UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-07239
NAME OF REGISTRANT: VANGUARD HORIZON FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: SEPTEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2019 - JUNE 30, 2020
******************************* FORM N-Px REPORT *******************************
ICA File Number: 81107239C
Reporting Period: 07/01/2019 - 06/30/2020
VANGUARD HORIZON FUNDS
=== VANGUARD CAPITAL OPPORTUNITY FUND - Voted at the discretion of the Fund ====
Each investment advisor's votes cast are shown separately below. The votes
reported reflect votes cast at the Fund's/advisor's discretion and exclude any
votes cast pursuant to a regulatory requirement.
ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: JUL 15, 2019 Meeting Type: Annual
Record Date: JUN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
2.1 Elect Daniel Yong Zhang as Director For Against Management
2.2 Elect Chee Hwa Tung as Director For For Management
2.3 Elect Jerry Yang as Director For For Management
2.4 Elect Wan Ling Martello as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
CAPRI HOLDINGS LIMITED
Ticker: CPRI Security ID: G1890L107
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: MAY 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy Gibbons For For Management
1b Elect Director Jane Thompson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 28, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Hodge For For Management
1.2 Elect Director Clyde R. Hosein For For Management
1.3 Elect Director Darren R. Jackson For For Management
1.4 Elect Director Duy-Loan T. Le For For Management
1.5 Elect Director Gregg A. Lowe For For Management
1.6 Elect Director John B. Replogle For For Management
1.7 Elect Director Thomas H. Werner For For Management
1.8 Elect Director Anne C. Whitaker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELL TECHNOLOGIES INC.
Ticker: DELL Security ID: 24703L202
Meeting Date: JUL 09, 2019 Meeting Type: Annual
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Dell For Withhold Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Egon Durban For Withhold Management
1.4 Elect Director William D. Green For For Management
1.5 Elect Director Ellen J. Kullman For For Management
1.6 Elect Director Simon Patterson For For Management
1.7 Elect Director Lynn M. Vojvodich For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY
Ticker: DXC Security ID: 23355L106
Meeting Date: AUG 15, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mukesh Aghi For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director David L. Herzog For For Management
1d Elect Director Sachin Lawande For For Management
1e Elect Director J. Michael Lawrie For For Management
1f Elect Director Mary L. Krakauer For For Management
1g Elect Director Julio A. Portalatin For For Management
1h Elect Director Peter Rutland For For Management
1i Elect Director Michael J. Salvino For For Management
1j Elect Director Manoj P. Singh For For Management
1k Elect Director Robert F. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Lawrence F. Probst, III For For Management
1e Elect Director Talbott Roche For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Heidi J. Ueberroth For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Provide Right for Shareholders Holding For For Management
25% or More of the Common Stock to
Call Special Meetings
6 Provide Right for Shareholders Holding Against Against Shareholder
15% or More of the Common Stock to
Call Special Meetings
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 23, 2019 Meeting Type: Annual
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Edwardson For For Management
1.2 Elect Director Marvin R. Ellison For For Management
1.3 Elect Director Susan Patricia Griffith For For Management
1.4 Elect Director John C. (Chris) Inglis For For Management
1.5 Elect Director Kimberly A. Jabal For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Joshua Cooper Ramo For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director Frederick W. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
FLEX LTD.
Ticker: FLEX Security ID: Y2573F112
Meeting Date: AUG 20, 2019 Meeting Type: Special
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
S1 Declassify the Board of Directors For For Management
S2 Approve Increase in Size of Board For For Management
S3 Amend Constitution to Account for For For Management
Changes in Singapore Law
--------------------------------------------------------------------------------
FLEX LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: AUG 20, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Revathi Advaithi For For Management
1b Elect Director Michael D. Capellas For For Management
1c Elect Director Jill A. Greenthal For For Management
1d Elect Director Jennifer Li For For Management
1e Elect Director Marc A. Onetto For For Management
1f Elect Director Willy C. Shih For For Management
1g Elect Director Charles K. Stevens, III For For Management
1h Elect Director Lay Koon Tan For For Management
1i Elect Director William D. Watkins For For Management
1j Elect Director Lawrence A. Zimmerman For For Management
2a Elect Director Willy C. Shih For For Management
2b Elect Director William D. Watkins For For Management
2c Elect Director Revathi Advaithi For For Management
2d Elect Director Jill A. Greenthal For For Management
2e Elect Director Charles K. Stevens, III For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Shares without For For Management
Preemptive Rights
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
KLA CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Barnholt For For Management
1.2 Elect Director Robert Calderoni For For Management
1.3 Elect Director Jeneanne Hanley For For Management
1.4 Elect Director Emiko Higashi For For Management
1.5 Elect Director Kevin Kennedy For For Management
1.6 Elect Director Gary Moore For For Management
1.7 Elect Director Kiran Patel For For Management
1.8 Elect Director Victor Peng For For Management
1.9 Elect Director Robert Rango For For Management
1.10 Elect Director Richard Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF.A Security ID: 535919401
Meeting Date: SEP 10, 2019 Meeting Type: Annual/Special
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Burns For For Management
1b Elect Director Gordon Crawford For For Management
1c Elect Director Arthur Evrensel For For Management
1d Elect Director Jon Feltheimer For For Management
1e Elect Director Emily Fine For For Management
1f Elect Director Michael T. Fries For For Management
1g Elect Director Lucian Grainge For For Management
1h Elect Director Susan McCaw For For Management
1i Elect Director Mark H. Rachesky For For Management
1j Elect Director Daniel Sanchez For For Management
1k Elect Director Daryl Simm For For Management
1l Elect Director Hardwick Simmons For For Management
1m Elect Director David M. Zaslav For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Gerald Held For For Management
1c Elect Director Kathryn M. Hill For For Management
1d Elect Director Deborah L. Kerr For For Management
1e Elect Director George Kurian For For Management
1f Elect Director Scott F. Schenkel For For Management
1g Elect Director George T. Shaheen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PERSPECTA INC.
Ticker: PRSP Security ID: 715347100
Meeting Date: AUG 13, 2019 Meeting Type: Annual
Record Date: JUN 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sanju K. Bansal For For Management
1b Elect Director Sondra L. Barbour For For Management
1c Elect Director John M. Curtis For For Management
1d Elect Director Lisa S. Disbrow For For Management
1e Elect Director Glenn A. Eisenberg For Against Management
1f Elect Director Pamela O. Kimmet For For Management
1g Elect Director J. Michael Lawrie For For Management
1h Elect Director Ramzi M. Musallam For For Management
1i Elect Director Philip O. Nolan For For Management
1j Elect Director Michael E. Ventling For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: 783513203
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: AUG 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3a Re-elect David Bonderman as Director For For Management
3b Re-elect Roisin Brennan as Director For For Management
3c Re-elect Michael Cawley as Director For For Management
3d Re-elect Emer Daly as Director For For Management
3e Re-elect Stan McCarthy as Director For For Management
3f Re-elect Kyran McLaughlin as Director For For Management
3g Re-elect Howard Millar as Director For For Management
3h Re-elect Dick Milliken as Director For For Management
3i Re-elect Michael O'Brien as Director For For Management
3j Re-elect Michael O'Leary as Director For For Management
3k Re-elect Julie O'Neill as Director For For Management
3l Re-elect Louise Phelan as Director For Against Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase and/or For For Management
Overseas Market Purchase of Ordinary
Shares
8 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
SHUTTERFLY, INC.
Ticker: SFLY Security ID: 82568P304
Meeting Date: AUG 28, 2019 Meeting Type: Special
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED
Ticker: TDG Security ID: 893641100
Meeting Date: OCT 03, 2019 Meeting Type: Special
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: OCT 11, 2019 Meeting Type: Special
Record Date: SEP 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
================= VANGUARD CAPITAL OPPORTUNITY FUND - PRIMECAP =================
Each investment advisor's votes cast are shown separately below. The votes
reported reflect votes cast at the Fund's/advisor's discretion and exclude any
votes cast pursuant to a regulatory requirement.
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert J. Alpern For For Management
1.2 Elect Roxanne S. Austin For For Management
1.3 Elect Sally E. Blount For For Management
1.4 Elect Robert B. Ford For For Management
1.5 Elect Michelle A. Kumbier For For Management
1.6 Elect Edward M. Liddy For For Management
1.7 Elect Darren W. McDew For For Management
1.8 Elect Nancy McKinstry For For Management
1.9 Elect Phebe N. Novakovic For For Management
1.10 Elect William A. Osborn For For Management
1.11 Elect Daniel J. Starks For For Management
1.12 Elect John G. Stratton For For Management
1.13 Elect Glenn F. Tilton For For Management
1.14 Elect Miles D. White For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
5 Shareholder Proposal Regarding Against Against Shareholder
Disclosure of Adjustments to Non-GAAP
Metrics in Executive Compensation
6 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
7 Shareholder Proposal Regarding Simple Against For Shareholder
Majority Vote
--------------------------------------------------------------------------------
ADAPTIVE BIOTECHNOLOGIES CORPORATION
Ticker: ADPT Security ID: 00650F109
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect David Goel For For Management
1.2 Elect Robert M. Hershberg For For Management
1.3 Elect Andris Zoltners For For Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Amy L. Banse For For Management
2 Elect Frank A. Calderoni For For Management
3 Elect James E. Daley For For Management
4 Elect Laura Desmond For For Management
5 Elect Charles M. Geschke For For Management
6 Elect Shantanu Narayen For For Management
7 Elect Kathleen Oberg For For Management
8 Elect Dheeraj Pandey For For Management
9 Elect David A. Ricks For For Management
10 Elect Daniel Rosensweig For For Management
11 Elect John E. Warnock For For Management
12 Approval of the 2020 Employee Stock For For Management
Purchase Plan
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
--------------------------------------------------------------------------------
AECOM
Ticker: ACM Security ID: 00766T100
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date: JAN 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert G. Card For For Management
2 Elect Peter A. Feld For For Management
3 Elect William H. Frist For Against Management
4 Elect Jacqueline C. Hinman For For Management
5 Elect Steven A. Kandarian For For Management
6 Elect Robert J. Routs For Against Management
7 Elect Clarence T. Schmitz For Against Management
8 Elect Douglas W. Stotlar For Against Management
9 Elect Daniel R. Tishman For Against Management
10 Elect Janet C. Wolfenbarger For Against Management
11 Ratification of Auditor For For Management
12 Approval of the 2020 Stock Incentive For For Management
Plan
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Proposal Regarding Right Against For Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: APR 17, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Heidi K. Kunz For For Management
2 Elect Sue H. Rataj For For Management
3 Elect George A. Scangos For For Management
4 Elect Dow R. Wilson For For Management
5 Approval of the 2020 Employee Stock For For Management
Purchase Plan
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
AIRBUS SE
Ticker: AIR Security ID: N0280G100
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Accounts and Reports For For Management
8 Ratification of Non-Executive For Against Management
Directors' Acts
9 Ratification of Executive Director's For Against Management
Acts
10 Appointment of Auditor For For Management
11 Remuneration Policy For For Management
12 Remuneration Report For Against Management
13 Elect Mark B. Dunkerley to the Board For For Management
of Directors
14 Elect Stephan Gemkov to the Board of For For Management
Directors
15 Elect Ralph D. Crosby, Jr. to the For For Management
Board of Directors
16 Elect Lord Paul Drayson to the Board For For Management
of Directors
17 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights (Equity Plans)
18 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
19 Authority to Repurchase Shares For For Management
20 Cancellation of Shares For For Management
21 Non-Voting Agenda Item N/A N/A Management
--------------------------------------------------------------------------------
ALBEMARLE CORPORATION
Ticker: ALB Security ID: 012653101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Advisory Vote on Executive Compensation For For Management
2 Elect M. Laurie Brlas For For Management
3 Elect Luther C. Kissam IV For For Management
4 Elect J. Kent Masters For For Management
5 Elect Glenda J. Minor For For Management
6 Elect James J. O'Brien For For Management
7 Elect Diarmuid B. O'Connell For For Management
8 Elect Dean Seavers For For Management
9 Elect Gerald A. Steiner For For Management
10 Elect Holly A. Van Deursen For For Management
11 Elect Alejandro D. Wolff For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ALCON AG
Ticker: ALC Security ID: H01301128
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Ratification of Board and Management For For Management
Acts
3 Allocation of Profits For For Management
4 Compensation Report For For Management
5 Board Compensation For For Management
6 Executive Compensation For For Management
7 Elect F. Michael Ball as Board Chair For For Management
8 Elect Lynn D. Bleil For For Management
9 Elect Arthur Cummings For For Management
10 Elect David Endicott For For Management
11 Elect Thomas Glanzmann For For Management
12 Elect D. Keith Grossman For For Management
13 Elect Scott H. Maw For For Management
14 Elect Karen J. May For For Management
15 Elect Ines Poschel For For Management
16 Elect Dieter Spalti For For Management
17 Elect Thomas Glanzmann as Compensation For For Management
Committee Member
18 Elect D. Keith Grossman as For For Management
Compensation Committee Member
19 Elect Karen J. May as Compensation For For Management
Committee Member
20 Elect Ines Poschel as Compensation For For Management
Committee Member
21 Appointment of Independent Proxy For For Management
22 Appointment of Auditor For For Management
23 Additional or Amended Proposals N/A Abstain Management
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joel S. Marcus For For Management
2 Elect Steven R. Hash For For Management
3 Elect John L. Atkins, III For For Management
4 Elect James P. Cain For For Management
5 Elect Maria C. Freire For For Management
6 Elect Jennifer Friel Goldstein For For Management
7 Elect Richard H. Klein For For Management
8 Elect James H. Richardson For For Management
9 Elect Michael A. Woronoff For For Management
10 Amendment to the 1997 Stock Award and For For Management
Incentive Plan
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shane M. Cooke For For Management
2 Elect Richard Gaynor For For Management
3 Elect Paul J. Mitchell For For Management
4 Elect Richard F. Pops For For Management
5 Advisory Vote on Executive Compensation For Against Management
6 Ratification of Auditor For For Management
7 Amendment to the 2018 Stock Option and For For Management
Incentive Plan
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Larry Page For For Management
1.2 Elect Sergey Brin For For Management
1.3 Elect Sundar Pichai For For Management
1.4 Elect John L. Hennessy For For Management
1.5 Elect Frances H. Arnold For For Management
1.6 Elect L. John Doerr For For Management
1.7 Elect Roger W. Ferguson, Jr. For For Management
1.8 Elect Ann Mather For For Management
1.9 Elect Alan R. Mulally For For Management
1.10 Elect K. Ram Shriram For For Management
1.11 Elect Robin L. Washington For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 2012 Stock Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Shareholder Proposal Regarding Against Against Shareholder
Recapitalization
6 Shareholder Proposal Regarding Report Against Against Shareholder
on the Use of Contractual Provisions
Requiring Arbitration in
Employment-Related Claims
7 Shareholder Proposal Regarding the Against Against Shareholder
Establishment of a Human Rights Risk
Oversight Committee
8 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
9 Shareholder Proposal Regarding Linking Against Against Shareholder
Executive Pay to Sustainability and
Diversity
10 Shareholder Proposal Regarding Report Against Against Shareholder
on Government Takedown Requests
11 Shareholder Proposal Regarding Against For Shareholder
Majority Vote for Election of Directors
12 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
13 Shareholder Proposal Regarding Human Against Against Shareholder
Rights/ Civil Rights Expertise on Board
14 Shareholder Proposal Regarding Report Against Against Shareholder
on Whistleblower Policies
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeffrey P. Bezos For For Management
2 Elect Rosalind G. Brewer For For Management
3 Elect Jamie S. Gorelick For For Management
4 Elect Daniel P. Huttenlocher For For Management
5 Elect Judith A. McGrath For For Management
6 Elect Indra K. Nooyi For For Management
7 Elect Jonathan J. Rubinstein For For Management
8 Elect Thomas O. Ryder For For Management
9 Elect Patricia Q. Stonesifer For For Management
10 Elect Wendell P. Weeks For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Reduce Ownership Threshold for For Against Management
Shareholders to Call Special Meetings
14 Shareholder Proposal Regarding Report Against Against Shareholder
on Food Waste
15 Shareholder Proposal Regarding Report Against Against Shareholder
on Customer Due Diligence
16 Shareholder Proposal Regarding the Against Against Shareholder
Human Rights Impacts of Facial
Recognition Technology
17 Shareholder Proposal Regarding Report Against Against Shareholder
on Hate Speech and Sale of Offensive
Products
18 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
19 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
20 Shareholder Proposal Regarding Report Against Against Shareholder
on Community Impacts
21 Shareholder Proposal Regarding Report Against Against Shareholder
on Viewpoint Discrimination
22 Shareholder Proposal Regarding Report Against Against Shareholder
on Promotion Data
23 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
24 Shareholder Proposal Regarding Human Against Against Shareholder
Rights Impact Assessment
25 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James F. Albaugh For For Management
2 Elect Jeffrey D. Benjamin For For Management
3 Elect John T. Cahill For For Management
4 Elect Michael J. Embler For For Management
5 Elect Matthew J. Hart For For Management
6 Elect Susan D. Kronick For For Management
7 Elect Martin H. Nesbitt For For Management
8 Elect Denise M. O'Leary For For Management
9 Elect W. Douglas Parker For For Management
10 Elect Ray M. Robinson For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wanda M. Austin For For Management
2 Elect Robert A. Bradway For For Management
3 Elect Brian J. Druker For For Management
4 Elect Robert A. Eckert For For Management
5 Elect Greg C. Garland For For Management
6 Elect Fred Hassan For For Management
7 Elect Charles M. Holley, Jr. For For Management
8 Elect Tyler Jacks For For Management
9 Elect Ellen J. Kullman For For Management
10 Elect Ronald D. Sugar For For Management
11 Elect R. Sanders Williams For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ray Stata For For Management
2 Elect Vincent Roche For For Management
3 Elect James A. Champy For For Management
4 Elect Anantha P. Chandrakasan For For Management
5 Elect Bruce R. Evans For For Management
6 Elect Edward H. Frank For For Management
7 Elect Karen M. Golz For For Management
8 Elect Mark M. Little For For Management
9 Elect Kenton J. Sicchitano For For Management
10 Elect Susie Wee For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Approval of the 2020 Equity Incentive For For Management
Plan
13 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James A. Bell For For Management
2 Elect Timothy D. Cook For For Management
3 Elect Albert A. Gore For For Management
4 Elect Andrea Jung For For Management
5 Elect Arthur D. Levinson For For Management
6 Elect Ronald D. Sugar For For Management
7 Elect Susan L. Wagner For For Management
8 Ratification of Auditor For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
11 Shareholder Proposal Regarding Linking Against Against Shareholder
Executive Pay to Sustainability
12 Shareholder Proposal Regarding Freedom Against Against Shareholder
of Expression and Access to Information
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Judy Bruner For For Management
2 Elect Eric Chen For For Management
3 Elect Aart J. de Geus For For Management
4 Elect Gary E. Dickerson For For Management
5 Elect Stephen R. Forrest For For Management
6 Elect Thomas J. Iannotti For For Management
7 Elect Alexander A. Karsner For For Management
8 Elect Adrianna C. Ma For For Management
9 Elect Yvonne McGill For For Management
10 Elect Scott A. McGregor For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Permit Shareholders To Act By Written For For Management
Consent
--------------------------------------------------------------------------------
ARISTA NETWORKS, INC.
Ticker: ANET Security ID: 040413106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mark B. Templeton For For Management
1.2 Elect Nikos Theodosopoulos For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ASML HOLDING N.V.
Ticker: ASML Security ID: N07059210
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Remuneration Report For For Management
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Ratification of Management Board Acts For For Management
5 Ratification of Supervisory Board Acts For For Management
6 Long Term Incentive Plan; Authority to For For Management
Issue Shares
7 Management Board Remuneration Policy For For Management
8 Supervisory Board Remuneration Policy For For Management
9 Elect Annet P. Aris to the Supervisory For For Management
Board
10 Elect D. Mark Durcan to the For For Management
Supervisory Board
11 Elect Warren A. East to the For For Management
Supervisory Board
12 Appointment of Auditor For For Management
13 Authority to Issue Shares w/ For For Management
Preemptive Rights
14 Authority to Suppress Preemptive Rights For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights in Connection with
Mergers, Acquisitions and Alliances
16 Authority to Suppress Preemptive For For Management
Rights in Connection with Mergers,
Acquisitions and Alliances
17 Authority to Repurchase Ordinary Shares For For Management
18 Authority to Repurchase Additional For For Management
Ordinary Shares
19 Authority to Cancel Repurchased Shares For For Management
--------------------------------------------------------------------------------
ASML HOLDING N.V.
Ticker: ASML Security ID: N07059210
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Remuneration Report For For Management
2 Accounts and Reports For For Management
3 Discussion of the Dividend Policy For For Management
4 Ratification of Management Board Acts For For Management
5 Ratification of Supervisory Board Acts For For Management
6 Long Term Incentive Plan; Authority to For For Management
Issue Shares
7 Management Board Remuneration Policy For For Management
8 Supervisory Board Remuneration Policy For For Management
9 Elect Annet P. Aris to the Supervisory For For Management
Board
10 Elect D. Mark Durcan to the For For Management
Supervisory Board
11 Elect Warren A. East to the For For Management
Supervisory Board
12 Appointment of Auditor For For Management
13 Authority to Issue Shares w/ For For Management
Preemptive Rights
14 Authority to Suppress Preemptive Rights For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights in Connection with
Mergers, Acquisitions and Alliances
16 Authority to Suppress Preemptive For For Management
Rights in Connection with Mergers,
Acquisitions and Alliances
17 Authority to Repurchase Ordinary Shares For For Management
18 Authority to Repurchase Additional For For Management
Ordinary Shares
19 Authority to Cancel Repurchased Shares For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor For For Management
4 Authority to Set Auditor's Fees For For Management
5 Elect Leif Johansson For For Management
6 Elect Pascal Soriot For For Management
7 Elect Marc Dunoyer For For Management
8 Elect Genevieve B. Berger For For Management
9 Elect Philip Broadley For For Management
10 Elect Graham A. Chipchase For For Management
11 Elect Michel Demare For For Management
12 Elect Deborah DiSanzo Eldracher For For Management
13 Elect Sheri McCoy For For Management
14 Elect Tony SK MOK For For Management
15 Elect Nazneen Rahman For For Management
16 Elect Marcus Wallenberg For For Management
17 Remuneration Report (Advisory) For For Management
18 Remuneration Policy (Binding) For For Management
19 Authorisation of Political Donations For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Authority to Repurchase Shares For For Management
24 Authority to Set General Meeting For For Management
Notice Period at 14 Days
25 2020 Performance Share Plan For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andrew Anagnost For For Management
2 Elect Karen Blasing For For Management
3 Elect Reid French For For Management
4 Elect Ayanna Howard For For Management
5 Elect Blake J. Irving For For Management
6 Elect Mary T. McDowell For For Management
7 Elect Stephen D. Milligan For For Management
8 Elect Lorrie M. Norrington For For Management
9 Elect Elizabeth S. Rafael For For Management
10 Elect Stacy J. Smith For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 18, 2019 Meeting Type: Annual
Record Date: OCT 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Douglas H. Brooks For For Management
2 Elect Linda A. Goodspeed For For Management
3 Elect Earl G. Graves, Jr. For For Management
4 Elect Enderson Guimaraes For For Management
5 Elect Michael M. Calbert For For Management
6 Elect D. Bryan Jordan For For Management
7 Elect Gale V. King For For Management
8 Elect George R. Mrkonic, Jr. For For Management
9 Elect William C. Rhodes, III For For Management
10 Elect Jill Ann Soltau For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sharon L. Allen For For Management
2 Elect Susan S. Bies For For Management
3 Elect Jack O. Bovender, Jr. For For Management
4 Elect Frank P. Bramble, Sr. For For Management
5 Elect Pierre J. P. de Weck For For Management
6 Elect Arnold W. Donald For For Management
7 Elect Linda P. Hudson For For Management
8 Elect Monica C. Lozano For For Management
9 Elect Thomas J. May For For Management
10 Elect Brian T. Moynihan For For Management
11 Elect Lionel L. Nowell, III For For Management
12 Elect Denise L. Ramos For For Management
13 Elect Clayton S. Rose For For Management
14 Elect Michael D. White For For Management
15 Elect Thomas D. Woods For For Management
16 Elect R. David Yost For For Management
17 Elect Maria T. Zuber For For Management
18 Advisory Vote on Executive Compensation For For Management
19 Ratification of Auditor For For Management
20 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
21 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
22 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
23 Shareholder Proposal Regarding Purpose Against Against Shareholder
of a Corporation
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: BGNE Security ID: 07725L102
Meeting Date: DEC 27, 2019 Meeting Type: Special
Record Date: NOV 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issuance of Common Stock to Amgen For For Management
2 Collaboration Agreement For For Management
3 Annual Royalty Caps in Relation to For For Management
Collaboration Agreement
4 Elect Anthony C. Hooper For For Management
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: BGNE Security ID: G1146Y101
Meeting Date: DEC 27, 2019 Meeting Type: Special
Record Date: NOV 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Issuance of Common Stock to Amgen For For Management
3 Collaboration Agreement For For Management
4 Annual Royalty Caps in Relation to For For Management
Collaboration Agreement
5 Elect Anthony C. Hooper For For Management
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: BGNE Security ID: 07725L102
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John V. Oyler For For Management
2 Elect Timothy Y. Chen For For Management
3 Elect Jing-Shyh S. Su For For Management
4 Ratification of Auditor For For Management
5 General Mandate to Issue Shares For For Management
6 Connected Person Placing Authorization For For Management
I
7 Connected Person Placing Authorization For For Management
II
8 Amendment to the 2016 Share Option and For For Management
Incentive Plan
9 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: BGNE Security ID: G1146Y101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect John V. Oyler For For Management
3 Elect Timothy Y. Chen For For Management
4 Elect Jing-Shyh S. Su For For Management
5 Ratification of Auditor For For Management
6 General Mandate to Issue Shares For For Management
7 Connected Person Placing Authorization For For Management
I
8 Connected Person Placing Authorization For For Management
II
9 Amendment to the 2016 Share Option and For For Management
Incentive Plan
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alexander J. Denner For Against Management
2 Elect Caroline D. Dorsa For Against Management
3 Elect William A. Hawkins For Against Management
4 Elect Nancy L. Leaming For Against Management
5 Elect Jesus B. Mantas For Against Management
6 Elect Richard C. Mulligan For Against Management
7 Elect Robert W. Pangia For Against Management
8 Elect Stelios Papadopoulos For Against Management
9 Elect Brian S. Posner For Against Management
10 Elect Eric K. Rowinsky For Against Management
11 Elect Stephen A. Sherwin For Against Management
12 Elect Michel Vounatsos For Against Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jean-Jacques Bienaime For For Management
1.2 Elect Elizabeth McKee Anderson For For Management
1.3 Elect Willard H. Dere For For Management
1.4 Elect Michael Grey For For Management
1.5 Elect Elaine J. Heron For For Management
1.6 Elect Robert J. Hombach For For Management
1.7 Elect V. Bryan Lawlis For For Management
1.8 Elect Richard A. Meier For For Management
1.9 Elect David E.I. Pyott For For Management
1.10 Elect Dennis J. Slamon For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BIONTECH SE
Ticker: BNTX Security ID: 09075V102
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratification of Management Board Acts For For Management
2 Ratification of Supervisory Board Acts For For Management
3 Appointment of Auditor For For Management
4 Amendment to Stock Option Plan For For Management
5 Amendment to Authorised Capital For For Management
6 Amendments to Articles For For Management
7 Approval of Intra-Company Control For For Management
Agreement with BioNTech Small
Molecules GmbH
8 Approval of Intra-Company Control For For Management
Agreement with BioNTech IVAC GmbH
9 Approval of Intra-Company Control For For Management
Agreement with BioNTech Real Estate
Holding GmbH
10 Approval of Intra-Company Control For For Management
Agreement with JPT Peptide
Technologies GmbH
11 Approval of Intra-Company Control For For Management
Agreement with BioNTech Cell & Gene
Therapies GmbH
--------------------------------------------------------------------------------
BLACKBERRY LIMITED
Ticker: BB Security ID: 09228F103
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John Chen For For Management
1.2 Elect Michael A. Daniels For For Management
1.3 Elect Timothy Dattels For For Management
1.4 Elect Lisa Disbrow For For Management
1.5 Elect Richard Lynch For For Management
1.6 Elect Laurie Smaldone Alsup For For Management
1.7 Elect Barbara Stymiest For For Management
1.8 Elect V. Prem Watsa For For Management
1.9 Elect Wayne Wouters For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Equity Incentive Plan Renewal For For Management
4 Renewal of the Deferred Share Unit Plan For For Management
5 Amendment to the Employee Share For For Management
Purchase Plan
6 Advisory Vote on Executive Compensation For For Management
7 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nelda J. Connors For For Management
2 Elect Charles J. Dockendorff For For Management
3 Elect Yoshiaki Fujimori For For Management
4 Elect Donna A. James For For Management
5 Elect Edward J. Ludwig For For Management
6 Elect Stephen P. MacMillan For For Management
7 Elect Michael F. Mahoney For For Management
8 Elect David J. Roux For For Management
9 Elect John E. Sununu For For Management
10 Elect Ellen M. Zane For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Amendment to the 2011 Long-Term For For Management
Incentive Plan
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Report Against Against Shareholder
on Non-Management Employee
Representation on the Board
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter J. Arduini For Against Management
2 Elect Robert J. Bertolini For Against Management
3 Elect Michael W. Bonney For For Management
4 Elect Giovanni Caforio For Against Management
5 Elect Matthew W. Emmens For Against Management
6 Elect Julia A. Haller For For Management
7 Elect Dinesh C. Paliwal For Against Management
8 Elect Theodore R. Samuels, II For Against Management
9 Elect Vicki L. Sato For Against Management
10 Elect Gerald Storch For Against Management
11 Elect Karen H. Vousden For Against Management
12 Elect Phyllis R. Yale For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
BURLINGTON STORES, INC.
Ticker: BURL Security ID: 122017106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ted English For For Management
2 Elect Jordan Hitch For For Management
3 Elect Mary Ann Tocio For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dorothy M. Ables For For Management
1.2 Elect Rhys J. Best For For Management
1.3 Elect Robert S. Boswell For For Management
1.4 Elect Amanda M. Brock For For Management
1.5 Elect Peter B. Delaney For For Management
1.6 Elect Dan O. Dinges For For Management
1.7 Elect Robert Kelley For For Management
1.8 Elect W. Matt Ralls For For Management
1.9 Elect Marcus A. Watts For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter J. Bensen For For Management
2 Elect Ronald E. Blaylock For For Management
3 Elect Sona Chawla For For Management
4 Elect Thomas J. Folliard For For Management
5 Elect Shira D. Goodman For For Management
6 Elect Robert J. Hombach For For Management
7 Elect David W. McCreight For For Management
8 Elect William D. Nash For For Management
9 Elect Mark F. O'Neil For For Management
10 Elect Pietro Satriano For For Management
11 Elect Marcella Shinder For For Management
12 Elect Mitchell D. Steenrod For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Amendment to the 2002 Stock Incentive For For Management
Plan
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 06, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Micky Arison For For Management
2 Elect Jonathon Band For For Management
3 Elect Jason G. Cahilly For For Management
4 Elect Helen Deeble For For Management
5 Elect Arnold W. Donald For For Management
6 Elect Richard J. Glasier For For Management
7 Elect Katie Lahey For For Management
8 Elect John Parker For For Management
9 Elect Stuart Subotnick For For Management
10 Elect Laura A. Weil For For Management
11 Elect Randall J. Weisenburger For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Approval of Directors' Remuneration For For Management
Report
14 Approval of Director's Remuneration For For Management
Policy
15 Appointment of Auditor For For Management
16 Authority to Set Fees For For Management
17 Accounts and Reports For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
20 Authority to Repurchase Shares For For Management
21 Approval of 2020 Stock Plan For For Management
22 Approval of Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kelly A. Ayotte For For Management
2 Elect David L. Calhoun For For Management
3 Elect Daniel M. Dickinson For For Management
4 Elect Juan Gallardo For For Management
5 Elect William A. Osborn For For Management
6 Elect Debra L. Reed-Klages For For Management
7 Elect Edward B. Rust, Jr. For For Management
8 Elect Susan C. Schwab For For Management
9 Elect D. James Umpleby III For For Management
10 Elect Miles D. White For For Management
11 Elect Rayford Wilkins Jr. For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
15 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
CERENCE INC.
Ticker: CRNC Security ID: 156727109
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Thomas L. Beaudoin For For Management
1.2 Elect Marianne Budnik For For Management
2 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Julie L. Gerberding For For Management
2 Elect Brent Shafer For For Management
3 Elect William D. Zollars For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Repeal of Classified Board For For Management
7 Amendment to the Advance Notice For For Management
Provisions
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James C. Foster For For Management
2 Elect Nancy C. Andrews For For Management
3 Elect Robert J. Bertolini For For Management
4 Elect Stephen D. Chubb For For Management
5 Elect Deborah T. Kochevar For For Management
6 Elect Martin Mackay For For Management
7 Elect George E. Massaro For For Management
8 Elect George M. Milne, Jr. For For Management
9 Elect C. Richard Reese For For Management
10 Elect Richard F. Wallman For For Management
11 Elect Virginia M. Wilson For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Amendment to the 2018 Incentive Plan For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael L. Corbat For For Management
2 Elect Ellen M. Costello For For Management
3 Elect Grace E Dailey For For Management
4 Elect Barbara J. Desoer For For Management
5 Elect John C. Dugan For For Management
6 Elect Duncan P. Hennes For For Management
7 Elect Peter B. Henry For For Management
8 Elect S. Leslie Ireland For For Management
9 Elect Lew W. Jacobs, IV For For Management
10 Elect Renee J. James For For Management
11 Elect Gary M. Reiner For For Management
12 Elect Diana L. Taylor For For Management
13 Elect James S. Turley For For Management
14 Elect Deborah C. Wright For For Management
15 Elect Alexander R. Wynaendts For For Management
16 Elect Ernesto Zedillo Ponce de Leon For For Management
17 Ratification of Auditor For For Management
18 Advisory Vote on Executive Compensation For For Management
19 Amendment to the 2019 Stock Incentive For For Management
Plan
20 Shareholder Proposal Regarding Against Against Shareholder
Amendment to Proxy Access Bylaw
21 Shareholder Proposal Regarding Purpose Against Against Shareholder
of Corporation
22 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Terrence A. Duffy For For Management
2 Elect Timothy S. Bitsberger For For Management
3 Elect Charles P. Carey For For Management
4 Elect Dennis H. Chookaszian For For Management
5 Elect Bryan T. Durkin For For Management
6 Elect Ana Dutra For For Management
7 Elect Martin J. Gepsman For For Management
8 Elect Larry G. Gerdes For For Management
9 Elect Daniel R. Glickman For For Management
10 Elect Daniel G. Kaye For For Management
11 Elect Phyllis M. Lockett For For Management
12 Elect Deborah J. Lucas For For Management
13 Elect Terry L. Savage For For Management
14 Elect Rahael Seifu For For Management
15 Elect William R. Shepard For For Management
16 Elect Howard J. Siegel For For Management
17 Elect Dennis A. Suskind For For Management
18 Ratification of Auditor For For Management
19 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Donald W. Blair For For Management
2 Elect Leslie A. Brun For For Management
3 Elect Stephanie A. Burns For For Management
4 Elect Richard T. Clark For For Management
5 Elect Robert F. Cummings, Jr. For For Management
6 Elect Deborah A. Henretta For For Management
7 Elect Daniel P. Huttenlocher For For Management
8 Elect Kurt M. Landgraf For For Management
9 Elect Kevin J. Martin For For Management
10 Elect Deborah D. Rieman For For Management
11 Elect Hansel E. Tookes II For For Management
12 Elect Wendell P. Weeks For For Management
13 Elect Mark S. Wrighton For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect David C. Adams For For Management
1.2 Elect Dean M. Flatt For For Management
1.3 Elect S. Marce Fuller For For Management
1.4 Elect Bruce D. Hoechner For For Management
1.5 Elect Glenda J. Minor For For Management
1.6 Elect John B. Nathman For For Management
1.7 Elect Robert J. Rivet For For Management
1.8 Elect Albert E. Smith For For Management
1.9 Elect Peter C. Wallace For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Edward H. Bastian For For Management
2 Elect Francis S. Blake For For Management
3 Elect Ashton B. Carter For For Management
4 Elect David G. DeWalt For For Management
5 Elect William H. Easter III For For Management
6 Elect Christopher A. Hazleton For For Management
7 Elect Michael P. Huerta For For Management
8 Elect Jeanne P. Jackson For For Management
9 Elect George N. Mattson For For Management
10 Elect Sergio A. L. Rial For For Management
11 Elect David. S. Taylor For For Management
12 Elect Kathy N. Waller For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Right Against For Shareholder
to Act by Written Consent
16 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Activity Alignment with the
Paris Agreement
17 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
18 Shareholder Proposal Regarding Report Against Against Shareholder
on Measures Taken to Prevent Sexual
Harassment
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeffrey S. Aronin For For Management
2 Elect Mary K. Bush For For Management
3 Elect Gregory C. Case For For Management
4 Elect Candace H. Duncan For For Management
5 Elect Joseph F. Eazor For For Management
6 Elect Cynthia A. Glassman For For Management
7 Elect Roger C. Hochschild For For Management
8 Elect Thomas G. Maheras For For Management
9 Elect Michael H. Moskow For For Management
10 Elect Mark A. Thierer For For Management
11 Elect Lawrence A. Weinbach For For Management
12 Elect Jennifer L. Wong For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION
Ticker: ETFC Security ID: 269246401
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard J. Carbone For For Management
2 Elect Robert J. Chersi For For Management
3 Elect Jaime W. Ellertson For For Management
4 Elect James P. Healy For For Management
5 Elect Kevin T. Kabat For For Management
6 Elect James Lam For For Management
7 Elect Rodger A. Lawson For For Management
8 Elect Shelley B. Leibowitz For For Management
9 Elect Michael A. Pizzi For For Management
10 Elect Rebecca Saeger For For Management
11 Elect Donna L. Weaver For For Management
12 Elect Joshua A. Weinreich For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Simple Against For Shareholder
Majority Vote
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Anthony J. Bates For For Management
2 Elect Adriane M. Brown For For Management
3 Elect Jesse A. Cohn For For Management
4 Elect Diana Farrell For For Management
5 Elect Logan D. Green For For Management
6 Elect Bonnie S. Hammer For For Management
7 Elect Jamie Iannone For For Management
8 Elect Kathleen C. Mitic For For Management
9 Elect Matthew J. Murphy For For Management
10 Elect Pierre M. Omidyar For For Management
11 Elect Paul S. Pressler For For Management
12 Elect Robert H. Swan For For Management
13 Elect Perry M. Traquina For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Shareholder Proposal Regarding Right Against For Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael A. Mussallem For For Management
2 Elect Kieran T. Gallahue For For Management
3 Elect Leslie S. Heisz For For Management
4 Elect William J. Link For For Management
5 Elect Steven R. Loranger For For Management
6 Elect Martha H. Marsh For For Management
7 Elect Ramona Sequeira For For Management
8 Elect Nicholas J. Valeriani For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Approval of the 2020 Non-Employee For For Management
Directors Stock Incentive Plan
11 Increase of Authorized Common Stock For For Management
for Stock Split
12 Ratification of Auditor For For Management
13 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
ELANCO ANIMAL HEALTH INCORPORATED
Ticker: ELAN Security ID: 28414H103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael J. Harrington For For Management
2 Elect Deborah T. Kochevar For For Management
3 Elect Kirk McDonald For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael L. Eskew For For Management
2 Elect William G. Kaelin, Jr. For For Management
3 Elect David A. Ricks For For Management
4 Elect Marschall S. Runge For For Management
5 Elect Karen Walker For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
8 Repeal of Classified Board For For Management
9 Elimination of Supermajority For For Management
Requirement
10 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
11 Shareholder Proposal Regarding Forced Against Against Shareholder
Swim Test
12 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
13 Shareholder Proposal Regarding Against Against Shareholder
Disclosure of Board Qualifications
14 Shareholder Proposal Regarding Report Against Against Shareholder
on Linking Executive Compensation to
Public Concern Over Drug Pricing
15 Shareholder Proposal Regarding Bonus Against Against Shareholder
Deferral Policy
16 Shareholder Proposal Regarding Against Against Shareholder
Recoupment Report
--------------------------------------------------------------------------------
ENTEGRIS, INC.
Ticker: ENTG Security ID: 29362U104
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael A. Bradley For For Management
2 Elect R. Nicholas Burns For For Management
3 Elect James F. Gentilcore For For Management
4 Elect James P. Lederer For For Management
5 Elect Bertrand Loy For For Management
6 Elect Paul L.H. Olson For For Management
7 Elect Azita Saleki-Gerhardt For For Management
8 Elect Brian Sullivan For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Approval of the 2020 Stock Plan For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Janet F. Clark For For Management
2 Elect Charles R. Crisp For For Management
3 Elect Robert P. Daniels For For Management
4 Elect James C. Day For For Management
5 Elect C. Christopher Gaut For For Management
6 Elect Julie J. Robertson For For Management
7 Elect Donald F. Textor For For Management
8 Elect William R. Thomas For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peggy Alford For For Management
1.2 Elect Marc L. Andreessen For For Management
1.3 Elect Andrew W. Houston For For Management
1.4 Elect Nancy Killefer For For Management
1.5 Elect Robert M. Kimmitt For For Management
1.6 Elect Sheryl K. Sandberg For For Management
1.7 Elect Peter A. Thiel For For Management
1.8 Elect Tracey T. Travis For For Management
1.9 Elect Mark Zuckerberg For For Management
2 Ratification of Auditor For For Management
3 Director Compensation Policy For For Management
4 Shareholder Proposal Regarding Against Against Shareholder
Recapitalization
5 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
6 Shareholder Proposal Regarding Against For Shareholder
Majority Vote for Election of Directors
7 Shareholder Proposal Regarding Report Against Against Shareholder
on Political Advertising
8 Shareholder Proposal Regarding Human Against Against Shareholder
Rights/ Civil Rights Expertise on Board
9 Shareholder Proposal Regarding Report Against Against Shareholder
on Board Oversight of Civil and Human
Rights Risks
10 Shareholder Proposal Regarding Report Against Against Shareholder
on Online Child Exploitation
11 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
--------------------------------------------------------------------------------
FIBROGEN, INC.
Ticker: FGEN Security ID: 31572Q808
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Enrique Conterno For For Management
2 Elect Thomas F. Kearns, Jr. For For Management
3 Elect Kalevi Kurkijarvi For For Management
4 Elect Gerald Lema For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
FIVE BELOW, INC.
Ticker: FIVE Security ID: 33829M101
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joel D. Anderson For For Management
2 Elect Kathleen S. Barclay For For Management
3 Elect Thomas M. Ryan For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
FORMFACTOR, INC.
Ticker: FORM Security ID: 346375108
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Raymond A. Link For For Management
2 Elect Michael D. Slessor For For Management
3 Elect Thomas M. St. Dennis For For Management
4 Elect Rebeca Obregon-Jimenez For For Management
5 Elect Sheri Rhodes For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Amendment to the 2012 Equity Incentive For For Management
Plan
8 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC.
Ticker: GIL Security ID: 375916103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William D. Anderson For For Management
1.2 Elect Donald C. Berg For For Management
1.3 Elect Maryse Bertrand For For Management
1.4 Elect Marcello Caira For For Management
1.5 Elect Glenn J. Chamandy For For Management
1.6 Elect Shirley Cunningham For For Management
1.7 Elect Russell Goodman For For Management
1.8 Elect Charles M. Herington For For Management
1.9 Elect Luc Jobin For For Management
1.10 Elect Craig A. Leavitt For For Management
1.11 Elect Anne Martin-Vachon For For Management
2 Shareholder Rights Plan For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Terrence J. Checki For For Management
2 Elect Leonard S. Coleman, Jr. For For Management
3 Elect Joaquin Duato For For Management
4 Elect John B. Hess For For Management
5 Elect Edith E. Holiday For For Management
6 Elect Marc S. Lipschultz For For Management
7 Elect David McManus For For Management
8 Elect Kevin O. Meyers For For Management
9 Elect James H. Quigley For For Management
10 Elect William G. Schrader For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY
Ticker: HPE Security ID: 42824C109
Meeting Date: APR 01, 2020 Meeting Type: Annual
Record Date: FEB 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Daniel Ammann For For Management
2 Elect Pamela L. Carter For For Management
3 Elect Jean M. Hobby For For Management
4 Elect George R. Kurtz For For Management
5 Elect Raymond J. Lane For For Management
6 Elect Ann M. Livermore For For Management
7 Elect Antonio F. Neri For For Management
8 Elect Charles H. Noski For For Management
9 Elect Raymond E. Ozzie For For Management
10 Elect Gary M. Reiner For For Management
11 Elect Patricia F. Russo For For Management
12 Elect Lip-Bu Tan For For Management
13 Elect Mary Agnes Wilderotter For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Christopher J. Nassetta For For Management
2 Elect Jonathan D. Gray For For Management
3 Elect Charlene T. Begley For For Management
4 Elect Melanie L. Healey For For Management
5 Elect Raymond E. Mabus, Jr. For For Management
6 Elect Judith A. McHale For For Management
7 Elect John G. Schreiber For For Management
8 Elect Elizabeth A. Smith For For Management
9 Elect Douglas M. Steenland For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Aida M. Alvarez For For Management
1.2 Elect Shumeet Banerji For For Management
1.3 Elect Robert R. Bennett For For Management
1.4 Elect Charles V. Bergh For For Management
1.5 Elect Stacy Brown-Philpot For For Management
1.6 Elect Stephanie A. Burns For For Management
1.7 Elect Mary Anne Citrino For For Management
1.8 Elect Richard L. Clemmer For For Management
1.9 Elect Enrique Lores For For Management
1.10 Elect Yoky Matsuoka For For Management
1.11 Elect Stacey J. Mobley For For Management
1.12 Elect Subra Suresh For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Employee Stock Purchase Plan For For Management
5 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Andrew K. Silvernail For For Management
1.2 Elect Katrina L. Helmkamp For For Management
1.3 Elect Mark A. Beck For For Management
1.4 Elect Carl. R. Christenson For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Shareholder Proposal Regarding Report Against Against Shareholder
on Non-Management Employee
Representation on the Board
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Caroline D. Dorsa For For Management
2 Elect Robert S. Epstein For For Management
3 Elect Scott Gottlieb For For Management
4 Elect Philip W. Schiller For For Management
5 Ratification of Auditor For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
--------------------------------------------------------------------------------
IMMUNOGEN, INC.
Ticker: IMGN Security ID: 45253H101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Board Size For For Management
2.1 Elect Stephen C. McCluski For For Management
2.2 Elect Richard J. Wallace For For Management
2.3 Elect Mark A. Goldberg For For Management
2.4 Elect Dean J. Mitchell For For Management
2.5 Elect Kristine Peterson For For Management
2.6 Elect Mark J. Enyedy For For Management
2.7 Elect Stuart A. Arbuckle For For Management
3 Increase of Authorized Common Stock For For Management
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James J. Goetz For For Management
2 Elect Alyssa Henry For For Management
3 Elect Omar Ishrak For For Management
4 Elect Risa Lavizzo-Mourey For For Management
5 Elect Tsu-Jae King Liu For For Management
6 Elect Gregory D. Smith For For Management
7 Elect Robert H. Swan For For Management
8 Elect Andrew Wilson For For Management
9 Elect Frank D. Yeary For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Amendment to the 2006 Employee Stock For For Management
Purchase Plan
13 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
14 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 23, 2020 Meeting Type: Annual
Record Date: NOV 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Eve Burton For For Management
2 Elect Scott D. Cook For For Management
3 Elect Richard Dalzell For For Management
4 Elect Sasan Goodarzi For For Management
5 Elect Deborah Liu For For Management
6 Elect Suzanne Nora Johnson For For Management
7 Elect Dennis D. Powell For For Management
8 Elect Brad D. Smith For For Management
9 Elect Thomas J. Szkutak For For Management
10 Elect Raul Vazquez For For Management
11 Elect Jeff Weiner For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
Adoption of Mandatory Arbitration Bylaw
--------------------------------------------------------------------------------
JABIL INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 23, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Anousheh Ansari For For Management
1.2 Elect Martha F. Brooks For For Management
1.3 Elect Christopher S. Holland For For Management
1.4 Elect Timothy L. Main For For Management
1.5 Elect Mark T. Mondello For For Management
1.6 Elect John C. Plant For For Management
1.7 Elect Steven A. Raymund For For Management
1.8 Elect Thomas A. Sansone For For Management
1.9 Elect David M. Stout For For Management
1.10 Elect Kathleen A. Walters For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
Ticker: J Security ID: 469814107
Meeting Date: JAN 14, 2020 Meeting Type: Annual
Record Date: NOV 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Steven J. Demetriou For For Management
2 Elect Chris M.T. Thompson For For Management
3 Elect Joseph R. Bronson For For Management
4 Elect Robert C. Davidson, Jr. For For Management
5 Elect Ralph E. Eberhart For For Management
6 Elect Georgette D. Kiser For For Management
7 Elect Linda Fayne Levinson For For Management
8 Elect Barbara L. Loughran For For Management
9 Elect Robert A. McNamara For For Management
10 Elect Peter J. Robertson For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect B. Ben Baldanza For For Management
2 Elect Peter Boneparth For For Management
3 Elect Virginia Gambale For For Management
4 Elect Robin Hayes For For Management
5 Elect Ellen Jewett For For Management
6 Elect Robert Ledluc For For Management
7 Elect Teri P. McClure For For Management
8 Elect Sarah Robb O'Hagan For For Management
9 Elect Vivek Sharma For For Management
10 Elect Thomas Winkelmann For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Approval of the 2020 Omnibus Equity For For Management
Incentive Plan
13 Approval of the 2020 Crewmember Stock For For Management
Purchase Plan
14 Ratification of Auditor For For Management
15 Amend Shareholder Right to Call For For Management
Special Meeting
16 Amend Shareholder Right to Act by For For Management
Written Consent
17 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Linda B. Bammann For For Management
2 Elect Stephen B. Burke For For Management
3 Elect Todd A. Combs For For Management
4 Elect James S. Crown For For Management
5 Elect James Dimon For For Management
6 Elect Timothy P. Flynn For For Management
7 Elect Mellody Hobson For For Management
8 Elect Michael A. Neal For For Management
9 Elect Lee R. Raymond For For Management
10 Elect Virginia M. Rometty For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
14 Shareholder Proposal Regarding Oil Against Against Shareholder
Sands and Arctic Oil and Gas
Reputational Risk Report
15 Shareholder Proposal Regarding Against Against Shareholder
Aligning GHG Reductions with Paris
Agreement
16 Shareholder Proposal Regarding Against Against Shareholder
Reducing Ownership Threshold Required
to Act by Written Consent
17 Shareholder Proposal Regarding Against Against Shareholder
Charitable Contributions Disclosure
18 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
--------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC.
Ticker: KEYS Security ID: 49338L103
Meeting Date: MAR 19, 2020 Meeting Type: Annual
Record Date: JAN 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul N. Clark For For Management
2 Elect Richard Hamada For For Management
3 Elect Paul A. Lacouture For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
KLA CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Edward W. Barnholt For For Management
2 Elect Robert M. Calderoni For For Management
3 Elect Jeneanne Hanley For For Management
4 Elect Emiko Higashi For For Management
5 Elect Kevin J. Kennedy For For Management
6 Elect Gary B. Moore For For Management
7 Elect Kiran M. Patel For For Management
8 Elect Victor Peng For For Management
9 Elect Robert A. Rango For For Management
10 Elect Richard P. Wallace For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sheldon G. Adelson For For Management
1.2 Elect Irwin Chafetz For For Management
1.3 Elect Micheline Chau For For Management
1.4 Elect Patrick Dumont For For Management
1.5 Elect Charles D. Forman For For Management
1.6 Elect Robert Glen Goldstein For For Management
1.7 Elect George Jamieson For For Management
1.8 Elect Charles A. Koppelman For For Management
1.9 Elect Lewis Kramer For For Management
1.10 Elect David F. Levi For For Management
1.11 Elect Xuan Yan For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF Security ID: 535919203
Meeting Date: APR 02, 2020 Meeting Type: Special
Record Date: FEB 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval of the Stock Option Exchange For For Management
Program
--------------------------------------------------------------------------------
LIVANOVA PLC
Ticker: LIVN Security ID: G5509L101
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Francesco Bianchi For For Management
2 Elect Stacy Enxing Seng For For Management
3 Elect William A. Kozy For For Management
4 Elect Damien McDonald For For Management
5 Elect Daniel J. Moore For For Management
6 Elect Hugh M. Morrison For For Management
7 Elect Alfred J. Novak For For Management
8 Elect Sharon O'Kane For For Management
9 Elect Arthur L. Rosenthal For For Management
10 Elect Andrea L. Saia For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Authority to Issue Shares w/ For For Management
Preemptive Rights
14 Authority to Issue Shares w/o For For Management
Preemptive Rights
15 Adoption of New Articles For For Management
16 Remuneration Report (Advisory) For For Management
17 Accounts and Reports For For Management
18 Appointment of U.K. Auditor For For Management
19 Authority to Set U.K. Auditor's Fees For For Management
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Raul Alvarez For For Management
1.2 Elect David H. Batchelder For For Management
1.3 Elect Angela F. Braly For For Management
1.4 Elect Sandra B. Cochran For For Management
1.5 Elect Laurie Z. Douglas For For Management
1.6 Elect Richard W. Dreiling For For Management
1.7 Elect Marvin R. Ellison For For Management
1.8 Elect Brian C. Rogers For For Management
1.9 Elect Bertram L. Scott For For Management
1.10 Elect Lisa W. Wardell For For Management
1.11 Elect Eric C. Wiseman For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Decrease in Threshold Required to Call For For Management
a Special Meeting
5 Approval of the 2020 Employee Stock For For Management
Purchase Plan
6 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
LYFT, INC.
Ticker: LYFT Security ID: 55087P104
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Logan D. Green For For Management
1.2 Elect Ann Miura-Ko For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect J.W. Marriott, Jr. For For Management
2 Elect Bruce W. Duncan For For Management
3 Elect Deborah Marriott Harrison For For Management
4 Elect Frederick A. Henderson For For Management
5 Elect Eric Hippeau For For Management
6 Elect Lawrence W. Kellner For For Management
7 Elect Debra L. Lee For For Management
8 Elect Aylwin B. Lewis For For Management
9 Elect Margaret M. McCarthy For For Management
10 Elect George Munoz For For Management
11 Elect Susan C. Schwab For For Management
12 Elect Arne M. Sorenson For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Shareholder Proposal Regarding Simple Against Against Shareholder
Majority Vote
16 Shareholder Proposal Regarding Against Against Shareholder
Diversity Reporting
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard Haythornthwaite For For Management
2 Elect Ajay Banga For For Management
3 Elect Richard K. Davis For For Management
4 Elect Steven J. Freiberg For For Management
5 Elect Julius Genachowski For For Management
6 Elect Choon Phong Goh For For Management
7 Elect Merit E. Janow For For Management
8 Elect Oki Matsumoto For For Management
9 Elect Youngme E. Moon For For Management
10 Elect Rima Qureshi For For Management
11 Elect Jose Octavio Reyes Lagunes For For Management
12 Elect Gabrielle Sulzberger For For Management
13 Elect Jackson P. Tai For For Management
14 Elect Lance Uggla For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard H. Anderson For For Management
2 Elect Craig Arnold For For Management
3 Elect Scott C. Donnelly For For Management
4 Elect Andrea J. Goldsmith For For Management
5 Elect Randall J. Hogan, III For For Management
6 Elect Omar Ishrak For For Management
7 Elect Michael O. Leavitt For For Management
8 Elect James T. Lenehan For For Management
9 Elect Geoffrey Straub Martha For For Management
10 Elect Elizabeth G. Nabel For For Management
11 Elect Denise M. O'Leary For For Management
12 Elect Kendall J. Powell For For Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Advisory Vote on Executive Compensation For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
MICRO FOCUS INTERNATIONAL PLC
Ticker: MCRO Security ID: 594837403
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: FEB 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Remuneration Report (Advisory) For For Management
4 Remuneration Policy (Binding) For For Management
5 Elect Greg Hugh Lock For For Management
6 Elect Stephen Murdoch For For Management
7 Elect Brian McArthur-Muscroft For For Management
8 Elect Karen Slatford For For Management
9 Elect Richard Atkins For For Management
10 Elect Amanda Brown For For Management
11 Elect Lawton W. Fitt For For Management
12 Appointment of Auditor For For Management
13 Authority to Set Auditor's Fees For For Management
14 Authority to Issue Shares w/ For For Management
Preemptive Rights
15 Authority to Issue Shares w/o For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
17 Authority to Repurchase Shares For For Management
18 Authority to Set General Meeting For For Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 16, 2020 Meeting Type: Annual
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert L. Bailey For For Management
2 Elect Richard M. Beyer For For Management
3 Elect Steven J. Gomo For For Management
4 Elect Mary Pat McCarthy For For Management
5 Elect Sanjay Mehrotra For For Management
6 Elect Robert E. Switz For For Management
7 Elect MaryAnn Wright For For Management
8 Advisory Vote on Executive Compensation For For Management
9 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William H. Gates III For For Management
2 Elect Reid G. Hoffman For For Management
3 Elect Hugh F. Johnston For For Management
4 Elect Teri L. List-Stoll For For Management
5 Elect Satya Nadella For For Management
6 Elect Sandra E. Peterson For For Management
7 Elect Penny S. Pritzker For For Management
8 Elect Charles W. Scharf For For Management
9 Elect Arne M. Sorenson For For Management
10 Elect John W. Stanton For For Management
11 Elect John W. Thompson For For Management
12 Elect Emma N. Walmsley For For Management
13 Elect Padmasree Warrior For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
16 Shareholder Proposal Regarding Report Against Against Shareholder
on Non-Management Employee
Representation on the Board
17 Shareholder Proposal Regarding Median Against Against Shareholder
Gender Pay Equity Report
--------------------------------------------------------------------------------
NEWELL BRANDS INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bridget M. Ryan-Berman For For Management
2 Elect Patrick D. Campbell For For Management
3 Elect James R. Craigie For For Management
4 Elect Debra A. Crew For For Management
5 Elect Brett M. Icahn For For Management
6 Elect Gerardo I. Lopez For For Management
7 Elect Courtney R. Mather For For Management
8 Elect Ravichandra K. Saligram For For Management
9 Elect Judith A. Sprieser For For Management
10 Elect Robert A. Steele For For Management
11 Elect Steven J. Strobel For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
NOKIA CORP
Ticker: NOKIA Security ID: 654902204
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Ratification of Board and CEO Acts For For Management
4 Remuneration Policy For For Management
5 Directors' Fees For For Management
6 Board Size For For Management
7.1 Elect Sari Baldauf For For Management
7.2 Elect Bruce Brown For For Management
7.3 Elect Thomas Dannenfeldt For For Management
7.4 Elect Jeannette Horan For For Management
7.5 Elect Edward Kozel For For Management
7.6 Elect Elizabeth Nelson For For Management
7.7 Elect Soren Skou For For Management
7.8 Elect Carla Smits-Nusteling For For Management
7.9 Elect Kari Stadigh For For Management
8 Appointment of Auditor For For Management
9 Authority to Set Auditor's Fees For For Management
10 Authority to Repurchase Shares For For Management
11 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
12 Shareholder Proposal Regarding Board Against Against Shareholder
Composition
--------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Linda Walker Bynoe For For Management
2 Elect Susan Crown For For Management
3 Elect Dean M. Harrison For For Management
4 Elect Jay L. Henderson For For Management
5 Elect Marcy S. Klevorn For For Management
6 Elect Siddharth N. Mehta For For Management
7 Elect Michael G. O'Grady For For Management
8 Elect Jose Luis Prado For For Management
9 Elect Thomas E. Richards For For Management
10 Elect Martin P. Slark For For Management
11 Elect David H. B. Smith, Jr. For For Management
12 Elect Donald Thompson For For Management
13 Elect Charles A. Tribbett III For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Ticker: NCLH Security ID: G66721104
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David M. Abrams For For Management
2 Elect John W. Chidsey For For Management
3 Elect Russell W. Galbut For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 28, 2020 Meeting Type: Annual
Record Date: JAN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Ratification of Board and Management For For Management
Acts
3 Allocation of Profits/Dividends For For Management
4 Cancellation of Shares and Reduction For For Management
in Share Capital
5 Board Compensation For For Management
6 Executive Compensation For For Management
7 Compensation Report For For Management
8 Elect Jorg Reinhardt as Board Chair For For Management
9 Elect Nancy C. Andrews For For Management
10 Elect Ton Buchner For For Management
11 Elect Patrice Bula For For Management
12 Elect Srikant M. Datar For For Management
13 Elect Elizabeth Doherty For For Management
14 Elect Ann M. Fudge For For Management
15 Elect Frans van Houten For For Management
16 Elect Andreas von Planta For For Management
17 Elect Charles L. Sawyers For For Management
18 Elect Enrico Vanni For For Management
19 Elect William T. Winters For For Management
20 Elect Bridgette P. Heller For For Management
21 Elect Simon Moroney For For Management
22 Elect Patrice Bula as Compensation For For Management
Committee Member
23 Elect Srikant M. Datar as Compensation For For Management
Committee Member
24 Elect Enrico Vanni as Compensation For For Management
Committee Member
25 Elect William T. Winters as For For Management
Compensation Committee Member
26 Elect Bridgette P. Heller as For For Management
Compensation Committee Member
27 Appointment of Auditor For For Management
28 Appointment of Independent Proxy For For Management
29 Additional or Amended Proposals For For Management
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: JAN 22, 2020 Meeting Type: Annual
Record Date: NOV 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mark D. Benjamin For For Management
1.2 Elect Daniel Brennan For For Management
1.3 Elect Lloyd A. Carney For For Management
1.4 Elect Thomas D. Ebling For For Management
1.5 Elect Robert J. Finocchio For For Management
1.6 Elect Laura S. Kaiser For For Management
1.7 Elect Michal Katz For For Management
1.8 Elect Mark R. Laret For For Management
1.9 Elect Sanjay Vaswani For For Management
2 Approval of the 2020 Stock Plan For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Ratification of Auditor For For Management
5 Shareholder Proposal Regarding Against For Shareholder
Independent Board Chair
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert K. Burgess For For Management
2 Elect Tench Coxe For For Management
3 Elect Persis S. Drell For For Management
4 Elect Jen-Hsun Huang For For Management
5 Elect Dawn Hudson For For Management
6 Elect Harvey C. Jones For For Management
7 Elect Michael G. McCaffery For For Management
8 Elect Stephen C. Neal For For Management
9 Elect Mark L. Perry For For Management
10 Elect A. Brooke Seawell For For Management
11 Elect Mark A. Stevens For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Amendment to the 2007 Equity Incentive For For Management
Plan
15 Amendment to the 2012 Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
OKTA, INC.
Ticker: OKTA Security ID: 679295105
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Shellye L. Archambeau For For Management
1.2 Elect Robert L. Dixon, Jr. For For Management
1.3 Elect Patrick Grady For For Management
1.4 Elect Benjamin A. Horowitz For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC.
Ticker: ODFL Security ID: 679580100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sherry A. Aaholm For For Management
1.2 Elect Earl E. Congdon For For Management
1.3 Elect David S. Congdon For For Management
1.4 Elect John R. Congdon, Jr. For For Management
1.5 Elect Bradley R. Gabosch For For Management
1.6 Elect Greg C. Gantt For For Management
1.7 Elect Patrick D. Hanley For For Management
1.8 Elect John D. Kasarda For For Management
1.9 Elect Wendy T. Stallings For For Management
1.10 Elect Leo H. Suggs For For Management
1.11 Elect D. Michael Wray For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Increase in Authorized Common Stock For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 19, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jeffrey S. Berg For For Management
1.2 Elect Michael J. Boskin For For Management
1.3 Elect Safra A. Catz For For Management
1.4 Elect Bruce R. Chizen For For Management
1.5 Elect George H. Conrades For For Management
1.6 Elect Lawrence J. Ellison For For Management
1.7 Elect Rona Fairhead For For Management
1.8 Elect Hector Garcia-Molina For Withhold Management
1.9 Elect Jeffrey O. Henley For For Management
1.10 Elect Mark V. Hurd For Withhold Management
1.11 Elect Renee J. James For For Management
1.12 Elect Charles W. Moorman IV For For Management
1.13 Elect Leon E. Panetta For For Management
1.14 Elect William G. Parrett For For Management
1.15 Elect Naomi O. Seligman For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Shareholder Proposal Regarding Gender Against Against Shareholder
Pay Equity Report
5 Shareholder Proposal Regarding Against Against Shareholder
Independent Board Chair
--------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC.
Ticker: PANW Security ID: 697435105
Meeting Date: DEC 09, 2019 Meeting Type: Annual
Record Date: OCT 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Asheem Chandna For For Management
2 Elect James J. Goetz For For Management
3 Elect Mark D. McLaughlin For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rodney C. Adkins For For Management
2 Elect Jonathan Christodoro For For Management
3 Elect John J. Donahoe II For For Management
4 Elect David W. Dorman For For Management
5 Elect Belinda J. Johnson For For Management
6 Elect Gail J. McGovern For For Management
7 Elect Deborah M. Messemer For For Management
8 Elect David M. Moffett For For Management
9 Elect Ann M. Sarnoff For For Management
10 Elect Daniel H. Schulman For For Management
11 Elect Frank D. Yeary For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Right Against For Shareholder
to Act by Written Consent
15 Shareholder Proposal Regarding Against Against Shareholder
Integration of Human and Indigenous
Peoples' Rights Policy in Corporate
Documents
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Barrett For For Management
2 Elect Samuel R. Chapin For For Management
3 Elect Sylvie Gregoire For For Management
4 Elect Alexis P. Michas For For Management
5 Elect Pralad Singh For For Management
6 Elect Michel Vounatsos For For Management
7 Elect Frank Witney For For Management
8 Elect Pascale Witz For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
PINTEREST, INC.
Ticker: PINS Security ID: 72352L106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeffrey Jordan For For Management
2 Elect Jeremy Levine For For Management
3 Elect Gokul Rajaram For For Management
4 Ratification of Auditor For For Management
5 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Edison C. Buchanan For For Management
2 Elect Andrew F. Cates For For Management
3 Elect Phillip A. Gobe For For Management
4 Elect Larry R. Grillot For For Management
5 Elect Stacy P. Methvin For For Management
6 Elect Royce W. Mitchell For For Management
7 Elect Frank A. Risch For For Management
8 Elect Scott D. Sheffield For For Management
9 Elect Mona K. Sutphen For For Management
10 Elect J. Kenneth Thompson For For Management
11 Elect Phoebe A. Wood For For Management
12 Elect Michael D. Wortley For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
QIAGEN N.V.
Ticker: QGEN Security ID: N72482123
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report For For Management
3 Ratification of Management Board Acts For For Management
4 Ratification of Supervisory Board Acts For For Management
5 Elect Stephane Bancel For For Management
6 Elect Hakan Bjorklund For For Management
7 Elect Metin Colpan For For Management
8 Elect Ross L. Levine For For Management
9 Elect Elaine Mardis For For Management
10 Elect Lawrence A. Rosen For For Management
11 Elect Elizabeth E. Tallett For For Management
12 Elect Roland Sackers For For Management
13 Elect Thierry Bernard For For Management
14 Management Board Remuneration Policy For For Management
15 Supervisory Board Remuneration Policy For For Management
16 Supervisory Board Members' Fees For For Management
17 Appointment of Auditor For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Authority to Suppress Preemptive Rights For For Management
20 Authority to Suppress Preemptive For For Management
Rights for Mergers, Acquisitions and
Strategic Alliances
21 Authority to Repurchase Shares For For Management
22 Contingent Amendments to Articles For For Management
23 Top Up Option For For Management
24 Elect Hakan Bjorklund For For Management
25 Elect Michael A. Boxer For For Management
26 Elect Paul G. Parker For For Management
27 Elect Gianluca Pettiti For For Management
28 Elect Anthony H. Smith For For Management
29 Elect Barbara W. Wall For For Management
30 Elect Stefan Wolf For For Management
31 Contingent Resignation of Directors For For Management
32 Contingent Amendments to Articles For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mark Fields For For Management
2 Elect Jeffrey W. Henderson For For Management
3 Elect Ann M. Livermore For For Management
4 Elect Harish Manwani For For Management
5 Elect Mark D. McLaughlin For For Management
6 Elect Steven M. Mollenkopf For For Management
7 Elect Clark T. Randt, Jr. For For Management
8 Elect Irene B. Rosenfeld For For Management
9 Elect Neil Smit For For Management
10 Elect Anthony J. Vinciquerra For For Management
11 Ratification of Auditor For For Management
12 Amendment to the 2016 Long-Term For For Management
Incentive Plan
13 Advisory Vote on Executive Compensation For For Management
14 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charles von Arentschildt For For Management
2 Elect Robert M. Dutkowsky For For Management
3 Elect Jeffrey N. Edwards For For Management
4 Elect Benjamin C. Esty For For Management
5 Elect Anne Gates For For Management
6 Elect Francis S. Godbold For For Management
7 Elect Thomas A. James For For Management
8 Elect Gordon L. Johnson For For Management
9 Elect Rodrick C. McGeary For For Management
10 Elect Paul C. Reilly For For Management
11 Elect Raj Seshadri For For Management
12 Elect Susan N. Story For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Amendment to the 2012 Stock Incentive For For Management
Plan
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES CORPORATION
Ticker: RTX Security ID: 913017109
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lloyd J. Austin, III For For Management
2 Elect Gregory J. Hayes For For Management
3 Elect Marshall O. Larsen For For Management
4 Elect Robert K. Ortberg For For Management
5 Elect Margaret L. O'Sullivan For For Management
6 Elect Denise L. Ramos For For Management
7 Elect Fredric G. Reynolds For For Management
8 Elect Brian C. Rogers For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Ratification of Auditor For For Management
11 Shareholder Proposal Regarding Simple Against For Shareholder
Majority Vote
12 Shareholder Proposal Regarding Report Against Against Shareholder
on Plant Closures
--------------------------------------------------------------------------------
RESTAURANT BRANDS INTERNATIONAL INC.
Ticker: QSR Security ID: 76131D103
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Alexandre Behring For For Management
1.2 Elect Joao M. Castro-Neves For For Management
1.3 Elect Maximilien de Limburg Stirum For For Management
1.4 Elect Paul J. Fribourg For For Management
1.5 Elect Neil Golden For For Management
1.6 Elect Ali Hedayat For For Management
1.7 Elect Golnar Khosrowshahi For For Management
1.8 Elect Giovanni John Prato For For Management
1.9 Elect Daniel S. Schwartz For For Management
1.10 Elect Carlos Alberto Sicupira For For Management
1.11 Elect Roberto Moses Thompson Motta For For Management
2 Advisory vote on executive compensation For Against Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Shareholder Proposal Regarding Report Against Against Shareholder
on Workforce Practices
5 Shareholder Proposal Regarding Report Against Against Shareholder
on Sustainable Packaging and Plastic
Pollution
--------------------------------------------------------------------------------
RINGCENTRAL, INC
Ticker: RNG Security ID: 76680R206
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Vladimir Shmunis For For Management
1.2 Elect Kenneth A. Goldman For For Management
1.3 Elect Michelle R. McKenna For For Management
1.4 Elect Godfrey R. Sullivan For For Management
1.5 Elect Robert Theis For For Management
1.6 Elect Allan Thygesen For For Management
1.7 Elect Neil Williams For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 04, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Steven R. Kalmanson For For Management
1.2 Elect James P. Keane For For Management
1.3 Elect Pam Murphy For For Management
1.4 Elect Donald R. Parfet For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Approval of the 2020 Long-Term For For Management
Incentives Plan
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael Balmuth For For Management
2 Elect K. Gunnar Bjorklund For For Management
3 Elect Michael J. Bush For For Management
4 Elect Norman A. Ferber For For Management
5 Elect Sharon D. Garrett For For Management
6 Elect Stephen D. Milligan For For Management
7 Elect Patricia H. Mueller For For Management
8 Elect George P. Orban For For Management
9 Elect Gregory L. Quesnel For For Management
10 Elect Larree M. Renda For For Management
11 Elect Barbara Rentler For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John F. Brock For For Management
2 Elect Richard D. Fain For For Management
3 Elect Stephen R. Howe, Jr For For Management
4 Elect William L. Kimsey For For Management
5 Elect Maritza Gomez Montiel For For Management
6 Elect Ann S. Moore For For Management
7 Elect Eyal M. Ofer For For Management
8 Elect William K. Reilly For For Management
9 Elect Vagn Ove Sorensen For For Management
10 Elect Donald Thompson For For Management
11 Elect Arne Alexander Wilhelmsen For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
15 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marc R. Benioff For For Management
2 Elect Craig A. Conway For For Management
3 Elect Parker Harris For For Management
4 Elect Alan G. Hassenfeld For For Management
5 Elect Neelie Kroes For For Management
6 Elect Colin L. Powell For For Management
7 Elect Sanford R. Robertson For For Management
8 Elect John V. Roos For For Management
9 Elect Robin L. Washington For For Management
10 Elect Maynard G. Webb For For Management
11 Elect Susan D. Wojcicki For For Management
12 Amendment to the 2013 Equity Incentive For For Management
Plan
13 Amendment to the 2004 Employee Stock For For Management
Purchase Plan
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David W. Gryska For For Management
2 Elect John A. Orwin For For Management
3 Elect Alpna Seth For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Amendment to the 2007 Equity Incentive For For Management
Plan
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SIEMENS HEALTHINEERS AG
Ticker: SHL Security ID: D6T479107
Meeting Date: FEB 12, 2020 Meeting Type: Annual
Record Date: FEB 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Allocation of Profits/Dividends For For Management
7 Ratify Bernhard Montag For For Management
8 Ratify Jochen Schmitz For For Management
9 Ratify Michael Reitermann For For Management
10 Ratify Ralf P. Thomas For For Management
11 Ratify Michael Sen For For Management
12 Ratify Norbert Gaus For For Management
13 Ratify Marion Helmes For For Management
14 Ratify Andreas C. Hoffmann For For Management
15 Ratify Philipp Rosler For For Management
16 Ratify Nathalie von Siemens For For Management
17 Ratify Gregory Sorensen For For Management
18 Ratify Karl-Heinz Streibich For For Management
19 Appointment of Auditor For For Management
20 Elect Roland Busch as Supervisory For For Management
Board Member
21 Supervisory Board Members' Fees For For Management
--------------------------------------------------------------------------------
SONY CORPORATION
Ticker: 6758 Security ID: 835699307
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For For Management
2 Elect Kenichiro Yoshida For For Management
3 Elect Hiroki Totoki For For Management
4 Elect Shuzo Sumi For For Management
5 Elect Tim Schaaff For For Management
6 Elect Kazuo Matsunaga For For Management
7 Elect Toshiko Oka For For Management
8 Elect Sakie Akiyama For For Management
9 Elect Wendy Becker For For Management
10 Elect Yoshihiko Hatanaka For For Management
11 Elect Adam Crozier For For Management
12 Elect Keiko Kishigami For For Management
13 Elect Joseph A. Kraft Jr. For For Management
14 Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David W. Biegler For For Management
2 Elect J. Veronica Biggins For For Management
3 Elect Douglas H. Brooks For For Management
4 Elect William H. Cunningham For For Management
5 Elect John G. Denison For For Management
6 Elect Thomas W. Gilligan For For Management
7 Elect Gary C. Kelly For For Management
8 Elect Grace D. Lieblein For For Management
9 Elect Nancy B. Loeffler For For Management
10 Elect John T. Montford For For Management
11 Elect Ron Ricks For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
15 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
16 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John D. Gass For For Management
2 Elect Catherine A. Kehr For For Management
3 Elect Greg D. Kerley For For Management
4 Elect Jon A. Marshall For For Management
5 Elect Patrick M. Prevost For For Management
6 Elect Anne Taylor For For Management
7 Elect Denis J. Walsh III For For Management
8 Elect William J. Way For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Ratification of Auditor For For Management
11 Shareholder Proposal Regarding Right Against For Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John G. Connors For For Management
2 Elect Patricia Morrison For For Management
3 Elect Stephen Newberry For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Marcelo Claure For For Management
1.2 Elect Srikant M. Datar For For Management
1.3 Elect Ronald D. Fisher For For Management
1.4 Elect Srini Gopalan For For Management
1.5 Elect Lawrence H. Guffey For For Management
1.6 Elect Timotheus Hottges For For Management
1.7 Elect Christian P. Illek For For Management
1.8 Elect Stephen R. Kappes For For Management
1.9 Elect Raphael Kubler For For Management
1.10 Elect Thorsten Langheim For For Management
1.11 Elect G. Michael Sievert For For Management
1.12 Elect Teresa A. Taylor For For Management
1.13 Elect Kelvin R. Westbrook For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Shareholder Proposal Regarding Against Against Shareholder
Compensation in the Event of a Change
in Control
--------------------------------------------------------------------------------
TECHNIPFMC PLC
Ticker: FTI Security ID: G87110105
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Douglas J. Pferdehirt For For Management
2 Elect Eleazar de Carvalho Filho For For Management
3 Elect Arnaud Caudoux For For Management
4 Elect Pascal Colombani For For Management
5 Elect Marie-Ange Debon For For Management
6 Elect Claire S. Farley For For Management
7 Elect Didier Houssin For For Management
8 Elect Peter Mellbye For For Management
9 Elect John C.G. O'Leary For For Management
10 Elect Olivier Piou For For Management
11 Elect Kay G. Priestly For For Management
12 Elect Joseph Rinaldi For For Management
13 Elect James M. Ringler For For Management
14 Elect John Yearwood For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Remuneration Report (Advisory) For For Management
17 U.K. Annual Report and Accounts For For Management
18 Ratification of U.S. Auditor For For Management
19 Re-appointment of U.K Statutory Auditor For For Management
20 U.K. Statutory Auditor Fees For For Management
--------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERICB Security ID: 294821608
Meeting Date: MAR 31, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declaration of Material Interest N/A TNA Management
2 Election of Presiding Chair For TNA Management
3 Accounts and Reports For TNA Management
4 Ratification of Board and CEO Acts For TNA Management
5 Allocation of Profits/Dividends For TNA Management
6 Board Size For TNA Management
7 Directors' Fees For TNA Management
8 Elect Jon Fredrik Baksaas For TNA Management
9 Elect Jan Carlson For TNA Management
10 Elect Nora M. Denzel For TNA Management
11 Elect Borje E. Ekholm For TNA Management
12 Elect Eric A. Elzvik For TNA Management
13 Elect Kurt Jofs For TNA Management
14 Elect Ronnie Leten For TNA Management
15 Elect Kristin S. Rinne For TNA Management
16 Elect Helena Stjernholm For TNA Management
17 Elect Jacob Wallenberg For TNA Management
18 Elect Ronnie Leten as Chair For TNA Management
19 Number of Auditors For TNA Management
20 Authority to Set Auditor's Fees For TNA Management
21 Appointment of Auditor For TNA Management
22 Remuneration Policy For TNA Management
23 Long-Term Variable Compensation For TNA Management
("LTV") Program 2020
24 Authority to Transfer Treasury Shares For TNA Management
(LTV 2020)
25 Equity Swap Agreement (LTV 2020) For TNA Management
26 Transfer of Treasury Shares (LTV 2018 For TNA Management
and LTV 2019)
27 Transfer of Treasury Shares (LTV 2016 For TNA Management
and LTV 2017)
28 Shareholder Proposal Regarding Voting N/A TNA Shareholder
Power
29 Shareholder Propsal Regarding Voting N/A TNA Shareholder
Power Article Amendments
30 Shareholder Proposal Regarding Voting N/A TNA Shareholder
Power Differences Petition
31 Shareholder Proposal Regarding N/A TNA Shareholder
Representation of Small and Midsize
Shareholders
32 Shareholder Propsal Regarding Special N/A TNA Shareholder
Audit
33 Shareholder Proposal Regarding Removal N/A TNA Shareholder
of Multiple-Voting Rights
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael A. Bradley For For Management
2 Elect Edwin J. Gillis For For Management
3 Elect Timothy E. Guertin For For Management
4 Elect Mark E. Jagiela For For Management
5 Elect Mercedes Johnson For For Management
6 Elect Marilyn Matz For For Management
7 Elect Paul J. Tufano For For Management
8 Elect Roy A. Vallee For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mark A. Blinn For For Management
2 Elect Todd M. Bluedorn For For Management
3 Elect Janet F. Clark For For Management
4 Elect Carrie S. Cox For For Management
5 Elect Martin S. Craighead For For Management
6 Elect Jean M. Hobby For For Management
7 Elect Michael D. Hsu For For Management
8 Elect Ronald Kirk For For Management
9 Elect Pamela H. Patsley For For Management
10 Elect Robert E. Sanchez For For Management
11 Elect Richard K. Templeton For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Scott C. Donnelly For For Management
2 Elect Kathleen M. Bader For For Management
3 Elect R. Kerry Clark For For Management
4 Elect James T. Conway For For Management
5 Elect Paul E. Gagne For For Management
6 Elect Ralph D. Heath For For Management
7 Elect Deborah Lee James For For Management
8 Elect Lionel L. Nowell, III For For Management
9 Elect James L. Ziemer For For Management
10 Elect Maria T. Zuber For For Management
11 Advisory Vote on Executive Compensation For Against Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William S. Haraf For For Management
2 Elect Frank C. Herringer For For Management
3 Elect Roger O. Walther For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Amendment to the 2013 Stock Incentive For For Management
Plan
7 Adoption of Proxy Access For For Management
8 Shareholder Proposal Regarding Against Against Shareholder
Diversity and Pay Data Reporting
9 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger/Acquisition For For Management
2 Authorization of Non-Voting Common For For Management
Stock
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE DESCARTES SYSTEMS GROUP INC.
Ticker: DSG Security ID: 249906108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Deepak Chopra For For Management
1.2 Elect Deborah Close For For Management
1.3 Elect Eric A. Demirian For For Management
1.4 Elect Dennis Maple For For Management
1.5 Elect Chris E. Muntwyler For For Management
1.6 Elect Jane O'Hagan For For Management
1.7 Elect Edward J. Ryan For For Management
1.8 Elect John Walker For For Management
2 Appointment of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Shareholder Rights Plan Renewal For For Management
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Philip F. Bleser For For Management
2 Elect Stuart B. Burgdoerfer For For Management
3 Elect Pamela J. Craig For For Management
4 Elect Charles A. Davis For For Management
5 Elect Roger N. Farah For For Management
6 Elect Lawton W. Fitt For For Management
7 Elect Susan Patricia Griffith For For Management
8 Elect Jeffrey D. Kelly For For Management
9 Elect Patrick H. Nettles For For Management
10 Elect Barbara R. Snyder For For Management
11 Elect Jan E. Tighe For For Management
12 Elect Kahina Van Dyke For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zein Abdalla For For Management
2 Elect Alan M. Bennett For For Management
3 Elect Rosemary T. Berkery For For Management
4 Elect David T. Ching For For Management
5 Elect Ernie Herrman For For Management
6 Elect Michael F. Hines For For Management
7 Elect Amy B. Lane For For Management
8 Elect Carol Meyrowitz For For Management
9 Elect Jackwyn L. Nemerov For For Management
10 Elect John F. O'Brien For For Management
11 Elect Willow B. Shire For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Proposal Regarding Report Against Against Shareholder
on Chemicals
15 Shareholder Proposal Regarding Report Against Against Shareholder
on Animal Welfare
16 Shareholder Proposal Regarding Against Against Shareholder
Employee Salary Considerations When
Setting Executive Compensation
17 Shareholder Proposal Regarding Against Against Shareholder
Reporting on Required Retention of
Shares Until Normal Retirement Age
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Susan E. Arnold For For Management
2 Elect Mary T. Barra For For Management
3 Elect Safra A. Catz For For Management
4 Elect Francis A. deSouza For For Management
5 Elect Michael B.G. Froman For For Management
6 Elect Robert A. Iger For For Management
7 Elect Maria Elena Lagomasino For For Management
8 Elect Mark G. Parker For For Management
9 Elect Derica W. Rice For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Amendment to the 2011 Stock Incentive For For Management
Plan
13 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marc N. Casper For For Management
2 Elect Nelson J. Chai For For Management
3 Elect C. Martin Harris For For Management
4 Elect Tyler Jacks For For Management
5 Elect Judy C. Lewent For For Management
6 Elect Thomas J. Lynch For For Management
7 Elect Jim P. Manzi For For Management
8 Elect James C. Mullen For For Management
9 Elect Lars Rebien Sorensen For For Management
10 Elect Debora L. Spar For For Management
11 Elect Scott M. Sperling For For Management
12 Elect Dion J. Weisler For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED
Ticker: TDG Security ID: 893641100
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect David A. Barr For For Management
1.2 Elect William Dries For For Management
1.3 Elect Mervin Dunn For For Management
1.4 Elect Michael Graff For For Management
1.5 Elect Sean P. Hennessy For For Management
1.6 Elect W. Nicholas Howley For For Management
1.7 Elect Raymond Laubenthal For For Management
1.8 Elect Gary E. McCullough For For Management
1.9 Elect Michele Santana For For Management
1.10 Elect Robert J. Small For For Management
1.11 Elect John Staer For For Management
1.12 Elect Kevin Stein For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Shareholder Proposal Regarding Against Against Shareholder
Reporting and Managing Greenhouse Gas
Emissions
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Ratification of Board Acts For For Management
3 Allocation of Losses For For Management
4 Renewal of Authorized Capital For For Management
5 Elect Glyn A. Barker For For Management
6 Elect Vanessa C.L. Chang For For Management
7 Elect Frederico Fleury Curado For For Management
8 Elect Chadwick C. Deaton For For Management
9 Elect Vincent J. Intrieri For For Management
10 Elect Samuel J. Merksamer For For Management
11 Elect Frederik W. Mohn For For Management
12 Elect Edward R. Muller For For Management
13 Elect Diane de Saint Victor For For Management
14 Elect TAN Ek Kia For For Management
15 Elect Jeremy D. Thigpen For For Management
16 Elect Chadwick C. Deaton as Chair For For Management
17 Elect Glyn A. Barker For For Management
18 Elect Samuel J. Merksamer For For Management
19 Elect TAN Ek Kia For For Management
20 Appointment of Independent Proxy For For Management
21 Appointment of Auditor For For Management
22 Advisory Vote on Executive Compensation For For Management
23 Maximum Aggregate Board Compensation For For Management
(Binding)
24 Maximum Aggregate Executive For For Management
Compensation (Binding)
25 Amendment to the 2015 Long-Term For For Management
Incentive Plan
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Ratification of Board Acts For For Management
3 Allocation of Losses For For Management
4 Renewal of Authorized Capital For For Management
5 Elect Glyn A. Barker For For Management
6 Elect Vanessa C.L. Chang For For Management
7 Elect Frederico Fleury Curado For For Management
8 Elect Chadwick C. Deaton For For Management
9 Elect Vincent J. Intrieri For For Management
10 Elect Samuel J. Merksamer For For Management
11 Elect Frederik W. Mohn For For Management
12 Elect Edward R. Muller For For Management
13 Elect Diane de Saint Victor For For Management
14 Elect TAN Ek Kia For For Management
15 Elect Jeremy D. Thigpen For For Management
16 Elect Chadwick C. Deaton as Chair For For Management
17 Elect Glyn A. Barker For For Management
18 Elect Samuel J. Merksamer For For Management
19 Elect TAN Ek Kia For For Management
20 Appointment of Independent Proxy For For Management
21 Appointment of Auditor For For Management
22 Advisory Vote on Executive Compensation For For Management
23 Maximum Aggregate Board Compensation For For Management
(Binding)
24 Maximum Aggregate Executive For For Management
Compensation (Binding)
25 Amendment to the 2015 Long-Term For For Management
Incentive Plan
--------------------------------------------------------------------------------
TRIMBLE INC.
Ticker: TRMB Security ID: 896239100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Steven W. Berglund For For Management
1.2 Elect Borje E. Ekholm For For Management
1.3 Elect Kaigham Gabriel For For Management
1.4 Elect Merit E. Janow For For Management
1.5 Elect Meaghan Lloyd For For Management
1.6 Elect Sandra MacQuillan For For Management
1.7 Elect Ronald S. Nersesian For For Management
1.8 Elect Robert G. Painter For For Management
1.9 Elect Mark S. Peek For For Management
1.10 Elect Johan Wibergh For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Amendment to the 2002 Stock Plan For For Management
--------------------------------------------------------------------------------
ULTA BEAUTY, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michelle L. Collins For For Management
1.2 Elect Patricia Little For For Management
1.3 Elect Michael C. Smith For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Carolyn Corvi For For Management
2 Elect Barnaby "Barney" M. Harford For For Management
3 Elect Michele J. Hooper For For Management
4 Elect Walter Isaacson For For Management
5 Elect James A.C. Kennedy For For Management
6 Elect J. Scott Kirby For For Management
7 Elect Oscar Munoz For For Management
8 Elect Edward M. Philip For For Management
9 Elect Edward L. Shapiro For For Management
10 Elect David J. Vitale For For Management
11 Elect James M. Whitehurst For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
15 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
16 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Activity Alignment with the
Paris Agreement
--------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION
Ticker: OLED Security ID: 91347P105
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Steven V. Abramson For For Management
2 Elect Cynthia J. Comparin For For Management
3 Elect Richard C. Elias For For Management
4 Elect Elizabeth H. Gemmill For For Management
5 Elect C. Keith Hartley For For Management
6 Elect Celia M. Joseph For For Management
7 Elect Lawrence Lacerte For For Management
8 Elect Sidney D. Rosenblatt For For Management
9 Elect Sherwin I. Seligsohn For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lloyd A. Carney For For Management
2 Elect Mary B. Cranston For For Management
3 Elect Francisco Javier For For Management
Fernandez-Carbajal
4 Elect Alfred F. Kelly, Jr. For For Management
5 Elect Ramon L. Laguarta For For Management
6 Elect John F. Lundgren For For Management
7 Elect Robert W. Matschullat For For Management
8 Elect Denise M. Morrison For For Management
9 Elect Suzanne Nora Johnson For For Management
10 Elect John A.C. Swainson For For Management
11 Elect Maynard G. Webb, Jr. For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Linda Baddour For For Management
2 Elect Michael J. Berendt For For Management
3 Elect Edward Conard For For Management
4 Elect Laurie H. Glimcher For For Management
5 Elect Gary E. Hendrickson For For Management
6 Elect Christopher A. Kuebler For For Management
7 Elect Christopher J. O'Connell For For Management
8 Elect Flemming Ornskov For For Management
9 Elect JoAnn A. Reed For For Management
10 Elect Thomas P. Salice For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Approval of the 2020 Equity Incentive For For Management
Plan
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Steven D. Black For For Management
2 Elect Celeste A. Clark For For Management
3 Elect Theodore F. Craver, Jr. For For Management
4 Elect Wayne M. Hewett For For Management
5 Elect Donald M. James For For Management
6 Elect Maria R. Morris For For Management
7 Elect Charles H. Noski For For Management
8 Elect Richard B. Payne, Jr. For For Management
9 Elect Juan A. Pujadas For For Management
10 Elect Ronald L. Sargent For For Management
11 Elect Charles W. Scharf For For Management
12 Elect Suzanne M. Vautrinot For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw Amendment
16 Shareholder Proposal Regarding Against Against Shareholder
Incentive Compensation Report
17 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kimberly E. Alexy For For Management
2 Elect Martin I. Cole For For Management
3 Elect Kathleen A. Cote For For Management
4 Elect Tunc Doluca For For Management
5 Elect Len J. Lauer For For Management
6 Elect Matthew E. Massengill For For Management
7 Elect Stephen D. Milligan For For Management
8 Elect Stephanie A. Streeter For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Amendment to the 2017 Performance For For Management
Incentive Plan
11 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Samuel R. Allen For For Management
2 Elect Marc R. Bitzer For For Management
3 Elect Greg Creed For For Management
4 Elect Gary T. DiCamillo For For Management
5 Elect Diane M. Dietz For For Management
6 Elect Geraldine Elliott For For Management
7 Elect Jennifer A. LaClair For For Management
8 Elect John D. Liu For For Management
9 Elect James M. Loree For For Management
10 Elect Harish Manwani For For Management
11 Elect Patricia K. Poppe For For Management
12 Elect Larry O. Spencer For For Management
13 Elect Michael D. White For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Christopher B. Begley For For Management
2 Elect Betsy J. Bernard For For Management
3 Elect Gail K. Boudreaux For For Management
4 Elect Michael J. Farrell For For Management
5 Elect Larry C. Glasscock For For Management
6 Elect Robert A. Hagemann For For Management
7 Elect Bryan C Hanson For For Management
8 Elect Arthur J. Higgins For For Management
9 Elect Maria Teresa Hilado For For Management
10 Elect Syed Jafry For For Management
11 Elect Michael W. Michelson For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
VANGUARD HORIZON FUNDS
By: /s/Mortimer J. Buckley
Mortimer J. Buckley*
Chief Executive Officer, President, and Trustee
Date: August 27, 2020
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on January 18, 2018,
see File Number 33-32216. Incorporated by Reference.