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OMB APPROVAL
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OMB Number: 3235-0582
Expires: March 31, 2012
Estimated average burden
hours per response 9.6
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22213
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AlphaMark Investment Trust
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(Exact name of registrant as specified in charter)
250 Grandview Drive, Suite 175 Ft. Mitchell, Kentucky 41017
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(Address of principal executive offices) (Zip code)
Wade R. Bridge
Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
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(Name and address of agent for service)
Registrant's telephone number, including area code: (513) 587-3400
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Date of fiscal year end: August 31, 2009
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Date of reporting period: June 30, 2009
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures
("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security
holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
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[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) AlphaMark Investment Trust
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By (Signature and Title)* /s/ Michael L. Simon
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Michael L. Simon, President
Date August 26, 2009
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* Print the name and title of each signing officer under his or her signature.
INVESTMENT COMPANY REPORT
================================================================================
NAME OF FUND: AlphaMark Large Cap Growth Fund - (AMLCX)
================================================================================
For shareholder meetings held from October 31, 2008 through June 30, 2009
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How did
the Fund
Cast its Did the
Proposed by Did Vote? Fund vote
Shareholder Issuer or the FOR, For or
Ticker Meeting Brief Identification of Security Fund AGAINST, Against
Issuer Name Symbol CUSIP Date the Matter Voted On Holder? Vote? ABSTAIN Management?
- ------------------------------------------------------------------------------------------------------------------------------------
Adobe Systems Inc ADBE 00724F101 04/01/09 Directors Issuer Yes For For
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Adobe Systems Inc ADBE 00724F101 04/01/09 Eq. Inc. Plan Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Adobe Systems Inc ADBE 00724F101 04/01/09 CPA firm approval Issuer Yes For For
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AMGEN Inc. AMGN 031162100 5/6/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN Inc. AMGN 031162100 5/6/2009 CPA firm approval Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN Inc. AMGN 031162100 5/6/2009 Eq incent Issuer Yes For For
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AMGEN Inc. AMGN 031162100 5/6/2009 Voting Req Issuer Yes For For
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AMGEN Inc. AMGN 031162100 5/6/2009 10% common stk to call Security Yes Against For
meeting Holder
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AMGEN Inc. AMGN 031162100 5/6/2009 Chg Jurisdiction from Security Yes Against For
NE to ND Holder
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Amphenol Corporation APH 032095101 5/20/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Amphenol Corporation APH 032095101 5/20/2009 CPA firm appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Amphenol Corporation APH 032095101 5/20/2009 Exec Incent plan Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Amphenol Corporation APH 032095101 5/20/2009 Stock Pur/option plan Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Corning Incorporated GLW 219350105 4/30/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Corning Incorporated GLW 219350105 4/30/2009 CPA approval Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Corning Incorporated GLW 219350105 4/30/2009 SHAREHOLDER prop - Security Yes Against For
Majority Vote Holder
- ------------------------------------------------------------------------------------------------------------------------------------
Corning Incorporated GLW 219350105 4/30/2009 SHAREHOLDER prop - Elec Security Yes Against For
of Ea Dir Holder
- ------------------------------------------------------------------------------------------------------------------------------------
EBAY Inc. EBAY 278642103 4/29/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
EBAY Inc. EBAY 278642103 4/29/2009 Exec inctiv.plan Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
EBAY Inc. EBAY 278642103 4/29/2009 Eq inctive Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
EBAY Inc. EBAY 278642103 4/29/2009 CPA firm Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Flowserve Corporation FLS 34354P105 5/14/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Flowserve Corporation FLS 34354P105 5/14/2009 Eq comp Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Flowserve Corporation FLS 34354P105 5/14/2009 CPA firm approval Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Garmin Ltd. GRMN G37260109 6/5/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Garmin Ltd. GRMN G37260109 6/5/2009 CPA firm approval Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Garmin Ltd. GRMN G37260109 6/5/2009 Eq incent Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Garmin Ltd. GRMN G37260109 6/5/2009 Non Emp Dir Option Plan Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
IntercontinentalExchange ICE 45865V100 5/14/2009 Directors Issuer Yes For For
Inc
- ------------------------------------------------------------------------------------------------------------------------------------
IntercontinentalExchange ICE 45865V100 5/14/2009 Exec bonus plan Issuer Yes For For
Inc
- ------------------------------------------------------------------------------------------------------------------------------------
IntercontinentalExchange ICE 45865V100 5/14/2009 Incent plan Issuer Yes For For
Inc
- ------------------------------------------------------------------------------------------------------------------------------------
IntercontinentalExchange ICE 45865V100 5/14/2009 CPA firm approval Issuer Yes For For
Inc
- ------------------------------------------------------------------------------------------------------------------------------------
Jabcobs, Engineering JEC 469814107 1/22/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Jabcobs, Engineering JEC 469814107 1/22/2009 Emp stk PP Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Jabcobs, Engineering JEC 469814107 1/22/2009 Stock Incent. Plan Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Jabcobs, Engineering JEC 469814107 1/22/2009 CPA firm appl. Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Janus Capital Group Inc JNS 47102X105 4/30/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Janus Capital Group Inc JNS 47102X105 4/30/2009 CPA appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson JNJ 478160104 4/23/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson JNJ 478160104 4/23/2009 CPA firm approval Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson JNJ 478160104 4/23/2009 ADVISORY vote on executive Security Yes Against For
compensation policies and Holder
procedures
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L-3 Communications LLL 502424104 4/28/2009 Director Issuer Yes For For
Holdings Inc
- ------------------------------------------------------------------------------------------------------------------------------------
L-3 Communications LLL 502424104 4/28/2009 Emp stock plan Issuer Yes For For
Holdings Inc
- ------------------------------------------------------------------------------------------------------------------------------------
L-3 Communications LLL 502424104 4/28/2009 CPA firm approval Issuer Yes For For
Holdings Inc
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McDonalds MCD 580135101 5/27/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
McDonalds MCD 580135101 5/27/2009 CPA firm appl Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
McDonalds MCD 580135101 5/27/2009 Perf goals Issuer Yes For For
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McDonalds MCD 580135101 5/27/2009 Cash Incent. Plan Issuer Yes For For
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McDonalds MCD 580135101 5/27/2009 SHAREHOLDER Prop-vote on Security Yes Against For
executive compensation Holder
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McDonalds MCD 580135101 5/27/2009 SHAREHOLDER-cage free eggs Security Yes Against For
Holder
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MEMC Electronics Materials WFR 552715104 4/21/2009 Directors Issuer Yes For For
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MEMC Electronics Materials WFR 552715104 4/21/2009 CPA firm appt Issuer Yes For For
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MEMC Electronics Materials WFR 552715104 4/21/2009 proxy vote info Issuer Yes For For
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Pharmaceutical Product PPDI 717124101 5/20/2009 Directors Issuer Yes For For
Development
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Pharmaceutical Product PPDI 717124101 5/20/2009 Eq comp plan Issuer Yes For For
Development
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Pharmaceutical Product PPDI 717124101 5/20/2009 CPF firm appt Issuer Yes For For
Development
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Pharmaceutical Product PPDI 717124101 5/20/2009 Proxy voting Issuer Yes For For
Development
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Phillips Van Heusen Corp PH 701094104 6/25/2009 Directors Issuer Yes For For
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Phillips Van Heusen Corp PH 701094104 6/25/2009 Stk Incent plan Issuer Yes For For
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Phillips Van Heusen Corp PH 701094104 6/25/2009 bonus plan Issuer Yes For For
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Phillips Van Heusen Corp PH 701094104 6/25/2009 Long Term plan Issuer Yes For For
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Phillips Van Heusen Corp PH 701094104 6/25/2009 Auditors election Issuer Yes For For
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Potash Corporation of POT 73755L107 5/7/2009 Directors Issuer Yes For For
Saskatchewan
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Potash Corporation of POT 73755L107 5/7/2009 CPA firm appt Issuer Yes For For
Saskatchewan
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Potash Corporation of POT 73755L107 5/7/2009 Per Opt plan Issuer Yes For For
Saskatchewan
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Potash Corporation of POT 73755L107 5/7/2009 SHAREHOLDER prop - say on Security Yes Against For
Saskatchewan pay Holder
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Staples, Inc. SPLS 855030102 6/9/2009 Directors Issuer Yes For For
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Staples, Inc. SPLS 855030102 6/9/2009 Stock pur plan Issuer Yes For For
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Staples, Inc. SPLS 855030102 6/9/2009 Intl stock pur plan Issuer Yes For For
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Staples, Inc. SPLS 855030102 6/9/2009 CPA firm appt Issuer Yes For For
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Staples, Inc. SPLS 855030102 6/9/2009 SHAREHOLDER PROP-re- Security Yes Against For
incorporate in North Dakota Holder
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State Street Corporation STT 857477103 5/20/2009 Directors Issuer Yes For For
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State Street Corporation STT 857477103 5/20/2009 Art. Of Org Issuer Yes For For
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State Street Corporation STT 857477103 5/20/2009 Eq Incent Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
State Street Corporation STT 857477103 5/20/2009 Exec Comp Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
State Street Corporation STT 857477103 5/20/2009 CPA firm appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
State Street Corporation STT 857477103 5/20/2009 SHAREHOLDER PROP - revise Security Yes Against For
Bylaws Holder
- ------------------------------------------------------------------------------------------------------------------------------------
Texas Instruments Inc TXN 882508104 4/16/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Texas Instruments Inc TXN 882508104 4/16/2009 CPA appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Texas Instruments Inc TXN 882508104 4/16/2009 Long term incent Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Texas Instruments Inc TXN 882508104 4/16/2009 Dir comp plan Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Texas Instruments Inc TXN 882508104 4/16/2009 SHAREHOLDER PROP - Security Yes Against For
Separation of Chairman Holder
and CEO
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Valero Energy Corporation VLO 91913Y100 4/30/2009 Directors Issuer Yes For For
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Valero Energy Corporation VLO 91913Y100 4/30/2009 CPA appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Valero Energy Corporation VLO 91913Y100 4/30/2009 STOCKHOLDER - Say on pay Security Yes Against For
Holder
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Valero Energy Corporation VLO 91913Y100 4/30/2009 STOCKHOLDER - stock Security Yes Against For
retention by executives Holder
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Valero Energy Corporation VLO 91913Y100 4/30/2009 STOCKHOLDER-compensation Security Yes Against For
consultant disclosure Holder
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Valero Energy Corporation VLO 91913Y100 4/30/2009 STOCKHOLDER-Pol. Contrib/ Security Yes Against For
trade association disclosures Holder
- ------------------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc VZ 92343V104 5/7/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc VZ 92343V104 5/7/2009 CPA appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc VZ 92343V104 5/7/2009 Exec comp Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc VZ 92343V104 5/7/2009 Lg trm incent Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc VZ 92343V104 5/7/2009 Sh trm incent Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc VZ 92343V104 5/7/2009 SHAREHOLDER PROP-prohibit Security Yes Against For
granting of stock options Holder
- ------------------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc VZ 92343V104 5/7/2009 SHAREHOLDER PROP-ability to Security Yes Against For
call a special meeting Holder
- ------------------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc VZ 92343V104 5/7/2009 SHAREHOLDER PROP- Security Yes Against For
Separate office of Holder
Chairman/CEO
- ------------------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc VZ 92343V104 5/7/2009 SHAREHOLDER PROP-Cumulative Security Yes Against For
voting Holder
- ------------------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc VZ 92343V104 5/7/2009 SHAREHOLDER PROP-Approved Security Yes Against For
Death benefits Holder
- ------------------------------------------------------------------------------------------------------------------------------------
Waste Management WM 94106L109 5/8/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Waste Management WM 94106L109 5/8/2009 CPA firm ratif Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Waste Management WM 94106L109 5/8/2009 Emp stock pp Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Waste Management WM 94106L109 5/8/2009 Stock Incent. Plan Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Waste Management WM 94106L109 5/8/2009 SHAREHOLDER PROP - Security Yes Against For
disclose Polit. Contrib Holder
- ------------------------------------------------------------------------------------------------------------------------------------
Waste Management WM 94106L109 5/8/2009 SHAREHOLDER PROP - adp Security Yes Against For
simple Major. Vote Holder
- ------------------------------------------------------------------------------------------------------------------------------------
XTO Energy XTO 98385X106 05/19/09 Amend to have ann dir Issuer Yes For For
vote
- ------------------------------------------------------------------------------------------------------------------------------------
XTO Energy XTO 98385X106 05/19/09 directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
XTO Energy XTO 98385X106 05/19/09 Exec incent. Plan Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
XTO Energy XTO 98385X106 05/19/09 CPA firm app Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
XTO Energy XTO 98385X106 05/19/09 STOCKHOLDER - Exec Security Yes Against For
compensation Holder
- ------------------------------------------------------------------------------------------------------------------------------------
XTO Energy XTO 98385X106 05/19/09 STOCKHOLDER - Exec Security Yes Against For
Death Benefits Holder
- ------------------------------------------------------------------------------------------------------------------------------------
================================================================================
NAME OF FUND: AlphaMark Small Cap Growth Fund - (AMLCX)
================================================================================
For shareholder meetings held from October 31, 2008 through June 30, 2009
- ------------------------------------------------------------------------------------------------------------------------------------
How did
the Fund
Cast its Did the
Proposed by Did Vote? Fund vote
Shareholder Issuer or the FOR, For or
Ticker Meeting Brief Identification of Security Fund AGAINST, Against
Issuer Name Symbol CUSIP Date the Matter Voted On Holder? Vote? ABSTAIN Management?
- ------------------------------------------------------------------------------------------------------------------------------------
American Physicians AMPH 028882108 6/3/2009 Directors Issuer Yes For For
Service Group
- ------------------------------------------------------------------------------------------------------------------------------------
Amerigroup Corporation AGP 03073T102 5/7/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Amerigroup Corporation AGP 03073T102 5/7/2009 CPA appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Amerigroup Corporation AGP 03073T102 5/7/2009 Eq incent Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Balchem Corporation BCPC 057665200 4/21/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Balchem Corporation BCPC 057665200 4/21/2009 CPA firm approval Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Bio-Rad Laboratories Inc BIO 090572207 4/28/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Bio-Rad Laboratories Inc BIO 090572207 4/28/2009 CPA appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Darling International Inc DAR 237266101 5/12/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Darling International Inc DAR 237266101 5/12/2009 CPA appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Furmanite Corporation FRM 361086101 5/28/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Furmanite Corporation FRM 361086101 5/28/2009 Stk incent plan Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Kendle International Inc KNDL 48880L107 5/14/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Kendle International Inc KNDL 48880L107 5/14/2009 CPA appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Kendle International Inc KNDL 48880L107 5/14/2009 Amend code Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Netflix Inc. NFLX 64110L106 5/28/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Netflix Inc. NFLX 64110L106 5/28/2009 CPA Appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Nokia Corporation NOK 654902204 4/23/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Nokia Corporation NOK 654902204 4/23/2009 Ann Accts Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Nokia Corporation NOK 654902204 4/23/2009 Divd pymt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Nokia Corporation NOK 654902204 4/23/2009 Rem of board Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Nokia Corporation NOK 654902204 4/23/2009 No. on board Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Nokia Corporation NOK 654902204 4/23/2009 Rum. Of auditor Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Nokia Corporation NOK 654902204 4/23/2009 Election of auditor Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Nokia Corporation NOK 654902204 4/23/2009 Board of dir share Issuer Yes For For
repurch
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Nokia Corporation NOK 654902204 4/23/2009 Legal Counsel proxy Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
North American Galvanizing NGA 65686Y109 2/27/2009 Certif of Inc Issuer Yes For For
& Coatings
- ------------------------------------------------------------------------------------------------------------------------------------
Olin Corporation OLN 680665205 4/23/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Olin Corporation OLN 680665205 4/23/2009 Lg trm incent Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Olin Corporation OLN 680665205 4/23/2009 CPA appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Omega Protein Corp OME 68210P107 6/12/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Omega Protein Corp OME 68210P107 6/12/2009 CPA firm appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Tesoro Corporation TSO 881609101 5/6/2009 Director Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Tesoro Corporation TSO 881609101 5/6/2009 CPA appt Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Vascular Solutions VASC 92231M109 4/21/2009 Directors Issuer Yes For For
- ------------------------------------------------------------------------------------------------------------------------------------
Vascular Solutions VASC 92231M109 4/21/2009 CPA appt Issuer Yes For For
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