--------------------------
OMB APPROVAL
--------------------------
OMB Number: 3235-0582
Expires: April 30, 2009
Estimated average burden
hours per response 14.4
--------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-09000
----------------------------------------------
Oak Value Trust
- --------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
3100 Tower Boulevard, Suite 700 Durham, North Carolina 27707
- --------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Larry D. Coats, Jr.
Oak Value Capital Management, Inc. 3100 Tower Blvd., Suite 700 Durham, NC 27707
- --------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (919) 419-1900
---------------------------
Date of fiscal year end: June 30, 2007
---------------------------
Date of reporting period: July 1, 2006 - June 30, 2007
------------------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP")
number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
----------
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Oak Value Trust
_________________________________________________________________
By (Signature and Title)* /s/ Larry D. Coats, Jr.
____________________________________________________
Larry D. Coats, Jr., President
Date July 30, 2007
________________________________________________________________________
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
- ---------
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. STZ Annual Meeting Date: 07/27/2006
Issuer: 21036P108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BARRY A. FROMBERG Management For For
JEANANNE K. HAUSWALD Management For For
JAMES A. LOCKE III Management For For
RICHARD SANDS Management For For
ROBERT SANDS Management For For
THOMAS C. MCDERMOTT Management For For
PAUL L. SMITH Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP, Management For For
CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY
S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING FEBRUARY 28, 2007.
03 PROPOSAL TO APPROVE THE CONSTELLATION BRANDS Management For For
UK SHARESAVE SCHEME.
- ------------------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/09/2006
Issuer: 68389X105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management Against Against
RESTATED 1993 DIRECTORS STOCK PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2007.
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For For
THE FISCAL YEAR 2007 EXECUTIVE BONUS PLAN.
01 DIRECTOR Management
JEFFREY O. HENLEY Management Withheld Against
LAWRENCE J. ELLISON Management For For
DONALD L. LUCAS Management Withheld Against
MICHAEL J. BOSKIN Management Withheld Against
JACK F. KEMP Management Withheld Against
JEFFREY S. BERG Management Withheld Against
SAFRA A. CATZ Management Withheld Against
HECTOR GARCIA-MOLINA Management Withheld Against
H. RAYMOND BINGHAM Management For For
CHARLES E. PHILLIPS, JR Management Withheld Against
NAOMI O. SELIGMAN Management Withheld Against
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/08/2007
Issuer: 902124106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
DENNIS C. BLAIR Management Withheld Against
EDWARD D. BREEN Management For For
BRIAN DUPERREAULT Management Withheld Against
BRUCE S. GORDON Management Withheld Against
RAJIV L. GUPTA Management For For
JOHN A. KROL Management Withheld Against
H. CARL MCCALL Management Withheld Against
BRENDAN R. O'NEILL Management Withheld Against
WILLIAM S. STAVROPOULOS Management For For
SANDRA S. WIJNBERG Management Withheld Against
JEROME B. YORK Management For For
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Special Meeting Date: 03/08/2007
Issuer: 902124106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANY Management For For
S COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4.
1B APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY Management For For
S AMENDED AND RESTATED BYE-LAWS.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/11/2007
Issuer: 913017109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
LOUIS R. CHENEVERT Management For For
GEORGE DAVID Management For For
JOHN V. FARACI Management Withheld Against
JEAN-PIERRE GARNIER Management For For
JAMIE S. GORELICK Management For For
CHARLES R. LEE Management For For
RICHARD D. MCCORMICK Management For For
HAROLD MCGRAW III Management For For
RICHARD B. MYERS Management For For
FRANK P. POPOFF Management For For
H. PATRICK SWYGERT Management For For
ANDRE VILLENEUVE Management For For
H.A. WAGNER Management For For
CHRISTINE TODD WHITMAN Management For For
02 APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 Management For For
03 SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS Shareholder Against For
04 SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES Shareholder Against For
05 SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS Shareholder Against For
06 SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO RATIFY Shareholder For Against
EXECUTIVE COMPENSATION
07 SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/23/2007
Issuer: 025816109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P. CHERNIN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.C. LEVIN Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
S.S. REINEMUND Management For For
R.D. WALTER Management For For
R.A. WILLIAMS Management For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Management For For
2007 INCENTIVE COMPENSATION PLAN.
04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For
VOTING FOR DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. PX Annual Meeting Date: 04/24/2007
Issuer: 74005P104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
JOSE P. ALVES Management Withheld Against
RONALD L. KUEHN, JR. Management For For
H. MITCHELL WATSON, JR. Management Withheld Against
ROBERT L. WOOD Management For For
02 SHAREHOLDER PROPOSAL REGARDING DIRECTOR ELECTION Shareholder For Against
PROCESS.
03 SHAREHOLDER PROPOSAL REGARDING STOCKHOLDER RIGHTS Shareholder Against For
PLAN VOTE.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/25/2007
Issuer: 263534109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
RICHARD H. BROWN Management For For
ROBERT A. BROWN Management For For
BERTRAND P. COLLOMB Management For For
CURTIS J. CRAWFORD Management For For
JOHN T. DILLON Management For For
ELEUTHERE I. DU PONT Management For For
CHARLES O. HOLLIDAY, JR Management For For
LOIS D. JULIBER Management For For
MASAHISA NAITOH Management For For
SEAN O'KEEFE Management Withheld Against
WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON DUPONT EQUITY AND INCENTIVE PLAN Management For For
04 ON GENETICALLY MODIFIED FOOD Shareholder Against For
05 ON PLANT CLOSURE Shareholder Against For
06 ON REPORT ON PFOA Shareholder Against For
07 ON COSTS Shareholder Against For
08 ON GLOBAL WARMING Shareholder Against For
09 ON CHEMICAL FACILITY SECURITY Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS LIMITED WSH Annual Meeting Date: 04/25/2007
Issuer: G96655108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE. Management For For
1B ELECTION OF DIRECTOR: WILLIAM W. BRADLEY. Management For For
1C ELECTION OF DIRECTOR: JOSEPH A. CALIFANO JR. Management For For
1D ELECTION OF DIRECTOR: ANNA C. CATALANO. Management For For
1E ELECTION OF DIRECTOR: ERIC G. FRIBERG. Management For For
1F ELECTION OF DIRECTOR: SIR ROY GARDNER. Management For For
1G ELECTION OF DIRECTOR: SIR JEREMY HANLEY. Management For For
1H ELECTION OF DIRECTOR: WENDY E. LANE. Management For For
1I ELECTION OF DIRECTOR: JAMES F. MCCANN. Management For For
1J ELECTION OF DIRECTOR: JOSEPH J. PLUMERI. Management For For
1K ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS. Management For For
02 REAPPOINTMENT AND REMUNERATION OF DELOITTE & Management For For
TOUCHE AS INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION COF Annual Meeting Date: 04/26/2007
Issuer: 14040H105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
W. RONALD DIETZ Management Withheld Against
LEWIS HAY, III Management Withheld Against
MAYO SHATTUCK, III Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE CORPORATION FOR 2007.
03 APPROVAL AND ADOPTION OF CAPITAL ONE S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY
VOTING FOR THE ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE Shareholder For Against
ON EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/26/2007
Issuer: 478160104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARY S. COLEMAN Management For For
JAMES G. CULLEN Management For For
MICHAEL M.E. JOHNS Management For For
ARNOLD G. LANGBO Management For For
SUSAN L. LINDQUIST Management For For
LEO F. MULLIN Management For For
CHRISTINE A. POON Management For For
CHARLES PRINCE Management For For
STEVEN S REINEMUND Management For For
DAVID SATCHER Management For For
WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 PROPOSAL ON MAJORITY VOTING REQUIREMENTS FOR Shareholder For Against
DIRECTOR NOMINEES
04 PROPOSAL ON SUPPLEMENTAL RETIREMENT PLAN Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY SSP Annual Meeting Date: 04/26/2007
Issuer: 811054204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
DAVID A. GALLOWAY Management For For
NICHOLAS B. PAUMGARTEN Management For For
RONALD W. TYSOE Management Withheld Against
JULIE A. WRIGLEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INCORPORATED RX Annual Meeting Date: 05/04/2007
Issuer: 449934108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES D. EDWARDS Management For For
WILLIAM C. VAN FAASEN Management For For
BRET W. WISE Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING Shareholder For Against
TO THE ELECTION OF EACH DIRECTOR ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. BRKA Annual Meeting Date: 05/05/2007
Issuer: 084670108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WARREN E. BUFFETT Management For For
CHARLES T. MUNGER Management For For
HOWARD G. BUFFETT Management For For
SUSAN L. DECKER Management For For
WILLIAM H. GATES III Management For For
DAVID S. GOTTESMAN Management For For
CHARLOTTE GUYMAN Management For For
DONALD R. KEOUGH Management For For
THOMAS S. MURPHY Management For For
RONALD L. OLSON Management For For
WALTER SCOTT, JR. Management For For
02 SHAREHOLDER PROPOSAL: TO APPROVE THE SHAREHOLDER Shareholder Against For
PROPOSAL WITH RESPECT TO INVESTMENTS IN CERTAIN
FOREIGN CORPORATIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. BRKB Annual Meeting Date: 05/05/2007
Issuer: 084670207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WARREN E. BUFFETT Management For For
CHARLES T. MUNGER Management For For
HOWARD G. BUFFETT Management For For
SUSAN L. DECKER Management For For
WILLIAM H. GATES III Management For For
DAVID S. GOTTESMAN Management For For
CHARLOTTE GUYMAN Management For For
DONALD R. KEOUGH Management For For
THOMAS S. MURPHY Management For For
RONALD L. OLSON Management For For
WALTER SCOTT, JR. Management For For
02 SHAREHOLDER PROPOSAL: TO APPROVE THE SHAREHOLDER Shareholder Against For
PROPOSAL WITH RESPECT TO INVESTMENTS IN CERTAIN
FOREIGN CORPORATIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED AFL Contested Annual Meeting Date: 05/07/2007
Issuer: 001055102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DANIEL P. AMOS Management For For
JOHN SHELBY AMOS II Management For For
PAUL S. AMOS II Management For For
YOSHIRO AOKI Management For For
MICHAEL H. ARMACOST Management For For
KRISS CLONINGER III Management For For
JOE FRANK HARRIS Management For For
ELIZABETH J. HUDSON Management For For
KENNETH S. JANKE SR. Management For For
DOUGLAS W. JOHNSON Management For For
ROBERT B. JOHNSON Management For For
CHARLES B. KNAPP Management For For
E. STEPHEN PURDOM, M.D. Management For For
B.K. RIMER, DR. PH Management For For
MARVIN R. SCHUSTER Management For For
DAVID GARY THOMPSON Management For For
ROBERT L. WRIGHT Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/08/2007
Issuer: 88579Y101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
LINDA G. ALVARADO Management For For
GEORGE W. BUCKLEY Management For For
VANCE D. COFFMAN Management For For
MICHAEL L. ESKEW Management Withheld Against
W. JAMES FARRELL Management Withheld Against
HERBERT L. HENKEL Management For For
EDWARD M. LIDDY Management Withheld Against
ROBERT S. MORRISON Management For For
AULANA L. PETERS Management For For
ROZANNE L. RIDGWAY Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT OF THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY
VOTE REQUIREMENTS
04 AMENDMENT OF THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE THE FAIR PRICE PROVISION
05 APPROVAL OF THE EXECUTIVE ANNUAL INCENTIVE PLAN Management For For
06 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For
CRITERIA UNDER THE PERFORMANCE UNIT PLAN
07 EXECUTIVE COMPENSATION BASED ON THE PERFORMANCE Shareholder Against For
OF PEER COMPANIES.
- ------------------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION MAS Annual Meeting Date: 05/08/2007
Issuer: 574599106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CLASS I DIRECTOR: DENNIS W. ARCHER Management For For
1B ELECTION OF CLASS I DIRECTOR: ANTHONY F. EARLEY, Management For For
JR.
1C ELECTION OF CLASS I DIRECTOR: LISA A. PAYNE Management For For
02 ELECTION OF CLASS II DIRECTOR: PETER A. DOW Management For For
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS TO AUDIT THE COMPANY
S FINANCIAL STATEMENTS FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AON CORPORATION AOC Annual Meeting Date: 05/18/2007
Issuer: 037389103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
PATRICK G. RYAN Management For For
GREGORY C. CASE Management For For
EDGAR D. JANNOTTA Management For For
JAN KALFF Management For For
LESTER B. KNIGHT Management For For
J. MICHAEL LOSH Management For For
R. EDEN MARTIN Management For For
ANDREW J. MCKENNA Management For For
ROBERT S. MORRISON Management Withheld Against
RICHARD B. MYERS Management Withheld Against
RICHARD C. NOTEBAERT Management For For
JOHN W. ROGERS, JR. Management For For
GLORIA SANTONA Management For For
CAROLYN Y. WOO Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS AON S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX Annual Meeting Date: 05/18/2007
Issuer: 887317105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
JAMES L. BARKSDALE Management For For
JEFFREY L. BEWKES Management For For
STEPHEN F. BOLLENBACH Management Withheld Against
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
MATHIAS DOPFNER Management Withheld Against
JESSICA P. EINHORN Management Withheld Against
REUBEN MARK Management For For
MICHAEL A. MILES Management Withheld Against
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
FRANCIS T. VINCENT, JR. Management Withheld Against
DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF AUDITORS. Management For For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder For Against
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS
PLAN HAS BEEN ADOPTED.
- ------------------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES FIS Annual Meeting Date: 05/23/2007
Issuer: 31620M106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
LEE A. KENNEDY Management For For
KEITH W. HUGHES Management For For
JAMES K. HUNT Management Withheld Against
RICHARD N. MASSEY Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG Annual Meeting Date: 05/24/2007
Issuer: 127209302 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Management For For
02 DECLARATION OF FINAL DIVIDEND 2006 Management For For
03 DIRECTORS REMUNERATION REPORT Management For For
04 RE-APPOINTMENT OF SIR JOHN SUNDERLAND Management For For
05 RE-APPOINTMENT OF ROSEMARY THORNE Management For For
06 RE-APPOINTMENT OF DAVID THOMPSON Management For For
07 RE-APPOINTMENT OF SANJIV AHUJA Management Against Against
08 RE-APPOINTMENT OF RAYMOND VIAULT Management For For
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
11 APPROVE PROPOSED AMENDMENTS TO THE GROUP SHARE Management For For
PLANS
12 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For
13 AUTHORITY TO SERVE COMMUNICATIONS BY ELECTRONIC Management For For
MEANS
14 AUTHORITY TO ALLOT EQUITY SECURITIES Management For For
15 AUTHORITY TO MAKE MARKET PURCHASES Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
EBAY INC. EBAY Annual Meeting Date: 06/14/2007
Issuer: 278642103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
PHILIPPE BOURGUIGNON Management Withheld Against
THOMAS J. TIERNEY Management Withheld Against
MARGARET C. WHITMAN Management For For
02 APPROVAL OF AN AMENDMENT TO OUR 1999 GLOBAL EQUITY Management For For
INCENTIVE PLAN TO FURTHER SATISFY THE REQUIREMENTS
OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.
03 APPROVAL OF AN AMENDMENT TO OUR 1998 EMPLOYEE Management Against Against
STOCK PURCHASE PLAN TO EXTEND THE TERM OF THE
PURCHASE PLAN.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2007.