UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-07326
-------------------------------------
Gabelli Investor Funds, Inc.
----------------------------------------------------------------
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, NY
10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
-------------------------
Date of fiscal year end: December 31
----------------
Date of reporting period: July 1, 2003 - June 30, 2004
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2003 TO JUNE 30, 2004
- ------------------------------------------------------------------------------------------------------------------------------------
RFS HOTEL INVESTORS, INC. RFS Special Meeting Date: 07/08/2003
Issuer: 74955J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT, AS AMENDED, BY AND Management For No No
AMONG CNL HOSPITALITY PROPERTIES, INC., A MARYLAND
CORPORATION, CNL ROSE ACQUISITION CORP., A DELAWARE
CORPORATION, RFS HOTEL INVESTORS, INC., A TENNESSEE
CORPORATION, CNL ROSE ACQUISITION OP, LP, A TENNESSEE
LIMITED PARTNERSHIP, AND RFS PARTNERSHIP, L.P.,
A TENNESSEE LIMITED PARTNERSHIP.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 10,000 10,000 06/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY PLC AGM Meeting Date: 07/08/2003
Issuer: G7769A106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE DIRECTORS REPORT AND THE Management For No
ACCOUNTS FOR THE YE 29 MAR 2 003
2. APPROVE THE DIRECTOR REMUNERATION REPORT FOR THE Management For No
YE 29 MAR 2003
3. DECLARE A FINAL DIVIDEND OF 6.61 PENCE PER ORDINARY Management For No
SHARE
4. RE-ELECT MR. L.R. CHRISTENSEN AS A DIRECTOR Management For No
5. RE-ELECT MR. R.G. WILLIAMS AS A DIRECTOR Management For No
6. RE-ELECT MR. P. FOY AS A DIRECTOR Management For No
7. RE-ELECT MISS. S. HINTZE AS A DIRECTOR Management For No
8. RE-ELECT MR. P.A. SMITH AS A DIRECTOR Management For No
9. RE-APPOINT KPMG, AUDIT PLC, CHARTERED ACCOUNTANTS, Management For No
AS THE AUDITORS OF THE COMP ANY UNTIL THE CONCLUSION OF
THE NEXT AGM
10. AUTHORIZE THE DIRECTORS TO AGREE TO THE REMUNERATION Management For No
OF THE AUDITORS
S.11 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH THE Management For No
ARTICLE 6 OF THE ARTICLES OF ASS OCIATION, TO MAKE
MARKET PURCHASES SECTION 163 OF THE COMPANIES ACT 1985
OF ORDINARY SHARES, UP TO A NUMBER NOT GREATER THAN 10%
OF THE ISSUED ORDINARY SH ARE CAPITAL AS AT 21 MAY 2003,
OF 25 PENCE EACH IN THE CAPITAL OF THE COMPANY, AT A
MINIMUM PRICE OF 25 PENCE AND UP TO 105% OF THE AVERAGE
MIDDLE MARKET QU OTATIONS FOR SUCH SHARES DERIVED FROM
THE DAILY OFFICIAL LIST OF THE LONDON ST OCK EXCHANGE
PLC, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES THE EA RLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY IN 2004 OR 15 MONTHS ; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARE S WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
12. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS BY ARTICLE 8(B) OF T HE ARTICLES OF
ASSOCIATION OF THE COMPANY FOR THE PERIOD EXPIRING 15
MONTHS AF TER THE DATE OF THE PASSING OF THIS RESOLUTION
OR THE DATE OF THE NEXT AGM OF THE COMPANY IN 2004,
WHICHEVER IS THE EARLIER, AND FOR THIS PERIOD THE
SECTION 80 AMOUNT ARTICLE 8(E) OF THE ARTICLES OF
ASSOCIATION IS GBP 100.5 MILLION BEING APPROXIMATELY
EQUAL TO THE AGGREGATE OF ONE THIRD OF THE NOMINAL VALUE
OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AND
THE NOMINAL VALUE OF S HARES UNDER OPTION
S.13 APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS BY ARTICLE 8(C) OF T HE ARTICLES OF
ASSOCIATION OF THE COMPANY FOR THE PERIOD EXPIRING 15
MONTHS AF TER THE DATE OF THE PASSING OF THIS RESOLUTION
OR THE DATE OF THE NEXT AGM OF THE COMPANY IN 2004,
WHICHEVER IS EARLIER AND FOR THIS PERIOD THE SECTION 89
A MOUNT ARTICLE 8(E) OF THE ARTICLES OF ASSOCIATION IS
GBP 13.2 MILLION BEING APPROXIMATELY EQUAL TO 5% OF THE
NOMINAL VALUE OF THE ISSUED ORDINARY SHARE C APITAL OF
THE COMPANY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 000 44,000 44,000 06/30/2003
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HOMEFED CORPORATION HFDC Annual Meeting Date: 07/09/2003
Issuer: 43739D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENTS TO THE COMPANY S RESTATED Shareholder For No No
CERTIFICATE OF INCORPORATION, AS AMENDED, TO EFFECT A
REVERSE/FORWARD STOCK SPLIT AND TO REDUCE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE IN
CONNECTION WITH THE REVERSE/FORWARD STOCK SPLIT.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY S RESTATED Shareholder Against Yes No
CERTIFICATE OF INCORPORATION, AS AMENDED, TO CREATE A
CLASS OF PREFERRED STOCK, OF WHICH 3,000,000 SHARES WILL
BE AUTHORIZED.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY S 1999 Management For No No
STOCK INCENTIVE PLAN TO INCREASE TO 200,000 THE NUMBER
OF SHARES OF COMMON STOCK THAT WOULD BE AVAILABLE UNDER
THE PLAN IF THE PROPOSED REVERSE/ FORWARD STOCK SPLIT IS
EFFECTED.
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS TO AUDIT THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE YEAR ENDED DECEMBER 31, 2003.
06 AUTHORIZATION FOR THE PROXIES TO VOTE UPON SUCH Management For No No
OTHER BUSINESS AS MAY PROPERLY BE PRESENTED TO
THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS
THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 208 3,169 3,169 07/08/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BAYCORP HOLDINGS, LTD. MWH Annual Meeting Date: 07/10/2003
Issuer: 072728 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No No
OF VITALE, CATURANO & COMPANY, PC AS THE COMPANY
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2003.
03 TO AMEND THE COMPANY S CERTIFICATE OF INCORPORATION Shareholder For No No
TO REDUCE THE AUTHORIZED CAPITAL STOCK FROM 20,000,000
COMMON SHARES AND 5,000,000 PREFERRED SHARES TO
4,000,000 COMMON SHARES AND 1,000,000 PREFERRED SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 5,000 5,000 07/08/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GUCCI GROUP N.V. GUC Annual Meeting Date: 07/16/2003
Issuer: 401566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
4A TO ADOPT THE STATUTORY ACCOUNTS FOR FISCAL 2002 Management For No No
4B TO APPROVE THE MANAGEMENT PERFORMED BY THE MANAGEMENT Management For No No
BOARD AND THE SUPERVISION PERFORMED BY THE SUPERVISORY
BOARD DURING FISCAL 2002
05 TO SET THE NUMBER OF MEMBERS OF THE SUPERVISORY Management For No No
BOARD AT EIGHT AND TO APPOINT EIGHT PERSONS AS
MEMBERS OF THE SUPERVISORY BOARD
06 TO APPOINT THREE PERSONS AS MEMBERS OF THE MANAGEMENT Management For No No
BOARD
07 TO EXTEND THE AUTHORITY OF THE MANAGEMENT BOARD Management For No No
TO REPURCHASE SHARES OF THE COMPANY S SHARE CAPITAL
FOR A PERIOD OF 18 MONTHS
08 TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No No
IN ORDER TO RETURN CAPITAL AND AUTHORIZATION
TO EFFECTUATE SUCH AMENDMENTS
09 TO RETAIN PRICEWATERHOUSECOOPERS AS THE COMPANY Management For No No
S AUDITOR
10 TO APPROVE THE COMPANY S COUNTRYWIDE INCENTIVE Management For No No
STOCK OPTION PLAN AND AMEND THE COMPANY S INCENTIVE
STOCK OPTION PLANS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 28,000 28,000 07/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
INSIGNIA FINANCIAL GROUP, INC. IFS Special Meeting Date: 07/22/2003
Issuer: 45767A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO ADOPT THE AMENDED AND RESTATED Management For No No
AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY
28, 2003, BY AND AMONG INSIGNIA FINANCIAL GROUP,
INC., CB RICHARD ELLIS SERVICES, INC., CBRE HOLDING,
INC. AND APPLE ACQUISITION CORP. AND APPROVE
THE MERGER OF APPLE ACQUISITION CORP. WITH AND
INTO INSIGNIA FINANCIAL GROUP, INC. AS PROVIDED
THEREIN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 35,000 35,000 07/16/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BNS CO. BNSXA Annual Meeting Date: 07/28/2003
Issuer: 055961 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE SALE OF THE COMPANY S RHODE ISLAND Management For No No
PROPERTY, CONSTITUTING THE SALE OF SUBSTANTIALLY
ALL OF THE ASSETS OF THE COMPANY.
02 DIRECTOR Management For No No
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2003.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 304 37,000 37,000 07/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CLAYTON HOMES, INC. CMH Special Meeting Date: 07/30/2003
Issuer: 184190 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF APRIL 1, 2003, BY AND AMONG BERKSHIRE
HATHAWAY INC., B MERGER SUB INC. AND CLAYTON
HOMES, INC., AS THE MERGER AGREEMENT MAY BE AMENDED
FROM TIME TO TIME.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 68,600 68,600 07/14/2003
- ------------------------------------------------------------------------------------------------------------------------------------
VERIDIAN CORPORATION VNX Special Meeting Date: 08/07/2003
Issuer: 92342R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF JUNE 9, 2003, BY AND AMONG
GENERAL DYNAMICS CORPORATION, VERIDIAN CORPORATION AND
ASPEN ACQUISITION CORPORATION, A WHOLLY OWNED SUBSIDIARY
OF GENERAL DYNAMICS CORPORATION, AND THE TRANSACTIONS
CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 203 115,000 115,000 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COBALT CORPORATION CBZ Special Meeting Date: 09/23/2003
Issuer: 19074W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF JUNE 3, 2003, AMONG WELLPOINT
HEALTH NETWORKS INC., CROSSROADS ACQUISITION
CORP. AND COBALT CORPORATION, AS AMENDED BY AMENDMENT
NO. 1 THERETO DATED AS OF AUGUST 8, 2003.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 20,000 20,000 09/09/2003
- ------------------------------------------------------------------------------------------------------------------------------------
QUINTILES TRANSNATIONAL CORP. QTRN Special Meeting Date: 09/25/2003
Issuer: 748767 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For No No
OF MERGER, AMONG QUINTILES, PHARMA SERVICES HOLDING,
INC. AND PHARMA SERVICES ACQUISITION CORP., AS AMENDED
BY AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER DATED
AS OF AUGUST 18, 2003, AMONG THE SAME PARTIES, AND THE
TRANSACTIONS CONTEMPLATED THEREBY, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 GRANT THE PROXY HOLDERS THE AUTHORITY TO VOTE Management For No No
IN THEIR DISCRETION REGARDING A MOTION TO ADJOURN
THE SPECIAL MEETING IF NECESSARY TO SATISFY THE
CONDITIONS TO COMPLETING THE MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 50,000 50,000 09/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CHATEAU COMMUNITIES, INC. CPJ Special Meeting Date: 09/30/2003
Issuer: 161726 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF MAY 29, 2003, ATTACHED TO THE PROXY
STATEMENT AS EXHIBIT A, THE MERGER OF CHATEAU
COMMUNITIES, INC. WITH AND INTO CHOPPER MERGER SUB,
L.L.C., A SUBSIDIARY OF HOMETOWN AMERICA, L.L.C.,
SUBSTANTIALLY ON THE TERMS SET FORTH IN THE AGREEMENT
AND PLAN OF MERGER, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 185,000 185,000 09/25/2003
- ------------------------------------------------------------------------------------------------------------------------------------
OVERTURE SERVICES, INC. OVER Special Meeting Date: 10/07/2003
Issuer: 69039R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For No No
PLAN OF MERGER, DATED AS OF JULY 14, 2003, AMONG
OVERTURE SERVICES, INC., YAHOO] INC. AND JULY
2003 MERGER CORP., AND APPROVE THE MERGER CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 15,000 15,000 09/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PRACTICEWORKS, INC. PRWK Special Meeting Date: 10/07/2003
Issuer: 739419 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF JULY 20, 2003, BY AND AMONG PRACTICEWORKS,
INC., EASTMAN KODAK COMPANY AND PEACH ACQUISITION,
INC., PURSUANT TO WHICH PRACTICEWORKS WILL MERGE
WITH PEACH ACQUISITION, A WHOLLY-OWNED SUBSIDIARY
OF KODAK, WITH PRACTICEWORKS BEING THE SURVIVING
CORPORATION AND BECOMING A WHOLLY-OWNED SUBSIDIARY
OF KODAK
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 200,000 200,000 09/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBG Annual Meeting Date: 10/20/2003
Issuer: G4285W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RATIFY AND CONFIRM THE BOARD OF DIRECTORS Management For No No
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITOR OF THE COMPANY UNTIL THE CLOSE OF
THE COMPANY S 2003 ANNUAL GENERAL MEETING AT A FEE TO BE
AGREED BY THE DIRECTORS ACTING THROUGH THE COMPANY S
AUDIT COMMITTEE.
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For No No
AUDITOR FOR THE COMPANY UNTIL THE CLOSE OF THE
COMPANY S 2004 ANNUAL GENERAL MEETING AT A FEE TO BE
AGREED TO BY THE DIRECTORS ACTING THROUGH THE COMPANY S
AUDIT COMMITTEE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 45,120 45,120 10/07/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE FAIRCHILD CORPORATION FA Annual Meeting Date: 11/07/2003
Issuer: 303698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For No No
FOR THE PRESIDENT.
03 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For No No
FOR THE CHIEF EXECUTIVE OFFICER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 20,000 20,000 11/06/2003
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY SATELLITE & TECHNOLOGY, INC. LSTTA Special Meeting Date: 11/12/2003
Issuer: 531182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT, DATED AS OF Management For No No
AUGUST 26, 2003, AMONG THE COMPANY, LIBERTY MEDIA
CORPORATION, AND LIBERTY SATELLITE ACQUISITION CO., AND
APPROVAL OF THE MERGER CONTEMPLATED THEREBY PURSUANT TO
WHICH LIBERTY MEDIA CORPORATION WILL ACQUIRE ALL OF THE
PUBLICLY HELD COMMON STOCK OF LIBERTY SATELLITE &
TECHNOLOGY, INC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 301 20,000 20,000 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
OFFICEMAX, INC. OMX Special Meeting Date: 12/09/2003
Issuer: 67622M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF JULY 13, 2003, AMONG BOISE
CASCADE CORPORATION, CHALLIS CORPORATION AND
OFFICEMAX, INC., AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 700,000 700,000 12/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ROADWAY CORPORATION ROAD Special Meeting Date: 12/09/2003
Issuer: 769742 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For No No
AS OF JULY 8, 2003, BY AND AMONG YELLOW CORPORATION,
YANKEE LLC AND ROADWAY CORPORATION (THE MERGER AGREEMENT
), AND APPROVE THE MERGER AND THE OTHER TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT.
02 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF THE Management For No No
SPECIAL MEETING OF STOCKHOLDERS OF ROADWAY CORPORATION
(THE SPECIAL MEETING ), IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE
ABOVE PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 110,000 110,000 12/03/2003
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST ESSEX BANCORP, INC. FESX Special Meeting Date: 12/10/2003
Issuer: 320103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For No No
MERGER DATED AS OF JUNE 12, 2003 AMONG FIRST
ESSEX BANCORP, INC., SOVEREIGN BANCORP, INC.
AND SOVEREIGN MERGER SUB, INC. AND THE TRANSACTIONS
CONTEMPLATED BY THE AGREEMENT.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For No No
LATER DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO APPROVE THE AGREEMENT AND PLAN OF MERGER AND THE
TRANSACTIONS CONTEMPLATED BY THE AGREEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 25,000 25,000 12/03/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HORIZON ORGANIC HOLDING CORPORATION HCOW Special Meeting Date: 12/18/2003
Issuer: 44043T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF JUNE 29, 2003, BY AND AMONG DEAN
FOODS COMPANY, CAPRICORN ACQUISITION SUB, INC.
AND HORIZON ORGANIC HOLDING CORPORATION.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For No No
FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES
IN CONNECTION WITH THE MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 167,300 167,300 12/09/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF BERMUDA LIMITED BBDA Special Meeting Date: 02/16/2004
Issuer: G07644 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THAT THE AMALGAMATION AGREEMENT, DATED 2ND DECEMBER Management For No No
2003, BETWEEN THE BANK OF BERMUDA LIMITED (THE
BANK ) AND SOMERS INVESTMENT COMPANY LIMITED
( AMALGAMATION SUB ) AND THE AMALGAMATION OF THE BANK
AND AMALGAMATION SUB ARE APPROVED, AS A RESULT OF WHICH
THE AMALGAMATED COMPANY WILL BECOME AN INDIRECT,
WHOLLY-OWNED SUBSIDIARY OF HSBC HOLDINGS PLC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 79,800 79,800 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CINAR CORPORATION CINRB Special Meeting Date: 02/17/2004
Issuer: 171905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A SPECIAL RESOLUTION (THE STATED CAPITAL RESOLUTION) Shareholder For No No
TO REDUCE THE STATED CAPITAL OF THE LIMITED VOTING
SHARES OF CINAR BY $323,206,000 AND TO EFFECT SUCH
REDUCTION BY INCREASING CINAR S CONTRIBUTED SURPLUS BY
THE SAME AMOUNT AND TRANSFERRING SUCH AMOUNT FROM
CONTRIBUTED SURPLUS TO REDUCE THE AMOUNT OF CINAR S
DEFICIT BY THE SAME AMOUNT. AS DESCRIBED IN THE PROXY
STATEMENT.
02 A SPECIAL RESOLUTION TO APPROVE A PLAN OF ARRANGEMENT Management For No No
PURSUANT TO SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT (THE ARRANGEMENT RESOLUTION ), THE FULL
TEXT OF WHICH SPECIAL RESOLUTION IS SET OUT IN APPENDIX
E TO THE CIRCULAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 300 150,000 150,000 02/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CONCORD EFS, INC. CE Special Meeting Date: 02/26/2004
Issuer: 206197 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For No No
AS OF APRIL 1, 2003, AS AMENDED BY THE AMENDMENT
AND ABEYANCE AGREEMENT, DATED AS OF DECEMBER 14, 2003,
AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY
CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA
CORPORATION, AND CONCORD EFS, INC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 25,000 25,000 02/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORPORATION FBF Special Meeting Date: 03/17/2004
Issuer: 339030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT Management For No No
02 APPROVAL OF PROPOSAL TO ADJOURN THE FLEETBOSTON Management For No No
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 5,000 5,000 03/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIAL CORPORATION DL Special Meeting Date: 03/24/2004
Issuer: 25247D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF DECEMBER 14, 2003, BY AND AMONG HENKEL
KGAA, HENKEL MERGER CORPORATION AND THE DIAL CORPORATION.
02 IN THEIR DISCRETION, THE NAMED PROXIES ARE AUTHORIZED Management For No No
TO VOTE ON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE SPECIAL MEETING, INCLUDING ANY
ADJOURNMENTS, POSTPONEMENTS OR CONTINUATIONS THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 101 391,600 391,600 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ABINGTON BANCORP, INC. ABBK Special Meeting Date: 03/25/2004
Issuer: 00350P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER DATED AS OF OCTOBER 20, 2003 AMONG SEACOAST
FINANCIAL SERVICES CORPORATION, COAST MERGER SUB
CORPORATION AND ABINGTON BANCORP, INC.
02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE Management For No No
OR DATES, IF NECESSARY TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT
THE AGREEMENT AND PLAN OF MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 5,000 5,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PEOPLESOFT, INC. PSFT Annual Meeting Date: 03/25/2004
Issuer: 712713 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG, LLP AS OUR Management For No No
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OPTIONS. Shareholder Against No No
04 ORACLE S PROPOSAL (A) TO AMEND PEOPLESOFT S BYLAWS Shareholder Against No No
TO PROVIDE THAT NEWLY CREATED DIRECTORSHIPS MAY ONLY BE
FILLED BY STOCKHOLDER VOTE AND (B) TO INCREASE THE
NUMBER OF DIRECTORS FROM 8 TO 9.
05 ORACLE S PROPOSAL TO ELECT DUKE K. BRISTOW TO Shareholder Against No No
FILL THE 9TH BOARD SEAT IF PROPOSAL 4 PASSES
(NOTE: TO WITHHOLD YOUR VOTE ON PROPOSAL 5, MARK
THE AGAINST BOX)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 20,000 20,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION UNS Special Meeting Date: 03/29/2004
Issuer: 909205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BETWEEN Management For No No
SAGUARO ACQUISITION CORP. AND UNISOURCE ENERGY
CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 200,000 200,000 03/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THERASENSE, INC. THER Special Meeting Date: 04/05/2004
Issuer: 883381 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For No No
OF MERGER, DATED AS OF JANUARY 12, 2004, BY AND
AMONG THERASENSE, INC., ABBOTT LABORATORIES,
AN ILLINOIS CORPORATION, AND CORVETTE ACQUISITION
CORP., A DELAWARE CORPORATION AND WHOLLY-OWNED
SUBSIDIARY OF ABBOTT LABORATORIES, AND THE MERGER
CONTEMPLATED BY SUCH MERGER AGREEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 250,000 250,000 03/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Special Meeting Date: 04/12/2004
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 15, 2003, BY AND AMONG LOCKHEED
MARTIN CORPORATION, LMC SUB ONE, INC. AND THE TITAN
CORPORATION, AS AMENDED, AND APPROVAL OF THE MERGER
CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 350,000 350,000 03/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC BANCSHARES, INC. REPB Special Meeting Date: 04/13/2004
Issuer: 759929 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Management For No No
AND PLAN OF REORGANIZATION, DATED AS OF DECEMBER
1, 2003, BETWEEN REPUBLIC BANCSHARES, INC. AND
BB&T CORPORATION AND A RELATED PLAN OF MERGER
PURSUANT TO WHICH REPUBLIC WOULD MERGE INTO BB&T.
02 THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Management For No No
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE
ABOVE PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 1,000 1,000 03/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DANA CORPORATION DCN Annual Meeting Date: 04/19/2004
Issuer: 235811 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE ADDITIONAL COMPENSATION PLAN, Management For No No
AS AMENDED AND RESTATED
03 TO APPROVE THE EMPLOYEES STOCK PURCHASE PLAN, Management For No No
AS AMENDED AND RESTATED
04 TO APPROVE AMENDMENTS TO THE AMENDED AND RESTATED Management For No No
STOCK INCENTIVE PLAN
05 TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANY Management For No No
S INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 35,000 35,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BLUE RHINO CORPORATION RINO Special Meeting Date: 04/20/2004
Issuer: 095811 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AGREEMENT AND PLAN OF Management For No No
MERGER DATED FEBRUARY 8, 2004 BY AND AMONG US,
FCI TRADING CORP., DIESEL ACQUISITION LLC, AND
FERRELL COMPANIES, INC., AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 2,000 2,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COLE NATIONAL CORPORATION CNJ Special Meeting Date: 04/20/2004
Issuer: 193290 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For No No
PLAN OF MERGER, DATED AS OF JANUARY 23, 2004,
BY AND AMONG LUXOTTICA GROUP S.P.A., COLORADO
ACQUISITION CORP. AND COLE NATIONAL CORPORATION.
02 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For No No
TO VOTE ON SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT OF THE
MEETING, INCLUDING THE APPROVAL OF ANY PROPOSAL TO
POSTPONE OR ADJOURN THE SPECIAL MEETING TO A LATER DATE
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSAL 1 IN
THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES FOR
APPROVAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 147,700 147,700 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALCAN INC. AL Annual Meeting Date: 04/22/2004
Issuer: 013716 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF AUDITORS: PRICEWATERHOUSECOOPERS Management For No No
LLP
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 5,590 5,590 04/20/2004
GABELLI ABC FUND 997G007 105 49,410 49,410 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COASTAL BANCORP, INC. CBSA Annual Meeting Date: 04/22/2004
Issuer: 19041P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT AN AGREEMENT AND Management For No No
PLAN OF MERGER, DATED AS OF DECEMBER 1, 2003,
AMONG HIBERNIA CORPORATION, HIBERNIA ACQUISITION
CORPORATION AND COASTAL BANCORP, INC. AND THE
MERGER OF HIBERNIA ACQUISITION CORPORATION WITH
AND INTO COASTAL BANCORP, INC. AS CONTEMPLATED
THEREBY.
02 PROPOSAL TO ADJOURN THE ANNUAL MEETING TO A LATER Management For No No
DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE THE
MERGER AGREEMENT.
03 DIRECTOR Management For No No
04 TO RATIFY THE APPOINTMENT OF KPMG, LLP AS COASTAL Management For No No
BANCORP, INC S INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 1,000 1,000 04/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO CONTINENTAL SA CONTAL OGM Meeting Date: 04/22/2004
Issuer: P3091R172 ISIN: MXP3091R1239
SEDOL: 2415066
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO DESIGNATE THE ELECTORAL INSPECTOR AND OPENING Management For No
OF THE MEETING
2. APPROVE THE ANNUAL REPORT, THE COMPANY S FINANCIAL Management For No
REPORT AND ITS SUBSIDIARIES FOR THE FYE 31 DEC 2003 AND
THE COMMISSIONER S REPORT
3. APPROVE THE AUDITING COMMITTEE REPORT Management For No
4. APPROVE THE BOARD S PERFORMANCE Management For No
5. APPROVE THE ALLOCATION OF PROFITS AND THE PAYMENT Management For No
OF A DIVIDEND
6. APPROVE THE REPORT ON THE ACQUISITION OF OWN SHARES Management For No
7. APPROVE TO ESTABLISH A MAXIMUM AMOUNT TO ACQUIRE Management For No
OWN SHARES
8. ELECT THE BOARD OF DIRECTORS Management For No
9. ELECT THE AUDITING COMMITTEE Management For No
10. ELECT THE COMMISSIONERS Management For No
11. APPROVE THE MINUTES OF THE MEETING Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 142,100 142,100 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JUNO LIGHTING, INC. Annual Meeting Date: 04/28/2004
Issuer: 482047 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE AND ADOPT AMENDMENT TO THE Management Against Yes No
JUNO LIGHTING, INC. 1999 STOCK AWARD AND INCENTIVE
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 206 9,000 9,000 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION AP Annual Meeting Date: 04/29/2004
Issuer: 032037 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 6,000 6,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE LIBERTY CORPORATION LC Annual Meeting Date: 05/04/2004
Issuer: 530370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withold Yes No
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For No No
& YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR LIBERTY.
03 SHAREHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT. Shareholder For Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 6,000 6,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION AMT Annual Meeting Date: 05/06/2004
Issuer: 029912 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 201 500 500 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/06/2004
Issuer: 844895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Cumulated voted to No
Michael Melarky and
Sal Zizza, elected Sal
Zizza from the floor
02 TO APPROVE THE AMENDED AND RESTATED MANAGEMENT Management Against Yes No
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 1,500 1,500 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC. ESA Special Meeting Date: 05/07/2004
Issuer: 30224P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For No No
AS OF MARCH 5, 2004, BY AND AMONG THE COMPANY,
BHAC CAPITAL IV, L.L.C. AND BHAC ACQUISITION
IV, INC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 101 65,000 65,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION UNS Annual Meeting Date: 05/07/2004
Issuer: 909205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 200,000 200,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH Annual Meeting Date: 05/10/2004
Issuer: 98956P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 STOCKHOLDER PROPOSAL RELATING TO POISON PILLS. Shareholder For Yes No
03 STOCKHOLDER PROPOSAL RELATING TO AUDITOR RATIFICATION. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 1,001 1,001 05/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/11/2004
Issuer: 040157 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO INCREASE THE AMOUNT OF AUTHORIZED SHARES OF Shareholder For No No
COMMON STOCK OF THE COMPANY FROM 35,000,000 TO
70,000,000.
03 TO APPROVE REPLACEMENT OF THE COMPANY S EXISTING Management For No No
EMPLOYEE STOCK INVESTMENT PLAN WITH THE PROPOSED
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE AMENDMENTS TO THE COMPANY S AMENDED Management Against Yes No
AND RESTATED STOCK INCENTIVE PLAN.
05 TO APPROVE AMENDMENTS TO THE COMPANY S NON-EMPLOYEE Management Against Yes No
DIRECTOR STOCK OPTION PLAN.
06 TO CONSIDER AND ACT UPON SUCH OTHER BUSINESS Management For No No
AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 19,000 19,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK Annual Meeting Date: 05/11/2004
Issuer: 527288 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For No No
OF INCORPORATION EXTENDING THE EXPIRATION DATE OF
CERTAIN RESTRICTIONS ON THE TRANSFERABILITY OF THE
COMPANY S COMMON SHARES TO DECEMBER 31, 2024.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 1,000 1,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU Annual Meeting Date: 05/11/2004
Issuer: 664397 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 35,000 35,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLSTREAM INC. ALLSA Special Meeting Date: 05/12/2004
Issuer: 02004C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 204 2,000 2,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PACKAGING DYNAMICS CORPORATION PKDY Annual Meeting Date: 05/12/2004
Issuer: 695160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS FOR THE CORPORATION FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 101 40,000 40,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RAINBOW RENTALS, INC. RBOW Special Meeting Date: 05/12/2004
Issuer: 750857 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For No No
PLAN OF MERGER, DATED AS OF FEBRUARY 4, 2004
(THE MERGER AGREEMENT ), AS FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For No No
TO VOTE ON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT OF THE
MEETING, INCLUDING THE APPROVAL OF ANY PROPOSAL TO
POSTPONE OR ADJOURN THE SPECIAL MEETING TO A LATER DATE
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSAL 1.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 1,000 1,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BAYCORP HOLDINGS, LTD. MWH Annual Meeting Date: 05/17/2004
Issuer: 072728 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No No
OF VITALE, CATURANO & COMPANY P.C. AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 5,000 5,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PROLOGIS PLD Annual Meeting Date: 05/18/2004
Issuer: 743410 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDED AND RESTATED 2000 SHARE OPTION Management For No No
PLAN FOR OUTSIDE TRUSTEES.
03 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 1,000 1,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No No
FOR DIRECTOR ELECTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 330,000 330,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AVENTIS MIX Meeting Date: 05/19/2004
Issuer: F0590R100 ISIN: FR0000130460 BLOCKING
SEDOL: 5416839, 7166002, 4736817
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR THE FY Management No
2003; NET PROFITS FOR THE FY EUR 847,051,268.13
2. APPROVE THE CONSOLIDATED ACCOUNTS FOR THE FY 2003; NET Management No
CONSOLIDATED PROFITS EUR 1,901,270,000.00
3. APPROVE THE APPROPRIATION PROFITS AS FOLLOWS: PROFITS FOR Management No
THE FY EUR 847,051,268.13; LEGAL RESERVE EUR
28,215,607.03; REGULATED RESERVES EUR 10,000.00; BALANCE
AMOUNT EUR 818,825,661.10 PLUS PRIOR RETAINED EARNINGS
EUR 1,449,676,409.16 TOTAL TO APPROPRIATE EUR
2,268,502,070.26; GLOBAL DIVIDEND EUR 657,880,101.74;
BALANCE CARRY FORWARD EUR 1,610,621,968.52; NET DIVIDEND
PER SHARE EUR 0.82 WITH EUR 0.41 TAX CREDIT, TO BE PAID
ON 25 JUN 2004
4. APPROVE THE REGULATED AGREEMENTS MENTIONED IN Management No
THE SPECIAL AUDITORS REPORT
5. AUTHORIZE THE EXECUTIVE BOARD, IN SUBSTITUTION FOR THE Management No
AUTHORITY ON 17 APR 2003, TO TRADE COMPANY SHARES ON THE
STOCK EXCHANGE, IN VIEW OF ADJUSTING THEIR PRICE AS PER
THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE PRICE : EUR
100.00; MINIMUM SELLING PRICE : EUR 50.00; MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED 80,229,280 SHARES FOR
EUR 8,022,928,000.00; AUTHORITY EXPIRES AT THE END OF 18
MONTHS
6. APPOINT MR. YVES NICOLAS AS DEPUTY AUDITOR IN Management No
REPLACEMENT OF PRICEWATERHOUSECOOPERS AUDIT, FOR THE UN
EFFECTED PART OF ITS TERM
7. APPROVE TO FIX THRESHOLD TRESPASSING NOTIFICATION AT 5 Management No
BANKING DAYS AFTER THRESHOLD TRESPASSING DATE AND TO
AMEND ARTICLE 7 OF ARTICLES OF ASSOCIATION ACCORDINGLY
8. APPOINT THE MEMBERS OF THE EXECUTIVE BOARD FOR 3 YEARS Management No
AND AMEND ARTICLE 11 OF ARTICLES OF ASSOCIATION
ACCORDINGLY
9. APPOINT THE MEMBERS OF THE SUPERVISORY BOARD FOR 3 YEARS Management No
AND AMEND ARTICLE 13 OF ARTICLES OF ASSOCIATION
ACCORDINGLY
10. APPROVE TO NO SHAREHOLDER CAN HAVE MORE THAN 15% VOTING Management No
RIGHTS DIRECTLY OR INDIRECTLY AND AMEND ARTICLE 16.5 OF
ARTICLES OF ASSOCIATION ACCORDINGLY
11. AUTHORIZE THE EXECUTIVE BOARD TO ISSUE 857,192,062 STAND Management No
ALONE WARRANTS TO THE SHAREHOLDERS FREE OF CHARGE IN THE
PROPORTION OF 1 WARRANT PER SHARE HELD BY THE
SHAREHOLDER; THE NUMBER OF SHARES OWNED PER SHAREHOLDER
WILL BE DETERMINED BY THE NUMBER SHARES TIED UP ON THE
SECOND BANKING DAY BEFORE THE CLOSING OF THE SANOFI
SYNTHELABO OFFER DATED 26 JAN 2004 OR ANY FURTHER PUBLIC
OFFERING EFFECTED BY SANOFI SYNTHELABO NOT AGREED BY
AVENTI S SUPERVISORY BOARD AND THE WARRANTS WILL BE
DISTRIBUTED ON THE LAST BANKING DAY BEFORE THE CLOSING
DATE OF THE OFFER; EACH STAND ALONE WARRANT WILL GIVE
RIGHT TO SUBSCRIBE TO 1 SHARE OF EUR 3.82 NOMINAL VALUE,
TO BE PAID UP IN CASH OR BY COMPENSATION OF A LIQUID
RECOVERABLE AND MATURE DEBT; EXERCISE OF SAID WARRANTS
IS LINKED TO THE AGREEMENT BY THE FRENCH MARKET
AUTHORITY OF ABOVE OFFER(S) AND TO THE POSSIBLE SALE OF
PLAVIX OR ITS POSSIBLE LICENSING BEFORE 31 DEC 2007;
ANTICIPATED EXERCISE ACCEPTED IN CASE OF PUBLIC OFFERING
NOT ACCEPTED BY FRENCH MARKET; AUTHORITY AMF , INCREASE
OF SHARE NOMINAL VALUE, MERGER INTO A COMPANY WITH A
SUPERIOR SHARE NOMINAL VALUE, DEMERGER OF THE COMPANY
12. APPROVE TO RENEW THE TERM OF OFFICE OF MR. JEAN-MARC Management No
BRUEL AS A MEMBER OF THE SUPERVISORY BOARD FOR 3 YEARS
13. APPROVE TO RENEW THE TERM OF OFFICE OF MR. MARTIN Management No
FRUHAUF AS A MEMBER OF THE SUPERVISORY BOARD FOR 3 YEARS
14. APPROVE TO RENEW THE TERM OF OFFICE OF MR. SERGE KAMPF Management No
AS A MEMBER OF THE SUPERVISORY BOARD FOR 3 YEARS
15. APPROVE TO RENEW THE TERM OF OFFICE OF MR. HUBERT MARKL Management No
AS A MEMBER OF THE SUPERVISORY BOARD FOR 3 YEARS
16. APPROVE TO RENEW THE TERM OF OFFICE OF MR. GUNTER METZ Management No
AS A MEMBER OF THE SUPERVISORY BOARD FOR 3 YEARS
17. APPROVE TO RENEW THE TERM OF OFFICE OF MR. DIDIER Management No
PINEAU-VALANCIENNE AS A MEMBER OF THE SUPERVISORY BOARD
FOR 3 YEARS
18. APPROVE TO RENEW THE TERM OF OFFICE OF MR. MME Management No
SEHAM RAZZOUQI AS A MEMBER OF THE SUPERVISORY BOARD FOR
3 YEARS
19. APPROVE TO RENEW THE TERM OF OFFICE OF MR. MICHEL Management No
RENAULT AS A MEMBER OF THE SUPERVISORY BOARD FOR 3 YEARS
20. APPROVE TO RENEW THE TERM OF OFFICE OF MR. HANS JURGEN Management No
SCHINZLER AS A MEMBER OF THE SUPERVISORY BOARD FOR 3
YEARS
21. APPROVE TO RENEW THE TERM OF OFFICE OF MR. MARC VIENOT Management No
AS A MEMBER OF THE SUPERVISORY BOARD FOR 3 YEARS
22. GRANT ALL POWERS TO THE BEARER OF A COPY OR AN EXTRACT Management No
OF THE MINUTES OF THE PRESENT TO ACCOMPLISH ALL DEPOSITS
AND PUBLICATIONS PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 20,000 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
DREYER'S GRAND ICE CREAM HOLDINGS, I Annual Meeting Date: 05/19/2004
Issuer: 261877 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE APPROVAL OF THE COMPANY S 2004 LONG-TERM Management For No No
INCENTIVE PLAN.
03 THE APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
2004 FISCAL YEAR OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 180,000 180,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION FDC Annual Meeting Date: 05/19/2004
Issuer: 319963 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE RATIFICATION OF THE SELECTION OF ERNST & Management For No No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 7,300 7,300 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WESTPORT RESOURCES CORPORATION WRC Annual Meeting Date: 05/19/2004
Issuer: 961418 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No No
B RATIFY APPOINTMENT OF INDEPENDENT AUDITOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 10,000 10,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WAYPOINT FINANCIAL CORP. WYPT Annual Meeting Date: 05/20/2004
Issuer: 946756 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 2,000 2,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No No
SECURITY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 1,665 1,665 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BARNESANDNOBLE.COM INC. BNBN Special Meeting Date: 05/27/2004
Issuer: 067846 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF JANUARY 8, 2004, AMONG BARNES
& NOBLE, INC., B&N.COM HOLDING CORP., B&N.COM
ACQUISITION CORP. AND BARNESANDNOBLE.COM INC.
AND APPROVE THE MERGER CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 100,000 100,000 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CELLTECH GROUP PLC AGM Meeting Date: 05/27/2004
Issuer: G1990W102 ISIN: GB0001822765
SEDOL: 5719011, 0182276
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For No
ACCOUNTS FOR THE PERIOD ENDED 31 DEC 20032
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE Management For No
YE 31 DEC 2003
3. ELECT DR. GORAN ANDO AS A DIRECTOR Management For No
4. ELECT MR. PETER CADBURY AS A DIRECTOR Management For No
5. ELECT MRS. INGELISE SAUNDERS AS A DIRECTOR Management For No
6. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR AND TO Management For No
AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION
7. APPROVE TO RENEW THE DIRECTORS POWER TO ALLOT RELEVANT Management For No
SECURITIES
8. APPROVE TO RENEW THE DIRECTORS POWER TO ALLOT EQUITY Management For No
SECURITIES
9. AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 102,000 102,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DENNY'S CORPORATION DNYY Annual Meeting Date: 05/27/2004
Issuer: 24869P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 A PROPOSAL TO RATIFY THE BOARD OF DIRECTORS Management For No No
SELECTION OF KPMG LLP AS THE PRINCIPAL INDEPENDENT
AUDITORS OF DENNY S CORPORATION AND ITS SUBSIDIARIES
FOR THE YEAR 2004.
03 A PROPOSAL TO APPROVE DENNY S 2004 INCENTIVE Management For No No
PROGRAM FOR EMPLOYEES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 20,000 20,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KATY INDUSTRIES, INC. KT Annual Meeting Date: 05/27/2004
Issuer: 486026 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE INDEPENDENT PUBLIC AUDITORS OF KATY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 4,000 4,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WHX CORPORATION WHX Annual Meeting Date: 06/02/2004
Issuer: 929248 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Abstain Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 201 24,000 24,000 06/02/2004
GABELLI ABC FUND 997G007 300 24,000 24,000 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE VENDEX KBB OGM Meeting Date: 06/03/2004
Issuer: N9153B106 ISIN: NL0000390979 BLOCKING
SEDOL: 5562389, 5180703
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING Non-Voting Non-Vote Proposal No
2. RECEIVE THE ANNUAL REPORT OF THE BOARD OF DIRECTORS Management For No
FOR 2003/2004
3.a APPROVE THE ANNUAL ACCOUNT 2003/2004 COMPOSED Management For No
BY THE SUPERVISORY BOARD
3.b GRANT DISCHARGE TO THE MEMBERS OF THE EXECUTIVE Management For No
OF DIRECTORS
3.c GRANT DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Management For No
BOARD
4. APPOINT MR. D.R. GOEMINNE AS A MEMBER OF THE Management For No
EXECUTIVE BOARD
5. AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE SHARES Management For No
AND TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHT
6. AUTHORIZE THE EXECUTIVE BOARD TO BUY BACK OWN Management For No
SHARES
7. CORPORATE GOVERNANCE Management For No
8. ACKNOWLEDGE THE PUBLIC OFFER OF VDKK ACQUISITION Management For No
BV ON ALL OUTSTANDING ORDINARY SHARES VENDEXKBB
9. AMEND THE ARTICLES OF ASSOCIATION Management For No
10.a APPOINT MR. T. FISHER AS A MEMBER OF THE SUPERVISORY Management For No
BOARD
10.b APPOINT MR. E. GILHULY AS A MEMBER OF THE SUPERVISORY Management For No
BOARD
10.c APPOINT MR. J. PFEFFER AS A MEMBER OF THE SUPERVISORY Management For No
BOARD
10.d APPOINT MR. S. PETROW AS A MEMBER OF THE SUPERVISORY Management For No
BOARD
10.e APPOINT MR. E. THYSOON AS A MEMBER OF THE SUPERVISORY Management For No
BOARD
11. ANNOUNCEMENTS Management For No
12. ANY OTHER BUSINESS Other For No
13. CLOSING Non-Voting Non-Vote Proposal sNo
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 1,000 1,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
REVLON, INC. REV Annual Meeting Date: 06/04/2004
Issuer: 761525 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE FURTHER AMENDMENT AND RESTATEMENT Management For No No
OF THE REVLON, INC. FOURTH AMENDED AND RESTATED
1996 STOCK PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 500 61,035 61,035 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Special Meeting Date: 06/07/2004
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 15, 2003, BY AND AMONG LOCKHEED
MARTIN CORPORATION, LMC SUB ONE, INC. AND THE TITAN
CORPORATION, AS AMENDED, AND APPROVAL OF THE MERGER
CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 330,000 330,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/09/2004
Issuer: 530718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 Management For No No
INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE
APRIL 19, 2004)
03 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For No No
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 10,000 10,000 05/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION SALM Annual Meeting Date: 06/10/2004
Issuer: 794093 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No No
LLP AS SALEM S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 500 500 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CIMA LABS INC. CIMA Special Meeting Date: 06/15/2004
Issuer: 171796 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF NOVEMBER 3, 2003, AMONG CIMA LABS
INC., CEPHALON, INC. AND C MERGERCO, INC., A
WHOLLY-OWNED SUBSIDIARY OF CEPHALON, INC., PURSUANT
TO WHICH C MERGERCO, INC. WILL BE MERGED WITH
AND INTO CIMA LABS INC., AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO CONSIDER AND VOTE ON ANY PROPOSAL TO ADJOURN Management For No No
OR POSTPONE THE SPECIAL MEETING TO A LATER DATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE MERGER
AGREEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 5,000 5,000 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL MULTIFOODS CORPORATION IMC Special Meeting Date: 06/17/2004
Issuer: 460043 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND Management For No No
PLAN OF MERGER, DATED AS OF MARCH 7, 2004, BY AND AMONG
INTERNATIONAL MULTIFOODS CORPORATION, THE J.M. SMUCKER
COMPANY AND MIX ACQUISITION CORPORATION, A WHOLLY OWNED
SUBSIDIARY OF THE J.M. SMUCKER COMPANY, AND THE MERGER,
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT/PROSPECTUS.
02 PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Management For No No
OF THE SPECIAL MEETING, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE ABOVE PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 20,000 20,000 06/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AVIALL, INC. AVL Annual Meeting Date: 06/18/2004
Issuer: 05366B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO THE AVIALL, INC. Management Against Yes No
AMENDED AND RESTATED 1998 DIRECTORS STOCK PLAN.
03 APPROVAL OF THE AMENDMENT TO THE AVIALL, INC. Management Against Yes No
1998 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 2,000 2,000 06/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPORE INTERNATIONAL, INC. BONZ Special Meeting Date: 06/18/2004
Issuer: 46062W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For No No
OF MERGER, DATED AS OF MARCH 7, 2004, BY AND
AMONG INTERPORE INTERNATIONAL, INC., A DELAWARE
CORPORATION, BIOMET, INC., AN INDIANA CORPORATION,
AND LAKER ACQUISITION CORP. I, A DELAWARE CORPORATION
AND A WHOLLY-OWNED SUBSIDIARY OF BIOMET.
02 ANY PROPOSAL PRESENTED BY INTERPORE S MANAGEMENT Management For No No
TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO
A LATER DATE, BUT IN NO EVENT LATER THAN OCTOBER 1,
2004, INCLUDING AN ADJOURNMENT OR POSTPONEMENT TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF APPROVAL AND ADOPTION OF THE MERGER
AGREEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 35,000 35,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MAXWELL SHOE COMPANY INC. MAXS Consent Meeting Date: 06/20/2004
Issuer: 577766 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 1,000 1,000
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 REMOVE MARK J. COCOZZA, JAMES J. TINAGERO, STEPHEN Management For No No
A. FINE, MALCOLM L. SHERMAN AND ANTHONY J. TIBERII
AND ANY PERSON ELECTED OR APPOINTED TO MAXWELL S BOARD
OF DIRECTORS BY SUCH DIRECTORS TO FILL ANY VACANCY ON
MAXWELL S BOARD OF DIRECTORS OR ANY NEWLY-CREATED
DIRECTORSHIPS.
02 ELECT ALLAN CORN, JEFFREY J. HAAS, MICHAEL S. Management For No No
KOENEKE, HAROLD LEPPO AND ROBERT D. MARTIN TO
SERVE AS DIRECTORS OF MAXWELL (OR, IF ANY SUCH NOMINEE
IS UNABLE OR UNWILLING TO SERVE AS A DIRECTOR OF
MAXWELL, ANY OTHER PERSON DESIGNATED AS A NOMINEE BY THE
REMAINING NOMINEE OR NOMINEES).
03 REPEAL EACH PROVISION OF THE MAXWELL BYLAWS AND Management For No No
AMENDMENTS THERETO, IF ANY, ADOPTED AFTER MARCH 30, 2004
AND BEFORE THE EFFECTIVENESS OF THE PROPOSALS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
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GABELLI ABC FUND 997G007 108 1,000 1,000 05/14/2004
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MAXWELL SHOE COMPANY INC. MAXS Consent Meeting Date: 06/20/2004
Issuer: 577766 ISIN:
SEDOL:
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Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
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GABELLI ABC FUND 997G007 108 1,000 1,000
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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01 REMOVE MARK J. COCOZZA, JAMES J. TINAGERO, STEPHEN Management For No No
A. FINE, MALCOLM L. SHERMAN AND ANTHONY J. TIBERII
AND ANY PERSON ELECTED OR APPOINTED TO MAXWELL S BOARD
OF DIRECTORS BY SUCH DIRECTORS TO FILL ANY VACANCY ON
MAXWELL S BOARD OF DIRECTORS OR ANY NEWLY-CREATED
DIRECTORSHIPS.
02 ELECT ALLAN CORN, JEFFREY J. HAAS, MICHAEL S. Management For No No
KOENEKE, HAROLD LEPPO AND ROBERT D. MARTIN TO
SERVE AS DIRECTORS OF MAXWELL (OR, IF ANY SUCH NOMINEE
IS UNABLE OR UNWILLING TO SERVE AS A DIRECTOR OF
MAXWELL, ANY OTHER PERSON DESIGNATED AS A NOMINEE BY THE
REMAINING NOMINEE OR NOMINEES).
03 REPEAL EACH PROVISION OF THE MAXWELL BYLAWS AND Management For No No
AMENDMENTS THERETO, IF ANY, ADOPTED AFTER MARCH 30, 2004
AND BEFORE THE EFFECTIVENESS OF THE PROPOSALS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 1,000 1,000 05/18/2004
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GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 06/24/2004
Issuer: 398231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For No No
ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 22,000 22,000 06/11/2004
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INVISION TECHNOLOGIES, INC. INVN Special Meeting Date: 06/25/2004
Issuer: 461851 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL FOR THE ADOPTION OF THE AGREEMENT AND Management For No No
PLAN OF MERGER, DATED AS OF MARCH 15, 2004, (THE
MERGER AGREEMENT ), BY AND AMONG GENERAL ELECTRIC
COMPANY, JET ACQUISITION SUB, INC. AND INVISION.
02 PROPOSAL TO GRANT THE PERSONS NAMED AS PROXIES Management For No No
DISCRETIONARY AUTHORITY TO ADJOURN THE SPECIAL MEETING
ONE OR MORE TIMES, INCLUDING FOR THE PURPOSE OF
SOLICITING PROXIES TO VOTE IN FAVOR OF ADOPTION OF THE
MERGER AGREEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 15,000 15,000 06/18/2004
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WESTPORT RESOURCES CORPORATION WRC Special Meeting Date: 06/25/2004
Issuer: 961418 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF APRIL 6, 2004, BY AND AMONG WESTPORT
RESOURCES CORPORATION, KERR-MCGEE CORPORATION AND
KERR-MCGEE (NEVADA) LLC, PURSUANT TO WHICH WESTPORT
RESOURCES CORPORATION WILL MERGE WITH AND INTO
KERR-MCGEE (NEVADA) LLC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 20,000 20,000 06/18/2004
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SEACOAST FINANCIAL SERVICES CORPORAT SCFS Special Meeting Date: 06/28/2004
Issuer: 81170Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER DATED AS OF JANUARY 26, 2004, AS AMENDED BY THE
AMENDMENT TO AGREEMENT AND PLAN OF MERGER MADE APRIL 12,
2004, BETWEEN SOVEREIGN BANCORP, INC. AND SEACOAST
FINANCIAL SERVICES CORPORATION.
02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE Management For No No
OR DATES, IF NECESSARY TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT
THE AGREEMENT AND PLAN OF MERGER, AS AMENDED.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 5,878 5,878 06/23/2004
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COMMUNITY FIRST BANKSHARES, INC. CFBX Annual Meeting Date: 06/30/2004
Issuer: 203902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER DATED AS OF MARCH 15, 2004 AMONG BANCWEST
CORPORATION, BW NEWCO, INC. AND COMMUNITY FIRST
BANKSHARES, INC.
02 DIRECTOR Management For No No
03 TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST Management For No No
& YOUNG LLP, AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE COMPANY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 101 1,000 1,000 06/25/2004
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Gabelli Investor Funds, Inc.
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By (Signature and Title)* /s/ Bruce N. Alpert
------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
(Principal Executive Officer)
Date August 18, 2004
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*Print the name and title of each signing officer under his or her signature.