SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
Amendment No.1
(Mark One)
/ x / ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 1998 or
/ / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Commission File No.: 333-48943
First Union-Lehman Brothers-Bank of America
Mortgage Pass-Through Certificates
Series 1998-C02 Trust
(Exact name of registrant as specified in its charter)
New York 52-6929147, 52-2107968, 52-2107969
(State or other jurisdiction (I.R.S. Employer 52-2107970
of incorporation or Identification No.)
organization)
c/o Norwest Bank Minnesota, N.A.
11000 Broken Land Parkway
Columbia, Maryland 21044
(Address of principal executive offices) (ZIP Code)
Registrant's telephone number, including area code:
(410) 884-2000
Securities to be registered pursuant to Section 12(b)
of the Act:
NONE
Securities to be registered pursuant to Section 12(g)
of the Act:
NONE
Indicate by check mark whether the registrant (1) has filed all
reports required to be filed by Section 13 or 15(d) of the
Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to
file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes X No ___
This Amendment No. 1 on Form 10-K/A amends Item 14 of the original Annual Report
on Form 10-K (the "Original Form 10-K") filed on March 25, 1999, on behalf of
First Union-Lehman Brothers-Bank of America Mortgage Pass-Through Certificates
Series 1998-C02 Trust established pursuant to a Pooling and Servicing Agreement
among First Union Commercial Mortgage Securities, Inc, Depositor, First Union
National Bank, Master Servicer and Norwest Bank Minnesota, National Association,
Trustee, pursuant to which the First Union-Lehman Brothers-Bank of America
Mortgage Pass-Through Certificates Series 1998-C02 Trust registered under the
Securities Act of 1933 (the "Certificates") were issued.
Item 14 of the Original Form 10-K is amended to read in its entirety as follows:
Item 14. Exhibits, Financial Statement Schedules, and Reports
on Form 8-K.
(a) Exhibits
(99.1) Annual Independent Accountants' Servicing
Reports concerning servicing activities for
the year ended December 31, 1998.
a) First Union, as Servicer <F1>
b) ORIX Real Estate Capital (Banc One),
as Special Servicer <F1>
(99.2) Report of Management as to Compliance with
Minimum Servicing Standards for the year
ended December 31, 1998.
a) First Union, as Servicer <F1>
b) ORIX Real Estate Capital (Banc One),
as Special Servicer <F1>
(99.3) Annual Statements of Compliance under the
Pooling and Servicing Agreements for the
year ended December 31, 1998.
a) First Union, as Servicer <F1>
b) ORIX Real Estate Capital (Banc One),
as Special Servicer <F2>
(99.4) Aggregate Statement of Principal and
Interest Distributions to Certificate
Holders. <F3>
(b) On October 01, 1998, October 26, 1998, and
December 02, 1998, reports on Form 8-K were filed
by the Company in order to provide the
statements for the monthly distributions to
holders of the Certificates. No other reports on
Form 8-K have been filed during the last quarter
of the period covered by this report.
(c) Not applicable.
(d) Omitted.
<F1> Filed herewith.
<F2> Such document (i) is not filed herewith since such document
was not received by the reporting person at least three business
days prior to the due date covered by this report: and (ii) will
be included in an amendment to this report on Form 10-K/A to be
filed within 30 days of the Reporting Person's receipt of such
document.
<F3> Previously filed.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the
Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned,
thereunto duly authorized:
First Union-Lehman Brothers-Bank of America
Mortgage Pass-Through Certificates
Series 1998-C02 Trust
Signed: Norwest Bank Minnesota, N.A., as Trustee
By: Sherri Sharps, Vice President
By: /s/ Sherri Sharps, Vice President
Dated: December 22, 1999
Exhibit Index
Exhibit No.
99.1 Annual Independent Accountants' Servicing Reports concerning servicing
activities for the year ended December 31, 1998.
a) First Union, as Servicer <F1>
b) ORIX Real Estate Capital (Banc One),
as Special Servicer <F1>
99.2 Report of Management as to Compliance with Minimum Servicing Standards
for the year ended December 31, 1998.
a) First Union, as Servicer <F1>
b) ORIX Real Estate Capital (Banc One),
as Special Servicer <F1>
99.3 Annual Statements of Compliance under the Pooling and Servicing
Agreements for the year ended December 31, 1998.
a) First Union, as Servicer <F1>
b) ORIX Real Estate Capital (Banc One),
as Special Servicer <F2>
99.4 Aggregate Statement of Principal and Interest Distributions to
Certificate Holders.<F3>
<F1> Filed herewith.
<F2> Such document (i) is not filed herewith since such document
was not received by the reporting person at least three business
days prior to the due date covered by this report: and (ii) will
be included in an amendment to this report on Form 10-K/A to be
filed within 30 days of the Reporting Person's receipt of such
document.
<F3> Previously filed.