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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-05646
------------------------------------------
New Century Portfolios
- -----------------------------------------------------------------------------
Exact name of registrant as specified in charter)
40 William Street, Suite 100 Wellesley, Massachusetts 02481
- -----------------------------------------------------------------------------
(Address of principal executive offices)
Nicole M. Tremblay, Esq.
Weston Financial Group, Inc.
40 William Street
Wellesley, Massachusetts 02481
-----------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (781) 235-7055
------------------------
Date of fiscal year end: October 31
--------------------
Date of reporting period: July 1, 2004 - June 30, 2005
--------------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
SEC 2451 (4-03) Persons who are to respond to the collection of
information contained in this form are not required to
respond unless the form displays a currently valid OMB
control number.
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibit A is the following information indicating for each
matter relating to a portfolio security owned by the Registrant considered at
any shareholder meeting held during the twelve month period ended June 30 with
respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures
("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security
holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal,
or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
SIGNATURES
----------
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) New Century Portfolios
-----------------------------------------------------------------
By (Signature and Title)* /s/ Wayne M. Grzecki
----------------------------------------------------
Wayne M. Grzecki, President
Date August 30, 2005
------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
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New Century Portfolios
New Century Capital Portfolio
Ticker: NCCPX
Proxy Voting Record: 7/1/04-6/30/05
(A) (B) (C) (D) (E) (F) (G) (H) (I)
- ------------------------------------------------------------------------------------------------------------------------------------
FOR/
MEETING ISSUER VOTE AGAINST
ISSUER TICKER CUSIP DATE DESCRIPTION OF VOTE or SH VOTED? CAST MGMT
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital FDCAX 316066109 09/15/04 Elect Directors Issuer Yes For For
Appreciation
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital FDCAX 316066109 09/15/04 To Amend Declaration of Trust to allow Issuer Yes For For
Appreciation board to approve mergers
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Japan FJSCX 315910760 09/15/04 Elect Directors Issuer Yes For For
Smaller Companies
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Japan FJSCX 315910760 09/15/04 To Amend Declaration of Trust to allow Issuer Yes For For
Smaller Companies board to approve mergers
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Elect Board of Governors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Ratify Independent Auditors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Other Matters Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
The Tocqueville TIVFX 888894300 10/22/04 Elect Directors Issuer Yes For For
International Value
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
The Tocqueville TIVFX 888894300 10/22/04 Approve amendment to investment advisory Issuer Yes For For
International Value agreement to increase fee breakpoints
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Elect Directors Issuer Yes For For
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Diversification
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Concentration
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Borrowing and Senior Securities
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Lending
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Pledging and Mortgaging of Fund Assets
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Control of and Issuer
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund purchase of Real Estate and Commodities
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund short sales
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund underwriting of securities
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investments in securities of other
investment companies
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investing in issuers when securities are
owned by officers and trustees
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investments in unseasoned issuers
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investments in options
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investments in oil and gas
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investments in illiquid and restricted
securities
- ------------------------------------------------------------------------------------------------------------------------------------
Strong Funds - STAEX 86335K308 12/10/04 Approve Reorg. Issuer Yes For For
Advisor Select A
- ------------------------------------------------------------------------------------------------------------------------------------
Strong Funds - STAEX 86335K308 12/10/04 Approve Interim Adv Agmt w/ Wells Fargo Issuer Yes For For
Advisor Select A
- ------------------------------------------------------------------------------------------------------------------------------------
Strong Funds - STAEX 86335K308 12/10/04 Approve Interim subadvisory agreement Issuer Yes For For
Advisor Select A
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New Century Portfolios
New Century Balanced Portfolio
Ticker: NCIPX
Proxy Voting Record: 7/1/04-6/30/05
(A) (B) (C) (D) (E) (F) (G) (H) (I)
- ------------------------------------------------------------------------------------------------------------------------------------
FOR/
MEETING ISSUER VOTE AGAINST
ISSUER TICKER CUSIP DATE DESCRIPTION OF VOTE or SH VOTED? CAST MGMT
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital FDCAX 316066109 09/15/04 Elect Directors Issuer Yes For For
Appreciation
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital FDCAX 316066109 09/15/04 To Amend Declaration of Trust to allow Issuer Yes For For
Appreciation board to approve mergers
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Elect Board of Governors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Ratify Independent Auditors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Other Matters Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
The Tocqueville TIVFX 888894300 10/22/04 Elect Directors Issuer Yes For For
International Value
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
The Tocqueville TIVFX 888894300 10/22/04 Approve amendment to investment advisory Issuer Yes For For
International Value agreement to increase fee breakpoints
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Elect Directors Issuer Yes For For
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Diversification
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Concentration
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Borrowing and Senior Securities
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Lending
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Pledging and Mortgaging of Fund Assets
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund Control of and Issuer
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund purchase of Real Estate and Commodities
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund short sales
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund underwriting of securities
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investments in securities of other
investment companies
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investing in issuers when securities are
owned by officers and trustees
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investments in unseasoned issuers
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investments in options
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investments in oil and gas
- ------------------------------------------------------------------------------------------------------------------------------------
SEI S&P 500 Index TRQIX 783924103 10/27/04 Approve Fundamental policies regarding Issuer Yes For For
Fund investments in illiquid and restricted
securities
- ------------------------------------------------------------------------------------------------------------------------------------
Strong Funds - STAEX 86335K308 12/10/04 Approve Reorg. Issuer Yes For For
Advisor Select A
- ------------------------------------------------------------------------------------------------------------------------------------
Strong Funds - STAEX 86335K308 12/10/04 Approve Interim Adv Agmt w/ Wells Fargo Issuer Yes For For
Advisor Select A
- ------------------------------------------------------------------------------------------------------------------------------------
Strong Funds - STAEX 86335K308 12/10/04 Approve Interim subadvisory agreement Issuer Yes For For
Advisor Select A
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Advisor FAHCX 315807875 02/16/05 Elect Directors Issuer Yes For For
High Income
Advantage
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Advisor FAHCX 315807875 02/16/05 Vote to Amend Declaration of Trust to Issuer Yes For For
High Income approve fund mergers without shareholder
Advantage approval
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Loomis Sayles LSGBX 543495782 06/02/05 Elect Directors Issuer Yes For For
Global Bond
Fund-Institutional
- ------------------------------------------------------------------------------------------------------------------------------------
Loomis Sayles LSGBX 543495782 06/02/05 Approve and amended and restated Issuer Yes For For
Global Bond Declaration of Trust.
Fund-Institutional
- ------------------------------------------------------------------------------------------------------------------------------------
Loomis Sayles Bond LSGBX 543495782 06/02/05 Elect Directors Issuer Yes For For
Fund-Institutional
- ------------------------------------------------------------------------------------------------------------------------------------
Loomis Sayles Bond LSGBX 543495782 06/02/05 Approve and amended and restated Issuer Yes For For
Fund-Institutional Declaration of Trust.
- ------------------------------------------------------------------------------------------------------------------------------------
New Century Portfolios
New Century Aggressive Portfolio
Ticker: NCAPX
Proxy Voting Record: 7/1/04-6/30/05
(A) (B) (C) (D) (E) (F) (G) (H) (I)
- ------------------------------------------------------------------------------------------------------------------------------------
FOR/
MEETING ISSUER VOTE AGAINST
ISSUER TICKER CUSIP DATE DESCRIPTION OF VOTE or SH VOTED? CAST MGMT
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital FDCAX 316066109 09/15/04 Elect Directors Issuer Yes For For
Appreciation
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital FDCAX 316066109 09/15/04 To Amend Declaration of Trust to allow Issuer Yes For For
Appreciation board to approve mergers
- ------------------------------------------------------------------------------------------------------------------------------------
Alkermes, Inc. ALKS 01642TBBH 09/23/04 Elect Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Alkermes, Inc. ALKS 01642TBBH 09/23/04 Increase shares by 2.5m Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Elect Board of Governors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Ratify Independent Auditors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Other Matters Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Applera Corporation CRA 038020BAI 10/21/04 Elect Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Applera Corporation CRA 038020BAI 10/21/04 Ratify Independent Registered Public Issuer Yes For For
Accountants
- ------------------------------------------------------------------------------------------------------------------------------------
Applera Corporation CRA 038020BAI 10/21/04 Approve Amendments to employee stock Issuer Yes For For
purchase plan
- ------------------------------------------------------------------------------------------------------------------------------------
Applera Corporation CRA 038020BAI 10/21/04 Approve Applera Corp/Applied Biosystems Issuer Yes For For
stock incentive plan
- ------------------------------------------------------------------------------------------------------------------------------------
Applera Corporation CRA 038020BAI 10/21/04 Approve Applera/Celera Genomics Group Issuer Yes For For
amended stock incentive plan
- ------------------------------------------------------------------------------------------------------------------------------------
Applera Corporation ABI 038020BBH 10/21/04 Elect Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Applera Corporation ABI 038020BBH 10/21/04 Ratify Independent Registered Public Issuer Yes For For
Accountants
- ------------------------------------------------------------------------------------------------------------------------------------
Applera Corporation ABI 038020BBH 10/21/04 Approve Amendments to employee stock Issuer Yes For For
purchase plan
- ------------------------------------------------------------------------------------------------------------------------------------
Applera Corporation ABI 038020BBH 10/21/04 Approve Applera Corp/Applied Biosystems Issuer Yes For For
stock incentive plan
- ------------------------------------------------------------------------------------------------------------------------------------
Applera Corporation ABI 038020BBH 10/21/04 Approve Applera/Celera Genomics Group Issuer Yes For For
amended stock incentive plan
- ------------------------------------------------------------------------------------------------------------------------------------
QLT Inc. QLTI 746927BBH 11/19/04 Approve issuance of common shares Issuer Yes For For
pursuant to merger with Atrix Lab's.
- ------------------------------------------------------------------------------------------------------------------------------------
New Century Portfolios
New Century International Portfolio
Ticker: NCFPX
Proxy Voting Record: 7/1/04-6/30/05
(A) (B) (C) (D) (E) (F) (G) (H) (I)
- ------------------------------------------------------------------------------------------------------------------------------------
FOR/
MEETING ISSUER VOTE AGAINST
ISSUER TICKER CUSIP DATE DESCRIPTION OF VOTE or SH VOTED? CAST MGMT
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Canada FICDX 315910307 09/15/04 Elect Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Canada FICDX 315910307 09/15/04 To Amend Declaration of Trust to allow Issuer Yes For For
board to approve mergers
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Japan FJSCX 315910760 09/15/04 Elect Directors Issuer Yes For For
Smaller Companies
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Japan FJSCX 315910760 09/15/04 To Amend Declaration of Trust to allow Issuer Yes For For
Smaller Companies board to approve mergers
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Elect Board of Governors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Ratify Independent Auditors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Other Matters Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
The Tocqueville TIVFX 888894300 10/22/04 Elect Directors Issuer Yes For For
International Value
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
The Tocqueville TIVFX 888894300 10/22/04 Approve amendment to investment advisory Issuer Yes For For
International Value agreement to increase fee breakpoints
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
New Century Portfolios
New Century Alternative Strategies Portfolio
Ticker: NCHPX
Proxy Voting Record: 7/1/04-6/30/05
(A) (B) (C) (D) (E) (F) (G) (H) (I)
- ------------------------------------------------------------------------------------------------------------------------------------
FOR/
MEETING ISSUER VOTE AGAINST
ISSUER TICKER CUSIP DATE DESCRIPTION OF VOTE or SH VOTED? CAST MGMT
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Elect Board of Governors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Ratify Independent Auditors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/07/04 Other Matters Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
The Arbitrage Fund ARBFX 03875R106 10/22/04 Elect Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
The Arbitrage Fund ARBFX 03875R106 10/22/04 Ratify Independent Public Accountants Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
CGM Focus Fund CGMFX 125325506 11/19/04 Elect Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
CGM Focus Fund CGMFX 125325506 11/19/04 Ament Declaration of Trust Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
CGM Focus Fund CGMFX 125325506 11/19/04 Approve new Advisory Agreement Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
CGM Focus Fund CGMFX 125325506 11/19/04 Vote on amendment to Focus Funds Issuer Yes For For
fundamental investment restriction on
industry concentration
- ------------------------------------------------------------------------------------------------------------------------------------
Gabelli ABC Fund GABCX 36239V108 12/30/04 Vote upon articles of amendment to the Issuer Yes For For
fund's charter to permit the fund to
require direct registration of all
accounts
- ------------------------------------------------------------------------------------------------------------------------------------
JP Morgan Market JPMNX 616920872 01/20/05 Elect Directors Issuer Yes For For
Neutral-
Institutional
- ------------------------------------------------------------------------------------------------------------------------------------
JP Morgan Market JPMNX 616920872 01/20/05 Approve agreements and plans of Issuer Yes For For
Neutral- reorganization pursuant to which each
Institutional series of each JPMorgan Fund other than
the JPMMFS funds would be reorganized as
corresponding series of JPMMFS
- ------------------------------------------------------------------------------------------------------------------------------------
One Group Market OGNIX 68232Q869 01/20/05 Elect Directors Issuer Yes For For
Neutral Class I
- ------------------------------------------------------------------------------------------------------------------------------------
One Group Market OGNIX 68232Q869 01/20/05 Approve amendments to One Group's Issuer Yes For For
Neutral Class I declaration of trust
- ------------------------------------------------------------------------------------------------------------------------------------
One Group Market OGNIX 68232Q869 01/20/05 Approve and agreement and plan of Issuer Yes For For
Neutral Class I reorganization ond redomiciliation
- ------------------------------------------------------------------------------------------------------------------------------------
One Group Market OGNIX 68232Q869 01/20/05 Approve the amendment or elimination of Issuer Yes Abstain Abstain
Neutral Class I cerain fundamental investment
restriction: Borrowing Money
- ------------------------------------------------------------------------------------------------------------------------------------
One Group Market OGNIX 68232Q869 01/20/05 Approve the amendment or elimination of Issuer Yes Abstain Abstain
Neutral Class I cerain fundamental investment
restriction: Investments in commodities
and commodity contracts
- ------------------------------------------------------------------------------------------------------------------------------------
One Group Market OGNIX 68232Q869 01/20/05 Approve the amendment or elimination of Issuer Yes Abstain Abstain
Neutral Class I cerain fundamental investment
restriction: Investments for purpose of
control
- ------------------------------------------------------------------------------------------------------------------------------------
Security Capital SUSIX 813913100 01/20/05 Approve an agreement and plan of Issuer Yes For For
US Real Estate- reorganization providing for (1) the
Class S acquisition of all of the assets of the
fund by One Group Real Estate Fund, a
series of the One Group Mutual Funds, in
exchange for shares of the Real Estate
Fund and the assumpion of all liabilities
of the fund by the Real Estate Fund, and
(2) The subsequent liquidation fo the
fund.
- ------------------------------------------------------------------------------------------------------------------------------------
Neuberger Berman NOX 64126L108 03/05/05 Elect Directors Issuer No
Income Opportunity
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Neuberger Berman NOX 64126L108 03/05/05 To consider and act upon any other Issuer No
Income Opportunity business that may properly come before
Fund the Meeting or any adjournments thereof.
- ------------------------------------------------------------------------------------------------------------------------------------
Enterprise Mergers EMAAX 29372K625 03/31/05 Approve merger of Enterprise Funds into Issuer Yes For For
& Acquisitions newly created corresponding AXA
Enterprise Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Aim Select Real RRE 00888R107 05/09/05 Elect Directors Issuer Yes For For
Estate Income
Fund-Common
- ------------------------------------------------------------------------------------------------------------------------------------
Aim Select Real RRE 00888R107 05/09/05 Ratification of the audit committee's Issuer Yes For For
Estate Income appointment of PWC LLP as independent
Fund-Common auditors
- ------------------------------------------------------------------------------------------------------------------------------------
Plum Creek Timber PCL 729251108 05/11/05 Elect Directors Issuer No
Company, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
Plum Creek Timber PCL 729251108 05/11/05 To consider and act upon a proposal to Issuer No
Company, Inc. ratify the selection of Ernst & Young
LLP as the Company's independent auditors
- ------------------------------------------------------------------------------------------------------------------------------------
Plum Creek Timber PCL 729251108 05/11/05 To consider and act upon a stockholder Shareholder No
Company, Inc. proposal to increase the voting threshold
by which individuals are elected to the
Board of Directors
- ------------------------------------------------------------------------------------------------------------------------------------
Plum Creek Timber PCL 729251108 05/11/05 To consider and act upon a stockholder Shareholder No
Company, Inc. proposal to require the Compensation
Committee to adopt a policy providing
that a significant amount of future stock
option grants be premium-priced stock
options, indexed stock options or stock
options with performance based vesting
terms
- ------------------------------------------------------------------------------------------------------------------------------------
Plum Creek Timber PCL 729251108 05/11/05 To transact such other business as may Shareholder No
Company, Inc. properly come before the Annual Meeting
or any adjournment thereof.
- ------------------------------------------------------------------------------------------------------------------------------------
Scudder RREEF Real SRQ 81119Q100 06/29/05 Elect Directors Issuer Yes For For
Estate Fund
- ------------------------------------------------------------------------------------------------------------------------------------