FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21958
Exact name of registrant as DGHM INVESTMENT TRUST
specified in charter:
Address of principal executive 8730 Stony Point Parkway,
offices: Suite 205
Richmond, VA 23235
Name and address of agent for service: The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
with a copy to:
John H. Lively
Husch Blackwell Sanders LLP
4801 Main Street, Suite 1000
Kansas City, MO 64112
Registrant's telephone number,
including area code: 800-653-2839
Date of fiscal year end: Last day of February
Date of reporting period: June 30, 2009
DGHM All Cap Value Fund
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3M COMPANY Agenda Number: 933025985
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Security: 88579Y101 Meeting Type: Annual
Ticker: MMM Meeting Date: 12-May-2009
ISIN: US88579Y1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. Shr Against For
04 STOCKHOLDER PROPOSAL ON THE VESTING OF STOCK Shr Against For
OPTIONS AND AWARDS.
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ACE LIMITED Agenda Number: 932924978
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Security: G0070K103 Meeting Type: Annual
Ticker: ACE Meeting Date: 14-Jul-2008
ISIN: KYG0070K1031
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM Mgmt For For
EXPIRING IN 2009.
1B ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM Mgmt For For
EXPIRING IN 2009.
1C ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM Mgmt For For
EXPIRING IN 2009.
1D ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM Mgmt For For
EXPIRING IN 2009.
1E ELECTION OF DIRECTOR: GARY M. STUART TO TERM Mgmt For For
EXPIRING IN 2009.
1F ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO Mgmt For For
TERM EXPIRING IN 2010.
1G ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM Mgmt For For
EXPIRING IN 2010.
1H ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING Mgmt For For
IN 2010.
1I ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM Mgmt For For
EXPIRING IN 2010.
1J ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM Mgmt For For
EXPIRING IN
1K ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING Mgmt For For
IN 2011.
1L ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM Mgmt For For
EXPIRING IN 2011.
1M ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM Mgmt For For
EXPIRING IN 2011.
02 APPROVAL OF THE AMENDMENT (THE "DE-REGISTRATION Mgmt For For
AMENDMENT") TO THE COMPANY'S MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION TO
PERMIT THE DEREGISTRATION OF THE COMPANY FROM
THE CAYMAN ISLANDS
03 APPROVAL OF THE AMENDMENT (THE "FINANCIAL STATEMENT Mgmt For For
AMENDMENT") TO THE COMPANY'S ARTICLES OF ASSOCIATION
TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE
TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED
BALANCE SHEET OF THE COMPANY VALUING THE COMPANY'S
INVESTMENT IN ITS SUBSIDIARIES ON A "MARK-TO-MARKET"
BASIS
04 APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
WHICH WILL HAVE THE EFFECT OF INCREASING THE
PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667
TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000
DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES
OUTSTANDING AS OF THE CLOSE OF BUSINESS ON
JULY 10, 2008 AND CONVERTED INTO SWISS FRANCS
USING THE THEN MOST RECENTLY AVAILABLE NOON
BUYING RATE IN NEW YORK CERTIFIED BY THE FEDERAL
RESERVE BANK OF NEW YORK FOR CUSTOMS PURPOSES,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
05 APPROVAL OF THE COMPANY'S DE-REGISTRATION FROM Mgmt For For
THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND
(THE "CONTINUATION")
06 APPROVAL OF THE NAME OF THE COMPANY Mgmt For For
07 APPROVAL OF THE CHANGE OF THE PURPOSE OF THE Mgmt For For
COMPANY
08 APPROVAL OF THE REARRANGEMENT OF THE COMPANY'S Mgmt For For
EXISTING SHARE CAPITAL
09 APPROVAL OF THE COMPANY'S ARTICLES OF ASSOCIATION Mgmt For For
10 CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE Mgmt For For
LEGISLATION GOVERNING THE COMPANY
11 CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS Mgmt For For
OF THE COMPANY AS ZURICH, SWITZERLAND
12 APPOINTMENT OF BDO VISURA AS SPECIAL AUDITOR Mgmt For For
UNTIL OUR NEXT ANNUAL GENERAL MEETING
13 APPROVAL OF THE COMPANY'S 2004 LONG-TERM INCENTIVE Mgmt For For
PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT
14 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND, IF THE CONTINUATION IS APPROVED AND
AS REQUIRED BY SWISS LAW, TO ELECT PRICEWATERHOUSECOOPERS
AG AS OUR STATUTORY AUDITOR FOR A ONE YEAR
TERM UNTIL OUR NEXT ANNUAL GENERAL MEETING
15 APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A Mgmt For For
REDUCTION OF THE PAR VALUE OF OUR SHARES IN
AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT
OF $0.87, CONVERTED INTO SWISS FRANCS USING
THE MOST RECENTLY AVAILABLE NOON BUYING RATE
IN NEW YORK CERTIFIED BY THE FEDERAL RESERVE
BANK OF NEW YORK FOR CUSTOMS PURPOSES AS OF
THE CLOSE OF BUSINESS ON JULY 9, 2008, AND
PAYMENT OF SUCH AMOUNT IN THREE EQUAL INSTALLMENTS
AT SUCH TIMES DURING THE PERIOD THROUGH OUR
NEXT ANNUAL GENERAL MEETING AS DETERMINED BY
THE BOARD OF DIRECTORS
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ANHEUSER-BUSCH COMPANIES, INC. Agenda Number: 932962839
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Security: 035229103 Meeting Type: Special
Ticker: BUD Meeting Date: 12-Nov-2008
ISIN: US0352291035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER BY AND AMONG INBEV N.V./S.A., PESTALOZZI
ACQUISITION CORP., AND ANHEUSER-BUSCH COMPANIES,
INC., AS IT MAY BE AMENDED FROM TIME TO TIME.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Mgmt For For
LATER DATE TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL
NUMBER 1 AT THE TIME OF THE SPECIAL MEETING.
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BJ SERVICES COMPANY Agenda Number: 932984760
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Security: 055482103 Meeting Type: Annual
Ticker: BJS Meeting Date: 29-Jan-2009
ISIN: US0554821035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R. HUFF Mgmt For For
MICHAEL E. PATRICK Mgmt For For
02 TO APPROVE AMENDMENTS TO THE BJ SERVICES COMPANY Mgmt For For
2003 INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR 2009.
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BRINKER INTERNATIONAL, INC. Agenda Number: 932955163
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Security: 109641100 Meeting Type: Annual
Ticker: EAT Meeting Date: 30-Oct-2008
ISIN: US1096411004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS H. BROOKS Mgmt For For
HARRIET EDELMAN Mgmt For For
MARVIN J. GIROUARD Mgmt For For
RONALD KIRK Mgmt For For
JOHN W. MIMS Mgmt For For
GEORGE R. MRKONIC Mgmt For For
ERLE NYE Mgmt For For
JAMES E. OESTERREICHER Mgmt For For
ROSENDO G. PARRA Mgmt For For
CECE SMITH Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL
2009 YEAR
03 AMENDMENT TO THE STOCK OPTION AND INCENTIVE Mgmt For For
PLAN.
04 APPROVAL OF SHAREHOLDER PROPOSAL SUBMITTED BY Shr Against For
PETA.
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CITY NATIONAL CORPORATION Agenda Number: 933042830
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Security: 178566105 Meeting Type: Annual
Ticker: CYN Meeting Date: 27-May-2009
ISIN: US1785661059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH L. COLEMAN Mgmt For For
PETER M. THOMAS Mgmt For For
BRUCE ROSENBLUM Mgmt For For
CHRISTOPHER J. WARMUTH Mgmt For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
04 STOCKHOLDER PROPOSAL - DECLASSIFICATION OF BOARD Shr For Against
OF DIRECTORS
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DOLLAR TREE INC Agenda Number: 933094144
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Security: 256746108 Meeting Type: Annual
Ticker: DLTR Meeting Date: 18-Jun-2009
ISIN: US2567461080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARNOLD S. BARRON Mgmt For For
J. DOUGLAS PERRY Mgmt For For
THOMAS A. SAUNDERS III Mgmt For For
CARL P. ZEITHAML Mgmt For For
02 SHAREHOLDER PROPOSAL TO ELIMINATE CLASSIFIED Shr For Against
BOARD OF DIRECTORS
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DOVER CORPORATION Agenda Number: 933022852
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Security: 260003108 Meeting Type: Annual
Ticker: DOV Meeting Date: 07-May-2009
ISIN: US2600031080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: D.H. BENSON Mgmt For For
1B ELECTION OF DIRECTOR: R.W. CREMIN Mgmt For For
1C ELECTION OF DIRECTOR: T.J. DEROSA Mgmt For For
1D ELECTION OF DIRECTOR: J-P.M. ERGAS Mgmt For For
1E ELECTION OF DIRECTOR: P.T. FRANCIS Mgmt For For
1F ELECTION OF DIRECTOR: K.C. GRAHAM Mgmt For For
1G ELECTION OF DIRECTOR: J.L. KOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R.A. LIVINGSTON Mgmt For For
1I ELECTION OF DIRECTOR: R.K. LOCHRIDGE Mgmt For For
1J ELECTION OF DIRECTOR: B.G. RETHORE Mgmt For For
1K ELECTION OF DIRECTOR: M.B. STUBBS Mgmt For For
1L ELECTION OF DIRECTOR: M.A. WINSTON Mgmt For For
02 TO APPROVE AMENDMENTS TO THE 2005 EQUITY AND Mgmt For For
CASH INCENTIVE PLAN.
03 TO APPROVE AMENDMENTS TO THE EXECUTIVE OFFICER Mgmt For For
ANNUAL INCENTIVE PLAN.
04 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
A CLIMATE CHANGE REPORT.
05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF DOVER CORPORATION FOR 2009.
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EBAY INC. Agenda Number: 933024426
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Security: 278642103 Meeting Type: Annual
Ticker: EBAY Meeting Date: 29-Apr-2009
ISIN: US2786421030
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARC L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. Mgmt For For
1C ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For
1D ELECTION OF DIRECTOR: PIERRE M. OMIDYAR Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, Mgmt For For
III
02 TO APPROVE AMENDMENTS TO CERTAIN OF OUR EXISTING Mgmt Against Against
EQUITY INCENTIVE PLANS TO ALLOW FOR A ONE-TIME
STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES
OTHER THAN OUR NAMED EXECUTIVE OFFICERS AND
DIRECTORS.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2008 EQUITY INCENTIVE AWARD PLAN TO INCREASE
THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 50 MILLION SHARES
AND TO ADD MARKET SHARES AND VOLUME METRICS
AS PERFORMANCE CRITERIA UNDER THE PLAN.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2009.
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ENCANA CORPORATION Agenda Number: 933020062
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Security: 292505104 Meeting Type: Annual
Ticker: ECA Meeting Date: 22-Apr-2009
ISIN: CA2925051047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
RANDALL K. ERESMAN Mgmt For For
CLAIRE S. FARLEY Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
BARRY W. HARRISON Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
DAVID P. O'BRIEN Mgmt For For
JANE L. PEVERETT Mgmt For For
ALLAN P. SAWIN Mgmt For For
WAYNE G. THOMSON Mgmt For For
CLAYTON H. WOITAS Mgmt For For
02 APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS Mgmt For For
LLP AT A REMUNERATION TO BE FIXED BY THE BOARD
OF DIRECTORS.
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EVERGREEN MONEY MARKET TRUST Agenda Number: 932984087
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Security: 300250701 Meeting Type: Special
Ticker: EIMXX Meeting Date: 12-Mar-2009
ISIN: US3002507016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND ACT UPON A NEW INVESTMENT ADVISORY Mgmt For For
AGREEMENT WITH EVERGREEN INVESTMENT MANAGEMENT
COMPANY, LLC.
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GAP INC. Agenda Number: 933033475
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Security: 364760108 Meeting Type: Annual
Ticker: GPS Meeting Date: 19-May-2009
ISIN: US3647601083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ADRIAN D. P. BELLAMY Mgmt For For
DOMENICO DE SOLE Mgmt For For
DONALD G. FISHER Mgmt For For
ROBERT J. FISHER Mgmt For For
BOB L. MARTIN Mgmt For For
JORGE P. MONTOYA Mgmt For For
GLENN K. MURPHY Mgmt For For
JAMES M. SCHNEIDER Mgmt For For
MAYO A. SHATTUCK III Mgmt For For
KNEELAND C. YOUNGBLOOD Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 30,
2010.
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GENERAL DYNAMICS CORPORATION Agenda Number: 933023222
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Security: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 06-May-2009
ISIN: US3695501086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: N.D. CHABRAJA Mgmt For For
1B ELECTION OF DIRECTOR: J.S. CROWN Mgmt For For
1C ELECTION OF DIRECTOR: W.P. FRICKS Mgmt For For
1D ELECTION OF DIRECTOR: J.L. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: G.A. JOULWAN Mgmt For For
1F ELECTION OF DIRECTOR: P.G. KAMINSKI Mgmt For For
1G ELECTION OF DIRECTOR: J.M. KEANE Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LUCAS Mgmt For For
1I ELECTION OF DIRECTOR: L.L. LYLES Mgmt For For
1J ELECTION OF DIRECTOR: J.C. REYES Mgmt For For
1K ELECTION OF DIRECTOR: R. WALMSLEY Mgmt For For
02 APPROVAL OF GENERAL DYNAMICS 2009 EQUITY COMPENSATION Mgmt For For
PLAN
03 APPROVAL OF 2009 GENERAL DYNAMICS UNITED KINGDOM Mgmt For For
SHARE SAVE PLAN
04 SELECTION OF INDEPENDENT AUDITORS Mgmt For For
05 SHAREHOLDER PROPOSAL WITH REGARD TO WEAPONS Shr Against For
IN SPACE
06 SHAREHOLDER PROPOSAL WITH REGARD TO EXECUTIVE Shr Against For
DEATH BENEFIT PAYMENTS
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INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933008725
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Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 28-Apr-2009
ISIN: US4592001014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: C. BLACK Mgmt For For
1C ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1D ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1E ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For
1H ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For
1J ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1K ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION
162(M) OF THE INTERNAL REVENUE CODE
04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shr Against For
05 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shr Against For
AND PENSION INCOME
06 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
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INVESCO LTD Agenda Number: 933043262
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Security: G491BT108 Meeting Type: Annual
Ticker: IVZ Meeting Date: 21-May-2009
ISIN: BMG491BT1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARTIN L. FLANAGAN Mgmt For For
1B ELECTION OF DIRECTOR: BEN F. JOHNSON, III Mgmt For For
1C ELECTION OF DIRECTOR: J. THOMAS PRESBY, CPA Mgmt For For
2 TO APPOINT ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009
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JPMORGAN CHASE & CO. Agenda Number: 933038641
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Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 19-May-2009
ISIN: US46625H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 GOVERNMENTAL SERVICE REPORT Shr Against For
05 CUMULATIVE VOTING Shr Against For
06 SPECIAL SHAREOWNER MEETINGS Shr Against For
07 CREDIT CARD LENDING PRACTICES Shr Against For
08 CHANGES TO KEPP Shr Against For
09 SHARE RETENTION Shr Against For
10 CARBON PRINCIPLES REPORT Shr Against For
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KELLOGG COMPANY Agenda Number: 933005072
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Security: 487836108 Meeting Type: Annual
Ticker: K Meeting Date: 24-Apr-2009
ISIN: US4878361082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN T. DILLON Mgmt For For
JAMES M. JENNESS Mgmt For For
DONALD R. KNAUSS Mgmt For For
ROBERT A. STEELE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS KELLOGG'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2009
03 APPROVAL OF THE KELLOGG COMPANY 2009 LONG-TERM Mgmt For For
INCENTIVE PLAN
04 APPROVAL OF THE KELLOGG COMPANY 2009 NON-EMPLOYEE Mgmt For For
DIRECTOR STOCK PLAN
05 ENACT A MAJORITY VOTE REQUIREMENT FOR THE ELECTION Shr For Against
OF DIRECTORS
06 ELECT EACH DIRECTOR ANNUALLY Shr For Against
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NSTAR Agenda Number: 933012863
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Security: 67019E107 Meeting Type: Annual
Ticker: NST Meeting Date: 30-Apr-2009
ISIN: US67019E1073
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS G. DIGNAN, JR. Mgmt For For
MATINA S. HORNER Mgmt For For
GERALD L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2009.
03 TO AMEND SECTION 52 OF THE COMPANY'S DECLARATION Mgmt For For
OF TRUST TO REQUIRE A MAJORITY VOTE STANDARD
FOR THE ELECTION OF TRUSTEES IN UNCONTESTED
ELECTIONS.
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OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933021230
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Security: 674599105 Meeting Type: Annual
Ticker: OXY Meeting Date: 01-May-2009
ISIN: US6745991058
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B ELECTION OF DIRECTOR: RONALD W. BURKLE Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHALSTY Mgmt For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1G ELECTION OF DIRECTOR: IRVIN W. MALONEY Mgmt For For
1H ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1I ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For
1J ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1K ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
1L ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
03 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO PERMIT STOCKHOLDERS TO CALL SPECIAL MEETINGS.
04 REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. Shr Against For
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OLD NATIONAL BANCORP Agenda Number: 933035037
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Security: 680033107 Meeting Type: Annual
Ticker: ONB Meeting Date: 12-May-2009
ISIN: US6800331075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH D. BARNETTE, JR. Mgmt For For
ALAN W. BRAUN Mgmt For For
LARRY E. DUNIGAN Mgmt For For
NIEL C. ELLERBROOK Mgmt For For
ANDREW E. GOEBEL Mgmt For For
ROBERT G. JONES Mgmt For For
PHELPS L. LAMBERT Mgmt For For
ARTHUR H. MCELWEE, JR. Mgmt For For
MARJORIE Z. SOYUGENC Mgmt For For
KELLY N. STANLEY Mgmt For For
CHARLES D. STORMS Mgmt For For
LINDA E. WHITE Mgmt For For
02 APPROVAL OF THE OLD NATIONAL BANCORP EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 933021557
- --------------------------------------------------------------------------------------------------------------------------
Security: 712704105 Meeting Type: Annual
Ticker: PBCT Meeting Date: 07-May-2009
ISIN: US7127041058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GEORGE P. CARTER Mgmt For For
JERRY FRANKLIN Mgmt For For
EUNICE S. GROARK Mgmt For For
JAMES A. THOMAS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
PLAINS EXPLORATION & PRODUCTION CO. Agenda Number: 933028575
- --------------------------------------------------------------------------------------------------------------------------
Security: 726505100 Meeting Type: Annual
Ticker: PXP Meeting Date: 07-May-2009
ISIN: US7265051000
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES C. FLORES Mgmt For For
ISAAC ARNOLD, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
JERRY L. DEES Mgmt For For
TOM H. DELIMITROS Mgmt For For
THOMAS A. FRY, III Mgmt For For
ROBERT L. GERRY, III Mgmt For For
CHARLES G. GROAT Mgmt For For
JOHN H. LOLLAR Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 933003268
- --------------------------------------------------------------------------------------------------------------------------
Security: 693506107 Meeting Type: Annual
Ticker: PPG Meeting Date: 16-Apr-2009
ISIN: US6935061076
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CHARLES E. BUNCH Mgmt For For
ROBERT RIPP Mgmt For For
THOMAS J. USHER Mgmt For For
DAVID R. WHITWAM Mgmt For For
2 THE ENDORSEMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009
- --------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933012433
- --------------------------------------------------------------------------------------------------------------------------
Security: 744573106 Meeting Type: Annual
Ticker: PEG Meeting Date: 21-Apr-2009
ISIN: US7445731067
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALBERT R. GAMPER, JR. Mgmt For For
CONRAD K. HARPER Mgmt For For
SHIRLEY ANN JACKSON Mgmt For For
DAVID LILLEY Mgmt For For
THOMAS A. RENYI Mgmt For For
HAK CHEOL SHIN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 933066676
- --------------------------------------------------------------------------------------------------------------------------
Security: 74834L100 Meeting Type: Annual
Ticker: DGX Meeting Date: 14-May-2009
ISIN: US74834L1008
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JENNE K. BRITELL, PH.D. Mgmt For For
1B ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. Mgmt For For
1C ELECTION OF DIRECTOR: JOHN B. ZIEGLER Mgmt For For
02 TO APPROVE AMENDMENTS TO THE EMPLOYEE LONG-TERM Mgmt For For
INCENTIVE PLAN
03 TO APPROVE AMENDMENTS TO THE LONG-TERM INCENTIVE Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009
- --------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 932967512
- --------------------------------------------------------------------------------------------------------------------------
Security: 759351406 Meeting Type: Special
Ticker: RGAA Meeting Date: 25-Nov-2008
ISIN: US7593514067
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE CONVERSION OF THE RGA CLASS B Mgmt For For
COMMON STOCK INTO RGA CLASS A COMMON STOCK
ON A ONE-FOR-ONE BASIS.
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
RGA'S AMENDED AND RESTATED ARTICLES OF INCORPORATION.
03 TO ADJOURN THE SPECIAL MEETING IF NECESSARY Mgmt For For
OR APPROPRIATE TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSALS 1 OR 2.
- --------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 933046244
- --------------------------------------------------------------------------------------------------------------------------
Security: 759351604 Meeting Type: Annual
Ticker: RGA Meeting Date: 20-May-2009
ISIN: US7593516047
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. DANAHY* Mgmt For For
ARNOUD W.A. BOOT* Mgmt For For
STUART I. GREENBAUM** Mgmt For For
A. GREIG WOODRING** Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 933024159
- --------------------------------------------------------------------------------------------------------------------------
Security: 790849103 Meeting Type: Annual
Ticker: STJ Meeting Date: 08-May-2009
ISIN: US7908491035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. BROWN Mgmt For For
DANIEL J. STARKS Mgmt For For
02 TO APPROVE THE ST. JUDE MEDICAL, INC. MANAGEMENT Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 933025480
- --------------------------------------------------------------------------------------------------------------------------
Security: 879369106 Meeting Type: Annual
Ticker: TFX Meeting Date: 01-May-2009
ISIN: US8793691069
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY P. BLACK Mgmt For For
SIGISMUNDUS W LUBSEN Mgmt For For
STUART A. RANDLE Mgmt For For
HAROLD L. YOH III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL
YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. Agenda Number: 933076831
- --------------------------------------------------------------------------------------------------------------------------
Security: 879433100 Meeting Type: Annual
Ticker: TDS Meeting Date: 21-May-2009
ISIN: US8794331004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.A. DAVIS Mgmt For For
C.D. O'LEARY Mgmt For For
G.L. SUGARMAN Mgmt For For
H.S. WANDER Mgmt For For
02 NON-EMPLOYEE DIRECTOR COMPENSATION PLAN. Mgmt For For
03 RATIFY ACCOUNTANTS FOR 2009. Mgmt For For
04 SHAREHOLDER PROPOSAL TO RECAPITALIZE THE TDS Shr For Against
CAPITAL STOCK.
- --------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 933012332
- --------------------------------------------------------------------------------------------------------------------------
Security: 88076W103 Meeting Type: Annual
Ticker: TDC Meeting Date: 28-Apr-2009
ISIN: US88076W1036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER L. FIORE Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL F. KOEHLER Mgmt For For
1C ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
FOR 2009
03 APPROVAL OF THE TERADATA CORPORATION 2007 STOCK Mgmt For For
INCENTIVE PLAN
04 APPROVAL OF THE TERADATA CORPORATION MANAGEMENT Mgmt For For
INCENTIVE PLAN
- --------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 933088519
- --------------------------------------------------------------------------------------------------------------------------
Security: 501044101 Meeting Type: Annual
Ticker: KR Meeting Date: 25-Jun-2009
ISIN: US5010441013
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. LAMACCHIA Mgmt For For
1F ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G ELECTION OF DIRECTOR: DON W. MCGEORGE Mgmt For For
1H ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1I ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1J ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt For For
1K ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1M ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1N ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1O ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
2 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. Mgmt For For
3 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shr Against For
TO RECOMMEND AN INCREASE OF THE PERCENTAGE
OF EGGS STOCKED FROM HENS NOT CONFINED IN BATTERY
CAGES.
4 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shr For Against
TO RECOMMEND AMENDMENT OF KROGER'S ARTICLES
TO PROVIDE FOR ELECTION OF DIRECTORS BY MAJORITY
VOTE.
- --------------------------------------------------------------------------------------------------------------------------
THE LUBRIZOL CORPORATION Agenda Number: 933016215
- --------------------------------------------------------------------------------------------------------------------------
Security: 549271104 Meeting Type: Annual
Ticker: LZ Meeting Date: 27-Apr-2009
ISIN: US5492711040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FOREST J. FARMER, SR. Mgmt For For
MICHAEL J. GRAFF Mgmt For For
JAMES E. SWEETNAM Mgmt For For
PHILLIP C. WIDMAN Mgmt For For
02 CONFIRMATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT
3A AMEND THE AMENDED ARTICLES OF INCORPORATION Mgmt For For
TO: ADD A MAJORITY VOTING STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS
3B AMEND THE AMENDED ARTICLES OF INCORPORATION Mgmt For For
TO: REPEAL ARTICLE NINTH TO DELETE EXISTING
CONTROL SHARE ACQUISITION PROVISIONS
4A AMEND THE REGULATIONS TO: DECLASSIFY THE BOARD Mgmt For For
OF DIRECTORS, ADD A MAJORITY VOTING STANDARD
IN UNCONTESTED ELECTIONS OF DIRECTORS, AUTHORIZE
THE BOARD TO FIX THE NUMBER OF DIRECTORS AND
CLARIFY THE PROVISION RELATING TO REMOVAL OF
DIRECTORS
4B AMEND THE REGULATIONS TO: MODERNIZE AND CLARIFY Mgmt For For
VARIOUS PROVISIONS RELATED TO SHAREHOLDER MEETINGS
AND NOTICES, MEETINGS AND COMMITTEES OF THE
BOARD, ELECTION OF OFFICERS AND INDEMNIFICATION
OF DIRECTORS, OFFICERS AND AGENTS
4C AMEND THE REGULATIONS TO: REVISE PROVISIONS Mgmt For For
RELATED TO SPECIAL MEETINGS REQUESTED BY SHAREHOLDERS,
ADVANCE NOTICE REQUIREMENTS FOR PROPOSALS AND
BUSINESS BROUGHT AT SHAREHOLDER MEETINGS
4D AMEND THE REGULATIONS TO: REVISE THE AMENDMENT Mgmt For For
PROVISIONS IN ACCORDANCE WITH OHIO LAW
- --------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933009703
- --------------------------------------------------------------------------------------------------------------------------
Security: 89417E109 Meeting Type: Annual
Ticker: TRV Meeting Date: 05-May-2009
ISIN: US89417E1091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Mgmt For For
JR.
1J ELECTION OF DIRECTOR: ROBERT I. LIPP Mgmt For For
1K ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For
1L ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER TRAVELERS' AMENDED AND RESTATED
2004 STOCK INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 933058415
- --------------------------------------------------------------------------------------------------------------------------
Security: 88732J207 Meeting Type: Annual
Ticker: TWC Meeting Date: 03-Jun-2009
ISIN: US88732J2078
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1F ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1L ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2 RATIFICATION OF AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 932979670
- --------------------------------------------------------------------------------------------------------------------------
Security: 887317105 Meeting Type: Special
Ticker: TWX Meeting Date: 16-Jan-2009
ISIN: US8873171057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 COMPANY PROPOSAL TO (A) AUTHORIZE THE BOARD Mgmt For For
TO EFFECT PRIOR TO 12/31/09, A REVERSE STOCK
SPLIT OF THE OUTSTANDING AND TREASURY COMMON
STOCK OF TIME WARNER, AT A REVERSE STOCK SPLIT
RATIO OF EITHER 1-FOR-2 OR 1-FOR-3, AND (B)
APPROVE AMENDMENT TO THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION IN THE RELEVANT
FORM ATTACHED TO THE PROXY STATEMENT TO EFFECT
THE REVERSE STOCK SPLIT AND TO REDUCE PROPORTIONATELY
THE TOTAL NUMBER OF SHARES THAT TIME WARNER
IS AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD'S
AUTHORITY TO ABANDON SUCH AMENDMENT.
- --------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933048224
- --------------------------------------------------------------------------------------------------------------------------
Security: 887317303 Meeting Type: Annual
Ticker: TWX Meeting Date: 28-May-2009
ISIN: US8873173038
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT M. ALLISON, JR. Mgmt For For
1B ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1C ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E ELECTION OF DIRECTOR: FRANK J. CAUFIELD Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1G ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1H ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL A. MILES Mgmt For For
1J ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 COMPANY PROPOSAL TO APPROVE THE TIME WARNER Mgmt For For
INC. ANNUAL INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
04 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shr Against For
05 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shr For Against
MEETINGS.
06 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shr For Against
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- --------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 932928990
- --------------------------------------------------------------------------------------------------------------------------
Security: 92857W209 Meeting Type: Annual
Ticker: VOD Meeting Date: 29-Jul-2008
ISIN: US92857W2098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS Mgmt For For
OF THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 MARCH 2008.
02 TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER Mgmt For For
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE) (MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE)
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
05 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt For For
06 TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
07 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
08 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
09 TO RE-ELECT SIMON MURRAY AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
10 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER Mgmt For For
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
(MEMBER OF THE REMUNERATION COMMITTEE)
11 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
12 TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
13 TO APPROVE A FINAL DIVIDEND OF 5.02P PER ORDINARY Mgmt For For
SHARE
14 TO APPROVE THE REMUNERATION REPORT Mgmt For For
15 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
16 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Mgmt For For
THE REMUNERATION OF THE AUDITORS
17 TO RENEW THE AUTHORITY TO ALLOT SHARES UNDER Mgmt For For
ARTICLE 16.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION
18 TO RENEW THE AUTHORITY TO DIS-APPLY PRE-EMPTION Mgmt For For
RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY'S
ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION)
19 TO AUTHORISE THE COMPANY'S PURCHASE OF ITS OWN Mgmt For For
SHARES (SECTION 166, COMPANIES ACT 1985) (SPECIAL
RESOLUTION)
20 TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO Mgmt For For
POLITICAL PARTIES, AND/OR INDEPENDENT ELECTION
CANDIDATES; TO POLITICAL ORGANIZATIONS OTHER
THAN POLITICAL PARTIES; AND TO INCUR POLITICAL
EXPENDITURE (PART 14, COMPANIES ACT 2006)
21 TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL Mgmt For For
RESOLUTION)
22 TO APPROVE THE RULES OF THE VODAFONE GROUP 2008 Mgmt For For
SHARESAVE PLAN
- --------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 933034061
- --------------------------------------------------------------------------------------------------------------------------
Security: 929042109 Meeting Type: Annual
Ticker: VNO Meeting Date: 14-May-2009
ISIN: US9290421091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN ROTH Mgmt For For
MICHAEL D. FASCITELLI Mgmt For For
RUSSELL B. WIGHT, JR. Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr For Against
FOR TRUSTEES.
04 SHAREHOLDER PROPOSAL REGARDING THE APPOINTMENT Shr Against For
OF AN INDEPENDENT CHAIRMAN.
- --------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933026115
- --------------------------------------------------------------------------------------------------------------------------
Security: 94106L109 Meeting Type: Annual
Ticker: WMI Meeting Date: 08-May-2009
ISIN: US94106L1098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Mgmt For For
1B ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1D ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1E ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 PROPOSAL TO AMEND THE COMPANY'S EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
04 PROPOSAL TO APPROVE THE COMPANY'S 2009 STOCK Mgmt For For
INCENTIVE PLAN.
05 PROPOSAL RELATING TO DISCLOSURE OF POLITICAL Shr Against For
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
MEETING.
06 PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE, IF PROPERLY Shr Against For
PRESENTED AT MEETING.
- --------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933026177
- --------------------------------------------------------------------------------------------------------------------------
Security: 966387102 Meeting Type: Annual
Ticker: WLL Meeting Date: 05-May-2009
ISIN: US9663871021
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES J. VOLKER Mgmt For For
WILLIAM N. HAHNE Mgmt For For
GRAYDON D. HUBBARD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: DGHM INVESTMENT TRUST
By: /s/ Jeffrey C. Baker
---------------------
Jeffrey C. Baker
President and Principal Executive Officer
Date: August 28, 2009