UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04088
Name of Fund: Excelsior Funds, Inc.
Fund Address: One Freedom Valley Drive
Oaks, Pennsylvania 19456
Name and address of agent for service:
Michael R. Rosella, Esq.
75 East 55th Street, New York, New York, 19456
Registrant's telephone number, including area code: (800) 446-1012
Date of fiscal year end: 03/31/2004
Date of reporting period: 07/01/03 - 06/30/04
Item 1 - Proxy Voting Record
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote; and
(i) Whether the registrant cast its vote for or against management.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04088
Reporting Period: 07/01/2003 - 06/30/2004
Excelsior Funds Inc.
================================ BIOTECHNOLOGY =================================
================================ BLENDED EQUITY ================================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
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ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For For Management
Kimsey, Robert I. Lipp, and Wulf von
Schimmelmann as Directors
Page 1
2 Approve KPMG LLP as Independent Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Transact Other Business (Non-Voting) None None Management
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AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
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ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
Page 2
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
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AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
Page 3
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
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AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For For Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against Against Shareholder
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ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
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ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
Page 4
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ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
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APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
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APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene C. Fiedorek For For Management
1.2 Elect Director Patricia Albjerg Graham For For Management
1.3 Elect Director F. H. Merelli For For Management
1.4 Elect Director Raymond Plank For For Management
2 Report on Greenhouse Gas Emissions Against Against Shareholder
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
Page 5
2 Amend Omnibus Stock Plan For For Management
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AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 11, 2003 Meeting Type: Annual
Record Date: OCT 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Elson For For Management
1.2 Elect Director Marsha J. Evans For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director N. Gerry House For For Management
1.5 Elect Director J.R. Hyde, III For For Management
1.6 Elect Director Edward S. Lampert For For Management
1.7 Elect Director W. Andrew McKenna For For Management
1.8 Elect Director Steve Odland For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
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Page 6
BARR PHARMACEUTICALS INC
Ticker: BRL Security ID: 068306109
Meeting Date: OCT 23, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Downey For For Management
1.2 Elect Director Paul M. Bisaro For For Management
1.3 Elect Director Carole S. Ben-Maimon For For Management
1.4 Elect Director George P. Stephan For For Management
1.5 Elect Director Jack M. Kay For For Management
1.6 Elect Director Harold N. Chefitz For For Management
1.7 Elect Director Richard R. Frankovic For For Management
1.8 Elect Director Peter R. Seaver For For Management
1.9 Elect Director James S. Gilmore, III For For Management
2 Change State of Incorporation from New For For Management
York to Delaware
3 Increase Authorized Common Stock For For Management
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BP PLC (FORM. BP AMOCO PLC )
Ticker: BP.PP Security ID: 055622104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord Browne For For Management
1.2 Elect Director Dr B E Grote For For Management
1.3 Elect Director Mr H M P Miles For For Management
1.4 Elect Director Sir Robin Nicholson For For Management
1.5 Elect Director Mr R L Olver For For Management
1.6 Elect Director Sir Ian Prosser For For Management
2 TO ELECT MR A BURGMANS AS A DIRECTOR For For Management
3 Ratify Auditors For For Management
4 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY
5 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management
SPECIFIED AMOUNT
6 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
8 TO AUTHORISE THE USE OF TREASURY SHARES For For Management
FOR EMPLOYEE SHARE SCHEMES
9 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
10 TO DETERMINE THE LIMIT FOR THE AGGREGATE For For Management
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS
11 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management
AND THE ACCOUNTS
12 SPECIAL SHAREHOLDER RESOLUTION: TO Against Against Shareholder
INSTRUCT THE COMPANY TO PREPARE A REPORT
MAKING CERTAIN DISCLOSURES ON MATTERS OF
CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
Page 7
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BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. McDougall For For Management
1.2 Elect Director Douglas H. Brooks For For Management
1.3 Elect Director Dan W. Cook, III For For Management
1.4 Elect Director Robert M. Gates For For Management
1.5 Elect Director Marvin J. Girouard For For Management
1.6 Elect Director Ronald Kirk For For Management
1.7 Elect Director George R. Mrkonic For For Management
1.8 Elect Director Erle Nye For For Management
1.9 Elect Director James E. Oesterreicher For For Management
1.10 Elect Director Cece Smith For For Management
1.11 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For For Management
3 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
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CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
Page 8
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
Page 9
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
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CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: CCU Security ID: 184502102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Feld For For Management
1.2 Elect Director Thomas O. Hicks For For Management
1.3 Elect Director Perry J. Lewis For For Management
1.4 Elect Director L. Lowry Mays For For Management
1.5 Elect Director Mark P. Mays For For Management
1.6 Elect Director Randall T. Mays For For Management
1.7 Elect Director B.J. Mccombs For For Management
1.8 Elect Director Phyllis B. Riggins For For Management
1.9 Elect Director Theordore H. Strauss For For Management
1.10 Elect Director J.C. Watts For For Management
1.11 Elect Director John H. Williams For For Management
2 Ratify Auditors For For Management
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COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Ellis For For Management
1.2 Elect Director Lew Frankfort For For Management
1.3 Elect Director Sally Frame Kasaks For For Management
1.4 Elect Director Gary Loveman For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For For Management
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COMCAST CORP.
Page 10
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against Against Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against Against Shareholder
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CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
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DANAHER CORP.
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Rales For For Management
1.2 Elect Director John T. Schwieters For For Management
Page 11
1.3 Elect Director Alan G. Spoon For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Develop Charter Language on Board Against Against Shareholder
Diversity
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DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
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DOVER CORP.
Ticker: DOV Security ID: 260003108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Benson For For Management
1.2 Elect Director Jean-Pierre M. Ergas For For Management
1.3 Elect Director Kristiane C. Graham For For Management
1.4 Elect Director Ronald L. Hoffman For For Management
1.5 Elect Director James L. Koley For For Management
1.6 Elect Director Richard K. Lochridge For For Management
1.7 Elect Director Thomas L. Reece For For Management
1.8 Elect Director Bernard G. Rethore For For Management
1.9 Elect Director Gary L. Roubos For For Management
1.10 Elect Director Michael B. Stubbs For For Management
2 Approve Omnibus Stock Plan For For Management
3 Other Business For For Management
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EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Bourguignon For For Management
1.2 Elect Director Thomas J. Tierney For For Management
1.3 Elect Director Margaret C. Whitman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Stock Option Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
Page 12
6 Expense Stock Options Against Against Shareholder
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EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against Against Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
Page 13
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara Levinson For For Management
1.2 Elect Director Joseph Neubauer For For Management
1.3 Elect Director Joseph A. Pichler For For Management
1.4 Elect Director Karl M. von der Heyden For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORP.
Ticker: FLT Security ID: 339030108
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
FOSSIL, INC.
Ticker: FOSL Security ID: 349882100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom Kartsotis For For Management
1.2 Elect Director Jal S. Shroff For For Management
1.3 Elect Director Donald J. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 16, 2004 Meeting Type: Written Consent
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles/Bylaws/Charter-Non-Routine For For Management
2.1 Elect Director Herbert W. Boyer For For Management
2.2 Elect Director Arthur D. Levinson For For Management
2.3 Elect Director Mark Richmond For For Management
2.4 Elect Director Charles A. Sanders For For Management
Page 14
2.5 Elect Director William M. Burns For For Management
2.6 Elect Director Erich Hunziker For For Management
2.7 Elect Director Jonathan K.C. Knowles For For Management
3 Elect Director M. Burns For For Management
4 Elect Director Erich Hunziker For For Management
5 Elect Director Jonathan K.C. Knowles For For Management
6 Increase Authorized Common Stock For For Management
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against Against Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Page 15
Meeting Date: OCT 3, 2003 Meeting Type: Written Consent
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles For For Management
3 Approve Hughes Split-Off For For Management
4 Approve GM/News Stock Sale For For Management
5 Approve News Stock Acquisition For For Management
6 Amend Articles For For Management
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Percy N. Barnevik For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Armando M. Codina For For Management
1.4 Elect Director George M.C. Fisher For For Management
1.5 Elect Director Karen Katen For For Management
1.6 Elect Director Kent Kresa For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Philip A. Laskawy For For Management
1.9 Elect Director E.Stanley O'Neal For For Management
1.10 Elect Director Eckhard Pfeiffer For For Management
1.11 Elect Director G.Richard Wagoner, Jr. For For Management
2 Ratify Auditors For For Management
3 Prohibit Awards to Executives Against Against Shareholder
4 Prohibit Awards to Executives Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Limit Composition of Committees to Against Against Shareholder
Independent Directors
7 Report on Greenhouse Gas Emissions Against Against Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Establish Executive and Director Stock Against Against Shareholder
Ownership Guidelines
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker: GENZ Security ID: 372917104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Henry E. Blair For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Increase Authorized Preferred Stock For For Management
6 Ratify Auditors For For Management
Page 16
7 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Paul G. Kirk, Jr. For For Management
1.5 Elect Director Thomas M. Marra For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Robert W. Selander For For Management
1.8 Elect Director Charles B. Strauss For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Gordon I. Ulmer For For Management
1.11 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
Page 17
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HERMAN MILLER, INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas D. French For For Management
1.2 Elect Director James R. Kackley For For Management
1.3 Elect Director Thomas C. Pratt For For Management
1.4 Elect Director Michael A. Volkema For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For For Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against Against Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: Security ID: 404280406
Page 18
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR For For Management
2003
2.1 Elect Director The Lord Butler For For Management
2.2 Elect Director The Baroness Dunn For For Management
2.3 Elect Director R A Fairhead For For Management
2.4 Elect Director W K L Fung For For Management
2.5 Elect Director M F Geoghegan For For Management
2.6 Elect Director S Hintze For For Management
2.7 Elect Director Sir John Kemp-Welch For For Management
2.8 Elect Director Sir Mark Moody-Stuart For For Management
2.9 Elect Director H Sohmen For For Management
3 Ratify Auditors For For Management
4 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR 2003
5 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management
OWN ORDINARY SHARES
6 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES
7 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL For For Management
RESOLUTION)
8 TO INCREASE THE FEES PAYABLE TO EACH For For Management
DIRECTOR TO 55,000 POUNDS PER ANNUM
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director James R. Cantalupo For For Management
1.5 Elect Director Susan Crown For For Management
1.6 Elect Director Don H. Davis, Jr. For For Management
1.7 Elect Director W. James Farrell For For Management
1.8 Elect Director Robert C. McCormack For For Management
1.9 Elect Director Robert S. Morrison For For Management
1.10 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
Page 19
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against Against Shareholder
5 Limit/Prohibit Awards to Executives Against Against Shareholder
6 Performance- Based/Indexed Options Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Expense Stock Options Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
Page 20
1.4 Elect Director W. Craig McClelland For For Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
Ticker: JEC Security ID: 469814107
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Davidson, Jr. For For Management
1.2 Elect Director Edward V. Fritzky For For Management
1.3 Elect Director Robert B. Gwyn For For Management
1.4 Elect Director Linda K. Jacobs For For Management
1.5 Elect Director Benjamin F. Montoya For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHN WILEY & SONS, INC.
Ticker: JW.A Security ID: 968223206
Meeting Date: SEP 18, 2003 Meeting Type: Annual
Record Date: JUL 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Franklin as Class A For For Management
Director
1.2 Elect Director Henry A. McKinnell as For For Management
Class A Director
1.3 Elect Director John L. Marion, Jr. as For For Management
Class A Director
1.4 Elect Director Warren J. Baker as Class B For For Management
Director
1.5 Elect Director Matthew S. Kissner as For For Management
Class B Director
1.6 Elect Director William J. Pesce as Class For For Management
B Director
1.7 Elect Director William B. Plummer as For For Management
Class B Director
1.8 Elect Director William R. Sutherland as For For Management
Class B Director
1.9 Elect Director Bradford Wiley II as Class For For Management
B Director
1.10 Elect Director Peter Booth Wiley as Class For For Management
B Director
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Page 21
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KELLOGG CO.
Ticker: K Security ID: 487836108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
Page 22
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr. For For Management
1.2 Elect Director Gordon Gund For For Management
1.3 Elect Director Dorothy A. Johnson For For Management
1.4 Elect Director Ann Mclaughlin Korologos For For Management
2 Ratify Auditors For For Management
3 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director H. Raymond Bingham For For Management
1.b Elect Director Robert T. Bond For For Management
1.c Elect Director Richard J. Elkus, Jr. For For Management
1.d Elect Director Michael E. Marks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank T. Cary For For Management
1.2 Elect Director Paul J. Curlander For For Management
1.3 Elect Director Martin D. Walker For For Management
1.4 Elect Director James F. Hardymon For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For For Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For For Management
1.10 Elect Director Frank Savage For Against Management
1.11 Elect Director Anne Stevens For For Management
Page 23
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For For Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Brown For For Management
1.2 Elect Director C. Edward Chaplin For For Management
1.3 Elect Director David C. Clapp For For Management
1.4 Elect Director Gary C. Dunton For For Management
1.5 Elect Director Claire L. Gaudiani For For Management
1.6 Elect Director Freda S. Johnson For For Management
1.7 Elect Director Daniel P. Kearney For For Management
1.8 Elect Director James A. Lebenthal For For Management
1.9 Elect Director Debra J. Perry For For Management
1.10 Elect Director John A. Rolls For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
Page 24
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Martin G. Mcguinn For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For For Management
1.6 Elect Director Edward J. Mcaniff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For For Management
2 Amend Omnibus Stock Plan For For Management
Page 25
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leo Benatar For For Management
1.2 Elect Director Phyllis O. Bonanno For For Management
1.3 Elect Director David L. Kolb For For Management
1.4 Elect Director W. Christopher Wellborn For For Management
- --------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Payne For For Management
1.2 Elect Director Hans W. Schmidt For For Management
2 Ratify Auditors For For Management
3 SHAREHOLDER PROPOSAL TO CHANGE NABORS Against Against Management
JURISDICTION OF INCORPORATION FROM
BERMUDA TO DELAWARE.
- --------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Boykin For For Management
1.2 Elect Director Linda Fayne Levinson For For Management
1.3 Elect Director Victor L. Lund For For Management
1.4 Elect Director James M. Ringler For For Management
2 Ratify Auditors For For Management
3 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
4 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Page 26
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Robert Charles Clark For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Errol M. Cook For For Management
1.6 Elect Director Susan S. Denison For For Management
1.7 Elect Director Michael A. Henning For For Management
1.8 Elect Director John R. Murphy For For Management
1.9 Elect Director John R. Purcell For For Management
1.10 Elect Director Linda Johnson Rice For For Management
1.11 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM CO.
Ticker: RPETY Security ID: 780257804
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
Page 27
# Proposal Mgt Rec Vote Cast Sponsor
1 FINALIZATION OF THE BALANCE SHEET AS AT For For Management
DECEMBER 31, 2003, THE PROFIT AND LOSS
ACCOUNT FOR THE YEAR 2003 AND THE NOTES
TO THE BALANCE SHEET AND THE PROFIT AND
LOSS ACCOUNT.
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For For Management
YEAR 2003.
3 DISCHARGE OF THE MANAGING DIRECTORS OF For For Management
RESPONSIBILITY IN RESPECT OF THEIR
MANAGEMENT FOR THE YEAR 2003.
4 DISCHARGE OF THE MEMBERS OF THE For For Management
SUPERVISORY BOARD OF RESPONSIBILITY FOR
THEIR SUPERVISION FOR THE YEAR 2003.
5 APPOINTMENT OF MS. L.Z. COOK AS A For For Management
MANAGING DIRECTOR OF THE COMPANY.*
6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For For Management
MEMBER OF THE SUPERVISORY BOARD.*
7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For For Management
A MEMBER OF THE SUPERVISORY BOARD OWING
TO RETIREMENT BY ROTATION.*
8 REDUCTION OF THE ISSUED SHARE CAPITAL For For Management
WITH A VIEW TO CANCELLA- TION OF THE
SHARES ACQUIRED BY THE COMPANY IN ITS OWN
CAPITAL.
9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For For Management
PURSUANT TO ARTICLE 98, BOOK 2 OF THE
NETHERLANDS CIVIL CODE, AS THE COMPETENT
BODY TO ACQUIRE SHARES IN THE CAPITAL OF
THE COMPANY.
- --------------------------------------------------------------------------------
SAP AG
Ticker: SZXP10 Security ID: 803054204
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION ON THE APPROPRIATION OF THE For For Management
RETAINED EARNINGS OF THE FISCAL YEAR 2003
2 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE EXECUTIVE BOARD IN THE FISCAL
YEAR 2003
3 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE SUPERVISORY BOARD IN THE
FISCAL YEAR 2003
4 Ratify Auditors For For Management
5 RESOLUTION ON ADJUSTMENTS TO SECTION 4 OF For For Management
THE ARTICLES OF ASSOCIATION
6 RESOLUTION ON THE AUTHORIZATION TO For For Management
ACQUIRE AND USE TREASURY SHARES
7 RESOLUTION ON THE AUTHORIZATION TO USE For For Management
EQUITY DERIVATIVES IN CONNECTION WITH THE
ACQUISITION OF TREASURY SHARES
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Page 28
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Hassan For For Management
1.2 Elect Director Philip Leder, M.D. For For Management
1.3 Elect Director Eugene R. McGrath For For Management
1.4 Elect Director Richard de J. Osborne For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SEARS, ROEBUCK & CO.
Ticker: S Security ID: 812387108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Bax For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Alan J. Lacy For For Management
1.4 Elect Director Hugh B. Price For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
ST. JOE COMPANY, THE
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ainslie For For Management
1.2 Elect Director Hugh M. Durden For For Management
1.3 Elect Director Adam W. Herbert, Jr. For For Management
1.4 Elect Director Delores Kesler For For Management
1.5 Elect Director John S. Lord For For Management
1.6 Elect Director Walter L. Revell For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director Winfred L. Thornton For For Management
1.9 Elect Director William H. Walton, III For For Management
2 Eliminate Preemptive Rights For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
Page 29
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kennett Burnes For For Management
1.2 Elect Director David Gruber For For Management
1.3 Elect Director Linda Hill For For Management
1.4 Elect Director Charles Lamantia For For Management
1.5 Elect Director Robert Weissman For For Management
2 Exempt Board of Directors from Against Against Shareholder
Massachusetts General Laws, Chapter 156B,
Section 50A(a)
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For For Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For For Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For For Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Stephen W. Sanger For For Management
1.5 Elect Director Warren R. Staley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
Page 30
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
2 TO APPROVE THE BOARD OF DIRECTORS For For Management
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management
THREE-YEAR TERM.
4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management
THREE-YEAR TERM.
5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management
THREE-YEAR TERM.
6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management
THREE-YEAR TERM.
7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management
THREE-YEAR TERM.
8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For For Management
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
Page 31
- --------------------------------------------------------------------------------
TXU CORP.
Ticker: TXU Security ID: 873168108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek C. Bonham For For Management
1.2 Elect Director E. Gail de Planque For For Management
1.3 Elect Director William M. Griffin For For Management
1.4 Elect Director Kerney Laday For For Management
1.5 Elect Director Jack E. Little For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director J.E. Oesterreicher For For Management
1.8 Elect Director Michael W. Ranger For For Management
1.9 Elect Director Herbert H. Richardson For For Management
1.10 Elect Director C. John Wilder For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against For Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against For Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Page 32
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria Buyniski For For Management
Gluckman
1.2 Elect Director Arthur D. Collins, Jr. For For Management
1.3 Elect Director Jerry W. Levin For For Management
1.4 Elect Director Thomas E. Petry For For Management
1.5 Elect Director Richard G. Reiten For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Executive Compensation to Vote Against Against Shareholder
5 Amend Vote Requirements to Amend Against Against Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against Against Shareholder
8 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against Against Shareholder
11 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
Page 33
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director James J. Howard For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Cordell Reed For For Management
1.6 Elect Director Jeffrey A. Rein For For Management
1.7 Elect Director David Y. Schwartz For For Management
1.8 Elect Director John B. Schwemm For For Management
1.9 Elect Director Marilou M. von Ferstel For For Management
1.10 Elect Director Charles R. Walgreen III For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WMI Security ID: 94106L109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan Cafferty For For Management
1.2 Elect Director Frank M. Clark, Jr. For For Management
1.3 Elect Director Robert S. Miller For For Management
1.4 Elect Director A. Maurice Myers For For Management
1.5 Elect Director John C. Pope For For Management
1.6 Elect Director W. Robert Reum For For Management
1.7 Elect Director Steven G. Rothmeier For For Management
1.8 Elect Director David P. Steiner For For Management
1.9 Elect Director Carl W. Vogt For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC.
Ticker: WLP Security ID: 94973H108
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
Page 34
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For For Management
1.11 Elect Director Judith M. Runstad For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For For Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
Page 35
=============================== EMERGING MARKETS ===============================
AU OPTRONICS CORP
Ticker: Security ID: 002255107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPTANCE OF THE 2003 BUSINESS REPORT For For Management
AND FINANCIAL STATEMENTS, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING.
2 APPROVAL OF THE REVISIONS TO THE ARTICLES For For Management
OF INCORPORATION, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
3.1 Elect Director Kuen-Yao (ky) Lee* For For Management
3.2 Elect Director Hsuan Bin (hb) Chen* For For Management
3.3 Elect Director Hsi-Hua Sheaffer Lee* For For Management
3.4 Elect Director Po-Yen Lu* For For Management
3.5 Elect Director Chin-Bing Peng* For For Management
3.6 Elect Director Stan Huang* For For Management
3.7 Elect Director Vivien Huey-Juan Hsieh* For For Management
3.8 Elect Director Cheng-Chu Fan* For For Management
3.9 Elect Director T.J. Huang* For For Management
3.10 Elect Director Chieh-Chien Chao** For For Management
3.11 Elect Director Ko-Yung (eric) Yu** For For Management
3.12 Elect Director Hsiu Hsing Hu** For For Management
4 APPROVAL OF THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
5 APPROVAL OF THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE STOCK BONUS, AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING.
6 APPROVAL TO HAVE A NEW RIGHTS ISSUE TO For For Management
SPONSOR DR OFFERING, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
7 APPROVAL TO RELEASE THE DIRECTORS FROM For For Management
NON-COMPETITION RESTRICTIONS, AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING.
- --------------------------------------------------------------------------------
C.A. NACIONAL TELEFONOS DE VENEZUELA (CANTV)
Ticker: VNT Security ID: 204421101
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 THE APPROVAL OF THE ANNUAL REPORT AND For For Management
FINANCIAL STATEMENTS OF THE COMPANY FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2003.
2 THE APPROVAL OF THE PAYMENT OF AN For For Management
ORDINARY DIVIDEND FOR 2004 OF BS. 550 PER
SHARE REPRESENTING US$ 2.01 PER ADS.
3 AUTHORIZATION TO ISSUE BONDS AND For For Management
COMMERCIAL PAPER.
4 ELECTION OF: GUSTAVO ROOSEN (PRINCIPAL) For For Management
VICENTE LLATAS (ALTERNATE)
Page 36
5 ELECTION OF: DANIEL PETRI (PRINCIPAL) AND For For Management
MIKE PAWLOWSKI (ALTERNATE)
6 ELECTION OF: JOHN LACK (PRINCIPAL) AND For For Management
CHARLES FALLINI (ALTERNATE)
7 ELECTION OF: JOHN DOHERTY (PRINCIPAL) AND For For Management
LUIS ESTEBAN PALACIOS (ALTERNATE)
8 ELECTION OF: JOSE M. ORTEGA (PRINCIPAL) For For Management
AND ARTURO BANEGAS (ALTERNATE)
9 ELECTION OF: RICARDO HAUSMANN (PRINCIPAL) For For Management
AND GERMAN GARCIA-VELUTINI (ALTERNATE)
10 APPROVAL OF ESPINEIRA, SHELDON Y For For Management
ASOCIADOS- MEMBER FIRM OF
PRICEWATERHOUSECOOPERS, AS EXTERNAL
AUDITORS FOR 2004.
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
C.A. NACIONAL TELEFONOS DE VENEZUELA (CANTV)
Ticker: VNT Security ID: 204421101
Meeting Date: DEC 2, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Reduction in Share Capital Via For For Management
Redemption of Shares
2 Approve Distribution of Cash Dividend For For Management
- --------------------------------------------------------------------------------
CEMEX S.A.
Ticker: CMXYY Security ID: 151290889
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION, DISCUSSION AND, IF For For Management
APPLICABLE, APPROVAL OF THE REPORT BY THE
BOARD OF DIRECTORS, INCLUDING THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2003 AS REQUIRED BY
THE MEXICAN CORPORATION LAW.
2 PROPOSAL FOR THE ALLOCATION OF PROFITS For For Management
AND THE MAXIMUM AMOUNT OF FUNDS TO BE
USED FOR THE PURCHASE OF COMPANY SHARES.
3 PROPOSAL TO INCREASE THE CAPITAL STOCK OF For For Management
THE COMPANY IN ITS VARIBLE PORTION
THROUGH CAPITALIZATION CHARGED AGAINST
RETAINED EARNINGS, SUBMITTED FOR
CONSIDERATION OF THE SHAREHOLDERS AT THE
MEETING.
4 ELECT DIRECTORS AND SUPERVISORY BOARD For For Management
5 COMPENSATION OF DIRECTORS AND STATUTORY For For Management
AUDITORS, ACCORDING TO THE PROPOSAL OF
SHAREHOLDERS SUBMITTED FOR CONSIDERATION
AT THE MEETING.
6 APPOINTMENT OF DELEGATES TO FORMALIZE THE For For Management
RESOLUTIONS ADOPTED AT THE MEETING.
Page 37
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED
Ticker: Security ID: 16941M109
Meeting Date: JUN 16, 2004 Meeting Type: Special
Record Date: MAY 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 THAT THE CONDITIONAL SALE AND PURCHASE For For Management
AGREEMENT DATED 28 APRIL 2004 IS HEREBY
GENERALLY AND UNCONDITIONALLY APPROVED.
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED
Ticker: Security ID: 16941M109
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE FINANCIAL For For Management
STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR YEAR ENDED 31
DECEMBER 2003.
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR For For Management
ENDED 31 DECEMBER 2003.
3 TO RE-ELECT MR. XUE TAOHAI AS A DIRECTOR. For For Management
4 TO RE-ELECT MR. LI GANG AS A DIRECTOR. For For Management
5 TO RE-ELECT MR. XU LONG AS A DIRECTOR. For For Management
6 TO RE-ELECT MR. MOSES CHENG MO CHI AS A For For Management
DIRECTOR.
7 TO RE-ELECT DR. J. BRIAN CLARK AS A For For Management
DIRECTOR.
8 Ratify Auditors For For Management
9 TO FIX THE DIRECTORS FEES. For For Management
10 TO REPURCHASE SHARES IN THE COMPANY NOT For For Management
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE EXISTING ISSUED SHARE
CAPITAL.
11 TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL For For Management
SHARES IN THE COMPANY NOT EXCEEDING 20%
OF THE EXISTING ISSUED SHARE CAPITAL.
12 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
13 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY.
- --------------------------------------------------------------------------------
COMPANIA DE TELECOMUNICACIONES DE CHILE S.A (TELEFONICA)
Ticker: CTC Security ID: 204449300
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
Page 38
1 APPROVAL OF THE ANNUAL REPORT, BALANCE For For Management
SHEET, INCOME STATEMENT AND REPORTS OF
ACCOUNT INSPECTORS AND INDEPENDENT
AUDITORS
2 APPROVAL OF DISTRIBUTION OF NET INCOME For For Management
FOR FISCAL YEAR ENDED DECEMBER 31, 2003
3 APPROVAL TO APPOINT TWO ACCOUNT For For Management
INSPECTORS AND TWO ALTERNATE ACCOUNT
INSPECTORS AND TO DETERMINE THEIR
COMPENSATION
4 Ratify Auditors For For Management
5 APPROVAL TO APPOINT THE DOMESTIC CREDIT For For Management
RATING AGENCIES THAT WILL SET THE RISK
RATING OF PUBLICLY OFFERED ISSUES
6 APPROVAL OF THE COMPENSATION FOR THE For For Management
DIRECTORS COMMITTEE MEMBERS AND OF THE
DIRECTORS COMMITTEE BUDGET
7 APPROVAL OF THE INVESTMENT AND FINANCING For For Management
STRATEGY PROPOSED BY MANAGEMENT
(ACCORDING TO DECREE LAW 3,500)
8 APPROVAL OF A SANTIAGO NEWSPAPER IN WHICH For For Management
TO PUBLISH THE NOTICES FOR FUTURE
SHAREHOLDERS MEETINGS AND DIVIDEND
PAYMENTS
9 PROVIDE INFORMATION ON ALL ISSUES For For Management
RELATING TO THE MANAGEMENT AND
ADMINISTRATION OF THE BUSINESS
10 APPROVAL OF THE SALE OF PUBLIC SERVICE For For Management
PAGING LICENSES AND THE ASSETS RELATED TO
THE INSTALLATION, OPERATION AND
DEVELOPMENT
11 APPROVAL TO ADOPT THE NECESSARY For For Management
PROCEDURES TO FORMALIZE THE AGREEMENTS
REACHED AT THE EXTRAORDINARY SHAREHOLDERS
MEETING
- --------------------------------------------------------------------------------
COMPANIA DE TELECOMUNICACIONES DE CHILE S.A (TELEFONICA)
Ticker: CTC Security ID: 204449300
Meeting Date: JUL 11, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Dividends of CLP For For Management
17.5 Per Share Charged to Retained
Earnings
2 Amend Article 5 to Reflect Changes in For For Management
Capital Due to Capitalization of Share
Premium Account
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
Page 39
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For For Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
GOLD FIELDS LIMITED
Ticker: DRFNY Security ID: 38059T106
Meeting Date: MAR 8, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ORDINARY RESOLUTION NUMBER 1 (REGARDING For For Management
ISSUE OF SHARES TO MVELA GOLD)
2 ORDINARY RESOLUTION NUMBER 2 (AUTHORISING For For Management
DIRECTORS TO IMPLEMENT SHARE EXCHANGE)
3 ORDINARY RESOLUTION NUMBER 3 (AUTHORISING For For Management
DIRECTORS TO PERFORM NECESSARY ACTS TO
GIVE EFFECT TO RESOLUTIONS NUMBERS 1 AND
2)
- --------------------------------------------------------------------------------
GRUPO AEROPUERTOARIO DEL SURESTE, S.A. DE C.V.
Ticker: Security ID: 40051E202
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE REPORT OF THE BOARD OF For For Management
DIRECTORS PURSUANT TO ARTICLE 172 OF THE
GENERAL LAW OF COMMERCIAL COMPANIES.
2 APPROVAL OF THE ANNUAL REPORT OF THE For For Management
AUDIT COMMITTEE REGARDING ITS ACTIVITIES
AS PROVIDED BY ARTICLE 14 BIS 3 OF THE
SECURITIES MARKET LAW ( LEY DEL MERCADO
DE VALORES ).
3 APPROVAL OF THE REPORT OF THE STATUTORY For For Management
AUDITOR.
4 APPROVAL OF THE INDIVIDUAL AND For For Management
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2003.
5 APPROVAL OF THE APPLICATION OF THE For For Management
RESULTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2003.
6 PRESENTATION OF THE REPORT OF THE For For Management
NOMINATIONS AND COMPENSATIONS COMMITTEE.
7 PROPOSAL OF THE BOARD OF DIRECTORS TO PAY For For Management
AN ORDINARY CASH DIVIDEND, AS MORE FULLY
DESCRIBED IN THE AGENDA.
Page 40
8 ELECT PRINCIPAL AND ALTERNATE DIRECTORS For For Management
AND SUPERVISORY BOARD MEMBERS
9 ADOPTION OF THE RESOLUTIONS REGARDING THE For For Management
REMUNERATION TO BE PAID TO MEMBERS AND
ALTERNATES OF THE BOARD OF DIRECTORS AND
STATUTORY AUDITORS.
10 APPROVAL OF THE APPOINTMENT OF DELEGATES For For Management
TO FORMALIZE THE RESOLUTIONS ADOPTED IN
THIS ANNUAL SHAREHOLDERS MEETING.
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: HNP Security ID: 443304100
Meeting Date: JUL 22, 2003 Meeting Type: Special
Record Date: JUL 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Agreement Entered into For For Management
by Huaneng Power International Inc and
China Huaneng Group
2.1 Approve Guarantee Agreements Entered into For For Management
by China Huaneng Group and its
Subsidiaries
2.2 Approve Loan Borrowing Agreement Entered For For Management
into by China Huaneng Group and Shanxi
Huaneng Yushe Power Limited Liability
Company
2.3 Approve Deposit and Borrowing Agreements For For Management
Entered Among Henan Huaneng Qinbei Power
Generation Ltd, Shanxi Huaneng Yushe
Power Ltd, China Huaneng Group Xindian
Power Plant, and China Huaneng Finance Co
- --------------------------------------------------------------------------------
INDIA FUND, INC., THE
Ticker: IFN Security ID: 454089103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Becker For Did Not Management
Vote
1.2 Elect Director Stephane Henry For Did Not Management
Vote
1.3 Elect Director J. Marc Hardy For Did Not Management
Vote
1.4 Elect Director Bryan Mckigney For Did Not Management
Vote
- --------------------------------------------------------------------------------
KT CORP (FORMERLY KOREA TELECOM CORPORATION)
Ticker: Security ID: 48268K101
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
Page 41
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF BALANCE SHEET, INCOME For For Management
STATEMENT AND STATEMENT OF APPROPRIATION
OF RETAINED EARNINGS FOR THE 22ND FISCAL
YEAR, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
2 APPROVAL OF THE AMENDMENT OF ARTICLES OF For For Management
INCORPORATION, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
3 ELECTION OF MEMBERS OF THE AUDIT For For Management
COMMITTEE, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
4 HI CHANG ROH (NOMINATED BY THE PRESIDENT For For Management
WITH CONSENT OF BOARD OF DIRECTORS)
5 SUNG DEUK PARK (NOMINATED BY OUTSIDE For For Management
DIRECTOR RECOMMENDATION COMMITTEE)
6 BYOUNG HOON LEE (SHAREHOLDER PROPOSAL - Against Against Shareholder
PRACTICALLY INITIATED BY LABOR UNION OF
KT)
7 APPROVAL OF LIMIT ON REMUNERATION OF For For Management
DIRECTORS, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
8 APPROVAL OF AMENDMENT OF MANAGEMENT For For Management
CONTRACT, AS SET FORTH IN H THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
LUKOIL OAO
Ticker: LUKFY Security ID: 677862104
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT 2003, OF For For Management
THE ANNUAL ACCOUNTS INCLUDING THE PROFIT
AND LOSS STATEMENT
2 AMOUNT, PAYMENT DATE, AND FORM OF PAYMENT For For Management
OF DIVIDENDS
3 ELECTION OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS.
4 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: NIKITENKO, VLADIMIR
NIKOLAYEVICH
5 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: SKLYAROVA, TATIANA
SERGUEYEVNA
6 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: TANULYAK, NATALIA ILYINICHNA
7 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: KONDRATIEV, PAVEL
GENNADIEVICH
8 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: BULAVINA, LYUDMILA
MIKHAILOVNA
9 REMUNERATION AND COMPENSATION OF EXPENSES For For Management
TO THE MEMBERS OF THE BOARD OF DIRECTORS
AND AUDIT COMMISSION OF OAO LUKOIL
10 APPROVAL OF THE EXTERNAL AUDITOR OF THE For For Management
Page 42
COMPANY
11 APPROVAL OF AMENDMENTS AND ADDENDA TO THE For For Management
CHARTER OF OAO LUKOIL
12 APPROVAL OF AMENDMENTS AND ADDENDA TO THE For For Management
REGULATIONS ON THE PROCEDURE FOR
PREPARING AND HOLDING THE SHAREHOLDERS
MEETING
13 APPROVAL OF AMENDMENTS AND ADDENDA TO THE For For Management
REGULATIONS ON THE BOARD OF DIRECTORS OF
LUKOIL
14 APPROVAL OF TRANSACTIONS INVOLVING For For Management
INTERESTED/RELATED PARTIES
- --------------------------------------------------------------------------------
ROSTELECOM
Ticker: Security ID: 778529107
Meeting Date: JUN 26, 2004 Meeting Type: Annual
Record Date: MAY 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS For For Management
2 DIVIDENDS For For Management
3.1 Elect Director Stanislav P. Avdiyants For For Management
3.2 Elect Director Vladimir I. Adzhalov For For Management
3.3 Elect Director Vadim E. Belov For For Management
3.4 Elect Director Stanislav G. Vartanyan For For Management
3.5 Elect Director Valery V. Degtyarev For For Management
3.6 Elect Director Dmitry Ye. Yerokhin For For Management
3.7 Elect Director Stanislav N. Panchenko For For Management
3.8 Elect Director Victor A. Polischuk For For Management
3.9 Elect Director Irina M. Ragozina For For Management
3.10 Elect Director Mikhail V. Slipenchouk For For Management
3.11 Elect Director Grigory M. Finger For For Management
3.12 Elect Director Evgeny V. Yurchenko For For Management
3.13 Elect Director Valery N. Yashin For For Management
4 ELECTION OF THE AUDITING COMMISSION OF For For Management
THE COMPANY: KONSTANTIN V. BELYAEV
5 ELECTION OF THE AUDITING COMMISSION OF For For Management
THE COMPANY: EVGUENI A. PELYMSKI
6 ELECTION OF THE AUDITING COMMISSION OF For For Management
THE COMPANY: IRINA V. PROKOFIEVA
7 APPROVAL OF OCJSC ERNST AND YOUNG For For Management
VNESHAUDIT ZAO AS THE EXTERNAL AUDITOR OF
THE COMPANY FOR 2004 YEAR.
8 APPROVAL OF THE RESTATED CHARTER OF THE For For Management
COMPANY.
9 APPROVAL OF THE RESTATED REGULATIONS ON For For Management
THE BOARD OF DIRECTORS OF THE COMPANY.
- --------------------------------------------------------------------------------
SK TELECOM
Ticker: Security ID: 78440P108
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE BALANCE SHEET, THE For For Management
Page 43
STATEMENT OF INCOME, AND THE STATEMENT OF
APPROPRIATION OF RETAINED EARNINGS OF THE
20TH FISCAL YEAR, AS SET FORTH IN ITEM 1
OF THE COMPANY S AGENDA ENCLOSED
HEREWITH.
2 APPROVAL OF THE AMENDMENT OF THE ARTICLES For For Management
OF INCORPORATION, AS SET FORTH IN ITEM 2
OF THE COMPANY S AGENDA ENCLOSED
HEREWITH.
3 APPROVAL OF THE CEILING AMOUNT OF THE For For Management
REMUNERATION OF DIRECTORS, AS SET FORTH
IN THE COMPANY S AGENDA ENCLOSED
HEREWITH.
4 APPROVAL OF THE APPOINTMENT OF DIRECTORS, For For Management
AS SET FORTH IN ITEM 3 OF THE COMPANY S
AGENDA ENCLOSED HEREWITH.
5 APPROVAL OF THE APPOINTMENT OF OUTSIDE For For Management
DIRECTORS WHO WILL BE AUDIT COMMITTEE
MEMBERS, AS SET FORTH IN ITEM 3 OF THE
COMPANY S AGENDA ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM.P Security ID: 874039100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2003 BUSINESS REPORT AND For For Management
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS.
3 TO APPROVE THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE PROFIT SHARING.
- --------------------------------------------------------------------------------
VINA CONCHA Y TORO S.A.
Ticker: VCO Security ID: 927191106
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, BALANCE For For Management
SHEET, FINANCIAL STATEMENTS AND
INDEPENDENT EXTERNAL AUDITORS REPORT FOR
FISCAL YEAR 2003.
2 APPROVAL OF THE PROFIT DISTRIBUTION AND For For Management
DIVIDEND POLICY.
3 ELECTION OF THE INDEPENDENT ACCOUNTANTS For For Management
THAT WILL EXERCISE THE FUNCTION OF
EXTERNAL AUDITORS FOR FISCAL 2004.
4 SET THE COMPENSATION OF THE BOARD OF For For Management
DIRECTORS.
5 SET COMPENSATION FOR THE MEMBERS OF THE For For Management
BOARD OF DIRECTORS COMMITTEE.
6 DETERMINE THE NEWSPAPER IN WHICH For For Management
NOTIFICATION OF THE NEXT SHAREHOLDERS
Page 44
MEETING WILL BE PUBLISHED.
7 REPORT ON COMPANY TRANSACTIONS AS For For Management
STIPULATED IN ARTICLE 44 OF LAW NO.
18.046.
8 Other Business For For Management
9 APPROVAL OF THE PROPOSAL OF THE BOARD OF For For Management
DIRECTORS TO ESTABLISH PROGRAM OF BUYING
BACK SHARES OF VINA CONCHA Y TORO S.A.
========================== ENERGY & NATURAL RESOURCES ==========================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director W. James McNerney, Jr. For For Management
1.4 Elect Director Kevin W. Sharer For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene C. Fiedorek For For Management
1.2 Elect Director Patricia Albjerg Graham For For Management
1.3 Elect Director F. H. Merelli For For Management
1.4 Elect Director Raymond Plank For For Management
2 Report on Greenhouse Gas Emissions Against Against Shareholder
Page 45
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
ARCH COAL, INC.
Ticker: ACI Security ID: 039380100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven F. Leer For For Management
1.2 Elect Director Robert G. Potter For For Management
1.3 Elect Director Theodore D. Sands For For Management
- --------------------------------------------------------------------------------
BARRICK GOLD CORP.
Ticker: ABX. Security ID: 067901108
Meeting Date: APR 22, 2004 Meeting Type: Annual/Special
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.L. Beck For For Management
1.2 Elect Director C.W.D. Birchall For For Management
1.3 Elect Director G. Cisneros For For Management
1.4 Elect Director M.A. Cohen For For Management
1.5 Elect Director P.A. Crossgrove For For Management
1.6 Elect Director P.C. Godsoe For For Management
1.7 Elect Director A.A. Macnaughton For For Management
1.8 Elect Director B. Mulroney For For Management
1.9 Elect Director A. Munk For For Management
1.10 Elect Director P. Munk For For Management
1.11 Elect Director J.L. Rotman For For Management
1.12 Elect Director J.E. Thompson For For Management
1.13 Elect Director G.C. Wilkins For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Stock Option Plan (2004) up to 16 For For Management
Million Common Shares
- --------------------------------------------------------------------------------
BJ SERVICES COMPANY
Ticker: BJS Security ID: 055482103
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
Page 46
1.1 Elect Director Don D. Jordan For For Management
1.2 Elect Director William H. White For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Foreign Operations Risk Against Against Shareholder
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP.PP Security ID: 055622104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord Browne For For Management
1.2 Elect Director Dr B E Grote For For Management
1.3 Elect Director Mr H M P Miles For For Management
1.4 Elect Director Sir Robin Nicholson For For Management
1.5 Elect Director Mr R L Olver For For Management
1.6 Elect Director Sir Ian Prosser For For Management
2 TO ELECT MR A BURGMANS AS A DIRECTOR For For Management
3 Ratify Auditors For For Management
4 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY
5 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management
SPECIFIED AMOUNT
6 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
8 TO AUTHORISE THE USE OF TREASURY SHARES For For Management
FOR EMPLOYEE SHARE SCHEMES
9 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
10 TO DETERMINE THE LIMIT FOR THE AGGREGATE For For Management
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS
11 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management
AND THE ACCOUNTS
12 SPECIAL SHAREHOLDER RESOLUTION: TO Against Against Shareholder
INSTRUCT THE COMPANY TO PREPARE A REPORT
MAKING CERTAIN DISCLOSURES ON MATTERS OF
CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
- --------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC.
Ticker: CRZO Security ID: 144577103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.P. Johnson Iv For For Management
1.2 Elect Director Steven A. Webster For For Management
1.3 Elect Director Christopher C. Behrens For For Management
1.4 Elect Director Douglas A.P. Hamilton For For Management
1.5 Elect Director Paul B. Loyd, Jr. For For Management
Page 47
1.6 Elect Director Bryan R. Martin For For Management
1.7 Elect Director F. Gardner Parker For For Management
1.8 Elect Director Roger A. Ramsey For For Management
1.9 Elect Director Frank A. Wojtek For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CEMEX S.A.
Ticker: CMXYY Security ID: 151290889
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION, DISCUSSION AND, IF For For Management
APPLICABLE, APPROVAL OF THE REPORT BY THE
BOARD OF DIRECTORS, INCLUDING THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2003 AS REQUIRED BY
THE MEXICAN CORPORATION LAW.
2 PROPOSAL FOR THE ALLOCATION OF PROFITS For For Management
AND THE MAXIMUM AMOUNT OF FUNDS TO BE
USED FOR THE PURCHASE OF COMPANY SHARES.
3 PROPOSAL TO INCREASE THE CAPITAL STOCK OF For For Management
THE COMPANY IN ITS VARIBLE PORTION
THROUGH CAPITALIZATION CHARGED AGAINST
RETAINED EARNINGS, SUBMITTED FOR
CONSIDERATION OF THE SHAREHOLDERS AT THE
MEETING.
4 ELECT DIRECTORS AND SUPERVISORY BOARD For For Management
5 COMPENSATION OF DIRECTORS AND STATUTORY For For Management
AUDITORS, ACCORDING TO THE PROPOSAL OF
SHAREHOLDERS SUBMITTED FOR CONSIDERATION
AT THE MEETING.
6 APPOINTMENT OF DELEGATES TO FORMALIZE THE For For Management
RESOLUTIONS ADOPTED AT THE MEETING.
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Page 48
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J. P. Belda For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director John T. Dillon For For Management
1.5 Elect Director Louisa C. Duemling For For Management
1.6 Elect Director Charles O. Holliday, Jr. For For Management
1.7 Elect Director Deborah C. Hopkins For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director H. Rodney Sharp, III For For Management
1.12 Elect Director Charles M. Vest For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Adopt and Report on a Code of Corporate Against Against Shareholder
Conduct
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ENERGY PARTNERS, LTD
Ticker: EPL Security ID: 29270U105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Bachmann For For Management
1.2 Elect Director John C Bumgarner For For Management
1.3 Elect Director Jerry D. Carlisle For For Management
1.4 Elect Director Harold D. Carter For For Management
1.5 Elect Director Enoch L. Dawkins For For Management
1.6 Elect Director Robert D. Gershen For For Management
1.7 Elect Director William O. Hiltz For For Management
1.8 Elect Director John G. Phillips For For Management
1.9 Elect Director Dr. Eamon M. Kelly For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
ENTERGY CORP.
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Scannell Bateman For For Management
1.2 Elect Director W. Frank Blount For For Management
1.3 Elect Director Simon D. deBree For For Management
1.4 Elect Director Claiborne P. Deming For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Donald C. Hintz For For Management
1.7 Elect Director J. Wayne Leonard For For Management
1.8 Elect Director Robert v.d. Luft For For Management
Page 49
1.9 Elect Director Kathleen A. Murphy For For Management
1.10 Elect Director Paul W. Murrill For For Management
1.11 Elect Director James R. Nichols For For Management
1.12 Elect Director William A. Percy, II For For Management
1.13 Elect Director Dennis H. Reilley For For Management
1.14 Elect Director Wm. Clifford Smith For For Management
1.15 Elect Director Bismark A. Steinhagen For For Management
1.16 Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
4 Restore or Provide for Cumulative Voting Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Alcorn For For Management
1.2 Elect Director Charles R. Crisp For For Management
1.3 Elect Director Mark G. Papa For For Management
1.4 Elect Director Edmund P. Segner, III For For Management
1.5 Elect Director Donald F. Textor For For Management
1.6 Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
FLORIDA ROCK INDUSTRIES, INC.
Ticker: FRK Security ID: 341140101
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thompson S. Baker II as For For Management
Class III Director
1.2 Elect Director Luke E. Fichthorn III as For For Management
Class III Director
1.3 Elect Director The Honorable Tillie K. For For Management
Fowler as Class III Director
1.4 Elect Director Francis X. Knott as Class For For Management
III Director
1.5 Elect Director William H. Walton III as For For Management
Class II Director
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
Page 50
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For For Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Crandall For For Management
1.2 Elect Director Kenneth T. Derr For For Management
1.3 Elect Director Charles J. DiBona For For Management
1.4 Elect Director W. R. Howell For For Management
1.5 Elect Director Ray L. Hunt For For Management
1.6 Elect Director David J. Lesar For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director J. Landis Martin For For Management
1.9 Elect Director Jay A. Precourt For For Management
1.10 Elect Director Debra L. Reed For For Management
1.11 Elect Director C. J. Silas For For Management
2 Increase Authorized Common Stock For For Management
3 Review/Report on Operations in Iran Against Against Shareholder
4 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
INCO LTD.
Ticker: N. Security ID: 453258402
Meeting Date: APR 21, 2004 Meeting Type: Annual/Special
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Bylaws Re:Declassify the Board For For Management
2.1 Elect Directors Ronald C. Cambre For For Management
2.2 Elect Directors Scott M. Hand For For Management
2.3 Elect Directors Chaviva M. Hosek For For Management
2.4 Elect Directors David P. O'Brien For For Management
2.5 Elect Directors Glen A. Barton For For Management
2.6 Elect Directors Angus A. Bruneau For For Management
2.7 Elect Directors Peter C. Jones For For Management
2.8 Elect Directors John T. Mayberry For For Management
2.9 Elect Directors Roger Phillips For For Management
2.10 Elect Directors James M. Stanford For For Management
3 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
4 Other Business (Voting) For For Management
Page 51
- --------------------------------------------------------------------------------
INPUT/OUTPUT, INC.
Ticker: IO Security ID: 457652105
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin Myers For For Management
1.2 Elect Director Bruce S. Appelbaum For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LYONDELL CHEMICAL CO.
Ticker: LYO Security ID: 552078107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Anderson For For Management
1.2 Elect Director William T. Butler For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Travis Engen For For Management
1.5 Elect Director Stephen F. Hinchliffe, For For Management
Jr.
1.6 Elect Director Danny W. Huff For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Dan F. Smith For For Management
1.11 Elect Director William R. Spivey For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC.
Ticker: MLM Security ID: 573284106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcus C. Bennett For For Management
1.2 Elect Director Dennis L. Rediker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCMORAN EXPLORATION CO.
Ticker: MMR Security ID: 582411104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
Page 52
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director B.M. Rankin, Jr. For For Management
1.3 Elect Director James R. Moffett For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
MURPHY OIL CORP.
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For For Management
1.2 Elect Director George S. Dembroski For For Management
1.3 Elect Director Claiborne P. Deming For For Management
1.4 Elect Director Robert A. Hermes For For Management
1.5 Elect Director R. Madison Murphy For For Management
1.6 Elect Director William C. Nolan, Jr. For For Management
1.7 Elect Director Ivar B. Ramberg For For Management
1.8 Elect Director David J. H. Smith For For Management
1.9 Elect Director Caroline G. Theus For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Payne For For Management
1.2 Elect Director Hans W. Schmidt For For Management
2 Ratify Auditors For For Management
3 SHAREHOLDER PROPOSAL TO CHANGE NABORS Against Against Management
JURISDICTION OF INCORPORATION FROM
BERMUDA TO DELAWARE.
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO.
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe B. Foster For For Management
1.2 Elect Director David A. Trice For For Management
1.3 Elect Director David F. Schaible For For Management
1.4 Elect Director Charles W. Duncan, Jr. For For Management
1.5 Elect Director Howard H. Newman For For Management
1.6 Elect Director Thomas G. Ricks For For Management
1.7 Elect Director Dennis R. Hendrix For For Management
Page 53
1.8 Elect Director C.E. (chuck) Shultz For For Management
1.9 Elect Director Philip J. Burguieres For For Management
1.10 Elect Director Claire S. Farley For For Management
1.11 Elect Director John Randolph Kemp III For For Management
2 Approve Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PATTERSON-UTI ENERGY INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Siegel For For Management
1.2 Elect Director Cloyce A. Talbott For For Management
1.3 Elect Director A. Glenn Patterson For For Management
1.4 Elect Director Kenneth N. Berns For For Management
1.5 Elect Director Robert C. Gist For For Management
1.6 Elect Director Curtis W. Huff For For Management
1.7 Elect Director Terry H. Hunt For For Management
1.8 Elect Director Kenneth R. Peak For For Management
1.9 Elect Director Nadine C. Smith For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PHELPS DODGE CORP.
Ticker: PD Security ID: 717265102
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marie L. Knowles For For Management
1.2 Elect Director Jon C. Madonna For For Management
1.3 Elect Director Gordon R. Parker For For Management
1.4 Elect Director Robert D. Johnson For For Management
2 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES CO.
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Hartwell Gardner For For Management
1.2 Elect Director James L. Houghton For For Management
1.3 Elect Director Linda K. Lawson For For Management
2 Ratify Auditors For For Management
Page 54
- --------------------------------------------------------------------------------
PREMCOR INC
Ticker: PCO Security ID: 74045Q104
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. O'Malley For For Management
1.2 Elect Director Jefferson F. Allen For For Management
1.3 Elect Director Wayne A. Budd For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Marshall A. Cohen For For Management
1.6 Elect Director David I. Foley For For Management
1.7 Elect Director Robert L. Friedman For For Management
1.8 Elect Director Richard C. Lappin For For Management
1.9 Elect Director Wilkes McClave III For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: Security ID: 767204100
Meeting Date: APR 7, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
UNDER SECTION 80 OF THE COMPANIES ACT
1955
2 AUTHORITY TO ALLOT EQUITY SECURITIES FOR For For Management
CASH UNDER SECTION 89 OF THE COMPANIES
ACT 1955
3 AUTHORITY TO PURCHASE RIO TINTO PLC For For Management
SHARES BY THE COMPANY OR RIO TINTO
LIMITED
4 APPROVAL OF THE MINING COMPANIES For For Management
COMPARATIVE PLAN 2004 AND THE RIO TINTO
SHARE OPTION PLAN 2004
5 ELECTION OF SIR JOHN KERR AS A DIRECTOR For For Management
6 RE-ELECTION OF MR LEIGH CLIFFORD AS A For For Management
DIRECTOR
7 RE-ELECTION OF MR GUY ELLIOTT AS A For For Management
DIRECTOR
8 RE-ELECTION OF SIR RICHARD SYKES AS A For For Management
DIRECTOR (MEMBER OF THE REMUNERATIONS
COMMITTEE)
9 RE-ELECTION OF RICHARD GIORDANO AS A For For Management
DIRECTOR (MEMBER OF THE AUDIT,
NOMINATIONS, SOCIAL/ENVIRONMENTAL
ACCOUNT. COMMITTEES)
10 Ratify Auditors For For Management
11 APPROVAL OF REMUNERATION REPORT For For Management
12 RECEIVE ANNUAL REPORT AND FINANCIAL For For Management
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2003
Page 55
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Gibbs For For Management
1.2 Elect Director Jerry W. Neely For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SMURFIT - STONE CONTAINER CORP.
Ticker: SSCC Security ID: 832727101
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boris For For Management
1.2 Elect Director Alan E. Goldberg For For Management
1.3 Elect Director William T. Lynch, Jr. For For Management
1.4 Elect Director Patrick J. Moore For For Management
1.5 Elect Director James J. O'Connor For For Management
1.6 Elect Director Jerry K. Pearlman For For Management
1.7 Elect Director Thomas A. Reynolds, III For For Management
1.8 Elect Director William D. Smithburg For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Deferred Compensation Plan For For Management
5 Submit Executive Compensation to Vote Against Against Shareholder
Page 56
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO.
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Epley, Jr. For For Management
1.2 Elect Director John Hammerschmidt For For Management
1.3 Elect Director Robert Howard For For Management
1.4 Elect Director Harold Korell For For Management
1.5 Elect Director Vello Kuuskraa For For Management
1.6 Elect Director Kenneth Mourton For For Management
1.7 Elect Director Charles Scharlau For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ST. JOE COMPANY, THE
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ainslie For For Management
1.2 Elect Director Hugh M. Durden For For Management
1.3 Elect Director Adam W. Herbert, Jr. For For Management
1.4 Elect Director Delores Kesler For For Management
1.5 Elect Director John S. Lord For For Management
1.6 Elect Director Walter L. Revell For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director Winfred L. Thornton For For Management
1.9 Elect Director William H. Walton, III For For Management
2 Eliminate Preemptive Rights For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU. Security ID: 867229106
Meeting Date: APR 29, 2004 Meeting Type: Annual/Special
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Brian A. Canfield For For Management
1.3 Elect Director Susan E. Crocker For For Management
1.4 Elect Director Bryan P. Davies For For Management
1.5 Elect Director Brian A. Felesky For For Management
1.6 Elect Director John T. Ferguson For For Management
1.7 Elect Director W. Douglas Ford For For Management
1.8 Elect Director Richard L. George For For Management
1.9 Elect Director John R. Huff For For Management
1.10 Elect Director Robert W. Korthals For For Management
1.11 Elect Director M. Ann McCaig For For Management
1.12 Elect Director Michael W. O'Brien For For Management
Page 57
1.13 Elect Director JR Shaw For For Management
2 Ratify Auditors For For Management
3 Submit New Participants in the Senior Against Against Shareholder
Executive Retirement Plan to a
Shareholder Vote
- --------------------------------------------------------------------------------
TEEKAY SHIPPING CORP.
Ticker: TK Security ID: Y8564W103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leif O. Hoegh For For Management
1.2 Elect Director Eileen A. Mercier For For Management
1.3 Elect Director Tore I. Sandvold For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TOM BROWN, INC.
Ticker: TBI Security ID: 115660201
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Carmichael For For Management
1.2 Elect Director Henry Groppe For For Management
1.3 Elect Director Edward W. LeBaron, Jr. For For Management
1.4 Elect Director James D. Lightner For For Management
1.5 Elect Director John C. Linehan For For Management
1.6 Elect Director Wayne W. Murdy For For Management
1.7 Elect Director James B. Wallace For For Management
1.8 Elect Director Robert H. Whilden, Jr. For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: 89151E109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF CERTAIN REPORTS AND OF THE For For Management
PARENT COMPANY S FINANCIAL STATEMENTS
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF INCOME, APPROVAL OF THE For For Management
DIVIDEND
4 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 For For Management
OF THE FRENCH COMMERCIAL CODE
5 AUTHORIZATION TO TRADE THE COMPANY S OWN For For Management
SHARES
6 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO ISSUE DEBT SECURITIES AND/OR PERPETUAL
Page 58
SUBORDINATED NOTES FOR A MAXIMUM NOMINAL
AMOUNT OF 10 BILLION EUROS
7.1 Elect Director Mr. Thierry Desmarest For For Management
7.2 Elect Director Mr. Thierry De Rudder For For Management
7.3 Elect Director Mr. Serge Tchuruk For For Management
8 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR For For Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
9 APPOINTMENT OF PHILIPPE MARCHANDISE AS A Against For Management
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS IN APPLICATION OF ARTICLE 11
OF THE ARTICLES OF INCORPORATION
10 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR Against For Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
11 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR Against For Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
12 Ratify Auditors For For Management
13 RENEWAL OF STATUTORY AUDITORS For For Management
14 Ratify Auditors For For Management
15 Ratify Auditors For For Management
16 DETERMINATION OF THE TOTAL AMOUNT OF For For Management
DIRECTORS COMPENSATION
17 AUTHORIZATION TO AWARD OPTIONS TO For For Management
SUBSCRIBE FOR OR PURCHASE STOCK OF THE
COMPANY IN FAVOUR OF THE MANAGEMENT AND
KEY EMPLOYEES OF THE GROUP
18 AUTHORIZATION FOR ISSUING CONVERTIBLE OR For For Management
OTHER EQUITY SECURITIES
19 AUTHORIZATION TO USE THE ABOVE DELEGATION For For Management
WITHOUT MAINTENANCE OF PREFERENTIAL
SUBSCRIPTION RIGHTS, BUT WITH AN OPTION
TO GRANT A PRIORITY PERIOD
20 CAPITAL INCREASE RESERVED FOR EMPLOYEES For For Management
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: RIG Security ID: G90078109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Long For For Management
1.2 Elect Director Martin B. Mcnamara For For Management
1.3 Elect Director Robert M. Sprague For For Management
1.4 Elect Director J. Michael Talbert For For Management
2 APPROVAL OF THE AMENDMENT OF OUR For For Management
LONG-TERM INCENTIVE PLAN AS DESCRIBED IN
THE PROXY STATEMENT.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ULTRA PETROLEUM CORP.
Page 59
Ticker: UPL Security ID: 903914109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael D. Watford as a Director For For Management
1.2 Elect William C. Helton as a Director For For Management
1.3 Elect James E. Nielson as a Director For For Management
1.4 Elect Robert E. Rigney as a Director For For Management
1.5 Elect James C. Roe as a Director For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
3 Other Business For For Management
- --------------------------------------------------------------------------------
VARCO INTERNATIONAL, INC.
Ticker: VRC Security ID: 922122106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg L. Armstrong For For Management
1.2 Elect Director George S. Dotson For For Management
1.3 Elect Director Richard A. Kertson For For Management
1.4 Elect Director John F. Lauletta For For Management
1.5 Elect Director Eric L. Mattson For For Management
1.6 Elect Director L.E. Simmons For For Management
1.7 Elect Director Jeffery A. Smisek For For Management
1.8 Elect Director Douglas E. Swanson For For Management
1.9 Elect Director James D. Woods For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WESTPORT RESOURCES CORP.
Ticker: WRC Security ID: 961418100
Meeting Date: JUN 25, 2004 Meeting Type: Special
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
WESTPORT RESOURCES CORP.
Ticker: WRC Security ID: 961418100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence D. Belfer For For Management
1.2 Elect Director James M. Funk For For Management
1.3 Elect Director Michael Russell For For Management
1.4 Elect Director Randy Stein For For Management
2 Ratify Auditors For For Management
Page 60
- --------------------------------------------------------------------------------
WHITING PETROLEUM CORP.
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Aller For For Management
1.2 Elect Director J.B. Ladd For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLBROS GROUP INC
Ticker: WG Security ID: 969199108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Mitchell For For Management
1.2 Elect Director S. Miller Williams For For Management
2 APPROVAL OF AMENDMENT NUMBER 4 TO For For Management
WILLBROS GROUP, INC. 1996 STOCK PLAN,
WHICH INCREASES THE TOTAL NUMBER OF
SHARES OF THE COMMON STOCK OF THE COMPANY
AUTHORIZED FOR ISSUANCE THEREUNDER FROM
3,125,000 TO 4,075,000 SHARES.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director William G. Lowrie For For Management
1.3 Elect Director Joseph H. Williams For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
XTO ENERGY CORP
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip R. Kevil For For Management
1.2 Elect Director Scott G. Sherman For For Management
Page 61
1.3 Elect Director Bob R. Simpson For For Management
2 Increase Authorized Common Stock For For Management
=============================== GOVERNMENT MONEY ===============================
The Fund has no proxy voting record because it did not hold any voting
securities during the applicable period.
======================= INTERMEDIATE-TERM MANAGED INCOME =======================
The Fund has no proxy voting record because it did not hold any voting
securities during the applicable period.
================================ INTERNATIONAL =================================
The Fund has no proxy voting record because it did not hold any voting
securities during the applicable period.
=============================== LARGE CAP GROWTH ===============================
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Jeffrey A. Rich For For Management
1.3 Elect Director Mark A. King For For Management
1.4 Elect Director Joseph P. O'Neill For For Management
1.5 Elect Director Frank A. Rossi For For Management
1.6 Elect Director J. Livingston Kosberg For For Management
1.7 Elect Director Dennis McCuistion For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC.
Ticker: ABK Security ID: 023139108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip B. Lassiter For For Management
1.2 Elect Director Michael A. Callen For For Management
1.3 Elect Director Renso L. Caporali For For Management
1.4 Elect Director Jill M. Considine For For Management
1.5 Elect Director Richard Dulude For For Management
1.6 Elect Director Robert J. Genader For For Management
1.7 Elect Director W. Grant Gregory For For Management
1.8 Elect Director Laura S. Unger For For Management
1.9 Elect Director Henry D. G. Wallace For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
Page 62
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For For Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
Page 63
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director John Major For For Management
1.3 Elect Director Alan E. Ross For For Management
1.4 Elect Director Henry Samueli, Ph.D. For For Management
1.5 Elect Director Robert E. Switz For For Management
1.6 Elect Director Werner F. Wolfen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAREER EDUCATION CORP.
Ticker: CECO Security ID: 141665109
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Lally For For Management
1.2 Elect Director John M. Larson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAR 22, 2004 Meeting Type: Special
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Stock in Connection For For Management
with Merger Agreement
3 Increase Authorized Preferred Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Allow Postponement or Adjournment of For For Management
Special Meeting
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director Colleen C. Welch, Ph.D. For For Management
1.3 Elect Director Roger L. Headrick For For Management
1.4 Elect Director Jean-Pierre Millon For For Management
- --------------------------------------------------------------------------------
CARNIVAL CORP.
Page 64
Ticker: CCL Security ID: 143658300
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Micky Arison For For Management
1.2 Elect Director Amb Richard G. Capen Jr For For Management
1.3 Elect Director Robert H. Dickinson For For Management
1.4 Elect Director Arnold W. Donald For For Management
1.5 Elect Director Pier Luigi Foschi For For Management
1.6 Elect Director Howard S. Frank For For Management
1.7 Elect Director Baroness Hogg For For Management
1.8 Elect Director A. Kirk Lanterman For For Management
1.9 Elect Director Modesto A. Maidique For For Management
1.10 Elect Director John P. Mcnulty For For Management
1.11 Elect Director Peter Ratcliffe For For Management
1.12 Elect Director Sir John Parker For For Management
1.13 Elect Director Stuart Subotnick For For Management
1.14 Elect Director Uzi Zucker For For Management
2 Ratify Auditors For For Management
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS.
4 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Management
CARNIVAL PLC FOR THE FINANCIAL PERIOD
ENDED NOVEMBER 30, 2003.
5 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO For For Management
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS FOR CARNIVAL PLC
SHARES.
- --------------------------------------------------------------------------------
ELECTRONIC ARTS, INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Richard Asher For For Management
1.2 Elect Director William J. Byron For For Management
1.3 Elect Director Leonard S. Coleman For For Management
1.4 Elect Director Gary M. Kusin For For Management
1.5 Elect Director Gregory B. Maffei For For Management
1.6 Elect Director Timothy Mott For For Management
1.7 Elect Director Lawrence F. Probst III For For Management
1.8 Elect Director Linda J. Srere For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Page 65
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director Franklyn G. Prendergast For For Management
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Drug Pricing Against Against Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director James M. Denny For For Management
1.4 Elect Director John C. Martin For For Management
1.5 Elect Director Gordon E. Moore For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director George P. Shultz For For Management
1.8 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
KOHL'S CORP.
Ticker: KSS Security ID: 500255104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne Embry For For Management
1.2 Elect Director John F. Herma For For Management
1.3 Elect Director R. Lawrence Montgomery For For Management
1.4 Elect Director Frank V. Sica For For Management
2 Ratify Auditors For For Management
3 Performance-Based Stock/Indexed Options Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
Page 66
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For For Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
PATTERSON COS INC.
Ticker: PDCO Security ID: 703412106
Meeting Date: SEP 8, 2003 Meeting Type: Annual
Record Date: JUL 14, 2003
Page 67
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold C. Slavkin For For Management
1.2 Elect Director James W. Wiltz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PETSMART
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Munder For For Management
1.2 Elect Director Thomas G. Stemberg For For Management
1.3 Elect Director Nancy J. Pedot For For Management
1.4 Elect Director Jeffery W. Yabuki For For Management
1.5 Elect Director Rita V. Foley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SAP AG
Ticker: SZXP10 Security ID: 803054204
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION ON THE APPROPRIATION OF THE For For Management
RETAINED EARNINGS OF THE FISCAL YEAR 2003
2 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE EXECUTIVE BOARD IN THE FISCAL
YEAR 2003
3 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE SUPERVISORY BOARD IN THE
FISCAL YEAR 2003
4 Ratify Auditors For For Management
5 RESOLUTION ON ADJUSTMENTS TO SECTION 4 OF For For Management
THE ARTICLES OF ASSOCIATION
6 RESOLUTION ON THE AUTHORIZATION TO For For Management
ACQUIRE AND USE TREASURY SHARES
7 RESOLUTION ON THE AUTHORIZATION TO USE For For Management
EQUITY DERIVATIVES IN CONNECTION WITH THE
ACQUISITION OF TREASURY SHARES
- --------------------------------------------------------------------------------
SEI INVESTMENT COMPANY
Ticker: SEIC Security ID: 784117103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred P. West, Jr. For For Management
1.2 Elect Director William M. Doran For For Management
1.3 Elect Director Howard D. Ross For For Management
1.4 Elect Director Thomas W. Smith For For Management
Page 68
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SLM CORP.
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Daley For For Management
1.2 Elect Director William M. Diefenderfer, For For Management
III
1.3 Elect Director Thomas J. Fitzpatrick For For Management
1.4 Elect Director Edward A. Fox For For Management
1.5 Elect Director Diane Suitt Gilleland For For Management
1.6 Elect Director Earl A. Goode For For Management
1.7 Elect Director Ann Torre Grant For For Management
1.8 Elect Director Ronald F. Hunt For For Management
1.9 Elect Director Benjamin J. Lambert, III For For Management
1.10 Elect Director Albert L. Lord For For Management
1.11 Elect Director Barry A. Munitz For For Management
1.12 Elect Director A. Alexander Porter, Jr. For For Management
1.13 Elect Director Wolfgang Schoellkopf For For Management
1.14 Elect Director Steven L. Shapiro For For Management
1.15 Elect Director Barry L. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. (Bill) Bradley For For Management
1.2 Elect Director Gregory B. Maffei For For Management
1.3 Elect Director Orin C. Smith For For Management
1.4 Elect Director Olden Lee For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker: SYMC Security ID: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
Page 69
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC.
Ticker: SBL Security ID: 871508107
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Nuti For For Management
1.2 Elect Director Robert J. Chrenc For For Management
1.3 Elect Director Salvatore Iannuzzi For For Management
1.4 Elect Director Edward Kozel For For Management
1.5 Elect Director George Samenuk For For Management
1.6 Elect Director Melvin A. Yellin For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
2 TO APPROVE THE BOARD OF DIRECTORS For For Management
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management
Page 70
THREE-YEAR TERM.
4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management
THREE-YEAR TERM.
5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management
THREE-YEAR TERM.
6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management
THREE-YEAR TERM.
7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management
THREE-YEAR TERM.
8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For For Management
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC.
Ticker: UVN Security ID: 914906102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Jerrold Perenchio For For Management
1.2 Elect Director Fernando Aguirre For For Management
1.3 Elect Director Harold Gaba For For Management
1.4 Elect Director Alan F. Horn For For Management
1.5 Elect Director John G. Perenchio For For Management
1.6 Elect Director Ray Rodriguez For For Management
1.7 Elect Director McHenry T. Tichenor, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
UTSTARCOM, INC.
Ticker: UTSI Security ID: 918076100
Meeting Date: SEP 24, 2003 Meeting Type: Special
Record Date: AUG 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
UTSTARCOM, INC.
Ticker: UTSI Security ID: 918076100
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Toy For For Management
1.2 Elect Director Ying Wu For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 71
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry C. Glasscock For For Management
1.2 Elect Director John L. McGoldrick For For Management
2 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
3 Ratify Auditors Against Against Shareholder
================================ MANAGED INCOME ================================
The Fund has no proxy voting record because it did not hold any voting
securities during the applicable period.
==================================== MONEY =====================================
The Fund has no proxy voting record because it did not hold any voting
securities during the applicable period.
================================= PACIFIC/ASIA =================================
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos II For For Management
1.3 Elect Director Michael H. Armacost For For Management
1.4 Elect Director Kriss Cloninger III For For Management
1.5 Elect Director Joe Frank Harris For For Management
1.6 Elect Director Elizabeth J. Hudson For For Management
1.7 Elect Director Kenneth S. Janke, Sr. For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Director Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director Hidefumi Matsui For For Management
1.12 Elect Director Nobuhiro Mori For For Management
1.13 Elect Director E. Stephen Purdom, M.D. For For Management
1.14 Elect Director Barbara K. Rimer, Ph.D. For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director Glenn Vaughn, Jr. For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AU OPTRONICS CORP
Ticker: Security ID: 002255107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPTANCE OF THE 2003 BUSINESS REPORT For For Management
AND FINANCIAL STATEMENTS, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING.
2 APPROVAL OF THE REVISIONS TO THE ARTICLES For For Management
OF INCORPORATION, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
3.1 Elect Director Kuen-Yao (ky) Lee* For For Management
Page 72
3.2 Elect Director Hsuan Bin (hb) Chen* For For Management
3.3 Elect Director Hsi-Hua Sheaffer Lee* For For Management
3.4 Elect Director Po-Yen Lu* For For Management
3.5 Elect Director Chin-Bing Peng* For For Management
3.6 Elect Director Stan Huang* For For Management
3.7 Elect Director Vivien Huey-Juan Hsieh* For For Management
3.8 Elect Director Cheng-Chu Fan* For For Management
3.9 Elect Director T.J. Huang* For For Management
3.10 Elect Director Chieh-Chien Chao** For For Management
3.11 Elect Director Ko-Yung (eric) Yu** For For Management
3.12 Elect Director Hsiu Hsing Hu** For For Management
4 APPROVAL OF THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
5 APPROVAL OF THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE STOCK BONUS, AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING.
6 APPROVAL TO HAVE A NEW RIGHTS ISSUE TO For For Management
SPONSOR DR OFFERING, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
7 APPROVAL TO RELEASE THE DIRECTORS FROM For For Management
NON-COMPETITION RESTRICTIONS, AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING.
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: 126132109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2003 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON.
2 TO DECLARE THE FINAL DIVIDEND FOR THE For For Management
YEAR ENDED DECEMBER 31, 2003 AND SPECIAL
CASH DIVIDEND.
3 TO RE-ELECT MR. SHOUWEI ZHOU AS EXECUTIVE For For Management
DIRECTOR.
4 TO RE-ELECT PROFESSOR KENNETH S. COURTIS For For Management
AS INDEPENDENT NON-EXECUTIVE DIRECTOR.
5 TO RE-ELECT DR. ERWIN SCHURTENBERGER AS For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR.
6 TO ELECT MR. EVERT HENKES AS INDEPENDENT For For Management
NON-EXECUTIVE DIRECTOR.
7 Ratify Auditors For For Management
8 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY.
9 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY.
10 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
11 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY.
Page 73
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: 126132109
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date: MAY 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2003 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON.
2 TO RE-ELECT MR. SHOUWEI ZHOU AS EXECUTIVE For For Management
DIRECTOR.
3 TO RE-ELECT PROFESSOR KENNETH S. COURTIS For For Management
AS INDEPENDENT NON-EXECUTIVE DIRECTOR.
4 TO RE-ELECT DR. ERWIN SCHURTENBERGER AS For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR.
5 TO ELECT MR. EVERT HENKES AS INDEPENDENT For For Management
NON-EXECUTIVE DIRECTOR.
6 Ratify Auditors For For Management
7 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
8 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED
SHARE CAPITAL.
9 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
10 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY.
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For For Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
Page 74
HONDA MOTOR CO. LTD.
Ticker: HMCL Security ID: 438128308
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PROPOSAL FOR APPROPRIATION OF For For Management
RETAINED EARNINGS FOR THE 80TH FISCAL
YEAR.
2 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION.
3.1 Elect Director T. Fukui For For Management
3.2 Elect Director K. Amemiya For For Management
3.3 Elect Director M. Hagino For For Management
3.4 Elect Director M. Harada For For Management
3.5 Elect Director M. Shiraishi For For Management
3.6 Elect Director S. Aoki For For Management
3.7 Elect Director A. Hyogo For For Management
3.8 Elect Director S. Dobashi For For Management
3.9 Elect Director S. Toshida For For Management
3.10 Elect Director K. Hirashima For For Management
3.11 Elect Director K. Kondo For For Management
3.12 Elect Director Y. Ikenoya For For Management
3.13 Elect Director T. Onda For For Management
3.14 Elect Director A. Takano For For Management
3.15 Elect Director T. Ito For For Management
3.16 Elect Director S. Kishi For For Management
3.17 Elect Director H. Yoshino For For Management
3.18 Elect Director M. Yoshimi For For Management
3.19 Elect Director M. Kato For For Management
3.20 Elect Director S. Takagi For For Management
3.21 Elect Director H. Kuroda For For Management
3.22 Elect Director A. Hamada For For Management
3.23 Elect Director T. Kowashi For For Management
3.24 Elect Director T. Iwamura For For Management
3.25 Elect Director T. Yamamoto For For Management
3.26 Elect Director M. Takabayashi For For Management
3.27 Elect Director T. Oyamo For For Management
3.28 Elect Director S. Kanazawa For For Management
3.29 Elect Director M. Nishimae For For Management
3.30 Elect Director F. Ike For For Management
3.31 Elect Director M. Yamashita For For Management
3.32 Elect Director H. Kobayashi For For Management
3.33 Elect Director K. Sagawa* For For Management
3.34 Elect Director K. Iiyama* For For Management
3.35 Elect Director H. Oshima* For For Management
3.36 Elect Director S. Minekawa* For For Management
4 ELECTION AS CORPORATE AUDITOR: KOJI For For Management
MIYAJIMA
5 ELECTION AS CORPORATE AUDITOR: HIROSHI For For Management
OKUBO
6 ELECTION AS CORPORATE AUDITOR: FUMIHIKO For For Management
SAITO
7 REVISION OF AMOUNT OF REMUNERATION For For Management
PAYABLE TO DIRECTORS.
8 PAYMENT OF BONUS TO DIRECTORS AND For For Management
CORPORATE AUDITORS FOR THE 80TH FISCAL
YEAR.
9 PRESENTATION OF RETIREMENT ALLOWANCE TO For For Management
RETIRING DIRECTORS AND CORPORATE AUDITORS
FOR THEIR RESPECTIVE SERVICES.
Page 75
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: HNP Security ID: 443304100
Meeting Date: JUN 15, 2004 Meeting Type: Special
Record Date: MAY 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ACQUISITION OF 40% For For Management
INTEREST IN HEBEI HANFENG POWER
GENERATION LIMITED LIABILITY COMPANY AND
90% INTEREST IN JINGGANGSHAN HUANENG
POWER GENERATION LIMITED LIABILITY
COMPANY.
2 TO APPROVE THE ACQUISITION OF 55% For For Management
INTEREST IN HUANENG HUNAN YUEYANG POWER
GENERATION LIMITED LIABILITY COMPANY, 60%
INTEREST IN HUANENG CHONGNING LUOBUANG
POWER GENERATION LIMITED LIABILITY
COMPANY, ALL AS MORE FULLY DESCRIBED IN
THE CIRCULAR.
3 TO APPROVE THE GUARANTEE ARRANGEMENTS AND For For Management
AGREEMENTS, ALL AS MORE FULLY DESCRIBED
IN THE CIRCULAR.
4 TO APPROVE THE ENTRUSTED LOAN For For Management
ARRANGEMENT, ALL AS MORE FULLY DESCRIBED
IN THE CIRCULAR.
5 TO APPROVE THE LOAN AND DEPOSIT For For Management
ARRANGEMENT, ALL AS MORE FULLY DESCRIBED
IN THE CIRCULAR.
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: HNP Security ID: 443304100
Meeting Date: JUL 22, 2003 Meeting Type: Special
Record Date: JUL 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Agreement Entered into For For Management
by Huaneng Power International Inc and
China Huaneng Group
2.1 Approve Guarantee Agreements Entered into For For Management
by China Huaneng Group and its
Subsidiaries
2.2 Approve Loan Borrowing Agreement Entered For For Management
into by China Huaneng Group and Shanxi
Huaneng Yushe Power Limited Liability
Company
2.3 Approve Deposit and Borrowing Agreements For For Management
Entered Among Henan Huaneng Qinbei Power
Generation Ltd, Shanxi Huaneng Yushe
Power Ltd, China Huaneng Group Xindian
Power Plant, and China Huaneng Finance Co
- --------------------------------------------------------------------------------
Page 76
HUANENG POWER INTERNATIONAL INC.
Ticker: HNP Security ID: 443304100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND APPROVE THE WORKING For For Management
REPORT FROM THE BOARD OF DIRECTORS OF THE
COMPANY FOR YEAR 2003.
2 TO CONSIDER AND APPROVE THE WORKING For For Management
REPORT FROM THE SUPERVISORY COMMITTEE OF
THE COMPANY FOR YEAR 2003.
3 TO CONSIDER AND APPROVE THE AUDITED For For Management
FINANCIAL STATEMENTS OF THE COMPANY FOR
YEAR 2003.
4 Ratify Auditors For For Management
5 TO CONSIDER AND APPROVE THE PROPOSAL For For Management
REGARDING THE ADJUSTMENT OF THE
REMUNERATION OF INDEPENDENT DIRECTORS.
6 TO CONSIDER AND APPROVE THE PROFIT For For Management
DISTRIBUTION PLAN OF THE COMPANY FOR YEAR
2003.
7 TO CONSIDER AND APPROVE THE PROPOSAL For For Management
REGARDING ISSUE OF NEW SHARES BY
CONVERSION OF THE ADDITIONAL PAID-IN
CAPITAL AND THE SURPLUS RESERVE FUND.
8 TO CONSIDER AND APPROVE THE PROPOSED For For Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION.
- --------------------------------------------------------------------------------
INDIA FUND, INC., THE
Ticker: IFN Security ID: 454089103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Becker For Did Not Management
Vote
1.2 Elect Director Stephane Henry For Did Not Management
Vote
1.3 Elect Director J. Marc Hardy For Did Not Management
Vote
1.4 Elect Director Bryan Mckigney For Did Not Management
Vote
================================= PAN EUROPEAN =================================
This Fund has merged into the International Fund herein.
================================= REAL ESTATE ==================================
The Fund has no proxy voting record because it did not hold any voting
securities during the applicable period.
Page 77
======================= SHORT-TERM GOVERNMENT SECURITIES =======================
The Fund has no proxy voting record because it did not hold any voting
securities during the applicable period.
================================== SMALL CAP ===================================
A.C. MOORE ARTS & CRAFTS, INC.
Ticker: ACMR Security ID: 00086T103
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Bauer For For Management
1.2 Elect Director Richard J. Drake For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AQUA AMERICA, INC.
Ticker: WTR Security ID: 03836W103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Smoot For For Management
1.2 Elect Director William P. Hankowsky For For Management
1.3 Elect Director John E. Menario For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ARROW INTERNATIONAL, INC.
Ticker: ARRO Security ID: 042764100
Meeting Date: JAN 21, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Jerome Holleran For For Management
1.2 Elect Director R. James Macaleer For For Management
1.3 Elect Director Alan M. Sebulsky For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BJ
Ticker: BJ Security ID: 05548J106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. James Coppersmith For For Management
1.2 Elect Director Thomas J. Shields For For Management
1.3 Elect Director Herbert J. Zarkin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 78
CAL DIVE INTERNATIONAL, INC.
Ticker: CDIS Security ID: 127914109
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Kratz For For Management
1.2 Elect Director Bernard J. Duroc-Danner For For Management
1.3 Elect Director John V. Lovoi For For Management
- --------------------------------------------------------------------------------
CAMBREX CORP.
Ticker: CBM Security ID: 132011107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosina B. Dixon For For Management
1.2 Elect Director Roy W. Haley For For Management
1.3 Elect Director Leon J. Hendrix, Jr. For For Management
1.4 Elect Director Ilan Kaufthal For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMMSCOPE, INC.
Ticker: CTV Security ID: 203372107
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Boyd L. George For For Management
1.2 Elect Director George N. Hutton, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DENDRITE INTERNATIONAL, INC.
Ticker: DRTE Security ID: 248239105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bailye For For Management
1.2 Elect Director John A. Fazio For For Management
1.3 Elect Director Bernard M. Goldsmith For For Management
1.4 Elect Director Edward J. Kfoury For For Management
1.5 Elect Director Paul A. Margolis For For Management
1.6 Elect Director John H. Martinson For For Management
1.7 Elect Director Terence H. Osborne For For Management
1.8 Elect Director Patrick J. Zenner For For Management
Page 79
- --------------------------------------------------------------------------------
E*TRADE GROUP, INC.
Ticker: ET Security ID: 269246104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Fisher For For Management
1.2 Elect Director George A. Hayter For For Management
1.3 Elect Director Donna L. Weaver For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
Ticker: ETH Security ID: 297602104
Meeting Date: NOV 17, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Carter For For Management
1.2 Elect Director Michael T. Smith For For Management
2 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
FORRESTER RESEARCH INC.
Ticker: FORR Security ID: 346563109
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henk W. Broeders For For Management
1.2 Elect Director George R. Hornig For For Management
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Meeting Date: NOV 12, 2003 Meeting Type: Annual
Page 80
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Meyer For For Management
1.2 Elect Director Gregory P. Stapleton For For Management
1.3 Elect Director Stanley A. Weiss For For Management
2 Approve Stock Split For For Management
- --------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans Helmerich For For Management
1.2 Elect Director George S. Dotson For For Management
1.3 Elect Director Paula Marshall-Chapman For For Management
- --------------------------------------------------------------------------------
J. M. SMUCKER CO., THE
Ticker: SJM Security ID: 832696405
Meeting Date: JUN 17, 2004 Meeting Type: Special
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
J. M. SMUCKER CO., THE
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 14, 2003 Meeting Type: Annual
Record Date: JUN 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred A. Duncan For For Management
1.2 Elect Director Charles S. Mechem, Jr. For For Management
1.3 Elect Director Gary A. Oatey For For Management
1.4 Elect Director Timothy P. Smucker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JEFFERIES GROUP, INC
Ticker: JEF Security ID: 472319102
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Patrick Campbell For For Management
1.2 Elect Director Richard G. Dooley For For Management
Page 81
1.3 Elect Director Richard B. Handler For For Management
1.4 Elect Director Frank J. Macchiarola For For Management
1.5 Elect Director John C. Shaw, Jr. For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Edward Allinson For For Management
1.2 Elect Director James R. Jones For For Management
1.3 Elect Director Karen L. Pletz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KEANE, INC.
Ticker: KEA Security ID: 486665102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Fain For For Management
1.2 Elect Director John F. Keane For For Management
1.3 Elect Director John F. Rockart For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KENNAMETAL, INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. DeFeo For For Management
1.2 Elect Director William R. Newlin For For Management
1.3 Elect Director Lawrence W. Stranghoener For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KENSEY NASH CORP.
Ticker: KNSY Security ID: 490057106
Meeting Date: DEC 3, 2003 Meeting Type: Annual
Record Date: OCT 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Kaufmann For For Management
1.2 Elect Director Harold N. Chefitz For For Management
Page 82
1.3 Elect Director Steven J. Lee For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KENSEY NASH CORP.
Ticker: KNSY Security ID: 490057106
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LABRANCHE & CO INC.
Ticker: LAB Security ID: 505447102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. George For For Management
1.2 Elect Director Donald E. Kiernan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC.
Ticker: LPNT Security ID: 53219L109
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director DeWitt Ezell, Jr. For For Management
1.2 Elect Director William V. Lapham For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
METROLOGIC INSTRUMENTS, INC.
Ticker: MTLG Security ID: 591676101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Close For For Management
1.2 Elect Director John H. Mathias For For Management
1.3 Elect Director William Rulon-Miller For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
Page 83
- --------------------------------------------------------------------------------
OAKLEY, INC.
Ticker: OO Security ID: 673662102
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Jannard For For Management
1.2 Elect Director Link Newcomb For For Management
1.3 Elect Director Abbott Brown For For Management
1.4 Elect Director Lee Clow For For Management
1.5 Elect Director Thomas Davin For For Management
1.6 Elect Director Irene Miller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Hooker For For Management
1.2 Elect Director Harris J. Pappas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PARK NATIONAL CORP.
Ticker: PRK Security ID: 700658107
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Buchwald For For Management
1.2 Elect Director J. Gilbert Reese For For Management
1.3 Elect Director Rick R. Taylor For For Management
1.4 Elect Director Leon Zazworsky For For Management
2 Approve Outside Director Stock For For Management
Awards/Options in Lieu of Cash
- --------------------------------------------------------------------------------
PHILADELPHIA CONSOLIDATED HOLDING CORP.
Ticker: PHLY Security ID: 717528103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cascio For For Management
1.2 Elect Director Elizabeth H. Gemmill For For Management
1.3 Elect Director William J. Henrich, Jr. For For Management
Page 84
1.4 Elect Director James J. Maguire For For Management
1.5 Elect Director James J. Maguire, Jr. For For Management
1.6 Elect Director Margaret M. Mattix For For Management
1.7 Elect Director Maureen H. McCullough For For Management
1.8 Elect Director Michael J. Morris For For Management
1.9 Elect Director Donald A. Pizer For For Management
1.10 Elect Director Dirk A. Stuurop For For Management
1.11 Elect Director Sean S. Sweeney For For Management
1.12 Elect Director J. Eustace Wolfington For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS LTD
Ticker: PTP Security ID: G7127P100
Meeting Date: SEP 17, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect H. Baldwin, J. Bank, D. Carmichael, For For Management
N. Currie, J. Fishman, G. Morrison, S.
Newman, and P. Pruitt as Directors
2a Elect G. Morrison as Director of Platinum For For Management
Underwriters Bermuda, Ltd.
2b Elect M. Price as Director of Platinum For For Management
Underwriters Bermuda, Ltd.
2c Elect W. Robble as Director of Platinum For For Management
Underwriters Bermuda, Ltd.
3a Elect G. Morrison as Director of Platinum For For Management
Re (UK) Ltd.
3b Elect C. Pettengell as Director of For For Management
Platinum Re (UK) Ltd.
3c Elect R. Porter as Director of Platinum For For Management
Re (UK) Ltd.
4 Approve Section 162(m) Performance For For Management
Incentive Plan
5 Ratify KPMG as Auditors For For Management
- --------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS LTD
Ticker: PTP Security ID: G7127P100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Furlong Baldwin For For Management
1.2 Elect Director Jonathan F. Bank For For Management
1.3 Elect Director Dan R. Carmichael For For Management
1.4 Elect Director Neill A. Currie For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Gregory E.A. Morrison For For Management
1.7 Elect Director Steven H. Newman For For Management
1.8 Elect Director Peter T. Pruitt For For Management
2 THE PROPOSAL TO ELECT GREGORY E.A. For For Management
MORRISON TO THE BOARD OF DIRECTORS OF
PLATINUM UNDERWRITERS BERMUDA, LTD.
3 THE PROPOSAL TO ELECT MICHAEL D. PRICE TO For For Management
Page 85
THE BOARD OF DIRECTORS OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
4 THE PROPOSAL TO ELECT WILLIAM A. ROBBIE For For Management
TO THE BOARD OF DIRECTORS OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
5 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
WILLIAM A. ROBBIE TO THE BOARD OF
DIRECTORS OF PLATINUM RE (UK) LIMITED.
6 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
RUSSELL WORSLEY TO THE BOARD OF DIRECTORS
OF PLATINUM RE (UK) LIMITED.
7 THE PROPOSAL TO AMEND BYE-LAWS OF THE For For Management
COMPANY BY REMOVING SECTION 44(2), WHICH
REQUIRES THE SHAREHOLDERS OF THE COMPANY
TO CONSIDER MATTERS THAT ARE SUBMITTED TO
THE SHAREHOLDERS OF THE COMPANY S
NON-U.S. SUBSIDIARIES.
8 THE PROPOSAL TO APPROVE THE COMPANY S For For Management
2002 SHARE INCENTIVE PLAN.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUANEX CORP.
Ticker: NX Security ID: 747620102
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: JAN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent R. Scorsone For For Management
1.2 Elect Director Joseph J. Ross For For Management
1.3 Elect Director Richard L. Wellek For For Management
2 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director John R. Colson For For Management
1.3 Elect Director Bernard Fried For For Management
1.4 Elect Director H. Jarrell Gibbs For For Management
1.5 Elect Director Louis C. Golm For For Management
1.6 Elect Director Ben A. Guill For For Management
1.7 Elect Director Thomas J. Sikorski For For Management
1.8 Elect Director Gary A. Tucci For For Management
1.9 Elect Director John R. Wilson For For Management
- --------------------------------------------------------------------------------
RENAISSANCE LEARNING INC
Ticker: RLRN Security ID: 75968L105
Meeting Date: APR 21, 2004 Meeting Type: Annual
Page 86
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judith Ames Paul For For Management
1.2 Elect Director Terrance D. Paul For For Management
1.3 Elect Director John R. Hickey For For Management
1.4 Elect Director John H. Grunewald For For Management
1.5 Elect Director Gordon H. Gunnlaugsson For For Management
1.6 Elect Director Harold E. Jordan For For Management
1.7 Elect Director Addison L. Piper For For Management
1.8 Elect Director Judith A. Ryan For For Management
- --------------------------------------------------------------------------------
RSA SECURITY INC.
Ticker: RSAS Security ID: 749719100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gloria C. Larson For For Management
1.2 Elect Director Joseph B. Lassiter, III For For Management
1.3 Elect Director Charles R. Stuckey, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: APR 7, 2004 Meeting Type: Annual
Record Date: FEB 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Lamson For For Management
1.2 Elect Director Peter N. Louras, Jr. For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOLA INTERNATIONAL INC.
Ticker: SOL Security ID: 834092108
Meeting Date: JUL 24, 2003 Meeting Type: Annual
Record Date: JUN 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy C. Bishop For For Management
1.2 Elect Director Maurice J. Cunniffe For For Management
1.3 Elect Director Douglas D. Danforth For For Management
1.4 Elect Director Neil E. Leach For For Management
1.5 Elect Director Robert A. Muh For For Management
1.6 Elect Director Jackson L. Schultz For For Management
- --------------------------------------------------------------------------------
SOTHEBY'S HOLDINGS INC.
Page 87
Ticker: BID Security ID: 835898107
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven B. Dodge For For Management
1.2 Elect Director S. Percy Rockefeller For For Management
1.3 Elect Director Donald M. Stewart For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STILLWATER MINING CO.
Ticker: SWC Security ID: 86074Q102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig L. Fuller For For Management
1.2 Elect Director Patrick M. James For For Management
1.3 Elect Director Steven S. Lucas For For Management
1.4 Elect Director Joseph P. Mazurek For For Management
1.5 Elect Director Francis R. Mcallister For For Management
1.6 Elect Director Sheryl K. Pressler For For Management
1.7 Elect Director Donald W. Riegle, Jr. For For Management
1.8 Elect Director Todd D. Schafer For For Management
1.9 Elect Director Jack E. Thompson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TECHNITROL, INC.
Ticker: TNL Security ID: 878555101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Hofmann For For Management
1.2 Elect Director Edward M. Mazze For For Management
- --------------------------------------------------------------------------------
THOMAS & BETTS CORP.
Ticker: TNB Security ID: 884315102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.H. Drew For For Management
1.2 Elect Director T.K. Dunnigan For For Management
1.3 Elect Director J.K. Hauswald For For Management
1.4 Elect Director D. Jernigan For For Management
1.5 Elect Director R.B. Kalich Sr. For For Management
1.6 Elect Director R.A. Kenkel For For Management
1.7 Elect Director K.R. Masterson For For Management
Page 88
1.8 Elect Director D.J. Pileggi For For Management
1.9 Elect Director J.P. Richard For For Management
1.10 Elect Director J.L. Stead For For Management
1.11 Elect Director D.D. Stevens For For Management
1.12 Elect Director W.H. Waltrip For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 9, 2003 Meeting Type: Annual
Record Date: OCT 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil D. Chrisman For For Management
1.2 Elect Director Alan Siegel For For Management
1.3 Elect Director Geoffrey A. Thomson For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Hayne For For Management
1.2 Elect Director Scott A. Belair For For Management
1.3 Elect Director Harry S. Cherken, Jr. For For Management
1.4 Elect Director Joel S. Lawson III For For Management
1.5 Elect Director Glen T. Senk For For Management
1.6 Elect Director Robert H. Strouse For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
================================ TREASURY MONEY ================================
The Fund has no proxy voting record because it did not hold any voting
securities during the applicable period.
============================ VALUE & RESTRUCTURING =============================
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Duperreault For Did Not Management
Vote
1.2 Elect Director Robert M. Hernandez For Did Not Management
Vote
Page 89
1.3 Elect Director Peter Menikoff For Did Not Management
Vote
1.4 Elect Director Robert Ripp For Did Not Management
Vote
1.5 Elect Director Dermot F. Smurfit For Did Not Management
Vote
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For Did Not Management
LONG-TERM INCENTIVE PLAN. Vote
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For Did Not Management
PRICEWATERHOUSECOOPERS LLP AS THE Vote
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Pay Disparity Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
AMERICAN FINANCIAL REALTY TRUST
Ticker: AFR Security ID: 02607P305
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: AUG 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.a.1 Elect Trustee Glenn Blumenthal For For Management
2.a.2 Elect Trustee John M. Eggemeyer III For For Management
2.a.3 Elect Trustee Raymond Garea For For Management
2.a.4 Elect Trustee Michael J. Hagan For For Management
2.a.5 Elect Trustee John P. Hollihan III For For Management
2.a.6 Elect Trustee William M. Kahane For For Management
2.a.7 Elect Trustee Richard A. Kraemer For For Management
2.a.8 Elect Trustee Lewis S. Ranieri For For Management
2.a.9 Elect Trustee Nicholas S. Schorsch For For Management
2.a.0 Elect Trustee J. Rock Tonkel For For Management
2.b.1 Elect Trustee Glenn Blumenthal For For Management
2.b.2 Elect Trustee Raymond Garea For For Management
2.b.3 Elect Trustee William M. Kahane For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Page 90
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Hagenlocker For For Management
1.2 Elect Director Kurt J. Hilzinger For For Management
- --------------------------------------------------------------------------------
AMVESCAP PLC
Ticker: Security ID: 03235E100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS For For Management
OF THE DIRECTORS AND AUDITORS THEREON
2 TO RECEIVE AND APPROVE THE DIRECTORS For For Management
REMUNERATION REPORT
3 TO DECLARE A FINAL DIVIDEND For For Management
4.1 Elect Director Joseph R. Canion* For For Management
4.2 Elect Director Robert F. Graham* For For Management
4.3 Elect Director Thomas Fischer* For For Management
4.4 Elect Director Bevis Longstreth* For For Management
4.5 Elect Director James Robertson** For For Management
4.6 Elect Director Stephan West* For For Management
5 Ratify Auditors For For Management
6 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES PURSUANT TO SECTION 80(I) OF THE
COMPANIES ACT 1985
7 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS For For Management
PURSUANT TO SECTION 95 OF THE COMPANIES
ACT 1985
8 TO RENEW THE COMPANY S AUTHORITY TO MAKE For For Management
MARKET PURCHASES OF ITS OWN ORDINARY
SHARES
9 TO APPROVE THE AMENDMENTS TO THE ARTICLES For For Management
OF ASSOCIATION
10 TO APPROVE THE CHANGES TO THE For For Management
INTERNATIONAL SHARESAVE PLAN IN RELATION
TO FRENCH RESIDENT EMPLOYEES
- --------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Fogarty For For Management
1.2 Elect Director Susan J. Kropf For For Management
1.3 Elect Director Maria Elena Lagomasino For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against Against Shareholder
5 Report on Feasibility of Removing Against Against Shareholder
Page 91
Parabens from Company Products
6 Report on Feasibility of Removing Dibutyl Against Against Shareholder
Phthalate from Company Products
- --------------------------------------------------------------------------------
BLACK & DECKER CORP., THE
Ticker: BDK Security ID: 091797100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director M. Anthony Burns For For Management
1.5 Elect Director Kim B. Clark For For Management
1.6 Elect Director Manuel A. Fernandez For For Management
1.7 Elect Director Benjamin H. Griswold, IV For For Management
1.8 Elect Director Anthony Luiso For For Management
2 Ratify Auditors For For Management
3 Approve Restricted Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Dolan For For Management
1.2 Elect Director Louis V. Gerstner, Jr. For For Management
1.3 Elect Director Leif Johansson For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Cease Political Contributions/Activities Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BURLINGTON RESOURCES INC.
Ticker: BR Security ID: 122014103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Laird I. Grant For For Management
1.4 Elect Director Robert J. Harding For For Management
Page 92
1.5 Elect Director John T. LaMacchia For For Management
1.6 Elect Director Randy L. Limbacher For For Management
1.7 Elect Director James F. McDonald For For Management
1.8 Elect Director Kenneth W. Orce For For Management
1.9 Elect Director Donald M. Roberts For For Management
1.10 Elect Director James A. Runde For For Management
1.11 Elect Director John F. Schwarz For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Bobby S. Shackouls For For Management
1.14 Elect Director Steven J. Shapiro For For Management
1.15 Elect Director William E. Wade, Jr. For For Management
2 Approve Increase in Common Stock and a For For Management
Stock Split
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CALPINE CORP.
Ticker: CPN Security ID: 131347106
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann B. Curtis For For Management
1.2 Elect Director Kenneth T. Derr For For Management
1.3 Elect Director Gerald Greenwald For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Implement Indigenous Peoples Right Against Against Shareholder
Policy/ Cease Medicine Lake Development
6 Limit Awards to Executives Against Against Shareholder
7 Include Voting Recommendations of Against Against Shareholder
Institutional Holders in Proxy Statement
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAMBREX CORP.
Ticker: CBM Security ID: 132011107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosina B. Dixon For For Management
1.2 Elect Director Roy W. Haley For For Management
1.3 Elect Director Leon J. Hendrix, Jr. For For Management
1.4 Elect Director Ilan Kaufthal For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
Page 93
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: JUL 17, 2003 Meeting Type: Annual
Record Date: MAY 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan W. Cook III For For Management
1.2 Elect Director Thomas J. Falk For For Management
1.3 Elect Director Laurence E. Hirsch For For Management
1.4 Elect Director Thomas M. Schoewe For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: FEB 25, 2004 Meeting Type: Special
Record Date: JAN 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Merger Agreement For For Management
3 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
CIT GROUP INC
Ticker: CIT Security ID: 125581108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director Gary C. Butler For For Management
1.3 Elect Director William A. Farlinger For For Management
1.4 Elect Director William M. Freeman For For Management
1.5 Elect Director Hon. Thomas H. Kean For For Management
1.6 Elect Director Edward J. Kelly, III For For Management
1.7 Elect Director Marianne Miller Parrs For For Management
1.8 Elect Director Jeffrey M. Peek For For Management
Page 94
1.9 Elect Director John R. Ryan For For Management
1.10 Elect Director Peter J. Tobin For For Management
1.11 Elect Director Lois M. Van Deusen For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CONAGRA FOODS INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Batchelder For For Management
1.2 Elect Director Robert A. Krane For For Management
1.3 Elect Director Mark H. Rauenhorst For For Management
1.4 Elect Director Bruce Rohde For For Management
2 Ratify Auditors For For Management
4 Genetically Modified Organisms (GMO) Against Against Shareholder
5 Modify Current and Future Stock Option Against Against Shareholder
Plans
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Page 95
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CONSOL ENERGY, INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Whitmire For For Management
1.2 Elect Director J. Brett Harvey For For Management
1.3 Elect Director James E. Altmeyer Sr. For For Management
1.4 Elect Director Philip W. Baxter For For Management
1.5 Elect Director William E. Davis For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director William P. Powell For For Management
1.9 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEAN FOODS COMPANY
Ticker: DF Security ID: 242370104
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bernon For For Management
1.2 Elect Director Gregg L. Engles For For Management
1.3 Elect Director Joseph S. Hardin, Jr. For For Management
1.4 Elect Director Ronald Kirk For For Management
1.5 Elect Director John S. Llewellyn, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DELUXE CORP.
Ticker: DLX Security ID: 248019101
Page 96
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Eilers For For Management
1.2 Elect Director Charles A. Haggerty For For Management
1.3 Elect Director William A. Hawkins, III For For Management
1.4 Elect Director Cheryl M. McKissack For For Management
1.5 Elect Director Lawrence J. Mosner For For Management
1.6 Elect Director Stephen P. Nachtsheim For For Management
1.7 Elect Director Mary Ann O'Dwyer For For Management
1.8 Elect Director Martyn R. Redgrave For For Management
1.9 Elect Director Robert C. Salipante For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DUKE ENERGY CORP.
Ticker: DUK Security ID: 264399106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Anderson For For Management
1.2 Elect Director Ann M. Gray For For Management
1.3 Elect Director Michael E.J. Phelps For For Management
1.4 Elect Director James T. Rhodes For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
Page 97
1.1 Elect Director Joan E. Donoghue For For Management
1.2 Elect Director Michelle Engler For For Management
1.3 Elect Director Richard Karl Goeltz For For Management
1.4 Elect Director George D. Gould For For Management
1.5 Elect Director Henry Kaufman For For Management
1.6 Elect Director John B. Mccoy For For Management
1.7 Elect Director Shaun F. O'Malley For For Management
1.8 Elect Director Ronald F. Poe For For Management
1.9 Elect Director Stephen A. Ross For For Management
1.10 Elect Director Donald J. Schuenke For For Management
1.11 Elect Director Christina Seix For For Management
1.12 Elect Director Richard F. Syron For For Management
1.13 Elect Director William J. Turner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FRIEDMAN, BILLINGS, RAMSEY, GROUP, INC.
Ticker: FBR Security ID: 358434108
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emanuel J. Friedman For For Management
1.2 Elect Director Eric F. Billings For For Management
1.3 Elect Director W. Russell Ramsey For For Management
1.4 Elect Director Daniel J. Altobello For For Management
1.5 Elect Director Peter A. Gallagher For For Management
1.6 Elect Director Stephen D. Harlan For For Management
1.7 Elect Director Russell C. Lindner For For Management
1.8 Elect Director Wallace L. Timmeny For For Management
1.9 Elect Director John T. Wall For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GEORGIA-PACIFIC CORP.
Ticker: GP Security ID: 373298108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara L. Bowles For For Management
1.2 Elect Director Donald V. Fites For For Management
1.3 Elect Director David R. Goode For For Management
1.4 Elect Director Karen N. Horn For For Management
1.5 Elect Director William R. Johnson For For Management
1.6 Elect Director James B. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Page 98
Meeting Date: NOV 12, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Meyer For For Management
1.2 Elect Director Gregory P. Stapleton For For Management
1.3 Elect Director Stanley A. Weiss For For Management
2 Approve Stock Split For For Management
- --------------------------------------------------------------------------------
HARRIS CORP.
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Dionne For For Management
1.2 Elect Director David B. Rickard For For Management
1.3 Elect Director Gregory T. Swienton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HOST MARRIOTT CORP.
Ticker: HMT Security ID: 44107P104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
Page 99
1.1 Elect Director Richard E. Marriott For For Management
1.2 Elect Director Christopher J. Nassetta For For Management
1.3 Elect Director John B. Morse, Jr. For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Expense Stock Options Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC.
Ticker: JRN Security ID: 481130102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don H. Davis, Jr. For For Management
1.2 Elect Director David G. Meissner For For Management
2 Amend Articles to Allow Transfer of Class For For Management
B Common Stock to certain charities
3 Amend Articles to Convert Class B Common For For Management
Stock into Class A Common Stock held by
certain charities
- --------------------------------------------------------------------------------
Page 100
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis C. Camilleri For For Management
1.2 Elect Director Roger K. Deromedi For For Management
1.3 Elect Director Dinyar S. Devitre For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Betsy D. Holden For For Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director Mary L. Schapiro For For Management
1.8 Elect Director Charles R. Wall For For Management
1.9 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LAFARGE NORTH AMERICA INC.
Ticker: LAF Security ID: 505862102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
Page 101
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For For Management
1.2 Elect Director Bertrand P. Collomb For For Management
1.3 Elect Director Philippe P. Dauman For For Management
1.4 Elect Director Bernard L. Kasriel For For Management
1.5 Elect Director Bruno Lafont For For Management
1.6 Elect Director Claudine B. Malone For For Management
1.7 Elect Director Blythe J. McGarvie For For Management
1.8 Elect Director James M. Micali For For Management
1.9 Elect Director Gwyn Morgan For For Management
1.10 Elect Director Robert W. Murdoch For For Management
1.11 Elect Director Bertin F. Nadeau For For Management
1.12 Elect Director John D. Redfern For For Management
1.13 Elect Director Philippe R. Rollier For For Management
1.14 Elect Director Michel Rose For For Management
1.15 Elect Director Lawrence M. Tanenbaum For For Management
1.16 Elect Director Gerald H. Taylor For For Management
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORP.
Ticker: L Security ID: 530718105
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For For Management
1.2 Elect Director Paul A. Gould For For Management
1.3 Elect Director John C. Malone For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: LTR Security ID: 540424108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Bower For For Management
1.2 Elect Director John Brademas For For Management
1.3 Elect Director Charles M. Diker For For Management
Page 102
1.4 Elect Director Paul J. Fribourg For For Management
1.5 Elect Director Philip A. Laskawy For For Management
1.6 Elect Director Gloria R. Scott For For Management
1.7 Elect Director Andrew H. Tisch For For Management
1.8 Elect Director James S. Tisch For For Management
1.9 Elect Director Jonathan M. Tisch For For Management
1.10 Elect Director Preston R. Tisch For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Support Legislation and Make Public Against Against Shareholder
Statements on Environmental Tobacco Smoke
5 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MCG CAPITAL CORP
Ticker: MCGC Security ID: 58047P107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman W. Alpert For For Management
1.2 Elect Director Joseph H. Gleberman For For Management
1.3 Elect Director Steven F. Tunney For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Martin G. Mcguinn For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For For Management
1.6 Elect Director Edward J. Mcaniff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis H. Barnette For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Burton A. Dole, Jr. For For Management
1.4 Elect Director Harry P. Kamen For For Management
1.5 Elect Director Charles M. Leighton For For Management
2 Approve Omnibus Stock Plan For For Management
Page 103
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Auditors For For Management
6 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For For Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott S. Cowen For For Management
1.2 Elect Director Cynthia A. Montgomery For For Management
1.3 Elect Director Allan P. Newell For For Management
1.4 Elect Director Gordon R. Sullivan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Page 104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For For Management
1.2 Elect Director Edward F. Cox For For Management
1.3 Elect Director Charles D. Davidson For For Management
1.4 Elect Director Kirby L. Hedrick For For Management
1.5 Elect Director Dale P. Jones For For Management
1.6 Elect Director Bruce A. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management
SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4.1 Elect Director Paul J. Collins For For Management
4.2 Elect Director Georg Ehrnrooth For For Management
4.3 Elect Director Bengt Holmstrom For For Management
4.4 Elect Director Per Karlsson For For Management
4.5 Elect Director Jorma Ollila For For Management
4.6 Elect Director Marjorie Scardino For For Management
4.7 Elect Director Vesa Vainio For For Management
4.8 Elect Director Arne Wessberg For For Management
5 Ratify Auditors For For Management
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO INCREASE THE SHARE CAPITAL OF
THE COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO REPURCHASE NOKIA SHARES.
9 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE
COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO None For Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
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VOTE, IN THEIR DISCR
- --------------------------------------------------------------------------------
OVERNITE CORP.
Ticker: OVNT Security ID: 690322102
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Allen For For Management
1.2 Elect Director Thomas J. Donohue, Jr. For For Management
1.3 Elect Director Charles H. Foster, Jr. For For Management
1.4 Elect Director Patrick D. Hanley For For Management
1.5 Elect Director Michael D. Jordan For For Management
1.6 Elect Director Harold D. Marshall For For Management
1.7 Elect Director George J. Matkov, Jr. For For Management
1.8 Elect Director Leo H. Suggs For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Chellgren For For Management
1.2 Elect Director Robert Clay For For Management
1.3 Elect Director J. Gary Cooper For For Management
1.4 Elect Director George Davidson, Jr. For For Management
1.5 Elect Director Richard Kelson For For Management
1.6 Elect Director Bruce Lindsay For For Management
1.7 Elect Director Anthony Massaro For For Management
1.8 Elect Director Thomas O'Brien For For Management
1.9 Elect Director Jane Pepper For For Management
1.10 Elect Director James Rohr For For Management
1.11 Elect Director Lorene Steffes For For Management
1.12 Elect Director Dennis Strigl For For Management
1.13 Elect Director Stephen Thieke For For Management
1.14 Elect Director Thomas Usher For For Management
1.15 Elect Director Milton Washington For For Management
1.16 Elect Director Helge Wehmeier For For Management
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Allen J. Krowe For For Management
Page 106
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC.
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director Ernest H. Drew For For Management
1.3 Elect Director William V. Hickey For For Management
1.4 Elect Director Richard J. Swift For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Require Two Candidates for Each Board Against Against Shareholder
Seat
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelia A. Coffman For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Richard Sulpizio For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Berra For For Management
1.2 Elect Director David I. Fuente For For Management
1.3 Elect Director Eugene A. Renna For For Management
1.4 Elect Director Abbie J. Smith For For Management
1.5 Elect Director Christine A. Varney For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Page 107
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
TJX COMPANIES, INC., THE
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Crittenden For For Management
1.2 Elect Director Edmond J. English For For Management
1.3 Elect Director Richard G. Lesser For For Management
2 Amend Omnibus Stock Plan For For Management
3 Implement ILO Based Code of Conduct Against Against Shareholder
4 Report on Vendor Standards Against Against Shareholder
5 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TVCR Security ID: 89420G109
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
Page 108
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against For Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against For Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
UNION PACIFIC CORP.
Ticker: UNP Security ID: 907818108
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.F. Anschutz For For Management
1.2 Elect Director R.K. Davidson For For Management
1.3 Elect Director T.J. Donohue For For Management
1.4 Elect Director A.W. Dunham For For Management
1.5 Elect Director S.F. Eccles For For Management
1.6 Elect Director I.J. Evans For For Management
1.7 Elect Director J.R. Hope For For Management
1.8 Elect Director M.W. Mcconnell For For Management
1.9 Elect Director S.R. Rogel For For Management
1.10 Elect Director E. Zedillo For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
UNISYS CORP.
Ticker: UIS Security ID: 909214108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Clayton M. Jones For For Management
1.3 Elect Director Theodore E. Martin For For Management
1.4 Elect Director Lawrence A. Weinbach For For Management
- --------------------------------------------------------------------------------
UNITED RENTALS, INC.
Page 109
Ticker: URI Security ID: 911363109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Clark, Jr. For For Management
1.2 Elect Director Bradley S. Jacobs For For Management
1.3 Elect Director John N. Milne For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Require Majority of Independent Directors Against Against Shareholder
on Board
6 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
VIAD CORP.
Ticker: VVI Security ID: 92552R109
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jess Hay For For Management
1.2 Elect Director Linda Johnson Rice For For Management
1.3 Elect Director Albert M. Teplin For For Management
1.4 Elect Director Timothy R. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Reverse Stock Split For For Management
4 Ratify Auditors For For Management
Page 110
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Felix Zandman For For Management
1.2 Elect Director Philippe Gazeau For For Management
1.3 Elect Director Zvi Grinfas For For Management
1.4 Elect Director Dr. Gerald Paul For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
Page 111
XL CAPITAL LTD (FORMERLY EXEL LTD. )
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Loudon For For Management
1.2 Elect Director Robert S. Parker For For Management
1.3 Elect Director Alan Z. Senter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC.
Ticker: XMSR Security ID: 983759101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Parsons For For Management
1.2 Elect Director Hugh Panero For For Management
1.3 Elect Director Nathaniel A. Davis For For Management
1.4 Elect Director Thomas J. Donohue For For Management
1.5 Elect Director Thomas G. Elliott For For Management
1.6 Elect Director George W. Haywood For For Management
1.7 Elect Director Chester A. Huber, Jr. For For Management
1.8 Elect Director Jarl Mohn For For Management
1.9 Elect Director Pierce J. Roberts, Jr. For For Management
1.10 Elect Director Jack Shaw For For Management
- --------------------------------------------------------------------------------
ZALE CORP.
Ticker: ZLC Security ID: 988858106
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. DiNicola For For Management
1.2 Elect Director Mary L. Forte For For Management
1.3 Elect Director J. Glen Adams For For Management
1.4 Elect Director A. David Brown For For Management
1.5 Elect Director Mary E. Burton For For Management
1.6 Elect Director Peter P. Copses For For Management
1.7 Elect Director Richard C. Marcus For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
Page 112
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Excelsior Funds, Inc.
By: /s/ Mary Martinez
President
Date: August 18, 2004