UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SEC FILE NUMBER
1-11577
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CUSIP NUMBER
306075-102
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FORM 12b-25
NOTIFICATION OF LATE FILING
/X/ Form 10-K / / Form 20-F / Form 11-K / / Form 10-Q / / Form N-SAR
For Period Ended: November 1, 2003
/ / Transition Report on Form 10-K
/ / Transition Report on Form 20-F
/ / Transition Report on Form 11-K
/ / Transition Report on Form 10-Q
/ / Transition Report on Form N-SAR
For the Transition Period Ended:
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Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
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If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
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PART I--REGISTRANT INFORMATION
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Full name of Registrant: Falcon Products, Inc.
Former Name if Applicable: Not applicable
9387 Dielman Industrial Drive
Address of Principal Executive Office
(Street and Number)
St. Louis, Missouri 63132
City, State and Zip Code
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PART II--RULES 12b-25(b) AND (c)
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If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate.)
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(a) The reasons described in reasonable detail in Part III
of this form could not be eliminated without
unreasonable effort or expense;
(b) The subject annual report, semi-annual report,
transition report on From 10-K, Form 20-F, 11-K or
Form N-SAR, or portion thereof, will be filed on or
/X/ before the fifteenth calendar day following the
prescribed due date; or the subject quarterly report
on Form 10-Q, or portion thereof, will be filed on or
before the fifth calendar day following the prescribed
due date; and
(c) The accountant's statement or other exhibit required
by Rule 12b-25(c) has been attached if applicable.
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PART III--NARRATIVE
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State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K,
10-Q, N-SAR, or the transition report or portion thereof, could not be filed
within the prescribed time period.
Despite the diligent efforts of the Registrant, it has been unable to
finalize its financial statements prior to the end of the prescribed time
period for its Form 10-K as it has been focused on the refinancing of its
commercial debt obligations. This refinancing was recently completed and the
Registrant is working diligently on finalizing its financial statements and
the other disclosures required to be included in its Form 10-K.
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PART IV--OTHER INFORMATION
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(1) Name and telephone number of person to contact in regard to this
notification:
BOB BRANSTETTER 314 991-9200
(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under section 13 or 15(d)
of the Securities Exchange Act of 1934 or Section 30 of the
Investment Company Act of 1940 during the preceding 12 months or
for such shorter period that the registrant was required to file
such report(s) been filed? If the answer is no, identify report(s).
/X/ Yes / / No
(3) Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in the
subject report or portion thereof?
/X/ Yes / / No
If so, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the
reasons why a reasonable estimate of the results cannot be made.
The Registrant anticipates that the results of operations
for the quarter and fiscal year ended November 1, 2003 will be
negative as compared to the prior year periods. Due to charges
resulting from plant closings and other asset writedowns, the
Registrant expects to report substantial net losses for the quarter
and the fiscal year ended November 1, 2003.
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FALCON PRODUCTS, INC.
(Name of Registrant as Specified in Charter)
has caused this Form 12b-25 notification to be signed on its behalf by the
undersigned thereunto duly authorized.
Date: January 30, 2004 By /s/ David L. Morley
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David L. Morley,
President and Chief Operating Officer
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