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OMB APPROVAL
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OMB Number: 3235-0582
Expires: April 30, 2009
Estimated average burden
hours per response 14.4
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-07324
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Gardner Lewis Investment Trust
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(Exact name of registrant as specified in charter)
285 Wilmington-West Chester Pike Chadds Ford, Pa 19317
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(Address of principal executive offices) (Zip code)
Tina H. Bloom
Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246
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(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 430-3863
---------------------------
Date of fiscal year end: October 31, 2007
------------------------------------
Date of reporting period: July 1, 2006 - June 30, 2007
------------------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP")
number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
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[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Gardner Lewis Investment Trust
_________________________________________________________________
By (Signature and Title)* /s/ W. Whitfield Gardner
____________________________________________________
W. Whitfield Gardner, Trustee, Chairman
and Principal Executive Officer
Date August 27, 2007
________________________________________________________________________
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
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================================================================================
NAME OF FUND: CHESAPEAKE CORE GROWTH FUND (CHCGX)
================================================================================
For shareholder meetings held from July 1, 2006 through June 30, 2007
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XILINX, INC. XLNX ANNUAL MEETING DATE:
07/26/2006
ISSUER: 983919101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
WILLEM P. ROELANDTS Management For For
JOHN L. DOYLE Management For For
JERALD G. FISHMAN Management For For
PHILIP T. GIANOS Management For For
WILLIAM G. HOWARD, JR. Management For For
J. MICHAEL PATTERSON Management For For
E.W. VANDERSLICE Management For For
02 PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT TO Management For For
THE COMPANY S 1990 EMPLOYEE QUALIFIED STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES.
03 PROPOSAL TO APPROVE THE 2007 EQUITY INCENTIVE Management For For
PLAN AND TO AUTHORIZE 10,000,000 SHARES TO BE
RESERVED FOR ISSUANCE THEREUNDER.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS EXTERNAL AUDITORS OF XILINX FOR
FISCAL YEAR 2007.
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ELECTRONIC ARTS INC. ERTS ANNUAL MEETING DATE:
07/27/2006
ISSUER: 285512109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management
M. RICHARD ASHER Management For For
LEONARD S. COLEMAN Management For For
GARY M. KUSIN Management For For
GREGORY B. MAFFEI Management For For
TIMOTHY MOTT Management Withheld Against
VIVEK PAUL Management For For
LAWRENCE F. PROBST III Management For For
RICHARD A. SIMONSON Management For For
LINDA J. SRERE Management For For
02 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM. Management For For
03 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN. Management For For
04 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For For
PLAN.
05 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
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MICROCHIP TECHNOLOGY INCORPORATED MCHP ANNUAL MEETING DATE:
08/18/2006
ISSUER: 595017104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
STEVE SANGHI Management For For
ALBERT J. HUGO-MARTINEZ Management For For
L.B. DAY Management For For
MATTHEW W. CHAPMAN Management For For
WADE F. MEYERCORD Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2004 Management For For
EQUITY INCENTIVE PLAN THAT WILL REMOVE THE 30%
LIMITATION ON THE NUMBER OF SHARES THAT CAN BE
GRANTED AS RESTRICTED STOCK UNITS SO THAT WE
CAN CONTINUE GRANTING RESTRICTED STOCK UNITS
INSTEAD OF STOCK OPTIONS AS OUR PRIMARY EQUITY
COMPENSATION INCENTIVE.
03 PROPOSAL TO APPROVE AN EXECUTIVE MANAGEMENT INCENTIVE Management For For
COMPENSATION PLAN TO REPLACE OUR EXISTING PLAN
AS IT APPLIES TO EXECUTIVE OFFICERS IN ORDER
TO ENHANCE OUR ABILITY TO OBTAIN TAX DEDUCTIONS
FOR PERFORMANCE-BASED COMPENSATION UNDER 162(M)
OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR
ENDING MARCH 31, 2007.
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CAPITAL ONE FINANCIAL CORPORATION COF SPECIAL MEETING DATE:
08/22/2006
ISSUER: 14040H105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MARCH 12, 2006, BETWEEN CAPITAL
ONE FINANCIAL CORPORATION AND NORTH FORK BANCORPORATION,
INC., AS IT MAY BE AMENDED FROM TIME TO TIME,
PURSUANT TO WHICH NORTH FORK WILL MERGE WITH
AND INTO CAPITAL ONE.
02 TO APPROVE ADJOURNMENT OR POSTPONEMENT OF THE Management Against Against
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES.
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NIKE, INC. NKE ANNUAL MEETING DATE:
09/18/2006
ISSUER: 654106103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS Shareholder Against For
REPORT.
01 DIRECTOR Management For
JILL K. CONWAY Management For For
ALAN B. GRAF, JR. Management For For
JEANNE P. JACKSON Management For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
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TEVA PHARMACEUTICAL INDUSTRIES LIMIT TEVA SPECIAL MEETING DATE:
10/05/2006
ISSUER: 881624209 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 TO APPROVE THE REMUNERATION OF MR. ELI HURVITZ Management For *Management
IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF TEVA, Position Unknown
IN AN AMOUNT OF THE NIS EQUIVALENT OF $300,000
PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE INCREASE
OF THE ISRAELI CONSUMER PRICE INDEX, TOGETHER
WITH AN OFFICE AND SECRETARIAL AND CAR SERVICES.
SUCH REMUNERATION IS TO BE EFFECTIVE AS OF JULY
3, 2006.
02 TO APPROVE THE REMUNERATION OF DR. PHILLIP FROST Management For *Management
IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD Position Unknown
OF TEVA AND CHAIRMAN OF THE BOARD S SCIENCE AND
TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE NIS
EQUIVALENT OF $275,000 PER ANNUM PLUS VAT, TO
BE ADJUSTED BY THE INCREASE OF THE ISRAELI CONSUMER
PRICE INDEX. SUCH REMUNERATION IS TO BE EFFECTIVE
AS OF JULY 3, 2006.
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THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE:
10/10/2006
ISSUER: 742718109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
NORMAN R. AUGUSTINE Management For For
A.G. LAFLEY Management For For
JOHNATHAN A. RODGERS Management For For
JOHN F. SMITH, JR. Management For For
MARGARET C. WHITMAN Management For For
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Management For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Management For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shareholder Against For
OPTIONS
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MEMC ELECTRONIC MATERIALS, INC. WFR ANNUAL MEETING DATE:
10/25/2006
ISSUER: 552715104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
ROBERT J. BOEHLKE Management For For
C. DOUGLAS MARSH Management For For
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SYSCO CORPORATION SYY ANNUAL MEETING DATE:
11/10/2006
ISSUER: 871829107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 APPROVAL OF RATIFICATION OF APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL 2007.
01 DIRECTOR Management For
JONATHAN GOLDEN* Management For For
JOSEPH A. HAFNER, JR.* Management For For
NANCY S. NEWCOMB* Management For For
RICHARD J. SCHNIEDERS* Management For For
MANUEL A. FERNANDEZ** Management For For
03 SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder For Against
OF DIRECTORS IMPLEMENT A MAJORITY VOTE POLICY
BY TAKING CERTAIN SPECIFIED ACTIONS.
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MONSANTO COMPANY MON ANNUAL MEETING DATE:
01/17/2007
ISSUER: 61166W101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
FRANK V. ATLEE III Management For For
ARTHUR H. HARPER Management For For
GWENDOLYN S. KING Management For For
SHARON R. LONG, PH.D. Management For For
03 APPROVAL OF SHAREOWNER PROPOSAL Shareholder Against For
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COSTCO WHOLESALE CORPORATION COST ANNUAL MEETING DATE:
01/31/2007
ISSUER: 22160K105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Management For For
01 DIRECTOR Management For
BENJAMIN S. CARSON Management For For
WILLIAM H. GATES Management For For
HAMILTON E. JAMES Management For For
JILL S. RUCKELSHAUS Management For For
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THE WALT DISNEY COMPANY DIS ANNUAL MEETING DATE:
03/08/2007
ISSUER: 254687106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
JOHN E. BRYSON Management For For
JOHN S. CHEN Management For For
JUDITH L. ESTRIN Management For For
ROBERT A. IGER Management For For
STEVEN P. JOBS Management For For
FRED H. LANGHAMMER Management For For
AYLWIN B. LEWIS Management For For
MONICA C. LOZANO Management For For
ROBERT W. MATSCHULLAT Management For For
JOHN E. PEPPER, JR. Management For For
ORIN C. SMITH Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 TO APPROVE THE AMENDMENTS TO THE AMENDED AND Management For For
RESTATED 2005 STOCK INCENTIVE PLAN.
04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Management For For
2002 EXECUTIVE PERFORMANCE PLAN.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For
TO GREENMAIL.
06 TO APPROVE THE SHAREHOLDER PROPOSAL TO AMEND Shareholder For Against
THE BYLAWS RELATING TO STOCKHOLDER RIGHTS PLANS.
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QUALCOMM INCORPORATED QCOM ANNUAL MEETING DATE:
03/13/2007
ISSUER: 747525103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
BARBARA T. ALEXANDER Management For For
RAYMOND V. DITTAMORE Management For For
IRWIN MARK JACOBS Management For For
SHERRY LANSING Management For For
PETER M. SACERDOTE Management For For
MARC I. STERN Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER
30, 2007.
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APPLIED MATERIALS, INC. AMAT ANNUAL MEETING DATE:
03/14/2007
ISSUER: 038222105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
MICHAEL H. ARMACOST Management For For
ROBERT H. BRUST Management For For
DEBORAH A. COLEMAN Management For For
PHILIP V. GERDINE Management For For
THOMAS J. IANNOTTI Management For For
CHARLES Y.S. LIU Management For For
JAMES C. MORGAN Management For For
GERHARD H. PARKER Management For For
WILLEM P. ROELANDTS Management For For
MICHAEL R. SPLINTER Management For For
02 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Management For For
STOCK INCENTIVE PLAN.
03 TO APPROVE THE AMENDED AND RESTATED EMPLOYEES Management For For
STOCK PURCHASE PLAN.
04 TO APPROVE THE AMENDED AND RESTATED SENIOR EXECUTIVE Management For For
BONUS PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Management For For
MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
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HEWLETT-PACKARD COMPANY HPQ ANNUAL MEETING DATE:
03/14/2007
ISSUER: 428236103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1A ELECTION OF DIRECTOR: L.T. BABBIO, JR. Management For For
1B ELECTION OF DIRECTOR: S.M. BALDAUF Management For For
1C ELECTION OF DIRECTOR: R.A. HACKBORN Management For For
1D ELECTION OF DIRECTOR: J.H. HAMMERGREN Management For For
1E ELECTION OF DIRECTOR: M.V. HURD Management For For
1F ELECTION OF DIRECTOR: R.L. RYAN Management For For
1G ELECTION OF DIRECTOR: L.S. SALHANY Management For For
1H ELECTION OF DIRECTOR: G.K. THOMPSON Management For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2007
03 STOCKHOLDER PROPOSAL RELATING TO STOCKHOLDER Shareholder For Against
NOMINEES FOR ELECTION TO THE BOARD OF DIRECTORS
OF HEWLETT-PACKARD COMPANY
04 STOCKHOLDER PROPOSAL ENTITLED SEPARATE THE ROLES Shareholder Against For
OF CEO AND CHAIRMAN
05 STOCKHOLDER PROPOSAL ENTITLED SUBJECT ANY FUTURE Shareholder For Against
POISON PILL TO SHAREHOLDER VOTE
06 STOCKHOLDER PROPOSAL ENTITLED LINK PAY TO PERFORMANCE Shareholder For Against
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CVS CORPORATION CVS SPECIAL MEETING DATE:
03/15/2007
ISSUER: 126650100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 APPROVAL OF THE PROPOSAL TO AMEND CVS AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES OF CVS
COMMON STOCK FROM 1 BILLION TO 3.2 BILLION AND
TO CHANGE THE NAME OF CVS CORPORATION TO CVS/CAREMARK
CORPORATION , AS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
03 APPROVAL OF ANY PROPOSAL TO ADJOURN OR POSTPONE Management For For
THE SPECIAL MEETING, INCLUDING IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
FOREGOING PROPOSALS.
02 APPROVAL OF PROPOSAL TO ISSUE STOCK PURSUANT Management For For
TO THE MERGER AGREEMENT, AS THE SAME MAY BE AMENDED
FROM TIME TO TIME, IN CONNECTION WITH THE PROPOSED
MERGER OF CAREMARK RX, INC. WITH TWAIN MERGERSUB
L.L.C., A WHOLLY OWNED SUBSIDIARY OF CVS CORPORATION,
AS DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
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CAREMARK RX, INC. CMX CONTESTED SPECIAL MEETING
DATE: 03/16/2007
ISSUER: 141705103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
NOVEMBER 1, 2006, BY AND AMONG CVS CORPORATION,
CAREMARK AND TWAIN MERGERSUB L.L.C., AS AMENDED
BY AMENDMENT NO. 1, DATED JANUARY 16, 2007 AND
TO APPROVE THE MERGER OF CAREMARK RX, INC. WITH
AND INTO TWAIN MERGERSUB L.L.C., ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE ANY ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, INCLUDING IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ADOPTION OF THE MERGER AGREEMENT AND THE APPROVAL
OF THE MERGER.
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CHICAGO MERCANTILE EXCHANGE HOLDINGS CME SPECIAL MEETING DATE:
04/04/2007
ISSUER: 167760107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF OCTOBER 17, 2006, AS AMENDED ON DECEMBER
20, 2006, BY AND AMONG CHICAGO MERCANTILE EXCHANGE
HOLDINGS INC., CBOT HOLDINGS, INC. AND BOARD
OF TRADE OF THE CITY OF CHICAGO, INC. AND THE
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO ADJOURN OR POSTPONE THE CME HOLDINGS SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
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ADOBE SYSTEMS INCORPORATED ADBE ANNUAL MEETING DATE:
04/05/2007
ISSUER: 00724F101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
ROBERT K. BURGESS Management For For
CAROL MILLS Management For For
COLLEEN M. POULIOT Management For For
ROBERT SEDGEWICK Management For For
JOHN E. WARNOCK Management For For
03 STOCKHOLDER PROPOSAL. Shareholder For Against
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE ADOBE SYSTEMS INCORPORATED 2003 EQUITY INCENTIVE
PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2007.
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THE GOLDMAN SACHS GROUP, INC. GS ANNUAL MEETING DATE:
04/11/2007
ISSUER: 38141G104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shareholder Against For
04 SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against For
REPORT
03 SHAREHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS Shareholder Against For
REPORT
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2007
FISCAL YEAR
1M ELECTION OF DIRECTOR: JON WINKELRIED Management For For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Management For For
1K ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1I ELECTION OF DIRECTOR: JAMES A. JOHNSON Management For For
1H ELECTION OF DIRECTOR: RAJAT K. GUPTA Management For For
1G ELECTION OF DIRECTOR: WILLIAM W. GEORGE Management For For
1F ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Management For For
1E ELECTION OF DIRECTOR: CLAES DAHLBACK Management For For
1D ELECTION OF DIRECTOR: GARY D. COHN Management For For
1C ELECTION OF DIRECTOR: JOHN H. BRYAN Management For For
1B ELECTION OF DIRECTOR: LORD BROWNE OF MADINGLEY Management For For
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Management For For
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THE HERSHEY COMPANY HSY ANNUAL MEETING DATE:
04/17/2007
ISSUER: 427866108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
J.A. BOSCIA Management For For
R.H. CAMPBELL Management For For
R.F. CAVANAUGH Management For For
G.P. COUGHLAN Management For For
H. EDELMAN Management For For
B.G. HILL Management For For
A.F. KELLY, JR. Management For For
R.H. LENNY Management For For
M.J. MCDONALD Management For For
M.J. TOULANTIS Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
03 APPROVE THE HERSHEY COMPANY EQUITY AND INCENTIVE Management Against Against
COMPENSATION PLAN.
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UBS AG ANNUAL MEETING DATE:
04/18/2007
ISSUER: H89231338 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Management For For
FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP
AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND FOR Management For For
FINANCIAL YEAR 2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Management For For
4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Management For For
4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Management For For
4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Management For For
4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Management For For
5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Management For For
UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF THE
ARTICLES OF ASSOCIATION
5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Management For For
PROGRAM FOR 2007-2010
06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Management For For
THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR
PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS
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AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE:
04/23/2007
ISSUER: 025816109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P. CHERNIN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.C. LEVIN Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
S.S. REINEMUND Management For For
R.D. WALTER Management For For
R.A. WILLIAMS Management For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Management For For
2007 INCENTIVE COMPENSATION PLAN.
04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder For Against
VOTING FOR DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. MET ANNUAL MEETING DATE:
04/24/2007
ISSUER: 59156R108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BURTON A. DOLE, JR. Management For For
R. GLENN HUBBARD Management For For
JAMES M. KILTS Management For For
CHARLES M. LEIGHTON Management For For
DAVID SATCHER Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITOR FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CHICAGO MERCANTILE EXCHANGE HOLDINGS CME ANNUAL MEETING DATE:
04/25/2007
ISSUER: 167760107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CRAIG S. DONOHUE Management For For
TERRENCE A. DUFFY Management For For
DANIEL R. GLICKMAN Management For For
WILLIAM P. MILLER II Management For For
JAMES E. OLIFF Management For For
JOHN F. SANDNER Management For For
TERRY L. SAVAGE Management For For
02 TO APPROVE AN AMENDMENT TO THE CHICAGO MERCANTILE Management For For
EXCHANGE HOLDINGS INC. AMENDED AND RESTATED OMNIBUS
STOCK PLAN.
03 TO APPROVE AN AMENDMENT TO THE CHICAGO MERCANTILE Management For For
HOLDINGS INC. ANNUAL INCENTIVE PLAN.
04 RATIFICATION OF ERNST & YOUNG AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION CI ANNUAL MEETING DATE:
04/25/2007
ISSUER: 125509109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROBERT H. CAMPBELL Management For For
1B ELECTION OF DIRECTOR: ISAIAH HARRIS, JR. Management For For
1C ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. Management For For
1D ELECTION OF DIRECTOR: DONNA F. ZARCONE Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CIGNA S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007
03 APPROVAL OF THE AMENDED AND RESTATED CIGNA EXECUTIVE Management For For
INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC. WFR ANNUAL MEETING DATE:
04/25/2007
ISSUER: 552715104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
JOHN MARREN Management Withheld Against
WILLIAM E. STEVENS Management For For
JAMES B. WILLIAMS Management For For
02 APPROVAL OF AMENDMENT TO 2001 PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION NCR ANNUAL MEETING DATE:
04/25/2007
ISSUER: 62886E108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD P. BOYKIN* Management For For
LINDA FAYNE LEVINSON* Management For For
VICTOR L. LUND* Management For For
GARY DAICHENDT** Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION COF ANNUAL MEETING DATE:
04/26/2007
ISSUER: 14040H105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. RONALD DIETZ Management For For
LEWIS HAY, III Management For For
MAYO SHATTUCK, III Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE CORPORATION FOR 2007.
03 APPROVAL AND ADOPTION OF CAPITAL ONE S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY
VOTING FOR THE ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE Shareholder For Against
ON EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW ANNUAL MEETING DATE:
04/26/2007
ISSUER: 219350105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
ROBERT F. CUMMINGS, JR. Management For For
EUGENE C. SIT Management Withheld Against
WILLIAM D. SMITHBURG Management Withheld Against
HANSEL E. TOOKES II Management Withheld Against
WENDELL P. WEEKS Management Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
03 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder For Against
OF EACH DIRECTOR ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
HUMANA INC. HUM ANNUAL MEETING DATE:
04/26/2007
ISSUER: 444859102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01A THE ELECTION OF DIRECTOR: DAVID A. JONES, JR. Management For For
01B THE ELECTION OF DIRECTOR: FRANK A. D AMELIO. Management For For
01C THE ELECTION OF DIRECTOR: W. ROY DUNBAR. Management For For
01D THE ELECTION OF DIRECTOR: KURT J. HILZINGER. Management For For
01E THE ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER. Management For For
01F THE ELECTION OF DIRECTOR: JAMES J. O BRIEN. Management For For
01G THE ELECTION OF DIRECTOR: W. ANN REYNOLDS, PH.D. Management For For
01H THE ELECTION OF DIRECTOR: JAMES O. ROBBINS. Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES ABT ANNUAL MEETING DATE:
04/27/2007
ISSUER: 002824100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
R.S. AUSTIN Management For
W.M. DALEY Management For
W.J. FARRELL Management For
H.L. FULLER Management For
R.A. GONZALEZ Management For
D.A.L. OWEN Management For
B. POWELL JR. Management For
W.A. REYNOLDS Management For
R.S. ROBERTS Management For
S.C. SCOTT III Management Against
W.D. SMITHBURG Management For
G.F. TILTON Management For
M.D. WHITE Management For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Management For
03 SHAREHOLDER PROPOSAL - ADVISORY VOTE Shareholder Against
04 SHAREHOLDER PROPOSAL - THE ROLES OF CHAIR AND Shareholder For
CEO
* Vote deadline missed.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. SPECIAL MEETING DATE:
04/27/2007
ISSUER: 02364W105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
I APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Management For *Management
OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE Position Unknown
COMPANY THAT THE HOLDERS OF THE SERIES L SHARES
ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS
THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, Management For *Management
FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. Position Unknown
ADOPTION OF RESOLUTIONS THEREON.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. BAX ANNUAL MEETING DATE:
05/01/2007
ISSUER: 071813109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: BLAKE E. DEVITT Management For
1B ELECTION OF DIRECTOR: JOHN D. FORSYTH Management For
1C ELECTION OF DIRECTOR: GAIL D. FOSLER Management For
1D ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Management For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For
ACCOUNTING FIRM
03 APPROVAL OF 2007 INCENTIVE PLAN Management For
* "For" vote submitted on all issues, but rejected by the system. Meeting deadline passed prior to
discovery.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION BRCM ANNUAL MEETING DATE:
05/02/2007
ISSUER: 111320107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
GEORGE L. FARINSKY Management For For
MAUREEN E. GRZELAKOWSKI Management Withheld Against
NANCY H. HANDEL Management For For
JOHN MAJOR Management Withheld Against
SCOTT A. MCGREGOR Management For For
ALAN E. ROSS Management Withheld Against
HENRY SAMUELI, PH.D. Management Withheld Against
ROBERT E. SWITZ Management For For
WERNER F. WOLFEN Management Withheld Against
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Management Against Against
S 1998 EMPLOYEE STOCK PURCHASE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO APPROVE THE BROADCOM CORPORATION EXECUTIVE Management For For
OFFICER PERFORMANCE BONUS PLAN UNDER WHICH INCENTIVE
BONUSES, QUALIFYING AS PERFORMACE-BASED COMPENSATION
WITHIN THE MEANING OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED, MAY BE PROVIDED
TO CERTAIN EXECUTIVE OFFICERS.
04 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Management Against Against
S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY AMENDED
AND RESTATED, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
06 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shareholder For Against
PRESENTED AT THE ANNUAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL STRATEGIES, LTD. ACAS ANNUAL MEETING DATE:
05/04/2007
ISSUER: 024937104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARY C. BASKIN Management For For
JOHN A. KOSKINEN Management For For
ALVIN N. PURYEAR Management For For
02 APPROVAL OF THE 2007 STOCK OPTION PLAN. Management For For
03 APPROVAL OF THE AMENDMENT TO OUR CERTIFICATE Management For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 APPROVAL OF THE AMENDMENT TO OUR CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES.
05 APPROVAL OF THE AMENDMENT TO THE INCENTIVE BONUS Management For For
PLAN.
06 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management Against Against
LLP AS AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2007.
07 IN THEIR DISCRETION ON ANY MATTER THAT MAY PROPERLY Management Against Against
COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION BSX ANNUAL MEETING DATE:
05/08/2007
ISSUER: 101137107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO AMEND THE CERTIFICATE OF INCORPORATION AND Management For For
BYLAWS TO DECLASSIFY BOARD OF DIRECTORS
03 TO AMEND THE CERTIFICATE OF INCORPORATION AND Management For For
BYLAWS TO INCREASE THE MAXIMUM SIZE OF THE BOARD
OF DIRECTORS FROM 15 TO 20 DIRECTORS
04 TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR Management For For
BOSTON SCIENTIFIC EMPLOYEES (OTHER THAN EXECUTIVE
OFFICERS)
05 TO REQUIRE EXECUTIVES TO MEET SPECIFIED STOCK Shareholder For Against
RETENTION GUIDELINES
06 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS
07 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF
01 DIRECTOR Management For
URSULA M. BURNS Management For For
MARYE ANNE FOX, PH.D. Management For For
N.J. NICHOLAS, JR. Management For For
JOHN E. PEPPER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED WYNN ANNUAL MEETING DATE:
05/08/2007
ISSUER: 983134107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN A. WYNN Management For For
ALVIN V. SHOEMAKER Management For For
D. BOONE WAYSON Management For For
02 TO APPROVE THE COMPANY S ANNUAL PERFORMANCE BASED Management For For
INCENTIVE PLAN, INCLUDING INCREASING THE MAXIMUM
PAYABLE THEREUNDER TO ANY INDIVIDUAL TO $10,000,000.
03 TO RATIFY THE COMPANY S DESIGNATION OF ERNST Management For For
& YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE
COMPANY AND ALL SUBSIDIARIES FOR THE 2007 FISCAL
YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ALCON, INC. ACL ANNUAL MEETING DATE:
05/09/2007
ISSUER: H01301102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS Management For For
OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL
STATEMENTS OF ALCON, INC. AND SUBSIDIARIES
02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED Management For For
DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR
2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
FOR THE FINANCIAL YEAR 2006
04 ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER Management For For
SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS
05 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL Management For For
AUDITORS
6A ELECTION TO THE BOARD OF DIRECTORS: WERNER J. Management For For
BAUER
6B ELECTION TO THE BOARD OF DIRECTORS: FRANCISCO Management For For
CASTANER
6C ELECTION TO THE BOARD OF DIRECTORS: LODEWIJK Management For For
J.R. DE VINK
6D ELECTION TO THE BOARD OF DIRECTORS: GERHARD N. Management For For
MAYR
07 APPROVAL OF SHARE CANCELLATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ALCON, INC. ACL ANNUAL MEETING DATE:
05/09/2007
ISSUER: H01301102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS Management For For
OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL
STATEMENTS OF ALCON, INC. AND SUBSIDIARIES
02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED Management For For
DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR
2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
FOR THE FINANCIAL YEAR 2006
04 ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER Management For For
SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS
05 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL Management For For
AUDITORS
6A ELECTION TO THE BOARD OF DIRECTORS: WERNER J. Management For For
BAUER
6B ELECTION TO THE BOARD OF DIRECTORS: FRANCISCO Management For For
CASTANER
6C ELECTION TO THE BOARD OF DIRECTORS: LODEWIJK Management For For
J.R. DE VINK
6D ELECTION TO THE BOARD OF DIRECTORS: GERHARD N. Management For For
MAYR
07 APPROVAL OF SHARE CANCELLATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CVS/CAREMARK CORPORATION CVS ANNUAL MEETING DATE:
05/09/2007
ISSUER: 126650100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For
1C ELECTION OF DIRECTOR: E. MAC CRAWFORD Management For For
1D ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1E ELECTION OF DIRECTOR: KRISTEN E. GIBNEY WILLIAMS Management For For
1F ELECTION OF DIRECTOR: ROGER L. HEADRICK Management For For
1G ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For
1H ELECTION OF DIRECTOR: WILLIAM H. JOYCE Management For For
1I ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For
1J ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For
1K ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For
1L ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Management For For
1M ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1N ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
03 PROPOSAL TO ADOPT THE COMPANY S 2007 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 PROPOSAL TO ADOPT THE COMPANY S 2007 INCENTIVE Management For For
PLAN.
05 STOCKHOLDER PROPOSAL REGARDING LIMITS ON CEO Shareholder Against For
COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
THE ROLES OF CHAIRMAN AND CEO.
07 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder For Against
REPORTING BY THE COMPANY.
08 STOCKHOLDER PROPOSAL REGARDING THE RELATIONSHIP Shareholder For Against
BETWEEN THE COMPANY AND COMPENSATION CONSULTANTS.
09 STOCKHOLDER PROPOSAL REGARDING THE COMPANY S Shareholder Against For
POLICY ON STOCK OPTION GRANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CVS/CAREMARK CORPORATION CVS CONSENT MEETING DATE:
05/09/2007
ISSUER: 126650100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL SUBMITTED BY AMALGAMATED BANK LONG VIEW Shareholder
COLLECTIVE INVESTMENT FUND REQUESTING THAT THE
BOARD OF DIRECTORS ADOPT A POLICY WITH RESPECT
TO THE COMPANY S PRACTICES IN MAKING AWARDS OF
EQUITY COMPENSATION TO DIRECTORS AND EXECTIVES.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. GILD ANNUAL MEETING DATE:
05/09/2007
ISSUER: 375558103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
PAUL BERG Management For For
JOHN F. COGAN Management For For
ETIENNE F. DAVIGNON Management Withheld Against
JAMES M. DENNY Management For For
CARLA A. HILLS Management For For
JOHN W. MADIGAN Management For For
JOHN C. MARTIN Management For For
GORDON E. MOORE Management For For
NICHOLAS G. MOORE Management For For
GAYLE E. WILSON Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD S Management For For
2004 EQUITY INCENTIVE PLAN.
04 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD S Management For For
EMPLOYEE STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. GOOG ANNUAL MEETING DATE:
05/10/2007
ISSUER: 38259P508 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ERIC SCHMIDT Management For For
SERGEY BRIN Management For For
LARRY PAGE Management For For
L. JOHN DOERR Management For For
JOHN L. HENNESSY Management For For
ARTHUR D. LEVINSON Management For For
ANN MATHER Management For For
PAUL S. OTELLINI Management For For
K. RAM SHRIRAM Management For For
SHIRLEY M. TILGHMAN Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Management For For
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY
4,500,000.
04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Management For For
05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shareholder Against For
INSTITUTE POLICIES TO HELP PROTECT FREEDOM OF
ACCESS TO THE INTERNET.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION THC ANNUAL MEETING DATE:
05/10/2007
ISSUER: 88033G100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TREVOR FETTER Management For For
JOHN ELLIS (JEB) BUSH Management For For
BRENDA J. GAINES Management For For
KAREN M. GARRISON Management For For
EDWARD A. KANGAS Management For For
J. ROBERT KERREY Management For For
FLOYD D. LOOP, M.D. Management For For
RICHARD R. PETTINGILL Management For For
JAMES A. UNRUH Management For For
J. MCDONALD WILLIAMS Management For For
02 PROPOSAL TO APPROVE THE AMENDED ANNUAL INCENTIVE Management For For
PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION DHR ANNUAL MEETING DATE:
05/15/2007
ISSUER: 235851102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN M. RALES Management For For
JOHN T. SCHWIETERS Management For For
ALAN G. SPOON Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS DANAHER S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE AN AMENDMENT TO DANAHER S CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK OF DANAHER TO A TOTAL
OF ONE BILLION (1,000,000,000) SHARES, $.01 PAR
VALUE PER SHARE.
04 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Management Against Against
05 TO APPROVE THE 2007 EXECUTIVE CASH INCENTIVE Management For For
COMPENSATION PLAN.
06 TO APPROVE AN AMENDMENT TO DANAHER S AMENDED Management For For
AND RESTATED EXECUTIVE DEFERRED INCENTIVE PROGRAM.
07 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder For Against
COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS
TO ADOPT A POLICY REQUIRING THAT SENIOR EXECUTIVES
RETAIN A SIGNIFICANT PERCENTAGE OF SHARES ACQUIRED
THROUGH EQUITY COMPENSATION PROGRAMS DURING THEIR
EMPLOYMENT, AND TO REPORT TO SHAREHOLDERS REGARDING
THE POLICY BEFORE DANAHER S 2008 ANNUAL MEETING
OF SHAREHOLDERS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. STJ ANNUAL MEETING DATE:
05/16/2007
ISSUER: 790849103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL A. ROCCA Management For For
STEFAN K. WIDENSOHLER Management For For
02 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 STOCK Management For For
INCENTIVE PLAN.
03 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. JCP ANNUAL MEETING DATE:
05/18/2007
ISSUER: 708160106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.C. BARRETT Management For For
M.A. BURNS Management For For
M.K. CLARK Management For For
A.M. TALLMAN Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITOR FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2008.
03 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING TO Shareholder For Against
STOCKHOLDER APPROVAL OF CERTAIN SEVERANCE AGREEMENTS.
04 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING TO Shareholder For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR THE
ELECTION OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, ANNUAL MEETING DATE:
05/24/2007
ISSUER: 85590A401 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
DUNCAN Management For For
ARON Management For For
BARSHEFSKY Management For For
CHAPUS Management Withheld Against
GALBREATH Management For For
HIPPEAU Management For For
QUAZZO Management For For
RYDER Management For For
YOUNGBLOOD Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S CHARTER.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION XRX ANNUAL MEETING DATE:
05/24/2007
ISSUER: 984121103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GLENN A. BRITT Management For For
URSULA M. BURNS Management For For
WILLIAM CURT HUNTER Management For For
VERNON E. JORDAN, JR. Management For For
RICHARD J. HARRINGTON Management For For
ROBERT A. MCDONALD Management For For
ANNE M. MULCAHY Management For For
RALPH S. LARSEN Management For For
ANN N. REESE Management For For
MARY AGNES WILDEROTTER Management For For
N.J. NICHOLAS, JR. Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 AMENDMENT OF THE 2004 PERFORMANCE INCENTIVE PLAN. Management For For
04 SHAREHOLDER PROPOSAL RELATING TO THE ADOPTION Shareholder Against For
OF A VENDOR CODE OF CONDUCT.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD. WFT ANNUAL MEETING DATE:
05/30/2007
ISSUER: G95089101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION AS DIRECTOR: NICHOLAS F. BRADY Management For For
1B ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Management For For
1C ELECTION AS DIRECTOR: DAVID J. BUTTERS Management For For
1D ELECTION AS DIRECTOR: ROBERT B. MILLARD Management For For
1E ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER Management For For
1F ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. Management For For
1G ELECTION AS DIRECTOR: SHELDON B. LUBAR Management For For
1H ELECTION AS DIRECTOR: ROBERT A. RAYNE Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007,
AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S
REMUNERATION.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. SPLS ANNUAL MEETING DATE:
06/11/2007
ISSUER: 855030102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
BASIL L. ANDERSON Management For For
ARTHUR M. BLANK Management Withheld Against
MARY ELIZABETH BURTON Management For For
GARY L. CRITTENDEN Management For For
ROWLAND T. MORIARTY Management For For
ROBERT C. NAKASONE Management For For
RONALD L. SARGENT Management For For
MARTIN TRUST Management For For
VIJAY VISHWANATH Management For For
PAUL F. WALSH Management For For
02 TO APPROVE AN AMENDMENT TO STAPLES BY-LAWS TO Management For For
CHANGE THE VOTING STANDARD FOR ELECTION OF DIRECTORS
IN UNCONTESTED ELECTIONS FROM PLURALITY TO MAJORITY.
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
04 TO ACT ON A SHAREHOLDER PROPOSAL ON SIMPLE MAJORITY Shareholder For Against
VOTING.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. YHOO ANNUAL MEETING DATE:
06/12/2007
ISSUER: 984332106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: TERRY S. SEMEL Management For For
1B ELECTION OF DIRECTOR: JERRY YANG Management For For
1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Management Against Against
1D ELECTION OF DIRECTOR: RONALD W. BURKLE Management Against Against
1E ELECTION OF DIRECTOR: ERIC HIPPEAU Management For For
1F ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For
1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management Against Against
1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Management For For
1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Management For For
1J ELECTION OF DIRECTOR: GARY L. WILSON Management For For
02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Management For For
1995 STOCK PLAN.
03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder For Against
06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shareholder For Against
07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shareholder Against For
ON HUMAN RIGHTS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. BBY ANNUAL MEETING DATE:
06/27/2007
ISSUER: 086516101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RONALD JAMES* Management For For
ELLIOT S. KAPLAN* Management For For
MATTHEW H. PAULL* Management For For
JAMES E. PRESS* Management For For
RICHARD M. SCHULZE* Management For For
MARY A. TOLAN* Management For For
HATIM A. TYABJI* Management For For
ROGELIO M. REBOLLEDO** Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 1, 2008.
03 APPROVAL OF AN AMENDMENT TO THE BEST BUY CO., Management For For
INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES SUBJECT TO THE
PLAN TO 38 MILLION SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
================================================================================
NAME OF FUND: CHESAPEAKE GROWTH FUND - INSTITUTIONAL (CHESX)
NAME OF FUND: CHESAPEAKE GROWTH FUND - CLASS A INVESTOR (CHEAX)
================================================================================
For shareholder meetings held from July 1, 2006 through June 30, 2007
- ------------------------------------------------------------------------------------------------------------------------------------
XILINX, INC. XLNX ANNUAL MEETING DATE: 07/26/2006
ISSUER: 983919101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLEM P. ROELANDTS Management For For
JOHN L. DOYLE Management For For
JERALD G. FISHMAN Management For For
PHILIP T. GIANOS Management For For
WILLIAM G. HOWARD, JR. Management For For
J. MICHAEL PATTERSON Management For For
E.W. VANDERSLICE Management For For
02 PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT TO Management For For
THE COMPANY S 1990 EMPLOYEE QUALIFIED STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES.
03 PROPOSAL TO APPROVE THE 2007 EQUITY INCENTIVE Management For For
PLAN AND TO AUTHORIZE 10,000,000 SHARES TO BE
RESERVED FOR ISSUANCE THEREUNDER.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS EXTERNAL AUDITORS OF XILINX FOR
FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED MCHP ANNUAL MEETING DATE: 08/18/2006
ISSUER: 595017104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVE SANGHI Management For For
ALBERT J. HUGO-MARTINEZ Management For For
L.B. DAY Management For For
MATTHEW W. CHAPMAN Management For For
WADE F. MEYERCORD Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2004 Management For For
EQUITY INCENTIVE PLAN THAT WILL REMOVE THE 30%
LIMITATION ON THE NUMBER OF SHARES THAT CAN BE
GRANTED AS RESTRICTED STOCK UNITS SO THAT WE
CAN CONTINUE GRANTING RESTRICTED STOCK UNITS
INSTEAD OF STOCK OPTIONS AS OUR PRIMARY EQUITY
COMPENSATION INCENTIVE.
03 PROPOSAL TO APPROVE AN EXECUTIVE MANAGEMENT INCENTIVE Management For For
COMPENSATION PLAN TO REPLACE OUR EXISTING PLAN
AS IT APPLIES TO EXECUTIVE OFFICERS IN ORDER
TO ENHANCE OUR ABILITY TO OBTAIN TAX DEDUCTIONS
FOR PERFORMANCE-BASED COMPENSATION UNDER 162(M)
OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR
ENDING MARCH 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION COF SPECIAL MEETING DATE:
08/22/2006
ISSUER: 14040H105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MARCH 12, 2006, BETWEEN CAPITAL
ONE FINANCIAL CORPORATION AND NORTH FORK BANCORPORATION,
INC., AS IT MAY BE AMENDED FROM TIME TO TIME,
PURSUANT TO WHICH NORTH FORK WILL MERGE WITH
AND INTO CAPITAL ONE.
02 TO APPROVE ADJOURNMENT OR POSTPONEMENT OF THE Management Against Against
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
EMDEON CORPORATION ANNUAL MEETING DATE: 09/12/2006
ISSUER: 290849108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE AN AMENDMENT TO EMDEON S 2000 LONG-TERM Management For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE.
01 DIRECTOR Management
PAUL A. BROOKE Management Withheld Against
JAMES V. MANNING Management For For
MARTIN J. WYGOD Management For For
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS EMDEON S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ACTIVISION, INC. ATVI ANNUAL MEETING DATE: 09/14/2006
ISSUER: 004930202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT A. KOTICK Management For For
BRIAN G. KELLY Management For For
RONALD DOORNINK Management For For
ROBERT J. CORTI Management For For
BARBARA S. ISGUR Management For For
ROBERT J. MORGADO Management For For
PETER J. NOLAN Management For For
RICHARD SARNOFF Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH
31, 2007.
03 APPROVAL OF THE STOCKHOLDER PROPOSAL. Shareholder Against For
04 TO VOTE AND OTHERWISE REPRESENT THE SHARES ON Management Against Against
ANY OTHER MATTERS WHICH MAY PROPERLY COME BEFORE
THE MEETING OR ANY ADJOURNMENT(S) OR POSTPONEMENT(S)
THEREOF, IN THEIR DISCRETION.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMIT TEVA SPECIAL MEETING DATE:
10/05/2006
ISSUER: 881624209 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE REMUNERATION OF MR. ELI HURVITZ Management For *Management Position
IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF TEVA, Unknown
IN AN AMOUNT OF THE NIS EQUIVALENT OF $300,000
PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE INCREASE
OF THE ISRAELI CONSUMER PRICE INDEX, TOGETHER
WITH AN OFFICE AND SECRETARIAL AND CAR SERVICES.
SUCH REMUNERATION IS TO BE EFFECTIVE AS OF JULY
3, 2006.
02 TO APPROVE THE REMUNERATION OF DR. PHILLIP FROST Management For *Management Position
IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD Unknown
OF TEVA AND CHAIRMAN OF THE BOARD S SCIENCE AND
TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE NIS
EQUIVALENT OF $275,000 PER ANNUM PLUS VAT, TO
BE ADJUSTED BY THE INCREASE OF THE ISRAELI CONSUMER
PRICE INDEX. SUCH REMUNERATION IS TO BE EFFECTIVE
AS OF JULY 3, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC. WFR ANNUAL MEETING DATE: 10/25/2006
ISSUER: 552715104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT J. BOEHLKE Management For For
C. DOUGLAS MARSH Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY STX ANNUAL MEETING DATE: 10/26/2006
ISSUER: G7945J104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECT FRANK J. BIONDI, JR. AS A DIRECTOR. Management For For
1B ELECT WILLIAM W. BRADLEY AS A DIRECTOR. Management For For
1C ELECT MICHAEL R. CANNON AS A DIRECTOR. Management Against Against
1D ELECT JAMES A. DAVIDSON AS A DIRECTOR. Management For For
1E ELECT DONALD E. KIERNAN AS A DIRECTOR. Management For For
1F ELECT STEPHEN J. LUCZO AS A DIRECTOR. Management For For
1G ELECT DAVID F. MARQUARDT AS A DIRECTOR. Management For For
1H ELECT LYDIA M. MARSHALL AS A DIRECTOR. Management For For
1I ELECT C.S. PARK AS A DIRECTOR. Management For For
1J ELECT GREGORIO REYES AS A DIRECTOR. Management For For
1K ELECT JOHN W. THOMPSON AS A DIRECTOR. Management For For
1L ELECT WILLIAM D. WATKINS AS A DIRECTOR. Management For For
02 APPROVE AN INCREASE IN SHARES ELIGIBLE FOR ISSUANCE Management Against Against
UNDER 2004 STOCK COMPENSATION PLAN IN THE AMOUNT
OF 36 MILLION SHARES.
03 APPROVE AN INCREASE IN THE ISSUABLE SHARES FOR Management For For
PURCHASE UNDER EMPLOYEE STOCK PURCHASE PLAN IN
THE AMOUNT OF 10 MILLION SHARES.
04 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO Management For For
SERVE AS INDEPENDENT REGISTERED ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CHECKFREE CORPORATION CKFR ANNUAL MEETING DATE: 11/01/2006
ISSUER: 162813109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARK A. JOHNSON Management For For
EUGENE F. QUINN Management For For
02 APPROVAL OF THE CHECKFREE CORPORATION 2006 ASSOCIATE Management For For
STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION SYY ANNUAL MEETING DATE: 11/10/2006
ISSUER: 871829107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF RATIFICATION OF APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL 2007.
01 DIRECTOR Management For
JONATHAN GOLDEN* Management For For
JOSEPH A. HAFNER, JR.* Management For For
NANCY S. NEWCOMB* Management For For
RICHARD J. SCHNIEDERS* Management For For
MANUEL A. FERNANDEZ** Management For For
03 SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder For Against
OF DIRECTORS IMPLEMENT A MAJORITY VOTE POLICY
BY TAKING CERTAIN SPECIFIED ACTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
MICROS SYSTEMS, INC. MCRS ANNUAL MEETING DATE: 11/17/2006
ISSUER: 594901100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY Management For For
S 1991 STOCK OPTION PLAN WHICH CURRENTLY IS SCHEDULED
TO EXPIRE ON DECEMBER 31, 2006, SO AS TO PROVIDE
FOR AN EXTENSION OF THE EXISTING OPTION PLAN
UNTIL DECEMBER 31, 2010.
01 DIRECTOR Management For
A.L. GIANNOPOULOS Management For For
LOUIS M. BROWN, JR. Management For For
B. GARY DANDO Management For For
JOHN G. PUENTE Management For For
DWIGHT S. TAYLOR Management For For
WILLIAM S. WATSON Management For For
04 PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY Management For For
S 1991 STOCK OPTION PLAN TO AUTHORIZE THE ISSUANCE
OF AN ADDITIONAL 600,000 SHARES OF COMMON STOCK.
02 PROPOSAL TO APPROVE THE RATIFICATION OF THE APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON ANNUAL MEETING DATE: 01/17/2007
ISSUER: 61166W101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
FRANK V. ATLEE III Management For For
ARTHUR H. HARPER Management For For
GWENDOLYN S. KING Management For For
SHARON R. LONG, PH.D. Management For For
03 APPROVAL OF SHAREOWNER PROPOSAL Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED QCOM ANNUAL MEETING DATE: 03/13/2007
ISSUER: 747525103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BARBARA T. ALEXANDER Management For For
RAYMOND V. DITTAMORE Management For For
IRWIN MARK JACOBS Management For For
SHERRY LANSING Management For For
PETER M. SACERDOTE Management For For
MARC I. STERN Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER
30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. AMAT ANNUAL MEETING DATE: 03/14/2007
ISSUER: 038222105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL H. ARMACOST Management For For
ROBERT H. BRUST Management For For
DEBORAH A. COLEMAN Management For For
PHILIP V. GERDINE Management For For
THOMAS J. IANNOTTI Management For For
CHARLES Y.S. LIU Management For For
JAMES C. MORGAN Management For For
GERHARD H. PARKER Management For For
WILLEM P. ROELANDTS Management For For
MICHAEL R. SPLINTER Management For For
02 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Management For For
STOCK INCENTIVE PLAN.
03 TO APPROVE THE AMENDED AND RESTATED EMPLOYEES Management For For
STOCK PURCHASE PLAN.
04 TO APPROVE THE AMENDED AND RESTATED SENIOR EXECUTIVE Management For For
BONUS PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Management For For
MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX CONTESTED SPECIAL MEETING
DATE: 03/16/2007
ISSUER: 141705103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
NOVEMBER 1, 2006, BY AND AMONG CVS CORPORATION,
CAREMARK AND TWAIN MERGERSUB L.L.C., AS AMENDED
BY AMENDMENT NO. 1, DATED JANUARY 16, 2007 AND
TO APPROVE THE MERGER OF CAREMARK RX, INC. WITH
AND INTO TWAIN MERGERSUB L.L.C., ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE ANY ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, INCLUDING IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ADOPTION OF THE MERGER AGREEMENT AND THE APPROVAL
OF THE MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. NUAN ANNUAL MEETING DATE: 03/22/2007
ISSUER: 67020Y100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO APPROVE THE AMENDMENT TO THE COMPANY S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION.
02 TO APPROVE THE AMENDED AND RESTATED 2000 STOCK Management For For
PLAN.
01 DIRECTOR Management For
CHARLES W. BERGER Management For For
ROBERT J. FRANKENBERG Management For For
JEFFREY A. HARRIS Management For For
WILLIAM H. JANEWAY Management For For
KATHARINE A. MARTIN Management For For
MARK B. MYERS Management For For
PHILIP J. QUIGLEY Management For For
PAUL A. RICCI Management For For
ROBERT G. TERESI Management For For
04 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CHICAGO MERCANTILE EXCHANGE HOLDINGS CME SPECIAL MEETING DATE:
04/04/2007
ISSUER: 167760107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF OCTOBER 17, 2006, AS AMENDED ON DECEMBER
20, 2006, BY AND AMONG CHICAGO MERCANTILE EXCHANGE
HOLDINGS INC., CBOT HOLDINGS, INC. AND BOARD
OF TRADE OF THE CITY OF CHICAGO, INC. AND THE
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO ADJOURN OR POSTPONE THE CME HOLDINGS SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY HSY ANNUAL MEETING DATE: 04/17/2007
ISSUER: 427866108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.A. BOSCIA Management For For
R.H. CAMPBELL Management For For
R.F. CAVANAUGH Management For For
G.P. COUGHLAN Management For For
H. EDELMAN Management For For
B.G. HILL Management For For
A.F. KELLY, JR. Management For For
R.H. LENNY Management For For
M.J. MCDONALD Management For For
M.J. TOULANTIS Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
03 APPROVE THE HERSHEY COMPANY EQUITY AND INCENTIVE Management Against Against
COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CHICAGO MERCANTILE EXCHANGE HOLDINGS CME ANNUAL MEETING DATE: 04/25/2007
ISSUER: 167760107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CRAIG S. DONOHUE Management For For
TERRENCE A. DUFFY Management For For
DANIEL R. GLICKMAN Management For For
WILLIAM P. MILLER II Management For For
JAMES E. OLIFF Management For For
JOHN F. SANDNER Management For For
TERRY L. SAVAGE Management For For
02 TO APPROVE AN AMENDMENT TO THE CHICAGO MERCANTILE Management For For
EXCHANGE HOLDINGS INC. AMENDED AND RESTATED OMNIBUS
STOCK PLAN.
03 TO APPROVE AN AMENDMENT TO THE CHICAGO MERCANTILE Management For For
HOLDINGS INC. ANNUAL INCENTIVE PLAN.
04 RATIFICATION OF ERNST & YOUNG AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION CI ANNUAL MEETING DATE: 04/25/2007
ISSUER: 125509109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROBERT H. CAMPBELL Management For For
1B ELECTION OF DIRECTOR: ISAIAH HARRIS, JR. Management For For
1C ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. Management For For
1D ELECTION OF DIRECTOR: DONNA F. ZARCONE Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CIGNA S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007
03 APPROVAL OF THE AMENDED AND RESTATED CIGNA EXECUTIVE Management For For
INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC. WFR ANNUAL MEETING DATE: 04/25/2007
ISSUER: 552715104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
JOHN MARREN Management Withheld Against
WILLIAM E. STEVENS Management For For
JAMES B. WILLIAMS Management For For
02 APPROVAL OF AMENDMENT TO 2001 PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION NCR ANNUAL MEETING DATE: 04/25/2007
ISSUER: 62886E108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD P. BOYKIN* Management For For
LINDA FAYNE LEVINSON* Management For For
VICTOR L. LUND* Management For For
GARY DAICHENDT** Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION COF ANNUAL MEETING DATE: 04/26/2007
ISSUER: 14040H105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. RONALD DIETZ Management For For
LEWIS HAY, III Management For For
MAYO SHATTUCK, III Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE CORPORATION FOR 2007.
03 APPROVAL AND ADOPTION OF CAPITAL ONE S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY
VOTING FOR THE ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE Shareholder For Against
ON EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW ANNUAL MEETING DATE: 04/26/2007
ISSUER: 219350105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
ROBERT F. CUMMINGS, JR. Management For For
EUGENE C. SIT Management Withheld Against
WILLIAM D. SMITHBURG Management Withheld Against
HANSEL E. TOOKES II Management Withheld Against
WENDELL P. WEEKS Management Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
03 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder For Against
OF EACH DIRECTOR ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. CCK ANNUAL MEETING DATE: 04/26/2007
ISSUER: 228368106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JENNE K. BRITELL Management For For
JOHN W. CONWAY Management For For
ARNOLD W. DONALD Management For For
WILLIAM G. LITTLE Management For For
HANS J. LOLIGER Management For For
THOMAS A. RALPH Management For For
HUGUES DU ROURET Management For For
ALAN W. RUTHERFORD Management For For
JIM L. TURNER Management For For
WILLIAM S. URKIEL Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007,
WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
03 TO CONSIDER AND ACT UPON A SHAREHOLDER S PROPOSAL Shareholder Against For
REGARDING MANAGEMENT REMUNERATION, WHICH PROPOSAL
THE BOARD OF DIRECTORS UNANIMOUSLY OPPOSES.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
HUMANA INC. HUM ANNUAL MEETING DATE: 04/26/2007
ISSUER: 444859102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01A THE ELECTION OF DIRECTOR: DAVID A. JONES, JR. Management For For
01B THE ELECTION OF DIRECTOR: FRANK A. D AMELIO. Management For For
01C THE ELECTION OF DIRECTOR: W. ROY DUNBAR. Management For For
01D THE ELECTION OF DIRECTOR: KURT J. HILZINGER. Management For For
01E THE ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER. Management For For
01F THE ELECTION OF DIRECTOR: JAMES J. O BRIEN. Management For For
01G THE ELECTION OF DIRECTOR: W. ANN REYNOLDS, PH.D. Management For For
01H THE ELECTION OF DIRECTOR: JAMES O. ROBBINS. Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
HEALTH NET, INC. HNT ANNUAL MEETING DATE: 05/01/2007
ISSUER: 42222G108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THEODORE F. CRAVER, JR. Management For For
VICKI B. ESCARRA Management For For
THOMAS T. FARLEY Management For For
GALE S. FITZGERALD Management For For
PATRICK FOLEY Management For For
JAY M. GELLERT Management For For
ROGER F. GREAVES Management For For
BRUCE G. WILLISON Management For For
FREDERICK C. YEAGER Management For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS HEALTH NET S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION BRCM ANNUAL MEETING DATE: 05/02/2007
ISSUER: 111320107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
GEORGE L. FARINSKY Management For For
MAUREEN E. GRZELAKOWSKI Management Withheld Against
NANCY H. HANDEL Management For For
JOHN MAJOR Management Withheld Against
SCOTT A. MCGREGOR Management For For
ALAN E. ROSS Management Withheld Against
HENRY SAMUELI, PH.D. Management Withheld Against
ROBERT E. SWITZ Management For For
WERNER F. WOLFEN Management Withheld Against
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Management Against Against
S 1998 EMPLOYEE STOCK PURCHASE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO APPROVE THE BROADCOM CORPORATION EXECUTIVE Management For For
OFFICER PERFORMANCE BONUS PLAN UNDER WHICH INCENTIVE
BONUSES, QUALIFYING AS PERFORMACE-BASED COMPENSATION
WITHIN THE MEANING OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED, MAY BE PROVIDED
TO CERTAIN EXECUTIVE OFFICERS.
04 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Management Against Against
S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY AMENDED
AND RESTATED, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
06 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shareholder For Against
PRESENTED AT THE ANNUAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL STRATEGIES, LTD. ACAS ANNUAL MEETING DATE: 05/04/2007
ISSUER: 024937104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARY C. BASKIN Management For For
JOHN A. KOSKINEN Management For For
ALVIN N. PURYEAR Management For For
02 APPROVAL OF THE 2007 STOCK OPTION PLAN. Management For For
03 APPROVAL OF THE AMENDMENT TO OUR CERTIFICATE Management For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 APPROVAL OF THE AMENDMENT TO OUR CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES.
05 APPROVAL OF THE AMENDMENT TO THE INCENTIVE BONUS Management For For
PLAN.
06 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management Against Against
LLP AS AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2007.
07 IN THEIR DISCRETION ON ANY MATTER THAT MAY PROPERLY Management Against Against
COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC. MDR ANNUAL MEETING DATE: 05/04/2007
ISSUER: 580037109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN F. BOOKOUT III Management For For
RONALD C. CAMBRE Management For For
BRUCE DEMARS Management For For
ROBERT W. GOLDMAN Management For For
02 APPROVE AMENDMENT TO ARTICLES OF INCORPORATION Management For For
TO DECLASSIFY BOARD OF DIRECTORS.
03 APPROVE AMENDMENT TO ARTICLES OF INCORPORATION Management For For
TO INCREASE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
04 RATIFICATION OF APPOINTMENT OF MCDERMOTT S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION BSX ANNUAL MEETING DATE: 05/08/2007
ISSUER: 101137107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO AMEND THE CERTIFICATE OF INCORPORATION AND Management For For
BYLAWS TO DECLASSIFY BOARD OF DIRECTORS
03 TO AMEND THE CERTIFICATE OF INCORPORATION AND Management For For
BYLAWS TO INCREASE THE MAXIMUM SIZE OF THE BOARD
OF DIRECTORS FROM 15 TO 20 DIRECTORS
04 TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR Management For For
BOSTON SCIENTIFIC EMPLOYEES (OTHER THAN EXECUTIVE
OFFICERS)
05 TO REQUIRE EXECUTIVES TO MEET SPECIFIED STOCK Shareholder For Against
RETENTION GUIDELINES
06 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS
07 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF
01 DIRECTOR Management For
URSULA M. BURNS Management For For
MARYE ANNE FOX, PH.D. Management For For
N.J. NICHOLAS, JR. Management For For
JOHN E. PEPPER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION ANNUAL MEETING DATE: 05/08/2007
ISSUER: 73278L105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILSON B. SEXTON Management For For
ANDREW W. CODE Management For For
JAMES J. GAFFNEY Management For For
GEORGE T. HAYMAKER, JR. Management For For
M.J. PEREZ DE LA MESA Management For For
ROBERT C. SLEDD Management For For
HARLAN F. SEYMOUR Management For For
JOHN E. STOKELY Management For For
02 APPROVAL OF THE COMPANY S 2007 LONG-TERM INCENTIVE Management For For
PLAN.
03 RATIFICATION OF THE RETENTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED WYNN ANNUAL MEETING DATE: 05/08/2007
ISSUER: 983134107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN A. WYNN Management For For
ALVIN V. SHOEMAKER Management For For
D. BOONE WAYSON Management For For
02 TO APPROVE THE COMPANY S ANNUAL PERFORMANCE BASED Management For For
INCENTIVE PLAN, INCLUDING INCREASING THE MAXIMUM
PAYABLE THEREUNDER TO ANY INDIVIDUAL TO $10,000,000.
03 TO RATIFY THE COMPANY S DESIGNATION OF ERNST Management For For
& YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE
COMPANY AND ALL SUBSIDIARIES FOR THE 2007 FISCAL
YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ALCON, INC. ACL ANNUAL MEETING DATE: 05/09/2007
ISSUER: H01301102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS Management For For
OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL
STATEMENTS OF ALCON, INC. AND SUBSIDIARIES
02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED Management For For
DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR
2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
FOR THE FINANCIAL YEAR 2006
04 ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER Management For For
SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS
05 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL Management For For
AUDITORS
6A ELECTION TO THE BOARD OF DIRECTORS: WERNER J. Management For For
BAUER
6B ELECTION TO THE BOARD OF DIRECTORS: FRANCISCO Management For For
CASTANER
6C ELECTION TO THE BOARD OF DIRECTORS: LODEWIJK Management For For
J.R. DE VINK
6D ELECTION TO THE BOARD OF DIRECTORS: GERHARD N. Management For For
MAYR
07 APPROVAL OF SHARE CANCELLATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ALCON, INC. ACL ANNUAL MEETING DATE: 05/09/2007
ISSUER: H01301102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS Management For For
OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL
STATEMENTS OF ALCON, INC. AND SUBSIDIARIES
02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED Management For For
DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR
2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
FOR THE FINANCIAL YEAR 2006
04 ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER Management For For
SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS
05 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL Management For For
AUDITORS
6A ELECTION TO THE BOARD OF DIRECTORS: WERNER J. Management For For
BAUER
6B ELECTION TO THE BOARD OF DIRECTORS: FRANCISCO Management For For
CASTANER
6C ELECTION TO THE BOARD OF DIRECTORS: LODEWIJK Management For For
J.R. DE VINK
6D ELECTION TO THE BOARD OF DIRECTORS: GERHARD N. Management For For
MAYR
07 APPROVAL OF SHARE CANCELLATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. GOOG ANNUAL MEETING DATE: 05/10/2007
ISSUER: 38259P508 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ERIC SCHMIDT Management For For
SERGEY BRIN Management For For
LARRY PAGE Management For For
L. JOHN DOERR Management For For
JOHN L. HENNESSY Management For For
ARTHUR D. LEVINSON Management For For
ANN MATHER Management For For
PAUL S. OTELLINI Management For For
K. RAM SHRIRAM Management For For
SHIRLEY M. TILGHMAN Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Management For For
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY
4,500,000.
04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Management For For
05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shareholder Against For
INSTITUTE POLICIES TO HELP PROTECT FREEDOM OF
ACCESS TO THE INTERNET.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION THC ANNUAL MEETING DATE: 05/10/2007
ISSUER: 88033G100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TREVOR FETTER Management For For
JOHN ELLIS (JEB) BUSH Management For For
BRENDA J. GAINES Management For For
KAREN M. GARRISON Management For For
EDWARD A. KANGAS Management For For
J. ROBERT KERREY Management For For
FLOYD D. LOOP, M.D. Management For For
RICHARD R. PETTINGILL Management For For
JAMES A. UNRUH Management For For
J. MCDONALD WILLIAMS Management For For
02 PROPOSAL TO APPROVE THE AMENDED ANNUAL INCENTIVE Management For For
PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
BIOVAIL CORPORATION BVF SPECIAL MEETING DATE:
05/16/2007
ISSUER: 09067J109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EUGENE N. MELNYK Management For For
WILFRED G. BRISTOW Management For For
DR. LAURENCE E. PAUL Management For For
SHELDON PLENER Management For For
JAMIE C. SOKALSKY Management For For
DR.DOUGLAS J.P. SQUIRES Management For For
MICHAEL R. VAN EVERY Management For For
WILLIAM M. WELLS Management For For
02 RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Management For For
TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL
MEETING OF COMMON SHAREHOLDERS AND AUTHORIZATION
OF THE BOARD OF DIRECTORS OF BIOVAIL TO FIX THE
REMUNERATION OF THE AUDITORS.
03 THE RESOLUTION IN THE FORM SET OUT IN APPENDIX Management For For
A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR
APPROVING THE REVISIONS TO THE AMENDMENT PROVISIONS
OF THE 2006 STOCK OPTION PLAN, THE 2004 STOCK
OPTION PLAN AND THE 1993 STOCK OPTION PLAN.
04 THE RESOLUTION IN THE FORM SET OUT IN APPENDIX Management For For
B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR
APPROVING THE AMENDMENT TO THE 2006 STOCK OPTION
PLAN PROVIDING FOR RESTRICTED SHARE UNIT AWARDS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
RELIANT ENERGY, INC. RRI ANNUAL MEETING DATE: 05/16/2007
ISSUER: 75952B105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO REMOVE UNNECESSARY AND OUTDATED PROVISIONS.
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE THE CLASSIFIED STRUCTURE OF THE BOARD.
3A ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): E. WILLIAM BARNETT
3B ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): SARAH M. BARPOULIS
3C ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): DONALD J. BREEDING
3D ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): KIRBYJON H. CALDWELL
3E ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): STEVEN L. MILLER
3F ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): LAREE E. PEREZ
3G ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): EVAN J. SILVERSTEIN
3H ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): JOEL V. STAFF
3I ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): WILLIAM L. TRANSIER
4A ELECTION OF DIRECTOR (IF STOCKHOLDERS DO NOT Management For For
APPROVE ITEM 2): SARAH M. BARPOULIS
4B ELECTION OF DIRECTOR (IF STOCKHOLDERS DO NOT Management For For
APPROVE ITEM 2): LAREE E. PEREZ
4C ELECTION OF DIRECTOR (IF STOCKHOLDERS DO NOT Management For For
APPROVE ITEM 2): WILLIAM L. TRANSIER
05 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS RELIANT ENERGY, INC. S INDEPENDENT AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. STJ ANNUAL MEETING DATE: 05/16/2007
ISSUER: 790849103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL A. ROCCA Management For For
STEFAN K. WIDENSOHLER Management For For
02 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 STOCK Management For For
INCENTIVE PLAN.
03 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL AXE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 035290105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF Management For
DIRECTORS
02 RATIFY AUDITORS Management For
*Vote Deadline Missed.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. JCP ANNUAL MEETING DATE: 05/18/2007
ISSUER: 708160106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.C. BARRETT Management For For
M.A. BURNS Management For For
M.K. CLARK Management For For
A.M. TALLMAN Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITOR FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2008.
03 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING TO Shareholder For Against
STOCKHOLDER APPROVAL OF CERTAIN SEVERANCE AGREEMENTS.
04 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING TO Shareholder For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR THE
ELECTION OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
RAIT FINANCIAL TRUST RAS ANNUAL MEETING DATE: 05/22/2007
ISSUER: 749227104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BETSY Z. COHEN Management For For
DANIEL G. COHEN Management For For
EDWARD S. BROWN Management For For
FRANK A. FARNESI Management For For
S. KRISTIN KIM Management For For
ARTHUR MAKADON Management For For
DANIEL PROMISLO Management For For
JOHN F. QUIGLEY, III Management For For
MURRAY STEMPEL, III Management For For
02 PROPOSAL TO APPROVE THE SELECTION OF GRANT THORNTON Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, ANNUAL MEETING DATE: 05/24/2007
ISSUER: 85590A401 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
DUNCAN Management For For
ARON Management For For
BARSHEFSKY Management For For
CHAPUS Management Withheld Against
GALBREATH Management For For
HIPPEAU Management For For
QUAZZO Management For For
RYDER Management For For
YOUNGBLOOD Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S CHARTER.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION XRX ANNUAL MEETING DATE: 05/24/2007
ISSUER: 984121103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GLENN A. BRITT Management For For
URSULA M. BURNS Management For For
WILLIAM CURT HUNTER Management For For
VERNON E. JORDAN, JR. Management For For
RICHARD J. HARRINGTON Management For For
ROBERT A. MCDONALD Management For For
ANNE M. MULCAHY Management For For
RALPH S. LARSEN Management For For
ANN N. REESE Management For For
MARY AGNES WILDEROTTER Management For For
N.J. NICHOLAS, JR. Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 AMENDMENT OF THE 2004 PERFORMANCE INCENTIVE PLAN. Management For For
04 SHAREHOLDER PROPOSAL RELATING TO THE ADOPTION Shareholder Against For
OF A VENDOR CODE OF CONDUCT.
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- ------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD. WFT ANNUAL MEETING DATE: 05/30/2007
ISSUER: G95089101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION AS DIRECTOR: NICHOLAS F. BRADY Management For For
1B ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Management For For
1C ELECTION AS DIRECTOR: DAVID J. BUTTERS Management For For
1D ELECTION AS DIRECTOR: ROBERT B. MILLARD Management For For
1E ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER Management For For
1F ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. Management For For
1G ELECTION AS DIRECTOR: SHELDON B. LUBAR Management For For
1H ELECTION AS DIRECTOR: ROBERT A. RAYNE Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007,
AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S
REMUNERATION.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION SGMS ANNUAL MEETING DATE: 06/07/2007
ISSUER: 80874P109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
A. LORNE WEIL Management For For
PETER A. COHEN Management For For
GERALD J. FORD Management For For
HOWARD GITTIS Management Withheld Against
RONALD O. PERELMAN Management For For
MICHAEL J. REGAN Management For For
BARRY F. SCHWARTZ Management For For
ERIC M. TURNER Management For For
SIR BRIAN G. WOLFSON Management For For
JOSEPH R. WRIGHT, JR. Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31,
2007.
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Management For For
OF INCORPORATION TO INCLUDE SECURITIES OWNERSHIP
RESTRICTION PROVISIONS IN CONNECTION WITH THE
REQUIREMENTS OF OUR GAMING BUSINESSES.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. SPLS ANNUAL MEETING DATE: 06/11/2007
ISSUER: 855030102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
BASIL L. ANDERSON Management For For
ARTHUR M. BLANK Management Withheld Against
MARY ELIZABETH BURTON Management For For
GARY L. CRITTENDEN Management For For
ROWLAND T. MORIARTY Management For For
ROBERT C. NAKASONE Management For For
RONALD L. SARGENT Management For For
MARTIN TRUST Management For For
VIJAY VISHWANATH Management For For
PAUL F. WALSH Management For For
02 TO APPROVE AN AMENDMENT TO STAPLES BY-LAWS TO Management For For
CHANGE THE VOTING STANDARD FOR ELECTION OF DIRECTORS
IN UNCONTESTED ELECTIONS FROM PLURALITY TO MAJORITY.
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
04 TO ACT ON A SHAREHOLDER PROPOSAL ON SIMPLE MAJORITY Shareholder For Against
VOTING.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION CELG ANNUAL MEETING DATE: 06/12/2007
ISSUER: 151020104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SOL J. BARER, PH.D. Management For For
ROBERT J. HUGIN Management For For
MICHAEL D. CASEY Management For For
RODMAN L. DRAKE Management For For
A. HULL HAYES, JR., MD Management For For
GILLA KAPLAN, PH.D. Management For For
JAMES J. LOUGHLIN Management For For
RICHARD C.E. MORGAN Management For For
WALTER L. ROBB, PH.D. Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CIRCUIT CITY STORES, INC. CC ANNUAL MEETING DATE: 06/26/2007
ISSUER: 172737108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BARBARA S. FEIGIN Management For For
ALLEN B. KING Management For For
CAROLYN Y. WOO Management For For
JAMES F. HARDYMON Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2008.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. BBY ANNUAL MEETING DATE: 06/27/2007
ISSUER: 086516101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RONALD JAMES* Management For For
ELLIOT S. KAPLAN* Management For For
MATTHEW H. PAULL* Management For For
JAMES E. PRESS* Management For For
RICHARD M. SCHULZE* Management For For
MARY A. TOLAN* Management For For
HATIM A. TYABJI* Management For For
ROGELIO M. REBOLLEDO** Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 1, 2008.
03 APPROVAL OF AN AMENDMENT TO THE BEST BUY CO., Management For For
INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES SUBJECT TO THE
PLAN TO 38 MILLION SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
================================================================================
NAME OF FUND: CHESAPEAKE AGGRESSIVE GROWTH FUND (CPGRX)
================================================================================
For shareholder meetings held from July 1, 2006 through June 30, 2007
- ------------------------------------------------------------------------------------------------------------------------------------
CONVERA CORPORATION CNVR ANNUAL MEETING DATE: 07/18/2006
ISSUER: 211919105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
3B ELECTION OF ALEXANDER F. PARKER TO SERVE AS DIRECTOR Management Abstain Against
UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS
AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED.
3A ELECTION OF JOHN C. BOTTS TO SERVE AS DIRECTOR Management Abstain Against
UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS
AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED.
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2000 Management Against Against
STOCK OPTION PLAN.
01 DIRECTOR Management
RONALD J. WHITTIER Management Withheld Against
HERBERT A. ALLEN Management Withheld Against
HERBERT A. ALLEN III Management Withheld Against
PATRICK C. CONDO Management Withheld Against
STEPHEN D. GREENBERG Management Withheld Against
ELI S. JACOBS Management For For
DONALD R. KEOUGH Management Withheld Against
AJAY MENON Management For For
SYDNEY POLLACK Management For For
CARL J. RICKERTSEN Management For For
JEFFREY WHITE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
OPENTV CORP. OPTV ANNUAL MEETING DATE: 07/20/2006
ISSUER: G67543101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
ROBERT R. BENNETT Management Withheld Against
J. TIMOTHY BRYAN Management For For
JAMES A. CHIDDIX Management Withheld Against
JERRY MACHOVINA Management For For
J. DAVID WARGO Management For For
ANTHONY G. WERNER Management Withheld Against
MICHAEL ZEISSER Management Withheld Against
02 RATIFY OUR BOARD OF DIRECTORS SELECTION OF KPMG Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006
FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CHRISTOPHER & BANKS CORPORATION CBK ANNUAL MEETING DATE: 07/26/2006
ISSUER: 171046105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE THE 2006 EQUITY INCENTIVE PLAN FOR NON-EMPLOYEE Management For For
DIRECTORS
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 3, 2007
01 DIRECTOR Management For
JAMES J. FULD, JR. Management For For
03 APPROVE THE 2006 SENIOR EXECUTIVE INCENTIVE PLAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
SAFENET, INC. SFNT ANNUAL MEETING DATE: 07/28/2006
ISSUER: 78645R107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
ANTHONY A. CAPUTO Management For For
J. CARTER BEESE, JR. Management For For
THOMAS A. BROOKS Management For For
ANDREW E. CLARK Management For For
SHELLEY A. HARRISON Management For For
IRA A. HUNT, JR. Management For For
ARTHUR L. MONEY Management For For
WALTER W. STRAUB Management Withheld Against
BRUCE R. THAW Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CASUAL MALE RETAIL GROUP, INC. CMRG ANNUAL MEETING DATE: 07/31/2006
ISSUER: 148711104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
SEYMOUR HOLTZMAN Management Withheld Against
DAVID A. LEVIN Management For For
ALAN S. BERNIKOW Management For For
JESSE CHOPER Management For For
WARD K. MOONEY Management For For
GEORGE T. PORTER, JR. Management For For
ROBERT L. SOCKOLOV Management For For
02 APPROVAL OF THE ADOPTION OF THE COMPANY S 2006 Management For For
INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CHORDIANT SOFTWARE, INC. CHRD ANNUAL MEETING DATE: 08/01/2006
ISSUER: 170404107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SAMUEL T. SPADAFORA* Management For For
WILLIAM J. RADUCHEL* Management For For
DAVID A. WEYMOUTH** Management For For
02 TO RATIFY THE SELECTION OF BDO SEIDMAN, LLP AS Management For For
CHORDIANT S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING SEPTEMBER 30,
2006.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION WRLD ANNUAL MEETING DATE: 08/02/2006
ISSUER: 981419104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES D. WALTERS Management For For
A. ALEXANDER MCLEAN III Management For For
JAMES R. GILREATH Management For For
WILLIAM S. HUMMERS, III Management For For
CHARLES D. WAY Management For For
KEN R. BRAMLETT, JR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
KEYSTONE AUTOMOTIVE INDUSTRIES, INC. KEYS ANNUAL MEETING DATE: 08/09/2006
ISSUER: 49338N109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RONALD G. FOSTER Management For For
JOHN R. MOORE Management For For
RICHARD L. KEISTER Management For For
STEPHEN A. RHODES Management For For
TIMOTHY C. MCQUAY Management For For
JAMES ROBERT GERRITY Management For For
KEITH M. THOMPSON Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ACTIVISION, INC. ATVI ANNUAL MEETING DATE: 09/14/2006
ISSUER: 004930202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT A. KOTICK Management For For
BRIAN G. KELLY Management For For
RONALD DOORNINK Management For For
ROBERT J. CORTI Management For For
BARBARA S. ISGUR Management For For
ROBERT J. MORGADO Management For For
PETER J. NOLAN Management For For
RICHARD SARNOFF Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH
31, 2007.
03 APPROVAL OF THE STOCKHOLDER PROPOSAL. Shareholder Against For
04 TO VOTE AND OTHERWISE REPRESENT THE SHARES ON Management Against Against
ANY OTHER MATTERS WHICH MAY PROPERLY COME BEFORE
THE MEETING OR ANY ADJOURNMENT(S) OR POSTPONEMENT(S)
THEREOF, IN THEIR DISCRETION.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC. WFR ANNUAL MEETING DATE: 10/25/2006
ISSUER: 552715104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT J. BOEHLKE Management For For
C. DOUGLAS MARSH Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
OPLINK COMMUNICATIONS, INC. ANNUAL MEETING DATE: 11/08/2006
ISSUER: 68375Q403 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JESSE W. JACK Management For For
LEONARD J. LEBLANC Management For For
02 TO RATIFY SELECTION OF BURR, PILGER & MAYER LLP Management For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
JUNE 30, 2007.
03 TO APPROVE THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION REDUCING THE NUMBER OF SHARES
OF CAPITAL STOCK THE COMPANY IS AUTHORIZED TO
ISSUE FROM 420,000,000 SHARES TO 39,000,000 SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY ABCO ANNUAL MEETING DATE: 11/15/2006
ISSUER: 00762W107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR
THE YEAR ENDING MARCH 31, 2007
02 APPROVE THE 2006 STOCK INCENTIVE PLAN Management For For
01 DIRECTOR Management For
MARC N. CASPER Management For For
KELT KINDICK Management For For
MARK R. NEAMAN Management For For
LEON D. SHAPIRO Management For For
FRANK J. WILLIAMS Management For For
LEANNE M. ZUMWALT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
MICROS SYSTEMS, INC. MCRS ANNUAL MEETING DATE: 11/17/2006
ISSUER: 594901100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY Management For For
S 1991 STOCK OPTION PLAN WHICH CURRENTLY IS SCHEDULED
TO EXPIRE ON DECEMBER 31, 2006, SO AS TO PROVIDE
FOR AN EXTENSION OF THE EXISTING OPTION PLAN
UNTIL DECEMBER 31, 2010.
01 DIRECTOR Management For
A.L. GIANNOPOULOS Management For For
LOUIS M. BROWN, JR. Management For For
B. GARY DANDO Management For For
JOHN G. PUENTE Management For For
DWIGHT S. TAYLOR Management For For
WILLIAM S. WATSON Management For For
04 PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY Management For For
S 1991 STOCK OPTION PLAN TO AUTHORIZE THE ISSUANCE
OF AN ADDITIONAL 600,000 SHARES OF COMMON STOCK.
02 PROPOSAL TO APPROVE THE RATIFICATION OF THE APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
NET 1 UEPS TECHNOLOGIES, INC. UEPS ANNUAL MEETING DATE: 12/01/2006
ISSUER: 64107N206 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO AMEND AND RESTATE THE 2004 STOCK Management Against Against
INCENTIVE PLAN TO INCREASE BY 2,845,600 SHARES
THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN
AND TO MAKE OTHER ADMINISTRATIVE REVISIONS.
01 DIRECTOR Management
DR. SERGE C.P. BELAMANT Management For For
HERMAN G. KOTZE Management For For
C.S. SEABROOKE Management Withheld Against
ANTONY C. BALL Management For For
ALASDAIR J.K. PEIN Management For For
PAUL EDWARDS Management For For
FLORIAN P. WENDELSTADT Management For For
03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE (SOUTH AFRICA) AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE
2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
LTX CORPORATION LTXX ANNUAL MEETING DATE: 12/06/2006
ISSUER: 502392103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS 2007 FISCAL YEAR.
01 DIRECTOR Management For
ROGER W. BLETHEN Management For For
ROGER J. MAGGS Management For For
PATRICK J. SPRATT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
FSI INTERNATIONAL, INC. FSII ANNUAL MEETING DATE: 01/17/2007
ISSUER: 302633102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING AUGUST 25, 2007.
01 DIRECTOR Management For
WILLEM D. MARIS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CONOR MEDSYSTEMS INC. CONR SPECIAL MEETING DATE: 01/31/2007
ISSUER: 208264101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE POSTPONEMENT OR ADJOURNMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF NOVEMBER 16, 2006, BY AND AMONG CONOR MEDSYSTEMS,
INC., JOHNSON & JOHNSON AND CYPRESS ACQUISITION
SUB, INC., A WHOLLY OWNED SUBSIDIARY OF JOHNSON
& JOHNSON, PURSUANT TO WHICH MERGER SUB WILL
BE MERGED WITH AND INTO CONOR MEDSYSTEMS, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CHORDIANT SOFTWARE, INC. CHRD SPECIAL MEETING DATE: 02/15/2007
ISSUER: 170404107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE A PROPOSED AMENDMENT TO THE COMPANY Management Against Against
S CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE
SPLIT OF THE COMPANY S OUTSTANDING SHARES OF
COMMON STOCK BY A RATIO OF TWO AND ONE-HALF (2.5)
TO 1, WITHOUT FURTHER APPROVAL OR AUTHORIZATION
OF THE COMPANY S STOCKHOLDERS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
QUIKSILVER, INC. ZQK ANNUAL MEETING DATE: 03/16/2007
ISSUER: 74838C106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
DOUGLAS K. AMMERMAN Management For For
WILLIAM M. BARNUM, JR. Management For For
LAURENT BOIX-VIVES Management Withheld Against
CHARLES E. CROWE Management For For
CHARLES S. EXON Management For For
MICHAEL H. GRAY Management For For
TIMOTHY M. HARMON Management For For
BERNARD MARIETTE Management For For
ROBERT B. MCKNIGHT, JR. Management For For
HEIDI J. UEBERROTH Management For For
02 APPROVAL OF THE AMENDMENT OF THE COMPANY S EMPLOYEE Management For For
STOCK PURCHASE PLAN AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE COMPANY S 2000 STOCK INCENTIVE PLAN AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. NUAN ANNUAL MEETING DATE: 03/22/2007
ISSUER: 67020Y100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO APPROVE THE AMENDMENT TO THE COMPANY S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION.
02 TO APPROVE THE AMENDED AND RESTATED 2000 STOCK Management For For
PLAN.
01 DIRECTOR Management For
CHARLES W. BERGER Management For For
ROBERT J. FRANKENBERG Management For For
JEFFREY A. HARRIS Management For For
WILLIAM H. JANEWAY Management For For
KATHARINE A. MARTIN Management For For
MARK B. MYERS Management For For
PHILIP J. QUIGLEY Management For For
PAUL A. RICCI Management For For
ROBERT G. TERESI Management For For
04 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CHORDIANT SOFTWARE, INC. CHRD ANNUAL MEETING DATE: 04/24/2007
ISSUER: 170404305 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID R. SPRINGETT Management For For
CHARLES E. HOFFMAN Management For For
02 TO RATIFY THE SELECTION OF BDO SEIDMAN, LLP AS Management For For
CHORDIANT S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING SEPTEMBER 30,
2007.
03 TO APPROVE AN AMENDMENT TO CHORDIANT S 2005 EQUITY Management For For
INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THAT PLAN BY 1,600,000 SHARES.
04 TO APPROVE CHORDIANT S AMENDED AND RESTATED 1999 Management For For
NON-EMPLOYEE DIRECTORS OPTION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
POWER-ONE, INC. PWER ANNUAL MEETING DATE: 04/24/2007
ISSUER: 739308104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KENDALL R. BISHOP Management For For
GAYLA J. DELLY Management For For
STEVEN J. GOLDMAN Management For For
JON E.M. JACOBY Management For For
MARK MELLIAR-SMITH Management For For
JAY WALTERS Management For For
WILLIAM T. YEATES Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR
THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC. WFR ANNUAL MEETING DATE: 04/25/2007
ISSUER: 552715104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
JOHN MARREN Management Withheld Against
WILLIAM E. STEVENS Management For For
JAMES B. WILLIAMS Management For For
02 APPROVAL OF AMENDMENT TO 2001 PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. CCK ANNUAL MEETING DATE: 04/26/2007
ISSUER: 228368106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JENNE K. BRITELL Management For For
JOHN W. CONWAY Management For For
ARNOLD W. DONALD Management For For
WILLIAM G. LITTLE Management For For
HANS J. LOLIGER Management For For
THOMAS A. RALPH Management For For
HUGUES DU ROURET Management For For
ALAN W. RUTHERFORD Management For For
JIM L. TURNER Management For For
WILLIAM S. URKIEL Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007,
WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
03 TO CONSIDER AND ACT UPON A SHAREHOLDER S PROPOSAL Shareholder Against For
REGARDING MANAGEMENT REMUNERATION, WHICH PROPOSAL
THE BOARD OF DIRECTORS UNANIMOUSLY OPPOSES.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC. FELE ANNUAL MEETING DATE: 04/27/2007
ISSUER: 353514102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. SCOTT TRUMBULL Management For For
THOMAS L. YOUNG Management For For
02 FOR APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For
RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. CNX ANNUAL MEETING DATE: 05/01/2007
ISSUER: 20854P109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
JOHN WHITMIRE Management For For
J. BRETT HARVEY Management For For
JAMES E. ALTMEYER, SR. Management Withheld Against
WILLIAM E. DAVIS Management For For
RAJ K. GUPTA Management For For
PATRICIA A. HAMMICK Management For For
DAVID C. HARDESTY, JR. Management For For
JOHN T. MILLS Management For For
WILLIAM A. POWELL Management For For
JOSEPH T. WILLIAMS Management For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS: PRICEWATERHOUSECOOPERS Management For For
LLP.
03 AMENDMENT TO CONSOL ENERGY INC. EQUITY INCENTIVE Management For For
PLAN.
04 SHAREHOLDER PROPOSAL REGARDING CLIMATE CHANGE. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC. AEIS ANNUAL MEETING DATE: 05/02/2007
ISSUER: 007973100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
DOUGLAS S. SCHATZ Management For For
RICHARD P. BECK Management Withheld Against
HANS GEORG BETZ Management For For
JOSEPH R. BRONSON Management For For
TRUNG T. DOAN Management For For
BARRY Z. POSNER Management For For
THOMAS M. ROHRS Management For For
ELWOOD SPEDDEN Management For For
02 AMENDMENT OF AMENDED AND RESTATED 2003 NON-EMPLOYEE Management For For
DIRECTORS STOCK OPTION PLAN.
03 AMENDMENT OF 2003 STOCK OPTION PLAN. Management For For
04 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL STRATEGIES, LTD. ACAS ANNUAL MEETING DATE: 05/04/2007
ISSUER: 024937104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARY C. BASKIN Management For For
JOHN A. KOSKINEN Management For For
ALVIN N. PURYEAR Management For For
02 APPROVAL OF THE 2007 STOCK OPTION PLAN. Management For For
03 APPROVAL OF THE AMENDMENT TO OUR CERTIFICATE Management For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 APPROVAL OF THE AMENDMENT TO OUR CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES.
05 APPROVAL OF THE AMENDMENT TO THE INCENTIVE BONUS Management For For
PLAN.
06 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management Against Against
LLP AS AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2007.
07 IN THEIR DISCRETION ON ANY MATTER THAT MAY PROPERLY Management Against Against
COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC. MDR ANNUAL MEETING DATE: 05/04/2007
ISSUER: 580037109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN F. BOOKOUT III Management For For
RONALD C. CAMBRE Management For For
BRUCE DEMARS Management For For
ROBERT W. GOLDMAN Management For For
02 APPROVE AMENDMENT TO ARTICLES OF INCORPORATION Management For For
TO DECLASSIFY BOARD OF DIRECTORS.
03 APPROVE AMENDMENT TO ARTICLES OF INCORPORATION Management For For
TO INCREASE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
04 RATIFICATION OF APPOINTMENT OF MCDERMOTT S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC. ACLS ANNUAL MEETING DATE: 05/09/2007
ISSUER: 054540109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEOFFREY WILD Management For For
MICHIO NARUTO Management For For
PATRICK H. NETTLES Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 STOCKHOLDER PROPOSAL REGARDING REPEAL OF THE Shareholder For Against
CLASSIFIED BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC. CPSI ANNUAL MEETING DATE: 05/10/2007
ISSUER: 205306103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
M. KENNY MUSCAT Management Against
J. BOYD DOUGLAS Management Against
CHARLES P. HUFFMAN Management For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
* Vote deadline missed.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
STAAR SURGICAL COMPANY STAA ANNUAL MEETING DATE: 05/16/2007
ISSUER: 852312305 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BARRY CALDWELL Management For For
DONALD DUFFY Management For For
DAVID MORRISON Management For For
DAVID SCHLOTTERBECK Management For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS THE COMPANY Management For For
S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 28, 2007.
03 IN THEIR DISCRETION, THE PROXYHOLDERS ARE AUTHORIZED Management Against Against
TO TRANSACT SUCH OTHER BUSINESS AS PROPERLY MAY
COME BEFORE THE MEETING AND ANY ADJOURNMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
TRUE RELIGION APPAREL, INC. TRLG ANNUAL MEETING DATE: 05/16/2007
ISSUER: 89784N104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
JEFFREY LUBELL Management For For
JOSEPH COULOMBE Management For For
G. LOUIS GRAZIADIO, III Management Withheld Against
ROBERT L. HARRIS, II Management For For
MARK S. MARON Management For For
02 TO RATIFY THE APPOINTMENT OF STONEFIELD JOSEPHSON, Management For For
INC. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ANADIGICS, INC. ANAD ANNUAL MEETING DATE: 05/17/2007
ISSUER: 032515108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
I DIRECTOR Management For
DAVID FELLOWS Management For For
RONALD ROSENZWEIG Management For For
LEWIS SOLOMON Management For For
II APPROVE AN AMENDMENT TO THE 2005 LONG TERM INCENTIVE Management For For
AND SHARE AWARD PLAN
III RATIFICATION OF THE APPOINTMENT OF J.H. COHN Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC. ISIS ANNUAL MEETING DATE: 05/17/2007
ISSUER: 464330109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
STANLEY T. CROOKE Management For For
JOSEPH KLEIN, III Management For For
JOHN C. REED Management Withheld Against
02 TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR
OUR 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
SUN HEALTHCARE GROUP, INC. SUNH ANNUAL MEETING DATE: 05/17/2007
ISSUER: 866933401 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GREGORY S. ANDERSON Management For For
TONY M. ASTORGA Management For For
CHRISTRIAN K. BEMENT Management For For
MICHAEL J. FOSTER Management For For
BARBARA B. KENNELLY Management For For
STEVEN M. LOONEY Management For For
RICHARD K. MATROS Management For For
MILTON J. WALTERS Management For For
02 ON THE PROPOSAL TO APPROVE THE AMENDMENT TO THE Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
AUTHORIZED SHARES OF COMMON STOCK.
03 ON THE PROPOSAL TO RATIFY THE INTENDED APPOINTMENT Management For For
OF ERNST & YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
TOWER GROUP, INC. TWGP ANNUAL MEETING DATE: 05/17/2007
ISSUER: 891777104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANCIS M. COLALUCCI Management For For
CHARLES A. BRYAN Management For For
02 AUDITOR RATIFICATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION RRC ANNUAL MEETING DATE: 05/23/2007
ISSUER: 75281A109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES L. BLACKBURN Management For For
ANTHONY V. DUB Management For For
V. RICHARD EALES Management For For
ALLEN FINKELSON Management For For
JONATHAN S. LINKER Management For For
KEVIN S. MCCARTHY Management For For
JOHN H. PINKERTON Management For For
JEFFREY L. VENTURA Management For For
02 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND THE Management Against Against
2005 EQUITY- BASED COMPENSATION PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
TO BE ISSUED UNDER THAT PLAN BY 950,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
SILICON IMAGE, INC. SIMG ANNUAL MEETING DATE: 05/23/2007
ISSUER: 82705T102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MASOOD JABBAR Management For For
JOHN HODGE Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS SILICON IMAGE S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ARRIS GROUP, INC. ARRS ANNUAL MEETING DATE: 05/24/2007
ISSUER: 04269Q100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALEX B. BEST Management For For
HARRY L. BOSCO Management For For
JOHN ANDERSON CRAIG Management For For
MATTHEW B. KEARNEY Management For For
WILLIAM H. LAMBERT Management For For
JOHN R. PETTY Management For For
ROBERT J. STANZIONE Management For For
02 APPROVAL OF THE 2007 STOCK INCENTIVE PLAN. Management For For
03 APPROVAL OF THE RETENTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
PLX TECHNOLOGY, INC. PLXT ANNUAL MEETING DATE: 05/24/2007
ISSUER: 693417107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL J. SALAMEH Management For For
D. JAMES GUZY Management For For
JOHN H. HART Management For For
ROBERT H. SMITH Management For For
THOMAS RIORDAN Management For For
PATRICK VERDERICO Management For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF BDO Management For For
SEIDMAN LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC. RTEC ANNUAL MEETING DATE: 05/24/2007
ISSUER: 781270103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
DANIEL H. BERRY Management For For
THOMAS G. GREIG Management For For
RICHARD F. SPANIER Management Withheld Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
STEREOTAXIS, INC. STXS ANNUAL MEETING DATE: 05/24/2007
ISSUER: 85916J102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BEVIL J. HOGG Management For For
WILLIAM M. KELLEY Management For For
FRED A. MIDDLETON Management For For
WILLIAM C. MILLS, III Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
03 APPROVE THE STEREOTAXIS, INC. 2002 STOCK INCENTIVE Management For For
PLAN FOR PURPOSES OF 162(M) AND AMENDMENT THERETO.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
AMCOMP INCORPORATED AMCP ANNUAL MEETING DATE: 05/30/2007
ISSUER: 02342J101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRED R. LOWE Management For For
DEBRA CERRE-RUEDISILI Management For For
SAM A. STEPHENS Management For For
PAUL B. QUEALLY Management For For
DONALD C. STEWART Management For For
SPENCER L. CULLEN, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF JOHNSON LAMBERT Management For For
& CO. LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN MEDICAL SYSTEMS HOLDINGS, I AMMD ANNUAL MEETING DATE: 05/30/2007
ISSUER: 02744M108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN J. EMERSON Management For For
ALBERT JAY GRAF Management For For
ROBERT MCLELLAN, M.D. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
AS INDEPENDENT AUDITORS FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
GENESIS HEALTHCARE CORPORATION GHCI ANNUAL MEETING DATE: 05/30/2007
ISSUER: 37184D101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For
JOHN F. DEPODESTA Management For For
J. MICHAEL GALLAGHER Management For For
TERRY ALLISON RAPPUHN Management For For
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY
15, 2007, AS AMENDED, AMONG GENESIS HEALTHCARE
CORPORATION, FC-GEN ACQUISITION, INC. AND GEN
ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY
OF FC-GEN ACQUISITION, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
OMRIX BIOPHARMACEUTICALS, INC. ANNUAL MEETING DATE: 05/31/2007
ISSUER: 681989109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FREDRIC D. PRICE Management For For
LARRY ELLBERGER Management For For
BERNARD HOROWITZ, PH.D. Management For For
KEVIN RAKIN Management For For
PHILIPPE ROMAGNOLI Management For For
STEVEN ST. PETER, M.D. Management For For
ROBERT TAUB Management For For
02 THE RATIFICATION OF THE SELECTION BY THE BOARD Management For For
OF KOST FORER GABBAY & KASIERER, A MEMBER OF
ERNST & YOUNG GLOBAL, AS OMRIX INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
HUB INTERNATIONAL LIMITED HBG SPECIAL MEETING DATE: 06/05/2007
ISSUER: 44332P101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ARRANGEMENT RESOLUTION, AS DESCRIBED Management For For
IN THE PROXY STATEMENT.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE ARRANGEMENT RESOLUTION.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
HEALTHSPRING, INC. HS ANNUAL MEETING DATE: 06/06/2007
ISSUER: 42224N101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN S. RASH Management For For
SHARAD MANSUKANI Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. CTSH ANNUAL MEETING DATE: 06/07/2007
ISSUER: 192446102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LAKSHMI NARAYANAN Management For For
JOHN E. KLEIN Management For For
02 TO APPROVE THE AMENDMENT TO OUR AMENDED AND RESTATED Management For For
1999 INCENTIVE COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT OR
ADJOURNMENTS THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. EQIX ANNUAL MEETING DATE: 06/07/2007
ISSUER: 29444U502 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN T. CLONTZ Management For For
STEVEN P. ENG Management For For
GARY F. HROMADKO Management For For
SCOTT G. KRIENS Management For For
IRVING F. LYONS, III Management For For
STEPHEN M. SMITH Management For For
PETER F. VAN CAMP Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 TO APPROVE LONG-TERM INCENTIVE PERFORMANCE TERMS Management For For
FOR CERTAIN EXECUTIVES.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION SGMS ANNUAL MEETING DATE: 06/07/2007
ISSUER: 80874P109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
A. LORNE WEIL Management For For
PETER A. COHEN Management For For
GERALD J. FORD Management For For
HOWARD GITTIS Management Withheld Against
RONALD O. PERELMAN Management For For
MICHAEL J. REGAN Management For For
BARRY F. SCHWARTZ Management For For
ERIC M. TURNER Management For For
SIR BRIAN G. WOLFSON Management For For
JOSEPH R. WRIGHT, JR. Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31,
2007.
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Management For For
OF INCORPORATION TO INCLUDE SECURITIES OWNERSHIP
RESTRICTION PROVISIONS IN CONNECTION WITH THE
REQUIREMENTS OF OUR GAMING BUSINESSES.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST CASH FINANCIAL SERVICES, INC. FCFS ANNUAL MEETING DATE: 06/12/2007
ISSUER: 31942D107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MS. TARA U. MACMAHON Management For For
MR. R. NEIL IRWIN Management For For
02 RATIFICATION OF THE SELECTION OF HEIN & ASSOCIATES Management For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
NCI, INC. NCIT ANNUAL MEETING DATE: 06/13/2007
ISSUER: 62886K104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES K. NARANG Management For For
TERRY W. GLASGOW Management For For
JAMES P. ALLEN Management For For
JOHN E. LAWLER Management For For
PAUL V. LOMBARDI Management For For
J. PATRICK MCMAHON Management For For
DANIEL R. YOUNG Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. LHCG ANNUAL MEETING DATE: 06/14/2007
ISSUER: 50187A107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN L. INDEST Management For For
RONALD T. NIXON Management For For
W.J. "BILLY" TAUZIN Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
ORIENT-EXPRESS HOTELS LTD. OEH ANNUAL MEETING DATE: 06/15/2007
ISSUER: G67743107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
JOHN D. CAMPBELL Management Withheld Against
JAMES B. HURLOCK Management For For
PRUDENCE M. LEITH Management Withheld Against
J. ROBERT LOVEJOY Management For For
GEORG R. RAFAEL Management For For
JAMES B. SHERWOOD Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY Management For For
S AUDITOR, AND AUTHORIZATION TO FIX THE AUDITOR
S REMUNERATION
03 APPROVAL OF AMENDMENTS TO THE COMPANY S 2004 Management For For
STOCK OPTION PLAN
04 APPROVAL OF THE COMPANY S 2007 PERFORMANCE SHARE Management For For
PLAN
05 APPROVAL OF AMENDMENTS TO THE COMPANY S MEMORANDUM Management For For
OF ASSOCIATION CONFERRING UNRESTRICTED COMPANY
S OBJECTS AND POWERS
06 CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For
TO DELETE ALL REFERENCES IN THE BYE-LAWS TO SEA
CONTAINERS LTD
07 CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For
TO PERMIT ELECTRONIC DELIVERY OF SHAREHOLDER COMMUNICATIONS
08 CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For
NOT TO REQUIRE TWO OFFICERS ALSO SERVE AS DIRECTORS
09 CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For
TO ALLOW EXECUTION OF DOCUMENTS WITHOUT THE COMPANY
S SEAL
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CIRCUIT CITY STORES, INC. CC ANNUAL MEETING DATE: 06/26/2007
ISSUER: 172737108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
BARBARA S. FEIGIN Management For For
ALLEN B. KING Management For For
CAROLYN Y. WOO Management For For
JAMES F. HARDYMON Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2008.
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OPENTV CORP. OPTV ANNUAL MEETING DATE: 06/27/2007
ISSUER: G67543101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management
JAMES A. CHIDDIX Management Withheld Against
JOSEPH DEISS Management For For
LUCIEN GANI Management Withheld Against
ALAN A. GUGGENHEIM Management Withheld Against
ANDRE KUDELSKI Management Withheld Against
JERRY MACHOVINA Management For For
MERCER REYNOLDS Management For For
PIERRE ROY Management Withheld Against
CLAUDE SMADJA Management Withheld Against
02 RATIFY OUR BOARD OF DIRECTORS SELECTION OF GRANT Management For For
THORNTON LLP AS OUR INDEPENDENT AUDITORS FOR
OUR 2007 FISCAL YEAR.
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