As filed with the Securities and Exchange Commission on May 19, 2000
Registration No. 333-82473
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST EFFECTIVE AMENDMENT
TO
FORM S-8, REGISTRATION NO. 333-82473
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
EVOLVING SYSTEMS, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware 84-1010843
(State of Incorporation) (I.R.S. Employer Identification No.)
9777 Mt. Pyramid Court
Englewood, Colorado 80112
(Address of Principal Executive Offices)
Amended and Restated Stock Option Plan
Employee Stock Purchase Plan
(Full Title of the Plans)
George A. Hallenbeck
Chief Executive Officer and
Chairman of the Board
Evolving Systems, Inc.
9777 Mt. Pyramid Court
Englewood, Colorado 80112
(303) 802-1000
(Name, Address and Telephone Number, Including Area Code, of Agent for Service)
Copies to:
Nick Nimmo, Esq.
Holme Roberts & Owen LLP
1700 Lincoln Street, Suite 4100
Denver, CO 80203
(303) 861-7000
CALCULATION OF REGISTRATION FEE
Title of Amount Proposed Maximum Proposed Maxi- Amount of
Securities to be to be Offering Price mum Aggregate Registration
Registered Registered Per Share Offering Price Fee
- ------------------ ------------ ---------------- -------------- ------------
Common Stock, 1,500,000(1) $5.625 $9,000,000 $2,376
$.001 Par Value 100,000(2)
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(1) Increase in authorized number of shares underlying the Amended and
Restated Stock Option Plan.
(2) Increase in authorized number of shares underlying the Employee Stock
Purchase Plan.
(3) Estimated solely for the purpose of calculating the amount of the
registration fee pursuant to Rules 457(c) and (h)(1) based upon the
average of the high and low prices of the Registrant's Common Stock on
May 15, 2000, as reported on The Nasdaq Stock Market (National Market).
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AMENDMENT
The contents of the earlier Registration Statement on Form S-8, Registration No.
333-82473, are hereby incorporated by reference.
.
EXHIBITS
Exhibit
Number Description
10.1 Amended and Restated Stock Option Plan (incorporated
by reference to Exhibit 10.2 to the Registrant's
Registration Statement on Form S-1 (Registration No.
333-43973).
10.2 Employee Stock Purchase Plan (incorporated by reference to
Exhibit 10.3 to the Registrant's Registration Statement on
Form S-1 (Registration No. 333-43973)).
26.1 Consent of PricewaterhouseCoopers LLP. (filed herewith)
26.2 Consent of Holme Roberts & Owen LLP (filed herewith).
27 Power of Attorney (included on page 4).
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SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Englewood, State of Colorado, on the 17th day of May,
2000.
EVOLVING SYSTEMS, INC.
By:/s/ George A. Hallenbeck
George A. Hallenbeck
Chief Executive Officer and
Chairman of the Board
POWER OF ATTORNEY
We, the undersigned officers and directors of EVOLVING SYSTEMS, INC.
hereby constitute and appoint George A. Hallenbeck and Anita T. Moseley, and
each of them, as our true and lawful attorneys-in-fact and agents, with full
power of substitution and resubstitution, for us and in our name, place and
stead, in any and all capacities, to sign any and all amendments (including
post-effective amendments) to this Registration Statement, and to file the same,
with all exhibits thereto, and all documents in connection therewith, with the
Securities and Exchange Commission, granting unto said attorneys-in-fact and
agents full power and authority to do and perform each and every act and thing
requisite and necessary to be done in connection therewith, as fully to all
intents and purposes as we might or could do in person, hereby ratifying and
confirming all that said attorneys-in-fact and agents, or any of them, or their
or his substitutes or substitute, may lawfully do or cause to be done by virtue
hereof.
Pursuant to the requirements of the Securities Act, this Registration
Statement has been signed by the following persons in the capacities and on the
dates indicated.
Signature Title Date
/s/ George A. Hallenbeck President,Chief Executive May 17, 2000
- ------------------------ Officer and Chairman of
George A. Hallenbeck the Board (Principal
Executive Officer)
/s/ David R. Johnson Senior Vice President of Finance, May 16, 2000
- ----------------------- Chief of Finance, Chief Financial
David R. Johnson Officer and Treasurer (Principal
Financial and Accounting Officer)
/s/ Donald R. Dixon Director May 17, 2000
- -----------------------
Donald R. Dixon
/s/ Harry B. Fair Director May 16, 2000
- -----------------------
Harry B. Fair
/s/ Robert J. Loarie Director May 17, 2000
- -----------------------
Robert J. Loarie
/s/ David J. Molny Director May 17, 2000
- -----------------------
David J. Molny
/s/ James M. Ross Director May 16, 2000
- -----------------------
James M. Ross