address and former fiscal year,
if changed since last report)
Securities registered under Section 12(b) of the Exchange Act:
Name of each exchange
Title of each class on which registered
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None None
Securities registered under Section 12(g) of the Exchange Act:
Common Stock, $0.01 par value per share
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(Title of Class)
The undesigned registrant hereby amends the following items, financial
statements, exhibits or other portions of the Annual Report on Form 10-KSB for
the fiscal year ended December 31, 1996, as set forth in the pages attached
hereto:
1. ITEM 14 - EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM
8-K.
(a)(3) Exhibits 10.5-10.7.
PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K.
(a)(3) EXHIBITS REQUIRED TO BE FILED BY ITEM 601 OF REGULATION S-K.
10.5 Master Technology Agreement between the Company and Baxter
Healthcare Corporation, dated July 28, 1997**
10.6 License Agreement between the Company and Baxter Healthcare
Corporation, dated August 19, 1998**
10.7 Manufacturing Agreement between the Company and Baxter Healthcare
Corporation, dated August 19, 1997**
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** These exhibits are the subject of a currently pending request for
Confidential Treatment with the Securities and Exchange Commission.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities and
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
Dated: February 23, 1998 LASER PHOTONICS, INC.
BY: /s/ Raymond A. Hartman
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Raymond A. Hartman
President and Chief Executive Officer
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the dates indicated below.
LASER PHOTONICS, INC.
Dated: February 23, 1998 BY: /s/ Raymond A. Hartman
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Raymond A. Hartman
President and Chief Executive Officer
Dated: February 23, 1998 BY: /s/ Chaim Markheim
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Chaim Markheim
Director, Chief Operating Officer
and Chief Financial Officer(Principal
Financial Officer and Principal
Accounting Officer)
Dated: February 23, 1998 BY: /s/ Steven Qualls
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Steven Qualls
Director
Dated: February 23, 1998 BY: /s/ Alan R. Nowak
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Alan R. Nowak
Director
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