SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 23, 2001
STILWELL FINANCIAL INC.
(Exact name of company as specified in its charter)
DELAWARE 001-15253 43-1804048
- ---------------------------- ------------------- ------------------------
(State or other jurisdiction (Commission file (IRS Employer
of incorporation) number) Identification Number)
920 Main Street, 21st Floor, Kansas City, Missouri 64105
(Address of principal executive offices) (Zip Code)
Company's telephone number, including area code:
(816) 218 - 2400
Not Applicable
(Former name or former address if changed since last report)
Item 7. Financial Statements and Exhibits
(c) Exhibits
Exhibit No. Document
(99) Additional Exhibits
99.1 News release issued by Stilwell Financial Inc.
dated April 23, 2001 concerning the
announcement of financial results for the three
months ended March 31, 2001, is attached hereto
as Exhibit 99.1
99.2 News release issued by Stilwell Financial Inc.
dated April 24, 2001 announcing that Stilwell
had commenced a zero-coupon convertible debt
offering, is attached hereto as Exhibit 99.2
99.3 News release issued by Stilwell Financial Inc.
dated April 25, 2001 announcing that Stilwell
had entered into a purchase agreement for the
sale of $810 million principal amount of
zero-coupon convertible senior notes due 2031,
is attached hereto as Exhibit 99.3
99.4 News release issued by Stilwell Financial Inc.
dated May 1, 2001 announcing that Stilwell had
completed its zero-coupon convertible debt
offering and the acquisition of shares of Janus
Capital Corporation common stock, as well as
reporting the monthly asset under management
information as of April 30, 2001, is attached
hereto as Exhibit 99.4
Item 9. Regulation FD Disclosure
Stilwell is furnishing under Item 9 of this Current Report on Form 8-K the
information included as Exhibit 99.1 to this report. Exhibit 99.1 is the
Stilwell news release, dated April 23, 2001, concerning the announcement of
financial results for the three months ended March 31, 2001.
Stilwell is furnishing under Item 9 of this Current Report on Form 8-K the
information included as Exhibit 99.2 to this report. Exhibit 99.2 is the
Stilwell news release, dated April 24, 2001, announcing that Stilwell had
commenced a zero-coupon convertible debt offering.
Stilwell is furnishing under Item 9 of this Current Report on Form 8-K the
information included as Exhibit 99.3 to this report. Exhibit 99.3 is the
Stilwell news release, dated April 25, 2001, announcing that Stilwell entered
into a purchase agreement for the sale of $810 million principal amount of
zero-coupon convertible senior notes due 2031.
Stilwell is furnishing under Item 9 of this Current Report on Form 8-K the
information included as Exhibit 99.4 to this report. Exhibit 99.4 is the
Stilwell news release, dated May 1, 2001, announcing that Stilwell received
approximately $675 million as a result of the completion of the zero-coupon
convertible debt offering. Stilwell also announced that it had completed the
acquisition of 600,000 shares of Janus Capital Corporation common stock.
Stilwell also reported the preliminary monthly asset under management
information as of April 30, 2001.
The information in this Current Report on Form 8-K, including the exhibits, is
furnished pursuant to Item 9 and shall not be deemed to be "filed" for the
purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise
subject to the liabilities of that Section.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company
has duly caused this Report to be signed on its behalf by the undersigned
hereunto duly authorized.
Stilwell Financial Inc.
Date: May 2, 2001 By: /s/ Douglas E. Nickerson
-------------------------------------------
Douglas E. Nickerson
Vice President and Controller
(Principal Accounting Officer)