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OMB APPROVAL
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OMB Number: 3235-0582
Expires: March 31, 2012
Estimated average burden
hours per response 9.6
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22162
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The RAM Funds
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(Exact name of registrant as specified in charter)
2331 Far Hills Avenue, Suite 200 Dayton, Ohio 45419
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(Address of principal executive offices) (Zip code)
Tina H. Bloom, Esq.
Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
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(Name and address of agent for service)
Registrant's telephone number, including area code: 513-587-3418
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Date of fiscal year end: November 30, 2009
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Date of reporting period: June 30, 2009
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures
("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security
holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
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[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The RAM Funds
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By (Signature and Title)* /s/ John C. Riazzi
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John C. Riazzi, President
Date July 31, 2009
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* Print the name and title of each signing officer under his or her signature.
RAM Capital Appreciation Fund
PROXY VOTING RECORD
03/31/2008 - 11/26/2008
The Fund held no securities entitled to vote at a meeting of shareholders
during the period of the Fund's operations. The Fund ceased operations on
November 26, 2008.
RAM Small/Mid Cap Fund
PROXY VOTING RECORD
12/22/2008 - 6/30/2009
How did
the Fund
Proposed Cast its Did the
by Issuer Did Vote? Fund vote
Shareholder Brief Identification or the FOR, For or
Ticker Meeting of the Matter Security Fund AGAINST, Against
Issuer Name Symbol CUSIP Date Voted On Holder? Vote? ABSTAIN Management?
- ------------------------------------------------------------------------------------------------------------------------------------
Aegean Marine Petroleum ANW Y0017S102 05/14/09 Directors Issuer Y For For
Network
- ------------------------------------------------------------------------------------------------------------------------------------
Aegean Marine Petroleum ANW Y0017S102 05/14/09 Appointment of auditors Issuer Y For For
Network
- ------------------------------------------------------------------------------------------------------------------------------------
Chattem, Inc CHTT 162456107 02/18/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Chattem, Inc CHTT 162456107 02/18/09 Equity Incentive Plan Issuer Y For For
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Chattem, Inc CHTT 162456107 02/18/09 Appointment of public Issuer Y For For
accountant
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CMS EnergyCorp CMS 125896100 05/22/09 Directors Issuer Y For For
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CMS EnergyCorp CMS 125896100 05/22/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
CMS EnergyCorp CMS 125896100 05/22/09 Incentive Stock Plan Issuer Y For For
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CMS EnergyCorp CMS 125896100 05/22/09 Performance measures in Issuer Y For For
bonus plan
- ------------------------------------------------------------------------------------------------------------------------------------
CMS EnergyCorp CMS 125896100 05/22/09 Amend articles of Issuer Y For For
incorporation
- ------------------------------------------------------------------------------------------------------------------------------------
Cabot Oil & Gas Corp COG 127097103 04/28/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Cabot Oil & Gas Corp COG 127097103 04/28/09 Increase in common stock Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Cabot Oil & Gas Corp COG 127097103 04/28/09 Performance goals Issuer Y For For
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Cabot Oil & Gas Corp COG 127097103 04/28/09 Appointment of public Issuer Y For For
accountant
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Comstock Resources Inc CRK 205768203 05/19/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Comstock Resources Inc CRK 205768203 05/19/09 Long term incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Comstock Resources Inc CRK 205768203 05/19/09 Increase in common stock Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Comstock Resources Inc CRK 205768203 05/19/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Dean Foods Company DF 242370104 05/21/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Dean Foods Company DF 242370104 05/21/09 Stock incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Dean Foods Company DF 242370104 05/21/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
FTI Consulting FTI 30249U101 06/03/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
FTI Consulting FTI 30249U101 06/03/09 Deferred compensation Issuer Y For For
plan
- ------------------------------------------------------------------------------------------------------------------------------------
FTI Consulting FTI 30249U101 06/03/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Fair Isaac Corp FIC 303250104 02/03/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Fair Isaac Corp FIC 303250104 02/03/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity National Financial FNF 31620R105 05/28/09 Directors Issuer Y For For
Inc
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity National Financial FNF 31620R105 05/28/09 Appointment of public Issuer Y For For
Inc accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Global Industries LTD GLBL 379336100 05/20/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Global Industries LTD GLBL 379336100 05/20/09 Stock incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Global Industries LTD GLBL 379336100 05/20/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Hanesbrands Inc HBI 410345102 04/28/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Hanesbrands Inc HBI 410345102 04/28/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
HCC Insurance Holdings Inc. HCC 404132102 05/21/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
HCC Insurance Holdings Inc. HCC 404132102 05/21/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Petrohawk Energy Corp HK 716495106 06/18/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Petrohawk Energy Corp HK 716495106 06/18/09 Increase in common stock Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Petrohawk Energy Corp HK 716495106 06/18/09 Employee incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Petrohawk Energy Corp HK 716495106 06/18/09 Director incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Petrohawk Energy Corp HK 716495106 06/18/09 Authority for board to Issuer Y Against Against
amend bylaws
- ------------------------------------------------------------------------------------------------------------------------------------
Petrohawk Energy Corp HK 716495106 06/18/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Holly Corp HOC 435758305 05/14/09 Director Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Holly Corp HOC 435758305 05/14/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Hypercom Corp HYC 44913M105 06/25/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Hypercom Corp HYC 44913M105 06/25/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Jarden Corp JAH 471109108 05/28/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Jarden Corp JAH 471109108 05/28/09 Stock incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Jarden Corp JAH 471109108 05/28/09 Appointment of public Issuer Y For For
accountant
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LTC Properties Inc LTC 502175102 05/15/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
LTC Properties Inc LTC 502175102 05/15/09 Appointment of auditors Issuer Y For For
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Navigant Consulting Inc. NCI 63935N107 05/06/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Navigant Consulting Inc. NCI 63935N107 05/06/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Annaly Capital Management NLY 035710409 05/29/09 Directors Issuer Y For For
Inc
- ------------------------------------------------------------------------------------------------------------------------------------
Annaly Capital Management NLY 035710409 05/29/09 Appointment of public Issuer Y For For
Inc accountant
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Orthofix International NV OFIX N6748L102 06/30/09 Director Issuer Y For For
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Orthofix International NV OFIX N6748L102 06/30/09 Long term incentive plan Issuer Y For For
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Orthofix International NV OFIX N6748L102 06/30/09 Amend stock purchase plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Orthofix International NV OFIX N6748L102 06/30/09 Executive incentive Issuer Y For For
compensation
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Orthofix International NV OFIX N6748L102 06/30/09 Approve balance sheet & Issuer Y For For
income stmt
- ------------------------------------------------------------------------------------------------------------------------------------
Orthofix International NV OFIX N6748L102 06/30/09 Appointment of public Issuer Y For For
accountant
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Orthofix International NV OFIX N6748L102 04/02/09 Removal of four curent Holder Y Against For
board members
- ------------------------------------------------------------------------------------------------------------------------------------
Orthofix International NV OFIX N6748L102 04/02/09 Removal of any newly Holder Y Against For
appointed board members
- ------------------------------------------------------------------------------------------------------------------------------------
Orthofix International NV OFIX N6748L102 04/02/09 Election of four new Holder Y Against For
board members
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Omega Healthcare Inc OHI 681936100 05/21/09 Directors Issuer Y For For
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Omega Healthcare Inc OHI 681936100 05/21/09 Amend Article of Issuer Y For For
Incorporation
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Omega Healthcare Inc OHI 681936100 05/21/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Omega Navigation ONAV Y6476R105 06/18/09 Directors Issuer Y For For
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Omega Navigation ONAV Y6476R105 06/18/09 Appointment of auditors Issuer Y For For
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Pride International Inc PDE 74153Q102 05/21/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Pride International Inc PDE 74153Q102 05/21/09 Appointment of public Issuer Y For For
accountant
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Partnerre LTD PRE G6852T105 05/22/09 Director Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Partnerre LTD PRE G6852T105 05/22/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Partnerre LTD PRE G6852T105 05/22/09 2009 Emplyee Share Plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Partnerre LTD PRE G6852T105 05/22/09 Non-employee director Issuer Y For For
share plan
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Partnerre LTD PRE G6852T105 05/22/09 Extension of Swiss share Issuer Y For For
purchase plan
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Partnerre LTD PRE G6852T105 05/22/09 Eliminate Supermajority Issuer Y For For
voting requirements
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Partnerre LTD PRE G6852T105 05/22/09 Approve advanced notice Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Partnerre LTD PRE G6852T105 05/22/09 Approve limitations on Issuer Y For For
voting/ownership
- ------------------------------------------------------------------------------------------------------------------------------------
Partnerre LTD PRE G6852T105 05/22/09 Approve indemnification Issuer Y For For
provisions
- ------------------------------------------------------------------------------------------------------------------------------------
Partnerre LTD PRE G6852T105 05/22/09 Election, Issuer Y For For
disqualification and
removal of directors
provision
- ------------------------------------------------------------------------------------------------------------------------------------
Partnerre LTD PRE G6852T105 05/22/09 Other changes to bye-laws Issuer Y For For
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Superior Energy Services Inc SPN 868157108 05/22/09 Directors Issuer Y For For
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Superior Energy Services Inc SPN 868157108 05/22/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Superior Energy Services Inc SPN 868157108 05/22/09 Stock incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Allete Inc ALE 018522300 05/12/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Allete Inc ALE 018522300 05/12/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Allete Inc ALE 018522300 05/12/09 Increase in common stock Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Allete Inc ALE 018522300 05/12/09 Remove names and Issuer Y For For
residences of directors
- ------------------------------------------------------------------------------------------------------------------------------------
Frontier FTR 35906A108 05/14/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Frontier FTR 35906A108 05/14/09 Equity incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Frontier FTR 35906A108 05/14/09 Stockhokder proposals Issuer Y For Against
presented at meeting
- ------------------------------------------------------------------------------------------------------------------------------------
Frontier FTR 35906A108 05/14/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Genco Shipping & Trading LTD GNK Y2685T107 05/14/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Genco Shipping & Trading LTD GNK Y2685T107 05/14/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
McDermott International Inc MDR 580037109 05/08/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
McDermott International Inc MDR 580037109 05/08/09 Long term incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
McDermott International Inc MDR 580037109 05/08/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Parkway Properties Inc PKY 70159Q104 05/14/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Parkway Properties Inc PKY 70159Q104 05/14/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Republic Services RSG 760759100 05/14/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Republic Services RSG 760759100 05/14/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Republic Services RSG 760759100 05/14/09 Executive incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Republic Services RSG 760759100 05/14/09 Employee stock purchase Issuer Y For For
plan
- ------------------------------------------------------------------------------------------------------------------------------------
Wright Express Corp WXS 98233Q105 05/15/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Wright Express Corp WXS 98233Q105 05/15/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
UIL Holdings Corp UIL 902748102 05/13/09 Directors Issuer Y For For
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UIL Holdings Corp UIL 902748102 05/13/09 Appointment of public Issuer Y For For
accountant
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RAM Small Cap Fund
PROXY VOTING RECORD
12/22/2008 - 6/30/2009
How did
the Fund
Proposed Cast its Did the
by Issuer Did Vote? Fund vote
Shareholder Brief Identification or the FOR, For or
Ticker Meeting of the Matter Security Fund AGAINST, Against
Issuer Name Symbol CUSIP Date Voted On Holder? Vote? ABSTAIN Management?
- ------------------------------------------------------------------------------------------------------------------------------------
Aegean Marine Petroleum ANW Y0017S102 05/14/09 Directors Issuer Y For For
Network
- ------------------------------------------------------------------------------------------------------------------------------------
Aegean Marine Petroleum ANW Y0017S102 05/14/09 Appointment of auditors Issuer Y For For
Network
- ------------------------------------------------------------------------------------------------------------------------------------
Chattem, Inc CHTT 162456107 02/18/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Chattem, Inc CHTT 162456107 02/18/09 Equity Incentive Plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Chattem, Inc CHTT 162456107 02/18/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Comstock Resources Inc CRK 205768203 05/19/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Comstock Resources Inc CRK 205768203 05/19/09 Long term incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Comstock Resources Inc CRK 205768203 05/19/09 Increase in common stock Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Comstock Resources Inc CRK 205768203 05/19/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Dean Foods Company DF 242370104 05/21/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Dean Foods Company DF 242370104 05/21/09 Stock incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Dean Foods Company DF 242370104 05/21/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Diamond Hill Investment DHIL 25264R207 05/21/09 Directors Issuer Y For For
Group Inc
- ------------------------------------------------------------------------------------------------------------------------------------
FTI Consulting FTI 30249U101 06/03/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
FTI Consulting FTI 30249U101 06/03/09 Deferred compensation Issuer Y For For
plan
- ------------------------------------------------------------------------------------------------------------------------------------
FTI Consulting FTI 30249U101 06/03/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Fair Isaac Corp FIC 303250104 02/03/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Fair Isaac Corp FIC 303250104 02/03/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Goodrich Petroleum Corp GDP 382410405 05/28/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Goodrich Petroleum Corp GDP 382410405 05/28/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Gulf Island Fabrication Inc GIFI 402307102 04/23/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Global Industries LTD GLBL 379336100 05/20/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Global Industries LTD GLBL 379336100 05/20/09 Stock incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Global Industries LTD GLBL 379336100 05/20/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
General Maritime Corp GMR Y2693R101 05/14/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
General Maritime Corp GMR Y2693R101 05/14/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Genco Shipping & Trading LTD GNK Y2685T107 05/14/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Genco Shipping & Trading LTD GNK Y2685T107 05/14/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Hanesbrands Inc HBI 410345102 04/28/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Hanesbrands Inc HBI 410345102 04/28/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
HCC Insurance Holdings Inc. HCC 404132102 05/21/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
HCC Insurance Holdings Inc. HCC 404132102 05/21/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Helix Energy Solutions Group HLX 42330P107 05/13/09 Directors Issuer Y For For
Inc
- ------------------------------------------------------------------------------------------------------------------------------------
Holly Corp HOC 435758305 05/14/09 Director Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Holly Corp HOC 435758305 05/14/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Hypercom Corp HYC 44913M105 06/25/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Hypercom Corp HYC 44913M105 06/25/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
I.D. Systems Inc IDSY 449489103 06/19/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
I.D. Systems Inc IDSY 449489103 06/19/09 Non-employee Director Issuer Y For For
equity compensation plan
- ------------------------------------------------------------------------------------------------------------------------------------
I.D. Systems Inc IDSY 449489103 06/19/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Jarden Corp JAH 471109108 05/28/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Jarden Corp JAH 471109108 05/28/09 Stock incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Jarden Corp JAH 471109108 05/28/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
LTC Properties Inc LTC 502175102 05/15/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
LTC Properties Inc LTC 502175102 05/15/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Navigant Consulting Inc. NCI 63935N107 05/06/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Navigant Consulting Inc. NCI 63935N107 05/06/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Omega Healthcare Inc OHI 681936100 05/21/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Omega Healthcare Inc OHI 681936100 05/21/09 Amend Article of Issuer Y For For
Incorporation
- ------------------------------------------------------------------------------------------------------------------------------------
Omega Healthcare Inc OHI 681936100 05/21/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Omega Navigation ONAV Y6476R105 06/18/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Omega Navigation ONAV Y6476R105 06/18/09 Appointment of auditors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Parker Drilling Company PKD 701081101 04/21/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Parker Drilling Company PKD 701081101 04/21/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Parkway Properties Inc PKY 70159Q104 05/14/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Parkway Properties Inc PKY 70159Q104 05/14/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Superior Energy Services Inc SPN 868157108 05/22/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Superior Energy Services Inc SPN 868157108 05/22/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Superior Energy Services Inc SPN 868157108 05/22/09 Stock incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
UIL Holdings Corp UIL 902748102 05/13/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
UIL Holdings Corp UIL 902748102 05/13/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Wright Express Corp WXS 98233Q105 05/15/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Wright Express Corp WXS 98233Q105 05/15/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
DHT Maritime Inc DHT Y2065G105 06/18/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
DHT Maritime Inc DHT Y2065G105 06/18/09 Increase share count Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
DHT Maritime Inc DHT Y2065G105 06/18/09 Increase shares for Issuer Y For For
equity incentive plan
- ------------------------------------------------------------------------------------------------------------------------------------
DHT Maritime Inc DHT Y2065G105 06/18/09 Appointment of public Issuer Y For For
accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity National Financial FNF 31620R105 05/28/09 Directors Issuer Y For For
Inc
- ------------------------------------------------------------------------------------------------------------------------------------
Fidelity National Financial FNF 31620R105 05/28/09 Appointment of public Issuer Y For For
Inc accountant
- ------------------------------------------------------------------------------------------------------------------------------------
Frontier Communication Group FTR 35906A108 05/14/09 Directors Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Frontier Communication Group FTR 35906A108 05/14/09 Equity incentive plan Issuer Y For For
- ------------------------------------------------------------------------------------------------------------------------------------
Frontier Communication Group FTR 35906A108 05/14/09 Stockhokder proposals Issuer Y For Against
presented at meeting
- ------------------------------------------------------------------------------------------------------------------------------------
Frontier Communication Group FTR 35906A108 05/14/09 Appointment of public Issuer Y For For
- -----------------------------------------------------------------------------------------------------------------------------------