UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-4840
Name of Fund: The Tocqueville Trust
Fund Address: 40 West 57th Street, 19th Floor
New York, New York 10019
Name and address of agent for service:
Michael R. Rosella, Esq.
75 East 55th Street, New York, New York, 10022
Registrant's telephone number, including area code: (212) 698-0800
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06 - 06/30/07
Item 1 - Proxy Voting Record
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote; and
(i) Whether the registrant cast its vote for or against management.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04840
Reporting Period: 07/01/2006 - 06/30/2007
The Tocqueville Trust
============================= THE TOCQUEVILLE FUND =============================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Vance D. Coffman For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director W. James Farrell For For Management
1.6 Elect Director Herbert L. Henkel For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Aulana L. Peters For For Management
1.10 Elect Director Rozanne L. Ridgway For For Management
2 Ratify Auditors For Against Management
3 Reduce Supermajority Vote Requirement For Against Management
4 Rescind Fair Price Provision For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Executive Incentive Bonus Plan For For Management
7 Pay For Superior Performance Against For Shareholder
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ACTIVISION, INC.
Ticker: Security ID: 004930202
Meeting Date: SEP 14, 2006 Meeting Type: Annual
Record Date: JUL 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
03 S/H PROPOSAL - ADD WOMEN & MINORITIES TO Against For Management
BOARD
04 TRANSACT OTHER BUSINESS For Against Management
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AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank M. Clark For For Management
1.2 Elect Director Betsy Z. Cohen For For Management
1.3 Elect Director Molly J. Coye, M.D. For For Management
1.4 Elect Director Barbara Hackman Franklin For For Management
1.5 Elect Director Jeffrey E. Garten For For Management
1.6 Elect Director Earl G. Graves, Sr. For For Management
1.7 Elect Director Gerald Greenwald For For Management
1.8 Elect Director Ellen M. Hancock For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Company Specific-Majority Vote Standard For For Management
for the Election of Directors in
Uncontested Election
4 Restore or Provide for Cumulative Voting Against For Shareholder
5 Require Director Nominee Qualifications Against Against Shareholder
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ALASKA COMMUNICATIONS SYSTEMS GROUP,
Ticker: Security ID: 01167P101
Meeting Date: JUL 24, 2006 Meeting Type: Annual
Record Date: JUN 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
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ALASKA COMMUNICATIONS SYSTEMS GROUP, INC.
Ticker: ALSK Security ID: 01167P101
Meeting Date: JUN 18, 2007 Meeting Type: Annual
Record Date: MAY 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Liane Pelletier For For Management
1.2 Elect Director Brian Rogers For For Management
1.3 Elect Director John M. Egan For For Management
1.4 Elect Director Patrick Pichette For For Management
1.5 Elect Director Gary R. Donahee For For Management
1.6 Elect Director Edward J. Hayes, Jr. For For Management
1.7 Elect Director Annette Jacobs For For Management
1.8 Elect Director David Southwell For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For Against Management
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ALBANY INTERNATIONAL CORP.
Ticker: AIN Security ID: 012348108
Meeting Date: APR 13, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank R. Schmeler For Withhold Management
1.2 Elect Director Joseph G. Morone For Withhold Management
1.3 Elect Director Thomas R. Beecher, Jr. For Withhold Management
1.4 Elect Director Christine L. Standish For Withhold Management
1.5 Elect Director Erland E. Kailbourne For For Management
1.6 Elect Director John C. Standish For Withhold Management
1.7 Elect Director Juhani Pakkala For For Management
1.8 Elect Director Paula H.J. Cholmondeley For Withhold Management
1.9 Elect Director John F. Cassidy, Jr. For For Management
1.10 Elect Director Edgar G. Hotard For For Management
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ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 20, 2007 Meeting Type: Annual
Record Date: JAN 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For Withhold Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Ratify Auditor For For Management
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For For Management
1.2 Elect Director Martin S. Feldstein For For Management
1.3 Elect Director Ellen V. Futter For For Management
1.4 Elect Director Stephen L. Hammerman For For Management
1.5 Elect Director Richard C. Holbrooke For For Management
1.6 Elect Director Fred H. Langhammer For For Management
1.7 Elect Director George L. Miles, Jr. For For Management
1.8 Elect Director Morris W. Offit For For Management
1.9 Elect Director James F. Orr, III For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Martin J. Sullivan For For Management
1.12 Elect Director Michael H. Sutton For For Management
1.13 Elect Director Edmund S.W. Tse For For Management
1.14 Elect Director Robert B. Willumstad For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Ratify Auditors For Against Management
3 Approve Omnibus Stock Plan For Against Management
4 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
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AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank J. Biondi, Jr. For For Management
2 Elect Director Jerry D. Choate For For Management
3 Elect Director Frank C. Herringer For For Management
4 Elect Director Gilbert S. Omenn For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors For For Management
7 Declassify the Board of Directors For For Management
8 Develop an Animal Welfare Policy Against Against Shareholder
9 Prepare a Sustainability Report Against Against Shareholder
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ANHEUSER-BUSCH COMPANIES, INC.
Ticker: BUD Security ID: 035229103
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch III For Withhold Management
1.2 Elect Director August A. Busch IV For Withhold Management
1.3 Elect Director Carlos Fernandez G. For Withhold Management
1.4 Elect Director James R. Jones For For Management
1.5 Elect Director Andrew C. Taylor For For Management
1.6 Elect Director Douglas A. Warner III For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For Against Management
5 Report on Charitable Contributions Against Against Shareholder
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APPLIED MATERIALS, INC.
Ticker: Security ID: 38222105
Meeting Date: MAR 14, 2007 Meeting Type: Annual
Record Date: JAN 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 APPROVE STOCK COMPENSATION PLAN For For Management
03 ADOPT STOCK PURCHASE PLAN For For Management
04 AMEND CASH/STOCK BONUS PLAN For For Management
05 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
AVERY DENNISON CORP.
Ticker: AVY Security ID: 053611109
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rolf Borjesson For For Management
1.2 Elect Director Peter W. Mullin For For Management
1.3 Elect Director Patrick T. Siewert For For Management
2 Ratify Auditors For Against Management
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AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director Edward T. Fogarty For For Management
1.3 Elect Director Fred Hassan For For Management
1.4 Elect Director Andrea Jung For For Management
1.5 Elect Director Maria Elena Lagomasino For For Management
1.6 Elect Director Ann S. Moore For For Management
1.7 Elect Director Paul S. Pressler For For Management
1.8 Elect Director Gary M. Rodkin For For Management
1.9 Elect Director Paula Stern For For Management
1.10 Elect Director Lawrence A. Weinbach For For Management
2 Ratify Auditors For Against Management
3 Amend Articles/Bylaws/Charter-Adopt For For Management
Majority Voting
4 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 10, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Biondi For For Management
1.2 Elect Director Mr. Donofrio For For Management
1.3 Elect Director Mr. Hassell For For Management
1.4 Elect Director Mr. Kogan For For Management
1.5 Elect Director Mr. Kowalski For For Management
1.6 Elect Director Mr. Luke For For Management
1.7 Elect Director Ms. Rein For For Management
1.8 Elect Director Mr. Renyi For For Management
1.9 Elect Director Mr. Richardson For For Management
1.10 Elect Director Mr. Scott For For Management
1.11 Elect Director Mr. Vaughan For For Management
2 Ratify Auditors For Against Management
3 Amend Vote Requirements to Amend Against Against Shareholder
Articles/Bylaws/Charter
4 Restore or Provide for Cumulative Voting Against For Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: MAY 24, 2007 Meeting Type: Special
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adopt Supermajority Vote Requirement for For For Management
Mergers
3 Increase Authorized Preferred and Common For For Management
Stock
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
BAYER AG
Ticker: BAYZF Security ID: DE0005752000
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: APR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For Did Not Management
Statutory Reports; Approve Allocation of Vote
Income and Dividends of EUR 1 per Share
for Fiscal 2006
2 Approve Discharge of Management Board for For Did Not Management
Fiscal 2006 Vote
3 Approve Discharge of Supervisory Board For Did Not Management
for Fiscal 2006 Vote
4a Elect Paul Achleitner to the Supervisory For Did Not Management
Board Vote
4b Elect Clemens Boersig to the Supervisory For Did Not Management
Board Vote
4c Elect Hans-Olaf Henkel to the Supervisory For Did Not Management
Board Vote
4d Elect Klaus Kleinfeld to the Supervisory For Did Not Management
Board Vote
4e Elect Helmut Panke to the Supervisory For Did Not Management
Board Vote
4f Elect Manfred Schneider to the For Did Not Management
Supervisory Board Vote
4g Elect Ekkehard Schulz to the Supervisory For Did Not Management
Board Vote
4h Elect Klaus Sturany to the Supervisory For Did Not Management
Board Vote
4i Elect Juergen Weber to the Supervisory For Did Not Management
Board Vote
4j Elect Ernst-Ludwig Winnacker to the For Did Not Management
Supervisory Board Vote
5 Approve Creation of 195 Million Pool of For Did Not Management
Capital with Preemptive Rights Vote
(Authorized Capital II)
6 Authorize Share Repurchase Program and For Did Not Management
Reissuance or Cancellation of Repurchased Vote
Shares
7 Approve Affiliation Agreement with For Did Not Management
Subsidiary Bayer Schering GmbH Vote
8 Ratify PricewaterhouseCoopers AG as For Did Not Management
Auditors for Fiscal 2007 Vote
- --------------------------------------------------------------------------------
BOEING CO., THE
Ticker: BA Security ID: 097023105
Meeting Date: APR 30, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John H. Biggs For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director Arthur D. Collins, Jr. For For Management
4 Elect Director Linda Z. Cook For For Management
5 Elect Director William M. Daley For For Management
6 Elect Director Kenneth M. Duberstein For For Management
7 Elect Director John F. McDonnell For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Richard D. Nanula For For Management
10 Elect Director Rozanne L. Ridgway For For Management
11 Elect Director Mike S. Zafirovski For For Management
12 Ratify Auditors For Against Management
13 Report on Foreign Arms Sales Against Abstain Shareholder
14 Adopt Human Rights Policy Against For Shareholder
15 Report on Charitable Contributions Against Against Shareholder
16 Report on Political Contributions Against For Shareholder
17 Separate Chairman and CEO Positions Against Against Shareholder
18 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
20 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
21 Claw-back of Payments under Restatements Against For Shareholder
- --------------------------------------------------------------------------------
BORDERS GROUP, INC.
Ticker: BGP Security ID: 099709107
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Campbell For For Management
1.2 Elect Director Joel J. Cohen For For Management
1.3 Elect Director George L. Jones For For Management
1.4 Elect Director Amy B. Lane For For Management
1.5 Elect Director Brian T. Light For For Management
1.6 Elect Director Victor L. Lund For For Management
1.7 Elect Director Edna Greene Medford For For Management
1.8 Elect Director Lawrence I. Pollock For For Management
1.9 Elect Director Michael Weiss For For Management
2 Company Specific- Adopt Majority Voting For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Separate Chairman and CEO Positions Against Against Shareholder
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BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For Withhold Management
1.4 Elect Director John E. Pepper For For Management
2 Declassify the Board of Directors For For Management
3 Approve Increase in Size of Board For For Management
4 Approve Repricing of Options For Against Management
5 Stock Retention/Holding Period Against For Shareholder
6 Ratify Auditors For Against Management
7 Other Business For Against Management
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BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lewis B. Campbell For For Management
2 Elect Director James M. Cornelius For For Management
3 Elect Director Louis J. Freeh For For Management
4 Elect Director Laurie H. Glimcher For For Management
5 Elect Director Michael Grobstein For For Management
6 Elect Director Leif Johansson For For Management
7 Elect Director James D. Robinson III For For Management
8 Elect Director Vicki L. Sato For For Management
9 Elect Director R. Sanders Williams For For Management
10 Ratify Auditors For Against Management
11 Approve Omnibus Stock Plan For Against Management
12 Approve Executive Incentive Bonus Plan For For Management
13 Increase Disclosure of Executive Against Against Shareholder
Compensation
14 Claw-back of Payments under Restatements Against For Shareholder
15 Restore or Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: CX Security ID: 151290889
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for 2006 Fiscal Year
2 Approve Allocation of Income; Set For For Management
Aggregate Nominal Amount of Share
Repurchase
3 Authorize Increase in Variable Portion of For For Management
Capital via Capitalization of Accumulated
Profits Account
4 Elect Board Members; Elect Members and For For Management
Chairman of Both Audit and Corporate
Practices Committee
5 Approve Remuneration of Directors and For For Management
Members of the Board Committees
6 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V.
Ticker: Security ID: 151290889
Meeting Date: AUG 31, 2006 Meeting Type: Special
Record Date: AUG 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 MISCELLANEOUS CORPORATE ACTIONS For For Management
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CEMEX, S.A.B. DE C.V.
Ticker: Security ID: 151290889
Meeting Date: DEC 7, 2006 Meeting Type: Annual
Record Date: NOV 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 MISCELLANEOUS CORPORATE ACTIONS For For Management
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CHICAGO BRIDGE & IRON CO.
Ticker: CBI Security ID: 167250109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ELECT A) JERRY H. BALLENGEE AS MEMBER Against For Management
OF THE SUPERVISORY BOARD SELECT THE FOR
OPTION. TO ELECT B) DAVID P. BORDAGES AS
MEMBER OF THE SUPERVISORY BOARD SELECT
THE AGAINST OPTION. TO ABSTAIN FROM
VOTING ON EITHER NOMINEE SELECT THE
ABSTAIN OPTION.
2 TO ELECT C) MICHAEL L. UNDERWOOD AS Against For Management
MEMBER OF THE SUPERVISORY BOARD SELECT
THE FOR OPTION. TO ELECT D) SAMUEL C.
LEVENTRY AS MEMBER OF THE SUPERVISORY
BOARD SELECT THE AGAINST OPTION. TO
ABSTAIN FROM VOTING ON EITHER NOMINEE
SELECT THE ABSTAIN OPTION.
3 TO AUTHORIZE THE PREPARATION OF THE For For Management
ANNUAL ACCOUNTS AND THE ANNUAL REPORT AND
TO ADOPT THE DUTCH STATUTORY ANNUAL
ACCOUNTS.
4 TO DISCHARGE THE MEMBERS OF THE For For Management
MANAGEMENT BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR DUTIES.
5 TO DISCHARGE THE MEMBERS OF THE For For Management
SUPERVISORY BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR DUTIES.
6 TO RESOLVE ON THE FINAL DIVIDEND FOR THE For For Management
YEAR ENDED DECEMBER 31, 2006.
7 TO APPROVE THE EXTENSION OF THE AUTHORITY For For Management
OF THE MANAGEMENT BOARD TO REPURCHASE UP
TO 10% OF THE ISSUED SHARE CAPITAL OF THE
COMPANY UNTIL NOVEMBER 10, 2008.
8 TO APPROVE THE EXTENSION OF THE AUTHORITY For For Management
OF THE SUPERVISORY BOARD TO ISSUE AND/OR
GRANT RIGHTS TO ACQUIRE SHARES
9 TO APPOINT ERNST & YOUNG LLP OUR For For Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31,
2007.
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CHICAGO BRIDGE & IRON COMPANY N.V.
Ticker: Security ID: 167250109
Meeting Date: JUL 28, 2006 Meeting Type: Consent
Record Date: JUN 9, 2006
# Proposal Mgt Rec Vote Cast Sponsor
03 APPROVE FINANCIAL STATEMENTS,ALLOCATION For For Management
OF INCOME, AND DISCHARGE DIRECTORS
04 APPROVE DIRECTOR LIABILITY INSURANCE For Abstain Management
05 APPROVE DIRECTOR LIABILITY INSURANCE For Abstain Management
06 DECLARE FINAL PAYMENT OF DIVIDEND For For Management
07 MISCELLANEOUS COMPENSATION PLANS For For Management
08 MISCELLANEOUS CORPORATE GOVERNANCE For For Management
09 MISCELLANEOUS CORPORATE GOVERNANCE For Against Management
10 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
1A MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1B MISCELLANEOUS CORPORATE GOVERNANCE None Abstain Management
1C MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1D MISCELLANEOUS CORPORATE GOVERNANCE None Abstain Management
1E MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1F MISCELLANEOUS CORPORATE GOVERNANCE None Abstain Management
2A MISCELLANEOUS CORPORATE GOVERNANCE For For Management
2B MISCELLANEOUS CORPORATE GOVERNANCE None Abstain Management
- --------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD.
Ticker: CHT Security ID: 17133Q205
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 THE COMPANY S OPERATION REPORT FOR 2006. None For Management
2 THE SUPERVISORS AUDIT REPORT ON THE None For Management
COMPANY FOR 2006.
3 THE AMENDMENT TO THE COMPANY S RULES OF None For Management
ORDER OF BOARD OF DIRECTORS MEETING.
4 THE COMPANY S OPERATION REPORT AND For For Management
FINANCIAL STATEMENTS FOR 2006.
5 THE COMPANY S DISTRIBUTION OF EARNINGS For For Management
FOR 2006.
6 AMENDMENT TO THE COMPANY S ARTICLES OF For For Management
INCORPORATION.
7 PROPOSED CONVERSION OF THE CAPITAL For For Management
SURPLUS INTO CAPITAL INCREASE OF THE
COMPANY AND ISSUANCE OF NEW SHARES.
8 PROPOSED CAPITAL DECREASE IN CASH OF THE For For Management
COMPANY.
9 AMENDMENT TO THE COMPANY S PROCESS FOR For For Management
ACQUISITIONS AND DISPOSAL OF ASSETS.
10 AMENDMENT TO THE COMPANY S PROCEDURES FOR For For Management
ENDORSEMENTS AND GUARANTEES.
11 FORMULATION OF THE COMPANY S PROCEDURES For For Management
FOR LENDING OF CAPITAL TO OTHERS.
12 AMENDMENT TO THE COMPANY S REGULATIONS OF For For Management
ELECTION OF DIRECTORS AND SUPERVISORS.
13 ELECTION OF THE COMPANY S 5TH TERM For Abstain Management
DIRECTORS AND SUPERVISORS.
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: Security ID: 17275R102
Meeting Date: NOV 15, 2006 Meeting Type: Annual
Record Date: SEP 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 CAROL A. BARTZ Withheld Management
1.1 JERRY YANG Withheld Management
1.2 M. MICHELE BURNS For Management
1.3 MICHAEL D. CAPELLAS Withheld Management
1.4 LARRY R. CARTER For Management
1.5 JOHN T. CHAMBERS For Management
1.6 DR. JOHN L. HENNESSY For Management
1.7 RICHARD M. KOVACEVICH For Management
1.8 RODERICK C. MCGEARY For Management
1.9 STEVEN M. WEST For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
03 S/H PROPOSAL - EXECUTIVE COMPENSATION Against For Management
04 S/H - REPORT ON EXECUTIVE COMPENSATION Against Against Management
05 S/H PROPOSAL - HUMAN RIGHTS RELATED Against For Management
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. Michael Armstrong For For Management
2 Elect Director Alain J.P. Belda For For Management
3 Elect Director George David For For Management
4 Elect Director Kenneth T. Derr For For Management
5 Elect Director John M. Deutch For For Management
6 Elect Director Roberto Hernandez Ramirez For For Management
7 Elect Director Klaus Kleinfeld For For Management
8 Elect Director Andrew N. Liveris For For Management
9 Elect Director Anne Mulcahy For For Management
10 Elect Director Richard D. Parsons For For Management
11 Elect Director Charles Prince For For Management
12 Elect Director Judith Rodin For For Management
13 Elect Director Robert E. Rubin For For Management
14 Elect Director Franklin A. Thomas For For Management
15 Ratify Auditors For For Management
16 Report on Government Service of Employees Against Against Shareholder
17 Report on Political Contributions Against Against Shareholder
18 Report on Charitable Contributions Against Against Shareholder
19 Approve Report of the Compensation Against For Shareholder
Committee
20 Report on Pay Disparity Against Against Shareholder
21 Separate Chairman and CEO Positions Against For Shareholder
22 Stock Retention/Holding Period Against Against Shareholder
23 Restore or Provide for Cumulative Voting Against For Shareholder
24 Amend Bylaws to Permit Shareholders to Against For Shareholder
Call Special Meetings
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Herbert A. Allen For For Management
2 Elect Director Ronald W. Allen For For Management
3 Elect Director Cathleen P. Black For For Management
4 Elect Director Barry Diller For For Management
5 Elect Director E. Neville Isdell For For Management
6 Elect Director Donald R. Keough For For Management
7 Elect Director Donald F. McHenry For For Management
8 Elect Director Sam Nunn For For Management
9 Elect Director James D. Robinson, III For For Management
10 Elect Director Peter V. Ueberroth For For Management
11 Elect Director James B. Williams For For Management
12 Ratify Auditors For Against Management
13 Approve Executive Incentive Bonus Plan For For Management
14 Limit Executive Compensation Against Against Shareholder
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Report on Chemical and Biological Testing Against Against Shareholder
Data
17 Report on Environmental Liabilities in Against Against Shareholder
India
18 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cahill For For Management
2 Elect Director Jill K. Conway For For Management
3 Elect Director Ellen M. Hancock For For Management
4 Elect Director David W. Johnson For For Management
5 Elect Director Richard J. Kogan For For Management
6 Elect Director Delano E. Lewis For For Management
7 Elect Director Reuben Mark For For Management
8 Elect Director J. Pedro Reinhard For For Management
9 Ratify Auditors For Against Management
10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
11 Pay for Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
CONNS, INC.
Ticker: CONN Security ID: 208242107
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Frank, Sr. For Withhold Management
1.2 Elect Director Marvin D. Brailsford For For Management
1.3 Elect Director Jon E.M. Jacoby For For Management
1.4 Elect Director Bob L. Martin For Withhold Management
1.5 Elect Director Douglas H. Martin For Withhold Management
1.6 Elect Director Dr. W.C. Nylin Jr. For Withhold Management
1.7 Elect Director Scott L. Thompson For For Management
1.8 Elect Director William T. Trawick For For Management
1.9 Elect Director Theodore M. Wright For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
CONSECO, INC.
Ticker: CNO Security ID: 208464883
Meeting Date: MAY 22, 2007 Meeting Type: Annual
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna A. James For For Management
1.2 Elect Director Debra J. Perry For For Management
1.3 Elect Director C. James Prieur For For Management
1.4 Elect Director Philip R. Roberts For For Management
1.5 Elect Director Michael T. Tokarz For For Management
1.6 Elect Director R. Glenn Hilliard For For Management
1.7 Elect Director Neal C. Schneider For For Management
1.8 Elect Director Michael S. Shannon For For Management
1.9 Elect Director John G. Turner For For Management
1.10 Elect Director Doreen A. Wright For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: Security ID: 24702R101
Meeting Date: JUL 21, 2006 Meeting Type: Annual
Record Date: MAY 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
SH1 S/H PROPOSAL - HUMAN RIGHTS RELATED Against For Management
SH2 MISCELLANEOUS SHAREHOLDER PROPOSAL Against Against Management
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director David M. Gavrin For For Management
1.3 Elect Director John Richels For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
DEVRY INC.
Ticker: Security ID: 251893103
Meeting Date: NOV 15, 2006 Meeting Type: Annual
Record Date: SEP 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
DOW JONES & CO., INC.
Ticker: DJ Security ID: 260561105
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Barfield For For Management
1.2 Elect Director Lewis B. Campbell For For Management
1.3 Elect Director Eduardo Castro-Wright For For Management
1.4 Elect Director John M. Engler For For Management
1.5 Elect Director Harvey Golub For For Management
1.6 Elect Director Dieter von Holtzbrinck For For Management
1.7 Elect Director Frank N. Newman For For Management
1.8 Elect Director Christopher Bancroft For For Management
1.9 Elect Director John F. Brock For For Management
1.10 Elect Director Michael B. Elefante For For Management
1.11 Elect Director Leslie Hill For For Management
1.12 Elect Director M. Peter McPherson For For Management
1.13 Elect Director David K.P. LI For For Management
1.14 Elect Director Paul Sagan For For Management
1.15 Elect Director Elizabeth Steele For For Management
1.16 Elect Director Richard F. Zannino For For Management
2 Ratify Auditors For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Brown For For Management
1.2 Elect Director Robert A. Brown For For Management
1.3 Elect Director Bertrand P. Collomb For For Management
1.4 Elect Director Curtis J. Crawford For For Management
1.5 Elect Director John T. Dillon For For Management
1.6 Elect Director Eleuthere I. du Pont For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director Sean O'Keefe For Withhold Management
1.11 Elect Director William K. Reilly For For Management
2 Ratify Auditors For Against Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on Genetically Modified Organisms Against Against Shareholder
5 Evaluate Community Impact of Plant Against Against Shareholder
Closures or Layoffs
6 Report on PFOA Compounds in DuPont Against For Shareholder
Products
7 Report on Lobbying Expenditures related Against Against Shareholder
to Environmental Pollution
8 Prepare a Global Warming Report Against For Shareholder
9 Report on Security of Chemical Facilities Against Against Shareholder
- --------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Cherng For For Management
1.2 Elect Director Julia S. Gouw For For Management
1.3 Elect Director John Lee For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Brown For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director David N. Strohm For For Management
2 Ratify Auditors For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Declassify the Board of Directors For For Management
6 Limit Composition of Committee(s) to Against Against Shareholder
Independent Directors
7 Require a Majority Vote for the Election Against For Shareholder
of Directors
8 Company Specific-Adopt Simple Majority Against Against Shareholder
Vote
9 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon A. Brunner For For Management
2 Elect Director Brother James Gaffney For For Management
3 Elect Director John L. Sterling For For Management
4 Elect Director J. Stephen Vanderwoude For Against Management
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: Security ID: 302571104
Meeting Date: DEC 15, 2006 Meeting Type: Annual
Record Date: OCT 25, 2006
# Proposal Mgt Rec Vote Cast Sponsor
0A ELECTION OF DIRECTORS For For Management
0B RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director J. Brian Ferguson For For Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Toni Jennings For For Management
1.8 Elect Director Oliver D. Kingsley, Jr. For Withhold Management
1.9 Elect Director Rudy E. Schupp For For Management
1.10 Elect Director Michael H. Thaman For For Management
1.11 Elect Director Hansel E. Tookes, II For For Management
1.12 Elect Director Paul R. Tregurtha For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For Against Management
Option Plan
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Susan Hockfield For For Management
1.6 Elect Director Jerry R. Immelt For For Management
1.7 Elect Director Andrea Jung For For Management
1.8 Elect Director Alan G. Lafley For For Management
1.9 Elect Director Robert W. Lane For For Management
1.10 Elect Director Ralph S. Larsen For For Management
1.11 Elect Director Rochelle B. Lazarus For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director Roger S. Penske For For Management
1.14 Elect Director Robert J. Swieringa For For Management
1.15 Elect Director Douglas A. Warner III For For Management
1.16 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For Against Management
3 Adopt Majority Vote Standard in Director For For Management
Elections
4 Approve Omnibus Stock Plan For Against Management
5 Company-Specific-Approve Material Terms For For Management
of Senior Officer Performance Goals
6 Provide for Cumulative Voting Against For Shareholder
7 Company-Specific -- Adopt Policy on Against For Shareholder
Overboarded Directors
8 Company-Specific -- One Director from the Against Against Shareholder
Ranks of Retirees
9 Separate Chairman and CEO Positions Against For Shareholder
10 Limit Dividend and Dividend Equivalent Against For Shareholder
Payments to Executives
11 Report on Charitable Contributions Against Against Shareholder
12 Report on Global Warming Against Against Shareholder
13 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
14 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David H. Batchelder For For Management
2 Elect Director Francis S. Blake For For Management
3 Elect Director Gregory D. Brenneman For For Management
4 Elect Director John L. Clendenin For For Management
5 Elect Director Claudio X. Gonzalez For Against Management
6 Elect Director Milledge A. Hart, III For For Management
7 Elect Director Bonnie G. Hill For For Management
8 Elect Director Laban P. Jackson, Jr. For For Management
9 Elect Director Helen Johnson-Leipold For For Management
10 Elect Director Lawrence R. Johnston For For Management
11 Elect Director Kenneth G. Langone For Against Management
12 Ratify Auditors For Against Management
13 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
14 Prepare Employment Diversity Report Against For Shareholder
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Claw-back of Payments under Restatements Against For Shareholder
17 Submit Supplemental Executive Retirement Against For Shareholder
Plans to Shareholder vote
18 Performance-Based Equity Awards Against For Shareholder
19 Pay for Superior Performance Against For Shareholder
20 Affirm Political Non-partisanship Against Against Shareholder
21 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HBC Security ID: 404280406
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR For For Management
2006
2 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR 2006
3(a) TO RE-ELECT THE LORD BUTLER A DIRECTOR For For Management
3(b) TO RE-ELECT THE BARONESS DUNN A DIRECTOR For For Management
3(c) TO RE-ELECT R A FAIRHEAD A DIRECTOR For For Management
3(d) TO RE-ELECT W K L FUNG A DIRECTOR For For Management
3(e) TO RE-ELECT SIR BRIAN MOFFAT A DIRECTOR For For Management
3(f) TO RE-ELECT G MORGAN A DIRECTOR For For Management
4 Ratify Auditors For For Management
5 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES
6 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL For For Management
RESOLUTION)
7 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management
OWN ORDINARY SHARES
8 TO AUTHORISE THE DIRECTORS TO OFFER A For For Management
SCRIP DIVIDEND ALTERNATIVE
9 TO AUTHORISE THE COMPANY TO MAKE For For Management
POLITICAL DONATIONS AND INCUR POLITICAL
EXPENDITURE
10 TO AUTHORISE HSBC BANK PLC TO MAKE For For Management
POLITICAL DONATIONS AND INCUR POLITICAL
EXPENDITURE
11 TO AUTHORISE ELECTRONIC COMMUNICATIONS For For Management
WITH SHAREHOLDERS IN ACCORDANCE WITH THE
COMPANIES ACT 2006
12 TO ALTER THE ARTICLES OF ASSOCIATION For For Management
(SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director Susan Crown For For Management
1.5 Elect Director Don H. Davis, Jr. For For Management
1.6 Elect Director Robert C. McCormack For For Management
1.7 Elect Director Robert S. Morrison For For Management
1.8 Elect Director James A. Skinner For For Management
1.9 Elect Director Harold B. Smith For For Management
1.10 Elect Director David B. Speer For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
INDUS INTERNATIONAL, INC.
Ticker: Security ID: 45578L100
Meeting Date: OCT 23, 2006 Meeting Type: Annual
Record Date: AUG 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
INDUS INTERNATIONAL, INC.
Ticker: Security ID: 45578L100
Meeting Date: JAN 5, 2007 Meeting Type: Special
Record Date: NOV 16, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 APPROVE MERGER AGREEMENT For For Management
02 APPROVE MOTION TO ADJOURN MEETING For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Craig R. Barrett For Against Management
2 Elect Director Charlene Barshefsky For Against Management
3 Elect Director Susan L. Decker For Against Management
4 Elect Director D. James Guzy For For Management
5 Elect Director Reed E. Hundt For Against Management
6 Elect Director Paul S. Otellini For Against Management
7 Elect Director James D. Plummer For For Management
8 Elect Director David S. Pottruck For For Management
9 Elect Director Jane E. Shaw For For Management
10 Elect Director John L. Thornton For Against Management
11 Elect Director David B. Yoffie For Against Management
12 Ratify Auditors For Against Management
13 Amend Omnibus Stock Plan For Against Management
14 Approve Executive Incentive Bonus Plan For For Management
15 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
IPC HOLDINGS LTD
Ticker: IPCR Security ID: G4933P101
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: APR 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Mutch For For Management
1.2 Elect Director James P. Bryce For For Management
1.3 Elect Director Peter S. Christie For For Management
1.4 Elect Director Kenneth L. Hammond For For Management
1.5 Elect Director Dr. The Hon. C.E. James For For Management
1.6 Elect Director Antony P.D. Lancaster For For Management
2 ITEM B- AUTHORIZATION OF THE BOARD TO For For Management
FILL BOARD VACANCIES: TO AUTHORIZE THE
BOARD TO FILL ANY VACANCY IN THEIR NUMBER
NOT FILLED AT A GENERAL MEETING OR
ARISING AS A RESULT OF AN INCREASE IN THE
SIZE OF THE BOARD.
3 Ratify Auditors For For Management
4 ITEM D- APPROVAL AND RATIFICATION OF THE For For Management
IPC HOLDINGS, LTD. 2007 INCENTIVE PLAN.
5 ITEM E- AMENDMENT OF BYE-LAWS: TO APPROVE For For Management
THE AMENDMENT OF THE COMPANY S BYE-LAWS
TO REMOVE OUT-OF-DATE PROVISIONS RELATING
TO AMERICAN INTERNATIONAL GROUP, INC.
6 ITEM F- AMENDMENT OF BYE-LAWS: TO APPROVE For Against Management
THE AMENDMENT OF THE COMPANY S BYE-LAWS
TO MODERNIZE THE BYE-LAWS.
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Michael M.E. Johns For For Management
1.4 Elect Director Arnold G. Langbo For For Management
1.5 Elect Director Susan L. Lindquist For For Management
1.6 Elect Director Leo F. Mullin For For Management
1.7 Elect Director Christine A. Poon For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director Steven S Reinemund For For Management
1.10 Elect Director David Satcher For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For Against Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
4 Submit Supplemental Executive Retirement Against For Shareholder
Plans to Shareholder vote
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Calderoni For For Management
1.2 Elect Director Pradeep Sindhu For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James M. Jenness For For Management
2 Elect Director Linda Johnson Rice For For Management
3 Elect Director Marc J. Shapiro For For Management
4 Ratify Auditors For Against Management
5 Declassify the Board of Directors For For Management
6 Adopt Simple Majority Vote Against Against Shareholder
7 Adopt ILO Standards Against For Shareholder
8 Report on Feasibility of Phasing Out the Against Against Shareholder
Use of Non-certified Wood Fiber
- --------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORPORATION
Ticker: Security ID: 500631106
Meeting Date: AUG 9, 2006 Meeting Type: Annual
Record Date: JUL 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
03 MISCELLANEOUS CORPORATE GOVERNANCE For Abstain Management
- --------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORPORATION
Ticker: Security ID: 500631106
Meeting Date: AUG 9, 2006 Meeting Type: Special
Record Date: JUL 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 MISCELLANEOUS CORPORATE GOVERNANCE For Abstain Management
02 MISCELLANEOUS CORPORATE GOVERNANCE For Abstain Management
- --------------------------------------------------------------------------------
M & T BANK CORP.
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For Withhold Management
1.2 Elect Director Robert J. Bennet For For Management
1.3 Elect Director C. Angela Bontempo For For Management
1.4 Elect Director Robert T. Brady For Withhold Management
1.5 Elect Director Michael D. Buckley For Withhold Management
1.6 Elect Director T.J. Cunningham III For Withhold Management
1.7 Elect Director Mark J. Czarnecki For Withhold Management
1.8 Elect Director Colm E. Doherty For For Management
1.9 Elect Director Richard E. Garman For For Management
1.10 Elect Director Daniel R. Hawbaker For For Management
1.11 Elect Director Patrick W.E. Hodgson For For Management
1.12 Elect Director Richard G. King For For Management
1.13 Elect Director Reginald B. Newman II For For Management
1.14 Elect Director Jorge G. Pereira For Withhold Management
1.15 Elect Director Michael P. Pinto For Withhold Management
1.16 Elect Director Robert E. Sadler, Jr. For Withhold Management
1.17 Elect Director Eugene J. Sheehy For Withhold Management
1.18 Elect Director Stephen G. Sheetz For For Management
1.19 Elect Director Herbert L. Washington For For Management
1.20 Elect Director Robert G. Wilmers For Withhold Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
MANITOWOC COMPANY, INC., THE
Ticker: MTW Security ID: 563571108
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: FEB 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virgis W. Colbert For For Management
1.2 Elect Director Kenneth W. Krueger For For Management
1.3 Elect Director Robert C. Stift For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
MARSHALL & ILSLEY CORP.
Ticker: MI Security ID: 571834100
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon F. Chait For Withhold Management
1.2 Elect Director Dennis J. Kuester For Withhold Management
1.3 Elect Director David J. Lubar For For Management
1.4 Elect Director San W. Orr, Jr. For For Management
1.5 Elect Director Debra S. Waller For For Management
1.6 Elect Director George E. Wardeberg For For Management
2 Declassify the Board of Directors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
MENTOR GRAPHICS CORP.
Ticker: MENT Security ID: 587200106
Meeting Date: JUN 14, 2007 Meeting Type: Annual
Record Date: APR 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Bonfield For Withhold Management
1.2 Elect Director Marsha B. Congdon For Withhold Management
1.3 Elect Director James R. Fiebiger For Withhold Management
1.4 Elect Director Gregory K. Hinckley For For Management
1.5 Elect Director Kevin C. Mcdonough For For Management
1.6 Elect Director Patrick B. Mcmanus For Withhold Management
1.7 Elect Director Walden C. Rhines For For Management
1.8 Elect Director Fontaine K. Richardson For For Management
2 Amend Non-Employee Director Omnibus Stock For Against Management
Plan
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION
Ticker: Security ID: 587200106
Meeting Date: NOV 29, 2006 Meeting Type: Special
Record Date: OCT 2, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 AMEND STOCK COMPENSATION PLAN For Against Management
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: Security ID: 594918104
Meeting Date: NOV 14, 2006 Meeting Type: Annual
Record Date: SEP 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
03 S/H PROPOSAL - POLITICAL/GOVERNMENT Against Against Management
04 S/H - CREATE A NON-DISCRIMATORY SEXUAL Against Against Management
ORIENTATION POLICY
05 MISCELLANEOUS SHAREHOLDER PROPOSAL Against Against Management
1A MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1B MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1C MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1D MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1E MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1F MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1G MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1H MISCELLANEOUS CORPORATE GOVERNANCE For For Management
1I MISCELLANEOUS CORPORATE GOVERNANCE For For Management
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: 606822104
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROPRIATION OF SURPLUS For For Management
2 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION
3 ELECTION OF 15 (FIFTEEN) DIRECTORS For Against Management
4 ELECTION OF 1 (ONE) CORPORATE AUDITOR For Against Management
5 GRANTING OF RETIREMENT GRATUITIES TO For For Management
RETIRING DIRECTORS AND CORPORATE AUDITOR
AND PAYMENT OF LUMP-SUM RETIREMENT
GRATUITIES TO DIRECTORS AND CORPORATE
AUDITORS DUE TO THE ABOLITION OF
RETIREMENT GRATUITIES PROGRAM FOR
OFFICERS
6 REVISION OF THE AMOUNT OF REMUNERATION, For For Management
ETC. FOR DIRECTORS AND CORPORATE
AUDITORS, AND DETERMINATION OF THE AMOUNT
AND DETAILS OF STOCK OPTION REMUNERATION,
ETC.
- --------------------------------------------------------------------------------
MURPHY OIL CORP.
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For For Management
1.2 Elect Director Claiborne P. Deming For For Management
1.3 Elect Director Robert A. Hermes For For Management
1.4 Elect Director James V. Kelley For For Management
1.5 Elect Director R. Madison Murphy For For Management
1.6 Elect Director William C. Nolan, Jr. For For Management
1.7 Elect Director Ivar B. Ramberg For For Management
1.8 Elect Director Neal E. Schmale For For Management
1.9 Elect Director David J. H. Smith For For Management
1.10 Elect Directors Caroline G. Theus For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
NAVTEQ CORPORATION
Ticker: NVT Security ID: 63936L100
Meeting Date: MAY 22, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J.A. De Lange For For Management
1.2 Elect Director Christopher Galvin For For Management
1.3 Elect Director Andrew J. Green For For Management
1.4 Elect Director Judson C. Green For For Management
1.5 Elect Director William L. Kimsey For Withhold Management
1.6 Elect Director Scott D. Miller For For Management
1.7 Elect Director Dirk-Jan Van Ommeren For For Management
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott S. Cowen For Withhold Management
1.2 Elect Director Cynthia A. Montgomery For Withhold Management
1.3 Elect Director Gordon R. Sullivan For Withhold Management
1.4 Elect Director Michael A. Todman For For Management
2 Ratify Auditors For Against Management
3 Adopt Simple Majority Vote Against Against Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For Withhold Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Noreen Doyle For For Management
1.4 Elect Director Veronica M. Hagen For For Management
1.5 Elect Director Michael S. Hamson For For Management
1.6 Elect Director Pierre Lassonde For For Management
1.7 Elect Director Robert J. Miller For For Management
1.8 Elect Director Wayne W. Murdy For For Management
1.9 Elect Director Robin A. Plumbridge For For Management
1.10 Elect Director John B. Prescott For Withhold Management
1.11 Elect Director Donald C. Roth For Withhold Management
1.12 Elect Director James V. Taranik For For Management
2 Ratify Auditors For Against Management
3 Report on Impact of Operations in Against Against Shareholder
Indonesia
4 Report on Policies related to Public For For Shareholder
Opposition to Mining Operations
5 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports, Including Auditors'
Report; Accept Financial Statements and
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 Per Share
3 Approve Discharge of Board and President For For Management
4 Amend Articles to Comply with New Finnish For For Management
Companies Act
5 Approve Remuneration of Directors For For Management
6 Fix Number of Directors at 11 For For Management
7.1 Elect Director Georg Ehrnrooth For For Management
7.2 Elect Director Daniel R. Hesse For For Management
7.3 Elect Director Bengt Holmstrom For For Management
7.4 Elect Director Per Karlsson For For Management
7.5 Elect Director Jorma Ollila For For Management
7.6 Elect Director Marjorie Scardino For For Management
7.7 Elect Director Keijo Suila For For Management
7.8 Elect Director Vesa Vainio For For Management
7.9 Elect Director Lalita D. Gupte For For Management
7.10 Elect Director Henning Kagermann For For Management
7.11 Elect Director Olli-Pekka Kallasvuo For For Management
8 Approve Remuneration of Auditors For For Management
9 Reelect PricewaterhouseCoopers Oy as For For Management
Auditor
10 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of Pool of
Conditional Capital to Guarantee
Conversion Rights
11 Approve Minimum EUR 2.3 Billion Reduction For For Management
in Share Premium Account
12 Amend 2001, 2003, and 2005 Stock Option For For Management
Plans Re: Record Subscription Prices in
Invested Non-restricted Equity Fund
13 Approve Creation of Pool of Capital For For Management
without Preemptive Rights Consisting of
up to 800 Million Shares
14 Authorize Repurchase of up to 10 Percent For For Management
of Issued Share Capital
15 Mark The Box If you wish to Instruct None Abstain Management
Nokia S Legal Counsels To Vote In their
Discretion On Your behalf Only Upon Item
15 *NOTE* Voting Options For Props 5-6,
8-9 are FOR or ABSTAIN
- --------------------------------------------------------------------------------
NORTEL NETWORKS CORPORATION
Ticker: NT Security ID: 656568508
Meeting Date: MAY 2, 2007 Meeting Type: Annual/Special
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jalynn H. Bennett For For Management
1.2 Elect Director Manfred Bischoff For For Management
1.3 Elect Director James B. Hunt, Jr. For For Management
1.4 Elect Director Kristina M. Johnson For For Management
1.5 Elect DirectorJohn A. MacNaughton For For Management
1.6 Elect Director John P. Manley For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Claude Mongeau For For Management
1.9 Elect Director Harry J. Pearce For For Management
1.10 Elect Director John D. Watson For For Management
1.11 Elect Director Mike S. Zafirovski For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 SP - Establish a Pay for Superior Against For Shareholder
Performance Standard in Executive
Compensation
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: Security ID: 66987V109
Meeting Date: MAR 6, 2007 Meeting Type: Annual
Record Date: JAN 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
01 APPROVE FINANCIAL STATEMENTS,ALLOCATION For For Management
OF INCOME, AND DISCHARGE DIRECTORS
02 APPROVE PREVIOUS BOARD'S ACTIONS For For Management
03 ELECT SUPERVISORY BOARD MEMBER For For Management
05 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
06 MISCELLANEOUS CORPORATE ACTIONS For For Management
4A MISCELLANEOUS CORPORATE GOVERNANCE For For Management
4B MISCELLANEOUS CORPORATE GOVERNANCE For For Management
4C MISCELLANEOUS CORPORATE GOVERNANCE For For Management
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: Security ID: 701094104
Meeting Date: OCT 25, 2006 Meeting Type: Annual
Record Date: AUG 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For Withheld Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
03 S/H PROPOSAL - DECLASSIFY BOARD Against For Management
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Michael S. Brown For For Management
1.3 Elect Director M. Anthony Burns For For Management
1.4 Elect Director Robert N. Burt For For Management
1.5 Elect Director W. Don Cornwell For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director William R. Howell For For Management
1.9 Elect Director Jeffrey B. Kindler For For Management
1.10 Elect Director George A. Lorch For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director William C. Steere, Jr. For For Management
2 Ratify Auditors For Against Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Report on Animal Testing Policies Against Against Shareholder
5 Amend Animal Welfare Policy Against Against Shareholder
6 Require Director Nominee Qualifications Against Against Shareholder
- --------------------------------------------------------------------------------
PHARMION CORP
Ticker: PHRM Security ID: 71715B409
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian G. Atwood For For Management
1.2 Elect Director M. James Barrett For For Management
1.3 Elect Director Edward J. Mckinley For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
PURE CYCLE CORPORATION
Ticker: Security ID: 746228303
Meeting Date: JAN 16, 2007 Meeting Type: Annual
Record Date: DEC 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: SSNHY Security ID: US7960508882
Meeting Date: FEB 28, 2007 Meeting Type: Annual
Record Date: DEC 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and Final For For Management
Dividend of KRW 5000 Per Common Share
2.1 Elect Independent Non-Executive Directors For For Management
2.2 Elect Executive Director For For Management
2.3 Elect Members of Audit Committee For For Management
3 Approve Remuneration of Executive For For Management
Directors and Independent Non-Executive
Directors
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: FEB 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. Camus For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director N. Kudryavtsev For For Management
1.6 Elect Director A. Lajous For For Management
1.7 Elect Director M.E. Marks For For Management
1.8 Elect Director D. Primat For For Management
1.9 Elect Director L.R. Reif For For Management
1.10 Elect Director T.I. Sandvold For For Management
1.11 Elect Director N. Seydoux For For Management
1.12 Elect Director L.G. Stuntz For For Management
1.13 Elect Director R. Talwar For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS.
3 APPROVAL OF INDEPENDENT REGISTERED PUBLIC For For Management
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
SEPRACOR INC.
Ticker: SEPR Security ID: 817315104
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Digby W. Barrios For For Management
1.2 Elect Director Alan A. Steigrod For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director J. Ralph Atkin For For Management
1.3 Elect Director Ian M. Cumming For For Management
1.4 Elect Director Robert G. Sarver For For Management
1.5 Elect Director W. Steve Albrecht For For Management
1.6 Elect Director Margaret S. Billson For For Management
1.7 Elect Director Henry J. Eyring For For Management
1.8 Elect Director Steven F. Udvar-Hazy For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
SONOCO PRODUCTS CO.
Ticker: SON Security ID: 835495102
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fitz L.H. Coker For For Management
1.2 Elect Director Caleb C. Fort For For Management
1.3 Elect Director John H. Mullin, III For For Management
1.4 Elect Director Thomas E. Whiddon For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUN 21, 2007 Meeting Type: Annual
Record Date: APR 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Hackett For Withhold Management
1.2 Elect Director David W. Joos For For Management
1.3 Elect Director P. Craig Welch, Jr. For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
STRYKER CORP.
Ticker: SYK Security ID: 863667101
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Brown For Withhold Management
1.2 Elect Director Howard E. Cox, Jr. For Withhold Management
1.3 Elect Director Donald M. Engelman, Ph.D. For Withhold Management
1.4 Elect Director Jerome H. Grossman, M.D. For Withhold Management
1.5 Elect Director Louise L. Francesconi For For Management
1.6 Elect Director Stephen P. Macmillan For Withhold Management
1.7 Elect Director William U. Parfet For Withhold Management
1.8 Elect Director Ronda E. Stryker For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For Against Management
4 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
- --------------------------------------------------------------------------------
SUEZ SA (FORMERLY SUEZ LYONNAISE DES EAUX)
Ticker: Security ID: FR0000120529
Meeting Date: MAY 4, 2007 Meeting Type: Annual/Special
Record Date: APR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.20 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Reelect Jacques Lagarde as Director For Did Not Management
Vote
6 Reelect Anne Lauvergeon as Director For Did Not Management
Vote
7 Acknowledge Change of Auditor's Name to For Did Not Management
Ernst and Young et Autres Vote
8 Ratify Ernst and Young et Autres as For Did Not Management
Auditor Vote
9 Ratify Auditex as Alternate Auditor For Did Not Management
Vote
10 Authorize Repurchase of Up to 10 Percent For Did Not Management
of Issued Share Capital Vote
11 Authorize Board to Issue Free Warrants For Did Not Management
with Preemptive Rights During a Public Vote
Tender Offer or Share Exchange
12 Authorize Board to Issue up to 15 Million For Did Not Management
Shares Reserved to Share Purchase Plan Vote
for Employees of International
Subsidiaries
13 Approve Stock Option Plans Grants For Did Not Management
Vote
14 Authorize up to 1 Percent of Issued For Did Not Management
Capital for Use in Restricted Stock Plan Vote
15 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
16 Amend Articles 22, 23, and 24 of Bylaws For Did Not Management
Re: Record Date, General Meetings, and Vote
Voting Right
17 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
THORATEC CORP.
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerhard F. Burbach For Withhold Management
1.2 Elect Director Howard E. Chase For Withhold Management
1.3 Elect Director J. Daniel Cole For Withhold Management
1.4 Elect Director Neil F. Dimick For For Management
1.5 Elect Director D. Keith Grossman For Withhold Management
1.6 Elect Director J. Donald Hill, M.D. For For Management
1.7 Elect Director Daniel M. Mulvena For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Jeffrey L. Bewkes For For Management
1.3 Elect Director Stephen F. Bollenbach For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director Francis T. Vincent, Jr. For For Management
1.13 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For Against Management
3 Reduce Supermajority Vote Requirement For Against Management
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers'Compensation
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Company Specific- Adopt Simple Majority Against Against Shareholder
Vote
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
8 Company-Specific- Stockholder Against Against Shareholder
Ratification of Director Compensation,
When a Stockholder Rights Plan Has Been
Adopted
- --------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: 89151E109
Meeting Date: MAY 11, 2007 Meeting Type: Annual
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PARENT COMPANY FINANCIAL For For Management
STATEMENTS
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF EARNINGS, DECLARATION OF For For Management
DIVIDEND
4 AGREEMENTS COVERED BY ARTICLE L. 225-38 For For Management
OF THE FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO TRADE SHARES OF THE COMPANY
6 RENEWAL OF THE APPOINTMENT OF MR. THIERRY For Against Management
DESMAREST AS A DIRECTOR
7 RENEWAL OF THE APPOINTMENT OF MR. THIERRY For Against Management
DE RUDDER AS A DIRECTOR
8 RENEWAL OF THE APPOINTMENT OF MR. SERGE For Against Management
TCHURUK AS A DIRECTOR
9 APPOINTMENT OF A DIRECTOR REPRESENTING For Against Management
EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION
10 APPOINTMENT OF A DIRECTOR REPRESENTING Against Against Management
EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION
11 APPOINTMENT OF A DIRECTOR REPRESENTING Against Against Management
EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION
12 DETERMINATION OF THE TOTAL AMOUNT OF For For Management
DIRECTORS COMPENSATION
13 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES
PROVIDING ACCESS TO CAPITAL WHILE
MAINTAINING SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS
14 DELEGATION OF AUTHORITY GRANTED TO THE For Against Management
BOARD OF DIRECTORS TO INCREASE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES
PROVIDING ACCESS TO CAPITAL WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
15 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE CAPITAL
UNDER THE CONDITIONS PROVIDED FOR IN
ARTICLE 443-5 OF THE FRENCH LABOR CODE
16 AUTHORIZATION TO GRANT SUBSCRIPTION OR For For Management
PURCHASE OPTIONS FOR THE COMPANY S STOCK
TO CERTAIN EMPLOYEES OF THE GROUP AS WELL
AS TO THE MANAGEMENT OF THE COMPANY OR OF
OTHER GROUP COMPANIES
17 AUTHORIZATION TO BE GRANTED TO THE BOARD For For Management
OF DIRECTORS TO REDUCE CAPITAL BY
CANCELING SHARES
18 AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF For For Management
THE COMPANY S ARTICLES OF ASSOCIATION
WITH REGARD TO THE METHODS THAT MAY BE
USED TO PARTICIPATE IN BOARD OF DIRECTORS
MEETINGS
19 AMENDMENT OF ARTICLE 17-2 OF THE COMPANY For For Management
S ARTICLES OF ASSOCIATION TO TAKE INTO
ACCOUNT NEW RULES FROM THE DECREE OF
DECEMBER 11, 2006 RELATING TO THE COMPANY
S BOOK-BASED SYSTEM FOR RECORDING SHARES
FOR SHAREHOLDERS WISHING TO PARTICIPATE
IN ANY FORM WH
20 AMENDMENT OF ARTICLE 17-2 OF THE COMPANY For For Management
S ARTICLES OF ASSOCIATION TO TAKE INTO
ACCOUNT RULES RELATING TO ELECTRONIC
SIGNATURES IN THE EVENT OF A VOTE CAST
VIA TELECOMMUNICATION
21 NEW PROCEDURE TO NOMINATE THE Against For Shareholder
EMPLOYEE-SHAREHOLDER DIRECTOR
22 AUTHORIZATION TO GRANT RESTRICTED SHARES Against For Shareholder
OF THE COMPANY TO GROUP EMPLOYEES
23 AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF Against For Shareholder
THE COMPANY S ARTICLES OF ASSOCIATION IN
VIEW OF DELETING THE STATUTORY CLAUSE
LIMITING VOTING RIGHTS
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: Security ID: 902124106
Meeting Date: MAR 8, 2007 Meeting Type: Special
Record Date: JAN 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1A APPROVE REVERSE STOCK SPLIT For For Management
1B APPROVE CHARTER AMENDMENT For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: Security ID: 902124106
Meeting Date: MAR 8, 2007 Meeting Type: Special
Record Date: JAN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DENNIS C. BLAIR For Withheld Management
1.11 JEROME B. YORK For For Management
1.2 EDWARD D. BREEN For For Management
1.3 BRIAN DUPERREAULT For For Management
1.4 BRUCE S. GORDON For For Management
1.5 RAJIV L. GUPTA For Withheld Management
1.6 JOHN A. KROL For For Management
1.7 H. CARL MCCALL For For Management
1.8 BRENDAN R. O'NEILL For For Management
1.9 WILLIAM S. STAVROPOULOS For Withheld Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
1.10 SANDRA S. WIJNBERG For For Management
- --------------------------------------------------------------------------------
ULTRATECH, INC.
Ticker: Security ID: 904034105
Meeting Date: JUL 18, 2006 Meeting Type: Annual
Record Date: MAY 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
UNILEVER N.V.
Ticker: UN Security ID: 904784709
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAY 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE ANNUAL ACCOUNTS AND For For Management
APPROPRIATION OF THE PROFIT FOR THE 2006
FINANCIAL YEAR.
2 DISCHARGE OF THE EXECUTIVE DIRECTORS. For For Management
3 DISCHARGE OF THE NON-EXECUTIVE DIRECTORS. For For Management
4.a DIRECTOR P.J. CESCAU For For Management
4.b DIRECTOR C.J. VAN DER GRAAF For For Management
4.c DIRECTOR R.D. KUGLER For For Management
5.a DIRECTOR THE LORD LEON BRITTAN For For Management
5.b DIRECTOR PROFESSOR W. DIK For For Management
5.c DIRECTOR C.E. GOLDEN For For Management
5.d DIRECTOR DR. B.E. GROTE For For Management
5.e DIRECTOR LORD DAVID SIMON For For Management
5.f DIRECTOR J.C. SPINETTA For For Management
5.g DIRECTOR K.J. STORM For For Management
5.h DIRECTOR J. VAN DER VEER For For Management
5.i DIRECTOR PROF. G. BERGER For For Management
5.j DIRECTOR N. MURTHY For For Management
5.k DIRECTOR H. NYASULU For For Management
5.l DIRECTOR M TRESCHOW For For Management
6 REMUNERATION OF EXECUTIVE DIRECTORS For For Management
7 REMUNERATION OF NON-EXECUTIVE DIRECTORS For For Management
8 ALTERATION TO THE ARTICLES OF ASSOCIATION For For Management
9 APPOINTMENT OF AUDITORS CHARGED WITH THE For For Management
AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2007 FINANCIAL YEAR
10 DESIGNATION OF THE BOARD OF DIRECTORS AS For For Management
THE COMPANY BODY AUTHORIZED IN RESPECT OF
THE ISSUE OF SHARES IN THE COMPANY.
11 AUTHORIZATION OF THE BOARD OF DIRECTORS For For Management
TO PURCHASE SHARES IN THE COMPANY AND
DEPOSITARY RECEIPTS THEREFOR.
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James R. Barker For For Management
2 Elect Director Richard L. Carrion For For Management
3 Elect Director M. Frances Keeth For For Management
4 Elect Director Robert W. Lane For For Management
5 Elect Director Sandra O. Moose For For Management
6 Elect Director Joseph Neubauer For For Management
7 Elect Director Donald T. Nicolaisen For For Management
8 Elect Director Thomas H. O'Brien For For Management
9 Elect Director Clarence Otis, Jr. For For Management
10 Elect Director Hugh B. Price For For Management
11 Elect Director Ivan G. Seidenberg For For Management
12 Elect Director Walter V. Shipley For For Management
13 Elect Director John W. Snow For For Management
14 Elect Director John R. Stafford For For Management
15 Elect Director Robert D. Storey For For Management
16 Ratify Auditors For Against Management
17 Limit Executive Compensation Against Against Shareholder
18 Eliminate or Restrict Severance Against For Shareholder
Agreements (Change-in-Control)
19 Disclose Information on Compensation Against Against Shareholder
Consultant
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officer's Compensation
21 Adopt Policy on Overboarded Director Against Against Shareholder
22 Approve Terms of Existing Poison Pill Against Against Shareholder
23 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 1, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For Against Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For Against Management
7 Elect Director David D. Glass For Against Management
8 Elect Director Roland A. Hernandez For For Management
9 Elect Director Allen I. Questrom For For Management
10 Elect Director H. Lee Scott, Jr. For Against Management
11 Elect Director Jack C. Shewmaker For Against Management
12 Elect Director Jim C. Walton For Against Management
13 Elect Director S. Robson Walton For Against Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For Against Management
16 Ratify Auditors For Against Management
17 Report on Charitable Contributions Against Against Shareholder
18 Report on Healthcare Policies Against Against Shareholder
19 Pay For Superior Performance Against For Shareholder
20 Report on Equity Compensation by Race and Against For Shareholder
Gender
21 Report on Pay Disparity Against Against Shareholder
22 Prepare Business Social Responsibility Against Against Shareholder
Report
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
24 Report on Political Contributions Against For Shareholder
25 Report on Social and Reputation Impact of Against For Shareholder
Failure to Comply with ILO Conventions
26 Restore or Provide for Cumulative Voting Against For Shareholder
27 Require Director Nominee Qualifications Against Against Shareholder
- --------------------------------------------------------------------------------
WEBMETHODS, INC.
Ticker: Security ID: 94768C108
Meeting Date: AUG 29, 2006 Meeting Type: Annual
Record Date: JUN 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
03 APPROVE STOCK COMPENSATION PLAN For Against Management
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker: WY Security ID: 962166104
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Rogel For For Management
1.2 Elect Director Debra A. Cafaro For Withhold Management
1.3 Elect Director Richard H. Sinkfield For For Management
1.4 Elect Director D. Michael Steuert For Withhold Management
1.5 Elect Director James N. Sullivan For For Management
1.6 Elect Director Kim Williams For Withhold Management
2 Report on Political Contributions Against Against Shareholder
3 Adopt Simple Majority Vote Against Against Shareholder
4 Report on Wood Sourcing Against Against Shareholder
5 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
WILMINGTON TRUST CORP.
Ticker: WL Security ID: 971807102
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Keith Elliott For Withhold Management
1.2 Elect Director Gailen Krug For For Management
1.3 Elect Director Stacey J. Mobley For For Management
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 12, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Terry S. Semel For Against Management
2 Elect Director Jerry Yang For Against Management
3 Elect Director Roy J. Bostock For Against Management
4 Elect Director Ronald W. Burkle For Against Management
5 Elect Director Eric Hippeau For Against Management
6 Elect Director Vyomesh Joshi For Against Management
7 Elect Director Arthur H. Kern For Against Management
8 Elect Director Robert A. Kotick For Against Management
9 Elect Director Edward R. Kozel For For Management
10 Elect Director Gary L. Wilson For For Management
11 Amend Omnibus Stock Plan For Against Management
12 Amend Qualified Employee Stock Purchase For For Management
Plan
13 Ratify Auditors For Against Management
14 Pay For Superior Performance Against For Shareholder
15 Adopt Policies to Protect Freedom of Against For Shareholder
Access to the Internet
16 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
========================== THE TOCQUEVILLE GOLD FUND ===========================
ABER DIAMOND CORPORATION
Ticker: ABZ Security ID: 002893105
Meeting Date: JUN 6, 2007 Meeting Type: Annual/Special
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors - Robert A Gannicott, For For Management
Lars-Eric Johansson, Lyndon Lea, Laurent
E Mommeja, Thomas J O'Neill, J Roger B
Phillimore and John M Wilson
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their Remuneration
3 Change Company Name to Harry Winston For For Management
Diamond Corporation
- --------------------------------------------------------------------------------
AFRICAN PLATINUM PLC (FORMERLY SOUTHERN AFRICAN RESOURCES PL
Ticker: Security ID: GB0031664823
Meeting Date: JUL 25, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Charles Hansard as Director Against Against Shareholder
- --------------------------------------------------------------------------------
AFRICAN PLATINUM PLC (FORMERLY SOUTHERN AFRICAN RESOURCES PL
Ticker: Security ID: GB0031664823
Meeting Date: NOV 27, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Re-elect Brian Moritz as Director For For Management
3 Reappoint KPMG Audit Plc as Auditors and For For Management
Authorise the Board to Determine Their
Remuneration
4 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 150,171.35
5 Subject to and Conditionally Upon the For For Management
Passing of Resolution 4, Authorise Issue
of Equity or Equity-Linked Securities
without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 22,525.70
- --------------------------------------------------------------------------------
AFRICAN PLATINUM PLC (FORMERLY SOUTHERN AFRICAN RESOURCES PL
Ticker: Security ID: GB0031664823
Meeting Date: APR 16, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement; Approve For Did Not Management
Reduction and Subsequent Increase in Vote
Share Capital; Issue of Equity with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,000,000; Amend
Articles of Association; Cancellation to
AIM
- --------------------------------------------------------------------------------
AFRICAN PLATINUM PLC (FORMERLY SOUTHERN AFRICAN RESOURCES PL
Ticker: Security ID: GB0031664823
Meeting Date: APR 16, 2007 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For Did Not Management
Vote
- --------------------------------------------------------------------------------
AGNICO-EAGLE MINES LTD.
Ticker: AEM Security ID: 008474108
Meeting Date: APR 27, 2007 Meeting Type: Annual/Special
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leanne M. Baker For For Management
1.2 Elect Director Douglas R. Beaumont For For Management
1.3 Elect Director Sean Boyd For For Management
1.4 Elect Director Bernard Kraft For For Management
1.5 Elect Director Mel Leiderman For For Management
1.6 Elect Director James D. Nasso For For Management
1.7 Elect Director Eberhard Scherkus For For Management
1.8 Elect Director Howard R. Stockford For For Management
1.9 Elect Director Pertti Voutilainen For For Management
2 Approve Ernst & Young LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011527108
Meeting Date: MAY 25, 2007 Meeting Type: Annual/Special
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director John A. McCluskey For For Management
2.2 Elect Director Leonard Harris For For Management
2.3 Elect Director James M. McDonald For For Management
2.4 Elect Director Richard W. Hughes For For Management
2.5 Elect Director Brian W. Penny For For Management
2.6 Elect Director Mark Wayne For For Management
2.7 Elect Director John F. Van De Beuken For For Management
3 Approve Ernst & Young LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
4 Approve Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: CA0115271086
Meeting Date: MAY 25, 2007 Meeting Type: Annual/Special
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director John A. McCluskey For For Management
2.2 Elect Director Leonard Harris For For Management
2.3 Elect Director James M. McDonald For For Management
2.4 Elect Director Richard W. Hughes For For Management
2.5 Elect Director Brian W. Penny For For Management
2.6 Elect Director Mark Wayne For For Management
2.7 Elect Director John F. Van De Beuken For For Management
3 Approve Ernst & Young LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
4 Approve Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
APEX SILVER MINES LTD
Ticker: SIL Security ID: G04074103
Meeting Date: JUN 7, 2007 Meeting Type: Annual
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry M. Conger For For Management
1.2 Elect Director Rodman L. Drake For For Management
1.3 Elect Director Ian Masterton-Hume For For Management
1.4 Elect Director Charles B. Smith For For Management
2 RATIFICATION OF PRICEWATERHOUSECOOPERS For For Management
LLP AS INDEPENDENT ACCOUNTANTS.
- --------------------------------------------------------------------------------
APOLLO GOLD CORPORATION
Ticker: APG Security ID: 03761E102
Meeting Date: MAY 16, 2007 Meeting Type: Annual/Special
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors G. Michael Hobart, R. For For Management
David Russell, Charles E. Stott, W.S.
(Steve) Vaughan, Marvin K. Kaiser, Robert
W. Babensee and David W. Peat
2 Approve Deloitte & Touche LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
3 Approve Shareholder Rights Plan For Against Management
4 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
AQUILINE RESOURCES INC.
Ticker: AQI Security ID: 03839N100
Meeting Date: MAY 25, 2007 Meeting Type: Annual/Special
Record Date: APR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Marc C. Henderson, Martin For For Management
J. Walter, Blaise Yerly, John J.
Sutherland and David Constable
2 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
3 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
AURELIAN RESOURCES INC.
Ticker: ARU Security ID: CA0515441040
Meeting Date: JUN 20, 2007 Meeting Type: Annual/Special
Record Date: MAY 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Patrick Anderson, Keith For For Management
Barron, William Fisher, Andre Gaumond,
Joe Hamilton, Thomas Obradovich and
Jonathan Rubenstein
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve 1:4 Stock Split For For Management
4 Approve Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
AURIZON MINES LTD.
Ticker: ARZ Security ID: 05155P106
Meeting Date: MAY 11, 2007 Meeting Type: Annual/Special
Record Date: MAR 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2 Elect Directors Richard Faucher and Brian For For Management
S. Moorhouse
3 Elect Director Frank A. Lang For For Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
5 Approval & Ratification of Rolling 7% For Against Management
Stock Option Plan
6 Amend Articles Re: Remove Pre-Existing For For Management
Company Provisions
7 Approve Unlimited Capital Authorization For Against Management
8 Adopt New Articles For For Management
9 Other Business For Against Management
- --------------------------------------------------------------------------------
BANRO CORPORATION
Ticker: BAA Security ID: 066800103
Meeting Date: MAY 8, 2007 Meeting Type: Annual/Special
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors John A. Clarke, Peter N. For For Management
Cowley, Piers A. Cumberlege, Arnold T.
Kondrat, Richard J. Lachcik, Bernard R.
van Rooyen and Simon F.W. Village
2 Approve BDO Dunwoody LLP as uditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
CAMBIOR INC.
Ticker: CBJ Security ID: 13201L103
Meeting Date: NOV 7, 2006 Meeting Type: Special
Record Date: OCT 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 CORPORATE ACTIONS For For Management
- --------------------------------------------------------------------------------
CAMECO CORP.
Ticker: CCO Security ID: 13321L108
Meeting Date: MAY 16, 2007 Meeting Type: Annual/Special
Record Date: APR 3, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Auston For For Management
1.2 Elect Director John H. Clappison For For Management
1.3 Elect Director Joe F. Colvin For For Management
1.4 Elect Director Harry D. Cook For For Management
1.5 Elect Director James R. Curtiss For For Management
1.6 Elect Director George S. Dembroski For For Management
1.7 Elect Director Gerald W. Grandey For For Management
1.8 Elect Director Nancy E. Hopkins For For Management
1.9 Elect Director Oyvind Hushovd For For Management
1.10 Elect Director J.W. George Ivany For For Management
1.11 Elect Director A. Anne McLellan For For Management
1.12 Elect Director A. Neil McMillan For For Management
1.13 Elect Director Robert W. Peterson For For Management
1.14 Elect Director Victor J. Zaleschuk For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Stock Option Plan For For Management
4 The Undersigned Holder of Record Declares None Abstain Management
that all Shares are Held, Beneficially
owned or Controlled by One or More
Canadian Residents (Residents mark the
FOR Box; One or more Non-Residents mark
the ABSTAIN box)
5 If you are unable to complete Item #4 None Abstain Management
then please complete this item. The
Undersigned Holder of Shares Declares
that the Undersigned is a Canadian
Resident (Residents mark the FOR Box;
Non-Residents mark the ABSTAIN Box)
- --------------------------------------------------------------------------------
CENTAMIN EGYPT LTD (FRMELY CENTAMIN NL)
Ticker: Security ID: AU000000CNT2
Meeting Date: APR 10, 2007 Meeting Type: Special
Record Date: APR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of 100 Million Shares at For Did Not Management
an Issue Price to be Determined by the Vote
Directors Being Not Less Than a Minimum
Issue Price of the Canadian Dollar
Equivalent of A$0.90 for a Private
Placement
- --------------------------------------------------------------------------------
CHESAPEAKE GOLD CORP
Ticker: CHPGF Security ID: 165184102
Meeting Date: SEP 21, 2006 Meeting Type: Special
Record Date: AUG 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 FIX NUMBER OF DIRECTORS For For Management
2.1 CHRIS FALCK For For Management
2.2 DANIEL J. KUNZ For For Management
2.3 JOHN PERSTON For For Management
2.4 BERNARD POZNANSKI For For Management
2.5 P. RANDY REIFEL For Withheld Management
2.6 GERALD SNEDDON For For Management
03 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
04 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL For Against Management
- --------------------------------------------------------------------------------
CLUFF GOLD PLC
Ticker: Security ID: GB00B04M1L91
Meeting Date: MAR 16, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Subject to the Passing of Resolution 2, For For Management
Authorise Issue of Equity or
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 464,132
2 Subject to the Passing of Resolution 1, For For Management
Authorise Issue of Equity without
Pre-emptive Rights up to GBP 226,000
(Placing Shares); GBP 6,780 (Grant of BMO
Option and Managers' Options); Otherwise
up to GBP 69,406
- --------------------------------------------------------------------------------
CLUFF GOLD PLC
Ticker: Security ID: GB00B04M1L91
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Re-elect Nicholas Berry as Director For Against Management
3 Re-elect Douglas Chikohora as Director For For Management
4 Elect Charles Lutyens as Director For For Management
5 Reappoint PKF (UK) LLP as Auditors and For For Management
Authorise the Board to Determine Their
Remuneration
6 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 229,092
7 Subject to the Passing of Resolution 6, For Against Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 68,727
8 Amend Articles of Association Re: For For Management
Electronic Communications
- --------------------------------------------------------------------------------
COMAPLEX MINERALS CORPORATION
Ticker: CMF Security ID: 199901109
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Four and Elect For Withhold Management
Directors Gary J. Drummond, George F.
Fink, Carl R. Jonsson and F. William
Woodward
2 Approve Deloitte & Touche LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
- --------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.
Ticker: BVN Security ID: 204448104
Meeting Date: MAR 28, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Auditors For For Management
3 Approve Dividend For For Management
4 Approve Resolutions Passed at December 4, For For Management
2006 General Meeting of Shareholders
- --------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.A
Ticker: BVN Security ID: 204448104
Meeting Date: NOV 2, 2006 Meeting Type: Annual
Record Date: OCT 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 MISCELLANEOUS CORPORATE ACTIONS None For Management
- --------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.A
Ticker: BVN Security ID: 204448104
Meeting Date: DEC 4, 2006 Meeting Type: Special
Record Date: NOV 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 APPROVE MERGER AGREEMENT None For Management
02 MISCELLANEOUS CORPORATE ACTIONS None For Management
- --------------------------------------------------------------------------------
CRYSTALLEX INTERNATIONAL CORP.
Ticker: KRY Security ID: 22942F101
Meeting Date: JUN 28, 2007 Meeting Type: Annual/Special
Record Date: MAY 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Robert A. Fung, Gordon M. For For Management
Thompson, Michael J. H. Brown, C. William
Longden, Harry J. Near, Marc J.
Oppenheimer, Johan C. van't Hof and
Armando F. Zullo
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
CRYSTALLEX INTERNATIONAL CORPORATION
Ticker: KRY Security ID: 22942F101
Meeting Date: OCT 30, 2006 Meeting Type: Special
Record Date: SEP 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 RATIFY SHAREHOLDER RIGHTS PLAN For Against Management
02 TRANSACT OTHER BUSINESS For Against Management
- --------------------------------------------------------------------------------
DOMINION MINING LTD.
Ticker: Security ID: AU000000DOM3
Meeting Date: NOV 28, 2006 Meeting Type: Annual
Record Date: NOV 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Management
Statutory Reports for the Year Ended June
30, 2006
2 Elect Ross A. Coyle as Director For Against Management
3 Adoption of Remuneration Report for the For Against Management
Year Ended June 30, 2006
4 Renew Partial Takeover Provision For For Management
- --------------------------------------------------------------------------------
ELDORADO GOLD CORP LTD.
Ticker: ELD Security ID: 284902103
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director John S. Auston For For Management
2.2 Elect Director K. Ross Cory For For Management
2.3 Elect Director Robert R. Gilmore For For Management
2.4 Elect Director Geoffrey A. Handley For For Management
2.5 Elect Director Wayne D. Lenton For For Management
2.6 Elect Director Hugh C. Morris For For Management
2.7 Elect Director Donald M. Shumka For For Management
2.8 Elect Director Paul N. Wright For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
4 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
FNX MINING COMPANY INC.
Ticker: FNX Security ID: 30253R101
Meeting Date: MAY 29, 2007 Meeting Type: Annual/Special
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A.T. MacGibbon For For Management
1.2 Elect Director Donald M. Ross For For Management
1.3 Elect Director J. Duncan Gibson For For Management
1.4 Elect Director Robert Cudney For For Management
1.5 Elect Director John Lydall For For Management
1.6 Elect Director Robert Low For For Management
1.7 Elect Director Bruce Walter For Withhold Management
1.8 Elect Director John Lill For For Management
1.9 Elect Director Daniel Innes For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Approve Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
FNX MINING COMPANY INC.
Ticker: FNX Security ID: 30253R200
Meeting Date: MAY 29, 2007 Meeting Type: Annual/Special
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A.T. MacGibbon For For Management
1.2 Elect Director Donald M. Ross For For Management
1.3 Elect Director J. Duncan Gibson For For Management
1.4 Elect Director Robert Cudney For For Management
1.5 Elect Director John Lydall For For Management
1.6 Elect Director Robert Low For For Management
1.7 Elect Director Bruce Walter For Withhold Management
1.8 Elect Director John Lill For For Management
1.9 Elect Director Daniel Innes For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Approve Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
GABRIEL RESOURCES LTD.
Ticker: GBU Security ID: 361970106
Meeting Date: MAY 8, 2007 Meeting Type: Annual/Special
Record Date: APR 3, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Raphael Girard For For Management
2.2 Elect Director Alan R. Hill For For Management
2.3 Elect Director Keith R. Hulley For For Management
2.4 Elect Director Michael S. Parrett For For Management
2.5 Elect Director Simon Prior-Palmer For For Management
2.6 Elect Director Ronald S. Simkus For For Management
2.7 Elect Director A. Murray Sinclair For For Management
2.8 Elect Director Alan R. Thomas For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
4 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
GAMMON LAKE RESOURCES INC.
Ticker: GAM Security ID: 364915108
Meeting Date: JUN 6, 2007 Meeting Type: Annual/Special
Record Date: MAY 3, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors - Fred George, Russell For For Management
Barwick, Alejandro Caraveo, Dale M
Hendrick, Kent L Noseworthy, Frank Conte,
and Canek Rangel
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix their Remuneration
3 Change Company Name to Gammon Gold Inc For For Management
- --------------------------------------------------------------------------------
GAMMON LAKE RESOURCES INC.
Ticker: GAM Security ID: CA3649151089
Meeting Date: JUN 6, 2007 Meeting Type: Annual/Special
Record Date: MAY 3, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors - Fred George, Russell For For Management
Barwick, Alejandro Caraveo, Dale M
Hendrick, Kent L Noseworthy, Frank Conte,
and Canek Rangel
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix their Remuneration
3 Change Company Name to Gammon Gold Inc For For Management
- --------------------------------------------------------------------------------
GLAMIS GOLD LTD.
Ticker: GLG Security ID: 376775102
Meeting Date: OCT 26, 2006 Meeting Type: Special
Record Date: SEP 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 CORPORATE ACTIONS For For Management
02 TRANSACT OTHER BUSINESS For Against Management
- --------------------------------------------------------------------------------
GOLD EAGLE MINES LTD.
Ticker: GEA Security ID: 380591107
Meeting Date: JUN 5, 2007 Meeting Type: Annual/Special
Record Date: MAY 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Simon J. Lawrence, Brent For For Management
Peters, Robert D. Cudney, Terry
MacGibbon, Thomas Pladsen, Derek C.
Rance, Stephen G. Roman and H. Douglas
Scharf
2 Approve Kraft Berger LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Approve Shareholder Rights Plan For Against Management
- --------------------------------------------------------------------------------
GOLD FIELDS LIMITED
Ticker: GFI Security ID: 38059T106
Meeting Date: NOV 10, 2006 Meeting Type: Annual
Record Date: SEP 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
O1 RECEIVE DIRECTORS' REPORT For For Management
O2 MISCELLANEOUS CORPORATE GOVERNANCE For For Management
O3 MISCELLANEOUS CORPORATE GOVERNANCE For For Management
O4 MISCELLANEOUS CORPORATE GOVERNANCE For For Management
O5 MISCELLANEOUS CORPORATE GOVERNANCE For Against Management
O6 MISCELLANEOUS CORPORATE GOVERNANCE For For Management
O7 MISCELLANEOUS CORPORATE GOVERNANCE For For Management
O8 APPROVE PRIVATE PLACEMENT For For Management
O9 ALLOT SECURITIES For For Management
O10 ADOPT OMNIBUS STOCK OPTION PLAN For For Management
O11 APPROVE STOCK COMPENSATION PLAN For For Management
O12 AMEND STOCK COMPENSATION PLAN For For Management
O13 APPROVE CONTINUANCE OF COMPANY For For Management
S01 ASSETS For For Management
- --------------------------------------------------------------------------------
GOLD FIELDS LIMITED
Ticker: GFI Security ID: ZAE000018123
Meeting Date: NOV 10, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended June 30, 2006
2 Reelect J.G. Hopwood as Director For For Management
3 Reelect D.M.J. Ncube as Director For For Management
4 Reelect I.D. Cockerill as Director For For Management
5 Reelect G.J. Gerwel as Director For Against Management
6 Reelect N.J. Holland as Director For For Management
7 Reelect R.L. Pennant-Rea as Director For For Management
8 Place Authorized But Unissued Shares For For Management
under Control of Directors
9 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 10
Percent of Issued Capital
10 Revocation of Erroneous Prior Placement For For Management
of Unissued Shares Under the Control of
Directors for the Purpose of the Gold
Fields Limited 2005 Share Plan
11 Revocation of Erroneous Prior Placement For For Management
of Unissued Shares Under the Control of
Directors for the Goldfields Management
Incentive Scheme
12 Approve Issuance of Shares Pursuant to For For Management
the Gold Fields Limited 2005 Share Plan
13 Approve Remuneration of Directors For For Management
14 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: MAY 2, 2007 Meeting Type: Annual/Special
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Ian W. Telfer For For Management
2.2 Elect Director Douglas M. Holtby For For Management
2.3 Elect Director C. Kevin McArthur For For Management
2.4 Elect Director John P. Bell For For Management
2.5 Elect Director Lawrence I. Bell For For Management
2.6 Elect Director Beverley Briscoe For For Management
2.7 Elect Director Peter Dey For For Management
2.8 Elect Director P. Randy Reifel For For Management
2.9 Elect Director A. Dan Rovig For For Management
2.10 Elect Director Kenneth F. Williamson For For Management
3 Approve Deloitte & Touche LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
4 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
GOLDEN STAR RESOURCES LTD.
Ticker: GSC Security ID: 38119T104
Meeting Date: MAY 9, 2007 Meeting Type: Annual/Special
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Askew For For Management
1.2 Elect Director Peter J. Bradford For For Management
1.3 Elect Director David K. Fagin For For Management
1.4 Elect Director Lars-Eric Johansson For For Management
1.5 Elect Director Ian MacGregor For For Management
1.6 Elect Director Michael P. Martineau For For Management
1.7 Elect Director Michael A. Terrell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Approve Shareholder Rights Plan For For Management
- --------------------------------------------------------------------------------
GREAT BASIN GOLD LTD.
Ticker: GBG Security ID: CA3901241057
Meeting Date: JUN 19, 2007 Meeting Type: Annual/Special
Record Date: MAY 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Randal Cooke For For Management
1.2 Elect Director David J. Copeland For For Management
1.3 Elect Director T. Barry Coughlan For For Management
1.4 Elect Director Ferdinand Dippenaar For For Management
1.5 Elect Director David Elliott For For Management
1.6 Elect Director Wayne Kirk For For Management
1.7 Elect Director Sipho Abednego Nkosi For Against Management
1.8 Elect Director Walter Segsworth For For Management
1.9 Elect Director Ronald W. Thiessen For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Amend Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Authorize New Class of Preferred Stock For Against Management
- --------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LIMITED
Ticker: HMY Security ID: 413216300
Meeting Date: NOV 10, 2006 Meeting Type: Annual
Record Date: OCT 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 APPROVE FINANCIAL STATEMENTS,ALLOCATION For For Management
OF INCOME, AND DISCHARGE DIRECTORS
02 MISCELLANEOUS CORPORATE GOVERNANCE For For Management
03 MISCELLANEOUS CORPORATE GOVERNANCE For For Management
04 MISCELLANEOUS CORPORATE GOVERNANCE For For Management
05 APPROVE RENUMERATION OF DIRECTORS AND For For Management
AUDITORS
S1 STOCK REPURCHASE PLAN For For Management
O1 MISCELLANEOUS COMPENSATION PLANS For Against Management
O2 MISCELLANEOUS COMPENSATION PLANS For For Management
O3 ALLOT SECURITIES For For Management
- --------------------------------------------------------------------------------
HARMONY GOLD MINING LTD.
Ticker: HGMCF Security ID: ZAE000015228
Meeting Date: NOV 10, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended June 30, 2006
2 Reelect F.T. de Buck as Director For For Management
3 Reelect D.S. Lushaba as Director For For Management
4 Reelect M. Motloba as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
7 Approve Harmony 2006 Share Plan For Against Management
8 Place Authorized But Unissued Shares For For Management
under Control of Directors
9 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 5
Percent of Issued Capital
- --------------------------------------------------------------------------------
IAMGOLD CORPORATION
Ticker: IMG Security ID: 450913108
Meeting Date: MAY 17, 2007 Meeting Type: Annual/Special
Record Date: APR 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For For Management
2 Elect Directors William D. Pugliese, For For Management
Derek Bullock, Donald K. Charter, Joseph
F. Conway, W. Robert Dengler, Stephen
Freedhoff, Mahendra Naik, John T. Shaw,
John Caldwell, Peter Jones, Guy G.
Dufresne and Jean-Andre Elie
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
- --------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD
Ticker: IMPUY Security ID: 452553100
Meeting Date: JUL 4, 2006 Meeting Type: Special
Record Date: JUN 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 INCREASE SHARE CAPITAL None For Management
2 APPROVE ARTICLE AMENDMENTS None For Management
3 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL None For Management
4 AUTHORIZE PURCHASE OF ASSETS None For Management
5 AUTHORIZE DIRECTORS TO REPURCHASE SHARES None For Management
6 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL None For Management
7 MISCELLANEOUS COMPENSATION PLANS None For Management
8 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL None For Management
9 AUTHORIZE DIRECTORS TO REPURCHASE SHARES None For Management
10 MISCELLANEOUS CORPORATE GOVERNANCE None For Management
- --------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD
Ticker: IMPUY Security ID: 452553308
Meeting Date: OCT 12, 2006 Meeting Type: Annual
Record Date: SEP 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
O1 MISCELLANEOUS CORPORATE GOVERNANCE None For Management
O2 MISCELLANEOUS CORPORATE GOVERNANCE None For Management
O3 MISCELLANEOUS CORPORATE GOVERNANCE None For Management
O4 MISCELLANEOUS CORPORATE GOVERNANCE None For Management
O5 MISCELLANEOUS CORPORATE GOVERNANCE None For Management
O6 APPROVE RENUMERATION OF DIRECTORS AND None For Management
AUDITORS
O7 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL None For Management
S9 AUTHORIZE DIRECTORS TO REPURCHASE SHARES None For Management
S10 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL None For Management
- --------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD
Ticker: IMPUY Security ID: 452553308
Meeting Date: NOV 29, 2006 Meeting Type: Special
Record Date: OCT 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 MISCELLANEOUS CORPORATE ACTIONS None For Management
2 ALLOT SECURITIES None For Management
3 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL None For Management
4 STOCK CONVERSION None For Management
5 APPROVE ARTICLE AMENDMENTS None For Management
6 MISCELLANEOUS CORPORATE GOVERNANCE None For Management
- --------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: Security ID: ZAE000003554
Meeting Date: JUL 4, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Increase in Implats Authorized For Did Not Management
Capital through the Creation of Implats A Vote
Ordinary Shares
2 Amend Articles of Association Re: Rights For Did Not Management
and Conditions of New Shares Vote
3 Approve Issuance of Implats A Ordinary For Did Not Management
Shares to RBTIH Vote
4 Acquire RBTIH's 49 Percent Stake in the For Did Not Management
IRS Business Vote
5 Authorize Repurchase of Implats A For Did Not Management
Ordinary Shares from RBTIH Vote
6 Approve Issuance of Implats Ordinary For Did Not Management
Shares (Conversion and Top-Up Shares) to Vote
RBTIH
7 Adopt the Morokotso Employee Share For Did Not Management
Ownership Program Vote
8 Approve Issuance of Implats Ordinary For Did Not Management
Shares to the Morokotso Trust Vote
9 Authorize Repurchase of Implats Ordinary For Did Not Management
Shares from the Morokotso Trust Vote
10 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
- --------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: Security ID: ZAE000003554
Meeting Date: OCT 12, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect S Bessit as Director For For Management
2 Reelect K Mokhele as Director For For Management
3 Reelect KC Rumble as Director For For Management
4 Reelect LC van Vught as Director For For Management
5 Reelect NDB Orleyn as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Place Authorized But Unissued Shares up For For Management
to 10 Percent of Issued Capital under
Control of Directors
8 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
9 Approve Stock Split For For Management
- --------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: Security ID: ZAE000003554
Meeting Date: NOV 29, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Discharge of the Company's For Did Not Management
Obligation to Periodically Pay the Vote
Royalties and to Deliver an Ultimate
Fully Diluted Shareholding of 12.1
Percent in Implats by the RBN Group
2 Approve Issuance of 75 Million Ordinary For Did Not Management
Shares to the Royal Bafokeng Tholo Vote
Investment Holding Company (Pty) Limited
(RBTIH) and the Royal Bafokeng Impala
Investment Holding Company (Pty) Limited
(RBIIH)
3 Authorize Specific Repurchase of 2.5 For Did Not Management
Million Ordinary Shares from RBIIH and Vote
RBTIH
4 Approve Conversion of 44 Millioin A For Did Not Management
Ordinary Shares into Ordinary Shares Vote
5 Amend Bylaws Pursuant to Change in For Did Not Management
Capital Vote
6 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
- --------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: Security ID: ZAE000083648
Meeting Date: NOV 29, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Discharge of the Company's For For Management
Obligation to Periodically Pay the
Royalties and to Deliver an Ultimate
Fully Diluted Shareholding of 12.1
Percent in Implats by the RBN Group
2 Approve Issuance of 75 Million Ordinary For For Management
Shares to the Royal Bafokeng Tholo
Investment Holding Company (Pty) Limited
(RBTIH) and the Royal Bafokeng Impala
Investment Holding Company (Pty) Limited
(RBIIH)
3 Authorize Specific Repurchase of 2.5 For For Management
Million Ordinary Shares from RBIIH and
RBTIH
4 Approve Conversion of 44 Millioin A For For Management
Ordinary Shares into Ordinary Shares
5 Amend Bylaws Pursuant to Change in For For Management
Capital
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: Security ID: ZAE000083648
Meeting Date: APR 18, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revision of Agreement between For For Management
Impala and Various Royal Bafokeng
Entities
2 Approve Issuance of Four Implats Ordinary For For Management
Shares for ZAR 1.9 Million
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: Security ID: 452553308
Meeting Date: APR 18, 2007 Meeting Type: Special
Record Date: MAR 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 THE APPROVAL OF THE FRAMEWORK AGREEMENT, For For Management
AS AMENDED AND RESTATED IN TERMS OF THE
AMENDMENT AND RESTATEMENT AGREEMENT
ENTERED INTO ON 6 MARCH 2007
2 THE ALLOTMENT AND ISSUE OF 4 IMPLATS For For Management
ORDINARY SHARES OF 2.5 CENTS EACH FOR A
SUBSCRIPTION PRICE OF R1 898 MILLION
3 AUTHORISATION FOR ANY BOARD MEMBER TO For For Management
GIVE EFFECT TO THE ABOVE RESOLUTIONS
- --------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN Security ID: 46579N103
Meeting Date: NOV 30, 2006 Meeting Type: Special
Record Date: OCT 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 CORPORATE ACTIONS None For Management
- --------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN Security ID: CA46579N1033
Meeting Date: NOV 30, 2006 Meeting Type: Special
Record Date: OCT 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Exercise of Warrants and For For Management
Resulting Change of Control
- --------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN Security ID: 46579N103
Meeting Date: MAY 11, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect as Director Robert M. Friedland For For Management
1.2 Elect as Director R. Edward Flood For For Management
1.3 Elect as Director Kjeld Thygesen For For Management
1.4 Elect as Director Robert Hanson For For Management
1.5 Elect as Director John Weatherall For For Management
1.6 Elect as Director Markus Faber For For Management
1.7 Elect as Director John Macken For For Management
1.8 Elect as Director David Huberman For For Management
1.9 Elect as Director Howard Balloch For For Management
1.10 Elect as Director Peter Meredith For For Management
1.11 Elect as Director David Korbin For For Management
1.12 Elect as Director Bret Clayton For For Management
2 Approve Deloitte & Touche LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
3 Amend Employees' and Directors' Equity For Against Management
Incentive Plan
4 Amend Bylaws Re: Uncertificated Shares For For Management
- --------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN Security ID: CA46579N1033
Meeting Date: MAY 11, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect as Director Robert M. Friedland For For Management
1.2 Elect as Director R. Edward Flood For For Management
1.3 Elect as Director Kjeld Thygesen For For Management
1.4 Elect as Director Robert Hanson For For Management
1.5 Elect as Director John Weatherall For For Management
1.6 Elect as Director Markus Faber For For Management
1.7 Elect as Director John Macken For For Management
1.8 Elect as Director David Huberman For For Management
1.9 Elect as Director Howard Balloch For For Management
1.10 Elect as Director Peter Meredith For For Management
1.11 Elect as Director David Korbin For For Management
1.12 Elect as Director Bret Clayton For For Management
2 Approve Deloitte & Touche LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
3 Amend Employees' and Directors' Equity For Against Management
Incentive Plan
4 Amend Bylaws Re: Uncertificated Shares For For Management
- --------------------------------------------------------------------------------
LUNDIN MINING CORPORATION
Ticker: LUN Security ID: 550372106
Meeting Date: JUN 18, 2007 Meeting Type: Annual/Special
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lukas H. Lundin For Withhold Management
1.2 Elect Director Colin K. Benner For For Management
1.3 Elect Director Karl-Axel Waplan For For Management
1.4 Elect Director Donald Charter For For Management
1.5 Elect Director John H. Craig For For Management
1.6 Elect Director Brian D. Edgar For For Management
1.7 Elect Director David F. Mullen For For Management
1.8 Elect Director Anthony O'Reilly For For Management
1.9 Elect Director Dale C. Peniuk For For Management
1.10 Elect Director William A. Rand For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Approve Issuance of Shares in Connection For For Management
with Acquisition
4 Other Business For Against Management
- --------------------------------------------------------------------------------
MERIDIAN GOLD INC.
Ticker: MNG Security ID: 589975101
Meeting Date: MAY 1, 2007 Meeting Type: Annual/Special
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Dowling For For Management
1.2 Elect Director Richard P. Graff For For Management
1.3 Elect Director Brian J. Kennedy For For Management
1.4 Elect Director Robert A. Horn For For Management
1.5 Elect Director Christopher R. Lattanzi For For Management
1.6 Elect Director Malcolm W. MacNaught For For Management
1.7 Elect Director Gerard E. Munera For For Management
1.8 Elect Director Carl L. Renzoni For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Approve Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
MERIDIAN GOLD INC.
Ticker: MNG Security ID: CA5899751013
Meeting Date: MAY 1, 2007 Meeting Type: Annual/Special
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Dowling For For Management
1.2 Elect Director Richard P. Graff For For Management
1.3 Elect Director Brian J. Kennedy For For Management
1.4 Elect Director Robert A. Horn For For Management
1.5 Elect Director Christopher R. Lattanzi For For Management
1.6 Elect Director Malcolm W. MacNaught For For Management
1.7 Elect Director Gerard E. Munera For For Management
1.8 Elect Director Carl L. Renzoni For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Approve Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
MEXGOLD RESOURCES INC.
Ticker: MGRSF Security ID: 592776108
Meeting Date: JUL 28, 2006 Meeting Type: Special
Record Date: JUN 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 AUTHORIZE PURCHASE OF ASSETS For For Management
- --------------------------------------------------------------------------------
MINEFINDERS CORPORATION LTD.
Ticker: MFL Security ID: 602900102
Meeting Date: MAY 9, 2007 Meeting Type: Annual/Special
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Mark H. Bailey For For Management
2.2 Elect Director James M. Dawson For For Management
2.3 Elect Director H. Leo King For For Management
2.4 Elect Director Robert L. Leclerc For For Management
2.5 Elect Director Anthonie Luteijn For For Management
2.6 Elect Director Paul C. MacNeill For For Management
3 Ratify BDO Dunwoody LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Amend Stock Option Plan For Against Management
6 Other Business For Against Management
- --------------------------------------------------------------------------------
MIRAMAR MINING CORP.
Ticker: MAE Security ID: 60466E100
Meeting Date: MAY 8, 2007 Meeting Type: Annual/Special
Record Date: APR 3, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Bell For For Management
1.2 Elect Director David Fennell For For Management
1.3 Elect Director Catherine McLeod-Seltzer For For Management
1.4 Elect Director Peter Nixon For For Management
1.5 Elect Director Anthony J. Petrina For For Management
1.6 Elect Director Christopher J. Pollard For For Management
1.7 Elect Director William Stanley For For Management
1.8 Elect Director Anthony Walsh For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
MVELAPHANDA RESOURCES LTD (FORMERLY EAST DAGGAFONTEIN MINES
Ticker: Security ID: ZAE000050266
Meeting Date: NOV 6, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended June 30, 2006
2 Reelect B.R. van Rooyen as Director For For Management
3 Approve Remuneration of Directors For For Management
4 Ratify and Confirm Actions of Directors For For Management
During Year Ended June 30, 2006
5 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Shares Pursuant to For For Management
the Mvela Resources Share Participation
Scheme
7 Approve Issuance of Shares without For Against Management
Preemptive Rights up to a Maximum of 5
Percent of Issued Capital
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
MVELAPHANDA RESOURCES LTD (FORMERLY EAST DAGGAFONTEIN MINES
Ticker: Security ID: ZAE000050266
Meeting Date: FEB 23, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Convert 50 Million Authorized But For For Management
Unissued Ordinary Shares Into Class A
Ordinary Shares
2 Amend Articles of Association Re: Class A For For Management
Ordinary Shares
3 Approve Issuance of 35 Million Class A For For Management
Ordinary Shares for Placement with
Afripalm for a Price of 2 Cents Each
4 Approve Issuance of 40 Million Ordinary For For Management
Shares for Placement with Afripalm for a
Price of ZAR 29.20 Each
5 Authorize Repurchase Plan of Class A For For Management
Ordinary Shares from Afripalm
6 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
7 Amend Articles of Association Re: For For Management
Disposal of Assets of the Company
8 Authorize Repurchase of Class A Ordinary For For Management
Shares
9 Grant Options to Afripalm to Subscribe For For Management
for 10 Million Ordinary Shares
10 Approve Issuance of Shares without For For Management
Preemptive Rights
11 Place Authorized But Unissued Shares For For Management
under Control of Directors
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
MVELAPHANDA RESOURCES LTD (FORMERLY EAST DAGGAFONTEIN MINES
Ticker: Security ID: ZAE000050266
Meeting Date: APR 30, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital to For For Management
ZAR 7 Million
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
NEW GOLD INC.
Ticker: NGD Security ID: 644535106
Meeting Date: MAY 3, 2007 Meeting Type: Annual/Special
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Christopher J. Bradbrook For Withhold Management
2.2 Elect Director Clifford J. Davis For For Management
2.3 Elect Director C. Robert Edington For For Management
2.4 Elect Director R. Gregory Laing For For Management
2.5 Elect Director Mike Muzylowski For For Management
2.6 Elect Director Paul B. Sweeney For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
4 Amend Stock Option Plan For For Management
5 Other Business For Against Management
- --------------------------------------------------------------------------------
NEW GOLD INC.
Ticker: NGD Security ID: CA6445351068
Meeting Date: MAY 3, 2007 Meeting Type: Annual/Special
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Christopher J. Bradbrook For Against Management
2.2 Elect Director Clifford J. Davis For For Management
2.3 Elect Director C. Robert Edington For For Management
2.4 Elect Director R. Gregory Laing For For Management
2.5 Elect Director Mike Muzylowski For For Management
2.6 Elect Director Paul B. Sweeney For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
4 Amend Stock Option Plan For For Management
5 Other Business For Against Management
- --------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: AU000000NCM7
Meeting Date: OCT 26, 2006 Meeting Type: Annual
Record Date: OCT 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Management
Statutory Reports
2a Elect Ian Smith as Director For For Management
2b Elect Donald Mercer as Director For For Management
2c Elect Bryan Davis as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve the Grant of 165,000 Rights to For For Management
Ian Smith Under the Company's Executive
Performance Share Plan
5 Approve the Further Grant to Ian Smith of For For Management
Up to 60,000 Rights under the Company's
Executive Performance Share Plan and Up
to 5,760 Rights Under the Company's
Restricted Share Plan
- --------------------------------------------------------------------------------
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For Withhold Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Noreen Doyle For For Management
1.4 Elect Director Veronica M. Hagen For For Management
1.5 Elect Director Michael S. Hamson For For Management
1.6 Elect Director Pierre Lassonde For For Management
1.7 Elect Director Robert J. Miller For For Management
1.8 Elect Director Wayne W. Murdy For For Management
1.9 Elect Director Robin A. Plumbridge For For Management
1.10 Elect Director John B. Prescott For Withhold Management
1.11 Elect Director Donald C. Roth For Withhold Management
1.12 Elect Director James V. Taranik For For Management
2 Ratify Auditors For Against Management
3 Report on Impact of Operations in Against Against Shareholder
Indonesia
4 Report on Policies related to Public For For Shareholder
Opposition to Mining Operations
5 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: NEM Security ID: US6516391066
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For Against Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Noreen Doyle For For Management
1.4 Elect Director Veronica M. Hagen For For Management
1.5 Elect Director Michael S. Hamson For For Management
1.6 Elect Director Pierre Lassonde For For Management
1.7 Elect Director Robert J. Miller For For Management
1.8 Elect Director Wayne W. Murdy For For Management
1.9 Elect Director Robin A. Plumbridge For For Management
1.10 Elect Director John B. Prescott For Against Management
1.11 Elect Director Donald C. Roth For Against Management
1.12 Elect Director James V. Taranik For For Management
2 Ratify Auditors For Against Management
3 Report on Impact of Operations in Against Against Shareholder
Indonesia
4 Report on Policies related to Public For For Shareholder
Opposition to Mining Operations
5 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC.
Ticker: NG Security ID: 66987E206
Meeting Date: MAY 31, 2007 Meeting Type: Annual/Special
Record Date: APR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Halvorson For For Management
1.2 Elect Director Kalidas Madhavpeddi For For Management
1.3 Elect Director Gerald J. McConnell For Withhold Management
1.4 Elect Director Cole E. McFarland For For Management
1.5 Elect Director Clynton R. Nauman For For Management
1.6 Elect Director James L. Philip For For Management
1.7 Elect Director Rick Van Nieuwenhuyse For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Approve Shareholder Rights Plan For Against Management
4 Amend Stock Option Plan For Against Management
5 Approve Performance Share Unit Plan For Against Management
- --------------------------------------------------------------------------------
OJSC POLYUS GOLD
Ticker: OPYGY Security ID: 0678129107
Meeting Date: SEP 11, 2006 Meeting Type: Annual
Record Date: JUL 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renumeration of Directors & FOR FOR Management
Auditors
2 Approve Director Liability Insurance FOR FOR Management
3 Approve Director Liability Insurance FOR FOR Management
4 Miscellaneous Corporate Actions FOR FOR Management
5 Approve Director Indemnification FOR FOR Management
6 Miscellaneous Corporate Goverance FOR FOR Management
- --------------------------------------------------------------------------------
OREZONE RESOURCES INC.
Ticker: OZN Security ID: 685921108
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald Little For For Management
1.2 Elect Director Michael Halvorson For For Management
1.3 Elect Director Paul Carmel For For Management
1.4 Elect Director David Netherway For For Management
1.5 Elect Director Gregory Bowes For For Management
2 Approve Deloitte & Touche LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
- --------------------------------------------------------------------------------
OSISKO EXPLORATION LTD
Ticker: OSK Security ID: 68827N107
Meeting Date: JUN 29, 2007 Meeting Type: Annual/Special
Record Date: MAY 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Sean Roosen, Robert For Withhold Management
Wares, Victor Bradley, Norman Storm,
Staph Leavenworth Bakali, Andre J.
Douchane and Rene Branchaud
2 Approve PriceWaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Amendment of Escrow Agreement For Against Management
- --------------------------------------------------------------------------------
OXIANA LTD (FRMLY OXIANA RESOURCE N L)
Ticker: OXR Security ID: AU000000OXR0
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: APR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Management
Statutory Reports for the Year Ended Dec.
31, 2006
2 Approve Remuneration Report for the Year For For Management
Ended Dec. 31, 2006
3 Elect Ronald Beevor as Director For For Management
4 Approve Grant of Two Million Options For For Management
Exercisable at A$4.36 Each to Owen
Hegarty, Managing Director, Under the
Oxiana Limited Executive Option Plan
5 Approve Issuance of 750,000 Ordinary For For Management
Shares to Owen Hegarty, Managing Director
6 Amend Articles Re:Direct Voting and For For Management
Reinvestment of Unclaimed Monies
7 Approve Section 195 of the Corporations For For Management
Act
- --------------------------------------------------------------------------------
PERU COPPER INC.
Ticker: PCR Security ID: 715455101
Meeting Date: MAY 18, 2007 Meeting Type: Annual/Special
Record Date: APR 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Lowell For For Management
1.2 Elect Director Gerald A. Wolfe For For Management
1.3 Elect Director David E. De Witt For For Management
1.4 Elect Director Catherine McLeod-Seltzer For For Management
1.5 Elect Director Carl L. Renzoni For For Management
1.6 Elect Director George F. Ireland For Withhold Management
1.7 Elect Director John P. Fairchild For For Management
1.8 Elect Director Thomas J. O'Neil For For Management
1.9 Elect Director Miguel Grau M. For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
POLYUS ZOLOTO OAO
Ticker: Security ID: 678129107
Meeting Date: JUN 29, 2007 Meeting Type: Annual
Record Date: MAY 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE 2006 ANNUAL REPORT OJSC For Abstain Management
POLYUS GOLD AND THE 2006 RAS FINANCIAL
STATEMENTS OJSC POLYUS GOLD, INCLUDING
PROFIT AND LOSS STATEMENT.
2 DISTRIBUTION OF PROFITS AND LOSSES OJSC For Abstain Management
POLYUS GOLD FOR 2006, INCLUDING DIVIDEND
PAYMENT ON SHARES OJSC POLYUS GOLD FOR
2006.
3.1 Elect Sergey Batekhin as Director None For Management
3.2 Elect Rodney Berens as Director None For Management
3.3 Elect Valery Braiko as Director None For Management
3.4 Elect Patrick James Gifford as Director None For Management
3.5 Elect Evgeny Ivanov as Director None For Management
3.6 Elect Kirill Parinov as Director None For Management
3.7 Elect Mikhail Prokhorov as Director None For Management
3.8 Elect Valery Rudakov as Director None For Management
3.9 Elect Ekaterina Salnikova as Director None For Management
3.10 Elect Pavel Skitovich as Director None Against Management
3.11 Elect Evgeny Yarovikov as Director None Against Management
4.1 TO ELECT AVSEEVA LIDIYA EDUARDOVNA - HEAD For For Management
OF CONSOLIDATED IFRS FINANCIAL REPORTING
DEPARTMENT CJSC POLYUS AS THE MEMBER OF
THE AUDIT COMMISSION OJSC POLYUS GOLD.
4.2 TO ELECT DONKIN LLYA IGOREVICH - HEAD OF For For Management
PLANNING AND BUDGET CONTROL DEPARTMENT
CJSC POLYUS AS THE MEMBER OF THE AUDIT
COMMISSION OJSC POLYUS GOLD.
4.3 TO ELECT ZATSEPIN MIKHAIL YURIEVICH - For For Management
DEPUTY HEAD OF PROJECT ASSESSMENT AND
MODELING DEPARTMENT CJSC POLYUS AS THE
MEMBER OF THE AUDIT COMMISSION OJSC
POLYUS GOLD.
4.4 TO ELECT MAYOROV DMITRY ALEXANDROVICH - For For Management
LEADING SPECIALIST OF PLANNING AND BUDGET
CONTROL DEPARTMENT CJSC POLYUS AS THE
MEMBER OF THE AUDIT COMMISSION OJSC
POLYUS GOLD.
4.5 TO ELECT SPIRIN SERGEY VLADIMIROVICH - For For Management
DIRECTOR FOR FINANCE MATTERS CJSC POLYUS
AS THE MEMBER OF THE AUDIT COMMISSION
OJSC POLYUS GOLD.
5 TO APPROVE ROSEXPERTIZA LLC AS THE For For Management
AUDITOR OF OJSC POLYUS GOLD FOR 2007.
6 TO APPROVE THE AMENDMENTS TO THE CHARTER For For Management
OJSC POLYUS GOLD AS SET IN APPENDIX 1.
7 TO APPROVE THE AMENDMENTS TO THE For For Management
REGULATIONS ON GENERAL SHAREHOLDERS
MEETING OJSC POLYUS GOLD AS SET IN
APPENDIX 2.
- --------------------------------------------------------------------------------
RANDGOLD RESOURCES LTD.
Ticker: GOLD Security ID: 752344309
Meeting Date: APR 30, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Elect Norborne P. Cole as a Director For For Management
3 Elect Dr. Karl Voltaire as a Director For For Management
4 Elect Philippe Lietard as a Director For For Management
5 Elect Robert Israel as a Director For For Management
6 Approve Remuneration Report For Against Management
7 Approve Remuneration of Directors For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROYAL GOLD, INC.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 8, 2006 Meeting Type: Annual
Record Date: SEP 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
SABINA SILVER CORPORATION
Ticker: SBBFF Security ID: 785271107
Meeting Date: FEB 27, 2007 Meeting Type: Annual
Record Date: JAN 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
01 FIX NUMBER OF DIRECTORS For For Management
02 ELECTION OF DIRECTORS For For Management
03 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
04 ADOPT STOCK OPTION PLAN For For Management
- --------------------------------------------------------------------------------
SEMAFO INC
Ticker: SMF Security ID: 816922108
Meeting Date: MAY 10, 2007 Meeting Type: Annual/Special
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Bryan A. Coates, Jean For For Management
Lamarre, Benoit La Salle, John
LeBoutillier, Jean-Pierre Lefebvre and
Gilles Masson
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
SHORE GOLD INC.
Ticker: SGF Security ID: 824901102
Meeting Date: MAY 30, 2007 Meeting Type: Annual/Special
Record Date: APR 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Kenneth E. MacNeill, For For Management
Harvey J. Bay, Brian M. Menell, A. Neil
McMillan, Arnie E. Hillier, Robert A.
McCallum, James R. Rothwell and William
E. Stanley
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
SILVER STANDARD RESOURCES INC.
Ticker: SSO Security ID: 82823L106
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Brodie For For Management
1.2 Elect Director R.E. Gordon Davis For For Management
1.3 Elect Director David L. Johnston For For Management
1.4 Elect Director William Meyer For Withhold Management
1.5 Elect Director Robert A. Quartermain For For Management
1.6 Elect Director Peter W. Tomsett For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
- --------------------------------------------------------------------------------
SILVER WHEATON CORP.
Ticker: SLW Security ID: 828336107
Meeting Date: APR 26, 2007 Meeting Type: Annual/Special
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Barnes For For Management
1.2 Elect Director Eduardo Luna For For Management
1.3 Elect Director Lawrence I. Bell For For Management
1.4 Elect Director John A. Brough For For Management
1.5 Elect Director R. Peter Gillin For For Management
1.6 Elect Director Douglas M. Holtby For For Management
1.7 Elect Director Wade Nesmith For For Management
2 Approve Deloitte & Touche LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
SINO GOLD LTD
Ticker: SGX Security ID: AU000000SGX4
Meeting Date: JAN 17, 2007 Meeting Type: Special
Record Date: JAN 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Sino Gold Mining For For Management
Limited
2 Approve Issuance of 6.5 Million Shares at For For Management
A$5.58 per Share to Gold Field
Australasia (BVI) Ltd
- --------------------------------------------------------------------------------
SINO GOLD MINING LTD. (FORMERLY SINO GOLD LTD)
Ticker: SGX Security ID: AU000000SGX4
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report for the Year For For Management
Ended Dec 31, 2006
2 Elect Brian Davidson as Director For For Management
3 Elect Zhong Jianguo as Director For For Management
4 Confirm Appointment of Peter Housden as For For Management
Director
5 Approve Issuance of 19 Million Shares at For For Management
A$7 Each
6 Approve Issuance of 750,000 Options For Against Management
Exercisable at A$6.50 Each to Jacob Klein
7 Approve Issuance of 500,000 Options For Against Management
Exercisable at A$6.50 Each to Xu Hanjing
8 Approve Issuance of 120,000 Options For Against Management
Exercisable at A$6.50 Each to Peter
Housden
9 Approve General Mandate to Issue Shares For For Management
- --------------------------------------------------------------------------------
SOUTHERNERA DIAMONDS INC.
Ticker: SDM Security ID: 84415N102
Meeting Date: JUN 21, 2007 Meeting Type: Annual/Special
Record Date: MAY 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Christopher M.H. For Withhold Management
Jennings, Patrick C. Evans, Thomas C.
Dawson and Paul J. Brink
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
- --------------------------------------------------------------------------------
STORNOWAY DIAMOND CORP.
Ticker: SWY.CN Security ID: 86222Q103
Meeting Date: AUG 23, 2006 Meeting Type: Annual
Record Date: JUL 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 To elect as Director, Jeff Stibbard FOR FOR Management
2 To elect as Director, John E. Robins FOR FOR Management
3 To elect as Director, Anthony P. Walsh FOR WITHHOLD Management
4 To appoint Staley, Okada & Partners as FOR FOR Management
the Auditors of the Company
5 To authorize the Directors to fix the FOR FOR Management
auditors' renumeration
6 To transact such other business as may FOR WITHHOLD Management
properly come before the meeting
- --------------------------------------------------------------------------------
STRONGBOW EXPLORATION INC.
Ticker: SBW Security ID: 863363107
Meeting Date: APR 30, 2007 Meeting Type: Special
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve an Arrangement for Exchange of For For Management
Cash and properties for shares of North
Arrow Minerals Inc.
2 Approve Stock Option Plan for North Arrow For For Management
Minerals Inc
- --------------------------------------------------------------------------------
STRONGBOW EXPLORATION INC.
Ticker: SBW Security ID: 863363107
Meeting Date: JUN 28, 2007 Meeting Type: Annual/Special
Record Date: MAY 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Grenville Thomas For For Management
1.2 Elect Director Kenneth A.Armstrong For For Management
1.3 Elect Director Keith A. Christofferson For For Management
1.4 Elect Director Ronald K. Netolitzky For For Management
1.5 Elect Director A. Brian Peckford For For Management
1.6 Elect Director Eira M. Thomas For For Management
1.7 Elect Director William J.Wolfe For For Management
2 Approve Davidson and Company as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
3 Approval and Ratification of Rolling 10% For For Management
Stock Option Plan
4 Other Business For Against Management
- --------------------------------------------------------------------------------
SXR URANIUM ONE INC.
Ticker: SXR Security ID: 87112P106
Meeting Date: JUN 7, 2007 Meeting Type: Annual/Special
Record Date: APR 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Adams For For Management
1.2 Elect Director Massimo C. Carello For For Management
1.3 Elect Director Neal J. Froneman For For Management
1.4 Elect Director David Hodgson For For Management
1.5 Elect Director Terry Rosenberg For For Management
1.6 Elect Director Phillip Shirvington For For Management
1.7 Elect Director Ian Telfer For For Management
1.8 Elect Director Mark Wheatley For Withhold Management
1.9 Elect Director Kenneth Williamson For For Management
2 Approve Deloitte & Touche LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
3 Approve Increase in Size of Board from 10 For For Management
to 12
4 Change Company Name to Uranium One Inc. For For Management
5 Amend Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
TRADE WINDS VENTURES INC.
Ticker: TWD Security ID: 89254X103
Meeting Date: MAY 2, 2007 Meeting Type: Annual/Special
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Four For For Management
2.1 Elect Director Ian Lambert For Withhold Management
2.2 Elect Director Harvey Lawson For Withhold Management
2.3 Elect Director Edward Duncan For For Management
2.4 Elect Director Bruce Winfield For For Management
3 Approve Morgan & Company as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
4 Approval & Ratification of Rolling 10% For For Management
Stock Option Plan
5 Approve Delisting of Shares from Stock For Against Management
Exchange
6 Ratify All Acts of Directors and Officers For For Management
- --------------------------------------------------------------------------------
TROY RESOURCES NL
Ticker: Security ID: AU000000TRY7
Meeting Date: NOV 28, 2006 Meeting Type: Annual
Record Date: NOV 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for the Fiscal Year Ended June
30, 2006
2 Approve Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2006
3a Elect K.K. Nilsson as Director For For Management
3b Elect P.A.K. Naylor as Director For For Management
3c Elect J.A.S. Dow as Director For For Management
- --------------------------------------------------------------------------------
TROY RESOURCES NL
Ticker: Security ID: AU000000TRY7
Meeting Date: JUN 26, 2007 Meeting Type: Special
Record Date: JUN 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Past Issuance of 3.25 Million For For Management
Shares at A$2.80 Each to Gold Fields
Orogen Holding (BVI) Ltd Made on Jan 10,
2007
2 Ratify Past Issuance of 3.90 Million For For Management
Shares at A$3.10 Each to Institutional
and Sophisticated Investors Made on April
5, 2007
3 Approve Issuance of Up to 10 Million For For Management
Shares at Not Less Than 80 Percent of the
Average Market Price of the Company's
Shares Calculated Over the Last Five Days
on Which Sales Were Recorded Prior to
Issuance
- --------------------------------------------------------------------------------
U.S. GOLD CORP.
Ticker: UXG Security ID: 912023207
Meeting Date: JUN 12, 2007 Meeting Type: Annual
Record Date: APR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Mcewen For Withhold Management
1.2 Elect Director Declan Costelloe For Withhold Management
1.3 Elect Director Peter Bojtos For Withhold Management
1.4 Elect Director Michele Ashby For Withhold Management
1.5 Elect Director Leanne Baker For For Management
1.6 Elect Director Ann Carpenter For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
U.S. GOLD CORPORATION
Ticker: UXG Security ID: 912023207
Meeting Date: NOV 30, 2006 Meeting Type: Annual
Record Date: OCT 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 AMEND STOCK OPTION PLAN For For Management
03 APPOINT AUDITORS For For Management
- --------------------------------------------------------------------------------
U.S. GOLD CORPORATION
Ticker: UXG Security ID: 912023207
Meeting Date: MAR 15, 2007 Meeting Type: Special
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
01 AMEND ARTICLES/CHARTER TO REFLECT CHANGES For For Management
IN CAPITAL
02 AMEND ARTICLES/CHARTER TO REFLECT CHANGES For For Management
IN CAPITAL
03 AMEND ARTICLES/CHARTER TO REFLECT CHANGES For For Management
IN CAPITAL
04 MISCELLANEOUS CORPORATE ACTIONS For For Management
05 MISCELLANEOUS CORPORATE ACTIONS For For Management
06 MISCELLANEOUS CORPORATE ACTIONS For For Management
07 MISCELLANEOUS CORPORATE ACTIONS For For Management
- --------------------------------------------------------------------------------
URAMIN INC
Ticker: Security ID: VGG9298V1067
Meeting Date: SEP 8, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports (Voting)
2 Elect S E Jonah as Director For For Management
3 Elect S R Dattels as Director For For Management
4 Elect J Stalker as Director For For Management
5 Elect N L Herbert as Director For For Management
6 Elect F Daniels as Director For For Management
7 Elect G E Mascall as Director For For Management
8 Elect J Mellon as Director For For Management
9 Elect I Watson as Director For For Management
10 Elect J Pitman as Director For For Management
11 Ratify BDO Stoy Hayward LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Amend Share Option Plan For Against Management
14 Amend Articles For For Management
- --------------------------------------------------------------------------------
WESDOME GOLD MINES LTD.
Ticker: Security ID: 95083R100
Meeting Date: JUN 28, 2007 Meeting Type: Annual/Special
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement and Plan of For For Management
Arrangement
2 Ratify Grant Thornton LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Fix Number of Directors at Nine For For Management
4 If Item #1 Approved, Elect Eldon Bennett, For For Management
Marc Blais, Roger W. Jolicoeur, Brian
Northgrave, Donald D. Orr, Donovan
Pollitt, Paolo Santin, A. William Stein,
and Rowland Uloth as Directors
5 If Item #1 Not Approved, Elect Donald D. For For Management
Orr, Rowland Uloth, Marc Blais, Roger W.
Jolicoeur, Donovan Pollitt, and Eldon
Bennett as Directors
- --------------------------------------------------------------------------------
WESDOME GOLD MINES LTD.
Ticker: Security ID: CA95083R1001
Meeting Date: JUN 28, 2007 Meeting Type: Annual/Special
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement and Plan of For For Management
Arrangement
2 Ratify Grant Thornton LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Fix Number of Directors at Nine For For Management
4 If Item #1 Approved, Elect Eldon Bennett, For For Management
Marc Blais, Roger W. Jolicoeur, Brian
Northgrave, Donald D. Orr, Donovan
Pollitt, Paolo Santin, A. William Stein,
and Rowland Uloth as Directors
5 If Item #1 Not Approved, Elect Donald D. For For Management
Orr, Rowland Uloth, Marc Blais, Roger W.
Jolicoeur, Donovan Pollitt, and Eldon
Bennett as Directors
- --------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Peter Marrone, Victor H. For Withhold Management
Bradley, Patrick J. Mars, Juvenal
Mesquita Filho, Antenor F. Silva, Nigel
Lees, Dino Titaro and Bruce Humphrey
2 Approve Deloitte & Touche LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
- --------------------------------------------------------------------------------
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU
Ticker: Security ID: CN000A0BKW45
Meeting Date: AUG 18, 2006 Meeting Type: Special
Record Date: JUL 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2a Elect Chen Jinghe as Director For For Management
2b Elect Liu Xiaochu as Director For For Management
2c Elect Luo Yingnan as Director For For Management
2d Elect Lan Fusheng as Director For For Management
2e Elect Huang Xiaodong as Director For For Management
2f Elect Zou Laichang as Director For For Management
2g Elect Ke Xiping as Director For For Management
2h Elect Su Congfu as Director For For Management
2i Elect Chen Yichuan as Director For For Management
2j Elect Lin Yongjing as Director For For Management
2k Elect Loong Ping Kwan as Director For For Management
3a1 Elect Zheng Jingxing as Supervisor For For Management
Representing Shareholders
3a2 Elect Xu Qiang as Supervisor Representing For For Management
Shareholders
3a3 Elect Lin Jingtian as Supervisor For For Management
Representing Shareholders
3b Elect Lan Liying as Supervisor For For Management
Representing the Staff and Workers
3c Elect Zhang Yumin as Supervisor For For Management
Representing the Staff and Workers
4 Authorize Board to Enter into Service For For Management
Contract and/or Appointment Letter With
Each of the Newly Elected Directors and
Supervisors, Respectively
5 Authorize Board to Fix the Remuneration For For Management
of Directors and Supervisors
- --------------------------------------------------------------------------------
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU
Ticker: Security ID: CN000A0BKW45
Meeting Date: DEC 28, 2006 Meeting Type: Special
Record Date: NOV 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2006-2008 Agreement Between For For Management
Bayannaoer Zijin and Gansu Jianxin
Enterprise Group Co. Ltd.
2 Approve Annual Caps for the 2006-2008 For For Management
Agreement for Each of the Three Years
Ending Dec. 31, 2008 of RMB 75.0 Million,
RMB 1.2 Billion and RMB 1.2 Billion
Respectively
3 Authorize Any Director to Execute All For For Management
Other Documents and Do All Acts
Incidental to the Non-Exempt Continuing
Connected Transaction
- --------------------------------------------------------------------------------
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU
Ticker: Security ID: CN000A0BKW45
Meeting Date: MAR 26, 2007 Meeting Type: Special
Record Date: FEB 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Share Consolidation of Every Ten For For Management
Shares of RMB 0.1 Each into One Share of
RMB 1.0 Each
1b Approve No Fractional Issuance of For For Management
Consolidated Shares Pursuant to the Share
Consolidation
1c Authorize Board to Do All Such Acts and For For Management
Things and Execute Such Documents
Necessary to Give Effect to the Share
Consolidation
2a1 Approve Proposed A Share Issue For For Management
2a2 Approve Listing of A Shares in the For For Management
Shanghai Stock Exchange
2a3 Approve Number of A Shares to be Issued For For Management
2a4 Approve Target Subscribers of A Shares For For Management
2a5 Approve Nominal Value of A Shares For For Management
2a6 Approve Rights Attached to A Shares For For Management
2a7 Approve Basis for Determining the Issue For For Management
Price of A Shares
2a8 Approve Method of Issuance of A Shares For For Management
2b1 Approve Approximately RMB 1.5 Billion For For Management
from the Proceeds of the Proposed A Share
Issue for Expansion of Open-Pit Mining in
the Zijinshan Gold and Copper Mine
2b2 Approve Approximately RMB 462.0 Million For For Management
from the Proceeds of the Proposed A Share
Issue for Expansion of Hunchun Gold and
Copper Mine
2b3 Approve Approximately RMB 199.0 Million For For Management
from the Proceeds of the Proposed A Share
Issue for a 200 Tonnes/Day Refractory
Gold Concentrates Smelter/Refinery
Project
2b4a Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Exploration of Zijin
Gold Mine and the Area Around
2b4b Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Re-Exploration of
Shanxi Yixingzhai Gold Mine
2b4c Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Exploration of Hunchun
Gold Copper Mine
2b4d Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Exploration of
Guangdong Xinyi Dongkeng Gold Mine and
Yinyan Tin Mine
2b4e Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Exploration of Xinjiang
Dongtianshan Copper Mine and Area Around
Mengku Iron Mine
2b4f Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Exploration of Anhui Ma
Shi Copper Mine
2b5 Approve Approximately RMB 300.0 Million For For Management
from the Proceeds of the Proposed A Share
Issue for Acquisition of Mining Rights
2b6 Approve Approximately RMB 93.0 Million For For Management
from the Proceeds of the Proposed A Share
Issue for Increase in Registered Capital
of Associate Company/ies
2b7a Approve Use of Proceeds from the Proposed For For Management
A Share Issue for the Acquisition of
Shares of an Overseas Company
2b7b Approve Use of Proceeds from the Proposed For For Management
A Share Issue for the Acquisition of an
Overseas Gold Mine
2b7c Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Submitting Tender for a
Copper Mining Project in Peru
2b7d Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Acquiring and/or
Developing an Overseas Lead and Zinc
Project
2b8 Approve Approximately RMB 60.0 Million For For Management
from the Proceeds of the Proposed A Share
for Acquisition of Minority Equity
Interest in Xinyi Zijin Mining Co. Ltd.
2b9 Approve Approximately RMB 200.0 Million For For Management
from the Proceeds of the Proposed A Share
for Construction and Development of Xinyi
Yinyan Tin Mine in Guangdong
2b10 Approve Any Surplus from Net Proceeds For For Management
from the Proposed A Share Issue for
General Working Capital or Any Shortage
be Funded Through Various Means
2c Authorize Board to Take All Necessary For For Management
Actions and/or Sign Any Documents in
Connection with the Proposed A Share
Issue
2d Approve Effectivity of the Proposed A For For Management
Share Issue for a Period of One Year from
the Date of Approval
3 Amend Articles Re: A Share Issuance For For Management
4 Approve and Adopt the Rules and For For Management
Procedures of the Board
5 Approve and Adopt the Rules and For For Management
Procedures of Shareholders' General
Meeting
6 Approve and Adopt the Rules and For For Management
Procedures of the Supervisory Committee
1 Approve and Adopt the Independent For For Management
Directors' Rules
- --------------------------------------------------------------------------------
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU
Ticker: Security ID: CN000A0BKW45
Meeting Date: MAR 26, 2007 Meeting Type: Special
Record Date: FEB 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Share Consolidation of Every Ten For For Management
Ordinary Shares of RMB 0.1 Each into One
Share of RMB 1.0 Each (Share
Consolidation)
1b Approve No Fractional Issuance of For For Management
Consolidated Shares Pursuant to the Share
Consolidation
1c Authorize Board to Do All Such Acts and For For Management
Things and Execute Such Documents
Necessary to Give Effect to the Share
Consolidation
2a1 Approve Proposed A Share Issue For For Management
2a2 Approve Listing of A Shares in the For For Management
Shanghai Stock Exchange
2a3 Approve Number of A Shares to be Issued For For Management
2a4 Approve Target Subscribers of A Shares For For Management
2a5 Approve Nominal Value of A Shares For For Management
2a6 Approve Rights Attached to A Shares For For Management
2a7 Approve Basis for Determining the Issue For For Management
Price of A Shares
2a8 Approve Method of Issuance of A Shares For For Management
2b1 Approve Approximately RMB 1.5 Billion For For Management
from the Proceeds of the Proposed A Share
Issue for Expansion of Open-Pit Mining in
the Zijinshan Gold and Copper Mine
2b2 Approve Approximately RMB 462.0 Million For For Management
from the Proceeds of the Proposed A Share
Issue for Expansion of Hunchun Gold and
Copper Mine
2b3 Approve Approximately RMB 199.0 Million For For Management
from the Proceeds of the Proposed A Share
Issue for a 200 Tonnes/Day Refractory
Gold Concentrates Smelter/Refinery
Project
2b4a Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Exploration of Zijin
Gold Mine and the Area Around
2b4b Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Re-Exploration of
Shanxi Yixingzhai Gold Mine
2b4c Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Exploration of Hunchun
Gold Copper Mine
2b4d Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Exploration of
Guangdong Xinyi Dongkeng Gold Mine and
Yinyan Tin Mine
2b4e Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Exploration of Xinjiang
Dongtianshan Copper Mine and Area Around
Mengku Iron Mine
2b4f Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Exploration of Anhui Ma
Shi Copper Mine
2b5 Approve Approximately RMB 300.0 Million For For Management
from the Proceeds of the Proposed A Share
Issue for Acquisition of Mining Rights
2b6 Approve Approximately RMB 93.0 Million For For Management
from the Proceeds of the Proposed A Share
Issue for Increase in Registered Capital
of Associate Company/ies
2b7a Approve Use of Proceeds from the Proposed For For Management
A Share Issue for the Acquisition of
Shares of an Overseas Company
2b7b Approve Use of Proceeds from the Proposed For For Management
A Share Issue for the Acquisition of an
Overseas Gold Mine
2b7c Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Submitting Tender for a
Copper Mining Project in Peru
2b7d Approve Use of Proceeds from the Proposed For For Management
A Share Issue for Acquiring and/or
Developing an Overseas Lead and Zinc
Project
2b8 Approve Approximately RMB 60.0 Million For For Management
from the Proceeds of the Proposed A Share
for Acquisition of Minority Equity
Interest in Xinyi Zijin Mining Co. Ltd.
2b9 Approve Approximately RMB 200.0 Million For For Management
from the Proceeds of the Proposed A Share
for Construction and Development of Xinyi
Yinyan Tin Mine in Guangdong
2b10 Approve Any Surplus from Net Proceeds For For Management
from the Proposed A Share Issue for
General Working Capital or Any Shortage
be Funded Through Various Means
2c Authorize Board to Take All Necessary For For Management
Actions and/or Sign Any Documents in
Connection with the Proposed A Share
Issue
2d Approve Effectivity of the Proposed A For For Management
Share Issue for a Period of One Year from
the Date of Approval
- --------------------------------------------------------------------------------
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU
Ticker: Security ID: CN000A0BKW45
Meeting Date: APR 30, 2007 Meeting Type: Annual
Record Date: APR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Report of the Board of Directors For For Management
1b Accept Report of the Supervisory For For Management
Committee
1c Accept Financial Statements and Statutory For For Management
Reports
2 Approve Profit Distribution Proposal and For For Management
Final Dividend
3 Approve Remuneration of Directors and For For Management
Supervisors
4 Reappoint Ernst & Young Hua Ming and For For Management
Ernst & Young as Domestic and
International Auditors Respectively, and
Authorize Board to Fix Their Remuneration
5 Approve and Adopt the Management Policy For For Management
of Connected Transactions
6 Approve Capitalization of Reserves for For For Management
Bonus Issue
7 Amend Articles Re: Share Structure and For For Management
Registered Capital
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Board to Do All Things in For For Management
Connection with Resolutions 6, 7, and 8
Above
10 Other Business (Voting) For Against Management
=================== THE TOCQUEVILLE INTERNATIONAL VALUE FUND ===================
ADERANS CO. LTD.
Ticker: 8170 Security ID: JP3121600005
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Against Management
the Following Dividends: Interim JY 25,
Final JY 50, Special JY 0
2 Amend Articles To: Expand Business Lines For Against Management
- Change Company Name - Decrease Maximum
Board Size - Reduce Directors Term in
Office
3 Approve Corporate Split Agreement and For Against Management
Transfer of Sales Operations to Newly
Created Wholly-Owned Subsidiary
4.1 Elect Director For Against Management
4.2 Elect Director For Against Management
4.3 Elect Director For Against Management
4.4 Elect Director For Against Management
4.5 Elect Director For Against Management
4.6 Elect Director For Against Management
4.7 Elect Director For Against Management
4.8 Elect Director For Against Management
4.9 Elect Director For Against Management
5 Approve Payment of Annual Bonuses to For Against Management
Directors
6 Adopt Shareholder Rights Plan (Poison For Against Management
Pill)
- --------------------------------------------------------------------------------
ADERANS CO. LTD.
Ticker: 8170 Security ID: JP3121600005
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Against Management
the Following Dividends: Interim JY 25,
Final JY 50, Special JY 0
2 Amend Articles To: Expand Business Lines For Against Management
- Change Company Name - Decrease Maximum
Board Size - Reduce Directors Term in
Office
3 Approve Corporate Split Agreement and For Against Management
Transfer of Sales Operations to Newly
Created Wholly-Owned Subsidiary
4.1 Elect Director For Against Management
4.2 Elect Director For Against Management
4.3 Elect Director For Against Management
4.4 Elect Director For Against Management
4.5 Elect Director For Against Management
4.6 Elect Director For Against Management
4.7 Elect Director For Against Management
4.8 Elect Director For Against Management
4.9 Elect Director For Against Management
5 Approve Payment of Annual Bonuses to For Against Management
Directors
6 Adopt Shareholder Rights Plan (Poison For Against Management
Pill)
- --------------------------------------------------------------------------------
AKZO-NOBEL NV
Ticker: AKZOF Security ID: NL0000009132
Meeting Date: SEP 7, 2006 Meeting Type: Special
Record Date: AUG 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting Did Not Management
Vote
2 Approve Spin-Off Agreement For Did Not Management
Vote
3 Close Meeting Did Not Management
Vote
- --------------------------------------------------------------------------------
ALCAN INC.
Ticker: AL Security ID: 013716105
Meeting Date: APR 26, 2007 Meeting Type: Annual/Special
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors Roland Berger For For Management
1.2 Elect Director L. Denis Desautels For For Management
1.3 Elect Director Richard B. Evans For For Management
1.4 Elect Director L. Yves Fortier For For Management
1.5 Elect Directors Jeffrey Garten For For Management
1.6 Elect Director Jean-Paul Jacamon For For Management
1.7 Elect Director Yves Mansion For For Management
1.8 Elect Director Christine Morin-Postel For For Management
1.9 Elect Director Heather Munroe-Blum For For Management
1.10 Elect Director H. Onno Ruding For For Management
1.11 Elect Director Gerhard Schulmeyer For For Management
1.12 Elect Director Paul M. Tellier For For Management
1.13 Elect Director Milton K. Wong For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Amend Executive Share Option Plan For For Management
- --------------------------------------------------------------------------------
ALCAN INC.
Ticker: AL Security ID: CA0137161059
Meeting Date: APR 26, 2007 Meeting Type: Annual/Special
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors Roland Berger For For Management
1.2 Elect Director L. Denis Desautels For For Management
1.3 Elect Director Richard B. Evans For For Management
1.4 Elect Director L. Yves Fortier For For Management
1.5 Elect Directors Jeffrey Garten For For Management
1.6 Elect Director Jean-Paul Jacamon For For Management
1.7 Elect Director Yves Mansion For For Management
1.8 Elect Director Christine Morin-Postel For For Management
1.9 Elect Director Heather Munroe-Blum For For Management
1.10 Elect Director H. Onno Ruding For For Management
1.11 Elect Director Gerhard Schulmeyer For For Management
1.12 Elect Director Paul M. Tellier For For Management
1.13 Elect Director Milton K. Wong For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Amend Executive Share Option Plan For For Management
- --------------------------------------------------------------------------------
ALCAN INC.
Ticker: AL Security ID: CA0137161059
Meeting Date: APR 26, 2007 Meeting Type: Annual/Special
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors Roland Berger For For Management
1.2 Elect Director L. Denis Desautels For For Management
1.3 Elect Director Richard B. Evans For For Management
1.4 Elect Director L. Yves Fortier For For Management
1.5 Elect Directors Jeffrey Garten For For Management
1.6 Elect Director Jean-Paul Jacamon For For Management
1.7 Elect Director Yves Mansion For For Management
1.8 Elect Director Christine Morin-Postel For For Management
1.9 Elect Director Heather Munroe-Blum For For Management
1.10 Elect Director H. Onno Ruding For For Management
1.11 Elect Director Gerhard Schulmeyer For For Management
1.12 Elect Director Paul M. Tellier For For Management
1.13 Elect Director Milton K. Wong For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Amend Executive Share Option Plan For For Management
- --------------------------------------------------------------------------------
AMANO CORP.
Ticker: 6436 Security ID: JP3124400007
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 17
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For For Management
3.3 Appoint Internal Statutory Auditor For Against Management
4 Approve Appointment of External Audit For For Management
Firm
5 Approve Retirement Bonuses for Director For Against Management
and Statutory Auditors
6 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
- --------------------------------------------------------------------------------
AMANO CORP.
Ticker: 6436 Security ID: JP3124400007
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 17
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For For Management
3.3 Appoint Internal Statutory Auditor For Against Management
4 Approve Appointment of External Audit For For Management
Firm
5 Approve Retirement Bonuses for Director For Against Management
and Statutory Auditors
6 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
- --------------------------------------------------------------------------------
BEC WORLD PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0592010Z14
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Acknowledge Directors' Report None None Management
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Non-Allocation of Income and For For Management
Omission of Dividends
5 Approve Offset of Accumulated Losses For For Management
Against Legal Reserve and Share Premium
6.1 Elect Matthew Kichodhan as New Director For For Management
6.2.1 Reelect Arun Ngamdee as Director For For Management
6.2.2 Reelect Prathan Rangsimaporn as Director For For Management
6.2.3 Reelect Manit Boonprakob as Director For For Management
6.2.4 Reelect Ratchanee Nipatakusol as Director For For Management
6.3 Approve Remuneration of Directors For For Management
7 Approve Dr. Virach & Associates Office as For For Management
Auditors and Fix Their Remuneration
- --------------------------------------------------------------------------------
BEC WORLD PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0592010Z14
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Acknowledge Directors' Report None Management
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Non-Allocation of Income and For For Management
Omission of Dividends
5 Approve Offset of Accumulated Losses For For Management
Against Legal Reserve and Share Premium
6.1 Elect Matthew Kichodhan as New Director For For Management
6.2.1 Reelect Arun Ngamdee as Director For For Management
6.2.2 Reelect Prathan Rangsimaporn as Director For For Management
6.2.3 Reelect Manit Boonprakob as Director For For Management
6.2.4 Reelect Ratchanee Nipatakusol as Director For For Management
6.3 Approve Remuneration of Directors For For Management
7 Approve Dr. Virach & Associates Office as For For Management
Auditors and Fix Their Remuneration
- --------------------------------------------------------------------------------
BENETTON GROUP SPA
Ticker: BNTOF Security ID: IT0003106777
Meeting Date: APR 26, 2007 Meeting Type: Annual/Special
Record Date: APR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports for Fiscal Year 2006 Vote
2 Fix Number of Directors on the Board; For Did Not Management
Elect Directors; Determine Directors' Vote
Term
3 Approve Remuneration of Directors For Did Not Management
Vote
4 Elect External Auditors For Did Not Management
Vote
1 Amend Articles 9, 10, 14, 15, 19, 20 of For Did Not Management
the Company Bylaws; Modify Numeration of Vote
Following Articles Accordingly
- --------------------------------------------------------------------------------
BODYCOTE INTERNATIONAL PLC
Ticker: Security ID: GB0006895626
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 4.5 Pence Per For For Management
Share
4 Re-elect David Landless as Director For For Management
5 Re-elect Richard Scholes as Director For For Management
6 Reappoint Deloitte & Touche LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
7 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 10,783,193
8 Subject to the Passing of Resolution 7, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,610,840
9 Authorise 32,216,806 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
BODYCOTE INTERNATIONAL PLC
Ticker: Security ID: GB0006895626
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 4.5 Pence Per For For Management
Share
4 Re-elect David Landless as Director For For Management
5 Re-elect Richard Scholes as Director For For Management
6 Reappoint Deloitte & Touche LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
7 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 10,783,193
8 Subject to the Passing of Resolution 7, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,610,840
9 Authorise 32,216,806 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
BOSKALIS WESTMINSTER (KONINKLIJKE NV)
Ticker: Security ID: NL0000341485
Meeting Date: AUG 30, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting Did Not Management
Vote
2 Elect M. Niggebrugge to Supervisory Board For Did Not Management
Vote
3 Close Meeting Did Not Management
Vote
- --------------------------------------------------------------------------------
CAPCOM CO. LTD.
Ticker: 9697 Security ID: JP3218900003
Meeting Date: JUN 21, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 15
2 Amend Articles to: Expand Business Lines For For Management
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
4 Approve Retirement Bonuses for Directors For Against Management
5 Approve Appointment of External Audit For For Management
Firm
6 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
- --------------------------------------------------------------------------------
CAPCOM CO. LTD.
Ticker: 9697 Security ID: JP3218900003
Meeting Date: JUN 21, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 15
2 Amend Articles to: Expand Business Lines For For Management
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
4 Approve Retirement Bonuses for Directors For Against Management
5 Approve Appointment of External Audit For For Management
Firm
6 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: CX Security ID: US1512908898
Meeting Date: DEC 7, 2006 Meeting Type: Annual
Record Date: NOV 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 CONSIDERATION AND, IF APPLICABLE, For Did Not Management
AUTHORIZATION OF A TRANSACTION, AFTER Vote
HEARING A REPORT BY THE CHIEF EXECUTIVE
OFFICER AND THE OPINION OF THE BOARD OF
DIRECTORS.
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: CX Security ID: 151290889
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for 2006 Fiscal Year
2 Approve Allocation of Income; Set For For Management
Aggregate Nominal Amount of Share
Repurchase
3 Authorize Increase in Variable Portion of For For Management
Capital via Capitalization of Accumulated
Profits Account
4 Elect Board Members; Elect Members and For For Management
Chairman of Both Audit and Corporate
Practices Committee
5 Approve Remuneration of Directors and For For Management
Members of the Board Committees
6 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: CX Security ID: US1512908898
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for 2006 Fiscal Year
2 Approve Allocation of Income; Set For For Management
Aggregate Nominal Amount of Share
Repurchase
3 Authorize Increase in Variable Portion of For For Management
Capital via Capitalization of Accumulated
Profits Account
4 Elect Board Members; Elect Members and For For Management
Chairman of Both Audit and Corporate
Practices Committee
5 Approve Remuneration of Directors and For For Management
Members of the Board Committees
6 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: CX Security ID: US1512908898
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for 2006 Fiscal Year
2 Approve Allocation of Income; Set For For Management
Aggregate Nominal Amount of Share
Repurchase
3 Authorize Increase in Variable Portion of For For Management
Capital via Capitalization of Accumulated
Profits Account
4 Elect Board Members; Elect Members and For For Management
Chairman of Both Audit and Corporate
Practices Committee
5 Approve Remuneration of Directors and For For Management
Members of the Board Committees
6 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V.
Ticker: CX Security ID: 151290889
Meeting Date: AUG 31, 2006 Meeting Type: Special
Record Date: AUG 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 MISCELLANEOUS CORPORATE ACTIONS For For Management
- --------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V.
Ticker: CX Security ID: 151290889
Meeting Date: DEC 7, 2006 Meeting Type: Annual
Record Date: NOV 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 MISCELLANEOUS CORPORATE ACTIONS For For Management
- --------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD.
Ticker: CHT Security ID: 17133Q205
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 THE COMPANY S OPERATION REPORT FOR 2006. None For Management
2 THE SUPERVISORS AUDIT REPORT ON THE None For Management
COMPANY FOR 2006.
3 THE AMENDMENT TO THE COMPANY S RULES OF None For Management
ORDER OF BOARD OF DIRECTORS MEETING.
4 THE COMPANY S OPERATION REPORT AND For For Management
FINANCIAL STATEMENTS FOR 2006.
5 THE COMPANY S DISTRIBUTION OF EARNINGS For For Management
FOR 2006.
6 AMENDMENT TO THE COMPANY S ARTICLES OF For For Management
INCORPORATION.
7 PROPOSED CONVERSION OF THE CAPITAL For For Management
SURPLUS INTO CAPITAL INCREASE OF THE
COMPANY AND ISSUANCE OF NEW SHARES.
8 PROPOSED CAPITAL DECREASE IN CASH OF THE For For Management
COMPANY.
9 AMENDMENT TO THE COMPANY S PROCESS FOR For For Management
ACQUISITIONS AND DISPOSAL OF ASSETS.
10 AMENDMENT TO THE COMPANY S PROCEDURES FOR For For Management
ENDORSEMENTS AND GUARANTEES.
11 FORMULATION OF THE COMPANY S PROCEDURES For For Management
FOR LENDING OF CAPITAL TO OTHERS.
12 AMENDMENT TO THE COMPANY S REGULATIONS OF For For Management
ELECTION OF DIRECTORS AND SUPERVISORS.
13 ELECTION OF THE COMPANY S 5TH TERM For Abstain Management
DIRECTORS AND SUPERVISORS.
- --------------------------------------------------------------------------------
CIBA SPECIALTY CHEMICALS AG
Ticker: CIBN Security ID: CH0005819724
Meeting Date: MAR 8, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Share Re-registration Consent For Did Not Management
Vote
- --------------------------------------------------------------------------------
CIBA SPECIALTY CHEMICALS AG
Ticker: Security ID: CH0005819724
Meeting Date: MAR 8, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Allow Electronic For Did Not Management
Voting Vote
2 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of CHF 3 per Share Vote
4 Approve Discharge of Board and Senior For Did Not Management
Management Vote
5 Reelect Erwin Heri and Uli Sigg as For Did Not Management
Directors Vote
6 Elect Utz-Hellmuth Felcht as Director For Did Not Management
Vote
7a Amend Articles Re: Adapt Quorum For Did Not Management
Requirements Vote
7b Amend Articles Re: Cancel Article For Did Not Management
Concerning Contributions in Kind Vote
8 Ratify Ernst & Young AG as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
CIH LIMITED (FRMLY CLIPSAL INDUSTRIES (HOLDINGS) LIMITED)
Ticker: Security ID: SG0967000506
Meeting Date: JUL 28, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Declare Final Dividend of SGD 0.04 Per For For Management
Share
3 Approve Directors' Fees of SGD 160,000 For For Management
for the Financial Year Ended Mar. 31,
2006 (2005: SGD 165,000)
4a Reelect Leung Pak Chuen as Director For For Management
4b Reelect Chua Yong Hai as Director For For Management
4c Reelect Geoffrey Nowell Walls as Director For For Management
5 Reappoint Deloitte & Touche as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Other Business (Voting) For Against Management
7 Approve Issuance of Shares without For For Management
Preemptive Rights
8 Approve Issuance of Shares Pursuant to For For Management
the CIH Limited (CIHL) Scrip Dividend
Scheme
9 Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the CIHL Share Option
Scheme 1999
- --------------------------------------------------------------------------------
CIH LIMITED (FRMLY CLIPSAL INDUSTRIES (HOLDINGS) LIMITED)
Ticker: Security ID: SG0967000506
Meeting Date: AUG 30, 2006 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement Between CIH For For Management
Ltd. (Company); Holders of Ordinary
Shares in the Company, other than GP
Industries Ltd.; and GP Industries Ltd.
- --------------------------------------------------------------------------------
EADS, EUROPEAN AERONAUTIC DEFENCE & SPACE N.V.
Ticker: EAD Security ID: NL0000235190
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report Including Chapter on For Did Not Management
Corporate Governance Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends Vote
4 Approve Discharge of Board of Directors For Did Not Management
Vote
5 Ratify Ernst & Young and KPMG Accountants For Did Not Management
as Auditors Vote
6 Elect Michel Pebereau to Board of For Did Not Management
Directors Vote
7 Elect Bodo Uebber to Board of Directors For Did Not Management
Vote
8 Amend Articles For Did Not Management
Vote
9 Grant Board Authority to Issue Shares and For Did Not Management
Restricting/Excluding Preemptive Rights Vote
10 Cancellation of Shares Repurchased by the For Did Not Management
Company Vote
11 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
- --------------------------------------------------------------------------------
EADS, EUROPEAN AERONAUTIC DEFENCE & SPACE N.V.
Ticker: EAD Security ID: NL0000235190
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report Including Chapter on For Did Not Management
Corporate Governance Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends Vote
4 Approve Discharge of Board of Directors For Did Not Management
Vote
5 Ratify Ernst & Young and KPMG Accountants For Did Not Management
as Auditors Vote
6 Elect Michel Pebereau to Board of For Did Not Management
Directors Vote
7 Elect Bodo Uebber to Board of Directors For Did Not Management
Vote
8 Amend Articles For Did Not Management
Vote
9 Grant Board Authority to Issue Shares and For Did Not Management
Restricting/Excluding Preemptive Rights Vote
10 Cancellation of Shares Repurchased by the For Did Not Management
Company Vote
11 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: US35671D8570
Meeting Date: MAR 14, 2007 Meeting Type: Special
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Issue Shares in Connection with an For For Management
Acquisition
3 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORP. (FORMERLY FUJI PHOTO FILM CO.)
Ticker: 4901 Security ID: JP3814000000
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 12.5
2 Amend Articles to: Increase Authorized For For Management
Capital
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For Against Management
6 Approve Retirement Bonus for Statutory For Against Management
Auditor
7 Approve Payment of Annual Bonuses to For Against Management
Directors and Statutory Auditors
8 Approve Adjustment to Aggregate For Against Management
Compensation Ceilings for Directors and
Statutory Auditors
9 Approve Stock Option Plan and Deep For Against Management
Discount Stock Option Plan for Directors
- --------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORP. (FORMERLY FUJI PHOTO FILM CO.)
Ticker: 4901 Security ID: JP3814000000
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 12.5
2 Amend Articles to: Increase Authorized For For Management
Capital
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For Against Management
6 Approve Retirement Bonus for Statutory For Against Management
Auditor
7 Approve Payment of Annual Bonuses to For Against Management
Directors and Statutory Auditors
8 Approve Adjustment to Aggregate For Against Management
Compensation Ceilings for Directors and
Statutory Auditors
9 Approve Stock Option Plan and Deep For Against Management
Discount Stock Option Plan for Directors
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS For For Management
REPORT AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT For For Management
3 TO ELECT DR DANIEL PODOLSKY AS A DIRECTOR For For Management
4 TO ELECT DR STEPHANIE BURNS AS A DIRECTOR For For Management
5 TO RE-ELECT MR JULIAN HESLOP AS A For For Management
DIRECTOR
6 TO RE-ELECT SIR DERYCK MAUGHAN AS A For For Management
DIRECTOR
7 TO RE-ELECT DR RONALDO SCHMITZ AS A For For Management
DIRECTOR
8 TO RE-ELECT SIR ROBERT WILSON AS A For For Management
DIRECTOR
9 Ratify Auditors For For Management
10 REMUNERATION OF AUDITORS For For Management
11 TO AUTHORISE THE COMPANY TO MAKE For For Management
DONATIONS TO EU POLITICAL ORGANISATIONS
AND INCUR EU POLITICAL EXPENDITURE
12 AUTHORITY TO ALLOT SHARES For For Management
13 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
(SPECIAL RESOLUTION)
14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES (SPECIAL RESOLUTION)
15 AMENDMENT OF THE ARTICLES OF ASSOCIATION For For Management
(SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
GOLD PEAK INDUSTRIES (HOLDINGS) LTD.
Ticker: Security ID: HK0040000298
Meeting Date: SEP 13, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Paul LO Chung Wai as Director For For Management
3b Reelect LEUNG Pak Chuen as Director For For Management
3c Reelect Richard KU Yuk Hing as Director For For Management
3d Reelect Andrew CHUANG Siu Leung as For For Management
Director
3e Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Amend Articles Re: Voting by Poll, For For Management
Appointment, and Retirement by Rotation
of Directors
- --------------------------------------------------------------------------------
GOLD PEAK INDUSTRIES (HOLDINGS) LTD.
Ticker: Security ID: HK0040000298
Meeting Date: OCT 19, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
between GP Industries Ltd. as Vendor and
The Furukawa Electric Co. Ltd. As
Purchaser
- --------------------------------------------------------------------------------
GUALA CLOSURES
Ticker: Security ID: IT0003044317
Meeting Date: APR 24, 2007 Meeting Type: Annual/Special
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 9, 13, 14, 15, 16, 19 of For Did Not Management
the Bylaws; Introduce a New Article; Vote
Consequent Renumbering of the Following
Articles
1 Accept Financial Statements, Consolidated For Did Not Management
Financial Statements, and Statutory Vote
Reports for the Fiscal Year 2006
2 Extend Mandate of the External Auditing For Did Not Management
Company KPMG for the Six-Year term Vote
2008-2013
3 Adopt Rules Governing General Meetings For Did Not Management
Vote
- --------------------------------------------------------------------------------
HALLA CLIMATE CONTROL CO.
Ticker: Security ID: KR7018880005
Meeting Date: MAR 20, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 300 Per Share
2 Amend Articles of Incorporation to Expand For For Management
Business Objectives
3 Elect Five Directors For For Management
4 Appoint Auditor For For Management
5 Approve Remuneration of Executive For For Management
Directors and Independent Non-Executive
Directors
6 Approve Limit on Remuneration of Auditor For For Management
- --------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: JP3788600009
Meeting Date: JUN 26, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Etsuhiko Shoyama For For Management
1.2 Elect Director Kazuo Furukawa For For Management
1.3 Elect Director Yoshiki Yagi For For Management
1.4 Elect Director Tadamichi Sakiyama For For Management
1.5 Elect Director Toyoaki Nakamura For For Management
1.6 Elect Director Yoshie Ohta For For Management
1.7 Elect Director Mitsuo Ohhashi For For Management
1.8 Elect Director Akihiko Nomiyama For Against Management
1.9 Elect Director Kenji Miyahara For For Management
1.10 Elect Director Tooru Motobayashi For Against Management
1.11 Elect Director Takeo Ueno For For Management
1.12 Elect Director Isao Uchigasaki For For Management
1.13 Elect Director Michihiro Honda For For Management
- --------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: JP3788600009
Meeting Date: JUN 26, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Etsuhiko Shoyama For For Management
1.2 Elect Director Kazuo Furukawa For For Management
1.3 Elect Director Yoshiki Yagi For For Management
1.4 Elect Director Tadamichi Sakiyama For For Management
1.5 Elect Director Toyoaki Nakamura For For Management
1.6 Elect Director Yoshie Ohta For For Management
1.7 Elect Director Mitsuo Ohhashi For For Management
1.8 Elect Director Akihiko Nomiyama For Against Management
1.9 Elect Director Kenji Miyahara For For Management
1.10 Elect Director Tooru Motobayashi For Against Management
1.11 Elect Director Takeo Ueno For For Management
1.12 Elect Director Isao Uchigasaki For For Management
1.13 Elect Director Michihiro Honda For For Management
- --------------------------------------------------------------------------------
INTERPUMP GROUP SPA
Ticker: Security ID: IT0001078911
Meeting Date: APR 16, 2007 Meeting Type: Annual/Special
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company's Bylaws (Articles 14 and For Did Not Management
19) to Comply with the Italian Law Vote
262/2005 and the Legislative Decree
303/2006, and with the Italian Corporate
Governance Code
2 Integrate Art. 14 with regards to the For Did Not Management
Election of Directors in Subsidiaries Vote
3 Integrate Art. 15 (Board of Directors) to For Did Not Management
Foresee the Constitution of a Vote
Remuneration Committee and Internal
Control Committee
1 Accept Financial Statements and Statutory For Did Not Management
Reports for the Fiscal Year 2006 Vote
2 Approve Remuneration of Directors for the For Did Not Management
Fiscal Year 2007 Vote
3 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
4 Extend External Auditors' Mandate for the For Did Not Management
Six-Year term 2008-2013 Vote
- --------------------------------------------------------------------------------
INTERPUMP GROUP SPA
Ticker: Security ID: IT0001078911
Meeting Date: JUN 25, 2007 Meeting Type: Special
Record Date: JUN 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 14 and 19 of the Company's For Did Not Management
Bylaws to Comply with the Italian Law Vote
262/2005 and with the Legislative Decree
303/2006
2 Amend Article 14 of the Company' Bylaws For Did Not Management
Vote
3 Amend Article 15 of the Company' Bylaws For Did Not Management
Vote
- --------------------------------------------------------------------------------
INTERPUMP GROUP SPA
Ticker: Security ID: IT0001078911
Meeting Date: JUN 25, 2007 Meeting Type: Special
Record Date: JUN 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 14 and 19 of the Company's For Did Not Management
Bylaws to Comply with the Italian Law Vote
262/2005 and with the Legislative Decree
303/2006
2 Amend Article 14 of the Company' Bylaws For Did Not Management
Vote
3 Amend Article 15 of the Company' Bylaws For Did Not Management
Vote
- --------------------------------------------------------------------------------
KLCC PROPERTY HOLDINGS BHD
Ticker: Security ID: MYL5089OO007
Meeting Date: JUL 19, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for the Financial Year Ended
March 31, 2006
2 Approve Final Dividend of 5 Percent Less For For Management
28 Percent Income Tax for the Financial
Year Ended March 31, 2006
3 Elect Leong Ah Hin @ Leong Swee Kong as For For Management
Director
4 Elect Augustus Ralph Marshall as Director For For Management
5 Elect Ahmad Bin Tunku Yahaya as Director For For Management
6 Approve Remuneration of Directors for the For For Management
Financial Year Ended March 31, 2006
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
8 Amend Article 49 of the Articles of For For Management
Association Re: Share Issuance
- --------------------------------------------------------------------------------
KUDELSKI SA
Ticker: KUD Security ID: CH0012268360
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income and Total For Did Not Management
Dividends of CHF 0.60 per Bearer Share Vote
and CHF 0.06 per Registered Share
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote
4 Reelect Norbert Bucher, Laurent Dassault, For Did Not Management
Patrick Foetisch, Andre Kudelski, Vote
Marguerite Kudelski, Pierre Lescure and
Claude Smadja as Directors; Elect
Alexandre Zeller as Director
5 Ratify PricewaterhouseCoopers SA as For Did Not Management
Auditors Vote
6 Transact Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
KUDELSKI SA
Ticker: KUD Security ID: CH0012268360
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income and Total For Did Not Management
Dividends of CHF 0.60 per Bearer Share Vote
and CHF 0.06 per Registered Share
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote
4 Reelect Norbert Bucher, Laurent Dassault, For Did Not Management
Patrick Foetisch, Andre Kudelski, Vote
Marguerite Kudelski, Pierre Lescure and
Claude Smadja as Directors; Elect
Alexandre Zeller as Director
5 Ratify PricewaterhouseCoopers SA as For Did Not Management
Auditors Vote
6 Transact Other Business (Non-Voting) Did Not Management
Vote
- --------------------------------------------------------------------------------
MAKHTESHIM - AGAN INDUSTRIES LTD
Ticker: Security ID: IL0010818198
Meeting Date: DEC 31, 2006 Meeting Type: Annual
Record Date: DEC 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and For For Management
Statutory Reports For Year 2005
2 Approve Somech Chaikin as Auditors and For For Management
Authorize Board to Fix Their Remuneration
3.1 Elect Avraham Bigar as Director For For Management
3.2 Elect Nochi Danknar as Director For For Management
3.3 Elect Tsvi Livnat as Director For For Management
3.4 Elect Raanan Cohen as Director For For Management
3.5 Elect Chaim Gabrieli as Director For For Management
3.6 Elect Ami Arael as Director For For Management
4.1 Elect Yitzhak Menor as External Director For For Management
4.2 Elect Oren Lider as External Director For For Management
- --------------------------------------------------------------------------------
MAKHTESHIM - AGAN INDUSTRIES LTD
Ticker: Security ID: IL0010818198
Meeting Date: JAN 10, 2007 Meeting Type: Special
Record Date: DEC 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Agreement For Board For For Management
Chairman Including Grant of Options
2 Authorize Board Chairman to Serve as CEO For For Management
3 Allot Grant of Options to G. Chitayat For For Management
- --------------------------------------------------------------------------------
MAKHTESHIM - AGAN INDUSTRIES LTD
Ticker: Security ID: IL0010818198
Meeting Date: FEB 11, 2007 Meeting Type: Special
Record Date: JAN 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Elan Chat as External Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
MATSUSHITA ELECTRIC INDUSTRIAL CO. LTD.
Ticker: 6752 Security ID: 576879209
Meeting Date: JUN 27, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kunio Nakamura For For Management
1.2 Elect Director Masayuki Matsushita For For Management
1.3 Elect Director Fumio Ohtsubo For For Management
1.4 Elect Director Takami Sano For For Management
1.5 Elect Director Susumu Koike For For Management
1.6 Elect Director Shunzo Ushimaru For For Management
1.7 Elect Director Toshihiro Sakamoto For For Management
1.8 Elect Director Takahiro Mori For For Management
1.9 Elect Director Shinichi Fukushima For For Management
1.10 Elect Director Junji Esaka For For Management
1.11 Elect Director Ikusaburo Kashima For For Management
1.12 Elect Director Ikuo Uno For For Management
1.13 Elect Director Yoshifumi Nishikawa For For Management
1.14 Elect Director Hidetsugu Otsuru For For Management
1.15 Elect Director Masaharu Matsushita For For Management
1.16 Elect Director Koshi Kitadai For For Management
1.17 Elect Director Yasuo Katsura For For Management
1.18 Elect Director Hitoshi Otsuki For For Management
1.19 Elect Director Makoto Uenoyama For For Management
2 TO ELECT YASUO YOSHINO AS A CORPORATE For Against Management
AUDITOR
3 TO ELECT KENICHI HAMADA AS A CORPORATE For For Management
AUDITOR
4 TO APPROVE CHANGES TO REMUNERATION FOR For For Management
DIRECTORS AND CORPORATE AUDITORS
- --------------------------------------------------------------------------------
METROPOLE TELEVISION SA (M6)
Ticker: Security ID: FR0000053225
Meeting Date: MAY 2, 2007 Meeting Type: Annual/Special
Record Date: APR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.95 per Share Vote
4 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
5 Ratify Appointment of Elmar Heggen as For Did Not Management
Supervisory Board Member Vote
6 Ratify Appointment of Axel Duroux as For Did Not Management
Supervisory Board Member Vote
7 Elect Andreas Walker as Supervisory Board For Did Not Management
Member Vote
8 Elect Gilles Samyn as Supervisory Board For Did Not Management
Member Vote
9 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
10 Approve Stock Option Plans Grants For Did Not Management
Vote
11 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
12 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 50 Million
13 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 50 Million
14 Authorize Board to Increase Capital in For Did Not Management
the Event of Additional Demand Related to Vote
Delegation Submitted to Shareholder Vote
Above
15 Authorize Capital Increase of up to 10 For Did Not Management
Percent of Issued Capital for Future Vote
Acquisitions
16 Approve Employee Savings-Related Share For Did Not Management
Purchase Plan Vote
17 Amend Articles of Association Re: For Did Not Management
Issuance of Bond Vote
18 Amend Articles of Association Re: For Did Not Management
Management Board Vote
19 Amend Articles of Association Re: For Did Not Management
Convening of General Meetings Vote
20 Amend Articles of Association Re: Agenda For Did Not Management
Vote
21 Amend Articles of Association Re: Record For Did Not Management
Date Vote
22 Amend Articles of Association Re: For Did Not Management
Dissolution Vote
23 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: 606822104
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROPRIATION OF SURPLUS For For Management
2 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION
3 ELECTION OF 15 (FIFTEEN) DIRECTORS For Against Management
4 ELECTION OF 1 (ONE) CORPORATE AUDITOR For Against Management
5 GRANTING OF RETIREMENT GRATUITIES TO For For Management
RETIRING DIRECTORS AND CORPORATE AUDITOR
AND PAYMENT OF LUMP-SUM RETIREMENT
GRATUITIES TO DIRECTORS AND CORPORATE
AUDITORS DUE TO THE ABOLITION OF
RETIREMENT GRATUITIES PROGRAM FOR
OFFICERS
6 REVISION OF THE AMOUNT OF REMUNERATION, For For Management
ETC. FOR DIRECTORS AND CORPORATE
AUDITORS, AND DETERMINATION OF THE AMOUNT
AND DETAILS OF STOCK OPTION REMUNERATION,
ETC.
- --------------------------------------------------------------------------------
NIPPON TELEVISION NETWORK CORP.
Ticker: 9404 Security ID: JP3732200005
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 95
2 Amend Articles to: Limit Directors' Legal For For Management
Liability - Limit Liability of Statutory
Auditors
3 Adopt Shareholder Rights Plan (Poison For Against Management
Pill)
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
4.13 Elect Director For For Management
4.14 Elect Director For For Management
4.15 Elect Director For For Management
4.16 Elect Director For For Management
4.17 Elect Director For For Management
5 Appoint Internal Statutory Auditor For For Management
6.1 Appoint Alternate Internal Statutory For For Management
Auditor
6.2 Appoint Alternate Internal Statutory For For Management
Auditor
7 Approve Retirement Bonuses for Directors For Against Management
8 Approve Payment of Annual Bonuses to For Against Management
Directors
- --------------------------------------------------------------------------------
NIPPON TELEVISION NETWORK CORP.
Ticker: 9404 Security ID: JP3732200005
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 95
2 Amend Articles to: Limit Directors' Legal For For Management
Liability - Limit Liability of Statutory
Auditors
3 Adopt Shareholder Rights Plan (Poison For Against Management
Pill)
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
4.13 Elect Director For For Management
4.14 Elect Director For For Management
4.15 Elect Director For For Management
4.16 Elect Director For For Management
4.17 Elect Director For For Management
5 Appoint Internal Statutory Auditor For For Management
6.1 Appoint Alternate Internal Statutory For For Management
Auditor
6.2 Appoint Alternate Internal Statutory For For Management
Auditor
7 Approve Retirement Bonuses for Directors For Against Management
8 Approve Payment of Annual Bonuses to For Against Management
Directors
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports, Including Auditors'
Report; Accept Financial Statements and
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 Per Share
3 Approve Discharge of Board and President For For Management
4 Amend Articles to Comply with New Finnish For For Management
Companies Act
5 Approve Remuneration of Directors For For Management
6 Fix Number of Directors at 11 For For Management
7.1 Elect Director Georg Ehrnrooth For For Management
7.2 Elect Director Daniel R. Hesse For For Management
7.3 Elect Director Bengt Holmstrom For For Management
7.4 Elect Director Per Karlsson For For Management
7.5 Elect Director Jorma Ollila For For Management
7.6 Elect Director Marjorie Scardino For For Management
7.7 Elect Director Keijo Suila For For Management
7.8 Elect Director Vesa Vainio For For Management
7.9 Elect Director Lalita D. Gupte For For Management
7.10 Elect Director Henning Kagermann For For Management
7.11 Elect Director Olli-Pekka Kallasvuo For For Management
8 Approve Remuneration of Auditors For For Management
9 Reelect PricewaterhouseCoopers Oy as For For Management
Auditor
10 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of Pool of
Conditional Capital to Guarantee
Conversion Rights
11 Approve Minimum EUR 2.3 Billion Reduction For For Management
in Share Premium Account
12 Amend 2001, 2003, and 2005 Stock Option For For Management
Plans Re: Record Subscription Prices in
Invested Non-restricted Equity Fund
13 Approve Creation of Pool of Capital For For Management
without Preemptive Rights Consisting of
up to 800 Million Shares
14 Authorize Repurchase of up to 10 Percent For For Management
of Issued Share Capital
15 Mark The Box If you wish to Instruct None Abstain Management
Nokia S Legal Counsels To Vote In their
Discretion On Your behalf Only Upon Item
15 *NOTE* Voting Options For Props 5-6,
8-9 are FOR or ABSTAIN
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: US6549022043
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For Did Not Management
Statutory Reports, Including Auditors' Vote
Report; Accept Financial Statements and
Statutory Reports
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.43 Per Share Vote
3 Approve Discharge of Board and President For Did Not Management
Vote
4 Amend Articles to Comply with New Finnish For Did Not Management
Companies Act Vote
5 Approve Remuneration of Directors For Did Not Management
Vote
6 Fix Number of Directors at 11 For Did Not Management
Vote
7.1 Elect Director Georg Ehrnrooth For Did Not Management
Vote
7.2 Elect Director Daniel R. Hesse For Did Not Management
Vote
7.3 Elect Director Bengt Holmstrom For Did Not Management
Vote
7.4 Elect Director Per Karlsson For Did Not Management
Vote
7.5 Elect Director Jorma Ollila For Did Not Management
Vote
7.6 Elect Director Marjorie Scardino For Did Not Management
Vote
7.7 Elect Director Keijo Suila For Did Not Management
Vote
7.8 Elect Director Vesa Vainio For Did Not Management
Vote
7.9 Elect Director Lalita D. Gupte For Did Not Management
Vote
7.10 Elect Director Henning Kagermann For Did Not Management
Vote
7.11 Elect Director Olli-Pekka Kallasvuo For Did Not Management
Vote
8 Approve Remuneration of Auditors For Did Not Management
Vote
9 Reelect PricewaterhouseCoopers Oy as For Did Not Management
Auditor Vote
10 Approve Stock Option Plan for Key For Did Not Management
Employees; Approve Creation of Pool of Vote
Conditional Capital to Guarantee
Conversion Rights
11 Approve Minimum EUR 2.3 Billion Reduction For Did Not Management
in Share Premium Account Vote
12 Amend 2001, 2003, and 2005 Stock Option For Did Not Management
Plans Re: Record Subscription Prices in Vote
Invested Non-restricted Equity Fund
13 Approve Creation of Pool of Capital For Did Not Management
without Preemptive Rights Consisting of Vote
up to 800 Million Shares
14 Authorize Repurchase of up to 10 Percent For Did Not Management
of Issued Share Capital Vote
15 Mark The Box If you wish to Instruct None Did Not Management
Nokia S Legal Counsels To Vote In their Vote
Discretion On Your behalf Only Upon Item
15 *NOTE* Voting Options For Props 5-6,
8-9 are FOR or ABSTAIN
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: US6549022043
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For Did Not Management
Statutory Reports, Including Auditors' Vote
Report; Accept Financial Statements and
Statutory Reports
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.43 Per Share Vote
3 Approve Discharge of Board and President For Did Not Management
Vote
4 Amend Articles to Comply with New Finnish For Did Not Management
Companies Act Vote
5 Approve Remuneration of Directors For Did Not Management
Vote
6 Fix Number of Directors at 11 For Did Not Management
Vote
7.1 Elect Director Georg Ehrnrooth For Did Not Management
Vote
7.2 Elect Director Daniel R. Hesse For Did Not Management
Vote
7.3 Elect Director Bengt Holmstrom For Did Not Management
Vote
7.4 Elect Director Per Karlsson For Did Not Management
Vote
7.5 Elect Director Jorma Ollila For Did Not Management
Vote
7.6 Elect Director Marjorie Scardino For Did Not Management
Vote
7.7 Elect Director Keijo Suila For Did Not Management
Vote
7.8 Elect Director Vesa Vainio For Did Not Management
Vote
7.9 Elect Director Lalita D. Gupte For Did Not Management
Vote
7.10 Elect Director Henning Kagermann For Did Not Management
Vote
7.11 Elect Director Olli-Pekka Kallasvuo For Did Not Management
Vote
8 Approve Remuneration of Auditors For Did Not Management
Vote
9 Reelect PricewaterhouseCoopers Oy as For Did Not Management
Auditor Vote
10 Approve Stock Option Plan for Key For Did Not Management
Employees; Approve Creation of Pool of Vote
Conditional Capital to Guarantee
Conversion Rights
11 Approve Minimum EUR 2.3 Billion Reduction For Did Not Management
in Share Premium Account Vote
12 Amend 2001, 2003, and 2005 Stock Option For Did Not Management
Plans Re: Record Subscription Prices in Vote
Invested Non-restricted Equity Fund
13 Approve Creation of Pool of Capital For Did Not Management
without Preemptive Rights Consisting of Vote
up to 800 Million Shares
14 Authorize Repurchase of up to 10 Percent For Did Not Management
of Issued Share Capital Vote
15 Mark The Box If you wish to Instruct Did Not Management
Nokia S Legal Counsels To Vote In their Vote
Discretion On Your behalf Only Upon Item
15 *NOTE* Voting Options For Props 5-6,
8-9 are FOR or ABSTAIN
- --------------------------------------------------------------------------------
NRJ GROUP
Ticker: Security ID: FR0000121691
Meeting Date: JUN 14, 2007 Meeting Type: Annual/Special
Record Date: JUN 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve treatment of losses and Dividends For For Management
of EUR 0.29 per Share
4 Approve Special Auditors' Report For Against Management
Regarding Related-Party Transactions
5 Approve Chairman's and Auditor's Special For For Management
Reports on Internal Board Procedures
6 Approve Management Board's Special Report For For Management
on Stock Option Grants
7 Approve Management Board's Special Report For For Management
on Share Repurchase Program
8 Approve Discharge of Management Board For For Management
Except Jean-Charles Mathey, Supervisory
Board, and Auditors
9 Approve Remuneration of Supervisory Board For For Management
Members in the Aggregate Amount of EUR
50,000
10 Authorize Repurchase of Up to 0.5 Percent For Against Management
of Issued Share Capital
11 Authorize Filing of Required For For Management
Documents/Other Formalities
12 Approve Employee Savings-Related Share For Against Management
Purchase Plan
13 Amend Articles of Association Re: For Against Management
Supervisory Board and Record Date
14 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
NRJ GROUP
Ticker: Security ID: FR0000121691
Meeting Date: JUN 14, 2007 Meeting Type: Annual/Special
Record Date: JUN 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve treatment of losses and Dividends For For Management
of EUR 0.29 per Share
4 Approve Special Auditors' Report For Against Management
Regarding Related-Party Transactions
5 Approve Chairman's and Auditor's Special For For Management
Reports on Internal Board Procedures
6 Approve Management Board's Special Report For For Management
on Stock Option Grants
7 Approve Management Board's Special Report For For Management
on Share Repurchase Program
8 Approve Discharge of Management Board For For Management
Except Jean-Charles Mathey, Supervisory
Board, and Auditors
9 Approve Remuneration of Supervisory Board For For Management
Members in the Aggregate Amount of EUR
50,000
10 Authorize Repurchase of Up to 0.5 Percent For Against Management
of Issued Share Capital
11 Authorize Filing of Required For For Management
Documents/Other Formalities
12 Approve Employee Savings-Related Share For Against Management
Purchase Plan
13 Amend Articles of Association Re: For Against Management
Supervisory Board and Record Date
14 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
NUTRECO HOLDINGS NV
Ticker: Security ID: NL0000375400
Meeting Date: AUG 31, 2006 Meeting Type: Special
Record Date: AUG 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting Did Not Management
Vote
2 Approve Dividends of EUR 9 Per Share For Did Not Management
Vote
3 Close Meeting Did Not Management
Vote
- --------------------------------------------------------------------------------
NUTRECO HOLDINGS NV
Ticker: Security ID: NL0000375400
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting Did Not Management
Vote
2 Receive Report of Supervisory Board Did Not Management
Vote
3 Receive Report of Management Board Did Not Management
Vote
4.1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
4.2 Approve Dividends of EUR 10.60 Per Share For Did Not Management
Vote
5 Discussion on Company's Corporate Did Not Management
Governance Structure Vote
6.1 Approve Discharge of Management Board For Did Not Management
Vote
6.2 Approve Discharge of Supervisory Board For Did Not Management
Vote
7.1 Approve Stock Option Plan For Did Not Management
Vote
7.2 Approve Remuneration of Supervisory Board For Did Not Management
Vote
8 Ratify KPMG Accountants NV as Auditors For Did Not Management
Vote
9.1 Amend Articles to Reflect Changes in For Did Not Management
Capital Vote
9.2 Amend Articles to Reflect Changes in For Did Not Management
Capital Vote
10.1 Grant Board Authority to Issue Shares Up For Did Not Management
To 10 Percent of Issued Capital Plus Vote
Additional 10 Percent in Case of
Takeover/Merger
10.2 Authorize Board to Exclude Preemptive For Did Not Management
Rights from Issuance Under Item 10.1 Vote
11 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
12.1 Reelect R. Zwartendijk to Supervisory For Did Not Management
Board Vote
12.2 Reelect J.M. de Jong to Supervisory Board For Did Not Management
Vote
13 Communications and Allow Questions Did Not Management
Vote
14 Close Meeting Did Not Management
Vote
- --------------------------------------------------------------------------------
NUTRECO HOLDINGS NV
Ticker: Security ID: NL0000375400
Meeting Date: MAY 24, 2007 Meeting Type: Special
Record Date: MAY 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2.1 Amend Articles: An Increase of the For Did Not Management
Nominal Value of All Ordinary Shares from Vote
EUR 0.24 to EUR 5.24 Per Share and
Increase of the Authorized Share Capital
from EUR 41,520,000 to EUR 316,512,000
2.2 Amend Articles: A Reduction of the For Did Not Management
Nominal Value of All Ordinary Shares from Vote
EUR 5.24 to EUR 0.24 Per Share and
Decrease of the Authorized Share Capital
from EUR 316,512,000 to EUR 41,520,000
3 Close Meeting None Did Not Management
Vote
- --------------------------------------------------------------------------------
NUTRECO HOLDINGS NV
Ticker: Security ID: NL0000375400
Meeting Date: MAY 24, 2007 Meeting Type: Special
Record Date: MAY 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting Did Not Management
Vote
2.1 Amend Articles: An Increase of the For Did Not Management
Nominal Value of All Ordinary Shares from Vote
EUR 0.24 to EUR 5.24 Per Share and
Increase of the Authorized Share Capital
from EUR 41,520,000 to EUR 316,512,000
2.2 Amend Articles: A Reduction of the For Did Not Management
Nominal Value of All Ordinary Shares from Vote
EUR 5.24 to EUR 0.24 Per Share and
Decrease of the Authorized Share Capital
from EUR 316,512,000 to EUR 41,520,000
3 Close Meeting Did Not Management
Vote
- --------------------------------------------------------------------------------
OMRON CORP.
Ticker: 6645 Security ID: JP3197800000
Meeting Date: JUN 21, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 19, Special JY 0
2 Amend Articles To: Reduce Directors Term For For Management
in Office
3 Authorize Share Repurchase Program For For Management
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
5 Appoint Internal Statutory Auditor For Against Management
6 Approve Payment of Annual Bonuses to For For Management
Directors
7 Approve Stock Option Plan for Directors For For Management
- --------------------------------------------------------------------------------
OMRON CORP.
Ticker: 6645 Security ID: JP3197800000
Meeting Date: JUN 21, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 19, Special JY 0
2 Amend Articles To: Reduce Directors Term For For Management
in Office
3 Authorize Share Repurchase Program For For Management
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
5 Appoint Internal Statutory Auditor For Against Management
6 Approve Payment of Annual Bonuses to For For Management
Directors
7 Approve Stock Option Plan for Directors For For Management
- --------------------------------------------------------------------------------
PT TEMPO SCAN PACIFIC
Ticker: Security ID: ID1000104508
Meeting Date: APR 30, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Elect Directors and Commissioners For For Management
3 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
- --------------------------------------------------------------------------------
SAFRAN SA (FORMERLY SAGEM S.A.)
Ticker: Security ID: FR0000073272
Meeting Date: MAY 25, 2007 Meeting Type: Annual/Special
Record Date: MAY 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Management and Supervisory
Board
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.22 per Share
3 Accept Consolidated Financial Statements For For Management
and Statutory Reports
4 Approve Special Auditors' Report For Against Management
Regarding Related-Party Transactions
5 Ratify Appintment of Christophe Burg as For Against Management
Supervisory Board Member
6 Ratify Appintment of Francis Mer as For Against Management
Supervisory Board Member
7 Ratify Appintment of Michel Toussan as For Against Management
Supervisory Board Member
8 Ratify Appintment of Didier Lallement as For Against Management
Supervisory Board Member
9 Authorize Repurchase of Up to 10 Percent For Against Management
of Issued Share Capital
10 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
11 Authorize Capitalization of Reserves of For For Management
Up to EUR 100 Million for Bonus Issue or
Increase in Par Value
12 Approve Stock Option Plans Grants For For Management
13 Amend Employee Savings-Related Share For Against Management
Purchase Plan
14 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan
15 Set Global Limit for Capital Increase to For For Management
Result from All Issuance Requests at EUR
110 Million
16 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SAFRAN SA (FORMERLY SAGEM S.A.)
Ticker: Security ID: FR0000073272
Meeting Date: MAY 25, 2007 Meeting Type: Annual/Special
Record Date: MAY 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Management and Supervisory
Board
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.22 per Share
3 Accept Consolidated Financial Statements For For Management
and Statutory Reports
4 Approve Special Auditors' Report For Against Management
Regarding Related-Party Transactions
5 Ratify Appintment of Christophe Burg as For Against Management
Supervisory Board Member
6 Ratify Appintment of Francis Mer as For Against Management
Supervisory Board Member
7 Ratify Appintment of Michel Toussan as For Against Management
Supervisory Board Member
8 Ratify Appintment of Didier Lallement as For Against Management
Supervisory Board Member
9 Authorize Repurchase of Up to 10 Percent For Against Management
of Issued Share Capital
10 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
11 Authorize Capitalization of Reserves of For For Management
Up to EUR 100 Million for Bonus Issue or
Increase in Par Value
12 Approve Stock Option Plans Grants For For Management
13 Amend Employee Savings-Related Share For Against Management
Purchase Plan
14 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan
15 Set Global Limit for Capital Increase to For For Management
Result from All Issuance Requests at EUR
110 Million
16 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SANKYO CO. LTD. (OTC)
Ticker: 6417 Security ID: JP3326410002
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 50
2.1 Appoint Internal Statutory Auditor For For Management
2.2 Appoint Internal Statutory Auditor For For Management
2.3 Appoint Internal Statutory Auditor For For Management
2.4 Appoint Internal Statutory Auditor For For Management
3 Approve Appointment of External Audit For For Management
Firm
4 Approve Retirement Bonuses for Statutory For Against Management
Auditors
- --------------------------------------------------------------------------------
SANKYO CO. LTD. (OTC)
Ticker: 6417 Security ID: JP3326410002
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 50
2.1 Appoint Internal Statutory Auditor For For Management
2.2 Appoint Internal Statutory Auditor For For Management
2.3 Appoint Internal Statutory Auditor For For Management
2.4 Appoint Internal Statutory Auditor For For Management
3 Approve Appointment of External Audit For For Management
Firm
4 Approve Retirement Bonuses for Statutory For Against Management
Auditors
- --------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO)
Ticker: Security ID: FR0000120578
Meeting Date: MAY 31, 2007 Meeting Type: Annual/Special
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.75 per Share
4 Approve Special Auditors' Report For Against Management
Regarding Related-Party Transactions
5 Reelect Gerard Van Kemmel as Director For For Management
6 Authorize Repurchase of Up to Ten Percent For Against Management
of Issued Share Capital
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1.4 Billion
8 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 800 Million
9 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue or
Increase in Par Value
10 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
11 Amend Employee Savings-Related Share For For Management
Purchase Plan
12 Approve Stock Option Plans Grants For For Management
13 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Allow Board to Use Authorizations and For Against Management
Delegations Granted in Items 6 to 14
Above in the Event of a Public Tender
Offer
16 Amend Articles of Association Re: Attend For For Management
and Vote to the General Meetings through
Videoconference and Telecommunication
17 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO)
Ticker: Security ID: FR0000120578
Meeting Date: MAY 31, 2007 Meeting Type: Annual/Special
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.75 per Share
4 Approve Special Auditors' Report For Against Management
Regarding Related-Party Transactions
5 Reelect Gerard Van Kemmel as Director For For Management
6 Authorize Repurchase of Up to Ten Percent For Against Management
of Issued Share Capital
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1.4 Billion
8 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 800 Million
9 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue or
Increase in Par Value
10 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
11 Amend Employee Savings-Related Share For For Management
Purchase Plan
12 Approve Stock Option Plans Grants For For Management
13 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Allow Board to Use Authorizations and For Against Management
Delegations Granted in Items 6 to 14
Above in the Event of a Public Tender
Offer
16 Amend Articles of Association Re: Attend For For Management
and Vote to the General Meetings through
Videoconference and Telecommunication
17 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SECOM CO. LTD.
Ticker: 9735 Security ID: JP3421800008
Meeting Date: JUN 27, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 80
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
2.11 Elect Director For For Management
2.12 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For Against Management
3.3 Appoint Internal Statutory Auditor For For Management
3.4 Appoint Internal Statutory Auditor For For Management
4 Approve Retirement Bonuses for Directors For For Management
- --------------------------------------------------------------------------------
SECOM CO. LTD.
Ticker: 9735 Security ID: JP3421800008
Meeting Date: JUN 27, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 80
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
2.11 Elect Director For For Management
2.12 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For Against Management
3.3 Appoint Internal Statutory Auditor For For Management
3.4 Appoint Internal Statutory Auditor For For Management
4 Approve Retirement Bonuses for Directors For For Management
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SMAWF Security ID: DE0007236101
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Supervisory Board Report, None Management
Corporate Governance Report, and
Remuneration Report
2 Receive Financial Statements and None Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.45 per Share
4 Approve Discharge of Management Board for For Abstain Management
Fiscal 2005/2006
5 Approve Discharge of Supervisory Board For Abstain Management
for Fiscal 2005/2006
6 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors for
Fiscal 2006/2007
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
8 Amend Articles Re: Supervisory Board For For Management
Meetings and Decisionmaking
9 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
- --------------------------------------------------------------------------------
SOGEFI
Ticker: Security ID: IT0000076536
Meeting Date: APR 20, 2007 Meeting Type: Annual/Special
Record Date: APR 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports for the Fiscal Year 2006 Vote
2 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares; Revoke Vote
Previously Granted Authorisation
3 Fix Number of Directors on the Board; For Did Not Management
Elect Directors for the Three-Year term Vote
2007-2009; Determine Directors'
Remuneration
4 Extend External Auditors for the For Did Not Management
Three-Year Term 2007-2009 Vote
5 Approve Stock Option Plan for 2007 in For Did Not Management
favour of Key Employees of Foreign Vote
Subsidiaries
6 Approve Stock Option Plan for 2007 in For Did Not Management
favour of the CEO and Key Employees of Vote
the Company and its Italian Subsidiaries
1 Amend Articles 12, 13, 17, 18, 19, 26 of For Did Not Management
the Bylaws to Comply with the Italian Law Vote
n. 262/2005
- --------------------------------------------------------------------------------
SQUARE ENIX CO. LTD. (FORMERLY ENIX CO.)
Ticker: 9684 Security ID: JP3164630000
Meeting Date: JUN 23, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 25
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For Against Management
3.2 Appoint Internal Statutory Auditor For For Management
3.3 Appoint Internal Statutory Auditor For For Management
3.4 Appoint Internal Statutory Auditor For For Management
3.5 Appoint Internal Statutory Auditor For For Management
4 Approve Retirement Bonuses for Director For For Management
and Statutory Auditors
5 Approve Stock Option Plan for Directors For For Management
- --------------------------------------------------------------------------------
SQUARE ENIX CO. LTD. (FORMERLY ENIX CO.)
Ticker: 9684 Security ID: JP3164630000
Meeting Date: JUN 23, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 25
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For Against Management
3.2 Appoint Internal Statutory Auditor For For Management
3.3 Appoint Internal Statutory Auditor For For Management
3.4 Appoint Internal Statutory Auditor For For Management
3.5 Appoint Internal Statutory Auditor For For Management
4 Approve Retirement Bonuses for Director For For Management
and Statutory Auditors
5 Approve Stock Option Plan for Directors For For Management
- --------------------------------------------------------------------------------
TECMO LTD.
Ticker: 9650 Security ID: JP3545060000
Meeting Date: MAR 28, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Expand Business Lines For For Management
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For For Management
4 Approve Executive Stock Option Plan For For Management
5 Approve Special Payments to Continuing For Against Management
Directors and Statutory Auditors in
Connection with Abolition of Retirement
Bonus System, and Special Payment to
Family of Deceased Director
- --------------------------------------------------------------------------------
TITAN CEMENT CO
Ticker: Security ID: GRS074083007
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statement and Directors For Did Not Management
and Auditors Reports Thereon; Allocation Vote
of Income and Dividends
2 Approve Discharge of Board and Auditors For Did Not Management
Vote
3 Elect Directors and Designate Independent For Did Not Management
Board Members Vote
4 Approve Auditors, Alternate Auditors and For Did Not Management
Fix Their Remuneration Vote
5 Approve Remuneration of Directors For Did Not Management
Vote
6 Approve Service Agreements with Board For Did Not Management
Member Vote
7 Amend Articles to Reflect Changes in For Did Not Management
Capital Vote
8 Authorize Capitalization of Reserves for For Did Not Management
Bonus Issue Vote
9 Amend Articles to Reflect Changes in For Did Not Management
Capital Following Decision Above Vote
10 Authorize Share Repurchase Program For Did Not Management
Vote
11 Approve Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
TITAN CEMENT CO
Ticker: Security ID: GRS074083007
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statement and Directors For Did Not Management
and Auditors Reports Thereon; Allocation Vote
of Income and Dividends
2 Approve Discharge of Board and Auditors For Did Not Management
Vote
3 Elect Directors and Designate Independent For Did Not Management
Board Members Vote
4 Approve Auditors, Alternate Auditors and For Did Not Management
Fix Their Remuneration Vote
5 Approve Remuneration of Directors For Did Not Management
Vote
6 Approve Service Agreements with Board For Did Not Management
Member Vote
7 Amend Articles to Reflect Changes in For Did Not Management
Capital Vote
8 Authorize Capitalization of Reserves for For Did Not Management
Bonus Issue Vote
9 Amend Articles to Reflect Changes in For Did Not Management
Capital Following Decision Above Vote
10 Authorize Share Repurchase Program For Did Not Management
Vote
11 Approve Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
TITAN CEMENT CO
Ticker: Security ID: GRS074083007
Meeting Date: MAY 29, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan Grants For Did Not Management
Vote
- --------------------------------------------------------------------------------
TITAN CEMENT CO
Ticker: Security ID: GRS074083007
Meeting Date: MAY 29, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan Grants For Did Not Management
Vote
- --------------------------------------------------------------------------------
UMICORE(FRMLY UNION MINIERE S.A.)
Ticker: Security ID: BE0003626372
Meeting Date: OCT 24, 2006 Meeting Type: Special
Record Date: OCT 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report of the Board of Directors Did Not Management
on the Authorized Capital Vote
1.2 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
2 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
3.1 Receive Report of the Board of Directors Did Not Management
on the Merger through Absorption of Vote
Umicore Immo
3.2 Approve Merger by Absorption of Umicore For Did Not Management
Immo Vote
- --------------------------------------------------------------------------------
UNILEVER N.V.
Ticker: UN Security ID: 904784709
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAY 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE ANNUAL ACCOUNTS AND For For Management
APPROPRIATION OF THE PROFIT FOR THE 2006
FINANCIAL YEAR.
2 DISCHARGE OF THE EXECUTIVE DIRECTORS. For For Management
3 DISCHARGE OF THE NON-EXECUTIVE DIRECTORS. For For Management
4.a DIRECTOR P.J. CESCAU For For Management
4.b DIRECTOR C.J. VAN DER GRAAF For For Management
4.c DIRECTOR R.D. KUGLER For For Management
5.a DIRECTOR THE LORD LEON BRITTAN For For Management
5.b DIRECTOR PROFESSOR W. DIK For For Management
5.c DIRECTOR C.E. GOLDEN For For Management
5.d DIRECTOR DR. B.E. GROTE For For Management
5.e DIRECTOR LORD DAVID SIMON For For Management
5.f DIRECTOR J.C. SPINETTA For For Management
5.g DIRECTOR K.J. STORM For For Management
5.h DIRECTOR J. VAN DER VEER For For Management
5.i DIRECTOR PROF. G. BERGER For For Management
5.j DIRECTOR N. MURTHY For For Management
5.k DIRECTOR H. NYASULU For For Management
5.l DIRECTOR M TRESCHOW For For Management
6 REMUNERATION OF EXECUTIVE DIRECTORS For For Management
7 REMUNERATION OF NON-EXECUTIVE DIRECTORS For For Management
8 ALTERATION TO THE ARTICLES OF ASSOCIATION For For Management
9 APPOINTMENT OF AUDITORS CHARGED WITH THE For For Management
AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2007 FINANCIAL YEAR
10 DESIGNATION OF THE BOARD OF DIRECTORS AS For For Management
THE COMPANY BODY AUTHORIZED IN RESPECT OF
THE ISSUE OF SHARES IN THE COMPANY.
11 AUTHORIZATION OF THE BOARD OF DIRECTORS For For Management
TO PURCHASE SHARES IN THE COMPANY AND
DEPOSITARY RECEIPTS THEREFOR.
- --------------------------------------------------------------------------------
UPM-KYMMENE OY (FORMERLY KYMMENE CORP.)
Ticker: Security ID: FI0009005987
Meeting Date: MAR 27, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and Did Not Management
Statutory Reports Vote
1.2 Receive Auditor's Report Did Not Management
Vote
1.3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
1.4 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.75 Per Share Vote
1.5 Approve Discharge of Board and President For Did Not Management
Vote
1.6 Approve Remuneration of Directors and For Did Not Management
Auditors Vote
1.7 Fix Number of Directors at 11 For Did Not Management
Vote
1.8 Reelect Michael Bottenheim, Berndt For Did Not Management
Brunow, Karl Grotenfeld, Georg Holzhey, Vote
Wendy Lane, Jorma Ollila, Ursula Ranin,
Francoise Sampermans, and Vesa Vainio as
Directors; Elect Veli-Matti Reinikkala
and Jussi Pesonen as New Directors
1.9 Appoint PricewaterhouseCoopers as For Did Not Management
Auditors;Appoint Deputy Auditors Vote
2 Amend Articles Re: Delete References to For Did Not Management
Minimum and Maximum Share Capital; Delete Vote
Provision on Directors' Retirement Age;
Other Amendments
3 Authorize Repurchase of up to 10 Percent For Did Not Management
of Issued Share Capital Vote
4 Approve Creation of Pool of Capital For Did Not Management
without Preemptive Rights Vote
5 Amend March 19, 2002 and March 31, 2005, For Did Not Management
Option Programs Re: Record Subscription Vote
Prices in Invested Non-restricted Equity
Fund
6 Approve Reduction in Share Premium For Did Not Management
Reserve and Legal Reserve Vote
7 Approve Stock Option Plan for Key For Did Not Management
Employees and Company Subsidiaries; Vote
Approve Creation of Pool of Conditional
Capital to Guarantee Conversion Rights
- --------------------------------------------------------------------------------
VIVENDI SA (FORMERLY VIVENDI UNIVERSAL)
Ticker: VIV Security ID: FR0000127771
Meeting Date: APR 19, 2007 Meeting Type: Annual/Special
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Approve Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
4 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.20 per Share Vote
5 Ratify Appointment of Mehdi Dazi as For Did Not Management
Supervisory Board Member Vote
6 Authorize Repurchase of Up to 10 Percent For Did Not Management
of Issued Share Capital Vote
7 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
8 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 500 Million
9 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 500 Million for Bonus Issue or Vote
Increase in Par Value
10 Approve Employee Savings-Related Share For Did Not Management
Purchase Plan Vote
11 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
12 Amend Articles Board Related: Election of For Did Not Management
Employee Representative to the Vote
Supervisory Board
13 Amend Articles Board Related: Attend For Did Not Management
Supervisory Board and Management Board Vote
Meetings Through Videoconference and
Telecommunication
14 Amend Articles of Association Re: Record For Did Not Management
Date Vote
15 M0126 Amend Articles of Association Re: For Did Not Management
Disclosure Threshold Requirements Vote
16 Amend Articles of Association Re: Voting For Did Not Management
Rights Vote
17 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
===================== THE TOCQUEVILLE SMALL CAP VALUE FUND =====================
A. SCHULMAN, INC.
Ticker: SHLM Security ID: 808194104
Meeting Date: DEC 7, 2006 Meeting Type: Annual
Record Date: OCT 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
03 APPROVE STOCK COMPENSATION PLAN For Against Management
- --------------------------------------------------------------------------------
ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 6, 2007 Meeting Type: Annual
Record Date: JAN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
ARCH CHEMICALS, INC.
Ticker: ARJ Security ID: 03937R102
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Cavanagh For For Management
1.2 Elect Director Michael O. Magdol For Withhold Management
1.3 Elect Director Douglas J. Wetmore For Withhold Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 9, 2006 Meeting Type: Annual
Record Date: SEP 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 APPROVE STOCK COMPENSATION PLAN For Against Management
03 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
04 S/H PROPOSAL - SEPARATE CHAIRMAN/CEO Against For Management
- --------------------------------------------------------------------------------
BALDOR ELECTRIC CO.
Ticker: BEZ Security ID: 057741100
Meeting Date: MAY 19, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean A. Mauldin For For Management
1.2 Elect Director R.L. Qualls For Withhold Management
1.3 Elect Director Barry K. Rogstad For Withhold Management
1.4 Elect Director Ronald E. Tucker For For Management
- --------------------------------------------------------------------------------
BOB EVANS FARMS, INC.
Ticker: BOBE Security ID: 096761101
Meeting Date: SEP 11, 2006 Meeting Type: Annual
Record Date: JUL 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 APPROVE STOCK COMPENSATION PLAN For For Management
03 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
04 S/H PROPOSAL - DECLASSIFY BOARD Against For Management
05 S/H PROPOSAL - CORPORATE GOVERNANCE Against For Management
- --------------------------------------------------------------------------------
CAMBREX CORP.
Ticker: CBM Security ID: 132011107
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosina B. Dixon, M.D. For For Management
1.2 Elect Director Roy W. Haley For For Management
1.3 Elect Director Leon J. Hendrix, Jr. For For Management
1.4 Elect Director Ilan Kaufthal For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For Against Management
- --------------------------------------------------------------------------------
CAMBREX CORPORATION
Ticker: CBM Security ID: 132011107
Meeting Date: JUL 27, 2006 Meeting Type: Annual
Record Date: JUN 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
03 S/H PROPOSAL - DECLASSIFY BOARD Against For Management
- --------------------------------------------------------------------------------
CAMBREX CORPORATION
Ticker: CBM Security ID: 132011107
Meeting Date: FEB 5, 2007 Meeting Type: Special
Record Date: DEC 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 AUTHORIZE SALE OF ASSETS For For Management
02 APPROVE MOTION TO ADJOURN MEETING For Against Management
- --------------------------------------------------------------------------------
COMPUTER HORIZONS CORP.
Ticker: CHRZ Security ID: 205908106
Meeting Date: DEC 20, 2006 Meeting Type: Special
Record Date: NOV 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
COMPUTER HORIZONS CORP.
Ticker: CHRZ Security ID: 205908106
Meeting Date: FEB 14, 2007 Meeting Type: Annual
Record Date: DEC 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 AUTHORIZE SALE OF ASSETS For For Management
02 AUTHORIZE SALE OF ASSETS For For Management
03 APPROVE LIQUIDATION PLAN For For Management
04 APPROVE MOTION TO ADJOURN MEETING For Against Management
- --------------------------------------------------------------------------------
CONVERGYS CORP.
Ticker: CVG Security ID: 212485106
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Philip A. Odeen For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Reincorporate in Another State [ Ohio to Against For Shareholder
Delaware ]
- --------------------------------------------------------------------------------
COSI, INC
Ticker: COSI Security ID: 22122P101
Meeting Date: MAY 14, 2007 Meeting Type: Annual
Record Date: APR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Demilio For Withhold Management
1.2 Elect Director Creed L. Ford, III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CRUCELL NV
Ticker: CRXL Security ID: 228769105
Meeting Date: JUN 1, 2007 Meeting Type: Annual
Record Date: APR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO MAINTAIN THE USE OF THE For For Management
ENGLISH LANGUAGE FOR THE ANNUAL ACCOUNTS
OF THE COMPANY.
2 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR For For Management
THE FINANCIAL YEAR 2006 ENDED 31 DECEMBER
2006.
3 GRANT RELEASE FROM LIABILITY TO THE For For Management
MEMBERS OF THE BOARD OF MANAGEMENT FOR
THEIR MANAGEMENT.
4 GRANT RELEASE FROM LIABILITY TO THE For For Management
MEMBERS OF THE SUPERVISORY BOARD FOR
THEIR SUPERVISION.
5 Ratify Auditors For For Management
6 EXTEND AUTHORITY TO THE BOARD OF For For Management
MANAGEMENT TO REPURCHASE SHARES IN THE
COMPANY S SHARE CAPITAL FOR A PERIOD OF
18 MONTHS.
7 RESIGNATION OF MR. SEAN LANCE AS MEMBER For For Management
OF THE SUPERVISORY BOARD AND PROPOSAL TO
RE-APPOINT HIM AS MEMBER OF THE
SUPERVISORY BOARD.
8 RESIGNATION OF MR. WILHELMSSON AS MEMBER For For Management
OF THE SUPERVISORY BOARD AND PROPOSAL TO
RE-APPOINT HIM AS MEMBER OF THE
SUPERVISORY BOARD.
9 RESIGNATION OF MR. JUERG WITMER AS MEMBER For For Management
OF THE SUPERVISORY BOARD AND PROPOSAL TO
GRANT DISCHARGE TO HIM.
10 RESIGNATION OF MR. CLAUDE THOMANN AS For For Management
MEMBER OF THE SUPERVISORY BOARD AND
PROPOSAL TO GRANT DISCHARGE TO HIM.
- --------------------------------------------------------------------------------
DATASCOPE CORP.
Ticker: DSCP Security ID: 238113104
Meeting Date: DEC 12, 2006 Meeting Type: Annual
Record Date: OCT 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For NULL Management
01 LAWRENCE SAPER For For Management
01 ROBERT KLATELL For Withheld Management
- --------------------------------------------------------------------------------
DEPOMED, INC.
Ticker: DEPO Security ID: 249908104
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Fara, Ph.D. For Withhold Management
1.2 Elect Director G. Steven Burrill For Withhold Management
1.3 Elect Director John W. Shell, Ph.D. For Withhold Management
1.4 Elect Director Craig R. Smith, M.D. For For Management
1.5 Elect Director Peter D. Staple For Withhold Management
1.6 Elect Director Julian N. Stern For Withhold Management
1.7 Elect Director David B. Zenoff For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FEDERAL SIGNAL CORP.
Ticker: FSS Security ID: 313855108
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Mccartney For For Management
1.2 Elect Director Robert M. Gerrity For For Management
1.3 Elect Director Robert S. Hamada For For Management
1.4 Elect Director Brenda Reichelderfer For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
FEI COMPANY
Ticker: FEIC Security ID: 30241L109
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: APR 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Attardo For For Management
1.2 Elect Director Lawrence A. Bock For For Management
1.3 Elect Director Wilfred J. Corrigan For For Management
1.4 Elect Director Don R. Kania For For Management
1.5 Elect Director Thomas F. Kelly For For Management
1.6 Elect Director William W. Lattin For For Management
1.7 Elect Director Jan C. Lobbezoo For For Management
1.8 Elect Director Gerhard H. Parker For For Management
1.9 Elect Director James T. Richardson For For Management
1.10 Elect Director Donald R. VanLuvanee For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
HERCULES INC.
Ticker: HPC Security ID: 427056106
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Hunter, III For For Management
1.2 Elect Director Robert D. Kennedy For For Management
1.3 Elect Director Craig A. Rogerson For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
HORNBECK OFFSHORE SERVICES, INC.
Ticker: HOS Security ID: 440543106
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: MAR 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Hunt For Withhold Management
1.2 Elect Director Bernie W. Stewart For Withhold Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
INPUT/OUTPUT, INC.
Ticker: IO Security ID: 457652105
Meeting Date: MAY 21, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin Myers For Withhold Management
1.2 Elect Director Bruce S. Appelbaum, Ph.D. For For Management
1.3 Elect Director S. James Nelson, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERMEC INC
Ticker: IN Security ID: 458786100
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Claire W. Gargalli For For Management
1.3 Elect Director Gregory K. Hinckley For For Management
1.4 Elect Director Lydia H. Kennard For For Management
1.5 Elect Director Allen J. Lauer For For Management
1.6 Elect Director Stephen P. Reynolds For For Management
1.7 Elect Director Steven B. Sample For For Management
1.8 Elect Director Oren G. Shaffer For For Management
1.9 Elect Director Larry D. Yost For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORPORATION
Ticker: IRF Security ID: 460254105
Meeting Date: NOV 20, 2006 Meeting Type: Annual
Record Date: SEP 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
INTERVOICE, INC.
Ticker: INTV Security ID: 461142101
Meeting Date: JUL 12, 2006 Meeting Type: Annual
Record Date: MAY 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 SAJ-NICOLE A. JONI PHD For For Management
1.2 GERALD F. MONTRY For For Management
1.3 JOSEPH J. PIETROPAOLO For Withheld Management
1.4 GEORGE C. PLATT For For Management
1.5 DONALD B. REED For For Management
1.6 JACK P. REILY For For Management
1.7 ROBERT E. RITCHEY For For Management
02 TRANSACT OTHER BUSINESS For Against Management
- --------------------------------------------------------------------------------
KEITHLEY INSTRUMENTS, INC.
Ticker: KEI Security ID: 487584104
Meeting Date: FEB 10, 2007 Meeting Type: Annual
Record Date: DEC 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 JOSEPH P. KEITHLEY For For Management
1.2 BRIAN J. JACKMAN* For For Management
1.3 BRIAN R. BACHMAN* For For Management
1.4 DR. N. MOHAN REDDY* For For Management
1.5 JAMES T. BARTLETT For For Management
1.6 THOMAS A. SAPONAS For For Management
1.7 JAMES B. GRISWOLD For For Management
1.8 BARBARA V. SCHERER For For Management
1.9 LEON J. HENDRIX, JR. For For Management
1.11 R. ELTON WHITE For Withheld Management
- --------------------------------------------------------------------------------
MENTOR GRAPHICS CORP.
Ticker: MENT Security ID: 587200106
Meeting Date: JUN 14, 2007 Meeting Type: Annual
Record Date: APR 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Bonfield For Withhold Management
1.2 Elect Director Marsha B. Congdon For Withhold Management
1.3 Elect Director James R. Fiebiger For Withhold Management
1.4 Elect Director Gregory K. Hinckley For For Management
1.5 Elect Director Kevin C. Mcdonough For For Management
1.6 Elect Director Patrick B. Mcmanus For Withhold Management
1.7 Elect Director Walden C. Rhines For For Management
1.8 Elect Director Fontaine K. Richardson For For Management
2 Amend Non-Employee Director Omnibus Stock For Against Management
Plan
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION
Ticker: MENT Security ID: 587200106
Meeting Date: NOV 29, 2006 Meeting Type: Special
Record Date: OCT 2, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 AMEND STOCK COMPENSATION PLAN For Against Management
- --------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
Ticker: METH Security ID: 591520200
Meeting Date: SEP 14, 2006 Meeting Type: Annual
Record Date: JUL 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
NATIONAL RETAIL PROPERTIES, INC.
Ticker: NNN Security ID: 637417106
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin B. Habicht For Withhold Management
1.2 Elect Director Clifford R. Hinkle For Withhold Management
1.3 Elect Director Richard B. Jennings For Withhold Management
1.4 Elect Director Ted B. Lanier For For Management
1.5 Elect Director Robert C. Legler For For Management
1.6 Elect Director Craig Macnab For Withhold Management
1.7 Elect Director Robert Martinez For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
OLIN CORP.
Ticker: OLN Security ID: 680665205
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Robert Bunch For For Management
1.2 Elect Director Randall W. Larrimore For For Management
1.3 Elect Director Anthony W. Ruggiero For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PERFORMANCE FOOD GROUP CO.
Ticker: PFGC Security ID: 713755106
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary C. Doswell For Withhold Management
1.2 Elect Director Robert C. Sledd For Withhold Management
1.3 Elect Director Steven L. Spinner For Withhold Management
- --------------------------------------------------------------------------------
PERRIGO COMPANY
Ticker: PRGO Security ID: 714290103
Meeting Date: NOV 10, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 GARY M. COHEN For For Management
01 DAVID T. GIBBONS For For Management
01 RAN GOTTFRIED For Withheld Management
- --------------------------------------------------------------------------------
PHARMION CORP
Ticker: PHRM Security ID: 71715B409
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian G. Atwood For For Management
1.2 Elect Director M. James Barrett For For Management
1.3 Elect Director Edward J. Mckinley For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
POWERWAVE TECHNOLOGIES, INC.
Ticker: PWAV Security ID: 739363109
Meeting Date: OCT 27, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
PRESSTEK, INC.
Ticker: PRST Security ID: 741113104
Meeting Date: JUN 7, 2007 Meeting Type: Annual
Record Date: APR 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Marino For For Management
1.2 Elect Director John W. Dreyer For For Management
1.3 Elect Director Daniel S. Ebenstein For Withhold Management
1.4 Elect Director Lawrence Howard For Withhold Management
1.5 Elect Director Michael D. Moffitt For Withhold Management
1.6 Elect Director Brian Mullaney For For Management
1.7 Elect Director Steven N. Rappaport For Withhold Management
1.8 Elect Director Donald C. Waite, III For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SALIX PHARMACEUTICALS LTD
Ticker: SLXP Security ID: 795435106
Meeting Date: JUN 14, 2007 Meeting Type: Annual
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chappell For Withhold Management
1.2 Elect Director Thomas W. D'Alonzo For Withhold Management
1.3 Elect Director Richard A. Franco, Sr. For Withhold Management
1.4 Elect Director William Harral III For Withhold Management
1.5 Elect Director William P. Keane For Withhold Management
1.6 Elect Director Carolyn J. Logan For Withhold Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORP.
Ticker: SXT Security ID: 81725T100
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hank Brown For For Management
1.2 Elect Director Fergus M. Clydesdale For For Management
1.3 Elect Director James A.D. Croft For For Management
1.4 Elect Director William V. Hickey For For Management
1.5 Elect Director Kenneth P. Manning For For Management
1.6 Elect Director Peter M. Salmon For For Management
1.7 Elect Director Elaine R. Wedral For For Management
1.8 Elect Director Essie Whitelaw For For Management
2 Ratify Auditors For Against Management
3 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
SYNTROLEUM CORP.
Ticker: SYNM Security ID: 871630109
Meeting Date: APR 23, 2007 Meeting Type: Annual
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth L. Agee For Withhold Management
1.2 Elect Director P. Anthony Jacobs For Withhold Management
1.3 Elect Director James R. Seward For Withhold Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
VEECO INSTRUMENTS, INC.
Ticker: VECO Security ID: 922417100
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heinz K. Fridrich For For Management
1.2 Elect Director Roger D. McDaniel For For Management
1.3 Elect Director Irwin H. Pfister For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
WATSCO, INC.
Ticker: WSO.B Security ID: 942622200
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date: APR 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Berner III For For Management
1.2 Elect Director Denise Dickins For For Management
1.3 Elect Director Gary L. Tapella For Withhold Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
WESTELL TECHNOLOGIES, INC.
Ticker: WSTL Security ID: 957541105
Meeting Date: SEP 21, 2006 Meeting Type: Annual
Record Date: JUL 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
- --------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP
Ticker: WMGI Security ID: 98235T107
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Barry Bays For Withhold Management
1.2 Elect Director Martin J. Emerson For For Management
1.3 Elect Director Lawrence W. Hamilton For For Management
1.4 Elect Director Gary D. Henley For Withhold Management
1.5 Elect Director John L. Miclot For For Management
1.6 Elect Director Robert J. Quillinan For For Management
1.7 Elect Director David D. Stevens For For Management
1.8 Elect Director Thomas E. Timbie For Withhold Management
1.9 Elect Director James T. Treace For Withhold Management
2 Ratify Auditors For Against Management
========== END NPX REPORT
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
The Tocqueville Trust
By: /s/ Robert Kleinschmidt
----------------------------
Robert Kleinschmidt
President
Date: August 27, 2007