SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 10-Q/A
AMENDMENT NO. 1
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(Mark One)
/X/ Quarterly Report Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934 for the quarterly period ended
September 30, 1998
OR
/ / Transition Report Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
COMMISSION FILE NUMBER: 0-28774
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WILLIS LEASE FINANCE CORPORATION
(Exact name of registrant as specified in its charter)
DELAWARE 68-0070656
(State or other jurisdiction of (IRS Employer Identification No.)
incorporation or organization)
2320 Marinship Way, Suite 300, Sausalito, CA 94965
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (415) 331-5281
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Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes [X] No [ ]
Indicate the number of shares outstanding of each of the issuer's
classes of common stock, as of the latest practicable date:
TITLE OF EACH CLASS OUTSTANDING AT OCTOBER 31, 1998
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Common Stock, $0.01 Par Value 7,285,813
This Amendment No. 1 on Form 10-Q/A amends and restates Part II, Item 6
of the Company's Form 10-Q filed with the Securities and Exchange Commission on
November 16, 1998. This Amendment is necessary because the Company has amended
its request for confidential treatment of portions of Exhibit 10.1 to the
Company's Form 10-Q filed with the Securities and Exchange Commission on
November 16, 1998. A complete copy of the amended exhibit is attached to this
Form 10-Q/A as Exhibit 10.1.
PART II OTHER INFORMATION
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
(a) Exhibits
3.1 Certificate of Incorporation, filed on March 12, 1998
together with Certificate of Amendment of Certificate
of Incorporation filed on May 6, 1998. Incorporated
by reference to Exhibits 4.01 and 4.02 of the
Company's report on Form 8-K filed on June 23, 1998.
3.2 Bylaws. Incorporated by reference to Exhibit 4.03 of
the Company's report on Form 8-K filed on June 23,
1998.
4.1 Specimen of Common Stock Certificate. Incorporated by
reference to Exhibit 4.1 of the Company's Report on
Form 10-Q for the quarter ended June 30, 1998.
10.1* Amended and Restated Credit Agreement dated September
30, 1998.
11.1 Statement regarding computation of per share
earnings. Incorporated by reference to Exhibit 11.1
of the Company's Report on Form 10-Q filed on
November 16, 1998.
27.1 Financial Data Schedule. Incorporated by reference to
Exhibit 27.1 of the Company's Report on Form 10-Q
filed on November 16, 1998.
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* Portions of this exhibit have been omitted pursuant to a
request for confidential treatment and the omitted
material has been filed separately with the Commission.
(b) Reports on Form 8-K
None.
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Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
Date: June 23, 1999 Willis Lease Finance Corporation
BY: /s/ James D. McBride
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James D. McBride
Chief Financial Office
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