Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 1998 ---------------- COLOR SPOT NURSERIES, INC. ------------------------------------------------------ (Exact Name of Registrant as specified in its charter) Delaware 000-23483 68-0363266 - -------------------------------------------------------------------------------- (State or other juris- (Commission file (IRS Employer diction of incorporation) number) Identification No.) 3478 Buskirk Avenue Pleasant Hill, California 94523 ----------------------------- ------------- (Address of principal (Zip Code) executive offices) (510) 934-4443 ---------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable ------------------------------------------------------------- (Former name or former address, if changed since last report) ITEM 5. OTHER EVENTS. On July 8, 1998, the Registrant issued the press release attached hereto as Exhibit 99.1, which is incorporated herein by reference, announcing (i) that its fiscal fourth quarter results would not meet expectations, (ii) that Marion Antonini, a principal of Kohlberg & Co., which owns a majority interest in the Registrant, has been appointed to the Registrant's Board of Directors and (iii) that the Company's President and COO, Jerry Halamuda, is resigning those positions and becoming Vice-Chairman of the Board because of health-related reasons. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (c) Exhibits. 99.1 Press release issued July 8, 1998 by the Registrant. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. COLOR SPOT NURSERIES, INC. (Registrant) Date: July 14, 1998 /s/ Paul D. Yeager --------------------------- Paul D. Yeager Chief Financial Officer 2