FORM 10-Q/A
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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AMENDMENT NO. 1 TO
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 1998
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from ___ to ___
Commission file number 0-21139
DURA AUTOMOTIVE SYSTEMS, INC.
(Exact name of Registrant as specified in its charter)
DELAWARE 38-3185711
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
4508 IDS CENTER 55402
MINNEAPOLIS, MINNESOTA (Zip Code)
(Address of principal executive offices)
(612) 342-2311
(Registrant's telephone number, including area code)
NOT APPLICABLE
(Former name, former address and former fiscal year,
if changed since last report)
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months, and (2) has been subject to such filing requirements
for the past 90 days.
Yes X No
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The number of shares outstanding of the Registrant's Class A common stock, par
value $.01 per share, at July 31, 1998 was 8,996,417 shares. The number of
shares outstanding of the Registrant's Class B common stock, par value $.01 per
share, at July 31, 1998 was 3,342,380 shares.
PART II. OTHER INFORMATION
DURA AUTOMOTIVE SYSTEMS, INC. AND SUBSIDIARIES
Item 6. to the Quarterly Report on Form 10-Q for the quarterly period ended
June 30, 1998 filed by the Registrant with the Securities and Exchange
Commission on August 14, 1998 hereby is amended and restated to read in its
entirety as set forth below:
Item 6. Exhibits and Reports on Form 8-K:
(a) Exhibits:
10.1 Consolidated, Amended and Restated Credit Agreement, dated as
of April 30, 1998, among Dura Automotive Systems, Inc., as
Parent Guarantor, Dura Operating Corp., Kimanus
Vermogensverwaltung GmbH, Dura Asia-Pacific Pty Limited ACN
004 884 539 and Dura Automotive Systems (Canada), Ltd., as Dura
Borrowers, Trident Automotive PLC, Trident Automotive (UK)
Limited, Spicebright Limited, Trident Automotive, Inc., Trident
Automotive Canada Inc. and Moblan Investments B.V. as Trident
Borrowers, Bank of America National Trust and Savings
Association, as Agent, The Bank of Nova Scotia, The Chase
Manhattan Bank, Comerica Bank, The First National Bank of
Chicago and U.S. Bank National Association, as Co-Agents, BA
Australia Limited, as Australian Lender, Bank of America
Canada, as Canadian Lender, Bank of America National Trust and
Savings Association, as Swing Line Lender and Issuing Lender,
and The Other Financial Institutions Party Hereto.
10.2 Reaffirmation and Amendment of Guaranties, dated as of April
30, 1998, by Dura Automotive Systems, Inc., MC Holding Corp.,
Dura Operating Corp., Dura Shifter Holding Corp., Dura
Automotive Systems, Inc., Column Shifter Operations, Dura
Automotive Systems, Inc., Shifter Operations, Dura Shift
Systems, Inc., and Universal Tool & Stamping Company, Inc., in
favor of Bank of America National Trust and Savings
Association, a national banking association, as agent (the
"Agent") for the lenders named therein.
10.3 Reaffirmation and Amendment of Collateral Documents, dated as
of April 30, 1998, by Dura Automotive Systems, Inc., MC
Holding Corp., Dura Operating Corp., Dura Shifter Holding
Corp., Dura Automotive Systems, Inc., Column Shifter
Operations, Dura Automotive Systems, Inc., Shifter Operations,
Dura Shift Systems, Inc., and Universal Tool & Stamping
Company, Inc., in favor of the Agent for the lenders named
therein.
27 Financial Data Schedule (previously filed).
(b) Reports on Form 8-K:
On May 13, 1998, the Company filed a Form 8-K relating to the April
30, 1998 acquisition of Trident Automotive plc.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this Amendment No. 1 to Form 10-Q to be signed on
its behalf by the undersigned, thereunto duly authorized.
DURA AUTOMOTIVE SYSTEMS, INC.
Date: August 15, 1998 By /s/ Stephen E.K. Graham
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Stephen E.K. Graham
Vice President, Chief Financial Officer
(principal accounting and financial
officer)
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