UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-834
NAME OF REGISTRANT: VANGUARD WINDSOR FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: JULY 1, 2019 - JUNE 30, 2020
******************************* FORM N-Px REPORT *******************************
ICA File Number: 81100834A
Reporting Period: 07/01/2019 - 06/30/2020
VANGUARD WINDSOR FUNDS
========= VANGUARD WINDSOR FUND - Voted at the discretion of the Fund =========
Each investment advisor's votes cast are shown separately below. The votes
reported reflect votes cast at the Fund's/advisor's discretion and exclude any
votes cast pursuant to a regulatory requirement.
ALLERGAN PLC
Ticker: AGN Security ID: G0177J108
Meeting Date: OCT 14, 2019 Meeting Type: Special
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Scheme of Arrangement For For Management
2 Approve Cancellation of Cancellation For For Management
Shares
3 Authorize Board to Allot and Issue For For Management
Shares
4 Amend Articles of Association For For Management
5 Advisory Vote on Golden Parachutes For For Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2019 Meeting Type: Annual
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director Carrie S. Cox For For Management
1.3 Elect Director Calvin Darden For For Management
1.4 Elect Director Bruce L. Downey For For Management
1.5 Elect Director Patricia A. Hemingway For For Management
Hall
1.6 Elect Director Akhil Johri For For Management
1.7 Elect Director Michael C. Kaufmann For For Management
1.8 Elect Director Gregory B. Kenny For For Management
1.9 Elect Director Nancy Killefer For For Management
1.10 Elect Director J. Michael Losh For For Management
1.11 Elect Director Dean A. Scarborough For For Management
1.12 Elect Director John H. Weiland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Lawrence F. Probst, III For For Management
1e Elect Director Talbott Roche For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Heidi J. Ueberroth For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Provide Right for Shareholders Holding For For Management
25% or More of the Common Stock to
Call Special Meetings
6 Provide Right for Shareholders Holding Against Against Shareholder
15% or More of the Common Stock to
Call Special Meetings
--------------------------------------------------------------------------------
KLA CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Barnholt For For Management
1.2 Elect Director Robert Calderoni For For Management
1.3 Elect Director Jeneanne Hanley For For Management
1.4 Elect Director Emiko Higashi For For Management
1.5 Elect Director Kevin Kennedy For For Management
1.6 Elect Director Gary Moore For For Management
1.7 Elect Director Kiran Patel For For Management
1.8 Elect Director Victor Peng For For Management
1.9 Elect Director Robert Rango For For Management
1.10 Elect Director Richard Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES, INC.
Ticker: LHX Security ID: 502431109
Meeting Date: OCT 25, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sallie B. Bailey For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Peter W. Chiarelli For For Management
1d Elect Director Thomas A. Corcoran For For Management
1e Elect Director Thomas A. Dattilo For For Management
1f Elect Director Roger B. Fradin For Against Management
1g Elect Director Lewis Hay, III For For Management
1h Elect Director Lewis Kramer For For Management
1i Elect Director Christopher E. Kubasik For For Management
1j Elect Director Rita S. Lane For For Management
1k Elect Director Robert B. Millard For For Management
1l Elect Director Lloyd W. Newton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominic J. Caruso For For Management
1.2 Elect Director N. Anthony Coles For For Management
1.3 Elect Director M. Christine Jacobs For For Management
1.4 Elect Director Donald R. Knauss For For Management
1.5 Elect Director Marie L. Knowles For For Management
1.6 Elect Director Bradley E. Lerman For For Management
1.7 Elect Director Edward A. Mueller For For Management
1.8 Elect Director Susan R. Salka For For Management
1.9 Elect Director Brian S. Tyler For For Management
1.10 Elect Director Kenneth E. Washington For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 19, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Hector Garcia-Molina None None Management
*Withdrawn Resolution*
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd - Deceased None None Management
1.11 Elect Director Renee J. James For For Management
1.12 Elect Director Charles W. Moorman, IV For For Management
1.13 Elect Director Leon E. Panetta For For Management
1.14 Elect Director William G. Parrett For For Management
1.15 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Gender Pay Gap Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee C. Banks For For Management
1.2 Elect Director Robert G. Bohn For For Management
1.3 Elect Director Linda S. Harty For For Management
1.4 Elect Director Kevin A. Lobo For For Management
1.5 Elect Director Candy M. Obourn For For Management
1.6 Elect Director Joseph Scaminace For For Management
1.7 Elect Director Ake Svensson For For Management
1.8 Elect Director Laura K. Thompson For For Management
1.9 Elect Director James R. Verrier For For Management
1.10 Elect Director James L. Wainscott For For Management
1.11 Elect Director Thomas L. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: OCT 11, 2019 Meeting Type: Special
Record Date: SEP 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
======================== VANGUARD WINDSOR FUND - PZENA =========================
Each investment advisor's votes cast are shown separately below. The votes
reported reflect votes cast at the Fund's/advisor's discretion and exclude any
votes cast pursuant to a regulatory requirement.
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Fred Hassan For For Management
1g Elect Director Charles M. Holley, Jr. For For Management
1h Elect Director Tyler Jacks For For Management
1i Elect Director Ellen J. Kullman For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Debra L. Lee For For Management
1.8 Elect Director Stephen J. Luczo For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Approve Nomination of Employee Against Against Shareholder
Representative Director
6 Improve Guiding Principles of Against Against Shareholder
Executive Compensation
--------------------------------------------------------------------------------
AVANGRID, INC.
Ticker: AGR Security ID: 05351W103
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ignacio S. Galan For Withhold Management
1.2 Elect Director John Baldacci For Withhold Management
1.3 Elect Director Daniel Alcain Lopez For Withhold Management
1.4 Elect Director Pedro Azagra Blazquez For Withhold Management
1.5 Elect Director Robert Duffy For For Management
1.6 Elect Director Teresa Herbert For For Management
1.7 Elect Director Patricia Jacobs For For Management
1.8 Elect Director John Lahey For For Management
1.9 Elect Director Jose Angel Marra For Withhold Management
Rodriguez
1.10 Elect Director Santiago Martinez For Withhold Management
Garrido
1.11 Elect Director Jose Sainz Armada For Withhold Management
1.12 Elect Director Alan Solomont For For Management
1.13 Elect Director Elizabeth Timm For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Ramey For For Management
1.2 Elect Director Wilhelm Zeller For For Management
1.3 Elect Director Lizabeth H. Zlatkus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte Ltd. as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BAKER HUGHES COMPANY
Ticker: BKR Security ID: 05722G100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Geoffrey Beattie For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Cynthia B. Carroll For For Management
1.4 Elect Director Clarence P. Cazalot, Jr. For For Management
1.5 Elect Director Nelda J. Connors For For Management
1.6 Elect Director Gregory L. Ebel For For Management
1.7 Elect Director Lynn L. Elsenhans For For Management
1.8 Elect Director John G. Rice For Withhold Management
1.9 Elect Director Lorenzo Simonelli For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Review of Statement of the Purpose of Against Against Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For Did Not Vote Management
1B Elect Director Robert Bertolini For Did Not Vote Management
1C Elect Director Michael W. Bonney For Did Not Vote Management
1D Elect Director Giovanni Caforio For Did Not Vote Management
1E Elect Director Matthew W. Emmens For Did Not Vote Management
1F Elect Director Julia A. Haller For Did Not Vote Management
1G Elect Director Dinesh C. Paliwal For Did Not Vote Management
1H Elect Director Theodore R. Samuels For Did Not Vote Management
1I Elect Director Vicki L. Sato For Did Not Vote Management
1J Elect Director Gerald L. Storch For Did Not Vote Management
1K Elect Director Karen H. Vousden For Did Not Vote Management
1L Elect Director Phyllis R. Yale For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
4 Require Independent Board Chairman Against Did Not Vote Shareholder
5 Provide Right to Act by Written Consent Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Aparna Chennapragada For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Francois Locoh-Donou For For Management
1h Elect Director Peter E. Raskind For For Management
1i Elect Director Eileen Serra For For Management
1j Elect Director Mayo A. Shattuck, III For For Management
1k Elect Director Bradford H. Warner For For Management
1l Elect Director Catherine G. West For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director Keith M. Casey For For Management
2.2 Elect Director Susan F. Dabarno For For Management
2.3 Elect Director Jane E. Kinney For For Management
2.4 Elect Director Harold N. Kvisle For For Management
2.5 Elect Director Steven F. Leer For For Management
2.6 Elect Director M. George Lewis For For Management
2.7 Elect Director Keith A. MacPhail For For Management
2.8 Elect Director Richard J. Marcogliese For For Management
2.9 Elect Director Claude Mongeau For For Management
2.10 Elect Director Alexander J. Pourbaix For For Management
2.11 Elect Director Rhonda I. Zygocki For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director William J. DeLaney For For Management
1.3 Elect Director Eric J. Foss For For Management
1.4 Elect Director Elder Granger For For Management
1.5 Elect Director Isaiah Harris, Jr. For For Management
1.6 Elect Director Roman Martinez, IV For For Management
1.7 Elect Director Kathleen M. Mazzarella For For Management
1.8 Elect Director Mark B. McClellan For For Management
1.9 Elect Director John M. Partridge For For Management
1.10 Elect Director William L. Roper For For Management
1.11 Elect Director Eric C. Wiseman For For Management
1.12 Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin For For Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Carol B. Tome For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Grace E. Dailey For For Management
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director John C. Dugan For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Review on Governance Documents Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Vinita Bali For For Management
1c Elect Director Maureen Breakiron-Evans For For Management
1d Elect Director Archana Deskus For For Management
1e Elect Director John M. Dineen For For Management
1f Elect Director John N. Fox, Jr. For For Management
1g Elect Director Brian Humphries For For Management
1h Elect Director Leo S. Mackay, Jr. For For Management
1i Elect Director Michael Patsalos-Fox For For Management
1j Elect Director Joseph M. Velli For For Management
1k Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Larry J. Merlo For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Shareholder Written Consent Against Against Shareholder
Provisions
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. John Gilbertson, Jr. For For Management
1b Elect Director Kristiane C. Graham For For Management
1c Elect Director Michael F. Johnston For For Management
1d Elect Director Eric A. Spiegel For For Management
1e Elect Director Richard J. Tobin For For Management
1f Elect Director Stephen M. Todd For For Management
1g Elect Director Stephen K. Wagner For For Management
1h Elect Director Keith E. Wandell For For Management
1i Elect Director Mary A. Winston For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Michael C. Camunez For For Management
1c Elect Director Vanessa C.L. Chang For For Management
1d Elect Director James T. Morris For For Management
1e Elect Director Timothy T. O'Toole For For Management
1f Elect Director Pedro J. Pizarro For For Management
1g Elect Director Carey A. Smith For For Management
1h Elect Director Linda G. Stuntz For For Management
1i Elect Director William P. Sullivan For For Management
1j Elect Director Peter J. Taylor For For Management
1k Elect Director Keith Trent For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Burbank For For Management
1b Elect Director Patrick J. Condon For For Management
1c Elect Director Leo P. Denault For For Management
1d Elect Director Kirkland H. Donald For For Management
1e Elect Director Philip L. Frederickson For For Management
1f Elect Director Alexis M. Herman For For Management
1g Elect Director M. Elise Hyland For For Management
1h Elect Director Stuart L. Levenick For For Management
1i Elect Director Blanche Lambert Lincoln For For Management
1j Elect Director Karen A. Puckett For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITABLE HOLDINGS, INC.
Ticker: EQH Security ID: 29452E101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel G. Kaye For For Management
1.2 Elect Director Joan Lamm-Tennant For For Management
1.3 Elect Director Kristi A. Matus For For Management
1.4 Elect Director Ramon de Oliveira For For Management
1.5 Elect Director Mark Pearson For For Management
1.6 Elect Director Bertram L. Scott For For Management
1.7 Elect Director George Stansfield For For Management
1.8 Elect Director Charles G.T. Stonehill For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan K. Avery For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth C. Frazier For For Management
1.5 Elect Director Joseph L. Hooley For For Management
1.6 Elect Director Steven A. Kandarian For For Management
1.7 Elect Director Douglas R. Oberhelman For For Management
1.8 Elect Director Samuel J. Palmisano For For Management
1.9 Elect Director William C. Weldon For For Management
1.10 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Report on Costs & Benefits of Against Against Shareholder
Climate-Related Expenditures
7 Report on Risks of Petrochemical Against Against Shareholder
Operations in Flood Prone Areas
8 Report on Political Contributions Against Against Shareholder
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 14, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Katherine B. Blackburn For For Management
1.5 Elect Director Emerson L. Brumback For For Management
1.6 Elect Director Jerry W. Burris For For Management
1.7 Elect Director Greg D. Carmichael For For Management
1.8 Elect Director C. Bryan Daniels For For Management
1.9 Elect Director Thomas H. Harvey For For Management
1.10 Elect Director Gary R. Heminger For For Management
1.11 Elect Director Jewell D. Hoover For For Management
1.12 Elect Director Eileen A. Mallesch For For Management
1.13 Elect Director Michael B. McCallister For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimberly A. Casiano For For Management
1b Elect Director Anthony F. Earley, Jr. For For Management
1c Elect Director Edsel B. Ford, II For For Management
1d Elect Director William Clay Ford, Jr. For For Management
1e Elect Director James P. Hackett For For Management
1f Elect Director William W. Helman, IV For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director John C. Lechleiter For For Management
1i Elect Director Beth E. Mooney For For Management
1j Elect Director John L. Thornton For For Management
1k Elect Director John B. Veihmeyer For For Management
1l Elect Director Lynn M. Vojvodich For For Management
1m Elect Director John S. Weinberg For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien Bazin For For Management
2 Elect Director Ashton Carter For For Management
3 Elect Director H. Lawrence Culp, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Edward Garden For For Management
6 Elect Director Thomas W. Horton For For Management
7 Elect Director Risa Lavizzo-Mourey For For Management
8 Elect Director Catherine Lesjak For For Management
9 Elect Director Paula Rosput Reynolds For For Management
10 Elect Director Leslie Seidman For For Management
11 Elect Director James Tisch For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify KPMG LLP as Auditors For For Management
14 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC.
Ticker: GIL Security ID: 375916103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Anderson For For Management
1.2 Elect Director Donald C. Berg For For Management
1.3 Elect Director Maryse Bertrand For For Management
1.4 Elect Director Marc Caira For For Management
1.5 Elect Director Glenn J. Chamandy For For Management
1.6 Elect Director Shirley E. Cunningham For For Management
1.7 Elect Director Russell Goodman For For Management
1.8 Elect Director Charles M. Herington For For Management
1.9 Elect Director Luc Jobin For For Management
1.10 Elect Director Craig A. Leavitt For For Management
1.11 Elect Director Anne Martin-Vachon For For Management
2 Approve Shareholder Rights Plan For Against Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Al Khayyal For For Management
1b Elect Director William E. Albrecht For For Management
1c Elect Director M. Katherine Banks For For Management
1d Elect Director Alan M. Bennett For For Management
1e Elect Director Milton Carroll For For Management
1f Elect Director Nance K. Dicciani For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Patricia Hemingway Hall For For Management
1i Elect Director Robert A. Malone For For Management
1j Elect Director Jeffrey A. Miller For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY
Ticker: HPE Security ID: 42824C109
Meeting Date: APR 01, 2020 Meeting Type: Annual
Record Date: FEB 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Ammann For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Jean M. Hobby For For Management
1d Elect Director George R. Kurtz For For Management
1e Elect Director Raymond J. Lane For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Antonio F. Neri For For Management
1h Elect Director Charles H. Noski For For Management
1i Elect Director Raymond E. Ozzie For For Management
1j Elect Director Gary M. Reiner For For Management
1k Elect Director Patricia F. Russo For For Management
1l Elect Director Lip-Bu Tan For For Management
1m Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Beshar For For Management
1.2 Elect Director Martin L. Flanagan For For Management
1.3 Elect Director William F. Glavin, Jr. For For Management
1.4 Elect Director C. Robert Henrikson For For Management
1.5 Elect Director Denis Kessler For For Management
1.6 Elect Director Nigel Sheinwald For For Management
1.7 Elect Director G. Richard Wagoner, Jr. For For Management
1.8 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Lee R. Raymond For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Require Independent Board Chair Against Against Shareholder
5 Report on Reputational Risk Related to Against Against Shareholder
Canadian Oil Sands, Oil Sands Pipeline
Companies and Arctic Oil and Gas
Exploration and Production.
6 Report on Climate Change Against Against Shareholder
7 Amend Shareholder Written Consent Against Against Shareholder
Provisions
8 Report on Charitable Contributions Against Against Shareholder
9 Report on Gender/Racial Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary Daichendt For For Management
1b Elect Director Anne DelSanto For For Management
1c Elect Director Kevin DeNuccio For For Management
1d Elect Director James Dolce For For Management
1e Elect Director Christine Gorjanc For For Management
1f Elect Director Janet Haugen For For Management
1g Elect Director Scott Kriens For For Management
1h Elect Director Rahul Merchant For For Management
1i Elect Director Rami Rahim For For Management
1j Elect Director William Stensrud For For Management
2 Ratify Ernst & Young as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephanie Burns For For Management
1b Elect Director Steve Cahillane For For Management
1c Elect Director Richard Dreiling For For Management
1d Elect Director La June Montgomery For For Management
Tabron
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Declassify the Board of Directors For For Management
6 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce D. Broussard For For Management
1.2 Elect Director Gary M. Crosby For For Management
1.3 Elect Director Alexander M. Cutler For For Management
1.4 Elect Director H. James Dallas For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director Christopher M. Gorman For For Management
1.8 Elect Director Carlton L. Highsmith For For Management
1.9 Elect Director Richard J. Hipple For For Management
1.10 Elect Director Kristen L. Manos For For Management
1.11 Elect Director Barbara R. Snyder For For Management
1.12 Elect Director David K. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas P. Capo For For Management
1b Elect Director Mei-Wei Cheng For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Mary Lou Jepsen For For Management
1e Elect Director Kathleen A. Ligocki For For Management
1f Elect Director Conrad L. Mallett, Jr. For For Management
1g Elect Director Raymond E. Scott For For Management
1h Elect Director Gregory C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Impact Against Against Shareholder
Assessment
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen A. Smith Bogart For For Management
1.2 Elect Director Jeffrey S. Lorberbaum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Stephen J. Luczo For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Dennis M. Nally For For Management
1j Elect Director Takeshi Ogasawara For For Management
1k Elect Director Hutham S. Olayan For For Management
1l Elect Director Mary L. Schapiro For For Management
1m Elect Director Perry M. Traquina For For Management
1n Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MYLAN N.V.
Ticker: MYL Security ID: N59465109
Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Heather Bresch For For Management
1B Elect Director Robert J. Cindrich For For Management
1C Elect Director Robert J. Coury For For Management
1D Elect Director JoEllen Lyons Dillon For For Management
1E Elect Director Neil Dimick For For Management
1F Elect Director Melina Higgins For For Management
1G Elect Director Harry A. Korman For For Management
1H Elect Director Rajiv Malik For For Management
1I Elect Director Richard A. Mark For For Management
1J Elect Director Mark W. Parrish For For Management
1K Elect Director Pauline van der Meer For For Management
Mohr
1L Elect Director Randall L. (Pete) For For Management
Vanderveen
1M Elect Director Sjoerd S. Vollebregt For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Instruction to Deloitte Accountants B. For For Management
V. for the Audit of the Company's
Dutch Statutory Annual Accounts for
Fiscal Year 2020
6 Authorize Share Repurchase Program For For Management
7 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
E1E Approve Combination For For Management
E2E Advisory Vote on Golden Parachutes For Against Management
E3E Approve Board Composition For For Management
E4E Amend Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Clay C. Williams For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Marcela E. Donadio For For Management
1D Elect Director Ben A. Guill For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director David D. Harrison For For Management
1G Elect Director Eric L. Mattson For For Management
1H Elect Director Melody B. Meyer For For Management
1I Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NEWELL BRANDS INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bridget Ryan Berman For For Management
1b Elect Director Patrick D. Campbell For For Management
1c Elect Director James R. Craigie For For Management
1d Elect Director Debra A. Crew For For Management
1e Elect Director Brett M. Icahn For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Courtney R. Mather For For Management
1h Elect Director Ravichandra K. Saligram For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Robert A. Steele For For Management
1k Elect Director Steven J. Strobel For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Dan R. Littman For For Management
1.10 Elect Director Shantanu Narayen For For Management
1.11 Elect Director Suzanne Nora Johnson For For Management
1.12 Elect Director James Quincey For For Management
1.13 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Proxy Access Right Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
9 Elect Director Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
PVH CORP.
Ticker: PVH Security ID: 693656100
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Baglivo For For Management
1b Elect Director Brent Callinicos For For Management
1c Elect Director Emanuel Chirico For For Management
1d Elect Director Joseph B. Fuller For For Management
1e Elect Director V. James Marino For For Management
1f Elect Director G. Penny McIntyre For For Management
1g Elect Director Amy McPherson For For Management
1h Elect Director Henry Nasella For For Management
1i Elect Director Edward R. Rosenfeld For For Management
1j Elect Director Craig Rydin For For Management
1k Elect Director Judith Amanda Sourry For For Management
Knox
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSB Security ID: 780259206
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Dick Boer as Director For For Management
5 Elect Andrew Mackenzie as Director For For Management
6 Elect Martina Hund-Mejean as Director For For Management
7 Re-elect Ben van Beurden as Director For For Management
8 Re-elect Neil Carson as Director For For Management
9 Re-elect Ann Godbehere as Director For For Management
10 Re-elect Euleen Goh as Director For For Management
11 Re-elect Charles Holliday as Director For For Management
12 Re-elect Catherine Hughes as Director For For Management
13 Re-elect Sir Nigel Sheinwald as For For Management
Director
14 Re-elect Jessica Uhl as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint Ernst & Young LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Request Shell to Set and Publish Against Against Shareholder
Targets for Greenhouse Gas (GHG)
Emissions
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 17, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea J. Ayers For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Patrick D. Campbell For For Management
1.4 Elect Director Carlos M. Cardoso For For Management
1.5 Elect Director Robert B. Coutts For For Management
1.6 Elect Director Debra A. Crew For For Management
1.7 Elect Director Michael D. Hankin For For Management
1.8 Elect Director James M. Loree For For Management
1.9 Elect Director Dmitri L. Stockton For For Management
1.10 Elect Director Irving Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Review of Statement on the Purpose of Against Against Shareholder
a Corporation
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Jonathan F. Miller For For Management
1.5 Elect Director Patrick Q. Moore For For Management
1.6 Elect Director Michael I. Roth For For Management
1.7 Elect Director Linda S. Sanford For For Management
1.8 Elect Director David M. Thomas For For Management
1.9 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
UBS GROUP AG
Ticker: UBSG Security ID: H42097107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Allocation of Income and For For Management
Dividends of USD 0.365 per Share
4 Approve Discharge of Board and Senior For For Management
Management for Fiscal 2019, excluding
French Cross-Border Matter
5.1 Reelect Axel Weber as Director and For For Management
Board Chairman
5.2 Reelect Jeremy Anderson as Director For For Management
5.3 Reelect William Dudley as Director For For Management
5.4 Reelect Reto Francioni as Director For For Management
5.5 Reelect Fred Hu as Director For For Management
5.6 Reelect Julie Richardson as Director For For Management
5.7 Reelect Beatrice di Mauro as Director For For Management
5.8 Reelect Dieter Wemmer as Director For For Management
5.9 Reelect Jeanette Wong as Director For For Management
6.1 Elect Mark Hughes as Director For For Management
6.2 Elect Nathalie Rachou as Director For For Management
7.1 Appoint Julie Richardson as Member of For For Management
the Compensation Committee
7.2 Appoint Reto Francioni as Member of For For Management
the Compensation Committee
7.3 Appoint Dieter Wemmer as Member of the For For Management
Compensation Committee
7.4 Appoint Jeanette Wong as Member of the For For Management
Compensation Committee
8.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 13 Million
8.2 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 70.3 Million
8.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 33 Million
9 Designate ADB Altorfer Duss & For For Management
Beilstein AG as Independent Proxy
10 Ratify Ernst & Young AG as Auditors For For Management
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
VOYA FINANCIAL, INC.
Ticker: VOYA Security ID: 929089100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynne Biggar For For Management
1b Elect Director Jane P. Chwick For For Management
1c Elect Director Kathleen DeRose For For Management
1d Elect Director Ruth Ann M. Gillis For For Management
1e Elect Director J. Barry Griswell For For Management
1f Elect Director Rodney O. Martin, Jr. For For Management
1g Elect Director Byron H. Pollitt, Jr. For For Management
1h Elect Director Joseph V. Tripodi For For Management
1i Elect Director David Zwiener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Wayne M. Hewett For For Management
1e Elect Director Donald M. James For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
5 Report on Incentive-Based Compensation Against Against Shareholder
and Risks of Material Losses
6 Report on Global Median Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: WAB Security ID: 929740108
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rafael Santana For For Management
1.2 Elect Director Lee B. Foster, II For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
====================== VANGUARD WINDSOR FUND - WELLINGTON ======================
Each investment advisor's votes cast are shown separately below. The votes
reported reflect votes cast at the Fund's/advisor's discretion and exclude any
votes cast pursuant to a regulatory requirement.
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Larry Page For For Management
1.2 Elect Sergey Brin For For Management
1.3 Elect Sundar Pichai For For Management
1.4 Elect John L. Hennessy For For Management
1.5 Elect Frances H. Arnold For For Management
1.6 Elect L. John Doerr For For Management
1.7 Elect Roger W. Ferguson, Jr. For For Management
1.8 Elect Ann Mather For For Management
1.9 Elect Alan R. Mulally For For Management
1.10 Elect K. Ram Shriram For For Management
1.11 Elect Robin L. Washington For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 2012 Stock Plan For Against Management
4 Advisory Vote on Executive Compensation For Against Management
5 Shareholder Proposal Regarding Against For Shareholder
Recapitalization
6 Shareholder Proposal Regarding Report Against For Shareholder
on the Use of Contractual Provisions
Requiring Arbitration in
Employment-Related Claims
7 Shareholder Proposal Regarding the Against For Shareholder
Establishment of a Human Rights Risk
Oversight Committee
8 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
9 Shareholder Proposal Regarding Linking Against For Shareholder
Executive Pay to Sustainability and
Diversity
10 Shareholder Proposal Regarding Report Against Against Shareholder
on Government Takedown Requests
11 Shareholder Proposal Regarding Against For Shareholder
Majority Vote for Election of Directors
12 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
13 Shareholder Proposal Regarding Human Against Against Shareholder
Rights/ Civil Rights Expertise on Board
14 Shareholder Proposal Regarding Report Against Against Shareholder
on Whistleblower Policies
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 31, 2020 Meeting Type: Annual
Record Date: DEC 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert A. Minicucci For For Management
2 Elect Adrian Gardner For For Management
3 Elect James S. Kahan For For Management
4 Elect Rafael de la Vega For For Management
5 Elect Giora Yaron For For Management
6 Elect Eli Gelman For For Management
7 Elect Richard T.C. LeFave For For Management
8 Elect John A. MacDonald For For Management
9 Elect Shuky Sheffer For For Management
10 Elect Yvette Kanouff For For Management
11 Amendment to the 1998 Stock Option and For For Management
Incentive Plan
12 Increase Quarterly Dividend For For Management
13 Accounts and Reports For For Management
14 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas Bartlett For For Management
2 Elect Raymond P. Dolan For For Management
3 Elect Robert D. Hormats For For Management
4 Elect Gustavo Lara Cantu For For Management
5 Elect Grace D. Lieblein For For Management
6 Elect Craig Macnab For For Management
7 Elect JoAnn A. Reed For For Management
8 Elect Pamela D.A. Reeve For For Management
9 Elect David E. Sharbutt For For Management
10 Elect Bruce L. Tanner For For Management
11 Elect Samme L. Thompson For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
15 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fred W. Boehler For For Management
2 Elect George J. Alburger, Jr. For For Management
3 Elect Kelly H. Barrett For For Management
4 Elect Antonio F. Fernandez For For Management
5 Elect James R. Heistand For For Management
6 Elect Michelle M. MacKay For For Management
7 Elect David J. Neithercut For For Management
8 Elect Mark R. Patterson For For Management
9 Elect Andrew Power For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Approval of the 2020 Employee Stock For For Management
Purchase Plan
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gail K. Boudreaux For For Management
2 Elect R. Kerry Clark For For Management
3 Elect Robert L. Dixon, Jr. For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
6 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael S. Burke For For Management
2 Elect Terrell K. Crews For For Management
3 Elect Pierre Dufour For For Management
4 Elect Donald E. Felsinger For For Management
5 Elect Suzan F. Harrison For For Management
6 Elect Juan R. Luciano For For Management
7 Elect Patrick J. Moore For For Management
8 Elect Francisco Sanchez For For Management
9 Elect Debra A. Sandler For For Management
10 Elect Lei Z. Schlitz For For Management
11 Elect Kelvin R. Westbrook For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Approval of the 2020 Incentive For For Management
Compensation Plan
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barry W. Perry For Withhold Management
1.2 Elect William F. Austen For For Management
1.3 Elect Steven H. Gunby For For Management
1.4 Elect Gail E. Hamilton For For Management
1.5 Elect Richard S. Hill For Withhold Management
1.6 Elect M. Frances Keeth For For Management
1.7 Elect Andrew Kerin For For Management
1.8 Elect Laurel J. Krzeminksi For For Management
1.9 Elect Michael J. Long For For Management
1.10 Elect Stephen C. Patrick For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Elaine D. Rosen For For Management
2 Elect Paget L. Alves For For Management
3 Elect Juan N. Cento For For Management
4 Elect Alan B. Colberg For For Management
5 Elect Harriet Edelman For For Management
6 Elect Lawrence V. Jackson For For Management
7 Elect Jean-Paul L. Montupet For For Management
8 Elect Debra J. Perry For For Management
9 Elect Ognjen Redzic For For Management
10 Elect Paul J. Reilly For For Management
11 Elect Robert W. Stein For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ATHENE HOLDING LTD.
Ticker: ATH Security ID: G0684D107
Meeting Date: FEB 12, 2020 Meeting Type: Special
Record Date: NOV 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Bundled Bylaw Amendments For For Management
2 Conversion of Class B Common Shares For For Management
into Class A Common Shares
3 Conversion of Class M Common Shares For For Management
into Class A Common Shares and Warrants
4 Issuance of Common Stock For For Management
5 Right to Adjourn Meeting For For Management
6 Declaration of Material Interest N/A For Management
7 Declaration of Material Interest N/A For Management
--------------------------------------------------------------------------------
ATHENE HOLDING LTD.
Ticker: ATH Security ID: G0684D107
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Scott M. Kleinman For For Management
2 Elect Lawrence J. Ruisi For For Management
3 Elect Hope S. Taitz For For Management
4 Elect Arthur Wrubel For For Management
5 Elect Fehmi Zeko For For Management
6 Appointment of Auditor For For Management
7 Authority to Set Auditor's Fees For For Management
8 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sharon L. Allen For For Management
2 Elect Susan S. Bies For For Management
3 Elect Jack O. Bovender, Jr. For For Management
4 Elect Frank P. Bramble, Sr. For For Management
5 Elect Pierre J. P. de Weck For For Management
6 Elect Arnold W. Donald For For Management
7 Elect Linda P. Hudson For For Management
8 Elect Monica C. Lozano For For Management
9 Elect Thomas J. May For For Management
10 Elect Brian T. Moynihan For For Management
11 Elect Lionel L. Nowell, III For For Management
12 Elect Denise L. Ramos For For Management
13 Elect Clayton S. Rose For For Management
14 Elect Michael D. White For For Management
15 Elect Thomas D. Woods For For Management
16 Elect R. David Yost For For Management
17 Elect Maria T. Zuber For For Management
18 Advisory Vote on Executive Compensation For For Management
19 Ratification of Auditor For For Management
20 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
21 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
22 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
23 Shareholder Proposal Regarding Purpose Against For Shareholder
of a Corporation
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter J. Arduini For For Management
2 Elect Robert J. Bertolini For For Management
3 Elect Michael W. Bonney For For Management
4 Elect Giovanni Caforio For For Management
5 Elect Matthew W. Emmens For For Management
6 Elect Julia A. Haller For For Management
7 Elect Dinesh C. Paliwal For For Management
8 Elect Theodore R. Samuels, II For For Management
9 Elect Vicki L. Sato For For Management
10 Elect Gerald Storch For For Management
11 Elect Karen H. Vousden For For Management
12 Elect Phyllis R. Yale For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hock E. Tan For For Management
2 Elect Dr. Henry S. Samueli For For Management
3 Elect Eddy W. Hartenstein For For Management
4 Elect Diane M. Bryant For For Management
5 Elect Gayla J. Delly For For Management
6 Elect Raul J. Fernandez For For Management
7 Elect Check Kian Low For For Management
8 Elect Justine F. Page For For Management
9 Elect Harry L. You For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Catherine M. Best For For Management
1.2 Elect M. Elizabeth Cannon For For Management
1.3 Elect N. Murray Edwards For For Management
1.4 Elect Christopher L. Fong For For Management
1.5 Elect Gordon D. Giffin For For Management
1.6 Elect Wilfred A. Gobert For For Management
1.7 Elect Steve W. Laut For For Management
1.8 Elect Tim S. McKay For For Management
1.9 Elect Frank J. McKenna For For Management
1.10 Elect David A. Tuer For For Management
1.11 Elect Annette Verschuren For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jean S. Blackwell For For Management
2 Elect William M. Brown For For Management
3 Elect Edward G. Galante For For Management
4 Elect Kathryn M. Hill For For Management
5 Elect David F. Hoffmeister For For Management
6 Elect Jay V. Ihlenfeld For For Management
7 Elect Mark C. Rohr For For Management
8 Elect Kim K.W. Rucker For For Management
9 Elect Lori J. Ryerkerk For For Management
10 Elect John K. Wulff For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael F. Neidorff For For Management
2 Elect H. James Dallas For For Management
3 Elect Robert K. Ditmore For For Management
4 Elect Richard A. Gephardt For For Management
5 Elect Lori J. Robinson For For Management
6 Elect William L. Trubeck For For Management
7 Advisory Vote on Executive Compensation For Against Management
8 Ratification of Auditor For For Management
9 Amendment to the 2002 Employee Stock For For Management
Purchase Plan
10 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
11 Shareholder Proposal Regarding Simple Against For Shareholder
Majority Vote
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect W. Lance Conn For For Management
2 Elect Kim C. Goodman For For Management
3 Elect Craig A. Jacobson For For Management
4 Elect Gregory B. Maffei For Against Management
5 Elect John D. Markley, Jr. For For Management
6 Elect David C. Merritt For For Management
7 Elect James E. Meyer For Against Management
8 Elect Steven A. Miron For For Management
9 Elect Balan Nair For Against Management
10 Elect Michael A. Newhouse For Against Management
11 Elect Mauricio Ramos For For Management
12 Elect Thomas M. Rutledge For For Management
13 Elect Eric L. Zinterhofer For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
16 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael L. Corbat For For Management
2 Elect Ellen M. Costello For For Management
3 Elect Grace E Dailey For For Management
4 Elect Barbara J. Desoer For For Management
5 Elect John C. Dugan For For Management
6 Elect Duncan P. Hennes For For Management
7 Elect Peter B. Henry For For Management
8 Elect S. Leslie Ireland For For Management
9 Elect Lew W. Jacobs, IV For For Management
10 Elect Renee J. James For For Management
11 Elect Gary M. Reiner For For Management
12 Elect Diana L. Taylor For For Management
13 Elect James S. Turley For For Management
14 Elect Deborah C. Wright For For Management
15 Elect Alexander R. Wynaendts For For Management
16 Elect Ernesto Zedillo Ponce de Leon For For Management
17 Ratification of Auditor For For Management
18 Advisory Vote on Executive Compensation For For Management
19 Amendment to the 2019 Stock Incentive For For Management
Plan
20 Shareholder Proposal Regarding Against Against Shareholder
Amendment to Proxy Access Bylaw
21 Shareholder Proposal Regarding Purpose Against For Shareholder
of Corporation
22 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kenneth J. Bacon For For Management
1.2 Elect Madeline S. Bell For For Management
1.3 Elect Naomi M. Bergman For For Management
1.4 Elect Edward D. Breen For For Management
1.5 Elect Gerald L. Hassell For For Management
1.6 Elect Jeffrey A. Honickman For For Management
1.7 Elect Maritza Gomez Montiel For For Management
1.8 Elect Asuka Nakahara For For Management
1.9 Elect David C. Novak For For Management
1.10 Elect Brian L. Roberts For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 2003 Stock Option Plan For For Management
4 Amendment to the 2002 Restricted Stock For For Management
Plan
5 Advisory vote on executive compensation For For Management
6 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
7 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
8 Shareholder Proposal Regarding Against Against Shareholder
Independent Investigation and Report
on Sexual Harassment
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Timothy A. Leach For For Management
2 Elect William H. Easter III For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fernando Aguirre For For Management
2 Elect C. David Brown II For For Management
3 Elect Alecia A. DeCoudreaux For For Management
4 Elect Nancy-Ann M. DeParle For For Management
5 Elect David W. Dorman For For Management
6 Elect Roger N. Farah For For Management
7 Elect Anne M. Finucane For For Management
8 Elect Edward J. Ludwig For For Management
9 Elect Larry J. Merlo For For Management
10 Elect Jean-Pierre Millon For For Management
11 Elect Mary L. Schapiro For For Management
12 Elect William C. Weldon For For Management
13 Elect Tony L. White For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Amendment to the 2017 Incentive For For Management
Compensation Plan
17 Amendment to the 2007 Employee Stock For For Management
Purchase Plan
18 Shareholder Proposal Regarding Against Against Shareholder
Reducing Ownership Threshold Required
to Act by Written Consent
19 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Steven E. West For For Management
2 Elect Travis D. Stice For For Management
3 Elect Vincent K. Brooks For For Management
4 Elect Michael P. Cross For For Management
5 Elect David L. Houston For For Management
6 Elect Stephanie K. Mains For For Management
7 Elect Mark L. Plaumann For For Management
8 Elect Melanie M. Trent For For Management
9 Advisory Vote on Executive Compensation For Against Management
10 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
11 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Laurence A. Chapman For For Management
2 Elect Alexis Black Bjorlin For For Management
3 Elect Michael A. Coke For For Management
4 Elect VeraLinn Jamieson For For Management
5 Elect Kevin J. Kennedy For For Management
6 Elect William G. LaPerch For For Management
7 Elect Jean F.H.P. Mandeville For For Management
8 Elect Afshin Mohebbi For For Management
9 Elect Mark R. Patterson For For Management
10 Elect Mary Hogan Preusse For For Management
11 Elect A. William Stein For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Arnold S. Barron For For Management
2 Elect Gregory M. Bridgeford For For Management
3 Elect Thomas W. Dickson For For Management
4 Elect Lemuel E. Lewis For For Management
5 Elect Jeffrey G. Naylor For For Management
6 Elect Gary M. Philbin For For Management
7 Elect Bob Sasser For For Management
8 Elect Thomas A. Saunders III For For Management
9 Elect Stephanie P. Stahl For For Management
10 Elect Carrie A. Wheeler For For Management
11 Elect Thomas E. Whiddon For For Management
12 Elect Carl P. Zeithaml For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Climate Against For Shareholder
Change Report
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael G. Browning For For Management
1.2 Elect Annette K. Clayton For For Management
1.3 Elect Theodore F. Craver, Jr. For For Management
1.4 Elect Robert M. Davis For For Management
1.5 Elect Daniel R. DiMicco For For Management
1.6 Elect Nicholas C. Fanandakis For For Management
1.7 Elect Lynn J. Good For For Management
1.8 Elect John T. Herron For For Management
1.9 Elect William E. Kennard For For Management
1.10 Elect E. Marie McKee For For Management
1.11 Elect Marya M. Rose For For Management
1.12 Elect Thomas E. Skains For For Management
1.13 Elect William E. Webster, Jr. For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
5 Shareholder Proposal Regarding Simple N/A For Shareholder
Majority Vote
6 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
7 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael L. Eskew For For Management
2 Elect William G. Kaelin, Jr. For For Management
3 Elect David A. Ricks For For Management
4 Elect Marschall S. Runge For For Management
5 Elect Karen Walker For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
8 Repeal of Classified Board For For Management
9 Elimination of Supermajority For For Management
Requirement
10 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
11 Shareholder Proposal Regarding Forced Against Against Shareholder
Swim Test
12 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
13 Shareholder Proposal Regarding Against Against Shareholder
Disclosure of Board Qualifications
14 Shareholder Proposal Regarding Report Against For Shareholder
on Linking Executive Compensation to
Public Concern Over Drug Pricing
15 Shareholder Proposal Regarding Bonus Against For Shareholder
Deferral Policy
16 Shareholder Proposal Regarding Against For Shareholder
Recoupment Report
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Pamela L. Carter For For Management
1.2 Elect Marcel R. Coutu For For Management
1.3 Elect Susan M. Cunningham For For Management
1.4 Elect Gregory L. Ebel For For Management
1.5 Elect J. Herb England For For Management
1.6 Elect Charles W. Fischer For For Management
1.7 Elect Gregory J. Goff For For Management
1.8 Elect V. Maureen Kempston Darkes For For Management
1.9 Elect Teresa S. Madden For For Management
1.10 Elect Al Monaco For For Management
1.11 Elect Dan C. Tutcher For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Shareholder Rights Plan Renewal For For Management
4 Amendment to By-Law No. 1 For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: JAN 14, 2020 Meeting Type: Special
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Reorganization and Re-Domiciliation For For Management
2 Transaction of Other Business For Against Management
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Thomas Bartlett For For Management
1.2 Elect Nanci E. Caldwell For For Management
1.3 Elect Adaire Fox-Martin For For Management
1.4 Elect Gary F. Hromadko For For Management
1.5 Elect William Luby For For Management
1.6 Elect Irving F. Lyons, III For For Management
1.7 Elect Charles Meyers For For Management
1.8 Elect Christopher B. Paisley For For Management
1.9 Elect Sandra Rivera For For Management
1.10 Elect Peter F. Van Camp For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Approval of the 2020 Equity Incentive For For Management
Plan
4 Ratification of Auditor For For Management
5 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
--------------------------------------------------------------------------------
EQUITABLE HOLDINGS, INC.
Ticker: EQH Security ID: 29452E101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Daniel G. Kaye For For Management
1.2 Elect Joan Lamm-Tennant For For Management
1.3 Elect Kristi A. Matus For For Management
1.4 Elect Ramon de Oliveira For For Management
1.5 Elect Mark Pearson For For Management
1.6 Elect Bertram L. Scott For For Management
1.7 Elect George Stansfield For For Management
1.8 Elect Charles G.T. Stonehill For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Amendment to the 2019 Omnibus For For Management
Incentive Plan
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Anthony K. Anderson For For Management
2 Elect Ann C. Berzin For For Management
3 Elect M. Laurie Brlas For For Management
4 Elect Christopher M. Crane For For Management
5 Elect Yves C. de Balmann For For Management
6 Elect Nicholas DeBenedictis For For Management
7 Elect Linda P. Jojo For For Management
8 Elect Paul L. Joskow For For Management
9 Elect Robert J. Lawless For For Management
10 Elect John M. Richardson For For Management
11 Elect Mayo A. Shattuck III For For Management
12 Elect John F. Young For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Approval of the 2020 Long-Term For For Management
Incentive Plan
--------------------------------------------------------------------------------
EXPEDIA GROUP, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: DEC 03, 2019 Meeting Type: Annual
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Samuel Altman For For Management
2 Elect Susan C. Athey For Abstain Management
3 Elect A. George Battle For Abstain Management
4 Elect Chelsea Clinton For Abstain Management
5 Elect Barry Diller For Abstain Management
6 Elect Craig A. Jacobson For Abstain Management
7 Elect Victor A. Kaufman For Abstain Management
8 Elect Peter M. Kern For Abstain Management
9 Elect Dara Khosrowshahi For Abstain Management
10 Elect Mark Okerstrom For For Management
11 Elect Alexander von Furstenberg For Abstain Management
12 Elect Julie Whalen For For Management
13 Transfer Restrictions and Automatic For For Management
Conversion Provisions in Respect of
Class B Common Stock
14 Limit the Ability of the Company to For For Management
Participate in Certain Change of
Control Transactions
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
EXPEDIA GROUP, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Samuel Altman For For Management
2 Elect Susan C. Athey For For Management
3 Elect A. George Battle For For Management
4 Elect Chelsea Clinton For For Management
5 Elect Barry Diller For For Management
6 Elect Jon T. Gieselman For For Management
7 Elect Craig A. Jacobson For For Management
8 Elect Peter M. Kern For For Management
9 Elect Dara Khosrowshahi For For Management
10 Elect Gregory K. Mondre For For Management
11 Elect David Sambur For For Management
12 Elect Alexander von Furstenberg For For Management
13 Elect Julie Whalen For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Amendment to the 2005 Stock and Annual For Against Management
Incentive Plan
16 Ratification of Auditor For For Management
17 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
--------------------------------------------------------------------------------
FERGUSON PLC
Ticker: FERG Security ID: G3421J106
Meeting Date: NOV 21, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Remuneration Policy (Binding) For For Management
4 Final Dividend For For Management
5 Elect Tessa Bamford For For Management
6 Elect Gareth Davis For For Management
7 Elect Geoff Drabble For For Management
8 Elect Catherine A. Halligan For For Management
9 Elect Kevin Murphy For For Management
10 Elect Alan Murray For For Management
11 Elect Michael Powell For For Management
12 Elect Thomas Schmitt For For Management
13 Elect Nadia Shouraboura For For Management
14 Elect Jacqueline Simmonds For For Management
15 Appointment of Auditor For For Management
16 Authority to Set Auditor's Fees For For Management
17 Authorisation of Political Donations For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Amendment to Long Term Incentive Plan For For Management
2019
20 Authority to Issue Shares w/o For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
22 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES, INC.
Ticker: FLT Security ID: 339041105
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Steven T. Stull For For Management
2 Elect Michael Buckman For For Management
3 Elect Thomas M. Hagerty For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Shareholder Proposal Regarding Right Against For Shareholder
to Call Special Meetings
7 Shareholder Proposal Regarding Against Against Shareholder
Excluding Share Repurchases in
Executive Compensation
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Pierre Brondeau For For Management
2 Elect Eduardo E. Cordeiro For For Management
3 Elect Mark Douglas For For Management
4 Elect C. Scott Greer For For Management
5 Elect KLynne Johnson For For Management
6 Elect Dirk A. Kempthorne For For Management
7 Elect Paul J. Norris For For Management
8 Elect Margareth Ovrum For For Management
9 Elect Robert C. Pallash For For Management
10 Elect William H. Powell For For Management
11 Elect Vincent R. Volpe Jr. For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
GENERAL MOTORS CO.
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mary T. Barra For For Management
2 Elect Wesley G. Bush For For Management
3 Elect Linda R. Gooden For For Management
4 Elect Joseph Jimenez For For Management
5 Elect Jane L. Mendillo For For Management
6 Elect Judith A. Miscik For For Management
7 Elect Patricia F. Russo For For Management
8 Elect Thomas M. Schoewe For For Management
9 Elect Theodore M. Solso For For Management
10 Elect Carol M. Stephenson For For Management
11 Elect Devin N. Wenig For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
14 Ratification of Auditor For For Management
15 Approval of the 2020 Long-Term For For Management
Incentive Plan
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
17 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
18 Shareholder Proposal Regarding Human Against For Shareholder
Rights Due Diligence Process Report
19 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jacqueline K. Barton For For Management
2 Elect Sandra J. Horning For For Management
3 Elect Kelly A. Kramer For For Management
4 Elect Kevin E. Lofton For For Management
5 Elect Harish Manwani For For Management
6 Elect Daniel P. O'Day For For Management
7 Elect Richard J. Whitley For For Management
8 Elect Per Wold-Olsen For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
12 Shareholder Proposal Regarding Against Against Shareholder
Reducing Ownership Threshold Required
to Act by Written Consent
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Abdulaziz F. Alkhayyal For For Management
2 Elect William E. Albrecht For For Management
3 Elect M. Katherine Banks For For Management
4 Elect Alan M. Bennett For For Management
5 Elect Milton Carroll For For Management
6 Elect Nance K. Dicciani For For Management
7 Elect Murry S. Gerber For For Management
8 Elect Patricia Hemingway Hall For For Management
9 Elect Robert A. Malone For For Management
10 Elect Jeffrey A. Miller For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Amendment to the Stock and Incentive For For Management
Plan
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mary L. Baglivo For For Management
2 Elect Sheila C. Bair For For Management
3 Elect Richard E. Marriott For For Management
4 Elect Sandeep Lakhmi Mathrani For For Management
5 Elect John B. Morse, Jr. For For Management
6 Elect Mary Hogan Preusse For For Management
7 Elect Walter C. Rakowich For For Management
8 Elect James F. Risoleo For For Management
9 Elect Gordon H. Smith For For Management
10 Elect A. William Stein For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Approval of the 2020 Comprehensive For For Management
Stock and Cash Incentive Plan
--------------------------------------------------------------------------------
ING GROEP N.V.
Ticker: INGA Security ID: 456837103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Remuneration Report For For Management
2 Accounts and Reports For For Management
3 Ratification of Management Board Acts For For Management
4 Ratification of Supervisory Board Acts For For Management
5 Management Board Remuneration Policy For For Management
6 Supervisory Board Remuneration Policy For For Management
7 Amendments to Articles For For Management
8 Elect Juan Colombas For For Management
9 Elect Herman Hulst For For Management
10 Elect Harold Naus For For Management
11 Authority to Issue Shares w/ For For Management
Preemptive Rights
12 Authority to Issue Shares w/o For For Management
Preemptive Rights
13 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James J. Goetz For For Management
2 Elect Alyssa Henry For For Management
3 Elect Omar Ishrak For For Management
4 Elect Risa Lavizzo-Mourey For For Management
5 Elect Tsu-Jae King Liu For For Management
6 Elect Gregory D. Smith For For Management
7 Elect Robert H. Swan For For Management
8 Elect Andrew Wilson For For Management
9 Elect Frank D. Yeary For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Amendment to the 2006 Employee Stock For For Management
Purchase Plan
13 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
14 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
--------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Douglas G. Duncan For For Management
2 Elect Francesca M. Edwardson For For Management
3 Elect Wayne Garrison For For Management
4 Elect Sharilyn S. Gasaway For For Management
5 Elect Gary C. George For For Management
6 Elect Bryan Hunt For For Management
7 Elect Gale V. King For For Management
8 Elect John N. Roberts III For For Management
9 Elect James L. Robo For For Management
10 Elect Kirk Thompson For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
14 Shareholder Proposal Regarding Report Against For Shareholder
on Plans to Reduce Total Contribution
to Climate Change
--------------------------------------------------------------------------------
KEURIG DR PEPPER INC.
Ticker: KDP Security ID: 49271V100
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert J. Gamgort For For Management
2 Elect Olivier Goudet For For Management
3 Elect Peter Harf For Against Management
4 Elect Genevieve Hovde For For Management
5 Elect Anna-Lena Kamenetzky For For Management
6 Elect Paul S. Michaels For For Management
7 Elect Pamela H. Patsley For For Management
8 Elect Gerhard Pleuhs For For Management
9 Elect Fabien Simon For For Management
10 Elect Robert S. Singer For For Management
11 Elect Dirk Van de Put For For Management
12 Elect Larry D. Young For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS N.V.
Ticker: PHIA Security ID: N7637U112
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Agenda Item N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Remuneration Report For For Management
6 Ratification of Management Board Acts For For Management
7 Ratification of Supervisory Board Acts For For Management
8 Management Board Remuneration Policy For For Management
9 Long-Term Incentive Plan For For Management
10 Supervisory Board Remuneration Policy For For Management
11 Elect Neelam Dhawan For For Management
12 Elect Feike Sijbesma For For Management
13 Elect Peter Loscher For For Management
14 Authority to Issue Shares w/ For For Management
Preemptive Rights
15 Authority to Suppress Preemptive Rights For For Management
16 Authority to Repurchase Shares For For Management
17 Cancellation Of Shares For For Management
18 Non-Voting Agenda Item N/A N/A Management
19 Non-Voting Meeting Note N/A N/A Management
20 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES, INC.
Ticker: LHX Security ID: 502431109
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sallie B. Bailey For For Management
2 Elect William M. Brown For For Management
3 Elect Peter W. Chiarelli For For Management
4 Elect Thomas A. Corcoran For For Management
5 Elect Thomas A. Dattilo For For Management
6 Elect Roger Fradin For For Management
7 Elect Lewis Hay III For For Management
8 Elect Lewis Kramer For For Management
9 Elect Christopher E. Kubasik For For Management
10 Elect Rita S. Lane For For Management
11 Elect Robert B. Millard For For Management
12 Elect Lloyd W. Newton For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Elimination of Supermajority Voting For For Management
and "Fair Price" Requirement for
Business Combinations Involving
Interested Shareholders
16 Amendment Regarding the Elimination of For For Management
the Anti-Greenmail Provision
17 Elimination of Cumulative Voting For For Management
Provision
18 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sheldon G. Adelson For For Management
1.2 Elect Irwin Chafetz For For Management
1.3 Elect Micheline Chau For Withhold Management
1.4 Elect Patrick Dumont For For Management
1.5 Elect Charles D. Forman For For Management
1.6 Elect Robert Glen Goldstein For For Management
1.7 Elect George Jamieson For For Management
1.8 Elect Charles A. Koppelman For Withhold Management
1.9 Elect Lewis Kramer For For Management
1.10 Elect David F. Levi For Withhold Management
1.11 Elect Xuan Yan For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
LIVENT CORPORATION
Ticker: LTHM Security ID: 53814L108
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul W. Graves For For Management
2 Elect Andrea E. Utecht For For Management
3 Elect Christina Lampe-Onnerud For For Management
4 Ratification of Auditor For For Management
5 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
6 Repeal of Classified Board For For Management
7 Elimination of Supermajority For For Management
Requirements
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: NOV 26, 2019 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition of Refinitiv For For Management
2 Share Issuance Pursuant to Acquisition For For Management
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Remuneration Report (Advisory) For For Management
4 Remuneration Policy (Binding) For For Management
5 Elect Jacques Aigrain For For Management
6 Elect Marshall C. Bailey For For Management
7 Elect Kathleen DeRose For For Management
8 Elect Cressida Hogg For For Management
9 Elect Raffaele Jerusalmi For For Management
10 Elect Stephen O'Connor For For Management
11 Elect Val Rahmani For For Management
12 Elect Don Robert For For Management
13 Elect David A. Schwimmer For For Management
14 Elect Andrea Sironi For For Management
15 Elect David Warren For For Management
16 Elect Dominic Blakemore For For Management
17 Appointment of Auditor For For Management
18 Authority to Set Auditor's Fees For For Management
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authorisation of Political Donations For For Management
21 Deferred Bonus Plan For For Management
22 Authority to Issue Shares w/o For For Management
Preemptive Rights
23 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
24 Authority to Repurchase Shares For For Management
25 Authority to Set General Meeting For For Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect C. Angela Bontempo For For Management
1.2 Elect Robert T. Brady For For Management
1.3 Elect T. Jefferson Cunningham, III For For Management
1.4 Elect Gary N. Geisel For For Management
1.5 Elect Richard S. Gold For For Management
1.6 Elect Richard A. Grossi For For Management
1.7 Elect John D. Hawke Jr. For For Management
1.8 Elect Rene F. Jones For For Management
1.9 Elect Richard Ledgett For For Management
1.10 Elect Newton P.S. Merrill For For Management
1.11 Elect Kevin J. Pearson For For Management
1.12 Elect Melinda R. Rich For For Management
1.13 Elect Robert E. Sadler, Jr. For For Management
1.14 Elect Denis J. Salamone For For Management
1.15 Elect John R. Scannell For Withhold Management
1.16 Elect David S. Scharfstein For For Management
1.17 Elect Herbert L. Washington For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MATCH GROUP, INC.
Ticker: MTCH Security ID: 57665R106
Meeting Date: JUN 25, 2020 Meeting Type: Special
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Separation from IAC For For Management
2 Bundled Charter Amendments (Advisory) For Against Management
3 Elimination of Written Consent For Against Management
(Advisory)
4 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard H. Anderson For For Management
2 Elect Craig Arnold For For Management
3 Elect Scott C. Donnelly For For Management
4 Elect Andrea J. Goldsmith For For Management
5 Elect Randall J. Hogan, III For For Management
6 Elect Omar Ishrak For For Management
7 Elect Michael O. Leavitt For For Management
8 Elect James T. Lenehan For For Management
9 Elect Geoffrey Straub Martha For For Management
10 Elect Elizabeth G. Nabel For For Management
11 Elect Denise M. O'Leary For For Management
12 Elect Kendall J. Powell For For Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Advisory Vote on Executive Compensation For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cheryl W. Grise For For Management
2 Elect Carlos M. Gutierrez For For Management
3 Elect Gerald L. Hassell For For Management
4 Elect David L. Herzog For For Management
5 Elect R. Glenn Hubbard For For Management
6 Elect Edward J. Kelly, III For For Management
7 Elect William E. Kennard For For Management
8 Elect Michel A. Khalaf For For Management
9 Elect Catherine R. Kinney For For Management
10 Elect Diana McKenzie For For Management
11 Elect Denise M. Morrison For For Management
12 Elect Mark A. Weinberger For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 16, 2020 Meeting Type: Annual
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert L. Bailey For For Management
2 Elect Richard M. Beyer For For Management
3 Elect Steven J. Gomo For For Management
4 Elect Mary Pat McCarthy For For Management
5 Elect Sanjay Mehrotra For For Management
6 Elect Robert E. Switz For For Management
7 Elect MaryAnn Wright For For Management
8 Advisory Vote on Executive Compensation For For Management
9 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Ticker: NCLH Security ID: G66721104
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David M. Abrams For For Management
2 Elect John W. Chidsey For For Management
3 Elect Russell W. Galbut For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andre Calantzopoulos For For Management
2 Elect Louis C. Camilleri For For Management
3 Elect Werner Geissler For For Management
4 Elect Lisa A. Hook For For Management
5 Elect Jennifer Xin-Zhe Li For For Management
6 Elect Jun Makihara For For Management
7 Elect Kalpana Morparia For For Management
8 Elect Lucio A. Noto For For Management
9 Elect Frederik Paulsen For For Management
10 Elect Robert B. Polet For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Stephen F. Angel For For Management
2 Elect Hugh Grant For For Management
3 Elect Melanie L. Healey For For Management
4 Elect Kathleen A. Ligocki For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Repeal of Classified Board For For Management
7 Elimination of Supermajority For For Management
Requirement
8 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas J. Baltimore, Jr. For For Management
2 Elect Gilbert F. Casellas For For Management
3 Elect Robert M. Falzon For For Management
4 Elect Martina Hund-Mejean For For Management
5 Elect Karl J. Krapek For For Management
6 Elect Peter R. Lighte For For Management
7 Elect Charles F. Lowrey For For Management
8 Elect George Paz For For Management
9 Elect Sandra Pianalto For For Management
10 Elect Christine A. Poon For For Management
11 Elect Douglas A. Scovanner For For Management
12 Elect Michael A. Todman For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charles von Arentschildt For For Management
2 Elect Robert M. Dutkowsky For For Management
3 Elect Jeffrey N. Edwards For For Management
4 Elect Benjamin C. Esty For For Management
5 Elect Anne Gates For For Management
6 Elect Francis S. Godbold For For Management
7 Elect Thomas A. James For For Management
8 Elect Gordon L. Johnson For For Management
9 Elect Rodrick C. McGeary For For Management
10 Elect Paul C. Reilly For For Management
11 Elect Raj Seshadri For For Management
12 Elect Susan N. Story For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Amendment to the 2012 Stock Incentive For For Management
Plan
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect N. Anthony Coles For For Management
2 Elect Joseph L. Goldstein For For Management
3 Elect Christine A. Poon For For Management
4 Elect P. Roy Vagelos For For Management
5 Elect Huda Y. Zoghbi For For Management
6 Ratification of Auditor For For Management
7 Amendment to the 2014 Long-Term For For Management
Incentive Plan
8 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
Ticker: RS Security ID: 759509102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sarah J. Anderson For For Management
2 Elect Lisa L. Baldwin For For Management
3 Elect Karen W. Colonias For For Management
4 Elect John G. Figueroa For For Management
5 Elect David H. Hannah For For Management
6 Elect James D. Hoffman For For Management
7 Elect Mark V. Kaminski For For Management
8 Elect Robert A. McEvoy For For Management
9 Elect Andrew G. Sharkey III For For Management
10 Elect Douglas W. Stotlar For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Amendment to the 2015 Incentive Award For For Management
Plan
14 Amendment to the Director Equity Plan For For Management
15 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John F. Brock For For Management
2 Elect Richard D. Fain For For Management
3 Elect Stephen R. Howe, Jr For For Management
4 Elect William L. Kimsey For For Management
5 Elect Maritza Gomez Montiel For For Management
6 Elect Ann S. Moore For For Management
7 Elect Eyal M. Ofer For For Management
8 Elect William K. Reilly For For Management
9 Elect Vagn Ove Sorensen For For Management
10 Elect Donald Thompson For For Management
11 Elect Arne Alexander Wilhelmsen For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
15 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Financial Statements and Allocation of For For Management
Profits/Dividends
2 Elect HAN Jong Hee For For Management
3 Elect CHOI Yoon Ho For For Management
4 Director's Fees For For Management
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David W. Biegler For For Management
2 Elect J. Veronica Biggins For For Management
3 Elect Douglas H. Brooks For For Management
4 Elect William H. Cunningham For For Management
5 Elect John G. Denison For For Management
6 Elect Thomas W. Gilligan For For Management
7 Elect Gary C. Kelly For For Management
8 Elect Grace D. Lieblein For For Management
9 Elect Nancy B. Loeffler For For Management
10 Elect John T. Montford For For Management
11 Elect Ron Ricks For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
15 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
16 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC.
Ticker: SSNC Security ID: 78467J100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Normand A. Boulanger For For Management
1.2 Elect David A. Varsano For For Management
1.3 Elect Michael J. Zamkow For Withhold Management
2 Advisory Vote on Executive Compensation For Against Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Marcelo Claure For Withhold Management
1.2 Elect Srikant M. Datar For For Management
1.3 Elect Ronald D. Fisher For Withhold Management
1.4 Elect Srini Gopalan For Withhold Management
1.5 Elect Lawrence H. Guffey For For Management
1.6 Elect Timotheus Hottges For Withhold Management
1.7 Elect Christian P. Illek For Withhold Management
1.8 Elect Stephen R. Kappes For For Management
1.9 Elect Raphael Kubler For Withhold Management
1.10 Elect Thorsten Langheim For Withhold Management
1.11 Elect G. Michael Sievert For For Management
1.12 Elect Teresa A. Taylor For Withhold Management
1.13 Elect Kelvin R. Westbrook For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For Against Management
4 Shareholder Proposal Regarding Against For Shareholder
Compensation in the Event of a Change
in Control
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger/Acquisition For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William S. Haraf For For Management
2 Elect Frank C. Herringer For For Management
3 Elect Roger O. Walther For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Amendment to the 2013 Stock Incentive For For Management
Plan
7 Adoption of Proxy Access For For Management
8 Shareholder Proposal Regarding Against Against Shareholder
Diversity and Pay Data Reporting
9 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger/Acquisition For For Management
2 Authorization of Non-Voting Common For For Management
Stock
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION
Ticker: MIDD Security ID: 596278101
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sarah Palisi Chapin For For Management
1.2 Elect Timothy J. Fitzgerald For For Management
1.3 Elect Cathy L. McCarthy For For Management
1.4 Elect John R. Miller III For For Management
1.5 Elect Robert A. Nerbonne For For Management
1.6 Elect Gordon O'Brien For For Management
1.7 Elect Nassem Ziyad For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard T. Burke For For Management
2 Elect Timothy P. Flynn For For Management
3 Elect Stephen J. Hemsley For For Management
4 Elect Michele J. Hooper For For Management
5 Elect F. William McNabb, III For For Management
6 Elect Valerie C. Montgomery Rice For For Management
7 Elect John H. Noseworthy For For Management
8 Elect Glenn M. Renwick For For Management
9 Elect David S. Wichmann For For Management
10 Elect Gail R. Wilensky For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Approval of the 2020 Stock Incentive For For Management
Plan
14 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Theodore H. Bunting, Jr. For For Management
2 Elect Susan L. Cross For For Management
3 Elect Susan D. DeVore For For Management
4 Elect Joseph J. Echevarria For For Management
5 Elect Cynthia L. Egan For For Management
6 Elect Kevin T. Kabat For For Management
7 Elect Timothy F. Keaney For For Management
8 Elect Gloria C. Larson For For Management
9 Elect Richard P. McKenney For For Management
10 Elect Ronald. P. O'Hanley For For Management
11 Elect Francis J. Shammo For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Approval of the 2020 Employee Stock For For Management
Purchase Plan
15 Savings-Related Share Option Scheme For For Management
2021
--------------------------------------------------------------------------------
US FOODS HOLDING CORP.
Ticker: USFD Security ID: 912008109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Court D. Carruthers For For Management
2 Elect David M. Tehle For For Management
3 Elect Ann E. Ziegler For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shellye L. Archambeau For For Management
2 Elect Mark T. Bertolini For For Management
3 Elect Vittorio Colao For For Management
4 Elect Melanie L. Healey For For Management
5 Elect Clarence Otis, Jr. For For Management
6 Elect Daniel H. Schulman For For Management
7 Elect Rodney E. Slater For For Management
8 Elect Hans Vestberg For For Management
9 Elect Gregory G. Weaver For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Ratification of Auditor For For Management
12 Shareholder Proposal Regarding Against Against Shareholder
Executive Deferral Plan
13 Shareholder Proposal Regarding Right Against For Shareholder
to Call Special Meetings
14 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
15 Shareholder Proposal Regarding Linking Against Against Shareholder
Executive Pay to Data Privacy
16 Shareholder Proposal Regarding Against For Shareholder
Severance Approval Policy
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James R. Abrahamson For For Management
2 Elect Diana F. Cantor For For Management
3 Elect Monica H. Douglas For For Management
4 Elect Elizabeth Holland For For Management
5 Elect Craig Macnab For For Management
6 Elect Edward B. Pitoniak For For Management
7 Elect Michael D. Rumbolz For For Management
8 Ratification of Auditor For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Elimination of Supermajority Voting For For Management
Provisions
--------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Melissa H. Anderson For For Management
2 Elect O. B. Grayson Hall, Jr. For For Management
3 Elect James T. Prokopanko For For Management
4 Elect George Willis For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: WAB Security ID: 929740108
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Rafael Santana For For Management
1.2 Elect Lee B. Foster II For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Amendment to the 2011 Stock Incentive For For Management
Plan
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ZIONS BANCORPORATION, NATIONAL ASSOCIATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jerry C. Atkin For For Management
2 Elect Gary L. Crittenden For For Management
3 Elect Suren K. Gupta For For Management
4 Elect J. David Heaney For For Management
5 Elect Vivian S. Lee For For Management
6 Elect Scott J. McLean For For Management
7 Elect Edward F. Murphy For For Management
8 Elect Stephen D. Quinn For For Management
9 Elect Harris H. Simmons For For Management
10 Elect Aaron B. Skonnard For For Management
11 Elect Barbara A. Yastine For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
VANGUARD WINDSOR FUNDS
By: /s/Mortimer J. Buckley
Mortimer J. Buckley*
Chief Executive Officer, President, and Trustee
Date: August 27, 2020
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on January 18, 2018,
see File Number 33-32216. Incorporated by Reference.