<ARTICLE> BD <RESTATED> <MULTIPLIER> 1,000 <PERIOD-TYPE> 3-MOS 6-MOS 9-MOS YEAR <FISCAL-YEAR-END> SEP-26-1997 SEP-26-1997 SEP-26-1997 SEP-26-1997 <PERIOD-START> SEP-30-1996 SEP-30-1996 SEP-30-1996 SEP-30-1996 <PERIOD-END> DEC-31-1996 MAR-27-1997 JUN-27-1997 SEP-26-1997 <CASH> 386 39 1,586 985 <RECEIVABLES> 19,667 22,583 20,802 24,284 <SECURITIES-RESALE> 2,812 3,019 1,984 2,066 <SECURITIES-BORROWED> 0 3,168 2,027 588 <INSTRUMENTS-OWNED> 32,349 36,205 33,769 30,928 <PP&E> 814 1,167 1,426 1,528 <TOTAL-ASSETS> 56,974 69,094 64,368 63,774 <SHORT-TERM> 0 4,000 913 909 <PAYABLES> 49,967 57,206 55,061 54,214 <REPOS-SOLD> 0 0 0 0 <SECURITIES-LOANED> 0 0 0 0 <INSTRUMENTS-SOLD> 672 407 464 1,047 <LONG-TERM> 0 0 0 0 <PREFERRED-MANDATORY> 0 0 0 0 <PREFERRED> 0 0 0 0 <COMMON> 18 24 28 29 <OTHER-SE> 6,011 7,457 7,902 7,575 <TOTAL-LIABILITY-AND-EQUITY> 56,974 69,094 64,368 63,774 <TRADING-REVENUE> (253) 466 2,323 4,782 <INTEREST-DIVIDENDS> 900 1,829 2,782 3,775 <COMMISSIONS> 3,888 7,964 12,132 17,496 <INVESTMENT-BANKING-REVENUES> 4,780 6,806 10,688 12,837 <FEE-REVENUE> 0 0 0 0 <INTEREST-EXPENSE> 537 1,059 1,639 2,265 <COMPENSATION> 6,852 12,481 20,281 28,381 <INCOME-PRETAX> 883 770 889 194 <INCOME-PRE-EXTRAORDINARY> 883 770 889 194 <EXTRAORDINARY> 0 0 0 0 <CHANGES> 0 0 0 0 <NET-INCOME> 581 508 593 101 <EPS-PRIMARY> .53 .46 .43 .08 <EPS-DILUTED> .42 .36 .38 .07