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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07917
HORACE MANN MUTUAL FUNDS
(Exact name of registrant as specified in charter)
1 HORACE MANN PLAZA
SPRINGFIELD, IL 62702
(Address of principal executive offices) (Zip code)
ANN CAPARROS
HORACE MANN MUTUAL FUNDS
1 HORACE MANN PLAZA
SPRINGFIELD, IL 62702
(Name and address of agent for service)
Registrant's telephone number, including area code: 217-789-2500
Date of fiscal year end: DECEMBER 31
Date of reporting period: JULY 1, 2003 - JUNE 30, 2004
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Item. 1 Proxy Voting Record
HORACE MANN EQUITY FUND
July 1, 2003 to June 30, 2004
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
04/23/04 - A ABBOTT LABORATORIES *ABT* 002824100 02/25/04 15,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Drug Pricing Against Against ShrHoldr
4 Report on Political Contributions/Activities Against Against ShrHoldr
5 Prohibit Awards to Executives Against Against ShrHoldr
6 Report on Operational Imact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
05/27/04 - A ACE LTD. *ACE* G0070K103 04/08/04 19,400
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Mgmt
LONG-TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
ACCOUNTANTS OF ACE LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
08/21/03 - A ADAPTEC, INC. *ADPT* 00651F108 06/25/03 34,600
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
03/02/04 - A ADC TELECOMMUNICATIONS, INC. *ADCT* 000886101 01/07/04 221,600
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
04/22/04 - A ALCAN INC. *AL.* 013716105 03/03/04 24,500
1 Elect Directors For For Mgmt
2 Approve Auditors and Authorize Board to Fix For For Mgmt
Remuneration of Auditors
04/29/04 - A ALTRIA GROUP, INC. *MO* 02209S103 03/08/04 77,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Product Warnings for Pregnant Against Against ShrHoldr
Women
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Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
4 Report on Health Risks Associated with Against Against ShrHoldr
Cigarette Filters
5 Political Contributions/Activities Against Against ShrHoldr
6 Cease Use of Light and Ultra Light in Against Against ShrHoldr
Cigarette Marketing
7 Place Canadian Style Warnings on Cigarette Against Against ShrHoldr
Packaging
8 Separate Chairman and CEO Positions Against For ShrHoldr
04/27/04 - A AMERICAN ELECTRIC POWER CO. *AEP* 025537101 03/03/04 56,220
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
4 Submit Executive Pension Benefit to Vote Against Against ShrHoldr
5 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
6 Establish Term Limits for Directors Against Against ShrHoldr
05/19/04 - A AMERICAN INTERNATIONAL GROUP, INC. 026874107 03/26/04 34,050
*AIG*
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Approve Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
5 Report on Political Contributions/Activities Against Against ShrHoldr
6 Divest from Tobacco Equities Against Against ShrHoldr
7 Link Executive Compensation to Predatory Against Against ShrHoldr
Lending
05/13/04 - A AMGEN, INC. *AMGN* 031162100 03/19/04 8,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prepare Glass Ceiling Report Against Against ShrHoldr
4 Expense Stock Options Against For ShrHoldr
04/15/04 - A AMSOUTH BANCORPORATION *ASO* 032165102 02/17/04 9,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Employee Stock Purchase Plan For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
4 Amend Omnibus Stock Plan For For Mgmt
5 Approve Non-Employee Director Stock Option For For Mgmt
Plan
6 Political Contributions Against Against ShrHoldr
03/24/04 - A APPLIED MATERIALS, INC. *AMAT* 038222105 01/30/04 31,300
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
11/06/03 - A ARCHER-DANIELS-MIDLAND COMPANY *ADM* 039483102 09/12/03 99,400
1 Elect Directors For For Mgmt
05/27/04 - A ARROW ELECTRONICS, INC. *ARW* 042735100 03/29/04 40,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
01/29/04 - A ASHLAND INC. *ASH* 044204105 11/24/03 17,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/04 - A AUTOLIV INC. *ALV* 052800109 03/02/04 28,700
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
11/06/03 - A AVNET, INC. *AVT* 053807103 09/08/03 47,900
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
03/17/04 - S BANK OF AMERICA CORP. *BAC* 060505104 01/26/04 56,000
1 Approve Merger Agreement For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Adjourn Meeting For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
05/26/04 - A BANK OF AMERICA CORP. *BAC* 060505104 04/07/04 92,261
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Change Date of Annual Meeting Against Against ShrHoldr
4 Adopt Nomination Procedures for the Board Against Against ShrHoldr
5 Charitable Contributions Against Against ShrHoldr
6 Establish Independent Committee to Review Against Against ShrHoldr
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against ShrHoldr
Information Security
05/25/04 - A BANK ONE CORP. 06423A103 04/02/04 57,300
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/04 - A BELLSOUTH CORP. *BLS* 079860102 03/08/04 13,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Limit Executive Compensation Against Against ShrHoldr
6 Limit Executive Compensation Against Against ShrHoldr
7 Report on Political Contributions/Activities Against Against ShrHoldr
06/24/04 - A BEST BUY CO., INC. *BBY* 086516101 04/26/04 6,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
04/21/04 - A BORG-WARNER, INC. *BWA* 099724106 03/05/04 9,900
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
05/04/04 - A BRISTOL-MYERS SQUIBB CO. *BMY* 110122108 03/08/04 22,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Political Contributions/Activities Against Against ShrHoldr
4 Cease Political Contributions/Activities Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against For ShrHoldr
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Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
6 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against ShrHoldr
the Shares to Elect Directors
04/21/04 - A BURLINGTON NORTHERN SANTA FE CORP. 12189T104 02/27/04 55,200
*BNI*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/29/04 - A CAPITAL ONE FINANCIAL CORP. *COF* 14040H105 02/29/04 4,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
04/14/04 - A CATERPILLAR INC. *CAT* 149123101 02/17/04 7,300
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against ShrHoldr
6 Report on Operational Imact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
04/20/04 - A CENDANT CORPORATION *CD* 151313103 02/23/04 21,200
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
SHAREHOLDER PROPOSALS
4 Separate Chairman and CEO Positions Against Against ShrHoldr
5 Limit Executive Compensation Against Against ShrHoldr
04/28/04 - A CHEVRONTEXACO CORP. *CVX* 166764100 03/01/04 38,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt Shareholder Rights Plan (Poison Pill) For For Mgmt
Policy
4 Amend Omnibus Stock Plan For For Mgmt
5 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
6 Report on Political Contributions/Activities Against Against ShrHoldr
7 Require Affirmative Vote of a Majority of Against Against ShrHoldr
the Shares to Elect Directors
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Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
8 Report on Health and Environmental Against Against ShrHoldr
Initiatives in Ecuador
9 Report on Renewable Energy Against Against ShrHoldr
11/11/03 - A CISCO SYSTEMS, INC. *CSCO* 17275R102 09/12/03 158,900
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
SHAREHOLDER PROPOSALS
4 Report on Company Products Used by the Against Against ShrHoldr
Government to Monitor the Internet
5 Report on Pay Disparity Against Against ShrHoldr
04/20/04 - A CITIGROUP INC. *C* 172967101 02/27/04 129,266
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Report on Political Contributions/Activities Against Against ShrHoldr
5 Prohibit Awards to Executives Against Against ShrHoldr
6 Separate Chairman and CEO Positions Against Against ShrHoldr
05/26/04 - A COMCAST CORP. *CMCSA* 20030N101 03/15/04 80,852
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
4 Amend Articles/Bylaws/Charter-Non-Routine For For Mgmt
5 Require Two-Thirds Majority of Independent Against Against ShrHoldr
Directors on Board
6 Political Contributions/Activities Against Against ShrHoldr
7 Nominate Two Directors for every open Against Against ShrHoldr
Directorships
8 Limit Executive Compensation Against Against ShrHoldr
9 Adopt a Recapitalization Plan Against For ShrHoldr
05/05/04 - A CONOCOPHILLIPS *COP* 20825C104 03/10/04 40,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
5 Limit Executive Compensation Against Against ShrHoldr
6 Report on Drilling in the Arctic National Against Against ShrHoldr
Wildlife Refuge
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Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
04/27/04 - A COOPER INDUSTRIES LTD *CBE* G24182100 03/01/04 20,800
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 APPROVE THE AMENDED AND RESTATED STOCK For For Mgmt
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO SOCIAL AND Against Against ShrHoldr
ENVIRONMENTAL ISSUES RELATED TO
SUSTAINABILITY.
5 SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE Against Against ShrHoldr
EQUITY COMPENSATION PLANS.
04/29/04 - A CORNING INC. *GLW* 219350105 03/01/04 182,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
01/09/04 - S COUNTRYWIDE FINANCIAL CORP. *CFC* 222372104 11/28/03 2,800
1 Increase Authorized Common Stock For For Mgmt
06/16/04 - A COUNTRYWIDE FINANCIAL CORP. *CFC* 222372104 04/19/04 5,599
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
05/05/04 - A CSX CORP. *CSX* 126408103 03/05/04 61,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Limit Awards to Executives Against For ShrHoldr
04/19/04 - A DANA CORP. *DCN* 235811106 03/01/04 40,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Employee Stock Purchase Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
07/18/03 - A DELL INC. *DELL* 247025109 05/23/03 18,000
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Change Company Name For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
04/28/04 - A EATON CORP. *ETN* 278058102 03/01/04 13,000
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/19/04 - A ELI LILLY AND CO. *LLY* 532457108 02/13/04 7,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
5 Report on Drug Pricing Against Against ShrHoldr
05/05/04 - A EMC CORP. *EMC* 268648102 03/08/04 64,700
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Limit Executive Compensation Against Against ShrHoldr
05/14/04 - A ENTERGY CORP. *ETR* 29364G103 03/17/04 28,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
4 Restore or Provide for Cumulative Voting Against Against ShrHoldr
5 Prohibit Awards to Executives Against Against ShrHoldr
05/26/04 - A EXXON MOBIL CORP. *XOM* 30231G102 04/05/04 109,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
4 Affirm Political Nonpartisanship Against Against ShrHoldr
5 Report on Political Contributions/Activities Against Against ShrHoldr
6 Report on Equatorial Guinea Against Against ShrHoldr
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Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
7 Separate Chairman and CEO Positions Against For ShrHoldr
8 Prohibit Awards to Executives Against Against ShrHoldr
9 Report on Stock Option Distribution by Race Against Against ShrHoldr
and Gender
10 Amend EEO Statement to Include Reference to Against For ShrHoldr
Sexual Orientation
11 Report on Climate Change Research Against Against ShrHoldr
05/25/04 - A FANNIE MAE *FNM* 313586109 04/06/04 36,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Provide for Cumulative Voting Against Against ShrHoldr
05/21/04 - A FEDERATED DEPARTMENT STORES, INC. *FD* 31410H101 04/02/04 44,600
1 Elect Directors For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
03/17/04 - S FLEETBOSTON FINANCIAL CORP. 339030108 01/26/04 73,300
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
04/28/04 - A GENERAL ELECTRIC CO. *GE* 369604103 03/01/04 192,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Provide for Cumulative Voting Against Against ShrHoldr
5 Eliminate Animal Testing Against Against ShrHoldr
6 Report on Nuclear Fuel Storage Risks Against Against ShrHoldr
7 Report on PCB Clean-up Against Against ShrHoldr
8 Report on Foreign Outsourcing Against Against ShrHoldr
9 Prepare Sustainability Report Against Against ShrHoldr
10 Limit Composition of Management Development Against Against ShrHoldr
and Compensation Committee to Independent
Directors
11 Report on Pay Disparity Against Against ShrHoldr
12 Limit Awards to Executives Against Against ShrHoldr
13 Limit Board Service for Other Companies Against Against ShrHoldr
14 Separate Chairman and CEO Positions Against Against ShrHoldr
15 Hire Advisor/Maximize Shareholder Value Against Against ShrHoldr
16 Adopt a Retention Ratio for Executives and Against Against ShrHoldr
Directors
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Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
17 Require 70% to 80% Independent Board Against Against ShrHoldr
18 Report on Political Contributions/Activities Against Against ShrHoldr
06/02/04 - A GENERAL MOTORS CORP. *GM* 370442105 04/05/04 32,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prohibit Awards to Executives Against Against ShrHoldr
4 Prohibit Awards to Executives Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Limit Composition of Committees to Against Against ShrHoldr
Independent Directors
7 Report on Greenhouse Gas Emissions Against Against ShrHoldr
8 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
9 Establish Executive and Director Stock Against Against ShrHoldr
Ownership Guidelines
04/19/04 - A GENUINE PARTS CO. *GPC* 372460105 02/12/04 21,600
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
SHAREHOLDER PROPOSALS
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Company-Specific -- Shareholder Against Against ShrHoldr
Miscellaneous
05/04/04 - A GEORGIA-PACIFIC CORP. *GP* 373298108 03/10/04 46,700
1 Elect Directors For Split Mgmt
1.1 Elect Director Barbara L. Bowles ---
Withhold
1.2 Elect Director Donald V. Fites --- Withhold
1.3 Elect Director David R. Goode --- Withhold
1.4 Elect Director Karen N. Horn --- For
1.5 Elect Director William R. Johnson --- For
1.6 Elect Director James B. Williams ---
Withhold
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
05/17/04 - A GLAXOSMITHKLINE PLC (FORMERLY GLAXO 37733W105 03/19/04 25,100
WELLCOME PLC )
MEETING FOR HOLDERS OF ADRS
1 TO RECEIVE AND ADOPT THE DIRECTORS REPORT For For Mgmt
AND THE FINANCIAL STATEMENTS (ORDINARY
RESOLUTION)
2 TO APPROVE THE REMUNERATION REPORT For For Mgmt
(ORDINARY RESOLUTION)
3 TO ELECT MR H LAWRENCE CULP AS A DIRECTOR For For Mgmt
(ORDINARY RESOLUTION)
4 TO ELECT MR CRISPIN DAVIS AS A DIRECTOR For For Mgmt
(ORDINARY RESOLUTION)
5 TO ELECT SIR ROBERT WILSON AS A DIRECTOR For For Mgmt
(ORDINARY RESOLUTION)
6 TO ELECT DR TACHI YAMADA AS A DIRECTOR For For Mgmt
(ORDINARY RESOLUTION)
7 TO RE-ELECT SIR CHRISTOPHER HOGG AS A For For Mgmt
DIRECTOR (ORDINARY RESOLUTION)
8 Ratify Auditors For For Mgmt
9 REMUNERATION OF AUDITORS (ORDINARY For For Mgmt
RESOLUTION)
10 AUTHORISE THE COMPANY TO MAKE DONATIONS TO For For Mgmt
EU POLITICAL ORGAN- ISATIONS AND INCUR EU
POLITICAL EXPENDITURE (SPECIAL BUSINESS)
11 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Mgmt
(SPECIAL RESOLUTION)
12 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Mgmt
OWN SHARES (SPECIAL RESOLUTION)
04/27/04 - A GOLDEN WEST FINANCIAL CORP. *GDW* 381317106 03/01/04 23,600
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
04/27/04 - A GOODRICH CORPORATION *GR* 382388106 03/08/04 39,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
05/18/04 - A GUIDANT CORP. *GDT* 401698105 03/11/04 23,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against For ShrHoldr
03/17/04 - A HEWLETT-PACKARD CO. *HPQ* 428236103 01/20/04 142,400
1 Elect Directors For Split Mgmt
1.1 Elect Director L.T. Babbio, Jr. --- For
1.2 Elect Director P.C. Dunn --- For
1.3 Elect Director C.S. Fiorina --- For
1.4 Elect Director R.A. Hackborn --- For
1.5 Elect Director G.A. Keyworth II --- For
1.6 Elect Director R.E. Knowling, Jr. --- For
1.7 Elect Director S.M. Litvack --- Withhold
1.8 Elect Director R.L. Ryan --- For
1.9 Elect Director L.S. Salhany --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Expense Stock Options Against For ShrHoldr
05/27/04 - A HOME DEPOT, INC. (THE) *HD* 437076102 03/29/04 16,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Establish Term Limits for Directors Against Against ShrHoldr
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against For ShrHoldr
6 Adopt ILO Based Code of Conduct Against Against ShrHoldr
7 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority of Against Against ShrHoldr
the Shares to Elect Directors
06/02/04 - A INGERSOLL-RAND COMPANY LIMITED *IR* G4776G101 04/02/04 3,600
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 ADOPTION OF AMENDED AND RESTATED INCENTIVE For For Mgmt
STOCK PLAN OF 1998.
3 APPROVAL OF AMENDED AND RESTATED BYE-LAWS. For For Mgmt
4 Ratify Auditors For For Mgmt
5 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For ShrHoldr
BOARD OF DIRECTORS.
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Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
6 SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY Against Against ShrHoldr
S JURISDICTION OF INCORPORATION.
7 SHAREHOLDER PROPOSAL TO REQUIRE THE Against Against ShrHoldr
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
05/25/04 - A INGRAM MICRO, INC. *IM* 457153104 03/26/04 66,300
1 Elect Directors For For Mgmt
05/19/04 - A INTEL CORP. *INTC* 458140100 03/22/04 136,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Expense Stock Options Against For ShrHoldr
5 Limit/Prohibit Awards to Executives Against For ShrHoldr
6 Performance- Based/Indexed Options Against For ShrHoldr
04/27/04 - A INTERNATIONAL BUSINESS MACHINES CORP. 459200101 02/27/04 24,200
*IBM*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Ratify Auditors for the Company's Business For For Mgmt
Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Provide for Cumulative Voting Against Against ShrHoldr
6 Amend Pension and Retirement Medical Against Against ShrHoldr
Insurance Plans
7 Submit Executive Compensation to Vote Against For ShrHoldr
8 Expense Stock Options Against For ShrHoldr
9 Limit Awards to Executives Against Against ShrHoldr
10 China Principles Against Against ShrHoldr
11 Report on Political Contributions/Activities Against Against ShrHoldr
12 Report on Executive Compensation Against Against ShrHoldr
04/22/04 - A JOHNSON & JOHNSON *JNJ* 478160104 02/24/04 39,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Cease Charitable Contributions Against Against ShrHoldr
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
05/25/04 - A JPMORGAN CHASE & CO. *JPM* 46625H100 04/02/04 29,500
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Adjourn Meeting For For Mgmt
6 Establish Term Limits for Directors Against Against ShrHoldr
7 Charitable Contributions Against Against ShrHoldr
8 Political Contributions Against Against ShrHoldr
9 Separate Chairman and CEO Positions Against For ShrHoldr
10 Provide Adequate Disclosure for over the Against Against ShrHoldr
counter Derivatives
11 Auditor Independence Against Against ShrHoldr
12 Submit Non-Employee Director Compensation Against Against ShrHoldr
to Vote
13 Report on Pay Disparity Against Against ShrHoldr
05/13/04 - A KEYCORP *KEY* 493267108 03/16/04 73,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/13/04 - A LEAR CORPORATION *LEA* 521865105 03/19/04 30,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
04/02/04 - A LEHMAN BROTHERS HOLDINGS INC. *LEH* 524908100 02/13/04 23,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/18/04 - A LUCENT TECHNOLOGIES INC. *LU* 549463107 12/22/03 87,200
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors and Amend For For Mgmt
Director Removal Provision
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
4 Approve Reverse Stock Split For For Mgmt
SHAREHOLDER PROPOSALS
5 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
6 Prohibit Awards to Executives Against Against ShrHoldr
05/06/04 - A MAGNA INTERNATIONAL INC. *MG.A* 559222401 03/23/04 12,100
1 Elect Directors For Withhold Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
04/28/04 - A MARATHON OIL CORP *MRO* 565849106 03/01/04 44,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Greenhouse Gas Emissions Against Against ShrHoldr
4 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
05/20/04 - A MCDONALD'S CORP. *MCD* 580135101 03/22/04 70,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve/Amend Executive Incentive Bonus Plan For For Mgmt
08/28/03 - A MEDTRONIC, INC. *MDT* 585055106 07/03/03 7,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
04/27/04 - A MERCK & CO., INC. *MRK* 589331107 02/24/04 63,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Prohibit Awards to Executives Against Against ShrHoldr
5 Develop Ethical Criteria for Patent Against Against ShrHoldr
Extension
6 Link Executive Compensation to Social Issues Against Against ShrHoldr
7 Report on Political Contributions Against Against ShrHoldr
8 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
04/23/04 - A MERRILL LYNCH & CO., INC. *MER* 590188108 02/24/04 10,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Separate Chairman and CEO Positions Against For ShrHoldr
04/27/04 - A METLIFE, INC *MET* 59156R108 03/01/04 32,900
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
5 Ratify Auditors For For Mgmt
6 Limit Executive Compensation Against Against ShrHoldr
05/13/04 - A MGIC INVESTMENT CORP. *MTG* 552848103 03/15/04 18,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/11/03 - A MICROSOFT CORP. *MSFT* 594918104 09/12/03 195,000
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
SHAREHOLDER PROPOSAL
4 Refrain from Giving Charitable Contributions Against Against ShrHoldr
04/20/04 - A MORGAN STANLEY *MWD* 617446448 02/20/04 22,900
1 Elect Directors For Split Mgmt
1.1 Elect Director John W. Madigan --- Withhold
1.2 Elect Director Dr. Klaus Zumwinkel --- For
1.3 Elect Director Sir Howard Davies --- For
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
4 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
5 Report on Political Contributions/Activities Against Against ShrHoldr
04/27/04 - A NATIONAL CITY CORP. *NCC* 635405103 03/05/04 65,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
4 Ratify Auditors For For Mgmt
05/13/04 - A NORFOLK SOUTHERN CORP. *NSC* 655844108 03/05/04 90,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/30/04 - A OCCIDENTAL PETROLEUM CORP. *OXY* 674599105 03/03/04 50,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Non-Employee Director Restricted For For Mgmt
Stock Plan
4 Prohibit Awards to Executives Against Against ShrHoldr
10/13/03 - A ORACLE CORP. *ORCL* 68389X105 08/21/03 114,900
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Non-Employee Director Omnibus Stock For For Mgmt
Plan
SHAREHOLDER PROPOSAL
5 Implement China Principles Against Against ShrHoldr
05/12/04 - A OWENS-ILLINOIS, INC. *OI* 690768403 03/15/04 61,500
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
04/27/04 - A PACCAR INC. *PCAR* 693718108 03/01/04 3,750
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Deferred Compensation Plan For For Mgmt
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Limit Awards to Executives Against Against ShrHoldr
05/13/04 - A PARTNERRE LTD (FRM. PARTNERRE HOLDINGS G6852T105 03/19/04 5,600
LTD. ) *PRE*
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 TO APPROVE AN INCREASE IN THE MAXIMUM For For Mgmt
NUMBER OF DIRECTORS FROM TEN TO ELEVEN, WITH THE
MINIMUM NUMBER OF DIRECTORS SET AT THREE, AND FOR
THE BOARD TO BE AUTHORIZED TO FILL ANY VACANCIES AS
AND WHEN THEY DEEM EXPEDIENT.
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
3 TO AMEND THE BYE-LAWS OF THE COMPANY TO For For Mgmt
REMOVE THE EXEMPTION WHICH EXCLUDES SWISS
REINSURANCE COMPANY AND ITS AFFILIATES FROM THE
PROHIBITION ON OBTAINING OR EXERCISING MORE THAN
9.9% OF THE VOTING RIGHTS ATTACHED TO THE COMPANY S
ISSUED AND OUTSTANDING
4 TO INCREASE THE NUMBER OF COMMON SHARES For For Mgmt
RESERVED FOR ISSUANCE UNDER THE PARTNERRE
LTD. EMPLOYEE INCENTIVE PLAN FROM 3,500,000
COMMON SHARES TO 5,000,000 COMMON SHARES.
5 Ratify Auditors For For Mgmt
6 Other Business For Against Mgmt
05/05/04 - A PEPSICO, INC. *PEP* 713448108 03/12/04 17,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Report on Political Contributions/Activities Against Against ShrHoldr
5 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
04/22/04 - A PFIZER INC. *PFE* 717081103 02/27/04 193,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against ShrHoldr
6 Report on Political Contributions/Activities Against Against ShrHoldr
7 Establish Term Limits for Directors Against Against ShrHoldr
8 Report on Drug Pricing Against Against ShrHoldr
9 Limit Awards to Executives Against Against ShrHoldr
10 Amend Animal Testing Policy Against Against ShrHoldr
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
04/28/04 - A PIPER JAFFRAY COS *PJC* 724078100 03/03/04 2
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/23/04 - A PPL CORP. *PPL* 69351T106 02/27/04 32,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/13/04 - A PULTE HOMES INC. *PHM* 745867101 03/16/04 34,000
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditor Against For ShrHoldr
09/03/03 - A QUANTUM CORP. *DSS* 747906204 07/07/03 95,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
12/16/03 - A QWEST COMMUNICATIONS INTERNATIONAL 749121109 10/27/03 294,500
INC. *Q*
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
SHAREHOLDER PROPOSALS
3 Exclude Pension Credits from Net Income For For ShrHoldr
When Determining Executive Compensation
4 Declassify the Board of Directors For For ShrHoldr
5 Submit Severance Agreement For For ShrHoldr
(Change-in-Control) to Shareholder Vote
6 Require Majority of Independent Directors Against For ShrHoldr
on Board
7 Performance- Based/Indexed Options Against Against ShrHoldr
8 Performance- Based/Indexed Options Against For ShrHoldr
9 Expense Stock Options Against For ShrHoldr
05/25/04 - A QWEST COMMUNICATIONS INTERNATIONAL 749121109 03/26/04 294,500
INC. *Q*
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
4 Submit Executive Pension Benefit to Vote Against Against ShrHoldr
5 Require Majority of Independent Directors Against Against ShrHoldr
on Board
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
02/23/04 - S R. R. DONNELLEY & SONS CO. *RRD* 257867101 01/15/04 1,000
1 Issue Shares in Connection with an For For Mgmt
Acquisition
2 Approve Omnibus Stock Plan For For Mgmt
04/14/04 - A R. R. DONNELLEY & SONS CO. *RRD* 257867101 03/01/04 34,200
1 Elect Directors For For Mgmt
2 Sale of Company Assets Against Against ShrHoldr
3 Expense Stock Options Against For ShrHoldr
05/20/04 - A SAFEWAY INC. *SWY* 786514208 03/25/04 58,500
1 Elect Directors For Split Mgmt
1.1 Elect Director Steven A. Burd --- For
1.2 Elect Director Robert I. MacDonnell ---
Withhold
1.3 Elect Director William Y. Tauscher ---
Withhold
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Approve Repricing of Options For For Mgmt
5 Amend Bylaws to Require Independent Against For ShrHoldr
Director as Chairman of the Board
6 Provide for Cumulative Voting Against Against ShrHoldr
7 Report on Genetically Modified Organisms Against Against ShrHoldr
(GMO)
8 Prepare Sustainability Report Against Against ShrHoldr
9 Report on Political Contributions Against Against ShrHoldr
10 Expense Stock Options Against For ShrHoldr
01/26/04 - A SANMINA-SCI CORP. *SANM* 800907107 12/01/03 86,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/30/03 - A SARA LEE CORP. *SLE* 803111103 09/02/03 12,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
SHAREHOLDER PROPOSALS
3 Report on Charitable Contributions Against Against ShrHoldr
4 Implement and Monitor Code of Corporate Against Against ShrHoldr
Conduct - ILO Standards
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
04/30/04 - A SBC COMMUNICATIONS INC. *SBC* 78387G103 03/02/04 27,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Bylaws For For Mgmt
4 Report on Political Contributions/Activities Against Against ShrHoldr
5 Change Size of Board of Directors Against Against ShrHoldr
05/13/04 - A SEARS, ROEBUCK & CO. *S* 812387108 03/15/04 44,900
1 Elect Directors For Split Mgmt
1.1 Elect Director William L. Bax --- For
1.2 Elect Director Donald J. Carty --- Withhold
1.3 Elect Director Alan J. Lacy --- Withhold
1.4 Elect Director Hugh B. Price --- Withhold
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Establish Other Board Committee Against Against ShrHoldr
05/04/04 - A SEMPRA ENERGY *SRE* 816851109 03/09/04 38,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
5 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
6 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
7 Separate Chairman and CEO Positions Against For ShrHoldr
01/07/04 - A SOLECTRON CORP. *SLR* 834182107 11/18/03 207,800
1 Elect Directors For For Mgmt
2 Approve Option Exchange Program For Against Mgmt
3 Ratify Auditors For For Mgmt
04/21/04 - A SOUTHTRUST CORP. *SOTR* 844730101 02/20/04 36,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
04/20/04 - A SPRINT CORP. *FON* 852061100 02/20/04 90,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Report on Foreign Outsourcing Against Against ShrHoldr
04/20/04 - A SPRINT CORP. *FON* 852061506 02/20/04 184,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Report on Foreign Outsourcing Against Against ShrHoldr
06/17/04 - A STAPLES, INC. *SPLS* 855030102 04/19/04 10,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Amend Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For For Mgmt
6 Submit Shareholder Rights Plan (Poison Against Against ShrHoldr
Pill) to Shareholder Vote
7 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
8 Limit Executive Compensation Against Against ShrHoldr
9 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
05/26/04 - A SUPERVALU INC. *SVU* 868536103 04/01/04 57,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require Affirmative Vote of the Majority of Against Against ShrHoldr
the Shares to Elect Directors
06/10/04 - A TECH DATA CORP. *TECD* 878237106 04/12/04 21,400
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Eliminate Class of Preferred Stock For For Mgmt
04/22/04 - A TELLABS, INC. *TLAB* 879664100 02/23/04 130,000
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
04/15/04 - A TEXAS INSTRUMENTS INC. *TXN* 882508104 02/17/04 36,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against For ShrHoldr
04/27/04 - A THE CHUBB CORP. *CB* 171232101 03/08/04 31,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
5 Report on Political Contributions/Activities Against Against ShrHoldr
04/21/04 - A THE COCA-COLA COMPANY *KO* 191216100 02/23/04 30,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Operational Impact of HIV/AIDS For For ShrHoldr
Pandemic
4 Report on Stock Option Distribution by Race Against Against ShrHoldr
and Gender
5 Prohibit Awards to Executives Against Against ShrHoldr
6 Submit Executive Compensation to Vote Against For ShrHoldr
7 Submit Executive Compensation to Vote Against Against ShrHoldr
8 Implement China Principles Against Against ShrHoldr
9 Separate Chairman and CEO Positions Against For ShrHoldr
03/31/04 - A THE GOLDMAN SACHS GROUP, INC. *GS* 38141G104 02/02/04 21,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
06/24/04 - A THE KROGER CO. *KR* 501044101 04/26/04 35,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
4 Separate Chairman and CEO Positions Against For ShrHoldr
5 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
04/26/04 - A THE LUBRIZOL CORP. *LZ* 549271104 03/05/04 10,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
05/21/04 - A THE MAY DEPARTMENT STORES CO. *MAY* 577778103 04/02/04 34,500
1 Elect Directors For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Declassify the Board of Directors Against For ShrHoldr
10/14/03 - A THE PROCTER & GAMBLE COMPANY *PG* 742718109 08/01/03 14,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
SHAREHOLDER PROPOSALS
4 Declassify the Board of Directors Against For ShrHoldr
5 Label Genetically Engineered Foods Against Against ShrHoldr
05/21/04 - A TIME WARNER INC *TWX* 887317105 03/23/04 17,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt China Principles Against Against ShrHoldr
4 Report on Pay Disparity Against Against ShrHoldr
04/29/04 - A TORCHMARK CORP. *TMK* 891027104 03/05/04 40,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Divest Investments in Tobacco Companies Against Against ShrHoldr
03/19/04 - S TRAVELERS PROPERTY CASUALTY CORP. 89420G109 02/06/04 3,191
1 Approve Merger Agreement For For Mgmt
03/19/04 - S TRAVELERS PROPERTY CASUALTY CORP. 89420G406 02/06/04 6,556
1 Approve Merger Agreement For For Mgmt
05/21/04 - A TXU CORP. *TXU* 873168108 03/22/04 51,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
03/25/04 - A TYCO INTERNATIONAL LTD. *TYC* 902124106 03/25/04 93,100
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 ADOPTION OF THE AMENDED AND RESTATED For For Mgmt
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Mgmt
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For ShrHoldr
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against ShrHoldr
JURISDICTION OF INCORPORATION FROM BERMUDA
TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against ShrHoldr
EXECUTIVE COMPENSATION.
04/20/04 - A U.S. BANCORP *USB* 902973304 02/26/04 112,711
1 Elect Directors For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Submit Executive Compensation to Vote Against For ShrHoldr
5 Amend Vote Requirements to Amend Against For ShrHoldr
Articles/Bylaws/Charter
05/06/04 - A UNITED PARCEL SERVICE, INC. *UPS* 911312106 03/08/04 9,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/04 - A UST INC. *UST* 902911106 03/05/04 26,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Shareholder Rights Plan (Poison None For ShrHoldr
Pill) to Shareholder Vote
4 Reduce Nitrosamines in Oral Snuff Against Against ShrHoldr
04/29/04 - A VALERO ENERGY CORP. *VLO* 91913Y100 03/01/04 27,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Greenhouse Gas Emissions Against Against ShrHoldr
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 25
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
04/28/04 - A VERIZON COMMUNICATIONS *VZ* 92343V104 03/01/04 20,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Require Majority of Independent Directors Against Against ShrHoldr
on Board
5 Separate Chairman and CEO Positions Against For ShrHoldr
6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against Against ShrHoldr
8 Prohibit Awards to Executives Against Against ShrHoldr
9 Report on Stock Option Distribution by Race Against Against ShrHoldr
and Gender
10 Report on Political Contributions/Activities Against Against ShrHoldr
11 Cease Charitable Contributions Against Against ShrHoldr
04/27/04 - A VF CORP. *VFC* 918204108 03/09/04 48,400
1 Elect Directors For Split Mgmt
1.1 Elect Director Edward E. Crutchfield ---
Withhold
1.2 Elect Director George Fellows --- Withhold
1.3 Elect Director Daniel R. Hesse --- Withhold
1.4 Elect Director Clarence Otis, Jr. --- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
5 Adopt ILO Based Code of Conduct Against Against ShrHoldr
05/19/04 - A VIACOM INC. *VIA* 925524308 03/22/04 5,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Non-Employee Director Stock Option For For Mgmt
Plan
04/20/04 - A WACHOVIA CORP. *WB* 929903102 02/18/04 74,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require Two Candidates for Each Board Seat Against Against ShrHoldr
4 Report on Political Contributions/Activities Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 26
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
06/04/04 - A WAL-MART STORES, INC. *WMT* 931142103 04/05/04 68,300
1 Elect Directors For For Mgmt
2 Approve Stock Option Plan For For Mgmt
3 Approve Stock Option Plan For For Mgmt
4 Amend Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For For Mgmt
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Prepare Sustainability Report Against Against ShrHoldr
8 Report on Stock Option Distribution by Race Against Against ShrHoldr
and Gender
9 Report on Genetically Modified Organisms Against Against ShrHoldr
(GMO)
10 Prepare Diversity Report Against Against ShrHoldr
11 Submit Executive Compensation to Vote Against Against ShrHoldr
04/20/04 - A WASHINGTON MUTUAL, INC *WM* 939322103 02/27/04 57,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
04/27/04 - A WELLS FARGO & COMPANY *WFC* 949746101 03/09/04 11,000
1 Elect Directors For For Mgmt
2 Approve Retirement Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Expense Stock Options Against For ShrHoldr
5 Limit Executive Compensation Against Against ShrHoldr
6 Link Executive Compensation to Social Issues Against Against ShrHoldr
7 Report on Political Contributions/Activities Against Against ShrHoldr
04/20/04 - A WHIRLPOOL CORP. *WHR* 963320106 02/27/04 14,600
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
05/05/04 - A WISCONSIN ENERGY CORP. *WEC* 976657106 02/25/04 48,300
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
04/22/04 - A WYETH *WYE* 983024100 03/12/04 18,500
1 Elect Directors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 27
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN EQUITY FUND / 03729529 - 037-29529
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------- ---------------------------------------- ------------ ---------- ------------- ----------- ---------- ----------
2 Ratify Auditors For For Mgmt
3 Report on Drug Pricing Against Against ShrHoldr
4 Amend Animal Testing Policy Against Against ShrHoldr
05/20/04 - A XCEL ENERGY INC. *XEL* 98389B100 03/22/04 26,700
1 Declassify the Board of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
04/30/04 - A XL CAPITAL LTD (FORMERLY EXEL LTD. ) G98255105 03/15/04 6,400
*XL*
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 28
VOTE SUMMARY REPORT
Jul 01, 2003 - Dec 31, 2003
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Voted
- -------------------- ---------------------------------------- ------------- ------------ ------------- ------------ ----------------
12/18/03 - S APACHE CORP. *APA* 037411105 10/29/03 12,700
1 Increase Authorized Common Stock For For
PASSES MELLON CALCULATIONS.
10/16/03 - A APPLERA CORP *ABI* 038020103 08/27/03 31,600
1 Elect Directors For For
2 Ratify Auditors For For
07/31/03 - A CHECK POINT SOFTWARE TECHNOLOGIES INC M22465104 06/23/03 15,800
*CHKP*
1 Elect Gil Shwed, Marius Nacht, David Rubner, For For
Alex Serge Vieux, and Dr. Tal Shavit as
Directors
2 Elect Irwin Federman and Ray Rothrock as For For
External Directors
3 Authorization for Chairman of the Board to For For
Serve as Chairman of the Board and Cheif
Executive Officer
4 Accept Financial Statements for the Year For For
Ended December 31, 2002
5 Approve Kost Forer & Gabbay as Auditors and For For
Authorize Board to Fix Their Remuneration
6 Approve Options to Purchase Two Million For Against
Shares to Gil Shwed, Director and Officer,
and One Million Shares to Marius Nacht,
Director and Officer
11/05/03 - A COACH, INC. *COH* 189754104 09/17/03 14,800
1 Elect Directors For For
09/25/03 - A DARDEN RESTAURANTS, INC. *DRI* 237194105 07/28/03 34,300
1 Elect Directors For For
2 Ratify Auditors For For
10/28/03 - S FIRST DATA CORP. *FDC* 319963104 09/08/03 17,000
1 Approve Merger Agreement For For
11/25/03 - A FOX ENTERTAINMENT GROUP, INC. *FOX* 35138T107 09/29/03 48,000
1 Elect Directors For For
2 Ratify Auditors For For
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2003 - Dec 31, 2003
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Voted
- -------------------- ---------------------------------------- ------------- ------------ ------------- ------------ ----------------
08/04/03 - A GTECH HOLDINGS CORP. *GTK* 400518106 06/13/03 20,500
1 Elect Directors For For
2 Approve Executive Incentive Bonus Plan For For
SENIOR-LEVEL MANAGEMENT WOULD RECEIVE CASH.
3 Ratify Auditors For For
08/19/03 - S MAGNA INTERNATIONAL INC. *MG.A* 559222401 07/08/03 11,400
BALLOT FOR HOLDERS OF CLASS B SHARES
1 Approve Spin-Off Agreement For For
BALLOT FOR HOLDERS OF CLASS A SUBORDINATE
SHARES
1 Approve Spin-Off Agreement For For
09/26/03 - A NATIONAL SEMICONDUCTOR CORP. *NSM* 637640103 08/14/03 33,500
1 Elect Directors For For
1.1 Elect Director Brian L. Halla --- For
1.2 Elect Director Steven R. Appleton --- For
1.3 Elect Director Gary P. Arnold --- For
1.4 Elect Director Richard J. Danzig --- For
1.5 Elect Director Robert J. Frankenberg --- For
1.6 Elect Director E. Floyd Kvamme --- For
1.7 Elect Director Modesto A. Maidique --- For
1.8 Elect Director Edward R. Mccracken --- For
2 Ratify Auditors For For
3 Approve Employee Stock Purchase Plan For For
ALL EMPLOYEES CAN PURCHASE SHARES AT 85% OF F.M.V.
07/10/03 - A NVIDIA CORPORATION *NVDA* 67066G104 05/15/03 31,900
1 Elect Directors For For
2 Ratify Auditors For For
10/13/03 - A ORACLE CORP. *ORCL* 68389X105 08/21/03 32,600
1 Elect Directors For For
2 Approve Executive Incentive Bonus Plan For For
KEY EMPLOYEES AND SENIOR-LEVEL MANAGEMENT WOULD RECEIVE
CASH.
3 Ratify Auditors For For
4 Amend Non-Employee Director Omnibus Stock Plan For For
PLAN'S COST OF 10.46% IS WITHIN ALLOWABLE CAP OF
12.54%.
SHAREHOLDER PROPOSAL
5 Implement China Principles Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2003 - Dec 31, 2003
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Voted
- -------------------- ---------------------------------------- ------------- ------------ ------------- ------------ ----------------
08/26/03 - A QLOGIC CORP. *QLGC* 747277101 07/01/03 17,800
1 Elect Directors For For
1.1 Elect Director H.K. Desai --- For
1.2 Elect Director Larry R. Carter --- For
1.3 Elect Director James R. Fiebiger --- For
1.4 Elect Director Balakrishnan S. Iyer --- For
1.5 Elect Director Carol L. Miltner --- For
1.6 Elect Director George D. Wells --- For
2 Amend Omnibus Stock Plan For For
PLAN'S COST OF 12.04% IS WITHIN ALLOWABLE CAP OF 12.66%.
3 Ratify Auditors For For
10/30/03 - A SARA LEE CORP. *SLE* 803111103 09/02/03 29,800
1 Elect Directors For For
2 Ratify Auditors For For
SHAREHOLDER PROPOSALS
3 Report on Charitable Contributions Against Against
4 Implement and Monitor Code of Corporate Against Against
Conduct - ILO Standards
11/07/03 - A SCIENTIFIC-ATLANTA, INC. *SFA* 808655104 09/15/03 44,500
1 Elect Directors For For
1.1 Elect Director Marion H. Antonini --- For
1.2 Elect Director David J. McLaughlin --- For
1.3 Elect Director James V. Napier --- For
1.4 Elect Director Sam Nunn --- For
2 Approve Omnibus Stock Plan For For
PLAN'S COST OF 7.20% IS WITHIN ALLOWABLE CAP OF
12.65%.
07/23/03 - A TENET HEALTHCARE CORP. *THC* 88033G100 06/02/03 14,900
1 Elect Directors For For
2 Declassify the Board of Directors For For
3 Ratify Auditors For For
SHAREHOLDER PROPOSAL
4 Require Majority of Independent Directors on Against Against
Board
PROPOSAL IS MORE RESTRICTIVE THAN NYSE RULES
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2003 - Dec 31, 2003
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Voted
- -------------------- ---------------------------------------- ------------- ------------ ------------- ------------ ----------------
07/30/03 - A VODAFONE GROUP PLC 92857W100 None 21,900
1 Accept Financial Statements and Statutory For For
Reports
2 Approve Remuneration Report For For
3 Reelect Lord MacLaurin of Knebworth as For For
Director
4 Reelect Kenneth Hydon as Director For For
5 Reelect Thomas Geitner as Director For For
6 Reelect Alec Broers as Director For For
7 Reelect Juergen Schrempp as Director For For
8 Elect John Buchanan as Director For For
9 Approve Final Dividend of 0.8983 Pence Per For For
Share
10 Ratify Deloitte and Touche as Auditors For For
11 Authorize Board to Fix Remuneration of For For
Auditors
12 Authorize EU Political Donations up to GBP For For
100,000
13 Authorize Issuance of Equity or Equity-Linked For For
Securities with Preemptive Rights up to
Aggregate Nominal Amount of USD 900,000,000
14 Authorize Issuance of Equity or Equity-Linked For For
Securities without Preemptive Rights up to
Aggregate Nominal Amount of USD 340,000,000
15 Authorize 6,800,000,000 Shares for Share For For
Repurchase Program
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 4
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/11/04 - A 3M CO *MMM* 88579Y101 03/12/04 7,500
1 Elect Directors For For Mgmt
1.1 Elect Director Edward A. Brennan --- For
Edward A. Brennan was a director during the past two years
in which the board failed to implement a majority
supported shareholder proposal. board has made effort to
compromise
1.2 Elect Director Michael L. Eskew --- For
1.3 Elect Director W. James McNerney, Jr. --- For
W. James McNerney, Jr. was a director during the past two
years in which the board failed to implement a majority
supported shareholder proposal. board has made effort to
compromise
1.4 Elect Director Kevin W. Sharer --- For
Kevin W. Sharer was a director during the past two years
in which the board failed to implement a majority
supported shareholder proposal. board has made effort to
compromise
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
Fails Mellon calculations.
4 Separate Chairman and CEO Positions Against Against ShrHoldr
corporate governance is adequate
04/23/04 - A ABBOTT LABORATORIES *ABT* 002824100 02/25/04 11,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Drug Pricing Against Against ShrHoldr
4 Report on Political Contributions/Activities Against Against ShrHoldr
complies with laws/regs
5 Prohibit Awards to Executives Against Against ShrHoldr
overly restrictive
6 Report on Operational Imact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
05/27/04 - A ACE LTD. *ACE* G0070K103 04/08/04 22,400
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Mgmt
LONG-TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 1
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
04/28/04 - A Adobe Systems Inc. *ADBE* 00724F101 03/03/04 12,500
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 8.31% is within allowable cap of 12.66%.
3 Expense Stock Options Against For ShrHoldr
increased accuracy of fin'l statements
4 Adopt a Plocy that will Committ Executives Against Against ShrHoldr
to Hold a Significant Percentage of their
Shares
limits are excessive
5 Ratify Auditors For For Mgmt
04/30/04 - A Aetna Inc. *AET* 00817Y108 02/27/04 20,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
overly restrictive
05/20/04 - A AirTran Holdings, Inc. *AAI* 00949P108 03/31/04 44,100
1 Elect Directors For For Mgmt
04/29/04 - A Altria Group, Inc. *MO* 02209S103 03/08/04 74,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Product Warnings for Pregnant Against Against ShrHoldr
Women
4 Report on Health Risks Associated with Against Against ShrHoldr
Cigarette Filters
5 Political Contributions/Activities Against Against ShrHoldr
company complys with laws/regs
6 Cease Use of Light and Ultra Light in Against Against ShrHoldr
Cigarette Marketing
7 Place Canadian Style Warnings on Cigarette Against Against ShrHoldr
Packaging
8 Separate Chairman and CEO Positions Against Against ShrHoldr
Corp. Governance is adequate
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 2
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/19/04 - A American International Group, Inc. 026874107 03/26/04 46,600
*AIG*
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
CEO will receive cash.
3 Approve Non-Employee Director Stock Option For For Mgmt
Plan
Plan's cost of 1.46% is within allowable cap of 8.00%.
4 Ratify Auditors For For Mgmt
5 Report on Political Contributions/Activities Against Against ShrHoldr
company complies with laws/regs
6 Divest from Tobacco Equities Against Against ShrHoldr
7 Link Executive Compensation to Predatory Against Against ShrHoldr
Lending
06/10/04 - A American Power Conversion Corp. 029066107 04/14/04 37,700
*APCC*
1 Fix Number of Directors For For Mgmt
Fixes size of board at eight members. reasonable
2 Elect Directors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 8.23% is within allowable cap of 10.68%.
4 Ratify Auditors For For Mgmt
05/06/04 - A Apache Corp. *APA* 037411105 03/17/04 25,600
1 Elect Directors For For Mgmt
2 Report on Greenhouse Gas Emissions Against Against ShrHoldr
02/18/04 - A ArvinMeritor, Inc. *ARM* 043353101 12/12/03 22,900
1 Elect Directors For For Mgmt
1.1 Elect Director Rhonda L. Brooks as Class I
Director --- For
1.2 Elect Director William R. Newlin as Class I
Director --- For
1.3 Elect Director Terrence E. O'Rourke as
Class I Director --- For
1.4 Elect Director Larry D. Yost as Class I
Director --- For
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 3
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
1.5 Elect Director Richard W. Hanselman as
Class II Director --- For
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For Against Mgmt
Plan
Plan's cost of 6.37% exceeds allowable cap of 5.29%.
05/27/04 - A Aspect Communications Corp. *ASPT* 04523Q102 03/31/04 90,000
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
Plan's cost of 7.33% is within allowable cap of 14.74%.
3 Amend Outside Director Stock Awards/Options For For Mgmt
in Lieu of Cash
4 Ratify Auditors For For Mgmt
05/19/04 - A Astoria Financial Corp. *AF* 046265104 03/26/04 24,700
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
Executive employees will receive cash.
3 Ratify Auditors For For Mgmt
03/17/04 - S Bank of America Corp. *BAC* 060505104 01/26/04 59,100
1 Approve Merger Agreement For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 2.79% is within allowable cap of 9.52%.
3 Increase Authorized Common Stock For For Mgmt
Passes Mellon calculations.
4 Adjourn Meeting For Against Mgmt
05/26/04 - A Bank of America Corp. *BAC* 060505104 04/07/04 59,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Change Date of Annual Meeting Against Against ShrHoldr
4 Adopt Nomination Procedures for the Board Against Against ShrHoldr
may hinder finder qualified candidates
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 4
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
5 Charitable Contributions Against Against ShrHoldr
6 Establish Independent Committee to Review Against Against ShrHoldr
Mutual Fund Policy
wait for SEC final settlement
7 Adopt Standards Regarding Privacy and Against Against ShrHoldr
Information Security
cost not worthy of benefit
04/30/04 - A BANK OF HAWAII CORP *BOH* 062540109 03/01/04 18,600
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 8.57% is within allowable cap of 12.63%.
3 Ratify Auditors For For Mgmt
05/25/04 - A Bank One Corp. *ONE* 06423A103 04/02/04 59,600
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
04/01/04 - A Beckman Coulter, Inc. *BEC* 075811109 02/02/04 9,500
1 Elect Directors For Split Mgmt
1.1 Elect Director Ronald W. Dollens ---
Withhold
Ronald W. Dollens attended fewer than 75% of meetings.
missed committee meetings, 2003 attendance issue
1.2 Elect Director Charles A. Haggerty --- For
1.3 Elect Director William N. Kelley, M.D. ---
For
2 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 7.82% is within allowable cap of 12.64%.
04/26/04 - A Bellsouth Corp. *BLS* 079860102 03/08/04 27,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 4.17% is within allowable cap of 9.47%.
5 Limit Executive Compensation Against Against ShrHoldr
overly restrictive
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 5
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
6 Limit Executive Compensation Against Against ShrHoldr
overly restrictive
7 Report on Political Contributions/Activities Against Against ShrHoldr
company complies with laws/regs
05/28/04 - A Bunge Limited *BG* G16962105 03/29/04 16,900
Meeting for Holders of ADRs
1 TO ELECT JORGE BORN, JR., AS A MEMBER OF For For Mgmt
THE BOARD OF DIRECTORS TO SERVE UNTIL THE
2007 ANNUAL GENERAL MEETING OF SHAREHOLDERS.
2 TO ELECT OCTAVIO CARABALLO, AS A MEMBER OF For For Mgmt
THE BOARD OF DIRECTORS TO SERVE UNTIL THE
2007 ANNUAL GENERAL MEETING SHAREHOLDERS.
3 TO ELECT BERNARD DE LA TOUR D AUVERGNE For For Mgmt
LAURAGUAIS, AS A MEMBER OF THE BOARD OF
DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
4 TO ELECT WILLIAM ENGELS, AS A MEMBER OF THE For For Mgmt
BOARD OF DIRECTORS TO SERVE UNTIL THE 2007
ANNUAL GENERAL MEETING OF SHAREHOLDERS.
5 Ratify Auditors For For Mgmt
6 TO APPROVE THE TERMS OF BUNGE LIMITED S For For Mgmt
AMENDED AND RESTATED NON-EMPLOYEE DIRECTORS
EQUITY INCENTIVE PLAN.
04/28/04 - A ChevronTexaco Corp. *CVX* 166764100 03/01/04 39,588
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt Shareholder Rights Plan (Poison Pill) For For Mgmt
Policy
4 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 3.14% is within allowable cap of 5.89%.
5 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
6 Report on Political Contributions/Activities Against Against ShrHoldr
complies with laws/regs
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 6
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
7 Require Affirmative Vote of a Majority of Against Against ShrHoldr
the Shares to Elect Directors
could interfere with open access rule
8 Report on Health and Environmental Against Against ShrHoldr
Initiatives in Ecuador
9 Report on Renewable Energy Against Against ShrHoldr
04/24/04 - A Cincinnati Financial Corp. *CINF* 172062101 02/27/04 12,700
1 Elect Directors For For Mgmt
1.1 Elect Director Michael Brown --- For
1.2 Elect Director Dirk J. Debbink --- For
1.3 Elect Director Robert C. Schiff --- For
Robert C. Schiff attended fewer than 75% of meetings. no
attendance issue previous year
1.4 Elect Director John M. Shepherd --- For
1.5 Elect Director Douglas S. Skidmore --- For
2 Ratify Auditors For Against Mgmt
04/20/04 - A Citigroup Inc. *C* 172967101 02/27/04 161,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
overly restrictive
4 Report on Political Contributions/Activities Against Against ShrHoldr
company complies with laws/regs
5 Prohibit Awards to Executives Against Against ShrHoldr
overly restrictive
6 Separate Chairman and CEO Positions Against Against ShrHoldr
corp gover. provides balance
05/13/04 - A Columbia Sportswear Co. *COLM* 198516106 03/15/04 13,900
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 5.35% is within allowable cap of 16.88%.
3 Approve Executive Incentive Bonus Plan For For Mgmt
Executive officers will receive cash or stock.
4 Ratify Auditors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 7
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/26/04 - A Comcast Corp. *CMCSA* 20030N101 03/15/04 21,736
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
Plan's cost of 3.20% is within allowable cap of 7.01%.
4 Amend Articles/Bylaws/Charter-Non-Routine For For Mgmt
improved indep.
5 Require Two-Thirds Majority of Independent Against Against ShrHoldr
Directors on Board
more strict than listing reqmts
6 Political Contributions/Activities Against Against ShrHoldr
company complies with laws/regs
7 Nominate Two Directors for every open Against Against ShrHoldr
Directorships
guideline 49
8 Limit Executive Compensation Against Against ShrHoldr
overly restrictive
9 Adopt a Recapitalization Plan Against For ShrHoldr
equal voting rights
04/28/04 - A Companhia Vale Do Rio Doce 204412209 03/29/04 8,500
Meeting for Holders of ADRs
1 APPRECIATION OF THE MANAGEMENT S REPORT AND For For Mgmt
ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2003.
2 PROPOSAL FOR THE DESTINATION OF THE PROFITS For For Mgmt
OF THE SAID FISCAL YEAR.
3 ESTABLISHMENT OF THE TOTAL AND ANNUAL For For Mgmt
REMUNERATION OF THE MEMBERS OF THE COMPANY
S MANAGEMENT.
4 ELECTION OF THE MEMBERS OF THE FISCAL For For Mgmt
COUNCIL AND ESTABLISHMENT OF THEIR
REMUNERATION.
5 PROPOSAL OF CAPITAL INCREASE, THROUGH THE For For Mgmt
CAPITALIZATION OF RESERVES, WITHOUT THE
ISSUANCE OF SHARES, AND THE CONSEQUENT
CHANGE OF THE HEAD SECTION OF ARTICLE 5 OF
THE COMPANY S BY-LAWS.
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 8
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/05/04 - A ConocoPhillips *COP* 20825C104 03/10/04 32,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 3.85% is within allowable cap of 6.99%.
4 Limit Executive Compensation Against Against ShrHoldr
unduly restrictive
5 Limit Executive Compensation Against Against ShrHoldr
restrictive
6 Report on Drilling in the Arctic National Against Against ShrHoldr
Wildlife Refuge
05/17/04 - A Consolidated Edison, Inc. *ED* 209115104 03/29/04 22,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Employee Stock Purchase Plan For For Mgmt
All employees can purchase shares at 100% of F.M.V.
However, the company match can result in a purchase price
as low as 90% of F.M.V. plan is reasonable
4 Increase Disclosure of Executive Against Against ShrHoldr
Compensation
company complies with disclosure rules
05/21/04 - A Constellation Energy Group, Inc. 210371100 03/19/04 16,100
*CEG*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/04 - A Convergys Corp. *CVG* 212485106 03/01/04 28,600
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 11.25% exceeds allowable cap of 10.23%.
However, the amendment adds performance critiera. It does
not reserve new/additional shares. amendments are
administrative
3 Approve Employee Stock Purchase Plan For For Mgmt
All employees can purchase shares at 100% of F.M.V.
4 Ratify Auditors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 9
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/27/04 - A COOPER INDUSTRIES LTD *CBE* G24182100 03/01/04 11,200
Meeting for Holders of ADRs
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 APPROVE THE AMENDED AND RESTATED STOCK For For Mgmt
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO SOCIAL AND Against For ShrHoldr
ENVIRONMENTAL ISSUES RELATED TO
SUSTAINABILITY.
5 SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE Against Against ShrHoldr
EQUITY COMPENSATION PLANS.
01/09/04 - S Countrywide Financial Corp. *CFC* 222372104 11/28/03 15,800
1 Increase Authorized Common Stock For For Mgmt
Passes Mellon calculations.
06/16/04 - A Countrywide Financial Corp. *CFC* 222372104 04/19/04 13,549
1 Elect Directors For For Mgmt
1.1 Elect Director Henry G. Cisneros --- For
1.2 Elect Director Robert J. Donato --- For
1.3 Elect Director Michael E. Dougherty --- For
1.4 Elect Director Martin R. Melone --- For
1.5 Elect Director Harley W. Snyder --- For
2 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 3.24% is within allowable cap of 12.53%.
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 10
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/19/04 - A Cypress Semiconductor Corp. *CY* 232806109 03/01/04 38,400
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
Plan's cost of 27.69% exceeds allowable cap of 12.74%.
3 Ratify Auditors For For Mgmt
05/25/04 - A Dollar General Corp. *DG* 256669102 03/22/04 48,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/04 - A Doral Financial Corp. *DRL* 25811P100 03/12/04 19,450
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For Against Mgmt
Fails Mellon calculations.
3 Increase Authorized Preferred Stock For For Mgmt
Voting rights of preferred are not specified. based on
comfort letter company has provided
4 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 2.92% is within allowable cap of 12.85%.
5 Ratify Auditors For For Mgmt
05/05/04 - A EMC Corp. *EMC* 268648102 03/08/04 43,200
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 5.55% is within allowable cap of 12.60%.
3 Amend Employee Stock Purchase Plan For For Mgmt
All employees can purchase shares at 85% of F.M.V.
4 Ratify Auditors For For Mgmt
5 Limit Executive Compensation Against Against ShrHoldr
restrictive
05/06/04 - A Engelhard Corp. *EC* 292845104 03/15/04 30,900
1 Elect Directors For For Mgmt
05/14/04 - A Entergy Corp. *ETR* 29364G103 03/17/04 20,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
company has policy in place
4 Restore or Provide for Cumulative Voting Against Against ShrHoldr
5 Prohibit Awards to Executives Against Against ShrHoldr
restrictive
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 11
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/26/04 - A Exxon Mobil Corp. *XOM* 30231G102 04/05/04 149,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
Plan's cost of 2.86% is within allowable cap of 5.32%
4 Affirm Political Nonpartisanship Against Against ShrHoldr
in compliance with laws/regs
5 Report on Political Contributions/Activities Against Against ShrHoldr
complies with laws/regs
6 Report on Equatorial Guinea Against Against ShrHoldr
7 Separate Chairman and CEO Positions Against Against ShrHoldr
CG is adequate
8 Prohibit Awards to Executives Against Against ShrHoldr
unduly restrictive
9 Report on Stock Option Distribution by Race Against Against ShrHoldr
and Gender
10 Amend EEO Statement to Include Reference to Against Against ShrHoldr
Sexual Orientation
company complies with disclosure requirements
11 Report on Climate Change Research Against Against ShrHoldr
05/25/04 - A Fannie Mae *FNM* 313586109 04/06/04 9,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
All employees can purchase shares at between 85% and 100%
of F.M.V.
4 Provide for Cumulative Voting Against Against ShrHoldr
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 12
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/21/04 - A Federated Department Stores, Inc. 31410H101 04/02/04 26,500
*FD*
1 Elect Directors For For Mgmt
1.1 Elect Director Sara Levinson --- For
Sara Levinson was a director during the past two years in
which the board failed to implement a majority supported
shareholder proposal.
1.2 Elect Director Joseph Neubauer --- For
Joseph Neubauer was a director during the past two years
in which the board failed to implement a majority
supported shareholder proposal.
1.3 Elect Director Joseph A. Pichler --- For
Joseph A. Pichler was a director during the past two years
in which the board failed to implement a majority
supported shareholder proposal.
1.4 Elect Director Karl M. von der Heyden ---
For
Karl M. von der Heyden was a director during the past two
years in which the board failed to implement a majority
supported shareholder proposal.
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 5.77 within allowable cap of 8.39%.
4 Declassify the Board of Directors Against For ShrHoldr
05/19/04 - A First Data Corp. *FDC* 319963104 03/22/04 13,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/20/04 - A First Horizon National Corp *FHN* 337162101 02/27/04 27,500
1 Elect Directors For For Mgmt
2 Change Company Name For For Mgmt
Changes name to "First Horizon National Corporation".
3 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 2.44% is within allowable cap of 8.61%.
4 Ratify Auditors For For Mgmt
03/31/04 - A Freddie Mac *FRE* 313400301 02/20/04 48,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 13
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/28/04 - A Fresh Del Monte Produce Inc. *FDP* G36738105 03/03/04 25,500
Meeting for Holders of ADRs
1 Elect Directors For For Mgmt
2 APPROVAL OF THE COMPANY S FINANCIAL For For Mgmt
STATEMENTS FOR THE 2003 FISCAL YEAR ENDED
DECEMBER 26, 2003.
3 APPROVAL OF ERNST & YOUNG AS INDEPENDENT For For Mgmt
AUDITORS FOR THE 2004 FISCAL YEAR ENDING
DECEMBER 31, 2004.
4 APPROVAL OF THE COMPANY S FINAL DIVIDEND For For Mgmt
PAYMENT FOR THE FISCAL YEAR ENDED DECEMBER
26, 2003 OF US$0.20 PER SHARE TO REGISTERED
MEMBERS OF THE COMPANY ON MAY 12, 2004 TO
BE PAID ON JUNE 4, 2004.
05/05/04 - A General Dynamics Corp. *GD* 369550108 03/12/04 12,900
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 3.53% is within allowable cap of 7.91%.
3 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
4 Report on Foreign Military Sales Against Against ShrHoldr
03/17/04 - A Hewlett-Packard Co. *HPQ* 428236103 01/20/04 68,300
1 Elect Directors For For Mgmt
1.1 Elect Director L.T. Babbio, Jr. --- For
1.2 Elect Director P.C. Dunn --- For
1.3 Elect Director C.S. Fiorina --- For
1.4 Elect Director R.A. Hackborn --- For
1.5 Elect Director G.A. Keyworth II --- For
1.6 Elect Director R.E. Knowling, Jr. --- For
1.7 Elect Director S.M. Litvack --- For
Sanford M. Litvack attended fewer than 75% of meetings. no
history of attendance issues
1.8 Elect Director R.L. Ryan --- For
1.9 Elect Director L.S. Salhany --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 9.56% is within allowable cap of 12.52%.
4 Expense Stock Options Against For ShrHoldr
increased accuracy of fin'l statements
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 14
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/21/04 - A Hibernia Corp. *HIB* 428656102 02/25/04 35,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/04 - A Huntington Bancshares Inc. *HBAN* 446150104 02/20/04 30,200
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
Key employees will receive cash.
3 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 4.26% is within allowable cap of 5.19%.
4 Ratify Auditors For For Mgmt
05/25/04 - A Ingram Micro, Inc. *IM* 457153104 03/26/04 42,900
1 Elect Directors For For Mgmt
05/04/04 - A ITT Educational Services, Inc. *ESI* 45068B109 03/05/04 13,900
1 Elect Directors For For Mgmt
1.1 Elect Director Rene R. Champagne --- For
1.2 Elect Director John F. Cozzi --- For
1.3 Elect Director James D. Fowler, Jr. --- For
1.4 Elect Director Harris N. Miller --- For
2 Increase Authorized Common Stock For Against Mgmt
Fails Mellon calculations.
05/25/04 - A JP Morgan Chase & Co. *JPM* 46625H100 04/02/04 51,040
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
Senior-level management will receive cash or stock based
awards.
5 Adjourn Meeting For Against Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 15
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
6 Establish Term Limits for Directors Against Against ShrHoldr
7 Charitable Contributions Against Against ShrHoldr
8 Political Contributions Against Against ShrHoldr
company adheres to laws/regs
9 Separate Chairman and CEO Positions Against Against ShrHoldr
corp gov does not warrant sep
10 Provide Adequate Disclosure for over the Against Against ShrHoldr
counter Derivatives
complies with reg/FASB
11 Auditor Independence Against Against ShrHoldr
co complies with new SXO
12 Submit Non-Employee Director Compensation Against Against ShrHoldr
to Vote
not warranted
13 Report on Pay Disparity Against Against ShrHoldr
not necessary
04/22/04 - A Lexmark International, Inc. *LXK* 529771107 03/05/04 11,300
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
CEO and the four other most highly compensated executive
officers will receive cash, stock, restricted stock, stock
options, other stock-based or stock-denominated units.
3 Ratify Auditors For For Mgmt
05/13/04 - A Lincoln National Corp. *LNC* 534187109 02/20/04 15,900
1 Elect Directors For For Mgmt
1.1 Elect Director William J. Avery --- For
1.2 Elect Director Jon A. Boscia --- For
1.3 Elect Director Eric G. Johnson --- For
1.4 Elect Director Glenn F. Tilton --- For
2 Approve Deferred Compensation Plan For For Mgmt
Plan's cost of 2.87% is within allowable cap of 5.13%.
05/20/04 - A Liz Claiborne, Inc. *LIZ* 539320101 03/22/04 13,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 16
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/06/04 - A Magna International Inc. *MG.A* 559222401 03/23/04 11,400
1 Elect Directors For Withhold Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
05/05/04 - A Marvel Enterprises, Inc. *MVL* 57383M108 03/24/04 19,000
1 Elect Directors For For Mgmt
2 Amend Articles/Bylaws/Charter-Non-Routine For For Mgmt
administrative
3 Amend Omnibus Stock Plan For Against Mgmt
Violates repricing guidelines.
4 Ratify Auditors For For Mgmt
05/13/04 - A Mattel, Inc. *MAT* 577081102 03/17/04 35,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Awards to Executives Against Against ShrHoldr
to restrictive
4 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
Sarbanes Oxley applies rules
05/20/04 - A McDonald's Corp. *MCD* 580135101 03/22/04 69,800
1 Elect Directors For For Mgmt
1.1 Elect Director Edward A. Brennan --- For
1.2 Elect Director Walter E. Massey --- For
1.3 Elect Director John W. Rogers, Jr. --- For
1.4 Elect Director Anne-Marie Slaughter --- For
1.5 Elect Director Roger W. Stone --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 6.76% is within allowable cap of 12.50%.
4 Approve/Amend Executive Incentive Bonus Plan For For Mgmt
Employees, officers, and directors will receive cash.
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 17
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/27/04 - A MEMC Electronic Materials, Inc. *WFR* 552715104 03/01/04 60,300
1 Elect Directors For For Mgmt
1.1 Elect Director John Marren --- For
1.2 Elect Director William E. Stevens --- For
1.3 Elect Director William D. Watkins --- For
1.4 Elect Director James B. Williams --- For
2 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 4.94% is within allowable cap of 9.87%.
3 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 4.94% is within allowable cap of 9.87%.
4 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 4.94% is within allowable cap of 9.87%.
5 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 4.94% is within allowable cap of 9.87%.
04/27/04 - A Merck & Co., Inc. *MRK* 589331107 02/24/04 22,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Prohibit Awards to Executives Against Against ShrHoldr
over restrictive
5 Develop Ethical Criteria for Patent Against Against ShrHoldr
Extension
company has taken steps
6 Link Executive Compensation to Social Issues Against Against ShrHoldr
7 Report on Political Contributions Against Against ShrHoldr
complies with laws/regs
8 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
04/23/04 - A Merrill Lynch & Co., Inc. *MER* 590188108 02/24/04 44,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Separate Chairman and CEO Positions Against Against ShrHoldr
Corp. Gove. seems adequate
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 18
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/20/04 - A MONTPELIER RE HOLDINGS LTD *MRH* G62185106 03/31/04 23,400
Meeting for Holders of ADRs
1 Elect Directors For For Mgmt
2 TO APPROVE THE ADOPTION OF THE MONTPELIER For For Mgmt
LONG TERM INCENTIVE PLAN, WHICH WOULD GO
INTO EFFECT ON JANUARY 1, 2005.
3 Ratify Auditors For For Mgmt
03/25/04 - A Nokia Corp. 654902204 01/30/04 41,800
Meeting for Holders of ADRs
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Mgmt
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Mgmt
SHARE.
3 APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, For For Mgmt
THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY.
4 Elect Directors For For Mgmt
5 Ratify Auditors For For Mgmt
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Mgmt
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE BOARD For For Mgmt
TO INCREASE THE SHARE CAPITAL OF THE
COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE BOARD For For Mgmt
TO REPURCHASE NOKIA SHARES.
9 APPROVAL OF THE AUTHORIZATION TO THE BOARD For For Mgmt
TO DISPOSE NOKIA SHARES HELD BY THE COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Mgmt
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO INSTRUCT None Against Mgmt
THE DEPOSITARY TO GIVE A PROXY TO ANY ONE
OF MARIANNA UOTINEN-TARKOMA, ESA
KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA
CORPORATION, TO AUTHORIZE ANY OF THEM (WITH
FULL POWER OF SUBSTITUTION) TO VOTE, IN
THEIR DISCR
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 19
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/27/04 - A North Fork Bancorporation, Inc. *NFB* 659424105 03/01/04 19,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/04 - A Northeast Utilities *NU* 664397106 03/12/04 45,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/30/04 - A Occidental Petroleum Corp. *OXY* 674599105 03/03/04 25,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Non-Employee Director Restricted For For Mgmt
Stock Plan
Plan's cost of 1.28% is within allowable cap of 7.12%
4 Prohibit Awards to Executives Against Against ShrHoldr
overly restrictive
05/25/04 - A Omnicom Group Inc. *OMC* 681919106 04/09/04 10,100
1 Elect Directors For For Mgmt
1.1 Elect Director John D. Wren --- For
1.2 Elect Director Bruce Crawford --- For
1.3 Elect Director Robert Charles Clark --- For
1.4 Elect Director Leonard S. Coleman, Jr. ---
For
1.5 Elect Director Errol M. Cook --- For
1.6 Elect Director Susan S. Denison --- For
1.7 Elect Director Michael A. Henning --- For
1.8 Elect Director John R. Murphy --- For
1.9 Elect Director John R. Purcell --- For
1.10 Elect Director Linda Johnson Rice --- For
1.11 Elect Director Gary L. Roubos --- For
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Stock Option For For Mgmt
Plan
Plan's cost of 3.85% is within allowable cap of 12.56%.
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 20
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
06/01/04 - A Overseas Shipholding Group, Inc. 690368105 04/09/04 23,400
*OSG*
1 Elect Directors For For Mgmt
1.1 Elect Director Morten Arntzen --- For
1.2 Elect Director Oudi Recanati --- For
1.3 Elect Director Robert N. Cowen --- For
1.4 Elect Director G. Allen Andreas III --- For
1.5 Elect Director Alan R. Batkin --- For
1.6 Elect Director Thomas B. Coleman --- For
1.7 Elect Director Charles A. Fribourg --- For
1.8 Elect Director Stanley Komaroff --- For
1.9 Elect Director Solomon N. Merkin --- For
1.10 Elect Director Joel I. Picket --- For
1.11 Elect Director Ariel Recanati --- For
1.12 Elect Director Michael J. Zimmerman --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 2.38% is within allowable cap of 13.98%.
4 Approve Executive Incentive Bonus Plan For For Mgmt
Key employees will receive cash.
06/02/04 - A Oxford Health Plans, Inc. *OHP* 691471106 04/15/04 11,400
1 Elect Directors For For Mgmt
1.1 Elect Director Kent J. Thirty --- For
1.2 Elect Director B.H. Safirstein, M.D. --- For
Benjamin H. Safirstein, M.D. attended fewer than 75% of
meetings. no attendance issue in prior year
2 Ratify Auditors For For Mgmt
3 Divest from Tobacco Equities Against Against ShrHoldr
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 21
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/03/04 - A Potlatch Corp. *PCH* 737628107 03/19/04 19,900
1 Elect Directors For For Mgmt
2 Report on Dividend Policy Against Against ShrHoldr
unnecessary
3 Eliminate Time-Phased Voting Against For ShrHoldr
improvement in shareholder righs
04/23/04 - A PPL Corp. *PPL* 69351T106 02/27/04 25,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/04 - A Questar Corp. *STR* 748356102 03/22/04 22,600
1 Elect Directors For For Mgmt
1.1 Elect Director Teresa Beck --- For
1.2 Elect Director R.D. Cash --- For
1.3 Elect Director Robert E. McKee III --- For
Robert E. McKee III attended fewer than 75% of meetings.
no attendance issue in previous year proxy
1.4 Elect Director Gary G. Michael --- For
1.5 Elect Director Charles B. Stanley --- For
2 Approve Executive Incentive Bonus Plan For For Mgmt
Key employees will receive cash.
05/28/04 - A RenaissanceRe Holdings Ltd. *RNR* G7496G103 04/02/04 14,800
Meeting for Holders of ADRs
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/04/04 - A Rockwell Automation Inc *ROK* 773903109 12/08/03 30,300
A.1 Elect Director Don H. Davis, Jr. For For Mgmt
A.2 Elect Director William H. Gray, III For For Mgmt
A.3 Elect Director William T. McCormick, Jr. For For Mgmt
A.4 Elect Director Keith D. Nosbusch For For Mgmt
B Ratify Auditors For For Mgmt
C Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 3.02% is within allowable cap of 8.51%.
02/10/04 - A Rockwell Collins, Inc. *COL* 774341101 12/15/03 22,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 22
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/30/04 - A SBC Communications Inc. *SBC* 78387G103 03/02/04 33,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Bylaws For For Mgmt
4 Report on Political Contributions/Activities Against Against ShrHoldr
complys with laws/regs
5 Change Size of Board of Directors Against Against ShrHoldr
company's corp gov. guidelines addresses
05/04/04 - A Sempra Energy *SRE* 816851109 03/09/04 33,400
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 8.40% exceeds allowable cap of 6.76%.
However, the amendment adds performance criteria and
preserves tax deductibility. It does not reserve
new/additional shares. does not reserve add'l shares
3 Ratify Auditors For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
5 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
6 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
sarbanes oxleys sets guidelines
7 Separate Chairman and CEO Positions Against Against ShrHoldr
CGQ and presiding director
05/14/04 - A Sohu.com Inc. *SOHU* 83408W103 03/23/04 17,600
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
Plan's cost of 2.83% is within allowable cap of 10.74%.
3 Ratify Auditors For For Mgmt
05/26/04 - A Southern Company *SO* 842587107 03/29/04 48,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Outside Director Stock in Lieu of For For Mgmt
Cash
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 23
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/20/04 - A Sprint Corp. *FON* 852061100 02/20/04 74,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against Against ShrHoldr
overly restrictive
4 Limit Executive Compensation Against Against ShrHoldr
arbitrary limits
5 Separate Chairman and CEO Positions Against Against ShrHoldr
adquate corporate governance in place
6 Report on Foreign Outsourcing Against Against ShrHoldr
04/21/04 - A State Street Corp. (Boston) *STT* 857477103 02/27/04 26,200
1 Elect Directors For For Mgmt
2 Exempt Board of Directors from Against For ShrHoldr
Massachusetts General Laws, Chapter 156B,
Section 50A(a)
ability to remove with or w/o cause
05/20/04 - A Storage Technology Corp. *STK* 862111200 04/02/04 28,800
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 8.24% is within allowable cap of 12.59%.
3 Approve Executive Incentive Bonus Plan For For Mgmt
Key employees and senior-level management will receive
cash.
4 Provide for Cumulative Voting Against Against ShrHoldr
05/18/04 - A The Allstate Corp. *ALL* 020002101 03/19/04 39,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
Key employees and senior-level management will receive
cash.
4 Amend Executive Incentive Bonus Plan For For Mgmt
Key employees and senior-level management will receive
cash.
5 Provide for Cumulative Voting Against Against ShrHoldr
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 24
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
03/31/04 - A The Bear Stearns Companies Inc. *BSC* 073902108 02/19/04 20,700
1 Elect Directors For For Mgmt
2 Amend the Capital Accumulation Plan for For Against Mgmt
Senior Managing Directors
3 Amend Stock Option Plan For Against Mgmt
4 Approve Restricted Stock Plan For Against Mgmt
5 Ratify Auditors For For Mgmt
04/27/04 - A The Black & Decker Corp. *BDK* 091797100 02/17/04 18,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Restricted Stock Plan For For Mgmt
Plan's cost of 6.79% is within allowable cap of 10.10%.
4 Limit Executive Compensation Against Against ShrHoldr
arbitrary limits, overly restrictive
05/13/04 - A The Dow Chemical Company *DOW* 260543103 03/15/04 46,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Report on Social Initiatives in Bhopal Against Against ShrHoldr
05/20/04 - A The Gillette Co. *G* 375766102 03/22/04 26,900
1 Elect Directors For For Mgmt
1.1 Elect Director Edward F. DeGraan --- For
Edward F. DeGraan was a director during the past two years
in which the board failed to implement a majority
supported shareholder proposal. may unfairly penalize
valued directors
1.2 Elect Director Wilbur H. Gantz --- For
Wilbur H. Gantz was a director during the past two years
in which the board failed to implement a majority
supported shareholder proposal.
1.3 Elect Director James M. Kilts --- For
James M. Kilts was a director during the past two years in
which the board failed to implement a majority supported
shareholder proposal.
1.4 Elect Director Jorge Paulo Lemann --- For
Jorge Paulo Lemann was a director during the past two
years in which the board failed to implement a majority
supported shareholder proposal.
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 25
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 4.26% is within allowable cap of 8.14%.
4 Declassify the Board of Directors Against For ShrHoldr
5 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
Sarbanes Oxley sets standards
6 Expense Stock Options Against For ShrHoldr
increased accuracy of fin'l stmts
03/31/04 - A The Goldman Sachs Group, Inc. *GS* 38141G104 02/02/04 23,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
03/19/04 - S The St. Paul Travelers Companies, 792860108 02/06/04 21,400
Inc. *STA*
1 Issue Shares in Connection with a Merger For For Mgmt
Agreement
2 Amend Bylaws For For Mgmt
strengthen CG and needed for merger
3 Amend Articles For For Mgmt
Passes Mellon calculation. Increases size of board from
twelve members to twenty three members. Changes name to
"The St. Paul Travelers Companies, Inc." needed for merger
4 Reduce Supermajority Vote Requirement For For Mgmt
03/03/04 - A The Walt Disney Company *DIS* 254687106 01/16/04 84,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 China Principles Against Against ShrHoldr
4 Report on Supplier Labor Standards in China Against Against ShrHoldr
have code, have Int'l Stds, use ext. resource, add'l
disclosure not required
5 Report on Amusement Park Safety Against Against ShrHoldr
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 26
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/21/04 - A Time Warner Inc *TWX* 887317105 03/23/04 128,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt China Principles Against Against ShrHoldr
4 Report on Pay Disparity Against Against ShrHoldr
03/19/04 - S Travelers Property Casualty Corp. 89420G406 02/06/04 75,200
1 Approve Merger Agreement For For Mgmt
05/12/04 - A Tribune Co. *TRB* 896047107 03/17/04 26,300
1 Elect Directors For For Mgmt
1.1 Elect Director Jeffrey Chandler --- For
1.2 Elect Director William A. Osborn --- For
1.3 Elect Director Kathryn C. Turner --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
Plan's cost of 9.34% exceeds allowable cap of 6.63%.
04/16/04 - A Union Pacific Corp. *UNP* 907818108 02/06/04 14,900
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 5.76% is within allowable cap of 8.60%.
3 Ratify Auditors For For Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
unduly restrictive
5 Report on Political Contributions/Activities Against Against ShrHoldr
complies with applicable laws/regs
04/14/04 - A United Technologies Corp. *UTX* 913017109 02/17/04 26,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Disclosure of Executive Compensation Against Against ShrHoldr
add'l disclosure not needed
4 Develop Ethical Criteria for Military Against Against ShrHoldr
Contracts
5 Performance-Based/Indexed Options Against For ShrHoldr
6 Separate Chairman and CEO Positions Against Against ShrHoldr
not warranted
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 27
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/29/04 - A Valero Energy Corp. *VLO* 91913Y100 03/01/04 17,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Greenhouse Gas Emissions Against Against ShrHoldr
04/28/04 - A Verizon Communications *VZ* 92343V104 03/01/04 106,358
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Require Majority of Independent Directors Against Against ShrHoldr
on Board
stricter than NYSE
5 Separate Chairman and CEO Positions Against Against ShrHoldr
not warranted
6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
evaluation by shareholders
7 Submit Executive Compensation to Vote Against For ShrHoldr
SERP - submit to s/h
8 Prohibit Awards to Executives Against Against ShrHoldr
Tracking Stock - will evaluate if company brings a proposal
9 Report on Stock Option Distribution by Race Against Against ShrHoldr
and Gender
10 Report on Political Contributions/Activities Against Against ShrHoldr
company in compliance with laws/regs
11 Cease Charitable Contributions Against Against ShrHoldr
puts company in competitive disadvantage
05/19/04 - A Viacom Inc. *VIA* 925524308 03/22/04 62,881
1 Elect Directors For For Mgmt
1.1 Elect Director George S. Abrams --- For
1.2 Elect Director David R. Andelman --- For
1.3 Elect Director Joseph A. Califano, Jr. ---
For
1.4 Elect Director William S. Cohen --- For
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 28
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
1.5 Elect Director Philippe P. Dauman --- For
1.6 Elect Director Alan C. Greenberg --- For
1.7 Elect Director Mel Karmazin --- For
1.8 Elect Director Jan Leschly --- For
1.9 Elect Director David T. McLaughlin --- For
1.10 Elect Director Shari Redstone --- For
1.11 Elect Director Sumner M. Redstone --- For
1.12 Elect Director Frederic V. Salerno --- For
1.13 Elect Director William Schwartz --- For
1.14 Elect Director Patty Stonesifer --- For
1.15 Elect Director Robert D. Walter --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
Plan's cost of 6.81% is within allowable cap of 8.98%.
4 Amend Non-Employee Director Stock Option For For Mgmt
Plan
Plan's cost of 2.50% is within allowable cap of 8.98%.
05/11/04 - A W. R. Berkley Corp. *BER* 084423102 03/19/04 19,800
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
Key employees will receive cash or stock.
3 Increase Authorized Common Stock For For Mgmt
Passes Mellon calculations.
4 Ratify Auditors For For Mgmt
04/20/04 - A Wachovia Corp. *WB* 929903102 02/18/04 54,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require Two Candidates for Each Board Seat Against Against ShrHoldr
4 Report on Political Contributions/Activities Against Against ShrHoldr
in compliance with laws/regs
5 Separate Chairman and CEO Positions Against Against ShrHoldr
corp gov structure provides approp. balance
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 29
Vote Summary Report
Jan 01, 2004 - Jun 30, 2004
HRMNEQ-Horace Mann Equity Fund
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/27/04 - A Wells Fargo & Company *WFC* 949746101 03/09/04 70,000
1 Elect Directors For For Mgmt
2 Approve Retirement Plan For For Mgmt
reasonable matching contrib in stock
3 Ratify Auditors For For Mgmt
4 Expense Stock Options Against For ShrHoldr
increased accuracy of fin'l stmt
5 Limit Executive Compensation Against Against ShrHoldr
overly restrictive
6 Link Executive Compensation to Social Issues Against Against ShrHoldr
7 Report on Political Contributions/Activities Against Against ShrHoldr
complies with laws/regs
05/20/04 - A York International Corp *YRK* 986670107 03/24/04 15,600
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
All employees can purchase shares at 85% of F.M.V.
3 Amend Omnibus Stock Plan For For Mgmt
Plan's cost of 7.61% is within allowable cap of 11.48%.
4 Amend Executive Incentive Bonus Plan For For Mgmt
Key employees and senior-level management will receive
cash or stock.
5 Ratify Auditors For For Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 30
CLIENT REPORT
HORACE MANN EQUITY FUND PROXY REPORT
Account Number: 1617
MTG MTG TYPE
DATE
PROPOSAL FOR/AGNST
ISSUER NAME TICKER CUSIP TYPE VOTED? VOTE MGMT
- ----------- ------ ----- ---- ------ ---- ----
GENERAL MILLS GIS 370334104 09/22/2003 A
1.00 Elect Directors MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGAINST AGAINST
NIKE -CL B NKE 654106103 09/22/2003 A
1.00 Elect Directors MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
FEDEX FDX 31428X106 09/29/2003 A
1.00 Elect Directors MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
4.00 SP-Repeal Classified Board SH YES FOR AGAINST
PROCTER & GAMBLE PG 742718109 10/14/2003 A
1.00 Elect Directors MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Director Stock Option Plan MGMT YES FOR FOR
4.00 SP-Repeal Classified Board SH YES FOR AGAINST
5.00 SP-Review or Curb Bioengineering SH YES AGAINST FOR
CARDINAL HEALTH CAH 14149Y108 11/05/2003 A
1.00 Elect Directors MGMT YES FOR FOR
AUTOMATIC DATA PROCESSING ADP 053015103 11/11/2003 A
1.00 Elect Directors MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR
2.00 Amend Stock Option Plan MGMT YES FOR FOR
3.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR
4.00 Adopt Director Stock Award Plan MGMT YES FOR FOR
5.00 Ratify Selection of Auditors MGMT YES FOR FOR
MICROSOFT MSFT 594918104 11/11/2003 A
1.00 Elect Directors MGMT YES FOR FOR
2.00 Amend Stock Option Plan MGMT YES FOR FOR
3.00 Amend Director Stock Option Plan MGMT YES FOR FOR
4.00 SP-Limit or End Charitable Giving SH YES AGAINST FOR
CISCO SYSTEMS CSCO 17275R102 11/11/2003 A
1.00 Elect Directors MGMT YES FOR FOR
2.00 Adopt Employee Stock Purchase Plan MGMT YES AGAINST AGAINST
3.00 Ratify Selection of Auditors MGMT YES AGAINST AGAINST
4.00 SP-Misc. Human/Political Rights Proposal SH YES AGAINST FOR
5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
FRANKLIN RESOURCES BEN 354613101 01/29/2004 A
1.01 Elect Harmon E. Burns MGMT YES FOR FOR
1.02 Elect Charles Crocker MGMT YES FOR FOR
1.03 Elect Robert D. Joffe MGMT YES FOR FOR
1.04 Elect Charles B. Johnson MGMT YES FOR FOR
1.05 Elect Rupert H. Johnson Jr. MGMT YES FOR FOR
1.06 Elect Thomas H. Kean MGMT YES FOR FOR
1.07 Elect James A. McCarthy MGMT YES FOR FOR
1.08 Elect Chutta Ratnathicam MGMT YES FOR FOR
1.09 Elect Peter M. Sacerdote MGMT YES FOR FOR
1.10 Elect Anne M. Tatlock MGMT YES FOR FOR
1.11 Elect Louis E. Woodworth MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Approve Annual Bonus Plan MGMT YES FOR FOR
4.00 Amend Annual Bonus Plan MGMT YES AGAINST AGAINST
ACCENTURE LTD. ACN G1150G111 02/05/2004 A
1.01 Elect Dennis F. Hightower MGMT YES FOR FOR
1.02 Elect William L. Kimsey MGMT YES FOR FOR
1.03 Elect Robert I. Lipp MGMT YES FOR FOR
1.04 Elect Wulf von Schimmelmann MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
HEWLETT-PACKARD HPQ 428236103 03/17/2004 A
1.01 Elect Lawrence T. Babbio Jr. MGMT YES FOR FOR
1.02 Elect Patricia C. Dunn MGMT YES FOR FOR
1.03 Elect Carleton S. Fiorina MGMT YES FOR FOR
1.04 Elect Richard A. Hackborn MGMT YES FOR FOR
1.05 Elect George A. Keyworth II MGMT YES FOR FOR
1.06 Elect Robert E. Knowling Jr. MGMT YES FOR FOR
1.07 Elect Sanford M. Litvack MGMT YES FOR FOR
1.08 Elect Robert L. Ryan MGMT YES FOR FOR
1.09 Elect Lucille S. Salhany MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGAINST AGAINST
4.00 SP-Expense Stock Options SH YES FOR AGAINST
BANK OF AMERICA BAC 060505104 03/17/2004 S
1.00 Approve Common Stock Issuance MGMT YES FOR FOR
1.00 Approve Merger/Acquisition MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES FOR FOR
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
4.00 Adjourn Meeting MGMT YES FOR FOR
TRAVELERS PROPERTY TAP.B 89420G406 03/19/2004 S
CASUALTY CLASS B
1.00 Approve Merger/Acquisition MGMT YES FOR FOR
APPLIED MATERIALS AMAT 038222105 03/24/2004 A
1.01 Elect Michael H. Armacost MGMT YES FOR FOR
1.02 Elect Deborah A. Coleman MGMT YES FOR FOR
1.03 Elect Herbert M. Dwight Jr. MGMT YES FOR FOR
1.04 Elect Philip V. Gerdine MGMT YES FOR FOR
1.05 Elect Paul R. Low MGMT YES FOR FOR
1.06 Elect Dan Maydan MGMT YES FOR FOR
1.07 Elect Steven L. Miller MGMT YES FOR FOR
1.08 Elect James C. Morgan MGMT YES FOR FOR
1.09 Elect Gerhard Parker MGMT YES FOR FOR
1.10 Elect Michael R. Splinter MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR
2.00 Amend Stock Option Plan MGMT YES FOR FOR
TYCO INTERNATIONAL TYC 902124106 03/25/2004 A
1.01 Elect Dennis C. Blair MGMT YES FOR FOR
1.02 Elect Edward D. Breen MGMT YES FOR FOR
1.03 Elect George W. Buckley MGMT YES FOR FOR
1.04 Elect Bruce S. Gordon MGMT YES FOR FOR
1.05 Elect John A. Krol MGMT YES FOR FOR
1.06 Elect H. Carl McCall MGMT YES FOR FOR
1.07 Elect Mackey J. McDonald MGMT YES FOR FOR
1.08 Elect Brendan R. O'Neill MGMT YES FOR FOR
1.09 Elect Sandra S. Wijnberg MGMT YES FOR FOR
1.10 Elect Jerome B. York MGMT YES FOR FOR
1.11 Elect Brian Duperreault MGMT YES FOR FOR
2.00 Authorize Committee to Set Auditors' Fees MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt New Bylaws MGMT YES FOR FOR
4.00 Adopt Stock Option Plan MGMT YES FOR FOR
5.00 SP-Review and reduce toxic emissions SH YES FOR FOR
6.00 SP-Reincorporation SH YES AGAINST FOR
7.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
GOLDMAN SACHS GROUP GS 38141G104 03/31/2004 A
1.01 Elect Lord John P. Browne of Madingley MGMT YES FOR FOR
1.02 Elect Claes Dahlback MGMT YES FOR FOR
1.03 Elect James A. Johnson MGMT YES FOR FOR
1.04 Elect Lois D. Juliber MGMT YES FOR FOR
1.05 Elect Lloyd C. Blankfein MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Repeal Classified Board SH YES FOR AGAINST
CATERPILLAR CAT 149123101 04/14/2004 A
1.01 Elect Directors MGMT YES FOR FOR
1.02 Elect Directors MGMT YES FOR FOR
1.03 Elect Directors MGMT YES FOR FOR
1.04 Elect Directors MGMT YES FOR FOR
1.05 Elect Directors MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR
2.00 Amend Stock Option Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
4.00 SP-Redeem or Vote on Poison Pill SH YES FOR AGAINST
5.00 SP-Review Operations' Impact on Local Groups SH YES AGAINST FOR
6.00 SP-Misc. Health/Animal Proposal SH YES AGAINST FOR
SCHLUMBERGER LTD. SLB 806857108 04/14/2004 A
1.01 Elect John M. Deutch MGMT YES FOR FOR
1.02 Elect Jamie S. Gorelick MGMT YES FOR FOR
1.03 Elect Andrew Gould MGMT YES FOR FOR
1.04 Elect Tony Isaac MGMT YES FOR FOR
1.05 Elect Adrian Lajous MGMT YES FOR FOR
1.06 Elect Andre Levy-Lang MGMT YES FOR FOR
1.07 Elect Didier Primat MGMT YES FOR FOR
1.08 Elect Tore I. Sandvold MGMT YES FOR FOR
1.09 Elect Nicolas Seydoux MGMT YES FOR FOR
1.10 Elect Linda Gillespie Stuntz MGMT YES FOR FOR
2.00 Approve Financial Statements MGMT YES FOR FOR
3.00 Adopt Director Stock Award Plan MGMT YES FOR FOR
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
UNITED TECHNOLOGIES UTX 913017109 04/14/2004 A
1.01 Elect Betsy J. Bernard MGMT YES FOR FOR
1.02 Elect George David MGMT YES FOR FOR
1.03 Elect Jean-Pierre Garnier MGMT YES FOR FOR
1.04 Elect Jamie S. Gorelick MGMT YES FOR FOR
1.05 Elect Charles R. Lee MGMT YES FOR FOR
1.06 Elect Richard D. McCormick MGMT YES FOR FOR
1.07 Elect Harold W. McGraw III MGMT YES FOR FOR
1.08 Elect Frank P. Popoff MGMT YES FOR FOR
1.09 Elect H. Patrick Swygert MGMT YES FOR FOR
1.10 Elect Andre Villeneuve MGMT YES FOR FOR
1.11 Elect Harold A. Wagner MGMT YES FOR FOR
1.12 Elect Christine Todd Whitman MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Disclose Executive Compensation SH YES AGAINST FOR
4.00 SP-Develop Military Contracting Criteria SH YES AGAINST FOR
5.00 SP-Award Performance-based Stock Options SH YES FOR AGAINST
6.00 SP-Independent Board Chairman SH YES AGAINST FOR
TEXAS INSTRUMENTS TXN 882508104 04/15/2004 A
1.01 Elect James R. Adams MGMT YES FOR FOR
1.02 Elect David L. Boren MGMT YES FOR FOR
1.03 Elect Daniel A. Carp MGMT YES FOR FOR
1.04 Elect Thomas J. Engibous MGMT YES FOR FOR
1.05 Elect Gerald W. Fronterhouse MGMT YES FOR FOR
1.06 Elect David R. Goode MGMT YES FOR FOR
1.07 Elect Wayne R. Sanders MGMT YES FOR FOR
1.08 Elect Ruth J. Simmons MGMT YES FOR FOR
1.09 Elect Richard K. Templeton MGMT YES FOR FOR
1.10 Elect Christine Todd Whitman MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Expense Stock Options SH YES AGAINST FOR
LILLY (ELI) LLY 532457108 04/19/2004 A
1.01 Elect Steven C. Beering MGMT YES FOR FOR
1.02 Elect Winfried F.W. Bischoff MGMT YES FOR FOR
1.03 Elect Franklyn G. Prendergast MGMT YES FOR FOR
1.04 Elect Kathi P. Seifert MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Approve Annual Bonus Plan MGMT YES FOR FOR
4.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
5.00 SP-Review Drug Pricing or Distribution SH YES AGAINST FOR
WACHOVIA WB 929903102 04/20/2004 A
1.01 Elect James S. Balloun MGMT YES FOR FOR
1.02 Elect John T. Casteen III MGMT YES FOR FOR
1.03 Elect Joseph Neubauer MGMT YES FOR FOR
1.04 Elect Lanty L. Smith MGMT YES FOR FOR
1.05 Elect Dona Davis Young MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Double Board Nominees SH YES AGAINST FOR
4.00 SP-Review Political Spending SH YES FOR AGAINST
5.00 SP-Independent Board Chairman SH YES AGAINST FOR
CITIGROUP C 172967101 04/20/2004 A
1.01 Elect C. Michael Armstrong MGMT YES FOR FOR
1.02 Elect Alain J.P. Belda MGMT YES FOR FOR
1.03 Elect George David MGMT YES FOR FOR
1.04 Elect Kenneth T. Derr MGMT YES FOR FOR
1.05 Elect John M. Deutch MGMT YES FOR FOR
1.06 Elect Roberto H. Ramirez MGMT YES FOR FOR
1.07 Elect Ann Dibble Jordan MGMT YES FOR FOR
1.08 Elect Dudley C. Mecum II MGMT YES FOR FOR
1.09 Elect Richard D. Parsons MGMT YES FOR FOR
1.10 Elect Andrall E. Pearson MGMT YES FOR FOR
1.11 Elect Charles Prince MGMT YES FOR FOR
1.12 Elect Robert E. Rubin MGMT YES FOR FOR
1.13 Elect Franklin A. Thomas MGMT YES FOR FOR
1.14 Elect Sanford I. Weill MGMT YES FOR FOR
1.15 Elect Robert B. Willumstad MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
4.00 SP-Review Political Spending SH YES FOR AGAINST
5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
6.00 SP-Independent Board Chairman SH YES AGAINST FOR
COCA-COLA KO 191216100 04/21/2004 A
1.01 Elect Herbert A. Allen MGMT YES FOR FOR
1.02 Elect Ronald W. Allen MGMT YES FOR FOR
1.03 Elect Cathleen P. Black MGMT YES FOR FOR
1.04 Elect Warren E. Buffett MGMT YES FOR FOR
1.05 Elect Douglas N. Daft MGMT YES FOR FOR
1.06 Elect Barry Diller MGMT YES FOR FOR
1.07 Elect Donald R. Keough MGMT YES FOR FOR
1.08 Elect Susan B. King MGMT YES FOR FOR
1.09 Elect Maria Elena Lagomasino MGMT YES FOR FOR
1.10 Elect Donald F. McHenry MGMT YES FOR FOR
1.11 Elect Robert L. Nardelli MGMT YES FOR FOR
1.12 Elect Samuel A. Nunn Jr. MGMT YES FOR FOR
1.13 Elect J. Pedro Reinhard MGMT YES FOR FOR
1.14 Elect James D. Robinson III MGMT YES FOR FOR
1.15 Elect Peter V. Ueberroth MGMT YES FOR FOR
1.16 Elect James B. Williams MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Review AIDS Pandemic's Impact on Company SH YES FOR FOR
4.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR
5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
6.00 SP-Restrict Executive Compensation SH YES FOR AGAINST
7.00 SP-Shareholder Approval of Deferred Plan SH YES FOR AGAINST
8.00 SP-China--Adopt Code of Conduct SH YES AGAINST FOR
9.00 SP-Independent Board Chairman SH YES AGAINST FOR
STATE STREET STT 857477103 04/21/2004 A
1.01 Elect Directors MGMT YES FOR FOR
1.02 Elect Directors MGMT YES FOR FOR
1.03 Elect Directors MGMT YES FOR FOR
1.04 Elect Directors MGMT YES FOR FOR
1.05 Elect Directors MGMT YES FOR FOR
2.00 SP-Opt Out of State Takeover Statute SH YES FOR AGAINST
WYETH WYE 983024100 04/22/2004 A
1.01 Elect Clifford L. Alexander Jr. MGMT YES FOR FOR
1.02 Elect Frank A. Bennack Jr. MGMT YES FOR FOR
1.03 Elect Richard L. Carrion MGMT YES FOR FOR
1.04 Elect Robert Essner MGMT YES FOR FOR
1.05 Elect John D. Feerick MGMT YES FOR FOR
1.06 Elect Robert S. Langer MGMT YES FOR FOR
1.07 Elect John P. Mascotte MGMT YES FOR FOR
1.08 Elect Mary Lake Polan MGMT YES FOR FOR
1.09 Elect Ivan G. Seidenberg MGMT YES FOR FOR
1.10 Elect Walter V. Shipley MGMT YES FOR FOR
1.11 Elect John R. Torell III MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Review Drug Pricing or Distribution SH YES AGAINST FOR
4.00 SP-Review or Promote Animal Welfare SH YES AGAINST FOR
LOCKHEED MARTIN LMT 539830109 04/22/2004 A
1.01 Elect E.C. Aldridge, Jr. MGMT YES FOR FOR
1.02 Elect Nolan D. Archibald MGMT YES FOR FOR
1.03 Elect Norman R. Augustine MGMT YES FOR FOR
1.04 Elect Marcus C. Bennett MGMT YES FOR FOR
1.05 Elect Vance D. Coffman MGMT YES FOR FOR
1.06 Elect Gwendolyn S. King MGMT YES FOR FOR
1.07 Elect Douglas H. McCorkindale MGMT YES FOR FOR
1.08 Elect Eugene F. Murphy MGMT YES FOR FOR
1.09 Elect Joseph W. Ralston MGMT YES FOR FOR
1.10 Elect Frank Savage MGMT YES FOR FOR
1.11 Elect Anne Stevens MGMT YES FOR FOR
1.12 Elect Robert J. Stevens MGMT YES FOR FOR
1.13 Elect James R. Ukropina MGMT YES FOR FOR
1.14 Elect Douglas C. Yearley MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Disclose Prior Government Service SH YES AGAINST FOR
4.00 SP-Redeem or Vote on Poison Pill SH YES FOR AGAINST
5.00 SP-Limit Consulting by Auditors SH YES FOR AGAINST
6.00 SP-Review Military Contracting Criteria SH YES AGAINST FOR
PFIZER PFE 717081103 04/22/2004 A
1.01 Elect Michael S. Brown MGMT YES FOR FOR
1.02 Elect M. Anthony Burns MGMT YES FOR FOR
1.03 Elect Robert N. Burt MGMT YES FOR FOR
1.04 Elect W. Don Cornwell MGMT YES FOR FOR
1.05 Elect William H. Gray III MGMT YES FOR FOR
1.06 Elect Constance J. Horner MGMT YES FOR FOR
1.07 Elect William R. Howell MGMT YES FOR FOR
1.08 Elect Stanley O. Ikenberry MGMT YES FOR FOR
1.09 Elect George A. Lorch MGMT YES FOR FOR
1.10 Elect Henry A. McKinnell Jr. MGMT YES FOR FOR
1.11 Elect Dana G. Mead MGMT YES FOR FOR
1.12 Elect Franklin D. Raines MGMT YES FOR FOR
1.13 Elect Ruth J. Simmons MGMT YES FOR FOR
1.14 Elect William C. Steere Jr. MGMT YES FOR FOR
1.15 Elect Jean-Paul Valles MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES FOR FOR
4.00 SP-Review AIDS Pandemic's Impact on Company SH YES AGAINST FOR
5.00 SP-Limit or End Political Spending SH YES AGAINST FOR
6.00 SP-Review Political Spending SH YES FOR AGAINST
7.00 SP-Director Tenure/Retirement Age SH YES AGAINST FOR
8.00 SP-Review Drug Pricing or Distribution SH YES AGAINST FOR
9.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
10.00 SP-Review or Promote Animal Welfare SH YES AGAINST FOR
JOHNSON & JOHNSON JNJ 478160104 04/22/2004 A
1.01 Elect Gerard N. Burrow MGMT YES FOR FOR
1.02 Elect Mary S. Coleman MGMT YES FOR FOR
1.03 Elect James G. Cullen MGMT YES FOR FOR
1.04 Elect Robert J. Darretta MGMT YES FOR FOR
1.05 Elect M. Judah Folkman MGMT YES FOR FOR
1.06 Elect Ann Dibble Jordan MGMT YES FOR FOR
1.07 Elect Arnold G. Langbo MGMT YES FOR FOR
1.08 Elect Susan L. Lindquist MGMT YES FOR FOR
1.09 Elect Leo F. Mullin MGMT YES FOR FOR
1.10 Elect Steven S. Reinemund MGMT YES FOR FOR
1.11 Elect David Satcher MGMT YES FOR FOR
1.12 Elect Henry B. Schacht MGMT YES FOR FOR
1.13 Elect William C. Weldon MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Limit or End Charitable Giving SH YES AGAINST FOR
ABBOTT LABORATORIES ABT 002824100 04/23/2004 A
1.01 Elect Roxanne S. Austin MGMT YES FOR FOR
1.02 Elect H. Laurance Fuller MGMT YES FOR FOR
1.03 Elect Richard A. Gonzalez MGMT YES FOR FOR
1.04 Elect Jack M. Greenberg MGMT YES FOR FOR
1.05 Elect Jeffrey M. Leiden MGMT YES FOR FOR
1.06 Elect David Owen MGMT YES FOR FOR
1.07 Elect Boone Powell Jr. MGMT YES FOR FOR
1.08 Elect Addison Barry Rand MGMT YES FOR FOR
1.09 Elect W. Ann Reynolds MGMT YES FOR FOR
1.10 Elect Roy S. Roberts MGMT YES FOR FOR
1.11 Elect William D. Smithburg MGMT YES FOR FOR
1.12 Elect John R. Walter MGMT YES FOR FOR
1.13 Elect Miles D. White MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Review Drug Pricing or Distribution SH YES AGAINST FOR
4.00 SP-Review Political Spending SH YES AGAINST FOR
5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
6.00 SP-Review AIDS Pandemic's Impact on Company SH YES AGAINST FOR
MERRILL LYNCH MER 59018810 04/23/2004 A
1.01 Elect David K. Newbigging MGMT YES FOR FOR
1.02 Elect J.W. Prueher MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Adopt Cumulative Voting SH YES AGAINST FOR
4.00 SP-Independent Board Chairman SH YES AGAINST FOR
AMERICAN EXPRESS AXP 025816109 04/26/2004 A
1.01 Elect Daniel F. Akerson MGMT YES FOR FOR
1.02 Elect Charlene Barshefsky MGMT YES FOR FOR
1.03 Elect William G. Bowen MGMT YES FOR FOR
1.04 Elect Ursula M. Burns MGMT YES FOR FOR
1.05 Elect Kenneth I. Chenault MGMT YES FOR FOR
1.06 Elect Peter R. Dolan MGMT YES FOR FOR
1.07 Elect Vernon E. Jordan Jr. MGMT YES FOR FOR
1.08 Elect Jan Leschly MGMT YES FOR FOR
1.09 Elect Richard A. McGinn MGMT YES FOR FOR
1.10 Elect Edward D. Miller MGMT YES FOR FOR
1.11 Elect Frank P. Popoff MGMT YES FOR FOR
1.12 Elect Robert D. Walter MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Director Tenure/Retirement Age SH YES AGAINST FOR
4.00 SP-Review Political Spending SH YES FOR AGAINST
INTERNATIONAL BUSINESS IBM 459200101 04/27/2004 A
MACHINES
1.01 Elect Cathleen P. Black MGMT YES FOR FOR
1.02 Elect Kenneth I. Chenault MGMT YES FOR FOR
1.03 Elect Carlos Ghosn MGMT YES FOR FOR
1.04 Elect Nannerl O. Keohane MGMT YES FOR FOR
1.05 Elect Charles F. Knight MGMT YES FOR FOR
1.06 Elect Lucio A. Noto MGMT YES FOR FOR
1.07 Elect Samuel J. Palmisano MGMT YES FOR FOR
1.08 Elect John B. Slaughter MGMT YES FOR FOR
1.09 Elect Joan E. Spero MGMT YES FOR FOR
1.10 Elect Sidney Taurel MGMT YES FOR FOR
1.11 Elect Charles M. Vest MGMT YES FOR FOR
1.12 Elect Lorenzo H. Zambrano MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Ratify Auditors for Business Unit MGMT YES FOR FOR
4.00 Reapprove Option/Bonus Plan for OBRA MGMT YES FOR FOR
5.00 SP-Adopt Cumulative Voting SH YES AGAINST FOR
6.00 SP-Provide Pension Choices SH YES FOR AGAINST
7.00 SP-Pension Fund Surplus SH YES FOR AGAINST
8.00 SP-Expense Stock Options SH YES FOR AGAINST
9.00 SP-Disclose Executive Compensation SH YES AGAINST FOR
10.00 SP-China--Adopt Code of Conduct SH YES AGAINST FOR
11.00 SP-Review Political Spending SH YES FOR AGAINST
12.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
EXELON EXC 30161N101 04/27/2004 A
1.01 Elect Nicholas DeBenedictis MGMT YES FOR FOR
1.02 Elect G. Fred DiBona Jr. MGMT YES FOR FOR
1.03 Elect Sue L. Gin MGMT YES FOR FOR
1.04 Elect Edgar D. Jannotta MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Approve Annual Bonus Plan MGMT YES FOR FOR
CHEVRONTEXACO CVX 166764100 04/28/2004 A
1.01 Elect Samuel H. Armacost MGMT YES FOR FOR
1.02 Elect Robert E. Denham MGMT YES FOR FOR
1.03 Elect Robert J. Eaton MGMT YES FOR FOR
1.04 Elect Samuel L. Ginn MGMT YES FOR FOR
1.05 Elect Carla A. Hills MGMT YES FOR FOR
1.06 Elect Franklyn G. Jenifer MGMT YES FOR FOR
1.07 Elect J. Bennett Johnston MGMT YES FOR FOR
1.08 Elect Samuel A. Nunn Jr. MGMT YES FOR FOR
1.09 Elect David J. O'Reilly MGMT YES FOR FOR
1.10 Elect Peter J. Robertson MGMT YES FOR FOR
1.11 Elect Charles R. Shoemate MGMT YES FOR FOR
1.12 Elect Carl Ware MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Approve Poison Pill Policy MGMT YES FOR FOR
4.00 Adopt Stock Option Plan MGMT YES FOR FOR
5.00 SP-Review AIDS Pandemic's Impact on Company SH YES AGAINST FOR
6.00 SP-Review Political Spending SH YES FOR AGAINST
7.00 SP-Require Majority Vote to Elect Directors SH YES FOR AGAINST
8.00 SP-Control Generation of Pollutants SH YES FOR AGAINST
9.00 SP-Review Energy Efficiency & Renewables SH YES AGAINST FOR
GENERAL ELECTRIC GE 369604103 04/28/2004 A
1.01 Elect James I. Cash Jr. MGMT YES FOR FOR
1.02 Elect Dennis D. Dammerman MGMT YES FOR FOR
1.03 Elect Ann M. Fudge MGMT YES FOR FOR
1.04 Elect Claudio X. Gonzalez Laporte MGMT YES FOR FOR
1.05 Elect Jeffrey R. Immelt MGMT YES FOR FOR
1.06 Elect Andrea Jung MGMT YES FOR FOR
1.07 Elect Alan G. Lafley MGMT YES FOR FOR
1.08 Elect Kenneth G. Langone MGMT YES FOR FOR
1.09 Elect Ralph S. Larsen MGMT YES FOR FOR
1.10 Elect Rochelle B. Lazarus MGMT YES FOR FOR
1.11 Elect Samuel A. Nunn Jr. MGMT YES FOR FOR
1.12 Elect Roger S. Penske MGMT YES FOR FOR
1.13 Elect Robert J. Swieringa MGMT YES FOR FOR
1.14 Elect Douglas A. Warner III MGMT YES FOR FOR
1.15 Elect Robert C. Wright MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Amend Long-term Bonus Plan MGMT YES FOR FOR
4.00 SP-Adopt Cumulative Voting SH YES AGAINST FOR
5.00 SP-Review or Promote Animal Welfare SH YES AGAINST FOR
6.00 SP-Review Nuclear Facility/Waste SH YES AGAINST FOR
7.00 SP-Report on Environmental Impact or Plans SH YES AGAINST FOR
8.00 SP-Report on Risk to Image of Globalization SH YES AGAINST FOR
Strate
9.00 SP-Report on Sustainability SH YES AGAINST FOR
10.00 SP-Increase Comp Committee Independence SH YES AGAINST FOR
11.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR
12.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
13.00 SP-Limit Number of Directorships SH YES AGAINST FOR
14.00 SP-Independent Board Chairman SH YES AGAINST FOR
15.00 SP-Study Sale or Spin-off SH YES AGAINST FOR
16.00 SP-Require Option Shares to Be Held SH YES AGAINST FOR
17.00 SP-Increase Board Independence SH YES AGAINST FOR
18.00 SP-Review Political Spending SH YES FOR AGAINST
VERIZON COMMUNICATIONS VZ 92343V104 04/28/2004 A
1.01 Elect James R. Barker MGMT YES FOR FOR
1.02 Elect Richard L. Carrion MGMT YES FOR FOR
1.03 Elect Robert W. Lane MGMT YES FOR FOR
1.04 Elect Sandra O. Moose MGMT YES FOR FOR
1.05 Elect Joseph Neubauer MGMT YES FOR FOR
1.06 Elect Thomas H. O'Brien MGMT YES FOR FOR
1.07 Elect Hugh B. Price MGMT YES FOR FOR
1.08 Elect Ivan G. Seidenberg MGMT YES FOR FOR
1.09 Elect Walter V. Shipley MGMT YES FOR FOR
1.10 Elect John R. Stafford MGMT YES FOR FOR
1.11 Elect Robert D. Storey MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Adopt Cumulative Voting SH YES AGAINST FOR
4.00 SP-Increase Board Independence SH YES AGAINST FOR
5.00 SP-Independent Board Chairman SH YES AGAINST FOR
6.00 SP-Redeem or Vote on Poison Pill SH YES FOR AGAINST
7.00 SP-Approve Extra Benefits Under Serps SH YES FOR AGAINST
8.00 SP-Restrict Executive Compensation SH YES FOR AGAINST
9.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR
10.00 SP-Review Political Spending SH YES FOR AGAINST
11.00 SP-Collecting Service Fees SH YES AGAINST FOR
DU PONT (E.I.) DE NEMOURS DD 263534109 04/28/2004 A
1.01 Elect Alain J.P. Belda MGMT YES FOR FOR
1.02 Elect Richard H. Brown MGMT YES FOR FOR
1.03 Elect Curtis J. Crawford MGMT YES FOR FOR
1.04 Elect John T. Dillon MGMT YES FOR FOR
1.05 Elect Louisa C. Duemling MGMT YES FOR FOR
1.06 Elect Charles O. Holliday Jr. MGMT YES FOR FOR
1.07 Elect Deborah C. Hopkins MGMT YES FOR FOR
1.08 Elect Lois D. Juliber MGMT YES FOR FOR
1.09 Elect Masahisa Naitoh MGMT YES FOR FOR
1.10 Elect William K. Reilly MGMT YES FOR FOR
1.11 Elect H. Rodney Sharp III MGMT YES FOR FOR
1.12 Elect Charles M. Vest MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Disclose Prior Government Service SH YES AGAINST FOR
4.00 SP-Monitor/Adopt ILO Conventions SH YES AGAINST FOR
5.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR
CORNING GLW 219350105 04/29/2004 A
1.01 Elect Jeremy R. Knowles MGMT YES FOR FOR
1.02 Elect Eugene C. Sit MGMT YES FOR FOR
1.03 Elect William D. Smithburg MGMT YES FOR FOR
1.04 Elect Hansel E. Tookes II MGMT YES FOR FOR
1.05 Elect Wendell P. Weeks MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Golden Parachutes SH YES FOR AGAINST
ASTRAZENECA (ADR) AZN 2989044 04/29/2004 A
1.00 Approve Financial Statements MGMT YES FOR FOR
2.00 Set Final Dividend at 0.54p MGMT YES FOR FOR
3.00 Appoint Outside Auditors MGMT YES FOR FOR
4.00 Set Auditors' Fees MGMT YES FOR FOR
5.01 Elect Percy N. Barnevik MGMT YES FOR FOR
5.02 Elect Hakan Mogren MGMT YES FOR FOR
5.03 Elect Sir Tom McKillop MGMT YES FOR FOR
5.04 Elect Jonathan Symonds MGMT YES FOR FOR
5.05 Elect Sir Peter Bonfield MGMT YES FOR FOR
5.06 Elect John Buchanan MGMT YES FOR FOR
5.07 Elect Jane E. Henney MGMT YES FOR FOR
5.08 Elect Michele J. Hooper MGMT YES FOR FOR
5.09 Elect Joe Jimenez MGMT YES FOR FOR
5.10 Elect Erna Moller MGMT YES FOR FOR
5.11 Elect Bridget Ogilvie MGMT YES FOR FOR
5.12 Elect Louis Schweitzer MGMT YES FOR FOR
5.13 Elect Marcus Wallenberg MGMT YES FOR FOR
6.00 Approve Remuneration Policy MGMT YES FOR FOR
7.00 Amend Articles Regarding Treasury Shares MGMT YES FOR FOR
8.00 Approve Political Donation MGMT YES FOR FOR
9.00 Issue Stock w/ Preemptive Rights MGMT YES FOR FOR
10.00 Issue Stock w/o Preemptive Rights MGMT YES FOR FOR
11.00 Authorize Share Repurchase MGMT YES FOR FOR
12.00 Approve Directors' Fees MGMT YES FOR FOR
ALCOA AA 013817101 04/30/2004 A
1.01 Elect Alain J.P. Belda MGMT YES FOR FOR
1.02 Elect Carlos Ghosn MGMT YES FOR FOR
1.03 Elect Henry B. Schacht MGMT YES FOR FOR
1.04 Elect Franklin A. Thomas MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES FOR FOR
3.01 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR
3.02 SP-Golden Parachutes SH YES AGAINST FOR
MOTOROLA MOT 620076109 05/03/2004 A
1.01 Elect Edward J. Zander MGMT YES FOR FOR
1.02 Elect H. Laurance Fuller MGMT YES FOR FOR
1.03 Elect Judy C. Lewent MGMT YES FOR FOR
1.04 Elect Walter E. Massey MGMT YES FOR FOR
1.05 Elect Nicholas Negroponte MGMT YES FOR FOR
1.06 Elect Indra K. Nooyi MGMT YES FOR FOR
1.07 Elect John E. Pepper Jr. MGMT YES FOR FOR
1.08 Elect Samuel C. Scott III MGMT YES FOR FOR
1.09 Elect Douglas A. Warner III MGMT YES FOR FOR
1.10 Elect John A. White MGMT YES FOR FOR
1.11 Elect Mike S. Zafirovski MGMT YES FOR FOR
2.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
3.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
CSX CSX 126408103 05/05/2004 A
1.01 Elect Elizabeth E. Bailey MGMT YES W'HOLD AGAINST
1.02 Elect Robert L. Burrus, Jr. MGMT YES W'HOLD AGAINST
1.03 Elect Edward J. Kelly III MGMT YES W'HOLD AGAINST
1.04 Elect Robert D. Kunisch MGMT YES W'HOLD AGAINST
1.05 Elect Southwood J. Morcott MGMT YES W'HOLD AGAINST
1.06 Elect David M. Ratcliffe MGMT YES W'HOLD AGAINST
1.07 Elect Charles E. Rice MGMT YES W'HOLD AGAINST
1.08 Elect William C. Richardson MGMT YES W'HOLD AGAINST
1.09 Elect Frank S. Royal MGMT YES W'HOLD AGAINST
1.10 Elect Donald J. Shepard MGMT YES W'HOLD AGAINST
1.11 Elect Michael J. Ward MGMT YES W'HOLD AGAINST
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
4.00 SP-Redeem or Vote on Poison Pill SH YES FOR AGAINST
5.00 SP-Golden Parachutes SH YES FOR AGAINST
GENERAL DYNAMICS GD 369550108 05/05/2004 A
1.01 Elect Nicholas D. Chabraja MGMT YES FOR FOR
1.02 Elect James S. Crown MGMT YES FOR FOR
1.03 Elect Lester Crown MGMT YES FOR FOR
1.04 Elect William P. Fricks MGMT YES FOR FOR
1.05 Elect Charles H. Goodman MGMT YES FOR FOR
1.06 Elect Jay L. Johnson MGMT YES FOR FOR
1.07 Elect George A. Joulwan MGMT YES FOR FOR
1.08 Elect Paul G. Kaminski MGMT YES FOR FOR
1.09 Elect John M. Keane MGMT YES FOR FOR
1.10 Elect Lester L. Lyles MGMT YES FOR FOR
1.11 Elect Carl E. Mundy Jr. MGMT YES FOR FOR
1.12 Elect Robert Walmsley MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES FOR FOR
3.00 SP-Redeem or Vote on Poison Pill SH YES AGAINST FOR
4.00 SP-Review Foreign Military Sales SH YES AGAINST FOR
PEPSICO PEP 713448108 05/05/2004 A
1.01 Elect John F. Akers MGMT YES FOR FOR
1.02 Elect Robert E. Allen MGMT YES FOR FOR
1.03 Elect Ray L. Hunt MGMT YES FOR FOR
1.04 Elect Arthur C. Martinez MGMT YES FOR FOR
1.05 Elect Indra K. Nooyi MGMT YES FOR FOR
1.06 Elect Franklin D. Raines MGMT YES FOR FOR
1.07 Elect Steven S. Reinemund MGMT YES FOR FOR
1.08 Elect Sharon Percy Rockefeller MGMT YES FOR FOR
1.09 Elect James J. Schiro MGMT YES FOR FOR
1.10 Elect Franklin A. Thomas MGMT YES FOR FOR
1.11 Elect Cynthia M. Trudell MGMT YES FOR FOR
1.12 Elect Solomon D. Trujillo MGMT YES FOR FOR
1.13 Elect Daniel Vasella MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Approve Annual Bonus Plan MGMT YES FOR FOR
4.00 SP-Review Political Spending SH YES AGAINST FOR
5.00 SP-Review AIDS Pandemic's Impact on Company SH YES AGAINST FOR
EMC EMC 268648102 05/05/2004 A
1.01 Elect John R. Egan MGMT YES FOR FOR
1.02 Elect Michael C. Ruettgers MGMT YES FOR FOR
1.03 Elect David N. Strohm MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR
2.00 Amend Stock Option Plan MGMT YES FOR FOR
3.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
ANADARKO PETROLEUM APC 032511107 05/06/2004 A
1.01 Elect Larry Barcus MGMT YES FOR FOR
1.02 Elect James L. Bryan MGMT YES FOR FOR
1.03 Elect James T. Hackett MGMT YES FOR FOR
2.00 Amend Annual Bonus Plan MGMT YES AGAINST AGAINST
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
4.00 SP-Report or Take Action on Climate Change SH YES AGAINST FOR
INTERNATIONAL PAPER CO IP 460146103 05/11/2004 A
1.01 Elect Martha F. Brooks MGMT YES FOR FOR
1.02 Elect James A. Henderson MGMT YES FOR FOR
1.03 Elect Robert D. Kennedy MGMT YES FOR FOR
1.04 Elect W. Craig McClelland MGMT YES FOR FOR
1.05 Elect Robert M. Amen MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Add Shares to Stock Option Plan MGMT YES FOR FOR
3.00 Amend Stock Option Plan MGMT YES FOR FOR
4.00 Reapprove Option/Bonus Plan for OBRA MGMT YES FOR FOR
5.00 SP-Cap Executive Pay SH YES AGAINST FOR
3M CO MMM 88579Y101 05/11/2004 A
1.01 Elect Edward A. Brennan MGMT YES FOR FOR
1.02 Elect Michael L. Eskew MGMT YES FOR FOR
1.03 Elect W. James McNerney Jr. MGMT YES FOR FOR
1.04 Elect Kevin W. Sharer MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
4.00 SP-Independent Board Chairman SH YES AGAINST FOR
ITT INDUSTRIES INC ITT 450911102 05/11/2004 A
1.01 Elect Louis J. Giuliano MGMT YES FOR FOR
1.02 Elect Curtis J. Crawford MGMT YES FOR FOR
1.03 Elect Christina A. Gold MGMT YES FOR FOR
1.04 Elect Ralph F. Hake MGMT YES FOR FOR
1.05 Elect John J. Hamre MGMT YES FOR FOR
1.06 Elect Raymond W. LeBoeuf MGMT YES FOR FOR
1.07 Elect Frank T. MacInnis MGMT YES FOR FOR
1.08 Elect Linda S. Sanford MGMT YES FOR FOR
1.09 Elect Markos I. Tambakeras MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
GAP INC GPS 364760108 05/12/2004 A
1.01 Elect Adrian D.P. Bellamy MGMT YES FOR FOR
1.02 Elect Donald G. Fisher MGMT YES FOR FOR
1.03 Elect Doris F. Fisher MGMT YES FOR FOR
1.04 Elect Robert J. Fisher MGMT YES FOR FOR
1.05 Elect Glenda A. Hatchett MGMT YES FOR FOR
1.06 Elect Penelope L. Hughes MGMT YES FOR FOR
1.07 Elect Bob L. Martin MGMT YES FOR FOR
1.08 Elect Jorge P. Montoya MGMT YES FOR FOR
1.09 Elect Paul S. Pressler MGMT YES FOR FOR
1.10 Elect James M. Schneider MGMT YES FOR FOR
1.11 Elect Mayo A. Shattuck III MGMT YES FOR FOR
1.12 Elect Howard P. Behar MGMT YES FOR FOR
1.13 Elect Margaret C. Whitman MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Amend Annual Bonus Plan MGMT YES AGAINST AGAINST
4.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
AMGEN INC AMGN 031162100 05/13/2004 A
1.01 Elect Frank J. Biondi Jr. MGMT YES FOR FOR
1.02 Elect Jerry D. Choate MGMT YES FOR FOR
1.03 Elect Frank C. Herringer MGMT YES FOR FOR
1.04 Elect Gilbert S. Omenn MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Report on EEO SH YES FOR AGAINST
4.00 SP-Expense Stock Options SH YES FOR AGAINST
DOW CHEMICAL DOW 260543103 05/13/2004 A
1.01 Elect Arnold A. Allemang MGMT YES FOR FOR
1.02 Elect John C. Danforth MGMT YES FOR FOR
1.03 Elect Jeff M. Fettig MGMT YES FOR FOR
1.04 Elect Andrew N. Liveris MGMT YES FOR FOR
1.05 Elect James M. Ringler MGMT YES FOR FOR
1.06 Elect William S. Stavropoulos MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Repeal Classified Board MGMT YES FOR FOR
4.00 SP-Report on Environmental Impact or Plans SH YES AGAINST FOR
ANTHEM INC ATH 03674B104 05/17/2004 A
1.01 Elect Victor S. Liss MGMT YES FOR FOR
1.02 Elect James W. McDowell, Jr. MGMT YES FOR FOR
1.03 Elect George A. Schaefer Jr. MGMT YES FOR FOR
1.04 Elect Jackie M. Ward MGMT YES FOR FOR
GUIDANT CORP GDT 401698105 05/18/2004 A
1.01 Elect Maurice A. Cox Jr. MGMT YES FOR FOR
1.02 Elect Nancy-Ann DeParle MGMT YES FOR FOR
1.03 Elect Ronald W. Dollens MGMT YES FOR FOR
1.04 Elect Enrique C. Falla MGMT YES FOR FOR
1.05 Elect Kristina M. Johnson MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Expense Stock Options SH YES AGAINST FOR
AMERICAN INTERNATIONAL AIG 026874107 05/19/2004 A
GROUP
1.01 Elect M. Bernard Aidinoff MGMT YES FOR FOR
1.02 Elect Pei-Yuan Chia MGMT YES FOR FOR
1.03 Elect Marshall A. Cohen MGMT YES FOR FOR
1.04 Elect William S. Cohen MGMT YES FOR FOR
1.05 Elect Martin S. Feldstein MGMT YES FOR FOR
1.06 Elect Ellen V. Futter MGMT YES FOR FOR
1.07 Elect Maurice R. Greenberg MGMT YES FOR FOR
1.08 Elect Carla A. Hills MGMT YES FOR FOR
1.09 Elect Frank J. Hoenemeyer MGMT YES FOR FOR
1.10 Elect Richard C. Holbrooke MGMT YES FOR FOR
1.11 Elect Donald P. Kanak MGMT YES FOR FOR
1.12 Elect Howard I. Smith MGMT YES FOR FOR
1.13 Elect Martin J. Sullivan MGMT YES FOR FOR
1.14 Elect Edmund S.W. Tse MGMT YES FOR FOR
1.15 Elect Frank G. Zarb MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
3.00 Adopt Director Stock Award Plan MGMT YES FOR FOR
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
5.00 SP-Review Political Spending SH YES AGAINST FOR
6.00 SP-Sever Links with Tobacco Industry SH YES AGAINST FOR
7.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR
TARGET CORP TGT 87612E106 05/19/2004 A
1.01 Elect Calvin Darden MGMT YES FOR FOR
1.02 Elect Michele J. Hooper MGMT YES FOR FOR
1.03 Elect Anne M. Mulcahy MGMT YES FOR FOR
1.04 Elect Stephen W. Sanger MGMT YES FOR FOR
1.05 Elect Warren R. Staley MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES FOR FOR
INTEL CORP INTC 458140100 05/19/2004 A
1.01 Elect Craig R. Barrett MGMT YES FOR FOR
1.02 Elect Charlene Barshefsky MGMT YES FOR FOR
1.03 Elect E. John P. Browne MGMT YES FOR FOR
1.04 Elect Andrew S. Grove MGMT YES FOR FOR
1.05 Elect D. James Guzy MGMT YES FOR FOR
1.06 Elect Reed E. Hundt MGMT YES FOR FOR
1.07 Elect Paul S. Otellini MGMT YES FOR FOR
1.08 Elect David S. Pottruck MGMT YES FOR FOR
1.09 Elect Jane E. Shaw MGMT YES FOR FOR
1.10 Elect John L. Thornton MGMT YES FOR FOR
1.11 Elect David B. Yoffie MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES FOR FOR
4.00 SP-Expense Stock Options SH YES AGAINST FOR
5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
6.00 SP-Award Performance-based Stock Options SH YES AGAINST FOR
FIRST DATA CORP FDC 319963104 05/19/2004 A
1.01 Elect Henry C. Duques MGMT YES FOR FOR
1.02 Elect Charles T. Fote MGMT YES FOR FOR
1.03 Elect Richard P. Kiphart MGMT YES FOR FOR
1.04 Elect Joan E. Spero MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
GILLETTE CO G 375766102 05/20/2004 A
1.01 Elect Edward F. DeGraan MGMT YES W'HOLD AGAINST
1.02 Elect Wilbur H. Gantz MGMT YES W'HOLD AGAINST
1.03 Elect James M. Kilts MGMT YES W'HOLD AGAINST
1.04 Elect Jorge Paulo Lemann MGMT YES W'HOLD AGAINST
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES FOR FOR
4.00 SP-Repeal Classified Board SH YES FOR AGAINST
5.00 SP-Limit Consulting by Auditors SH YES AGAINST FOR
6.00 SP-Expense Stock Options SH YES AGAINST FOR
MARSH & MCLENNAN COS MMC 571748102 05/20/2004 A
1.01 Elect Lewis W. Bernard MGMT YES FOR FOR
1.02 Elect Mathis Cabiallavetta MGMT YES FOR FOR
1.03 Elect Zachary W. Carter MGMT YES FOR FOR
1.04 Elect Robert F. Erburu MGMT YES FOR FOR
1.05 Elect Oscar Fanjul MGMT YES FOR FOR
1.06 Elect Ray J. Groves MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
YAHOO INC YHOO 984332106 05/21/2004 A
1.01 Elect Terry S. Semel MGMT YES FOR FOR
1.02 Elect Jerry Yang MGMT YES FOR FOR
1.03 Elect Roy J. Bostock MGMT YES FOR FOR
1.04 Elect Ronald W. Burkle MGMT YES FOR FOR
1.05 Elect Eric Hippeau MGMT YES FOR FOR
1.06 Elect Arthur H. Kern MGMT YES FOR FOR
1.07 Elect Robert A. Kotick MGMT YES FOR FOR
1.08 Elect Edward R. Kozel MGMT YES FOR FOR
1.09 Elect Gary L. Wilson MGMT YES FOR FOR
2.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
4.00 SP-Expense Stock Options SH YES FOR AGAINST
TIME WARNER INC TWX 887317105 05/21/2004 A
1.01 Elect James L. Barksdale MGMT YES FOR FOR
1.02 Elect Stephen F. Bollenbach MGMT YES FOR FOR
1.03 Elect Stephen M. Case MGMT YES FOR FOR
1.04 Elect Frank J. Caufield MGMT YES FOR FOR
1.05 Elect Robert C. Clark MGMT YES FOR FOR
1.06 Elect Miles R. Gilburne MGMT YES FOR FOR
1.07 Elect Carla A. Hills MGMT YES FOR FOR
1.08 Elect Reuben Mark MGMT YES FOR FOR
1.09 Elect Michael A. Miles MGMT YES FOR FOR
1.10 Elect Kenneth J. Novack MGMT YES FOR FOR
1.11 Elect Richard D. Parsons MGMT YES FOR FOR
1.12 Elect Robert E. Turner MGMT YES FOR FOR
1.13 Elect Francis T. Vincent Jr. MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-China--Adopt Code of Conduct SH YES AGAINST FOR
4.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR
FANNIE MAE FNM 313586109 05/25/2004 A
1.01 Elect Stephen B. Ashley MGMT YES FOR FOR
1.02 Elect Kenneth M. Duberstein MGMT YES FOR FOR
1.03 Elect Thomas P. Gerrity MGMT YES FOR FOR
1.04 Elect Timothy Howard MGMT YES FOR FOR
1.05 Elect Ann McLaughlin Korologos MGMT YES FOR FOR
1.06 Elect Frederic V. Malek MGMT YES FOR FOR
1.07 Elect Donald B. Marron MGMT YES FOR FOR
1.08 Elect Daniel H. Mudd MGMT YES FOR FOR
1.09 Elect Anne M. Mulcahy MGMT YES FOR FOR
1.10 Elect Joe K. Pickett MGMT YES FOR FOR
1.11 Elect Leslie Rahl MGMT YES FOR FOR
1.12 Elect Franklin D. Raines MGMT YES FOR FOR
1.13 Elect H. Patrick Swygert MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR
4.00 SP-Adopt Cumulative Voting SH YES AGAINST FOR
BANK ONE CORP ONE 06423A103 05/25/2004 A
1.00 Approve Merger/Acquisition MGMT YES FOR FOR
2.01 Elect John H. Bryan MGMT YES FOR FOR
2.02 Elect Stephen B. Burke MGMT YES FOR FOR
2.03 Elect James S. Crown MGMT YES FOR FOR
2.04 Elect James Dimon MGMT YES FOR FOR
2.05 Elect Maureen A. Fay MGMT YES FOR FOR
2.06 Elect Laban P. Jackson, Jr. MGMT YES FOR FOR
2.07 Elect John W. Kessler MGMT YES FOR FOR
2.08 Elect Robert I. Lipp MGMT YES FOR FOR
2.09 Elect Richard A. Manoogian MGMT YES FOR FOR
2.10 Elect David C. Novak MGMT YES FOR FOR
2.11 Elect John W. Rogers Jr. MGMT YES FOR FOR
2.12 Elect Frederick P. Stratton Jr. MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
EXXON MOBIL CORP XOM 30231G102 05/26/2004 A
1.01 Elect Michael J. Boskin MGMT YES FOR FOR
1.02 Elect James R. Houghton MGMT YES FOR FOR
1.03 Elect William R. Howell MGMT YES FOR FOR
1.04 Elect Reatha Clark King MGMT YES FOR FOR
1.05 Elect Philip E. Lippincott MGMT YES FOR FOR
1.06 Elect Harry J. Longwell MGMT YES FOR FOR
1.07 Elect Henry A. McKinnell Jr. MGMT YES FOR FOR
1.08 Elect Marilyn Carlson Nelson MGMT YES FOR FOR
1.09 Elect Lee R. Raymond MGMT YES FOR FOR
1.10 Elect Walter V. Shipley MGMT YES FOR FOR
1.11 Elect Rex W. Tillerson MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Director Stock Award Plan MGMT YES FOR FOR
4.00 SP-Affirm Political Nonpartisanship SH YES AGAINST FOR
5.00 SP-Review Political Spending SH YES FOR AGAINST
6.00 SP-Review Operations' Impact on Local Groups SH YES FOR AGAINST
7.00 SP-Independent Board Chairman SH YES AGAINST FOR
8.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
9.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
10.00 SP-Adopt Sexual Orientation Anti-Bias Policy SH YES FOR AGAINST
11.00 SP-Report or Take Action on Climate Change SH YES AGAINST FOR
BANK OF AMERICA CORP BAC 060505104 05/26/2004 A
1.01 Elect William Barnet III MGMT YES FOR FOR
1.02 Elect Charles W. Coker MGMT YES FOR FOR
1.03 Elect John T. Collins MGMT YES FOR FOR
1.04 Elect Gary L. Countryman MGMT YES FOR FOR
1.05 Elect Paul Fulton MGMT YES FOR FOR
1.06 Elect Charles K. Gifford MGMT YES FOR FOR
1.07 Elect Donald E. Guinn MGMT YES FOR FOR
1.08 Elect James H. Hance Jr. MGMT YES FOR FOR
1.09 Elect Kenneth D. Lewis MGMT YES FOR FOR
1.10 Elect Walter E. Massey MGMT YES FOR FOR
1.11 Elect J. Thomas May MGMT YES FOR FOR
1.12 Elect C. Steven McMillan MGMT YES FOR FOR
1.13 Elect Eugene M. McQuade MGMT YES FOR FOR
1.14 Elect Patricia E. Mitchell MGMT YES FOR FOR
1.15 Elect Edward L. Romero MGMT YES FOR FOR
1.16 Elect Thomas M. Ryan MGMT YES FOR FOR
1.17 Elect O. Temple Sloan Jr. MGMT YES FOR FOR
1.18 Elect Meredith R. Spangler MGMT YES FOR FOR
1.19 Elect Jackie M. Ward MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 SP-Change Annual Meeting Date SH YES AGAINST FOR
4.00 SP-Double Board Nominees SH YES AGAINST FOR
5.00 SP-Limit or End Charitable Giving SH YES AGAINST FOR
6.00 SP-Mutual Funds Review Committee SH YES AGAINST FOR
7.00 SP-Ensure Customer Privacy SH YES AGAINST FOR
GENZYME CORP GENZ 372917104 05/27/2004 A
1.01 Elect Douglas A. Berthiaume MGMT YES FOR FOR
1.02 Elect Henry E. Blair MGMT YES FOR FOR
1.03 Elect Gail K. Boudreaux MGMT YES FOR FOR
2.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES FOR FOR
4.00 Add Shares to Director Stock Option Plan MGMT YES FOR FOR
4.00 Amend Director Stock Option Plan MGMT YES FOR FOR
5.00 Cancel Series of Preferred Stock MGMT YES FOR FOR
5.00 Eliminate Dual Class Stock MGMT YES FOR FOR
6.00 Ratify Selection of Auditors MGMT YES FOR FOR
7.00 SP-Restrict Executive Compensation SH YES AGAINST FOR
LOWE'S COMPANIES INC LOW 548661107 05/28/2004 A
1.01 Elect Leonard L. Berry MGMT YES FOR FOR
1.02 Elect Paul Fulton MGMT YES FOR FOR
1.03 Elect Dawn E. Hudson MGMT YES FOR FOR
1.04 Elect Marshall O. Larsen MGMT YES FOR FOR
1.05 Elect Robert A. Niblock MGMT YES FOR FOR
1.06 Elect Stephen F. Page MGMT YES FOR FOR
1.07 Elect O. Temple Sloan Jr. MGMT YES FOR FOR
1.08 Elect Robert L. Tillman MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
WAL-MART STORES WMT 931142103 06/04/2004 A
1.01 Elect James W. Breyer MGMT YES FOR FOR
1.02 Elect M. Michele Burns MGMT YES FOR FOR
1.03 Elect Thomas M. Coughlin MGMT YES FOR FOR
1.04 Elect David D. Glass MGMT YES FOR FOR
1.05 Elect Roland A. Hernandez MGMT YES FOR FOR
1.06 Elect Dawn G. Lepore MGMT YES FOR FOR
1.07 Elect John D. Opie MGMT YES FOR FOR
1.08 Elect J. Paul Reason MGMT YES FOR FOR
1.09 Elect H. Lee Scott Jr. MGMT YES FOR FOR
1.10 Elect Jack C. Shewmaker MGMT YES FOR FOR
1.11 Elect Jose H. Villarreal MGMT YES FOR FOR
1.12 Elect John T. Walton MGMT YES FOR FOR
1.13 Elect S. Robson Walton MGMT YES FOR FOR
1.14 Elect Christopher J. Williams MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES FOR FOR
3.00 Adopt Employee Stock Purchase Plan MGMT YES FOR FOR
4.00 Adopt Employee Stock Purchase Plan MGMT YES FOR FOR
5.00 Ratify Selection of Auditors MGMT YES FOR FOR
6.00 SP-Independent Board Chairman SH YES AGAINST FOR
7.00 SP-Report on Sustainability SH YES FOR AGAINST
8.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR
9.00 SP-Review or Curb Bioengineering SH YES AGAINST FOR
10.00 SP-Report on EEO SH YES FOR AGAINST
11.00 SP-Approve Extra Benefits Under Serps SH YES FOR AGAINST
ANTHEM INC ATH 03674B10 06/28/2004 S
1.00 Approve Common Stock Issuance MGMT YES FOR FOR
1.00 Approve Merger/Acquisition MGMT YES FOR FOR
2.00 Approve Name Change MGMT YES FOR FOR
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked
'Abstain' are considered to be have been voted against management's
recommendation, regardless of whether the recommendation is 'For' or 'Against,'
except where management has made no recommendation.
Where management has made no recommendation on a ballot item, the abbreviation
N/A is used to denote that there is no applicable recommendation compared to
which a vote may be 'For' or 'Against' the recommendation of management.
PAGE 21 OF 21
HORACE MANN SOCIALLY RESPONSIBLE FUND
July 1, 2003 to June 30, 2004
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/27/04 - A ACE LTD. *ACE* G0070K103 04/08/04 4,900
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Mgmt
LONG-TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
ACCOUNTANTS OF ACE LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
03/02/04 - A ADC TELECOMMUNICATIONS, INC. *ADCT* 000886101 01/07/04 29,400
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
04/30/04 - A AETNA INC. *AET* 00817Y108 02/27/04 1,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
05/21/04 - A ALLIANT ENERGY CORP. *LNT* 018802108 04/01/04 13,900
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
05/05/04 - A AMERADA HESS CORP. *AHC* 023551104 03/15/04 7,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Establish Other Board Committee Against Against ShrHoldr
04/27/04 - A AMEREN CORPORATION *AEE* 023608102 03/11/04 8,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Risks of Nuclear Waste Storage Against Against ShrHoldr
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/29/04 - A AMERICAN AXLE & MANUFACTURING 024061103 03/01/04 6,700
HOLDINGS, INC. *AXL*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/19/04 - A AMERICAN INTERNATIONAL GROUP, INC. 026874107 03/26/04 10,000
*AIG*
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Approve Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
5 Report on Political Contributions/Activities Against Against ShrHoldr
6 Divest from Tobacco Equities Against Against ShrHoldr
7 Link Executive Compensation to Predatory Against Against ShrHoldr
Lending
04/15/04 - A AMSOUTH BANCORPORATION *ASO* 032165102 02/17/04 23,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Employee Stock Purchase Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Approve Non-Employee Director Stock Option For For Mgmt
Plan
6 Political Contributions Against Against ShrHoldr
05/06/04 - A ANADARKO PETROLEUM CORP. *APC* 032511107 03/08/04 9,400
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Greenhouse Gas Emissions Against Against ShrHoldr
05/27/04 - A ARROW ELECTRONICS, INC. *ARW* 042735100 03/29/04 15,900
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
01/29/04 - A ASHLAND INC. *ASH* 044204105 11/24/03 10,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/04 - A AUTOLIV INC. *ALV* 052800109 03/02/04 17,200
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/12/04 - A AUTONATION, INC. *AN* 05329W102 03/26/04 22,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/06/03 - A AVNET, INC. *AVT* 053807103 09/08/03 5,000
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
03/17/04 - S BANK OF AMERICA CORP. *BAC* 060505104 01/26/04 27,200
1 Approve Merger Agreement For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Adjourn Meeting For For Mgmt
05/26/04 - A BANK OF AMERICA CORP. *BAC* 060505104 04/07/04 43,026
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Change Date of Annual Meeting Against Against ShrHoldr
4 Adopt Nomination Procedures for the Board Against Against ShrHoldr
5 Charitable Contributions Against Against ShrHoldr
6 Establish Independent Committee to Review Against Against ShrHoldr
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against ShrHoldr
Information Security
05/25/04 - A BANK ONE CORP. 06423A103 04/02/04 25,100
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/26/04 - A BELLSOUTH CORP. *BLS* 079860102 03/08/04 35,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Limit Executive Compensation Against Against ShrHoldr
6 Limit Executive Compensation Against Against ShrHoldr
7 Report on Political Contributions/Activities Against Against ShrHoldr
12/09/03 - S BOISE CASCADE CORP. *BCC* 097383103 11/03/03 2,500
1 Approve Merger Agreement For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
04/15/04 - A BOISE CASCADE CORP. *BCC* 097383103 02/23/04 2,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
04/21/04 - A BORG-WARNER, INC. *BWA* 099724106 03/05/04 3,400
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
05/04/04 - A BRISTOL-MYERS SQUIBB CO. *BMY* 110122108 03/08/04 5,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Political Contributions/Activities Against Against ShrHoldr
4 Cease Political Contributions/Activities Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against For ShrHoldr
6 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against ShrHoldr
the Shares to Elect Directors
04/21/04 - A BURLINGTON NORTHERN SANTA FE CORP. 12189T104 02/27/04 19,100
*BNI*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/14/04 - A CATERPILLAR INC. *CAT* 149123101 02/17/04 4,800
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against ShrHoldr
6 Report on Operational Imact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
04/20/04 - A CENDANT CORPORATION *CD* 151313103 02/23/04 11,000
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
SHAREHOLDER PROPOSALS
4 Separate Chairman and CEO Positions Against Against ShrHoldr
5 Limit Executive Compensation Against Against ShrHoldr
05/04/04 - A CINERGY CORP. *CIN* 172474108 03/05/04 13,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/20/04 - A CITIGROUP INC. *C* 172967101 02/27/04 72,066
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Report on Political Contributions/Activities Against Against ShrHoldr
5 Prohibit Awards to Executives Against Against ShrHoldr
6 Separate Chairman and CEO Positions Against Against ShrHoldr
05/26/04 - A COMCAST CORP. *CMCSA* 20030N101 03/15/04 36,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
4 Amend Articles/Bylaws/Charter-Non-Routine For For Mgmt
5 Require Two-Thirds Majority of Independent Against Against ShrHoldr
Directors on Board
6 Political Contributions/Activities Against Against ShrHoldr
7 Nominate Two Directors for every open Against Against ShrHoldr
Directorships
8 Limit Executive Compensation Against Against ShrHoldr
9 Adopt a Recapitalization Plan Against For ShrHoldr
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
09/25/03 - A CONAGRA FOODS INC. *CAG* 205887102 07/31/03 24,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
SHAREHOLDER PROPOSALS
4 Genetically Modified Organisms (GMO) Against Against ShrHoldr
5 Modify Current and Future Stock Option Plans Against Against ShrHoldr
6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
05/05/04 - A CONOCOPHILLIPS *COP* 20825C104 03/10/04 14,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
5 Limit Executive Compensation Against Against ShrHoldr
6 Report on Drilling in the Arctic National Against Against ShrHoldr
Wildlife Refuge
05/21/04 - A CONSTELLATION ENERGY GROUP, INC. *CEG* 210371100 03/19/04 15,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/04 - A COOPER INDUSTRIES LTD *CBE* G24182100 03/01/04 6,000
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 APPROVE THE AMENDED AND RESTATED STOCK For For Mgmt
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO SOCIAL AND Against Against ShrHoldr
ENVIRONMENTAL ISSUES RELATED TO
SUSTAINABILITY.
5 SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE Against Against ShrHoldr
EQUITY COMPENSATION PLANS.
05/04/04 - A COOPER TIRE & RUBBER CO. *CTB* 216831107 03/09/04 9,400
1 Elect Directors For For Mgmt
2 Ratify Auditors Against For ShrHoldr
04/29/04 - A CORNING INC. *GLW* 219350105 03/01/04 69,900
1 Elect Directors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
01/09/04 - S COUNTRYWIDE FINANCIAL CORP. *CFC* 222372104 11/28/03 5,800
1 Increase Authorized Common Stock For For Mgmt
06/16/04 - A COUNTRYWIDE FINANCIAL CORP. *CFC* 222372104 04/19/04 11,599
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
05/05/04 - A CSX CORP. *CSX* 126408103 03/05/04 13,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Limit Awards to Executives Against For ShrHoldr
01/29/04 - A D.R. HORTON, INC. *DHI* 23331A109 12/04/03 1,700
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Other Business For Against Mgmt
04/19/04 - A DANA CORP. *DCN* 235811106 03/01/04 10,200
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Employee Stock Purchase Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
05/06/04 - A DELPHI CORP. *DPH* 247126105 03/08/04 44,300
1 Elect Directors For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
6 Declassify the Board of Directors Against For ShrHoldr
7 Amend Workplace Code of Conduct Against Against ShrHoldr
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/28/04 - A EATON CORP. *ETN* 278058102 03/01/04 8,600
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/20/04 - A EDISON INTERNATIONAL *EIX* 281020107 03/22/04 20,300
1 Elect Directors For For Mgmt
2 Submit Shareholder Rights Plan (Poison Against Against ShrHoldr
Pill) to Shareholder Vote
05/25/04 - A ELECTRONIC DATA SYSTEMS CORP. *EDS* 285661104 03/29/04 19,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Amend Vote Requirements to Amend Against For ShrHoldr
Articles/Bylaws/Charter
05/14/04 - A ENTERGY CORP. *ETR* 29364G103 03/17/04 11,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
4 Restore or Provide for Cumulative Voting Against Against ShrHoldr
5 Prohibit Awards to Executives Against Against ShrHoldr
04/27/04 - A EXELON CORP. *EXC* 30161N101 03/01/04 5,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
05/25/04 - A FANNIE MAE *FNM* 313586109 04/06/04 4,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Provide for Cumulative Voting Against Against ShrHoldr
05/18/04 - A FIRSTENERGY CORPORATION *FE* 337932107 03/23/04 14,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
3 Declassify the Board of Directors For For Mgmt
4 Reduce Supermajority Vote Requirement For For Mgmt
5 Approve Deferred Compensation Plan For For Mgmt
6 Approve Deferred Compensation Plan For For Mgmt
7 Expense Stock Options Against For ShrHoldr
8 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
9 Report on Political Contributions/Activities Against Against ShrHoldr
10 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
03/17/04 - S FLEETBOSTON FINANCIAL CORP. 339030108 01/26/04 28,500
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
03/31/04 - A FREDDIE MAC *FRE* 313400301 02/20/04 7,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/04 - A GEORGIA-PACIFIC CORP. *GP* 373298108 03/10/04 17,300
1 Elect Directors For Split Mgmt
1.1 Elect Director Barbara L. Bowles ---
Withhold
1.2 Elect Director Donald V. Fites --- Withhold
1.3 Elect Director David R. Goode --- Withhold
1.4 Elect Director Karen N. Horn --- For
1.5 Elect Director William R. Johnson --- For
1.6 Elect Director James B. Williams ---
Withhold
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
04/27/04 - A GOLDEN WEST FINANCIAL CORP. *GDW* 381317106 03/01/04 7,500
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
04/27/04 - A GOODRICH CORPORATION *GR* 382388106 03/08/04 14,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/18/04 - A GUIDANT CORP. *GDT* 401698105 03/11/04 6,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against For ShrHoldr
03/17/04 - A HEWLETT-PACKARD CO. *HPQ* 428236103 01/20/04 63,000
1 Elect Directors For Split Mgmt
1.1 Elect Director L.T. Babbio, Jr. --- For
1.2 Elect Director P.C. Dunn --- For
1.3 Elect Director C.S. Fiorina --- For
1.4 Elect Director R.A. Hackborn --- For
1.5 Elect Director G.A. Keyworth II --- For
1.6 Elect Director R.E. Knowling, Jr. --- For
1.7 Elect Director S.M. Litvack --- Withhold
1.8 Elect Director R.L. Ryan --- For
1.9 Elect Director L.S. Salhany --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Expense Stock Options Against For ShrHoldr
05/27/04 - A HOME DEPOT, INC. (THE) *HD* 437076102 03/29/04 7,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Establish Term Limits for Directors Against Against ShrHoldr
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against For ShrHoldr
6 Adopt ILO Based Code of Conduct Against Against ShrHoldr
7 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority of Against Against ShrHoldr
the Shares to Elect Directors
05/03/04 - A HUBBELL INCORPORATED *HUB.B* 443510201 03/05/04 8,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/02/04 - A INGERSOLL-RAND COMPANY LIMITED *IR* G4776G101 04/02/04 5,800
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
2 ADOPTION OF AMENDED AND RESTATED INCENTIVE For For Mgmt
STOCK PLAN OF 1998.
3 APPROVAL OF AMENDED AND RESTATED BYE-LAWS. For For Mgmt
4 Ratify Auditors For For Mgmt
5 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For ShrHoldr
BOARD OF DIRECTORS.
6 SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY Against Against ShrHoldr
S JURISDICTION OF INCORPORATION.
7 SHAREHOLDER PROPOSAL TO REQUIRE THE Against Against ShrHoldr
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
05/25/04 - A INGRAM MICRO, INC. *IM* 457153104 03/26/04 21,900
1 Elect Directors For For Mgmt
04/27/04 - A INTERNATIONAL BUSINESS MACHINES CORP. 459200101 02/27/04 7,100
*IBM*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Ratify Auditors for the Company's Business For For Mgmt
Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Provide for Cumulative Voting Against Against ShrHoldr
6 Amend Pension and Retirement Medical Against Against ShrHoldr
Insurance Plans
7 Submit Executive Compensation to Vote Against For ShrHoldr
8 Expense Stock Options Against For ShrHoldr
9 Limit Awards to Executives Against Against ShrHoldr
10 China Principles Against Against ShrHoldr
11 Report on Political Contributions/Activities Against Against ShrHoldr
12 Report on Executive Compensation Against Against ShrHoldr
05/03/04 - A JEFFERSON-PILOT CORP. *JP* 475070108 03/01/04 8,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Stock Option For For Mgmt
Plan
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
02/24/04 - S JOHN HANCOCK FINANCIAL SERVICES, INC. 41014S106 01/02/04 15,600
1 Approve Merger Agreement For For Mgmt
05/25/04 - A JPMORGAN CHASE & CO. *JPM* 46625H100 04/02/04 28,600
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Adjourn Meeting For For Mgmt
6 Establish Term Limits for Directors Against Against ShrHoldr
7 Charitable Contributions Against Against ShrHoldr
8 Political Contributions Against Against ShrHoldr
9 Separate Chairman and CEO Positions Against For ShrHoldr
10 Provide Adequate Disclosure for over the Against Against ShrHoldr
counter Derivatives
11 Auditor Independence Against Against ShrHoldr
12 Submit Non-Employee Director Compensation Against Against ShrHoldr
to Vote
13 Report on Pay Disparity Against Against ShrHoldr
04/01/04 - A KB HOME *KBH* 48666K109 02/12/04 3,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/13/04 - A KEYCORP *KEY* 493267108 03/16/04 19,100
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/13/04 - A LEAR CORPORATION *LEA* 521865105 03/19/04 9,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
04/02/04 - A LEHMAN BROTHERS HOLDINGS INC. *LEH* 524908100 02/13/04 8,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/20/04 - A LIZ CLAIBORNE, INC. *LIZ* 539320101 03/22/04 10,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/18/04 - A LUCENT TECHNOLOGIES INC. *LU* 549463107 12/22/03 57,900
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors and Amend For For Mgmt
Director Removal Provision
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
4 Approve Reverse Stock Split For For Mgmt
SHAREHOLDER PROPOSALS
5 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
6 Prohibit Awards to Executives Against Against ShrHoldr
04/28/04 - A MARATHON OIL CORP *MRO* 565849106 03/01/04 17,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Greenhouse Gas Emissions Against Against ShrHoldr
4 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
05/25/04 - A MARTIN MARIETTA MATERIALS, INC. *MLM* 573284106 03/19/04 5,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/04 - A MASCO CORP. *MAS* 574599106 03/15/04 13,800
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/06/04 - A MBIA INC. *MBI* 55262C100 03/18/04 6,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/20/04 - A MCDONALD'S CORP. *MCD* 580135101 03/22/04 32,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve/Amend Executive Incentive Bonus Plan For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/27/04 - A MEADWESTVACO CORP. *MWV* 583334107 03/01/04 16,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/04 - A MERCK & CO., INC. *MRK* 589331107 02/24/04 22,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Prohibit Awards to Executives Against Against ShrHoldr
5 Develop Ethical Criteria for Patent Against Against ShrHoldr
Extension
6 Link Executive Compensation to Social Issues Against Against ShrHoldr
7 Report on Political Contributions Against Against ShrHoldr
8 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
04/23/04 - A MERRILL LYNCH & CO., INC. *MER* 590188108 02/24/04 13,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Separate Chairman and CEO Positions Against For ShrHoldr
04/27/04 - A METLIFE, INC *MET* 59156R108 03/01/04 16,900
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
5 Ratify Auditors For For Mgmt
6 Limit Executive Compensation Against Against ShrHoldr
05/13/04 - A MGIC INVESTMENT CORP. *MTG* 552848103 03/15/04 6,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/04 - A MOHAWK INDUSTRIES, INC. *MHK* 608190104 03/22/04 5,300
1 Elect Directors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
01/29/04 - A MONSANTO CO. *MON* 61166W101 12/01/03 18,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
SHAREHOLDER PROPOSALS
4 Report on Impact of Genetically Engineered Against Against ShrHoldr
Seed
5 Report on Export of Hazardous Pesticides Against Against ShrHoldr
6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
04/20/04 - A MORGAN STANLEY *MWD* 617446448 02/20/04 16,000
1 Elect Directors For Split Mgmt
1.1 Elect Director John W. Madigan --- Withhold
1.2 Elect Director Dr. Klaus Zumwinkel --- For
1.3 Elect Director Sir Howard Davies --- For
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
4 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
5 Report on Political Contributions/Activities Against Against ShrHoldr
04/27/04 - A NATIONAL CITY CORP. *NCC* 635405103 03/05/04 19,400
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/11/04 - A NORTHEAST UTILITIES *NU* 664397106 03/12/04 15,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/28/04 - A OLD REPUBLIC INTERNATIONAL CORP. *ORI* 680223104 03/22/04 10,950
1 Elect Directors For Withhold Mgmt
04/27/04 - A PACCAR INC. *PCAR* 693718108 03/01/04 9,300
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Deferred Compensation Plan For For Mgmt
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
Pill) to Shareholder Vote
5 Limit Awards to Executives Against Against ShrHoldr
10/22/03 - A PARKER-HANNIFIN CORP. *PH* 701094104 08/29/03 7,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/13/04 - A PARTNERRE LTD (FRM. PARTNERRE HOLDINGS G6852T105 03/19/04 900
LTD. ) *PRE*
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 TO APPROVE AN INCREASE IN THE MAXIMUM For For Mgmt
NUMBER OF DIRECTORS FROM TEN TO ELEVEN, WITH THE
MINIMUM NUMBER OF DIRECTORS SET AT THREE, AND FOR
THE BOARD TO BE AUTHORIZED TO FILL ANY VACANCIES AS
AND WHEN THEY DEEM EXPEDIENT.
3 TO AMEND THE BYE-LAWS OF THE COMPANY TO For For Mgmt
REMOVE THE EXEMPTION WHICH EXCLUDES SWISS
REINSURANCE COMPANY AND ITS AFFILIATES FROM THE
PROHIBITION ON OBTAINING OR EXERCISING MORE THAN
9.9% OF THE VOTING RIGHTS ATTACHED TO THE COMPANY S
ISSUED AND OUTSTANDING
4 TO INCREASE THE NUMBER OF COMMON SHARES For For Mgmt
RESERVED FOR ISSUANCE UNDER THE PARTNERRE
LTD. EMPLOYEE INCENTIVE PLAN FROM 3,500,000
COMMON SHARES TO 5,000,000 COMMON SHARES.
5 Ratify Auditors For For Mgmt
6 Other Business For Against Mgmt
04/22/04 - A PFIZER INC. *PFE* 717081103 02/27/04 19,380
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against ShrHoldr
6 Report on Political Contributions/Activities Against Against ShrHoldr
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
7 Establish Term Limits for Directors Against Against ShrHoldr
8 Report on Drug Pricing Against Against ShrHoldr
9 Limit Awards to Executives Against Against ShrHoldr
10 Amend Animal Testing Policy Against Against ShrHoldr
04/21/04 - A PG&E CORP. *PCG* 69331C108 02/23/04 5,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
4 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
5 Require Directors be a Link-Free Directors Against Against ShrHoldr
6 Adopt Radioactive Waste Policy Against Against ShrHoldr
7 Separate Chairman and CEO Positions Against For ShrHoldr
8 Limit Executive Compensation Against Against ShrHoldr
04/15/04 - A PPG INDUSTRIES, INC. *PPG* 693506107 02/17/04 9,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/23/04 - A PPL CORP. *PPL* 69351T106 02/27/04 11,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/04 - A PRAXAIR, INC. *PX* 74005P104 03/01/04 4,600
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Approve Stockholder Protection Rights For For Mgmt
Agreement
05/13/04 - A PULTE HOMES INC. *PHM* 745867101 03/16/04 14,400
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditor Against For ShrHoldr
09/03/03 - A QUANTUM CORP. *DSS* 747906204 07/07/03 27,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
12/16/03 - A QWEST COMMUNICATIONS INTERNATIONAL 749121109 10/27/03 81,300
INC. *Q*
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
SHAREHOLDER PROPOSALS
3 Exclude Pension Credits from Net Income For For ShrHoldr
When Determining Executive Compensation
4 Declassify the Board of Directors For For ShrHoldr
5 Submit Severance Agreement For For ShrHoldr
(Change-in-Control) to Shareholder Vote
6 Require Majority of Independent Directors Against For ShrHoldr
on Board
7 Performance- Based/Indexed Options Against Against ShrHoldr
8 Performance- Based/Indexed Options Against For ShrHoldr
9 Expense Stock Options Against For ShrHoldr
05/25/04 - A QWEST COMMUNICATIONS INTERNATIONAL 749121109 03/26/04 81,300
INC. *Q*
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
4 Submit Executive Pension Benefit to Vote Against Against ShrHoldr
5 Require Majority of Independent Directors Against Against ShrHoldr
on Board
02/23/04 - S R. R. DONNELLEY & SONS CO. *RRD* 257867101 01/15/04 1,000
1 Issue Shares in Connection with an For For Mgmt
Acquisition
2 Approve Omnibus Stock Plan For For Mgmt
04/14/04 - A R. R. DONNELLEY & SONS CO. *RRD* 257867101 03/01/04 14,000
1 Elect Directors For For Mgmt
2 Sale of Company Assets Against Against ShrHoldr
3 Expense Stock Options Against For ShrHoldr
05/04/04 - A REEBOK INTERNATIONAL LTD. *RBK* 758110100 03/05/04 6,300
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
06/08/04 - A REGIONS FINANCIAL CORP. *RF* 758940100 04/27/04 14,500
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Adjourn Meeting For For Mgmt
5 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
02/04/04 - A ROCKWELL AUTOMATION INC *ROK* 773903109 12/08/03 2,400
A.1 Elect Director Don H. Davis, Jr. For For Mgmt
A.2 Elect Director William H. Gray, III For For Mgmt
A.3 Elect Director William T. McCormick, Jr. For For Mgmt
A.4 Elect Director Keith D. Nosbusch For For Mgmt
B Ratify Auditors For For Mgmt
C Amend Omnibus Stock Plan For For Mgmt
01/26/04 - A SANMINA-SCI CORP. *SANM* 800907107 12/01/03 19,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/30/03 - A SARA LEE CORP. *SLE* 803111103 09/02/03 25,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
SHAREHOLDER PROPOSALS
3 Report on Charitable Contributions Against Against ShrHoldr
4 Implement and Monitor Code of Corporate Against Against ShrHoldr
Conduct - ILO Standards
05/04/04 - A SEMPRA ENERGY *SRE* 816851109 03/09/04 14,500
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
5 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
6 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
7 Separate Chairman and CEO Positions Against For ShrHoldr
05/12/04 - A SMURFIT - STONE CONTAINER CORP. *SSCC* 832727101 03/15/04 24,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Deferred Compensation Plan For For Mgmt
5 Submit Executive Compensation to Vote Against Against ShrHoldr
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
01/07/04 - A SOLECTRON CORP. *SLR* 834182107 11/18/03 70,800
1 Elect Directors For For Mgmt
2 Approve Option Exchange Program For Against Mgmt
3 Ratify Auditors For For Mgmt
04/21/04 - A SOUTHTRUST CORP. *SOTR* 844730101 02/20/04 18,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
04/20/04 - A SPRINT CORP. *FON* 852061100 02/20/04 37,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Report on Foreign Outsourcing Against Against ShrHoldr
04/20/04 - A SPRINT CORP. *FON* 852061506 02/20/04 52,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Report on Foreign Outsourcing Against Against ShrHoldr
04/20/04 - A SUNTRUST BANKS, INC. *STI* 867914103 02/20/04 8,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
06/10/04 - A TECH DATA CORP. *TECD* 878237106 04/12/04 9,500
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Eliminate Class of Preferred Stock For For Mgmt
04/22/04 - A TELLABS, INC. *TLAB* 879664100 02/23/04 25,200
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/07/04 - A TEMPLE-INLAND INC. *TIN* 879868107 03/10/04 7,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/28/04 - A TEXTRON INC. *TXT* 883203101 03/05/04 9,200
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Stock-for-Salary/Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Foreign Weapons Sales Against Against ShrHoldr
6 Report on Political Contributions/Activities Against Against ShrHoldr
7 Cease Charitable Contributions Against Against ShrHoldr
05/18/04 - A THE ALLSTATE CORP. *ALL* 020002101 03/19/04 20,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Provide for Cumulative Voting Against Against ShrHoldr
03/31/04 - A THE BEAR STEARNS COMPANIES INC. *BSC* 073902108 02/19/04 1,400
1 Elect Directors For For Mgmt
2 Amend the Capital Accumulation Plan for For For Mgmt
Senior Managing Directors
3 Amend Stock Option Plan For For Mgmt
4 Approve Restricted Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
05/03/04 - A THE BOEING CO. *BA* 097023105 03/05/04 10,200
1 Elect Directors For Split Mgmt
1.1 Elect Director John H. Biggs --- Withhold
1.2 Elect Director John E. Bryson --- Withhold
1.3 Elect Director Linda Z. Cook --- For
1.4 Elect Director Rozanne L. Ridgway ---
Withhold
2 Reduce Supermajority Vote Requirement For For Mgmt
3 Ratify Auditors For For Mgmt
4 Develop Ethical Criteria for Military Against Against ShrHoldr
Contracts
5 Adopt Amended Workplace Code of Conduct Against Against ShrHoldr
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
6 Declassify the Board of Directors Against For ShrHoldr
7 Amend Vote Requirements to Amend Against For ShrHoldr
Articles/Bylaws/Charter
8 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
9 Adopt a Policy that will Commit Executive & Against Against ShrHoldr
Directors to Hold at least 75% of their
Shares
10 Provide Employees Choice of Pension Plans Against Against ShrHoldr
at Retirement or Termination
04/27/04 - A THE CHUBB CORP. *CB* 171232101 03/08/04 7,600
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
5 Report on Political Contributions/Activities Against Against ShrHoldr
05/13/04 - A THE DOW CHEMICAL COMPANY *DOW* 260543103 03/15/04 22,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Report on Social Initiatives in Bhopal Against Against ShrHoldr
03/31/04 - A THE GOLDMAN SACHS GROUP, INC. *GS* 38141G104 02/02/04 7,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
05/20/04 - A THE HARTFORD FINANCIAL SERVICES GROUP, 416515104 03/22/04 10,300
INC. *HIG*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
06/24/04 - A THE KROGER CO. *KR* 501044101 04/26/04 28,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
4 Separate Chairman and CEO Positions Against For ShrHoldr
5 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/21/04 - A THE MAY DEPARTMENT STORES CO. *MAY* 577778103 04/02/04 15,200
1 Elect Directors For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Declassify the Board of Directors Against For ShrHoldr
10/14/03 - A THE PROCTER & GAMBLE COMPANY *PG* 742718109 08/01/03 3,950
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
SHAREHOLDER PROPOSALS
4 Declassify the Board of Directors Against For ShrHoldr
5 Label Genetically Engineered Foods Against Against ShrHoldr
03/19/04 - S THE ST. PAUL TRAVELERS COMPANIES, INC. 792860108 02/06/04 11,100
*STA*
1 Issue Shares in Connection with a Merger For For Mgmt
Agreement
2 Amend Bylaws For For Mgmt
3 Amend Articles For For Mgmt
4 Reduce Supermajority Vote Requirement For For Mgmt
03/03/04 - A THE WALT DISNEY COMPANY *DIS* 254687106 01/16/04 5,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 China Principles Against Against ShrHoldr
4 Report on Supplier Labor Standards in China Against Against ShrHoldr
5 Report on Amusement Park Safety Against Against ShrHoldr
05/20/04 - A THE WILLIAMS COMPANIES, INC. *WMB* 969457100 03/26/04 7,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Awards to Executives Against Against ShrHoldr
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/29/04 - A TORCHMARK CORP. *TMK* 891027104 03/05/04 10,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Divest Investments in Tobacco Companies Against Against ShrHoldr
03/19/04 - S TRAVELERS PROPERTY CASUALTY CORP. 89420G109 02/06/04 22,471
1 Approve Merger Agreement For For Mgmt
03/19/04 - S TRAVELERS PROPERTY CASUALTY CORP. 89420G406 02/06/04 4,666
1 Approve Merger Agreement For For Mgmt
05/21/04 - A TXU CORP. *TXU* 873168108 03/22/04 20,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
03/25/04 - A TYCO INTERNATIONAL LTD. *TYC* 902124106 03/25/04 20,100
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 ADOPTION OF THE AMENDED AND RESTATED For For Mgmt
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Mgmt
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For ShrHoldr
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against ShrHoldr
JURISDICTION OF INCORPORATION FROM BERMUDA
TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against ShrHoldr
EXECUTIVE COMPENSATION.
02/06/04 - A TYSON FOODS, INC. *TSN* 902494103 12/23/03 6,000
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
SHAREHOLDER PROPOSALS
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
5 Remove Supervoting Rights for Class B Against For ShrHoldr
Common Stock
6 Separate Chairman and CEO Positions Against For ShrHoldr
04/20/04 - A U.S. BANCORP *USB* 902973304 02/26/04 45,600
1 Elect Directors For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Submit Executive Compensation to Vote Against For ShrHoldr
5 Amend Vote Requirements to Amend Against For ShrHoldr
Articles/Bylaws/Charter
05/24/04 - A UNOCAL CORP. *UCL* 915289102 03/25/04 8,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Deferred Compensation Plan For For Mgmt
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Limit Awards to Executives Against Against ShrHoldr
7 Establish Other Board Committee Against Against ShrHoldr
8 Report on Greenhouse Gas Emissions Against Against ShrHoldr
04/28/04 - A VERIZON COMMUNICATIONS *VZ* 92343V104 03/01/04 29,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Require Majority of Independent Directors Against Against ShrHoldr
on Board
5 Separate Chairman and CEO Positions Against For ShrHoldr
6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against Against ShrHoldr
8 Prohibit Awards to Executives Against Against ShrHoldr
9 Report on Stock Option Distribution by Race Against Against ShrHoldr
and Gender
10 Report on Political Contributions/Activities Against Against ShrHoldr
11 Cease Charitable Contributions Against Against ShrHoldr
05/12/04 - A VISHAY INTERTECHNOLOGY, INC. *VSH* 928298108 03/29/04 1,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Approve Restricted Stock Plan For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 25
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/14/04 - A VULCAN MATERIALS CO. *VMC* 929160109 03/15/04 9,000
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
3 Ratify Auditors For For Mgmt
04/20/04 - A WACHOVIA CORP. *WB* 929903102 02/18/04 33,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require Two Candidates for Each Board Seat Against Against ShrHoldr
4 Report on Political Contributions/Activities Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
04/20/04 - A WASHINGTON MUTUAL, INC *WM* 939322103 02/27/04 23,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
04/27/04 - A WELLS FARGO & COMPANY *WFC* 949746101 03/09/04 18,700
1 Elect Directors For For Mgmt
2 Approve Retirement Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Expense Stock Options Against For ShrHoldr
5 Limit Executive Compensation Against Against ShrHoldr
6 Link Executive Compensation to Social Issues Against Against ShrHoldr
7 Report on Political Contributions/Activities Against Against ShrHoldr
04/20/04 - A WHIRLPOOL CORP. *WHR* 963320106 02/27/04 5,600
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
05/05/04 - A WISCONSIN ENERGY CORP. *WEC* 976657106 02/25/04 17,000
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SOCIALLY RESPONSIBLE FUND/03743051 - 037-43051
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/22/04 - A WYETH *WYE* 983024100 03/12/04 8,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Drug Pricing Against Against ShrHoldr
4 Amend Animal Testing Policy Against Against ShrHoldr
05/20/04 - A XCEL ENERGY INC. *XEL* 98389B100 03/22/04 14,200
1 Declassify the Board of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 27
HORACE MANN INTERNATIONAL EQUITY FUND
July 1, 2003 to June 30, 2004
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/26/04 - ACCOR F00189120 None 7,777
A/S ORDINARY BUSINESS
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
4 Approve Allocation of Income and Dividends For For Mgmt
of EUR 1.575 per Share
5 Ratify Cooptation of Gabriele Galateri Di For Against Mgmt
Genola as Supervisory Board Member
6 Elect Francis Mayer as Supervisory Board For Against Mgmt
Member
7 Authorize Repurchase of Up to 18 Million For For Mgmt
Shares
SPECIAL BUSINESS
8 Approve Reduction in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
9 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
200 Million
10 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
100 Million
11 Authorize Capitalization of Reserves of Up For For Mgmt
to EUR 200 Million for Bonus Issue or
Increase in Par Value
12 Set Global Limit for Capital Increase to For For Mgmt
Result from All Issuance Requests at EUR 300
Million
13 Approve Capital Increase Reserved for For For Mgmt
Employees Participating in Savings-Related
Share Purchase Plan
14 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
05/04/04 - ACCOR F00189120 None 7,777
A/S ORDINARY BUSINESS
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
4 Approve Allocation of Income and Dividends For For Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
of EUR 1.575 per Share
5 Ratify Cooptation of Gabriele Galateri Di For Against Mgmt
Genola as Supervisory Board Member
6 Elect Francis Mayer as Supervisory Board For Against Mgmt
Member
7 Authorize Repurchase of Up to 18 Million For For Mgmt
Shares
SPECIAL BUSINESS
8 Approve Reduction in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
9 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
200 Million
10 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
100 Million
11 Authorize Capitalization of Reserves of Up For For Mgmt
to EUR 200 Million for Bonus Issue or
Increase in Par Value
12 Set Global Limit for Capital Increase to For For Mgmt
Result from All Issuance Requests at EUR 300
Million
13 Approve Capital Increase Reserved for For For Mgmt
Employees Participating in Savings-Related
Share Purchase Plan
14 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
06/09/04 - A ACERINOX S.A. E0060D103 None 3,346
1 Approve Financial Statements, Allocation of For For Mgmt
Income, and Distribution of Aggregate
Dividend of EUR 55.27 Million
2 Approve Discharge of Management; Approve For For Mgmt
Dividend Payments Made in 01-05-04 and
04-05-04
3 Approve KPMG Auditores S.L. as Auditors for For For Mgmt
Fiscal Year 2004
4 Authorize Share Repurchase Program For For Mgmt
5 Approve 4:1 Stock Split and Reduce Par Value For For Mgmt
of Shares to EUR 0.25 from EUR 1
6 Amend Articles 14 and 15 Re: Attendance, For For Mgmt
Presiding Committee, Accords
7 Approve Distribution of EUR 0.08 Per Share For For Mgmt
from Issuance Premium Reserve
8 Amend Articles 5, 6, and 7 of General For For Mgmt
Meeting Guidelines Re: Shareholder's Acces
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
to Information, Participation in the
Meeting, Shareholder Representation at the
Meeting
9 Elect Juan March and Susumu Komori to For For Mgmt
Management Board and Reelect Jose Aguirre,
Jose Guerediaga, Oscar Fanjul, and Marcelino
Oreja for Four Year Terms to Management Board
10 Authorize Board to Ratify and Execute For For Mgmt
Approved Resolutions
11 Designate Shareholders to Approve and Sign For For Mgmt
Minutes of Meeting
05/13/04 - A ADIDAS-SALOMON AG D0066B102 None 3,822
1 Receive Financial Statements and Statutory None None Mgmt
Reports
2 Approve Allocation of Income and Dividends For Against Mgmt
of EUR 1.00 per Share
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
5 Elect Henri Filho, Hans Friderichs, Manfred For For Mgmt
Gentz, Igor Landau, Willi Schwerdtle,
Christian Tourres, and Stefan Jentzsch to
the Supervisory Board
6 Approve Creation of EUR 11.6 Million Pool of For For Mgmt
Conditional Capital with Preemptive Rights
7 Authorize Cancellation of 2001 AGM Issuance For For Mgmt
of Shares
8 Approve Issuance of Convertible Bonds and/or For For Mgmt
Bonds with Warrants Attached up to Aggregate
Nominal Amount of EUR 500 Million with
Preemptive Rights; Approve Creation of EUR
9.1 Million Pool of Conditional Capital to
Guarantee Conversion Rights
9 Amend 1999 Stock Option Plan For For Mgmt
10 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
11 Ratify KPMG Deutsche Treuhand Gesellschaft For For Mgmt
AG as Auditors
04/22/04 - A AEGON NV N0089J123 04/15/04 46,136
1 Open Meeting None None Mgmt
2.1 Discussion of the Annual Report 2003 None None Mgmt
2.2 Approve Financial Statements and Statutory For For Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Reports
2.3 Discussion of the Reserves and Dividend None None Mgmt
Policy
2.4 Approval of Dividend in the Amount of EUR For For Mgmt
0.40 per Ordinary Share
2.5 Approve Discharge of Management Board For For Mgmt
2.6 Approve Discharge of Supervisory Board For For Mgmt
3.1 Ratify Ernst & Young as Auditors For For Mgmt
3.2 Authorize Board to Prepare Annual Report in For For Mgmt
English
4.1 Discussion about Company's Corporate None None Mgmt
Governance Policy
4.2 Approve Remuneration Policy of Management For For Mgmt
Board
5.1A Reelect T. Rembe to Supervisory Board For For Mgmt
5.1B Reelect O. Olcay to Supervisory Board For For Mgmt
5.2A Elect R. Dahan to Supervisory Board For For Mgmt
5.2B Elect I. Bailey to Supervisory Board For For Mgmt
5.2C Elect P Voser to Supervisory Board For For Mgmt
5.3 Announcement of Vacancies on Supervisory None None Mgmt
Board in 2005
6.1 Grant Board Authority to Issue All For Against Mgmt
Authorized Yet Unissued Shares
6.2 Grant Board Authority to Restrict/Exclude For Against Mgmt
Preemptive Rights for Ordinary Share
Issuance up to 30 Percent of the Issued
Capital (Item 6.1)
6.3 Grant Board Authority to Issue Ordinary For For Mgmt
Shares Up to One Percent of Issued Share
Capital for Employee Compensation Plan
6.4 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital
7 Other Business None None Mgmt
8 Close Meeting None None Mgmt
05/05/04 - A ALLIANZ AG (FORMERLY ALLIANZ HOLDING D03080112 04/28/04 2,911
AG)
1 Receive Financial Statements and Statutory None None Mgmt
Reports
2 Approve Allocation of Income and Dividends For For Mgmt
of EUR 1.50 per Share
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
5 Approve Creation of EUR 450 Million Pool of For For Mgmt
Conditional Capital with Preemptive Rights
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
6 Approve Employee Stock Purchase Plan For For Mgmt
7 Approve Issuance of Convertible Bonds and/or For For Mgmt
Bonds with Warrants Attached up to Aggregate
Nominal Amount of EUR 10 Billion with
Preemptive Rights; Approve Creation of EUR
250 Million Pool of Conditional Capital to
Guarantee Conversion Rights
8 Authorize Repurchase of Issued Share Capital For For Mgmt
for Trading Purposes
9 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
10 Approve Affiliation Agreements with For For Mgmt
Subsidiaries
(Jota-Vermoegensverwaltungsgesellschaft mbH)
06/14/04 - A ALTADIS S.A. (FORMERLY TABACALERA, E0432C106 None 17,732
S.A.)
1 Approve Financial Statements, Allocation of For For Mgmt
Income and Distribution of EUR 0.80 Per
Share Dividend, and Discharge Directors
2 Ratify Management Board For For Mgmt
3 Approve Auditors For For Mgmt
4 Approve EUR 4.4 Million Reduction in Capital For For Mgmt
Via Cancellation of 7.3 Million Shares;
Ammend Company's By-Laws Accordingly
5 Authorize Share Repurchase Program For For Mgmt
6 Authorize Issuance of Bonds For For Mgmt
7 Amend Articles 22, 23, 25, and 28 Re: For For Mgmt
Elimination of Shareholidng Requirement to
Attend Shareholder Meetings, Remote Voting,
Elimination of Supermajority Quorums and
Vote Requirement for Certain Proposals,
Increase Shareholders' Access to Information
8 Approve General Meeting Guidelines For For Mgmt
9 Authorize Board to Ratify and Execute For For Mgmt
Approved Resolutions
04/29/04 - A ASTRAZENECA PLC (FORMERLY ZENECA Plc) G0593M107 None 7,444
1 Accept Financial Statements and Statutory For For Mgmt
Reports
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
2 Confirm First Interim Dividend of USD 0.255 For For Mgmt
Per Ordinary Share and Confirm as the Final
Dividend the Second Interim Dividend of USD
0.540 Per Ordinary Share
3 Reappoint KPMG Audit Plc as Auditors of the For For Mgmt
Company
4 Authorise Board to Fix Remuneration of the For For Mgmt
Auditors
5a Re-elect Percy Barnevik as Director For For Mgmt
5b Re-elect Hakan Mogren as Director For For Mgmt
5c Re-elect Sir Tom McKillop as Director For For Mgmt
5d Re-elect Jonathan Symonds as Director For For Mgmt
5e Re-elect Sir Peter Bonfield as Director For For Mgmt
5f Re-elect John Buchanan as Director For For Mgmt
5g Re-elect Jane Henney as Director For For Mgmt
5h Elect Michele Hooper as Director For For Mgmt
5i Elect Joe Jimenez as Director For For Mgmt
5j Re-elect Erna Moller as Director For For Mgmt
5k Re-elect Dame Bridget Ogilvie as Director For For Mgmt
5l Elect Louis Schweitzer as Director For For Mgmt
5m Re-elect Marcus Wallenberg as Director For For Mgmt
6 Approve Remuneration Report For For Mgmt
7 Adopt New Articles of Association For For Mgmt
8 Authorise EU Political Donations up to For For Mgmt
Aggregate Nominal Amount of USD 150,000
9 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of USD
140,456,500
10 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of USD
21,068,745
11 Authorise up to 10 Percent of the Company's For For Mgmt
Issued Share Capital for Market Purchase
12 Approve Increase in Remuneration of For For Mgmt
Non-Executive Directors from GBP 750,000 to
GBP 1,100,000
07/18/03 - A BAA plc G12924109 None 34,899
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend of 12.7 Pence Per For For Mgmt
Share
4 Elect Janis Kong as Director For For Mgmt
5 Reelect Brian Collie as Director For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
6 Reelect John Hoerner as Director For For Mgmt
7 Reelect Tony Ward as Director For For Mgmt
8 Approve PricewaterhouseCoopers LLP as For For Mgmt
Auditors and Authorize Board to Fix Their
Remuneration
9 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of GBP
230,000,000
10 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of GBP
53,489,000
11 Approve Increase in Remuneration of For For Mgmt
Non-executive Directors to GBP 450,000
05/05/04 - A BAE SYSTEMS (FRM.BRITISH AEROSPACE Plc) G06940103 None 135,145
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend of 5.5 Pence Per For For Mgmt
Ordinary Share
4 Re-elect Ulrich Cartellieri as Director For For Mgmt
5 Re-elect Lord Hesketh as Director For For Mgmt
6 Re-elect Steven Mogford as Director For For Mgmt
7 Re-elect George Rose as Director For For Mgmt
8 Elect Michael Hartnall as Director For For Mgmt
9 Re-appoint KPMG Audit Plc as Auditors of the For For Mgmt
Company
10 Authorise Board to Fix Remuneration of the For For Mgmt
Auditors
11 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
19,748,171
12 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
3,825,091
13 Authorise 306,007,313 Ordinary Shares for For For Mgmt
Market Purchase
14 Amend Articles of Association Re: Treasury For For Mgmt
Shares
12/29/03 - S BANCA INTESA SPA (FORMERLY INTESABci T17074104 None 222,367
Spa )
ORDINARY BUSINESS
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Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1 Fix Number of Directors on the Board; Elect For Against Mgmt
Directors; Determine Directors' Term and
Remuneration
01/13/04 - S BANCA INTESA SPA (FORMERLY INTESABci T17074104 None 222,367
Spa )
Ordinary Business
1 Fix Number of Directors on the Board; Elect For Against Mgmt
Directors; Determine Directors' Term and
Remuneration
04/14/04 - A BANCA INTESA SPA (FORMERLY INTESABci T17074104 04/09/04 186,651
Spa )
Annual Meeting Agenda
1 Approve Financial Statements, Statutory For For Mgmt
Reports, Allocation of Income, and
Distribution of Reserves and/or Company
Shares
04/15/04 - A BANCA INTESA SPA (FORMERLY INTESABci T17074104 None 186,651
Spa )
Annual Meeting Agenda
1 Approve Financial Statements, Statutory For For Mgmt
Reports, Allocation of Income, and
Distribution of Reserves and/or Company
Shares
06/23/04 - S BANCA INTESA SPA (FORMERLY INTESABci T17074104 06/18/04 195,755
Spa )
Special Meeting Agenda
1 Amend Articles To Reflect New Italian For Against Mgmt
Company Law Regulations
02/27/04 - A BANCO BILBAO VIZCAYA ARGENTARIA E11805103 02/27/04 45,024
1 Approve Financial Statements, Allocation of For For Mgmt
Income and Distribution of Dividend, and
Discharge Directors
2 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with or without
Preemptive Rights
3 Authorize Issuance of Bonds up to Aggregate For For Mgmt
Nominal Amount of EUR 71.8 Billion
4 Amend Articles 24, 29, 31, 34, 35, 37, 38, For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
45 Re: Attendance Rights, Shareholder
Information Rights, Adoption of Agreements,
Board Election and Size, Board Member
Requirements, Board Vacancies, Chairman and
Secretary, Creation and Composition of Board
5 Approve General Meeting Guidelines; For For Mgmt
Information Re: Board Guidelines
6 Approve Listing (or Delisting) of Shares on For For Mgmt
Secondary/Foreign Exchanges
7 Authorize Repurchase of Shares and For For Mgmt
Subsequent Cancellation of Repurshased Shares
8 Reelect Deloitte & Touche Espana, S.L. as For For Mgmt
Auditors
9 Elect Jose Antonio Fernandez Rivero and For For Mgmt
Carlos Loring as New Directors; Reelect
Directors
10 Approve Fund Transfer to Employee Retirement For For Mgmt
Fund
11 Authorize Board to Ratify and Execute For For Mgmt
Approved Resolutions
04/30/04 - A BAYER Ag D07112119 None 29,106
1 Receive Financial Statements, Statutory For For Mgmt
Reports, and Board Reports; Approve
Allocation of Income and Dividends of EUR
0.50 Per Share
2 Approve Discharge of Management Board For For Mgmt
3 Approve Discharge of Supervisory Board For For Mgmt
4 Approve Issuance of Convertible Bonds and/or For For Mgmt
Bonds with Warrants Attached up to Aggregate
Nominal Amount of EUR 4 Billion with
Preemptive Rights; Approve Creation of EUR
186.9 Million Pool of Conditional Capital to
Guarantee Conversion Rights
5 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
6 Approve Restructuring Plan For For Mgmt
7 Approve Affiliation Agreements with For For Mgmt
Subsidiaries
8 Amend Articles Re: Renumeration of For For Mgmt
Supervisory Board Members
9 Ratify PWC Deutsche Revision AG as Auditors For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/29/04 - A BAYERISCHE HYPO- UND VEREINSBANK AG D08064103 None 20,658
1 Receive Financial Statements and Statutory None None Mgmt
Reports
2 Approve Discharge of Management Board For For Mgmt
3 Approve Discharge of Supervisory Board For For Mgmt
4A Reelect Manfred Bischoff to the Supervisory For For Mgmt
Board
4B Reelect Volker Doppelfeld to the Supervisory For For Mgmt
Board
4C Reelect Max Kley to the Supervisory Board For For Mgmt
4D Reelect Lothar Meyer to the Supervisory Board For For Mgmt
4E Reelect Hans-Juergen Schinzler to the For For Mgmt
Supervisory Board
4F Reelect Albrecht Schmidt to the Supervisory For For Mgmt
Board
4G Reelect Siegfried Sellitsch to the For For Mgmt
Supervisory Board
4H Reelect Wilhelm Simson to the Supervisory For For Mgmt
Board
4I Reelect Hans-Werner Sinn to the Supervisory For For Mgmt
Board
4J Elect Mathias Doepfner to the Supervisory For For Mgmt
Board
4K Elect Diether Muenich to the Supervisory For For Mgmt
Board
5 Approve Creation of EUR 990 Million Pool of For Against Mgmt
Conditional Capital without Preemptive Rights
6 Authorize Issuance of Participation For For Mgmt
Certificates Up to Aggregate Nominal Value
of EUR 1 Billion
7 Authorize Repurchase of up to Ten Percent of For For Mgmt
Issued Share Capital
8 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
9 Amend Articles For For Mgmt
10 Approve Affiliation Agreements with For For Mgmt
Subsidiaries (HVB Principal Equity GmbH, and
HVB Profil Gesellschaft fuer
Personalmanagement mbH)
11 Approve Affiliation Agreements with For For Mgmt
Subsidiaries (HVB-Offene
Unternehmensbeteiligungs-AG, and INDEXCHANGE
Investment AG)
12 Ratify KPMG Deutsche Treuhand Gesellschaft For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
AG as Auditors
05/13/04 - A BAYERISCHE MOTOREN WERKE AG (BMW) D12096109 None 5,379
1 Receive Financial Statements and Statutory None None Mgmt
Reports
2 Approve Allocation of Income and Dividends For For Mgmt
of EUR 0.58 per Common Share and EUR 0.60
per Preference Share
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
5 Ratify KPMG Deutsche Treuhand-Gesellschaft For For Mgmt
AG as Auditors
6 Elect Volker Doppelfeld, Franz Haniel, For For Mgmt
Arthur Kelly, Susanne Klatten, Hubert Markl,
Wolfgang Mayrhuber, Joachim Milberg, Stefan
Quandt, Juergen Strube, and Hans-Dietrich
Winkhaus to the Supervisory Board
11/13/03 - A BHP BILLITON LIMITED (FORMERLY BHP Q1498M100 11/11/03 64,225
Ltd.)
1 Accept Financial Statements for BHP Billiton For For Mgmt
Ltd and Statutory Reports for the Year Ended
June 30, 2003
2 Accept Financial Statements and Statutory For For Mgmt
Reports for BHP Billiton Plc for the Year
Ended June 30, 2003
3 Elect D C Brink as Director of BHP Billiton For For Mgmt
Ltd
4 Elect D C Brink as Director of BHP Billiton For For Mgmt
Plc
5 Elect M A Chaney as Director of BHP Billiton For For Mgmt
Ltd
6 Elect M A Chaney as Director of BHP Billiton For For Mgmt
Plc
7 Elect Lord Renwick of Clifton as Director of For For Mgmt
BHP Billiton Ltd
8 Elect Lord Renwick of Clifton as Director of For For Mgmt
BHP Billitoon Plc as Director
9 Elect M Salamon as Director of BHP Billiton For For Mgmt
Ltd
10 Elect M Salamon as Director of BHP Billiton For For Mgmt
Plc
11 Elect J G Buchanan as Director of BHP For For Mgmt
Billiton Ltd
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Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
12 Elect J G Buchanan as Director of BHP For For Mgmt
Billiton Plc
13 Approve KPMG Audit Plc and For For Mgmt
PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration
14 Approve Authority to Allot Shares in BHP For For Mgmt
Billiton Plc
15 Approve Renewal of Authority to Allot Equity For For Mgmt
Securities for Cash
16 Authorize Share Repurchase Program For For Mgmt
17 Approve Remuneration Report for the Year For For Mgmt
Ended June 30, 2003
18 Approve the Grant of Deferred Shares, For For Mgmt
Options and Performance Shares to Executive
Director and Chief Executive Officer, C W
Goodyear Under the BHP Billiton Limited
Group Incentive Scheme
19 Approve the Grant of Deferred Shares, For For Mgmt
Options and Performance Shares to Executive
Director and Senior Minerals Executive, M
Salamon Under the BHP Billiton Plc Group
Incentive Scheme
03/30/04 - A BRIDGESTONE CORP. J04578126 12/31/03 36,000
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends: Interim JY 8, Final JY
8, Special JY 0
2 Authorize Share Repurchase Program For For Mgmt
3 Amend Articles to: Authorize Share For For Mgmt
Repurchases at Board's Discretion
4 Elect Director For For Mgmt
5.1 Appoint Internal Statutory Auditor For Against Mgmt
5.2 Appoint Internal Statutory Auditor For For Mgmt
6 Approve Retirement Bonuses for Director and For Against Mgmt
Statutory Auditor
7 Approve Executive Stock Option Plan For For Mgmt
03/25/04 - A BRISA (AUTO-ESTRADA) X07448107 None 26,816
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income For For Mgmt
4 Approve Discharge of Management and For For Mgmt
Supervisory Boards
5 Present Report Re: Execution of Management None None Mgmt
Incentive Plan
6 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
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Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
SHAREHOLDER PROPOSAL
7 Elect Nominating Committee None Against ShrHoldr
03/30/04 - A CANON INC. J05124144 12/31/03 7,000
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends: Interim JY 15, Final JY
35, Special JY 0
2 Amend Articles to: Authorize Share For For Mgmt
Repurchases at Board's Discretion
3 Elect Directors For For Mgmt
4.1 Appoint Internal Statutory Auditor For For Mgmt
4.2 Appoint Internal Statutory Auditor For For Mgmt
4.3 Appoint Internal Statutory Auditor For Against Mgmt
5 Appoint Additional External Auditor For For Mgmt
6 Approve Retirement Bonuses for Directors and For For Mgmt
Statutory Auditors
7 Approve Adjustment to Aggregate Compensation For For Mgmt
Ceiling for Directors and Statutory Auditors
04/19/04 - CARREFOUR S.A. F13923119 None 13,971
A/S ANNUAL MEETING AGENDA
1 Approve Financial Statements and Discharge For For Mgmt
Directors
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Acquisition of Societe Financiere For For Mgmt
Labruyere Eberle and Issuance of 6.46
Million Shares in Connection with Acquisition
4 Approve Allocation of Income and Net For For Mgmt
Dividends of EUR 0.74 per Share
5 Amend Articles of Association to Reduce For For Mgmt
Terms of Board Members from Six Years to
Four Years
6 Ratify Cooptation of Luc Vandevelde as For For Mgmt
Director
7 Reelect Daniel Bernard as Director For For Mgmt
8 Reelect Carlos March as Director For For Mgmt
9 Reelect Jacques Badin as Director For For Mgmt
10 Reelect Francois Henrot as Director For For Mgmt
11 Reelect Christian Blanc as Director For For Mgmt
12 Elect Jose-Luis Leal-Maldonado as Director For For Mgmt
13 Authorize Repurchase of Up to 71,614,230 For For Mgmt
Shares
14 Approve Reduction in Share Capital via For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Cancellation of Repurchased Shares
15 Approve Stock Option Plan Grants For Against Mgmt
16 Amend Articles of Association Re: Board For For Mgmt
Representation, Auditor Participation at
Board Meetings, and Use of Electronic Media
at Shareholder Meetings
04/27/04 - CARREFOUR S.A. F13923119 None 13,971
A/S ANNUAL MEETING AGENDA
1 Approve Financial Statements and Discharge For For Mgmt
Directors
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Acquisition of Societe Financiere For For Mgmt
Labruyere Eberle and Issuance of 6.46
Million Shares in Connection with Acquisition
4 Approve Allocation of Income and Net For For Mgmt
Dividends of EUR 0.74 per Share
5 Amend Articles of Association to Reduce For For Mgmt
Terms of Board Members from Six Years to
Four Years
6 Ratify Cooptation of Luc Vandevelde as For For Mgmt
Director
7 Reelect Daniel Bernard as Director For For Mgmt
8 Reelect Carlos March as Director For For Mgmt
9 Reelect Jacques Badin as Director For For Mgmt
10 Reelect Francois Henrot as Director For For Mgmt
11 Reelect Christian Blanc as Director For For Mgmt
12 Elect Jose-Luis Leal-Maldonado as Director For For Mgmt
13 Authorize Repurchase of Up to 71,614,230 For For Mgmt
Shares
14 Approve Reduction in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
15 Approve Stock Option Plan Grants For Against Mgmt
16 Amend Articles of Association Re: Board For For Mgmt
Representation, Auditor Participation at
Board Meetings, and Use of Electronic Media
at Shareholder Meetings
06/16/04 - A CHINA MOBILE (HONG KONG) LIMITED Y14965100 None 151,500
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Final Dividend of HK$0.20 Per Share For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 Elect Directors For For Mgmt
4 Reappoint Auditors and Authorize Board to For For Mgmt
Fix Their Remuneration
5 Approve Remuneration of HK$180,000 for Each For For Mgmt
Director
6 Approve Repurchase of Up to 10 Percent of For For Mgmt
Issued Capital
7 Approve Issuance of Equity or Equity-Linked For Against Mgmt
Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares For For Mgmt
9 Amend Articles Re: Voting at General For For Mgmt
Meetings, Retirement of Directors,
Nomination of Directors, Material Interest
of Directors in Contracts Entered into by
the Company
06/16/04 - S CHINA MOBILE (HONG KONG) LIMITED Y14965100 None 151,500
1 Approve Sale and Purchase Agreement Between For For Mgmt
China Mobile (Hong Kong) Ltd., China Mobile
Hong Kong (BVI) Ltd. and China Mobile
Communications Corp.
04/19/04 - A COMMERCE ASSET-HOLDING BERHAD Y16902101 None 156,800
1 Accept Financial Statements and Statutory For For Mgmt
Reports for the Financial Year Ended Dec.
31, 2003
2 Approve First and Final Dividends of MYR0.05 For For Mgmt
Less Income Tax and Special Dividend of
MYR0.05 Less Income Tax for the Financial
Year Ended Dec. 31, 2003
3 Elect Tan Sri Datuk Asmat Kamaludin as For For Mgmt
Director
4 Elect En Mohd Salleh Mahmud as Director For For Mgmt
5 Elect Roslan A. Ghaffar as Director For For Mgmt
6 Approve Remuneration of Directors in the For For Mgmt
Amount of MYR60,000
7 Approve PricewaterhouseCoopers as Auditors For For Mgmt
and Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities without Preemptive Rights in Any
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Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Amount Up to Ten Percent of Issued Share
Capital
9 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital
04/30/04 - A CREDIT SUISSE GROUP (FORMERLY Cs H3698D419 None 34,924
HOLDING)
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Discharge of Board and Senior For For Mgmt
Management
3.1 Approve Allocation of Income and Omission of For For Mgmt
Dividends
3.2 Approve CHF 597.5 Million Reduction in Share For For Mgmt
Capital via Reduction in Par Value and
Repayment to Shareholders
4 Elect Directors For For Mgmt
4.2 Reelect KPMG Klynveld Peat Marwick Goerdeler For For Mgmt
SA as Auditors
4.3 Reelect BDO Sofirom as Special Auditors For For Mgmt
5.1 Amend Articles Re: Submission of Shareholder For For Mgmt
Proposals
5.2 Amend Articles Re: Delete Provisions For For Mgmt
Concerning Contributions In Kind
04/30/04 - A DBS GROUP HOLDINGS LTD. (FORMERLY Y20246107 None 53,000
DEVELOPMENT BANK OF SINGAPORE)
1 Adopt Financial Statements and Directors' For For Mgmt
and Auditors' Reports
2a Declare Final Dividend of SGD 0.16 Per For For Mgmt
Ordinary Share
2b Declare Final Dividend of SGD 0.16 Per For For Mgmt
Non-Voting Convertible Preference Share
2c Declare Final Dividend of SGD 0.16 Per For For Mgmt
Non-Voting Redeemable Convertible Preference
Share
3 Approve Directors' Fees of SGD 647,851 for For For Mgmt
the Year Ended Dec. 31, 2003
4 Reappoint Ernst & Young as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
5a Reelect S. Dhanabalan as Director For For Mgmt
5b Reelect Bernard Chen Tien Lap as Director For For Mgmt
5c Reelect Fock Siew Wah as Director For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5d Reelect Kwa Chong Seng as Director For For Mgmt
5e Reelect Narayana Murthy as Director For For Mgmt
5f Reelect Frank Wong Kwong Shing as Director For For Mgmt
5g Reappoint Thean Lip Ping as Director For For Mgmt
6a Approve Issuance of Shares and Grant of For Against Mgmt
Options Pursuant to the Share Option Plan
6b Approve Issuance of Shares and Grant of For Against Mgmt
Options Pursuant to the Performance Share
Plan
6c Approve Issuance of Shares without For For Mgmt
Preemptive Rights
04/30/04 - S DBS GROUP HOLDINGS LTD. (FORMERLY Y20246107 None 53,000
DEVELOPMENT BANK OF SINGAPORE)
1 Amend Articles of Association For For Mgmt
2 Approve Issuance of Shares without For For Mgmt
Preemptive Rights
3 Authorize Share Repurchase Program For For Mgmt
06/24/04 - A DENSO CORP. J12075107 03/31/04 17,600
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends: Interim JY 11, Final JY
13, Special JY 0
2 Authorize Share Repurchase Program For For Mgmt
3 Amend Articles to: Expand Business Lines - For For Mgmt
Reduce Board Size - Reduce Directors Term in
Office - Authorize Share Repurchases at
Board's Discretion
4 Elect Directors For For Mgmt
5 Approve Executive Stock Option Plan For For Mgmt
6 Amend Stock Option Plans Approved at Last For For Mgmt
Four AGMs
7 Approve Retirement Bonuses for Directors For For Mgmt
05/19/04 - A DEUTSCHE BOERSE AG D1882G119 05/12/04 3,003
1 Receive Financial Statements and Statutory None None Mgmt
Reports
2 Approve Allocation of Income and Dividends For For Mgmt
of EUR 0.55 per Share
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5 Elect Peter Levene and Alessandro Profuma to For For Mgmt
the Supervisory Board
6 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
7 Approve Affiliation Agreements with For For Mgmt
Subsidiaries (Deutsche Boerse IT Holding
GmbH)
8 Ratify KPMG Deutsche Treuhand-Gesellschaft For For Mgmt
AG as Auditors
05/18/04 - A DEUTSCHE TELEKOM D2035M136 05/11/04 15,141
1 Receive Financial Statements and Statutory None None Mgmt
Reports
2 Approve Allocation of Income and Omission of For For Mgmt
Dividends
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
5 Ratify PwC Deutsche Revision AG and Ernst & For For Mgmt
Young AG as Auditors
6 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
7 Amend 2001 Stock Option Plan For For Mgmt
8 Approve Creation of EUR 2.5 Billion Pool of For Against Mgmt
Conditional Capital without Preemptive Rights
9 Approve Affiliation Agreements with For For Mgmt
Subsidiary (T-Punkt Vertriebsgesellschaft
mbH)
10 Approve Affiliation Agreements with For For Mgmt
Subsidiary (Traviata
Telekommunikationsdienste GmbH)
11 Approve Affiliation Agreements with For For Mgmt
Subsidiary (Norma Telekommunikationsdienste
GmbH)
12 Approve Affiliation Agreements with For For Mgmt
Subsidiary (Carmen Telekommunikationsdienste
GmbH)
13 Amend Articles Re: Changes to the For For Mgmt
Remuneration of the Supervisory Board
Members and Amendment to the Articles
14 Amend Articles Re: Location of Shareholder For For Mgmt
Meetings
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
03/31/04 - A Edp-ELECTRICIDADE De PORTUGAL X67925119 None 69,920
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income For For Mgmt
4 Approve Discharge of Management and For For Mgmt
Supervisory Boards
5 Authorize Repurchase of Shares For For Mgmt
6 Authorize Bond Repurchase; Reissuance of For For Mgmt
Repurchased Bonds
7 Amend Articles Re: Meeting Notice Period For For Mgmt
05/25/04 - ENI SPA T3643A145 05/20/04 46,876
A/S ORDINARY BUSINESS
1 Accept Financial Statements, Consolidated For For Mgmt
Accounts, and Statutory Reports
2 Approve Allocation of Income For For Mgmt
3 Authorize Share Repurchase Program For For Mgmt
4 Elect External Auditors for the Three-Year For For Mgmt
Term 2004-2006 and Fix Remuneration of
Auditors
5 Amend Article 2 of the Set of Rules For For Mgmt
Governing General Meetings of Eni Spa
6 Approve Remuneration of Directors For For Mgmt
SPECIAL BUSINESS
1 Amend Articles To Reflect New Italian For Against Mgmt
Company Law Regulations
2 Amend Articles 17, 19, and 28 of the For For Mgmt
Company's Bylaws
05/08/04 - A FIAT SPA T4210N122 05/03/04 67,522
ORDINARY BUSINESS
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Director Indemnification/Liability For For Mgmt
Provisions
SPECIAL BUSINESS
3 Amend Articles To Reflect: New Italian For Against Mgmt
Company Law Regulations; Reduction of
Minimum Stake Requirements to Present Lists
for the Election of Internal Statutory
Auditors; Savings and Privilege Shares'
Special Reserves
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Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
10/06/03 - S FRANCE TELECOM SA F4113C103 None 19,743
ORDINARY BUSINESS
1 Amend Terms of Share Repurchase Plan For For Mgmt
Submitted to Shareholder Vote at May 27,
2003, AGM/EGM
SPECIAL BUSINESS
2 Authorize Board to Issue Up to 100 Million For For Mgmt
Shares to Participants of Orange's Stock
Option Plan, Share Purchase Plan, Orange
Senior Discretionary Share Plan and
Restricted Share Plan, As Well As
Signatories of France Telecom Liquidity
Agreement
3 Approve Capital Increase Reserved for For For Mgmt
Employees Participating in Savings-Related
Share Purchase Plan
4 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
04/09/04 - France Telecom SA F4113C103 None 25,011
A/S ORDINARY BUSINESS
1 Approve Financial Statements and Discharge For For Mgmt
Directors for Fiscal Year Ended Dec. 2003
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports for Fiscal Year Ended Dec.
2003
3 Approve Treatment of Losses and Dividends of For For Mgmt
EUR 0.25 per Share
4 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital
SPECIAL BUSINESS
6 Fix Issue Price of Previous Authority to For For Mgmt
Issue Equity or Equity-Linked Securities
without Preemptive Rights Submitted to
Shareholder Vote at Feb. 25, 2003 EGM to
Increase Capital by up to EUR 30 Billion
7 Amend Article 1, 2, and 7 to Reflect 2003 For For Mgmt
Legislative Changes, Postal Service and
Telecommunication Code, and European
Parliament Directives
8 Amend Articles to Reflect 2003 Legislative For For Mgmt
Changes; Remove French Government Obligation
to Retain Majority Stake in Company and
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Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Amend Articles with Respect to Board
Composition
9 Amend Articles to Reflect Potential Change For For Mgmt
in Control with Respect to Powers of
Chairman and Management
10 Amend Articles of Association to Introduce For For Mgmt
Liquidation Provision
11 Authorize Board to Issue Up to 30 Million For For Mgmt
Shares to Participants of Wanadoo Stock
Option Plan in Connection with France
Telecom Liquidity Agreement
12 Approve Capital Increase Reserved for For Against Mgmt
Employees Participating in Savings-Related
Share Purchase Plan
13 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
05/28/04 - A HSBC HOLDINGS Plc G4634U169 None 23,895
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2a Re-elect Lord Butler as Director For For Mgmt
2b Re-elect Baroness Lydia Dunn as Director For For Mgmt
2c Elect Rona Fairhead as Director For For Mgmt
2d Re-elect William Fung as Director For For Mgmt
2e Elect Michael Geoghegan as Director For For Mgmt
2f Re-elect Sharon Hintze as Director For For Mgmt
2g Re-elect John Kemp-Welch as Director For For Mgmt
2h Re-elect Sir Mark Moody-Stuart as Director For For Mgmt
2i Re-elect Helmut Sohmen as Director For For Mgmt
3 Re-appoint KPMG Audit Plc as Auditors and For For Mgmt
Authorise Board to Fix Remuneration of
Auditors
4 Approve Remuneration Report For For Mgmt
5 Authorise 1,099,900,000 Ordinary Shares for For For Mgmt
Market Purchase
6 Auth. Issuance of Non-Cumulative Pref. For For Mgmt
Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 100,000, USD
100,000 and EUR 100,000; and Auth. Issuance
of Ord. Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,099,900,000
7 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of USD
274,975,000
8 Approve Increase in Remuneration of For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Non-Executive Directors from GBP 35,000 to
GBP 55,000 Per Annum
04/02/04 - A IBERDROLA S.A. E6164R104 None 17,979
1 Approve Financial Statements, Allocation of For For Mgmt
Income and Dividends, and Discharge Directors
2 Adopt New Articles of Association For For Mgmt
3 Approve General Meeting Guidelines; For For Mgmt
Information on Board Guidelines
4 Approve Merger by Absorption of Subsidiaries For For Mgmt
Iberdrola Gas S.A. and Star 21 Networks
Espana, S.A.
5 Authorize Issuance of Convertible Bonds For For Mgmt
and/or Warrants without Preemptive Rights
with a Maximum Limit of EUR 1 Billion
6 Authorize Issuance of Convertible Bonds For For Mgmt
and/or Warrants with Preemptive Rights with
a Maximum Limit of EUR 1 Billion
7 Authorize Issuance of Bonds/Debentures up to For For Mgmt
Aggregate Nominal Amount of EUR 1.2 Billion,
or EUR 1.5 Billion in the Case of Debentures
8 Authorize Repurchase of Shares and Reduce For For Mgmt
Capital Via Cancellation of Repurchased
Shares
9 Approve Listing of Shares on Secondary For For Mgmt
Exchanges in Spain or Overseas
10 Approve Creation of Foundations For For Mgmt
11 Approve Auditors For For Mgmt
12 Ratify Appointment of Directors For For Mgmt
13 Authorize Board to Ratify and Execute For For Mgmt
Approved Resolutions
02/03/04 - A IMPERIAL TOBACCO GROUP Plc G4721W102 None 16,267
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend of 30 Pence Per Share For For Mgmt
4 Reelect Sipko Huismans as Director For For Mgmt
5 Reelect Iain Napier as Director For For Mgmt
6 Elect David Cresswell as Director For For Mgmt
7 Elect Frank Rogerson as Director For For Mgmt
8 Elect Bruce Davidson as Director For For Mgmt
9 Elect David Thursfield as Director For For Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
10 Approve PricewaterhouseCoopers LLP as For For Mgmt
Auditors and Authorize Board to Fix Their
Remuneration
11 Amend Articles of Association Re: Maximum For For Mgmt
Number of Directors
12.1 Authorize the Company to Make EU Political For For Mgmt
Donations up to GBP 100,000
12.2 Authorize Imperial Tobacco Ltd. to Make EU For For Mgmt
Political Donations up to GBP 100,000
12.3 Authorize Imperial Tobacco International For For Mgmt
Ltd. to Make EU Political Donations up to
GBP 100,000
12.4 Authorize Van Nelle Tabak Nederland B.V. to For For Mgmt
Make EU Political Donations up to GBP 100,000
12.5 Authorize John Player and Sons Ltd. to Make For For Mgmt
EU Political Donations up to GBP 100,000
12.6 Authorize Reemtsma Cigarettenfabriken GmbH For For Mgmt
to Make EU Political Donations up to GBP
100,000
12.7 Authorize Compagnie Independante des Tabacs For For Mgmt
S.A. to Make EU Political Donations up to
GBP 100,000
13 Authorize the Board to Grant Options to For For Mgmt
Employees Resident in France Under the
Imperial Tobacco Group International
Sharesave Plan for a Further 38 Months
14 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of GBP
24,300,000
15 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of GBP
3,645,000
16 Authorize 72,900,000 Shares for Share For For Mgmt
Repurchase Program
06/01/04 - A INTERCONTINENTAL HOTELS GROUP PLC G4803W103 None 21,671
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend of 9.45 Pence Per IHG For For Mgmt
PLC Share
4a Elect Richard Hartman as Director For For Mgmt
4b Elect Ralph Kugler as Director For For Mgmt
4c Elect Robert Larson as Director For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
4d Elect Richard North as Director For For Mgmt
4e Elect Stevan Porter as Director For For Mgmt
4f Elect David Prosser as Director For For Mgmt
4g Elect Richard Solomons as Director For For Mgmt
4h Elect Sir Howard Stringer as Director For For Mgmt
4i Elect David Webster as Director For For Mgmt
5 Re-appoint Ernst and Young LLP as Auditors For For Mgmt
of the Company
6 Authorise Board to Fix Remuneration of the For For Mgmt
Auditors
7 Approve Increase in Remuneration of For For Mgmt
Non-Executive Directors from GBP 550,000 to
GBP 750,000
8 Authorise EU Political Donations up to For For Mgmt
Aggregate Nominal Amount of GBP 100,000
9 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
235,529,677
10 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
35,329,451
11 Authorise 105,917,695 Ordinary Shares for For For Mgmt
Market Purchase
06/29/04 - A ITOCHU CORP. J2501P104 03/31/04 47,000
1 Approve Handling of Net Loss, with No For For Mgmt
Dividends
2 Amend Articles to: Expand Business Lines For For Mgmt
3 Elect Directors For For Mgmt
4.1 Appoint Internal Statutory Auditor For For Mgmt
4.2 Appoint Internal Statutory Auditor For For Mgmt
5 Approve Retirement Bonuses for Directors and For For Mgmt
Statutory Auditor
07/04/03 - S KINGFISHER Plc G5256E359 None 96,632
1 Approve Demerger of Kingfisher Plc's For For Mgmt
Electrical Business to Kesa Electricals Plc
By Way of Dividend in Specie
2 Approve Capital Reorganization For For Mgmt
3 Approve Kesa Group Sharesave Scheme and Kesa For For Mgmt
Group International Sharesave Plan and
Authorize Directors to Modify and Establish
Such Plans
4 Approve Kesa Group Demerger Award Plan and For For Mgmt
Authorize Directors to Modify and Establish
Such Plans
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Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5 Approve Kesa Group Incentive Compensation For For Mgmt
Plan and Authorize Directors to Modify and
Establish Such Plans
6 Approve Kesa Group Employee Benefit Trust For For Mgmt
and Authorize Directors to Modify and
Establish Such Plans
06/03/04 - A KINGFISHER Plc G5256E441 None 13,148
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend of 6.15 Pence Per For For Mgmt
Ordinary Share
4 Elect Duncan Tatton-Brown as Director For For Mgmt
5 Re-elect Sir Francis Mackay as Director For For Mgmt
6 Re-elect Michael Hepher as Director For For Mgmt
7 Re-elect Margaret Salmon as Director For For Mgmt
8 Re-appoint PricewaterhouseCoopers LLP as For For Mgmt
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
108,526,099
10 Approve Scrip Dividend For For Mgmt
11 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities without Pre-emptive
Rights up to a Nominal Value of 5 Percent of
the Issued Share Capital of the Company
12 Authorise 233,210,664 Ordinary Shares for For For Mgmt
Market Purchase
04/29/04 - S L'OREAL F58149133 None 3,211
SPECIAL BUSINESS
1 Remove Double-Voting Rights for Long-Term For For Mgmt
Registered Shareholders, Pending Approval of
Item 3
2 Amend Articles of Association to Allow For For Mgmt
Registered Shareholders to Register Holdings
in Their Name by the Day of the Meeting,
Pending Approval of Item 3
3 Approve Merger by Absorption of Gesparal; For For Mgmt
Approve Dissolution of Gesparal without
Liquidation
4 Approve Reduction in Share Capital via For For Mgmt
Cancellation of L'Oreal Shares Held by
Gesparal
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 25
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
04/29/04 - A L'OREAL F58149133 None 3,211
ORDINARY BUSINESS
1 Approve Financial Statements and Discharge For For Mgmt
Directors
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income and Dividends For For Mgmt
of EUR 1.10 per Share
4 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
5 Reelect Rainer E. Gut as Director For Against Mgmt
6 Elect Bernard Kasriel as Director For Against Mgmt
7 Approve Remuneration of Directors in the For For Mgmt
Aggregate Amount of EUR 1 Million
8 Appoint PricewaterhouseCoopers Audit as For For Mgmt
Auditors and Yves Nicolas as Deputy Auditor
9 Appoint Deloitte Touche Tohmatsu Audit as For For Mgmt
Auditors and Jean-Paul Picard as Deputy
Auditor
10 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital
11 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
05/25/04 - A LAFARGE F54432111 None 4,269
ANNUAL MEETING AGENDA
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income, Dividends of For For Mgmt
EUR 3.45 per Share, and Stock Dividend
Program
4 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
5 Ratify Cooptation of Juan Gallardo as For For Mgmt
Director
6 Reelect Jean Keller as Director For For Mgmt
7 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital and Reissunace of
Repurchased Shares
8 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
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Mgmt Rec - Company Management Recommended Vote Page 26
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/30/04 - LAGARDERE S.C.A. F5485U100 None 8,862
A/S ORDINARY BUSINESS
1 Approve Financial Statements and Discharge For For Mgmt
Directors
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income and Dividends For For Mgmt
of EUR 1.35 per Share
4 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital
6 Reelect Raymond H. Levy as Supervisory Board For For Mgmt
Member
7 Reelect Pehr G. Gyllenhammar as Supervisory For For Mgmt
Board Member
8 Reelect Pierre Lescure as Supervisory Board For For Mgmt
Member
9 Reelect Didier Pineau-Valencienne as For For Mgmt
Supervisory Board Member
10 Reelect Felix G. Rohatyn as Supervisory For For Mgmt
Board Member
11 Reelect Groupama S.A. as Supervisory Board For For Mgmt
Member
12 Reelect Manfred Bischoff as Supervisory For For Mgmt
Board Member
13 Reelect George Chaudron de Courcel as For For Mgmt
Supervisory Board Member
14 Reelect Christian Marbach as Supervisory For For Mgmt
Board Member
15 Reelect Bernard Mirat as Supervisory Board For For Mgmt
Member
16 Elect Bernard Arnaud as Supervisory Board For Against Mgmt
Member
17 Elect Dr. Hubert Burda as Supervisory Board For Against Mgmt
Member
18 Elect Rene Carron as Supervisory Board Member For Against Mgmt
19 Elect Henri Proglio as Supervisory Board For Against Mgmt
Member
20 Elect Francois Roussely as Supervisory Board For Against Mgmt
Member
21 Appoint Bernard Esambert as Censor For For Mgmt
22 Approve Remuneration of Directors in the For For Mgmt
Aggregate Amount of EUR 600,000
23 Authorize Issuance of Bonds/Debentures in For For Mgmt
the Aggregate Nominal Value of EUR 3 Billion
SPECIAL BUSINESS
24 Authorize Issuance of Equity or For For Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 27
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
300 Million
25 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
300 Million
26 Authorize Capital Increase of Up to EUR 300 For For Mgmt
Million for Future Exchange Offers
27 Authorize Capitalization of Reserves of Up For For Mgmt
to EUR 300 Million for Bonus Issue or
Increase in Par Value
28 Set Global Limit for Capital Increase to For For Mgmt
Result from Issuance Requests Pursuant to
Items 24, 25 and 26 at EUR 300 Million
29 Allow Board to Issue Shares in the Event of For Against Mgmt
a Public Tender Offer or Share Exchange Offer
30 Approve Capital Increase Reserved for For For Mgmt
Employees Participating in Savings-Related
Share Purchase Plan
31 Approve Stock Option Plan Grants For Against Mgmt
32 Amend Articles of Association to Reflect For Against Mgmt
2003 Legal Changes to French Commercial Code
Re: Related-Party Transactions
33 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
07/16/03 - A MARKS & SPENCER GROUP PLC (FORMERLY G5824M107 None 64,620
MARKS & SPENCER Plc)
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend of 6.5 Pence Per Share For For Mgmt
4 Elect Justin King as Director For For Mgmt
5 Elect Vittorio Radice as Director For For Mgmt
6 Reelect Roger Holmes as Director For For Mgmt
7 Reelect Jack Keenan as Director For For Mgmt
8 Reelect Laurel Power-Freeling as Director For For Mgmt
9 Approve PricewaterhouseCoopers LLP as For For Mgmt
Auditors and Authorize Board to Fix Their
Remuneration
10 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of GBP
189,208,626
11 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 28
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Amount of GBP 28,381,293
12 Authorize 227 Million Ordinary Shares for For For Mgmt
Share Repurchase Program
06/29/04 - A MATSUSHITA ELECTRIC INDUSTRIAL CO. J41121104 03/31/04 48,000
LTD.
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends: Interim JY 6.25, Final
JY 6.25, Special JY 1.5
2 Amend Articles to: Amend Business Lines - For For Mgmt
Authorize Share Repurchases at Board's
Discretion
3 Elect Directors For For Mgmt
4.1 Appoint Internal Statutory Auditor For For Mgmt
4.2 Appoint Internal Statutory Auditor For For Mgmt
5 Approve Retirement Bonuses for Directors For For Mgmt
6 Approve Retirement Bonuses for Statutory For Against Mgmt
Auditors
04/27/04 - MEDIASET SPA T6688Q107 04/22/04 65,932
A/S ORDINARY BUSINESS
1 Accept Financial Statements, Consolidated For For Mgmt
Accounts, and Statutory Reports
2 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
SPECIAL BUSINESS
1 Adopt New Articles of Association To Reflect For Against Mgmt
New Italian Company Law Regulations
06/29/04 - A MILLEA HOLDINGS INC. J4276P103 03/31/04 46
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends: Interim JY 0, Final JY
11,000, Special JY 0
2 Amend Articles to: Authorize Share For For Mgmt
Repurchases at Board's Discretion
3 Elect Directors For For Mgmt
4.1 Appoint Internal Statutory Auditor For For Mgmt
4.2 Appoint Internal Statutory Auditor For For Mgmt
5 Approve Retirement Bonuses for For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 29
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Director and Statutory Auditor
03/15/04 - A MILLENIUM BCP (FORMERLY BANCO X03188137 None 80,726
COMERCIAL PORTUGUES S.A. )
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income For For Mgmt
3 Approve Discharge of Management and For For Mgmt
Supervisory Boards
4 Amend Articles For For Mgmt
5 Ratify Appointment of Superior Council Member For For Mgmt
6 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
7 Authorize Repurchase and Reissuance of Bonds For For Mgmt
06/29/04 - A MISAWA HOMES HOLDINGS INC. J43129105 03/31/04 9,000
1 Approve Handling of Net Loss, with No For For Mgmt
Dividends
2 Approve Capital Reduction For For Mgmt
3 Amend Articles to: Authorize Share For Against Mgmt
Repurchases at Board's Discretion
4 Elect Directors For For Mgmt
5.1 Appoint Internal Statutory Auditor For Against Mgmt
5.2 Appoint Internal Statutory Auditor For For Mgmt
5.3 Appoint Internal Statutory Auditor For Against Mgmt
6.1 Appoint Alternate Internal Statutory Auditor For Against Mgmt
6.2 Appoint Alternate Internal Statutory Auditor For Against Mgmt
06/29/04 - A MITSUBISHI ESTATE CO. LTD. J43916113 03/31/04 58,000
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends: Interim JY 4, Final JY
4, Special JY 0
2 Amend Articles to: Expand Business Lines - For Against Mgmt
Authorize Share Repurchases at Board's
Discretion
3 Elect Directors For For Mgmt
4.1 Appoint Internal Statutory Auditor For Against Mgmt
4.2 Appoint Internal Statutory Auditor For Against Mgmt
5 Approve Retirement Bonuses for Director and For Against Mgmt
Statutory Auditor
6 Appoint External Auditors For For Mgmt
7 Approve Executive Stock Option Plan For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 30
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
06/29/04 - A MITSUBISHI TOKYO FINANCIAL GROUP INC J44497105 03/31/04 89
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends on Ordinary Shares:
Interim JY 0, Final JY 6000, Special JY 0
2 Amend Articles to: Authorize Share For For Mgmt
Repurchases at Board's Discretion
3 Elect Directors For For Mgmt
4 Appoint Internal Statutory Auditor For For Mgmt
5 Approve Retirement Bonuses for Directors and For Against Mgmt
Statutory Auditor
06/29/04 - A MITSUI SUMITOMO INSURANCE CO. LTD J45174109 03/31/04 43,000
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends: Interim JY 0, Final JY
8.5, Special JY 0
2 Amend Articles to: Authorize Share For Against Mgmt
Repurchases at Board's Discretion
3 Elect Directors For For Mgmt
4.1 Appoint Internal Statutory Auditor For For Mgmt
4.2 Appoint Internal Statutory Auditor For For Mgmt
4.3 Appoint Internal Statutory Auditor For For Mgmt
5 Approve Retirement Bonuses for Directors and For Against Mgmt
Statutory Auditors
04/22/04 - A NESTLE SA H57312466 None 4,094
1a Accept Financial Statements and Statutory For For Mgmt
Reports
1b Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
2 Approve Discharge of Board and Senior For For Mgmt
Management
3 Approve Allocation of Income and Dividends For For Mgmt
of CHF 7.20 per Share
4a Elect Edward George as Directors For For Mgmt
4b Elect Kaspar Villiger as Directors For For Mgmt
4c Elect Rolf Haenggi as Directors For For Mgmt
4d Elect Daniel Borel as Directors For For Mgmt
4e Elect Carolina Mueller as Directors For For Mgmt
06/25/04 - A NOMURA HOLDINGS INC. J59009159 03/31/04 38,000
1 Amend Articles to: Authorize Share For For Mgmt
Repurchases at Board's Discretion
2 Approve Executive Stock Option Plan and For For Mgmt
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Mgmt Rec - Company Management Recommended Vote Page 31
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Deep-Discount Stock Option Plan
3 Elect Directors For For Mgmt
06/23/04 - A ORIX CORP. J61933123 03/31/04 7,100
1 Amend Articles to: Expand Business Lines - For For Mgmt
Authorize Share Repurchases at Board's
Discretion - Limit Legal Liability of
Directors and Executive Officers
2 Elect Directors For For Mgmt
3 Approve Executive Stock Option Plan For For Mgmt
05/17/04 - PERNOD RICARD F72027109 None 1,494
A/S ORDINARY BUSINESS
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Approve Consolidated Financial Statements, For For Mgmt
Statutory Reports and Discharge Directors
3 Approve Allocation of Income and Dividends For For Mgmt
of EUR 1.96 per Share
4 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
5 Reelect Patrick Ricard as Director For For Mgmt
6 Elect Richard Burrows as Director For For Mgmt
7 Elect Pierre Pringuet as Director For For Mgmt
8 Ratify Mazars & Guerard as Auditors For For Mgmt
9 Ratify Patrick de Cambourg as Alternate For For Mgmt
Auditor
10 Approve Expiration of Term of Salustro For For Mgmt
Reydel as Alternate Auditor
11 Approve Remuneration of Directors in the For For Mgmt
Aggregate Amount of EUR 864,450
12 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital
13 Authorize Issuance of Bonds/Debentures in For Against Mgmt
the Aggregate Nominal Value of Up to EUR 3
Billion
SPECIAL BUSINESS
14 Change Fiscal Year End to June 30 and Amend For For Mgmt
Articles Accordingly
15 Amend Articles of Association Re: Board Size For For Mgmt
and Terms of Directors
16 Amend Articles of Association to Reflect For For Mgmt
2003 Legal Changes Re: Role of Chairman,
Access to Information, Related-Party
Transactions, and Auditor Attendance at
Board Meetings
17 Approve Reduction in Share Capital via For For Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 32
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Cancellation of Repurchased Shares
18 Approve Stock Option Plan Grants For Against Mgmt
19 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
200 Million
20 Authorize Issuance of Equity or For Against Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
200 Million
21 Allow Board to Issue Shares in the Event of For Against Mgmt
a Public Tender Offer or Share Exchange
Offer, Subject to Certain Conditions
22 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
03/29/04 - A PETROLEO BRASILEIRO 71654V408 03/09/04 11,160
MEETING FOR HOLDERS OF ADRS
1 APPROVAL OF THE MANAGEMENT REPORT, THE For For Mgmt
FINANCIAL STATEMENTS AND AUDIT COMMITTEE S
OPINION FOR THE FISCAL YEAR 2003.
2 APPROVAL OF THE CAPITAL EXPENDITURES BUDGET For For Mgmt
FOR THE FISCAL YEAR 2004.
3 APPROVAL OF THE DISTRIBUTION OF RESULTS FOR For For Mgmt
THE FISCAL YEAR 2003.
4 APPROVAL OF THE ELECTION OF MEMBERS TO THE For For Mgmt
BOARD OF DIRECTORS, AUDIT COMMITTEE AND
THEIR RESPECTIVE SUBSTITUTES, TO VOTE IN THE
SAME MANNER AS THE MAJORITY OF THE
SHAREHOLDERS AT THE MEETING.*
5 APPROVAL OF THE INCREASE IN CAPITAL STOCK For For Mgmt
THROUGH THE INCORPORATION OF PART OF THE
REVENUE RESERVES CONSTITUTED IN PREVIOUS
FISCAL YEARS AMOUNTING TO R$ 13,033 MILLION,
INCREASING THE CAPITAL STOCK FROM R$ 19,863
MILLION TO R$ 32,896 MILLION WITHOUT ANY
6 APPROVAL OF THE INCREASE IN THE LIMIT OF For For Mgmt
AUTHORIZED CAPITAL FROM R$ 30 BILLION TO R$
60 BILLION.
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 33
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
7 APPROVAL OF THE ESTABLISHMENT OF THE For For Mgmt
COMPENSATION OF MANAGEMENT AND EFFECTIVE
MEMBERS OF THE AUDIT COMMITTEE, AS WELL AS
THEIR PARTICIPATION IN THE PROFITS.
05/25/04 - PINAULT-PRINTEMPS-REDOUTE F7269R105 None 3,457
A/S ORDINARY BUSINESS
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
4 Approve Allocation of Income and Net For For Mgmt
Dividends of EUR 2.40 per Share
5 Reelect Patricia Barbizet as Supervisory For Against Mgmt
Board Member
6 Reelect Francois Henrot as Supervisory Board For For Mgmt
Member
7 Reelect Rene Barbier de La Serre as For For Mgmt
Supervisory Board Member
8 Reelect Luca Cordero di Montezemolo as For For Mgmt
Supervisory Board Member
9 Reelect Francois Pinault as Supervisory For For Mgmt
Board Member
10 Reappoint KPMG SA as Auditors For For Mgmt
11 Ratify Jean-Claude Andre et Autres as For For Mgmt
Alternate Auditors
12 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital
13 Change Location of Registered For For Mgmt
Office/Headquarters
SPECIAL BUSINESS
14 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
200 Million
15 Authorize Issuance of Equity or For Against Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
200 Million
16 Authorize Issuance of Equity or For Against Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
50 Million
17 Approve Capital Increase Reserved for For Against Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 34
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Employees Participating in Savings-Related
Share Purchase Plan
18 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
04/02/04 - A PORTUGAL TELECOM, SGPS, S.A. X6769Q104 None 60,522
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income For For Mgmt
4 Approve Discharge of Management and For For Mgmt
Supervisory Boards
5 Ratify Appointment of Board Members For For Mgmt
6 Authorize Repurchase of Shares and For For Mgmt
Reissuance of Repurchased Shares
7 Approve EUR 125.4 Million Reduction in Share For For Mgmt
Capital via Cancellation of 125.4 Million
Shares
8 Authorize Issuance of Convertible Bonds For Against Mgmt
without Preemptive Rights
9 Eliminate Preemptive Rights in Connection For Against Mgmt
with Proposed Issuance of Convertible Bonds
10 Authorize Issuance of Bonds or Other For For Mgmt
Securities
11 Approve Bond Repurchase and Reissuance For For Mgmt
04/28/04 - A REED ELSEVIER PLC(FORMERLY REED G74570105 None 51,760
INTERNATIONAL PLC)
1a Accept Financial Statements and Statutory For For Mgmt
Reports
1b Approve Remuneration Report For For Mgmt
2 Approve Final Dividend of 8.7 Pence Per For For Mgmt
Ordinary Share
3a Re-appoint Deloitte and Touche LLP as For For Mgmt
Auditors of the Company
3b Authorise Board to Fix Remuneration of the For For Mgmt
Auditors
4a Re-elect Gerard van de Aast as Director For For Mgmt
4b Re-elect Morris Tabaksblat as Director For For Mgmt
4c Re-elect Rolf Stomberg as Director For For Mgmt
4d Re-elect Lord Sharman Of Redlynch as Director For For Mgmt
5 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 35
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Amount of GBP 25,000,000
6 Authorise Issuance of Equity or For For Mgmt
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
7,900,000
7 Authorise 127 Million Shares for Market For For Mgmt
Purchase
09/17/03 - A RICHEMONT (COMPAGNIE FINANCIERE H25662141 None 15,166
RICHEMONT AG)
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income and Omission of For For Mgmt
Dividends
3 Approve Discharge of Management Board For For Mgmt
4 Reelect Rupert, Aeschimann, Cologni, Du For For Mgmt
Plessis, Deschuyteneer, Douro, Istel,
Kanoui, Quasha, Lord Renwick of Clifton, and
Verloop as Directors; Elect Alan Perrin,
Simon Murray, and Juergen Schrempp as New
Directors
5 Reelect PwC as Auditors For For Mgmt
06/25/04 - A RICOH CO. LTD. J64683105 03/31/04 28,000
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends: Interim JY 8, Final JY
10, Special JY 0
2 Amend Articles to: Authorize Share For Against Mgmt
Repurchases at Board's Discretion
3 Elect Directors For For Mgmt
4.1 Appoint Internal Statutory Auditor For For Mgmt
4.2 Appoint Internal Statutory Auditor For For Mgmt
4.3 Appoint Internal Statutory Auditor For Against Mgmt
5 Approve Retirement Bonuses for Directors For Against Mgmt
02/27/04 - A SAMSUNG ELECTRONICS CO. LTD. 796050888 12/31/03 5,418
MEETING FOR HOLDERS OF ADRS
1 APPROVAL OF THE BALANCE SHEET, PROFIT AND For For Mgmt
LOSS STATEMENT AND STATEMENT OF
APPROPRIATION OF RETAINED EARNINGS (DRAFT)
FOR THE 35TH FISCAL YEAR (FROM JANUARY 1,
2003 TO DECEMBER 31, 2003), AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING.
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 36
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
2 APPROVAL OF THE APPOINTMENT OF GORAN S. MALM For For Mgmt
AND KAP-HYUN LEE AS OUTSIDE DIRECTORS.
3 APPROVAL OF THE APPOINTMENT OF KAP-HYUN LEE For For Mgmt
AS MEMBER OF THE AUDIT COMMITTEE.
4 APPROVAL OF THE APPOINTMENT OF HAK-SOO LEE For For Mgmt
AS OTHER DIRECTOR.
5 APPROVAL OF THE CEILING AMOUNT OF THE For For Mgmt
REMUNERATION FOR DIRECTORS, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING.
06/29/04 - A SHIN-ETSU CHEMICAL CO. LTD. J72810120 03/31/04 8,000
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends: Interim JY 8, Final JY
8, Special JY 0
2 Amend Articles to: Authorize Share For For Mgmt
Repurchases at Board's Discretion
3 Elect Directors For For Mgmt
4 Approve Retirement Bonuses for Directors For For Mgmt
5 Approve Executive Stock Option Plan For For Mgmt
01/22/04 - A SIEMENS AG D69671218 None 6,702
1 Receive Financial Statements and Statutory None None Mgmt
Reports
2 Approve Allocation of Income and Dividends For For Mgmt
of EUR 1.10 per Share
3 Approve Discharge of Management Board for For For Mgmt
Fiscal 2002/2003
4 Approve Discharge of Supervisory Board for For For Mgmt
Fiscal 2002/2003
5 Ratify KPMG as Auditors For For Mgmt
6 Elect Jerry Speyer to the Supervisory Board; For For Mgmt
Elect Hans-Dieter Wiedig as a Deputy
Supervisory Board Member
7 Authorize Repurchase of up to Ten Percent of For For Mgmt
Issued Share Capital; Authorize Board to
Issue Repurchased Shares
8 Approve Creation of EUR 600 Million Pool of For For Mgmt
Conditional Capital with Preemptive Rights
9 Approve Issuance of Convertible Bonds and/or For For Mgmt
Bonds with Warrants Attached up to Aggregate
Nominal Amount of EUR 11.3 Billion with
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 37
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Preemptive Rights; Approve Creation of EUR
600 Million Pool of Conditional Capital to
Guarantee Conversion Rights
12/05/03 - A SINGAPORE PRESS HOLDINGS LTD. V81378149 None 15,000
1 Adopt Financial Statements and Directors' For For Mgmt
and Auditors' Reports
2 Declare Final Dividend of SGD 0.50 Per For For Mgmt
Share, and a Special Dividend of SGD 0.30
Per Share
3a Reelect Lim Chin Beng as Director For For Mgmt
3b Reelect Michael Fam Yue Onn as Director For For Mgmt
3c Reelect Lee Ek Tieng as Director For For Mgmt
3d Reelect Tang I-Fang as Director For For Mgmt
4 Reelect Ngiam Tong Dow as Director For For Mgmt
5a Elect Philip Pillai as Director For For Mgmt
5b Elect Sum Soon Lim as Director For For Mgmt
6 Approve Directors' Fees of SGD 700,207 For For Mgmt
7 Appoint Auditors and Authorize Board to Fix For For Mgmt
Their Remuneration
8 Other Business (Voting) For Against Mgmt
9a Approve Issuance of Shares without For For Mgmt
Preemptive Rights
9b Approve Issuance of Shares and Grant of For Against Mgmt
Options Pursuant to the Share Option Scheme
9c Authorize Share Repurchase Program For For Mgmt
05/07/04 - S SINGAPORE PRESS HOLDINGS LTD. V81378149 None 15,000
1 Approve the Subdivision of Shares, the For For Mgmt
Reduction of Capital and the Cash
Distribution to Shareholders
03/12/04 - A SK TELECOM 78440P108 12/31/03 17,585
MEETING FOR HOLDERS OF ADRS
1 APPROVAL OF THE BALANCE SHEET, THE STATEMENT For For Mgmt
OF INCOME, AND THE STATEMENT OF
APPROPRIATION OF RETAINED EARNINGS OF THE
20TH FISCAL YEAR, AS SET FORTH IN ITEM 1 OF
THE COMPANY S AGENDA ENCLOSED HEREWITH.
2 APPROVAL OF THE AMENDMENT OF THE ARTICLES OF For For Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 38
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
INCORPORATION, AS SET FORTH IN ITEM 2 OF THE
COMPANY S AGENDA ENCLOSED HEREWITH.
3 APPROVAL OF THE CEILING AMOUNT OF THE For For Mgmt
REMUNERATION OF DIRECTORS, AS SET FORTH IN
THE COMPANY S AGENDA ENCLOSED HEREWITH.
4 APPROVAL OF THE APPOINTMENT OF DIRECTORS, AS For For Mgmt
SET FORTH IN ITEM 3 OF THE COMPANY S AGENDA
ENCLOSED HEREWITH.
5 APPROVAL OF THE APPOINTMENT OF OUTSIDE For For Mgmt
DIRECTORS WHO WILL BE AUDIT COMMITTEE
MEMBERS, AS SET FORTH IN ITEM 3 OF THE
COMPANY S AGENDA ENCLOSED HEREWITH.
03/31/04 - A SONAE SGPS (FRM SONAE INVESTIMENTOS, X82198106 None 69,049
S.G.P.S., S.A.)
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income For For Mgmt
4 Approve Discharge of Management and For For Mgmt
Supervisory Boards
5 Approve Increase in Size of Board; Elect For Against Mgmt
Board Members to Fill New Seats
6 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
7 Approve Bond Repurchase and Reissuance For For Mgmt
8 Authorize Company Subsidiary to Purchase For For Mgmt
Shares in Parent
9 Authorize Distribution of Repurchased Shares For Against Mgmt
to Management
04/20/04 - SUEZ SA(FORMERLY SUEZ LYONNAISE DES F90131115 None 19,505
A/S EAUX)
ORDINARY BUSINESS
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Approve Treatment of Losses and Dividends of For For Mgmt
EUR 1.065 per Share
3 Approve Special Auditors' Report Regarding For For Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 39
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Related-Party Transactions
4 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
5 Reelect Gerhard Cromme as Director For For Mgmt
6 Reelect Etienne Davignon as Director For For Mgmt
7 Reelect Albert Frere as Director For For Mgmt
8 Reelect Jean Peyrelevade as Director For For Mgmt
9 Reelect Edmond Alphandery as Director For For Mgmt
10 Elect Rene Carron as Director For For Mgmt
11 Elect Thierry Rudder as Director For For Mgmt
12 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital and Reissuance of
Repurchased Shares
SPECIAL BUSINESS
13 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
700 Million
14 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
700 Million
15 Approve Reduction in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
16 Approve Capital Increase Reserved for For For Mgmt
Employees Participating in Savings-Related
Share Purchase Plan
17 Approve Issuance of Up to 15 Million Shares For For Mgmt
to Spring Multiple 2004 SCA in Connection
with Share Purchase Plan for Employees of
International Subsidiaries
18 Approve Stock Option Plan Grants For Against Mgmt
19 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
06/29/04 - A SUMITOMO MITSUI FINANCIAL GROUP INC. J7771X109 03/31/04 31
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends on Ordinary Shares:
Interim JY 0, Final JY 3000, Special JY 0
2 Amend Articles to: Decrease Authorized For For Mgmt
Preferred Share Capital to Reflect
Conversion of Preferred to Ordinary Shares -
Authorize Share Repurchases at Board's
Discretion
3 Elect Director For For Mgmt
4 Appoint Internal Statutory Auditor For Against Mgmt
5 Approve Retirement Bonuses for Director and For Against Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 40
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Statutory Auditor
11/18/03 - A SUN HUNG KAI PROPERTIES LTD. Y82594121 11/10/03 40,000
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Reelect Directors and Fix Their Remuneration For For Mgmt
4 Reappoint Auditors and Authorize Board to For For Mgmt
Fix Their Remuneration
5 Approve Repurchase of Up to 10 Percent of For For Mgmt
Issued Capital
6 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For For Mgmt
8 Other Business (Voting) For Against Mgmt
05/13/04 - A SWIRE PACIFIC Y83310105 None 27,500
1 Approve Final Dividend of HK$1.02 Per A For For Mgmt
Share and HK$0.204 Per B Share
2a Reelect P.A. Johansen as Director For For Mgmt
2b Reelect Adrian Swire as Director For For Mgmt
3 Reappoint PricewaterhouseCoopers as Auditors For For Mgmt
and Authorize Board to Fix Their Remuneration
4 Approve Repurchase of Up to 10 Percent of For For Mgmt
Issued Capital
5 Approve Issuance of Equity or Equity-Linked For Against Mgmt
Securities without Preemptive Rights
6 Authorize Reissuance of Repurchased Shares For For Mgmt
7 Amend Articles Re: Corporate Communications, For For Mgmt
Postponement of General Meetings, Editing
Changes
06/29/04 - A TDK CORP. J82141136 03/31/04 7,500
1 Approve Allocation of Income, Including the For For Mgmt
Following Dividends: Interim JY 25, Final JY
30, Special JY 0
2 Amend Articles to: Authorize Share For Against Mgmt
Repurchases at Board's Discretion
3 Approve Executive Stock Option Plan For For Mgmt
4 Authorize Share Repurchase Program For For Mgmt
5 Elect Directors For For Mgmt
6 Appoint Internal Statutory Auditor For For Mgmt
7 Approve Retirement Bonuses for Director and For Against Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 41
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Statutory Auditor
04/29/04 - A TELEFONICA S.A. (FORMERLY TELEFONICA E90183182 None 25,840
DE ESPANA, S.A.)
1 Approve Financial Statements, Allocation of For For Mgmt
Income, and Discharge Directors
2 Approve Dividend Per Share For For Mgmt
3 Approve Auditors For For Mgmt
4 Authorize Repurchase of Shares For For Mgmt
5 Approve General Meeting Guidelines For For Mgmt
6 Authorize Board to Ratify and Execute For For Mgmt
Approved Resolutions
04/30/04 - A TELEFONICA S.A. (FORMERLY TELEFONICA E90183182 None 25,840
DE ESPANA, S.A.)
1 Approve Financial Statements, Allocation of For For Mgmt
Income, and Discharge Directors
2 Approve Dividend Per Share For For Mgmt
3 Approve Auditors For For Mgmt
4 Authorize Repurchase of Shares For For Mgmt
5 Approve General Meeting Guidelines For For Mgmt
6 Authorize Board to Ratify and Execute For For Mgmt
Approved Resolutions
04/28/04 - TOTAL S.A. (FORMERLY TOTAL FINA ELF F92124100 None 2,349
A/S S.A )
ORDINARY BUSINESS
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income and Net For For Mgmt
Dividends of EUR 4.70 per Share
4 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital and Reissuance of
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For For Mgmt
7 Reelect Thierry Desmarest as Director For For Mgmt
8 Reelect Thierry de Rudder as Director For For Mgmt
9 Reelect Serge Tchuruk as Director For For Mgmt
10 Elect Daniel Boeuf as Representative of For For Mgmt
Employee Shareholders to the Board
11 Elect Philippe Marchandise as Representative Against Against Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 42
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
of Employee Shareholders to the Board
12 Elect Cyril Mouche as Representative of Against Against Mgmt
Employee Shareholders to the Board
13 Elect Alan Cramer as Representative of Against Against Mgmt
Employee Shareholders to the Board
14 Ratify Ernst & Young Audit as Auditors For For Mgmt
15 Ratify KPMG Audit as Auditors For For Mgmt
16 Ratify Pierre Jouanne as Alternate Auditor For For Mgmt
17 Ratify Jean-Luc Decornoy as Alternate Auditor For For Mgmt
18 Approve Remuneration of Directors in the For For Mgmt
Aggregate Amount of EUR 900,000
SPECIAL BUSINESS
19 Approve Stock Option Plan Grants For For Mgmt
20 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
4 Billion
21 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
2 Billion
22 Approve Capital Increase Reserved for For For Mgmt
Employees Participating in Savings-Related
Share Purchase Plan
05/14/04 - TOTAL S.A. (FORMERLY TOTAL FINA ELF F92124100 None 4,698
A/S S.A )
ORDINARY BUSINESS
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income and Net For For Mgmt
Dividends of EUR 4.70 per Share
4 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital and Reissuance of
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For For Mgmt
7 Reelect Thierry Desmarest as Director For For Mgmt
8 Reelect Thierry de Rudder as Director For For Mgmt
9 Reelect Serge Tchuruk as Director For For Mgmt
10 Elect Daniel Boeuf as Representative of For For Mgmt
Employee Shareholders to the Board
11 Elect Philippe Marchandise as Representative Against Against Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 43
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
of Employee Shareholders to the Board
12 Elect Cyril Mouche as Representative of Against Against Mgmt
Employee Shareholders to the Board
13 Elect Alan Cramer as Representative of Against Against Mgmt
Employee Shareholders to the Board
14 Ratify Ernst & Young Audit as Auditors For For Mgmt
15 Ratify KPMG Audit as Auditors For For Mgmt
16 Ratify Pierre Jouanne as Alternate Auditor For For Mgmt
17 Ratify Jean-Luc Decornoy as Alternate Auditor For For Mgmt
18 Approve Remuneration of Directors in the For For Mgmt
Aggregate Amount of EUR 900,000
SPECIAL BUSINESS
19 Approve Stock Option Plan Grants For For Mgmt
20 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
4 Billion
21 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
2 Billion
22 Approve Capital Increase Reserved for For For Mgmt
Employees Participating in Savings-Related
Share Purchase Plan
10/30/03 - S TURKCELL ILETISIM HIZMETLERI 900111204 None 809
Special Meeting Agenda
1 Elect Presiding Council of Meeting For For Mgmt
2 Authorize Presiding Council to Sign Minutes For For Mgmt
of Meeting
3 Reelect Directors For For Mgmt
4 Grant Permission for Board Members to For For Mgmt
Individually Sign on Behalf of Company and
Be Involved with Companies with Similar
Corporate Purpose
06/25/04 - A UFJ HOLDINGS INC. J9400N106 03/31/04 148
1 Approve Allocation of Retained Earnings, For For Mgmt
with No Dividends on Ordinary Shares
2 Amend Articles to: Decrease Authorized For For Mgmt
Preferred Share Capital to Reflect
Conversion of Preferred to Ordinary Shares -
Authorize Share Repurchases at Board's
Discretion
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 44
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 Elect Directors For For Mgmt
05/12/04 - A UNILEVER N.V. N8981F156 05/05/04 3,329
1 Receive Financial Statements and Report by None None Mgmt
Remuneration Committe
2 Approve Financial Statements and Allocation For For Mgmt
of Income and Dividends
3 Approve Discharge of Board of Directors For For Mgmt
4 Discussion of Company's Corporate Governance For For Mgmt
Report; Amend Articles Re: Adopt One-Tier
Board Structure; Enable Shareholders to
Override Binding Nominations for Appointment
of Directors; Other Changes
5 Elect Directors For For Mgmt
6 Elect Directors For For Mgmt
7 Approve Remuneration of Non-Executive For For Mgmt
Directors in an Aggregate Amount of EUR
800,000
8 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
9 Grant Board Authority to Issue All For Against Mgmt
Authorized Yet Unissued Shares
Restricting/Excluding Preemptive Rights
10 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital
11 Authorize Board to Set Record Date for a For For Mgmt
Period of Five Years
12 Allow Questions None None Mgmt
04/29/04 - A UNITED OVERSEAS BANK V96194127 None 63,000
1 Adopt Financial Statements and Directors' For For Mgmt
and Auditors' Reports
2 Declare Final Dividend of SGD 0.40 Per Share For For Mgmt
3 Approve Directors' Fees of SGD 618,750 For For Mgmt
4 Reappoint Ernst & Young as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
5 Reelect Sim Wong Hoo as Director For For Mgmt
6 Reelect Lim Pin as Director For For Mgmt
7 Reelect Margaret Lien Wen Hsien as Director For For Mgmt
8 Reelect Ng Boon Yew as Director For For Mgmt
9 ReappointWee Cho Yaw as Director For For Mgmt
10 Approve Issuance of Shares and Grant of For Against Mgmt
Options Pursuant to the 1999 Share Option
Scheme
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 45
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
11 Approve Issuance of Shares without For For Mgmt
Preemptive Rights
04/29/04 - S UNITED OVERSEAS BANK V96194127 None 63,000
1 Authorize Share Repurchase Program For For Mgmt
05/06/04 - A VIVENDI UNIVERSAL SA (FORMERLY F7063C114 None 10,974
VIVENDI)
ANNUAL MEETING AGENDA
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Special Auditors' Report Regarding For For Mgmt
Related-Party Transactions
4 Approve Allocation of Income and Omission of For For Mgmt
Dividends
5 Reelect Jean-Rene Fourtou as Director For For Mgmt
6 Reelect Claude Bebear as Director For For Mgmt
7 Reelect Gerard Bremond as Director For For Mgmt
8 Reelect Bertrand Collomb as Director For For Mgmt
9 Reelect Paul Fribourg as Director For For Mgmt
10 Reelect Gerard Kleisterlee as Director For For Mgmt
11 Reelect Henri Lachmann as Director For For Mgmt
12 Elect Karel Van Miert as Director For For Mgmt
13 Elect Pierre Rodocanachi as Director For For Mgmt
14 Ratify Cooptation of Gabriel Hawawini as For For Mgmt
Director
15 Authorize Issuance of Bonds/Debentures in For For Mgmt
the Aggregate Value of Up to EUR 7 Billion
16 Authorize Repurchase of Up to Five Percent For For Mgmt
of Issued Share Capital
17 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
04/20/04 - A VNU (NV VERENIGD BEZIT VNU) N93612104 04/13/04 17,132
1 Open Meeting None None Mgmt
2 Receive Report of Management Board None None Mgmt
3.1 Approve Financial Statements and Statutory For For Mgmt
Reports
3.2 Approve Discharge of Management Board For For Mgmt
3.3 Approve Discharge of Supervisory Board For For Mgmt
4.1 Receive Explanation of Company's Reserves None None Mgmt
and Dividend Policy
4.2 Approve Dividends For For Mgmt
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 46
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5 Authorize Repurchase of Up to Ten Percent of For For Mgmt
Issued Share Capital
6.1 Grant Board Authority to Issue Common and For For Mgmt
Seven Percent Preference Shares Up to 20
Percent of Issued Share Capital
6.2 Grant Board Authority to Issue All For For Mgmt
Authorized Yet Unissued Preference B Shares
Restricting/Excluding Preemptive Rights
6.3 Grant Board Authority to Exclude Preemptive For For Mgmt
Rights from Issuance of Common Shares Under
Item 6.1
7 Ratify Auditors For For Mgmt
8 Discussion about Company's Corporate None None Mgmt
Governance Report
9 Approve Remuneration of Management Board For For Mgmt
10 Reelect P. Elverding and J. Brentjes to For For Mgmt
Supervisory Board
11 Approve Remuneration of Supervisory Board For For Mgmt
12 Other Business None None Mgmt
13 Close Meeting None None Mgmt
07/30/03 - A VODAFONE GROUP PLC G93882101 None 291,831
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Reelect Lord MacLaurin of Knebworth as For For Mgmt
Director
4 Reelect Kenneth Hydon as Director For For Mgmt
5 Reelect Thomas Geitner as Director For For Mgmt
6 Reelect Alec Broers as Director For For Mgmt
7 Reelect Juergen Schrempp as Director For For Mgmt
8 Elect John Buchanan as Director For For Mgmt
9 Approve Final Dividend of 0.8983 Pence Per For For Mgmt
Share
10 Ratify Deloitte and Touche as Auditors For For Mgmt
11 Authorize Board to Fix Remuneration of For For Mgmt
Auditors
12 Authorize EU Political Donations up to GBP For For Mgmt
100,000
13 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of USD
900,000,000
14 Authorize Issuance of Equity or For For Mgmt
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of USD
340,000,000
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 47
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN
Mtg Company/Ticker NA/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
15 Authorize 6,800,000,000 Shares for Share For For Mgmt
Repurchase Program
04/07/04 - S WPP GROUP PLC G97974102 None 18,259
1 Approve 2004 Leadership Equity Acquisition For For Mgmt
Plan
04/16/04 - S WPP GROUP PLC G97974102 None 18,259
1 Approve 2004 Leadership Equity Acquisition For For Mgmt
Plan
- ---------------------------------------------------------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 48
HORACE MANN SMALL CAP GROWTH FUND
July 1, 2003 to June 30, 2004
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
07/10/03 - A SPANISH BROADCASTING SYSTEM, INC. 846425882 05/12/03 38,500
*SBSA*
1 Elect Directors For For Mgmt
07/16/03 - A POWERWAVE TECHNOLOGIES, INC. *PWAV* 739363109 05/19/03 77,400
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
07/29/03 - A AIRGAS, INC. *ARG* 009363102 06/19/03 10,800
1 Elect Directors For For Mgmt
2 Approve Employee Stock Purchase Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
08/12/03 - A THQ INC. *THQI* 872443403 06/25/03 26,150
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Approve Option Exchange Program For For Mgmt
09/04/03 - A EXAR CORPORATION *EXAR* 300645108 07/11/03 8,300
1 Elect Director Dr. Frank P. Carrubba For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
09/12/03 - A INTEGRATED DEVICE TECHNOLOGY, INC. 458118106 07/21/03 18,000
*IDTI*
1 Elect Director Gregory S. Lang For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
09/17/03 - A PLATINUM UNDERWRITERS HOLDINGS LTD G7127P100 08/01/03 6,000
*PTP*
1 Elect H. Baldwin, J. Bank, D. Carmichael, For For Mgmt
N. Currie, J. Fishman, G. Morrison, S.
Newman, and P. Pruitt as Directors
2a Elect G. Morrison as Director of Platinum For For Mgmt
Underwriters Bermuda, Ltd.
2b Elect M. Price as Director of Platinum For For Mgmt
Underwriters Bermuda, Ltd.
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
2c Elect W. Robble as Director of Platinum For For Mgmt
Underwriters Bermuda, Ltd.
3a Elect G. Morrison as Director of Platinum For For Mgmt
Re (UK) Ltd.
3b Elect C. Pettengell as Director of Platinum For For Mgmt
Re (UK) Ltd.
3c Elect R. Porter as Director of Platinum Re For For Mgmt
(UK) Ltd.
4 Approve Section 162(m) Performance For For Mgmt
Incentive Plan
5 Ratify KPMG as Auditors For For Mgmt
10/16/03 - A GLOBESPANVIRATA INC. 37957V106 08/20/03 28,400
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
4 Ratify Auditors For For Mgmt
10/17/03 - A RESOURCES CONNECTION, INC. *RECN* 76122Q105 08/22/03 6,000
1 Elect Directors For For Mgmt
10/23/03 - A NDCHEALTH CORP *NDC* 639480102 08/27/03 12,800
1 Elect Directors For For Mgmt
10/23/03 - A VERITY, INC. *VRTY* 92343C106 08/26/03 16,100
1 Elect Directors For Split Mgmt
1.1 Elect Director Anthony J. Bettencourt ---
For
1.2 Elect Director Stephen A. MacDonald ---
Withhold
2 Ratify Auditors For Against Mgmt
10/30/03 - A LAWSON SOFTWARE INC *LWSN* 520780107 09/12/03 36,075
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/31/03 - A SKILLSOFT PLC [FORMERLY SMARTFORCE 830928107 None 78,458
PLC (FRM.CBT GROUP PLC)] *SKIL*
ORDINARY BUSINESS
1 Receive and Consider Financial Statements For For Mgmt
and Statutory Reports
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
2 Reelect G. Priest as a Director For For Mgmt
3a Elect C. Moran as a Director For For Mgmt
3b Elect W. Coleman as a Director For For Mgmt
3c Elect S. Gross as a Director For For Mgmt
3d Elect P. Edelstein as a Director For For Mgmt
4 Authorize Audit Committee to Fix For For Mgmt
Remuneration of the Auditors
SPECIAL BUSINESS
5 Amend 1995 Employee Share Purchase Plan to For For Mgmt
Increase the Number of Shares Available for
Issuance Under the Plan by 800,000 Ordinary
Shares of EUR 0.11 Each
6 Transact Other Business (Non-Voting) None For Mgmt
11/06/03 - A ANAREN INC. *ANEN* 032744104 09/08/03 13,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/17/03 - A WATSON WYATT & COMPANY HOLDINGS *WW* 942712100 10/03/03 9,200
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Amend Non-Employee Director Omnibus Stock For For Mgmt
Plan
4 Other Business For Against Mgmt
11/18/03 - A RESPIRONICS, INC. *RESP* 761230101 10/03/03 3,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
11/19/03 - A MEDICIS PHARMACEUTICAL CORP. *MRX* 584690309 10/10/03 4,500
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
11/20/03 - A EDUCATION MANAGEMENT CORP. *EDMC* 28139T101 09/23/03 1,500
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
11/25/03 - A ACCREDO HEALTH, INC. *ACDO* 00437V104 09/30/03 3,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/03/03 - A EXTREME NETWORKS, INC. *EXTR* 30226D106 10/20/03 34,600
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
12/03/03 - A UNITED NATURAL FOODS, INC. *UNFI* 911163103 10/09/03 1,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/12/03 - A SONICWALL, INC. *SNWL* 835470105 10/31/03 47,100
1 Establish Range For Board Size For For Mgmt
2 Elect Directors For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Other Business For For Mgmt
12/18/03 - S DOCUMENTUM, INC. 256159104 11/17/03 4,600
1 Approve Merger Agreement For For Mgmt
12/19/03 - S WIND RIVER SYSTEMS, INC. *WIND* 973149107 11/21/03 5,048
1 Amend Omnibus Stock Plan For For Mgmt
01/09/04 - A ACTUANT CORP *ATU* 00508X203 11/18/03 1,800
1 Elect Directors For For Mgmt
2 Approve Employee Stock Purchase Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
01/15/04 - A HERLEY INDUSTRIES, INC. *HRLY* 427398102 11/21/03 11,300
1 Elect Directors For For Mgmt
01/20/04 - S ANGIOTECH PHARMACEUTICALS INC. *ANP.* 034918102 12/17/03 5,444
1 Approve 2:1 Stock Split For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
2 Approve 2004 Stock Option Plan For For Mgmt
3 Other Business (Voting) For For Mgmt
01/21/04 - A SONIC CORP. *SONC* 835451105 11/28/03 1,800
1 Elect Directors For For Mgmt
2 Other Business For Mgmt
02/02/04 - A MULTIMEDIA GAMES, INC. *MGAM* 625453105 12/18/03 5,800
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
02/10/04 - A JACOBS ENGINEERING GROUP INC. *JEC* 469814107 01/05/04 3,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/10/04 - A LAIDLAW INTERNATIONAL, INC. *LI* 50730R102 12/15/03 8,060
1 Elect Directors For For Mgmt
02/24/04 - A JOY GLOBAL, INC. *JOYG* 481165108 01/05/04 6,200
1 Elect Directors For For Mgmt
02/25/04 - A MICROSEMI CORP. *MSCC* 595137100 01/09/04 10,600
1 Elect Directors For For Mgmt
02/26/04 - A MINDSPEED TECHNOLOGIES, INC. *MSPD* 602682106 12/29/03 54,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/26/04 - A TETRA TECH, INC. *TTEK* 88162G103 12/29/03 15,200
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
03/01/04 - A HOLOGIC, INC. *HOLX* 436440101 01/13/04 28,600
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
03/02/04 - A MESA AIR GROUP, INC. *MESA* 590479101 01/09/04 15,000
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
4 Ratify Auditors For For Mgmt
03/05/04 - S BOOKHAM TECHNOLOGY 09856Q108 01/21/04 36,386
MEETING FOR HOLDERS OF ADRS
1 THAT THE ACQUISITION BY WAY OF MERGER OF For For Mgmt
NEW FOCUS, INC. (THE ACQUISITION ) UPON THE
TERMS AND CONDITIONS OF THE AGREEMENT DATED
21 SEPTEMBER 2003 BE AND IS HEREBY APPROVED.
2 SUBJECT TO THE PASSING OF RESOLUTION 1, For For Mgmt
THAT THE AUTHORISED SHARE CAPITAL OF THE COMPANY BE
AND IS HEREBY INCREASED FROM 1,000,000 POUNDS TO
1,500,000 POUNDS BY THE CREATION OF 150,000,000
ADDITIONAL ORDINARY SHARES OF 1/3P EACH IN THE
CAPITAL OF THE COM
3 SUBJECT TO THE PASSING OF RESOLUTION 2, For For Mgmt
THAT THE DIRECTORS BE AND ARE HEREBY GENERALLY AND
UNCONDITIONALLY AUTHORISED TO EXERCISE ALL THE
POWERS OF THE COMPANY TO ALLOT RELEVANT SECURITIES.
4 TO AUTHORISE THE DIRECTORS GENERALLY AND For For Mgmt
UNCONDITIONALLY TO EXERCISE THE POWERS OF
THE COMPANY TO ALLOT RELEVANT SECURITIES.
5 SUBJECT TO THE PASSING OF RESOLUTION 4, For For Mgmt
THAT THE DIRECTORS BE AND ARE HEREBY
EMPOWERED TO ALLOT EQUITY SECURITIES.
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
04/05/04 - S THERASENSE, INC. 883381105 02/29/04 16,300
1 Approve Merger Agreement For For Mgmt
04/21/04 - A NAVIGANT CONSULTING INC. *NCI* 63935N107 03/08/04 25,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/22/04 - A AGCO CORP. *AG* 001084102 03/12/04 16,600
1 Elect Directors For For Mgmt
2 Prepare Sustainability Report Against Against ShrHoldr
04/27/04 - A INSIGHT COMMUNICATIONS COMPANY, INC. 45768V108 03/19/04 3,064
*ICCI*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/28/04 - A/S AGRIUM INC. *AGU.* 008916108 03/17/04 3,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Amend Shareholder Rights Plan (Poison Pill) For For Mgmt
04/28/04 - A PARKER DRILLING CO. *PKD* 701081101 03/12/04 65,380
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/29/04 - A ARGOSY GAMING CO. *AGY* 040228108 03/10/04 1,900
1 Elect Directors For For Mgmt
2 Other Business For For Mgmt
04/30/04 - A CUMULUS MEDIA INC. *CMLS* 231082108 03/12/04 11,970
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/30/04 - A POPE & TALBOT, INC. *POP* 732827100 03/10/04 9,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/04/04 - A INVERESK RESEARCH GROUP, INC *IRGI* 461238107 03/26/04 11,500
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/04/04 - A POWER-ONE, INC. *PWER* 739308104 03/12/04 3,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/04/04 - A REEBOK INTERNATIONAL LTD. *RBK* 758110100 03/05/04 2,400
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/04/04 - A SKYWEST, INC. *SKYW* 830879102 03/31/04 2,226
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/04 - A WHITING PETROLEUM CORP. *WLL* 966387102 03/10/04 6,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/04 - A ADVANCED ENERGY INDUSTRIES, INC. 007973100 03/15/04 4,869
*AEIS*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/06/04 - A LINENS 'N THINGS, INC. *LIN* 535679104 03/08/04 5,900
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/06/04 - A PLATINUM UNDERWRITERS HOLDINGS LTD G7127P100 04/01/04 2,600
*PTP*
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 THE PROPOSAL TO ELECT GREGORY E.A. MORRISON For For Mgmt
TO THE BOARD OF DIRECTORS OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
3 THE PROPOSAL TO ELECT MICHAEL D. PRICE TO For For Mgmt
THE BOARD OF DIRECTORS OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
4 THE PROPOSAL TO ELECT WILLIAM A. ROBBIE TO For For Mgmt
THE BOARD OF DIRECTORS OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
5 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Mgmt
WILLIAM A. ROBBIE TO THE BOARD OF DIRECTORS
OF PLATINUM RE (UK) LIMITED.
6 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Mgmt
RUSSELL WORSLEY TO THE BOARD OF DIRECTORS
OF PLATINUM RE (UK) LIMITED.
7 THE PROPOSAL TO AMEND BYE-LAWS OF THE For For Mgmt
COMPANY BY REMOVING SECTION 44(2), WHICH
REQUIRES THE SHAREHOLDERS OF THE COMPANY TO
CONSIDER MATTERS THAT ARE SUBMITTED TO THE
SHAREHOLDERS OF THE COMPANY S NON-U.S.
SUBSIDIARIES.
8 THE PROPOSAL TO APPROVE THE COMPANY S 2002 For For Mgmt
SHARE INCENTIVE PLAN.
9 Ratify Auditors For For Mgmt
05/06/04 - A TOM BROWN, INC. 115660201 03/09/04 1,600
2 Increase Authorized Common Stock For Mgmt
NOT VOTED DUE TO SHAREBLOCKING RESTRICTION. THE POTENTIAL
IMPACT ON TRADING/LOAN SHARE ACTIVITIES WOULD OUTWEIGH THE
ECONOMIC VALUE OF THE VOTE.
05/06/04 - A UNOVA, INC. *UNA* 91529B106 03/08/04 6,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
05/07/04 - A FILENET CORP. *FILE* 316869106 03/16/04 14,500
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
3 Ratify Auditors For For Mgmt
05/10/04 - A RARE HOSPITALITY INTERNATIONAL, INC. 753820109 03/16/04 1,800
*RARE*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/11/04 - A GRANT PRIDECO INC *GRP* 38821G101 03/22/04 8,900
1 Elect Directors For For Mgmt
05/11/04 - A INET TECHNOLOGIES, INC. *INET* 45662V105 04/01/04 800
2 Amend Employee Stock Purchase Plan For Mgmt
3 Ratify Auditors For Mgmt
NOT VOTED PER CLIENT INSTRUCTION.
05/11/04 - A WERNER ENTERPRISES, INC. *WERN* 950755108 03/22/04 7,800
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Board Diversity Against Against ShrHoldr
05/12/04 - A ANSWERTHINK CONSULTING GROUP, INC. 036916104 03/15/04 13,900
*ANSR*
1 Elect Directors For For Mgmt
05/12/04 - A HEIDRICK & STRUGGLES INTERNATIONAL, 422819102 04/02/04 13,591
INC. *HSII*
1 Elect Directors For For Mgmt
05/12/04 - A TETRA TECHNOLOGIES, INC. *TTI* 88162F105 03/15/04 1,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
05/12/04 - A WEST MARINE, INC. *WMAR* 954235107 03/23/04 6,300
1 Elect Directors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/13/04 - A DIGITAS INC *DTAS* 25388K104 03/18/04 39,090
1 Elect Directors For For Mgmt
05/13/04 - A FOREST OIL CORP. *FST* 346091705 03/15/04 5,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/13/04 - A MKS INSTRUMENTS, INC. *MKSI* 55306N104 03/26/04 3,204
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Amend Employee Stock Purchase Plan For For Mgmt
5 Amend Employee Stock Purchase Plan For For Mgmt
6 Ratify Auditors For For Mgmt
05/13/04 - A PLAYBOY ENTERPRISES, INC. *PLA.A* 728117300 03/16/04 16,170
1 Increase Authorized Common Stock For Mgmt
NOT VOTED DUE TO SHAREBLOCKING RESTRICTION. THE POTENTIAL
IMPACT ON TRADING/LOAN SHARE ACTIVITIES WOULD OUTWEIGH THE
ECONOMIC VALUE OF THE VOTE.
05/13/04 - A SINCLAIR BROADCAST GROUP, INC. *SBGI* 829226109 03/18/04 11,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/13/04 - A VISX, INC. *EYE* 92844S105 04/01/04 13,100
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/13/04 - A WABASH NATIONAL CORP. *WNC* 929566107 04/01/04 9,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
05/13/04 - A WRIGHT MED GROUP INC *WMGI* 98235T107 03/22/04 6,567
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/14/04 - A BORLAND SOFTWARE CORP. *BORL* 099849101 03/31/04 28,400
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors Against Against ShrHoldr
3 Ratify Auditors For For Mgmt
05/14/04 - A NABI BIOPHARMACEUTICALS *NABI* 629519109 03/30/04 10,700
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Non-Employee Director Stock Option For For Mgmt
Plan
05/14/04 - A OCEANEERING INTERNATIONAL, INC. *OII* 675232102 03/22/04 6,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/04 - A MASSEY ENERGY COMPANY *MEE* 576206106 03/31/04 6,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
05/18/04 - A PRIDE INTERNATIONAL, INC. *PDE* 74153Q102 03/22/04 4,800
2 Approve Non-Employee Director Stock Option For Mgmt
Plan
3 Ratify Auditors For Mgmt
NOT VOTED PER CLIENT INSTRUCTION.
05/18/04 - A TUESDAY MORNING CORP. *TUES* 899035505 03/19/04 3,000
1 Elect Directors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
2 Approve Omnibus Stock Plan For For Mgmt
05/20/04 - A CEC ENTERTAINMENT, INC. *CEC* 125137109 03/25/04 1,500
1 Elect Directors For For Mgmt
2 Approve Restricted Stock Plan For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Amend Non-Employee Director Stock Option For For Mgmt
Plan
5 Amend Non-Employee Director Stock Option For For Mgmt
Plan
05/24/04 - A REMINGTON OIL & GAS CORP. *REM* 759594302 03/31/04 8,874
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/25/04 - A HENRY SCHEIN, INC. *HSIC* 806407102 04/15/04 900
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Amend Non-Employee Director Omnibus Stock For For Mgmt
Plan
4 Approve Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For For Mgmt
05/25/04 - A IOMEGA CORP. *IOM* 462030305 03/29/04 30,400
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
05/25/04 - A MODEM MEDIA , INC. *MMPT* 607533106 04/01/04 33,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/04 - A SAPIENT CORPORATION *SAPE* 803062108 04/01/04 19,500
2 Declassify the Board of Directors For Mgmt
3 Ratify Auditors For Mgmt
NOT VOTED PER CLIENT INSTRUCTION.
05/25/04 - A TEREX CORP. *TEX* 880779103 03/29/04 4,400
1 Elect Directors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Approve Employee Stock Purchase Plan For For Mgmt
6 Approve Deferred Compensation Plan For For Mgmt
7 Approve Outside Director Stock Options in For For Mgmt
Lieu of Cash
05/25/04 - A WILSON GREATBATCH TECHNOLOGIES, INC. 972232102 04/15/04 6,500
*GB*
1 Elect Directors For For Mgmt
05/26/04 - A ATLANTIC COAST AIRLINES HOLDINGS, 048396105 04/02/04 3
INC. *ACAI*
1 Elect Directors For For Mgmt
2 Change Company Name For For Mgmt
3 Eliminate Class of Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
05/26/04 - A CHENIERE ENERGY, INC. *LNG* 16411R208 03/28/04 7,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For For Mgmt
05/26/04 - A GRAY TELEVISION INC. *GTN.A* 389375106 03/30/04 8,200
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
05/26/04 - A MPS GROUP INC *MPS* 553409103 04/08/04 21,100
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
4 Approve Executive Incentive Bonus Plan For For Mgmt
05/26/04 - A PAR PHARMACEUTICAL COS INC *PRX* 717125108 04/08/04 869
1 Elect Directors For For Mgmt
2 Change Company Name For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
4 Amend Non-Employee Director Stock Option For For Mgmt
Plan
5 Approve Executive Incentive Bonus Plan For For Mgmt
05/27/04 - A KEANE, INC. *KEA* 486665102 03/29/04 2,800
2 Amend Employee Stock Purchase Plan For Mgmt
3 Ratify Auditors For Mgmt
NOT VOTED DUE TO SHAREBLOCKING RESTRICTION. THE POTENTIAL
IMPACT ON TRADING/LOAN SHARE ACTIVITIES WOULD OUTWEIGH THE
ECONOMIC VALUE OF THE VOTE.
05/27/04 - A MICREL, INC. *MCRL* 594793101 04/01/04 10,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/27/04 - A PANERA BREAD COMPANY *PNRA* 69840W108 04/06/04 7,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/02/04 - A BOOKHAM TECHNOLOGY 09856Q108 04/26/04 53,337
MEETING FOR HOLDERS OF ADRS
1 TO RECEIVE THE ACCOUNTS, TOGETHER WITH THE For For Mgmt
DIRECTORS REPORT, THE DIRECTORS
REMUNERATION REPORT AND AUDITORS REPORT.
2 TO APPROVE THE DIRECTOR S REMUNERATION For For Mgmt
REPORT AS SET OUT IN THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2003.
3 TO RE-ELECT ROBERT RICKMAN AS A DIRECTOR OF For For Mgmt
THE COMPANY.
4 TO ELECT DR. PETER BORDUI AS A DIRECTOR OF For For Mgmt
THE COMPANY.
5 TO ELECT DR. WINSTON FU AS A DIRECTOR OF For For Mgmt
THE COMPANY.
6 Ratify Auditors For For Mgmt
7 TO AUTHORISE THE DIRECTORS GENERALLY AND For For Mgmt
UNCONDITIONALLY PURSUANT TO SECTION 80 OF THE
COMPANIES ACT 1985 TO EXERCISE ALL THE POWERS OF THE
COMPANY TO ALLOT RELEVANT SECURITIES.
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
8 SUBJECT TO THE PASSING OF RESOLUTION 7 For For Mgmt
ABOVE, THAT THE DIRECTORS BE AND ARE HEREBY
EMPOWERED TO ALLOT EQUITY SECURITIES.
9 THAT THE COMPANY IS GENERALLY AND For For Mgmt
UNCONDITIONALLY HEREBY AUTHORISED TO MAKE
MARKET PURCHASES OF ANY OF ITS ORDINARY
SHARES.
06/02/04 - A LABOR READY, INC. *LRW* 505401208 04/08/04 12,749
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/03/04 - A ADVANCIS PHARMACEUTICAL CORP. *AVNC* 00764L109 04/16/04 13,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
06/03/04 - A DIGITALNET HOLDINGS, INC. *DNET* 25389B103 04/21/04 9,200
1 Elect Directors For For Mgmt
06/04/04 - A REALNETWORKS, INC. *RNWK* 75605L104 04/08/04 31,100
1 Elect Directors For For Mgmt
2 Approve Outside Director Stock For For Mgmt
Awards/Options in Lieu of Cash
06/04/04 - A SONICWALL, INC. *SNWL* 835470105 04/08/04 19,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For For Mgmt
06/08/04 - A AFFILIATED MANAGERS GROUP, INC. *AMG* 008252108 04/21/04 1,650
1 Elect Directors For For Mgmt
06/09/04 - A EXACT SCIENCES CORP. *EXAS* 30063P105 04/15/04 22,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
06/10/04 - A/S ANGIOTECH PHARMACEUTICALS INC. *ANP.* 034918102 05/05/04 10,688
1 Fix Number of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Authorize Board to Fix Remuneration of the For For Mgmt
Auditors
5 Amend Articles Re: Remove Pre-Existing For For Mgmt
Company Provisions
6 Approve Unlimited Capital Authorization For Against Mgmt
7 Adopt New Articles For For Mgmt
8 Other Business For For Mgmt
06/10/04 - A LEAPFROG ENTERPRISES INC *LF* 52186N106 04/21/04 2,800
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
06/11/04 - A CENTILLIUM COMMUNICATIONS, INC. 152319109 04/16/04 28,800
*CTLM*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
06/14/04 - A/S TLC VISION CORP *TLC* 872549100 05/05/04 14,460
1 Approve 2004 Employee Stock Purchase Plan For For Mgmt
2 Amend 1997 Employee Share Purchase Plan For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Elect Directors For For Mgmt
5 Appoint Ernst & Young LLP as Auditors and For For Mgmt
Authorize Board to Fix Remuneration of
Auditors
06/16/04 - A CSK AUTO CORP. *CAO* 125965103 04/24/04 15,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
06/16/04 - A THE YANKEE CANDLE COMPANY, INC. *YCC* 984757104 04/22/04 7,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/17/04 - A NEKTAR THERAPEUTICS *NKTR* 640268108 04/19/04 8,400
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/17/04 - A TAKE-TWO INTERACTIVE SOFTWARE, INC. 874054109 05/12/04 7,300
*TTWO*
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
06/18/04 - A ZORAN CORP. *ZRAN* 98975F101 04/28/04 8,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Amend Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For For Mgmt
06/22/04 - A FLOWSERVE CORP. *FLS* 34354P105 04/29/04 10,400
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
06/25/04 - A LAUREATE EDUCATION INC. 871399101 04/16/04 13,700
2 Ratify Auditors For Mgmt
NOT VOTED DUE TO SHAREBLOCKING RESTRICTION. THE POTENTIAL
IMPACT ON TRADING/LOAN SHARE ACTIVITIES WOULD OUTWEIGH THE
ECONOMIC VALUE OF THE VOTE.
06/25/04 - A PIER 1 IMPORTS, INC *PIR* 720279108 05/05/04 4,400
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
06/29/04 - A CRYOLIFE, INC. *CRY* 228903100 05/24/04 29,200
1 Elect Directors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2003 - Jun 30, 2004
HORACE MANN SMALL CAP GROWTH FUND
Mtg Company/Ticker/ Mgmt Vote Record Shares
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Non-Employee Director Stock Option For For Mgmt
Plan
06/29/04 - A GAMESTOP CORP *GME* 36466R101 05/05/04 4,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/30/04 - A GARTNER , INC. *IT* 366651107 05/03/04 8,900
1 Elect Directors For For Mgmt
06/30/04 - A SPANISH BROADCASTING SYSTEM, INC. 846425882 06/03/04 30,300
*SBSA*
1 Elect Directors For For Mgmt
- --------------------------------------------------------------------------------
Mgmt Rec - Company Management Recommended Vote Page 19
ICA File Number: 811-07917
Reporting Period: 07/01/2003 - 06/30/2004
Horace Mann Mutual Funds
HORACE MANN SMALL CAP GROWTH FUND -- LEE MUNDER PORTFOLIO
ACCREDO HEALTH, INC.
Ticker: ACDO Cusip: 00437V104
Meeting Date: NOV 25, 2003 Meeting Type: Annual
Record Date: SEP 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dick R. Gourley as Class For For Management
II Director
1.2 Elect Director Thomas G. Rotherham as For For Management
Class II Director
1.3 Elect Director William Edward Evans as For For Management
Class III Director
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Cusip: 008252108
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Nutt For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Richard E. Floor For Withhold Management
1.4 Elect Director Stephen J. Lockwood For For Management
1.5 Elect Director Harold J. Meyerman For For Management
1.6 Elect Director Robert C. Puff, Jr. For For Management
1.7 Elect Director Dr. Rita M. Rodriguez For For Management
- --------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Cusip: 016255101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Kent Bowen For For Management
1.2 Elect Director David E. Collins For For Management
1.3 Elect Director Brian Dovey For For Management
1.4 Elect Director Joseph Lacob For For Management
1.5 Elect Director Thomas M. Prescott For For Management
1.6 Elect Director Greg J. Santora For For Management
1.7 Elect Director Kelsey Wirth For For Management
1.8 Elect Director C. Raymond Larkin, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALVARION LTD. (FORMERLY BREEZECOM LTD)
Ticker: Cusip: M0861T100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Zvi Slonimsky* For For Management
1.2 Elect Director Mr. Amnon Yacoby* For For Management
1.3 Elect Director Mr. David Kettler** For For Management
2 RE-ELECTION OF MS. ROBIN HACKE AS AN For For Management
EXTERNAL DIRECTOR TO THE COMPANY S BOARD
OF DIRECTORS.
3 APPROVAL OF A CHANGE TO THE TERMS OF THE For Against Management
UNVESTED PORTION OF THE STOCK OPTIONS
PREVIOUSLY GRANTED OR TO BE GRANTED IN
THE FUTURE TO THE COMPANY S DIRECTORS
UPON A CHANGE OF CONTROL.
4 APPROVAL OF OPTION GRANT TO MR. ANTHONY For Against Management
MAHER.
5 APPROVAL OF OPTION GRANT TO MR. DAVID For Against Management
KETTLER.
6 APPROVAL OF DIRECTORS COMPENSATION. For For Management
7 APPROVAL OF MR. ZVI SLONIMSKY S 2004 For For Management
COMPENSATION, BONUS PLAN AND ADDITIONAL
BONUS AMOUNT.
8 APPROVAL OF OPTION GRANT TO MR. ZVI For Against Management
SLONIMSKY.
9 APPROVAL OF AMENDMENT TO THE COMPANY S For Against Management
INDEMNIFICATION AGREEMENT WITH EACH OF
ITS OFFICERS AND DIRECTORS.
10 APPROVAL OF PURCHASE OF DIRECTORS AND For Against Management
OFFICERS INSURANCE POLICY.
11 APPROVAL OF AN INCREASE IN THE NUMBER OF For Against Management
STOCK OPTIONS AVAILABLE FOR FUTURE GRANT
UNDER THE COMPANY S GLOBAL 2002 SHARE
OPTION PLAN.
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Cusip: 034425108
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Bollinger, Ph.D. For For Management
1.2 Elect Director Philip Wm. Colburn For For Management
1.3 Elect Director Thomas A. Donahoe For For Management
1.4 Elect Director Ralph E. Faison For For Management
1.5 Elect Director Jere D. Fluno For For Management
1.6 Elect Director William O. Hunt For For Management
1.7 Elect Director Charles R. Nicholas For For Management
1.8 Elect Director Robert G. Paul For For Management
1.9 Elect Director Gerald A. Poch For For Management
1.10 Elect Director Glen O. Toney, Ph.D. For For Management
1.11 Elect Director Dennis L. Whipple For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANGIOTECH PHARMACEUTICALS INC.
Ticker: ANP. Cusip: 034918102
Meeting Date: JAN 20, 2004 Meeting Type: Special
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2:1 Stock Split For For Management
2 Approve 2004 Stock Option Plan For For Management
3 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
ATHEROGENICS INC
Ticker: AGIX Cusip: 047439104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Bearman For For Management
1.2 Elect Director Vaughn D. Bryson For Withhold Management
1.3 Elect Director T. Forcht Dagi For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
ATMI, INC.
Ticker: ATMI Cusip: 00207R101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Hillas For For Management
1.2 Elect Director Michael J. Yomazzo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVOCENT CORPORATION
Ticker: AVCT Cusip: 053893103
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. McAleer For For Management
1.2 Elect Director David P. Vieau For For Management
1.3 Elect Director Doyle C. Weeks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AXONYX, INC.
Ticker: AXYX Cusip: 05461R101
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marvin S. Hausman, M.D. For For Management
1.2 Elect Director Gosse B. Bruinsma, M.D. For For Management
1.3 Elect Director Louis G. Cornacchia For For Management
1.4 Elect Director Steven H. Ferris, Ph.D. For For Management
1.5 Elect Director Gerard J. Vlak, Ph.D. For For Management
1.6 Elect Director Ralph Snyderman, M.D. For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAKBONE SOFTWARE INC.(FORMERLY NET RESOURCES INC.)
Ticker: BKBOF Cusip: 057101107
Meeting Date: MAY 17, 2004 Meeting Type: Special
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 1:5 Reverse Stock Split For For Management
2 Amend Bylaws Re: Quorum For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
BEVERLY ENTERPRISES, INC.
Ticker: BEV Cusip: 087851309
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Floyd For For Management
1.2 Elect Director John D. Fowler, Jr. For For Management
1.3 Elect Director John P. Howe, III, M.D. For Withhold Management
1.4 Elect Director James W. McLane For For Management
1.5 Elect Director Ivan R. Sabel For For Management
1.6 Elect Director Donald L. Seeley For For Management
1.7 Elect Director Marilyn R. Seymann, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
BINDVIEW DEVELOPMENT CORP.
Ticker: BVEW Cusip: 090327107
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter T. Dameris For For Management
1.2 Elect Director Eric J. Pulaski For For Management
2 Amend Non-Employee Director Stock Option For Against Management
Plan
- --------------------------------------------------------------------------------
BRADLEY PHARMACEUTICALS, INC.
Ticker: BDY Cusip: 104576103
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bernstein For Withhold Management
1.2 Elect Director Steven Kriegsman For For Management
1.3 Elect Director Alan Wolin, Ph.D. For Withhold Management
- --------------------------------------------------------------------------------
CACI INTERNATIONAL, INC.
Ticker: CAI Cusip: 127190304
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: SEP 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bayer For For Management
1.2 Elect Director Peter A. Derow For For Management
1.3 Elect Director Richard L. Leatherwood For For Management
1.4 Elect Director Dr. J. Phillip London For For Management
1.5 Elect Director Barbara A. McNamara For For Management
1.6 Elect Director Arthur L. Money For For Management
1.7 Elect Director Dr. Warren R. Phillips For For Management
1.8 Elect Director Charles P. Revoile For For Management
1.9 Elect Director Richard P. Sullivan For For Management
1.10 Elect Director John M. Toups For For Management
1.11 Elect Director Larry D. Welch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAL DIVE INTERNATIONAL, INC.
Ticker: CDIS Cusip: 127914109
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Kratz For For Management
1.2 Elect Director Bernard J. Duroc-Danner For For Management
1.3 Elect Director John V. Lovoi For For Management
- --------------------------------------------------------------------------------
CARTER
Ticker: CRI Cusip: 146229109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross M. Jones For Withhold Management
1.2 Elect Director David Pulver For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
CIBER, INC.
Ticker: CBR Cusip: 17163B102
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobby G. Stevenson For For Management
1.2 Elect Director James C. Spira For For Management
1.3 Elect Director Peter H. Cheesbrough For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
COGNEX CORP.
Ticker: CGNX Cusip: 192422103
Meeting Date: APR 22, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Shillman For For Management
1.2 Elect Director Anthony Sun For For Management
- --------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Cusip: 205768203
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cecil E. Martin, Jr. For For Management
1.2 Elect Director Nancy E. Underwood For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONCUR TECHNOLOGIES, INC.
Ticker: CNQR Cusip: 206708109
Meeting Date: MAR 10, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Levinthal For For Management
1.2 Elect Director William W. Canfield For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For Against Management
Plan
- --------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC.
Ticker: COCO Cusip: 218868107
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. St. Pierre For Withhold Management
1.2 Elect Director Linda Arey Skladany, Esq. For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Cusip: 22160N109
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Klein For Withhold Management
1.2 Elect Director Andrew C. Florance For For Management
1.3 Elect Director David Bonderman For Withhold Management
1.4 Elect Director Warren H. Haber For For Management
1.5 Elect Director Josiah O. Low, III For For Management
1.6 Elect Director Christopher J. Nassetta For For Management
1.7 Elect Director Catherine B. Reynolds For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CREDENCE SYSTEMS CORP.
Ticker: CMOS Cusip: 225302108
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: FEB 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Beyer For For Management
1.2 Elect Director Thomas R. Franz For Withhold Management
1.3 Elect Director William G. Howard, Jr. For For Management
1.4 Elect Director Bruce R. Wright For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CREDENCE SYSTEMS CORP.
Ticker: CMOS Cusip: 225302108
Meeting Date: MAY 27, 2004 Meeting Type: Special
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
CRUCELL NV
Ticker: Cusip: 228769105
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR For For Management
THE FINANCIAL YEAR 2003 ENDED 31 DECEMBER
2003
2 RESERVATION AND DIVIDEND POLICY For For Management
3 PROPOSAL TO GRANT DISCHARGE TO THE For For Management
MEMBERS OF THE BOARD OF MANAGEMENT AND
THE MEMBERS OF THE SUPERVISORY BOARD
4 RESIGNATION OF MR. DOMENICO VALERIO AS For For Management
MEMBER OF THE BOARD OF MANAGEMENT AS PER
26 JANUARY 2004
5 PROPOSAL TO APPOINT MESSRS. RONALD BRUS, For For Management
JAAP GOUDSMIT AND LEONARD KRUIMER AS
MEMBERS OF THE BOARD OF MANAGEMENT
6 RESIGNATION OF MESSRS. JEAN DELEAGE AND For For Management
PATRICK VAN BENEDEN AS MEMBERS OF THE
SUPERVISORY BOARD
7 PROPOSAL TO APPOINT MESSRS. DOMENICO For For Management
VALERIO AND JAN PIETER OOSTERVELD AS
MEMBERS OF THE SUPERVISORY BOARD
8 PROPOSAL TO ESTABLISH THE REMUNERATION For Against Management
STRUCTURE FOR THE SUPERVISORY BOARD
9 Ratify Auditors For For Management
10 PROPOSAL TO EXTEND AUTHORITY TO THE BOARD For For Management
OF MANAGEMENT TO REPURCHASE SHARES IN THE
COMPANY S SHARE CAPITAL
11 PROPOSAL TO AMEND THE ARTICLES OF For Against Management
ASSOCIATION OF THE COMPANY
12 PROPOSAL TO APPLY TO THE DUTCH MINISTRY For For Management
OF JUSTICE FOR THE STATEMENT OF NO
OBJECTIONS AND TO HAVE THE DEED OF
AMENDMENT OF THE ARTICLES OF ASSOCIATION
EXECUTED
- --------------------------------------------------------------------------------
CYMER, INC.
Ticker: CYMI Cusip: 232572107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Abbe For Withhold Management
1.2 Elect Director Robert P. Akins For Withhold Management
1.3 Elect Director Edward H. Braun For Withhold Management
1.4 Elect Director Michael R. Gaulke For Withhold Management
1.5 Elect Director William G. Oldham For Withhold Management
1.6 Elect Director Peter J. Simone For Withhold Management
1.7 Elect Director Young K. Sohn For Withhold Management
1.8 Elect Director Jon D. Tompkins For Withhold Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
DENBURY RESOURCES INC.
Ticker: DNR Cusip: 247916208
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald G. Greene For For Management
1.2 Elect Director David I. Heather For For Management
1.3 Elect Director William S. Price, III For For Management
1.4 Elect Director Gareth Roberts For For Management
1.5 Elect Director Wieland F. Wettstein For For Management
1.6 Elect Director Carrie A. Wheeler For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
DEPOMED, INC.
Ticker: DEPO Cusip: 249908104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Fara, Ph.D. For For Management
1.2 Elect Director G. Steven Burrill For For Management
1.3 Elect Director Michael J. Callaghan For For Management
1.4 Elect Director Gerald T. Proehl For For Management
1.5 Elect Director John W. Shell, Ph.D. For For Management
1.6 Elect Director Craig R. Smith, M.D. For For Management
1.7 Elect Director Peter D. Staple For For Management
1.8 Elect Director Julian Stern For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DICKS SPORTING GOODS INC
Ticker: DKS Cusip: 253393102
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emanuel Chirico For For Management
1.2 Elect Director Walter Rossi For For Management
2 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
DIGITAS, INC
Ticker: DTAS Cusip: 25388K104
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Glatz For For Management
1.2 Elect Director David W. Kenny For For Management
- --------------------------------------------------------------------------------
DISCOVERY LABORATORIES, INC.
Ticker: DSCO Cusip: 254668106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Capetola, Ph.D For For Management
1.2 Elect Director Antonio Esteve, Ph.D. For For Management
1.3 Elect Director Max E. Link, Ph.D. For Withhold Management
1.4 Elect Director Herbert H. McDade, Jr. For For Management
1.5 Elect Director Marvin E Rosenthale, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
DOCUMENTUM, INC.
Ticker: DCTM Cusip: 256159104
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
EDUCATION MANAGEMENT CORP.
Ticker: EDMC Cusip: 28139T101
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: SEP 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Atwell For For Management
1.2 Elect Director William M. Campbell, III For For Management
1.3 Elect Director Friedrich Teroerde For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMULEX CORP.
Ticker: ELX Cusip: 292475209
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred B. Cox For Withhold Management
1.2 Elect Director Michael P. Downey For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Robert H. Goon For For Management
1.6 Elect Director Don M. Lyle For For Management
2 Approve Option Exchange Program For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENCYSIVE PHARMACEUTICALS, INC.
Ticker: ENCY Cusip: 29256X107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Pietruski For For Management
1.2 Elect Director Ron J. Anderson For For Management
1.3 Elect Director Frank C. Carlucci For For Management
1.4 Elect Director Robert J. Cruikshank For For Management
1.5 Elect Director Richard A. F. Dixon For For Management
1.6 Elect Director Bruce D. Given For For Management
1.7 Elect Director Suzanne Oparil For For Management
1.8 Elect Director William R. Ringo, Jr. For For Management
1.9 Elect Director James A. Thomson For For Management
1.10 Elect Director James T. Willerson For Withhold Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ENTEGRIS, INC
Ticker: ENTG Cusip: 29362U104
Meeting Date: JAN 20, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Reduce Supermajority Vote Requirement For For Management
3.1 Elect Director Gary F. Klingl For For Management
3.2 Elect Director Roger D. McDaniel For For Management
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
EPIX PHARMACEUTICALS INC
Ticker: EPIX Cusip: 26881Q101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley T Crooke Md Phd For For Management
2 Amend Stock Option Plan For For Management
3 Change Company Name For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLAMEL TECHNOLOGIES S.A.
Ticker: FLML Cusip: 338488109
Meeting Date: NOV 7, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan to
Regularize Failure to Submit this Capital
Increase to Shareholder Vote in
Accordance with Legal Requirements at
Company's July 19, 2001, EGM0
2 Confirm Capital Increase in Item 1 and For For Management
Authorize Board to Make Necessary Changes
to Reflect Above Resolution
3 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan to
Regularize Failure to Submit this Capital
Increase to Shareholder Vote in
Accordance with Legal Requirements at
Company's Dec. 19, 2001, EGM
4 Confirm Capital Increase in Item 3 and For For Management
Authorize Board to Make Necessary Changes
to Reflect Above Resolution
5 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan to
Regularize Failure to Submit this Capital
Increase to Shareholder Vote in
Accordance with Legal Requirements at
Company's June 20, 2002, EGM
6 Confirm Capital Increase in Item 3 and For For Management
Authorize Board to Make Necessary Changes
to Reflect Above Resolution
7 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan to
Regularize Failure to Submit this Capital
Increase to Shareholder Vote in
Accordance with Legal Requirements at
Company's Sept. 19, 2002, EGM
8 Confirm Capital Increase in Item 7 and For For Management
Authorize Board to Make Necessary Changes
to Reflect Above Resolution
9 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan to
Regularize Failure to Submit this Capital
Increase to Shareholder Vote in
Accordance with Legal Requirements at
Company's Feb. 18, 2003, EGM
10 Confirm Capital Increase in Item 9 and For For Management
Authorize Board to Make Necessary Changes
to Reflect Above Resolution
11 Approve Issuance of 120,000 Warrants to For Against Management
Raul Cesan, Michel Greco, and William
Deastyne
12 Confirm That Issuance in Item 11 Does Not For Against Management
Respect Preemptive Rights
13 Approve Issuance of 120,000 Shares to For Against Management
Allow for Conversion of 120,000 Warrants
Reserved to Raul Cesan, Michel Greco, and
William Dearstyne (Item 11)
14 Approve Issuance of 80,000 Warrants to For Against Management
Raul Cesan, Michel Greco, William
Dearstyne, and Jean-Noel Treilles
15 Confirm That Issuance in Item 14 Does Not For Against Management
Respect Preemptive Rights
16 Approve Issuance of 80,000 Shares to For Against Management
Allow for Conversion of 80,000 Warrants
Reserved to Raul Cesan, Michel Greco,
William Dearstyne, and Jean-Noel Treilles
(Item 14)
17 Approve Stock Option Plan Grants; Reserve For Against Management
One Million Shares for Grants
18 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
19 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
FLYI INC
Ticker: FLYI Cusip: 048396105
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kerry B. Skeen For For Management
1.2 Elect Director Thomas J. Moore For For Management
1.3 Elect Director C. Edward Acker For For Management
1.4 Elect Director Robert E. Buchanan For Withhold Management
1.5 Elect Director Susan MacGregor Coughlin For Withhold Management
1.6 Elect Director Caroline (Maury) Devine For Withhold Management
1.7 Elect Director Daniel L. McGinnis For For Management
1.8 Elect Director James C. Miller III For For Management
1.9 Elect Director W. Anthony (Tony) Rice For For Management
2 Change Company Name For For Management
3 Eliminate Class of Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FORMFACTOR, INC.
Ticker: FORM Cusip: 346375108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Igor Y. Khandros For For Management
1.2 Elect Director Dr. William H. Davidow For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GEN-PROBE, INC.
Ticker: GPRO Cusip: 36866T103
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mae C. Jemison, M.D. For For Management
1.2 Elect Director Brian A. McNamee, For For Management
M.B.B.S.
1.3 Elect Director Armin M. Kessler For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GLOBESPANVIRATA INC.
Ticker: GSPN Cusip: 37957V106
Meeting Date: FEB 25, 2004 Meeting Type: Special
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
HIBBETT SPORTING GOODS, INC.
Ticker: HIBB Cusip: 428565105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl Kirkland For For Management
1.2 Elect Director Michael J. Newsome For For Management
1.3 Elect Director Thomas A. Saunders, III For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
HOMESTORE INC.
Ticker: HOMS Cusip: 437852106
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Kelvie For For Management
1.2 Elect Director Kenneth K. Klein For For Management
- --------------------------------------------------------------------------------
I-FLOW CORPORATION
Ticker: IFLO Cusip: 449520303
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Kanter For For Management
1.2 Elect Director Erik H. Loudon For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP.
Ticker: IART Cusip: 457985208
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Auth For For Management
1.2 Elect Director Keith Bradley For For Management
1.3 Elect Director Richard E. Caruso For Withhold Management
1.4 Elect Director Stuart M. Essig For For Management
1.5 Elect Director Neal Moszkowski For For Management
1.6 Elect Director James M. Sullivan For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEGRATED ALARM SERVICES GROUP, INC.
Ticker: IASG Cusip: 45890M109
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. McGinn For For Management
1.2 Elect Director Thomas J. Few, Sr. For For Management
1.3 Elect Director David L. Smith For For Management
1.4 Elect Director A. Clinton Allen For For Management
1.5 Elect Director R. Carl Palmer, Jr. For Withhold Management
1.6 Elect Director John Mabry For For Management
1.7 Elect Director Timothy J. Tully For For Management
1.8 Elect Director Ralph J. Michael III For For Management
1.9 Elect Director Raymond Kubacki For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORP.
Ticker: IRF Cusip: 460254105
Meeting Date: NOV 24, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Plummer For For Management
1.2 Elect Director Minoru Matsuda For For Management
1.3 Elect Director Robert S. Attiyeh For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERWOVEN, INC.
Ticker: IWOV Cusip: 46114T508
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fanzilli, Jr. For For Management
1.2 Elect Director Thomas L. Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERWOVEN, INC.
Ticker: IWOV Cusip: 46114T102
Meeting Date: NOV 18, 2003 Meeting Type: Special
Record Date: SEP 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Reverse Stock Split For For Management
- --------------------------------------------------------------------------------
LASERSCOPE
Ticker: LSCP Cusip: 518081104
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Baumgardt For Withhold Management
1.2 Elect Director Robert C. Pearson For For Management
1.3 Elect Director Rodney Perkins, M.D. For Withhold Management
1.4 Elect Director Robert J. Pressley, Ph.D. For Withhold Management
1.5 Elect Director Eric M. Reuter For Withhold Management
2 Approve Stock Option Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORP.
Ticker: LSCC Cusip: 518415104
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark O. Hatfield For For Management
1.2 Elect Director Cyrus Y. Tsui For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LAUREATE EDUCATION INC.
Ticker: PR Cusip: 871399101
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas L. Becker For For Management
1.2 Elect Director James H. McGuire For For Management
1.3 Elect Director Richard W. Riley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEARNING TREE INTERNATIONAL, INC.
Ticker: LTRE Cusip: 522015106
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Collins For For Management
1.2 Elect Director Eric R. Garen For For Management
- --------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Cusip: 53220K207
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry F. Blissenbach For For Management
1.2 Elect Director Alexander D. Cross For For Management
1.3 Elect Director John Groom For For Management
1.4 Elect Director Irving S. Johnson For For Management
1.5 Elect Director John W. Kozarich For For Management
1.6 Elect Director Carl Peck For For Management
1.7 Elect Director David E. Robinson For For Management
1.8 Elect Director Michael A. Rocca For For Management
2 Amend Stock Option Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIONBRIDGE TECHNOLOGIES, INC.
Ticker: LIOX Cusip: 536252109
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Blechschmidt For For Management
1.2 Elect Director Guy L. de Chazal For For Management
2 Amend Stock Option Plan For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
MEDICINES COMPANY (THE)
Ticker: MDCO Cusip: 584688105
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Crouse For For Management
1.2 Elect Director T. Scott Johnson For For Management
1.3 Elect Director David M. Stack For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORP.
Ticker: MRX Cusip: 584690309
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur G. Altschul, Jr. For Withhold Management
1.2 Elect Director Philip S. Schein, M.D. For Withhold Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
MENTOR GRAPHICS CORP.
Ticker: MENT Cusip: 587200106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Bonfield For For Management
1.2 Elect Director Marsha B. Congdon For For Management
1.3 Elect Director James R. Fiebiger For For Management
1.4 Elect Director Gregory K. Hinckley For For Management
1.5 Elect Director Kevin C. McDonough For For Management
1.6 Elect Director Patrick B. McManus For For Management
1.7 Elect Director Walden C. Rhines For For Management
1.8 Elect Director Fontaine K. Richardson For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Amend Stock Option Plan For Against Management
5 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC.
Ticker: MMSI Cusip: 589889104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rex C. Bean For For Management
1.2 Elect Director Richard Edelman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROMUSE INC.
Ticker: MUSE Cusip: 595094103
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Bolger For For Management
1.2 Elect Director Michael E.W. Jackson For For Management
1.3 Elect Director Kathleen M.H. Wallman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MPS GROUP INC
Ticker: MPS Cusip: 553409103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek E. Dewan For For Management
1.2 Elect Director Timothy D. Payne For For Management
1.3 Elect Director Peter J. Tanous For For Management
1.4 Elect Director T. Wayne Davis For For Management
1.5 Elect Director John R. Kennedy For For Management
1.6 Elect Director Michael D. Abney For For Management
1.7 Elect Director William M. Isaac For For Management
1.8 Elect Director Darla D. Moore For For Management
1.9 Elect Director Arthur B. Laffer For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Cusip: 62855J104
Meeting Date: NOV 12, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dale A. Stringfellow, For For Management
Ph.D.
2 Approve Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEOPHARM, INC.
Ticker: NEOL Cusip: 640919106
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John N. Kapoor For For Management
1.2 Elect Director James M. Hussey For For Management
1.3 Elect Director Matthew P. Rogan For For Management
1.4 Elect Director Kaveh T. Safavi For For Management
1.5 Elect Director Sander A. Flaum For Withhold Management
1.6 Elect Director Erick E. Hanson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NITROMED, INC.
Ticker: NTMD Cusip: 654798503
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Karabelas, Ph.D. For For Management
1.2 Elect Director M.D. Loberg, Ph.D. For For Management
1.3 Elect Director Robert S. Cohen For For Management
1.4 Elect Director Zola Horovitz, Ph.D. For Withhold Management
1.5 Elect Director Mark Leschly For For Management
1.6 Elect Director John W. Littlechild For Withhold Management
1.7 Elect Director J. Loscalzo, Md, Ph.D For For Management
1.8 Elect Director Davey Scoon For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
O2MICRO INTERNATIONAL LIMITED
Ticker: OIIM Cusip: G6797E106
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Austin For For Management
1.2 Elect Director Keisuke Yawata For For Management
2 TO APPROVE AND ADOPT THE FINANCIAL For For Management
STATEMENTS AND THE AUDITOR S REPORT IN
THE FORM INCLUDED IN THE ANNUAL REPORT ON
FORM 20-F FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2003.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OPENWAVE SYSTEMS, INC.
Ticker: OPWV Cusip: 683718100
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold L. Covert, Jr. For For Management
1.2 Elect Director Kevin Kennedy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ORTHOLOGIC CORP.
Ticker: OLGC Cusip: 68750J107
Meeting Date: JUN 7, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fredric J. Feldman, Ph.D. For For Management
1.2 Elect Director Thomas R. Trotter For For Management
1.3 Elect Director Michael D. Casey For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OVERSTOCK.COM, INC.
Ticker: OSTK Cusip: 690370101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon S. Macklin For For Management
1.2 Elect Director John J. Byrne For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PANERA BREAD COMPANY
Ticker: PNRA Cusip: 69840W108
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry J. Franklin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEC SOLUTIONS, INC.
Ticker: PECS Cusip: 705107100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul G. Rice For For Management
1.2 Elect Director Frank J. Carr For For Management
1.3 Elect Director Zimri C. Putney For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PERKINELMER INC.
Ticker: PKI Cusip: 714046109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tamara J. Erickson For For Management
1.2 Elect Director Nicholas A. Lopardo For For Management
1.3 Elect Director Alexis P. Michas For For Management
1.4 Elect Director James C. Mullen For For Management
1.5 Elect Director Dr. Vicki L. Sato For For Management
1.6 Elect Director Gabriel Schmergel For For Management
1.7 Elect Director Kenton J. Sicchitano For For Management
1.8 Elect Director Gregory L. Summe For For Management
1.9 Elect Director G. Robert Tod For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC.
Ticker: PNK Cusip: 723456109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Lee For For Management
1.2 Elect Director John V. Giovenco For For Management
1.3 Elect Director Richard J. Goeglein For For Management
1.4 Elect Director Bruce A. Leslie For For Management
1.5 Elect Director James L. Martineau For For Management
1.6 Elect Director Michael Ornest For For Management
1.7 Elect Director Timothy J. Parrott For For Management
1.8 Elect Director Lynn P. Reitnouer For For Management
- --------------------------------------------------------------------------------
POLYCOM, INC.
Ticker: PLCM Cusip: 73172K104
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy S. Atkins For For Management
1.2 Elect Director John Seely Brown For For Management
1.3 Elect Director Robert C. Hagerty For For Management
1.4 Elect Director John A. Kelley, Jr. For For Management
1.5 Elect Director Michael R. Kourey For For Management
1.6 Elect Director Stanley J. Meresman For For Management
1.7 Elect Director William A. Owens For Withhold Management
1.8 Elect Director Durk I. Jager For For Management
1.9 Elect Director Thomas G. Stemberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PORTAL SOFTWARE, INC.
Ticker: PRSF Cusip: 736126301
Meeting Date: JAN 28, 2004 Meeting Type: Annual
Record Date: DEC 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert P. Wayman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Cusip: 739276103
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Scott Brown For For Management
1.2 Elect Director Steven J. Sharp For Withhold Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POWER-ONE, INC.
Ticker: PWER Cusip: 739308104
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Goldman For For Management
1.2 Elect Director Jay Walters For For Management
1.3 Elect Director Jon E.M. Jacoby For For Management
1.4 Elect Director Mark Melliar-Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RARE HOSPITALITY INTERNATIONAL, INC.
Ticker: RARE Cusip: 753820109
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Dixon For For Management
1.2 Elect Director Eugene I. Lee, Jr. For For Management
1.3 Elect Director Ronald W. San Martin For For Management
1.4 Elect Director Roger L. Boeve For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SAFENET, INC.
Ticker: SFNT Cusip: 78645R107
Meeting Date: MAR 15, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Amend Omnibus Stock Plan For For Management
3 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
SALIX PHARMACEUTICALS LTD
Ticker: SLXP Cusip: 795435106
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chappell For For Management
1.2 Elect Director Thomas W. D'Alonzo For For Management
1.3 Elect Director Richard A. Franco For For Management
1.4 Elect Director William P. Keane For For Management
1.5 Elect Director Carolyn J. Logan For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SAPIENT CORPORATION
Ticker: SAPE Cusip: 803062108
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darius W. Gaskins, Jr. For For Management
1.2 Elect Director Gary S. McKissock For For Management
1.3 Elect Director J. Stuart Moore For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SECURE COMPUTING CORP.
Ticker: SCUR Cusip: 813705100
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Puricelli For For Management
1.2 Elect Director Timothy McGurran For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEMTECH CORP.
Ticker: SMTC Cusip: 816850101
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director James P. Burra For For Management
1.3 Elect Director Jason L. Carlson For Withhold Management
1.4 Elect Director Rockell N. Hankin For For Management
1.5 Elect Director James T. Lindstrom For For Management
1.6 Elect Director John L. Piotrowski For For Management
1.7 Elect Director John D. Poe For Withhold Management
1.8 Elect Director James T. Schraith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIGMATEL INC.
Ticker: SGTL Cusip: 82661W107
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Edgerton For For Management
1.2 Elect Director William P. Osborne For For Management
2 Elect Director Robert T. Derby For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SINA CORP. (FORMERLY SINA.COM)
Ticker: SINA Cusip: G81477104
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Chiang For For Management
1.2 Elect Director Ter Fung Tsao For For Management
1.3 Elect Director Song-Yi Zhang For For Management
1.4 Elect Director Xiaotao Chen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIPEX CORP.
Ticker: SIPX Cusip: 829909100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lionel H. Olmer For For Management
1.2 Elect Director John D. Arnold For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
SOHU.COM INC.
Ticker: SOHU Cusip: 83408W103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward B. Roberts For For Management
1.2 Elect Director Thomas Gurnee For Withhold Management
1.3 Elect Director Mary Ma For For Management
2 Amend Stock Option Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SONOSITE INC.
Ticker: SONO Cusip: 83568G104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirby L. Cramer For For Management
1.2 Elect Director Kevin M. Goodwin For For Management
1.3 Elect Director Edward V. Fritzky For For Management
1.4 Elect Director Steven R. Goldstein, M.D. For For Management
1.5 Elect Director Robert G. Hauser, M.D. For For Management
1.6 Elect Director William G. Parzybok, Jr. For For Management
1.7 Elect Director Jeffrey Pfeffer, Ph.D. For For Management
1.8 Elect Director Richard S. Schneider, For For Management
Ph.D.
1.9 Elect Director Jacques Souquet, Ph.D. For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STRATASYS, INC.
Ticker: SSYS Cusip: 862685104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Scott Crump For For Management
1.2 Elect Director Ralph E. Crump For For Management
1.3 Elect Director Edward J. Fierko For For Management
1.4 Elect Director Clifford H. Schwieter For For Management
1.5 Elect Director Arnold J. Wasserman For For Management
1.6 Elect Director Gregory L. Wilson For For Management
- --------------------------------------------------------------------------------
STRAYER EDUCATION, INC.
Ticker: STRA Cusip: 863236105
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Silberman For For Management
1.2 Elect Director Dr. Charlotte F. Beason For For Management
1.3 Elect Director William E. Brock For For Management
1.4 Elect Director David A. Coulter For For Management
1.5 Elect Director Gary Gensler For For Management
1.6 Elect Director Robert R. Grusky For For Management
1.7 Elect Director Todd A. Milano For For Management
1.8 Elect Director Robert L. Johnson For For Management
1.9 Elect Director G. Thomas Waite, III For For Management
1.10 Elect Director J. David Wargo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYNTEL, INC.
Ticker: SYNT Cusip: 87162H103
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Mrkonic For Withhold Management
1.2 Elect Director Vasant Raval For For Management
- --------------------------------------------------------------------------------
TELIK, INC.
Ticker: TELK Cusip: 87959M109
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.M. Wick, M.D., Ph.D. For For Management
1.2 Elect Director Richard Newman, Esq. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC.
Ticker: TTI Cusip: 88162F105
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph S. Cunningham For For Management
1.2 Elect Director Tom H. Delimitros For For Management
1.3 Elect Director Geoffrey M. Hertel For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
TUMBLEWEED COMMUNICATIONS CORP.
Ticker: TMWD Cusip: 899690101
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Taher Elgamal For For Management
1.2 Elect Director Deborah D. Rieman For For Management
1.3 Elect Director James P. Scullion For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VARCO INTERNATIONAL, INC.
Ticker: VRC Cusip: 922122106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg L. Armstrong For For Management
1.2 Elect Director George S. Dotson For For Management
1.3 Elect Director Richard A. Kertson For Withhold Management
1.4 Elect Director John F. Lauletta For For Management
1.5 Elect Director Eric L. Mattson For For Management
1.6 Elect Director L.E. Simmons For For Management
1.7 Elect Director Jeffery A. Smisek For For Management
1.8 Elect Director Douglas E. Swanson For For Management
1.9 Elect Director James D. Woods For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERSO TECHNOLOGIES INC
Ticker: VRSO Cusip: 925317109
Meeting Date: DEC 17, 2003 Meeting Type: Annual
Record Date: NOV 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. Garcia For For Management
1.2 Elect Director Gary H. Heck For For Management
1.3 Elect Director James M. Logsdon For Withhold Management
1.4 Elect Director Amy L. Newmark For For Management
1.5 Elect Director Steven A. Odom For Withhold Management
1.6 Elect Director Stephen E. Raville For For Management
1.7 Elect Director Juliet M. Reising For Withhold Management
1.8 Elect Director Joseph R. Wright, Jr. For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
WCI COMMUNITIES INC
Ticker: WCI Cusip: 92923C104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Philip Handy For Withhold Management
1.2 Elect Director Jerry L. Starkey For For Management
1.3 Elect Director Kathleen M. Shanahan For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC.
Ticker: WGO Cusip: 974637100
Meeting Date: JAN 13, 2004 Meeting Type: Annual
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. England For For Management
1.2 Elect Director Irvin E. Aal For For Management
2 Approve Omnibus Stock Plan For For Management
HORACE MANN SMALL CAP GROWTH - MAZAMA PORTFOLIO
BALLOT
MEETING ITEM
COMPANY TICKER CUSIP DATE NUMBER BALLOT ISSUE
- ------- ------ ----- ---- ------ ------------
MANAGE-
MENT
RECOM- VOTE
PROPONENT MENDED CAST
--------- ------ ----
Onyx Software Corp. ONXS 683402101 7/23/2003 1 Elect Director Brent R. Frei
Management For For
Onyx Software Corp. ONXS 683402101 7/23/2003 2 Amend Omnibus Stock Plan
Management For For
Onyx Software Corp. ONXS 683402101 7/23/2003 3 Approve Reverse Stock Split
Management For For
Zoran Corp. ZRAN 98975F101 8/8/2003 1 Approve Merger Agreement
Management For For
Zoran Corp. ZRAN 98975F101 8/8/2003 2.1 Elect Director Levy Gerzberg
Management For For
Zoran Corp. ZRAN 98975F101 8/8/2003 2.2 Elect Director Uzia Galil
Management For For
Zoran Corp. ZRAN 98975F101 8/8/2003 2.3 Elect Director James D. Meindl
Management For For
Zoran Corp. ZRAN 98975F101 8/8/2003 2.4 Elect Director James B. Owens, Jr.
Management For For
Zoran Corp. ZRAN 98975F101 8/8/2003 2.5 Elect Director Arthur B. Stabenow
Management For For
Zoran Corp. ZRAN 98975F101 8/8/2003 2.6 Elect Director Philip M. Young
Management For For
Zoran Corp. ZRAN 98975F101 8/8/2003 3 Increase Authorized Common Stock
Management For For
Zoran Corp. ZRAN 98975F101 8/8/2003 4 Amend Employee Stock Purchase Plan
Management For For
Zoran Corp. ZRAN 98975F101 8/8/2003 5 Ratify Auditors
Management For For
Christopher & Banks Corp CBK 171046105 7/30/2003 1.1 Elect Director William J. Prange
Management For For
Christopher & Banks Corp CBK 171046105 7/30/2003 1.2 Elect Director James J. Fuld, Jr.
Management For For
Christopher & Banks Corp CBK 171046105 7/30/2003 2 Amend Omnibus Stock Plan
Management For For
Christopher & Banks Corp CBK 171046105 7/30/2003 3 Ratify Auditors
Management For For
Red Hat, Inc. RHAT 756577102 7/31/2003 1.1 Elect Director F. Selby Wellman
Management For For
Red Hat, Inc. RHAT 756577102 7/31/2003 1.2 Elect Director Dr. Marye Anne Fox
Management For For
Red Hat, Inc. RHAT 756577102 7/31/2003 1.3 Elect Director Dr. W. Steve Albrecht
Management For For
Red Hat, Inc. RHAT 756577102 7/31/2003 2 Ratify Auditors
Management For For
Dendreon Corp. DNDN 24823Q107 7/29/2003 1 Issue Shares in Connection with an Acquisition
Management For For
Dendreon Corp. DNDN 24823Q107 7/29/2003 2.1 Elect Director Christopher S. Henney, Ph.D
Management For For
Dendreon Corp. DNDN 24823Q107 7/29/2003 2.2 Elect Director David L. Urdal, Ph.D.
Management For For
Dendreon Corp. DNDN 24823Q107 7/29/2003 2.3 Elect Director Douglas Watson
Management For For
Dendreon Corp. DNDN 24823Q107 7/29/2003 3 Amend Omnibus Stock Plan
Management For For
Dendreon Corp. DNDN 24823Q107 7/29/2003 4 Amend Omnibus Stock Plan
Management For For
Dendreon Corp. DNDN 24823Q107 7/29/2003 5 Ratify Auditors
Management For For
Dendreon Corp. DNDN 24823Q107 7/29/2003 6 Other Business
Management For Against
Alloy Inc. ALOY 19855105 7/24/2003 1.1 Elect Director Peter M. Graham
Management For For
Alloy Inc. ALOY 19855105 7/24/2003 1.2 Elect Director David Yarnell
Management For For
Alloy Inc. ALOY 19855105 7/24/2003 2 Amend Omnibus Stock Plan
Management For For
Alloy Inc. ALOY 19855105 7/24/2003 3 Ratify Auditors
Management For For
Alkermes, Inc. ALKS 01642T108 9/9/2003 1.1 Elect Director Dr. Floyd E. Bloom
Management For For
Alkermes, Inc. ALKS 01642T108 9/9/2003 1.2 Elect Director Robert A. Breyer
Management For For
Alkermes, Inc. ALKS 01642T108 9/9/2003 1.3 Elect Director Gerri Henwood
Management For For
Alkermes, Inc. ALKS 01642T108 9/9/2003 1.4 Elect Director Paul J. Mitchell
Management For For
Alkermes, Inc. ALKS 01642T108 9/9/2003 1.5 Elect Director Richard F. Pops
Management For For
Alkermes, Inc. ALKS 01642T108 9/9/2003 1.6 Elect Director Dr. Alexander Rich
Management For For
Alkermes, Inc. ALKS 01642T108 9/9/2003 1.7 Elect Director Dr. Paul Schimmel
Management For For
Alkermes, Inc. ALKS 01642T108 9/9/2003 1.8 Elect Director Michael A. Wall
Management For For
Alkermes, Inc. ALKS 01642T108 9/9/2003 2 Amend Stock Option Plan
Management For For
Alkermes, Inc. ALKS 01642T108 9/9/2003 3 Amend Non-Employee Director Stock Option Plan
Management For For
FEI Company FEIC 30241L109 8/11/2003 1 Increase Authorized Common Stock
Management For For
Roxio, Inc. ROXI 780008108 9/18/2003 1.1 Elect Director Joseph C. Kaczorowski
Management For For
Roxio, Inc. ROXI 780008108 9/18/2003 1.2 Elect Director Brian C. Mulligan
Management For For
Roxio, Inc. ROXI 780008108 9/18/2003 2 Approve Stock Option Plan
Management For Against
Roxio, Inc. ROXI 780008108 9/18/2003 3 Amend Employee Stock Purchase Plan
Management For For
Roxio, Inc. ROXI 780008108 9/18/2003 4 Ratify Auditors
Management For For
LendingTree, Inc. 52602Q105 8/8/2003 1 Amend Charter Amendment to the Series A preferred
stock
Management For For
LendingTree, Inc. 52602Q105 8/8/2003 2 Approve Merger Agreement
Management For For
Genesis Microchip Inc GNSS 37184C103 10/7/2003 1.1 Elect Director Eric Erdman
Management For For
Genesis Microchip Inc GNSS 37184C103 10/7/2003 1.2 Elect Director Chandrashekar M. Reddy
Management For For
Genesis Microchip Inc GNSS 37184C103 10/7/2003 2 Ratify Auditors
Management For For
Identix Incorporated IDNX 451906101 10/30/2003 1.1 Elect Director Robert McCashin
Management For For
Identix Incorporated IDNX 451906101 10/30/2003 1.2 Elect Director Dr. Joseph J. Atick
Management For For
Identix Incorporated IDNX 451906101 10/30/2003 1.3 Elect Director Milton E. Cooper
Management For For
Identix Incorporated IDNX 451906101 10/30/2003 1.4 Elect Director Malcolm J. Gudis
Management For For
Identix Incorporated IDNX 451906101 10/30/2003 1.5 Elect Director Dr. John E. Haugo
Management For For
Identix Incorporated IDNX 451906101 10/30/2003 1.6 Elect Director George Latimer
Management For For
Identix Incorporated IDNX 451906101 10/30/2003 1.7 Elect Director John E. Lawler
Management For For
Identix Incorporated IDNX 451906101 10/30/2003 1.8 Elect Director Patrick H. Morton
Management For For
Identix Incorporated IDNX 451906101 10/30/2003 2 Ratify Auditors
Management For For
Pinnacle Systems, Inc. PCLE 723481107 10/29/2003 1.1 Elect Director L. Gregory Ballard
Management For For
Pinnacle Systems, Inc. PCLE 723481107 10/29/2003 1.2 Elect Director Ajay Chopra
Management For For
Pinnacle Systems, Inc. PCLE 723481107 10/29/2003 1.3 Elect Director J. Kim Fennell
Management For For
Pinnacle Systems, Inc. PCLE 723481107 10/29/2003 1.4 Elect Director L. William Krause
Management For For
Pinnacle Systems, Inc. PCLE 723481107 10/29/2003 1.5 Elect Director John C. Lewis
Management For For
Pinnacle Systems, Inc. PCLE 723481107 10/29/2003 1.6 Elect Director Harry Motro
Management For For
Pinnacle Systems, Inc. PCLE 723481107 10/29/2003 1.7 Elect Director Mark L. Sanders
Management For For
Pinnacle Systems, Inc. PCLE 723481107 10/29/2003 1.8 Elect Director Charles J. Vaughan
Management For For
Pinnacle Systems, Inc. PCLE 723481107 10/29/2003 2 Ratify Auditors
Management For For
Pinnacle Systems, Inc. PCLE 723481107 10/29/2003 3 Approve Employee Stock Purchase Plan
Management For For
DuPont Photomasks, Inc. DPMI 26613X101 11/4/2003 1.1 Elect Director E. James Prendergast
Management For For
DuPont Photomasks, Inc. DPMI 26613X101 11/4/2003 1.2 Elect Director William T. Siegle
Management For For
DuPont Photomasks, Inc. DPMI 26613X101 11/4/2003 2 Ratify Auditors
Management For For
Trident Microsystems, Inc. TRID 895919108 12/16/2003 1.1 Elect Director Millard Phelps
Management For For
Trident Microsystems, Inc. TRID 895919108 12/16/2003 1.2 Elect Director John Luke
Management For For
Trident Microsystems, Inc. TRID 895919108 12/16/2003 2 Ratify Auditors
Management For For
Jack Henry & Associates, Inc. JKHY 426281101 10/28/2003 1.1 Elect Director John W. Henry
Management For For
Jack Henry & Associates, Inc. JKHY 426281101 10/28/2003 1.2 Elect Director Jerry D. Hall
Management For For
Jack Henry & Associates, Inc. JKHY 426281101 10/28/2003 1.3 Elect Director Michael E. Henry
Management For For
Jack Henry & Associates, Inc. JKHY 426281101 10/28/2003 1.4 Elect Director James J. Ellis
Management For For
Jack Henry & Associates, Inc. JKHY 426281101 10/28/2003 1.5 Elect Director Burton O. George
Management For For
Jack Henry & Associates, Inc. JKHY 426281101 10/28/2003 1.6 Elect Director George R. Curry
Management For For
Jack Henry & Associates, Inc. JKHY 426281101 10/28/2003 1.7 Elect Director Joseph J. Maliekel
Management For For
Evergreen Resources, Inc. EVG 299900308 11/20/2003 1 Increase Authorized Common Stock
Management For For
Sterling Financial Corp. STSA 859319105 12/11/2003 1 Approve Merger Agreement
Management For For
Harbor Florida Bancshares, Inc. HARB 411901101 1/23/2004 1.1 Elect Director Michael J. Brown, Sr.
Management For For
Harbor Florida Bancshares, Inc. HARB 411901101 1/23/2004 1.2 Elect Director Richard B. Hellstrom
Management For For
Harbor Florida Bancshares, Inc. HARB 411901101 1/23/2004 1.3 Elect Director Larry Lee, Jr.
Management For For
Harbor Florida Bancshares, Inc. HARB 411901101 1/23/2004 2 Ratify Auditors
Management For For
Trident Microsystems, Inc. TRID 895919108 3/17/2004 1 Increase Authorized Common Stock
Management For For
Trident Microsystems, Inc. TRID 895919108 3/17/2004 1 Increase Authorized Common Stock
Management For For
Cabot Microelectronics Corp. CCMP 12709P103 3/9/2004 1.1 Elect Director Juan Enriquez-Cabot
Management For For
Cabot Microelectronics Corp. CCMP 12709P103 3/9/2004 1.1 Elect Director Juan Enriquez-Cabot
Management For For
Cabot Microelectronics Corp. CCMP 12709P103 3/9/2004 1.2 Elect Director H. Laurance Fuller
Management For For
Cabot Microelectronics Corp. CCMP 12709P103 3/9/2004 1.2 Elect Director H. Laurance Fuller
Management For For
Cabot Microelectronics Corp. CCMP 12709P103 3/9/2004 2 Elect Director William P. Noglows
Management For For
Cabot Microelectronics Corp. CCMP 12709P103 3/9/2004 2 Elect Director William P. Noglows
Management For For
Cabot Microelectronics Corp. CCMP 12709P103 3/9/2004 3 Ratify Auditors
Management For For
Cabot Microelectronics Corp. CCMP 12709P103 3/9/2004 3 Ratify Auditors
Management For For
Cabot Microelectronics Corp. CCMP 12709P103 3/9/2004 4 Approve Omnibus Stock Plan
Management For For
Cabot Microelectronics Corp. CCMP 12709P103 3/9/2004 4 Approve Omnibus Stock Plan
Management For For
Headwaters Incorporated HDWR 42210P102 3/12/2004 1.1 Elect Director R. Sam Christensen
Management For For
Headwaters Incorporated HDWR 42210P102 3/12/2004 1.2 Elect Director William S. Dickinson
Management For For
Headwaters Incorporated HDWR 42210P102 3/12/2004 1.3 Elect Director Malyn K. Malquist
Management For For
Headwaters Incorporated HDWR 42210P102 3/12/2004 2 Ratify Auditors
Management For For
Headwaters Incorporated HDWR 42210P102 3/12/2004 3 Amend Omnibus Stock Plan
Management For For
Skyworks Solutions, Inc. SWKS 83088M102 3/30/2004 1.1 Elect Director Kevin L. Beebe
Management For For
Skyworks Solutions, Inc. SWKS 83088M102 3/30/2004 1.2 Elect Director Timothy R. Furey
Management For For
Skyworks Solutions, Inc. SWKS 83088M102 3/30/2004 1.3 Elect Director David J. Mclachlan
Management For For
Skyworks Solutions, Inc. SWKS 83088M102 3/30/2004 2 Ratify Auditors
Management For For
Skyworks Solutions, Inc. SWKS 83088M102 3/30/2004 3 Other Business
Management For Against
Credence Systems Corp. CMOS 225302108 3/23/2004 1.1 Elect Director Richard M. Beyer
Management For For
Credence Systems Corp. CMOS 225302108 3/23/2004 1.2 Elect Director Thomas R. Franz
Management For For
Credence Systems Corp. CMOS 225302108 3/23/2004 1.3 Elect Director William G. Howard, Jr.
Management For For
Credence Systems Corp. CMOS 225302108 3/23/2004 1.4 Elect Director Bruce R. Wright
Management For For
Credence Systems Corp. CMOS 225302108 3/23/2004 2 Ratify Auditors
Management For For
Quiksilver, Inc. ZQK 74838C106 3/26/2004 1.1 Elect Director William M. Barnum, Jr.
Management For For
Quiksilver, Inc. ZQK 74838C106 3/26/2004 1.2 Elect Director Charles E. Crowe
Management For For
Quiksilver, Inc. ZQK 74838C106 3/26/2004 1.3 Elect Director Michael H. Gray
Management For For
Quiksilver, Inc. ZQK 74838C106 3/26/2004 1.4 Elect Director Robert G. Kirby
Management For For
Quiksilver, Inc. ZQK 74838C106 3/26/2004 1.5 Elect Director Bernard Mariette
Management For For
Quiksilver, Inc. ZQK 74838C106 3/26/2004 1.6 Elect Director Robert B. McKnight, Jr.
Management For For
Quiksilver, Inc. ZQK 74838C106 3/26/2004 1.7 Elect Director Franck Riboud
Management For For
Quiksilver, Inc. ZQK 74838C106 3/26/2004 1.8 Elect Director Tom Roach
Management For For
Quiksilver, Inc. ZQK 74838C106 3/26/2004 2 Amend Omnibus Stock Plan
Management For For
Quiksilver, Inc. ZQK 74838C106 3/26/2004 3 Approval of the Terms of the Executive Incentive Plan
Management For For
Vasogen Inc. VAS. 92232F103 5/12/2004 1 Elect William R. Grant, Andre Berard, David G. Elsley,
Terrance H. Gregg, Benoit La Salle, Surya N.
Mohapatra, Eldon R. Smith, John C. Villforth as
Directors
Management For For
Vasogen Inc. VAS. 92232F103 5/12/2004 2 Approve Auditors and Authorize Board to Fix
Remuneration of Auditors
Management For For
Vasogen Inc. VAS. 92232F103 5/12/2004 3 Approve Directors' Deferred Share Unit and Stock Plan
Management For For
Active Power, Inc. ACPW 00504W100 4/29/2004 1.1 Elect Director Richard E. Anderson
Management For For
Active Power, Inc. ACPW 00504W100 4/29/2004 1.2 Elect Director Rodney S. Bond
Management For For
Active Power, Inc. ACPW 00504W100 4/29/2004 1.3 Elect Director Benjamin L. Scott
Management For For
Active Power, Inc. ACPW 00504W100 4/29/2004 2 Ratify Auditors
Management For For
Cognex Corp. CGNX 192422103 4/22/2004 1.1 Elect Director Robert J. Shillman
Management For For
Cognex Corp. CGNX 192422103 4/22/2004 1.2 Elect Director Anthony Sun
Management For For
Albany International Corp. AIN 12348108 5/6/2004 1.1 Elect Director Frank R. Schmeler
Management For
Albany International Corp. AIN 12348108 5/6/2004 1.2 Elect Director Thomas R. Beecher, Jr.
Management For
Albany International Corp. AIN 12348108 5/6/2004 1.3 Elect Director Francis L. McKone
Management For
Albany International Corp. AIN 12348108 5/6/2004 1.4 Elect Director Barbara P. Wright
Management For
Albany International Corp. AIN 12348108 5/6/2004 1.5 Elect Director Joseph G. Morone
Management For
Albany International Corp. AIN 12348108 5/6/2004 1.6 Elect Director Christine L. Standish
Management For
Albany International Corp. AIN 12348108 5/6/2004 1.7 Elect Director Erland E. Kailbourne
Management For
Albany International Corp. AIN 12348108 5/6/2004 1.8 Elect Director John C. Standish
Management For
Albany International Corp. AIN 12348108 5/6/2004 1.9 Elect Director Hugh J. Murphy
Management For
Albany International Corp. AIN 12348108 5/6/2004 2 Approve Outside Director Stock Awards in Lieu of Cash
Management For
Cascade Bancorp CACB 147154108 4/27/2004 1.1 Elect Director Gary L. Hoffman
Management For For
Cascade Bancorp CACB 147154108 4/27/2004 1.2 Elect Director Patricia L. Moss
Management For For
Cascade Bancorp CACB 147154108 4/27/2004 1.3 Elect Director Henry H. Hewitt
Management For For
Brooks Automation, Inc. BRKS 114340102 4/27/2004 1.1 Elect Director Robert J. Therrien
Management For For
Brooks Automation, Inc. BRKS 114340102 4/27/2004 1.2 Elect Director Roger D. Emerick
Management For For
Brooks Automation, Inc. BRKS 114340102 4/27/2004 1.3 Elect Director Amin J. Khoury
Management For For
Brooks Automation, Inc. BRKS 114340102 4/27/2004 1.4 Elect Director Joseph R. Martin
Management For For
Brooks Automation, Inc. BRKS 114340102 4/27/2004 1.5 Elect Director Edward C. Grady
Management For For
Brooks Automation, Inc. BRKS 114340102 4/27/2004 1.6 Elect Director A. Clinton Allen
Management For For
Brooks Automation, Inc. BRKS 114340102 4/27/2004 1.7 Elect Director John K. McGillicuddy
Management For For
Brooks Automation, Inc. BRKS 114340102 4/27/2004 2 Amend Stock Option Plan
Management For For
Brooks Automation, Inc. BRKS 114340102 4/27/2004 3 Amend Employee Stock Purchase Plan
Management For For
Tularik, Inc. TLRK 899165104 4/20/2004 1.1 Elect Director David V. Goeddel, Ph.D.
Management For For
Tularik, Inc. TLRK 899165104 4/20/2004 1.2 Elect Director A. Grant Heidrich, III
Management For For
Tularik, Inc. TLRK 899165104 4/20/2004 1.3 Elect Director Edward W. Holmes, M.D.
Management For For
Tularik, Inc. TLRK 899165104 4/20/2004 1.4 Elect Director Edward R. McCracken
Management For For
Tularik, Inc. TLRK 899165104 4/20/2004 1.5 Elect Director Steven L. McKnight, Ph.D.
Management For For
Tularik, Inc. TLRK 899165104 4/20/2004 1.6 Elect Director Craig A. P. D. Saxton, M.D.
Management For For
Tularik, Inc. TLRK 899165104 4/20/2004 2 Approve Issuance of Shares for a Private Placement
Management For For
Tularik, Inc. TLRK 899165104 4/20/2004 3 Ratify Auditors
Management For For
August Technology Corporation AUGT 05106U105 4/28/2004 1 Fix Number of Directors
Management For For
August Technology Corporation AUGT 05106U105 4/28/2004 2.1 Elect Director Jeff L. O'Dell
Management For For
August Technology Corporation AUGT 05106U105 4/28/2004 2.2 Elect Director Michael W. Wright
Management For For
August Technology Corporation AUGT 05106U105 4/28/2004 3 Amend Stock Option Plan
Management For For
August Technology Corporation AUGT 05106U105 4/28/2004 4 Ratify Auditors
Management For For
Silicon Valley Bancshares SIVB 827064106 4/22/2004 1.1 Elect Director James F. Burns, Jr.
Management For For
Silicon Valley Bancshares SIVB 827064106 4/22/2004 1.2 Elect Director G. Felda Hardymon
Management For For
Silicon Valley Bancshares SIVB 827064106 4/22/2004 1.3 Elect Director Alex W. Hart
Management For For
Silicon Valley Bancshares SIVB 827064106 4/22/2004 1.4 Elect Director James R. Porter
Management For For
Silicon Valley Bancshares SIVB 827064106 4/22/2004 1.5 Elect Director Michaela K. Rodeno
Management For For
Silicon Valley Bancshares SIVB 827064106 4/22/2004 1.6 Elect Director Larry W. Sonsini
Management For For
Silicon Valley Bancshares SIVB 827064106 4/22/2004 1.7 Elect Director Kenneth P. Wilcox
Management For For
Silicon Valley Bancshares SIVB 827064106 4/22/2004 2 Amend Omnibus Stock Plan
Management For For
Silicon Valley Bancshares SIVB 827064106 4/22/2004 3 Ratify Auditors
Management For For
RLI Corp. RLI 749607107 5/6/2004 1.1 Elect Director Richard H. Blum
Management For
RLI Corp. RLI 749607107 5/6/2004 1.2 Elect Director F. Lynn Mcpheeters
Management For
RLI Corp. RLI 749607107 5/6/2004 1.3 Elect Director Gerald D. Stephens
Management For
RLI Corp. RLI 749607107 5/6/2004 1.4 Elect Director Robert O. Viets
Management For
RLI Corp. RLI 749607107 5/6/2004 2 Approve Non-Employee Director Stock Option Plan
Management For
Lone Star Technologies, Inc. LSS 542312103 5/4/2004 1.1 Elect Director Robert L. Keiser
Management For For
Lone Star Technologies, Inc. LSS 542312103 5/4/2004 1.2 Elect Director Thomas M. Mercer, Jr.
Management For For
Lone Star Technologies, Inc. LSS 542312103 5/4/2004 2 Approve Omnibus Stock Plan
Management For For
Journal Communications, Inc. JRN 481130102 4/29/2004 1.1 Elect Director Don H. Davis, Jr.
Management For For
Journal Communications, Inc. JRN 481130102 4/29/2004 1.2 Elect Director David G. Meissner
Management For For
Journal Communications, Inc. JRN 481130102 4/29/2004 2 Amend Articles to Allow Transfer of Class B Common
Stock to certain charities
Management For For
Journal Communications, Inc. JRN 481130102 4/29/2004 3 Amend Articles to Convert Class B Common Stock into
Class A Common Stock held by certain charities
Management For For
Insight Enterprises, Inc. NSIT 45765U103 4/29/2004 1.1 Elect Director Eric J. Crown
Management For For
Insight Enterprises, Inc. NSIT 45765U103 4/29/2004 1.2 Elect Director Michael M. Fisher
Management For For
Insight Enterprises, Inc. NSIT 45765U103 4/29/2004 1.3 Elect Director Bennett Dorrance
Management For For
Insight Enterprises, Inc. NSIT 45765U103 4/29/2004 2 Ratify Auditors
Management For For
Atherogenics Inc AGIX 47439104 4/28/2004 1.1 Elect Director David Bearman
Management For For
Atherogenics Inc AGIX 47439104 4/28/2004 1.2 Elect Director Vaughn D. Bryson
Management For For
Atherogenics Inc AGIX 47439104 4/28/2004 1.3 Elect Director T. Forcht Dagi
Management For For
Atherogenics Inc AGIX 47439104 4/28/2004 2 Ratify Auditors
Management For For
Atherogenics Inc AGIX 47439104 4/28/2004 3 Approve Omnibus Stock Plan
Management For Against
Apria Healthcare Group, Inc. AHG 37933108 4/21/2004 1.1 Elect Director Vicente Anido, Jr.
Management For For
Apria Healthcare Group, Inc. AHG 37933108 4/21/2004 1.2 Elect Director I.T. Corley
Management For For
Apria Healthcare Group, Inc. AHG 37933108 4/21/2004 1.3 Elect Director David L. Goldsmith
Management For For
Apria Healthcare Group, Inc. AHG 37933108 4/21/2004 1.4 Elect Director Lawrence M. Higby
Management For For
Apria Healthcare Group, Inc. AHG 37933108 4/21/2004 1.5 Elect Director Richard H. Koppes
Management For For
Apria Healthcare Group, Inc. AHG 37933108 4/21/2004 1.6 Elect Director Philip R. Lochner, Jr.
Management For For
Apria Healthcare Group, Inc. AHG 37933108 4/21/2004 1.7 Elect Director Jeri L. Lose
Management For For
Apria Healthcare Group, Inc. AHG 37933108 4/21/2004 1.8 Elect Director Beverly Benedict Thomas
Management For For
Apria Healthcare Group, Inc. AHG 37933108 4/21/2004 1.9 Elect Director Ralph V. Whitworth
Management For For
Mykrolis Corp. MYK 62852P103 4/28/2004 1.1 Elect Director Richard A. Aurelio
Management For For
Mykrolis Corp. MYK 62852P103 4/28/2004 1.2 Elect Director Robert E. Caldwell
Management For For
Mykrolis Corp. MYK 62852P103 4/28/2004 1.3 Elect Director Michael P.C. Carns
Management For For
Ultra Petroleum Corp. UPL 903914109 5/20/2004 1.1 Elect Michael D. Watford as a Director
Management For For
Ultra Petroleum Corp. UPL 903914109 5/20/2004 1.2 Elect William C. Helton as a Director
Management For For
Ultra Petroleum Corp. UPL 903914109 5/20/2004 1.3 Elect James E. Nielson as a Director
Management For For
Ultra Petroleum Corp. UPL 903914109 5/20/2004 1.4 Elect Robert E. Rigney as a Director
Management For For
Ultra Petroleum Corp. UPL 903914109 5/20/2004 1.5 Elect James C. Roe as a Director
Management For For
Ultra Petroleum Corp. UPL 903914109 5/20/2004 2 Approve Auditors and Authorize Board to Fix
Remuneration of Auditors
Management For For
Ultra Petroleum Corp. UPL 903914109 5/20/2004 3 Other Business
Management For Against
Umpqua Holdings Corp. UMPQ 904214103 4/29/2004 1.1 Elect Director David B. Frohnmayer
Management For For
Umpqua Holdings Corp. UMPQ 904214103 4/29/2004 1.2 Elect Director Dan Giustina
Management For For
Umpqua Holdings Corp. UMPQ 904214103 4/29/2004 1.3 Elect Director William A. Lansing
Management For For
Umpqua Holdings Corp. UMPQ 904214103 4/29/2004 1.4 Elect Director Diana E. Goldschmidt
Management For For
Umpqua Holdings Corp. UMPQ 904214103 4/29/2004 1.5 Elect Director Gary M. DeStefano
Management For For
Umpqua Holdings Corp. UMPQ 904214103 4/29/2004 1.6 Elect Director Katherine L. Keene
Management For For
NetBank, Inc. NTBK 640933107 4/29/2004 1.1 Elect Director T. Stephen Johnson
Management For For
NetBank, Inc. NTBK 640933107 4/29/2004 1.2 Elect Director Stuart M. Cable
Management For For
NetBank, Inc. NTBK 640933107 4/29/2004 1.3 Elect Director Joel A. Smith, III
Management For For
NetBank, Inc. NTBK 640933107 4/29/2004 1.4 Elect Director Eula L. Adams
Management For For
NetBank, Inc. NTBK 640933107 4/29/2004 2 Amend Omnibus Stock Plan
Management For For
NetBank, Inc. NTBK 640933107 4/29/2004 3 Ratify Auditors
Management For For
Sterling Financial Corp. STSA 859319105 4/27/2004 1.1 Elect Director Ned M. Barnes
Management For For
Sterling Financial Corp. STSA 859319105 4/27/2004 1.2 Elect Director James P. Fugate
Management For For
Sterling Financial Corp. STSA 859319105 4/27/2004 1.3 Elect Director Robert D. Larrabee
Management For For
Sterling Financial Corp. STSA 859319105 4/27/2004 1.4 Elect Director Donald N. Bauhofer
Management For For
Sterling Financial Corp. STSA 859319105 4/27/2004 1.5 Elect Director W.'Ike' L. Eisenhart
Management For For
Secure Computing Corp. SCUR 813705100 5/5/2004 1.1 Elect Director Stephen M. Puricelli
Management For For
Secure Computing Corp. SCUR 813705100 5/5/2004 1.2 Elect Director Timothy McGurran
Management For For
Secure Computing Corp. SCUR 813705100 5/5/2004 2 Increase Authorized Common Stock
Management For For
Secure Computing Corp. SCUR 813705100 5/5/2004 3 Amend Stock Option Plan
Management For For
Secure Computing Corp. SCUR 813705100 5/5/2004 4 Amend Employee Stock Purchase Plan
Management For For
Secure Computing Corp. SCUR 813705100 5/5/2004 5 Ratify Auditors
Management For For
NIC INC EGOV 62914B100 5/4/2004 1.1 Elect Director Jeffery S. Fraser
Management For For
NIC INC EGOV 62914B100 5/4/2004 1.2 Elect Director John L. Bunce, Jr.
Management For For
NIC INC EGOV 62914B100 5/4/2004 1.3 Elect Director Daniel J. Evans
Management For For
NIC INC EGOV 62914B100 5/4/2004 1.4 Elect Director Ross C. Hartley
Management For For
NIC INC EGOV 62914B100 5/4/2004 1.5 Elect Director Pete Wilson
Management For For
NIC INC EGOV 62914B100 5/4/2004 2 Amend Stock Option Plan
Management For For
NIC INC EGOV 62914B100 5/4/2004 3 Ratify Auditors
Management For For
RadiSys Corp. RSYS 750459109 5/18/2004 1.1 Elect Director C. Scott Gibson
Management For For
RadiSys Corp. RSYS 750459109 5/18/2004 1.2 Elect Director Scott C. Grout
Management For For
RadiSys Corp. RSYS 750459109 5/18/2004 1.3 Elect Director Ken J. Bradley
Management For For
RadiSys Corp. RSYS 750459109 5/18/2004 1.4 Elect Director Richard J. Faubert
Management For For
RadiSys Corp. RSYS 750459109 5/18/2004 1.5 Elect Director Dr. William W. Lattin
Management For For
RadiSys Corp. RSYS 750459109 5/18/2004 1.6 Elect Director Kevin C. Melia
Management For For
RadiSys Corp. RSYS 750459109 5/18/2004 1.7 Elect Director Carl W. Neun
Management For For
RadiSys Corp. RSYS 750459109 5/18/2004 1.8 Elect Director Jean-Pierre D. Patkay
Management For For
RadiSys Corp. RSYS 750459109 5/18/2004 2 Ratify Auditors
Management For For
RadiSys Corp. RSYS 750459109 5/18/2004 3 Amend Employee Stock Purchase Plan
Management For For
Franklin Bank Corp. FBTX 352451108 5/5/2004 1.1 Elect Director Lawrence Chimerine, Ph.D.
Management For For
Franklin Bank Corp. FBTX 352451108 5/5/2004 1.2 Elect Director James A. Howard
Management For For
Franklin Bank Corp. FBTX 352451108 5/5/2004 1.3 Elect Director Anthony J. Nocella
Management For For
Franklin Bank Corp. FBTX 352451108 5/5/2004 2 Ratify Auditors
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 1.1 Elect Director Robert S. Silberman
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 1.2 Elect Director Dr. Charlotte F. Beason
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 1.3 Elect Director William E. Brock
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 1.4 Elect Director David A. Coulter
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 1.5 Elect Director Gary Gensler
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 1.6 Elect Director Robert R. Grusky
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 1.7 Elect Director Todd A. Milano
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 1.8 Elect Director Robert L. Johnson
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 1.9 Elect Director G. Thomas Waite, III
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 1.1 Elect Director J. David Wargo
Management For For
Strayer Education, Inc. STRA 863236105 5/4/2004 2 Ratify Auditors
Management For For
Digimarc Corporation DMRC 253807101 5/6/2004 1.1 Elect Director Philip J. Monego, Sr.
Management For For
Digimarc Corporation DMRC 253807101 5/6/2004 1.2 Elect Director Peter W. Smith
Management For For
Digimarc Corporation DMRC 253807101 5/6/2004 2 Ratify Auditors
Management For For
Align Technology, Inc. ALGN 16255101 5/19/2004 1.1 Elect Director H. Kent Bowen
Management For For
Align Technology, Inc. ALGN 16255101 5/19/2004 1.2 Elect Director David E. Collins
Management For For
Align Technology, Inc. ALGN 16255101 5/19/2004 1.3 Elect Director Brian Dovey
Management For For
Align Technology, Inc. ALGN 16255101 5/19/2004 1.4 Elect Director Joseph Lacob
Management For For
Align Technology, Inc. ALGN 16255101 5/19/2004 1.5 Elect Director Thomas M. Prescott
Management For For
Align Technology, Inc. ALGN 16255101 5/19/2004 1.6 Elect Director Greg J. Santora
Management For For
Align Technology, Inc. ALGN 16255101 5/19/2004 1.7 Elect Director Kelsey Wirth
Management For For
Align Technology, Inc. ALGN 16255101 5/19/2004 1.8 Elect Director C. Raymond Larkin, Jr.
Management For For
Align Technology, Inc. ALGN 16255101 5/19/2004 2 Ratify Auditors
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 1.1 Elect Director Keith E. Busse
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 1.2 Elect Director Mark D. Millett
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 1.3 Elect Director Richard P. Teets, Jr.
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 1.4 Elect Director John C. Bates
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 1.5 Elect Director Paul B. Edgerley
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 1.6 Elect Director Richard J. Freeland
Management For Withhold
Steel Dynamics, Inc. STLD 858119100 5/20/2004 1.7 Elect Director Naoki Hidaka
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 1.8 Elect Director James E. Kelley
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 1.9 Elect Director Dr. Jurgen Kolb
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 1.1 Elect Director Joseph D. Ruffolo
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 2 Ratify Auditors
Management For For
Steel Dynamics, Inc. STLD 858119100 5/20/2004 3 Approve Employee Stock Purchase Plan
Management For For
Corillian Corp CORI 218725109 5/10/2004 1.a Elect Director Robert G. Barrett
Management For For
Corillian Corp CORI 218725109 5/10/2004 1.b Elect Director Alex P. Hart
Management For For
Corillian Corp CORI 218725109 5/10/2004 2 Ratify Auditors
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 1.1 Elect Director Francisco Alvarez
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 1.2 Elect Director Dr. Paul A. Gary
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 1.3 Elect Director Charles Scott Gibson
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 1.4 Elect Director Nicolas Kauser
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 1.5 Elect Director Ralph G. Quinsey
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 1.6 Elect Director Dr. Walden C. Rhines
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 1.7 Elect Director Steven J. Sharp
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 1.8 Elect Director Edward F. Tuck
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 1.9 Elect Director Willis C. Young
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 2 Amend Stock Option Plan
Management For For
TriQuint Semiconductor, Inc. TQNT 89674K103 5/14/2004 3 Ratify Auditors
Management For For
Lattice Semiconductor Corp. LSCC 518415104 5/11/2004 1.1 Elect Director Mark O. Hatfield
Management For For
Lattice Semiconductor Corp. LSCC 518415104 5/11/2004 1.2 Elect Director Cyrus Y. Tsui
Management For For
Lattice Semiconductor Corp. LSCC 518415104 5/11/2004 2 Amend Employee Stock Purchase Plan
Management For For
Lattice Semiconductor Corp. LSCC 518415104 5/11/2004 3 Ratify Auditors
Management For For
Nuvelo, Inc. NUVO 67072M301 5/6/2004 1.1 Elect Director Mark L. Perry
Management For For
Nuvelo, Inc. NUVO 67072M301 5/6/2004 1.2 Elect Director Barry L. Zubrow
Management For For
Nuvelo, Inc. NUVO 67072M301 5/6/2004 2 Approve Omnibus Stock Plan
Management For Against
Nuvelo, Inc. NUVO 67072M301 5/6/2004 3 Ratify Auditors
Management For For
Marvel Enterprises, Inc. MVL 57383M108 5/5/2004 1.1 Elect Director Morton E. Handel
Management For For
Marvel Enterprises, Inc. MVL 57383M108 5/5/2004 1.2 Elect Director F. Peter Cuneo
Management For For
Marvel Enterprises, Inc. MVL 57383M108 5/5/2004 1.3 Elect Director Isaac Perlmutter
Management For For
Marvel Enterprises, Inc. MVL 57383M108 5/5/2004 2 Amend Articles/Bylaws/Charter-Non-Routine
Management For For
Marvel Enterprises, Inc. MVL 57383M108 5/5/2004 3 Amend Omnibus Stock Plan
Management For Against
Marvel Enterprises, Inc. MVL 57383M108 5/5/2004 4 Ratify Auditors
Management For For
Cymer, Inc. CYMI 232572107 5/20/2004 1.1 Elect Director Charles J. Abbe
Management For Withhold
Cymer, Inc. CYMI 232572107 5/20/2004 1.2 Elect Director Robert P. Akins
Management For Withhold
Cymer, Inc. CYMI 232572107 5/20/2004 1.3 Elect Director Edward H. Braun
Management For Withhold
Cymer, Inc. CYMI 232572107 5/20/2004 1.4 Elect Director Michael R. Gaulke
Management For Withhold
Cymer, Inc. CYMI 232572107 5/20/2004 1.5 Elect Director William G. Oldham
Management For Withhold
Cymer, Inc. CYMI 232572107 5/20/2004 1.6 Elect Director Peter J. Simone
Management For Withhold
Cymer, Inc. CYMI 232572107 5/20/2004 1.7 Elect Director Young K. Sohn
Management For Withhold
Cymer, Inc. CYMI 232572107 5/20/2004 1.8 Elect Director Jon D. Tompkins
Management For Withhold
Cymer, Inc. CYMI 232572107 5/20/2004 2 Amend Employee Stock Purchase Plan
Management For For
Cymer, Inc. CYMI 232572107 5/20/2004 3 Ratify Auditors
Management For Against
AVI BioPharma, Inc. AVII 2346104 5/5/2004 1.1 Elect Director Jack L. Bowman
Management For For
AVI BioPharma, Inc. AVII 2346104 5/5/2004 1.2 Elect Director James B. Hicks, Ph.D.
Management For For
AVI BioPharma, Inc. AVII 2346104 5/5/2004 1.3 Elect Director Alan P. Timmins
Management For For
AVI BioPharma, Inc. AVII 2346104 5/5/2004 1.4 Elect Director Dwight D. Weller, Ph.D.
Management For For
AVI BioPharma, Inc. AVII 2346104 5/5/2004 2 Ratify Auditors
Management For For
Advent Software, Inc. ADVS 7974108 5/12/2004 1.1 Elect Director John H. Scully
Management For For
Advent Software, Inc. ADVS 7974108 5/12/2004 1.2 Elect Director Stephanie G. DiMarco
Management For For
Advent Software, Inc. ADVS 7974108 5/12/2004 1.3 Elect Director Terry H. Carlitz
Management For For
Advent Software, Inc. ADVS 7974108 5/12/2004 1.4 Elect Director James P. Roemer
Management For For
Advent Software, Inc. ADVS 7974108 5/12/2004 1.5 Elect Director Wendell G. Van Auken
Management For For
Advent Software, Inc. ADVS 7974108 5/12/2004 1.6 Elect Director William F. Zuendt
Management For For
Advent Software, Inc. ADVS 7974108 5/12/2004 2 Approve Non-Employee Director Omnibus Stock Plan
Management For Against
Advent Software, Inc. ADVS 7974108 5/12/2004 3 Amend Stock Option Plan
Management For Against
Advent Software, Inc. ADVS 7974108 5/12/2004 4 Ratify Auditors
Management For For
Viropharma Inc. VPHM 928241108 5/21/2004 1.1 Elect Director Michel De Rosen
Management For For
Viropharma Inc. VPHM 928241108 5/21/2004 1.2 Elect Director William Claypool, M.D.
Management For For
Evergreen Resources, Inc. EVG 299900308 5/7/2004 1.1 Elect Director Dennis R. Carlton
Management For Withhold
Evergreen Resources, Inc. EVG 299900308 5/7/2004 1.2 Elect Director Mark S. Sexton
Management For Withhold
Evergreen Resources, Inc. EVG 299900308 5/7/2004 1.3 Elect Director Arthur L. Smith
Management For Withhold
Evergreen Resources, Inc. EVG 299900308 5/7/2004 2 Ratify Auditors
Management For For
Icoria Inc ICOR 69900R106 5/12/2004 1.1 Elect Director Mark B. Skaletsky
Management For For
Icoria Inc ICOR 69900R106 5/12/2004 1.2 Elect Director Susan K. Harlander, Ph.D.
Management For For
Icoria Inc ICOR 69900R106 5/12/2004 1.3 Elect Director Douglas R. Morton, Jr., Ph.D.
Management For For
Icoria Inc ICOR 69900R106 5/12/2004 2 Increase Authorized Common Stock
Management For For
Icoria Inc ICOR 69900R106 5/12/2004 3 Amend Omnibus Stock Plan
Management For For
Icoria Inc ICOR 69900R106 5/12/2004 4 Ratify Auditors
Management For For
Komag, Inc. KOMG 500453204 5/12/2004 1.1 Elect Director Paul A. Brahe
Management For For
Komag, Inc. KOMG 500453204 5/12/2004 1.2 Elect Director Kenneth R. Swimm
Management For For
Komag, Inc. KOMG 500453204 5/12/2004 1.3 Elect Director Michael Lee Workman
Management For For
Komag, Inc. KOMG 500453204 5/12/2004 2 Amend Omnibus Stock Plan
Management For For
Komag, Inc. KOMG 500453204 5/12/2004 3 Ratify Auditors
Management For For
Meritage Homes Corp MTH 59001A102 5/12/2004 1.1 Elect Director Steven J. Hilton
Management For For
Meritage Homes Corp MTH 59001A102 5/12/2004 1.2 Elect Director Raymond Oppel
Management For For
Meritage Homes Corp MTH 59001A102 5/12/2004 1.3 Elect Director William G. Campbell
Management For For
Meritage Homes Corp MTH 59001A102 5/12/2004 2 Amend Stock Option Plan
Management For For
Orasure Technologies Inc OSUR 68554V108 5/18/2004 1.1 Elect Director Douglas G. Watson
Management For For
Orasure Technologies Inc OSUR 68554V108 5/18/2004 1.2 Elect Director Carter H. Eckert
Management For For
Orasure Technologies Inc OSUR 68554V108 5/18/2004 1.3 Elect Director Frank G. Hausmann
Management For For
Orasure Technologies Inc OSUR 68554V108 5/18/2004 2 Amend Omnibus Stock Plan
Management For For
Electroglas, Inc. EGLS 285324109 5/20/2004 1.1 Elect Director Robert J. Frankenberg
Management For For
Electroglas, Inc. EGLS 285324109 5/20/2004 1.2 Elect Director Edward M. Saliba
Management For For
Electroglas, Inc. EGLS 285324109 5/20/2004 2 Ratify Auditors
Management For For
Medarex, Inc. MEDX 583916101 5/19/2004 1.1 Elect Director Mr. Irwin Lerner
Management For For
Medarex, Inc. MEDX 583916101 5/19/2004 1.2 Elect Director Dr. Julius A. Vida
Management For For
Medarex, Inc. MEDX 583916101 5/19/2004 2 Ratify Auditors
Management For For
East West Bancorp, Inc. EWBC 27579R104 5/17/2004 1.1 Elect Director Julia Gouw
Management For For
East West Bancorp, Inc. EWBC 27579R104 5/17/2004 1.2 Elect Director Peggy Cherng
Management For For
East West Bancorp, Inc. EWBC 27579R104 5/17/2004 2 Ratify Auditors
Management For For
Symyx Technologies, Inc. SMMX 87155S108 5/27/2004 1.1 Elect Director Steven D. Goldby
Management For For
Symyx Technologies, Inc. SMMX 87155S108 5/27/2004 1.2 Elect Director Edwin F. Gambrell
Management For For
Symyx Technologies, Inc. SMMX 87155S108 5/27/2004 2 Ratify Auditors
Management For For
Digital Insight Corp. DGIN 25385P106 5/24/2004 1.1 Elect Director Michael R. Hallman
Management For For
Digital Insight Corp. DGIN 25385P106 5/24/2004 1.2 Elect Director Greg J. Santora
Management For For
Digital Insight Corp. DGIN 25385P106 5/24/2004 2 Ratify Auditors
Management For For
FEI Company FEIC 30241L109 5/20/2004 1.1 Elect Director Dr. M.J. Attardo
Management For For
FEI Company FEIC 30241L109 5/20/2004 1.2 Elect Director Wilfred J. Corrigan
Management For For
FEI Company FEIC 30241L109 5/20/2004 1.3 Elect Director Thomas F. Kelly
Management For For
FEI Company FEIC 30241L109 5/20/2004 1.4 Elect Director Dr. William W. Lattin
Management For For
FEI Company FEIC 30241L109 5/20/2004 1.5 Elect Director Jan C. Lobbezoo
Management For For
FEI Company FEIC 30241L109 5/20/2004 1.6 Elect Director Dr. Gerhard Parker
Management For For
FEI Company FEIC 30241L109 5/20/2004 1.7 Elect Director James T. Richardson
Management For For
FEI Company FEIC 30241L109 5/20/2004 1.8 Elect Director Vahe A. Sarkissian
Management For For
FEI Company FEIC 30241L109 5/20/2004 1.9 Elect Director Donald R. VanLuvanee
Management For For
FEI Company FEIC 30241L109 5/20/2004 2 Amend Stock Option Plan
Management For For
FEI Company FEIC 30241L109 5/20/2004 3 Amend Employee Stock Purchase Plan
Management For For
Webex Communications, Inc. WEBX 94767L109 5/19/2004 1.1 Elect Director Michael T. Flynn
Management For For
Webex Communications, Inc. WEBX 94767L109 5/19/2004 1.2 Elect Director Casimir Skrzypczak
Management For For
Webex Communications, Inc. WEBX 94767L109 5/19/2004 2 Ratify Auditors
Management For For
Isis Pharmaceuticals, Inc. ISIS 464330109 5/26/2004 1.1 Elect Director Stanley T. Crooke
Management For For
Isis Pharmaceuticals, Inc. ISIS 464330109 5/26/2004 1.2 Elect Director John C. Reed
Management For For
Isis Pharmaceuticals, Inc. ISIS 464330109 5/26/2004 1.3 Elect Director Mark B. Skaletsky
Management For For
Isis Pharmaceuticals, Inc. ISIS 464330109 5/26/2004 2 Amend Stock Option Plan
Management For For
Isis Pharmaceuticals, Inc. ISIS 464330109 5/26/2004 3 Ratify Auditors
Management For For
Cal Dive International, Inc. CDIS 127914109 5/11/2004 1.1 Elect Director Owen Kratz
Management For For
Cal Dive International, Inc. CDIS 127914109 5/11/2004 1.2 Elect Director Bernard J. Duroc-Danner
Management For For
Cal Dive International, Inc. CDIS 127914109 5/11/2004 1.3 Elect Director John V. Lovoi
Management For For
The Bombay Company, Inc. BBA 97924104 5/26/2004 1.1 Elect Director Paul J. Raffin
Management For For
The Bombay Company, Inc. BBA 97924104 5/26/2004 1.2 Elect Director Julie L. Reinganum
Management For For
The Bombay Company, Inc. BBA 97924104 5/26/2004 1.3 Elect Director Bruce R. Smith
Management For For
The Bombay Company, Inc. BBA 97924104 5/26/2004 2 Ratify Auditors
Management For For
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 1 FIRST POSITION: BALLENGEE
Management For For
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 2 FIRST POSITION: BORDAGES
Management Against Abstain
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 3 SECOND POSITION: SIMPSON
Management For For
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 4 SECOND POSITION: LEVENTRY
Management Against Abstain
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 5 TO AUTHORIZE THE PREPARATION OF THE ANNUAL ACCOUNTS
AND ANNUAL REPORT IN THE ENGLISH LANGUAGE AND ADOPT
DUTCH STATUTORY ANNUAL ACCOUNTS
Management For For
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 6 TO DISCHARGE MANAGEMENT BOARD AND SUPERVISORY BOARD
FROM LIABILITY IN EXERCISE OF THEIR DUTIES
Management For For
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 7 TO RESOLVE THE FINAL DIVIDEND
Management For For
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 8 TO REPURCHASE UP TO 30% OF THE ISSUED SHARE CAPITAL
Management For Against
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 9 TO CANCEL SHARES TO BE ACQUIRED BY THE COMPANY IN ITS
OWN SHARE CAPITAL
Management For For
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 10 TO APPROVE THE EXTENSION OF THE AUTHORITY TO ISSUE
AND/OR GRANT RIGHTS ON SHARES AND TO LIMIT OR EXCLUDE
PREEMPTIVE RIGHTS
Management For For
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 11 TO INCREASE THE AMOUNT OF THE AUTHORIZED SHARE CAPITAL
Management For For
Chicago Bridge & Iron Co. CBI 167250109 5/13/2004 12 TO APPOINT DELOITTE & TOUCHE AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTANTS
Management For For
Macrovision Corp. MVSN 555904101 5/25/2004 1.1 Elect Director John O. Ryan
Management For For
Macrovision Corp. MVSN 555904101 5/25/2004 1.2 Elect Director William A. Krepick
Management For For
Macrovision Corp. MVSN 555904101 5/25/2004 1.3 Elect Director Matt Christiano
Management For For
Macrovision Corp. MVSN 555904101 5/25/2004 1.4 Elect Director Donna S. Birks
Management For For
Macrovision Corp. MVSN 555904101 5/25/2004 1.5 Elect Director William N. Stirlen
Management For For
Macrovision Corp. MVSN 555904101 5/25/2004 1.6 Elect Director Thomas Wertheimer
Management For For
Macrovision Corp. MVSN 555904101 5/25/2004 1.7 Elect Director Steven G. Blank
Management For For
Macrovision Corp. MVSN 555904101 5/25/2004 2 Ratify Auditors
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 1.1 Elect Director Peter L. Bonfield
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 1.2 Elect Director Marsha B. Congdon
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 1.3 Elect Director James R. Fiebiger
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 1.4 Elect Director Gregory K. Hinckley
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 1.5 Elect Director Kevin C. McDonough
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 1.6 Elect Director Patrick B. McManus
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 1.7 Elect Director Walden C. Rhines
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 1.8 Elect Director Fontaine K. Richardson
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 2 Amend Employee Stock Purchase Plan
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 3 Approve Employee Stock Purchase Plan
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 4 Amend Stock Option Plan
Management For For
Mentor Graphics Corp. MENT 587200106 5/19/2004 5 Increase Authorized Common Stock
Management For For
Cubist Pharmaceuticals, Inc. CBST 229678107 6/10/2004 1.1 Elect Director Michael W. Bonney
Management For For
Cubist Pharmaceuticals, Inc. CBST 229678107 6/10/2004 1.2 Elect Director Susan B. Bayh
Management For For
Cubist Pharmaceuticals, Inc. CBST 229678107 6/10/2004 1.3 Elect Director Walter R. Maupay
Management For For
Cubist Pharmaceuticals, Inc. CBST 229678107 6/10/2004 2 Increase Authorized Common Stock
Management For For
Cubist Pharmaceuticals, Inc. CBST 229678107 6/10/2004 3 Amend Non-Employee Director Stock Option Plan
Management For For
Telik, Inc. TELK 87959M109 5/12/2004 1.1 Elect Director M.M. Wick, M.D., Ph.D.
Management For For
Telik, Inc. TELK 87959M109 5/12/2004 1.2 Elect Director Richard Newman, Esq.
Management For For
Telik, Inc. TELK 87959M109 5/12/2004 2 Ratify Auditors
Management For For
Labor Ready, Inc. LRW 505401208 6/2/2004 1.1 Elect Director Robert J. Sullivan
Management For For
Labor Ready, Inc. LRW 505401208 6/2/2004 1.2 Elect Director Carl W. Schafer
Management For For
Labor Ready, Inc. LRW 505401208 6/2/2004 1.3 Elect Director William W. Steele
Management For For
Labor Ready, Inc. LRW 505401208 6/2/2004 1.4 Elect Director Joseph P. Sambataro, Jr.
Management For For
Labor Ready, Inc. LRW 505401208 6/2/2004 1.5 Elect Director Gates McKibbin
Management For For
Labor Ready, Inc. LRW 505401208 6/2/2004 1.6 Elect Director Thomas E. McChesney
Management For For
Labor Ready, Inc. LRW 505401208 6/2/2004 1.7 Elect Director Mark R. Beatty
Management For For
Labor Ready, Inc. LRW 505401208 6/2/2004 2 Ratify Auditors
Management For For
The TriZetto Group, Inc. TZIX 896882107 5/13/2004 1.1 Elect Director Lois A. Evans
Management For For
The TriZetto Group, Inc. TZIX 896882107 5/13/2004 1.2 Elect Director Thomas B. Johnson
Management For For
The TriZetto Group, Inc. TZIX 896882107 5/13/2004 1.3 Elect Director David M. Thomas
Management For For
The TriZetto Group, Inc. TZIX 896882107 5/13/2004 2 Amend Omnibus Stock Plan
Management For For
The TriZetto Group, Inc. TZIX 896882107 5/13/2004 3 Ratify Auditors
Management For For
Lionbridge Technologies, Inc. LIOX 536252109 5/18/2004 1.1 Elect Director Edward A. Blechschmidt
Management For For
Lionbridge Technologies, Inc. LIOX 536252109 5/18/2004 1.2 Elect Director Guy L. de Chazal
Management For For
Lionbridge Technologies, Inc. LIOX 536252109 5/18/2004 2 Amend Stock Option Plan
Management For Against
Lionbridge Technologies, Inc. LIOX 536252109 5/18/2004 3 Other Business
Management For Against
La Jolla Pharmaceutical Co. LJPC 503459109 5/21/2004 1.1 Elect Director Stephen M. Martin
Management For For
La Jolla Pharmaceutical Co. LJPC 503459109 5/21/2004 1.2 Elect Director William R. Ringo
Management For For
La Jolla Pharmaceutical Co. LJPC 503459109 5/21/2004 1.3 Elect Director Robert A. Fildes
Management For For
La Jolla Pharmaceutical Co. LJPC 503459109 5/21/2004 2 Approve Omnibus Stock Plan
Management For For
La Jolla Pharmaceutical Co. LJPC 503459109 5/21/2004 3 Amend Employee Stock Purchase Plan
Management For For
La Jolla Pharmaceutical Co. LJPC 503459109 5/21/2004 4 Ratify Auditors
Management For For
Columbia Laboratories, Inc. CBRX 197779101 5/12/2004 1.1 Elect Director James J. Apostolakis
Management For For
Columbia Laboratories, Inc. CBRX 197779101 5/12/2004 1.2 Elect Director Max Link, Ph.D.
Management For For
Columbia Laboratories, Inc. CBRX 197779101 5/12/2004 1.3 Elect Director Denis M. O'Donnell M.D.
Management For For
Columbia Laboratories, Inc. CBRX 197779101 5/12/2004 1.4 Elect Director S.P. Oskowitz, M.D.
Management For For
Columbia Laboratories, Inc. CBRX 197779101 5/12/2004 1.5 Elect Director Robert C. Strauss
Management For For
Columbia Laboratories, Inc. CBRX 197779101 5/12/2004 1.6 Elect Director G. Frederick Wilkinson
Management For For
Columbia Laboratories, Inc. CBRX 197779101 5/12/2004 2 Amend Omnibus Stock Plan
Management For For
Columbia Laboratories, Inc. CBRX 197779101 5/12/2004 3 Ratify Auditors
Management For For
Kosan Biosciences Inc. KOSN 50064W107 5/27/2004 1.1 Elect Director Chaitan S. Khosla, Ph.D.
Management For For
Kosan Biosciences Inc. KOSN 50064W107 5/27/2004 1.2 Elect Director Charles J. Homcy, M.D.
Management For For
Transgenomic, Inc. TBIO 89365K206 5/19/2004 1.1 Elect Director Collin J. D'Silva
Management For For
Transgenomic, Inc. TBIO 89365K206 5/19/2004 1.2 Elect Director Parag Saxena
Management For For
Transgenomic, Inc. TBIO 89365K206 5/19/2004 1.3 Elect Director Gregory T. Sloma
Management For For
Transgenomic, Inc. TBIO 89365K206 5/19/2004 2 Ratify Auditors
Management For For
Cerner Corp. CERN 156782104 5/28/2004 1.1 Elect Director Gerald E. Bisbee, Jr., Ph.D.
Management For For
Cerner Corp. CERN 156782104 5/28/2004 1.2 Elect Director Michael E. Herman
Management For For
Cerner Corp. CERN 156782104 5/28/2004 1.3 Elect Director Nancy-Ann DeParle
Management For For
Cerner Corp. CERN 156782104 5/28/2004 2 Approve Omnibus Stock Plan
Management For Against
Cerner Corp. CERN 156782104 5/28/2004 3 Ratify Auditors
Management For For
Varco International, Inc. VRC 922122106 5/20/2004 1.1 Elect Director Greg L. Armstrong
Management For
Varco International, Inc. VRC 922122106 5/20/2004 1.2 Elect Director George S. Dotson
Management For
Varco International, Inc. VRC 922122106 5/20/2004 1.3 Elect Director Richard A. Kertson
Management For
Varco International, Inc. VRC 922122106 5/20/2004 1.4 Elect Director John F. Lauletta
Management For
Varco International, Inc. VRC 922122106 5/20/2004 1.5 Elect Director Eric L. Mattson
Management For
Varco International, Inc. VRC 922122106 5/20/2004 1.6 Elect Director L.E. Simmons
Management For
Varco International, Inc. VRC 922122106 5/20/2004 1.7 Elect Director Jeffery A. Smisek
Management For
Varco International, Inc. VRC 922122106 5/20/2004 1.8 Elect Director Douglas E. Swanson
Management For
Varco International, Inc. VRC 922122106 5/20/2004 1.9 Elect Director James D. Woods
Management For
Varco International, Inc. VRC 922122106 5/20/2004 2 Amend Employee Stock Purchase Plan
Management For
Varco International, Inc. VRC 922122106 5/20/2004 3 Ratify Auditors
Management For
Corixa Corp CRXA 21887F100 6/25/2004 1.1 Elect Director Steven Gillis, Ph.D.
Management For For
Corixa Corp CRXA 21887F100 6/25/2004 1.2 Elect Director Ronald Hunt
Management For For
Corixa Corp CRXA 21887F100 6/25/2004 1.3 Elect Director Robert Momsen
Management For For
Corixa Corp CRXA 21887F100 6/25/2004 1.4 Elect Director Arnold L. Oronsky, Ph.D.
Management For For
Corixa Corp CRXA 21887F100 6/25/2004 1.5 Elect Director Samuel R. Saks, M.D.
Management For For
Corixa Corp CRXA 21887F100 6/25/2004 1.6 Elect Director Gregory Sessler
Management For For
Corixa Corp CRXA 21887F100 6/25/2004 1.7 Elect Director James W. Young, Ph.D.
Management For For
Corixa Corp CRXA 21887F100 6/25/2004 2 Change State of Incorporation from Delaware to
Washington
Management For For
Corixa Corp CRXA 21887F100 6/25/2004 3 Ratify Auditors
Management For For
Aquantive, Inc. AQNT 03839G105 5/26/2004 1.1 Elect Director Peter M. Neupert
Management For For
Aquantive, Inc. AQNT 03839G105 5/26/2004 1.2 Elect Director Linda J. Srere
Management For For
Aquantive, Inc. AQNT 03839G105 5/26/2004 1.3 Elect Director Jaynie M. Studenmund
Management For For
Aquantive, Inc. AQNT 03839G105 5/26/2004 2 Approve Omnibus Stock Plan
Management For For
WCI COMMUNITIES INC WCI 92923C104 5/20/2004 1.1 Elect Director F. Philip Handy
Management For For
WCI COMMUNITIES INC WCI 92923C104 5/20/2004 1.2 Elect Director Jerry L. Starkey
Management For For
WCI COMMUNITIES INC WCI 92923C104 5/20/2004 1.3 Elect Director Kathleen M. Shanahan
Management For For
WCI COMMUNITIES INC WCI 92923C104 5/20/2004 2 Amend Omnibus Stock Plan
Management For For
Commercial Capital Bancorp, Inc. CCBI 20162L105 5/17/2004 1 Approve Merger Agreement
Management For For
Commercial Capital Bancorp, Inc. CCBI 20162L105 5/17/2004 2.1 Elect Director Stephen H. Gordon
Management For For
Commercial Capital Bancorp, Inc. CCBI 20162L105 5/17/2004 2.2 Elect Director Mark E. Schaffer
Management For For
Commercial Capital Bancorp, Inc. CCBI 20162L105 5/17/2004 2.3 Elect Director Christopher G. Hagerty
Management For For
Commercial Capital Bancorp, Inc. CCBI 20162L105 5/17/2004 3 Ratify Auditors
Management For For
Commercial Capital Bancorp, Inc. CCBI 20162L105 5/17/2004 4 Increase Authorized Common Stock
Management For For
Commercial Capital Bancorp, Inc. CCBI 20162L105 5/17/2004 5 Approve Executive Incentive Bonus Plan
Management For For
Commercial Capital Bancorp, Inc. CCBI 20162L105 5/17/2004 6 Approve Omnibus Stock Plan
Management For For
Commercial Capital Bancorp, Inc. CCBI 20162L105 5/17/2004 7 Adjourn Meeting
Management For Against
Credence Systems Corp. CMOS 225302108 5/27/2004 1 Approve Merger Agreement
Management For For
Quicksilver Resources Inc. KWK 74837R104 5/18/2004 1.1 Elect Director Anne Darden Self
Management For For
Quicksilver Resources Inc. KWK 74837R104 5/18/2004 1.2 Elect Director Steven M. Morris
Management For For
Quicksilver Resources Inc. KWK 74837R104 5/18/2004 2 Ratify Auditors
Management For For
Quicksilver Resources Inc. KWK 74837R104 5/18/2004 3 Increase Authorized Common Stock
Management For For
Quicksilver Resources Inc. KWK 74837R104 5/18/2004 4 Amend Stock Option Plan
Management For For
Quicksilver Resources Inc. KWK 74837R104 5/18/2004 5 Approve Non-Employee Director Stock Option Plan
Management For For
PLX Technology, Inc. PLXT 693417107 5/24/2004 1.1 Elect Director Michael J. Salameh
Management For For
PLX Technology, Inc. PLXT 693417107 5/24/2004 1.2 Elect Director D. James Guzy
Management For For
PLX Technology, Inc. PLXT 693417107 5/24/2004 1.3 Elect Director Robert H. Smith
Management For For
PLX Technology, Inc. PLXT 693417107 5/24/2004 1.4 Elect Director Timothy Draper
Management For For
PLX Technology, Inc. PLXT 693417107 5/24/2004 1.5 Elect Director John H. Hart
Management For For
PLX Technology, Inc. PLXT 693417107 5/24/2004 2 Increase Authorized Common Stock
Management For For
PLX Technology, Inc. PLXT 693417107 5/24/2004 3 Issue Shares in Connection with an Acquisition
Management For For
PLX Technology, Inc. PLXT 693417107 5/24/2004 4 Amend Omnibus Stock Plan
Management For For
PLX Technology, Inc. PLXT 693417107 5/24/2004 5 Ratify Auditors
Management For For
Rudolph Technologies, Inc. RTEC 781270103 5/18/2004 1.1 Elect Director Daniel H. Berry
Management For Withhold
Rudolph Technologies, Inc. RTEC 781270103 5/18/2004 1.2 Elect Director Thomas G. Greig
Management For For
Rudolph Technologies, Inc. RTEC 781270103 5/18/2004 1.3 Elect Director Richard F. Spanier
Management For Withhold
Rudolph Technologies, Inc. RTEC 781270103 5/18/2004 2 Ratify Auditors
Management For For
Euronet Worldwide Inc. EEFT 298736109 5/24/2004 1.1 Elect Director Michael J. Brown
Management For For
Euronet Worldwide Inc. EEFT 298736109 5/24/2004 1.2 Elect Director M. Jeannine Strandjord
Management For For
Euronet Worldwide Inc. EEFT 298736109 5/24/2004 1.3 Elect Director Andrew B. Schmitt
Management For For
Euronet Worldwide Inc. EEFT 298736109 5/24/2004 2 Amend Omnibus Stock Plan
Management For For
Vital Images, Inc. VTAL 92846N104 5/12/2004 1.1 Elect Director Douglas M. Pihl
Management For For
Vital Images, Inc. VTAL 92846N104 5/12/2004 1.2 Elect Director Jay D. Miller
Management For For
Vital Images, Inc. VTAL 92846N104 5/12/2004 1.3 Elect Director Vincent J. Argiro
Management For For
Vital Images, Inc. VTAL 92846N104 5/12/2004 1.4 Elect Director James B. Hickey, Jr.
Management For For
Vital Images, Inc. VTAL 92846N104 5/12/2004 1.5 Elect Director Richard W. Perkins
Management For For
Vital Images, Inc. VTAL 92846N104 5/12/2004 1.6 Elect Director Michael W. Vannier
Management For For
Vital Images, Inc. VTAL 92846N104 5/12/2004 1.7 Elect Director Sven A. Wehrwein
Management For For
Ask Jeeves, Inc. ASKJ 45174109 5/19/2004 1.1 Elect Director A. George (skip) Battle
Management For For
Ask Jeeves, Inc. ASKJ 45174109 5/19/2004 1.2 Elect Director Steven Berkowitz
Management For For
Ask Jeeves, Inc. ASKJ 45174109 5/19/2004 1.3 Elect Director Garrett Gruener
Management For For
Ask Jeeves, Inc. ASKJ 45174109 5/19/2004 2 Ratify Auditors
Management For For
Universal Display Corp. PANL 91347P105 6/16/2004 1.1 Elect Director Steven V. Abramson
Management For For
Universal Display Corp. PANL 91347P105 6/16/2004 1.2 Elect Director Leonard Becker
Management For For
Universal Display Corp. PANL 91347P105 6/16/2004 1.3 Elect Director Elizabeth H. Gemmill
Management For For
Universal Display Corp. PANL 91347P105 6/16/2004 1.4 Elect Director C. Keith Hartley
Management For For
Universal Display Corp. PANL 91347P105 6/16/2004 1.5 Elect Director Lawrence Lacerte
Management For For
Universal Display Corp. PANL 91347P105 6/16/2004 1.6 Elect Director Sidney D. Rosenblatt
Management For For
Universal Display Corp. PANL 91347P105 6/16/2004 1.7 Elect Director Sherwin I. Seligsohn
Management For For
Universal Display Corp. PANL 91347P105 6/16/2004 2 Amend Omnibus Stock Plan
Management For For
Harmonic Inc. HLIT 413160102 5/27/2004 1.1 Elect Director Anthony J. Ley
Management For For
Harmonic Inc. HLIT 413160102 5/27/2004 1.2 Elect Director E. Floyd Kvamme
Management For For
Harmonic Inc. HLIT 413160102 5/27/2004 1.3 Elect Director William F. Reddersen
Management For For
Harmonic Inc. HLIT 413160102 5/27/2004 1.4 Elect Director Lewis Solomon
Management For For
Harmonic Inc. HLIT 413160102 5/27/2004 1.5 Elect Director Michel L. Vaillaud
Management For For
Harmonic Inc. HLIT 413160102 5/27/2004 1.6 Elect Director David R. Van Valkenburg
Management For For
Harmonic Inc. HLIT 413160102 5/27/2004 2 Amend Employee Stock Purchase Plan
Management For For
Harmonic Inc. HLIT 413160102 5/27/2004 3 Amend Omnibus Stock Plan
Management For For
Harmonic Inc. HLIT 413160102 5/27/2004 4 Amend Non-Employee Director Stock Option Plan
Management For For
Harmonic Inc. HLIT 413160102 5/27/2004 5 Ratify Auditors
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 1.1 Elect Director Betsy S. Atkins
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 1.2 Elect Director John Seely Brown
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 1.3 Elect Director Robert C. Hagerty
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 1.4 Elect Director John A. Kelley, Jr.
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 1.5 Elect Director Michael R. Kourey
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 1.6 Elect Director Stanley J. Meresman
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 1.7 Elect Director William A. Owens
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 1.8 Elect Director Durk I. Jager
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 1.9 Elect Director Thomas G. Stemberg
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 2 Approve Omnibus Stock Plan
Management For For
Polycom, Inc. PLCM 73172K104 6/2/2004 3 Ratify Auditors
Management For For
Websense, Inc. WBSN 947684106 6/2/2004 1.1 Elect Director John B. Carrington
Management For For
Websense, Inc. WBSN 947684106 6/2/2004 1.2 Elect Director Gary E. Sutton
Management For For
Websense, Inc. WBSN 947684106 6/2/2004 2 Ratify Auditors
Management For For
Red Robin Gourmet Burgers Inc RRGB 75689M101 6/2/2004 1.1 Elect Director Edward T. Harvey
Management For For
Red Robin Gourmet Burgers Inc RRGB 75689M101 6/2/2004 1.2 Elect Director Gary J. Singer
Management For For
Red Robin Gourmet Burgers Inc RRGB 75689M101 6/2/2004 2 Approve Omnibus Stock Plan
Management For For
Red Robin Gourmet Burgers Inc RRGB 75689M101 6/2/2004 3 Ratify Auditors
Management For For
Pixelworks, Inc. PXLW 72581M107 5/25/2004 1.1 Elect Director Allen H. Alley
Management For For
Pixelworks, Inc. PXLW 72581M107 5/25/2004 1.2 Elect Director Oliver D. Curme
Management For For
Pixelworks, Inc. PXLW 72581M107 5/25/2004 1.3 Elect Director C. Scott Gibson
Management For For
Pixelworks, Inc. PXLW 72581M107 5/25/2004 1.4 Elect Director Frank Gill
Management For For
Pixelworks, Inc. PXLW 72581M107 5/25/2004 1.5 Elect Director Steven J. Sharp
Management For For
Pixelworks, Inc. PXLW 72581M107 5/25/2004 2 Amend Articles
Management For For
Pixelworks, Inc. PXLW 72581M107 5/25/2004 3 Amend Stock Option Plan
Management For For
Pixelworks, Inc. PXLW 72581M107 5/25/2004 4 Amend Employee Stock Purchase Plan
Management For For
Kenneth Cole Productions, Inc. KCP 193294105 5/27/2004 1.1 Elect Director Paul Blum
Management For Withhold
Kenneth Cole Productions, Inc. KCP 193294105 5/27/2004 1.2 Elect Director Kenneth D. Cole
Management For Withhold
Kenneth Cole Productions, Inc. KCP 193294105 5/27/2004 1.3 Elect Director Robert C. Grayson
Management For For
Kenneth Cole Productions, Inc. KCP 193294105 5/27/2004 1.4 Elect Director Denis F. Kelly
Management For For
Kenneth Cole Productions, Inc. KCP 193294105 5/27/2004 1.5 Elect Director Stanley A. Mayer
Management For Withhold
Kenneth Cole Productions, Inc. KCP 193294105 5/27/2004 1.6 Elect Director Philip B. Miller
Management For For
Kenneth Cole Productions, Inc. KCP 193294105 5/27/2004 2 Approve Omnibus Stock Plan
Management For Against
Kenneth Cole Productions, Inc. KCP 193294105 5/27/2004 3 Approve Executive Incentive Bonus Plan
Management For For
Kenneth Cole Productions, Inc. KCP 193294105 5/27/2004 4 Ratify Auditors
Management For For
NPTest Holding Corp. 67019A105 5/27/2004 1 Approve Merger Agreement
Management For For
Lexicon Genetics, Inc. LEXG 528872104 5/19/2004 1.1 Elect Director Robert J. Lefkowitz, M.D.
Management For For
Lexicon Genetics, Inc. LEXG 528872104 5/19/2004 1.2 Elect Director Alan S. Nies, M.D.
Management For For
Lexicon Genetics, Inc. LEXG 528872104 5/19/2004 2 Approve Omnibus Stock Plan
Management For For
Lexicon Genetics, Inc. LEXG 528872104 5/19/2004 3 Ratify Auditors
Management For For
MIM Corporation MIMS 553044108 5/25/2004 1.1 Elect Director Richard A. Cirillo
Management For
MIM Corporation MIMS 553044108 5/25/2004 1.2 Elect Director Charlotte W. Collins
Management For
MIM Corporation MIMS 553044108 5/25/2004 1.3 Elect Director Louis T. DiFazio
Management For
MIM Corporation MIMS 553044108 5/25/2004 1.4 Elect Director Harold E. Ford, Sr.
Management For
MIM Corporation MIMS 553044108 5/25/2004 1.5 Elect Director Richard H. Friedman
Management For
MIM Corporation MIMS 553044108 5/25/2004 1.6 Elect Director Michael Kooper
Management For
MIM Corporation MIMS 553044108 5/25/2004 1.7 Elect Director Louis A. Luzzi
Management For
MIM Corporation MIMS 553044108 5/25/2004 1.8 Elect Director Jack L. Salzman
Management For
MIM Corporation MIMS 553044108 5/25/2004 1.9 Elect Director Ronald K. Shelp
Management For
MIM Corporation MIMS 553044108 5/25/2004 2 Ratify Auditors
Management For
Bioject Medical Technologies Inc. BJCT 09059T206 6/10/2004 1.1 Elect Director James C. O'Shea
Management For For
Bioject Medical Technologies Inc. BJCT 09059T206 6/10/2004 1.2 Elect Director Sandra Panem, Ph.D.
Management For For
Bioject Medical Technologies Inc. BJCT 09059T206 6/10/2004 1.3 Elect Director John Ruedy, M.D.
Management For For
Bioject Medical Technologies Inc. BJCT 09059T206 6/10/2004 1.4 Elect Director Joseph R. Ianelli
Management For For
Bioject Medical Technologies Inc. BJCT 09059T206 6/10/2004 2 Approve Option Exchange Program
Management For For
Open Solutions Inc. OPEN 68371P102 5/25/2004 1.1 Elect Director Carlos P. Naudon
Management For For
Open Solutions Inc. OPEN 68371P102 5/25/2004 1.2 Elect Director Richard P. Yanak
Management For For
Open Solutions Inc. OPEN 68371P102 5/25/2004 2 Ratify Auditors
Management For For
Alliance Imaging, Inc. AIQ 18606202 5/25/2004 1.1 Elect Director Michael W. Michelson
Management For For
Alliance Imaging, Inc. AIQ 18606202 5/25/2004 1.2 Elect Director James C. Momtazee
Management For For
Alliance Imaging, Inc. AIQ 18606202 5/25/2004 1.3 Elect Director Edward L. Samek
Management For For
Alliance Imaging, Inc. AIQ 18606202 5/25/2004 2 Ratify Auditors
Management For For
E*Trade Financial Corp. ET 269246104 5/27/2004 1.1 Elect Director Ronald D. Fisher
Management For For
E*Trade Financial Corp. ET 269246104 5/27/2004 1.2 Elect Director George A. Hayter
Management For For
E*Trade Financial Corp. ET 269246104 5/27/2004 1.3 Elect Director Donna L. Weaver
Management For For
E*Trade Financial Corp. ET 269246104 5/27/2004 2 Ratify Auditors
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004
Shareholder Against
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 1.1 Elect Director Emanuel J. Friedman
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 1.2 Elect Director Eric F. Billings
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 1.3 Elect Director W. Russell Ramsey
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 1.4 Elect Director Daniel J. Altobello
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 1.5 Elect Director Peter A. Gallagher
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 1.6 Elect Director Stephen D. Harlan
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 1.7 Elect Director Russell C. Lindner
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 1.8 Elect Director Wallace L. Timmeny
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 1.9 Elect Director John T. Wall
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 2 Approve Omnibus Stock Plan
Management For For
Friedman, Billings, Ramsey, Group, Inc. FBR 358434108 5/19/2004 3 Ratify Auditors
Management For For
PRINCETON REVIEW INC REVU 742352107 6/9/2004 1.1 Elect Director Richard Sarnoff
Management For For
PRINCETON REVIEW INC REVU 742352107 6/9/2004 1.2 Elect Director Howard A. Tullman
Management For For
PRINCETON REVIEW INC REVU 742352107 6/9/2004 2 Ratify Auditors
Management For For
LivePerson Inc. LPSN 538146101 5/27/2004 1.1 Elect Director Emmanuel Gill
Management For For
LivePerson Inc. LPSN 538146101 5/27/2004 2 Amend Stock Option Plan
Management For Against
LivePerson Inc. LPSN 538146101 5/27/2004 3 Ratify Auditors
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 1.1 Elect Director Edward H. Cohen
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 1.2 Elect Director Joseph B. Fuller
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 1.3 Elect Director Joel H. Goldberg
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 1.4 Elect Director Marc Grosman
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 1.5 Elect Director Bruce J. Klatsky
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 1.6 Elect Director Harry N.S. Lee
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 1.7 Elect Director Bruce Maggin
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 1.8 Elect Director Peter J. Solomon
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 1.9 Elect Director Mark Weber
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 2 Amend Stock Option Plan
Management For For
Phillips-Van Heusen Corp. PVH 718592108 6/15/2004 3 Ratify Auditors
Management For For
DoubleClick Inc. DCLK 258609304 6/7/2004 1.1 Elect Director Thomas S. Murphy
Management For For
DoubleClick Inc. DCLK 258609304 6/7/2004 1.2 Elect Director Mark E. Nunnelly
Management For For
DoubleClick Inc. DCLK 258609304 6/7/2004 1.3 Elect Director Kevin J. O'Connor
Management For For
DoubleClick Inc. DCLK 258609304 6/7/2004 2 Ratify Auditors
Management For For
Immersion Corp. IMMR 452521107 6/2/2004 1.1 Elect Director Jonathan Rubinstein
Management For For
Immersion Corp. IMMR 452521107 6/2/2004 1.2 Elect Director Robert Van Naarden
Management For For
Immersion Corp. IMMR 452521107 6/2/2004 2 Ratify Auditors
Management For For
Onyx Software Corp. ONXS 683402200 6/3/2004 1.1 Elect Director Teresa A. Dial
Management For For
Onyx Software Corp. ONXS 683402200 6/3/2004 1.2 Elect Director William B. Elmore
Management For For
Onyx Software Corp. ONXS 683402200 6/3/2004 2 Ratify Auditors
Management For For
LifePoint Hospitals, Inc. LPNT 53219L109 6/15/2004 1.1 Elect Director DeWitt Ezell, Jr.
Management For For
LifePoint Hospitals, Inc. LPNT 53219L109 6/15/2004 1.2 Elect Director William V. Lapham
Management For For
LifePoint Hospitals, Inc. LPNT 53219L109 6/15/2004 2 Amend Omnibus Stock Plan
Management For For
LifePoint Hospitals, Inc. LPNT 53219L109 6/15/2004 3 Amend Non-Employee Director Omnibus Stock Plan
Management For For
LifePoint Hospitals, Inc. LPNT 53219L109 6/15/2004 4 Approve Executive Incentive Bonus Plan
Management For For
LifePoint Hospitals, Inc. LPNT 53219L109 6/15/2004 5 Ratify Auditors
Management For For
OCA Inc 68750P103 5/27/2004 1.1 Elect Director D J L Buchman, Dmd, Ms
Management For For
OCA Inc 68750P103 5/27/2004 1.2 Elect Director Kevin M. Dolan
Management For For
OCA Inc 68750P103 5/27/2004 1.3 Elect Director Linda C. Girard
Management For For
OCA Inc 68750P103 5/27/2004 1.4 Elect Director David W. Vignes
Management For For
OCA Inc 68750P103 5/27/2004 2 Ratify Auditors
Management For For
PDI, Inc. PDII 69329V100 6/16/2004 1.1 Elect Director John P. Dugan
Management For
PDI, Inc. PDII 69329V100 6/16/2004 1.2 Elect Director Dr. Joseph T. Curti
Management For
PDI, Inc. PDII 69329V100 6/16/2004 2 Approve Omnibus Stock Plan
Management For
PDI, Inc. PDII 69329V100 6/16/2004 3 Ratify Auditors
Management For
Third Wave Technologies Inc TWTI 88428W108 6/22/2004 1.1 Elect Director Lance Fors
Management For For
Third Wave Technologies Inc TWTI 88428W108 6/22/2004 1.2 Elect Director David A. Thompson
Management For For
Third Wave Technologies Inc TWTI 88428W108 6/22/2004 1.3 Elect Director John J. Puisis
Management For For
Third Wave Technologies Inc TWTI 88428W108 6/22/2004 2 Ratify Auditors
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 1.1 Elect Director Stephen A. Sherwin, M.D.
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 1.2 Elect Director David W. Carter
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 1.3 Elect Director Nancy M. Crowell
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 1.4 Elect Director James M. Gower
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 1.5 Elect Director John T. Potts, Jr., M.D.
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 1.6 Elect Director Thomas E. Shenk, Ph.D.
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 1.7 Elect Director Eugene L. Step
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 1.8 Elect Director Inder M. Verma, Ph.D.
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 1.9 Elect Director Dennis L. Winger
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 2 Approve Stock Option Plan
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 3 Ratify Auditors
Management For For
Cell Genesys, Inc. CEGE 150921104 6/10/2004 4 Other Business
Management For Against
Dendreon Corp. DNDN 24823Q107 6/16/2004 1.1 Elect Director Gerardo Canet
Management For For
Dendreon Corp. DNDN 24823Q107 6/16/2004 1.2 Elect Director Bogdan Dziurzynski
Management For For
Dendreon Corp. DNDN 24823Q107 6/16/2004 1.3 Elect Director Douglas Watson
Management For For
Autobytel Inc. ABTL 05275N106 6/24/2004 1.1 Elect Director Jeffrey H. Coats
Management For
Autobytel Inc. ABTL 05275N106 6/24/2004 1.2 Elect Director Michael J. Fuchs
Management For
Autobytel Inc. ABTL 05275N106 6/24/2004 1.3 Elect Director Robert S. Grimes
Management For
Autobytel Inc. ABTL 05275N106 6/24/2004 2 Approve Omnibus Stock Plan
Management For
Autobytel Inc. ABTL 05275N106 6/24/2004 3 Ratify Auditors
Management For
Hot Topic, Inc. HOTT 441339108 6/17/2004 1.1 Elect Director Cynthia Cohen
Management For For
Hot Topic, Inc. HOTT 441339108 6/17/2004 1.2 Elect Director Corrado Federico
Management For For
Hot Topic, Inc. HOTT 441339108 6/17/2004 1.3 Elect Director W. Scott Hedrick
Management For For
Hot Topic, Inc. HOTT 441339108 6/17/2004 1.4 Elect Director Elizabeth McLaughlin
Management For For
Hot Topic, Inc. HOTT 441339108 6/17/2004 1.5 Elect Director Bruce Quinnell
Management For For
Hot Topic, Inc. HOTT 441339108 6/17/2004 1.6 Elect Director Andrew Schuon
Management For For
Hot Topic, Inc. HOTT 441339108 6/17/2004 2 Ratify Auditors
Management For For
EXACT Sciences Corp. EXAS 30063P105 6/9/2004 1.1 Elect Director Don M. Hardison
Management For For
EXACT Sciences Corp. EXAS 30063P105 6/9/2004 1.2 Elect Director Connie Mack, III
Management For For
EXACT Sciences Corp. EXAS 30063P105 6/9/2004 2 Ratify Auditors
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 1.1 Elect Director Paul A. Motenko
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 1.2 Elect Director Jeremiah J. Hennessy
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 1.3 Elect Director Louis M. Mucci
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 1.4 Elect Director James A. Dalpozzo
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 1.5 Elect Director Shann M. Brassfield
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 1.6 Elect Director Larry D. Bouts
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 1.7 Elect Director John F. Grundhofer
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 1.8 Elect Director J. Roger King
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 1.9 Elect Director Steven C. Leonard
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 2 Change Company Name
Management For For
BJS Restaurants Inc BJRI 167889104 6/8/2004 3 Ratify Auditors
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 1.1 Elect Director Raymond P. Warrell, Jr., M.D.
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 1.2 Elect Director Jerome E. Groopman, M.D.
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 1.3 Elect Director Betsy McCaughey, Ph.D.
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 1.4 Elect Director Peter T. Tattle
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 1.5 Elect Director Daniel D. Von Hoff, M.D.
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 1.6 Elect Director Harlan J. Wakoff
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 1.7 Elect Director Douglas G. Watson
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 1.8 Elect Director Michael S. Weiss
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 2 Increase Authorized Common Stock
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 3 Amend Omnibus Stock Plan
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 4 Amend Non-Employee Director Stock Option Plan
Management For For
Genta Incorporated GNTA 37245M207 6/23/2004 5 Ratify Auditors
Management For For
United PanAm Financial Corp. UPFC 911301109 6/22/2004 1.1 Elect Director Ron Duncanson
Management For For
United PanAm Financial Corp. UPFC 911301109 6/22/2004 1.2 Elect Director Mitchell Lynn
Management For For
United PanAm Financial Corp. UPFC 911301109 6/22/2004 2 Ratify Auditors
Management For For
Quest Software, Inc. QSFT 74834T103 6/9/2004 1.1 Elect Director Vicent C. Smith
Management For
Quest Software, Inc. QSFT 74834T103 6/9/2004 1.2 Elect Director Doran G. Machin
Management For
Quest Software, Inc. QSFT 74834T103 6/9/2004 1.3 Elect Director Jerry Murdock, Jr.
Management For
Quest Software, Inc. QSFT 74834T103 6/9/2004 1.4 Elect Director Raymond J. Lane
Management For
Quest Software, Inc. QSFT 74834T103 6/9/2004 1.5 Elect Director Augustine L. Nieto II
Management For
Quest Software, Inc. QSFT 74834T103 6/9/2004 1.6 Elect Director Kevin M. Klausmeyer
Management For
Quest Software, Inc. QSFT 74834T103 6/9/2004 2 Amend Stock Option Plan
Management For
Quest Software, Inc. QSFT 74834T103 6/9/2004 3 Approve Increase in Size of Board
Management For
Quest Software, Inc. QSFT 74834T103 6/9/2004 4 Ratify Auditors
Management For
Homestore Inc. HOMS 437852106 6/28/2004 1.1 Elect Director William E. Kelvie
Management For For
Homestore Inc. HOMS 437852106 6/28/2004 1.2 Elect Director Kenneth K. Klein
Management For For
The Balanced Fund, Income Fund, and Short-Term Investment Fund were not entitled
to vote on any matter relating to a security considered at any shareholder
meeting held during the period covered by the report.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Horace Mann Mutual Funds
--------------------------------------------------------------------
By (Signature and /s/ Christopher M. Fehr
Title)*
----------------------------------------------------------
Christopher M. Fehr, President
(Principal Executive Officer)
Date September 20, 2004
--------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.