SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 31, 2001
STILWELL FINANCIAL INC.
(Exact name of company as specified in its charter)
DELAWARE 001-15253 43-1804048
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(State or other jurisdiction (Commission file (IRS Employer
of incorporation) number) Identification Number)
920 Main Street, 21st Floor, Kansas City, Missouri 64105
(Address of principal executive offices) (Zip Code)
Company's telephone number, including area code:
(816) 218 - 2400
Not Applicable
(Former name or former address if changed since last report)
Item 7. Financial Statements and Exhibits
(c) Exhibits
Exhibit No. Document
(99) Additional Exhibits
99.1 News release issued by Stilwell Financial Inc.
dated September 4, 2001 reporting: i) ending
assets under management on August 31, 2001;
and ii) average assets under management for the
two and eight months ended August 31, 2001,
respectively, is attached hereto as Exhibit 99.1
99.2 News release issued by Stilwell Financial Inc.
dated October 1, 2001 reporting: i) ending
assets under management on September 30,
2001; ii) average assets under management for
the three and nine months ended September 30,
2001, respectively; and iii) information regarding
Stilwell's third quarter 2001 earnings
presentation conference call, is attached hereto
as Exhibit 99.2
99.3 News release issued by Stilwell Financial Inc.
dated October 4, 2001 reporting that Stilwell
declared a quarterly dividend to shareholders, is
attached hereto as Exhibit 99.3
Item 9. Regulation FD Disclosure
Stilwell is furnishing under Item 9 of this Current Report on Form 8-K the
information included as Exhibit 99.1 to this report. Exhibit 99.1 is the
Stilwell news release, dated September 4, 2001, reporting preliminary ending
assets under management on August 31, 2001 and average assets under management
for the two and eight months ended August 31, 2001, respectively.
Stilwell is furnishing under Item 9 of this Current Report on Form 8-K the
information included as Exhibit 99.2 to this report. Exhibit 99.2 is the
Stilwell news release, dated October 1, 2001, reporting preliminary ending
assets under management on September 30, 2001 and average assets under
management for the three and nine months ended September 30, 2001, respectively.
Stilwell also reported the information regarding its third quarter 2001 earnings
presentation conference call.
Stilwell is furnishing under Item 9 of this Current Report on Form 8-K the
information included as Exhibit 99.3 to this report. Exhibit 99.3 is the
Stilwell news release, dated October 4, 2001, reporting that Stilwell's Board of
Directors declared a quarterly dividend to shareholders.
The information in this Current Report on Form 8-K, including the exhibits, is
furnished pursuant to Item 9 and shall not be deemed to be "filed" for the
purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise
subject to the liabilities of that Section.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company
has duly caused this Report to be signed on its behalf by the undersigned
hereunto duly authorized.
Stilwell Financial Inc.
Date: October 5, 2001 By: /s/ Douglas E. Nickerson
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Douglas E. Nickerson
Vice President, Controller and Treasurer
(Principal Accounting Officer)