SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 26, 2000
STILWELL FINANCIAL INC.
(Exact name of company as specified in its charter)
DELAWARE 001-15253 43-1804048
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(State or other jurisdiction (Commission file (IRS Employer
of incorporation) number) Identification Number)
920 Main Street, 21st Floor, Kansas City, Missouri 64105
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(Address of principal executive offices) (Zip Code)
Company's telephone number, including area code:
(816) 218 - 2400
Not Applicable
(Former name or former address if changed since last report)
Item 7. Financial Statements and Exhibits
(c) Exhibits
Exhibit No. Document
(99) Additional Exhibits
99.1 News release issued by Stilwell Financial Inc.
dated October 26, 2000 concerning the
announcement of financial results for the three
and nine months ended September 30, 2000, is
attached hereto as Exhibit 99.1
99.2 News release issued by Stilwell Financial Inc.
dated November 1, 2000 reporting average assets
under management during the month of October 2000,
average assets under management for the ten months
ended October 31, 2000 and ending assets under
management as of October 31, 2000, is attached
hereto as Exhibit 99.2
Item 9. Regulation FD Disclosure
Stilwell Financial Inc. ("Stilwell"; "Company") is furnishing under Item 9 of
this Current Report on Form 8-K the information included as Exhibit 99.1 to this
report. Exhibit 99.1 is the Stilwell news release, dated October 26, 2000,
concerning the announcement of financial results for the three and nine months
ended September 30, 2000.
Stilwell is also furnishing under Item 9 of this Current Report on Form 8-K the
information included as Exhibit 99.2 to this report. Exhibit 99.2 is the
Stilwell news release, dated November 1, 2000, that reports ending assets under
management as of October 31, 2000, average assets under management during the
month of October 2000 and average assets under management for the ten months
ended October 31, 2000.
The information in this Current Report on Form 8-K, including the exhibits, is
furnished pursuant to Item 9 and shall not be deemed to be "filed" for the
purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise
subject to the liabilities of that Section. This report will not be deemed an
admission as to the materiality of any information in the report that is
required to be disclosed solely by Regulation FD.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company
has duly caused this Report to be signed on its behalf by the undersigned
hereunto duly authorized.
Stilwell Financial Inc.
DATE: November 2, 2000 BY: /S/ DOUGLAS E. NICKERSON
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Douglas E. Nickerson
Vice President and Controller
(Principal Accounting Officer)