Form N-PX
Annual Report of Proxy Voting Record Of Registered Management
Investment Company
Investment Company Act File Number: 811-09189
Exact name of investment company as specified in charter:
Zazove Convertible Securities Fund, Inc.
Address of principal executive office:
1001 Tahoe Blvd.
Incline Village, NV 89451
Registrant's telephone number, including area code:
847.239.7100
Date of fiscal year end: December 31
Date of reporting period: year ended June 30, 2022
Item 1. Proxy Voting Record
I. Hostess Brands, Inc.
(a) Name of Issuer of the portfolio security:
Hostess Brands, Inc.
(b) Exchange ticker symbol of the portfolio
security: TWNK
(c) CUSIP: 44109J106
(d) Shareholder meeting date: July 7, 2021
(e) Brief identification of the matter voted on:
1. Proposal to approve the amendment to Warrant
Agreement and allow cashless exercise.
(f) Whether the matter was proposed by issuer or a security
holder: Issuer
(g) Whether Registrant cast its vote on the matter: Yes
(h) How the Registrant cast its vote: For item 1
(i) Whether Registrant cast its vote for or against
management: For
II. Landsea Homes Corp.
(a) Name of Issuer of the portfolio security:
Landsea Homes Corp.
(b) Exchange ticker symbol of the portfolio
security: LSEA
(c) CUSIP: 51509P103
(d) Shareholder meeting date: July 27, 2021
(e) Brief identification of the matter voted on:
1. Election of nine directors.
2. Advisory vote to approve appointment of
PricewaterhouseCoopers, LLP as the Company's
independent registered publice accounting
firm for 2021.
(f) Whether the matter was proposed by issuer or a security
holder: Issuer
(g) Whether Registrant cast its vote on the matter: Yes
(h) How the Registrant cast its vote: For Items 1 and 2
(i) Whether Registrant cast its vote for or against
management: For
III. Emmis Communications Corp.
(a) Name of Issuer of the portfolio security:
Emmis Communications Corp.
(b) Exchange ticker symbol of the portfolio
security: EMMS
(c) CUSIP: 291525400
(d) Shareholder meeting date: August 4, 2021
(e) Brief identification of the matter voted on:
1. Elect six directors.
2. Ratification of Ernst & Young LLP as the Company's
independent registered publice accounting
firm for the fiscal year ending Febyary 28, 2022.
(f) Whether the matter was proposed by issuer or a security
holder: Issuer
(g) Whether Registrant cast its vote on the matter: Yes
(h) How the Registrant cast its vote: For Items 1 and 2
(i) Whether Registrant cast its vote for or against
management: For
IV. Kayne Anderson Energy Infrastructure, Inc.
(a) Name of Issuer of the portfolio security:
Kayne Anderson Energy Infrastructure, Inc.
(b) Exchange ticker symbol of the portfolio
security: KYN
(c) CUSIP: 486606106
(d) Shareholder meeting date: April 7, 2022
(e) Brief identification of the matter voted on:
1. Elect two directors.
2. Ratification of PricewaterhouseCoopers, LLP
as the Company's independent registered publice
accounting firm for the fiscal year ending
November 30, 2022.
(f) Whether the matter was proposed by issuer or a security
holder: Issuer
(g) Whether Registrant cast its vote on the matter: Yes
(h) How the Registrant cast its vote: For Items 1 and 2
(i) Whether Registrant cast its vote for or against
management: For
V. Cumulus Media Inc.
(a) Name of Issuer of the portfolio security:
Cumulus Media Inc.
(b) Exchange ticker symbol of the portfolio
security: CMLS
(c) CUSIP: 231082603
(d) Shareholder meeting date: May 3, 2022
(e) Brief identification of the matter voted on:
1. Election of seven directors.
2. Approve on an advisory basis, the compensation to be
paid to the named executive officers.
3. Ratification of PricewaterhouseCoopers LLP as the
Company's independent registered accounting firm
for 2022.
(f) Whether the matter was proposed by issuer or a security
holder: Issuer
(g) Whether Registrant cast its vote on the matter: Yes
(h) How the Registrant cast its vote: Abstain on
items 1 and 2. For item 3
(i) Whether Registrant cast its vote for or against
management: Not with management for items 1 and 2.
For management for item 3.
VI. Clear Channel Outdoor Holdings, Inc.
(a) Name of Issuer of the portfolio security:
Clear Channel Outdoor Holdings, Inc.
(b) Exchange ticker symbol of the portfolio
security: CCO
(c) CUSIP: 18453H106
(d) Shareholder meeting date: May 4, 2022
(e) Brief identification of the matter voted on:
1. Election of three directors.
2. To approve an advisory resolution on executive
compensation.
3. Ratification of Ernst & Young LLP as the Company's
independent registered accounting firm for
the fiscal year ending December 31, 2022.
(f) Whether the matter was proposed by issuer or a security
holder: Issuer
(g) Whether Registrant cast its vote on the matter: Yes
(h) How the Registrant cast its vote: For Items 1, 2, and 3.
(i) Whether Registrant cast its vote for or against
management: For
VII. Braemar Hotels & Resorts Inc.
(a) Name of Issuer of the portfolio security:
Braemar Hotels & Resorts Inc.
(b) Exchange ticker symbol of the portfolio
security: BHR
(c) CUSIP: 10482B101
(d) Shareholder meeting date: May 11, 2022
(e) Brief identification of the matter voted on:
1. Election of eight directors.
2. Ratification and appointment of BDA USA, LLP as the
Company's independent auditor fo 2022.
3. Approval of Amendment No. 3 to the company's Second
Amended and Restated 2013 Equity Incentive Plan.
(f) Whether the matter was proposed by issuer or a security
holder: Issuer
(g) Whether Registrant cast its vote on the matter: Yes
(h) How the Registrant cast its vote: For Items 1, 2, and 3.
(i) Whether Registrant cast its vote for or against
management: For
VIII. Garrett Motion Inc.
(a) Name of Issuer of the portfolio security:
Garrett Motion Inc.
(b) Exchange ticker symbol of the portfolio
security: GTX
(c) CUSIP: 366505105
(d) Shareholder meeting date: May 26, 2022
(e) Brief identification of the matter voted on:
1. Election of nine directors.
2. To ratify the appointment of Deloitte SA as the
Company's independent registered public accounting
firm for the fiscal year endind December 31, 2022.
3. Approval on an advisory basis, of the compensation
of the company's named exective officers.
(f) Whether the matter was proposed by issuer or a security
holder: Issuer
(g) Whether Registrant cast its vote on the matter: Yes
(h) How the Registrant cast its vote: For Items 1, 2, and 3.
(i) Whether Registrant cast its vote for or against
management: For
IX. Landsea Homes Corp.
(a) Name of Issuer of the portfolio security:
Landsea Homes Corp.
(b) Exchange ticker symbol of the portfolio
security: LSEA
(c) CUSIP: 51509P103
(d) Shareholder meeting date: June 8, 2022
(e) Brief identification of the matter voted on:
1. Election of nine directors.
2. Advisory vote to ratify the approve appointment of
PricewaterhouseCoopers, LLP as the Company's
independent registered publice accounting
firm for 2022.
(f) Whether the matter was proposed by issuer or a security
holder: Issuer
(g) Whether Registrant cast its vote on the matter: Yes
(h) How the Registrant cast its vote: For Items 1 and 2
(i) Whether Registrant cast its vote for or against
management: For
X. Finance of America Companies, Inc.
(a) Name of Issuer of the portfolio security:
Finance of America Companies, Inc.
(b) Exchange ticker symbol of the portfolio
security: FOA
(c) CUSIP: G75130123
(d) Shareholder meeting date: June 8, 2022
(e) Brief identification of the matter voted on:
1. Election of director nominees.
2. Approval on an advisory basis of the compensation
of the Company's named exective officers.
3. Advisory vote to approve the frequency of future
advisory votes on compensation of the named
excutives of the Company.
4. To ratify the appointment of BDO USA, LLP as the
Company's independent registered public accounting
firm for 2022.
(f) Whether the matter was proposed by issuer or a security
holder: Issuer
(g) Whether Registrant cast its vote on the matter: Yes
(h) How the Registrant cast its vote: For Items 1, 2, 3 and 4.
(i) Whether Registrant cast its vote for or against
management: For
Zazove Convertible Securities Fund, Inc.
By: Gene T. Pretti, President
Date: August 24, 2022