UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-06367
----------------------------------------
Gabelli Equity Series Funds, Inc.
------------------------------------------------------------
(Exact name of registrant as specified in charter)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
--------------------------
Date of fiscal year end: December 31
--------------
Date of reporting period: July 1, 2003 - June 30, 2004
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2003 TO JUNE 30, 2004
SMALL CAP GROWTH FUND
- ------------------------------------------------------------------------------------------------------------------------------------
WHITMAN EDUCATION GROUP, INC. WIX Special Meeting Date: 07/01/2003
Issuer: 966524 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF MARCH 26, 2003, AMONG THE COMPANY, CAREER
EDUCATION CORPORATION ( CEC ) AND MARLIN ACQUISITION
CORP., A WHOLLY-OWNED SUBSIDIARY OF CEC ( MARLIN ),
UNDER WHICH THE COMPANY WILL MERGE WITH AND INTO MARLIN,
WITH MARLIN CONTINUING AS A WHOLLY-OWNED SUBSIDIARY OF
CEC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 104,500 104,500 06/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BANKGESELLSCHAFT BERLIN AG AGM Meeting Date: 07/04/2003
Issuer: D09408135 ISIN: BLOCKING
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For No
REPORT FOR THE FY 2002 WITH THE REPORT OF THE
SUPERVISORY BOARD AND THE GROUP FINANCIAL STATEMENTS AND
THE GROUP ANNUAL REPORT FOR THE FY 2002
2. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For No
3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
4. AMEND THE ARTICLES OF ASSOCIATION AS FOLLOWS: Management For No
SECTIONS 3, REGARDING ANNOUNCEMENTS OF THE COMPANY BEING
PUBLISHED IN THE FEDERAL GAZETTE ONLINE, SECTION 13,
REGARDING REMUNERATION FOR THE SUPERVISORY BOARD BEING
REVISED AS FOLLOWS: EACH MEMBER SHALL RECEIVE A FIXED
ANNUAL REMUNERATION OF EUR 15,000 PLUS A VARIABLE
REMUNERATION OF EUR 550 PER 0.5% OF THE DIVIDEND IN
EXCESS OF 4% OF THE SHARE CAPITAL; THE CHAIRMAN
RECEIVING TWICE AND THE DEPUTY CHAIRMAN ONE AND HALF
TIMES THE AMOUNTS; EACH MEMBER OF THE ACCOUNTING,
PERSONNEL AND STRATEGY COMMITTEES AND OF THE CREDIT
COMMITTEE SHALL RECEIVE AN ADDITIONAL REMUNERATION OF
EUR 10,000; COMMITTEE CHAIRMAN SHALL RECEIVE ONE AND A
HALF TIMES AND THE DEPUTY CHAIRMAN SHALL RECEIVE ONE AND
A HALF TIMES AND A QUARTER TIMES THE AMOUNT; AND SECTION
14, REGARDING THE COMPANY BEING AUTHORIZED TO ESTABLISH
ADVISORY COUNCIL; SECTION 15, REGARDING THE PROXY VOTING
INSTRUCTIONS BEING ISSUED BY ELECTRONIC MEANS AND THE
SHAREHOLDERS MEETING BEING TRANSMITTED AUDIO VISUALLY
5. AUTHORIZE THE COMPANY TO ACQUIRE AND SELL OWN Management For No
SHARES AT A PRICE NOT DEVIATING MORE THAN 10% FROM THE
MARKET PRICE OF THE SHARES ON OR BEFORE 30 SEP 2004 AND
THE TRADING PORTFOLIO OF SHARES TO BE ACQUIRED FOR SUCH
PURPOSE SHALL NOT EXCEED 5% OF THE SHARE CAPITAL AT THE
END OF ANY GIVEN DAY
6. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management For No
UP TO 10% OF ITS SHARE CAPITAL, AT A PRICE NOT DEVIATING
MORE THAN 10% FROM THE MARKET PRICE OF THE SHARES, ON OR
BEFORE 30 SEP 2004; AND AUTHORIZE THE BOARD OF MANAGING
DIRECTORS TO RETIRE THE SHARES
7. APPOINT PWC DEUTSCHE REVISION AG, BERLIN, AS Management For No
THE AUDITORS FOR THE FY 2003
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 000 66,000 66,000 06/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COMMUNITY SERVICE COMMUNICATIONS, IN CMYS Annual Meeting Date: 07/09/2003
Issuer: 20404P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO FIX NUMBER OF DIRECTORS AT EIGHT Management For No No
02 DIRECTOR Management For No No
03 TO APPROVE THE ASSET PURCHASE AGREEMENT, DATED Management For No No
AS OF APRIL 18, 2003, AMONG COMMUNITY SERVICE
COMMUNICATIONS, INC., COMMUNITY SERVICE TELEPHONE CO.,
COMMTEL COMMUNICATIONS, INC. AND FAIRPOINT
COMMUNICATIONS, INC., AND THE TRANSACTIONS CONTEMPLATED
THEREIN, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMEMT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 203 6,795 6,795 06/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANTILARIO (RE) OGM Meeting Date: 07/09/2003
Issuer: T5513W107 ISIN: BLOCKING
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SE COND CALL ON
10 JUL 2003 AT 10:30. CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WIL L REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO ADVI SED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS CANCELLED.
THANK YOU.
1. APPROVE THE EXTRAORDINARY DIVIDEND DISTRIBUTION Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 000 500,000 500,000 06/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SPANISH BROADCASTING SYSTEM, INC. SBSA Annual Meeting Date: 07/10/2003
Issuer: 846425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 882 75,000 75,000 07/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
INAMED CORPORATION IMDC Annual Meeting Date: 07/11/2003
Issuer: 453235 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO THE 2000 EMPLOYEE Management For No No
STOCK PURCHASE PLAN (THE ESPP ) TO INCREASE THE MAXIMUM
AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE
ESPP BY 200,000 SHARES AND TO ALLOW ELIGIBLE EMPLOYEES
TO PARTICIPATE IN THE ESPP.
03 TO APPROVE THE 2003 RESTRICTED STOCK PLAN. Management For No No
04 TO APPROVE THE 2003 OUTSIDE DIRECTOR COMPENSATION Management For No No
PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For No No
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2003.
06 ANY OTHER MATTERS AS MAY PROPERLY COME BEFORE Management For No No
THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
AS TO THESE OTHER MATTERS, THE UNDERSIGNED HEREBY
CONFERS DISCRETIONARY AUTHORITY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 90,000 90,000 07/08/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEN TELECOM INC. ALN Special Meeting Date: 07/15/2003
Issuer: 018091 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF FEBRUARY 17, 2003, AS AMENDED, BY
AND AMONG ANDREW CORPORATION, ADIRONDACKS, LLC AND ALLEN
TELECOM, INC. (THE MERGER AGREEMENT ), AND APPROVE THE
MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT.
02 A PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Management For No No
OF THE SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE
ABOVE PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 130,000 130,000 07/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY MODI Annual Meeting Date: 07/16/2003
Issuer: 607828 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 235,000 235,000 07/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PARK ELECTROCHEMICAL CORP. PKE Annual Meeting Date: 07/17/2003
Issuer: 700416 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 209 108,200 108,200 07/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
RAYOVAC CORPORATION ROV Annual Meeting Date: 07/23/2003
Issuer: 755081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Management For No No
OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2003.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 40,000 40,000 07/16/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION BFA Annual Meeting Date: 07/24/2003
Issuer: 115637 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 13,000 13,000 07/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MACROMEDIA, INC. MACR Annual Meeting Date: 07/24/2003
Issuer: 556100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ADOPTION OF THE COMPANY S 2003 EMPLOYEE STOCK Management For No No
PURCHASE PLAN
03 RATIFICATION OF SELECTION OF KPMG LLP AS THE Management For No No
COMPANY S INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 200 200 07/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SOLA INTERNATIONAL INC. SOL Annual Meeting Date: 07/24/2003
Issuer: 834092 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 87,500 87,500 07/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED HPC Annual Meeting Date: 07/25/2003
Issuer: 427056 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld for all Yes No
except Duff, Tese
and Kronman
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
INDEPENDENT ACCOUNTANTS
03 APPROVAL OF THE HERCULES INCORPORATED OMNIBUS Management For No No
EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS
04 REDEMPTION OF THE RIGHTS ISSUED PURSUANT TO THE Shareholder For No No
RIGHTS AGREEMENT, DATED AS OF AUGUST 4, 2000
05 AMENDMENT TO THE CERTIFICATE OF INCORPORATION Shareholder For Yes No
TO REINSTATE THE RIGHTS OF THE SHAREHOLDERS TO
TAKE ACTION BY WRITTEN CONSENT AND TO CALL SPECIAL
MEETINGS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 450,000 450,000 07/25/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BNS CO. BNSXA Annual Meeting Date: 07/28/2003
Issuer: 055961 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE SALE OF THE COMPANY S RHODE ISLAND Management For No No
PROPERTY, CONSTITUTING THE SALE OF SUBSTANTIALLY
ALL OF THE ASSETS OF THE COMPANY.
02 DIRECTOR Management For No No
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2003.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 304 45,500 45,500 07/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
AIRGAS, INC. ARG Annual Meeting Date: 07/29/2003
Issuer: 009363 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE 2003 EMPLOYEE STOCK PURCHASE PLAN. Management For No No
03 APPROVE THE 2004 EXECUTIVE BONUS PLAN. Management For No No
04 RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 45,000 45,000 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE SPORTS AUTHORITY, INC. TSA Special Meeting Date: 08/04/2003
Issuer: 849176 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF FEBRUARY 19, 2003, BY AND AMONG GART
SPORTS COMPANY, GOLD ACQUISITION CORP. AND THE
SPORTS AUTHORITY, INC. AND APPROVAL OF THE MERGER
OF GOLD ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY
OF GART, WITH AND INTO THE SPORTS AUTHORITY.
02 APPROVAL OF AN ADJOURNMENT OF THE MEETING, IF Management For No No
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ADOPTION OF THE MERGER AGREEMENT AND APPROVAL OF THE
MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 30,000 30,000 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
WOMEN FIRST HEALTHCARE, INC. WFHC Annual Meeting Date: 08/05/2003
Issuer: 978150 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management Against Yes No
WOMEN FIRST HEALTHCARE, INC. 1998 LONG-TERM INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK
AVAILABLE FOR ISSUANCE THEREUNDER FROM 3,949,985 TO
4,949,985.
03 TO APPROVE THE ISSUANCE OF SHARES OF THE COMPANY Shareholder Abstain Yes No
S COMMON STOCK EXCEEDING 20% OF THE OUTSTANDING SHARES
UNDER CERTAIN CIRCUMSTANCES PURSUANT TO PREVIOUSLY
ISSUED PREFERRED STOCK AND WARRANTS.
04 TO RATIFY THE SALE AND ISSUANCE OF AN AGGREGATE Management Abstain Yes No
OF 1,478,872 SHARES OF THE COMPANY S COMMON STOCK
TO TWO OF THE COMPANY S OFFICERS AND DIRECTORS AS PART
OF A 3,521,124 SHARE PRIVATE PLACEMENT IN MAY 2003.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 75,000 75,000 08/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TIVO INC. TIVO Annual Meeting Date: 08/06/2003
Issuer: 888706 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For No No
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 5,000 5,000 08/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. SBGI Annual Meeting Date: 08/07/2003
Issuer: 829226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 135,000 135,000 08/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
OAK TECHNOLOGY, INC. OAKT Special Meeting Date: 08/08/2003
Issuer: 671802 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For No No
REORGANIZATION, DATED AS OF MAY 4, 2003, BY AND AMONG
ZORAN CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF ZORAN
AND OAK TECHNOLOGY, INC., AND APPROVE THE MERGER
CONTEMPLATED BY THAT AGREEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 300,000 300,000 08/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED LZB Annual Meeting Date: 08/12/2003
Issuer: 505336 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF RESTRICTED STOCK PLAN FOR NON-EMPLOYEE Management For No No
DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 30,000 30,000 08/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
INTEREP NATIONAL RADIO SALES, INC. IREP Annual Meeting Date: 08/13/2003
Issuer: 45866V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
2003 FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 11,000 11,000 08/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. PCP Annual Meeting Date: 08/13/2003
Issuer: 740189 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT TO THE 1998 EMPLOYEE STOCK PURCHASE Management For No No
PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 60,000 60,000 08/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE J.M. SMUCKER COMPANY SJM Annual Meeting Date: 08/14/2003
Issuer: 832696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF AUDITORS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 405 80,000 80,000 08/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. MNRO Annual Meeting Date: 08/19/2003
Issuer: 610236 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ADOPTION OF THE MONRO MUFFLER BRAKE, INC. 2003 Management For No No
NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN.
03 RATIFICATION OF THE AMENDMENT TO THE MONRO MUFFLER Management Against Yes No
BRAKE, INC. 1998 EMPLOYEE STOCK OPTION PLAN.
04 RATIFICATION OF THE PROPOSAL REGARDING REEVALUATING Management For No No
THE SELECTION OF INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MARCH 27, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 5,250 5,250 08/13/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CADIZ INC. CLCI Special Meeting Date: 08/21/2003
Issuer: 127537 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Shareholder For No No
INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF NOT
LESS THAN 1 FOR 10 AND NOT MORE THAN 1 FOR 50 AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE WHICH, IF
ANY, OF THESE REVERSE STOCK SPLITS TO EFFECT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 30,000 30,000 08/13/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS NELSON, INC. TNM Annual Meeting Date: 08/21/2003
Issuer: 640376 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE THOMAS NELSON, INC. 2003 STOCK Management Against Yes No
INCENTIVE PLAN, AS DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 281,000 281,000 08/06/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH Special Meeting Date: 08/21/2003
Issuer: 98956P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ISSUANCE OF SHARES OF COMMON STOCK IN CONNECTION Management For No No
WITH THE EXCHANGE OFFERS FOR CENTERPULSE AG AND
INCENTIVE CAPITAL AG.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 1,000 1,000 07/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SCHOOL SPECIALTY, INC. SCHS Annual Meeting Date: 08/26/2003
Issuer: 807863 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY DELOITTE & TOUCHE LLP AS SCHOOL SPECIALTY Management For No No
S INDEPENDENT AUDITORS FOR FISCAL 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 5,000 5,000 08/13/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO Annual Meeting Date: 09/03/2003
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
03 APPROVAL TO ADOPT THE CHARTER AMENDMENT TO (I) Shareholder Against Yes No
RECLASSIFY AND CONVERT EACH OUTSTANDING SHARE OF CTE
CLASS B COMMON STOCK INTO 1.09 SHARES OF CTE COMMON
STOCK AND (II) ELIMINATE FROM THE ARTICLES OF
INCORPORATION THE CTE CLASS B COMMON STOCK AND ALL
PROVISIONS RELATING THERETO AND CERTAIN INOPERATIVE
PROVISIONS.
04 TO ADJOURN THE ANNUAL MEETING, IF NEEDED, TO Management Against Yes No
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE CHARTER
AMENDMENT PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 53,300 53,300 09/02/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCOB Annual Meeting Date: 09/03/2003
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
03 APPROVAL TO ADOPT THE CHARTER AMENDMENT TO (I) Shareholder Against Yes No
RECLASSIFY AND CONVERT EACH OUTSTANDING SHARE OF CTE
CLASS B COMMON STOCK INTO 1.09 SHARES OF CTE COMMON
STOCK AND (II) ELIMINATE FROM THE ARTICLES OF
INCORPORATION THE CTE CLASS B COMMON STOCK AND ALL
PROVISIONS RELATING THERETO AND CERTAIN INOPERATIVE
PROVISIONS.
04 TO ADJOURN THE ANNUAL MEETING, IF NEEDED, TO Management Against Yes No
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE CHARTER
AMENDMENT PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 204 24,000 24,000 09/02/2003
- ------------------------------------------------------------------------------------------------------------------------------------
FLEETWOOD ENTERPRISES, INC. FLE Annual Meeting Date: 09/09/2003
Issuer: 339099 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL REGARDING THE ANNUAL ELECTION Shareholder Against No No
OF THE ENTIRE BOARD OF DIRECTORS. THE BOARD OF
DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSAL
2.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 32,000 32,000 08/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PARK PLACE ENTERTAINMENT CORPORATION PPE Special Meeting Date: 09/10/2003
Issuer: 700690 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO AMEND THE COMPANY S AMENDED AND RESTATED CERTIFICATE Management For No No
OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY
TO CAESARS ENTERTAINMENT, INC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 140,000 140,000 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/12/2003
Issuer: 24522P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE DEL MONTE FOODS COMPANY S ANNUAL INCENTIVE Management For No No
PLAN, AS AMENDED, TO COMPLY WITH SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS DEL Management For No No
MONTE FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING MAY 2, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 87,000 87,000 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC. GRB Annual Meeting Date: 09/18/2003
Issuer: 373730 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO OBTAIN SHAREHOLDER APPROVAL OF THE GERBER Management For No No
SCIENTIFIC, INC. 2003 EMPLOYEE STOCK OPTION PLAN.
03 TO OBTAIN SHAREHOLDER APPROVAL OF THE GERBER Management For No No
SCIENTIFIC, INC. NON-EMPLOYEE DIRECTOR S STOCK
GRANT PLAN.
04 SHAREHOLDER PROPOSAL TO REPEAL THE CLASSIFIED Shareholder Against No No
BOARD.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 110,000 110,000 09/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
JOHN WILEY & SONS, INC. JWB Annual Meeting Date: 09/18/2003
Issuer: 968223 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No No
AS INDEPENDENT ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 305 12,000 12,000 09/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. WWE Annual Meeting Date: 09/19/2003
Issuer: 98156Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF WORLD WRESTLING ENTERTAINMENT, INC. Management For No No
MANAGEMENT BONUS PLAN.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For No No
INDEPENDENT AUDITORS FOR WORLD WRESTLING ENTERTAINMENT,
INC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 80,000 80,000 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SKYLINE CORPORATION SKY Annual Meeting Date: 09/22/2003
Issuer: 830830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 8,000 8,000 09/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
INTERSTATE BAKERIES CORPORATION IBC Annual Meeting Date: 09/23/2003
Issuer: 46072H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 29, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 115,000 115,000 09/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
KERZNER INTERNATIONAL LIMITED KZL Annual Meeting Date: 09/23/2003
Issuer: P6065Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
CERTIFIED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 68,000 68,000 09/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CATELLUS DEVELOPMENT CORPORATION CDX Annual Meeting Date: 09/26/2003
Issuer: 149111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER Management For No No
DATED JULY 31, 2003 AMONG CATELLUS DEVELOPMENT
CORPORATION, CATELLUS SUBCO, INC. AND CATELLUS
OPERATING LIMITED PARTNERSHIP PURSUANT TO WHICH
THE REIT CONVERSION WILL BE EFFECTED
02 DIRECTOR Management For No No
03 APPROVE THE AMENDMENT TO THE 2000 PERFORMANCE Management For No No
AWARD PLAN
04 APPROVE AND ADOPT THE 2003 PERFORMANCE AWARD PLAN Management For No No
05 STOCKHOLDER PROPOSAL RELATING TO STOCKHOLDER Shareholder For Yes No
RIGHTS PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 100,000 100,000 09/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
YOUBET.COM, INC. UBET Annual Meeting Date: 09/26/2003
Issuer: 987413 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RATIFY AN AMENDMENT TO THE COMPANY S CERTIFICATE Management Against Yes No
OF INCORPORATION AND BY-LAWS TO PROVIDE FOR THE
CLASSIFICATION OF THE BOARD OF DIRECTORS INTO THREE
CLASSES OF DIRECTORS WITH STAGGERED TERMS OF OFFICE.
02 TO RATIFY AN AMENDMENT TO THE COMPANY S CERTIFICATE Management Against Yes No
OF INCORPORATION AND BY-LAWS TO PROVIDE THAT
FUTURE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION
AND BY-LAWS MUST BE APPROVED BY AN AFFIRMATIVE VOTE OF
AT LEAST 66 2/3% OF THE VOTES OF THE OUTSTANDING SHARES
OF OUR COMPANY S COMMON STOCK.
03 DIRECTOR Management For No No
04 TO RATIFY THE SELECTION OF BDO SEIDMAN, LLP, Management For No No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 20,000 20,000 09/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/27/2003
Issuer: 090613 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 1,000 1,000 09/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Annual Meeting Date: 09/30/2003
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF UNITEDGLOBALCOM, INC. EQUITY INCENTIVE Management For No No
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 508 120,000 120,000 09/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CENTENNIAL COMMUNICATIONS CORP. CYCL Annual Meeting Date: 10/02/2003
Issuer: 15133V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE CENTENNIAL COMMUNICATIONS Management For No No
CORP. AND ITS SUBSIDIARIES 2003 EMPLOYEE STOCK
PURCHASE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION BY THE AUDIT Management For No No
COMMITTEE OF DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING MAY
31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 208 55,000 55,000 09/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PRACTICEWORKS, INC. PRWK Special Meeting Date: 10/07/2003
Issuer: 739419 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF JULY 20, 2003, BY AND AMONG PRACTICEWORKS,
INC., EASTMAN KODAK COMPANY AND PEACH ACQUISITION,
INC., PURSUANT TO WHICH PRACTICEWORKS WILL MERGE
WITH PEACH ACQUISITION, A WHOLLY-OWNED SUBSIDIARY
OF KODAK, WITH PRACTICEWORKS BEING THE SURVIVING
CORPORATION AND BECOMING A WHOLLY-OWNED SUBSIDIARY
OF KODAK
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 51,600 51,600 09/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION STRT Annual Meeting Date: 10/07/2003
Issuer: 863111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 17,700 17,700 09/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
AAR CORP. AIR Annual Meeting Date: 10/08/2003
Issuer: 000361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 25,000 25,000 09/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MGP INGREDIENTS, INC. MGPI Annual Meeting Date: 10/09/2003
Issuer: 55302G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 14,500 14,500 10/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
VALUE LINE, INC. VALU Annual Meeting Date: 10/09/2003
Issuer: 920437 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 4,000 4,000 10/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
STORAGENETWORKS, INC. STOR Annual Meeting Date: 10/14/2003
Issuer: 86211E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE PLAN OF COMPLETE LIQUIDATION Management Unvoted No
AND DISSOLUTION OF STORAGENETWORKS, INC., AND
APPROVE THE DISSOLUTION OF THE COMPANY.
02 DIRECTOR Management Unvoted No
03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management Unvoted No
THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2003.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 800,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
PETROLEUM GEO-SERVICES ASA PGOGY Special Meeting Date: 10/16/2003
Issuer: 716597 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ELECTION OF ONE PERSON TO COUNTERSIGN Management For No No
THE MINUTES.
02 APPROVAL OF THE RESTRUCTURING OF THE COMPANY. Management For No No
03 APPROVAL OF THE PROPOSAL TO REDUCE THE SHARE Shareholder For No No
CAPITAL OF THE COMPANY.
04 APPROVAL OF THE PROPOSAL TO INCREASE THE SHARE Shareholder For No No
CAPITAL OF THE COMPANY THROUGH A PRIVATE PLACEMENT
IN EXCHANGE FOR DEBT OWED TO NOTEHOLDERS AND BANKS.
05 APPROVAL OF THE PROPOSAL TO INCREASE THE SHARE Shareholder For No No
CAPITAL OF THE COMPANY THROUGH A FURTHER PRIVATE
PLACEMENT IN EXCHANGE FOR DEBT OWED TO NOTEHOLDERS
AND BANKS.
06 APPROVAL OF THE PROPOSAL TO AUTHORIZE THE BOARD Shareholder For No No
TO INCREASE THE SHARE CAPITAL OF THE COMPANY.
07 APPROVAL OF THE AMENDMENT OF ARTICLES OF ASSOCIATION. Management For No No
09 APPROVAL OF THE INSTRUCTION TO THE BOARD CONCERNING Management For No No
APPROVAL OF MAJOR TRANSACTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 8,000 8,000 10/07/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBG Annual Meeting Date: 10/20/2003
Issuer: G4285W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RATIFY AND CONFIRM THE BOARD OF DIRECTORS Management For No No
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITOR OF THE COMPANY UNTIL THE CLOSE OF
THE COMPANY S 2003 ANNUAL GENERAL MEETING AT A FEE TO BE
AGREED BY THE DIRECTORS ACTING THROUGH THE COMPANY S
AUDIT COMMITTEE.
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For No No
AUDITOR FOR THE COMPANY UNTIL THE CLOSE OF THE
COMPANY S 2004 ANNUAL GENERAL MEETING AT A FEE TO BE
AGREED TO BY THE DIRECTORS ACTING THROUGH THE COMPANY S
AUDIT COMMITTEE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 26,000 26,000 10/07/2003
- ------------------------------------------------------------------------------------------------------------------------------------
STILLWATER MINING COMPANY SWC Annual Meeting Date: 10/23/2003
Issuer: 86074Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO AMEND THE COMPANY S RESTATED CERTIFICATE OF Shareholder For No No
INCORPORATION (THE CURRENT CHARTER ) TO INCREASE THE
COMPANY S AUTHORIZED COMMON STOCK FROM 100,000,000
SHARES TO 200,000,000 SHARES.
02 TO AMEND THE CURRENT CHARTER TO ELIMINATE CUMULATIVE Management For No No
VOTING RIGHTS OF STOCKHOLDERS.
03 TO AMEND THE CURRENT CHARTER TO ELIMINATE THE Management For No No
RIGHTS OF STOCKHOLDERS TO TAKE ACTION BY WRITTEN
CONSENT.
04 TO AMEND THE CURRENT CHARTER TO PROVIDE THAT Management For No No
THE NUMBER OF DIRECTORS SHALL BE SET FORTH IN ACCORDANCE
WITH THE COMPANY S BY-LAWS, PROVIDED THAT THE NUMBER
SHALL BE NO LESS THAN SEVEN AND NO MORE THAN TEN.
05 TO APPROVE A RESTATEMENT OF THE CURRENT CHARTER Management For No No
TO INCLUDE THE AMENDMENTS SET FORTH IN PROPOSALS
1 THROUGH 4.
06 THE CURRENT BY-LAWS TO PROVIDE: (I) NOMINATION Management For No No
OF DIRECTORS, (II) FILLING OF VACANCIES IN THE BOARD,
(III) NOTICE OF BOARD MEETINGS, (IV) BOARD QUORUM
REQUIREMENTS, (V) ELECTION OF OFFICERS AND (VI)
APPOINTMENT OF THE BOARD COMMITTEES.
07 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For No No
CURRENT BY-LAWS TO INCLUDE THE AMENDMENTS SET FORTH IN
PROPOSAL 6.
08 DIRECTOR Management For No No
09 TO AMEND AND RESTATE THE COMPANY S GENERAL EMPLOYEE Management For No No
STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE FROM 1,100,000 SHARES TO
1,400,000 SHARES AND CHANGE THE GOVERNING LAW FROM
COLORADO TO DELAWARE.
10 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For No No
COMPANY S INDEPENDENT ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 26,148 26,148 10/22/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DIONEX CORPORATION DNEX Annual Meeting Date: 10/24/2003
Issuer: 254546 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE ADOPTION OF THE 2003 EMPLOYEE STOCK Management For No No
PARTICIPATION PLAN.
03 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
ITS FISCAL YEAR ENDING JUNE 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 10,000 10,000 10/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
NEW ENGLAND BUSINESS SERVICE, INC. NEB Annual Meeting Date: 10/24/2003
Issuer: 643872 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR
THE CURRENT FISCAL YEAR ENDING JUNE 26, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 15,000 15,000 10/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Special Meeting Date: 10/24/2003
Issuer: 68370R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF REORGANIZATION OF VIMPELCOM THROUGH Management For No No
STATUTORY MERGER OF VIMPELCOM-R INTO VIMPELCOM
AND OF THE MERGER AGREEMENT.
02 APPROVAL OF STATUTORY MERGER (INCLUDING RELATED Management For No No
MERGER AGREEMENT BETWEEN VIMPELCOM AND VIMPELCOM-R)
AS AN INTERESTED PARTY TRANSACTION.
03 APPROVAL OF INCREASE OF THE CHARTER CAPITAL OF Management For No No
VIMPELCOM THROUGH THE PLACEMENT OF ADDITIONAL COMMON
REGISTERED SHARES BY WAY OF CONVERSION OF COMMON
REGISTERED SHARES AND CONVERTIBLE TYPE A REGISTERED
PREFERRED SHARES OF VIMPELCOM-R INTO COMMON REGISTERED
SHARES OF VIMPELCOM.
04 APPROVAL OF CONVERSION OF 3,320 REGISTERED SHARES Management For No No
OF VIMPELCOM-R OWNED BY ECO TELECOM LIMITED INTO
7,300,680 COMMON REGISTERED SHARES OF VIMPELCOM
AS AN INTERESTED PARTY TRANSACTION.
05 APPROVAL OF CONVERSION OF 1,659 REGISTERED SHARES Management For No No
OF VIMPELCOM-R OWNED BY TELENOR EAST INVEST AS
INTO 3,648,141 COMMON REGISTERED SHARES OF VIMPELCOM
AS AN INTERESTED PARTY TRANSACTION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 75,000 75,000 10/13/2003
- ------------------------------------------------------------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION SXI Annual Meeting Date: 10/28/2003
Issuer: 854231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 65,000 65,000 10/22/2003
- ------------------------------------------------------------------------------------------------------------------------------------
WEIDER NUTRITION INTERNATIONAL, INC. WNI Annual Meeting Date: 10/28/2003
Issuer: 948603 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 701,000 701,000 10/22/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CHECKFREE CORPORATION CKFR Annual Meeting Date: 10/29/2003
Issuer: 162813 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AND ADOPT THE CHECKFREE CORPORATION Management For No No
2003 INCENTIVE COMPENSATION PLAN. THE BOARD OF
DIRECTORS RECOMMENDS A VOTE AGAINST ITEM 3.
03 THE STOCKHOLDER PROPOSAL SET FORTH IN THE PROXY Shareholder For Yes No
STATEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 1,000 1,000 10/22/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GP STRATEGIES CORPORATION GPX Annual Meeting Date: 10/29/2003
Issuer: 36225V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE COMPANY S 2003 INCENTIVE STOCK Management For No No
PLAN.
03 TO RATIFY THE BOARD OF DIRECTORS APPOINTMENT Management For No No
OF KPMG LLP AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2003.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 150,000 150,000 10/22/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MAGNETEK, INC. MAG Annual Meeting Date: 10/29/2003
Issuer: 559424 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 200,000 200,000 10/22/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON COAT FACTORY WAREHOUSE CO BCF Annual Meeting Date: 10/30/2003
Issuer: 121579 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE ANNUAL AWARD OF 100 SHARES Management For No No
OF COMPANY COMMON STOCK, $1 PAR VALUE, TO EACH
MEMBER OF THE AUDIT COMMITTEE FOR THEIR SERVICE
ON THE AUDIT COMMITTEE.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING MAY 29, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 100,000 100,000 10/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DIGENE CORPORATION DIGE Annual Meeting Date: 10/30/2003
Issuer: 253752 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S AMENDED Management Against Yes No
AND RESTATED 1999 INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 4,000 4,000 10/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG Annual Meeting Date: 11/04/2003
Issuer: 844030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE SOUTHERN UNION COMPANY Management For No No
2003 STOCK AND INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE SOUTHERN UNION COMPANY Management For No No
EXECUTIVE INCENTIVE BONUS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 48,159 48,159 10/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DANIELSON HOLDING CORPORATION DHC Annual Meeting Date: 11/05/2003
Issuer: 236274 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
2003 FISCAL YEAR.
03 ANY OTHER MATTERS WHICH MAY PROPERLY COME BEFORE Management For No No
THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF
IN THE DISCRETION OF THE PROXY HOLDER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 63,000 63,000 10/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MAGNAPLATE CORPORATION Annual Meeting Date: 11/05/2003
Issuer: 370262 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 206 40,000 40,000 10/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
METROMEDIA INTERNATIONAL GROUP, INC. MTRM Annual Meeting Date: 11/05/2003
Issuer: 591695 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE AUTHORIZATION OF THE PROPOSED AMENDMENT TO Management For No No
THE CERTIFICATE OF INCORPORATION TO DECREASE
THE PAR VALUE OF THE COMMON SHARES FROM $1.00
TO $0.01 PER SHARE
03 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2003
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 10,000 10,000 11/04/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BOCA RESORTS, INC. RST Annual Meeting Date: 11/07/2003
Issuer: 09688T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE ACTION OF THE AUDIT COMMITTEE OF Management For No No
THE BOARD OF DIRECTORS IN APPOINTING ERNST & YOUNG LLP
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING JUNE 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 140,000 140,000 11/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE FAIRCHILD CORPORATION FA Annual Meeting Date: 11/07/2003
Issuer: 303698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For No No
FOR THE PRESIDENT.
03 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For No No
FOR THE CHIEF EXECUTIVE OFFICER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 132,700 132,700 11/06/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION MDP Annual Meeting Date: 11/10/2003
Issuer: 589433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO ADOPT AMENDMENTS TO THE RESTATED ARTICLES Management Against Yes No
OF INCORPORATION RELATING TO LIMITATION OF LIABILITY OF
DIRECTORS FOR MONETARY DAMAGES AND INDEMNIFICATION OF
DIRECTORS AS PERMITTED UNDER THE RECENTLY AMENDED IOWA
BUSINESS CORPORATION ACT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 29,000 29,000 11/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BALDWIN TECHNOLOGY COMPANY, INC. BLD Annual Meeting Date: 11/11/2003
Issuer: 058264 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 415,000 415,000 11/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY SATELLITE & TECHNOLOGY, INC. LSTTA Special Meeting Date: 11/12/2003
Issuer: 531182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT, DATED AS OF Management For No No
AUGUST 26, 2003, AMONG THE COMPANY, LIBERTY MEDIA
CORPORATION, AND LIBERTY SATELLITE ACQUISITION CO., AND
APPROVAL OF THE MERGER CONTEMPLATED THEREBY PURSUANT TO
WHICH LIBERTY MEDIA CORPORATION WILL ACQUIRE ALL OF THE
PUBLICLY HELD COMMON STOCK OF LIBERTY SATELLITE &
TECHNOLOGY, INC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 301 21,500 21,500 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
LIFECORE BIOMEDICAL, INC. LCBM Annual Meeting Date: 11/13/2003
Issuer: 532187 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY AND APPROVE THE 2003 STOCK Management For No No
INCENTIVE PLAN.
03 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For No No
OF GRANT THORNTON LLP AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE CURRENT FISCAL YEAR
ENDING JUNE 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 2,000 2,000 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET Special Meeting Date: 11/18/2003
Issuer: 367905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Management Abstain Yes No
COMMON STOCK UNDER THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF AUGUST 4, 2003, BY AND AMONG
THE COMPANY, GET MERGER SUB, INC. AND RESORTQUEST
INTERNATIONAL, INC.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management Abstain Yes No
LATER DATE, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF THE
PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF COMMON
STOCK UNDER THE AGREEMENT AND PLAN OF MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 165,000 165,000 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. DCI Annual Meeting Date: 11/21/2003
Issuer: 257651 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS.
03 AMEND CERTIFICATE OF INCORPORATION TO INCREASE Shareholder For No No
AUTHORIZED SHARES OF COMMON STOCK FROM 80,000,000
TO 120,000,000.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 35,000 35,000 11/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SIRIUS SATELLITE RADIO INC. SIRI Annual Meeting Date: 11/25/2003
Issuer: 82966U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AMEND THE SIRIUS SATELLITE RADIO 2003 LONG-TERM Management For No No
STOCK INCENTIVE PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 40,000 40,000 11/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOLOGIC CORP. OLGC Special Meeting Date: 11/26/2003
Issuer: 68750J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE SALE OF SUBSTANTIALLY Management For No No
ALL ASSETS OF THE ORTHOLOGIC CORP. S BONE GROWTH
STIMULATION DEVICE BUSINESS AS SET FORTH IN THE
NOTICE AND PROXY STATEMENT RELATING TO THIS MEETING
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 2,000 2,000 11/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PEGASUS COMMUNICATIONS CORPORATION PGTV Annual Meeting Date: 12/01/2003
Issuer: 705904 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AMEND THE AMENDED AND RESTATED CERTIFICATE Management Against Yes No
OF INCORPORATION TO ELIMINATE THE VOTING PROVISIONS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management Against Yes No
ALLOW DIVIDENDS OR OTHER DISTRIBUTIONS ON OUR CLASS A,
CLASS B COMMON STOCK AND NON-VOTING COMMON STOCK TO BE
PAID IN NON-VOTING COMMON STOCK, AND OUR CLASS A AND B
COMMON TO BE PAID IN CLASS A COMMON STOCK.
4A AMENDMENT OF THE 1996 STOCK OPTION PLAN TO: ALLOW Management Against Yes No
FOR THE ISSUANCE OF NON-VOTING COMMON STOCK.
4B AMENDMENT OF THE 1996 STOCK OPTION PLAN TO: CHANGE Management Against Yes No
THE MAXIMUM NUMBER OF SHARES OF CLASS A COMMON
STOCK AND NON-VOTING COMMON STOCK THAT MAY BE ISSUED
UNDER OPTIONS GRANTED TO ANY EMPLOYEE TO 200,000 SHARES
IN ANY CALENDAR YEAR.
4C AMENDMENT OF THE 1996 STOCK OPTION PLAN TO: EXPRESSLY Management Against Yes No
PERMIT THE REPRICING OF OUTSTANDING OPTIONS.
5A AMENDMENT OF THE RESTRICTED STOCK PLAN TO: ALLOW Management Against Yes No
FOR THE ISSUANCE OF NON-VOTING COMMON STOCK.
5B AMENDMENT OF THE RESTRICTED STOCK PLAN TO: INCREASE Management Against Yes No
THE MAXIMUM NUMBER OF SHARES OF CLASS A COMMON
STOCK AND NON-VOTING COMMON STOCK THAT MAY BE ISSUED
UNDER THE RESTRICTED STOCK PLAN TO 400,000 SHARES.
5C AMENDMENT OF THE RESTRICTED STOCK PLAN TO: EXPRESSLY Management Against Yes No
PERMIT THE REPRICING OF OUTSTANDING OPTIONS.
6 AMENDMENT OF THE 2001 EMPLOYEE STOCK PURCHASE Management Against Yes No
PLAN TO ALLOW FOR THE ISSUANCE OF NON-VOTING
COMMON STOCK.
7 APPROVAL OF THE ANTI-DILUTION PROVISIONS OF WARRANTS, Shareholder Against Yes No
TO BE ISSUED TO A GROUP OF INSTITUTIONAL LENDERS,
TO PURCHASE UP TO 1,000,000 SHARES OF NON-VOTING
COMMON STOCK. *** SUCH OTHER BUSINESS AS MAY
COME BEFORE THE MEETING ***
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 605 25,500 25,500 11/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. MNRO Special Meeting Date: 12/02/2003
Issuer: 610236 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENT TO THE RESTATED CERTIFICATE Shareholder For No No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 15,000,000 TO 20,000,000.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 5,250 5,250 11/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA ODC Annual Meeting Date: 12/02/2003
Issuer: 677864 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS, Management For No No
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING JULY 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 90,000 90,000 11/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SPS TECHNOLOGIES, INC. ST Special Meeting Date: 12/02/2003
Issuer: 784626 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF AUGUST 16, 2003, BY AND AMONG
SPS TECHNOLOGIES, INC., PRECISION CASTPARTS CORP.
AND STAR ACQUISITION, LLC, WHOLLY-OWNED SUBSIDIARY OF
PCC, WHICH PROVIDES FOR THE MERGER OF SPS WITH AND INTO
STAR ACQUISITION, WITH STAR ACQUISITION, BEING THE
SURVIVING ENTITY.
02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL Management For No No
MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF
PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE PROPOSAL 1 ABOVE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 11/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
A. SCHULMAN, INC. SHLM Annual Meeting Date: 12/04/2003
Issuer: 808194 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING AUGUST 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 73,000 73,000 11/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC. CLCT Annual Meeting Date: 12/04/2003
Issuer: 19421R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF: THE 2003 STOCK INCENTIVE PLAN, WHICH Management For No No
AUTHORIZES 500,000 SHARES OF COMMON STOCK FOR THE GRANT
OF STOCK OPTIONS AND RESTRICTED SHARE PURCHASE RIGHTS TO
OFFICERS, EMPLOYEES, DIRECTORS AND SERVICE PROVIDERS OF
THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 200 5,600 5,600 11/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. HAIN Annual Meeting Date: 12/04/2003
Issuer: 405217 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE AMENDMENT TO THE 2002 LONG TERM Management For No No
INCENTIVE AND STOCK PLAN TO INCREASE THE NUMBER
OF SHARES ISSUABLE OVER THE TERM OF THE PLAN BY
1,500,000 SHARES TO 3,100,000 SHARES IN THE AGGREGATE.
03 TO APPROVE THE AMENDMENT TO THE 2000 DIRECTORS Management For No No
STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES
ISSUABLE OVER THE TERM OF THE PLAN BY 200,000 SHARES TO
950,000 SHARES IN THE AGGREGATE.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For No No
TO ACT AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING JUNE 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 10,000 10,000 11/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ON COMMAND CORPORATION ONCO Special Meeting Date: 12/05/2003
Issuer: 682160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT, DATED AS OF Management For No No
SEPTEMBER 9, 2003, AMONG THE COMPANY, LIBERTY MEDIA
CORPORATION, A DELAWARE CORPORATION, AND ONCO ACQUISITION
CO., A DELAWARE CORPORATION, AND APPROVAL OF THE MERGER
CONTEMPLATED THEREBY, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT/PROSPECTUS).
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 125,200 125,200 12/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GYRODYNE COMPANY OF AMERICA, INC. GYRO Annual Meeting Date: 12/09/2003
Issuer: 403820 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN Management For No No
& CO., LLP AS CERTIFIED PUBLIC ACCOUNTANTS FOR
THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 10,000 10,000 12/03/2003
- ------------------------------------------------------------------------------------------------------------------------------------
OFFICEMAX, INC. OMX Special Meeting Date: 12/09/2003
Issuer: 67622M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF JULY 13, 2003, AMONG BOISE
CASCADE CORPORATION, CHALLIS CORPORATION AND
OFFICEMAX, INC., AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 58,700 58,700 12/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THOR INDUSTRIES, INC. THO Annual Meeting Date: 12/09/2003
Issuer: 885160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT TO THE COMPANY S CERTIFICATE OF INCORPORATION Shareholder For No No
TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK FROM 40,000,000 TO 250,000,000.
03 APPROVAL OF THOR INDUSTRIES, INC. ANNUAL INCENTIVE Management For No No
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 14,000 14,000 12/03/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ROBBINS & MYERS, INC. RBN Annual Meeting Date: 12/10/2003
Issuer: 770196 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 30,000 30,000 12/03/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO CONTINENTAL SA CONTAL EGM Meeting Date: 12/11/2003
Issuer: P3091R172 ISIN: MXP3091R1239
SEDOL: 2415066
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO DESIGNATE TELLERS, WHICH SHALL COMPUTE Management For No
THE QUORUM AND LEGALLY OPENTHE MEETING
2. APPROVE AMENDING THE COMPANY BY-LAWS IN ORDER TO Management For No
COMPLY WITH THE GENERAL RESOLUTIONS APPLICABLE TO
SECURITIES ISSUERS AND ALL OTHER SECURITIES MARKET
PLAYERS, ISSUED BY THE NATIONAL SECURITIES AND BANKING
COMMISSION
3. DESIGNATE DELEGATES TO FORMALIZE AND EXECUTE THE Management For No
RESOLUTIONS ADOPTED BY THE MEETING
4. RECEIVE AND APPROVE THE MINUTES OF THE MEETING Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 601,500 601,500 12/03/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ROBERT MONDAVI CORPORATION MOND Annual Meeting Date: 12/12/2003
Issuer: 609200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR.
03 TO APPROVE AN AMENDMENT TO THE 1993 EQUITY INCENTIVE Management For No No
PLAN TO RESERVE AN ADDITIONAL 900,000 SHARES OF CLASS A
COMMON STOCK FOR ISSUANCE UNDER THAT PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 34,000 34,000 12/03/2003
- ------------------------------------------------------------------------------------------------------------------------------------
WD-40 COMPANY WDFC Annual Meeting Date: 12/16/2003
Issuer: 929236 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AN AMENDMENT TO THE WD-40 COMPANY Management Against Yes No
1990 INCENTIVE STOCK OPTION PLAN.
03 TO APPROVE THE WD-40 COMPANY 1999 NON-EMPLOYEE Management For No No
DIRECTOR RESTRICTED STOCK PLAN.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 17,000 17,000 12/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 12/17/2003
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF A TOTAL OF UP TO Management For No No
171,238,160 SHARES OF UNITEDGLOBALCOM, INC. CLASS
A COMMON STOCK, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 APPROVAL OF UNITEDGLOBALCOM S AMENDED EQUITY Management For No No
INCENTIVE PLAN FOR EMPLOYEES, DIRECTORS AND CONSULTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 508 120,000 120,000 12/09/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. AYI Annual Meeting Date: 12/18/2003
Issuer: 00508Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE AMENDED AND RESTATED ACUITY BRANDS, Management Against Yes No
INC. LONG-TERM INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 230,000 230,000 12/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC. AW Special Meeting Date: 12/18/2003
Issuer: 019589 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF SHARES OF OUR COMMON Shareholder For No No
STOCK IN EXCHANGE FOR SHARES OF OUR SERIES A
SENIOR CONVERTIBLE PREFERRED STOCK PURSUANT TO AN
EXCHANGE AGREEMENT BETWEEN THE COMPANY AND HOLDERS OF
THE PREFERRED STOCK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 308 250,000 250,000 12/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SYCAMORE NETWORKS, INC. SCMR Annual Meeting Date: 12/18/2003
Issuer: 871206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF THE FIRM OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS OF THE CORPORATION FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 260,900 260,900 12/09/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SYLVAN INC. SYLN Annual Meeting Date: 12/29/2003
Issuer: 871371 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 106,000 106,000 12/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION BFA Consent Meeting Date: 01/06/2004
Issuer: 115637 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 INCREASE THE NUMBER OF AUTHORIZED SHARES OF $.15 Shareholder For No No
PAR VALUE CLASS A COMMON STOCK TO 57,000,000
FROM 30,000,000
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 12,000 12,000 12/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BULL RUN CORPORATION Annual Meeting Date: 01/07/2004
Issuer: 120182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AUTHORIZATION OF THE PAST AND FUTURE ISSUANCE Management Against Yes No
OF SHARES OF BULL RUN COMMON STOCK TO THE COMPANY
S CHAIRMAN AND HIS AFFILIATES AS COMPENSATION FOR HIS
PERSONAL GUARANTEE OF THE COMPANY S BANK LOANS AND AS
PAYMENT OF ANNUAL DIVIDENDS ON INVESTMENTS IN THE
COMPANY S PREFERRED STOCK.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS OF BULL RUN FOR THE YEAR ENDING AUGUST
31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 209 22,000 22,000 01/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHLAND CRANBERRIES, INC. NRCNA Annual Meeting Date: 01/07/2004
Issuer: 666499 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 207 5,000 5,000 12/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DEL GLOBAL TECHNOLOGIES CORP. DGTC Annual Meeting Date: 01/14/2004
Issuer: 245073 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 45,120 45,120 12/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ENZO BIOCHEM, INC. ENZ Annual Meeting Date: 01/14/2004
Issuer: 294100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 1,050 1,050 01/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MOOG INC. MOGA Annual Meeting Date: 01/14/2004
Issuer: 615394 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO CERTIFICATE OF INCORPORATION. Management For No No
02 DIRECTOR Management For No No
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For No No
FOR THE YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 202 95,000 95,000 12/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HERLEY INDUSTRIES, INC. HRLY Annual Meeting Date: 01/15/2004
Issuer: 427398 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 25,000 25,000 12/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
NEIMAN MARCUS GROUP, INC. Annual Meeting Date: 01/16/2004
Issuer: 640204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 301 130,000 130,000 01/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PENFORD CORPORATION PENX Annual Meeting Date: 01/20/2004
Issuer: 707051 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 50,000 50,000 01/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LEE ENTERPRISES, INCORPORATED LEE Annual Meeting Date: 01/21/2004
Issuer: 523768 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE COMPANY S ANNUAL INCENTIVE BONUS Management For No No
PROGRAM AS DESCRIBED IN PROPOSAL 2 IN THE PROXY
STATEMENT.
03 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For No No
AS MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 14,000 14,000 01/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LINDSAY MANUFACTURING CO. LNN Annual Meeting Date: 01/21/2004
Issuer: 535555 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AUDITOR. RATIFICATION OF THE APPOINTMENT OF KPMG Management For No No
LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING AUGUST 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 74,000 74,000 01/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY ACV Annual Meeting Date: 01/22/2004
Issuer: 013068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RE-APPROVAL OF THE COMPANY S MANAGEMENT INCENTIVE Management For No No
PLAN, AS AMENDED.
03 APPROVAL OF THE AMENDMENT TO ARTICLE 4 OF THE Management For No No
COMPANY S CERTIFICATE OF INCORPORATION TO ELIMINATE
PROVISIONS THAT ARE NO LONGER APPLICABLE AS A RESULT OF
THE CONVERSION, ELIMINATE THE 150,000,000 AUTHORIZED
SHARES OF CLASS A COMMON STOCK AND CHANGE THE
DESIGNATION OF THE CLASS B COMMON STOCK TO COMMON STOCK.
04 APPROVAL OF THE AMENDMENT TO ARTICLE 4 OF THE Shareholder For No No
COMPANY S CERTIFICATE OF INCORPORATION TO INCREASE THE
AUTHORIZED CLASS B COMMON STOCK FROM 150,000,000 SHARES
TO 300,000,000 SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 3,500 3,500 01/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY CPE Special Meeting Date: 01/23/2004
Issuer: 13123X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO AMEND AND RESTATE THE FIRST SENTENCE OF ARTICLE Shareholder For No No
FOUR OF CALLON PETROLEUM COMPANY S CERTIFICATE OF
INCORPORATION, AS AMENDED, TO BE READ AS FOLLOWS:
THE CORPORATION SHALL HAVE AUTHORITY TO ISSUE TWO
CLASSES OF STOCK, AND THE TOTAL NUMBER AUTHORIZED SHALL
BE 30,000,000 SHARES OF COMMON STOCK, PAR VALUE $.01 PER
SHARE, AND 2,500,000 SHARES OF PREFERRED STOCK .
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 95,000 95,000 01/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LOWRANCE ELECTRONICS, INC. LEIX Annual Meeting Date: 01/27/2004
Issuer: 548900 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For No No
AND TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR ITS FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 32,000 32,000 01/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NTL EUROPE, INC. Special Meeting Date: 01/27/2004
Issuer: 62940R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE CERTIFICATE OF AMENDMENT Shareholder For No No
TO THE CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE
STOCK SPLIT AS SET FORTH IN THE PROXY STATEMENT PROVIDED
TO STOCKHOLDERS.
02 TO APPROVE AND ADOPT THE CERTIFICATE OF AMENDMENT Management For No No
TO THE CERTIFICATE OF INCORPORATION TO EFFECT A CHANGE
OF NTL EUROPE S NAME AS SET FORTH IN THE PROXY STATEMENT
PROVIDED TO STOCKHOLDERS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 2,820 2,820 01/23/2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 202 1,197 1,197 01/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TECH/OPS SEVCON, INC. TO Annual Meeting Date: 01/27/2004
Issuer: 878293 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AMEND THE 1996 EQUITY INCENTIVE PLAN. Management Against Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 15,500 15,500 01/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CRAZY WOMAN CREEK BANCORP INCORPORAT CRZY Annual Meeting Date: 01/28/2004
Issuer: 225233 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 4,000 4,000 01/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WOODWARD GOVERNOR COMPANY WGOV Annual Meeting Date: 01/28/2004
Issuer: 980745 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 8,300 8,300 01/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE SCOTTS COMPANY SMG Annual Meeting Date: 01/29/2004
Issuer: 810186 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 3,000 3,000 01/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OSHKOSH TRUCK CORPORATION OSK Annual Meeting Date: 02/03/2004
Issuer: 688239 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Unvoted No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 201 3,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA ROCK INDUSTRIES, INC. FRK Annual Meeting Date: 02/04/2004
Issuer: 341140 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 8,000 8,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. LDR Annual Meeting Date: 02/04/2004
Issuer: 51476K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE PRICEWATERHOUSECOOPERS LLP Management For No No
AS AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 13,000 13,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC. ESE Annual Meeting Date: 02/05/2004
Issuer: 296315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF 2004 INCENTIVE COMPENSATION PLAN Management For No No
03 APPROVAL OF AMENDED EMPLOYEE STOCK PURCHASE PLAN Management For No No
04 RATIFICATION OF COMPANY S SELECTION OF KPMG LLP Management For No No
AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
SEPTEMBER 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 5,000 5,000 01/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
J & J SNACK FOODS CORP. JJSF Annual Meeting Date: 02/05/2004
Issuer: 466032 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF PERFORMANCE-BASED COMPENSATION FOR Management For No No
GERALD B. SHREIBER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 7,000 7,000 02/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RALCORP HOLDINGS, INC. RAH Annual Meeting Date: 02/05/2004
Issuer: 751028 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 60,000 60,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SYBRON DENTAL SPECIALTIES, INC. SYD Annual Meeting Date: 02/06/2004
Issuer: 871142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 190,000 190,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANDREW CORPORATION ANDW Annual Meeting Date: 02/10/2004
Issuer: 034425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK Management For No No
AVAILABLE FOR ISSUANCE UNDER THE ANDREW CORPORATION
EMPLOYEE STOCK PURCHASE PLAN BY 1,700,000.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS Management For No No
INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 145,000 145,000 01/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JACUZZI BRANDS, INC. Annual Meeting Date: 02/11/2004
Issuer: 469865 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No No
B RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No No
AUDITORS FOR FISCAL 2004
C PROPOSAL I - APPROVAL OF THE 2004 STOCK INCENTIVE Management Against Yes No
PLAN
D PROPOSAL II - APPROVAL OF EXCHANGE PROGRAM Management Against Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 60,000 60,000 02/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE STEAK N SHAKE COMPANY SNS Annual Meeting Date: 02/11/2004
Issuer: 857873 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE COMPANY S AMENDED AND Management For No No
RESTATED 1997 CAPITAL APPRECIATION PLAN, AS ADOPTED
BY THE BOARD OF DIRECTORS.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 DIRECTOR Management For No No
STOCK OPTION PLAN, AS ADOPTED BY THE BOARD OF
DIRECTORS.
04 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For No No
& TOUCHE, LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 01/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 02/11/2004
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENTS TO UNITEDGLOBALCOM, Management For No No
INC. STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
(EFFECTIVE JUNE 1, 1993), UNITEDGLOBALCOM, INC.
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
(EFFECTIVE MARCH 20, 1998), AND UNITEDGLOBALCOM,
INC. 1993 STOCK OPTION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 508 120,000 120,000 02/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AIRGATE PCS, INC. PCSA Special Meeting Date: 02/12/2004
Issuer: 009367 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ISSUANCE, IN CONNECTION WITH THE RESTRUCTURING Shareholder For No No
TRANSACTIONS, OF AN AGGREGATE OF 56% OF THE SHARES
OF THE COMPANY S COMMON STOCK TO BE ISSUED AND
OUTSTANDING IMMEDIATELY AFTER THE RESTRUCTURING
(33,041,516 SHARES OF THE COMPANY S COMMON STOCK BASED
ON THE NUMBER OF CURRENTLY OUTSTANDING SHARES, WITHOUT
GIVING EFFECT TO THE REVERSE STOCK SPLIT).
02 THE AMENDMENT AND RESTATEMENT OF THE COMPANY Shareholder For No No
S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO
IMPLEMENT THE REVERSE STOCK SPLIT AND REDUCE THE
AUTHORIZED SHARES UNDER THE COMPANY S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION.
03 THE AMENDMENT AND RESTATEMENT OF THE 2002 AIRGATE Management For No No
PCS, INC. LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 30,000 30,000 02/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED IMKTA Annual Meeting Date: 02/17/2004
Issuer: 457030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO ADOPT THE QUALIFIED TRANSFEREE AMENDMENT Management For No No
TO THE ARTICLES OF INCORPORATION OF INGLES MARKETS,
INCORPORATED.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 175,000 175,000 02/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION MATW Annual Meeting Date: 02/19/2004
Issuer: 577128 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS TO AUDIT THE RECORDS
OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 40,000 40,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FARMER BROS. CO. FARM Annual Meeting Date: 02/23/2004
Issuer: 307675 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Unvoted No
02 APPROVAL OF APPOINTMENT OF ERNST & YOUNG LLP Management Unvoted No
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2004
3A APPROVAL OF THE REINCORPORATION OF THE COMPANY Management Unvoted No
IN THE STATE OF DELAWARE
3B APPROVAL OF THE ELIMINATION OF THE RIGHT OF OUR Management Unvoted No
SHAREHOLDERS TO ACT BY WRITTEN CONSENT
3C APPROVAL OF THE IMPLEMENTATION OF A CLASSIFIED Management Unvoted No
BOARD OF DIRECTORS
3D APPROVAL OF THE ELIMINATION OF THE RIGHT OF SHAREHOLDERS Management Unvoted No
HOLDING 10% OR MORE OF VOTING SHARES TO CALL
SPECIAL MEETING
3E APPROVAL OF THE ELIMINATION OF CUMULATIVE VOTING Management Unvoted No
FOR OUR DIRECTORS
3F APPROVAL OF THE INCREASE IN AUTHORIZED SHARES Shareholder Unvoted No
OF COMMON STOCK OF THE COMPANY FROM 3,000,000
SHARES TO 25,000,000 SHARES, AND AUTHORIZATION
OF 500,000 SHARES OF PREFERRED STOCK OF THE COMPANY
04 SHAREHOLDER PROPOSAL TO AMEND THE COMPANY S BYLAWS Shareholder Unvoted No
TO RESTORE CUMULATIVE VOTING THE BOARD OF DIRECTORS
RECOMMENDS A VOTE AGAINST PROPOSAL FOUR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 2,500 0
- ------------------------------------------------------------------------------------------------------------------------------------
GREIF, INC. GEFB Annual Meeting Date: 02/23/2004
Issuer: 397624 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For No No
S LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 206 1,000 1,000 02/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INC. BSET Annual Meeting Date: 02/24/2004
Issuer: 070203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG, Management For No No
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING NOVEMBER 27, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 16,000 16,000 02/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CUNO INCORPORATED CUNO Annual Meeting Date: 03/04/2004
Issuer: 126583 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 REAPPROVE THE PERFORMANCE GOALS IN THE EXECUTIVE Management For No No
MANAGEMENT INCENTIVE PLAN.
03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS, LLP Management For No No
AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 65,000 65,000 03/01/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ACTION PERFORMANCE COMPANIES, INC. ATN Annual Meeting Date: 03/05/2004
Issuer: 004933 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 3,500 3,500 02/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PHOENIX TECHNOLOGIES LTD. PTEC Annual Meeting Date: 03/08/2004
Issuer: 719153 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE AMENDMENT TO THE 2001 EMPLOYEE Management For No No
STOCK PURCHASE PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL
YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 8,000 8,000 02/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SAFENET, INC. SFNT Special Meeting Date: 03/15/2004
Issuer: 78645R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SAFENET COMMON STOCK Management For No No
PURSUANT TO THE AGREEMENT AND PLAN OF REORGANIZATION,
DATED AS OF OCTOBER 22, 2003, AMONG SAFENET,
RAVENS ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY
OF SAFENET, AND RAINBOW TECHNOLOGIES, INC.
02 TO INCREASE THE NUMBER OF SHARES OF SAFENET COMMON Management For No No
STOCK AVAILABLE FOR ISSUANCE UNDER SAFENET S 2001
OMNIBUS STOCK PLAN FROM 2,100,000 SHARES TO 3,000,000
SHARES.
03 TO GRANT DISCRETIONARY AUTHORITY TO ADJOURN OR Management For No No
POSTPONE THE SAFENET SPECIAL MEETING TO ANOTHER TIME OR
PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 550 550 03/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TODHUNTER INTERNATIONAL, INC. THT Annual Meeting Date: 03/16/2004
Issuer: 889050 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE COMPANY S 2004 STOCK OPTION PLAN, Management For No No
REPLACING THE 1992 STOCK OPTION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 5,000 5,000 03/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CLARCOR INC. CLC Annual Meeting Date: 03/22/2004
Issuer: 179895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO ADOPT EMPLOYEE STOCK PURCHASE PLAN. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 217,000 217,000 03/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION IEX Annual Meeting Date: 03/23/2004
Issuer: 45167R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF DELOITTE & TOUCHE LLP AS AUDITORS Management For No No
OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 40,000 40,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ASHWORTH, INC. ASHW Annual Meeting Date: 03/24/2004
Issuer: 04516H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 25,000 25,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIAL CORPORATION DL Special Meeting Date: 03/24/2004
Issuer: 25247D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF DECEMBER 14, 2003, BY AND AMONG HENKEL
KGAA, HENKEL MERGER CORPORATION AND THE DIAL CORPORATION.
02 IN THEIR DISCRETION, THE NAMED PROXIES ARE AUTHORIZED Management For No No
TO VOTE ON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE SPECIAL MEETING, INCLUDING ANY
ADJOURNMENTS, POSTPONEMENTS OR CONTINUATIONS THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 30,000 30,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. OMN Annual Meeting Date: 03/25/2004
Issuer: 682129 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDED NOVEMBER 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 130,000 130,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION ALB Annual Meeting Date: 03/31/2004
Issuer: 012653 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For No No
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 30,000 30,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC. GY Annual Meeting Date: 03/31/2004
Issuer: 368682 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
02 TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For Yes No
ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 310,000 310,000 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION AOS Annual Meeting Date: 04/05/2004
Issuer: 831865 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For No No
& YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE
CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 15,000 15,000 03/26/2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 209 3,000 3,000
- ------------------------------------------------------------------------------------------------------------------------------------
AIRGATE PCS, INC. PCSAD Annual Meeting Date: 04/08/2004
Issuer: 009367 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 301 6,000 6,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE MIDLAND COMPANY MLAN Annual Meeting Date: 04/08/2004
Issuer: 597486 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE ADOPTION OF THE MIDLAND COMPANY Management For No No
EXECUTIVE ANNUAL INCENTIVE PLAN AND TO APPROVE
PERFORMANCE CONDITIONS APPLICABLE TO CERTAIN AWARDS
UNDER THE INCENTIVE PLAN.
03 TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE Management For No No
MIDLAND COMPANY 2002 EMPLOYEE INCENTIVE STOCK PLAN AND
TO APPROVE PERFORMANCE CONDITIONS APPLICABLE TO CERTAIN
AWARDS UNDER THE 2002 PLAN AS WELL AS PERFORMANCE
CONDITIONS UNDER THE 1992 ASSOCIATE STOCK INCENTIVE
PLAN.
04 TO APPROVE THE ADOPTION OF THE MIDLAND COMPANY Management For No No
AGENT STOCK ACQUISITION PROGRAM.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 118,000 118,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FLEETWOOD ENTERPRISES, INC. FLE Special Meeting Date: 04/12/2004
Issuer: 339099 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF A CERTIFICATE OF AMENDMENT TO THE Shareholder For No No
COMPANY S RESTATED CERTIFICATE OF INCORPORATION THAT
WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES OF OUR
COMMON STOCK FROM 75,000,000 TO 150,000,000 SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Special Meeting Date: 04/12/2004
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 15, 2003, BY AND AMONG LOCKHEED
MARTIN CORPORATION, LMC SUB ONE, INC. AND THE TITAN
CORPORATION, AS AMENDED, AND APPROVAL OF THE MERGER
CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 196,000 196,000 03/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC BANCSHARES, INC. REPB Special Meeting Date: 04/13/2004
Issuer: 759929 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Management For No No
AND PLAN OF REORGANIZATION, DATED AS OF DECEMBER
1, 2003, BETWEEN REPUBLIC BANCSHARES, INC. AND
BB&T CORPORATION AND A RELATED PLAN OF MERGER
PURSUANT TO WHICH REPUBLIC WOULD MERGE INTO BB&T.
02 THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Management For No No
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE
ABOVE PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 1,000 1,000 03/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STEWART ENTERPRISES, INC. STEI Annual Meeting Date: 04/13/2004
Issuer: 860370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE RETENTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 14,000 14,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. B Annual Meeting Date: 04/14/2004
Issuer: 067806 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE BARNES GROUP INC. STOCK AND INCENTIVE Management For No No
AWARD PLAN
03 APPROVAL OF THE NON-EMPLOYEE DIRECTOR DEFERRED Management For No No
STOCK PLAN, AS FURTHER AMENDED
04 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 17,000 17,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WEIS MARKETS, INC. WMK Annual Meeting Date: 04/14/2004
Issuer: 948849 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For No No
& YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS
OF THE CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 40,000 40,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
H.B. FULLER COMPANY FUL Annual Meeting Date: 04/15/2004
Issuer: 359694 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For No No
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING NOVEMBER 27, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 130,000 130,000 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HARTMARX CORPORATION HMX Annual Meeting Date: 04/15/2004
Issuer: 417119 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE 2004 MANAGEMENT INCENTIVE PLAN Management For No No
(ITEM (2) OF PROXY STATEMENT).
03 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
(ITEM (3) OF PROXY STATEMENT).
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 200,000 200,000 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NICOR INC. GAS Annual Meeting Date: 04/15/2004
Issuer: 654086 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS IN 2004.
03 SHAREHOLDER PROPOSAL CONCERNING THE SHAREHOLDER Shareholder For Yes No
RIGHTS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 15,000 15,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP STL Annual Meeting Date: 04/15/2004
Issuer: 859158 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Shareholder For No No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
COMMON SHARES, $1 PAR VALUE, FROM 20,000,000 TO
50,000,000; AND DELETE SECTION THREE OF ARTICLE FIFTH OF
THE COMPANY S CERTIFICATE OF INCORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 32,000 32,000 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WILMINGTON TRUST CORPORATION WL Annual Meeting Date: 04/15/2004
Issuer: 971807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF 2004 EMPLOYEE STOCK PURCHASE PLAN. Management For No No
03 APPROVAL OF 2004 EXECUTIVE INCENTIVE PLAN. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 50,000 50,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Special Meeting Date: 04/16/2004
Issuer: 68370R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENTS TO THE CHARTER OF VIMPELCOM. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 72,000 72,000 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANTILARIO (RE) MIX Meeting Date: 04/20/2004
Issuer: T5513W107 ISIN: IT0001078911 BLOCKING
SEDOL: 5161407, 5849004
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
21 APR 2004 (AND A THIRD CALL ON 22 APR 2004).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
E.1 AMEND SOME ARTICLES OF THE BY-LAWS ALSO IN ORDER Management For No
TO REFLECT THE REFORM OF ITALIAN COMPANY LAW
O.1 APPROVE THE BALANCE SHEET REPORT AS OF 31 DEC Management For No
2003 TOGETHER WITH THE BOARD OF DIRECTORS REPORTS
ON MANAGEMENT ACTIVITY AND THE INTERNAL AUDITORS
REPORTS; THE CONSOLIDATED BALANCE SHEET REPORTS
AS OF 31 DEC 2003 TOGETHER WITH THE DIRECTORS
AND THE INTERNAL AUDITORS REPORTS; RESOLUTIONS
RELATED THERETO
O.2 APPOINT THE DIRECTORS Management For No
O.3 APPROVE TO STATE THE DIRECTORS EMOLUMENTS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 500,000 500,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PRICE COMMUNICATIONS CORPORATION PR Annual Meeting Date: 04/20/2004
Issuer: 741437 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 IN THEIR DISCRETION UPON SUCH OTHER MATTERS AS Management For No No
MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 305 75,000 75,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPAN SHEN Annual Meeting Date: 04/20/2004
Issuer: 82312B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 20,000 20,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION SYK Annual Meeting Date: 04/20/2004
Issuer: 863667 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO INCREASE THE AUTHORIZED Shareholder For No No
COMMON STOCK TO ONE BILLION SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 1,000 1,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. BWA Annual Meeting Date: 04/21/2004
Issuer: 099724 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO VOTE UPON A PROPOSAL TO APPROVE THE BORGWARNER Management For No No
INC. 2004 STOCK INCENTIVE PLAN.
03 TO VOTE UPON A PROPOSAL TO APPROVE AN AMENDMENT Shareholder For No No
TO THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY
IN ORDER TO PERMIT, AMONG OTHER THINGS, A 2-FOR-1 STOCK
SPLIT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR
2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 40,000 40,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HIBERNIA CORPORATION HIB Annual Meeting Date: 04/21/2004
Issuer: 428656 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 62,000 62,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JURYS DOYLE HOTEL GROUP PLC OGM Meeting Date: 04/21/2004
Issuer: G5203L100 ISIN: IE0004792242
SEDOL: 4944427, 0479224
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE DIRECTORS REPORT AND THE STATEMENT Management For No
OF ACCOUNTS
2. DECLARE A FINAL DIVIDEND Management For No
3.i RE-ELECT MR. P.A. MCCANN AS A DIRECTOR Management For No
3.ii RE-ELECT MR. B.J. COLLIE AS A DIRECTOR Management For No
3.iii RE-ELECT MR. W. BEATTY AS A DIRECTOR Management For No
3.iv RE-ELECT MR. P. FITZPATRICK AS A DIRECTOR Management For No
4. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For No
OF THE AUDITORS
5. APPROVE TO FIX THE DIRECTORS REMUNERATION Management For No
6. GRANT AUTHORITY TO IMPLEMENT THE EXECUTIVE RETENTION Management For No
CASH AWARD PLAN
7. AMEND THE 1966 SHARE OPTION SCHEME Management For No
8. GRANT AUTHORITY TO ALLOT SHARES Management For No
9. GRANT AUTHORITY TO ALLOT SHARES FOR CASH Management For No
10. GRANT AUTHORITY TO REPURCHASE OF OWN SHARES Management For No
11. GRANT AUTHORITY TO REISSUE TREASURY SHARES Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 5,000 5,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MYERS INDUSTRIES, INC. MYE Annual Meeting Date: 04/21/2004
Issuer: 628464 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 260,000 260,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY SON Annual Meeting Date: 04/21/2004
Issuer: 835495 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL TO URGE THE BOARD OF DIRECTORS Shareholder Against No No
TO ARRANGE FOR THE PROMPT SALE OF THE COMPANY
TO THE HIGHEST BIDDER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 10,000 10,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC. UFPI Annual Meeting Date: 04/21/2004
Issuer: 913543 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 5,000 5,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION AG Annual Meeting Date: 04/22/2004
Issuer: 001084 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 STOCKHOLDER PROPOSAL REGARDING ENVIRONMENTAL Shareholder Against No No
SUSTAINABILITY REPORTING
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 140,000 140,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC. CIR Annual Meeting Date: 04/22/2004
Issuer: 17273K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Management For No No
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 153,000 153,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. CCK Annual Meeting Date: 04/22/2004
Issuer: 228368 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For No No
03 RESOLUTION TO ADOPT THE STOCK COMPENSATION PLAN Management For No No
FOR NON-EMPLOYEE DIRECTORS.
04 RESOLUTION TO ADOPT THE 2004 STOCK-BASED INCENTIVE Management For No No
COMPENSATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 200,000 200,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. CYT Annual Meeting Date: 04/22/2004
Issuer: 232820 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF KPMG LLP AS THE COMPANY S INDEPENDENT Management For No No
ACCOUNTANTS FOR 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 10,000 10,000 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO CONTINENTAL SA CONTAL OGM Meeting Date: 04/22/2004
Issuer: P3091R172 ISIN: MXP3091R1239
SEDOL: 2415066
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO DESIGNATE THE ELECTORAL INSPECTOR Management For No
AND OPENING OF THE MEETING
2. APPROVE THE ANNUAL REPORT, THE COMPANY S FINANCIAL Management For No
REPORT AND ITS SUBSIDIARIES FOR THE FYE 31 DEC 2003 AND
THE COMMISSIONER S REPORT
3. APPROVE THE AUDITING COMMITTEE REPORT Management For No
4. APPROVE THE BOARD S PERFORMANCE Management For No
5. APPROVE THE ALLOCATION OF PROFITS AND THE PAYMENT Management For No
OF A DIVIDEND
6. APPROVE THE REPORT ON THE ACQUISITION OF OWN SHARES Management For No
7. APPROVE TO ESTABLISH A MAXIMUM AMOUNT TO ACQUIRE Management For No
OWN SHARES
8. ELECT THE BOARD OF DIRECTORS Management For No
9. ELECT THE AUDITING COMMITTEE Management For No
10. ELECT THE COMMISSIONERS Management For No
11. APPROVE THE MINUTES OF THE MEETING Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 701,500 701,500 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS Annual Meeting Date: 04/22/2004
Issuer: 71343P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENT TO 2000 STOCK INCENTIVE Management For No No
PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No No
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 31). Shareholder Against No No
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 33). Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 200 145,000 145,000 04/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION SXT Annual Meeting Date: 04/22/2004
Issuer: 81725T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AMEND THE SENSIENT TECHNOLOGIES CORPORATION Management For No No
2002 NON-EMPLOYEE DIRECTOR STOCK PLAN.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No No
SENSIENT TECHNOLOGIES CORPORATION INCENTIVE COMPENSATION
PLAN FOR ELECTED CORPORATE OFFICERS FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 280,000 280,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE GORMAN-RUPP COMPANY GRC Annual Meeting Date: 04/22/2004
Issuer: 383082 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 80,275 80,275 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS INDUSTRIES INC. TII Annual Meeting Date: 04/22/2004
Issuer: 884425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
02 PROPOSAL TO APPROVE AMENDED AND RESTATED THOMAS Management For No No
INDUSTRIES INC. 1995 INCENTIVE STOCK PLAN
03 SHAREHOLDER PROPOSAL-RIGHTS AGREEMENT Shareholder For Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 296,000 296,000 04/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WAUSAU-MOSINEE PAPER CORPORATION WMO Annual Meeting Date: 04/22/2004
Issuer: 943315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2000 STOCK INCENTIVE PLAN, AS Management For No No
AMENDED
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 24,000 24,000 04/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC. WWW Annual Meeting Date: 04/22/2004
Issuer: 978097 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No No
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 190,000 190,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Y Annual Meeting Date: 04/23/2004
Issuer: 017175 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No No
FOR ALLEGHANY CORPORATION FOR THE YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 12,030 12,030 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ARCH CHEMICALS, INC. ARJ Annual Meeting Date: 04/23/2004
Issuer: 03937R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No No
INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 55,000 55,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/23/2004
Issuer: 171871 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 190,000 190,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CONNECTICUT WATER SERVICE, INC. CTWS Annual Meeting Date: 04/23/2004
Issuer: 207797 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004.
03 AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE Shareholder For No No
OF INCORPORATION.
04 2004 PERFORMANCE STOCK PROGRAM. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 23,000 23,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW Annual Meeting Date: 04/23/2004
Issuer: 231561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
2 DIRECTOR Management For No No
3 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
OF THE CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 86,300 86,300 04/21/2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 408 34,200 34,200 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT Annual Meeting Date: 04/23/2004
Issuer: 361448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AUDITORS Management For No No
03 APPROVAL OF 2004 EQUITY INCENTIVE COMPENSATION Management For No No
PLAN
04 APPROVAL OF CASH INCENTIVE COMPENSATION PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 118,000 118,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GRACO INC. GGG Annual Meeting Date: 04/23/2004
Issuer: 384109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 65,000 65,000 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. STMP Annual Meeting Date: 04/23/2004
Issuer: 852857 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE AN AMENDMENT TO STAMP.COM S AMENDED Shareholder For No No
AND RESTATED CERTIFICATE OF INCORPORATION WHICH SHALL
EFFECT, UPON FILING, A REVERSE SPLIT OF STAMP.COM S
OUTSTANDING COMMON STOCK AT A RATIO OF EITHER
ONE-FOR-TWO (1:2), ONE-FOR-THREE (1:3) OR ONE-FOR-FOUR
(1:4), AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY Management For No No
HOLDERS, TO ACT UPON ALL MATTERS INCIDENT TO
THE CONDUCT OF THE MEETING AND UPON OTHER MATTERS AS MAY
PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 110,000 110,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, WALDENBURG OGM Meeting Date: 04/23/2004
Issuer: H8300N119 ISIN: CH0012280076
SEDOL: 7156832
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register Unvoted No
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER
BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS
DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA
IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED
REQUESTING YOUR VOTING INSTRUCTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 2,500 0
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, WALDENBURG AGM Meeting Date: 04/23/2004
Issuer: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: 7156832
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE BUSINESS REPORT 2003, AS WELL AS Management For No
THE REPORTS OF THE AUDITORS AND THE GROUP AUDITOR
2. APPROVE THE ANNUAL REPORT, THE ANNUAL ACCOUNTS Management For No
AND THE CONSOLIDATED FINANCIAL STATEMENTS OF 2003
3. APPROVE THE APPROPRIATION OF THE BALANCE PROFIT Management For No
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management For No
5. ELECT THE BOARD OF DIRECTORS Management For No
6. ELECT THE AUDITORS AND THE GROUP AUDITORS FOR Management For No
2004
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting Non-Vote Proposal No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting Non-Vote Proposal No
NOTICE SENT UNDER MEETING#124776, INCLUDING THE AGENDA.
TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER
BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP
CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS.
THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 2,500 2,500 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BALDOR ELECTRIC COMPANY BEZ Annual Meeting Date: 04/24/2004
Issuer: 057741 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 215,000 215,000 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. HDI Annual Meeting Date: 04/24/2004
Issuer: 412822 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDED CORPORATE SHORT TERM Management For No No
INCENTIVE PLAN.
03 APPROVAL OF THE 2004 INCENTIVE STOCK PLAN. Management For No No
04 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 2,000 2,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CRANE CO. CR Annual Meeting Date: 04/26/2004
Issuer: 224399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR THE COMPANY FOR 2004.
03 APPROVAL OF THE 2004 STOCK INCENTIVE PLAN. Management Against Yes No
04 APPROVAL OF THE CORPORATE EVA INCENTIVE COMPENSATION Management For No No
PLAN.
05 SHAREHOLDER PROPOSAL REGARDING MACBRIDE PRINCIPLES. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 160,000 160,000 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HUTTIG BUILDING PRODUCTS, INC. HBP Annual Meeting Date: 04/26/2004
Issuer: 448451 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF KPMG AS INDEPENDENT AUDITORS FOR Management For No No
THE COMPANY FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 25,000 25,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
REGENERATION TECHNOLOGIES, INC. RTIX Annual Meeting Date: 04/26/2004
Issuer: 75886N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE REGENERATION TECHNOLOGIES, Management Against Yes No
INC. 2004 EQUITY INCENTIVE PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 5,000 5,000 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. VMI Annual Meeting Date: 04/26/2004
Issuer: 920253 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP AS INDEPENDENT ACCOUNTANTS FOR FISCAL
2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 5,000 5,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AARON RENTS, INC. RNTA Annual Meeting Date: 04/27/2004
Issuer: 002535 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S 2001 Management For No No
STOCK OPTION AND INCENTIVE AWARD PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK ISSUABLE
PURSUANT TO THE PLAN TO 1,900,000.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 300 97,500 97,500 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. BIOB Annual Meeting Date: 04/27/2004
Issuer: 090572 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 207 7,000 7,000
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/27/2004
Issuer: 12541M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 142,000 142,000 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EDO CORPORATION EDO Annual Meeting Date: 04/27/2004
Issuer: 281347 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AMEND THE ARTICLES OF INCORPORATION TO ELIMINATE Management For No No
THE CLASSIFICATION OF THE BOARD OF DIRECTORS.
03 TO APPROVE THE ADOPTION OF THE EDO CORPORATION Management For No No
2004 NON-EMPLOYEE DIRECTOR STOCK OWNERSHIP PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 16,000 16,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FEDDERS CORPORATION FJC Annual Meeting Date: 04/27/2004
Issuer: 313135 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF INCENTIVE COMPENSATION PLAN FOR EXECUTIVE Management For No No
OFFICERS.
03 APPROVAL OF A GRANT OF A PERFORMANCE BASED AWARD Management For No No
TO THE CHIEF EXECUTIVE OFFICER.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE, LLP AS THE COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 501 449,600 449,600 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MACDERMID, INCORPORATED MRD Annual Meeting Date: 04/27/2004
Issuer: 554273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF KPMG L.L.P. Management For No No
AS INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR ENDED
DECEMBER 31, 2004.
03 APPROVAL OF THE PROPOSED AMENDMENT FOR THE 2001 Management For No No
KEY EXECUTIVE PERFORMANCE EQUITY PLAN.
04 APPROVAL OF THE PROPOSED AMENDMENT TO THE 1995 Management For No No
EQUITY INCENTIVE PLAN.
05 IN THEIR DISCRETION, UPON ANY OTHER MATTERS AS Management For No No
MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 155,000 155,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MARINE PRODUCTS CORPORATION MPX Annual Meeting Date: 04/27/2004
Issuer: 568427 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE PROPOSED 2004 STOCK INCENTIVE PLAN Management Against Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 160,000 160,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PULITZER INC. PTZ Annual Meeting Date: 04/27/2004
Issuer: 745769 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE 2004 FISCAL YEAR.
03 STOCKHOLDER PROPOSAL: RESOLVED, THE SHAREHOLDERS Shareholder Against No No
REQUEST THAT THE BOARD OF DIRECTORS ADOPT A POLICY
THAT IT WILL VOLUNTARILY COMPLY WITH CERTAIN NEW LISTING
STANDARDS OF THE NEW YORK STOCK EXCHANGE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 130,000 130,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. ROL Annual Meeting Date: 04/27/2004
Issuer: 775711 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 225,000 225,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RPC, INC. RES Annual Meeting Date: 04/27/2004
Issuer: 749660 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE PROPOSED 2004 STOCK INCENTIVE PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 285,000 285,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. ATG Annual Meeting Date: 04/28/2004
Issuer: 001204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 20,000 20,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CTS CORPORATION CTS Annual Meeting Date: 04/28/2004
Issuer: 126501 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE CTS CORPORATION 2004 OMNIBUS Management Against Yes No
LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 204,600 204,600 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER DOWNS GAMING & ENTERTAINMENT, DDE Annual Meeting Date: 04/28/2004
Issuer: 260095 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2002 STOCK INCENTIVE PLAN, AS Management For No No
AMENDED AND RESTATED
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 104,000 104,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER MOTORSPORTS, INC. DVD Annual Meeting Date: 04/28/2004
Issuer: 260174 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 STOCK INCENTIVE PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 150,000 150,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL DISTRIBUTION GROUP, INC. IDG Annual Meeting Date: 04/28/2004
Issuer: 456061 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 IN ACCORDANCE WITH THEIR BEST JUDGMENT WITH RESPECT Management For No No
TO ANY OTHER MATTERS THAT MAY PROPERLY COME BEFORE
THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 80,000 80,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MYKROLIS CORPORATION MYK Annual Meeting Date: 04/28/2004
Issuer: 62852P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 40,000 40,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO PWX Annual Meeting Date: 04/28/2004
Issuer: 743737 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 5,100 5,100 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HLDGS, AXL Annual Meeting Date: 04/29/2004
Issuer: 024061 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AN AMENDMENT TO THE 1999 AMERICAN Management Against Yes No
AXLE & MANUFACTURING HOLDINGS, INC. STOCK INCENTIVE
PLAN (1999 PLAN) TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FOR ISSUANCE FROM 8,500,000 TO
13,500,000.
03 RE APPROVAL OF THE PERFORMANCE CRITERIA STATED Management For No No
IN THE 1999 PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 2,000 2,000 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION AP Annual Meeting Date: 04/29/2004
Issuer: 032037 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COACHMEN INDUSTRIES, INC. COA Annual Meeting Date: 04/29/2004
Issuer: 189873 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 15,000 15,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC. DECC Annual Meeting Date: 04/29/2004
Issuer: 232860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT OF THE COMPANY S ARTICLES OF INCORPORATION Shareholder For No No
TO INCREASE THE NUMBER OF THE COMPANY S AUTHORIZED
COMMON SHARES FROM THIRTY MILLION SHARES TO ONE
HUNDRED MILLION SHARES.
03 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 46,950 46,950 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC. FSCI Annual Meeting Date: 04/29/2004
Issuer: 337756 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 209 62,000 62,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENLYTE GROUP INCORPORATED GLYT Annual Meeting Date: 04/29/2004
Issuer: 372302 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 2,000 2,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INVITROGEN CORPORATION IVGN Annual Meeting Date: 04/29/2004
Issuer: 46185R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR 2004
03 ADOPTION OF THE COMPANY S 2004 EQUITY INCENTIVE Management Against Yes No
PLAN
04 AMENDMENT OF THE COMPANY S 1998 EMPLOYEE STOCK Management For No No
PURCHASE PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 29,000 29,000 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. MEG Annual Meeting Date: 04/29/2004
Issuer: 584404 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 69,000 69,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. MLI Annual Meeting Date: 04/29/2004
Issuer: 624756 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 12,000 12,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NETBANK, INC. NTBK Annual Meeting Date: 04/29/2004
Issuer: 640933 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE PROPOSED AMENDMENT TO THE COMPANY Management Against Yes No
S 1996 STOCK INCENTIVE PLAN
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL
2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 1,500 1,500 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, OPFIKON OGM Meeting Date: 04/29/2004
Issuer: H5783Q106 ISIN: CH0014030040 BLOCKING
SEDOL: 7389713, 7385722, 7413322
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting Non-Vote Proposal No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND
Management For No CONSOLIDATED FINANCIAL STATEMENTS FOR
2003, REPORTS
OF THE GROUP AND STATUTORY AUDITORS
2. APPROVE THE DISTRIBUTION OF PROFITS/DIVIDEND Management
For No FOR 2003
3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management For No
OTHER EXECUTIVE BODIES
4.1 RE-ELECT BOARD MEMBERS Management For No
4.2 ELECT THE NEW BOARD MEMBERS Management For No
4.3 RE-ELECT THE AUDITORS AND GROUP AUDITORS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 1,300 1,300 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION OLN Annual Meeting Date: 04/29/2004
Issuer: 680665 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 205 15,000 15,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OWENS & MINOR, INC. OMI Annual Meeting Date: 04/29/2004
Issuer: 690732 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 31,500 31,500 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PAXAR CORPORATION PXR Annual Meeting Date: 04/29/2004
Issuer: 704227 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 65,000 65,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, IN SWM Annual Meeting Date: 04/29/2004
Issuer: 808541 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE SCHWEITZER-MAUDUIT INTERNATIONAL, Management For No No
INC. ANNUAL INCENTIVE PLAN
03 TO APPROVE THE SCHWEITZER-MAUDUIT INTERNATIONAL, Management For No No
INC. LONG-TERM INCENTIVE PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 27,000 27,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW Annual Meeting Date: 04/29/2004
Issuer: 784305 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMEND THE CORPORATION S BY-LAWS TO ESTABLISH Management For No No
THE PERMISSIBLE SIZE OF THE BOARD OF DIRECTORS
AS A RANGE FROM SEVEN TO ELEVEN DIRECTORS, AND SET THE
SPECIFIC NUMBER OF DIRECTORS AT EIGHT.
02 DIRECTOR Management For No No
03 RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For No No
AUDITOR OF THE CORPORATION.
04 AUTHORIZE THE PROXY HOLDERS TO VOTE UPON SUCH Management For No No
OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING OR ANY POSTPONEMENT OR ADJOURNMENT
THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 48,000 48,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STILLWATER MINING COMPANY SWC Annual Meeting Date: 04/29/2004
Issuer: 86074Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO ADOPT AND APPROVE THE COMPANY S 2004 EQUITY Management For No No
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For No No
COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 26,148 26,148 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TREDEGAR CORPORATION TG Annual Meeting Date: 04/29/2004
Issuer: 894650 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE PROPOSAL TO APPROVE THE TREDEGAR CORPORATION Management Against Yes No
2004 EQUITY INCENTIVE PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 50,000 50,000 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOYD GAMING CORPORATION BYD Annual Meeting Date: 04/30/2004
Issuer: 103304 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF THE COMPANY Management For No No
S COMMON STOCK IN CONNECTION WITH THE MERGER
OF COAST CASINOS, INC., A NEVADA CORPORATION,
WITH AND INTO BGC, INC., A NEVADA CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF THE COMPANY.
02 DIRECTOR Management For No No
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS THE INDEPENDENT AUDITOR FOR THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
04 TO APPROVE AN AMENDMENT TO THE COMPANY S 2002 Management For No No
STOCK INCENTIVE PLAN ( 2002 PLAN ) TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK SUBJECT TO THE 2002
PLAN FROM 3,000,000 SHARES TO 7,000,000 SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 12,000 12,000 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION FOE Annual Meeting Date: 04/30/2004
Issuer: 315405 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 150,000 150,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IRISH CONTINENTAL GROUP PLC AGM Meeting Date: 04/30/2004
Issuer: G49406146 ISIN: IE0033336516
SEDOL: 3333651, 3339455
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORTS AND THE ACCOUNTS Management For No
2.a RE-APPOINT MR. PETER CROWLEY Management For No
2.b RE-APPOINT MR. BERNARD SOMERS Management For No
2.c RE-APPOINT MR. ALEX MULLIN Management For No
3. GRANT AUTHORITY TO FIX THE AUDITORS REMUNERATION Management For No
4. GRANT AUTHORITY TO ALLOT SHARES Management For No
5. APPROVE TO DISAPPLY THE STATUTORY PRE-EMPTION Management For No
PROVISIONS
6. GRANT AUTHORITY TO MAKE MARKET PURCHASES OF THE Management For No
COMPANY S SHARES AND TO REISSUE THE TREASURY SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 2,000 2,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LAMSON & SESSIONS CO. LMS Annual Meeting Date: 04/30/2004
Issuer: 513696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE LAMSON & SESSIONS CO. 1998 INCENTIVE Management For No No
EQUITY PLAN (AS AMENDED AND RESTATED AS OF APRIL
30, 2004).
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 220,300 220,300 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. LFUS Annual Meeting Date: 04/30/2004
Issuer: 537008 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL AND RATIFICATION OF THE DIRECTORS APPOINTMENT Management For No No
OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 1, 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 30,000 30,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED TFX Annual Meeting Date: 04/30/2004
Issuer: 879369 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 5,000 5,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. TR Annual Meeting Date: 05/03/2004
Issuer: 890516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS FOR THE FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 36,628 36,628 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CATELLUS DEVELOPMENT CORPORATION Annual Meeting Date: 05/04/2004
Issuer: 149113 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 90,000 90,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION DHR Annual Meeting Date: 05/04/2004
Issuer: 235851 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE THE AMENDED AND RESTATED DANAHER CORPORATION Management For No No
1998 STOCK OPTION PLAN.
04 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against No No
INCLUSION OF LANGUAGE ON BOARD DIVERSITY IN THE
CHARTER OF THE NOMINATING AND GOVERNANCE COMMITTEE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 2,000 2,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FARGO ELECTRONICS, INC. FRGO Annual Meeting Date: 05/04/2004
Issuer: 30744P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 22,000 22,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC. GDI Annual Meeting Date: 05/04/2004
Issuer: 365558 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENT AND RESTATEMENT OF LONG-TERM Management Against Yes No
INCENTIVE PLAN
03 APPROVAL OF AMENDMENT AND RESTATEMENT OF EMPLOYEE Management For No No
STOCK PURCHASE PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 86,000 86,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MAGNA ENTERTAINMENT CORP. MECA Annual Meeting Date: 05/04/2004
Issuer: 559211 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No No
B IN RESPECT OF THE RATIFICATION OF THE AUDIT COMMITTEE Management For No No
S APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS MEC S AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 375,000 375,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NASHUA CORPORATION NSH Annual Meeting Date: 05/04/2004
Issuer: 631226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE 2004 VALUE CREATION INCENTIVE PLAN. Management Abstain Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 103,000 103,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC. PNK Annual Meeting Date: 05/04/2004
Issuer: 723456 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 90,000 90,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE LIBERTY CORPORATION LC Annual Meeting Date: 05/04/2004
Issuer: 530370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For No No
& YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR LIBERTY.
03 SHAREHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT. Shareholder For Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 183,900 183,900 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED WYNN Annual Meeting Date: 05/04/2004
Issuer: 983134 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE WYNN RESORTS, LIMITED ANNUAL PERFORMANCE Management For No No
BASED INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 22,000 22,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. YBTVA Annual Meeting Date: 05/04/2004
Issuer: 987434 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE YOUNG BROADCASTING INC. Management For No No
2004 EQUITY INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE YOUNG BROADCASTING INC. Management For No No
2003 NON- EMPLOYEE DIRECTORS DEFERRED STOCK
UNIT PLAN.
04 PROPOSAL TO APPROVE AN AMENDMENT TO THE YOUNG Management For No No
BROADCASTING INC. 2001 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE TOTAL NUMBER OF SHARES AVAILABLE
THEREUNDER FROM 50,000 TO 100,000.
05 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 110,000 110,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AQUILA, INC. ILA Annual Meeting Date: 05/05/2004
Issuer: 03840P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 120,000 120,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BRUKER BIOSCIENCE CORPORATION BRKR Annual Meeting Date: 05/05/2004
Issuer: 116794 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For No No
CONFIRM AND APPROVE THE SELECTION OF ERNST &
YOUNG LLP AS THE INDEPENDENT CERTIFIED PUBLIC AUDITORS
OF THE COMPANY FOR FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 4,600 4,600 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DUCOMMUN INCORPORATED DCO Annual Meeting Date: 05/05/2004
Issuer: 264147 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT OF 2001 STOCK INCENTIVE PLAN TO INCREASE Management Against Yes No
SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 7,500 7,500 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE Annual Meeting Date: 05/05/2004
Issuer: 283677 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 854 150,000 150,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC. FELE Annual Meeting Date: 05/05/2004
Issuer: 353514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S RESTATED Shareholder For No No
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF SHARES OF AUTHORIZED COMMON STOCK.
03 APPOINTMENT OF INDEPENDENT AUDITORS - PROPOSAL Management For No No
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 92,000 92,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HEARST-ARGYLE TELEVISION, INC. HTV Annual Meeting Date: 05/05/2004
Issuer: 422317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF INCENTIVE COMPENSATION PLAN PROPOSAL. Management Against Yes No
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
EXTERNAL AUDITORS.
04 AT THE DISCRETION OF SUCH PROXIES, ON ANY OTHER Management For No No
MATTER THAT PROPERLY MAY COME BEFORE THE MEETING
OR ANY ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 48,000 48,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. LUFK Annual Meeting Date: 05/05/2004
Issuer: 549764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 58,000 58,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PROCESSING, INC. NAP Annual Meeting Date: 05/05/2004
Issuer: 637229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For No No
OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 60,000 60,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PLACER DOME INC. PDG Special Meeting Date: 05/05/2004
Issuer: 725906 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. Management For No No
03 CONFIRMATION OF THE ADOPTION BY THE BOARD OF Management Against Yes No
DIRECTORS OF A REPLACEMENT SHAREHOLDERS RIGHTS
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 70,000 70,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION KWR Annual Meeting Date: 05/05/2004
Issuer: 747316 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 10,000 10,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
R.H. DONNELLEY CORPORATION RHD Annual Meeting Date: 05/05/2004
Issuer: 74955W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING REDEMPTION OF Shareholder For Yes No
RIGHTS UNDER THE COMPANY S RIGHTS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 307 30,000 30,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB Annual Meeting Date: 05/05/2004
Issuer: 884315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No No
ACCOUNTANTS
03 MANAGEMENT INCENTIVE PLAN Management Against Yes No
04 EQUITY COMPENSATION PLAN Management For No No
05 NON EMPLOYEE DIRECTORS EQUITY COMPENSATION PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 300,000 300,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRITON PCS HOLDINGS, INC. TPC Annual Meeting Date: 05/05/2004
Issuer: 89677M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT OF THE COMPANY S 1999 STOCK AND INCENTIVE Management For No No
PLAN.
03 APPROVAL OF THE COMPANY S DIRECTORS STOCK AND Management For No No
INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 25,000 25,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. WTS Annual Meeting Date: 05/05/2004
Issuer: 942749 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Management For No No
AUDITORS OF THE COMPANY FOR THE CURRENT FISCAL
YEAR.
03 TO APPROVE THE WATTS WATER TECHNOLOGIES, INC. Management Against Yes No
2004 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 210,000 210,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC. YDNT Annual Meeting Date: 05/05/2004
Issuer: 987520 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 5,100 5,100 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY CPE Annual Meeting Date: 05/06/2004
Issuer: 13123X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 95,000 95,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION CPK Annual Meeting Date: 05/06/2004
Issuer: 165303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 10,000 10,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. CHD Annual Meeting Date: 05/06/2004
Issuer: 171340 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No No
AS INDEPENDENT AUDITORS OF THE COMPANY S 2004
FINANCIAL STATEMENTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 25,000 25,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GREAT LAKES CHEMICAL CORPORATION GLK Annual Meeting Date: 05/06/2004
Issuer: 390568 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL RECOMMENDING THE PROMPT Shareholder Against No No
SALE OF THE COMPANY TO THE HIGHEST BIDDER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 50,000 50,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NTL INCORPORATED NTLI Annual Meeting Date: 05/06/2004
Issuer: 62940M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For No No
THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For No No
THE NTL 2003 STOCK OPTION PLAN.
04 ADOPTION OF SHARE ISSUANCE FEATURE OF THE NTL Management For No No
GROUP 2004 BONUS SCHEME.
05 ADOPTION OF NTL INCORPORATED SHARESAVE PLAN. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 277 277 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/06/2004
Issuer: 844895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Cumulated votes No
for Micheal Melarkey
and Sal Zizza who
was nominated from
the floor
02 TO APPROVE THE AMENDED AND RESTATED MANAGEMENT Management Against Yes No
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 112,000 112,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY TNC Annual Meeting Date: 05/06/2004
Issuer: 880345 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For No No
INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 48,000 48,000 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSPRO, INC. TPR Annual Meeting Date: 05/06/2004
Issuer: 893885 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 160,000 160,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. TYL Annual Meeting Date: 05/06/2004
Issuer: 902252 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT TO THE TYLER STOCK OPTION PLAN. Management Against Yes No
03 ADOPTION OF THE TYLER EMPLOYEE STOCK PURCHASE Management For No No
PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No No
AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 350,000 350,000 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BRINK'S COMPANY Annual Meeting Date: 05/07/2004
Issuer: 109696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS. Management For No No
03 APPROVAL OF AMENDMENT AND RESTATEMENT OF THE Management For No No
BRINK S COMPANY S 1994 EMPLOYEE STOCK PURCHASE
PLAN.
04 APPROVAL OF AMENDMENT OF THE BRINK S COMPANY Management For No No
S DIRECTORS STOCK ACCUMULATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 53,000 53,000 05/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET Annual Meeting Date: 05/07/2004
Issuer: 367905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 160,000 160,000 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STARTEK, INC. SRT Annual Meeting Date: 05/07/2004
Issuer: 85569C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AMEND THE STOCK OPTION PLAN TO INCREASE THE Management For No No
MAXIMUM NUMBER OF SHARES AVAILABLE FOR AWARD UNDER THE
PLAN FROM 1,585,000 TO 1,835,000.
03 TO AMEND THE DIRECTOR STOCK OPTION PLAN TO INCREASE Management For No No
THE MAXIMUM NUMBER OF SHARES AVAILABLE FOR AWARD
UNDER THE PLAN FROM 90,000 TO 140,000.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 4,000 4,000 05/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBAL SOURCES LTD. GSOL Annual Meeting Date: 05/10/2004
Issuer: G39300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO FIX THE NUMBER OF DIRECTORS THAT COMPRISE Management For No No
THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE ANY
VACANCIES ON THE BOARD TO BE CASUAL VACANCIES AND
AUTHORIZE THE BOARD TO FILL THESE VACANCIES ON THE BOARD
AS AND WHEN IT DEEMS FIT.
03 TO RE-APPOINT ERNST & YOUNG AS THE COMPANY S Management For No No
INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 19,500 19,500 05/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION KGC Special Meeting Date: 05/10/2004
Issuer: 496902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 WITH RESPECT TO THE ELECTION OF THE BOARD OF Management For No No
DIRECTORS FOR THE ENSUING YEAR.
02 APPOINTMENT OF DELOITTE & TOUCHE, LLP, CHARTERED Management For No No
ACCOUNTANTS.
03 TO APPROVE AN AMENDMENT TO THE SHARE INCENTIVE Shareholder For No No
PLAN OF THE CORPORATION TO INCREASE THE NUMBER
OF COMMON SHARES OF THE CORPORATION ISSUABLE THEREUNDER
FROM 6,833,333 TO 9,833,333 AS MORE FULLY DESCRIBED IN
THE ATTACHED MANAGEMENT INFORMATION CIRCULAR.
04 TO APPROVE AN AMENDMENT TO THE RESTRICTED SHARE Management For No No
PLAN OF THE CORPORATION TO INCREASE THE NUMBER
OF COMMON SHARES OF THE CORPORATION ISSUABLE THEREUNDER
FROM 333,333 TO 1,333,333 AS MORE FULLY DESCRIBED IN THE
ATTACHED MANAGEMENT INFORMATION CIRCULAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 206 142,115 142,115 05/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, I SUP Annual Meeting Date: 05/10/2004
Issuer: 868168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 REAFFIRMATION OF AN INCENTIVE BONUS PLAN FOR Management For No No
LOUIS L. BORICK.
03 APPROVAL OF AN INCENTIVE BONUS PLAN FOR STEVEN Management For No No
J. BORICK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 15,000 15,000 05/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/11/2004
Issuer: 040157 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO INCREASE THE AMOUNT OF AUTHORIZED SHARES OF Shareholder For No No
COMMON STOCK OF THE COMPANY FROM 35,000,000 TO
70,000,000.
03 TO APPROVE REPLACEMENT OF THE COMPANY S EXISTING Management For No No
EMPLOYEE STOCK INVESTMENT PLAN WITH THE PROPOSED
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE AMENDMENTS TO THE COMPANY S AMENDED Management Against Yes No
AND RESTATED STOCK INCENTIVE PLAN.
05 TO APPROVE AMENDMENTS TO THE COMPANY S NON-EMPLOYEE Management Against Yes No
DIRECTOR STOCK OPTION PLAN.
06 TO CONSIDER AND ACT UPON SUCH OTHER BUSINESS Management For No No
AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 40,000 40,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BIW LIMITED BIW Annual Meeting Date: 05/11/2004
Issuer: 05547U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO CONSIDER AND VOTE ON THE APPROVAL OF DWORKEN, Management For No No
HILLMAN, LAMORTE & STERCZALA, P.C. AS THE COMPANY
S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 6,400 6,400 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CNA SURETY CORPORATION SUR Annual Meeting Date: 05/11/2004
Issuer: 12612L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE BOARD OF DIRECTORS APPOINTMENT Management For No No
OF THE COMPANY S INDEPENDENT AUDITORS, DELOITTE
& TOUCHE LLP FOR FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 330,000 330,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IMAGISTICS INTERNATIONAL INC. IGI Annual Meeting Date: 05/11/2004
Issuer: 45247T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 25,000 25,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION JAH Annual Meeting Date: 05/11/2004
Issuer: 471109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS JARDEN CORPORATION S INDEPENDENT AUDITORS
FOR 2004.
03 IN THEIR DISCRETION, THE NAMED PROXIES MAY VOTE Management For No No
ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE
THE ANNUAL MEETING, OR ANY ADJOURNMENTS OR POSTPONEMENTS
THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 3,000 3,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK Annual Meeting Date: 05/11/2004
Issuer: 527288 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For No No
OF INCORPORATION EXTENDING THE EXPIRATION DATE OF
CERTAIN RESTRICTIONS ON THE TRANSFERABILITY OF THE
COMPANY S COMMON SHARES TO DECEMBER 31, 2024.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 1,000 1,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LIN TV CORP. TVL Annual Meeting Date: 05/11/2004
Issuer: 532774 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AN AMENDMENT TO THE COMPANY S SECOND Management For No No
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO
CAUSE THE NUMBER OF DIRECTORS OF THE COMPANY TO BE
ESTABLISHED BY THE COMPANY S BOARD OF DIRECTORS.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 15,100 15,100 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MERIDIAN GOLD INC. MDG Special Meeting Date: 05/11/2004
Issuer: 589975 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ELECTION OF THE NOMINEES PROPOSED BY MANAGEMENT Management For No No
AS DIRECTORS OF THE CORPORATION.
02 THE APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Management For No No
CORPORATION AND TO AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THEIR REMUNERATION.
03 THE CONFIRMATION OF THE AMENDMENT OF BY-LAW NO. Management For No No
1 OF THE CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 10,000 10,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MIDAS, INC. MDS Annual Meeting Date: 05/11/2004
Issuer: 595626 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No No
THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE
FISCAL YEAR ENDING JANUARY 1, 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 200,000 200,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. RSG Annual Meeting Date: 05/11/2004
Issuer: 760759 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ADJOURNMENT OF THE ANNUAL MEETING IN THE EVENT Management For No No
THAT THERE ARE NOT A SUFFICIENT NUMBER OF VOTES
PRESENT AT THE ANNUAL MEETING, EITHER IN PERSON OR BY
PROXY, TO ELECT DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 175,000 175,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TENNECO AUTOMOTIVE INC. TEN Annual Meeting Date: 05/11/2004
Issuer: 880349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 389,000 Unvoted
- ------------------------------------------------------------------------------------------------------------------------------------
TESORO PETROLEUM CORPORATION TSO Annual Meeting Date: 05/11/2004
Issuer: 881609 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AMEND THE 1995 NON-EMPLOYEE DIRECTOR Management For No No
STOCK OPTION PLAN TO EXTEND THE EXPIRATION DATE
FOR THE GRANT OF AWARDS AND TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE OF OPTIONS.
03 PROPOSAL TO AMEND THE AMENDED AND RESTATED EXECUTIVE Management Against Yes No
LONG-TERM INCENTIVE PLAN, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 10,000 10,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AFTERMARKET TECHNOLOGY CORP. ATAC Annual Meeting Date: 05/12/2004
Issuer: 008318 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF 2004 STOCK INCENTIVE PLAN. Management Against Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 3,816 3,816 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BEASLEY BROADCAST GROUP, INC. BBGI Annual Meeting Date: 05/12/2004
Issuer: 074014 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT OF THE 2000 EQUITY PLAN. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 24,100 24,100 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION EW Annual Meeting Date: 05/12/2004
Issuer: 28176E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For No No
THE NONEMPLOYEE DIRECTORS AND CONSULTANTS STOCK
INCENTIVE PROGRAM
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 5,000 5,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK FRC Annual Meeting Date: 05/12/2004
Issuer: 336158 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AMEND FIRST REPUBLIC S 2003 RESTRICTED STOCK Management Against Yes No
PLAN TO INCREASE THE NUMBER OF SHARES THAT ARE
AUTHORIZED BY 450,000 SHARES.
03 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 22,000 22,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED HPC Annual Meeting Date: 05/12/2004
Issuer: 427056 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENTS TO THE HERCULES BY-LAWS Management For No No
TO PROVIDE THAT DIRECTORS BE ELECTED BY PLURALITY
VOTE
03 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
INDEPENDENT ACCOUNTANTS
04 APPROVAL OF AMENDMENTS TO THE HERCULES BY-LAWS Management For No No
AND RESTATED CERTIFICATE OF INCORPORATION TO
REINSTATE THE RIGHTS OF THE SHAREHOLDERS TO TAKE
ACTION BY WRITTEN CONSENT AND TO CALL SPECIAL
MEETINGS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 450,000 450,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NORDEX AG, ROSTOCK OGM Meeting Date: 05/12/2004
Issuer: D5736K101 ISIN: DE0005873574 BLOCKING
SEDOL: 7072273
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE COMPANY S ANNUAL AND CONSOLIDATED EARNINGS AND Management For No
THE REPORT OF THE SUPERVISORY BOARD FOR 2003
2. ACKNOWLEDGE THE ANNOUNCEMENT BY THE COMPANY THAT IN Management For No
ACCORDANCE WITH THE STOCKCORPORATION LAW, THERE IS A
LOSS IN PROFITS IN HALF OF THE COMPANY S NOMINAL CAPITAL
3. RATIFY THE ACTS OF THE MANAGING BOARD Management For No
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
5. ELECT DR. EBERHARD FREIHERR VON PERFALL AS A MEMBER OF Management For No
THE SUPERVISORY BOARD IN A BY-ELECTION
6. AMEND THE ARTICLES Management For No
7. ELECT ERNST & YOUNG AG, DUSSELDORF, AS THE AUDITORS Management For No
* PLEASE NOTE THAT THIS IS AN ANNUAL GENERAL METING. Non-Voting Non-Vote Proposal No
THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 15,000 15,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PACKAGING DYNAMICS CORPORATION PKDY Annual Meeting Date: 05/12/2004
Issuer: 695160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS FOR THE CORPORATION FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 40,000 40,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PETROQUEST ENERGY, INC. PQUE Annual Meeting Date: 05/12/2004
Issuer: 716748 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For No No
AS MAY PROPERLY COME BEFORE THE MEETING; HEREBY
REVOKING ANY PROXY OR PROXIES HERETOFORE GIVEN
BY THE UNDERSIGNED.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 2,000 2,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMEDIA INC. PRM Annual Meeting Date: 05/12/2004
Issuer: 74157K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY AND APPROVE THE SELECTION BY THE BOARD Management For No No
OF DIRECTORS OF DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 400,000 400,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
W-H ENERGY SERVICES, INC. WHQ Annual Meeting Date: 05/12/2004
Issuer: 92925E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE RESTATEMENT OF THE COMPANY S Management Against Yes No
1997 STOCK OPTION PLAN, INCLUDING AN INCREASE IN THE
NUMBER OF OPTIONS TO PURCHASE SHARES OF THE COMPANY S
COMMON STOCK ISSUABLE THEREUNDER.
03 APPROVAL OF THE PROPOSED GRANT OF 75,000 SHARES Management For No No
OF RESTRICTED COMMON STOCK TO KENNETH T. WHITE,
JR., CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 7,000 7,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ADAMS GOLF, INC. ADGO Annual Meeting Date: 05/13/2004
Issuer: 006228 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 DIRECTORS PROPOSAL - RATIFY THE APPOINTMENT Management For No No
OF KBA GROUP LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 21,500 21,500 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AZTAR CORPORATION AZR Annual Meeting Date: 05/13/2004
Issuer: 054802 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE ADOPTION OF THE 2004 EMPLOYEE STOCK OPTION Management Against Yes No
AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 165,000 165,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BKF CAPITAL GROUP, INC. BKF Annual Meeting Date: 05/13/2004
Issuer: 05548G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE COMPANY.
03 TO APPROVE A STOCKHOLDER PROPOSAL RELATING TO Shareholder For Yes No
THE COMPANY S STOCKHOLDER RIGHTS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 135,300 135,300 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CORE MOLDING TECHNOLOGIES, INC. CMT Annual Meeting Date: 05/13/2004
Issuer: 218683 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS AUDITORS FOR CORE MOLDING FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 TO CONSIDER AND ACT UPON OTHER BUSINESS AS MAY Management For No No
PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS
OR POSTPONEMENTS OF THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 236,800 236,800 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. MKSI Annual Meeting Date: 05/13/2004
Issuer: 55306N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE COMPANY S 2004 STOCK INCENTIVE Management Against Yes No
PLAN.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management Against Yes No
AND RESTATED 1997 DIRECTOR STOCK OPTION PLAN INCREASING
THE NUMBER OF SHARES AVAILABLE THEREUNDER FROM 300,000
SHARES TO 750,000 SHARES.
04 TO APPROVE AN AMENDMENT TO THE COMPANY S SECOND Management For No No
RESTATED 1999 EMPLOYEE STOCK PURCHASE PLAN INCREASING
THE NUMBER OF SHARES AVAILABLE THEREUNDER FROM 700,000
SHARES TO 1,250,000 SHARES.
05 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Management For No No
INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN INCREASING
THE NUMBER OF SHARES AVAILABLE THEREUNDER FROM 75,000
SHARES TO 250,000 SHARES.
06 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 15,187 15,187 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA Annual Meeting Date: 05/13/2004
Issuer: 817320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld Yes No
02 APPROVE THE 2003 SIX SIGMA RESTRICTED STOCK PLAN Management Abstain Yes No
03 APPROVE THE 2003 DIRECTORS STOCK AWARD PLAN Management Abstain Yes No
04 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No No
AUDITORS FOR 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 40,500 40,500 05/12/2004
GABELLI SMALL CAP GROWTH FUND 997G004 203 80,000 80,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. SBGI Annual Meeting Date: 05/13/2004
Issuer: 829226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 150,000 150,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC. WMGI Annual Meeting Date: 05/13/2004
Issuer: 98235T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE AMENDMENT OF THE COMPANY S CERTIFICATE Shareholder For No No
OF INCORPORATION AS DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE THE AMENDMENT OF THE COMPANY S SECOND Management Against Yes No
AMENDED AND RESTATED 1999 EQUITY INCENTIVE PLAN
AS DESCRIBED IN THE PROXY STATEMENT.
04 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For No No
S INDEPENDENT AUDITOR FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 1,000 1,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EXACTECH, INC. EXAC Annual Meeting Date: 05/14/2004
Issuer: 30064E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For No No
LLP TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 40,000 40,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IMC GLOBAL INC. IGL Annual Meeting Date: 05/14/2004
Issuer: 449669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS THE INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 1,500 1,500 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
K-TRON INTERNATIONAL, INC. KTII Annual Meeting Date: 05/14/2004
Issuer: 482730 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 10,000 10,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NABI BIOPHARMACEUTICALS NABI Annual Meeting Date: 05/14/2004
Issuer: 629519 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Shareholder For No No
S RESTATED CERTIFICATE OF INCORPORATION
03 THE PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management Against Yes No
S 2000 EQUITY INCENTIVE PLAN
04 THE PROPOSAL TO APPROVE THE COMPANY S 2004 STOCK Management For No No
PLAN FOR NON-EMPLOYEE DIRECTORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 15,000 15,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UBIQUITEL INC. UPCS Annual Meeting Date: 05/14/2004
Issuer: 903474 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 302 10,000 10,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. IART Annual Meeting Date: 05/17/2004
Issuer: 457985 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AMEND THE COMPANY S 1998 EMPLOYEE Management For No No
STOCK PURCHASE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S AUDITORS FOR THE CURRENT
FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 208 2,000 2,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PRIORITY HEALTHCARE CORPORATION PHCC Annual Meeting Date: 05/17/2004
Issuer: 74264T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS FOR THE COMPANY FOR 2004.
03 TO APPROVE THE PROPOSED AMENDMENT TO THE COMPANY Management For No No
S OUTSIDE DIRECTORS STOCK OPTION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 43,000 43,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROTO-ROOTER, INC. Annual Meeting Date: 05/17/2004
Issuer: 778787 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AND ADOPT THE COMPANY S 2004 STOCK Management Against Yes No
INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 2002 Management For No No
EXECUTIVE LONG- TERM INCENTIVE PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Shareholder For No No
OF INCORPORATION, AS AMENDED, INCREASING THE NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK FROM 15,000,000
SHARES TO 40,000,000 SHARES.
05 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For No No
OF INCORPORATION, AS AMENDED, CHANGING THE COMPANY
S NAME TO CHEMED CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 120,300 120,300 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMETEK, INC. AME Annual Meeting Date: 05/18/2004
Issuer: 031100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AUTHORIZE AND APPROVE AN AMENDMENT Shareholder For No No
TO THE CERTIFICATE OF INCORPORATION INCREASING
AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO
200,000,000.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No No
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 228,000 228,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN Annual Meeting Date: 05/18/2004
Issuer: 17453B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against No No
OF DIRECTORS ADOPT A FORMAL WRITTEN POLICY THAT
WOULD REQUIRE STOCKHOLDER APPROVAL OF FUTURE
SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 25,000 25,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION CNMD Annual Meeting Date: 05/18/2004
Issuer: 207410 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY
FOR 2004.
03 AMENDMENT TO 1999 LONG-TERM INCENTIVE PLAN TO Management Against Yes No
INCREASE AUTHORIZED SHARES BY 1.0 MILLION SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 1,000 1,000 05/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEPARTMENT 56, INC. DFS Annual Meeting Date: 05/18/2004
Issuer: 249509 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE DEPARTMENT 56, INC. 2004 CASH Management For No No
INCENTIVE PLAN
03 APPROVAL OF THE DEPARTMENT 56, INC. 2004 STOCK Management Against Yes No
INCENTIVE PLAN
04 APPROVAL OF AUDITORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 46,000 46,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION FFIC Annual Meeting Date: 05/18/2004
Issuer: 343873 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 75,000 75,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JOURNAL REGISTER COMPANY JRC Annual Meeting Date: 05/18/2004
Issuer: 481138 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AN AMENDMENT OF THE 1997 STOCK INCENTIVE Management Against Yes No
PLAN.
03 TO APPROVE THE CONTINUATION OF THE EXECUTIVE Management For No No
INCENTIVE COMPENSATION PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR FISCAL
YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 120,000 120,000 05/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MONACO COACH CORPORATION MNC Annual Meeting Date: 05/18/2004
Issuer: 60886R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RE-APPROVE THE COMPANY S EXECUTIVE Management For No No
VARIABLE COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING JANUARY 1, 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 90,000 90,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RURAL CELLULAR CORPORATION RCCC Annual Meeting Date: 05/18/2004
Issuer: 781904 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld Yes No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR THE COMPANY S 2004 FISCAL YEAR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 55,000 55,000 05/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED CAKE Annual Meeting Date: 05/18/2004
Issuer: 163072 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE COMPANY S AMENDED AND RESTATED Management Against Yes No
YEAR 2000 OMNIBUS PERFORMANCE STOCK INCENTIVE PLAN.
03 APPROVAL OF THE COMPANY S AMENDED AND RESTATED Management Against Yes No
2001 OMNIBUS STOCK INCENTIVE PLAN.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY S 1997 Management Against Yes No
NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 7,500 7,500 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR Annual Meeting Date: 05/18/2004
Issuer: 95709T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For No No
LLP AS COMPANY AUDITORS
03 SHAREHOLDER PROPOSAL REGARDING THE PROCESS FOR Shareholder Against No No
NOMINATION OF A DIRECTOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 195,000 195,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO Annual Meeting Date: 05/19/2004
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
03 APPROVAL TO ADOPT THE CTE NON-MANAGEMENT DIRECTORS Management For No No
STOCK COMPENSATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 79,460 79,460 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. CPO Annual Meeting Date: 05/19/2004
Issuer: 219023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS FOR THE COMPANY FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 30,000 30,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY MSEX Annual Meeting Date: 05/19/2004
Issuer: 596680 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS AUDITORS FOR THE COMPANY FOR THE YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 44,399 44,399 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STATION CASINOS, INC. STN Annual Meeting Date: 05/19/2004
Issuer: 857689 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE COMPANY S SENIOR EXECUTIVE ANNUAL Management For No No
BONUS PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004.
04 TO VOTE IN THEIR DISCRETION ON SUCH OTHER BUSINESS Management For No No
AS MAY PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 3,000 3,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCCLATCHY COMPANY MNI Annual Meeting Date: 05/19/2004
Issuer: 579489 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE MCCLATCHY S 2004 STOCK INCENTIVE PLAN. Management Against Yes No
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE
2004 FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 53,500 53,500 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION MIDD Annual Meeting Date: 05/19/2004
Issuer: 596278 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITOR FOR FISCAL YEAR ENDED
JANUARY 1, 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 1,000 1,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC. AXE Annual Meeting Date: 05/20/2004
Issuer: 035290 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE COMPANY S MANAGEMENT INCENTIVE Management For No No
PLAN.
03 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2001 Management For No No
STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 6,000 6,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC. JCS Annual Meeting Date: 05/20/2004
Issuer: 203900 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S Management Against Yes No
STOCK PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 108,000 108,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HUGHES SUPPLY, INC. HUG Annual Meeting Date: 05/20/2004
Issuer: 444482 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For No No
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 2,000 2,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVE DATA CORPORATION IDC Annual Meeting Date: 05/20/2004
Issuer: 45840J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS OUR INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 58,000 58,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LA QUINTA CORPORATION LQI Annual Meeting Date: 05/20/2004
Issuer: 50419U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 202 380,000 380,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP. PKOH Annual Meeting Date: 05/20/2004
Issuer: 700666 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 256,200 256,200 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. SMP Annual Meeting Date: 05/20/2004
Issuer: 853666 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For No No
THE COMPANY S 2004 OMNIBUS STOCK OPTION PLAN UNDER WHICH
500,000 SHARES OF THE COMPANY S COMMON STOCK WILL BE
AVAILABLE FOR ISSUANCE THEREUNDER.
03 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For No No
THE COMPANY S 2004 INDEPENDENT OUTSIDE DIRECTORS STOCK
OPTION PLAN WHICH 50,000 SHARES OF THE COMPANY S COMMON
STOCK WILL BE AVAILABLE FOR ISSUANCE THEREUNDER.
04 SHAREHOLDER PROPOSAL CONCERNING PREFERRED SHARE Shareholder For Yes No
PURCHASE RIGHTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 180,000 180,000 05/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TOREADOR RESOURCES CORPORATION TRGL Annual Meeting Date: 05/20/2004
Issuer: 891050 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 4,000 4,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WOLVERINE TUBE, INC. WLV Annual Meeting Date: 05/20/2004
Issuer: 978093 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For No No
THE INDEPENDENT AUDITORS OF WOLVERINE FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 15,000 15,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC. AW Annual Meeting Date: 05/21/2004
Issuer: 019589 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITOR FOR FISCAL
YEAR 2004.
03 PROPOSAL TO EXPENSE THE COSTS OF ALL FUTURE STOCK Shareholder Against No No
OPTIONS ISSUED BY THE COMPANY IN THE COMPANY
S ANNUAL INCOME STATEMENT.
04 PROPOSAL THAT THE COMPANY DISCLOSE THE EFFECTS Shareholder Against No No
OF EFFORTS TO OPPOSE PRIVATIZATION ON ITS BUSINESS
STRATEGY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 308 240,000 240,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC. ANK Annual Meeting Date: 05/21/2004
Issuer: 049079 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 205 9,200 9,200 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CAREER EDUCATION CORPORATION CECO Annual Meeting Date: 05/21/2004
Issuer: 141665 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENT TO THE CAREER EDUCATION Management Against Yes No
CORPORATION 1998 EMPLOYEE INCENTIVE COMPENSATION PLAN
WHICH AUTHORIZES THE ADDITION OF 4,000,000 SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN.
03 APPROVAL OF AMENDMENT TO THE CAREER EDUCATION Shareholder For No No
CORPORATION AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 150,000,000 SHARES TO
300,000,000 SHARES.
04 RATIFICATION OF AUDITORS FOR FISCAL YEAR 2004. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 10,000 10,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PAXSON COMMUNICATIONS CORPORATION Annual Meeting Date: 05/21/2004
Issuer: 704231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No No
YOUNG LLP AS THE COMPANY S INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 250,000 250,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. SHOO Annual Meeting Date: 05/21/2004
Issuer: 556269 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT OF THE 1999 STOCK PLAN Management For No No
03 RATIFICATION OF THE APPOINTMENT OF EISNER LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 4,000 4,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEWEST COMMUNICATIONS PLC TWSTY Special Meeting Date: 05/21/2004
Issuer: 87956P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE TRANSFER BY THE COMPANY OF SUBSTANTIALLY Management For No
ALL OF ITS ASSETS ON THE TERMS AND CONDITIONS SET OUT IN
THE DRAFT TRANSFER AGREEMENT (AS DESCRIBED IN THE
SHAREHOLDERS CIRCULAR AND PROSPECTUS).
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 204 2,500 2,500 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THORATEC CORPORATION THOR Annual Meeting Date: 05/21/2004
Issuer: 885175 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 307 10,000 10,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN Annual Meeting Date: 05/24/2004
Issuer: 78412D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AUTHORIZE THE ISSUANCE OF SERIES B PREFERENCE Shareholder For No No
STOCK.
03 TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE Shareholder For No No
THE NUMBER OF AUTHORIZED COMMON SHARES FROM 40,000,000
TO 100,000,000.
04 TO AMEND THE BYLAWS AS TO NUMBER OF DIRECTORS. Management For No No
05 TO APPROVE THE 2004 STOCK AWARD AND INCENTIVE Management For No No
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 30,000 30,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOSTON BEER COMPANY, INC. SAM Annual Meeting Date: 05/25/2004
Issuer: 100557 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 26,000 26,000 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/25/2004
Issuer: 12686C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For No No
OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 575,000 575,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEL LABORATORIES, INC. DLI Annual Meeting Date: 05/25/2004
Issuer: 245091 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RE-APPROVAL OF THE 1999 AMENDED AND RESTATED Management For No No
ANNUAL INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 3,075 3,075 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA PUBLIC UTILITIES COMPANY FPU Annual Meeting Date: 05/25/2004
Issuer: 341135 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OD BDO SEIDMAN, LLP Management For No No
AS AUDITORS FOR THE COMPANY.
03 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Shareholder For No No
AND ADOPT AN AMENDMENT TO THE COMPANY S CERTIFICATE
OF REINCORPORATION, TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 6,000,000 TO 10,000,000
SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 66,666 66,666 05/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOAMEX INTERNATIONAL INC. FMXI Annual Meeting Date: 05/25/2004
Issuer: 344123 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AMEND THE FOAMEX INTERNATIONAL INC. 2002 STOCK Management Against Yes No
AWARD PLAN TO INCREASE THE NUMBER OF SHARES OF
THE COMPANY S COMMON STOCK THAT MAY BE ISSUED
THEREUNDER BY 2,500,000.
03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY S Management For No No
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY
2, 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 15,000 15,000 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. HSIC Annual Meeting Date: 05/25/2004
Issuer: 806407 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AMEND AND RESTATE THE COMPANY S 1994 Management Against Yes No
STOCK OPTION PLAN.
03 PROPOSAL TO AMEND THE COMPANY S 1996 NON-EMPLOYEE Management Against Yes No
DIRECTOR STOCK INCENTIVE PLAN.
04 PROPOSAL TO ADOPT THE HENRY SCHEIN, INC. 2004 Management For No No
EMPLOYEE STOCK PURCHASE PLAN.
05 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For No No
LLP AS THE COMPANY S INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
25, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 27,000 27,000 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OMI CORPORATION OMM Annual Meeting Date: 05/25/2004
Issuer: Y6476W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS AUDITORS OF THE CORPORATION FOR
THE YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 50,000 50,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SIRIUS SATELLITE RADIO INC. SIRI Annual Meeting Date: 05/25/2004
Issuer: 82966U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AMEND THE SIRIUS SATELLITE RADIO 2003 LONG-TERM Management For No No
STOCK INCENTIVE PLAN
03 TO APPROVE THE SIRIUS SATELLITE RADIO 2004 EMPLOYEE Management For No No
STOCK PURCHASE PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ARTHROCARE CORPORATION ARTC Annual Meeting Date: 05/26/2004
Issuer: 043136 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For No No
OF THE COMPANY S 1996 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 150,000 SHARES.
03 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Yes No
OF THE COMPANY S 2003 INCENTIVE STOCK PLAN TO
(A) INCREASE THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY 750,000 SHARES AND
(B) PROVIDE FOR THE ABILITY TO ISSUE STOCK APPRECIATION
RIGHTS, RESTRICTED STOCK UNITS, DIVIDEND EQUIVALENTS,
PERFORMANCE AWARDS AND STOCK PAYMENTS.
04 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For No No
OF THE COMPANY S 1995 DIRECTOR OPTION PLAN TO
(A) PROVIDE FOR THE ABILITY TO ISSUE RESTRICTED STOCK
AWARDS IN ADDITION TO NON-STATUTORY OPTIONS, AND (B)
PROVIDE NEW FORMULAS FOR THE ISSUANCE OF BOTH RESTRICTED
STOCK AWARDS AND NON-STATUTORY OPTIONS TO PURCHASE THE
COMPANY S COMMON STOCK.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE 2004 FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 20,000 20,000 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
C&D TECHNOLOGIES, INC. CHP Annual Meeting Date: 05/26/2004
Issuer: 124661 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JANUARY 31, 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 12,000 12,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. CZR Annual Meeting Date: 05/26/2004
Issuer: 127687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE CAESARS ENTERTAINMENT, INC. 2004 Management Against Yes No
LONG TERM INCENTIVE PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 140,000 140,000 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. GTI Annual Meeting Date: 05/26/2004
Issuer: 384313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No No
B THE STOCKHOLDER PROPOSAL REGARDING REINSTATEMENT Shareholder Against No No
OF CERTAIN RETIREE LIFE AND MEDICAL BENEFITS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 42,000 42,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. GTN Annual Meeting Date: 05/26/2004
Issuer: 389375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE PROPOSAL TO APPROVE THE AMENDMENT TO THE Management For No No
GRAY TELEVISION, INC. 2002 LONG TERM INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES.
03 THE PROPOSAL TO APPROVE THE AMENDMENT TO GRAY Shareholder For No No
S RESTATED ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM
50,000,000 AUTHORIZED SHARES TO 100,000,000 AUTHORIZED
SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 205 33,300 33,300 05/21/2004
GABELLI SMALL CAP GROWTH FUND 997G004 106 400,000 400,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INVERNESS MEDICAL INNOVATIONS, INC. IMA Annual Meeting Date: 05/26/2004
Issuer: 46126P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 35,000 35,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAMERICA FINANCIAL GROUP, INC. LFG Annual Meeting Date: 05/26/2004
Issuer: 514936 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENTS TO THE LANDAMERICA FINANCIAL Management Against Yes No
GROUP, INC. 2000 STOCK INCENTIVE PLAN.
03 APPROVAL OF THE LANDAMERICA FINANCIAL GROUP, Management For No No
INC. EXECUTIVE VOLUNTARY DEFERRAL PLAN.
04 APPROVAL OF THE LANDAMERICA FINANCIAL GROUP, Management For No No
INC. OUTSIDE DIRECTORS DEFERRAL PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 1,500 1,500 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEXSTAR BROADCASTING GROUP, INC. NXST Annual Meeting Date: 05/26/2004
Issuer: 65336K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 10,000 10,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ONEIDA LTD. OCQ Annual Meeting Date: 05/26/2004
Issuer: 682505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 60,000 60,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Annual Meeting Date: 05/26/2004
Issuer: 68370R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE 2003 VIMPELCOM ANNUAL REPORT. Management For No No
02 APPROVAL OF VIMPELCOM S ACCOUNTING STATEMENTS, Management For No No
INCLUDING PROFIT AND LOSS STATEMENT FOR 2003.
03 ALLOCATION OF PROFITS AND LOSSES RESULTING FROM Management For No No
2003 OPERATIONS, ALL AS MORE FULLY DESCRIBED
IN THE NOTICE.
04 DIRECTOR Management For No No
05 ELECTION OF THE AUDIT COMMISSION. Management For No No
06 APPROVAL OF THE AMENDED AND RESTATED REGULATIONS Management For No No
OF THE AUDIT COMMISSION.
07 APPROVAL OF EXTERNAL AUDITORS. Management For No No
08 APPROVAL OF A SERIES OF INTERESTED PARTY TRANSACTIONS Shareholder For No No
RELATING TO DEBT FINANCING OF AND/OR LEASES TO
VIMPELCOM-REGION.
09 APPROVAL OF REORGANIZATION OF VIMPELCOM THROUGH Management For No No
STATUTORY MERGER OF KB IMPLUS INTO VIMPELCOM AND OF THE
MERGER AGREEMENT BETWEEN VIMPELCOM AND KB IMPULS.
10 APPROVAL OF STATUTORY MERGER (INCLUDING RELATED Management For No No
MERGER AGREEMENT BETWEEN VIMPELCOM AND KB IMPULS),
AS AN INTERESTED PARTY TRANSACTION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 70,000 70,000 05/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC. PENN Annual Meeting Date: 05/26/2004
Issuer: 707569 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP, Management For No No
AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 55,000 55,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. ROP Consent Meeting Date: 05/26/2004
Issuer: 776696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE PROPOSAL TO APPROVE THE ROPER INDUSTRIES, Management For No No
INC. AMENDED AND RESTATED 2000 INCENTIVE PLAN.
03 TO TRANSACT SUCH OTHER BUSINESS PROPERLY BROUGHT Management For No No
BEFORE THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 42,000 42,000 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WESTERN WIRELESS CORPORATION WWCA Annual Meeting Date: 05/26/2004
Issuer: 95988E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 EMPLOYEE Management For No No
STOCK PURCHASE PLAN.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For No No
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 204 80,000 80,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ACME COMMUNICATIONS, INC. ACME Annual Meeting Date: 05/27/2004
Issuer: 004631 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For No No
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 120,000 120,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DENNY'S CORPORATION DNYY Annual Meeting Date: 05/27/2004
Issuer: 24869P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 A PROPOSAL TO RATIFY THE BOARD OF DIRECTORS Management For No No
SELECTION OF KPMG LLP AS THE PRINCIPAL INDEPENDENT
AUDITORS OF DENNY S CORPORATION AND ITS SUBSIDIARIES
FOR THE YEAR 2004.
03 A PROPOSAL TO APPROVE DENNY S 2004 INCENTIVE Management For No No
PROGRAM FOR EMPLOYEES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 85,000 85,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. Annual Meeting Date: 05/27/2004
Issuer: 266233 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENTS TO THE 2002 LONG-TERM Management For No No
INCENTIVE PLAN
03 RATIFICATION OF AUDITORS-DELOITTE & TOUCHE LLP Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 125,000 125,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INAMED CORPORATION IMDC Annual Meeting Date: 05/27/2004
Issuer: 453235 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO THE CERTIFICATE Shareholder For No No
OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, PAR VALUE $0.01, FROM 50,000,000
TO 100,000,000 SHARES.
03 TO APPROVE THE 2004 PERFORMANCE STOCK OPTION Management For No No
PLAN.
04 APPROVAL OF THE AMENDMENT TO THE 2003 RESTRICTED Management For No No
STOCK PLAN INCREASING THE SHARE RESERVE BY 150,000
SHARES.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For No No
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
06 ANY OTHER MATTERS AS MAY PROPERLY COME BEFORE Management For No No
THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT
THEREOF. AS TO THESE OTHER MATTERS, THE UNDERSIGNED
HEREBY CONFERS DISCRETIONARY AUTHORITY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 133,500 133,500 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KATY INDUSTRIES, INC. KT Annual Meeting Date: 05/27/2004
Issuer: 486026 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE INDEPENDENT PUBLIC AUDITORS OF KATY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 66,000 66,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC. NXTL Annual Meeting Date: 05/27/2004
Issuer: 65332V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. AMENDED Management For No No
AND RESTATED ASSOCIATE STOCK PURCHASE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 5,000 5,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHODONTIC CENTERS OF AMERICA, INC. OCA Annual Meeting Date: 05/27/2004
Issuer: 68750P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER
31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 30,000 30,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RIGGS NATIONAL CORPORATION RIGS Annual Meeting Date: 05/27/2004
Issuer: 766570 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For No No
INDEPENDENT PUBLIC ACCOUNTANTS FOR 2004.
03 SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No No
POLITICAL CONTRIBUTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 35,000 35,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROGERS WIRELESS COMMUNICATIONS INC. RCN Annual Meeting Date: 05/27/2004
Issuer: 775315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 50,000 50,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE FRANCE GROWTH FUND, INC. FRF Special Meeting Date: 05/27/2004
Issuer: 35177K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE LIQUIDATION AND DISSOLUTION OF Management For No No
THE FUND PURSUANT TO THE PROVISIONS OF THE PLAN
OF DISSOLUTION, LIQUIDATION AND TERMINATION OF
THE FUND.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 36,266 36,266 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRANS-LUX CORPORATION TLX Annual Meeting Date: 05/27/2004
Issuer: 893247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RECOMMENDED RETENTION OF DELOITTE & TOUCHE LLP Management For No No
AS THE INDEPENDENT AUDITORS FOR THE CORPORATION
FOR THE ENSUING YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 95,000 95,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC. XMSR Annual Meeting Date: 05/27/2004
Issuer: 983759 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 40,000 40,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION CMS Annual Meeting Date: 05/28/2004
Issuer: 125896 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For No No
03 PROPOSAL TO AMEND PERFORMANCE INCENTIVE STOCK Management For No No
PLAN.
04 PROPOSAL TO APPROVE DEDUCTIBILITY OF INCENTIVE Management For No No
AWARDS.
05 PROPOSAL TO AMEND ARTICLES OF INCORPORATION. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 140,000 140,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GAMESA CORPORACION TECNOLOGICA SA OGM Meeting Date: 05/28/2004
Issuer: E54667105 ISIN: ES0143416016
SEDOL: 4722151, 4623384
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL ACCOUNTS BALANCE SHEET, PROFIT Management For No
AND LOSS ACCOUNT AND ANNUAL REPORT MANAGEMENT REPORT OF
GAMESA CORPORACION TECNOLOGICA AND ITS CONSOLIDATED
GROUP, DEEDS OF THE BOARD, ALLOCATION OF EARNINGS AND
DIVIDEND DISTRIBUTION, ALL THE AFOREMENTIONED RELATED TO
THE FY 2003
2. APPROVE THE CAPITAL INCREASE OF EUR 810.999,68 Management For No
TO THE AMOUNT OF 41.360.983.68, WITH CHARGE TO FREELY
AVAILABLE RESERVES, VIA THE INCREASE OF THE SHARES
NOMINAL VALUE AND, SIMULTANEOUSLY, DECREASING THE SHARES
NOMINAL VALUE DOWN TO EUR 0.17, TRIPLING THE ISSUED
SHARES; AND AMEND ARTICLE 4 OF THE CORPORATE BYLAWS,
WITH REQUEST FOR OFFICIAL QUOTATION IN THE SPANISH STOCK
EXCHANGE MARKETS; DELEGATION OF FACULTIES TO THE BOARD
OF DIRECTORS ON THESE SUBJECTS
3. APPROVE IF APPROPRIATE, OF THE RULES OF THE SHAREHOLDERS Management For No
GENERAL MEETING AND INFORMATION ABOUT THE RULES OF THE
BOARD OF DIRECTORS
4. AMEND THE CORPORATE BYLAWS WITH THE ADDITION OF THE NEW Management For No
ARTICLES 13 BIS AND 13 TER AND NEW WRITING OF THE
ARTICLES 11, 13, 18 BIS, 20, 23 AND 24
5. APPROVE THE IMPLEMENTATION OF AN INCENTIVE PLAN PROGRAM Management For No
TIED TO THE SHARES QUOTATION VALUE AND A SHARES BONUS
PROGRAM INTENDED FOR THE DIRECTORS AND THE EXECUTIVES OF
GAMESA GROUP
6. AUTHORIZE THE BOARD TO ACQUIRE ITS TREASURY STOCK, Management For No
DIRECTLY OR THROUGH A HOLDING COMPANY IN THE TERMS
AGREED BY THE SHAREHOLDERS GENERAL MEETING AND THE LEGAL
REQUIREMENTS AND LIMITS
7. APPROVE THE AGREEMENTS REGARDING THE ACCOUNTS AUDITOR OF Management For No
GAMESA AND ITS CONSOLIDATED GROUP IN ACCORDANCE TO THE
SPANISH LAWS
8. APPROVE THE DELEGATION OF THE FACULTIES TO EXECUTE, Management For No
FORMALIZE AND DEVELOP THE AGREEMENTS ADOPTED BY THE
SHAREHOLDERS GENERAL MEETING
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 9,000 9,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. ICUI Annual Meeting Date: 05/28/2004
Issuer: 44930G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For No No
LLP AS AUDITORS FOR THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 20,000 20,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATURE'S SUNSHINE PRODUCTS, INC. NATR Annual Meeting Date: 05/28/2004
Issuer: 639027 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 3,000 3,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SIX FLAGS, INC. PKS Annual Meeting Date: 06/01/2004
Issuer: 83001P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE ADOPTION OF THE COMPANY Management For No No
S 2004 STOCK OPTION AND INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For No No
COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 460,800 460,800 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WATSCO, INC. WSOB Annual Meeting Date: 06/01/2004
Issuer: 942622 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 7,875 7,875 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION BGFV Annual Meeting Date: 06/02/2004
Issuer: 08915P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 28,000 28,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC. EDGW Annual Meeting Date: 06/02/2004
Issuer: 280358 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE, LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 200,000 200,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PENWEST PHARMACEUTICALS CO. PPCO Annual Meeting Date: 06/02/2004
Issuer: 709754 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S AMENDED Shareholder For No No
AND RESTATED ARTICLES OF INCORPORATION INCREASING THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO
60,000,000.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 51,000 51,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK PBY Annual Meeting Date: 06/02/2004
Issuer: 713278 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS.
03 THE AMENDMENT OF OUR ANNUAL INCENTIVE BONUS PLAN. Management For No No
04 SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Yes No
RIGHTS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 3,000 3,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WHX CORPORATION WHX Annual Meeting Date: 06/02/2004
Issuer: 929248 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 409 25,666 25,666 06/02/2004
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 300 39,400 39,400 06/02/2004
GABELLI SMALL CAP GROWTH FUND 997G004 201 58,000 58,000 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CANTERBURY PARK HOLDING CORPORATION ECP Annual Meeting Date: 06/03/2004
Issuer: 13811E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S Management Against Yes No
STOCK PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 20,000 20,000 05/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN MEDIA HOLDINGS, INC. CRWN Annual Meeting Date: 06/03/2004
Issuer: 228411 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 200,000 200,000 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST Annual Meeting Date: 06/03/2004
Issuer: 36866W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For No No
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 545,000 545,000 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SAFENET, INC. SFNT Annual Meeting Date: 06/03/2004
Issuer: 78645R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 550 550 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWERS FOODS, INC. FLO Annual Meeting Date: 06/04/2004
Issuer: 343498 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld Yes No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FLOWERS
FOODS INC. FOR THE 2004 FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 230,000 230,000 05/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
REVLON, INC. REV Annual Meeting Date: 06/04/2004
Issuer: 761525 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE FURTHER AMENDMENT AND RESTATEMENT Management For No No
OF THE REVLON, INC. FOURTH AMENDED AND RESTATED
1996 STOCK PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 500 80,000 80,000 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE SPORTS AUTHORITY, INC. Annual Meeting Date: 06/04/2004
Issuer: 84917U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS OF THE SPORTS AUTHORITY,
INC. FOR THE FISCAL YEAR ENDING JANUARY 29, 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 3,000 3,000 06/01/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOLOGIC CORP. OLGC Annual Meeting Date: 06/07/2004
Issuer: 68750J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management Against Yes No
S 1997 STOCK OPTION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR GRANT UNDER THE
PLAN BY 1,000,000 SHARES.
03 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For No No
OF DELOITTE & TOUCHE LLP.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 2,000 2,000 05/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Special Meeting Date: 06/07/2004
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 15, 2003, BY AND AMONG LOCKHEED
MARTIN CORPORATION, LMC SUB ONE, INC. AND THE TITAN
CORPORATION, AS AMENDED, AND APPROVAL OF THE MERGER
CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 90,000 90,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/09/2004
Issuer: 530718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 Management For No No
INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE
APRIL 19, 2004)
03 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For No No
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 30,000 30,000 05/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MDC PARTNERS INC. MDCA Special Meeting Date: 06/09/2004
Issuer: 552697 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Management For No No
CORPORATION AND AUTHORIZING THE CORPORATION S BOARD OF
DIRECTORS TO FIX THE AUDITORS REMUNERATION.
02 THE ELECTION OF DIRECTORS OF THE CORPORATION. Management For No No
03 THE SPECIAL RESOLUTION SET OUT IN SCHEDULE C TO THE Management For No No
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR TO APPROVE
THE CONTINUANCE OF THE CORPORATION FROM THE BUSINESS
CORPORATIONS ACT (ONTARIO) TO THE CANADA BUSINESS
CORPORATIONS ACT.
04 THE ORDINARY RESOLUTION SET OUT IN SCHEDULE E TO THE Management For No No
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR TO CONFIRM
BY-LAW NO. 1 TO BE ADOPTED BY THE CORPORATION UPON THE
CONTINUANCE OF THE CORPORATION FROM THE BUSINESS
CORPORATIONS ACT (ONTARIO) TO THE CANADA BUSINESS
CORPORATIONS ACT.
05 THE ORDINARY RESOLUTION SET OUT IN SCHEDULE G TO THE Management For No No
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR TO
APPROVE AN AMENDMENT TO THE CORPORATION S STOCK
APPRECIATION RIGHTS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 5,000 5,000 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MET-PRO CORPORATION MPR Annual Meeting Date: 06/09/2004
Issuer: 590876 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF MARGOLIS Management For No No
& COMPANY P.C. AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 306 20,000 20,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SL INDUSTRIES, INC. SLI Annual Meeting Date: 06/09/2004
Issuer: 784413 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For No No
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 90,000 90,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SYLVAN INC. SYLN Special Meeting Date: 06/09/2004
Issuer: 871371 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED NOVEMBER 16, 2003, AND ENTERED INTO AMONG
SYLVAN INC., SNYDER ASSOCIATED COMPANIES, INC.
AND SAC HOLDING CO. AND THE MERGER CONTEMPLATED
THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 100,000 100,000 06/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRIARC COMPANIES, INC. TRY Annual Meeting Date: 06/09/2004
Issuer: 895927 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For No No
S CERTIFICATE OF INCORPORATION AS DESCRIBED IN
THE PROXY STATEMENT
03 PROPOSAL TO RE-APPROVE THE PERFORMANCE GOAL BONUS Management For No No
AWARDS PORTION OF THE COMPANY S 1999 EXECUTIVE
BONUS PLAN AS DESCRIBED IN THE PROXY STATEMENT
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS THE COMPANY S INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 309 120,000 120,000 05/27/2004
GABELLI SMALL CAP GROWTH FUND 997G004 101 60,000 60,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VITALWORKS INC. VWKS Annual Meeting Date: 06/09/2004
Issuer: 928483 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For No No
AS INDEPENDENT AUDITORS FOR VITALWORKS INC. FOR
THE YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 120,000 120,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CATALYTICA ENERGY SYSTEMS, INC. CESI Annual Meeting Date: 06/10/2004
Issuer: 148884 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No No
YOUNG LLP AS THE INDEPENDENT ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 30,000 30,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OSTEOTECH, INC. OSTE Annual Meeting Date: 06/10/2004
Issuer: 688582 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS OSTEOTECH S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 2,000 2,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION SALM Annual Meeting Date: 06/10/2004
Issuer: 794093 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No No
LLP AS SALEM S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 112,000 112,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRUMP HOTELS & CASINO RESORTS, INC. DJT Annual Meeting Date: 06/10/2004
Issuer: 898168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE INDEPENDENT PUBLIC AUDITORS OF THE COMPANY
FOR THE 2004 FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 35,000 35,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LAKES ENTERTAINMENT, INC. LACO Annual Meeting Date: 06/11/2004
Issuer: 51206P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE PROPOSED AMENDMENTS TO THE LAKES Management For No No
ENTERTAINMENT, INC. 1998 STOCK OPTION AND COMPENSATION
PLAN.
03 TO APPROVE THE PROPOSED AMENDMENTS TO THE LAKES Management For No No
ENTERTAINMENT, INC. 1998 DIRECTOR STOCK OPTION PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 74,000 74,000 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC. CWTR Annual Meeting Date: 06/12/2004
Issuer: 193068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JANUARY 29, 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 31,500 31,500 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JUPITERMEDIA CORPORATION JUPM Annual Meeting Date: 06/14/2004
Issuer: 48207D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 50,000 50,000 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMMUNITY SERVICE COMMUNICATIONS, IN CMYS Annual Meeting Date: 06/15/2004
Issuer: 20404P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 VOTE TO FIX NUMBER OF DIRECTORS AT FOUR. Management For No No
02 DIRECTOR Management For No No
03 VOTE TO APPROVE AND ADOPT THE PLAN OF COMPLETE Management For No No
LIQUIDATION AND DISSOLUTION OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 203 6,795 6,795 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CSK AUTO CORPORATION CAO Annual Meeting Date: 06/16/2004
Issuer: 125965 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITOR Management For No No
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE PROGRAM Management For No No
04 APPROVAL OF THE 2004 STOCK AND INCENTIVE PLAN Management Against Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 42,000 42,000 06/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED CHDN Annual Meeting Date: 06/17/2004
Issuer: 171484 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE PROPOSED CHURCHILL DOWNS Management For No No
INCORPORATED 2004 RESTRICTED STOCK PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CHURCHILL Management For No No
DOWNS INCORPORATED 2000 EMPLOYEE STOCK PURCHASE PLAN TO
ADD 100,000 SHARES OF COMMON STOCK BY INCREASING THE
NUMBER OF SHARES OF COMMON STOCK, NO PAR VALUE, RESERVED
FOR ISSUANCE THEREUNDER FROM 68,581 TO 168,581.
04 PROPOSAL TO APPROVE THE PERFORMANCE GOAL AND Management For No No
THE PAYMENT OF COMPENSATION UNDER NON-QUALIFIED STOCK
OPTIONS GRANTED TO THOMAS H. MEEKER UNDER CERTAIN STOCK
OPTION AGREEMENTS TO THE EXTENT THAT IN ANY TAX YEAR
SUCH COMPENSATION, TOGETHER WITH ANY OTHER COMPENSATION
PAID TO HIM, WOULD OTHERWISE EXCEED THE $1,000,000 LIMIT
CONTAINED IN INTERNAL REVENUE CODE SEC. 162(M).
05 PROPOSAL TO APPROVE MINUTES OF THE 2003 ANNUAL Management For No No
MEETING OF SHAREHOLDERS, APPROVAL OF WHICH DOES NOT
AMOUNT TO RATIFICATION OF ACTION TAKEN THEREAT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 46,000 46,000 06/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL MULTIFOODS CORPORATION IMC Special Meeting Date: 06/17/2004
Issuer: 460043 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND Management For No No
PLAN OF MERGER, DATED AS OF MARCH 7, 2004, BY AND AMONG
INTERNATIONAL MULTIFOODS CORPORATION, THE J.M. SMUCKER
COMPANY AND MIX ACQUISITION CORPORATION, A WHOLLY OWNED
SUBSIDIARY OF THE J.M. SMUCKER COMPANY, AND THE MERGER,
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT/PROSPECTUS.
02 PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Management For No No
OF THE SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE
ABOVE PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 110,000 110,000 06/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MOVADO GROUP, INC. MOV Annual Meeting Date: 06/17/2004
Issuer: 624580 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY AND APPROVE THE SELECTION BY THE BOARD Management For No No
OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE
FISCAL YEAR ENDING JANUARY 31, 2005.
03 TO APPROVE EXTENDING THE TERM OF THE COMPANY S Management For No No
DEFERRED COMPENSATION PLAN FOR EXECUTIVES, AS AMENDED
AND RESTATED.
04 TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT Management For No No
OF THE COMPANY S 1996 STOCK INCENTIVE PLAN.
05 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Shareholder For No No
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF THE COMMON STOCK AND CLASS A COMMON
STOCK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 14,000 14,000 06/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE J.M. SMUCKER COMPANY SJM Consent Meeting Date: 06/17/2004
Issuer: 832696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF SMUCKER COMMON SHARES Management For No No
IN A MERGER OF INTERNATIONAL MULTIFOODS CORPORATION
WITH AND INTO MIX ACQUISITION CORPORATION, A
WHOLLY OWNED SUBSIDIARY OF THE J.M. SMUCKER COMPANY.
02 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Management For No No
SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE
ABOVE PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 405 70,000 70,000 06/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ASCENTIAL SOFTWARE CORPORATION ASCL Annual Meeting Date: 06/18/2004
Issuer: 04362P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AUTHORIZATION OF THE BOARD OF DIRECTORS TO FURTHER Shareholder For No No
AMEND THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION,
AS AMENDED, TO DECREASE THE NUMBER OF SHARES OF
AUTHORIZED COMMON STOCK FROM 500,000,000 TO 125,000,000.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY S SECOND Management For No No
RESTATED 1997 EMPLOYEE STOCK PURCHASE PLAN (THE
ESPP ) INCREASING THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE ESPP FROM 2,250,000 TO
3,250,000.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 207 90,000 90,000 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AVIALL, INC. AVL Annual Meeting Date: 06/18/2004
Issuer: 05366B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO THE AVIALL, INC. Management Against Yes No
AMENDED AND RESTATED 1998 DIRECTORS STOCK PLAN.
03 APPROVAL OF THE AMENDMENT TO THE AVIALL, INC. Management Against Yes No
1998 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 95,000 95,000 06/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BIOSITE INCORPORATED BSTE Annual Meeting Date: 06/18/2004
Issuer: 090945 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Yes No
COMPANY S 1996 STOCK INCENTIVE PLAN.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For No No
COMPANY S EMPLOYEE STOCK PURCHASE PLAN.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No No
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 10,000 10,000 06/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPORE INTERNATIONAL, INC. BONZ Special Meeting Date: 06/18/2004
Issuer: 46062W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For No No
OF MERGER, DATED AS OF MARCH 7, 2004, BY AND AMONG
INTERPORE INTERNATIONAL, INC., A DELAWARE CORPORATION,
BIOMET, INC., AN INDIANA CORPORATION, AND LAKER
ACQUISITION CORP. I, A DELAWARE CORPORATION AND A
WHOLLY-OWNED SUBSIDIARY OF BIOMET.
02 ANY PROPOSAL PRESENTED BY INTERPORE S MANAGEMENT Management For No No
TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER
DATE, BUT IN NO EVENT LATER THAN OCTOBER 1, 2004,
INCLUDING AN ADJOURNMENT OR POSTPONEMENT TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF APPROVAL AND ADOPTION OF THE MERGER AGREEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 55,000 55,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ZORAN CORPORATION ZRAN Annual Meeting Date: 06/18/2004
Issuer: 98975F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE ADOPTION OF ZORAN S 2004 EQUITY Management Against Yes No
INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO ZORAN S 1995 OUTSIDE Management Against Yes No
DIRECTORS STOCK OPTION PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 100,000.
04 TO APPROVE AN AMENDMENT TO ZORAN S 1995 EMPLOYEE Management For No No
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY
250,000.
05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS ZORAN S INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 35,000 35,000 06/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MARTHA STEWART LIVING OMNIMEDIA, INC MSO Annual Meeting Date: 06/21/2004
Issuer: 573083 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE APPROVAL OF AN AMENDMENT TO MSO S AMENDED Management Against Yes No
AND RESTATED 1999 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 16,000 16,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC. CVCO Annual Meeting Date: 06/22/2004
Issuer: 149568 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF JACQUELINE DOUT AS A DIRECTOR TO Management For No No
SERVE UNTIL THE ANNUAL MEETING OF STOCKHOLDERS IN 2007.
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITOR FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 20,000 20,000 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ELIZABETH ARDEN, INC. RDEN Annual Meeting Date: 06/22/2004
Issuer: 28660G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 STOCK INCENTIVE PLAN. Management Against Yes No
03 APPROVAL OF THE 2004 NON-EMPLOYEE DIRECTOR STOCK Management Against Yes No
OPTION PLAN.
04 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE INDEPENDENT AUDITORS FOR FISCAL 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 8,000 8,000 06/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION FLS Annual Meeting Date: 06/22/2004
Issuer: 34354P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL AND ADOPTION OF THE FLOWSERVE CORPORATION Management Against Yes No
2004 STOCK COMPENSATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 200,000 200,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE CENTRAL EUROPE AND RUSSIA FUND I CEE Annual Meeting Date: 06/22/2004
Issuer: 153436 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For No No
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2004.
03 TO APPROVE A STOCKHOLDER PROPOSAL TO TERMINATE Shareholder Against No No
THE INVESTMENT ADVISORY AGREEMENT BETWEEN THE FUND AND
DEUTSCHE ASSET MANAGEMENT INTERNATIONAL GMBH.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 60,000 60,000 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE GERMANY FUND, INC. GER Annual Meeting Date: 06/22/2004
Issuer: 374143 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For No No
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 36,700 36,700 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEW GERMANY FUND, INC. GF Annual Meeting Date: 06/22/2004
Issuer: 644465 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For No No
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
03 TO APPROVE A STOCKHOLDER PROPOSAL TO TERMINATE Shareholder Against No No
THE INVESTMENT ADVISORY AGREEMENT BETWEEN THE FUND AND
DEUTSCHE ASSET MANAGEMENT INTERNATIONAL GMBH.
04 TO APPROVE A STOCKHOLDER PROPOSAL TO REQUEST Shareholder Against No No
THAT THE BOARD OF DIRECTORS PROMPTLY TAKE THE STEPS
NECESSARY TO OPEN END THE FUND OR OTHERWISE ENABLE
STOCKHOLDERS TO REALIZE NET ASSET VALUE FOR THEIR
SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 60,000 60,000 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
XANSER CORPORATION XNR Annual Meeting Date: 06/22/2004
Issuer: 98389J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 190,000 190,000 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No No
YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 98,000 98,000 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OPENTV CORP. OPTV Annual Meeting Date: 06/23/2004
Issuer: G67543 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY OUR BOARD OF DIRECTORS SELECTION OF KPMG Management For No No
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR OUR 2004
FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 220,000 220,000 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 06/24/2004
Issuer: 398231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For No No
ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 158,500 158,500 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MATERIAL SCIENCES CORPORATION MSC Annual Meeting Date: 06/24/2004
Issuer: 576674 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AUTHORIZE PROXIES TO VOTE UPON SUCH OTHER BUSINESS Management For No No
AS MAY PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 180,000 180,000 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RAYTECH CORPORATION RAY Annual Meeting Date: 06/24/2004
Issuer: 755103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 153,500 153,500 06/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CORIXA CORPORATION CRXA Annual Meeting Date: 06/25/2004
Issuer: 21887F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE COMPANY S REINCORPORATION FROM Management For No No
DELWARE TO WASHINGTON.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP Management For No No
AS THE INDEPENDENT AUDITORS OF CORIXA FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 10,000 10,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC AGM Meeting Date: 06/28/2004
Issuer: G4755S126 ISIN: IE0004614818
SEDOL: 4699103, 0461481
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE REPORTS AND FINANCIAL STATEMENTS Management For No
2. DECLARE OF FINAL DIVIDEND Management For No
3.1 RE-ELECT MR. L.P. HEALY AS A DIRECTOR Management For No
3.2 RE-ELECT MR. P.M. COSGROVE AS A DIRECTOR Management For No
3.3 RE-ELECT MR. V.C. CROWLEY AS A DIRECTOR Management For No
3.4 RE-ELECT MR. I.G. FALLON AS A DIRECTOR Management For No
3.5 RE-ELECT MR. SEN M.N. HAYES AS A DIRECTOR Management For No
3.6 RE-ELECT MR. G.K.O. REILLY AS A DIRECTOR Management For No
3.7 RE-ELECT MR. B.E. SOMERS AS A DIRECTOR Management For No
3.8 RE-ELECT MR. BARONESS M. JAY AS A DIRECTOR Management For No
3.9 RE-ELECT MR. F.M. URRAY AS A DIRECTOR Management For No
3.10 RE-ELECT DR. B. HILLERY AS A DIRECTOR Management For No
4. APPROVE THE FIXING OF REMUNERATION OF DIRECTORS Management For No
5. AUTHORIZE DIRECTORS TO FIX REMUNERATION OF AUDITORS Management For No
6. AUTHORIZE THE COMPANY TO CONVENE THE NEXT AGM Management For No
AT ANY LOCATION OUTSIDE THE STATE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 307,237 307,237 06/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM Meeting Date: 06/28/2004
Issuer: G4755S126 ISIN: IE0004614818
SEDOL: 4699103, 0461481
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Management For No
BEING A BODY CORPORATE AS REFERRED TO IN THE EUROPEAN
COMMUNITIES PUBLIC LIMITED COMPANY SUBSIDIARIES
REGULATIONS 1997 TO MAKE MARKET PURCHASES SECTION 212 OF
THE COMPANIES ACT 1990 1990 ACT OF SHARES OF ANY CLASS
OF THE COMPANY ON SUCH TERMS AND CONDITIONS AND IN SUCH
MANNER AS THE DIRECTORS MAY FROM TIME TO TIME DETERMINE
IN ACCORDANCE WITH THE SUBJECT TO THE PROVISIONS OF THE
1990ACT, AND ARTICLE 3(A) OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY; THE RE-ISSUE PRICE RANGE AT WHICH ANY
TREASURY SHARES SECTION 209 OF THE 1990 ACT FOR THE TIME
BEING HELD BY THE COMPANY MY BE RE-ISSUED OFF MARKET
SHALL BE THE PRICE RANGE SET OUT IN ARTICLE 3(A)(E) OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY; AND
AUTHORITY EXPIRES AT THE EARLIER OF THE NEXT AGM OF THE
COMPANY AFTER THE PASSING OF THIS RESOLUTION OR 27 DEC
2005
S.2 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For No
SECTION 24 OF THE COMPANIES AMENDMENT ACT 1983 1983 ACT
TO ALLOT AND ISSUE EQUITY SECURITIES FOR CASH PURSUANT
TO AND IN ACCORDANCE WITH AND SUBJECT TO THE TERMS AND
CONDITIONS AND SPECIFIED; AUTHORITY EXPIRES AT THE
EARLIER OF THE NEXT AGM OF THE COMPANY AFTER THE PASSING
OF THIS RESOLUTION OR 27 SEP 2005
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 307,237 307,237 06/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SNIA SPA EGM Meeting Date: 06/28/2004
Issuer: T85795226 ISIN: IT0001495271 BLOCKING
SEDOL: 4473114, 4457594
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 29 JUN 2004
(AND A THIRD CALL ON 30 JUN 2004). CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED
THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 APPROVE THE BALANCE SHEET AS AT 31 DEC 2003 ON Management For No
MANAGEMENT ACTIVITY COVERING ALOSSES
O.2 APPOINT EXTERNAL AUDITORS FOR THE FY 2004, 2005, Management For No
2006
O.3 APPOINT THE DIRECTORS AND FIX THEIR EMOLUMENTS Management For No
E.1 AMEND ARTICLES 2, 5, 7, 9, 10, 11, 13 WHICH REFLECT Management For No
THE REFORM OF THE ITALIANCOMPANY LAW
E.2 APPROVE THE RESOLUTIONS WHICH DO NOT RE-ESTABLISH Management For No
THE REVALUATION RESERVE OF EUR 13.999.269,76
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 900,000 900,000 06/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V. OFIX Annual Meeting Date: 06/29/2004
Issuer: N6748L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE ORTHOFIX INTERNATIONAL N.V. Management Against Yes No
2004 LONG-TERM INCENTIVE PLAN.
3A PROPOSAL TO APPROVE AMENDMENT TO ARTICLES OF Shareholder For No No
ASSOCIATION TO INCREASE THE MAXIMUM NUMBER OF SHARES
AVAILABLE FOR ISSUANCE.
3B PROPOSAL TO APPROVE AMENDMENT TO ARTICLES OF Management For No No
ASSOCIATION TO MAKE OTHER CHANGES.
04 PROPOSAL TO APPROVE THE BALANCE SHEET AND INCOME Management For No No
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER 31, 2003.
05 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No No
AS INDEPENDENT AUDITORS FOR ORTHOFIX AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 29,000 29,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SORIN SPA, MILANO MIX Meeting Date: 06/30/2004
Issuer: T8782F102 ISIN: IT0003544431 BLOCKING
SEDOL: 7744709
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 01 JUL 2004
(AND A THIRD CALL ON 02 JUL 2004). CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED
THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
E.1 APPROVE THAT THE STOCK CAPITAL INCREASE UP TO Management For No
AN AMOUNT OF EUR 10,600,000.00 WITHOUT OPTION RIGHT, AS
PER ARTICLE 2441 PARAGRAPH 5 OF THE ITALIAN CIVIL CODE,
THROUGH ISSUE OF ORDINARY SHARES, SHALL BE RESERVED TO
SORIN S.P.A. AND ITS ASSOCIATED COMPANIES DIRECTORS AND
EMPLOYEES; AND AMEND ARTICLE 5 OF THE BY-LAWS
O.1 APPROVE THE INSURANCE POLICY TO COVER CIVIL LIABILITY Management For No
OF CORPORATE BODIES ANDMANAGERS OF THE COMPANY AND THE
GROUP
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 1,976,000 1,976,000 06/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SPANISH BROADCASTING SYSTEM, INC. SBSA Annual Meeting Date: 06/30/2004
Issuer: 846425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 882 60,000 60,000 06/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE SPAIN FUND, INC. SNF Annual Meeting Date: 06/30/2004
Issuer: 846330 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 11,000 11,000 06/22/2004
EQUITY INCOME FUND
- ------------------------------------------------------------------------------------------------------------------------------------
BANKGESELLSCHAFT BERLIN AG AGM Meeting Date: 07/04/2003
Issuer: D09408135 ISIN: BLOCKING
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For No
REPORT FOR THE FY 2002 WITH THE REPORT OF THE
SUPERVISORY BOARD AND THE GROUP FINANCIAL STATEMENTS
AND THE GROUP ANNUAL REPORT FOR THE FY 2002
2. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For No
3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
4. AMEND THE ARTICLES OF ASSOCIATION AS FOLLOWS: Management For No
SECTIONS 3, REGARDING ANNOUNCEMENTS OF THE COMPANY
BEING PUBLISHED IN THE FEDERAL GAZETTE ONLINE,
SECTION 13, REGARDING REMUNERATION FOR THE
SUPERVISORY BOARD BEING REVISED AS FOLLOWS: EACH
MEMBER SHALL RECEIVE A FIXED ANNUAL REMUNERATION OF
EUR 15,000 PLUS A VARIABLE REMUNERATION OF EUR 550
PER 0.5% OF THE DIVIDEND IN EXCESS OF 4% OF THE
SHARE CAPITAL; THE CHAIRMAN RECEIVING TWICE AND THE
DEPUTY CHAIRMAN ONE AND HALF TIMES THE AMOUNTS; EACH
MEMBER OF THE ACCOUNTING, PERSONNEL AND STRATEGY
COMMITTEES AND OF THE CREDIT COMMITTEE SHALL RECEIVE
AN ADDITIONAL REMUNERATION OF EUR 10,000; COMMITTEE
CHAIRMAN SHALL RECEIVE ONE AND A HALF TIMES AND THE
DEPUTY CHAIRMAN SHALL RECEIVE ONE AND A HALF TIMES
AND A QUARTER TIMES THE AMOUNT; AND SECTION 14,
REGARDING THE COMPANY BEING AUTHORIZED TO ESTABLISH
ADVISORY COUNCIL; SECTION 15, REGARDING THE PROXY
VOTING INSTRUCTIONS BEING ISSUED BY ELECTRONIC MEANS
AND THE SHAREHOLDERS MEETING BEING TRANSMITTED AUDIO
VISUALLY
5. AUTHORIZE THE COMPANY TO ACQUIRE AND SELL OWN Management For No
SHARES AT A PRICE NOT DEVIATING MORE THAN 10%
FROM THE MARKET PRICE OF THE SHARES ON OR BEFORE 30
SEP 2004 AND THE TRADING PORTFOLIO OF SHARES TO BE
ACQUIRED FOR SUCH PURPOSE SHALL NOT EXCEED 5% OF THE
SHARE CAPITAL AT THE END OF ANY GIVEN DAY
6. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management For No
UP TO 10% OF ITS SHARE CAPITAL, AT A PRICE NOT
DEVIATING MORE THAN 10% FROM THE MARKET PRICE OF THE
SHARES, ON OR BEFORE 30 SEP 2004; AND AUTHORIZE THE
BOARD OF MANAGING DIRECTORS TO RETIRE THE SHARES
7. APPOINT PWC DEUTSCHE REVISION AG, BERLIN, AS Management For No
THE AUDITORS FOR THE FY 2003
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 000 30,000 30,000 06/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC BTY Annual Meeting Date: 07/16/2003
Issuer: 05577E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 REPORTS AND ACCOUNTS. Management For No No
02 REMUNERATION REPORT. Management For No No
03 FINAL DIVIDEND. Management For No No
04 RE-ELECT SIR ANTHONY GREENER. Management For No No
05 RE-ELECT LOUIS HUGHES. Management For No No
06 RE-ELECT MAARTEN VAN DEN BERGH. Management For No No
07 ELECT CLAYTON BRENDISH. Management For No No
08 REAPPOINTMENT AND REMUNERATION OF AUDITORS. Management For No No
09 AUTHORITY TO ALLOT SHARES. Shareholder For No No
10 AUTHORITY TO ALLOT SHARES FOR CASH. (SPECIAL RESOLUTION) Shareholder For No No
11 AUTHORITY TO PURCHASE OWN SHARES. (SPECIAL RESOLUTION) Management For No No
12 AUTHORITY FOR POLITICAL DONATIONS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 35,000 35,000 07/14/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC AGM Meeting Date: 07/16/2003
Issuer: G16612106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS Management For No
AND THE AUDITORS FOR THE YE 31 MAR 2003
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For No
THE YE 31 MAR 2003
3. APPROVE TO PAY A FINAL DIVIDEND OF 4.25 PENCE Management For No
PER SHARE PAYABLE ON 08 SEP 2003 TO THE HOLDERS OF
ORDINARY SHARES AS ON 08 AUG 2003
4. RE-ELECT SIR ANTHONY GREENER AS A DIRECTOR Management For No
5. RE-ELECT MR. LOUIS MUGHES AS A DIRECTOR Management For No
6. RE-ELECT MR. MAARTEN VAN DEN BERGH AS A DIRECTOR Management For No
7. ELECT MR. CLAYTON BRENDISH AS A DIRECTOR Management For No
8. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For No
AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID
AND AUT HORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
9. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS BY ARTICLE 74 OF THE COMPANY S ARTICLES OF
ASSOCIATION AND FOR SUCH PERIOD SECTION 80 AMOUNT
SHALL BE GBP 143 MILLION 33% OF THE ISSUED SHARE
CAPITAL OF THE COMPANY ; AUTHORI TY EXPIRES ON 15
OCT 2004
S.10 APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS BY ARTICLES 74 OF TH E COMPANY S ARTICLES
OF ASSOCIATION TO ALLOT SHARES AND FOR SUCH PERIOD
THE SE CTION 89 AMOUNT SHALL BE GBP 21 MILLION 5% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY ; AUTHORITY
EXPIRES ON 15 OCT 2004
S.11 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For No
SECTION 163(3) OF THE COMPANIE S ACT 1985 OF UP TO
867 MILLION SHARES OF 5P EACH IN THE CAPITAL OF THE
COMPA NY, AT A MINIMUM PRICE OF 5P AND UP TO 105% OF
THE AVERAGE MIDDLE MARKET QUOTA TIONS FOR SUCH
SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LI ST, OVER THE PREVIOUS 5 BUSINESS DAYS;
AUTHORITY EXPIRES THE EARLIER OF THE C ONCLUSION OF
THE NEXT AGM OF THE COMPANY IN 2004 OR 15 OCT 2004 ;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE
EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
12. AUTHORIZE THE BRITISH TELECOMMUNICATIONS PLC, Management For No
A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY TO MAKE
DONATIONS TO EU POLITICAL ORGANIZATIONS, NOT
EXCEEDING GBP 10 0,000; AUTHORITY EXPIRES AT THE
CONCLUSION OF THE NEXT AGM IN 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 000 300,000 300,000 07/14/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GUCCI GROUP N.V. GUC Annual Meeting Date: 07/16/2003
Issuer: 401566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
4A TO ADOPT THE STATUTORY ACCOUNTS FOR FISCAL 2002 Management For No No
4B TO APPROVE THE MANAGEMENT PERFORMED BY THE MANAGEMENT Management For No No
BOARD AND THE SUPERVISION PERFORMED BY THE SUPERVISORY
BOARD DURING FISCAL 2002
05 TO SET THE NUMBER OF MEMBERS OF THE SUPERVISORY Management For No No
BOARD AT EIGHT AND TO APPOINT EIGHT PERSONS AS
MEMBERS OF THE SUPERVISORY BOARD
06 TO APPOINT THREE PERSONS AS MEMBERS OF THE MANAGEMENT Management For No No
BOARD
07 TO EXTEND THE AUTHORITY OF THE MANAGEMENT BOARD Management For No No
TO REPURCHASE SHARES OF THE COMPANY S SHARE CAPITAL
FOR A PERIOD OF 18 MONTHS
08 TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No No
IN ORDER TO RETURN CAPITAL AND AUTHORIZATION
TO EFFECTUATE SUCH AMENDMENTS
09 TO RETAIN PRICEWATERHOUSECOOPERS AS THE COMPANY Management For No No
S AUDITOR
10 TO APPROVE THE COMPANY S COUNTRYWIDE INCENTIVE Management For No No
STOCK OPTION PLAN AND AMEND THE COMPANY S INCENTIVE
STOCK OPTION PLANS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 38,000 38,000 07/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY MODI Annual Meeting Date: 07/16/2003
Issuer: 607828 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 60,000 60,000 07/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION THC Annual Meeting Date: 07/23/2003
Issuer: 88033G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No No
ARTICLES OF INCORPORATION TO PROVIDE FOR THE
ANNUAL ELECTION OF DIRECTORS.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2003.
04 SHAREHOLDER PROPOSAL REGARDING INDEPENDENCE OF Shareholder Against No No
THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 25,000 25,000 07/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CABLE AND WIRELESS PLC CWP Annual Meeting Date: 07/25/2003
Issuer: 126830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE REPORT AND ACCOUNTS FOR THE FINANCIAL Management For No No
YEAR ENDED 31ST MARCH 2003.
02 APPROVAL OF THE REMUNERATION REPORT FOR THE YEAR Management For No No
ENDED 31ST MARCH 2003.
03 APPROVAL TO ELECT MR. R.D. LAPTHORNE AS A DIRECTOR. Management For No No
04 APPROVAL TO ELECT MR. F. CAIO AS A DIRECTOR. Management For No No
05 APPROVAL TO ELECT MR. K. LOOSEMORE AS A DIRECTOR. Management For No No
06 APPROVAL TO ELECT MR. R.O. ROWLEY AS A DIRECTOR. Management For No No
07 APPROVAL TO ELECT MR. W.A. RICE AS A DIRECTOR. Management For No No
08 APPROVAL TO ELECT MR. B.P. GRAY AS A DIRECTOR. Management For No No
09 APPROVAL TO ELECT MR. G.E. HOWE AS A DIRECTOR. Management For No No
10 APPROVAL TO ELECT MR. K.B. RORSTED AS A DIRECTOR. Management For No No
11 APPROVAL TO RE-APPOINT KPMG AUDIT PLC AS AUDITORS. Management For No No
12 APPROVAL TO AUTHORIZE THE DIRECTORS TO DETERMINE Management For No No
THE AUDITORS REMUNERATION.
13 APPROVAL TO ADOPT THE COMPANY S EMPLOYEE SAVINGS Management For No No
RELATED SHARE OPTION SCHEME.
14 APPROVAL TO ADOPT THE COMPANY S GLOBAL SAVINGS Management For No No
RELATED SHARE OPTION SCHEME.
15 APPROVAL TO CHANGE THE DEFINITION OF MARKET VALUE Management For No No
IN THE RULES OF THE COMPANY S SHARE PURCHASE PLAN.
16 APPROVAL TO AUTHORIZE THE COMPANY TO MAKE POLITICAL Management For No No
DONATIONS OR INCUR POLITICAL EXPENDITURE.
17 APPROVAL OF THE CANCELLATION OF THE COMPANY S Shareholder For No No
SHARE PREMIUM ACCOUNT. (SPECIAL RESOLUTION)
18 APPROVAL TO AUTHORIZE THE ALLOTMENT OF RELEVANT Shareholder For No No
SECURITIES.
19 APPROVAL TO DISAPPLY PRE-EMPTION RIGHTS. (SPECIAL Management For No No
RESOLUTION)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 207 40,000 40,000 07/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SCOTTISH POWER PLC SPI Annual Meeting Date: 07/25/2003
Issuer: 81013T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR Management For No No
THE YEAR ENDED MARCH 31, 2003.
O2 TO APPROVE THE REMUNERATION REPORT. Management For No No
O3 TO ELECT NICK ROSE AS A DIRECTOR. Management For No No
O4 TO ELECT DONALD BRYDON AS A DIRECTOR. Management For No No
O5 TO RE-ELECT CHARLES MILLER SMITH AS A DIRECTOR. Management For No No
O6 TO RE-ELECT DAVID NISH AS A DIRECTOR. Management For No No
O7 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For No No
OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS
TO SET THE REMUNERATION OF THE AUDITORS.
O8 TO AUTHORIZE THE COMPANY TO MAKE DONATIONS TO Management For No No
EU POLITICAL ORGANIZATIONS AND TO INCUR EU POLITICAL
EXPENDITURE.
S9 TO RENEW THE AUTHORITY OF THE DIRECTORS TO DISAPPLY Management For No No
PRE-EMPTION RIGHTS.
S10 TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE Management For No No
ITS OWN SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 705 12,000 12,000 07/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC OOM Annual Meeting Date: 07/30/2003
Issuer: 55309W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 REPORT AND ACCOUNTS Management For No No
02 REMUNERATION REPORT Management For No No
03 ELECT DAVID CHANCE Management For No No
04 ELECT DAVID ARCULUS Management For No No
05 ELECT RUDOLF GROGER Management For No No
06 ELECT DAVID MCGLADE Management For No No
07 ELECT KENT THEXTON Management For No No
08 RE-ELECT PETER ERSKINE Management For No No
09 RE-ELECT NEELIE KROES Management For No No
10 RE-ELECT PAUL MYNERS Management For No No
11 RE-APPOINTMENT OF AUDITORS Management For No No
12 REMUNERATION OF AUDITORS Management For No No
13 AUTHORITY TO ALLOT SHARES Shareholder For No No
S14 POWER TO ALLOT SHARES FOR CASH Shareholder For No No
S15 AUTHORITY TO PURCHASE OWN SHARES *NOTE* VOTING Management For No No
CUT-OFF DATE: JULY 24, 2003 AT 3:00 P.M. EDT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 20,000 20,000 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC AGM Meeting Date: 07/30/2003
Issuer: G6179P109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE REPORT AND THE ACCOUNTS Management For No
2. APPROVE THE REMUNERATION REPORT Management For No
3. ELECT MR. DAVID CHANCE Management For No
4. ELECT MR. DAVID ARCULUS Management For No
5. ELECT MR. RUDOLF GROGER Management For No
6. ELECT MR. DAVID MCGLADE Management For No
7. ELECT MR. KENT THEXTON Management For No
8. RE-ELECT MR. PETER ERSKINE Management For No
9. RE-ELECT MR. NEELIE KROES Management For No
10. RE-ELECT MR. PAUL MYNERS Management For No
11. RE-APPOINT THE AUDITORS Management For No
12. APPROVE THE REMUNERATION TO THE AUDITORS Management For No
13. GRANT AUTHORITY TO ALLOT SHARES Management For No
S.14 GRANT POWER TO ALLOT SHARES FOR CASH Management For No
S.15 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 000 300,000 300,000 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH Special Meeting Date: 08/21/2003
Issuer: 98956P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ISSUANCE OF SHARES OF COMMON STOCK IN CONNECTION Management For No No
WITH THE EXCHANGE OFFERS FOR CENTERPULSE AG AND
INCENTIVE CAPITAL AG.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 200 200 07/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. HRB Annual Meeting Date: 09/10/2003
Issuer: 093671 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE APPROVAL OF AN AMENDMENT TO THE 2003 LONG-TERM Management For No No
EXECUTIVE COMPENSATION PLAN TO (I) REMOVE THE
AGGREGATE 5% LIMIT ON THE TOTAL NUMBER OF SHARES OF
COMMON STOCK ISSUABLE UNDER THE PLAN AND (II) REDUCE
THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK
ISSUABLE UNDER THE PLAN FROM 9,000,000 TO 5,000,000.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No No
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
YEAR ENDING APRIL 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 1,000 1,000 08/19/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/12/2003
Issuer: 24522P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE DEL MONTE FOODS COMPANY S ANNUAL INCENTIVE Management For No No
PLAN, AS AMENDED, TO COMPLY WITH SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS DEL Management For No No
MONTE FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING MAY 2, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 40,330 40,330 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY HNZ Annual Meeting Date: 09/12/2003
Issuer: 423074 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF AUDITORS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 70,000 70,000 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO MIX Meeting Date: 09/16/2003
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Proposal
23 SEP 2003. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
E.1 AMEND ARTICLES 22 AND 24 OF BYE-LAWS Management For No
1. APPOINT THE BOARD OF DIRECTORS AND THEIR PRESIDENT Management For No
AFTER STATING THEIR NUMBER, TERM OF OFFICE AND THEIR
EMOLUMENTS
2. APPOINT AN INTERNAL AUDITOR AND STATE THEIR EMOLUMENTS Management For No
3. APPROVE TO CHARGE THE COMPANY FOR ECONOMICAL Management For No
RISKS CONCERNING FISCAL VIOLATION AS PER ITALIAN
DECREE NO. 472/97 AND RISKS CONCERNING THE DIRECTORS
ACTS
4. CONFIRM THE EXTERNAL AUDITORS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 406 406 08/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. GIS Annual Meeting Date: 09/22/2003
Issuer: 370334 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITOR.
03 ADOPTION OF THE GENERAL MILLS, INC. 2003 STOCK Management For No No
COMPENSATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 20,000 20,000 09/15/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CATELLUS DEVELOPMENT CORPORATION CDX Annual Meeting Date: 09/26/2003
Issuer: 149111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER Management For No No
DATED JULY 31, 2003 AMONG CATELLUS DEVELOPMENT
CORPORATION, CATELLUS SUBCO, INC. AND CATELLUS
OPERATING LIMITED PARTNERSHIP PURSUANT TO WHICH
THE REIT CONVERSION WILL BE EFFECTED
02 DIRECTOR Management For No No
03 APPROVE THE AMENDMENT TO THE 2000 PERFORMANCE Management For No No
AWARD PLAN
04 APPROVE AND ADOPT THE 2003 PERFORMANCE AWARD PLAN Management For No No
05 STOCKHOLDER PROPOSAL RELATING TO STOCKHOLDER Shareholder For Yes No
RIGHTS PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 20,000 20,000 09/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GMH Consent Meeting Date: 10/03/2003
Issuer: 370442 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER AMENDMENT Management For No No
02 RATIFICATION OF THE NEW HUGHES CERTIFICATE OF Management For No No
INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, INCLUDING Management For No No
THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK SALE Management For No No
05 RATIFICATION OF THE NEWS STOCK ACQUISITION Management For No No
06 APPROVAL OF THE SECOND GM CHARTER AMENDMENT Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 15,000 15,000 09/29/2003
GABELLI EQUITY INCOME FUND 997G005 832 50,000 50,000 09/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Special Meeting Date: 10/06/2003
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 MODIFICATION TO THE DELEGATION TO THE BOARD OF Management For No No
DIRECTORS TO BUY, KEEP OR TRANSFER FRANCE TELECOM
SHARES AS GRANTED BY THE SHAREHOLDERS IN THEIR
ORDINARY GENERAL MEETING ON MAY 27, 2003.
E2 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For No No
SHARES RESERVED FOR THE HOLDERS OF ORANGE SHARES
SUBSCRIBED TO OR HELD PURSUANT TO AN ORANGE STOCK
OPTION OR SHARE PURCHASE PLAN, OR THE SHARE PURCHASE
PLAN , THE ORANGE SENIOR DISCRETIONARY SHARE PLAN
AND THE RESTRICTED SHARE PLAN , WHO HAVE SIGNED A
LIQUIDITY CONTRACT WITH FRANCE TELECOM.
E3 DELEGATION TO THE BOARD OF DIRECTORS TO INCREASE Shareholder For No No
THE CAPITAL FOR THE BENEFIT OF MEMBERS OF A FRANCE
TELECOM GROUP COMPANY SAVINGS PLAN.
E4 POWERS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 12,000 12,000 09/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY PG Annual Meeting Date: 10/14/2003
Issuer: 742718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 APPROVE THE PROCTER & GAMBLE 2003 NON-EMPLOYEE Management For No No
DIRECTORS STOCK PLAN
04 SHAREHOLDER PROPOSAL NO. 1 BOARD OF DIRECTORS Shareholder Against No No
TERMS
05 SHAREHOLDER PROPOSAL NO. 2 LABEL GENETICALLY Shareholder Against No No
ENGINEERED FOODS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 19,000 19,000 10/07/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LIMITED NWS Annual Meeting Date: 10/15/2003
Issuer: 652487 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE RE-ELECTION OF MR. LACHLAN MURDOCH, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
1B APPROVAL OF THE RE-ELECTION OF MR. THOMAS PERKINS, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
1C APPROVAL OF THE RE-ELECTION OF MR. STANLEY SHUMAN, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
1D APPROVAL OF THE RE-ELECTION OF MR. ARTHUR SISKIND, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
02 APPROVAL OF AN ORDINARY RESOLUTION TO GRANT OPTIONS Management For No No
TO CERTAIN EXECUTIVE DIRECTORS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
03 APPROVAL OF AN ORDINARY RESOLUTION THAT THE COMPANY Management For No No
APPROVES PAYMENT OF AN AGGREGATE OF UP TO A$1.85
MILLION (APPROXIMATELY US$1.2 MILLION) PER ANNUM TO
THE DIRECTORS, OTHER THAN ANY IN FULL-TIME
EMPLOYMENT OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES, FOR THEIR SERVICES AS DIRECTORS, AS
SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 703 3,008 3,008 10/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBG Annual Meeting Date: 10/20/2003
Issuer: G4285W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RATIFY AND CONFIRM THE BOARD OF DIRECTORS Management For No No
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITOR OF THE COMPANY UNTIL THE CLOSE
OF THE COMPANY S 2003 ANNUAL GENERAL MEETING AT A
FEE TO BE AGREED BY THE DIRECTORS ACTING THROUGH THE
COMPANY S AUDIT COMMITTEE.
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For No No
AUDITOR FOR THE COMPANY UNTIL THE CLOSE OF THE
COMPANY S 2004 ANNUAL GENERAL MEETING AT A FEE TO BE
AGREED TO BY THE DIRECTORS ACTING THROUGH THE
COMPANY S AUDIT COMMITTEE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 5,000 5,000 10/07/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC DEO Annual Meeting Date: 10/22/2003
Issuer: 25243Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 REPORTS AND ACCOUNTS 2003 Management For No No
02 DIRECTORS REMUNERATION REPORT 2003 Management For No No
03 DECLARATION OF FINAL DIVIDEND Management For No No
04 RE-ELECTION OF LORD BLYTH (3*) Management For No No
05 RE-ELECTION OF MR JK OATES (1*,3,4) Management For No No
06 RE-ELECTION OF MR PS WALSH (2*) Management For No No
07 RE-APPOINTMENT AND REMUNERATION OF AUDITORS Management For No No
08 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For No No
09 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 205 50,000 50,000 10/14/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/22/2003
Issuer: 701094 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
FY04.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 Management Against Yes No
STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 2,000 2,000 10/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
NEW ENGLAND BUSINESS SERVICE, INC. NEB Annual Meeting Date: 10/24/2003
Issuer: 643872 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR
THE CURRENT FISCAL YEAR ENDING JUNE 26, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 26,000 26,000 10/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG Annual Meeting Date: 11/04/2003
Issuer: 844030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE SOUTHERN UNION COMPANY Management For No No
2003 STOCK AND INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE SOUTHERN UNION COMPANY Management For No No
EXECUTIVE INCENTIVE BONUS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 63,282 63,282 10/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. ADP Annual Meeting Date: 11/11/2003
Issuer: 053015 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENTS TO THE COMPANY S 2000 Management Against Yes No
KEY EMPLOYEES STOCK OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE COMPANY S EMPLOYEES Management Against Yes No
SAVINGS- STOCK PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 DIRECTOR STOCK Management For No No
PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 4,000 4,000 11/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 11/14/2003
Issuer: 017361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL REGARDING POISON PILLS. Shareholder For Yes No
04 SHAREHOLDER PROPOSAL REGARDING INDEXED OPTIONS. Shareholder Against No No
05 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against No No
STOCK OPTIONS.
06 SHAREHOLDER PROPOSAL REGARDING OPTION EXPENSING. Shareholder Against No No
07 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against No No
CHAIRMAN.
08 SHAREHOLDER PROPOSAL REGARDING ALLOW SIMPLE Shareholder Against No No
MAJORITY VOTE.
09 SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION Shareholder Against No No
OF DIRECTORS.
10 SHAREHOLDER PROPOSAL REGARDING AUDITOR FEES. Shareholder Against No No
11 SHAREHOLDER PROPOSAL REGARDING REINCORPORATION. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 40,000 40,000 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/19/2003
Issuer: 189054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE CLOROX COMPANY INDEPENDENT Management For No No
DIRECTORS STOCK-BASED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 1,000 1,000 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY CPB Annual Meeting Date: 11/21/2003
Issuer: 134429 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF AUDITORS Management For No No
03 APPROVAL OF THE 2003 LONG-TERM INCENTIVE PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 35,000 35,000 11/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE READER'S DIGEST ASSOCIATION, INC RDA Annual Meeting Date: 11/21/2003
Issuer: 755267 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 90,000 90,000 11/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
FOX ENTERTAINMENT GROUP, INC. FOX Annual Meeting Date: 11/25/2003
Issuer: 35138T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No No
YOUNG LLP AS INDEPENDENT ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 17,000 17,000 11/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO EGM Meeting Date: 12/01/2003
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Proposal
2 DEC 2003. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
1. APPROVE THE MERGER PROPOSAL BY INCORPORATION Management For No
OF SEAT P.G INTO SILVER SPA AND OF SILVER SPA INTO
SPYGLASS SPA WITH CONSEQUENT LISTING OF SPYGLASS
SHARES TO BE REDENOMINATED SEAT PAGINE GIALLE SPA
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 406 406 11/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO, S.A. DE FMX Special Meeting Date: 12/10/2003
Issuer: 344419 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENT OF THE BY-LAWS OF THE Management For No No
COMPANY TO COMPLY WITH THE GENERAL PROVISIONS
APPLICABLE TO THE ISSUERS OF SECURITIES, ISSUED BY
THE MEXICAN SECURITIES COMMISSION AS PUBLISHED IN
THE OFFICIAL GAZETTE OF THE FEDERATION ( DIARIO
OFICIAL DE LA FEDERACION ) AS OF MARCH 19, 2003.*
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 12,000 12,000 12/04/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ROBERT MONDAVI CORPORATION MOND Annual Meeting Date: 12/12/2003
Issuer: 609200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR.
03 TO APPROVE AN AMENDMENT TO THE 1993 EQUITY INCENTIVE Management For No No
PLAN TO RESERVE AN ADDITIONAL 900,000 SHARES OF
CLASS A COMMON STOCK FOR ISSUANCE UNDER THAT PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 3,000 3,000 12/03/2003
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 12/16/2003
Issuer: 749121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE QWEST COMMUNICATIONS INTERNATIONAL Management For No No
INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE
PLAN
03 SHAREOWNER PROPOSAL-REQUESTING WE EXCLUDE PENSION Shareholder For No No
CREDITS FROM NET INCOME WHEN DETERMINING ANNUAL
OR SHORT-TERM INCENTIVE COMPENSATION FOR EXECUTIVE
OFFICERS
04 SHAREOWNER PROPOSAL-REQUESTING WE TAKE NECESSARY Shareholder For No No
STEPS TO DECLASSIFY THE BOARD OF DIRECTORS
05 SHAREOWNER PROPOSAL-REQUESTING SHAREHOLDER APPROVAL Shareholder For No No
FOR CERTAIN FUTURE SEVERANCE AGREEMENTS TO EXECUTIVE
OFFICERS.
06 SHAREOWNER PROPOSAL-REQUESTING THE SUBSTANTIAL Shareholder Against No No
MAJORITY OF THE BOARD OF DIRECTORS BE INDEPENDENT
07 SHAREOWNER PROPOSAL-REQUESTING ALL FUTURE STOCK Shareholder Against No No
OPTION GRANTS TO SENIOR EXECUTIVES BE PERFORMANCE
BASED
08 SHAREOWNER PROPOSAL-REQUESTING THAT SOME PORTION Shareholder Against No No
OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES
BE PERFORMANCE BASED
09 SHAREOWNER PROPOSAL-REQUESTING THE EXPENSING Shareholder Against No No
IN ANNUAL INCOME STATEMENTS OF THE COST OF FUTURE
STOCK OPTION GRANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 300,000 300,000 12/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. AYI Annual Meeting Date: 12/18/2003
Issuer: 00508Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE AMENDED AND RESTATED ACUITY BRANDS, Management Against Yes No
INC. LONG-TERM INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 22,000 22,000 12/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. ENR Annual Meeting Date: 01/26/2004
Issuer: 29266R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 45,500 45,500 01/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. JCI Annual Meeting Date: 01/28/2004
Issuer: 478366 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No No
AUDITORS FOR 2004.
03 RATIFICATION OF THE LONG-TERM PERFORMANCE PLAN. Management For No No
04 RATIFICATION OF THE EXECUTIVE INCENTIVE COMPENSATION Management For No No
PLAN.
05 RATIFICATION OF THE 2003 STOCK PLAN FOR OUTSIDE Management For No No
DIRECTORS.
06 APPROVAL OF THE 2001 RESTRICTED STOCK PLAN AMENDMENT. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 2,500 2,500 01/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/29/2004
Issuer: 61166W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No No
03 APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE Management For No No
PLAN
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 70,000 70,000 01/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED DOMECQ PLC AED Annual Meeting Date: 01/30/2004
Issuer: 019121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 TO RECEIVE AND ADOPT THE REPORT AND ACCOUNTS Management For No No
O2 TO DECLARE A FINAL DIVIDEND Management For No No
O3 TO RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For No No
REPORT
O4 TO RE-ELECT PHILIP BOWMAN AS A DIRECTOR (MEMBER Management For No No
OF THE NOMINATION COMMITTEE)
O5 TO ELECT BRUNO ANGELICI AS A DIRECTOR (MEMBER Management For No No
OF THE AUDIT COMMITTEE AND REMUNERATION COMMITTEE)
O6 TO ELECT PAUL ADAMS AS A DIRECTOR (MEMBER OF Management For No No
THE AUDIT COMMITTEE AND REMUNERATION COMMITTEE)
O7 TO ELECT JOHN RISHTON AS A DIRECTOR (MEMBER OF Management For No No
THE NOMINATION, AUDIT AND REMUNERATION COMMITTEES)
O8 TO RATIFY THE RE-APPOINTMENT OF THE AUDITOR AND Management For No No
AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION
OF THE AUDITOR
S9 TO RE-NEW THE DIRECTORS AUTHORITY TO ALLOT UNISSUED Shareholder For No No
SHARES
S10 TO RE-NEW THE DIRECTORS AUTHORITY IN RESPECT Management For No No
OF THE PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS
S11 TO AUTHORIZE THE COMPANY TO MAKE LIMITED MARKET Management For No No
PURCHASES OF ITS OWN SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 201 54,000 54,000 01/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. LDR Annual Meeting Date: 02/04/2004
Issuer: 51476K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE PRICEWATERHOUSECOOPERS LLP Management For No No
AS AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 2,500 2,500 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. ROK Annual Meeting Date: 02/04/2004
Issuer: 773903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No No
B APPROVE THE SELECTION OF AUDITORS. Management For No No
C APPROVE THE 2000 LONG-TERM INCENTIVES PLAN, AS Management For No No
AMENDED.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 2,000 2,000 01/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. COL Annual Meeting Date: 02/10/2004
Issuer: 774341 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For No No
AUDITORS FOR FISCAL YEAR 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 2,000 2,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION ATO Annual Meeting Date: 02/11/2004
Issuer: 049560 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 17,000 17,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY BDX Annual Meeting Date: 02/11/2004
Issuer: 075887 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For No No
03 ADOPTION OF 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED Management For No No
COMPENSATION PLAN. THE BOARD OF DIRECTORS RECOMMENDS
A VOTE AGAINST PROPOSAL 4.
04 CUMULATIVE VOTING. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 16,000 16,000 02/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ARVINMERITOR, INC. ARM Annual Meeting Date: 02/18/2004
Issuer: 043353 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE SELECTION OF AUDITORS Management For No No
03 APPROVAL OF THE 2004 DIRECTORS STOCK PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 2,000 2,000 01/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY NFG Annual Meeting Date: 02/19/2004
Issuer: 636180 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For No No
03 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against No No
PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 25,000 25,000 02/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL SERVICES, INC JHF Special Meeting Date: 02/24/2004
Issuer: 41014S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT: THE ADOPTION Management For No No
OF THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF 9/28/03, AMONG MANULIFE FINANCIAL CORPORATION,
JOHN HANCOCK FINANCIAL SERVICES, INC. AND JUPITER
MERGER CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF
MANULIFE FINANCIAL CORPORATION, AS AMENDED BY THE
FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER,
DATED AS OF 12/29/03.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 45,000 45,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/25/2004
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 28,000 28,000 02/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PEOPLES ENERGY CORPORATION PGL Annual Meeting Date: 02/27/2004
Issuer: 711030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 INCENTIVE COMPENSATION PLAN. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 3,000 3,000 02/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PIEDMONT NATURAL GAS COMPANY, INC. PNY Annual Meeting Date: 02/27/2004
Issuer: 720186 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF EXECUTIVE LONG-TERM INCENTIVE PLAN. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 12,000 12,000 02/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY DIS Annual Meeting Date: 03/03/2004
Issuer: 254687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 TO APPROVE THE HARRINGTON INVESTMENTS SHAREHOLDER Shareholder Against No No
PROPOSAL RELATING TO LABOR STANDARDS FOR CHINA.
04 TO APPROVE THE NEW YORK CITY RETIREMENT SYSTEMS Shareholder Against No No
AND PENSION FUNDS PROPOSAL RELATING TO LABOR
STANDARDS IN CHINA.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against No No
TO THEME PARK SAFETY REPORTING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 105,000 105,000 07/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO, S.A. DE FMX Annual Meeting Date: 03/11/2004
Issuer: 344419 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
I REPORT OF THE BOARD OF DIRECTORS; PRESENTATION Management For No No
OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO
MEXICANO, S.A. DE C.V., FOR THE 2003 FISCAL YEAR,
AND THE REPORT OF THE EXAMINER PURSUANT TO ARTICLE
172 OF THE GENERAL LAW OF COMMERCIAL COMPANIES
( LEY GENERAL DE SOCIEDADES MERCANTILES ).
II APPLICATION OF THE RESULTS FOR THE 2003 FISCAL Management For No No
YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND,
IN MEXICO PESOS.
III PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT TO BE Management For No No
USED IN THE SHARE REPURCHASE PROGRAM.
IV ELECTION OF THE DIRECTORS, EXAMINERS, CHAIRMAN Management For No No
AND SECRETARY OF THE BOARD OF DIRECTORS FOR THE
2004 FISCAL YEAR, AND RESOLUTION WITH RESPECT
TO THEIR REMUNERATION.
V APPOINTMENT OF COMMITTEES. Management For No No
VI APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For No No
MEETING.
VII MINUTES OF THE SHAREHOLDERS MEETING. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 12,000 12,000 03/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Management For No No
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Management For No No
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER Shareholder For No No
OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Management For No No
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 8,500 8,500 03/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORPORATION FBF Special Meeting Date: 03/17/2004
Issuer: 339030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT Management For No No
02 APPROVAL OF PROPOSAL TO ADJOURN THE FLEETBOSTON Management For No No
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 80,000 80,000 03/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ST. PAUL COMPANIES, INC. SPC Special Meeting Date: 03/19/2004
Issuer: 792860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ACT ON THE PROPOSAL TO ISSUE SHARES OF ST. Management For No No
PAUL S COMMON STOCK IN CONNECTION WITH THE TRANSACTION
CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER
DATED AS OF NOVEMBER 16, 2003, AS AMENDED, AMONG
ST. PAUL, TRAVELERS PROPERTY CASUALTY CORP. AND
A SUBSIDIARY OF ST. PAUL.
02 TO ACT ON THE PROPOSAL TO AMEND ST. PAUL S BYLAWS Management For No No
IN CONNECTION WITH THE TRANSACTION, AS DESCRIBED
IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
03 TO ACT ON THE PROPOSAL TO AMEND ST. PAUL S ARTICLES Management For No No
OF INCORPORATION IN CONNECTION WITH THE TRANSACTION,
AS DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
04 TO ACT ON THE PROPOSAL TO AMEND ST. PAUL S ARTICLES Management For No No
OF INCORPORATION TO REDUCE THE SHAREHOLDER APPROVAL
REQUIRED FOR CERTAIN FUTURE FUNDAMENTAL ACTIONS, AS
DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 50,000 50,000 03/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP. TAPA Special Meeting Date: 03/19/2004
Issuer: 89420G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For No No
MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED,
AMONG THE ST. PAUL COMPANIES, INC., TRAVELERS
PROPERTY CASUALTY CORP. AND ADAMS ACQUISITION
CORP., AND THE TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT, INCLUDING THE MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 4,000 4,000 03/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIAL CORPORATION DL Special Meeting Date: 03/24/2004
Issuer: 25247D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF DECEMBER 14, 2003, BY AND AMONG HENKEL
KGAA, HENKEL MERGER CORPORATION AND THE DIAL CORPORATION.
02 IN THEIR DISCRETION, THE NAMED PROXIES ARE AUTHORIZED Management For No No
TO VOTE ON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE SPECIAL MEETING, INCLUDING ANY
ADJOURNMENTS, POSTPONEMENTS OR CONTINUATIONS THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 200,000 200,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. OMN Annual Meeting Date: 03/25/2004
Issuer: 682129 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDED NOVEMBER 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 20,000 20,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PEOPLESOFT, INC. PSFT Annual Meeting Date: 03/25/2004
Issuer: 712713 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG, LLP AS OUR Management For No No
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OPTIONS. Shareholder Against No No
04 ORACLE S PROPOSAL (A) TO AMEND PEOPLESOFT S BYLAWS Shareholder Against No No
TO PROVIDE THAT NEWLY CREATED DIRECTORSHIPS MAY ONLY
BE FILLED BY STOCKHOLDER VOTE AND (B) TO INCREASE
THE NUMBER OF DIRECTORS FROM 8 TO 9.
05 ORACLE S PROPOSAL TO ELECT DUKE K. BRISTOW TO Shareholder Against No No
FILL THE 9TH BOARD SEAT IF PROPOSAL 4 PASSES
(NOTE: TO WITHHOLD YOUR VOTE ON PROPOSAL 5, MARK
THE AGAINST BOX)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 15,000 15,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/25/2004
Issuer: 902124 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For No No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
03 ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. Management For No No
04 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. Management For No No
05 SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL REPORTING. Shareholder For No No
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION Shareholder Against No No
OF INCORPORATION FROM BERMUDA TO A U.S. STATE.
07 SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE Shareholder Against No No
COMPENSATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 20,000 20,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION ALB Annual Meeting Date: 03/31/2004
Issuer: 012653 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For No No
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 20,000 20,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC. GY Annual Meeting Date: 03/31/2004
Issuer: 368682 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
02 TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For No No
ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 50,000 50,000 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE BEAR STEARNS COMPANIES INC. BSC Annual Meeting Date: 03/31/2004
Issuer: 073902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENT TO THE CAPITAL ACCUMULATION Management For No No
PLAN FOR SENIOR MANAGING DIRECTORS.
03 APPROVAL OF AMENDMENT TO THE STOCK AWARD PLAN. Management Against Yes No
04 APPROVAL OF THE RESTRICTED STOCK UNIT PLAN, AS Management For No No
AMENDED.
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING NOVEMBER 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 2,500 2,500 03/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION AOS Annual Meeting Date: 04/05/2004
Issuer: 831865 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 209 16,000 16,000
- ------------------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. TROW Annual Meeting Date: 04/08/2004
Issuer: 74144T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No No
THE COMPANY S INDEPENDENT ACCOUNTANT FOR FISCAL
YEAR 2004
03 APPROVAL OF THE PROPOSED 2004 STOCK INCENTIVE Management Against Yes No
PLAN AND COROLLARY AMENDMENT OF THE 2001 STOCK
INCENTIVE PLAN
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For No No
TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 10,000 10,000 03/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Special Meeting Date: 04/09/2004
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF THE ANNUAL ACCOUNTS FOR THE FISCAL Management For No No
YEAR ENDED DECEMBER 31, 2003.
O2 APPROVAL OF CONSOLIDATED ACCOUNTS FOR THE FISCAL Management For No No
YEAR ENDED 31 DECEMBER 2003.
O3 ALLOCATION OF THE RESULTS FOR THE YEAR ENDED Management For No No
DECEMBER 31, 2003, AS SHOWN IN THE ANNUAL ACCOUNTS,
AND DISTRIBUTION.
O4 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE Management For No No
L 225-38 OF THE COMMERCIAL CODE.
O5 DELEGATION TO THE BOARD OF DIRECTORS TO BUY, Management For No No
KEEP OR TRANSFER FRANCE TELECOM SHARES.
E6 FIXING THE ISSUE PRICE OF SECURITIES WHICH DO Management For No No
NOT CONFER ON THEIR HOLDERS THE SAME RIGHTS AS
ORDINARY SHARES.
E7 AMENDMENT OF ARTICLES 1, 2 AND 7 OF THE BY-LAWS Management For No No
TO BRING THEM INTO CONFORMITY WITH FRENCH LAW
NO. 90-568.
E8 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS, RELATING Management For No No
TO THE BOARD OF DIRECTORS.
E9 AMENDMENT OF ARTICLES 14, 15, 17, 18 AND 19 OF Management For No No
THE BY-LAWS RELATING TO THE CHAIRMAN S POWERS
AND TO GENERAL MANAGEMENT.
E10 AMENDMENT OF THE BY-LAWS TO BRING THEM INTO CONFORMITY Management For No No
WITH THE PROVISIONS OF ARTICLE 55 OF DECREE NO.
67-236.
E11 AUTHORITY DELEGATED TO THE BOARD OF DIRECTORS Management For No No
TO ISSUE SHARES RESERVED FOR WANADOO S SHAREHOLDERS.
E12 DELEGATION TO THE BOARD OF DIRECTORS TO INCREASE Management For No No
THE CAPITAL FOR THE BENEFIT OF MEMBERS OF FRANCE
TELECOM COMPANY SAVINGS PLAN.
E13 POWERS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 12,000 12,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Special Meeting Date: 04/12/2004
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 15, 2003, BY AND AMONG
LOCKHEED MARTIN CORPORATION, LMC SUB ONE, INC. AND
THE TITAN CORPORATION, AS AMENDED, AND APPROVAL OF
THE MERGER CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 100,000 100,000 03/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. BK Annual Meeting Date: 04/13/2004
Issuer: 064057 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF AUDITORS Management For No No
03 APPROVAL OF AN AMENDMENT TO THE 2004 MANAGEMENT Management For No No
INCENTIVE COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL WITH RESPECT TO POLITICAL Shareholder Against No No
CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shareholder Against No No
COMPENSATION
06 SHAREHOLDER PROPOSAL WITH RESPECT TO THE COMPOSITION Shareholder Against No No
OF THE RISK COMMITTEE
07 SHAREHOLDER PROPOSAL WITH RESPECT TO THE COMPANY Shareholder For Yes No
S RIGHTS PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 44,000 44,000 03/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. B Annual Meeting Date: 04/14/2004
Issuer: 067806 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE BARNES GROUP INC. STOCK AND INCENTIVE Management For No No
AWARD PLAN
03 APPROVAL OF THE NON-EMPLOYEE DIRECTOR DEFERRED Management For No No
STOCK PLAN, AS FURTHER AMENDED
04 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 20,000 20,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. CAT Annual Meeting Date: 04/14/2004
Issuer: 149123 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMEND OPTION PLAN Management Against Yes No
03 RATIFY AUDITORS Management For No No
04 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shareholder For Yes No
05 STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT TO ISRAEL Shareholder Against No No
06 STOCKHOLDER PROPOSAL - HIV/AIDS Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 3,000 3,000 03/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB Annual Meeting Date: 04/14/2004
Issuer: 806857 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Management For No No
03 APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL Management For No No
PLAN FOR NON-EMPLOYEE DIRECTORS
04 APPROVAL OF AUDITORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 12,000 12,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO MIX Meeting Date: 04/14/2004
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Proposal
15 APR 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 APPROVE THE SEAT PAGINE GIALLE S.P.A BALANCE Management For No
SHEET REPORTS AS OF 31 DEC 2003 AND THE BOARD
OF DIRECTORS REPORTS ON MANAGEMENT ACTIVITY;
RESOLUTIONS RELATED THERE TO
O.2 APPROVE THE DISTRIBUTION OF AVAILABLE RESERVES, Management For No
AFTER INTEGRATION OF LEGAL RESERVES; RESOLUTIONS
RELATED THERE TO
E.1 AMEND SOME ARTICLES OF THE BY-LAWS: ARTICLE 5 Management For No
STOCK CAPITAL LEVEL SUB-SECTION 2, I.E. AND
AUTHORIZE THE BOARD OF DIRECTORS FOR A STOCK
CAPITAL INCREASE RESERVED TO A STOCK OPTIONS
PLAN, ARTICLE 24 CLOSING OF BUSINESS YEAR AND
PROFIT DISTRIBUTION SUB-SECTION 1, I.E. TO STATE
BUSINESS YEAR CLOSING DATE; RESOLUTIONS RELATED
THERE TO
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 406 406 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/14/2004
Issuer: 913017 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No No
EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No No
FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED Shareholder Against No No
SENIOR EXECUTIVE STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT Shareholder Against No No
CHAIRMAN OF THE BOARD
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 8,000 8,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WEIS MARKETS, INC. WMK Annual Meeting Date: 04/14/2004
Issuer: 948849 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For No No
& YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS
OF THE CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 10,000 10,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP Annual Meeting Date: 04/15/2004
Issuer: 055622 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
07 TO ELECT MR A BURGMANS AS A DIRECTOR Management For No No
08 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Management For No No
09 TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No No
10 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Shareholder For No No
AMOUNT
11 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Shareholder For No No
A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING
AN OFFER TO SHAREHOLDERS
12 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For No No
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
13 TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE Management For No No
SHARE SCHEMES
14 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For No No
15 TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION Management For No No
OF THE NON-EXECUTIVE DIRECTORS
16 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For No No
ACCOUNTS
17 SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE Shareholder Against No No
COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES
ON MATTERS OF CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 44,000 44,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP STL Annual Meeting Date: 04/15/2004
Issuer: 859158 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Shareholder For No No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
COMMON SHARES, $1 PAR VALUE, FROM 20,000,000 TO
50,000,000; AND DELETE SECTION THREE OF ARTICLE
FIFTH OF THE COMPANY S CERTIFICATE OF INCORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 90,000 90,000 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No No
& YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shareholder Against No No
OPTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 125,000 125,000 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WILMINGTON TRUST CORPORATION WL Annual Meeting Date: 04/15/2004
Issuer: 971807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF 2004 EMPLOYEE STOCK PURCHASE PLAN. Management For No No
03 APPROVAL OF 2004 EXECUTIVE INCENTIVE PLAN. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 75,000 75,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DANA CORPORATION DCN Annual Meeting Date: 04/19/2004
Issuer: 235811 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE ADDITIONAL COMPENSATION PLAN, Management For No No
AS AMENDED AND RESTATED
03 TO APPROVE THE EMPLOYEES STOCK PURCHASE PLAN, Management For No No
AS AMENDED AND RESTATED
04 TO APPROVE AMENDMENTS TO THE AMENDED AND RESTATED Management For No No
STOCK INCENTIVE PLAN
05 TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANY Management For No No
S INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 89,000 89,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 68,000 68,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY GPC Annual Meeting Date: 04/19/2004
Issuer: 372460 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF GENUINE PARTS COMPANY S 2004 ANNUAL Management For No No
INCENTIVE BONUS PLAN.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
04 SHAREHOLDER PROPOSAL REGARDING POISON PILL. Shareholder For Yes No
05 SHAREHOLDER PROPOSAL REGARDING RESTRICTED SHARE Shareholder Against No No
PROGRAMS IN LIEU OF STOCK OPTIONS IN EXECUTIVE
COMPENSATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 120,000 120,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE SAN Annual Meeting Date: 04/20/2004
Issuer: 05965X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET Management For No
AND CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK
AND ITS SUBSIDIARIES, THE INDEPENDENT REPORT OF THE
EXTERNAL AUDITORS, AND THE NOTES CORRESPONDING TO
THE FINANCIAL YEAR ENDING DECEMBER 31ST OF 2003.
O2 RESOLVE THE ALLOCATION OF 2003 NET INCOME. A Management For No
DIVIDEND OF CH$1.09832343 PER SHARE WILL BE PROPOSED,
WHICH IF APPROVED, WILL BE PAID ON MAY 4, 2004.
O3 DESIGNATION OF EXTERNAL AUDITORS. Management For No
O4 NOMINATION OF NEW BOARD MEMBERS: LUCIA SANTA-CRUZ, Management For No
FERNANDO CANAS
O5 DETERMINE THE BOARD OF DIRECTORS REMUNERATION. Management For No
O6 APPROVAL OF THE DIRECTORS COMMITTEE S BUDGET. Management For No
O7 GIVE ACCOUNT OF ALL OPERATIONS SUBJECT TO ARTICLE Management For No
44 OF LAW 18,046.
O8 DISCUSS ANY MATTER OF INTEREST THAT CORRESPONDS Management For No
TO BE DISCUSSED IN AN ORDINARY SHAREHOLDERS MEETING
ACCORDING TO CURRENT LAWS AND THE BANK S BYLAWS.
E1 MODIFY THE BANK S LEGAL NAME. Management For No
E2 ADOPT ALL MEASURES NEEDED TO PUT INTO EFFECT Management For No
THE RESOLUTIONS APPROVED IN THE EXTRAODINARY
SHAREHOLDERS MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 2,000 2,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO
RENEWALS OR EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against No No
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 29,000 29,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/20/2004
Issuer: 58551A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Management Against Yes No
PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 55,000 55,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION NTRS Annual Meeting Date: 04/20/2004
Issuer: 665859 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No No
THE CORPORATION S INDEPENDENT PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 6,000 6,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG Annual Meeting Date: 04/20/2004
Issuer: 744573 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. Management For No No
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2004.
04 STOCKHOLDER PROPOSAL RELATING TO THE NOMINATION Shareholder Against No No
OF AT LEAST TWO CANDIDATES FOR EACH OPEN BOARD
POSITION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 4,000 4,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SPRINT CORPORATION FON Annual Meeting Date: 04/20/2004
Issuer: 852061 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS OF SPRINT FOR 2004
03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shareholder Against No No
INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO PAY CAP Shareholder Against No No
05 STOCKHOLDER PROPOSAL CONCERNING INDEPENDENT CHAIRMAN Shareholder Against No No
06 STOCKHOLDER PROPOSAL CONCERNING REPORT ON OUTSOURCING Shareholder Against No No
OFF-SHORE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 506 30,000 30,000 04/06/2004
GABELLI EQUITY INCOME FUND 997G005 100 40,000 40,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. STI Annual Meeting Date: 04/20/2004
Issuer: 867914 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 STOCK Management For No No
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 12,000 12,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/20/2004
Issuer: 929903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No No
REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No No
REGARDING REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No No
REGARDING SEPARATING THE OFFICES OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 25,000 25,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON RESOURCES INC. BR Annual Meeting Date: 04/21/2004
Issuer: 122014 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S CERTIFICATE Shareholder For No No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK OF THE COMPANY TO 650,000,000.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 42,000 42,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DOW JONES & COMPANY, INC. DJ Annual Meeting Date: 04/21/2004
Issuer: 260561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AUDITORS FOR 2004. Management For No No
03 AMENDMENT TO THE COMPANY S 2001 LONG-TERM INCENTIVE Management For No No
PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE
FROM 7,000,000 TO 9,000,000 SHARES.
04 STOCKHOLDER PROPOSAL TO SEPARATE THE POSITIONS Shareholder Against No No
OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 25,000 25,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. MHS Annual Meeting Date: 04/21/2004
Issuer: 58405U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 25, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 6,030 6,030 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/21/2004
Issuer: 191216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS
03 SHARE-OWNER PROPOSAL REGARDING REPORT RELATED Shareholder For No No
TO GLOBAL HIV/AIDS PANDEMIC
04 SHARE-OWNER PROPOSAL REGARDING STOCK OPTION GLASS Shareholder Against No No
CEILING REPORT
05 SHARE-OWNER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No No
06 SHARE-OWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against No No
07 SHARE-OWNER PROPOSAL REGARDING SENIOR EXECUTIVE Shareholder Against No No
PARTICIPATION IN COMPANY S COMPENSATION AND DEFERRAL
INVESTMENT PROGRAM
08 SHARE-OWNER PROPOSAL ON CHINA BUSINESS PRINCIPLES Shareholder Against No No
09 SHARE-OWNER PROPOSAL REGARDING SEPARATE POSITIONS Shareholder Against No No
OF CEO AND CHAIRMAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 33,000 33,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AEGON N.V. AEG Annual Meeting Date: 04/22/2004
Issuer: 007924 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
2A APPROVAL OF THE ADOPTION OF THE ANNUAL ACCOUNTS Management For No No
2003.
2B APPROVAL OF THE FINAL DIVIDEND. Management For No No
2C APPROVAL OF THE RESOLUTION TO RELEASE THE MEMBERS Management For No No
OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR
DUTIES.
2D APPROVAL OF THE RESOLUTION TO RELEASE THE MEMBERS Management For No No
OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR
DUTIES.
3A APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS. Management For No No
3B APPROVAL OF FUTURE ANNUAL REPORTS IN ENGLISH. Management For No No
4A APPROVAL OF THE ADOPTION OF THE REMUNERATION Management For No No
POLICY OF THE EXECUTIVE BOARD.
5A1 APPROVAL OF THE REAPPOINTMENT OF MRS. T. REMBE Management For No No
TO THE SUPERVISORY BOARD.
5A2 APPROVAL OF THE REAPPOINTMENT OF MR. O.J. OLCAY Management For No No
TO THE SUPERVISORY BOARD.
5B1 APPROVAL OF THE APPOINTMENT OF MR. R. DAHAN TO Management For No No
THE SUPERVISORY BOARD.
5B2 APPROVAL OF THE APPOINTMENT OF MR. I.W. BAILEY, Management For No No
II TO THE SUPERVISORY BOARD.
5B3 APPROVAL OF THE APPOINTMENT OF MR. P. VOSER TO Management For No No
THE SUPERVISORY BOARD.
6A APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES Shareholder For No No
OF THE COMPANY.
6B APPROVAL OF THE AUTHORIZATION TO RESTRICT OR Management For No No
EXCLUDE PRE- EMPTIVE RIGHTS UPON ISSUANCE OF SHARES.
6C APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES Shareholder For No No
UNDER INCENTIVE PLANS.
6D APPROVAL OF THE AUTHORIZATION TO ACQUIRE SHARES Management For No No
OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 8,000 8,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 10,000 10,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION LION Annual Meeting Date: 04/22/2004
Issuer: 316394 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 16,000 16,000 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/22/2004
Issuer: 478160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
AS INDEPENDENT AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 30,000 30,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT Annual Meeting Date: 04/22/2004
Issuer: 539830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against No No
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against No No
05 STOCKHOLDER PROPOSAL BY UNITED ASSOCIATION S&P Shareholder Against No No
500 INDEX FUND
06 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against No No
AND OTHER GROUPS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 5,000 5,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY AGM Meeting Date: 04/22/2004
Issuer: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: 7123870, 3056044
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, ACCOUNTS OF NESTLE Management For No
S.A. AND OF NESTLE GROUP AND THE REPORT OF THE
AUDITORS
2. APPROVE THE RELEASE OF THE BOARD OF DIRECTORS Management For No
AND THE MANAGEMENT
3. APPROVE THE DECISION ON THE APPROPRIATION OF Management For No
THE PROFITS RESULTING FROM THE BALANCE SHEET
OF NESTLE S.A.
4.A ELECT SIR EDWARD GEORGE AS A BOARD OF DIRECTOR Management For No
4.B ELECT MR. KASPAR VILLIGER AS A BOARD OF DIRECTOR Management For No
4.C ELECT MR. ROLF HAENGGI AS A BOARD OF DIRECTOR Management For No
4.D ELECT MR. DANIEL BOREL AS A BOARD OF DIRECTOR Management For No
4.E ELECT MRS. CAROLINA MUNELLER AS A BOARD OF DIRECTOR Management For No
* PLEASE NOTE THAT THIS IS THE PART II OF THE NOTICE Non-Voting Non-Vote No
SENT UNDER MEETING #122237. PLEASE ALSO NOTE Proposal
THAT IF YOU HAVE ALREADY REGISTERED YOUR SHARES,
THE CUT-OFF DATE FOR YOUR VOTING INSTRUCTIONS
IS 08 APR 2004. THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 10,000 10,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 245,000 245,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION SXT Annual Meeting Date: 04/22/2004
Issuer: 81725T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AMEND THE SENSIENT TECHNOLOGIES CORPORATION Management For No No
2002 NON-EMPLOYEE DIRECTOR STOCK PLAN.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No No
SENSIENT TECHNOLOGIES CORPORATION INCENTIVE
COMPENSATION PLAN FOR ELECTED CORPORATE OFFICERS FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE OF 1986.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 47,000 47,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS INDUSTRIES INC. TII Annual Meeting Date: 04/22/2004
Issuer: 884425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
02 PROPOSAL TO APPROVE AMENDED AND RESTATED THOMAS Management Against Yes No
INDUSTRIES INC. 1995 INCENTIVE STOCK PLAN
03 SHAREHOLDER PROPOSAL-RIGHTS AGREEMENT Shareholder For Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 22,000 22,000 04/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES ABT Annual Meeting Date: 04/23/2004
Issuer: 002824 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For No No
03 SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. Shareholder Against No No
04 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS. Shareholder Against No No
05 SHAREHOLDER PROPOSAL - OPTION GRANTS FOR SENIOR Shareholder Against No No
EXECUTIVES.
06 SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS DISEASES. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 5,000 5,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Y Annual Meeting Date: 04/23/2004
Issuer: 017175 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No No
FOR ALLEGHANY CORPORATION FOR THE YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 7,120 7,120 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/23/2004
Issuer: 171871 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 180,000 180,000 04/21/2004
GABELLI EQUITY INCOME FUND 997G005 403 33,000 33,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW Annual Meeting Date: 04/23/2004
Issuer: 231561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
2 DIRECTOR Management For No No
3 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
OF THE CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 17,000 17,000 04/21/2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 408 12,096 12,096 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. D Annual Meeting Date: 04/23/2004
Issuer: 25746U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RETENTION OF AUDITORS Management For No No
03 SHAREHOLDER PROPOSAL Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 1,000 1,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT Annual Meeting Date: 04/23/2004
Issuer: 361448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AUDITORS Management For No No
03 APPROVAL OF 2004 EQUITY INCENTIVE COMPENSATION Management For No No
PLAN
04 APPROVAL OF CASH INCENTIVE COMPENSATION PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 22,000 22,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY K Annual Meeting Date: 04/23/2004
Issuer: 487836 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITOR FOR 2004 Management For No No
03 REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 15,000 15,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. MER Annual Meeting Date: 04/23/2004
Issuer: 590188 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For No No
INDEPENDENT AUDITOR
03 INSTITUTE CUMULATIVE VOTING Shareholder Against No No
04 INDEPENDENT CHAIRMAN SEPARATE FROM CHIEF EXECUTIVE Shareholder Against No No
OFFICER
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 10,000 10,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/26/2004
Issuer: 025816 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH SIX-YEAR TERM Shareholder Against No No
LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shareholder Against No No
REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 73,500 73,500 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION BLS Annual Meeting Date: 04/26/2004
Issuer: 079860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE INDEPENDENT AUDITOR Management For No No
03 APPROVE AMENDMENT TO ELECT DIRECTORS ANNUALLY Management For No No
04 APPROVE THE STOCK AND INCENTIVE COMPENSATION Management For No No
PLAN
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE COMPENSATION Shareholder Against No No
06 SHAREHOLDER PROPOSAL RE: CEO COMPENSATION Shareholder Against No No
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shareholder Against No No
CONTRIBUTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 26,000 26,000 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No No
03 ANNUAL ELECTION OF DIRECTORS Shareholder Against No No
04 SHAREOWNER VOTING PROVISIONS Shareholder Against No No
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder Against No No
06 RESOLUTION ON PAY DISPARITY Shareholder Against No No
07 CUMULATIVE VOTING Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 100,000 100,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC AEP Annual Meeting Date: 04/27/2004
Issuer: 025537 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No No
03 SHAREHOLDER PROPOSAL REGARDING SEVERENCE AGREEMENTS Shareholder Against No No
FOR EXECUTIVES
04 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE Shareholder Against No No
RETIREMENT PLANS
05 SHAREHOLDER PROPOSAL ALLOWING INDEPENDENT AUDITORS Shareholder Against No No
TO PERFORM ONLY AUDIT AND AUDIT RELATED WORK
06 SHAREHOLDER PROPOSAL REGARDING TERM LIMITS FOR Shareholder Against No No
DIRECTORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 12,000 12,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. BIOB Annual Meeting Date: 04/27/2004
Issuer: 090572 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For No No
& TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT
AUDITORS.
03 PROPOSAL TO ADOPT THE CERTIFICATE OF AMENDMENT Shareholder For No No
TO THE COMPANY S EXISTING RESTATED CERTIFICATE
OF INCORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 300 300 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/27/2004
Issuer: 12541M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 44,000 44,000 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE Annual Meeting Date: 04/27/2004
Issuer: G24182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINT ERNST & YOUNG AS INDEPENDENT AUDITORS Management For No No
FOR THE YEAR ENDING 12/31/2004.
03 APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE Management Against Yes No
PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO SOCIAL AND ENVIRONMENTAL Shareholder Against No No
ISSUES RELATED TO SUSTAINABILITY.
05 SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE EQUITY Shareholder Against No No
COMPENSATION PLANS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 30,000 30,000 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED HBAN Annual Meeting Date: 04/27/2004
Issuer: 446150 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN, AS Management For No No
AMENDED AND RESTATED.
03 APPROVAL OF THE 2004 STOCK AND LONG-TERM INCENTIVE Management Against Yes No
PLAN.
04 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP TO SERVE AS INDEPENDENT AUDITORS FOR THE
CORPORATION FOR THE YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 25,000 25,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/27/2004
Issuer: 459200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No No
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No No
FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST
& YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Management For No No
FOR CERTAIN EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against No No
25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against No No
MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against No No
(PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shareholder Against No No
(PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against No No
COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against No No
(PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against No No
(PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shareholder Against No No
COMPENSATION POLICIES (PAGE 32)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 300 300 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK Annual Meeting Date: 04/27/2004
Issuer: 589331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For No No
S INDEPENDENT AUDITORS FOR 2004
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No No
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST
ITEMS 4 THROUGH 8
04 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION Shareholder Against No No
05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF Shareholder Against No No
PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL Shareholder Against No No
PERFORMANCE OF THE COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shareholder Against No No
RESOURCES FOR POLITICAL PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shareholder Against No No
TO THE GLOBAL HIV/AIDS PANDEMIC
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 60,000 60,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION MCO Annual Meeting Date: 04/27/2004
Issuer: 615369 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
I DIRECTOR Management For No No
II APPROVAL OF THE AMENDED AND RESTATED 2001 MOODY Management Against Yes No
S CORPORATION KEY EMPLOYEES STOCK INCENTIVE PLAN
III APPROVAL OF THE 2004 MOODY S CORPORATION COVERED Management For No No
EMPLOYEE CASH INCENTIVE PLAN
IV RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No No
ACCOUNTANTS FOR 2004
V STOCKHOLDER PROPOSAL REGARDING PERFORMANCE AND Shareholder Against No No
TIME-BASED RESTRICTED SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 4,000 4,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. ROL Annual Meeting Date: 04/27/2004
Issuer: 775711 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 35,000 35,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION SGP Annual Meeting Date: 04/27/2004
Issuer: 806605 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DESIGNATION OF INDEPENDENT AUDITORS Management For No No
03 APPROVAL OF THE OPERATIONS MANAGEMENT TEAM INCENTIVE Management For No No
PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 102,000 102,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN PNC Annual Meeting Date: 04/27/2004
Issuer: 693475 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 47,000 47,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. ATG Annual Meeting Date: 04/28/2004
Issuer: 001204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 35,000 35,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/28/2004
Issuer: 166764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No No
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN Management Against Yes No
POLICY
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Management For No No
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shareholder Against No No
06 POLITICAL DISCLOSURE Shareholder Against No No
07 DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No No
08 REPORT ON ECUADOR Shareholder Against No No
09 RENEWABLE ENERGY Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 41,000 41,000 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/28/2004
Issuer: 263534 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ON RATIFICATION OF ACCOUNTANTS Management For No No
03 ON GOVERNMENT SERVICE Shareholder Against No No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No No
05 ON EXECUTIVE COMPENSATION Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 10,000 10,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004
Issuer: 369604 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For No No
0B INDEPENDENT AUDITOR Management For No No
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Management For No No
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shareholder Against No No
02 ANIMAL TESTING Shareholder Against No No
03 NUCLEAR RISK Shareholder Against No No
04 REPORT ON PCB CLEANUP COSTS Shareholder Against No No
05 OFFSHORE SOURCING Shareholder Against No No
06 SUSTAINABILITY INDEX Shareholder Against No No
07 COMPENSATION COMMITTEE INDEPENDENCE Shareholder Against No No
08 PAY DISPARITY Shareholder Against No No
09 END STOCK OPTIONS AND BONUSES Shareholder Against No No
10 LIMIT OUTSIDE DIRECTORSHIPS Shareholder Against No No
11 INDEPENDENT BOARD CHAIRMAN Shareholder Against No No
12 EXPLORE SALE OF COMPANY Shareholder Against No No
13 HOLDING STOCK FROM STOCK OPTIONS Shareholder Against No No
14 BOARD INDEPENDENCE Shareholder Against No No
15 POLITICAL CONTRIBUTIONS Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 115,000 115,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/28/2004
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS FOR 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 3,000 3,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM Annual Meeting Date: 04/28/2004
Issuer: 651639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004
03 STOCKHOLDER PROPOSAL Shareholder For Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 25,000 25,000 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. TE Annual Meeting Date: 04/28/2004
Issuer: 872375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No No
B APPROVAL OF 2004 EQUITY INCENTIVE PLAN Management For No No
C RATIFICATION OF THE CORPORATION S INDEPENDENT Management For No No
AUDITOR
D1 SHAREHOLDER PROPOSAL: EXECUTIVE COMPENSATION Shareholder Against No No
CHANGES
D2 SHAREHOLDER PROPOSAL: EXPENSING OF STOCK OPTIONS Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 55,000 55,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION AES Annual Meeting Date: 04/28/2004
Issuer: 00130H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE INDEPENDENT AUDITOR (DELOITTE Management For No No
& TOUCHE LLP)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 80,000 80,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. MHP Annual Meeting Date: 04/28/2004
Issuer: 580645 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDED AND RESTATED 2002 STOCK INCENTIVE Management Against Yes No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No No
AUDITORS FOR 2004.
04 SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER VOTE Shareholder For Yes No
ON POISON PILLS .
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 10,000 10,000 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No No
03 CUMULATIVE VOTING Shareholder Against No No
04 BOARD COMPOSITION Shareholder Against No No
05 SEPARATE CHAIRMAN AND CEO Shareholder Against No No
06 FUTURE POISON PILL Shareholder For Yes No
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No No
FEES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 100,000 100,000 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. WDR Annual Meeting Date: 04/28/2004
Issuer: 930059 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 45,000 45,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/29/2004
Issuer: 02209S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For No No
AUDITORS
03 STOCKHOLDER PROPOSAL NO. 1 Shareholder Against No No
04 STOCKHOLDER PROPOSAL NO. 2 Shareholder Against No No
05 STOCKHOLDER PROPOSAL NO. 3 Shareholder Against No No
06 STOCKHOLDER PROPOSAL NO. 4 Shareholder Against No No
07 STOCKHOLDER PROPOSAL NO. 5 Shareholder Against No No
08 STOCKHOLDER PROPOSAL NO. 6 Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 35,000 35,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW Annual Meeting Date: 04/29/2004
Issuer: 219350 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS CORNING S INDEPENDENT AUDITORS FOR FISCAL
YEAR ENDING DECEMBER 31, 2004.
03 SHAREHOLDER PROPOSAL RELATING TO SEVERANCE AGREEMENTS Shareholder Against No No
WITH SENIOR EXECUTIVES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 45,000 45,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY DTE Annual Meeting Date: 04/29/2004
Issuer: 233331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 INDEPENDENT AUDITORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 17,000 17,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NSTAR NST Annual Meeting Date: 04/29/2004
Issuer: 67019E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTION Shareholder Against No No
DISCLOSURE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 40,000 40,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE PHOENIX COMPANIES, INC. PNX Annual Meeting Date: 04/29/2004
Issuer: 71902E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITOR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 50,000 50,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION FOE Annual Meeting Date: 04/30/2004
Issuer: 315405 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 6,000 6,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/30/2004
Issuer: 78387G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Unvoted No
02 APPOINTMENT OF INDEPENDENT AUDITORS. Management Unvoted No
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Management Unvoted No
04 STOCKHOLDER PROPOSAL A. Shareholder Unvoted No
05 STOCKHOLDER PROPOSAL B. Shareholder Unvoted No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 76,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF Annual Meeting Date: 04/30/2004
Issuer: 879382 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT Management For No No
REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED
GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR THE
APPLICATION OF THE RESULTS OF TELEFONICA, S.A., AND
THAT OF THE MANAGEMENT OF ITS BOARD OF DIRECTORS
CORRESPONDING TO THE FISCAL YEAR 2003.
02 APPROVAL OF THE SHAREHOLDER REMUNERATION: DISTRIBUTION Management For No No
OF DIVIDENDS FROM 2003 NET INCOME AND FROM THE
ADDITIONAL PAID-IN-CAPITAL RESERVE.
03 APPROVAL OF THE DESIGNATION OF THE ACCOUNTS AUDITOR Management For No No
FOR THE 2004 FISCAL YEAR.
04 APPROVAL OF THE AUTHORIZATION FOR THE ACQUISITION Management For No No
OF TREASURY STOCK, DIRECTLY OR THROUGH GROUP COMPANIES.
05 APPROVAL, IF APPROPRIATE, OF THE REGULATIONS Management For No No
OF THE GENERAL MEETING OF SHAREHOLDERS OF TELEFONICA,
S.A. .
06 DELEGATION OF POWERS FOR THE FORMALIZING, INTERPRETING, Management For No No
CORRECTING AND EXECUTING OF THE RESOLUTIONS ADOPTED
BY THE ANNUAL GENERAL SHAREHOLDERS MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 208 7,880 7,880 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/03/2004
Issuer: 620076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE EXECUTIVE Shareholder Against No No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE AND TIME-BASED Shareholder Against No No
RESTRICTED SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 115,000 115,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY BA Annual Meeting Date: 05/03/2004
Issuer: 097023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE AMENDMENTS TO ELIMINATE CERTAIN SUPERMAJORITY Management For No No
VOTE REQUIREMENTS.
03 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No No
AS INDEPENDENT AUDITORS.
04 PREPARE A REPORT ON MILITARY CONTRACTS. Shareholder Against No No
05 ADOPT HUMAN RIGHTS POLICIES. Shareholder Against No No
06 DECLASSIFY THE BOARD OF DIRECTORS. Shareholder Against No No
07 ADOPT SIMPLE MAJORITY VOTE. Shareholder Against No No
08 REQUIRE APPROVAL OF SEVERANCE AGREEMENTS. Shareholder Against No No
09 ADOPT RETENTION OF STOCK POLICY. Shareholder Against No No
10 GIVE EMPLOYEES CHOICE OF PENSION PLANS AT RETIREMENT Shareholder Against No No
OR TERMINATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 32,000 32,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. TR Annual Meeting Date: 05/03/2004
Issuer: 890516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS FOR THE FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 12,150 12,150 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. BAX Annual Meeting Date: 05/04/2004
Issuer: 071813 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No No
03 PROPOSAL RELATING TO CUMULATIVE VOTING IN THE Shareholder For Yes No
ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 42,000 42,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY Annual Meeting Date: 05/04/2004
Issuer: 110122 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 PUBLICATION OF POLITICAL CONTRIBUTIONS Shareholder Against No No
04 PROHIBITION OF POLITICAL CONTRIBUTIONS Shareholder Against No No
05 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shareholder Against No No
06 HIV/AIDS-TB-MALARIA Shareholder Against No No
07 DIRECTOR VOTE THRESHOLD Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 105,000 105,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CINERGY CORP. CIN Annual Meeting Date: 05/04/2004
Issuer: 172474 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For No No
COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 81,000 81,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED GXP Annual Meeting Date: 05/04/2004
Issuer: 391164 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 35,000 35,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KNIGHT-RIDDER, INC. KRI Annual Meeting Date: 05/04/2004
Issuer: 499040 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 10,000 Unvoted
- ------------------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION DNB Annual Meeting Date: 05/04/2004
Issuer: 26483E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE SELECTION OF INDEPENDENT AUDITORS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 2,000 2,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AQUILA, INC. ILA Annual Meeting Date: 05/05/2004
Issuer: 03840P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 110,000 110,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2004
Issuer: 20825C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND PERFORMANCE Management Against Yes No
INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shareholder Against No No
05 COMMONSENSE EXECUTIVE COMPENSATION Shareholder Against No No
06 ANWR DRILLING Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 58,000 58,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE Annual Meeting Date: 05/05/2004
Issuer: 283677 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 854 100,000 100,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S Management Against Yes No
2003 STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER
OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AND
ALLOW AWARDS OF RESTRICTED STOCK AND RESTRICTED
STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE DIRECTORS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S Management For No No
1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY
25,000,000 THE NUMBER OF SHARES AVAILABLE FOR GRANT
UNDER SUCH PLAN, AS DESCRIBED IN EMC S PROXY
STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Management For No No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against No No
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 35,000 35,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IMATION CORP. IMN Annual Meeting Date: 05/05/2004
Issuer: 45245A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 500 500 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PROCESSING, INC. NAP Annual Meeting Date: 05/05/2004
Issuer: 637229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For No No
OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 5,000 5,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION KWR Annual Meeting Date: 05/05/2004
Issuer: 747316 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 4,000 4,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
R.H. DONNELLEY CORPORATION RHD Annual Meeting Date: 05/05/2004
Issuer: 74955W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING REDEMPTION OF Shareholder For Yes No
RIGHTS UNDER THE COMPANY S RIGHTS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 307 6,000 6,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY RTN Annual Meeting Date: 05/05/2004
Issuer: 755111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No No
03 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shareholder Against No No
04 SHAREHOLDER RIGHTS PLAN Shareholder Against No No
05 ANNUAL ELECTION OF DIRECTORS Shareholder Against No No
06 MACBRIDE PRINCIPLES Shareholder Against No No
07 EXPENSING STOCK OPTIONS Shareholder Against No No
08 SERP BENEFITS Shareholder Against No No
09 EXECUTIVE COMPENSATION SYSTEM Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 507 10,000 10,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO MIX Meeting Date: 05/05/2004
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5846704, 7184833, 5843642
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Proposal
06 MAY 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 AMEND THE RULES OF PROCEDURE FOR GENERAL MEETINGS Management For No
O.2 APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2003 Management For No
O.3 APPROVE TO INCREASE THE CONSIDERATION TO THE Management For No
INDEPENDENT AUDITORS
O.4 APPOINT THE BOARD OF DIRECTORS Management For No
O.5 APPOINT THE STATUTORY AUDITORS Management For No
E.1 AMEND THE ARTICLES OF ASSOCIATION Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 154 154 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB Annual Meeting Date: 05/05/2004
Issuer: 884315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No No
ACCOUNTANTS
03 MANAGEMENT INCENTIVE PLAN Management Against Yes No
04 EQUITY COMPENSATION PLAN Management For No No
05 NON EMPLOYEE DIRECTORS EQUITY COMPENSATION PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 50,000 50,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNITRIN, INC. UTR Annual Meeting Date: 05/05/2004
Issuer: 913275 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE UNITRIN, INC., INCENTIVE BONUS Management For No No
PLAN.
03 APPROVAL OF EXTENSION OF UNITRIN, INC., 1995 Management For No No
NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 57,000 57,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. FCXA Annual Meeting Date: 05/06/2004
Issuer: 35671D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED 2004 DIRECTOR COMPENSATION Management For No No
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING FINANCIAL SUPPORT Shareholder Against No No
OF INDONESIAN GOVERNMENT SECURITY PERSONNEL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 857 55,875 55,875 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GREAT LAKES CHEMICAL CORPORATION GLK Annual Meeting Date: 05/06/2004
Issuer: 390568 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL RECOMMENDING THE PROMPT Shareholder Against No No
SALE OF THE COMPANY TO THE HIGHEST BIDDER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 25,000 25,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/06/2004
Issuer: 844895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Cumulated votes No
to Michael
Melarkey &
Sal Zizza who
was nominated
from the floor
02 TO APPROVE THE AMENDED AND RESTATED MANAGEMENT Management Against Yes No
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 100,000 100,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION THC Annual Meeting Date: 05/06/2004
Issuer: 88033G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 5,000 5,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, HOT Annual Meeting Date: 05/07/2004
Issuer: 85590A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 APPROVAL OF THE 2004 LONG-TERM INCENTIVE COMPENSATION Management Against Yes No
PLAN.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY S CHARTER Management For No No
TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 203 35,000 35,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION UNS Annual Meeting Date: 05/07/2004
Issuer: 909205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 10,000 10,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. TRN Annual Meeting Date: 05/10/2004
Issuer: 896522 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE COMPANY S 2004 STOCK OPTION AND Management Against Yes No
INCENTIVE PLAN.
03 TO APPROVE RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For No No
AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 4,000 4,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH Annual Meeting Date: 05/10/2004
Issuer: 98956P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 STOCKHOLDER PROPOSAL RELATING TO POISON PILLS. Shareholder For Yes No
03 STOCKHOLDER PROPOSAL RELATING TO AUDITOR RATIFICATION. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 2,000 2,000 05/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/11/2004
Issuer: 88579Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No No
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Shareholder For No No
INCORPORATION TO INCREASE THE AUTHORIZED COMMON
STOCK
04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF Shareholder Against No No
THE ROLES OF CEO AND CHAIRMAN OF THE BOARD
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 5,000 5,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/11/2004
Issuer: 040157 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO INCREASE THE AMOUNT OF AUTHORIZED SHARES OF Shareholder For No No
COMMON STOCK OF THE COMPANY FROM 35,000,000 TO
70,000,000.
03 TO APPROVE REPLACEMENT OF THE COMPANY S EXISTING Management For No No
EMPLOYEE STOCK INVESTMENT PLAN WITH THE PROPOSED
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE AMENDMENTS TO THE COMPANY S AMENDED Management Against Yes No
AND RESTATED STOCK INCENTIVE PLAN.
05 TO APPROVE AMENDMENTS TO THE COMPANY S NON-EMPLOYEE Management Against Yes No
DIRECTOR STOCK OPTION PLAN.
06 TO CONSIDER AND ACT UPON SUCH OTHER BUSINESS Management For No No
AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 39,000 39,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IMAGISTICS INTERNATIONAL INC. IGI Annual Meeting Date: 05/11/2004
Issuer: 45247T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 11,000 11,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG Annual Meeting Date: 05/11/2004
Issuer: 492386 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT Shareholder Against No No
OF AN OFFICE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 18,000 18,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK Annual Meeting Date: 05/11/2004
Issuer: 527288 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For No No
OF INCORPORATION EXTENDING THE EXPIRATION DATE OF
CERTAIN RESTRICTIONS ON THE TRANSFERABILITY OF THE
COMPANY S COMMON SHARES TO DECEMBER 31, 2024.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 11,322 11,322 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU Annual Meeting Date: 05/11/2004
Issuer: 664397 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 90,000 90,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY EK Annual Meeting Date: 05/12/2004
Issuer: 277461 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF ELECTION OF INDEPENDENT ACCOUNTANTS Management For No No
03 RE-APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No No
GOALS OF THE 2000 OMNIBUS LONG-TERM COMPENSATION
PLAN
04 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against No No
CHEMICALS POLICY
05 SHAREHOLDER PROPOSAL REQUESTING LIMITS ON COMPENSATION Shareholder Against No No
OF CERTAIN EXECUTIVES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 95,000 95,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC GLH Annual Meeting Date: 05/12/2004
Issuer: 363595 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE REPORT OF THE DIRECTORS AND THE Management For No No
ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2003.
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For No No
31 DECEMBER 2003 OF 20.15P PER ORDINARY SHARE.
03 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For No No
IN THE ANNUAL REPORT AND FINANCIAL STATEMENTS 2003.
04 DIRECTOR Management For No No
09 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For No No
OF THE COMPANY AND TO FIX THEIR REMUNERATION.
10 THAT THE COMPANY BE AND IS HEREBY AUTHORISED Management For No No
TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS
OR INCUR EU POLITICAL EXPENDITURE.
11 THAT GALLAHER LIMITED BE AUTHORISED TO MAKE DONATIONS Management For No No
TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL
EXPENDITURE.
12 THAT AUSTRIA TABAK AG & CO. KG BE AUTHORISED Management For No No
TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS
OR INCUR EU POLITICAL EXPENDITURE.
13 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For No No
S ARTICLES OF ASSOCIATION THE SECTION 80 AMOUNT
SHALL BE 21,790,500 POUNDS.
14 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For No No
S ARTICLES OF ASSOCIATION THE SECTION 89 AMOUNT
SHALL BE 3,268,500 POUNDS.
15 THAT THE COMPANY BE AND IS GRANTED AND UNCONDITIONALLY Management For No No
AUTHORISED TO MAKE MARKET PURCHASES OF THE COMPANY
S SHARES.
16 THAT THE ARTICLES OF ASSOCIATION BE AMENDED AS Management For No No
DETAILED IN THE EXPLANATORY NOTES TO THE NOTICE
OF MEETING.
17 THAT THE FIRST SENTENCE IN ARTICLE 90 IN THE Management For No No
ARTICLES OF ASSOCIATION BE AMENDED BY CHANGING
500,000 TO 1,000,000 POUNDS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 74,000 74,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. PGN Annual Meeting Date: 05/12/2004
Issuer: 743263 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS Shareholder For Yes No
FOR DIRECTORS AND CERTAIN EXECUTIVE OFFICERS
AS SET FORTH IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 50,000 50,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY TRB Annual Meeting Date: 05/12/2004
Issuer: 896047 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For No No
03 APPROVAL OF AMENDMENTS TO THE TRIBUNE COMPANY Management For No No
1997 INCENTIVE COMPENSATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 35,000 35,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION UIL Annual Meeting Date: 05/12/2004
Issuer: 902748 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS UIL HOLDINGS CORPORATION S INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2004.
03 PROPOSAL TO APPROVE THE UIL HOLDINGS CORPORATION Management For No No
SENIOR EXECUTIVE INCENTIVE COMPENSATION PROGRAM.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 8,000 8,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Annual Meeting Date: 05/12/2004
Issuer: 904784 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 ADOPTION OF THE ANNUAL ACCOUNTS AND APPROPRIATION Management For No No
OF THE PROFIT FOR THE 2003 FINANCIAL YEAR.
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For No No
04 CORPORATE GOVERNANCE AND ALTERATIONS TO THE ARTICLES Management For No No
OF ASSOCIATION.
5 6 DIRECTOR Management For No No
7 REMUNERATION OF NON-EXECUTIVE DIRECTORS. Management For No No
8 APPOINTMENT OF AUDITORS CHARGED WITH THE AUDITING Management For No No
OF THE ANNUAL ACCOUNTS FOR THE 2004 FINANCIAL
YEAR.
9 DESIGNATION, IN ACCORDANCE WITH ARTICLES 96 AND Management For No No
96A OF BOOK 2 OF THE NETHERLANDS CIVIL CODE,
OF THE BOARD OF DIRECTORS AS THE COMPANY BODY
AUTHORIZED IN RESPECT OF THE ISSUE OF SHARES IN THE
COMPANY.
10 AUTHORIZATION, IN ACCORDANCE WITH ARTICLE 98 Management For No No
OF BOOK 2 OF THE NETHERLANDS CIVIL CODE, OF THE
BOARD OF DIRECTORS TO PURCHASE SHARES IN THE
COMPANY AND DEPOSITARY RECEIPTS THEREFOR.
11 AUTHORIZATION, IN ACCORDANCE WITH ARTICLE 119 Management For No No
OF BOOK 2 OF THE NETHERLANDS CIVIL CODE, OF THE
BOARD OF DIRECTORS TO DETERMINE A REGISTRATION TIME
FOR THE EXERCISE OF THE RIGHTS TO ATTEND THE GENERAL
MEETING AND TO VOTE THEREAT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 709 26,000 26,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 05/13/2004
Issuer: 017361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF ELIMINATION OF CUMULATIVE VOTING Management Against Yes No
IN THE ELECTION OF DIRECTORS.
03 APPROVAL OF DIRECTOR EQUITY COMPENSATION PLAN. Management For No No
04 APPROVAL OF ANNUAL INCENTIVE PLAN. Management For No No
05 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Management For No No
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER INPUT Management For No No
ON POISON PILLS.
08 STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. Management For No No
09 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against No No
CHAIRMAN.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder Against No No
OPTIONS.
11 STOCKHOLDER PROPOSAL REGARDING RETENTION OF Shareholder Against No No
STOCK OBTAINED THROUGH OPTIONS.
12 STOCKHOLDER PROPOSAL REGARDING AUDITOR FEES. Shareholder Against No No
13 STOCKHOLDER PROPOSAL REGARDING PRE-EMPTIVE RIGHTS. Shareholder For Yes No
14 STOCKHOLDER PROPOSAL REGARDING REINCORPORATION Shareholder Against No No
IN DELAWARE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 38,000 38,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK Annual Meeting Date: 05/13/2004
Issuer: 264399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For No No
ENERGY S INDEPENDENT AUDITORS FOR 2004.
03 A SHAREHOLDER PROPOSAL RELATING TO DECLASSIFICATION Shareholder Against No No
OF DUKE ENERGY S BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 100,000 100,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Annual Meeting Date: 05/13/2004
Issuer: 345370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF SELECTION OF INDEPENDENT PUBLIC Management For No No
ACCOUNTANTS
03 RELATING TO DISCLOSURE OF OFFICERS COMPENSATION Shareholder Against No No
04 RELATING TO ESTABLISHING A COMMITTEE OF THE BOARD Shareholder Against No No
OF DIRECTORS TO EVALUATE ANY CONFLICT OF INTEREST
05 RELATING TO TERMINATING CERTAIN FORMS OF COMPENSATION Shareholder Against No No
FOR NAMED EXECUTIVES
06 RELATING TO LIMITING THE NUMBER OF EMPLOYEES Shareholder Against No No
APPOINTED AS DIRECTORS
07 RELATING TO THE COMPANY REPORTING ON GREENHOUSE Shareholder Against No No
GAS EMISSIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 860 4,500 4,500 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KEYCORP KEY Annual Meeting Date: 05/13/2004
Issuer: 493267 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE KEYCORP 2004 EQUITY COMPENSATION Management Against Yes No
PLAN.
03 APPROVAL OF THE KEYCORP ANNUAL PERFORMANCE PLAN. Management For No No
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No No
AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 30,000 30,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MAYTAG CORPORATION MYG Annual Meeting Date: 05/13/2004
Issuer: 578592 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE RATIFICATION OF THE SELECTION OF ERNST & Management For No No
YOUNG LLP AS INDEPENDENT AUDITOR FOR 2004.
03 APPROVAL OF THE AMENDED AND RESTATED MAYTAG EMPLOYEE Management For No No
DISCOUNT STOCK PURCHASE PLAN.
04 APPROVAL OF A COMPANY PROPOSAL TO REPEAL ARTICLE Management For No No
ELEVENTH OF MAYTAG S RESTATED CERTIFICATE OF INCORPORATION.
05 THE PROPOSAL OF A STOCKHOLDER CONCERNING THE Shareholder Against No No
CLASSIFICATION OF THE BOARD OF DIRECTORS.
06 THE PROPOSAL OF A STOCKHOLDER CONCERNING ADOPTION Shareholder For Yes No
OF POISON PILL PROVISIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 70,000 70,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEARS, ROEBUCK AND CO. S Annual Meeting Date: 05/13/2004
Issuer: 812387 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR THE YEAR 2004.
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shareholder Against No No
04 SHAREHOLDER PROPOSAL REGARDING POISON PILLS. Shareholder For Yes No
05 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against No No
SHAREHOLDER COMMITTEE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 2,000 2,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA Annual Meeting Date: 05/13/2004
Issuer: 817320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld Yes No
02 APPROVE THE 2003 SIX SIGMA RESTRICTED STOCK PLAN Management Abstain Yes No
03 APPROVE THE 2003 DIRECTORS STOCK AWARD PLAN Management Abstain Yes No
04 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No No
AUDITORS FOR 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 302 13,800 13,800 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY DOW Annual Meeting Date: 05/13/2004
Issuer: 260543 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS DOW S INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION Management For No No
FOR THE ANNUAL ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 8,611 8,611 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE WASHINGTON POST COMPANY WPO Annual Meeting Date: 05/13/2004
Issuer: 939640 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For No No
COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 1,200 1,200 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PACTIV CORP. PTV Annual Meeting Date: 05/14/2004
Issuer: 695257 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For No No
INDEPENDENT PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 11,000 11,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. TOT Annual Meeting Date: 05/14/2004
Issuer: 89151E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF CERTAIN REPORTS AND OF THE PARENT Management For No No
COMPANY S FINANCIAL STATEMENTS
02 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Management For No No
03 ALLOCATION OF INCOME, APPROVAL OF THE DIVIDEND Management For No No
04 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 OF Management For No No
THE FRENCH COMMERCIAL CODE
05 AUTHORIZATION TO TRADE THE COMPANY S OWN SHARES Shareholder For No No
06 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE Management For No No
DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED
NOTES FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION
EUROS
07 DIRECTOR Management For No No
10 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR REPRESENTING Management For No No
EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE
11 OF THE ARTICLES OF INCORPORATION
11 APPOINTMENT OF PHILIPPE MARCHANDISE AS A DIRECTOR Management Against No No
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION
OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION
12 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR REPRESENTING Management Against No No
EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE
11 OF THE ARTICLES OF INCORPORATION
13 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR REPRESENTING Management Against No No
EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE
11 OF THE ARTICLES OF INCORPORATION
14 APPOINTMENT OF STATUTORY AUDITORS Management For No No
15 RENEWAL OF STATUTORY AUDITORS Management For No No
16 APPOINTMENT OF AN ALTERNATE AUDITOR Management For No No
17 APPOINTMENT OF AN ALTERNATE AUDITOR Management For No No
18 DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS Management For No No
COMPENSATION
19 AUTHORIZATION TO AWARD OPTIONS TO SUBSCRIBE FOR Management For No No
OR PURCHASE STOCK OF THE COMPANY IN FAVOUR OF
THE MANAGEMENT AND KEY EMPLOYEES OF THE GROUP
20 AUTHORIZATION FOR ISSUING CONVERTIBLE OR OTHER Shareholder For No No
EQUITY SECURITIES
21 AUTHORIZATION TO USE THE ABOVE DELEGATION WITHOUT Shareholder For No No
MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS,
BUT WITH AN OPTION TO GRANT A PRIORITY PERIOD
22 CAPITAL INCREASE RESERVED FOR EMPLOYEES Shareholder For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 8,759 8,759 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. WMI Annual Meeting Date: 05/14/2004
Issuer: 94106L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No No
YOUNG LLP AS THE INDEPENDENT AUDITORS FOR 2004.
03 TO VOTE ON A PROPOSAL TO APPROVE OUR 2004 STOCK Management Against Yes No
INCENTIVE PLAN.
04 TO VOTE ON A PROPOSAL TO APPROVE OUR 2005 ANNUAL Management For No No
INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 30,000 30,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC GSK Annual Meeting Date: 05/17/2004
Issuer: 37733W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 TO RECEIVE AND ADOPT THE DIRECTORS REPORT AND Management For No No
THE FINANCIAL STATEMENTS (ORDINARY RESOLUTION)
O2 TO APPROVE THE REMUNERATION REPORT (ORDINARY RESOLUTION) Management For No No
O3 TO ELECT MR H LAWRENCE CULP AS A DIRECTOR (ORDINARY Management For No No
RESOLUTION)
O4 TO ELECT MR CRISPIN DAVIS AS A DIRECTOR (ORDINARY Management For No No
RESOLUTION)
O5 TO ELECT SIR ROBERT WILSON AS A DIRECTOR (ORDINARY Management For No No
RESOLUTION)
O6 TO ELECT DR TACHI YAMADA AS A DIRECTOR (ORDINARY Management For No No
RESOLUTION)
O7 TO RE-ELECT SIR CHRISTOPHER HOGG AS A DIRECTOR Management For No No
(ORDINARY RESOLUTION)
O8 RE-APPOINTMENT OF AUDITORS (ORDINARY RESOLUTION) Management For No No
O9 REMUNERATION OF AUDITORS (ORDINARY RESOLUTION) Management For No No
S10 AUTHORISE THE COMPANY TO MAKE DONATIONS TO EU Management For No No
POLITICAL ORGAN- ISATIONS AND INCUR EU POLITICAL
EXPENDITURE (SPECIAL BUSINESS)
S11 DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL Management For No No
RESOLUTION)
S12 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Management For No No
SHARES (SPECIAL RESOLUTION)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 11,276 11,276 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION SCH Annual Meeting Date: 05/17/2004
Issuer: 808513 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 STOCK INCENTIVE PLAN. Management Against Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 20,000 20,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN Annual Meeting Date: 05/18/2004
Issuer: 17453B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against No No
OF DIRECTORS ADOPT A FORMAL WRITTEN POLICY THAT
WOULD REQUIRE STOCKHOLDER APPROVAL OF FUTURE
SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 15,000 15,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT Annual Meeting Date: 05/18/2004
Issuer: 251566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE RESOLUTION ON THE APPROPRIATION Management For No No
OF NET INCOME.
03 APPROVAL OF ACTIONS BY THE BOARD OF MANAGEMENT Management For No No
FOR THE FINANCIAL YEAR 2003.
04 APPROVAL OF ACTIONS BY THE SUPERVISORY BOARD Management For No No
FOR THE FINANCIAL YEAR 2003.
05 APPROVAL TO APPOINT INDEPENDENT AUDITOR AND GROUP Management For No No
AUDITOR FOR THE 2004 FINANCIAL YEAR.
06 APPROVAL OF THE RESOLUTION AUTHORIZING THE COMPANY Management For No No
TO PURCHASE AND USE ITS OWN SHARES.
07 APPROVAL OF THE RESOLUTION ON PARTIAL REVOCATION Management For No No
OF AS YET UNUSED PART OF AUTHORIZATION TO GRANT
SUBSCRIPTION RIGHTS.
08 APPROVAL OF THE RESOLUTION ON THE CANCELLATION Shareholder For No No
OF THE APPROVED CAPITAL 2000 AND THE CREATION OF NEW
APPROVED CAPITAL 2004.
09 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH T-PUNKT VERTRIEBSGESELLSCHAFT MBH.
10 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE
GMBH.
11 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH NORMA TELEKOMMUNIKATIONSDIENSTE
GMBH.
12 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH CARMEN TELEKOMMUNIKATIONSDIENSTE
GMBH.
13 APPROVAL OF THE RESOLUTION ON THE AMENDMENT OF Management For No No
SECTION 13 OF THE ARTICLES OF INCORPORATION.
14 APPROVAL OF THE RESOLUTION ON THE AMENDMENT OF Management For No No
SECTION 14 OF THE ARTICLES OF INCORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 12,000 12,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION NOC Annual Meeting Date: 05/18/2004
Issuer: 666807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING CRITERIA FOR MILITARY Shareholder Against No No
CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE CLASSIFIED Shareholder Against No No
BOARD.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 7,000 7,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION ALL Annual Meeting Date: 05/18/2004
Issuer: 020002 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR 2004.
03 APPROVAL OF MATERIAL TERMS OF ANNUAL COVERED Management For No No
EMPLOYEE INCENTIVE COMPENSATION PLAN.
04 APPROVAL OF MATERIAL TERMS OF LONG-TERM EXECUTIVE Management For No No
INCENTIVE COMPENSATION PLAN.
05 PROVIDE CUMULATIVE VOTING FOR BOARD OF DIRECTORS. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 5,000 5,000 05/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE MONY GROUP INC. MNY Special Meeting Date: 05/18/2004
Issuer: 615337 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 17, 2003, AMONG AXA FINANCIAL,
INC., AIMA ACQUISITION CO. AND THE MONY GROUP
INC., AS AMENDED BY AMENDMENT NO. 1 TO THE AGREEMENT
AND PLAN OF MERGER, DATED FEBRUARY 22, 2004,
PROVIDING FOR THE MERGER OF A WHOLLY OWNED SUBSIDIARY
OF AXA FINANCIAL WITH AND INTO MONY.
02 THE APPROVAL OF ANY PROPOSAL TO POSTPONE OR ADJOURN Management For No No
THE SPECIAL MEETING TO A LATER DATE TO SOLICIT
ADDITIONAL PROXIES WITH RESPECT TO PROPOSAL 1.
03 THE APPROVAL OF THE STOCKHOLDER PROPOSAL, IF Shareholder Against No No
PRESENTED AT THE SPECIAL MEETING, AS DESCRIBED
IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 100,000 100,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THERMO ELECTRON CORPORATION TMO Annual Meeting Date: 05/18/2004
Issuer: 883556 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For No No
03 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE AND Shareholder Against No No
TIME-BASED RESTRICTED STOCK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 20,000 20,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR Annual Meeting Date: 05/18/2004
Issuer: 95709T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For No No
LLP AS COMPANY AUDITORS
03 SHAREHOLDER PROPOSAL REGARDING THE PROCESS FOR Shareholder Against No No
NOMINATION OF A DIRECTOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 95,000 95,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG Annual Meeting Date: 05/19/2004
Issuer: 026874 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Management For No No
PLAN
03 ADOPT A DIRECTOR STOCK PLAN Management For No No
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No No
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shareholder Against No No
STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shareholder Against No No
STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shareholder Against No No
STATEMENT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 12,000 12,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T CORP. Annual Meeting Date: 05/19/2004
Issuer: 001957 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTORS Management For No No
02 RATIFICATION OF AUDITORS Management For No No
03 APPROVE THE AT&T 2004 LONG TERM INCENTIVE PROGRAM Management Against Yes No
04 TERM LIMITS FOR OUTSIDE DIRECTORS Shareholder Against No No
05 POISON PILL Shareholder For Yes No
06 SEPARATE THE CHAIR AND CEO POSITION Shareholder Against No No
07 EXECUTIVE COMPENSATION Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 505 33,000 33,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS
CORPORATION, CINGULAR WIRELESS LLC, AND SOLELY WITH
RESPECT TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No No
FOR DIRECTOR ELECTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 200,000 200,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. CPO Annual Meeting Date: 05/19/2004
Issuer: 219023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS FOR THE COMPANY FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 10,000 10,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL Annual Meeting Date: 05/19/2004
Issuer: 406216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AMEND HALLIBURTON S CERTIFICATE OF Management For No No
INCORPORATION.
03 STOCKHOLDER PROPOSAL ON OPERATIONS IN IRAN. Shareholder Against No No
04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE Shareholder Against No No
THRESHOLD.
05 STOCKHOLDER PROPOSAL TO SEPARATE CHAIRMAN/CEO. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 14,000 14,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION INTC Annual Meeting Date: 05/19/2004
Issuer: 458140 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Management For No No
03 APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN Management For No No
04 STOCKHOLDER PROPOSAL REQUESTING THE EXPENSING Shareholder Against No No
OF STOCK OPTIONS
05 STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-VESTING Shareholder Against No No
STOCK
06 STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-BASED Shareholder Against No No
STOCK OPTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 20,000 20,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCCLATCHY COMPANY MNI Annual Meeting Date: 05/19/2004
Issuer: 579489 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE MCCLATCHY S 2004 STOCK INCENTIVE PLAN. Management Against Yes No
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE
2004 FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 1,500 1,500 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VIACOM INC. VIA Annual Meeting Date: 05/19/2004
Issuer: 925524 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2004.
03 APPROVAL OF THE VIACOM INC. 2004 LONG-TERM MANAGEMENT Management For No No
INCENTIVE PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED VIACOM INC. Management For No No
2000 STOCK OPTION PLAN FOR OUTSIDE DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 3,000 3,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AQUA AMERICA, INC. WTR Annual Meeting Date: 05/20/2004
Issuer: 03836W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AN AMENDMENT TO AQUA AMERICA, INC. Shareholder For No No
S ARTICLES OF INCORPORATION INCREASING THE
AUTHORIZED SHARES OF AQUA AMERICA, INC. S COMMON
STOCK, PAR VALUE $.50 PER SHARE, FROM 100,000,000
SHARES TO 300,000,000 SHARES.
03 TO APPROVE THE 2004 EQUITY COMPENSATION PLAN. Management Against Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 18,750 18,750 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. OGE Annual Meeting Date: 05/20/2004
Issuer: 670837 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 2,000 2,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. OKE Annual Meeting Date: 05/20/2004
Issuer: 682680 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY AND APPROVE THE APPOINTMENT OF KPMG Management For No No
LLP AS INDEPENDENT AUDITOR OF THE CORPORATION
FOR THE 2004 FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 30,000 30,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/20/2004
Issuer: 786514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR FISCAL YEAR 2004.
03 APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE Management For No No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
04 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR Management For No No
EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING
FOR THE EXCHANGE OF OPTIONS PREVIOUSLY GRANTED UNDER
THE 1999 AMENDED AND RESTATED EQUITY PARTICIPATION
PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS
RECOMMENDS A VOTE AGAINST STOCKHOLDER PROPOSALS 5,
6, 7, 8, 9 AND 10.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR Shareholder Against No No
AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder Against No No
07 STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT Shareholder Against No No
OF GENETICALLY ENGINEERED FOOD.
08 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against No No
REPORT.
09 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shareholder Against No No
AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder Against No No
OPTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 208 47,300 47,300 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE GILLETTE COMPANY G Annual Meeting Date: 05/20/2004
Issuer: 375766 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF AUDITOR. Management For No No
03 APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. Management Against Yes No
05 SHAREHOLDER PROPOSAL TO LIMIT SERVICES PROVIDED Shareholder Against No No
BY THE AUDITOR.
06 SHAREHOLDER PROPOSAL TO EXPENSE STOCK OPTIONS. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 42,000 42,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION XRX Annual Meeting Date: 05/20/2004
Issuer: 984121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF AUDITORS. Management For No No
03 ADOPT THE 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes No
04 ADOPT THE 2004 EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Yes No
DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 13,000 13,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG Annual Meeting Date: 05/21/2004
Issuer: 127209 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Management For No No
02 DECLARATION OF FINAL DIVIDEND 2003 Management For No No
03 DIRECTORS REMUNERATION REPORT Management For No No
04 DIRECTOR Management For No No
09 RE-APPOINTMENT OF AUDITORS Management For No No
10 REMUNERATION OF AUDITORS Management For No No
11 AUTHORITY TO ALLOT RELEVANT SECURITIES Shareholder For No No
12 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For No No
13 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For No No
14 AMEND RULES OF THE SHARE OPTION PLAN 1994 Management For No No
15 AMEND RULES OF THE 1997 LONG TERM INCENTIVE PLAN Management For No No
16 APPROVAL OF THE BONUS SHARE RETENTION PLAN 2004 Management For No No
17 AMEND RULES OF EIGHT NAMED SHARE SCHEMES/PLANS Management For No No
18 ESTABLISH FURTHER EMPLOYEE SHARE PLAN OR PLANS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 302 32,000 32,000 05/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG Annual Meeting Date: 05/21/2004
Issuer: 210371 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
INDEPENDENT AUDITORS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 70,000 70,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 20,000 20,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF AUDITORS. Management For No No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 60,000 60,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TXU CORP. TXU Annual Meeting Date: 05/21/2004
Issuer: 873168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP Management For No No
03 SHAREHOLDER PROPOSAL RELATED TO OFFICERS SALES Shareholder Against No No
OF RESTRICTED STOCK
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 27,000 27,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN Annual Meeting Date: 05/24/2004
Issuer: 78412D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AUTHORIZE THE ISSUANCE OF SERIES B PREFERENCE Shareholder For No No
STOCK.
03 TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE Shareholder For No No
THE NUMBER OF AUTHORIZED COMMON SHARES FROM 40,000,000
TO 100,000,000.
04 TO AMEND THE BYLAWS AS TO NUMBER OF DIRECTORS. Management For No No
05 TO APPROVE THE 2004 STOCK AWARD AND INCENTIVE Management For No No
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 18,000 18,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BANK ONE CORPORATION ONE Annual Meeting Date: 05/25/2004
Issuer: 06423A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No No
02 DIRECTOR Management For No No
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 19,000 19,000 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORPORATION EDS Annual Meeting Date: 05/25/2004
Issuer: 285661 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF AUDITORS. Management For No No
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shareholder Against No No
04 SHAREHOLDER PROPOSAL REGARDING RIGHTS PLAN. Shareholder For Yes No
05 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 10,000 10,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA MIX Meeting Date: 05/25/2004
Issuer: T3643A145 ISIN: IT0003132476 BLOCKING
SEDOL: 7145056
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Proposal
26 MAY 2004 AND A THIRD CALL ON 28 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 RECEIVE THE FINANCIAL STATEMENT AND THE CONSOLIDATED Management For No
FINANCIAL STATEMENT AT 31 DEC 2003 AND ALSO THE
BOARD OF DIRECTORS AND THE AUDITORS REPORT
O.2 APPROVE THE ALLOCATION OF NET INCOME Management For No
O.3 GRANT AUTHORITY TO PURCHASE ENI SHARES Management For No
O.4 APPOINT THE INDEPENDENT AUDITORS FOR THE THREE-YEAR Management For No
PERIOD 2004-2006
O.5 AMENDMENT TO ARTICLE 2.1 OF ENI S.P.A. S SHAREHOLDERS Management For No
MEETING REGULATION
O.6 APPROVE THE EMOLUMENTS OF THE DIRECTORS Management For No
E.1 AMEND THE ARTICLES 2.1, 11.2, 12.2, 13, 16.1, Management For No
17.2, 17.3, 19.3 AND 23 OF ENI BY-LAWS PURSUANT
TO THE LEGISLATIVE DECREE NO. 6 DATED 17 JAN 2003
E.2 AMEND ARTICLES 17.3, 19.1 AND 28.1 OF ENI BY-LAWS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 29,000 29,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FANNIE MAE FNM Annual Meeting Date: 05/25/2004
Issuer: 313586 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF AUDITORS Management For No No
03 APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE Management For No No
STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 3,500 3,500 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. HSIC Annual Meeting Date: 05/25/2004
Issuer: 806407 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AMEND AND RESTATE THE COMPANY S 1994 Management Against Yes No
STOCK OPTION PLAN.
03 PROPOSAL TO AMEND THE COMPANY S 1996 NON-EMPLOYEE Management Against Yes No
DIRECTOR STOCK INCENTIVE PLAN.
04 PROPOSAL TO ADOPT THE HENRY SCHEIN, INC. 2004 Management For No No
EMPLOYEE STOCK PURCHASE PLAN.
05 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For No No
LLP AS THE COMPANY S INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
25, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 10,000 10,000 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No No
02 DIRECTOR Management For No No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management For No No
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No No
08 POLITICAL CONTRIBUTIONS Shareholder Against No No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder Against No No
10 DERIVATIVE DISCLOSURE Shareholder Against No No
11 AUDITOR INDEPENDENCE Shareholder Against No No
12 DIRECTOR COMPENSATION Shareholder Against No No
13 PAY DISPARITY Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 47,000 47,000 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 05/25/2004
Issuer: 749121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 MANAGEMENT S PROPOSAL TO AMEND OUR RESTATED CERTIFICATE Management For No No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
AND TO ALLOW FOR THE REMOVAL OF DIRECTORS WITHOUT
CAUSE
03 STOCKHOLDER PROPOSAL - REQUESTING WE AMEND OUR Shareholder Against No No
BYLAWS TO REQUIRE THAT AN INDEPENDENT DIRECTOR
WHO HAS NOT SERVED AS OUR CEO SERVE AS OUR CHAIRMAN
04 STOCKHOLDER PROPOSAL - REQUESTING STOCKHOLDER Shareholder Against No No
APPROVAL FOR CERTAIN BENEFITS FOR SENIOR EXECUTIVES
UNDER OUR NON-QUALIFIED PENSION OR SUPPLEMENTAL
EXECUTIVE RETIREMENT PLANS
05 STOCKHOLDER PROPOSAL - REQUESTING WE AMEND OUR Shareholder Against No No
GOVERNANCE GUIDELINES TO PROVIDE THAT WE NOMINATE
DIRECTORS SUCH THAT A TWO-THIRDS MAJORITY OF
DIRECTORS WOULD BE INDEPENDENT UNDER THE STANDARD
ADOPTED BY THE COUNCIL OF INSTITUTIONAL INVESTORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 300,000 300,000 05/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No No
SECURITY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 52,924 52,924 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BCE INC. BCE Special Meeting Date: 05/26/2004
Issuer: 05534B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTING DELOITTE & TOUCHE LLP AS AUDITORS Management For No No
3A (SHAREHOLDER PROPOSAL NO. 1) DISCLOSE DIRECTORSHIPS Shareholder For No No
OF EACH NOMINEE DIRECTOR FOR PAST FIVE YEARS
3B (SHAREHOLDER PROPOSAL NO. 2) PROHIBIT THE CEO Shareholder Against No No
FROM SERVING ON THE BOARD OF ANOTHER LISTED COMPANY
3C (SHAREHOLDER PROPOSAL NO. 3) SUPPLEMENTAL DISCLOSURE Shareholder Against No No
OF EXECUTIVE PENSION PLANS
3D (SHAREHOLDER PROPOSAL NO. 4) REQUIRE ALL INSIDERS Shareholder Against No No
TO GIVE 10 DAYS NOTICE OF INTENT TO TRADE IN
ANY BCE SECURITIES
3E (SHAREHOLDER PROPOSAL NO. 5) PROHIBIT AUDITORS Shareholder Against No No
FROM PROVIDING ANY SERVICES OTHER THAN AUDIT
AND AUDIT-RELATED SERVICES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 52,800 52,800 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Annual Meeting Date: 05/26/2004
Issuer: 20030N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 INDEPENDENT AUDITORS. Management For No No
03 2002 RESTRICTED STOCK PLAN. Management For No No
04 AMENDMENT TO ARTICLES OF INCORPORATION. Management For No No
05 ESTABLISH A TWO-THIRDS INDEPENDENT BOARD. Shareholder Against No No
06 DISCLOSE POLITICAL CONTRIBUTIONS. Shareholder Against No No
07 NOMINATE TWO DIRECTORS FOR EVERY OPEN DIRECTORSHIP. Shareholder Against No No
08 LIMIT COMPENSATION FOR SENIOR EXECUTIVES. Shareholder Against No No
09 ADOPT A RECAPITALIZATION PLAN. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 10,000 10,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder Against No No
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 123,000 123,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC. MTX Annual Meeting Date: 05/26/2004
Issuer: 603158 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF AUDITORS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 1,500 1,500 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. Annual Meeting Date: 05/27/2004
Issuer: 266233 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENTS TO THE 2002 LONG-TERM Management For No No
INCENTIVE PLAN
03 RATIFICATION OF AUDITORS-DELOITTE & TOUCHE LLP Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 180,000 180,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ETHYL CORPORATION EY Annual Meeting Date: 05/27/2004
Issuer: 297659 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF MARCH 5, 2004, AND THE RELATED PLAN
OF MERGER, BY AND AMONG ETHYL CORPORATION, NEWMARKET
CORPORATION AND ETHYL MERGER SUB, INC.
02 DIRECTOR Management For No No
03 APPROVAL OF THE ETHYL CORPORATION 2004 INCENTIVE Management For No No
COMPENSATION AND STOCK PLAN.
04 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 609 6,400 6,400 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. HD Annual Meeting Date: 05/27/2004
Issuer: 437076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Management For No No
KPMG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL 2004.
03 STOCKHOLDER PROPOSAL REGARDING OUTSIDE DIRECTOR Shareholder Against No No
TERM LIMITS.
04 STOCKHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION. Shareholder For Yes No
05 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE GOALS Shareholder Against No No
AS A PREREQUISITE TO VESTING.
06 STOCKHOLDER PROPOSAL REGARDING IMPLEMENTATION Shareholder Against No No
OF ILO HUMAN RIGHTS STANDARDS.
07 STOCKHOLDER PROPOSAL REGARDING FUTURE SEVERANCE Shareholder Against No No
AGREEMENTS.
08 STOCKHOLDER PROPOSAL REGARDING METHOD OF VOTING Shareholder Against No No
FOR DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 6,000 6,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS MIX Meeting Date: 05/28/2004
Issuer: F1058Q238 ISIN: FR0000131104 BLOCKING
SEDOL: 7529757, 4133667, 4904357, 7166057, 7309681, 4144681, 6222187
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE MEETING WILL BE HELD ON THE Non-Voting Non-Vote No
SECOND CALL ON 28 MAY 2004 (AND NOT ON 13 MAY
Proposal 2004). PLEASE ALSO NOTE THAT YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID. THANK YOU. YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR
THE MEETING IS CANCELLED. THANK YOU.
O.1 RECEIVE THE BOARD OF DIRECTORS AND OF THE AUDITORS Management For No
REPORTS FOR THE FY CLOSED ON 31 DEC 2003 AND
APPROVE THE CONSOLIDATED ACCOUNTS FOR THE FY
2003
O.2 RECEIVE THE BOARD OF DIRECTORS AND OF THE AUDITORS Management For No
REPORTS AND APPROVE THE THE ACCOUNTS AND THE
BALANCE SHEET FOR THE FY 2003 AND THE NET PROFIT
AFTER TAX AMOUNTS TO EUR 2,358,756,301.88
O.3 APPROVE THAT THE TOTAL (FORMED BY THE FY NET Management For No
PROFIT OF EUR 2,358,756,301.88 AND THE CREDIT
PRIOR RETAINED EARNINGS OF EUR 6,110,425,156.15),
I. E. A SUM OF EUR 8,469,181,458.03 WILL BE ALLOCATED
AS FOLLOWS: TO THE LEGAL RESERVE: EUR 856,423.20,
TO THE SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS:
EUR 102,919,700.80, TO THE INVESTMENT SPECIAL
RESERVE: EUR 36,193,223.00, TO THE GLOBAL DIVIDEND:
EUR 1,310,242,625.80, TO THE BALANCE CARRIED
FORWARD: EUR 7,018,969,485.23 AND THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 1.45 WITH
A CORRESPONDING TAX CREDIT OF EUR 0.725, IT WILL
BE PAID ON 11 JUN 2004
O.4 APPROVE THE AUDITORS SPECIAL REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLE L.225-38 (FRENCH
COMMERCIAL LAW)
O.5 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management For No
DIRECTORS, IN REPLACEMENT OF ANY EXISTING AUTHORITY,
TO PROCEED, IN FRANCE OR ABROAD, WITH THE ISSUE
OF DEBT SECURITIES (BONDS, SIMILAR SECURITIES)
FOR A MAXIMUM NOMINAL AMOUNT OF EUR 30,000,000,000.00;
AUTHORITY IS GIVEN FOR 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.6 AUTHORIZE THE BOARD OF DIRECTORS, IN REPLACEMENT Management For No
OF ANY EXISTING AUTHORITY, TO TRADE THE COMPANY S
SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW OF
ADJUSTING THEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 75.00,
MINIMUM SELLING PRICE: EUR 35.00, MAXIMUM NUMBER OF
SHARES TO BE TRADED: 10% OF THE SHARE CAPITAL;
AUTHORITY IS GIVEN FOR 18 MONTHS ; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management For No
LOUIS SCHWEITZER AS A DIRECTOR FOR 3 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management For No
LINDSAY OWEN-JONES AS A DIRECTOR FOR 3 YEARS
O.9 ACKNOWLEDGE THAT MR. M. DAVIDE PEAKE DOES NOT Management For No
ASK THE RENEWAL OF ITS TERM OF ASSOCIATION AS
DIRECTOR AND DECIDES NOT TO APPOINT A NEW DIRECTOR
O.10 APPROVE TO GRANT ALL POWERS TO THE BEARER OF Management For No
A COPY OR AN EXTRACT OF THE MINUTES OF THE PRESENT
IN ORDER TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS
WHICH ARE PRESCRIBED BY LAW
E.11 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management For No
DIRECTORS, IN REPLACEMENT OF ANY EXISTING AUTHORITY,
TO PROCEED, IN FRANCE OR ABROAD, WITH THE ISSUE OF
THE COMPANY SHARES AND OF SECURITIES OF ANY KIND
(THE PREFERENTIAL RIGHT IS MAINTAINED) FOR A MAXIMUM
NOMINAL AMOUNT OF EUR 1,000,000,000.00 (CAPITAL
INCREASES), EUR 10,000,000,000.00 (DEBT SECURITIES);
AUTHORITY IS GIVEN FOR 26 MONTHS ; AND APPROVE TO
DELEGATE ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
FORMALITIES NECESSARY TO CARRY OUT THE CAPITAL
INCREASE WHICH HAS BEEN ADOPTED
E.12 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management For No
DIRECTORS, IN REPLACEMENT OF ANY EXISTING AUTHORITY,
TO PROCEED, IN FRANCE OR ABROAD, WITH THE ISSUE OF
THE COMPANY SHARES AND OF SECURITIES OF ANY KIND
(PREFERENTIAL SUBSCRIPTION RIGHT: CANCELLED), FOR A
MAXIMUM NOMINAL AMOUNT OF: EUR 340,000,000.00
(CAPITAL INCREASE), EUR 8,000,000,000.00 (DEBT
SECURITIES); AUTHORITY IS GIVEN FOR 26 MONTHS ; AND
APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL FORMALITIES NECESSARY TO CARRY OUT
THE CAPITAL INCREASE WHICH HAS BEEN ADOPTED
E.13 APPROVE TO DELEGATE TO THE BOARD OF DIRECTORS Management For No
ALL POWERS, IN REPLACEMENT OF ANY EXISTING AUTHORITY,
IN ORDER TO INCREASE THE COMPANY SHARE CAPITAL ON
ITS SOLE DECISION BY A MAXIMUM NOMINAL AMOUNT OF EUR
1,000,000,000.00, BY WAY OF INCORPORATING ALL OR
PART OF THE RESERVES, PROFITS, EXISTING SHARE
PREMIUMS, TO BE CARRIED OUT BY THE DISTRIBUTION OF
FREE SHARES OR THE INCREASE OF THE PAR VALUE OF THE
EXISTING SHARES; AUTHORITY IS VALID FOR 26 MONTHS ;
AND APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL FORMALITIES NECESSARY TO CARRY OUT
THE CAPITAL INCREASE WHICH HAS BEEN ADOPTED
E.14 APPROVE THAT THE DELEGATIONS GRANTED TO THE BOARD Management For No
OF DIRECTORS TO REALIZE INCREASES OF THE COMPANY S
SHARE CAPITAL, ARE NOT MAINTAINED IN A PERIOD OF
TAKE-OVER OR EXCHANGE BID ON THE COMPANY S SHARES
(EXCEPT FOR THE TRANSACTIONS THE PRINCIPAL DECISION
OF WHICH WAS APPROVED BY THE BOARD OF DIRECTORS);
AUTHORITY IS VALID TILL THE COMPANY GENERAL MEETING
WHICH WILL HAVE TO DELIBERATE UPON THE ACCOUNTS OF
THE 2004 FY
E.15 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management For No
DIRECTORS TO PROCEED, IN FRANCE OR ABROAD, WITH
THE ISSUE OF SHARES RESERVED TO MEMBERS OF THE
ENTERPRISE SAVINGS PLAN FOR A MAXIMUM NOMINAL AMOUNT
OF EUR 20,000,000.00 STARTING THE PRESENT MEETING
(INSTEAD OF EUR 60,000,000.00 AS PREVIOUSLY SET BY
THE COMBINED GENERAL MEETING OF 14 MAY 2003,
RESOLUTION NO.16); AUTHORITY IS GIVEN FOR A PERIOD
OF 26 MONTHS
E.16 APPROVE TO GRANT ALL POWERS TO THE BOARD OF DIRECTORS, Management For No
IN REPLACEMENT OF ANY EXISTING AUTHORITY, TO
DECREASE THE SHARE CAPITAL BY CANCELING THE SHARES
HELD BY THE COMPANY IN CONNECTION WITH A STOCK
REPURCHASE PLAN, WITHIN A LIMIT OF 10% OF THE SHARE
CAPITAL OVER A 18 MONTHS PERIOD
E.17 AMEND ARTICLES 9, 10, 12, 13 AND 15 OF THE ARTICLES Management For No
OF ASSOCIATION
E.18 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For No
EXTRACT OF THE MINUTES OF THE PRESENT IN ORDER
TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS WHICH
ARE PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting Non-Vote No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Proposal
INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES:
1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON
COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO
THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST
COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY
TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL
CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO
THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR
GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT ADP. TRADES/VOTE INSTRUCTIONS: SINCE
FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE
INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED
(SELL) FOR EITHER THE FULL SECURITY POSITION OR A
PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN
SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES
ADP OF THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL
ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO
AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES
FOR SETTLEMENT OF THE SALE TRANSACTION. THIS
PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A
SETTLEMENT DATE PRIOR TO MEETING DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 8,000 8,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG DB Annual Meeting Date: 06/02/2004
Issuer: D18190 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For No
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For No
BOARD OF MANAGING DIRECTORS FOR THE 2003 FINANCIAL
YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For No
SUPERVISORY BOARD FOR THE 2003 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2004 FINANCIAL Management For No
YEAR
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For No
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION
ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Management For No
TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT
08 CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT Management For No
TO THE ARTICLES OF ASSOCIATION
09 CREATION OF NEW AUTHORIZED CAPITAL (WITH THE Management For No
POSSIBILITY TO EXCLUDE PRE-EMPTIVE RIGHTS PURSUANT
TO SECTION 186 (3) 4 STOCK CORPORATION ACT) AND
AMENDMENT OF THE ARTICLES OF ASSOCIATION
10 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES OR Management For No
BONDS WITH WARRANTS AND CONVERTIBLE BONDS AND
PARTICIPATORY NOTES, CONDITIONAL CAPITAL AND
AMENDMENT OF THE ARTICLES OF ASSOCIATION
2A COUNTERMOTION 1 Management For No
2B COUNTERMOTION 1 Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 898 35,000 35,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GM Annual Meeting Date: 06/02/2004
Issuer: 370442 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY SELECTION OF INDEPENDENT ACCOUNTANTS Management For No No
03 ELIMINATE AWARDING, REPRICING, OR RENEWING STOCK Shareholder Against No No
OPTIONS
04 ELIMINATE OPTIONS, SARS, AND SEVERANCE PAYMENTS Shareholder Against No No
05 REQUIRE AN INDEPENDENT CHAIRMAN SEPARATE FROM Shareholder Against No No
CHIEF EXECUTIVE OFFICER
06 APPOINT INDEPENDENT DIRECTORS TO KEY BOARD COMMITTEES Shareholder Against No No
07 REPORT ON GREENHOUSE GAS EMISSIONS Shareholder Against No No
08 APPROVE GOLDEN PARACHUTES Shareholder Against No No
09 REQUIRE SENIOR EXECUTIVES AND DIRECTORS TO RETAIN Shareholder Against No No
STOCK OBTAINED BY EXERCISING OPTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 14,239 14,239 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED IR Annual Meeting Date: 06/02/2004
Issuer: G4776G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ADOPTION OF AMENDED AND RESTATED INCENTIVE STOCK Management Against Yes No
PLAN OF 1998.
03 APPROVAL OF AMENDED AND RESTATED BYE-LAWS. Management For No No
04 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For No No
OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
05 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder Against No No
OF DIRECTORS.
06 SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY S Shareholder Against No No
JURISDICTION OF INCORPORATION.
07 SHAREHOLDER PROPOSAL TO REQUIRE THE SEPARATION Shareholder Against No No
OF THE CHIEF EXECUTIVE OFFICER AND THE CHAIR
OF THE BOARD.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 3,000 3,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. Annual Meeting Date: 06/02/2004
Issuer: 25459L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 STOCK PLAN Management For No No
03 APPROVAL OF THE EXECUTIVE OFFICER CASH BONUS Management For No No
PLAN
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 36,000 36,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK PBY Annual Meeting Date: 06/02/2004
Issuer: 713278 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS.
03 THE AMENDMENT OF OUR ANNUAL INCENTIVE BONUS PLAN. Management For No No
04 SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Yes No
RIGHTS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 3,000 3,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WHX CORPORATION WHX Annual Meeting Date: 06/02/2004
Issuer: 929248 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 300 26,200 26,200 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Special Meeting Date: 06/07/2004
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 15, 2003, BY AND AMONG
LOCKHEED MARTIN CORPORATION, LMC SUB ONE, INC. AND
THE TITAN CORPORATION, AS AMENDED, AND APPROVAL OF
THE MERGER CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 100,000 100,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2004
Issuer: 25179M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY S Management For No No
INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2004.
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 15,000 15,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTSON'S, INC. ABS Annual Meeting Date: 06/10/2004
Issuer: 013104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No No
03 APPROVAL OF THE ALBERTSON S, INC. 2004 EQUITY Management Against Yes No
AND PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against No No
FOR DIRECTOR ELECTIONS.
05 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against No No
VOTING.
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shareholder Against No No
AGREEMENTS.
07 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 25,000 25,000 05/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AVENTIS S.A. AVE Annual Meeting Date: 06/11/2004
Issuer: 053561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF THE 2003 PARENT-COMPANY FINANCIAL Management For No No
STATEMENTS
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For No No
2003
O3 APPROVAL OF THE APPROPRIATION OF EARNINGS AND Management For No No
APPROVAL OF A DIVIDEND OF EURO 0.82 FOR DISTRIBUTION
O4 APPROVAL OF REGULATED AGREEMENTS Management For No No
O5 APPROVAL OF THE INSTITUTION OF A SHARE REPURCHASE Shareholder For No No
PROGRAM
O6 APPROVAL OF THE APPOINTMENT OF MR. YVES NICOLAS Management For No No
32 RUE GUERSANT - 75017 PARIS, AS SUBSTITUTE AUDITOR
E7 APPROVAL TO AMEND ARTICLE 7 OF THE ARTICLES OF Management For No No
ASSOCIATION AND BY-LAWS
E8 APPROVAL TO AMEND ARTICLE 11 OF THE ARTICLES Management For No No
OF ASSOCIATION AND BY-LAWS-MANAGEMENT BOARD
E9 APPROVAL TO AMEND ARTICLE 13 OF THE ARTICLES Management For No No
OF ASSOCIATION AND BY-LAWS-SUPERVISORY BOARD
O10 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. JEAN-MARC BRUEL
O11 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. MARTIN FRUEHAUF
O12 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. SERGE KAMPF
O13 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. HUBERT MARKL
O14 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. GUNTER METZ
O15 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. DIDIER PINEAU-VALENCIENNE
O16 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MS. SEHAM RAZZOUQI
O17 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. MICHEL RENAULT
O18 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. HANS-JUERGEN SCHINZLER
O19 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. MARC VIENOT
O20 APPROVAL OF THE GRANTING OF POWER-OF-ATTORNEY Management For No No
FOR ALL FORMALITIES IN CONNECTION WITH THE ANNUAL
GENERAL MEETING
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 3,000 3,000 06/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGY EAST CORPORATION EAS Annual Meeting Date: 06/18/2004
Issuer: 29266M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management For No No
INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
03 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management Against Yes No
INCORPORATION TO ELIMINATE CUMULATIVE VOTING
IN THE ELECTION OF DIRECTORS.
04 TO APPROVE AN EXISTING EMPLOYEE STOCK PURCHASE Management For No No
PLAN.
05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 150,000 150,000 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPORE INTERNATIONAL, INC. BONZ Special Meeting Date: 06/18/2004
Issuer: 46062W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For No No
OF MERGER, DATED AS OF MARCH 7, 2004, BY AND
AMONG INTERPORE INTERNATIONAL, INC., A DELAWARE
CORPORATION, BIOMET, INC., AN INDIANA CORPORATION,
AND LAKER ACQUISITION CORP. I, A DELAWARE CORPORATION
AND A WHOLLY-OWNED SUBSIDIARY OF BIOMET.
02 ANY PROPOSAL PRESENTED BY INTERPORE S MANAGEMENT Management For No No
TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO
A LATER DATE, BUT IN NO EVENT LATER THAN OCTOBER 1,
2004, INCLUDING AN ADJOURNMENT OR POSTPONEMENT TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF APPROVAL AND ADOPTION
OF THE MERGER AGREEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 5,000 5,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BANCO POPULAR ESPANOL SA, MADRID OGM Meeting Date: 6/23/2004
Issuer: E19550156 ISIN: ES0113790234
SEDOL: 5900440, 5857836, 5960295
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL ACCOUNTS AND MANAGEMENT REPORT Management For No
OF BANCO POPULAR ESPANOL S.A. AND ITS CONSOLIDATED
GROUP AND DISTRIBUTE RESULTS AND PERFORMANCE OF THE
BOARD, ALL THE AFOREMENTIONED RELATED TO FY 2003
2. RE-ELECT AND RATIFY THE DIRECTORS Management For No
3. RE-ELECT THE AUDITORS Management For No
4. APPROVE TO MODIFY THE ARTICLES 14,15,16,18 AND Management For No
21 OF THE CORPORATE BY-LAWS
5. APPROVE THE REGULATION OF THE MEETING, AND THE Management For No
INFORMATION ABOUT THE RULES OFTHE BOARD OF DIRECTORS
6. AUTHORIZE THE BOARD TO ACQUIRE ITS OWN TREASURY Management For No
STOCK, WITHIN THE LEGAL REQUIREMENTS AND LIMITS, TO
REDEMP THEM AND REDUCE THE SHARE CAPITAL IN A
MAXIMUM AMOUNT OF 5%
7. APPROVE TO TRANSFER THE DISPOSABLE RESERVES TO Management For No
ANS SPECIAL FOND TO COVER THE EARLY RETIREMENTS
PLANS, IN ACCORDANCE TO RULES ESTABLISHED BY BANCO
DE ESPANA
8. AUTHORIZE THE BOARD TO FORMALIZE, INTERPRET, Management For No
RECTIFY AND EXECUTE THE AGREEMENTS ADOPTED
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 5,000 5,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 06/24/2004
Issuer: 398231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For No No
ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 2,500 2,500 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG Special Meeting Date: 06/25/2004
Issuer: 492386 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF SHARES OF KERR-MCGEE Management For No No
CORPORATION COMMON STOCK IN CONNECTION WITH THE
MERGER OF WESTPORT RESOURCES CORPORATION WITH AND
INTO KERR-MCGEE (NEVADA) LLC, A WHOLLY OWNED
SUBSIDIARY OF KERR-MCGEE CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 18,000 18,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM COMPANY Annual Meeting Date: 06/28/2004
Issuer: 780257 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
2A FINALIZATION OF THE BALANCE SHEET AS AT DECEMBER Management For No No
31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR
2003 AND THE NOTES TO THE BALANCE SHEET AND THE
PROFIT AND LOSS ACCOUNT.
2B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR Management For No No
2003.
2C DISCHARGE OF THE MANAGING DIRECTORS OF RESPONSIBILITY Management For No No
IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003.
2D DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD Management For No No
OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE
YEAR 2003.
03 APPOINTMENT OF MS. L.Z. COOK AS A MANAGING DIRECTOR Management For No No
OF THE COMPANY.*
04 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A MEMBER Management For No No
OF THE SUPERVISORY BOARD.*
05 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A MEMBER Management For No No
OF THE SUPERVISORY BOARD OWING TO RETIREMENT
BY ROTATION.*
06 REDUCTION OF THE ISSUED SHARE CAPITAL WITH A Shareholder For No No
VIEW TO CANCELLA TION OF THE SHARES ACQUIRED
BY THE COMPANY IN ITS OWN CAPITAL.
07 AUTHORIZATION OF THE BOARD OF MANAGEMENT, PURSUANT Management For No No
TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL CODE,
AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE
CAPITAL OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 804 98,000 98,000 06/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V. OFIX Annual Meeting Date: 06/29/2004
Issuer: N6748L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE ORTHOFIX INTERNATIONAL N.V. Management Against Yes No
2004 LONG-TERM INCENTIVE PLAN.
3A PROPOSAL TO APPROVE AMENDMENT TO ARTICLES OF Shareholder For No No
ASSOCIATION TO INCREASE THE MAXIMUM NUMBER OF
SHARES AVAILABLE FOR ISSUANCE.
3B PROPOSAL TO APPROVE AMENDMENT TO ARTICLES OF Management For No No
ASSOCIATION TO MAKE OTHER CHANGES.
04 PROPOSAL TO APPROVE THE BALANCE SHEET AND INCOME Management For No No
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER
31, 2003.
05 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No No
AS INDEPENDENT AUDITORS FOR ORTHOFIX AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
----------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 3,000 3,000 06/18/2004
WOODLAND SMALL CAP VALUE FUND
- ------------------------------------------------------------------------------------------------------------------------------------
THE SPORTS AUTHORITY, INC. TSA Special Meeting Date: 08/04/2003
Issuer: 849176 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF FEBRUARY 19, 2003, BY AND AMONG GART
SPORTS COMPANY, GOLD ACQUISITION CORP. AND THE
SPORTS AUTHORITY, INC. AND APPROVAL OF THE MERGER
OF GOLD ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY
OF GART, WITH AND INTO THE SPORTS AUTHORITY.
02 APPROVAL OF AN ADJOURNMENT OF THE MEETING, IF Management For No No
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR
OF THE ADOPTION OF THE MERGER AGREEMENT AND
APPROVAL OF THE MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 102 3,520 3,520 07/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CNS, INC. CNXS Annual Meeting Date: 08/27/2003
Issuer: 126136 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENT TO CNS, INC. 2000 STOCK Management Against Yes No
OPTION PLAN.
03 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 100 1,160 1,160 08/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/12/2003
Issuer: 24522P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE DEL MONTE FOODS COMPANY S ANNUAL INCENTIVE Management For No No
PLAN, AS AMENDED, TO COMPLY WITH SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS DEL Management For No No
MONTE FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING MAY 2, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 103 4,490 4,490 09/09/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SCHOLASTIC CORPORATION SCHL Annual Meeting Date: 09/23/2003
Issuer: 807066 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 105 1,110 1,110 09/22/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC. TXI Annual Meeting Date: 10/21/2003
Issuer: 882491 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 103 2,320 2,320 10/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PLATO LEARNING, INC. TUTR Special Meeting Date: 11/17/2003
Issuer: 72764Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVING THE ISSUANCE OF SHARES OF COMMON STOCK, Management For No No
PAR VALUE $0.01 PER SHARE, OF PLATO LEARNING,
INC. UNDER THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF SEPTEMBER 9, 2003, AMONG PLATO LEARNING,
INC., LSPN MERGER CORP., A WHOLLY-OWNED SUBSIDIARY
OF PLATO LEARNING, INC., AND LIGHTSPAN, INC.
PURSUANT TO WHICH, LSPN MERGER CORP. WILL MERGE
WITH AND INTO LIGHTSPAN, INC.
02 APPROVING THE AMENDMENT TO THE PLATO LEARNING, Management For No No
INC. 2002 STOCK PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 100 510 510 11/12/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET Special Meeting Date: 11/18/2003
Issuer: 367905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Management Abstain Yes No
COMMON STOCK UNDER THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF AUGUST 4, 2003, BY AND AMONG
THE COMPANY, GET MERGER SUB, INC. AND RESORTQUEST
INTERNATIONAL, INC.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management Abstain Yes No
LATER DATE, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
` FAVOR OF THE PROPOSAL TO APPROVE THE ISSUANCE OF
SHARES OF COMMON STOCK UNDER THE AGREEMENT AND
PLAN OF MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 106 3,100 3,100 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DANKA BUSINESS SYSTEMS PLC DANKY Annual Meeting Date: 12/12/2003
Issuer: 236277 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RE-ELECT JAIME W. ELLERTSON AS A DIRECTOR Management For No No
02 TO RE-ELECT J. ERNEST RIDDLE AS A DIRECTOR Management For No No
03 TO RE-ELECT JAMES L. SINGLETON AS A DIRECTOR Management For No No
04 TO APPOINT THE AUDITORS AND AUTHORIZE THE BOARD Management For No No
OF DIRECTORS TO FIX THEIR REMUNERATION
05 TO AUTHORIZE THE BOARD OF DIRECTORS TO ALLOT Management Against Yes No
SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT
OF 851,299 POUNDS
06 TO EMPOWER THE BOARD OF DIRECTORS TO ALLOT SECURITIES, Management Against Yes No
SUBJECT TO CERTAIN LIMITATIONS, WITHOUT PROVIDING
CERTAIN PRE-EMPTIVE RIGHTS
07 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For No No
FOR THE YEAR ENDED 31ST MARCH, 2003
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 109 3,760 3,760 12/04/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DELTA AND PINE LAND COMPANY DLP Annual Meeting Date: 01/15/2004
Issuer: 247357 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AUDITING FIRM OF KPMG, LLP. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 106 650 650 12/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY ACV Annual Meeting Date: 01/22/2004
Issuer: 013068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RE-APPROVAL OF THE COMPANY S MANAGEMENT INCENTIVE Management For No No
PLAN, AS AMENDED.
03 APPROVAL OF THE AMENDMENT TO ARTICLE 4 OF THE Management For No No
COMPANY S CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS THAT ARE NO LONGER APPLICABLE
AS A RESULT OF THE CONVERSION, ELIMINATE THE
150,000,000 AUTHORIZED SHARES OF CLASS A COMMON
STOCK AND CHANGE THE DESIGNATION OF THE CLASS B
COMMON STOCK TO COMMON STOCK.
04 APPROVAL OF THE AMENDMENT TO ARTICLE 4 OF THE Shareholder For No No
COMPANY S CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED CLASS B COMMON STOCK FROM
150,000,000 SHARES TO 300,000,000 SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 101 1,040 1,040 01/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
APOGENT TECHNOLOGIES INC. AOT Annual Meeting Date: 01/27/2004
Issuer: 03760A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 101 2,850 2,850 01/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFON CORPORATION GFF Annual Meeting Date: 02/05/2004
Issuer: 398433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 102 1,580 1,580 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IONICS, INCORPORATED ION Special Meeting Date: 02/11/2004
Issuer: 462218 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE ISSUANCE OF UP TO 4,905,660 SHARES Management For No No
OF IONICS COMMON STOCK IN CONNECTION WITH IONICS
PROPOSED ACQUISITION OF THE ECOLOCHEM COMPANIES.
02 TO APPROVE AN AMENDMENT TO IONICS ARTICLES OF Shareholder For No No
ORGANIZATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 55,000,000 TO
100,000,000.
03 TO APPROVE AN AMENDMENT TO THE IONICS 1997 STOCK Management For No No
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY 1,200,000
SHARES.
04 TO APPROVE AN AMENDMENT TO THE IONICS 1997 STOCK Management For No No
INCENTIVE PLAN TO AUTHORIZE GRANTS OF RESTRICTED
STOCK THEREUNDER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 108 1,420 1,420 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PLATO LEARNING, INC. TUTR Annual Meeting Date: 03/04/2004
Issuer: 72764Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING OCTOBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 100 2,400 2,400 02/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
H.B. FULLER COMPANY FUL Annual Meeting Date: 04/15/2004
Issuer: 359694 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For No No
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING NOVEMBER 27, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 106 1,140 1,140 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED CSL Consent Meeting Date: 04/20/2004
Issuer: 142339 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE COMPANY S AMENDED AND RESTATED EXECUTIVE Management For No No
INCENTIVE PROGRAM.
03 APPROVE THE COMPANY S SENIOR MANAGEMENT INCENTIVE Management For No No
COMPENSATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 100 830 830 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COLE NATIONAL CORPORATION CNJ Special Meeting Date: 04/20/2004
Issuer: 193290 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For No No
PLAN OF MERGER, DATED AS OF JANUARY 23, 2004,
BY AND AMONG LUXOTTICA GROUP S.P.A., COLORADO
ACQUISITION CORP. AND COLE NATIONAL CORPORATION.
02 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For No No
TO VOTE ON SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT OF THE
MEETING, INCLUDING THE APPROVAL OF ANY PROPOSAL TO
POSTPONE OR ADJOURN THE SPECIAL MEETING TO A LATER
DATE TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF
PROPOSAL 1 IN THE EVENT THAT THERE ARE NOT
SUFFICIENT VOTES FOR APPROVAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 103 2,540 2,540 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. CYT Annual Meeting Date: 04/22/2004
Issuer: 232820 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF KPMG LLP AS THE COMPANY S INDEPENDENT Management For No No
ACCOUNTANTS FOR 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 100 1,110 1,110 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JOHN H. HARLAND COMPANY JH Annual Meeting Date: 04/22/2004
Issuer: 412693 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 103 110 110 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS Annual Meeting Date: 04/22/2004
Issuer: 71343P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENT TO 2000 STOCK INCENTIVE Management For No No
PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No No
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 31). Shareholder Against No No
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 33). Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 200 1,760 1,760 04/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BRUNSWICK CORPORATION BC Annual Meeting Date: 04/28/2004
Issuer: 117043 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For No No
OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 109 2,270 2,270 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TBC CORPORATION TBCC Annual Meeting Date: 04/28/2004
Issuer: 872180 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE TBC CORPORATION 2004 INCENTIVE Management For No No
PLAN
03 IN THEIR DISCRETION, THE ATTORNEYS AND PROXIES Management For No No
ARE AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS
AS MAY PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 104 1,260 1,260 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION TCB Annual Meeting Date: 04/28/2004
Issuer: 872275 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RE-APPROVAL OF THE TCF PERFORMANCE-BASED COMPENSATION Management For No No
POLICY FOR COVERED EXECUTIVE OFFICERS.
03 RENEWAL OF THE TCF INCENTIVE STOCK PROGRAM FOR Management For No No
AN ADDITIONAL TEN YEARS.
04 RE-APPROVAL OF THE PERFORMANCE-BASED GOALS AND Management For No No
LIMITS OF THE TCF INCENTIVE STOCK PROGRAM.
05 ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP Management For No No
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 102 1,560 1,560 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HLDGS, AXL Annual Meeting Date: 04/29/2004
Issuer: 024061 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AN AMENDMENT TO THE 1999 AMERICAN Management Against Yes No
AXLE & MANUFACTURING HOLDINGS, INC. STOCK INCENTIVE
PLAN (1999 PLAN) TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FOR ISSUANCE
FROM 8,500,000 TO 13,500,000.
03 RE APPROVAL OF THE PERFORMANCE CRITERIA STATED Management For No No
IN THE 1999 PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 103 720 720 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC. Annual Meeting Date: 04/29/2004
Issuer: 481130 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE ARTICLES Management For No No
OF INCORPORATION TO ALLOW TRANSFERS OF CLASS B
COMMON STOCK DIRECTLY TO CERTAIN CHARITIES.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE ARTICLES Management For No No
OF INCORPORATION TO PROVIDE FOR AUTOMATIC
CONVERSION OF CLASS B COMMON STOCK HELD BY OR
TRANSFERRED TO CERTAIN CHARITIES INTO CLASS A
COMMON STOCK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 102 900 900 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PENTAIR, INC. PNR Annual Meeting Date: 04/30/2004
Issuer: 709631 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE COMPENSATION PLAN FOR NON-EMPLOYEE Management For No No
DIRECTORS.
03 APPROVAL OF THE OMNIBUS STOCK INCENTIVE PLAN. Management Against Yes No
04 APPROVAL OF THE EMPLOYEE STOCK PURCHASE AND BONUS Management For No No
PLAN.
05 APPROVAL OF THE INTERNATIONAL STOCK PURCHASE Management For No No
AND BONUS PLAN.
06 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 105 1,670 1,670 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HON INDUSTRIES INC. HNI Annual Meeting Date: 05/04/2004
Issuer: 438092 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 CHANGE THE CORPORATION S NAME TO HNI CORPORATION Management For No No
BY AMENDING SECTION 1.01 OF THE CORPORATION S
ARTICLES OF INCORPORATION.
03 UPDATE ANTI-TAKEOVER PROVISIONS OF THE CORPORATION Management For No No
S ARTICLES OF INCORPORATION TO BE MORE CONSISTENT
WITH CURRENT IOWA LAW.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 108 1,450 1,450 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP. AIN Annual Meeting Date: 05/06/2004
Issuer: 012348 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No No
B APPROVAL OF DIRECTORS ANNUAL RETAINER PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 108 1,500 1,500 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. CHD Annual Meeting Date: 05/06/2004
Issuer: 171340 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No No
AS INDEPENDENT AUDITORS OF THE COMPANY S 2004
FINANCIAL STATEMENTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 102 780 780 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IONICS, INCORPORATED ION Annual Meeting Date: 05/06/2004
Issuer: 462218 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS FOR FISCAL YEAR ENDING DECEMBER
31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 108 1,370 1,370 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY TNC Annual Meeting Date: 05/06/2004
Issuer: 880345 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For No No
INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 103 1,820 1,820 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BRINK'S COMPANY Annual Meeting Date: 05/07/2004
Issuer: 109696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS. Management For No No
03 APPROVAL OF AMENDMENT AND RESTATEMENT OF THE Management For No No
BRINK S COMPANY S 1994 EMPLOYEE STOCK PURCHASE
PLAN.
04 APPROVAL OF AMENDMENT OF THE BRINK S COMPANY Management For No No
S DIRECTORS STOCK ACCUMULATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 104 2,660 2,660 05/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET Annual Meeting Date: 05/07/2004
Issuer: 367905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 106 2,780 2,780 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLETE, INC. ALE Annual Meeting Date: 05/11/2004
Issuer: 018522 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 102 2,660 2,660 05/07/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION JAH Annual Meeting Date: 05/11/2004
Issuer: 471109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS JARDEN CORPORATION S INDEPENDENT AUDITORS
FOR 2004.
03 IN THEIR DISCRETION, THE NAMED PROXIES MAY VOTE Management For No No
ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE
THE ANNUAL MEETING, OR ANY ADJOURNMENTS OR POSTPONEMENTS
THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 108 900 900 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS LH Annual Meeting Date: 05/12/2004
Issuer: 50540R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE AMENDMENTS TO THE 1997 EMPLOYEE Management For No No
STOCK PURCHASE PLAN (THE ESPP AMENDMENT )
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS
INDEPENDENT ACCOUNTANTS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 409 1,520 1,520 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERGRAPH CORPORATION INGR Annual Meeting Date: 05/13/2004
Issuer: 458683 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO CONSIDER AND APPROVE THE INTERGRAPH Management Against Yes No
CORPORATION 2004 EQUITY INCENTIVE PLAN.
03 PROPOSAL TO CONSIDER AND APPROVE THE AMENDED Management For No No
AND RESTATED INTERGRAPH CORPORATION 1997 STOCK
OPTION PLAN.
04 PROPOSAL TO CONSIDER AND APPROVE THE SECOND AMENDED Management For No No
AND RESTATED INTERGRAPH CORPORATION 2002 STOCK
OPTION PLAN.
05 PROPOSAL TO CONSIDER AND APPROVE THE AMENDED Management For No No
AND RESTATED INTERGRAPH CORPORATION NONEMPLOYEE
DIRECTOR STOCK OPTION PLAN.
06 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No No
YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 109 2,822 2,822 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. ODP Annual Meeting Date: 05/14/2004
Issuer: 676220 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT OF COMPANY S LONG-TERM EQUITY INCENTIVE Management Against Yes No
PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE UNDER THE PLAN BY 15,000,000 SHARES.
03 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 106 2,780 2,780 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WILSON GREATBATCH TECHNOLOGIES, INC. GB Annual Meeting Date: 05/25/2004
Issuer: 972232 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 102 1,090 1,090 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CYTYC CORPORATION CYTC Annual Meeting Date: 05/26/2004
Issuer: 232946 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE COMPANY S 2004 OMNIBUS STOCK PLAN, Management Against Yes No
WHICH PROVIDES FOR THE ISSUANCE OF UP TO 12,250,000
SHARES OF THE COMPANY S COMMON STOCK IN THE FORM
OF STOCK OPTION AND OTHER STOCK AWARDS.
03 TO APPROVE THE COMPANY S 2004 EMPLOYEE STOCK Management For No No
PURCHASE PLAN, WHICH PROVIDES FOR THE ISSUANCE OF
UP TO 2,000,000 SHARES OF THE COMPANY S COMMON
STOCK TO PARTICIPATING EMPLOYEES.
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For No No
LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS,
AS AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 103 1,130 1,130 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOWNE & CO., INC. BNE Annual Meeting Date: 05/27/2004
Issuer: 103043 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE APPOINTMENT OF KPMG LLP AS AUDITORS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 105 3,540 3,540 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CONCORDE CAREER COLLEGES, INC. CCDC Annual Meeting Date: 05/27/2004
Issuer: 20651H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF BKD LLP AS Management For No No
THE INDEPENDENT PUBLIC ACCOUNTANTS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 201 1,380 1,380 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STELLENT, INC. STEL Special Meeting Date: 05/28/2004
Issuer: 85856W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF SHARES OF STELLENT Management For No No
COMMON STOCK IN THE MERGER OF OPTIKA INC. INTO
STEL SUB, INC., AS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
02 APPROVAL OF ANY PROPOSAL THAT MAY PROPERLY COME Management For No No
BEFORE THE SPECIAL MEETING TO ADJOURN OR POSTPONE
THE SPECIAL MEETING TO ANOTHER TIME OR PLACE FOR
THE PURPOSE OF SOLICITING ADDITIONAL PROXIES TO
APPROVE THE SHARE ISSUANCE PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 105 5,300 5,300 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE SPORTS AUTHORITY, INC. Annual Meeting Date: 06/04/2004
Issuer: 84917U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS OF THE SPORTS AUTHORITY,
INC. FOR THE FISCAL YEAR ENDING JANUARY 29, 2005.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 109 1,452 1,452 06/01/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRIARC COMPANIES, INC. TRY Annual Meeting Date: 06/09/2004
Issuer: 895927 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For No No
S CERTIFICATE OF INCORPORATION AS DESCRIBED IN
THE PROXY STATEMENT
03 PROPOSAL TO RE-APPROVE THE PERFORMANCE GOAL BONUS Management For No No
AWARDS PORTION OF THE COMPANY S 1999 EXECUTIVE
BONUS PLAN AS DESCRIBED IN THE PROXY STATEMENT
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS THE COMPANY S INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 309 5,580 5,580 05/27/2004
GABELLI WOODLAND SMALL CAP VALUE 997G020 101 2,630 2,630 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEIGHBORCARE INC. NCRX Annual Meeting Date: 06/15/2004
Issuer: 64015Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes No
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS NEIGHBORCARE Management For No No
S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 104 1,160 1,160 06/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INSURANCE AUTO AUCTIONS, INC. IAAI Annual Meeting Date: 06/16/2004
Issuer: 457875 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For No No
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 100,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For No No
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 26, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 102 4,020 4,020 06/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC. APOG Annual Meeting Date: 06/22/2004
Issuer: 037598 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 109 5,940 5,940 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VALUEVISION MEDIA, INC. VVTV Annual Meeting Date: 06/22/2004
Issuer: 92047K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY VALUEVISION MEDIA, INC. 2004 Management Against Yes No
OMNIBUS STOCK PLAN.
03 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 107 3,060 3,060 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MATERIAL SCIENCES CORPORATION MSC Annual Meeting Date: 06/24/2004
Issuer: 576674 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AUTHORIZE PROXIES TO VOTE UPON SUCH OTHER BUSINESS Management For No No
AS MAY PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI WOODLAND SMALL CAP VALUE 997G020 105 3,100 3,100 06/11/2004
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Gabelli Equity Series Funds, Inc.
---------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
-------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
(Principal Executive Officer)
Date August 18, 2004
---------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.