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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-05646
----------------------------------------------
New Century Portfolios
- --------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
40 William Street, Suite 100 Wellesley, Massachusetts 02481
- --------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Nicole M. Tremblay, Esq.
Weston Financial Group, Inc. 40 William Street, Suite 100 Wellesley, MA 02481
- --------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (781) 235-7055
---------------------------
Date of fiscal year end: October 31
---------------------------------------------
Date of reporting period: July 1, 2007 - June 30, 2008
---------------------------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP")
number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
----------
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) New Century Portfolios
-----------------------------------------------------------------
By (Signature and Title)* /s/ Wayne M. Grzecki
----------------------------------------------------
Wayne M. Grzecki, President
Date August 27, 2008
------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.
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NEW CENTURY PORTFOLIOS' FORM N-PX (ANNUAL PROXY VOTING RECORD) (07/01/07 - 06/30/08)
- ------------------------------------------------------------------------------------------------------------------------------------
NEW CENTURY PORTFOLIOS
NEW CENTURY CAPITAL PORTFOLIO
TICKER: NCCPX
PROXY VOTING RECORD: 7/1/07-6/30/08
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WHETHER
MATTER DID REGISTRANT
PROPOSED BY REGISTRANT CAST ITS
SH ISSUER OR CAST ITS HOW VOTE FOR OR
CUSIP MEETING SECURITY VOTE ON THE REGISTRANT AGAINST
ISSUER TICKER NUMBER DATE ACTIONS VOTED ON HOLDER MATTER CAST VOTE MANAGEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
Goldman Sachs GGOAX 38142Y104 8/3/2007 Elect Directors Issuer Yes For For
Growth
Opportunities Fund
- - CL A
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Election of Governors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Ratification of Issuer Yes For For
Institute Deloitte & Touche LLP
as independent
auditors for fye
9/30/07
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Other Matters Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Marsico 21st MXXIX 573012309 10/12/2007 To approve a New Issuer Yes N/A N/A
Century Fund Investment Advisory
and Management
Agreement between each
Fund and Marisco
Capital Management, LLC
- ------------------------------------------------------------------------------------------------------------------------------------
Marsico 21st MXXIX 573012309 10/12/2007 To transact such other Issuer Yes N/A N/A
Century Fund business as may
properly come before
the Special Meeting
(including any
adjournments or
postponements thereof).
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 Elect Trustees Issuer Yes For For
Portfolio-
Institutional
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 To approve a new Issuer Yes For For
Portfolio- sub-advisory agreement
Institutional for the fund and each
other series portfolio
of the trust between
AIM Advisors, Inc. and
each of AIM Funds
Management INC., all
as more fully
described in the proxy
statement
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 To approve an Issuer Yes For For
Portfolio- amendment to the
Institutional Trust's agreement and
declaration of trust
that would permit the
Board of Trustees of
the Trust to terminate
the Trust, the fund
and each other series
portfolio of the
Trust, or a share
class without a
shareholder vote
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Select FSUTX 316390509 3/19/2008 Elect Directors Issuer Yes For For
Utilities Growth
Portfolio
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Select FSUTX 316390509 3/19/2008 To amend the Issuer Yes For For
Utilities Growth declaration of trust
Portfolio to reduce the required
quorum for future
shareholder meetings
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Fidelity Capital FDCAX 316066109 5/14/2008 Elect Trustees Issuer Yes For For
Appreciation Fund
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Fidelity Capital FDCAX 316066109 5/14/2008 To amend the Issuer Yes For For
Appreciation Fund declaration of trust
to reduce the required
quorum for future
shareholder meetings
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Fidelity Capital FDCAX 316066109 5/14/2008 Shareholder proposal Shareholder Yes Against For
Appreciation Fund for Fidelity Capital
Appreciation Fund
concerning procedures
to prevent investments
in companies that
substantially
contribute to genocide
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
NEW CENTURY PORTFOLIOS
NEW CENTURY BALANCED PORTFOLIO
TICKER: NCIPX
PROXY VOTING RECORD: 7/1/07-6/30/08
- ------------------------------------------------------------------------------------------------------------------------------------
WHETHER
MATTER DID REGISTRANT
PROPOSED BY REGISTRANT CAST ITS
SH ISSUER OR CAST ITS HOW VOTE FOR OR
CUSIP MEETING SECURITY VOTE ON THE REGISTRANT AGAINST
ISSUER TICKER NUMBER DATE ACTIONS VOTED ON HOLDER MATTER CAST VOTE MANAGEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Election of Governors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Ratification of Issuer Yes For For
Institute Deloitte & Touche LLP
as independent
auditors for fye
9/30/07
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Other Matters Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Marsico 21st MXXIX 573012309 10/12/2007 To approve a New Issuer Yes N/A N/A
Century Fund Investment Advisory
and Management
Agreement between each
Fund and Marisco
Capital Management, LLC
- ------------------------------------------------------------------------------------------------------------------------------------
Marsico 21st MXXIX 573012309 10/12/2007 To transact such other Issuer Yes N/A N/A
Century Fund business as may
properly come before
the Special Meeting
(including any
adjournments or
postponements thereof).
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 Elect Trustees Issuer Yes For For
Portfolio-
Institutional
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 To approve a new Issuer Yes For For
Portfolio- sub-advisory agreement
Institutional for the fund and each
other series portfolio
of the trust between
AIM Advisors, Inc. and
each of AIM Funds
Management INC., all
as more fully
described in the proxy
statement
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 To approve an Issuer Yes For For
Portfolio- amendment to the
Institutional Trust's agreement and
declaration of trust
that would permit the
Board of Trustees of
the Trust to terminate
the Trust, the fund
and each other series
portfolio of the
Trust, or a share
class without a
shareholder vote
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Select FSUTX 316390509 03/19/08 Elect Directors Issuer Yes For For
Utilities Growth
Portfolio
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Select FSUTX 316390509 03/19/08 To amend the Issuer Yes For For
Utilities Growth declaration of trust
Portfolio to reduce the required
quorum for future
shareholder meetings
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital FDCAX 316066109 5/14/2008 Elect Trustees Issuer Yes For For
Appreciation Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital FDCAX 316066109 5/14/2008 To amend the Issuer Yes For For
Appreciation Fund declaration of trust
to reduce the required
quorum for future
shareholder meetings
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital FDCAX 316066109 5/14/2008 For Fideltiy Capital Shareholder Yes Against For
Appreciation Fund Appreciation Fund, a
shareholder proposal
concerning "procedures
to prevent holding
investments in
companies that, in the
judgement of the
Board, substantially
contribute to genocide
or crimes against
humanity, the most
egregious violations
of human rights."
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
NEW CENTURY PORTFOLIOS
NEW CENTURY OPPORTUNISTIC PORTFOLIO
TICKER: NCAPX
PROXY VOTING RECORD: 7/1/07-6/30/08
- ------------------------------------------------------------------------------------------------------------------------------------
WHETHER
MATTER DID REGISTRANT
PROPOSED BY REGISTRANT CAST ITS
SH ISSUER OR CAST ITS HOW VOTE FOR OR
CUSIP MEETING SECURITY VOTE ON THE REGISTRANT AGAINST
ISSUER TICKER NUMBER DATE ACTIONS VOTED ON HOLDER MATTER CAST VOTE MANAGEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Election of Governors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Ratification of Issuer Yes For For
Institute Deloitte & Touche LLP
as independent
auditors for fye
9/30/07
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Other Matters Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Marsico 21st MXXIX 573012309 10/12/2007 To approve a New Issuer Yes N/A N/A
Century Fund Investment Advisory
and Management
Agreement between each
Fund and Marisco
Capital Management, LLC
- ------------------------------------------------------------------------------------------------------------------------------------
Marsico 21st MXXIX 573012309 10/12/2007 To transact such other Issuer Yes N/A N/A
Century Fund business as may
properly come before
the Special Meeting
(including any
adjournments or
postponements thereof).
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 Elect Trustees Issuer Yes For For
Portfolio-
Institutional
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 To approve a new Issuer Yes For For
Portfolio- sub-advisory agreement
Institutional for the fund and each
other series portfolio
of the trust between
AIM Advisors, Inc. and
each of AIM Funds
Management INC., all
as more fully
described in the proxy
statement
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 To approve an Issuer Yes For For
Portfolio- amendment to the
Institutional Trust's agreement and
declaration of trust
that would permit the
Board of Trustees of
the Trust to terminate
the Trust, the fund
and each other series
portfolio of the
Trust, or a share
class without a
shareholder vote
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
NEW CENTURY PORTFOLIOS
NEW CENTURY INTERNATIONAL PORTFOLIO
TICKER: NCFPX
PROXY VOTING RECORD: 7/1/07-6/30/08
- ------------------------------------------------------------------------------------------------------------------------------------
WHETHER
MATTER DID REGISTRANT
PROPOSED BY REGISTRANT CAST ITS
SH ISSUER OR CAST ITS HOW VOTE FOR OR
CUSIP MEETING SECURITY VOTE ON THE REGISTRANT AGAINST
ISSUER TICKER NUMBER DATE ACTIONS VOTED ON HOLDER MATTER CAST VOTE MANAGEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Election of Governors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Ratification of Issuer Yes For For
Institute Deloitte & Touche LLP
as independent
auditors for fye
9/30/07
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Other Matters Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Canada Fund FICDX 315910307 11/14/07 To amend the Declaration Issuer Yes N/A N/A
of Trust to reduce the
required quorum for
shareholder meetings
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Canada Fund FICDX 315910307 11/14/07 Elect Trustees Issuer Yes N/A N/A
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Japan Fund FJPNX 315910885 11/14/07 To amend the Declaration Issuer Yes N/A N/A
of Trust to reduce the
required quorum for
shareholder meetings
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Japan Fund FJPNX 315910885 11/14/07 Elect Trustees Issuer Yes N/A N/A
- ------------------------------------------------------------------------------------------------------------------------------------
AIM Eurpoean Growth AEDAX 008882854 2/29/2008 Elect Directors Issuer Yes For For
Fund- Class A
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AIM Eurpoean Growth AEDAX 008882854 2/29/2008 To approve a new Issuer Yes For For
Fund- Class A sub-advisory agreement
for the fund between
AIM Advisors, Inc. and
each of AIM Funds
Management Inc.;
- ------------------------------------------------------------------------------------------------------------------------------------
AIM Eurpoean Growth AEDAX 008882854 2/29/2008 To approve an Issuer Yes For For
Fund- Class A amendment to the
trust's agreement and
declaration of trust
that would permit the
board of trustees of
the trust to terminate
the trust, the fund
and each other series
portfolio of the
trust, of a share
class without a
shareholder vote
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 Elect Trustees Issuer Yes For For
Portfolio-
Institutional
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 To approve a new Issuer Yes For For
Portfolio- sub-advisory agreement
Institutional for the fund and each
other series portfolio
of the trust between
AIM Advisors, Inc. and
each of AIM Funds
Management INC., all
as more fully
described in the proxy
statement
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 To approve an Issuer Yes For For
Portfolio- amendment to the
Institutional Trust's agreement and
declaration of trust
that would permit the
Board of Trustees of
the Trust to terminate
the Trust, the fund
and each other series
portfolio of the
Trust, or a share
class without a
shareholder vote
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Invt FICDX 315910307 4/16/2008 Elect Directors Issuer Yes For For
TR-Canada Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Invt FICDX 315910307 4/16/2008 Shareholder proposal Security Yes Against For
TR-Canada Fund for Fidelity Canada Holder
Fund, Fidelity
Diversified
International Fund,
Fidelity International
Discovery Fund,
Fidelity Mid-Cap Stock
Fund, and Fidelity
Overseas Fund
concerning board
oversight procedures
to screen out
investments in
companies that
substantially
contribute to genocide
- ------------------------------------------------------------------------------------------------------------------------------------
Fidellity Invt FJPNX 315910885 4/16/2008 Elect Directors Issuer Yes For For
TR-Japan Fund
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
NEW CENTURY PORTFOLIOS
NEW CENTURY ALTERNATIVE STRATEGIES PORTFOLIO
TICKER: NCHPX
PROXY VOTING RECORD: 7/1/07-6/30/08
- ------------------------------------------------------------------------------------------------------------------------------------
WHETHER
MATTER DID REGISTRANT
PROPOSED BY REGISTRANT CAST ITS
SH ISSUER OR CAST ITS HOW VOTE FOR OR
CUSIP MEETING SECURITY VOTE ON THE REGISTRANT AGAINST
ISSUER TICKER NUMBER DATE ACTIONS VOTED ON HOLDER MATTER CAST VOTE MANAGEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Election of Governors Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Ratification of Issuer Yes For For
Institute Deloitte & Touche LLP
as independent
auditors for fye
9/30/07
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Company N/A N/A 10/04/07 Other Matters Issuer Yes For For
Institute
- ------------------------------------------------------------------------------------------------------------------------------------
DWS Global GCS 23338Y100 10/19/07 Elect Directors Issuer No N/A N/A
Commodities Stock
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
RS Global Natural RSNRX 74972H705 11/20/07 Elect Trustees Issuer Yes N/A N/A
Resources
- ------------------------------------------------------------------------------------------------------------------------------------
RS Global Natural RSNRX 74972H705 11/20/07 To transact such other Issuer Yes N/A N/A
Resources business as may properly
come before the meeting
and any adjournments
thereof.
- ------------------------------------------------------------------------------------------------------------------------------------
Gateway Fund GATEX 367829207 01/18/08 The Approval of an Issuer Yes For For
agreement and plan of
reorganization
providing for the
transfer of all of the
assets of Gateway Fund
to, and the assumption
of all of the
liabilities of the
existing fund by,
Gateway Fund in
exchange for shares of
the new fund.
- ------------------------------------------------------------------------------------------------------------------------------------
Enterprise Mergers EMAAX 29372KD33 02/27/08 Elect Directors Issuer Yes For For
& Acquisitions
Class A
- ------------------------------------------------------------------------------------------------------------------------------------
Enterprise Mergers EMAAX 29372K625 02/27/08 To approve an Issuer Yes For For
& Acquisitions investment advisory
Class A agreement between the
AXA Enterprise Mergers
and Acquisitions Fund
and Gabelli Funds, LLC
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 Elect Trustees Issuer Yes For For
Portfolio-
Institutional
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 To approve a new Issuer Yes For For
Portfolio- sub-advisory agreement
Institutional for the fund and each
other series portfolio
of the trust between
AIM Advisors, Inc. and
each of AIM Funds
Management INC., all
as more fully
described in the proxy
statement
- ------------------------------------------------------------------------------------------------------------------------------------
STIC Prime N/A 825252646 2/29/2008 To approve an Issuer Yes For For
Portfolio- amendment to the
Institutional Trust's agreement and
declaration of trust
that would permit the
Board of Trustees of
the Trust to terminate
the Trust, the fund
and each other series
portfolio of the
Trust, or a share
class without a
shareholder vote
- ------------------------------------------------------------------------------------------------------------------------------------
Western Asset ESD 95766A101 02/29/08 Elect Directors Issuer Yes For For
Emerging Markets
Debt FD
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital & FAGIX 316062108 03/19/08 Elect Directors Issuer Yes For For
Income Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital & FAGIX 316062108 03/19/08 To amend the Issuer Yes For For
Income Fund declaration of trust
to reduce the required
quorum for future
shareholder meetings
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity Capital & FAGIX 316062108 03/19/08 Shareholder proposal Shareholder Yes Against For
Income Fund concerning board
oversight procedures
to screen out
investments in
companies that
substantially
contribute to genocide
- ------------------------------------------------------------------------------------------------------------------------------------
Gabelli Global Deal GDL 36245G103 05/19/08 Elect Directors Issuer Yes For For
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 05/19/08 Elect Directors Issuer Yes For For
Inc
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 5/19/2008 To replace the fund's Issuer Yes For For
Inc fundamental investment
policy; senior
securities and
borrowing money
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 5/19/2008 To replace the fund's Issuer Yes For For
Inc fundamental investment
policy; underwriting
securities
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 5/19/2008 To replace the fund's Issuer Yes For For
Inc fundamental investment
policy: concentration
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 5/19/2008 To replace the fund's Issuer Yes For For
Inc fundamental investment
policy: investments in
real estate
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 05/19/08 To replace the fund's Issuer Yes For For
Inc fundamental investment
policy: investments in
commodities
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 05/19/08 To replace the fund's Issuer Yes For For
Inc fundamental
investment policy:
loans
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 05/19/08 To replace the fund's Issuer Yes For For
Inc fundamental
investment policy:
limits on number of
issuers in which the
fund invests
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 05/19/08 To replace the fund's Issuer Yes For For
Inc fundamental investment
policy: investments
for the purpose of
management or control
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 05/19/08 To replace the fund's Issuer Yes For For
Inc fundamental
investment policy:
acquisitions of more
than 10% of the
outstanding voting
securities of an issuer
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 05/19/08 To eliminate the Issuer Yes For For
Inc fund's fundamental
investment policy:
investments in oil,
gas and other mineral
exploration programs
- ------------------------------------------------------------------------------------------------------------------------------------
The Fairholme Funds FAIRX 304871106 05/19/08 To approve the Issuer Yes For For
Inc management agreement
- ------------------------------------------------------------------------------------------------------------------------------------
Nuveen Equity JQC 6706ER101 06/30/08 Elect Directors Issuer Yes For For
Premium Income Fund
- ------------------------------------------------------------------------------------------------------------------------------------