UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest events reported) August 14, 2002 -------------------------- August 14, 2002 -------------------------- PNM RESOURCES, INC. ------------------- (Exact name of registrant as specified in its charter) New Mexico 85-0468296 - ---------------------------- Commission ---------------------- (State or Other Jurisdiction File Number 333-32170 (I.R.S. Employer of Incorporation) --------- Identification) Number) Alvarado Square, Albuquerque, New Mexico 87158 - ---------------------------------------- ----- (Address of principal executive offices) (Zip Code) (505) 241-2700 -------------- (Registrant's telephone number, including area code) ------------------------------ (Former name, former address and former fiscal year, if changed since last report) Item 5. Other Events Pursuant to the order issued by the Commission on June 27, 2002, Jeffry E. Sterba, Chairman, Chief Executive Officer and President of PNM Resources, Inc. (the Company) and Max H. Maerki, Senior Vice President and Chief Financial Officer of the Company, filed their sworn statements regarding facts and circumstances relating to exchange act filings with the Commission on August 14, 2002. These sworn statements of Mr. Sterba and Mr. Maerki are filed herein as exhibits 99.1 and 99.2, respectively. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits 99.1 Jeffry E. Sterba, Chairman, Chief Executive Officer and President of PNM Resources, Inc., statement under oath of principal executive officer regarding facts and circumstances relating to exchange act filings. 99.2 Max H. Maerki, Senior Vice President and Chief Financial Officer of the Company, statement under oath of principal financial officer regarding facts and circumstances relating to exchange act filings. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PNM RESOURCES, INC. --------------------------------------------- (Registrant) Date: August 14, 2002 /s/ John R. Loyack --------------------------------------------- John R. Loyack Vice President and Chief Accounting Officer (Officer duly authorized to sign this report) 3