SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: MARCH 31, 2013
Check here if Amendment [ ]; Amendment Number: 1
This Amendment (Check only one.): [ ]is a restatement.
[ ]adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Bard Associates Inc.
Address: 135 South LaSalle Street, Suite 3700
Chicago, IL 60603
Form 13F File Number: 28-11597
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained herein
is true, correct and complete and that it is understood that all
required items, statements, schedules, lists and tables are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tim Johnson
Title: President
Phone: 312-782-9600
Signature, Place, and Date of Signing:
/s/ Tim Johnson Chicago, IL MAY 14, 2013
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x]13F HOLDINGS REPORT
[ ]13F NOTICE
[ ]13F COMBINATION REPORT
List of Other managers Reporting for this Manager:
None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 180
Form 13F Information Table Value Total: $ 217,388
(thousands)
List of Other Included Managers:
None
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE:3/31/2013 VOTING VOTING VOTING
NAME TITLE FAIR SHARES OR INVESTMENT AUTH AUTH AUTH
OF OF CUSIP MARKET PRINCIPAL DISCRETION OTH (SHRS) (SHRS) (SHRS)
ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED MGR SOLE SHARED NONE
ABAXIS INC ABAX COMMON 002567105 1,530 32,632 X 3,000 29,632
ABERDEEN LATIN AMER L FOREIGN 00306K106 271 7,230 X 0 7,230
ACACIA RESH CORP ACTG COMMON 003881307 839 28,115 X 1,500 26,615
ACME UTD CORP ACU COMMON 004816104 2,155 176,568 X 4,000 172,568
ADVANTAGE OIL & GAS A COMMON 00765F101 353 96,060 X 0 96,060
ARLINGTON ASSET INVT REAL ES 041356205 1,848 71,610 X 0 71,610
ASHFORD 8.45% D AHT-P PREFERR 044103406 847 33,575 X 0 33,575
ASTROTECH CORP ASTC COMMON 046484101 417 500,485 X 60,000 440,485
ASURE SOFTWARE INC AS COMMON 04649U102 768 122,055 X 10,000 112,055
ATLAS ENERGY COMMON 049298102 1,271 28,850 X 0 28,850
ATLAS PIPELINE COMMON 049392103 2,056 59,465 X 0 59,465
BALCHEM CORP BCPC COMMON 057665200 3,487 79,425 X 5,062 74,363
BERKSHIRE HATHAWAY BR COMMON 084670702 1,495 14,351 X 0 14,351
BOSTON BEER INC SAM COMMON 100557107 705 4,415 X 0 4,415
BOWL AMER INC BWL COMMON 102565108 598 46,295 X 0 46,295
BREITBURN ENERGY COMMON 106776107 1,754 87,510 X 0 87,510
BRIDGELINE SOFTWARE B COMMON 10807Q205 335 263,750 X 30,000 233,750
BURCON NUTRASCIENCE B COMMON 120831102 273 92,575 X 15,000 77,575
CAMDEN PPTY TR CPT REAL ES 133131102 218 3,175 X 0 3,175
CAMPUS CREST 8.00% A PREFERR 13466Y204 1,058 37,650 X 0 37,650
CAPITAL LEASING FDG L REAL ES 140288101 282 44,310 X 0 44,310
CAPITAL PROD PTNRS COMMON Y11082107 1,405 169,743 X 0 169,743
CARRIAGE SVCS 7.00% C PREFERR 14444T309 2,439 46,125 X 0 46,125
CARRIAGE SVCS INC CSV COMMON 143905107 4,984 235,622 X 6,000 229,622
CEDAR FAIR COMMON 150185106 2,112 53,095 X 0 53,095
CELADON GROUP INC CGI COMMON 150838100 1,041 51,054 X 6,000 45,054
CLEARSIGN COMBUSTION COMMON 185064102 622 84,825 X 10,000 74,825
COMMONWEALTH CWH REAL ES 203233101 1,449 64,571 X 0 64,571
CORENERGY INFRASTRUC REAL ES 21870U205 2,616 382,560 X 8,500 374,060
CORPORATE OFF PPTYS T REAL ES 22002T108 773 28,975 X 0 28,975
CPFL ENERGIA S A CPL FOREIGN 126153105 225 10,740 X 0 10,740
CPI AEROSTRUCTURES IN COMMON 125919308 1,082 125,900 X 5,000 120,900
CRIMSON EXPLORATION C COMMON 22662K207 735 256,225 X 10,000 246,225
CUMBERLAND PHARMACEUT COMMON 230770109 465 93,340 X 0 93,340
DAKTRONICS DAKT COMMON 234264109 1,835 175,220 X 9,700 165,520
DELPHI ENERGY CORP DP COMMON 247128101 399 341,000 X 0 341,000
DESTINATION GROUP COMMON 25065K104 643 126,717 X 15,000 111,717
DHX MEDIA LTD COMMON 252406103 3,102 1,220,900 X 60,000 1,160,900
DORCHESTER MINERALS COMMON 25820R105 2,022 87,170 X 0 87,170
DOUBLE EAGLE 9.25% A PREFERR 258570407 1,339 50,980 X 0 50,980
DYNAMICS RESH CORP DR COMMON 268057106 147 24,660 X 0 24,660
ENSIGN GROUP INC ENSG COMMON 29358P101 2,956 88,270 X 5,625 82,645
ENVIROSTAR INC EVI COMMON 29414M100 780 498,979 X 35,000 463,979
ERICKSON AIR-CRANE IN COMMON 29482P100 2,227 136,105 X 4,000 132,105
EVOLUT PETRO 8.50% A PREFERR 30049A206 1,287 47,350 X 0 47,350
EVOLUTION PETROLEUM E COMMON 30049A107 5,274 520,250 X 30,400 489,850
FID/CLAY MLP FMO COMMON 31647Q106 436 17,249 X 0 17,249
FID/CLAY PFD FFC PREFERR 338478100 944 46,175 X 0 46,175
FIRST MAJESTIC SILVER COMMON 32076V103 4,148 260,435 X 16,490 243,945
FIRST POTOMAC 7.75% A PREFERR 33610F307 1,174 45,275 X 0 45,275
FIRST POTOMAC RLTY TR REAL ES 33610F109 871 58,705 X 0 58,705
FLEXIBLE SOLUTIONS FS COMMON 33938T104 640 528,325 X 10,000 518,325
FRANCO NEVADA CORP CO COMMON 351858105 717 15,781 X 1,046 14,735
GASTAR EXPLOR 8.620% PREFERR 36729P207 950 47,345 X 0 47,345
GENERAL FINANCE CORP COMMON 369822101 956 212,550 X 10,000 202,550
GLACIER WATER 9.06% A PREFERR 376398202 751 29,215 X 0 29,215
GLADSTONE CAPITAL COR REAL ES 376535100 205 22,275 X 0 22,275
GLADSTONE COML CORP G REAL ES 376536108 1,600 82,189 X 0 82,189
GLADSTONE LAND REAL ES 376549101 2,367 152,350 X 3,000 149,350
GLOBAL AIRCRAFT SOL G COMMON 378964100 0 50,650 X 0 50,650
GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 266 666,000 X 0 666,000
GOLDCORP INC NEW GG COMMON 380956409 1,516 45,596 X 4,300 41,296
GP STRATEGIES CORP GP COMMON 36225V104 281 11,775 X 0 11,775
GRACE ACQUI 8.750% P PREFERR 982568206 196 26,080 X 0 26,080
GRAMERCY 8.125% A GKK PREFERR 384871307 784 23,600 X 0 23,600
GRAN TIERRA ENERGY IN COMMON 38500T101 284 48,328 X 0 48,328
GSE SYS INC GVP COMMON 36227K106 970 487,015 X 30,000 457,015
H & Q LIFE SCIENCES H MUTUAL 404053100 840 48,163 X 0 48,163
HAIN CELESTIAL GROUP COMMON 405217100 1,455 23,689 X 2,000 21,689
HARVARD BIOSCIENCE HB COMMON 416906105 2,335 414,175 X 10,000 404,175
HEALTH CARE REIT INC REAL ES 42217K106 2,187 32,211 X 0 32,211
HENRY JACK & ASSOC JK COMMON 426281101 784 16,970 X 0 16,970
HUDSON TECHNOLOGIES I COMMON 444144109 2,901 716,400 X 30,150 686,250
ID SYSTEMS INC IDSY COMMON 449489103 999 175,700 X 7,000 168,700
ICON PUB LTD CO ICLR COMMON 45103T107 381 11,800 X 0 11,800
IDEX CORP IEX COMMON 45167R104 982 18,380 X 0 18,380
II-VI INC IIVI COMMON 902104108 4,458 262,324 X 7,800 254,524
IMAGE SENSING SYS INC COMMON 45244C104 344 74,310 X 3,000 71,310
IMPRIMIS PHARMA IMMY COMMON 45323A201 401 64,100 X 7,000 57,100
INERGY COMMON 456615103 217 10,635 X 0 10,635
INTEST CORP INTT COMMON 461147100 1,271 414,885 X 15,000 399,885
INVENTURE FOODS INC S COMMON 461212102 198 25,400 X 0 25,400
ISHARES SILVER TRUST MUTUAL 46428Q109 1,071 39,030 X 0 39,030
JAPAN SMALLER CAPTL J FOREIGN 47109U104 346 40,157 X 0 40,157
KAYNE ANDERSON MLP KYN MUTUAL 486606106 1,135 32,685 X 0 32,685
KAYNE MIDSTREAM FUND MUTUAL 48661E106 274 8,255 X 0 8,255
KEYNOTE SYS INC KEYN COMMON 493308100 154 11,025 X 0 11,025
KIMCO PFD H 7.90% H K PREFERR 49446R828 915 34,200 X 0 34,200
KMG CHEMICALS INC KMG COMMON 482564101 2,652 136,700 X 5,000 131,700
KRATOS DEFENSE & SEC COMMON 50077B207 912 181,152 X 7,000 174,152
LASALLE HOTEL 7.50% H PREFERR 517942702 1,403 52,075 X 0 52,075
LASALLE HOTEL PPTY LH REAL ES 517942108 390 15,380 X 0 15,380
LAYNE CHRISTENSEN CO COMMON 521050104 725 34,005 X 2,100 31,905
LEXINGTON PPTYS LXP REAL ES 529043101 657 55,657 X 0 55,657
LINN ENERGY LLC LINE COMMON 536020100 499 13,140 X 0 13,140
LUMINA COPPER LCC.V COMMON 55025N104 3,777 434,725 X 30,000 404,725
MAC-GRAY CORP TUC COMMON 554153106 762 59,445 X 6,000 53,445
MAGNUM HUN RE 10.25% PREFERR 55973B201 1,187 45,370 X 0 45,370
MAGNUM HUNTER MHR COMMON 55973B102 992 251,304 X 11,964 239,340
MARTEN TRANS LTD MRTN COMMON 573075108 736 36,575 X 0 36,575
MARTIN MIDSTREAM COMMON 573331105 1,514 39,305 X 0 39,305
MEDICAL PPTYS TRUST I REAL ES 58463J304 1,997 124,515 X 0 124,515
MERGE HEALTHCARE INC COMMON 589499102 276 94,734 X 8,000 86,734
MILLER INDS INC TENN COMMON 600551204 966 60,210 X 0 60,210
MOCON INC MOCO COMMON 607494101 1,646 114,292 X 5,000 109,292
MONMOUTH PFD-B 7.50%% PREFERR 609720305 773 29,200 X 0 29,200
MONMOUTH REAL ESTATE REAL ES 609720107 2,018 180,955 X 0 180,955
MV GOLD STX ETF GDX MUTUAL 57060U100 431 11,390 X 0 11,390
MV JR GOLD MINERS GDXJ MUTUAL 57060U589 589 35,215 X 0 35,215
NEOGENOMICS INC NEO COMMON 64049M209 2,214 565,250 X 50,000 515,250
NEWMONT MNG CORP NEM COMMON 651639106 320 8,000 X 1,600 6,400
NGP CAP RES CO NGPC MUTUAL 62912R107 302 42,515 X 0 42,515
NORTHERN OIL & GAS NO COMMON 665531109 1,270 88,650 X 3,000 85,650
NOVELOS THERAPEUTICS COMMON 67000M209 283 617,248 X 50,000 567,248
OCULUS INNOVATIVE SCI COMMON 67575P108 218 457,071 X 3,571 453,500
PARAMOUNT GOLD & SILV COMMON 69924P102 917 417,050 X 20,000 397,050
PICO HLDGS INC PICO COMMON 693366205 2,848 128,421 X 5,000 123,421
POWERSHS DB AG DBA MUTUAL 73936B408 625 24,122 X 0 24,122
POWERSHS SMCAP UTIL COMMON 73937B837 2,232 69,290 X 0 69,290
PREFERRED APT COMM AP REAL ES 74039L103 1,289 135,045 X 0 135,045
PRIVATEBANC 10.00% A PREFERR 74272L208 1,085 42,255 X 0 42,255
PS AGRI LG ETN AGF MUTUAL 25154H533 669 38,410 X 0 38,410
PROFESSIONAL DIVERSITY COMMON 74312Y103 473 71,900 X 5,000 66,900
PSIVIDA CORP PSDV COMMON 74440J101 192 83,884 X 20,000 63,884
PURE TECHNOLOGIES LTD COMMON 745915108 1,755 374,225 X 20,000 354,225
PURECYCLE CORP PCYO COMMON 746228303 652 124,100 X 0 124,100
QR ENERGY COMMON 74734R108 1,330 75,165 X 0 75,165
QUADRANT 4 SYS COMMON 74735A104 151 1,902,319 X 35,000 1,867,319
QUAKER CHEM CORP KWR COMMON 747316107 2,251 38,055 X 2,000 36,055
QUALSTAR CORP QBAK COMMON 74758R109 453 264,420 X 20,000 244,420
RAND LOGISTICS CORP R COMMON 752182105 1,409 231,021 X 20,000 211,021
RCM TECHNOLOGIES INC COMMON 749360400 572 95,145 X 10,000 85,145
RIO ALTO MINING COMMON 76689T104 80 18,700 X 6,000 12,700
ROYAL GOLD INC RGLD COMMON 780287108 1,438 20,575 X 1,500 19,075
ROYCE MICRO TRUST COMMON 780915104 2,675 249,995 X 0 249,995
S&W SEED CO SANW COMMON 785135104 3,341 319,675 X 14,250 305,425
SAN JUAN COMMON 798241105 1,395 92,170 X 0 92,170
SANDSTORM GOLD LTD CO COMMON 80013R206 1,147 122,040 X 4,700 117,340
SARATOGA RES INC TEX COMMON 803521103 516 197,450 X 22,400 175,050
SAUL CENTERS 8.00% A PREFERR 804095200 358 13,773 X 0 13,773
SEABRIDGE GOLD INC SA COMMON 811916105 813 58,905 X 0 58,905
SEASPAN CORP SSW COMMON Y75638109 697 34,491 X 3,000 31,491
SENIOR HSG PPTYS SNH REAL ES 81721M109 556 20,740 X 0 20,740
SIGNATURE BANK NY COMMON 82669G104 228 2,925 X 325 2,600
SILVER WHEATON CORP S COMMON 828336107 2,554 81,863 X 1,850 80,013
SILVERCREST MINES COMMON 828365106 101 42,700 X 15,000 27,700
SMARTPROS LTD SPRO COMMON 83171G103 259 166,900 X 5,000 161,900
SPARTON CORP SPA COMMON 847235108 2,443 182,025 X 7,000 175,025
SPDR GOLD TRUST COMMON 78463V107 373 2,416 X 0 2,416
SPECTRUM PHARMA SPPI COMMON 84763A108 1,917 256,995 X 3,500 253,495
STANDARD PARKING CORP COMMON 853790103 2,218 106,980 X 4,000 102,980
STAR BUFFET INC STRZQ COMMON 855086104 84 33,625 X 0 33,625
STERICYCLE INC SRCL COMMON 858912108 5,214 49,040 X 3,200 45,840
STORM CAT ENERGY CORP COMMON 862168101 1 193,700 X 0 193,700
STRATEGIC HTL 8.25% C PREFERR 86272T502 981 39,590 X 0 39,590
SUNOPTA INC STKL COMMON 8676EP108 1,364 189,302 X 10,000 179,302
SUPERCONDUCTOR TECH S COMMON 867931305 260 98,461 X 5,000 93,461
SYMBILITY SOLUTIONS A COMMON 87150W104 12 25,000 X 0 25,000
T3 H WARR $3.00 5/13/ WARRANT 89853X116 1 172,100 X 0 172,100
T3 I WARR $3.50 5/13/ WARRANT 89853X124 17 172,100 X 0 172,100
T3 MOTION INC TTTM COMMON 89853X306 56 284,400 X 40,800 243,600
TARGA RESOURCES COMMON 87611X105 2,747 59,700 X 0 59,700
TEAM INC TISI COMMON 878155100 4,104 100,270 X 6,000 94,270
TORTOISE ENERGYINFRA COMMON 89147L100 220 4,450 X 0 4,450
TORTOISE MLP FD NTG MUTUAL 89148B101 2,652 94,197 X 0 94,197
TRAVELCENTERS AMERICA COMMON 894174101 115 10,000 X 10,000 0
TRIANGLE PETROLEUM TP COMMON 89600B201 3,280 500,127 X 19,000 481,127
TYLER TECHNOLOGIES TY COMMON 902252105 5,213 85,000 X 3,000 82,000
U M H PROPERTIES UMH REAL ES 903002103 703 68,450 X 0 68,450
U S PHYSICAL THERAPY COMMON 90337L108 2,635 98,598 X 4,000 94,598
UROPLASTY INC UPI COMMON 917277204 812 326,022 X 15,000 311,022
VANGUARD NAT RES COMMON 92205F106 1,914 67,320 X 0 67,320
VENAXIS INC COM APPY COMMON 92262A107 652 304,584 X 20,500 284,084
WAVE SYSTEMS CORP WAV COMMON 943526301 245 364,125 X 20,000 344,125
WESDOME GOLD MINES WD COMMON 95083R100 283 482,700 X 21,700 461,000
WILLDAN GROUP INC WLD COMMON 96924N100 643 290,644 X 15,000 275,644
WINTHROP RLTY 9.18% D PREFERR 976391508 1,612 58,225 X 0 58,225
WORLDWIDE ENERGY WEMU COMMON 98158R104 0 95,875 X 0 95,875
XPLORE TECHNOLOGIES X COMMON 983950700 780 201,175 X 5,000 196,175
YAMANA GOLD INC AUY COMMON 98462Y100 1,041 68,755 X 4,656 64,099
217,388