UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-3916
NAME OF REGISTRANT: VANGUARD SPECIALIZED FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: JANUARY 31
DATE OF REPORTING PERIOD: JULY 1, 2019 - JUNE 30, 2020
******************************* FORM N-Px REPORT *******************************
ICA File Number: 81103916D
Reporting Period: 07/01/2019 - 06/30/2020
VANGUARD SPECIALIZED FUNDS
======= VANGUARD HEALTH CARE FUND - Voted at the discretion of the Fund ========
Each investment advisor's votes cast are shown separately below. The votes
reported reflect votes cast at the Fund's/advisor's discretion and exclude any
votes cast pursuant to a regulatory requirement.
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Minogue For For Management
1.2 Elect Director Martin P. Sutter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ICON PLC
Ticker: ICLR Security ID: G4705A100
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Climax For For Management
1.2 Elect Director Steve Cutler For For Management
1.3 Elect Director William Hall For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Authorize Issue of Equity For For Management
5 Authorize Issue of Equity without For For Management
Pre-emptive Rights
6 Authorize Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
7 Authorize Share Repurchase Program For For Management
8 Approve the Price Range for the For For Management
Reissuance of Shares
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominic J. Caruso For For Management
1.2 Elect Director N. Anthony Coles For For Management
1.3 Elect Director M. Christine Jacobs For For Management
1.4 Elect Director Donald R. Knauss For For Management
1.5 Elect Director Marie L. Knowles For For Management
1.6 Elect Director Bradley E. Lerman For For Management
1.7 Elect Director Edward A. Mueller For For Management
1.8 Elect Director Susan R. Salka For For Management
1.9 Elect Director Brian S. Tyler For For Management
1.10 Elect Director Kenneth E. Washington For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: OCT 21, 2019 Meeting Type: Special
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transaction Agreement, For For Management
Rollover Agreement and Related
Transactions
2 Approve Renewal of Continuing For For Management
Connected Transactions
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1118
Meeting Date: SEP 20, 2019 Meeting Type: Special
Record Date: AUG 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Business For For Management
Scope
2 Approve 2019 A Share Incentive Plan For For Management
3 Approve Grant of Restricted A Shares For For Management
to the Connected Participants
4 Approve List of Grantees Under the For For Management
Initial Grant of the 2019 A Share
Incentive Plan
5 Approve 2019 Share Appreciation Scheme For For Management
6 Approve Adoption of the Administrative For For Management
Measures for Appraisal System of the
2019 Share Incentive Schemes
7 Authorize Board to Handle Matters For For Management
Pertaining to the 2019 Share Incentive
Schemes
8 Approve Change of Registered Capital For For Management
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1118
Meeting Date: SEP 20, 2019 Meeting Type: Special
Record Date: AUG 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 A Share Incentive Plan For For Management
2 Approve Grant of Restricted A Shares For For Management
to the Connected Participants
3 Approve List of Grantees Under the For For Management
Initial Grant of the 2019 A Share
Incentive Plan
4 Approve Adoption of the Administrative For For Management
Measures for Appraisal System of the
2019 Share Incentive Schemes
5 Authorize Board to Handle Matters For For Management
Pertaining to the 2019 Share Incentive
Schemes
==================== VANGUARD HEALTH CARE FUND - WELLINGTON ====================
Each investment advisor's votes cast are shown separately below. The votes
reported reflect votes cast at the Fund's/advisor's discretion and exclude any
votes cast pursuant to a regulatory requirement.
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert J. Alpern For For Management
1.2 Elect Roxanne S. Austin For For Management
1.3 Elect Sally E. Blount For For Management
1.4 Elect Robert B. Ford For For Management
1.5 Elect Michelle A. Kumbier For For Management
1.6 Elect Edward M. Liddy For For Management
1.7 Elect Darren W. McDew For For Management
1.8 Elect Nancy McKinstry For For Management
1.9 Elect Phebe N. Novakovic For For Management
1.10 Elect William A. Osborn For For Management
1.11 Elect Daniel J. Starks For For Management
1.12 Elect John G. Stratton For For Management
1.13 Elect Glenn F. Tilton For For Management
1.14 Elect Miles D. White For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
5 Shareholder Proposal Regarding Against For Shareholder
Disclosure of Adjustments to Non-GAAP
Metrics in Executive Compensation
6 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
7 Shareholder Proposal Regarding Simple Against For Shareholder
Majority Vote
--------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC.
Ticker: ACHC Security ID: 00404A109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wade D. Miquelon For For Management
2 Elect William M. Petrie For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: APR 17, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Heidi K. Kunz For For Management
2 Elect Sue H. Rataj For For Management
3 Elect George A. Scangos For For Management
4 Elect Dow R. Wilson For For Management
5 Approval of the 2020 Employee Stock For For Management
Purchase Plan
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paul J. Clancy For For Management
1.2 Elect Ian T. Clark For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ALCON AG
Ticker: ALC Security ID: H01301128
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Accounts and Reports For TNA Management
4 Ratification of Board and Management For TNA Management
Acts
5 Allocation of Profits For TNA Management
6 Compensation Report For TNA Management
7 Board Compensation For TNA Management
8 Executive Compensation For TNA Management
9 Elect F. Michael Ball as Board Chair For TNA Management
10 Elect Lynn D. Bleil For TNA Management
11 Elect Arthur Cummings For TNA Management
12 Elect David Endicott For TNA Management
13 Elect Thomas Glanzmann For TNA Management
14 Elect D. Keith Grossman For TNA Management
15 Elect Scott H. Maw For TNA Management
16 Elect Karen J. May For TNA Management
17 Elect Ines Poschel For TNA Management
18 Elect Dieter Spalti For TNA Management
19 Elect Thomas Glanzmann as Compensation For TNA Management
Committee Member
20 Elect D. Keith Grossman as For TNA Management
Compensation Committee Member
21 Elect Karen J. May as Compensation For TNA Management
Committee Member
22 Elect Ines Poschel as Compensation For TNA Management
Committee Member
23 Appointment of Independent Proxy For TNA Management
24 Appointment of Auditor For TNA Management
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joel S. Marcus For For Management
2 Elect Steven R. Hash For For Management
3 Elect John L. Atkins, III For For Management
4 Elect James P. Cain For For Management
5 Elect Maria C. Freire For For Management
6 Elect Jennifer Friel Goldstein For For Management
7 Elect Richard H. Klein For For Management
8 Elect James H. Richardson For For Management
9 Elect Michael A. Woronoff For For Management
10 Amendment to the 1997 Stock Award and For For Management
Incentive Plan
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shane M. Cooke For For Management
2 Elect Richard Gaynor For For Management
3 Elect Paul J. Mitchell For For Management
4 Elect Richard F. Pops For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Ratification of Auditor For For Management
7 Amendment to the 2018 Stock Option and For For Management
Incentive Plan
--------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: MDRX Security ID: 01988P108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mara G. Aspinall For Against Management
2 Elect Paul M. Black For Against Management
3 Elect P. Gregory Garrison For Against Management
4 Elect Jonathan J. Judge For Against Management
5 Elect Michael A. Klayko For Against Management
6 Elect Dave B. Stevens For Against Management
7 Elect David D. Stevens For Against Management
8 Amendment to the 2019 Stock Incentive For For Management
Plan
9 Amendment to the Employee Stock For For Management
Purchase Plan
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael W. Bonney For For Management
2 Elect John M. Maraganore For For Management
3 Elect Phillip A. Sharp For For Management
4 Amendment to the 2018 Stock Incentive For For Management
Plan
5 Amendment to the 2004 Employee Stock For For Management
Purchase Plan
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
AMNEAL PHARMACEUTICALS, INC.
Ticker: AMRX Security ID: 03168L105
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Emily Peterson Alva For For Management
2 Elect J. Kevin Buchi For For Management
3 Elect Jeff George For For Management
4 Elect John Kiely For For Management
5 Elect Paul M. Meister For For Management
6 Elect Ted Nark For For Management
7 Elect Chintu Patel For For Management
8 Elect Chirag Patel For For Management
9 Elect Gautam Patel For For Management
10 Elect Shlomo Yanai For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Amendment to the 2018 Incentive Award For For Management
Plan
13 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gail K. Boudreaux For For Management
2 Elect R. Kerry Clark For For Management
3 Elect Robert L. Dixon, Jr. For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
6 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
ARGEN-X SE
Ticker: ARGX Security ID: N0610Q109
Meeting Date: NOV 25, 2019 Meeting Type: Special
Record Date: OCT 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Increase in Authorized Capital For Against Management
4 Approval of the Amended Stock Option For For Management
Plan
5 Authority to Issue Stock Options For For Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
--------------------------------------------------------------------------------
ARGEN-X SE
Ticker: ARGX Security ID: N0610Q109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Remuneration Policy For For Management
5 Remuneration Report For For Management
6 Non-Voting Agenda Item N/A N/A Management
7 Accounts and Reports For For Management
8 Non-Voting Agenda Item N/A N/A Management
9 Allocation of Losses For For Management
10 Ratification of Board Acts For For Management
11 Elect Pamela Klein to the Board of For For Management
Directors
12 Authority to Issue Stock Options For For Management
13 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
14 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights (Public Offering)
15 Appointment of Auditor For For Management
16 Non-Voting Agenda Item N/A N/A Management
17 Non-Voting Agenda Item N/A N/A Management
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Presiding Chair For For Management
2 Presentation of Accounts and Reports For For Management
3 Accounts and Reports; Ratification of For For Management
Board and Management Acts
4 Allocation of Profits/Dividends For For Management
5 Elect Albert Cha For For Management
6 Elect Birgitte Volck For For Management
7 Elect Lars Holtug For For Management
8 Appointment of Auditor For For Management
9 Authority to Issue Warrants w/o For For Management
Preemptive Rights Pursuant to LTI
--------------------------------------------------------------------------------
ASTELLAS PHARMA INC.
Ticker: 4503 Security ID: J03393105
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Yoshihiko Hatanaka For For Management
3 Elect Kenji Yasukawa For For Management
4 Elect Naoki Okamura For For Management
5 Elect Mamoru Sekiyama For For Management
6 Elect Keiko Yamagami For For Management
7 Elect Hiroshi Kawabe For For Management
8 Elect Tatsuro Ishizuka For For Management
9 Elect Toru Yoshimitsu For For Management
10 Elect Hiro Sasaki For For Management
11 Elect Raita Takahashi For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor For For Management
4 Authority to Set Auditor's Fees For For Management
5 Elect Leif Johansson For For Management
6 Elect Pascal Soriot For For Management
7 Elect Marc Dunoyer For For Management
8 Elect Genevieve B. Berger For Against Management
9 Elect Philip Broadley For For Management
10 Elect Graham A. Chipchase For For Management
11 Elect Michel Demare For For Management
12 Elect Deborah DiSanzo Eldracher For For Management
13 Elect Sheri McCoy For For Management
14 Elect Tony SK MOK For For Management
15 Elect Nazneen Rahman For For Management
16 Elect Marcus Wallenberg For For Management
17 Remuneration Report (Advisory) For For Management
18 Remuneration Policy (Binding) For For Management
19 Authorisation of Political Donations For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Authority to Repurchase Shares For For Management
24 Authority to Set General Meeting For For Management
Notice Period at 14 Days
25 2020 Performance Share Plan For For Management
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jose E. Almeida For For Management
2 Elect Thomas F. Chen For For Management
3 Elect John D. Forsyth For For Management
4 Elect James R. Gavin III For For Management
5 Elect Peter S. Hellman For For Management
6 Elect Michael F. Mahoney For For Management
7 Elect Patricia Morrison For For Management
8 Elect Stephen N. Oesterle For For Management
9 Elect Cathy R. Smith For For Management
10 Elect Thomas T. Stallkamp For For Management
11 Elect Albert P.L. Stroucken For For Management
12 Elect Amy M. Wendell For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: BGNE Security ID: 07725L102
Meeting Date: DEC 27, 2019 Meeting Type: Special
Record Date: NOV 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issuance of Common Stock to Amgen For For Management
2 Collaboration Agreement For For Management
3 Annual Royalty Caps in Relation to For For Management
Collaboration Agreement
4 Elect Anthony C. Hooper For For Management
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: BGNE Security ID: 07725L102
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John V. Oyler For For Management
2 Elect Timothy Y. Chen For For Management
3 Elect Jing-Shyh S. Su For For Management
4 Ratification of Auditor For For Management
5 General Mandate to Issue Shares For For Management
6 Connected Person Placing Authorization For For Management
I
7 Connected Person Placing Authorization For For Management
II
8 Amendment to the 2016 Share Option and For For Management
Incentive Plan
9 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alexander J. Denner For For Management
2 Elect Caroline D. Dorsa For For Management
3 Elect William A. Hawkins For For Management
4 Elect Nancy L. Leaming For For Management
5 Elect Jesus B. Mantas For For Management
6 Elect Richard C. Mulligan For For Management
7 Elect Robert W. Pangia For For Management
8 Elect Stelios Papadopoulos For For Management
9 Elect Brian S. Posner For For Management
10 Elect Eric K. Rowinsky For For Management
11 Elect Stephen A. Sherwin For For Management
12 Elect Michel Vounatsos For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nick Leschly For For Management
2 Elect Douglas A. Melton For For Management
3 Elect Mark Vachon For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nelda J. Connors For For Management
2 Elect Charles J. Dockendorff For For Management
3 Elect Yoshiaki Fujimori For Abstain Management
4 Elect Donna A. James For For Management
5 Elect Edward J. Ludwig For For Management
6 Elect Stephen P. MacMillan For For Management
7 Elect Michael F. Mahoney For For Management
8 Elect David J. Roux For For Management
9 Elect John E. Sununu For For Management
10 Elect Ellen M. Zane For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Amendment to the 2011 Long-Term For For Management
Incentive Plan
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Report Against Against Shareholder
on Non-Management Employee
Representation on the Board
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter J. Arduini For For Management
2 Elect Robert J. Bertolini For For Management
3 Elect Michael W. Bonney For For Management
4 Elect Giovanni Caforio For For Management
5 Elect Matthew W. Emmens For For Management
6 Elect Julia A. Haller For For Management
7 Elect Dinesh C. Paliwal For For Management
8 Elect Theodore R. Samuels, II For For Management
9 Elect Vicki L. Sato For For Management
10 Elect Gerald Storch For For Management
11 Elect Karen H. Vousden For For Management
12 Elect Phyllis R. Yale For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael F. Neidorff For For Management
2 Elect H. James Dallas For For Management
3 Elect Robert K. Ditmore For For Management
4 Elect Richard A. Gephardt For For Management
5 Elect Lori J. Robinson For For Management
6 Elect William L. Trubeck For For Management
7 Advisory Vote on Executive Compensation For Against Management
8 Ratification of Auditor For For Management
9 Amendment to the 2002 Employee Stock For For Management
Purchase Plan
10 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
11 Shareholder Proposal Regarding Simple Against For Shareholder
Majority Vote
--------------------------------------------------------------------------------
CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Julie L. Gerberding For For Management
2 Elect Brent Shafer For For Management
3 Elect William D. Zollars For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Repeal of Classified Board For For Management
7 Amendment to the Advance Notice For For Management
Provisions
--------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD.
Ticker: 4519 Security ID: J06930101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Tatsuro Kosaka For For Management
4 Elect Motoo Ueno For For Management
5 Elect Osamu Okuda For For Management
6 Elect Mariko Momoi For For Management
7 Elect Takaaki Nimura For For Management
8 Elect Kenichi Masuda For For Management
9 Statutory Auditors' Fees For For Management
--------------------------------------------------------------------------------
CONVATEC GROUP PLC
Ticker: CTEC Security ID: G23969101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Remuneration Policy (Binding) For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect John D.G. McAdam For For Management
6 Elect Karim Bitar For For Management
7 Elect Brian M. May For For Management
8 Elect Frank Schulkes For For Management
9 Elect Margaret Ewing For For Management
10 Elect Rick D. Anderson For For Management
11 Elect Regina Benjamin For For Management
12 Elect Rosalind C. Rivaz For For Management
13 Elect Sten Scheibye For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Authorisation of Political Donations For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
20 Authority to Repurchase Shares For For Management
21 Authority to Set General Meeting For For Management
Notice Period at 14 Days
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fernando Aguirre For For Management
2 Elect C. David Brown II For For Management
3 Elect Alecia A. DeCoudreaux For For Management
4 Elect Nancy-Ann M. DeParle For For Management
5 Elect David W. Dorman For For Management
6 Elect Roger N. Farah For For Management
7 Elect Anne M. Finucane For For Management
8 Elect Edward J. Ludwig For For Management
9 Elect Larry J. Merlo For For Management
10 Elect Jean-Pierre Millon For For Management
11 Elect Mary L. Schapiro For For Management
12 Elect William C. Weldon For For Management
13 Elect Tony L. White For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Amendment to the 2017 Incentive For For Management
Compensation Plan
17 Amendment to the 2007 Employee Stock For For Management
Purchase Plan
18 Shareholder Proposal Regarding Against Against Shareholder
Reducing Ownership Threshold Required
to Act by Written Consent
19 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
--------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY, LIMITED
Ticker: 4568 Security ID: J11257102
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Sunao Manabe For For Management
4 Elect Toshiaki Sai For For Management
5 Elect Satoru Kimura For For Management
6 Elect Noritaka Uji For For Management
7 Elect Tsuguya Fukui For For Management
8 Elect Kazuaki Kama For For Management
9 Elect Sawako Nohara For For Management
10 Elect Masahiko Ohtsuki For For Management
11 Elect Shoji Hirashima For For Management
12 Bonus For For Management
13 Amendments to Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Linda P. Hefner Filler For For Management
2 Elect Thomas P. Joyce, Jr. For For Management
3 Elect Teri List-Stoll For For Management
4 Elect Walter G. Lohr, Jr. For For Management
5 Elect Jessica L. Mega For For Management
6 Elect Pardis C. Sabeti For For Management
7 Elect Mitchell P. Rales For For Management
8 Elect Steven M. Rales For For Management
9 Elect John T. Schwieters For For Management
10 Elect Alan G. Spoon For For Management
11 Elect Raymond C. Stevens For For Management
12 Elect Elias A. Zerhouni For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael A. Mussallem For For Management
2 Elect Kieran T. Gallahue For For Management
3 Elect Leslie S. Heisz For For Management
4 Elect William J. Link For For Management
5 Elect Steven R. Loranger For For Management
6 Elect Martha H. Marsh For For Management
7 Elect Ramona Sequeira For For Management
8 Elect Nicholas J. Valeriani For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Approval of the 2020 Non-Employee For For Management
Directors Stock Incentive Plan
11 Increase of Authorized Common Stock For For Management
for Stock Split
12 Ratification of Auditor For For Management
13 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
EISAI CO.,LTD.
Ticker: 4523 Security ID: J12852117
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Haruo Naito For For Management
3 Elect Yasuhiko Katoh For For Management
4 Elect Hirokazu Kanai For For Management
5 Elect Daiken Tsunoda For For Management
6 Elect Bruce Aronson For For Management
7 Elect Yutaka Tsuchiya For For Management
8 Elect Shuzo Kaihori For For Management
9 Elect Ryuichi Murata For For Management
10 Elect Hideyo Uchiyama For For Management
11 Elect Hideki Hayashi For For Management
12 Elect Yumiko Miwa For For Management
--------------------------------------------------------------------------------
ELANCO ANIMAL HEALTH INCORPORATED
Ticker: ELAN Security ID: 28414H103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael J. Harrington For For Management
2 Elect Deborah T. Kochevar For For Management
3 Elect Kirk McDonald For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael L. Eskew For For Management
2 Elect William G. Kaelin, Jr. For For Management
3 Elect David A. Ricks For For Management
4 Elect Marschall S. Runge For For Management
5 Elect Karen Walker For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
8 Repeal of Classified Board For For Management
9 Elimination of Supermajority For For Management
Requirement
10 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
11 Shareholder Proposal Regarding Forced Against Against Shareholder
Swim Test
12 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
13 Shareholder Proposal Regarding Against Against Shareholder
Disclosure of Board Qualifications
14 Shareholder Proposal Regarding Report Against For Shareholder
on Linking Executive Compensation to
Public Concern Over Drug Pricing
15 Shareholder Proposal Regarding Bonus Against For Shareholder
Deferral Policy
16 Shareholder Proposal Regarding Against For Shareholder
Recoupment Report
--------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION
Ticker: EHC Security ID: 29261A100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Greg D. Carmichael For For Management
2 Elect John W. Chidsey For For Management
3 Elect Donald L. Correll For For Management
4 Elect Yvonne M. Curl For For Management
5 Elect Charles M. Elson For For Management
6 Elect Joan E. Herman For For Management
7 Elect Leo I. Higdon, Jr. For For Management
8 Elect Leslye G. Katz For For Management
9 Elect Patricia A. Maryland For For Management
10 Elect John E. Maupin, Jr. For For Management
11 Elect Nancy M. Schlichting For For Management
12 Elect L. Edward Shaw, Jr. For For Management
13 Elect Mark J. Tarr For For Management
14 Elect Terrance Williams For For Management
15 Ratification of Auditor For For Management
16 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ENVISTA HOLDINGS CORPORATION
Ticker: NVST Security ID: 29415F104
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kieran T. Gallahue For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
GALAPAGOS NV
Ticker: GLPG Security ID: B44170106
Meeting Date: OCT 22, 2019 Meeting Type: Mix
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Elect Daniel P. O'Day For For Management
4 Elect Linda Higgins For For Management
5 Authority to Set Auditor's Fees For For Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Equity Grant (Gilead Therapeutics) For For Management
9 Non-Voting Agenda Item N/A N/A Management
10 Increase in Authorised Capital For For Management
11 Non-Voting Meeting Note N/A N/A Management
12 Non-Voting Meeting Note N/A N/A Management
13 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
GALAPAGOS NV
Ticker: GLPG Security ID: B44170106
Meeting Date: APR 28, 2020 Meeting Type: Mix
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Accounts and Reports; Allocation of For For Management
Profits
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Executive Remuneration Policy For For Management
8 Remuneration Report For For Management
9 Ratification of Board and Auditors' For For Management
Acts
10 Non-Voting Agenda Item N/A N/A Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Elect Mary Kerr to the Board of For For Management
Directors
13 Elect Elisabeth Svanberg to the Board For For Management
of Directors
14 Non-Executive Directors' Fees For For Management
15 Subscription Right Grant to the CEO For For Management
16 Non-Voting Agenda Item N/A N/A Management
17 Amendments to Articles (Company's For For Management
Purpose)
18 Opt-in to the Companies and For For Management
Associations Code
19 Election of Supervisory Board Members For For Management
(Slate)
20 Authority to Coordinate Articles For For Management
21 Authorisation of Legal Formalities For For Management
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
GENMAB A/S
Ticker: GMAB Security ID: 372303206
Meeting Date: MAR 26, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports; Ratification of For For Management
Board and Management Acts
2 Allocation of Profits/Dividends For For Management
3 Elect Deirdre P. Connelly For For Management
4 Elect Pernille Erenbjerg For For Management
5 Elect Rolf Hoffman For For Management
6 Elect Paolo Paoletti For For Management
7 Elect Anders Gersel Pedersen For For Management
8 Elect Jonathan M. Peacock For For Management
9 Appointment of Auditor For For Management
10 Remuneration Policy For For Management
11 Directors' Fees For For Management
12 Amendments to Articles Regarding Share For For Management
Register
13 Transaction of Other Business For Against Management
--------------------------------------------------------------------------------
GENMAB A/S
Ticker: GMAB Security ID: K3967W102
Meeting Date: MAR 26, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Accounts and Reports; Ratification of For For Management
Board and Management Acts
6 Allocation of Profits/Dividends For For Management
7 Elect Deirdre P. Connelly For For Management
8 Elect Pernille Erenbjerg For For Management
9 Elect Rolf Hoffman For For Management
10 Elect Paolo Paoletti For For Management
11 Elect Anders Gersel Pedersen For For Management
12 Elect Jonathan M. Peacock For For Management
13 Appointment of Auditor For For Management
14 Remuneration Policy For For Management
15 Directors' Fees For For Management
16 Amendments to Articles Regarding Share For For Management
Register
17 Authority to Carry Out Formalities For For Management
18 Non-Voting Agenda Item N/A N/A Management
19 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas F. Frist III For For Management
2 Elect Samuel N. Hazen For For Management
3 Elect Meg G. Crofton For For Management
4 Elect Robert J. Dennis For For Management
5 Elect Nancy-Ann DeParle For For Management
6 Elect William R. Frist For For Management
7 Elect Charles O. Holliday, Jr. For For Management
8 Elect Michael W. Michelson For For Management
9 Elect Wayne J. Riley For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Approval of the 2020 Stock Incentive For For Management
Plan
13 Adoption of Right to Call Special For For Management
Meetings
14 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
HIKMA PHARMACEUTICALS PLC
Ticker: HIK Security ID: G4576K104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Appointment of Auditor For For Management
4 Authority to Set Auditor's Fees For For Management
5 Elect Cynthia L. Schwalm For For Management
6 Elect Said Darwazah For For Management
7 Elect Sigurdur Olafsson For For Management
8 Elect Mazen Darwazah For For Management
9 Elect Robert Pickering For For Management
10 Elect Ali Al-Husry For For Management
11 Elect Pat Butler For For Management
12 Elect Pamela J. Kirby For For Management
13 Elect Jochen Gann For For Management
14 Elect John Castellani For For Management
15 Elect Nina Henderson For For Management
16 Remuneration Policy (Binding) For For Management
17 Remuneration Report (Advisory) For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
21 Authority to Repurchase Shares For For Management
22 Authority to Set General Meeting For For Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker: HRC Security ID: 431475102
Meeting Date: FEB 25, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William G. Dempsey For For Management
1.2 Elect Gary L. Ellis For For Management
1.3 Elect Stacy Enxing Seng For For Management
1.4 Elect Mary Garrett For For Management
1.5 Elect James R. Giertz For For Management
1.6 Elect John P. Groetelaars For For Management
1.7 Elect William H. Kucheman For For Management
1.8 Elect Ronald A. Malone For For Management
1.9 Elect Gregory J. Moore For For Management
1.10 Elect Felicia F. Norwood For For Management
1.11 Elect Nancy M. Schlichting For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Amendment to the Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HOLOGIC, INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 05, 2020 Meeting Type: Annual
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Stephen P. MacMillan For For Management
1.2 Elect Sally Crawford For For Management
1.3 Elect Charles J. Dockendorff For For Management
1.4 Elect Scott T. Garrett For For Management
1.5 Elect Ludwig N. Hantson For For Management
1.6 Elect Namal Nawana For For Management
1.7 Elect Christina Stamoulis For For Management
1.8 Elect Amy M. Wendell For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kurt J. Hilzinger For For Management
2 Elect Frank J. Bisignano For For Management
3 Elect Bruce D. Broussard For For Management
4 Elect Frank A. D'Amelio For For Management
5 Elect W. Roy Dunbar For For Management
6 Elect Wayne A.I. Frederick For For Management
7 Elect John W. Garratt For For Management
8 Elect David A. Jones Jr. For For Management
9 Elect Karen W. Katz For For Management
10 Elect William J. McDonald For For Management
11 Elect James J. O'Brien For For Management
12 Elect Marissa T. Peterson For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Caroline D. Dorsa For For Management
2 Elect Robert S. Epstein For For Management
3 Elect Scott Gottlieb For For Management
4 Elect Philip W. Schiller For For Management
5 Ratification of Auditor For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Julian C. Baker For For Management
2 Elect Jean-Jacques Bienaime For For Management
3 Elect Paul J. Clancy For For Management
4 Elect Wendy L. Dixon For For Management
5 Elect Jacqualyn A. Fouse For For Management
6 Elect Paul A. Friedman For For Management
7 Elect Edmund P. Harrigan For For Management
8 Elect Katherine A. High For For Management
9 Elect Herve Hoppenot For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Amendment to the 1997 Employee Stock For For Management
Purchase Plan
12 Ratification of Auditor For For Management
13 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
--------------------------------------------------------------------------------
IQVIA HOLDINGS INC.
Ticker: IQV Security ID: 46266C105
Meeting Date: APR 06, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Carol J. Burt For For Management
1.2 Elect Colleen A. Goggins For For Management
1.3 Elect Ronald A. Rittenmeyer For For Management
2 Advisory Vote on Executive Compensation For Against Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC.
Ticker: IRWD Security ID: 46333X108
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mark G. Currie For For Management
1.2 Elect Jon R. Duane For For Management
1.3 Elect Mark Mallon For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS N.V.
Ticker: PHIA Security ID: N7637U112
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Agenda Item N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Remuneration Report For For Management
6 Ratification of Management Board Acts For For Management
7 Ratification of Supervisory Board Acts For For Management
8 Management Board Remuneration Policy For For Management
9 Long-Term Incentive Plan For For Management
10 Supervisory Board Remuneration Policy For For Management
11 Elect Neelam Dhawan For For Management
12 Elect Feike Sijbesma For For Management
13 Elect Peter Loscher For For Management
14 Authority to Issue Shares w/ For For Management
Preemptive Rights
15 Authority to Suppress Preemptive Rights For For Management
16 Authority to Repurchase Shares For For Management
17 Cancellation Of Shares For For Management
18 Non-Voting Agenda Item N/A N/A Management
19 Non-Voting Meeting Note N/A N/A Management
20 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS N.V.
Ticker: PHIA Security ID: N7637U112
Meeting Date: JUN 26, 2020 Meeting Type: Special
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Scrip Dividend For For Management
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard H. Anderson For For Management
2 Elect Craig Arnold For For Management
3 Elect Scott C. Donnelly For For Management
4 Elect Andrea J. Goldsmith For For Management
5 Elect Randall J. Hogan, III For For Management
6 Elect Omar Ishrak For For Management
7 Elect Michael O. Leavitt For For Management
8 Elect James T. Lenehan For For Management
9 Elect Geoffrey Straub Martha For For Management
10 Elect Elizabeth G. Nabel For For Management
11 Elect Denise M. O'Leary For For Management
12 Elect Kendall J. Powell For For Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Advisory Vote on Executive Compensation For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leslie A. Brun For For Management
2 Elect Thomas R. Cech For For Management
3 Elect Mary Ellen Coe For For Management
4 Elect Pamela J. Craig For For Management
5 Elect Kenneth C. Frazier For For Management
6 Elect Thomas H. Glocer For For Management
7 Elect Risa Lavizzo-Mourey For For Management
8 Elect Paul B. Rothman For For Management
9 Elect Patricia F. Russo For For Management
10 Elect Christine E. Seidman For For Management
11 Elect Inge G. Thulin For For Management
12 Elect Kathy J. Warden For For Management
13 Elect Peter C. Wendell For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
17 Shareholder Proposal Regarding Report Against Against Shareholder
on Tax Savings as a Result of the Tax
Cut and Jobs Act
--------------------------------------------------------------------------------
MIRATI THERAPEUTICS, INC.
Ticker: MRTX Security ID: 60468T105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Charles M. Baum For For Management
1.2 Elect Bruce L.A. Carter For For Management
1.3 Elect Julie M. Cherrington For For Management
1.4 Elect Aaron I. Davis For For Management
1.5 Elect Henry J. Fuchs For For Management
1.6 Elect Michael Grey For For Management
1.7 Elect Faheem Hasnain For For Management
1.8 Elect Craig A. Johnson For For Management
1.9 Elect Maya Martinez-Davis For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ronna E. Romney For For Management
2 Elect Dale Wolf For For Management
3 Elect Joseph M. Zubretsky For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MYLAN N.V.
Ticker: MYL Security ID: N59465109
Meeting Date: JUN 30, 2020 Meeting Type: Special
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Heather Bresch For For Management
2 Elect Robert J. Cindrich For For Management
3 Elect Robert J. Coury For For Management
4 Elect JoEllen Lyons Dillon For For Management
5 Elect Neil F. Dimick For For Management
6 Elect Melina Higgins For For Management
7 Elect Harry A. Korman For For Management
8 Elect Rajiv Malik For For Management
9 Elect Richard A. Mark For For Management
10 Elect Mark W. Parrish For For Management
11 Elect Pauline van der Meer Mohr For For Management
12 Elect Randall L. Vanderveen For For Management
13 Elect Sjoerd S. Vollebregt For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Adoption of Dutch Annual Accounts for For For Management
2019
16 Ratification of Auditor For For Management
17 Appointment of Auditor for Dutch For For Management
Annual Accounts
18 Authority to Repurchase Shares For For Management
19 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
20 Business Combination For For Management
21 Advisory Vote on Golden Parachutes For Against Management
22 Advisory Vote Regarding Governance For For Management
Features
23 Advisory Vote Regarding Right of For For Management
Shareholders to Call Special Meetings
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Karin Eastham For For Management
2 Elect Myriam J. Curet For For Management
3 Elect Howard W. Robin For For Management
4 Amendment to the 2017 Performance For For Management
Incentive Plan
5 Amendment to the Employee Stock For For Management
Purchase Plan
6 Ratification of Auditor For For Management
7 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
NIPPON SHINYAKU CO.,LTD.
Ticker: 4516 Security ID: J55784102
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Shigenobu Maekawa For For Management
4 Elect Akira Matsuura For For Management
5 Elect Shozo Sano For For Management
6 Elect Hitoshi Saito For For Management
7 Elect Kenro Kobayashi For For Management
8 Elect Takashi Takaya For For Management
9 Elect Takanori Edamitsu For For Management
10 Elect Toru Nakai For For Management
11 Elect Yukio Sugiura For For Management
12 Elect Hitoshi Sakata For For Management
13 Elect Miyuki Sakurai For For Management
14 Elect Yoshinao Wada For For Management
15 Elect Kenji Kuwabara For For Management
16 Elect Tsuyoshi Kondo For For Management
--------------------------------------------------------------------------------
NMC HEALTH PLC
Ticker: NMC Security ID: G65836101
Meeting Date: DEC 05, 2019 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Repurchase Shares For For Management
2 Remuneration Policy (Binding) For For Management
3 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
NOTRE DAME INTERMEDICA PARTICIPACOES SA
Ticker: GNDI3 Security ID: P7S227106
Meeting Date: MAR 25, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Amendment to the Stock Option Plan For For Management
4 Amendments to Article 5 For For Management
(Reconciliation of Share Capital)
5 Approve Recasting of Votes if Meeting N/A For Management
Held on Second Call
--------------------------------------------------------------------------------
NOTRE DAME INTERMEDICA PARTICIPACOES SA
Ticker: GNDI3 Security ID: P7S227106
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Remuneration Policy For For Management
6 Request Establishment of Supervisory N/A Against Management
Council
7 Approve Recasting of Votes if Meeting N/A For Management
is Held on Second Call
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 28, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Accounts and Reports For TNA Management
4 Ratification of Board and Management For TNA Management
Acts
5 Allocation of Profits/Dividends For TNA Management
6 Cancellation of Shares and Reduction For TNA Management
in Share Capital
7 Board Compensation For TNA Management
8 Executive Compensation For TNA Management
9 Compensation Report For TNA Management
10 Elect Jorg Reinhardt as Board Chair For TNA Management
11 Elect Nancy C. Andrews For TNA Management
12 Elect Ton Buchner For TNA Management
13 Elect Patrice Bula For TNA Management
14 Elect Srikant M. Datar For TNA Management
15 Elect Elizabeth Doherty For TNA Management
16 Elect Ann M. Fudge For TNA Management
17 Elect Frans van Houten For TNA Management
18 Elect Andreas von Planta For TNA Management
19 Elect Charles L. Sawyers For TNA Management
20 Elect Enrico Vanni For TNA Management
21 Elect William T. Winters For TNA Management
22 Elect Bridgette P. Heller For TNA Management
23 Elect Simon Moroney For TNA Management
24 Elect Patrice Bula as Compensation For TNA Management
Committee Member
25 Elect Srikant M. Datar as Compensation For TNA Management
Committee Member
26 Elect Enrico Vanni as Compensation For TNA Management
Committee Member
27 Elect William T. Winters as For TNA Management
Compensation Committee Member
28 Elect Bridgette P. Heller as For TNA Management
Compensation Committee Member
29 Appointment of Auditor For TNA Management
30 Appointment of Independent Proxy For TNA Management
31 Additional or Amended Proposals For TNA Management
--------------------------------------------------------------------------------
ONO PHARMACEUTICAL CO.,LTD.
Ticker: 4528 Security ID: J61546115
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Gyo Sagara For For Management
4 Elect Hiroshi Awata For For Management
5 Elect Isao Ono For For Management
6 Elect Toshihiro Tsujinaka For For Management
7 Elect Toichi Takino For For Management
8 Elect Jun Kurihara For For Management
9 Elect Masao Nomura For For Management
10 Elect Akiko Okuno For For Management
11 Elect Katsuyoshi Nishimura For For Management
12 Elect Yasuo Hishiyama For For Management
13 Elect Akiko Tanabe For For Management
--------------------------------------------------------------------------------
PENUMBRA, INC.
Ticker: PEN Security ID: 70975L107
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Arani Bose For For Management
1.2 Elect Bridget O'Rourke For For Management
1.3 Elect Surbhi Sarna For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ronald E. Blaylock For For Management
2 Elect Albert Bourla For For Management
3 Elect W. Don Cornwell For For Management
4 Elect Joseph J. Echevarria For For Management
5 Elect Scott Gottlieb For For Management
6 Elect Helen H. Hobbs For For Management
7 Elect Susan Hockfield For For Management
8 Elect James M. Kilts For For Management
9 Elect Dan R. Littman For For Management
10 Elect Shantanu Narayen For For Management
11 Elect Suzanne Nora Johnson For For Management
12 Elect James Quincey For For Management
13 Elect James C. Smith For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Shareholder proposal regarding right Against Against Shareholder
to act by written consent
17 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
18 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
19 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
20 Shareholder Proposal Regarding Gender Against For Shareholder
Pay Equity Report
21 Elect Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
PORTOLA PHARMACEUTICALS, INC.
Ticker: PTLA Security ID: 737010108
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jeffrey W. Bird For For Management
1.2 Elect John H. Johnson For For Management
1.3 Elect H. Ward Wolff For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
PRA HEALTH SCIENCES, INC.
Ticker: PRAH Security ID: 69354M108
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Colin Shannon For For Management
1.2 Elect James C. Momtazee For For Management
1.3 Elect Alexander G. Dickinson For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Approval of the 2020 Stock Incentive For For Management
Plan
--------------------------------------------------------------------------------
PTC THERAPEUTICS, INC.
Ticker: PTCT Security ID: 69366J200
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Stephanie S. Okey For For Management
1.2 Elect Stuart W. Peltz For For Management
1.3 Elect Jerome B. Zeldis For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
REATA PHARMACEUTICALS, INC.
Ticker: RETA Security ID: 75615P103
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect James E. Bass For For Management
1.2 Elect R. Kent McGaughy Jr. For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect N. Anthony Coles For For Management
2 Elect Joseph L. Goldstein For For Management
3 Elect Christine A. Poon For For Management
4 Elect P. Roy Vagelos For For Management
5 Elect Huda Y. Zoghbi For For Management
6 Ratification of Auditor For For Management
7 Amendment to the 2014 Long-Term For For Management
Incentive Plan
8 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Douglas S. Ingram For For Management
2 Elect Hans Wigzell For For Management
3 Elect Mary Ann Gray For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Increase of Authorized Common Stock For For Management
6 Amendment to the 2018 Equity Incentive For For Management
Plan
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David W. Gryska For For Management
2 Elect John A. Orwin For For Management
3 Elect Alpna Seth For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Amendment to the 2007 Equity Incentive For For Management
Plan
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: OCT 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Allocation of Interim Dividends For For Management
3 Logistic and Distribution Services For For Management
Agreement
4 Finance Leasing and Factoring For For Management
Framework Agreement
5 Purchase Framework Agreement For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: JUN 08, 2020 Meeting Type: Special
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval of Agreements For For Management
2 Authorization of Legal Formalities For For Management
3 Approval of Board Actions For For Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP)
Ticker: 2196 Security ID: Y7687D109
Meeting Date: DEC 30, 2019 Meeting Type: Special
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Compliance and Regulations of Listing For For Management
3 Issuing Entity For For Management
4 Listing Place For For Management
5 Type of Securities to be Issued For For Management
6 Nominal Value For For Management
7 Target Subscribers For For Management
8 Listing Date For For Management
9 Method of Issuance For For Management
10 Size of Issuance For For Management
11 Pricing Method For For Management
12 Underwriting For For Management
13 Use of Proceeds For For Management
14 Public Offering Arrangement For For Management
15 Undertaking to Maintain Independent For For Management
Listing Status
16 Statement on Sustainable Profitability For For Management
and Prospects
17 Board Authorization to Implement For For Management
Overseas Listing of Gland Pharma
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP)
Ticker: 2196 Security ID: Y7687D109
Meeting Date: MAY 28, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For Against Management
3 Amendments to Procedural Rules of For Against Management
General Meetings
4 Issuing Entity For For Management
5 Type of Securities For For Management
6 Par Value of Shares For For Management
7 Size of issuance For For Management
8 Target subscribers For For Management
9 Issuance price and pricing methodology For For Management
10 Method of Issuance For For Management
11 Place of Listing For For Management
12 Time of Issuance and Listing For For Management
13 Use of Proceeds For For Management
14 Board Authority to Handle Matters For For Management
Related to Listing
15 Framework Agreement For For Management
16 Estimates of Related Party Transactions For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP)
Ticker: 2196 Security ID: Y7687D109
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Annual Report For For Management
2 Directors' Report For For Management
3 Supervisors' Report For For Management
4 Accounts and Reports For For Management
5 Allocation of Profits/Dividends For For Management
6 Appointment of Auditor and Authority For For Management
to Set Fees
7 Appraisal Results and Directors' Fees For For Management
8 Appraisal Program for 2020 For For Management
9 Approval of Entrusted Loans For For Management
10 Approval of Line of Credit For For Management
11 Authority to Issue Debt Financing For For Management
Instruments
12 Approval to Dispose of Listed Shares For For Management
and Securities
13 Authority to Give Guarantees For For Management
14 Authority to Issue Shares w/o For For Management
Preemptive Rights
15 Authority to Repurchase H Shares For For Management
16 Authority to Repurchase A Shares For For Management
17 Non-Voting Agenda Item N/A N/A Management
18 Elect GONG Ping For For Management
19 Elect PAN Donghui For For Management
20 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP)
Ticker: 2196 Security ID: Y7687D109
Meeting Date: JUN 30, 2020 Meeting Type: Other
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Authority to Repurchase H Shares For For Management
3 Authority to Repurchase A Shares For For Management
--------------------------------------------------------------------------------
SHANGHAI HENLIUS BIOTECH INC.
Ticker: 2696 Security ID: Y7690X100
Meeting Date: FEB 19, 2020 Meeting Type: Special
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Zihou Yan For For Management
3 Elect Kun Dai as Supervisor For For Management
4 Amendments to Management Rules for For For Management
External Guarantees
5 Amendments to Management Rules for For For Management
Transaction and External Investment
and Financing
6 Amendments to Decision-making Rules For For Management
for Connected Transactions
7 Amendments to Articles of Association For For Management
8 Amendments to Procedural Rules for For For Management
General Meetings
9 Amendments to Procedural Rules for For For Management
Board of Directors
--------------------------------------------------------------------------------
SHANGHAI HENLIUS BIOTECH INC.
Ticker: 2696 Security ID: Y7690X100
Meeting Date: MAY 23, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Annual Report For For Management
4 Directors' Report For For Management
5 Supervisors' Report For For Management
6 Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 Financial Budget 2020 For For Management
9 Appointment of International and For For Management
Domestic Auditor and Authority to Set
Fees
10 Authority to Issue Shares w/o For Against Management
Preemptive Rights
11 Elect Rongli FENG For Against Management
--------------------------------------------------------------------------------
SHANGHAI HENLIUS BIOTECH INC.
Ticker: 2696 Security ID: Y7690X100
Meeting Date: JUN 12, 2020 Meeting Type: Other
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Undertakings in Connection with the A For For Management
Share Listing
2 Public Offering of Shares For For Management
3 Class of Shares For For Management
4 Nominal Value For For Management
5 Offering Size For For Management
6 Target Subscribers For For Management
7 Offer Price and Methodology For For Management
8 Method of Offering For For Management
9 Place of Listing For For Management
10 Time of Listing For For Management
11 Engagement of Agents For For Management
12 Validity Period For For Management
13 Board Authority to Deal with Matters For For Management
related to Listing
14 Approval of Use of Proceeds Raised For For Management
from Listing
15 Accumulated Profit Distribution and For For Management
Plan for Uncovered Losses Prior to A
Share Offering
16 Price Stabilization Plan For For Management
17 Profit Distribution Plan For For Management
18 Recovery Measures for Dilution For For Management
19 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SHANGHAI HENLIUS BIOTECH INC.
Ticker: 2696 Security ID: Y7690X100
Meeting Date: JUN 12, 2020 Meeting Type: Special
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Undertakings in Connection with the A For For Management
Share Listing
4 Amendments to Procedural Rules of For For Management
Independent Non-Executive Directors
5 Amendments to Decision-Making Rules For For Management
for Connected/Related Transactions
6 Amendments to Management Rules for For For Management
Raised Funds
7 Amendments to Management Rules for For For Management
External Guarantees
8 Amendments to Management Rules for For For Management
External Investments and Financing
9 Report on Use of Previously Raised For For Management
Proceeds
10 Public Offering of Shares For For Management
11 Class of Shares For For Management
12 Nominal Value For For Management
13 Offering Size For For Management
14 Target Subscribers For For Management
15 Offer Price and Methodology For For Management
16 Method of Offering For For Management
17 Place of Listing For For Management
18 Time of Listing For For Management
19 Engagement of Agents For For Management
20 Validity Period For For Management
21 Board Authority to Deal with Matters For For Management
related to Listing
22 Approval of Use of Proceeds Raised For For Management
from Listing
23 Accumulated Profit Distribution and For For Management
Plan for Uncovered Losses Prior to A
Share Offering
24 Price Stabilization Plan For For Management
25 Profit Distribution Plan For For Management
26 Recovery Measures for Dilution For For Management
27 Amendments to Articles and Rules of For Against Management
Procedures for the General Meeting
Relating to PRC Regulatory Updates
28 Amendments to Articles and Rules of For Against Management
Procedures for the General Meeting
Relating to A Share Offering and
Listing
29 Distribution Framework Agreement For For Management
--------------------------------------------------------------------------------
SMITH & NEPHEW PLC
Ticker: SN Security ID: G82343164
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Policy (Binding) For For Management
3 Remuneration Report (Advisory) For For Management
4 Final Dividend For For Management
5 Elect Graham Baker For For Management
6 Elect Vinita Bali For For Management
7 Elect Virginia Bottomley For For Management
8 Elect Roland Diggelmann For For Management
9 Elect Erik Engstrom For For Management
10 Elect Robin Freestone For For Management
11 Elect Marc Owen For For Management
12 Elect Angie Risley For For Management
13 Elect Roberto Quarta For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Global Share Plan For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
20 Authority to Repurchase Shares For For Management
21 Authority to Set General Meeting For For Management
Notice Period at 14 Days
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SYNEOS HEALTH, INC.
Ticker: SYNH Security ID: 87166B102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bernadette M. Connaughton For For Management
2 Elect Kenneth F. Meyers For For Management
3 Elect Matthew E. Monaghan For For Management
4 Elect Joshua M. Nelson For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SYSMEX CORPORATION
Ticker: 6869 Security ID: J7864H102
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Hisashi Ietsugu For For Management
4 Elect Yukio Nakajima For For Management
5 Elect Kaoru Asano For For Management
6 Elect Kenji Tachibana For For Management
7 Elect Junzo Yamamoto For For Management
8 Elect Iwane Matsui For For Management
9 Elect Hiroshi Kanda For For Management
10 Elect Masayo Takahashi For For Management
11 Elect Kazuo Ota For For Management
12 Elect Yukitoshi Kamao For Against Management
13 Elect Kazumasa Hashimoto For For Management
14 Elect Michihide Iwasa For For Management
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED
Ticker: 4502 Security ID: J8129E108
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Christophe Weber For For Management
4 Elect Masato Iwasaki For For Management
5 Elect Andrew Plump For For Management
6 Elect Constantine Saroukos For For Management
7 Elect Masahiro Sakane For For Management
8 Elect Olivier Bohuon For For Management
9 Elect Jean-Luc Butel For For Management
10 Elect Ian T. Clark For Against Management
11 Elect Yoshiaki Fujimori For Against Management
12 Elect Steven Gillis For For Management
13 Elect Shiro Kuniya For For Management
14 Elect Toshiyuki Shiga For For Management
15 Elect Yasuhiko Yamanaka For For Management
16 Elect Koji Hatsukawa For For Management
17 Elect Emiko Higashi For For Management
18 Elect Michel Orsinger For For Management
19 Bonus For For Management
20 Shareholder Proposal Regarding Against Against Shareholder
Election of Takeshi Ito to the Audit
and Supervisory Committee
--------------------------------------------------------------------------------
TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect George Babich, Jr. For For Management
2 Elect Gretchen R. Haggerty For For Management
3 Elect Liam J. Kelly For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
TERUMO CORPORATION
Ticker: 4543 Security ID: J83173104
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Takayoshi Mimura For For Management
4 Elect Shinjiro Sato For For Management
5 Elect Toshiaki Takagi For For Management
6 Elect Shoji Hatano For For Management
7 Elect Kyo Nishikawa For For Management
8 Elect Ryuzo Ueda For For Management
9 Elect Yukiko Kuroda Yukiko Matsumoto For For Management
10 Elect Hidenori Nishi For For Management
11 Elect Koichi Sakaguchi as Alternate For For Management
Audit Committee Director
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marc N. Casper For For Management
2 Elect Nelson J. Chai For For Management
3 Elect C. Martin Harris For For Management
4 Elect Tyler Jacks For For Management
5 Elect Judy C. Lewent For For Management
6 Elect Thomas J. Lynch For For Management
7 Elect Jim P. Manzi For For Management
8 Elect James C. Mullen For For Management
9 Elect Lars Rebien Sorensen For For Management
10 Elect Debora L. Spar For For Management
11 Elect Scott M. Sperling For For Management
12 Elect Dion J. Weisler For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
UCB SA
Ticker: UCB Security ID: B93562120
Meeting Date: APR 30, 2020 Meeting Type: Mix
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Accounts and Reports; Allocation of For For Management
Profit/Dividends
7 Remuneration Report For For Management
8 Remuneration Policy For For Management
9 Ratification of Board Acts For For Management
10 Ratification of Auditor's Acts For For Management
11 Elect Pierre Gurdjian For For Management
12 Ratification of Independence of Pierre For For Management
Gurdjian
13 Elect Ulf Wiinberg For Against Management
14 Ratification of Independence of Ulf For For Management
Wiinberg
15 Elect Charles Antoine Janssen For For Management
16 Long Term Incentive Plan (Free For For Management
Allocation of Shares)
17 Change in Control Clause (EMTN Program) For For Management
18 Change in Control Clause (Term For For Management
Facility Agreement)
19 Change in Control Clause (Revolving For For Management
Facility Agreement)
20 Opt-in to the Companies and For For Management
Associations Code
21 Non-Voting Agenda Item N/A N/A Management
22 Increase in Authorised Capital For For Management
23 Authority to Repurchase Shares For For Management
24 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard T. Burke For For Management
2 Elect Timothy P. Flynn For For Management
3 Elect Stephen J. Hemsley For For Management
4 Elect Michele J. Hooper For For Management
5 Elect F. William McNabb, III For For Management
6 Elect Valerie C. Montgomery Rice For For Management
7 Elect John H. Noseworthy For For Management
8 Elect Glenn M. Renwick For For Management
9 Elect David S. Wichmann For For Management
10 Elect Gail R. Wilensky For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Approval of the 2020 Stock Incentive For For Management
Plan
14 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lawrence S. Gibbs For Withhold Management
2 Approval of the 2020 Omnibus Stock For For Management
Incentive Plan
3 Advisory Vote on Executive Compensation For Against Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sangeeta N. Bhatia For For Management
2 Elect Lloyd A. Carney For For Management
3 Elect Alan M. Garber For For Management
4 Elect Terrence C. Kearney For For Management
5 Elect Reshma Kewalramani For For Management
6 Elect Yuchun Lee For For Management
7 Elect Jeffrey M. Leiden For For Management
8 Elect Margaret G. McGlynn For For Management
9 Elect Diana McKenzie For For Management
10 Elect Bruce I. Sachs For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
WUXI APPTEC CO. LTD.
Ticker: 2359 Security ID: Y971B1118
Meeting Date: NOV 18, 2019 Meeting Type: Other
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 List of Incentive Participants For For Management
--------------------------------------------------------------------------------
WUXI APPTEC CO. LTD.
Ticker: 2359 Security ID: Y971B1118
Meeting Date: MAY 15, 2020 Meeting Type: Other
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Authority to Repurchase A and/or H For For Management
Shares
4 Authority to Issue H Shares under For For Management
Specific Mandate
--------------------------------------------------------------------------------
WUXI APPTEC CO. LTD.
Ticker: 2359 Security ID: Y971B1118
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Directors' Report For For Management
3 Supervisors' Report For For Management
4 Annual Report For For Management
5 Financial Report For For Management
6 Approve External Guarantees For For Management
7 Appointment of PRC Auditor and For For Management
Authority to Set Fees
8 Approve Foreign Exchange Hedging Limit For For Management
9 Directors' Fees For For Management
10 Supervisors' Fees For For Management
11 Compliance with Conditions for For For Management
Non-Public Issuance of A Shares
12 Remedial Measures regarding Dilution For For Management
on Current Returns
13 Dividend and Return Plan (2020-2022) For For Management
14 Non-Voting Agenda Item N/A N/A Management
15 Elect Ge Li For For Management
16 Elect Edward Hu For For Management
17 Elect Zhaohui Zhang For For Management
18 Elect Ning Zhao For For Management
19 Elect Xiaomeng Tong For For Management
20 Elect Yibing Wu For For Management
21 Elect Steve Qing Yang For For Management
22 Non-Voting Agenda Item N/A N/A Management
23 Elect Jiangnan Cai For For Management
24 Elect Yan Liu For For Management
25 Elect Dai Feng For For Management
26 Elect Hetong Lou For For Management
27 Elect Xiaotong Zhang For For Management
28 Non-Voting Agenda Item N/A N/A Management
29 Elect Harry Liang He For For Management
30 Elect Jichao Wang For Against Management
31 Allocation of Profits/Dividends For For Management
32 Increase of Registered Capital For For Management
33 Amendments to Articles For For Management
34 Amendments to Procedural Rules of For Against Management
Shareholder' Meetings
35 Amendments to Procedural Rules of For For Management
Board Meetings
36 Authority to Issue A and/or H Shares For For Management
w/o Preemptive Rights
37 Authority to Repurchase A and/or H For For Management
Shares
38 Class and par value of Shares For For Management
39 Method and Time of Issuance For For Management
40 Target Subscribers and Method of For For Management
Subscription
41 Issue Price and Pricing Principles For For Management
42 Number of A Shares For For Management
43 Lock-Up Period For For Management
44 Place of Listing For For Management
45 Arrangement for Retained Undistributed For For Management
Profits prior to Proposed Non-public
Issuance of A Shares
46 Validity Period For For Management
47 Amount and Use of Proceeds For For Management
48 Feasibility Report For For Management
49 Report on Use of Proceeds from For For Management
previous Fund Raising
50 Board Authority regarding Proposed For For Management
Non-Public Issuance of A Shares
51 Authority to Issue H Shares under For For Management
Specific Mandate
--------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC.
Ticker: 02269 Security ID: G97008109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Elect Ge Li For For Management
5 Elect Zhisheng Chen For For Management
6 Elect Kenneth Walton Hitchner III For For Management
7 Directors' Fees For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Authority to Issue Shares w/o For For Management
Preemptive Rights
10 Authority to Repurchase Shares For For Management
11 Authority to Issue Repurchased Shares For For Management
12 Specific Mandate to Issue Connected For For Management
Awarded Shares
13 Board Authority to Issue Connected For For Management
Restricted Shares
14 Grant of 392,932 Connected Rewarded For For Management
Shares to Zhisheng Chen
15 Grant of 117,879 Connected Restricted For For Management
Shares to Weichang Zhou
16 Grant of 4,560 Connected Restricted For For Management
Shares to Edward Hu
17 Grant of 2,280 Connected Restricted For For Management
Shares to William Robert Keller
18 Grant of 4,560 Connected Restricted For For Management
Shares to Walter KWAUK Teh-Ming
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Christopher B. Begley For For Management
2 Elect Betsy J. Bernard For For Management
3 Elect Gail K. Boudreaux For For Management
4 Elect Michael J. Farrell For For Management
5 Elect Larry C. Glasscock For For Management
6 Elect Robert A. Hagemann For For Management
7 Elect Bryan C Hanson For For Management
8 Elect Arthur J. Higgins For For Management
9 Elect Maria Teresa Hilado For For Management
10 Elect Syed Jafry For For Management
11 Elect Michael W. Michelson For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
VANGUARD SPECIALIZED FUNDS
By: /s/Mortimer J. Buckley
Mortimer J. Buckley*
Chief Executive Officer, President, and Trustee
Date: August 27, 2020
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on January 18, 2018,
see File Number 33-32216. Incorporated by Reference.