UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-07896
Gabelli Global Series Funds, Inc.
---------------------------------------------------------------
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, NY 10580-1422
------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
-------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
--------------------------
Date of fiscal year end: December 31
--------------
Date of reporting period: July 1, 2003 - June 30, 2004
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2003 TO JUNE 30, 2004
GABELLI GLOBAL CONVERTIBLE SECURITIES
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL EGM Meeting Date: 08/11/2003
Issuer: F97982AB2 ISIN: FR0000485666 BLOCKING
SEDOL: 7042715, 7070211
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. AMEND CONDITIONS 6 (A), 6 (B) (I) AND 6 (C) OF Management For No
THE TERMS AND CONDITIONS OF THE BONDS CONTAINED
IN THE OFFERING CIRCULAR DATED 27 FEB 2001
2. AUTHORIZE THE ISSUER AND/OR THE FISCAL AGENT Management For No
TO CARRY OUT ALL MEASURES INCIDENTAL TO SUCH
CHANGES TO THE CONDITIONS INCLUDING THE CONTINUED
LISTING OF THE BONDS ON THE LUXEMBOURG STOCK
EXCHANGE AND ALL OTHER NECESSARY FORMALITIES
3. DESIGNATE THE PLACE WHERE THE MINUTES AND OTHER Management For No
DOCUMENTS CONCERNING THE GENERAL MEETING WILL
BE KEPT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL CONVERTIBLE FUND G012 177,905 177,905 08/04/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/23/2004
Issuer: 171871 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL CONVERTIBLE SECURITIES FUND 997G012 403 10,000 10,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MERIDIAN GOLD INC. MDG Special Meeting Date: 05/11/2004
Issuer: 589975 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ELECTION OF THE NOMINEES PROPOSED BY MANAGEMENT Management For No No
AS DIRECTORS OF THE CORPORATION.
02 THE APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Management For No No
CORPORATION AND TO AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THEIR REMUNERATION.
03 THE CONFIRMATION OF THE AMENDMENT OF BY-LAW NO. Management For No No
1 OF THE CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL CONVERTIBLE SECURITIES FUND 997G012 101 11,500 11,500 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO Annual Meeting Date: 05/19/2004
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 APPROVAL TO ADOPT THE CTE NON-MANAGEMENT DIRECTORS Management For No No
STOCK COMPENSATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL CONVERTIBLE SECURITIES FUND 997G012 105 5,000 5,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SATO CORP, TOKYO AGM Meeting Date: 06/22/2004
Issuer: J69682102 ISIN: JP3321400008
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 13, FINAL JY 14, SPECIAL
JY 1
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
3.10 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR STATUTORY AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF IRELAND (THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND) AGM Meeting Date: 07/09/2003
Issuer: G49374146 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE REPORT OF THE DIRECTORS AND THE ACCOUNTS Management For No
FOR THE YE 31 MAR 2003
2. DECLARE A DIVIDEND Management For No
3.a RE-ELECT MR. ROY BAILIE AS A DIRECTOR Management For No
3.b RE-ELECT MR. LAURENCE G. CROWLEY AS A DIRECTOR Management For No
3.c RE-ELECT MR. DONAL GEANEY AS A DIRECTOR Management For No
3.d RE-ELECT MR. DENIS O BRIEN AS A DIRECTOR Management For No
3.e RE-ELECT MR. JOHN O DONOVAN AS A DIRECTOR Management For No
4. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For No
OF THE AUDITORS
S.5 A)AUTHORIZE THE BANK AND/OR ANY SUBSIDIARY (AS SUCH Management For No
EXPRESSION IS DEFINED BY S ECTION 155 OF THE COMPANIES
ACT, 1963) OF THE BANK TO MAKE MARKET PURCHASES ( AS
DEFINED BY SECTION 212 OF THE COMPANIES ACT, 1990) OF
UNITS OF ORDINARY STO CK OF THE BANK HAVING A NOMINAL
VALUE OF EUR 0.64 EACH ON SUCH TERMS AND CON DITIONS AND
IN SUCH MANNER AS THE DIRECTORS OR, AS THE CASE MAY BE,
THE DIRECT ORS OF SUCH SUBSIDIARY, MAY FROM TIME TO TIME
DETERMINE BUT SUBJECT, HOWEVER, TO THE PROVISIONS OF THE
1990 ACT AND TO THE FOLLOWING RESTRICTIONS AND PROVI
SIONS: (I) THE MAXIMUM NUMBER OF UNITS OF ORDINARY
SHARES AUTHORIZED TO BE ACQ UIRED PURSUANT TO THE TERMS
OF THIS RESOLUTION SHALL NOT EXCEED 98,493,220 UNI TS;
(II) THE MINIMUM AND MAXIMUM PRICES WHICH MAY BE PAID
FOR ANY SUCH UNITS O F ORDINARY STOCK SHALL BE
DETERMINED IN ACCORDANCE WITH BYE-LAW 39 OF THE BYE- LAW
OF THE BANK; (B) AUTHORIZE THE BANK AND/OR ANY
SUBSIDIARY (AS SUCH EXPRESS ION IS DEFINED BY SECTION
155 OF THE COMPANIES ACT, 1963) OF THE BANK TO MAKE
MARKET PURCHASES (AS DEFINED BY SECTION 212 OF THE
COMPANIES ACT, 1990 ACT) O F UNITS OF NON-CUMULATIVE
PREFERENCE STOCK OF STERLING GBP 1 EACH OF THE BANK BUT
SUBJECT, HOWEVER, TO THE PROVISIONS OF THE 1990 ACT AND
TO THE FOLLOWING R ESTRICTIONS AND PROVISIONS PROVIDED
THAT THE NOMINAL VALUE OF THE UNITS OF OR DINARY STOCK
STERLING PREFERENCE STOCK AND EURO PREFERENCE STOCK
ACQUIRED PURS UANT TO THE TERMS OF THIS RESOLUTION SHALL
NOT EXCEED 10% OF THE NOMINAL VALU E OF THE ISSUED
CAPITAL STOCK OF THE BANK: (I) THE MAXIMUM NUMBER OF
UNITS OF STERLING PREFERENCE AUTHORIZED TO BE ACQUIRED
PURSUANT TO THE TERMS OF THIS RE SOLUTION SHALL NOT
EXCEED 1,876,090 UNITS; (II) THE MINIMUM AND MAXIMUM
PRICES WHICH MAY BE PAID FOR ANY SUCH UNITS OF STERLING
PREFERENCE STOCK SHALL BE DETERMINED IN ACCORDANCE WITH
BYE-LAW 39 OF THE BYE-LAW OF THE BANK; (III) THE MAXIMUM
NUMBER OF UNITS OF EURO PREFERENCE STOCK AUTHORIZED TO
BE ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION
SHALL NOT EXCEED 3,026,598 UNITS; (IV ) THE MINIMUM AND
MAXIMUM PRICES WHICH MAY BE PAID FOR ANY SUCH UNITS OF
EUR O PREFERENCE STOCK SHALL BE DETERMINED IN ACCORDANCE
WITH BYE-LAW 39 OF THE BY E-LAWS OF THE BANK PROVIDED
THAT THE NOMINAL VALUE OF THE UNITS OF ORDINARY ST OCK
STERLING PREFERENCE STOCK AND EURO PREFERENCE STOCK
ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL
NOT EXCEED 10% OF THE NOMINAL VALUE OF THE ISSUED
CAPITAL STOCK OF THE BANK AT ANY TIME; (AUTHORITY
EXPIRES THE EARLIER OF 9 JAN 2004 OR THE NEXT AGM)
S.6 APPROVE THAT, FOR THE PURPOSES OF SECTION 209 OF THE Management For No
COMPANIES ACT, 1990 THE RE-ISSUE PRICE RANGE AT WHICH
ANY UNITS OF TREASURY STOCK OF THE TIME BEING HE LD BY
THE BANK IN ACCORDANCE WITH SECTION 209 OF THE 1990 ACT
MAY BE RE-ISSUED OFF-MARKET IN ACCORDANCE WITH BYE-LAW
40 OF THE BYE-LAW OF THE BANK
S.7 AUTHORIZE THE DIRECTORS TO ISSUE, ALLOT, GRANT OPTIONS OVER Management For No
OR OTHERWISE DISPO SE OF ORDINARY STOCK OF THE BANK FOR
CASH ON A NON-PRE-EMPTIVE BASIS OR TO AGR EE TO DO ANY
OF THE FOREGOING ACTS PROVIDED THAT THE POWER CONFERRED
BY THIS RESOLUTION SHALL; (I) BE LIMITED TO THE ISSUE,
ALLOTMENT, GRANT OF OPTIONS OVE R OR OTHER DISPOSAL OF,
ORDINARY STOCK OF A NOMINAL AMOUNT OF EUR 31.84 MILLION
AND (II) EXPIRE ON 9 OCT 2003 OR ON THE DATE OF THE
ANNUAL GENERAL COUR T OF THE BANK IN 2003, WHICHEVER IS
THE EARLIER; AND PROVIDED FURTHER THAT ANY ORDINARY
STOCK WHICH MAY BE ISSUED PURSUANT TO ANY EMPLOYEE STOCK
ISSUE OR ST OCK OPTION SCHEME APPROVED BY A GENERAL
COURT SHALL BE DISREGARDED FOR THE PUR POSE OF BOTH THE
MAXIMUM LIMIT AND THE EXPIRY DATE SET OUT ABOVE
S.8 AUTHORIZE THE DIRECTORS, TO ISSUE, ALLOT, GRANT OPTIONS OVER Management For No
OR OTHERWISE DISP OSE OF ORDINARY STOCK OF THE BANK FOR
CASH ON A NON-PRE-EMPTIVE BASIS OR TO AG REE TO DO ANY
OF THE FOREGOING ACTS PROVIDED THAT THE POWER CONFERRED
BY THIS RESOLUTION SHALL: (I) BE LIMITED TO THE ISSUE,
ALLOTMENT, GRANT OF OPTIONS OVE R OR OTHER DISPOSAL OF
ORDINARY STOCK OF A NOMINAL AMOUNT, AT THE DATE OF THE
PASSING OF THIS RESOLUTION, OF THE LESSER OF 15% OF THE
ISSUED ORDINARY STO CK OR THE AUTHORIZED BUT UNISSUED
ORDINARY STOCK IN THE CAPITAL OF THE BANK, A ND (II)
EXPIRE ON 8 OCT 2004 OR ON THE DATE OF THE ANNUAL
GENERAL COURT OF TH E BANK IN 2004, WHICHEVER IS THE
EARLIER; AND PROVIDED FURTHER THAT ANY ORDINA RY STOCK
WHICH MAY BE ISSUED PURSUANT TO ANY EMPLOYEE STOCK ISSUE
OR STOCK OPT ION SCHEME APPROVED BY A GENERAL COURT
SHALL BE DISREGARDED FOR THE PURPOSES O F BOTH THE
MAXIMUM LIMIT AND THE EXPIRY DATE SET OUT ABOVE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 000 29,039 29,039 06/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. STZ Annual Meeting Date: 07/15/2003
Issuer: 21036P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP, CERTIFIED Management For No No
PUBLIC ACCOUNTANTS, AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING FEBRUARY 29, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 108 980 980 07/14/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC AGM Meeting Date: 07/16/2003
Issuer: G16612106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS Management For No
AND THE AUDITORS FOR THE YE 31 MAR 2003
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YE Management For No
31 MAR 2003
3. APPROVE TO PAY A FINAL DIVIDEND OF 4.25 PENCE PER Management For No
SHARE PAYABLE ON 08 SEP 2003 TO THE HOLDERS
OF ORDINARY SHARES AS ON 08 AUG 2003
4. RE-ELECT SIR ANTHONY GREENER AS A DIRECTOR Management For No
5. RE-ELECT MR. LOUIS MUGHES AS A DIRECTOR Management For No
6. RE-ELECT MR. MAARTEN VAN DEN BERGH AS A DIRECTOR Management For No
7. ELECT MR. CLAYTON BRENDISH AS A DIRECTOR Management For No
8. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF Management For No
THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH THE ACCOUNTS ARE LAID AND AUT HORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION
9. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS BY ARTICLE 74 OF THE COMPANY S ARTICLES OF
ASSOCIATION AND FOR SUCH PERIOD SECTION 80 AMOUNT SHALL
BE GBP 143 MILLION 33% OF THE ISSUED SHARE CAPITAL OF
THE COMPANY ; AUTHORI TY EXPIRES ON 15 OCT 2004
S.10 APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS BY ARTICLES 74 OF TH E COMPANY S ARTICLES OF
ASSOCIATION TO ALLOT SHARES AND FOR SUCH PERIOD THE SE
CTION 89 AMOUNT SHALL BE GBP 21 MILLION 5% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY ; AUTHORITY EXPIRES ON 15
OCT 2004
S.11 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For No
SECTION 163(3) OF THE COMPANIE S ACT 1985 OF UP TO 867
MILLION SHARES OF 5P EACH IN THE CAPITAL OF THE COMPA
NY, AT A MINIMUM PRICE OF 5P AND UP TO 105% OF THE
AVERAGE MIDDLE MARKET QUOTA TIONS FOR SUCH SHARES
DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LI
ST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE C ONCLUSION OF THE NEXT AGM OF THE
COMPANY IN 2004 OR 15 OCT 2004 ; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
12. AUTHORIZE THE BRITISH TELECOMMUNICATIONS PLC, Management For No
WHOLLY-OWNED SUBSIDIARY OF THE COMPANY TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS, NOT EXCEEDING GBP 10
0,000; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT
AGM IN 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 000 150,000 150,000 07/14/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. CHTR Annual Meeting Date: 07/23/2003
Issuer: 16117M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT TO THE COMPANY S 2001 STOCK INCENTIVE Management Against Yes No
PLAN TO INCREASE BY 30,000,000 SHARES THE NUMBER
OF SHARES OF CLASS A COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN
03 AMENDMENTS TO THE 1999 OPTION PLAN AND THE 2001 Management Against Yes No
STOCK INCENTIVE PLAN TO AUTHORIZE THE REPRICING
OF OUTSTANDING STOCK OPTIONS
04 RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC Management For No No
ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 107 150,000 150,000 07/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION THC Annual Meeting Date: 07/23/2003
Issuer: 88033G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No No
ARTICLES OF INCORPORATION TO PROVIDE FOR THE
ANNUAL ELECTION OF DIRECTORS.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2003.
04 SHAREHOLDER PROPOSAL REGARDING INDEPENDENCE OF Shareholder Against No No
THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 10,000 10,000 07/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BOOTS GROUP PLC AGM Meeting Date: 07/24/2003
Issuer: G12517101 ISIN: GB0032310780
SEDOL: 3231078
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTORS REPORT AND THE ANNUAL Management For No
ACCOUNTS AND THE AUDITORS REPORT THEREON
2. DECLARE A FINAL DIVIDEND Management For No
3. RE-APPOINT MR. P. BATEMAN AS A DIRECTOR Management For No
4. RE-APPOINT MR. J. BENNINK AS A DIRECTOR Management For No
5. RE-APPOINT MR. H. DODD AS A DIRECTOR Management For No
6. RE-APPOINT MR. J.B. MCGRATH AS A DIRECTOR Management For No
7. RE-APPOINT MR. H. PLOIX AS A DIRECTOR Management For No
8. RE-APPOINT MR. M.P. READ AS A DIRECTOR Management For No
9. RE-APPOINT SIR NIGEL RUDD AS A DIRECTOR Management For No
10. RE-APPOINT MR. A.P. SMITH AS A DIRECTOR Management For No
11. APPROVE THE DIRECTORS REMUNERATION REPORT Management For No
12. RE-APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS Management For No
TO FIX THE REMUNERATION OF THE AUDITORS
13. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR ANY Management For No
EXISTING AUTHORITY AND FOR TH E PURPOSE OF SECTION 80 OF
THE COMPANIES ACT 1985, TO ALLOT RELEVANT SECURITIE S UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 67.8 MILLION;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM OF THE
COMPANY NEXT YEAR ; AND AUTHORIZE THE DIRECT ORS TO
ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUAN CE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
S.14 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION 95 OF THE Management For No
COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES SECTION
94 (2) FOR CASH PURSUANT TO THE AUTHORITY CO NFERRED BY
RESOLUTION 13, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTIO N 89(1) , PROVIDED THAT THIS POWER IS
LIMITED TO THE ALLOTMENT OF EQUITY SECUR ITIES A) IN
CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER
OFFERS IN FAVO R OF ORDINARY SHAREHOLDERS; AND B) UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP 10 .17 MILLION;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF
THE COMPA NY ; AND, AUTHORIZE THE DIRECTORS TO ALLOT
EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN
PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO
SUC H EXPIRY
S.15 AUTHORIZE THE COMPANY, PURSUANT TO THE AUTHORITIES Management For No
CONTAINED IN THE ARTICLES O F ASSOCIATION OF THE
COMPANY, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE
COMPANIES ACT 1985 OF UP TO 81,300,000 ORDINARY SHARES
OF MORE THAN 5% ABOVE THE AVERAGE MARKET VALUE FOR SUCH
SHARES DERIVED FROM THE LONDON STOCK EXCHAN GE DAILY
OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY ; THE COMPANY, BEFORE THE EXP IRY, MAY MAKE
A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXEC UTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
16. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART XA Management For No
OF THE COMPANIES ACT 1985, TO ALLOT UP TO A MAXIMUM
AGGREGATE SUM OF GBP 100,000
17. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART XA Management For No
OF THE COMPANIES ACT 1985, TO ALLOT UP TO A MAXIMUM
AGGREGATE SUM OF GBP 400,000
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 15,554 15,554 07/17/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CABLE & WIRELESS PLC AGM Meeting Date: 07/25/2003
Issuer: G17416127 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE GROUP ACCOUNTS FOR THE FYE 31 MAR 2003 AND Management For No
THE REPORTS OF THE DIRE CTORS AND THE AUDITORS THEREON
2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 MAR 2003 Management For No
AS CONTAINED WITHIN THE REPORT AND ACCOUNTS
3. ELECT MR. R.D. LAPTHORNE AS A DIRECTOR Management For No
4. ELECT MR. F. CAIO AS A DIRECTOR Management For No
5. ELECT MR. K. LOOSEMORE AS A DIRECTOR Management For No
6. ELECT MR. R.O. ROWLEY AS A DIRECTOR Management For No
7. ELECT MR. W.A. RICE AS A DIRECTOR Management For No
8. ELECT MR. B.P. GRAY AS A DIRECTOR Management For No
9. ELECT MR. G.E. HOWE AS A DIRECTOR Management For No
10. ELECT MR. K.B. RORSTED AS A DIRECTOR Management For No
11. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS Management For No
12. AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION Management For No
13. APPROVE THE CABLE & WIRELESS EMPLOYEE SAVINGS RELATED Management For No
SHARE OPTION SCHEME AND AUTHORIZE THE DIRECTORS TO DO
ALL ACTS AND THINGS NECESSARY OR EXPEDIENT TO OP ERATE
UK SHARESAVE INCLUDING WITHOUT LIMITATION TO MAKE SUCH
ALTERATIONS AND M ODIFICATIONS AS THEY CONSIDER MAY BE
NECESSARY OR DESIRABLE TO OBTAIN THE APPR OVAL OF THE
INLAND REVENUE TO UK SHARESAVE AND THE APPROVAL OF THE
IRISH REVEN UE COMMISSIONERS TO UK SHARESAVE BY SCHEDULE 1
14. APPROVE THE CABLE & WIRELESS SAVINGS RELATED SHARE Management For No
OPTION SCHEME AND AUTHORIZE THE DIRECTORS TO DO ALL ACTS
AND THINGS NECESSARY OR EXPEDIENT TO OPERATE GLO BAL
SHARESAVE
15. APPROVE TO CHANGE THE DEFINITION OF MARKET VALUE IN Management For No
THE RULES OF THE CABLE & W IRELESS SHARE PURCHASE PLAN
IN RELATION TO AN AWARD WHERE ALL THE SHARES HAVE THE
SAME ACQUISITION DATE OF DATE OF APPROPRIATION, THE
MARKET VALUE ON THE A CQUISITION DATE OR DATE OF
APPROPRIATION FOR EACH OF THE SHARES SHALL BE THE A
VERAGE PURCHASE PRICE PAID FOR ALL SUCH SHARES PURCHASED
ON THE STOCK EXCHANGE ON THE ACQUISITION DATE OR DATE OF
APPROPRIATION, PROVIDED THAT, IN ALL OTHER CASES, THE
MARKET VALUE OF A SHARE ON ANY DAY SHALL BE THE MIDDLE
MARKET QUOT ATION OF THAT SHARES AS DERIVED FROM THE
DAILY OFFICIAL LIST OF THE STOCK EXCH ANGE FOR THAT DAY
16. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART XA OF Management For No
THE COMPANIES ACT 1985, TO MAKE DONATIONS TO EU
POLITICAL ORGANIZATION AND TO INCUR EU POLITICAL EXPEN
DITURE UP TO A MAXIMUM AGGREGATE AMOUNT OF GBP 200,000;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM IN 2004
S.17 APPROVE TO CANCEL, SUBJECT TO THE CONFIRMATION OF THE Management For No
COURT, THE AMOUNT STANDI NG TO THE CREDIT OF THE SHARE
PREMIUM ACCOUNT OF THE COMPANY AT THE DATE OF TH E AGM
18. APPROVE, IN REVOCATION OF PREVIOUS AUTHORITIES UNDER Management For No
SECTION 95 OF THE COMPANI ES ACT 1985, TO APPLY THE
AUTHORITY AND POWER CONFERRED UPON THE DIRECTORS IN
RELATION TO THE SECTION 80 AMOUNT BY ARTICLE 10 OF THE
COMPANY S ARTICLES OF A SSOCIATION UNTIL THE FIFTH
ANNIVERSARY OF THE PASSING OF THIS RESOLUTION, AND FOR
THAT PERIOD THE SECTION 80 AMOUNT SHALL BE GBP
198,593,791.25
S.19 APPROVE, IN REVOCATION OF PREVIOUS AUTHORITIES UNDER Management For No
SECTION 95 OF THE COMPANI ES ACT 1985, TO APPLY THE
AUTHORITY AND POWER CONFERRED UPON THE DIRECTORS IN
RELATION TO THE SECTION 89 AMOUNT BY ARTICLE 10 OF THE
COMPANY S ARTICLES OF A SSOCIATION UNTIL THE FIFTH
ANNIVERSARY OF THE PASSING OF THIS RESOLUTION, AND FOR
THAT PERIOD THE SECTION 89 AMOUNT SHALL BE GBP
29,789,068.50
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 000 250,000 250,000 07/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC AGM Meeting Date: 07/30/2003
Issuer: G6179P109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE REPORT AND THE ACCOUNTS Management For No
2. APPROVE THE REMUNERATION REPORT Management For No
3. ELECT MR. DAVID CHANCE Management For No
4. ELECT MR. DAVID ARCULUS Management For No
5. ELECT MR. RUDOLF GROGER Management For No
6. ELECT MR. DAVID MCGLADE Management For No
7. ELECT MR. KENT THEXTON Management For No
8. RE-ELECT MR. PETER ERSKINE Management For No
9. RE-ELECT MR. NEELIE KROES Management For No
10. RE-ELECT MR. PAUL MYNERS Management For No
11. RE-APPOINT THE AUDITORS Management For No
12. APPROVE THE REMUNERATION TO THE AUDITORS Management For No
13. GRANT AUTHORITY TO ALLOT SHARES Management For No
S.14 GRANT POWER TO ALLOT SHARES FOR CASH Management For No
S.15 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 000 620,000 620,000 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC AGM Meeting Date: 07/30/2003
Issuer: G93882101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE CLICK ON THE ABOVE LINK TO ACCESS VODAFONE Non-Voting Non-Vote Proposal No
GROUP S 2003 NOTICE OF ANNUAL GENERAL MEETING
AND ANNUAL REVIEW & SUMMARY FINANCIAL STATEMENT
1. RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL Management For No
STATEMENTS FOR THE YE 31 MAR 2003
2. APPROVE THE REMUNERATION REPORT OF THE BOARD Management For No
FOR THE YE 31 MAR 2003
3. RE-APPOINT LORD MACLAURIN OF KNEBWORTH DL, A DIRECTOR Management For No
RETIRING IN ACCORDANCE WITH THE COMPANY S ARTICLES OF
ASSOCIATION, AS A DIRECTOR OF THE COMPANY
4. RE-APPOINT MR. KENNETH HYDON, A DIRECTOR RETIRING IN Management For No
ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION,
AS A DIRECTOR OF THE COMPANY
5. RE-APPOINT MR. THOMAS GEITNER, A DIRECTOR RETIRING Management For No
IN ACCORDANCE WITH THE COMPANY S ARTICLES OF
ASSOCIATION, AS A DIRECTOR OF THE COMPANY
6. RE-APPOINT PROFESSOR SIR ALEC BROERS, A DIRECTOR Management For No
RETIRING IN ACCORDANCE WITH THE COMPANY S ARTICLES
OF ASSOCIATION, AS A DIRECTOR OF THE COMPANY
7. RE-APPOINT MR. JURGEN SCHREMPP, A DIRECTOR RETIRING Management For No
IN ACCORDANCE WITH THE COMPANY S ARTICLES OF
ASSOCIATION, AS A DIRECTOR OF THE COMPANY
8. RE-APPOINT DR. JOHN BUCHANAN, A DIRECTOR RETIRING IN Management For No
ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION,
AS A DIRECTOR OF THE COMPANY
9. APPROVE THAT THE FINAL DIVIDEND RECOMMENDED BY THE Management For No
DIRECTORS OF 0.8983P PER ORDINARY SHARE FOR THE YE 31
MAR 2003 BE DECLARED PAYABLE ON THE ORDINARY SHARES OF
THE COMPANY TO ALL MEMBERS WHOSE NAMES APPEAR ON THE
REGISTER OF MEMBERS ON 6 JUN 2003 AND THAT SUCH DIVIDEND
BE PAID ON 8 AUG 2003
10. RE-APPOINT DELOITTE & TOUCHE AS AUDITORS TO THE COMPANY Management For No
UNTIL THE NEXT AGM
11. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE Management For No
REMUNERATION OF THE AUDITORS
12. AUTHORIZE THE COMPANY AND ANY COMPANY WHICH IS OR Management For No
BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO
WHICH THIS RESOLUTION RELATES AND FOR THE PURPOSES OF
PART XA OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO
EU POLITICAL ORGANIZATIONS OR INCUR EU POLITICAL
EXPENDITURE DURING THE PERIOD ENDING ON THE DATE OF THE
COMPANY S AGM IN 2004 PROVIDED THAT ANY SUCH DONATIONS
AND EXPENDITURE MADE BY THE COMPANY TOGETHER WITH THOSE
MADE BY ANY SUBSIDIARY COMPANY WHILE IT IS A SUBSIDIARY
OF THE COMPANY SHALL NOT EXCEED IN AGGREGATE GBP 100,000
DURING THAT PERIOD
13. RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS BY Management For No
ARTICLE 16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION
AND FOR THIS PURPOSE: 13.1) THE SECTION 80 AMOUNT BE USD
900,000,000; AND 13.2) THE PRESCRIBED PERIOD BE THE
PERIOD ENDING ON THE DATE OF THE AGM IN 2004 OR ON 30
OCT 2004, WHICHEVER IS THE EARLIER
S.14 APPROVE THAT, SUBJECT TO THE PASSING OF RESOLUTION Management For No
13, THE POWER CONFERRED ON THE DIRECTORS BY ARTICLE
16.3 OF THE COMPANY S ARTICLES OF ASSOCIATION
BE RENEWED FOR THE PRESCRIBED PERIOD SPECIFIED
IN RESOLUTION 13.2 AND FOR SUCH PERIOD THE SECTION
89 AMOUNT BE USD 340,000,000
S.15 AUTHORIZE THE COMPANY, GENERALLY AND UNCONDITIONALLY, Management For No
FOR THE PURPOSES OF SECTION 166 OF THE COMPANIES ACT
1985, TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION
163 OF THAT ACT) OF ORDINARY SHARES OF USD 0.10 EACH IN
THE CAPITAL OF THE COMPANY PROVIDED THAT: 15.1) THE
MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES WHICH MAY BE
PURCHASED IS 6,800,000,000; 15.2) THE MINIMUM PRICE
WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS USD 0.10;
15.3) THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY
BE PAID FOR ANY ORDINARY SHARE IS AN AMOUNT EQUAL TO
105% OF THE AVERAGE OF THE MIDDLE MARKET CLOSING PRICE
OF THE COMPANY S ORDINARY SHARES AS DERIVED FROM THE
OFFICIAL LIST OF THE LONDON STOCK EXCHANGE FOR THE 5
BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH SHARE IS CONTRACTED TO BE PURCHASED; AND 15.4) THIS
AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE AGM OF
THE COMPANY HELD IN 2004 OR ON 30 OCT 2004, WHICHEVER IS
THE EARLIER, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO
THAT TIME (EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED
BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE
EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 000 300,000 300,000 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. SBGI Annual Meeting Date: 08/07/2003
Issuer: 829226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 109 77,171 77,171 08/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED PAN-EUROPE COMMUNICATIONS NV, AMSTERDAM AGM Meeting Date: 08/28/2003
Issuer: N90168159 ISIN: NL0000389112 BLOCKING
SEDOL: 5932131, 5931332, 7568868
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING Non-Voting Non-Vote Proposal No
2. AMEND THE ARTICLES OF ASSOCIATION Management For No
3. AUTHORIZE THE BOARD OF MANAGEMENT TO PASS THE Management For No
ALTERATION
4. TRANSACT ANY OTHER BUSINESS AND CLOSURE Other For No
* PLEASE NOTE THAT THIS IS AN EXTRAORDINARY GENERAL Non-Voting Non-Vote Proposal No
MEETING. THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 134,000 134,000 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING CO LTD EGM Meeting Date: 09/01/2003
Issuer: S34320101 ISIN: ZAE000015228
SEDOL: 0410568, 4410564, 6410562, 7413021
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting Non-Vote Proposal No
1.S1 APPROVE THAT THE AUTHORIZED ORDINARY SHARE CAPITAL Management For No
OF THE COMPANY BE INCREASED FROM ZAR 125,000,000 DIVIDED
INTO 250,000,000 ORDINARY SHARES OF 50 CENTS EACH TO ZAR
175,000,000 MILLION DIVDIED INTO 350,000,000 ORDINARY
SHARES OF 50 CENTS EACH BY THE CREATION OF 100,000,000
NEW ORDINARY SHARES OF 50 CENTS EACH RANKING PARI PASSU
IN ALL RESPECTS WITH THE EXISTING ORDINARY SHARES IN THE
AUTHORIZED SHARE CAPITAL OF THE COMPANY
2.O1 APPROVE THE PROPOSAL BY THE COMPANY OF THE SCHEME, Management For No
THE MAKING BY THE COMPANY OF THE SUBSTITUTE OFFER, AND
THE ISSUE BY THE COMPANY OF THE CONSIDERATION SHARES
3.O2 AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For No
AND REGISTRATION OF THE SPECIALRESOLUTION TO BE PROPOSED
AT THE OGM AT WHICH THIS ORDINARY RESOLUTION NO. 2 WILL
BE PROPOSED, TO ALLOT AND ISSUE, AFTER PROVIDING FOR THE
REQUIREMENTS OF THE EMPLOYEE SHARE SCHEMES, ALL OR ANY
OF THE UNISSUED ORDINARY SHARES OF 50 CENTS EACH IN THE
CAPITAL OF THE COMPANY, CREATED IN TERMS OF THE SPECIAL
RESOLUTION REFERRED TO ABOVE, AT SUCH TIME OR TIMES TO
SUCH PERSONS OR BODIES CORPORATE UPON SUCH TERMS AND
CONDITIONS AS THE DIRECTORS OF THE COMPANY MAY FROM TIME
TO TIME AT THEIR SOLE DISCRETION DETERMINE, SUBJECT TO
THE PROVISIONS OF THE ACT AND THE LISTINGS REQUIREMENTS
OF THE JSE
4.O3 AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT Management For No
TO THE PASSING AND REGISTRATION OF THE SPECIAL
RESOLUTION TO BE PROPOSED AT THE OGM AT WHICH THIS
ORDINARY RESOLUTION NO. 3 WILL BE PROPOSED, TO ALLOT AND
ISSUE ALL OR ANY OF THE AUTHORIZED BUT UNISSUED ORDINARY
SHARES OF 50 CENTS EACH IN THE CAPITAL OF THE COMPANY
CREATED IN TERMS OF THE SPECIAL RESOLUTION REFERRED TO
ABOVE TO SUCH PERSON OR PERSONS AND ON SUCH TERMS AND
CONDITIONS AS THE DIRECTORS MAY, WITHOUT RESTRICTION,
FROM TIME TO TIME, DEEM FIT AND WHEN SUITABLE
OPPORTUNITIES ARISE, THEREFORE SUBJECT TO THE FOLLOWING
REQUIREMENTS OF THE LISTING REQUIREMENTS OF THE JSE: A)
THAT THIS AUTHORITY WILL EXPIRE THE EARLIER OF 15 MONTHS
FROM THE PASSING OF THIS RESOLUTION OR THE CONCLUSION OF
THE NEXT AGM; B) THAT A PAID PRESS ANNOUNCEMENT GIVING
FULL DETAILS WILL BE PUBLISHED AT THE TIME OF ANY ISSUE
REPRESENTING, ON A CUMULATIVE BASIS WITHIN ONE YEAR, 5%
OR MORE OF THE NUMBER OF SHARES IN ISSUE PRIOR TO THE
ISSUES; C) THAT ISSUES IN THE AGGREGATE IN ONE YEAR WILL
NOT EXCEED 15% OF THE NUMBER OF SHARES OF THE COMPANY S
ISSUED ORDINARY SHARE CAPITAL; D) THAT IN DETERMINING
THE PRICE AT WHICH AN ISSUE OF SHARES MAY BE MADE IN
TERMS OF THIS AUTHORITY, THE MAXIMUM DISCOUNT PERMITTED
WILL BE 10% OF THE WEIGHTED AVERAGE TRADED PRICE ON THE
JSE OF THOSE SHARES OVER THE 30 BUSINESS DAYS PRIOR TO
THE DATE THAT THE PRICE OF THE ISSUE IS DETERMINED OR
AGREED BY THE DIRECTORS OF THE COMPANY
5.O4 AUTHORIZE ANY ONE OF THE DIRECTORS TO SIGN ALL Management For No
SUCH DOCUMENTS AND DO ALL SUCHTHINGS AS MAY BE NECESSARY
FOR OR INCIDENTAL TO THE IMPLEMENTATION OF THE SPECIAL
AND THE ORDINARY RESOLUTIONS TO BE PROPOSED AT THE OGM
AT WHICH THIS ORDINARY RESOLUTION NO. 4 WILL BE PROPOSED
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 125,679 125,679 08/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LIMITED HMY Annual Meeting Date: 09/01/2003
Issuer: 413216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 SPECIAL RESOLUTION 1: THAT THE AUTHORISED ORDINARY Management For No
SHARE CAPITAL OF THE COMPANY BE INCREASED.
02 ORDINARY RESOLUTION 1: THE PROPOSAL BY THE COMPANY Management For No
OF THE SCHEME, THE MAKING BY THE COMPANY OF THE
SUBSTITUTE OFFER, AND THE ISSUE BY THE COMPANY OF THE
CONSIDERATION SHARES, BE AND ARE HEREBY APPROVED.
03 ORDINARY RESOLUTION 2: THE DIRECTORS OF THE COMPANY Management For No
BE AND ARE HEREBY AUTHORISED TO ALLOT AND ISSUE, AFTER
PROVIDING FOR THE REQUIREMENTS OF THE EMPLOYEE SHARE
SCHEMES, ALL OR ANY OF THE UNISSUED ORDINARY SHARES OF
50 CENTS EACH IN THE CAPITAL OF THE COMPANY.
04 ORDINARY RESOLUTION 3: THE DIRECTORS OF THE COMPANY Management For No
BE AND ARE HEREBY AUTHORISED TO ALLOT AND ISSUE ALL OR
ANY OF THE AUTHORISED BUT UNISSUED ORDINARY SHARES OF 50
CENTS EACH IN THE CAPITAL OF THE COMPANY.
05 ORDINARY RESOLUTION 4: THAT ANY ONE OF DIRECTORS Management For No
OF THE COMPANY BE AND IS HEREBY AUTHORISED TO SIGN ALL
SUCH DOCUMENTS AND DO ALL SUCH THINGS AS MAY BE
NECESSARY FOR THE IMPLEMENTATION OF THE SPECIAL AND THE
ORDINARY RESOLUTIONS TO BE PROPOSED.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 300 58,733 58,733 08/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
FOX KIDS EUROPE NV, ROTTERDAM AGM Meeting Date: 09/10/2003
Issuer: N3343B100 ISIN: NL0000352524 BLOCKING
SEDOL: 5835724, 5816127
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN EXTRAORDINARY GENERAL Non-Voting Non-Vote Proposal No
MEETING. THANK YOU.
1. OPENING Non-Voting Non-Vote Proposal No
2. APPOINT A NEW MEMBER OF THE BOARD Management For No
3. ANY OTHER BUSINESS Other For No
4. CLOSING Non-Voting Non-Vote Proposal No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 148,000 148,000 08/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/12/2003
Issuer: 24522P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE DEL MONTE FOODS COMPANY S ANNUAL INCENTIVE Management For No No
PLAN, AS AMENDED, TO COMPLY WITH SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS DEL MONTE FOODS Management For No No
COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR
ENDING MAY 2, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 103 873 873 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY HNZ Annual Meeting Date: 09/12/2003
Issuer: 423074 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF AUDITORS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 103 1,957 1,957 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COCA COLA HELLENIC BOTTLING CO SA OGM Meeting Date: 09/15/2003
Issuer: X1435J105 ISIN: GRS104111000 BLOCKING
SEDOL: 4420723, 0964850, 5890433
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO INCREASE SHARE CAPITAL BY EUR 518,304,225,24 Management For No
VIA CAPITALIZATION OFA PART OF THE SHARES PREMIUM
ACCOUNT RESERVE AND INCREASE OF THE NOMINAL VALUE OF THE
COMPANY S SHARE BY EUR 2.19 0.31 CENT TO EUR 2.50 AND
AMEND THE CORRESPONDING ARTICLE 3 OF THE COMPANY S
ARTICLES OF ASSOCIATION AND CODIFICATION IN A UNIFIED
TEXT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 8,996 8,996 09/04/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT AG, ZUG AGM Meeting Date: 09/17/2003
Issuer: H25662141 ISIN: BLOCKING
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE BUSINESS REPORTS Management For No
2. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management For No
REPORT
3. GRANT DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For No
DIRECTORS
4. ELECT THE BOARD OF DIRECTORS Management For No
5. ELECT THE GROUP AUDITOR AND THE AUDITOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 000 5,314 5,314 08/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SHAW BROTHERS (HONG KONG) LTD AGM Meeting Date: 09/19/2003
Issuer: Y77045105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE COMPANY S ACCOUNTS AND THE Management For No
REPORTS OF THE DIRECTORS AN D THE AUDITORS FOR THE YE 31
MAR 2003
2. DECLARE A FINAL DIVIDEND Management For No
3. ELECT THE DIRECTORS AND TO FIX THEIR FEES Management For No
4. APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS TO Management For No
FIX THEIR REMUNERATION
5. AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE Management For No
AND DEAL WITH ADDITIONA L SHARES IN THE SHARE CAPITAL OF
THE COMPANY OR SECURITIES CONVERTIBLE INTO SU CH SHARES
OR OPTIONS, WARRANTS, OR SIMILAR RIGHTS TO SUBSCRIBE FOR
ANY SHARES OR CONVERTIBLE SECURITIES AND MAKE OR GRANT
OFFERS, AGREEMENTS AND OPTIONS DUR ING AND AFTER THE
RELEVANT PERIOD, NOT EXCEEDING 20% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AT THE DATE OF PASSING THIS RESOLUTION,
OTHERWISE THAN PURSUANT TO RIGHTS ISSUE, THE EXERCISE OF
THE SUBSC RIPTION RIGHTS OR CONVERSION UNDER THE TERMS
OF ANY WARRANTS ARE CONVERTIBLE I NTO SHARES OF THE
COMPANY OR ANY SHARE ALLOTTED IN LIEU OF THE WHOLE OR
PART O F A DIVIDEND ON SHARES OF THE COMPANY IN
ACCORDANCE WITH THE BYE-LAWS OF THE C OMPANY; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF
TH E COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN
WHICH THE NEXT AGM IS TO BE H ELD BY LAW
6. TRANSACT ANY OTHER BUSINESS Other For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 000 100,000 100,000 08/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN FINANCIAL REALTY TRUST AFR Annual Meeting Date: 09/25/2003
Issuer: 02607P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT OF THE TRUST S AMENDED AND RESTATED Management For No No
DECLARATION OF TRUST TO DE-STAGGER THE BOARD
OF TRUSTEES AND PROVIDE THAT ALL TRUSTEES WILL BE
SUBJECT TO RE-ELECTION ON AN ANNUAL BASIS.
02 DIRECTOR Management For No No
03 AMENDMENT AND RESTATEMENT OF THE TRUST S 2002 Management For No No
EQUITY INCENTIVE PLAN, INCLUDING A 6,750,000 INCREASE IN
THE NUMBER OF COMMON SHARES AUTHORIZED FOR ISSUANCE
UNDER THE 2002 EQUITY INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 305 50,000 50,000 09/17/2003
- ------------------------------------------------------------------------------------------------------------------------------------
FILTRONIC PLC AGM Meeting Date: 09/26/2003
Issuer: G3430A104 ISIN: GB0003362992
SEDOL: 0336299, 5830150
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTORS REPORT AND THE FINANCIAL Management For No
STATEMENTS, AND THE AUDITORSREPORT FOR THE YE 31 MAY
2003
2. CONFIRM THE INTERIM DIVIDEND FOR THE YEAR; AND Management For No
APPROVE A FINAL DIVIDEND OF 1.80P EACH FOR THE YEAR
3. RE-ELECT MR. R J WILLIAMS AS A DIRECTOR Management For No
4. RE-ELECT MR. R J B BLAKE AS A DIRECTOR Management For No
5. RE-ELECT MR. E G MEEK AS A DIRECTOR Management For No
6. RE-APPOINT KPMG AUDIT PLC AS AUDITORS; AND AUTHORIZE Management For No
THE DIRECTORS TO DETERMINE THEIR REMUNERATION
* TRANSACT ANY OTHER ORDINARY BUSINESS Non-Voting Non-Vote Proposal No
7. APPROVE THE REMUNERATION REPORT AND RECEIVE THE Management For No
AUDITORS REPORT ON THE AUDITABLE PART OF THAT REPORT
8. 8.1) AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For No
80(1) OF THE COMPANIES ACT 1985 (THE ACT), TO ALLOT
RELEVANT SECURITIES TO AN AGGREGATE NOMINAL AMOUNT EQUAL
TO WHICHEVER IS THE LESSER OF: 8.1.1) ONE THIRD OF THE
NOMINAL VALUE OF THE ISSUED ORDINARY SHARE CAPITAL OF
THE COMPANY AT THE DATE OF THIS NOTICE; 8.1.2) THE
AUTHORIZED BUT UNISSUED ORDINARY SHARE CAPITAL OF THE
COMPANY; AUTHORITY SHALL EXPIRE ON THE EARLIER OF THE
DATE FALLING 5 YEARS AFTER THE DATE OF THIS RESOLUTION
AND THE AGM TO BE HELD IN THE YEAR 2008; AND 2)
AUTHORIZE THE DIRECTORS TO OFFER THE HOLDERS OF, AND
PERSONS ENTITLED BY TRANSMISSION TO, 10P ORDINARY SHARES
THE RIGHT TO ELECT TO RECEIVE IN RESPECT OF ALL OR PART
OF THEIR HOLDINGS OF 10P ORDINARY SHARES, ADDITIONAL
ORDINARY SHARES, CREDITED AT FULLY PAID UP, INSTEAD OF
CASH IN ACCORDANCE WITH THE PROVISIONS OF THE COMPANY S
ARTICLES OF ASSOCIATION (AS AMENDED FROM TIME TO TIME)
IN RESPECT OF ANY OR ALL DIVIDENDS DECLARED WITHIN THE
PERIOD BEGINNING ON THE DAY FOLLOWING THE DATE OF THIS
RESOLUTION AND ENDING AT THE CONCLUSION OF THE AGM OF
THE COMPANY HELD IN THE YEAR 2008
S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION 95 OF THE Management For No
ACT, TO ALLOT EQUITY SECURIITES FOR CASH AS IF SECTION
89(1) OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENTS
PROVIDED THAT SUCH A POWER SHOULD BE LIMITED TO THE
ALLOTMENT OF SECURITIES: 9.1) IN CONNECTION WITH AN
OFFER OF EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A
PERIOD FIXED BY THE DIRECTORS TO THE HOLDERS OF ORDINARY
SHARES OF 10P EACH ON THE REGISTER ON A DATE FIXED BY
THE DIRECTORS IN PROPORTION TO THEIR RESPECTIVE HOLDINGS
OF SUCH ORDINARY SHARES OF 10P EACH OR IN ACCORDANCE
WITH THE RIGHTS ATTACHED THERETO; AND 9.2) FOR CASH UP
TO AN AGGREGATE NOMINAL VALUE OF GBP 371,522; AUTHORITY
EXPIRES THE EARLIER OF 15 MONTHS FROM THE PASSING OF
THIS RESOLUTION OR THE CONCLUSION OF THE NEXT AGM
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 290,225 290,225 08/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Annual Meeting Date: 09/30/2003
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF UNITEDGLOBALCOM, INC. EQUITY INCENTIVE Management For No No
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 508 50,000 50,000 09/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CENTENNIAL COMMUNICATIONS CORP. CYCL Annual Meeting Date: 10/02/2003
Issuer: 15133V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE CENTENNIAL COMMUNICATIONS Management For No No
CORP. AND ITS SUBSIDIARIES 2003 EMPLOYEE STOCK
PURCHASE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No No
OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 208 167,200 167,200 09/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GMH Consent Meeting Date: 10/03/2003
Issuer: 370442 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER AMENDMENT Management For No No
02 RATIFICATION OF THE NEW HUGHES CERTIFICATE OF Management For No No
INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, INCLUDING Management For No No
THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK SALE Management For No No
05 RATIFICATION OF THE NEWS STOCK ACQUISITION Management For No No
06 APPROVAL OF THE SECOND GM CHARTER AMENDMENT Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 832 20,000 20,000 09/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC AGM Meeting Date: 10/22/2003
Issuer: G42089113 ISIN: GB0002374006
SEDOL: 0237400, 5399736, 5460494, 5409345
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTORS AND THE AUDITORS REPORTS AND THE Management For No
ACCOUNTS FOR THE YE 30 JUN 2003
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YE 30 Management For No
JUN 2003
3. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For No
4. RE-ELECT LORD BLYTH OF ROWINGTON AS A DIRECTOR Management For No
5. RE-ELECT MR. J.K. OATES AS A DIRECTOR Management For No
6. RE-ELECT MR. P.S. WALSH AS A DIRECTOR Management For No
7. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS OF THE COMPANY Management For No
UNTIL THE CONCLUSIONOF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY AND AUTHORIZE THE
DIRECTORS TO DETERMINE THEIR REMUNERATION
S.8 APPROVE TO RENEW THE POWER CONFERRED ON THE DIRECTORS Management For No
BY PARAGRAPH 4.3 OF ARTICLE 4 OF THE COMPANY S ARTICLES
OF ASSOCIATION FOR A PERIOD EXPIRING AT THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR ON 21 JAN 2005,
WHICHEVER IS EARLIER AND FOR SUCH PERIOD THE MAXIMUM
AMOUNT OF EQUITY SECURITIES WHICH THE DIRECTORS MAY SO
ALLOT IN ACCORDANCE WITH PARAGRAPH 4.4 (C) OF ARTICLE 4
SECTION 95 PRESCRIBED AMOUNT REFERRED TO IN ARTICLE
4.4(C) SHALL BE GBP 44,833,003
S.9 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES SECTION Management For No
163 OF THE COMPANIES ACT 1985 AS AMENDED OF UP TO
309,885,718 ORDINARY SHARES OF 28 101/104 PENCE EACH, AT
A MINIMUM PRICE OF 28 101/104 PENCE FOR AN ORDINARY
SHARE AND UP TO 105% OF THE AVERAGE MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5
BUSINESS DAYS; AUTHORITY EXPIRES AT THE CONCLUSION OF
THE NEXT AGM ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE
A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 25,366 25,366 10/14/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CESKY TELECOM A.S., PRAHA EGM Meeting Date: 10/23/2003
Issuer: X84547110 ISIN: CZ0009093209 BLOCKING
SEDOL: 5476253, 5272569
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. START Management For No
2. APPROVE TO ADOPT THE AGENDA AND ELECT THE BOARD Management For No
3. APPROVE THE CHANGES IN REGULATION Management For No
4. APPROVE THE DISCLOSURE AND COOPERATION FOR THE PURPOSES Management For No
OF FACILITATION OF SALE OF THE SHARES IN CESKY TELECOM,
A.S., HELD BY TELSOURCE N.V.
5. APPROVE TO RECALL THE SUPERVISORY BOARD MEMBERS EXCEPT Management For No
THOSE MEMBERS ELECTED BY EMPLOYEES
6. ELECT THE SUPERVISORY BOARD MEMBERS EXCEPT THOSE MEMBERS Management For No
ELECTED BY EMPLOYEES
7.
APPROVE THE AGREEMENTS CONCERNING THE INCUMBENCY OF THE Management For No
SUPERVISORY BOARD MEMBERS
8. END Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 35,000 35,000 10/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TISCALI SPA, CAGLIARI MIX Meeting Date: 10/26/2003
Issuer: T93541117 ISIN: IT0001453924 BLOCKING
SEDOL: 4716949, 5954265, 5953529, 7152926
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 27 OCT
2003. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU
O.1 APPOINT THE NEW BOARD OF DIRECTORS MEMBERS Management For No
E.1 AMEND ARTICLES OF THE BY LAW RELATED TO LEGAL Management For No
SEAT
E.2 AMEND ARTICLES OF THE BY LAW RELATED TO THE STOCK Management For No
CAPITAL AND SHARES
E.3 APPROVE THE RIGHTS ISSUE BY ISSUING NEW ORDINARY Management For No
SHARES, FACE VALUE EUR 0.50 AND REGULAR RANKING, TO BE
PAID THROUGH CONTRIBUTION IN KIND OF THE AUSTRIAN
COMPANY EUNET EDV UND INTERNET DIENSTLEISTUNG AG SHARES
E.4 PROPOSAL FOR A RIGHTS ISSUE BY ISSUING NEW ORDINARY Management For No
SHARES, FACE VALUE EUR 0.50 AND REGULAR RANKING, TO BE
PAID THROUGH CONTRIBUTION IN KIND OF THE SWEDISH COMPANY
HOME.SE AB SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 25,000 25,000 10/22/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP EGM Meeting Date: 10/29/2003
Issuer: X5967A101 ISIN: GRS419003009 BLOCKING
SEDOL: 7107250
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE TERMS OF LABOUR CONTRACT 2003 BETWEEN Management For No
GREEK ORGANIZATION OF FOOTBALL S.A. AND THEIR
EMPLOYEES ASSOCIATION
2. APPROVE THE SPONSORSHIPS PLAN 2003 AND PREAPPROVAL Management For No
OF SPONSORSHIPS PLAN 2004
3. APPROVE THE FEES OF COMPANY EXECUTIVES AND EMPLOYEES Management For No
WHO HAVE WORKED FOR THE THIRD SHARES OFFER, MAR-JUL
2003
4. ELECT THE BOARD OF DIRECTOR MEMBERS BY THE SHAREHOLDERS Management For No
GENERAL MEETING, AFTER THE MODIFICATION OF COMPANY S
ARTICLES OF ASSOCIATION AND ACCORDING TO THE PROVISIONS
OF C.L. 2190/1920 AND THE COMPANY S ARTICLES OF
ASSOCIATION
5. ELECT INDEPENDENT NON EXECUTIVE BOARD OF DIRECTOR Management For No
MEMBERS ACCORDING TO THE L.3016/2002
6. APPROVE THE LABOUR CONTRACT BETWEEN GREEK ORGANIZATION Management For No
OF FOOTBALL AND THE MANAGING DIRECTOR
7. AMEND ARTICLE 21 OF THE COMPANY S ARTICLES OF Management For No
ASSOCIATION, GENERAL MANAGERS
8. ISSUES AND ANNOUNCEMENTS Other For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 5,550 5,550 10/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLISHING & BROADCASTING LIMITED AGM Meeting Date: 10/30/2003
Issuer: Q7788C108 ISIN: AU000000PBL6
SEDOL: 6637082, 5636820
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE CONSOLIDATED FINANCIAL Management For No
STATEMENTS OF THE COMPANY AND ITS CONTROLLED
ENTITIES AND THE REPORTS OF THE DIRECTORS AND
THE AUDITOR FOR THE FYE 30 JUN 2003
2.a RE-ELECT MR. JOHN ALEXANDER AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION IN ACCORDANCE WITH CLAUSE
6.1(F) OF THE COMPANY S CONSTITUTION
2.b RE-ELECT MR. GRAHAM CUBBIN AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION IN ACCORDANCE WITH CLAUSE
6.1(F) OF THE COMPANY S CONSTITUTION
2.c RE-ELECT MR. RICHARD TURNER AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION IN ACCORDANCE WITH CLAUSE
6.1(F) OF THE COMPANY S CONSTITUTION
2.d RE-ELECT SIR LAURENCE MUIR AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION
3. APPROVE TO INCREASE THE TOTAL AGGREGATE REMUNERATION Management For No
TO BE PAID TO THE NON-EXECUTIVE DIRECTORS IN
ANY YEAR BY AUD 650,000 TO AUD 1,000,000
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 150,000 150,000 10/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI A.S. TKC Special Meeting Date: 10/30/2003
Issuer: 900111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 SHAREHOLDERS OF THE COMPANY MAY PROPOSE RESOLUTIONS Management For No
AT THE MEETING WHICH WILL NOT BE KNOWN IN ADVANCE. TO
INSTRUCT THE DEPOSITARY TO VOTE THE ORDINARY SHARES
REPRESENTED BY YOUR ADRS IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD, PLEASE MARK THE FOR BOX. IF
YOU DO NOT WISH TO SO INSTRUCT THE DEPOSITARY, PLEASE
MARK THE AGAINST BOX.
02 IF YOU WOULD LIKE TO INSTRUCT THE DEPOSITARY TO VOTE Management For No
THE ORDINARY SHARES REPRESENTED BY YOUR ADRS IN
ACCORDANCE WITH THE VOTE OF ONE OF THE OTHER HOLDERS OF
THE COMPANY S SECURITIES PLEASE WRITE THE COMPLETE AND
EXACT NAME OF THE SECURITY HOLDER IN THE SPACE PROVIDED
AND MARK THE FOR BOX.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 204 30,000 30,000 10/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COCA COLA HELLENIC BOTTLING CO SA EGM Meeting Date: 10/31/2003
Issuer: X1435J105 ISIN: GRS104111000 BLOCKING
SEDOL: 4420723, 0964850, 5890433
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SHARE CAPITAL DECREASE WITH SIMULTANEOUS Management For No
DECREASE OF THE PAR VALUE OF THE SHARE FROM EUR.2.50 TO
EUR.0.50. THE 2 EUR WILL BE RETURNED TO THE
SHAREHOLDERS; AMEND ARTICLE NO 3 AND CODIFICATION OF THE
COMPANY S STATUTE; AND AUTHORIZE THE BOARD OF DIRECTOR
TO DEFINE THE EX-DATE OF THE ABOVE EVENT AND THE PAYMENT
DATE
2. AMEND THE TERMS OF STOCK OPTION PLANS Management For No
3. ELECT THE NEW BOARD OF DIRECTOR MEMBER IN REPLACEMENT Management For No
OF A RESIGNED ONE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 8,996 8,996 10/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY ADM Annual Meeting Date: 11/06/2003
Issuer: 039483 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 102 34,925 34,925 10/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
STRATOS LIGHTWAVE, INC. STLW Annual Meeting Date: 11/06/2003
Issuer: 863100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF STRATOS Management For No No
COMMON STOCK AND STRATOS PREFERRED STOCK AS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 2,
2003, AMONG STRATOS LIGHTWAVE INC., SLEEPING BEAR MERGER
CORP., A WHOLLY OWNED SUBSIDIARY OF STRATOS LIGHTWAVE,
INC. AND STERLING HOLDING COMPANY.
02 DIRECTOR Management For No No
03 TO AMEND THE STRATOS RESTATED CERTIFICATE OF Management For No No
INCORPORATION, AS AMENDED, TO CHANGE THE CORPORATE NAME
TO STRATOS INTERNATIONAL, INC.
04 TO ADOPT THE STRATOS LIGHTWAVE, INC. 2003 STOCK PLAN. Management For No No
05 TO ADOPT THE STRATOS LIGHTWAVE, INC. 2003 EMPLOYEE Management For No No
STOCK PURCHASE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 202 30,000 30,000 11/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 11/14/2003
Issuer: 017361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL REGARDING POISON PILLS. Shareholder For Yes No
04 SHAREHOLDER PROPOSAL REGARDING INDEXED OPTIONS. Shareholder Against No No
05 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against No No
STOCK OPTIONS.
06 SHAREHOLDER PROPOSAL REGARDING OPTION EXPENSING. Shareholder Against No No
07 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against No No
CHAIRMAN.
08 SHAREHOLDER PROPOSAL REGARDING ALLOW SIMPLE Shareholder Against No No
MAJORITY VOTE.
09 SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION Shareholder Against No No
OF DIRECTORS.
10 SHAREHOLDER PROPOSAL REGARDING AUDITOR FEES. Shareholder Against No No
11 SHAREHOLDER PROPOSAL REGARDING REINCORPORATION. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 35,953 35,953 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC AGM Meeting Date: 11/14/2003
Issuer: G15632105 ISIN: GB0001411924
SEDOL: 5474837, 0141192
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR THE Management For No
YE 30 JUN 2003, TOGETHER WITH THE REPORT OF THE
DIRECTORS AND THE AUDITORS THEREON
2. ELECT MR. LORD WILSON OF DINTON AS A DIRECTOR Management For No
3. ELECT MR. JAMES MURDOCH AS A DIRECTOR Management For No
4. ELECT MR. CHASE CAREY AS A DIRECTOR Management For No
5. RE-APPOINT MR. DAVID EVANS AS A DIRECTOR Management For No
6. RE-APPOINT MR. LORD ST. JOHN OF FAWSKY AS A DIRECTOR Management For No
7. RE-APPOINT MR. MARTIN STEWART AS A DIRECTOR Management For No
8. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS AND Management For No
AUTHORIZE THE DIRECTORS TO AGREE THEIR REMUNERATION
9. RECEIVE THE REMUNERATION REPORT OF THE DIRECTORS Management For No
FOR THE YE 30 JUN 2003
10. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART XA Management For No
OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO EU
POLITICAL ORGANIZATION AND TO INCUR EU POLITICAL
EXPENDITURE UP TO A MAXIMUM AGGREGATE AMOUNT OF GBP
200,000; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY ; THE COMPANY, BEFORE THE EXPIRY, MAY
MAKE A DONATION TO EU POLITICAL ORGANIZATION AND INCUR
EU POLITICAL EXPENDITURE WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
11. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR ANY Management For No
EXISTING AUTHORITY, PURSUANT TO AND IN ACCORDANCE WITH
SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT
SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP
19,000,000 33% OF THE NOMINAL ISSUED SHARE CAPITAL;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM;
AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER
THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN
OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.12 AUTHORIZE THE DIRECTORS TO ALLOT SHARES FOR CASH Management For No
ON NON PRE-EMPTIVE BASIS UP TO A MAXIMUM NOMINAL VALUE
OF GBP 48,000,000 5% OF THE NOMINAL ISSUED ORDINARY
SHARE CAPITAL OF THE COMPANY AS AT 09 SEP 2003
S.13 AUTHORIZE THE DIRECTORS TO REDUCE THE COMPANY S SHARE Management For No
PREMIUM ACCOUNT APPROXIMATELY GBP 2.5 BILLION BY GBP
1.120 BILLION; TO UTILIZED THIS AMOUNT TO WRITE DOWN THE
ACCUMULATED LOSSES IN THE COMPANY S BALANCE SHEET,
THEREBY REMOVING THE DEFICIT AS AT 30 JUN 2003 AND
ALLOWING THE COMPANY TO BUILD UP ITS DISTRIBUTABLE
RESERVES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 35,000 35,000 11/06/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING CO LTD AGM Meeting Date: 11/14/2003
Issuer: S34320101 ISIN: ZAE000015228
SEDOL: 0410568, 4410564, 6410562, 7413021
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF Management For No
THE COMPANY FOR THE YE 30 JUN 2003
2. APPROVE TO FIX THE REMUNERATION OF THE DIRECTORS; Management For No
MEMBERS WILL BE REQUESTED TO VARY DIRECTORS FEES FROM
ZAR 25,000 PER QUARTER TO ZAR 20,000 PER QUARTER, PLUS
ZAR 5,000 PER QUARTER FOR EACH BOARD COMMITTEE THAT A
DIRECTOR SERVES ON
3.1 ELECT MR. PT MOTSEPE AS CHAIRMAN AS A DIRECTOR, Management For No
IN TERMS OF THE ARTICLES OFASSOCIATION
3.2 ELECT MR. WM GULE AS A DIRECTOR, IN TERMS OF Management For No
THE ARTICLES OF ASSOCIATION
3.3 ELECT MR. MW KING AS A DIRECTOR, IN TERMS OF Management For No
THE ARTICLES OF ASSOCIATION
3.4 ELECT MR. P. TALIJAARD AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION
3.5 ELECT MR. AJ WILKENS AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION
3.6 ELECT MR. CML SAVAGE AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION
3.7 ELECT MR. DV SIMELANE AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION
3.8 ELECT MR. MV SISULU AS A DIRECTOR, IN TERMS OF Management For No
THE ARTICLES OF ASSOCIATION
3.9 ELECT DR. MMMM BAKANE-TUOANE AS A DIRECTOR, IN Management For No
TERMS OF THE ARTICLES OF ASSOCIATION
3.10 ELECT DR. SP SIBISI AS A DIRECTOR, IN TERMS OF Management For No
THE ARTICLES OF ASSOCIATION
3.11 ELECT DR. RV SIMELANE AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION
4.1 RE-ELECT MR. ZB SWANEPOEL AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
4.2 RE-ELECT MR. TSA GROBICKI AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
4.3 RE-ELECT MR. MF PLEMING AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
5.S1 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY THE INSERTION OF NEW ARTICLE 2A
6.S2 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY THE DELETION OF ARTICLE 46 IN ITS ENTIRETY AND THE
INSERTION OF NEW ARTICLE 46 IN ITS PLACE
7.S3 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY THE DELETION OF ARTICLE 103 IN ITS ENTIRETY AND THE
INSERTION IN ITS PLACE OF NEW ARTICLE 103
8.S4 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY THE DELETION OF ARTICLE 109 IN ITS ENTIRETY AND THE
INSERTION IN ITS PLACE OF NEW ARTICLE 109
9.S5 AUTHORIZE THE COMPANY, IN TERMS OF SECTION 85(2) Management For No
OF THE COMPANIES ACT, 1973 (ACT 61 OF 1973) THE ACT AS
AMENDED, TO ACQUIRE SUCH NUMBER OF SHARES ISSUED BY THE
COMPANY COMPANY S SHARES , AT SUCH PRICE OR PRICES AND
ON SUCH OTHER TERMS AND CONDITIONS AS THE DIRECTORS MAY
FROM TIME TO TIME DETERMINE, BUT SUBJECT TO THE
REQUIREMENTS FROM TIME TO TIME OF ANY STOCK EXCHANGE
UPON WHICH THE COMPANY S SHARES MAY BE QUOTED OR LISTED
AND REQUIREMENTS OF THE JSE SECURITIES EXCHANGE SOUTH
AFRICA: THE REPURCHASE OF THE COMPANY S SHARES SHALL BE
EFFECTED THROUGH THE ORDER BOOK OPERATED BY THE JSE
TRADING SYSTEM AND DONE WITHOUT PRIOR UNDERSTANDING OR
ARRANGEMENT BETWEEN THE COMPANY AND THE COUNTER PARTY;
AT A PRICE OF NO MORE THAN 10% ABOVE THE WEIGHTED
AVERAGE OF THE MARKET VALUE FOR THE COMPANY S SHARES
OVER THE PREVIOUS 5 BUSINESS DAYS; AT ANY POINT IN TIME,
THE COMPANY, MAY ONLY APPOINT ONE AGENT TO EFFECT ANY
REPURCHASE(S) ON THE COMPANY S BEHALF; THE COMPANY MAY
ONLY UNDERTAKE A REPURCHASE OF THE COMPANY S SHARES IF,
AFTER SUCH REPURCHASES, IT STILL COMPLIES WITH THE
LISTING REQUIREMENTS OF THE JSE CONCERNING SHAREHOLDER
SPREAD REQUIREMENTS; AND THE COMPANY OR ITS SUBSIDIARIES
MAY NOT REPURCHASE THE COMPANY S SHARES DURING A
PROHIBITED PERIOD, AS DEFINED IN THE LISTING
REQUIREMENTS OF THE JSE ; AUTHORITY EXPIRES THE EARLIER
OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS ;
10.O1 APPROVE, SUBJECT TO THE APPROVAL BY THE DIRECTORS Management For No
OF THE COMPANY AND THE JSE SECURITIES EXCHANGE SOUTH
AFRICA, THE HARMONY (2003) SHARE OPTION SCHEME SCHEME ;
AND AUTHORIZE THE DIRECTORS TO TAKE SUCH ACTION AS MAY
BE REQUIRED TO IMPLEMENT THE SCHEME, PROVIDED THAT NO
FURTHER ALLOCATIONS ARE MADE UNDER THE HARMONY (1994)
SHARE OPTION SCHEME AND THE HARMONY (2001) SHARE OPTION
SCHEME
11.O2 AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT Management For No
TO THE PROVISIONS OF THE COMPANIES ACT, 1973 (ACT 61 OF
1973), AS AMENDED, AND THE LISTING REQUIREMENTS OF THE
JSE SECURITIES EXCHANGE OF SOUTH AFRICA, TO ALLOT AND
ISSUE, AFTER PROVIDING FOR THE REQUIREMENTS OF THE
HARMONY (1994) SHARE OPTION SCHEME, THE HARMONY (2001)
SHARE OPTION SCHEME AND THE HARMONY (2003) SHARE OPTION
SCHEME, ALL OR ANY OF THE REMAINING UNISSUED SHARES IN
THE CAPITAL OF THE COMPANY AT SUCH TIME OR TIMES TO SUCH
PERSON OR PERSONS OR BODIES CORPORATE UPON SUCH TERMS
AND CONDITIONS AS THE DIRECTORS MAY FROM TIME TO TIME AT
THEIR SOLE DISCRETION DETERMINE
12.O3 AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT Management For No
TO THE LISTING REQUIREMENTS OF THE JSE, TO ISSUE TO
PUBLIC SHAREHOLDERS AND NOT TO RELATED PARTIES, ALL OR
ANY OF THE AUTHORIZED BUT UNISSUED SHARES IN THE CAPITAL
OF THE COMPANY FOR CASH, IN AGGREGATE IN ANY 1 FY NOT
EXCEEDING 15% OF THE RELEVANT NUMBER OF SECURITIES IN
ISSUE OF THAT CLASS; OF A PARTICULAR CLASS, WILL BE
AGGREGATED WITH ANY SECURITIES THAT ARE COMPULSORY
CONVERTIBLE INTO SECURITIES OF THAT CLASS AND IN THE
CLASS OF THE ISSUE OF COMPULSORY CONVERTIBLE SECURITIES,
AGGREGATED WITH THE SECURITIES OF THAT CLASS INTO WHICH
THEY ARE COMPULSORY CONVERTIBLE; AS REGARDS THE NUMBER
OF SECURITIES WHICH MAY BE ISSUED THE 15% NUMBER SHALL
BE BASED ON THE NUMBER OF SECURITIES OF THAT CLASS IN
ISSUE ADDED TO THOSE THAT MAY BE ISSUED IN FUTURE
ARISING FROM THE CONVERSION OF OPTIONS/CONVERTIBLE
SECURITIES AT THE DATE OF SUCH APPLICATION: 1) LESS ANY
SECURITIES OF THE CLASS ISSUED, OR TO BE ISSUED IN
FUTURE ARISING FROM OPTIONS/ CONVERTIBLE SECURITIES
ISSUED, DURING THE CURRENT FY; 2) PLUS ANY SECURITIES OF
THAT CLASS TO BE ISSUED PURSUANT TO: AA) A RIGHTS ISSUE
WHICH HAS BEEN ANNOUNCED, IS IRREVOCABLE AND IS FULLY
UNDERWRITTEN; OR BB) AN ACQUISITION WHICH HAS HAD FINAL
TERMS ANNOUNCED, AS THOUGH THEY WERE SECURITIES IN ISSUE
AS AT THE DATE OF APPLICATION; AT THE MAXIMUM PERMITTED
DISCOUNT OF 10% OF THE WEIGHTED AVERAGE TRADED PRICE OF
SUCH SECURITIES OVER THE 30 DAYS PRIOR TO THE DATE THAT
THE PRICE OF THE ISSUE IS DETERMINED BY THE DIRECTORS OF
THE COMPANY; AUTHORITY EXPIRES THE EARLIER OF THE NEXT
AGM OF THE COMPANY, OR 15 MONTHS ; A PRESS ANNOUNCEMENT
GIVING FULL DETAILS OF THE ISSUE IN ACCORDANCE WITH RULE
11.22 OF THE JSE LISTING REQUIREMENTS, WILL BE PUBLISHED
AT THE TIME OF ANY ISSUE OF SHARES REPRESENTING, ON A
CUMULATIVE BASIS WITHIN THE CURRENT FY, 5% OR MORE OF
THE NUMBER OF THE COMPANY S ISSUED SHARES PRIOR TO ANY
SUCH ISSUE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 125,679 125,679 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LIMITED HMY Annual Meeting Date: 11/14/2003
Issuer: 413216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF 2003 AUDITED FINANCIAL STATEMENTS Management For No
02 FIXING THE REMUNERATION OF DIRECTORS Management For No
03 DIRECTOR Management For No No
4A RE-ELECTION OF DIRECTOR IN TERMS OF THE COMPANY Management For No
S ARTICLES OF ASSOCIATION: TSA GROBICKI
4B RE-ELECTION OF DIRECTOR IN TERMS OF THE COMPANY Management For No
S ARTICLES OF ASSOCIATION: MF PLEMING
4C RE-ELECTION OF DIRECTOR IN TERMS OF THE COMPANY Management For No
S ARTICLES OF ASSOCIATION: ZB SWANEPOEL
S1 INSERTION OF NEW ARTICLE 2A AS PART OF THE COMPANY Management For No
S ARTICLES OF ASSOCIATION
S2 AMENDING ARTICLE 46 OF THE COMPANY S ARTICLES Management For No
OF ASSOCIATION
S3 AMENDING ARTICLE 103 OF THE COMPANY S ARTICLES Management For No
OF ASSOCIATION
S4 AMENDING ARTICLE 109 OF THE COMPANY S ARTICLES Management For No
OF ASSOCIATION
S5 GRANTING AUTHORITY FOR SHARE REPURCHASES Management For No
O1 APPROVING THE HARMONY (2003) SHARE OPTION SCHEME Management For No
O2 PLACING THE BALANCE OF THE UNISSUED SHARES OF Management For No
THE COMPANY UNDER THE CONTROL OF THE DIRECTORS
O3 AUTHORISING THE DIRECTORS TO ISSUE SHARES FOR Management For No
CASH
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 300 58,733 58,733 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LIMITED GFI Annual Meeting Date: 11/18/2003
Issuer: 38059T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF FINANCIAL STATEMENTS. Management For No No
2A TO ELECT MR J M MCMAHON AS A DIRECTOR. Management For No No
2B TO ELECT MR B R VAN ROOYEN AS A DIRECTOR. Management For No No
2C TO ELECT MR C I VON CHRISTIERSON AS A DIRECTOR. Management For No No
2D TO ELECT MR A J WRIGHT AS A DIRECTOR. Management For No No
03 TO PLACE THE UNISSUED SHARES UNDER THE CONTROL Management For No No
OF THE DIRECTORS.
04 TO AUTHORISE THE DIRECTORS TO ISSUE SHARES FOR Management For No No
CASH.
05 AUTHORISE THE COMPANY TO ACQUIRE ITS OWN SHARES Management For No No
AND SHARES IN ANY HOLDING COMPANY OF THE COMPANY AND FOR
ANY OF THE COMPANY S SUBSIDIARIES TO ACQUIRE SHARES IN
THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 71,026 71,026 11/12/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD AGM Meeting Date: 11/18/2003
Issuer: S31755101 ISIN: ZAE000018123
SEDOL: 4281221, 6280215, 0298377, 5734177, 7514861
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR Management Unvoted No
THE YE 30 JUN 2003
2.1 RE-ELECT MR. J.M. MCMOHAN AS A DIRECTOR Management Unvoted No
2.2 RE-ELECT MR. B.R. VAN ROOYEN AS A DIRECTOR Management Unvoted No
Unvoted
2.3 RE-ELECT MR. J.M. C.I. VON AS A DIRECTOR Management No
2.4 RE-ELECT MR. A.J. WRIGHT AS A DIRECTOR Management Unvoted No
3.S1 AUTHORIZE THE DIRECTORS TO APPROVE THE PURCHASE OF ITS Management Unvoted No
OWN SHARES BY THE COMPANY OR ANY OF THE COMPANY S
SUBSIDIARIES ACQUIRING SHARES IN THE COMPANY OR ANY
HOLDING COMPANY OF THE COMPANY S AND THE PURCHASE OF
SHARES BY THE COMPANY IN ANY HOLDING COMPANY OF THE
COMPANY, NOT EXCEEDING IN AGGREGATE 20% OF THE RELEVANT
COMPANY S ISSUED SHARE CAPITAL OF THAT CLASS AT THE TIME
THE AUTHORITY IS GRANTED, AT A PRICE OF NO MORE THAN 10%
ABOVE THE WEIGHTED AVERAGE MARKET VALUE OF THE
SECURITIES OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES AT THE END OF 15 MONTHS ; A PAID PRESS
ANNOUNCEMENT WILL BE PUBLISHED WHEN THE COMPANY HAS
ACQUIRED, ON A CUMULATIVE BASIS, 3% OF THE INITIAL
NUMBER OF THE RELEVANT CLASS OF SECURITIES AND FOR EACH
3% IN AGGREGATE OF THE INITIAL NUMBER OF THAT CLASS
ACQUIRED THEREAFTER
4.O1 APPROVE TO PLACE THE ENTIRE AUTHORIZED BUT UNISSUED Management Unvoted No
SHARE CAPITAL OF THE COMPANY UNDER THE CONTROL OF THE
DIRECTORS OF THE COMPANY, AFTER SETTING ASIDE SO MANY
SHARES AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED BY
THE COMPANY IN TERMS OF GF MANAGEMENT INCENTIVE SCHEME
AND THE GF NON-EXECUTIVE DIRECTOR SHARE PLAN, AND
AUTHORIZE THE DIRECTORS, SUBJECT TO SECTION 221 AND 222
OF THE COMPANIES ACT, 61 OF 1973, AS AMENDED AND THE
LISTING REQUIREMENTS OF THE JSE SECURITIES EXCHANGE OF
SOUTH AFRICA, TO ALLOT AND ISSUE ALL OR PART THEREOF IN
THEIR DISCRETION; AUTHORITY EXPIRES AT THE NEXT AGM OF
THE COMPANY
5.O2 AUTHORIZE THE DIRECTORS OF THE COMPANY, PURSUANT Management Unvoted No
TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND
SUBJECT TO THE LISTING REQUIREMENTS OF THE JSE
SECURITIES EXCHANGE SOUTH AFRICA AND SUBJECT TO THE
COMPANIES ACT, 61 OF 1973, AS AMENDED, TO ALLOT AND
ISSUE ORDINARY SHARES TO PUBLIC SHAREHOLDERS AND NOT TO
RELATED PARTIES ORDINARY SHARES FOR CASH, NOT EXCEEDING
IN AGGREGATE IN ANY ONE FY, 15% OF THE COMPANY S ISSUED
ORDINARY SHARE CAPITAL AT THE MAXIMUM PERMITTED DISCOUNT
OF 10% OF THE AVERAGE CLOSING PRICE OF SUCH SHARES OVER
THE 30 DAYS PRIOR TO THE DATE THAT THE PRICE OF THE
ISSUE IS DETERMINED OR AGREED BY THE DIRECTORS OF THE
COMPANY; AUTHORITY EXPIRES THE EARLIER OF THE NEXT AGM
OR 15 MONTHS ; A PRESS ANNOUNCEMENT GIVING FULL DETAILS,
INCLUDING THE IMPACT ON NET ASSET VALUE AND EARNINGS PER
SHARE, WILL BE PUBLISHED AT THE TIME OF ANY ISSUE
REPRESENTING, ON A CUMULATIVE BASIS WITHIN ONE FY, 5% OR
MORE OF THE NUMBER OF SHARES IN ISSUE PRIOR TO THE ISSUE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 25,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
DURBAN ROODEPOORT DEEP, LIMITED DROOY Annual Meeting Date: 11/28/2003
Issuer: 266597 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 TO ADOPT THE AUDITED ANNUAL FINANCIAL STATEMENTS Management For No
FOR THE TWELVE MONTHS ENDED 30 JUNE 2003
O2 TO RE-APPOINT THE AUDITORS IN ACCORDANCE WITH Management For No
THE COMPANY S ARTICLES OF ASSOCIATION
O3 DIRECTOR Management For No No
O3D TO RE-ELECT MR. A LUBBE AS AN ALTERNATE DIRECTOR Management For No
OF THE COMPANY
O3E TO RE-ELECT MR. DT VAN DER MESCHT AS AN ALTERNATE Management For No
DIRECTOR OF THE COMPANY
S4 TO PLACE ALL UNISSUED SHARES IN THE CAPITAL OF Management For No
THE COMPANY UNDER THE CONTROL OF THE DIRECTORS
AS A GENERAL AUTHORITY
S5 TO AUTHORISE THE PLACEMENT OF ORDINARY SHARES Management For No
UNDER THE CONTROL OF THE DIRECTORS, TO ALLOT
AND ISSUE ORDINARY SHARES FOR CASH
S6 TO APPROVE THE ALLOTMENT AND ISSUE TO ANY DIRECTOR Management For No
IN TERMS OF THE DURBAN ROODEPOORT DEEP (1996)
SHARE OPTION SCHEME
S7 TO APPROVE THE ISSUE OF SHARES TO NON-EXECUTIVE Management For No
DIRECTORS IN TERMS OF THE DURBAN ROODEPOORT DEEP
(1996) SHARE OPTION SCHEME
S8 TO APPROVE AND RATIFY THE ALLOTMENT AND ISSUE Management For No
OF EMPLOYEE SHARE OPTIONS TO NON-EXECUTIVE DIRECTORS
IN TERMS OF SECTION 223
S9 TO AUTHORISE THE DIRECTORS TO ALLOT AND ISSUE Management For No
NEW ORDINARY SHARES IN TERMS OF SECTION 82(1)
S10 TO RATIFY THE ALLOTMENT AND ISSUE OF CERTAIN Management For No
ORDINARY SHARES TO COMPLY WITH THE REQUIREMENTS
OF SECTION 82(1)
S11 TO AUTHORISE THE DIRECTORS TO APPROVE THE REPURCHASE Management For No
BY THE COMPANY OR ITS SUBSIDIARIES OF ITS OWN
SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 301 57,362 57,362 11/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. HAIN Annual Meeting Date: 12/04/2003
Issuer: 405217 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE AMENDMENT TO THE 2002 LONG TERM Management For No No
INCENTIVE AND STOCK PLAN TO INCREASE THE NUMBER OF
SHARES ISSUABLE OVER THE TERM OF THE PLAN BY 1,500,000
SHARES TO 3,100,000 SHARES IN THE AGGREGATE.
03 TO APPROVE THE AMENDMENT TO THE 2000 DIRECTORS Management For No No
STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES
ISSUABLE OVER THE TERM OF THE PLAN BY 200,000 SHARES TO
950,000 SHARES IN THE AGGREGATE.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For No No
TO ACT AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 3,947 3,947 11/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ON COMMAND CORPORATION ONCO Special Meeting Date: 12/05/2003
Issuer: 682160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT, DATED AS OF Management For No No
SEPTEMBER 9, 2003, AMONG THE COMPANY, LIBERTY MEDIA
CORPORATION, A DELAWARE CORPORATION, AND ONCO
ACQUISITION CO., A DELAWARE CORPORATION, AND APPROVAL OF
THE MERGER CONTEMPLATED THEREBY, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT/PROSPECTUS).
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 100,000 100,000 12/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SGS SOCIETE GENERALE DE SURVEILLANCE HOLDING SA, GENEVE EGM Meeting Date: 12/09/2003
Issuer: H7484G106 ISIN: CH0002497458 BLOCKING
SEDOL: 4824778
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE NOTICE FOR THIS MEETING WAS RECEIVED Non-Voting Non-Vote Proposal No
AFTER THE REGISTRATION DEADLINE. IF YOUR SHARES WERE
REGISTERED PRIOR TO THE DEADLINE OF NOVEMBER 12TH, YOUR
VOTING INSTRUCTIONS WILL BE ACCEPTED FOR THIS MEETING.
HOWEVER, VOTING INSTRUCTIONS FOR SHARES THAT WERE NOT
REGISTERED PRIOR TO THE REGISTRATION DEADLINE WILL NOT
BE ACCEPTED. THANK YOU.
1. APPROVE THE NAME CHANGE Management For No
2. APPROVE THE CONDITIONAL INCREASE OF THE SHARE Management For No
CAPITAL
3. APPROVE THE AUTHORIZED INCREASE OF THE SHARE CAPITAL Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 500 500 12/03/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CMGI, INC. CMGI Annual Meeting Date: 12/10/2003
Issuer: 125750 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AUTHORIZE THE BOARD OF DIRECTORS, IN ITS DISCRETION, Shareholder Against Yes No
TO AMEND THE COMPANY S CERTIFICATE OF INCORPORATION TO
EFFECT A REVERSE STOCK SPLIT OF THE COMPANY S ISSUED AND
OUTSTANDING SHARES OF COMMON STOCK BY A RATIO OF BETWEEN
1-FOR-2 AND 1-FOR-25, INCLUSIVE, WITHOUT FURTHER
APPROVAL OR AUTHORIZATION OF THE COMPANY S STOCKHOLDERS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 109 37,000 37,000 12/04/2003
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 12/17/2003
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF A TOTAL OF UP TO Management For No No
171,238,160 SHARES OF UNITEDGLOBALCOM, INC. CLASS A
COMMON STOCK, AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 APPROVAL OF UNITEDGLOBALCOM S AMENDED EQUITY INCENTIVE Management For No No
PLAN FOR EMPLOYEES, DIRECTORS AND CONSULTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 508 20,000 20,000 12/09/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP EGM Meeting Date: 12/23/2003
Issuer: X5967A101 ISIN: GRS419003009 BLOCKING
SEDOL: 7107250
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE AMENDMENT OF ARTICLE 3 OF THE COMPANY S Management For No
STATUTE-REGISTERED OFFICE
2. APPROVE THE FINAL TERMS OF THE 2003 COLLECTIVE LABOUR Management For No
AGREEMENT BETWEEN OPAP S.A. AND THE UNION OF ITS
EMPLOYEES
3. VARIOUS ISSUES-ANNOUNCEMENTS Other For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 5,550 5,550 12/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION CFC Special Meeting Date: 01/09/2004
Issuer: 222372 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE PROPOSAL TO AMEND THE COMPANY S Shareholder For No No
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 2,000 2,000 12/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLO-IRISH BANK CORP PLC AGM Meeting Date: 01/23/2004
Issuer: G03808105 ISIN: IE0001987894
SEDOL: 4032775, 0198789
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO ADOPT THE REPORTS AND ACCOUNTS Management For No
2. DECLARE A DIVIDEND Management For No
3.a RE-ELECT MR. TIARNAN O. MAHONEY AS A DIRECTOR Management For No
3.b RE-ELECT MR. JOHN ROWAN AS A DIRECTOR Management For No
3.c RE-ELECT MR. PATRICK WRIGHT AS A DIRECTOR Management For No
3.d RE-ELECT MR. PATRICIA JAMAL AS A DIRECTOR Management For No
4. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For No
OF THE AUDITORS
5. GRANT AUTHORITY FOR THE SHARE BUY-BACKS AND THE Management For No
RE-ISSUE PRICE FOR TREASURY SHARES
6. AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION Management For No
RIGHTS
7. APPROVE TO DETERMINE THE AGGREGATE REMUNERATION OF Management For No
THE NON-EXECUTIVE DIRECTORS IN ACCORDANCE
WITH ARTICLE 78 OF THE ARTICLES OF ASSOCIATION
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 33,834 33,834 01/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LONMIN PLC AGM Meeting Date: 02/05/2004
Issuer: G56350112 ISIN: GB0031192486
SEDOL: 6432748, 3119248
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE ACCOUNTS Management For No
FOR THE YE 30 SEP 2003
2. RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For No
REPORT FOR THE YE 30 SEP 2003
3. DECLARE A NET FINAL DIVIDEND OF 42 US CENTS PER Management For No
SHARE FOR THE YE 30 SEP 2003
4. RE-ELECT MR. IAN FARMER AS A DIRECTOR Management For No
5. RE-ELECT MR. PETER GODSOE AS A DIRECTOR Management For No
6. RE-ELECT MR. ROGER PHILLIMORE AS A DIRECTOR Management For No
7. RE-ELECT MR. MICHAEL HARTNALL AS A DIRECTOR Management For No
8. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS OF THE Management For No
COMPANY AND AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION
9. APPROVE: (A) THE LONMIN PLC SHAREHOLDER VALUE INCENTIVE Management For No
PLAN AND AUTHORIZE THE DIRECTORS TO ADOPT THEM; AND (B)
TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO DO ALL SUCH
ACTS AND THINGS WHICH THEY MAY CONSIDER NECESSARY OR
EXPEDIENT FOR THE PURPOSES OF IMPLEMENTING AND GIVING
EFFECT TO THE SAME AND THAT THE DIRECTORS BE AUTHORIZED
TO ESTABLISH FURTHER SCHEMES BASED ON THE PLAN TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAW
IN OVERSEAS TERRITORIES PROVIDED THAT SUCH OTHER SCHEMES
SHALL COUNT AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION UNDER THE PLAN
10. APPROVE TO RENEW THE POWERS CONFERRED ON THE DIRECTORS Management For No
BY ARTICLE 12(B) OF THE COMPANY S ARTICLES OF
ASSOCIATION, AND FOR THIS PURPOSE THE SECTION 80 AMOUNT
SHALL BE USD 46,995,000, THE RESTRICTED SECTION 80
AMOUNT SHALL BE USD 14,000,000; AND THE SECTION 80
PERIOD SHALL EXPIRE ON 04 FEB 2009
S.11 APPROVE TO RENEW THE POWERS CONFERRED ON THE DIRECTORS Management For No
BY ARTICLE 12(C) OF THE COMPANY S ARTICLES OF
ASSOCIATION, AND FOR THIS PURPOSE THE SECTION 89 AMOUNT
SHALL BE USD 7,055,000; AND THE SECTION 89 PERIOD SHALL
EXPIRE ON 04 FEB 2009
S.12 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 9 OF THE Management For No
COMPANY S ARTICLES OF ASSOCIATION, TO MAKE MARKET
PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP
TO 14,000,000 ORDINARY SHARES OF USD 1 EACH IN ITS
CAPITAL, AT A MINIMUM PRICE OF THE NOMINAL VALUE OF SUCH
SHARE AND UP TO 105% OF THE AVERAGE OF THE MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES AS DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE 5 BUSINESS
DAYS PRECEDING THE DATE OF PURCHASE; AUTHORITY EXPIRES
THE EARLIER OF, ON 04 MAY 2005, OR AT THE DATE OF THE
AGM OF THE COMPANY IN 2005 ; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE OF ITS OWN
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 20,000 20,000 02/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 02/11/2004
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENTS TO UNITEDGLOBALCOM, Management For No No
INC. STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
(EFFECTIVE JUNE 1, 1993), UNITEDGLOBALCOM, INC.
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
(EFFECTIVE MARCH 20, 1998), AND UNITEDGLOBALCOM,
INC. 1993 STOCK OPTION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 508 20,000 20,000 02/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AGERE SYSTEMS INC. AGRA Annual Meeting Date: 02/19/2004
Issuer: 00845V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 80,000 80,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL AGM Meeting Date: 02/24/2004
Issuer: H5820Q150 ISIN: CH0012005267
SEDOL: 7103065
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register For No
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER
BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS
DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA
IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED
REQUESTING YOUR VOTING INSTRUCTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 14,000 14,000 01/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL AGM Meeting Date: 02/24/2004
Issuer: H5820Q150 ISIN: CH0012005267 BLOCKING
SEDOL: 7103065
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, THE FINANCIAL STATEMENTS Management For No
OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003
2. APPROVE THE ACTIVITIES OF THE BOARD OF DIRECTORS Management For No
3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS OF Management For No
NOVARTIS AG AS PER BALANCESHEET AND DECLARE A DIVIDEND
PAYMENT OF CHF 2,526,705,981 IS EQUIVALENT TO A GROSS
DIVIDEND OF CHF 1.00 PER REGISTERED SHARES OF CHF 0.50
NOMINAL VALUE ENTITLED TO DIVIDENDS
4. APPROVE TO ALLOCATE THE GENERAL RESERVES AS PER Management For No
BALANCE SHEET OF 31 DEC 2003 THE AMOUNTS OF CHF
360,890,000 TO THE FREE RESERVES
5. APPROVE TO REDUCE THE SHARE CAPITAL BY CHF 12,130,000 Management For No
FROM CHF 1,400,735,000 TO CHF 1,388,605,000 THAT THE
CORRESPONDING NUMBER OF REGISTERED SHARES FOR
SUBSEQUENTLY CANCELLED AND THAT THE RELEVANT CLAUSE IN
THE ARTICLE OF INCORPORATION BE AMENDED; AND AMEND
ARTICLE 4 OF THE ARTICLES OF INCORPORATION
6. AUTHORIZE THE BOARD OF DIRECTORS: I) TO LAUNCH A Management For No
FOURTH SHARE REPURCHASE PROGRAM TO A MAXIMUM AMOUNT OF
CHF 3 BILLION, WITH THE AIM OF CANCELING THE SHARES
BOUGHT BACK AND II) TO REPURCHASE FOR CANCELLATION OWN
SHARES BEYOND THE LIMIT OF 10% OF THE SHARE CAPITAL OF
THE NOVARTIS AG IN THE COURSE OF EITHER THE COMPLETION
EXISTING THIRD SHARE REPURCHASE PROGRAM OF CHF 4 BILLION
OR THE IMPLEMENTATION OF THE FOURTH PROGRAM
7. AMEND THE ARTICLE 21 PARAGRAPH 3 OF THE ARTICLES Management For No
OF INCORPORATION
8.1 APPROVE THE RESIGNATION OF MR. WALTER G. FREHNER Management For No
AND MR. HEINI LIPPUNER FROM THE BOARD OF DIRECTORS
8.2a RE-ELECT PROF. DR. HELMUT SIHLER AS A DIRECTOR Management For No
FOR A PERIOD OF 3 YEARS
8.2b RE-ELECT MR. HANS-JORG RUDLOFF AS A DIRECTOR Management For No
FOR A PERIOD OF 3 YEARS
8.2c RE-ELECT MR. DE DANIEL VASELLA AS A DIRECTOR Management For No
FOR A PERIOD OF 3 YEARS
9. APPROVE THE RETENTION OF THE CURRENT AUDITORS OF Management For No
NOVARTIS AG AND GROUP AUDITORS, PRICEWATERHOUSECOOPERS
AG FOR A FURTHER YEAR
* PLEASE NOTE THAT THIS IS PART II OF THE MEETING Non-Voting Non-Vote Proposal No
PROCESSED UNDER MI 122233 INCLUDING THE AGENDA. THANK
YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 14,000 14,000 02/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP AGM Meeting Date: 02/27/2004
Issuer: X5967A101 ISIN: GRS419003009 BLOCKING
SEDOL: 7107250
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2003 AFTER Management For No
HEARING THE BOARD OF DIRECTOR S AND THE AUDITORS
RELEVANT REPORTS
2. APPROVE THE PROFITS APPROPRIATION Management For No
3. APPROVE THE EXEMPTION OF THE MEMBERS OF THE BOARD OF Management For No
DIRECTORS AND THE CERTIFIED AUDITORS FROM ANY LIABILITY
FOR INDEMNITY REGARDING THE FY 2003
4. ELECT THE CERTIFIED AUDITORS, 2 REGULAR AND 2 Management For No
SUBSTITUTE, FOR THE FY 2004 AND APPROVE TO DETERMINE
THEIR REMUNERATION
5. APPROVE THE REMUNERATION OF THE MEMBERS AND SECRETARY Management For No
OF THE BOARD OF DIRECTORS FOR THE FY 2004
6. APPROVE THE PARTICIPATION OF THE MEMBERS OF THE BOARD OF Management For No
DIRECTORS IN COMMITTEES AND APPROVE THE LUMP SUM FOR THE
FY 2004
7. RATIFY THE ELECTION OF NEW MEMBERS OF THE BOARD OF Management For No
DIRECTORS IN REPLACEMENT OF THOSE WHO RESIGNED
8. APPROVE THE ACQUISITION CONTRACTS OF BET AND TECHNOLOGY Management For No
DEVELOPMENT COMPANIES IN CYPRUS
9. MISCELLANEOUS ANNOUNCEMENTS Other For No
* PLEASE NOTE THAT THIS IS AN ORDINARY GENERAL Non-Voting Non-Vote Proposal No
MEETING. THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 8,550 8,550 02/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD AGM Meeting Date: 02/27/2004
Issuer: Y74718100 ISIN: KR7005930003
SEDOL: 6771720
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENT, THE BALANCE SHEET, THE Management For No
PROPOSED DISPOSITION OF RETAINED EARNING, THE STATEMENT
OF PROFIT AND LOSS AND KRW 5,000 PER 1 COMMON SHARE AND
KRW 5,050 PER 1 PREFERRED SHARE
2.1 ELECT AN EXTERNAL DIRECTOR Management For No
2.2 ELECT THE AUDITORS Management For No
2.3 ELECT AN INTERNAL DIRECTOR Management For No
3. APPROVE THE REMUNERATION LIMIT FOR DIRECTORS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 3,570 3,570 02/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LIMITED GFI Annual Meeting Date: 03/08/2004
Issuer: 38059T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ORDINARY RESOLUTION NUMBER 1 (REGARDING ISSUE Shareholder For No No
OF SHARES TO MVELA GOLD)
02 ORDINARY RESOLUTION NUMBER 2 (AUTHORISING DIRECTORS Shareholder For No No
TO IMPLEMENT SHARE EXCHANGE)
03 ORDINARY RESOLUTION NUMBER 3 (AUTHORISING DIRECTORS Management For No No
TO PERFORM NECESSARY ACTS TO GIVE EFFECT TO RESOLUTIONS
NUMBERS 1 AND 2)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 91,026 91,026 03/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD OGM Meeting Date: 03/08/2004
Issuer: S31755101 ISIN: ZAE000018123
SEDOL: 4281221, 6280215, 0298377, 5734177, 7514861
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ALLOTMENT AND ISSUE BY THE BOARD OF Management For No
DIRECTORS OF GFI MINING SOUTHAFRICA LIMITED OF NEW
ORDINARY SHARES WITH A PAR VALUE OF ZAR 1.00 EACH,
REPRESENTING 15 PER CENT OF THE ISSUED ORDINARY SHARE
CAPITAL OF GFI-SA, FOR AN AGGREGATE SUBSCRIPTION PRICE
OF ZAR 4 139 MILLION, TO MVELAPHANDA GOLD TERMS OF THE
SPECIFIC ISSUE OF SHARES FOR CASH, DETAILS OF WHICH ARE
REFLECTED IN THE CIRCULAR TO WHICH THIS NOTICE IS
ATTACHED AND IN ACCORDANCE WITH SECTION 5.51 OF THE
LISTING REQUIREMENTS OF THE JSE SECURITIES EXCHANGE
SOUTH AFRICA
2. AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY IN TERMS Management For No
OF SECTION 221 OF THE COMPANIES ACT 1973, TO ALLOT AND
ISSUE NEW ORDINARY SHARES WITH A PAR VALUE OF 50 CENTS
EACH IN THE SHARE CAPITAL OF THE COMPANY TO MVELA GOLD
OR TO MICAWBER 325 OR TO THE MEZZANINE FINANCIERS IF
ORDINARY SHARES IN GFI-SA ARE SOLD TO THE COMPANY
PURSUANT TO THE COMPANY EXERCISING ITS RIGHT OF CALL IN
RESPECT OF SUCH SHARES OR PURSUANT TO MVELA GOLD OR MEZZ
SPV OR THE MEZZANINE FINANCIERS, AS THE CASE MAY BE,
EXERCISING THE RIGHT TO PUT SUCH SHARES TO THE COMPANY
3. AUTHORIZE ANY MEMBER OF THE BOARD OF DIRECTORS OF THE Management For No
COMPANY TO SIGN ALL SUCH DOCUMENTS AND DO ALL SUCH
THINGS AS MAY BE NECESSARY FOR OR INCIDENTLY TO THE
IMPLEMENTATION OF ORDINARY RESOLUTIONS NUMBER 1 AND 2
INCLUDING EXERCISING THEIR VOTES AT ANY GENERAL MEETING
OF GFI-SA IN FAVOR OF ANY RESOLUTION SPECIFICALLY
AUTHORIZING THE ALLOTMENT AND ISSUE OF NEW ORDINARY
SHARES IN GFI-SA TO MVELA GOLD OR TO MEZZ SPV OR TO THE
MEZZANINE FINANCIERS, AS THE CASE MAY BE, IN TERMS OF
SECTIONS 221 OF THE COMPANIES ACT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 25,000 25,000 03/01/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NRJ GROUP EGM Meeting Date: 03/09/2004
Issuer: F6637Z112 ISIN: FR0000121691 BLOCKING
SEDOL: 5996126
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A COMBINED MEETING.THANK Non-Voting Non-Vote Proposal No
YOU.
O.1 RECEIVE THE EXECUTIVE COMMITTEE REPORT AND THE Management For No
GENERAL AUDITOR S REPORT, AND APPROVE THE ACCOUNTS AND
THE BALANCE SHEET FOR THE FISCAL YEAR CLOSED 30 SEP
2003; ACKNOWLEDGE THAT THE PROFITS FOR THE FY IS EUR
6,871,753.55
O.2 ACKNOWLEDGE THAT THE CONSOLIDATED ACCOUNTS WERE Management For No
PRESENTED, AND THAT THE EXECUTIVE COMMITTEE REPORT FOR
THE GROUP IS INCLUDED IN THE SUPERVISORY BOARD REPORT;
CONSOLIDATED NET INCOME: EUR 52,201.00 AND NET INCOME
SHARE GROUP EUR 52,148.00
O.3 APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management For No
PROFITS FOR THE FY: EUR 6,871,753.55; SPECIAL RESERVE ON
LONG TERM CAPITAL GAINS: EUR 179,052.93; GLOBAL
DIVIDEND: EUR 18,160,948.00; AND, THE SHAREHOLDERS WILL
RECEIVE A NET DIVIDEND OF EUR 0.21, WITH A CORRESPONDING
TAX CREDIT OF EUR 0.1050; THIS DIVIDEND WILL BE PAID ON
15 MAR 2004
O.4 APPROVE THE SPECIAL AUDITOR S REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLE L.225-86 AND FOLLOWING
OF THE LAW OF THE COMMERCIAL LAW
O.5 ACKNOWLEDGE THE INFORMATION CONTAINED IN THE Management For No
REPORT OF THE EXECUTIVE COMMMITTEE ON THE PLANS OF
STOCK-OPTIONS
O.6 GRANT PERMANENT DISCHARGE TO THE MEMBERS OF THE Management For No
EXECUTIVE COMMITTEE AND THE SUPERVISORY BOARD FOR THE
COMPLETION OF ITS ASSIGNMENT FOR THE CURRENT YEAR
O.7 APPROVE TO ALLOCATE EUR 50,000.00 TO THE MEMBERS Management For No
OF THE SUPERVISORY BOARD
O.8 APPOINT MR. ANTOINE GISCARD D. ESTAING AS MEMBER Management For No
OF SUPERVISORY BOARD FOR A PERIOD OF 2 YEARS
O.9 APPOINT MR. HERVE PHILIPPE AS MEMBER OF SUPERVISORY Management For No
BOARD FOR A PERIOD OF 2 YEARS
O.10 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For No
EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH
ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW
O.11 APPROVE TO MODIFY THE ARTICLE OF ASSOCIATION Management For No
NUMBER 13.2
O.12 APPROVE TO MODIFY THE ARTICLE OF ASSOCIATION Management For No
NUMBER 13.3B
O.13 APPROVE TO MODIFY THE ARTICLE OF ASSOCIATION Management For No
NUMBER 19
E.14 AUTHORIZE THE EXECUTIVE COMMITTEE TO PROCEED, Management For No
IN FRANCE OR ABROAD, WITH THE ISSUE OF NEW SHARES,
RESERVED TO THE EMPLOYEES OF THE COMPANY, UP TO A
NOMINAL AMOUNT OF EUR 10,000.00; AND AUTHORIZE THE
EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL FORMALITIES NECESSARY TO CARRY-OUT THE
ADOPTED CAPITAL INCREASE; AUTHORITY EXPIRES AT THE END
OF 26 MONTHS ;
O.15 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For No
EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH
ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting Non-Vote Proposal No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1
TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY
S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING
DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT
DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE
LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER
THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE
VOTE INSTRUCTION HAS BEEN SUBMITTED TO ADP AND THE
GLOBAL CUSTODIAN ADVISES ADP OF THE POSITION CHANGE VIA
THE ACCOUNT POSITION COLLECTION PROCESS, ADP HAS A
PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN
OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO
AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR
SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE
PRIOR TO MEETING DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 39,305 39,305 03/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY HPQ Annual Meeting Date: 03/17/2004
Issuer: 428236 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS HEWLETT-PACKARD Management For No No
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD COMPANY 2004 Management For No No
STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK OPTION EXPENSING Shareholder Against No No
PROPOSAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 103 13,638 13,638 03/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SAECO INTERNATIONAL GROUP, GAGGIO MONTANO (BO) MIX Meeting Date: 03/19/2004
Issuer: T8123S102 ISIN: IT0001467064 BLOCKING
SEDOL: 4778938, 4908058
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
20 MAR 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
E.1. AMEND THE COMPANY S BY-LAWS TO REFLECT THE CLOSING Management For No
OF THE CORPORATE YEAR AS OF 31 MAR 2004 AND SUBSEQUENT
CLOSING OF THE YEAR AS OF 31 MAR OF EVERY YEAR
E.2 APPROVE A POSSIBLE EARLIER EXECUTION OF THE STOCK Management For No
CAPITAL INCREASE UP TO A MAXIMUN OF EUR 1,560,000
WITH TOTAL SHARE PREMIUM OF EUR 6,669,000 AS
RESOLVED BY THE SHAREHOLDERS MEETING OF 24 APR
2002 AND THE ARTICLE 6 OF THE BY-LAWS
O.1 RECEIVE THE BOARD OF DIRECTOR S REPORT ON MANAGEMENT Management For No
ACTIVITY, THE INTERNAL AUDITOR S REPORT, THE
BALANCE SHEET REPORT AS OF 31 DEC 2003 AND RESOLUTIONS
RELATED THERETO
O.2 APPOINT THE BOARD OF DIRECTORS AFTER DETERMINING Management For No
THEIR NUMBER
O.3 STATE THE BOARD OF DIRECTORS EMOLUMENTS FOR THE Management For No
PERIOD 01 JAN TO 31 MAR 2004
O.4 APPOINT THE INTERNAL AUDITORS AND STATE THEIR Management For No
EMOLUMENTS
O.5 APPOINT THE EXTERNAL AUDITORS FOR BALANCE SHEET Management For No
AND CONSOLIDATED BALANCE SHEET AS PER ARTICLE 159 OF
LEGISLATIVE DECREE 58/98 AND TO CARRY OUT THE ACTIVITIES
AS PER ARTICLE 155 OF LEGISLATIVE DECREE 58/98 AND STATE
THEIR EMOLUMENTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 175,000 175,000 03/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES EGM Meeting Date: 03/19/2004
Issuer: B95505119 ISIN: BE0003626372 BLOCKING
SEDOL: 5821347, 4005001
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-Vote Proposal No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. SHOULD YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK YOU
1. APPROVE THE ACQUISITION OF OWN SHARES CORRESPONDING Management For No
TO A MAXIMUM OF 10% OF THE SUBSCRIBED CAPITAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 10,000 10,000 03/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHOFU SEISAKUSHO CO LTD AGM Meeting Date: 03/26/2004
Issuer: J06384101 ISIN: JP3527800001
SEDOL: 6192774
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY10, FINAL JY 10, SPECIAL
JY 0
2 AMEND ARTICLES TO: CANCEL YEAR-END CLOSURE OF Management For No
SHAREHOLDER REGISTER - DECREASEAUTHORIZED CAPITAL FROM
78.75 MILLION TO 77.75 MILLION SHARES TO REFLECT SHARE
REPURCHASE - AUTHORIZE SHARE REPURCHASES AT BOARD S
DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUS FOR DIRECTOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 10,000 10,000 03/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM CORP LTD OGM Meeting Date: 03/30/2004
Issuer: S7081Q109 ISIN: ZAE000013181
SEDOL: 6761000, 0760393, 5731598, 6761011
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For No
OF THE COMPANY FROM ZAR 40,000,000 DIVIDED INTO
400,000,000 ORDINARY PAR VALUE SHARES OF 10 CENTS EACH,
TO ZAR 40,400,000 DIVIDED INTO 400,000,000 ORDINARY PAR
VALUE SHARES OF 10 CENTS EACH AND 40,000,000 CONVERTIBLE
PERPETUAL CUMULATIVE PREFERENCE PAR VALUE SHARES OF 1
CENT EACH, BY CREATING 40,000,000 CONVERTIBLE PERPETUAL
CUMULATIVE PREFERENCE PAR VALUE SHARES OF 1 CENT EACH,
HAVING THE RIGHTS AND PRIVILEGES IN ARTICLE 142
S.2 APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For No
S.1, TO AMEND THE COMPANY S ARTICLES BY INSERTING A NEW
ARTICLE 142
S.3 APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For No
S.1 AND S.2, TO INCREASE THE AUTHORIZED SHARE CAPITAL OF
THE COMPANY BY AN AMOUNT EQUAL TO ANY INCREASE IN THE
ISSUED SHARE CAPITAL OF THE COMPANY ARISING ON A
CONVERSION OF THE CONVERTIBLE PERPETUAL CUMULATIVE
PREFERENCE SHARES TO ORDINARY SHARES IN TERMS OF ARTICLE
142.6, PROVIDED THAT SUCH INCREASE SHALL NOT EXCEED MORE
THAN 10% OF THE AUTHORIZED SHARE CAPITAL AT THE DATE OF
REGISTRATION OF THIS RESOLUTION AND PROVIDED FURTHER
THAT NO SUCH INCREASE BE EFFECTIVE UNTIL SUCH TIME AS
THE REQUISITE FORM CM11 OR OTHER PRESCRIBED FORMS HAVE
BEEN LODGED WITH THE COMPANIES AND INTELLECTUAL PROPERTY
REGISTRATION OFFICE AND ALL REQUISITE DUTY IN RESPECT OF
SUCH INCREASE IN AUTHORIZED CAPITAL HAVE BEEN PAID
4. APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS S.1, Management For No
S.2 AND S.3, TO PLACE THECONVERTIBLE PERPETUAL
CUMULATIVE PREFERENCE SHARES IN THE AUTHORIZED BUT
UNISSUED SHARE CAPITAL OF THE COMPANY UNDER THE CONTROL
OF THE DIRECTORS FOR ALLOTMENT AND ISSUE AT THE
DISCRETION OF THE DIRECTOR OF THE COMPANY, SUBJECT TO
ALL APPLICABLE LEGISLATION, THE REQUIREMENTS OF ANY
RECOGNIZED STOCK EXCHANGE ON WHICH THE SHARES IN THE
CAPITAL OF THE COMPANY FROM TIME TO TIME BE LISTED AND
WITH SUCH RIGHTS AND PRIVILEGES ATTACHED THERETO AS THE
DIRECTORS DETERMINE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 7,000 7,000 03/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM CORP LTD AGM Meeting Date: 03/30/2004
Issuer: S7081Q109 ISIN: ZAE000013181
SEDOL: 6761000, 0760393, 5731598, 6761011
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE GROUP S ANNUAL FINANCIAL Management For No
STATEMENTS FOR THE YE 31 DEC 2003
2.A RE-ELECT MR. L. BOYD AS A DIRECTOR OF THE COMPANY, Management For No
WHO RETIRES BY ROTATION AND IN TERMS OF THE ARTICLES
OF ASSOCIATION
2.B RE-ELECT MR. W.A. NAIRN AS A DIRECTOR OF THE Management For No
COMPANY, WHO RETIRES BY ROTATIONAND IN TERMS
OF THE ARTICLES OF ASSOCIATION
2.C RE-ELECT MR. R. HAVENSTEIN AS A DIRECTOR OF THE Management For No
COMPANY
2.D RE-ELECT DR. B.A. KHUMALO AS A DIRECTOR OF THE Management For No
COMPANY
2.E RE-ELECT MR. R.G. MILLS AS A DIRECTOR OF THE COMPANY Management For No
2.F RE-ELECT MR. A.M. THEBYANE AS A DIRECTOR OF THE Management For No
COMPANY
2.G RE-ELECT MR. P.L. ZIM AS A DIRECTOR OF THE COMPANY Management For No
3. APPOINT DELOITTE AND TOUCHE AS THE AUDITORS OF THE Management For No
COMPANY FOR THE ENSUING YEAR
4.O1 APPROVE TO PLACE THE AUTHORIZED BUT UNISSUED Management For No
ORDINARY SHARES OF 10 CENTS EACHIN THE CAPITAL OF THE
COMPANY EXCLUDE THE ORDINARY SHARES GIVEN TO THE
SPECIFIC AUTHORITY TO MEET THE REQUIREMENTS OF THE ANGLO
PLATINUM SHARE OPTION SCHEME UNDER THE CONTROL OF THE
DIRECTORS OF THE COMPANY, SUBJECT TO THE PROVISIONS OF
THE COMPANIES ACT, 1973, AND THE LISTING REQUIREMENTS OF
THE JSE AND AUTHORIZE THE DIRECTORS TO ALLOT AND ISSUE
ALL OR ANY PORTION OF SUCH SHARES ON SUCH TERMS AND
CONDITIONS AS THEY DETERMINE
5.O2 APPROVE TO INCREASE THE FEES PAYABLE TO NON-EXECUTIVE Management For No
DIRECTORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 7,000 7,000 03/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CANON INC AGM Meeting Date: 03/30/2004
Issuer: J05124144 ISIN: JP3242800005
SEDOL: 6172323, 5485271
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY15, FINAL JY 35, SPECIAL
JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
3.10 ELECT DIRECTOR Management For No
3.11 ELECT DIRECTOR Management For No
3.12 ELECT DIRECTOR Management For No
3.13 ELECT DIRECTOR Management For No
3.14 ELECT DIRECTOR Management For No
3.15 ELECT DIRECTOR Management For No
3.16 ELECT DIRECTOR Management For No
3.17 ELECT DIRECTOR Management For No
3.18 ELECT DIRECTOR Management For No
3.19 ELECT DIRECTOR Management For No
3.20 ELECT DIRECTOR Management For No
3.21 ELECT DIRECTOR Management For No
3.22 ELECT DIRECTOR Management For No
3.23 ELECT DIRECTOR Management For No
3.24 ELECT DIRECTOR Management For No
3.25 ELECT DIRECTOR Management For No
3.26 ELECT DIRECTOR Management For No
3.27 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.3 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPOINT ADDITIONAL EXTERNAL AUDITOR Management For No
6 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management For No
STATUTORY AUDITORS
7 APPROVE ADJUSTMENT TO AGGREGATE COMPENSATION Management For No
CEILING FOR DIRECTORS ANDSTATUTORY AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 3,000 3,000 03/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MABUCHI MOTOR CO LTD AGM Meeting Date: 03/30/2004
Issuer: J39186101 ISIN: JP3870000001
SEDOL: 6551030
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY67, FINAL JY 25, SPECIAL
JY 36
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
3.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
3.3 APPOINT INTERNAL STATUTORY AUDITOR Management For No
3.4 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4 APPROVE RETIREMENT BONUS FOR STATUTORY AUDITOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 2,200 2,200 03/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FEDERAL HOME LOAN MORTGAGE CORPORATI FRE Annual Meeting Date: 03/31/2004
Issuer: 313400 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2003
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 301 5,000 5,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOX KIDS EUROPE NV, ROTTERDAM OGM Meeting Date: 03/31/2004
Issuer: N3343B100 ISIN: NL0000352524 BLOCKING
SEDOL: 5835724, 5816127
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING Non-Voting Non-Vote Proposal No
2. APPOINT A MEMBER OF THE BOARD OF MANAGEMENT Management For No
3. RE-APPOINT A MEMBER OF THE SUPERVISORY BOARD Management For No
4. APPROVE THE ANNUAL REPORT Management For No
5. APPROVE THE ANNUAL ACCOUNTS Management For No
6. DISCHARGE THE BOARD OF MANAGEMENT AND THE SUPERVISORY Management For No
BOARD
7. ANY OTHER BUSINESS Other For No
8. CLOSURE Non-Voting Non-Vote Proposal No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 103,592 103,592 03/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS SA, LISBOA AGM Meeting Date: 04/02/2004
Issuer: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: 5466856, 5817186, 4676203, 5760365, 5825985
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, BALANCE SHEET AND THE Management For No
ACCOUNTS FOR 2003
2. APPROVE THE CONSOLIDATED ANNUAL REPORT, BALANCE SHEET Management For No
AND THE ACCOUNTS FOR 2003
3. APPROVE THE PROFIT APPLICATION AND RESERVES AFFECTATION Management For No
4. APPROVE THE GENERAL APPRECIATION OF THE COMPANY S Management For No
MANAGING AND AUDITING
5. APPROVE THE RATIFICATION OF THE COOPTATION OF Management For No
DIRECTORS
6. APPROVE THE ACQUISITION AND ALIENATION OF OWN SHARES, Management For No
INCLUDING THE ACQUISITION IN CONNECTION WITH THE PROGRAM
OF SHARE BUY BACK
7. APPROVE THE EVENTUAL OF SHARE CAPITAL REDUCTION AND Management For No
SPECIFICALLY THE REDUCTION UP TO EUR 125.428.500, IN
ORDER TO RELEASE THE CAPITAL COPIOUSLY IN ACCORDANCE
WITH THE PROGRAM OF SHARE BUY BACK, THROUGH THE
EXTINGUISHMENT AT LEAST, UP TO 125.428.500 OWN SHARES
ACQUIRED OR TO BE ACQUIRED, AS WELL AS CONNECTED
RESERVES, DUE TO THE REDUCTION OF ISSUING OF CONVERTIBLE
BONDS EMITTED BY THE COMPANY AND THE CONSEQUENT
ALTERATION OF THE BY-LAWS TO THE DELIBERATION OF THE
REDUCTION ARTICLE 4 OF THE SOCIAL CONTRACT
8. APPROVE, UNDER THE TERMS OF ARTICLE 8, NUMBER 4 OF THE Management For No
BY-LAWS ON THE PARAMETER TO BE APPLICABLE IN CASE OF AN
EVENTUAL ISSUING OF CONVERTIBLE BONDS IN SHARES THAT
COULD BE DELIBERATED BY THE BOARD OF DIRECTORS, AS WELL
AS ABOUT THE ISSUING OF CONVERTIBLE BONDS IN SHARES
ALREADY REALIZED BY THE COMPANY
9. APPROVE THE CANCELLATION OF PREFERENTIAL RIGHT IN THE Management For No
SUBSCRIPTION OF AN EVENTUAL CONVERTIBLE BONDS ISSUING,
IN WHAT CONCERNS THE RESOLUTION NUMBER 8 OF THIS MEETING
THAT MIGHT BE DONE BY THE BOARD OF DIRECTORS
DELIBERATION
10. APPROVE TO ISSUE BONDS AS WELL AS ON ANY OTHER SECURITIES Management For No
AND SPECIFICALLY ABOUT THE FIXING OF THE VALUE UNDER THE
TERMS OF NUMBER 3 OF ARTICLE 8, PARAGRAPH (E) OF NUMBER
1 OF ARTICLE 15 OF THE BY-LAWS
11. APPROVE THE ACQUISITION AND ALIENATION OF BONDS AND Management For No
OTHER OWN SECURITIES
* PLEASE BE ADVISED THAT THIS IS A REVISION DUE TO AN Non-Voting Non-Vote Proposal No
AMENDED DEADLINE DATE. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RE-SEND THIS PROXY FORM UNLESS YOU
WISH TO AMEND YOU VOTING INSTRUCTIONS. THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 30,000 30,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM CORP LTD OGM Meeting Date: 04/05/2004
Issuer: S7081Q109 ISIN: ZAE000013181
SEDOL: 6761000, 0760393, 5731598, 6761011
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE TO RESOLVE THE SHARE OPTION SCHEME, THE Management For No
LONG TERM INCENTIVE PLAN AND THE DEFERRED BONUS
PLAN AND THE SHARE TRUST
O.2 AUTHORIZE THE DIRECTORS OF THE COMPANY TO TAKE Management For No
ALL NECESSARY STEPS TO IMPLEMENT THE SHARE INCENTIVE
SCHEMES AND TO REGISTER THE SHARE TRUST
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 7,000 7,000 04/01/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OXIANA RESOURCES NL AGM Meeting Date: 04/06/2004
Issuer: Q7186A100 ISIN: AU000000OXR0
SEDOL: 6126621, 5685963, 6397825
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE FINANCIAL REPORT OF THE COMPANY Management For No
AND THE ECONOMIC ENTITY FOR THE YE 31 DEC 2003 AND THE
RELATED DIRECTORS REPORT, THE DIRECTORS DECLARATION AND
THE AUDITORS REPORT
2. RE-ELECT MR. RONALD H. BEEVOR AS A DIRECTOR OF THE Management For No
COMPANY, WHO RETIRES IN ACCORDANCE WITH ARTICLE
6.3(B) OF THE COMPANY S CONSTITUTION
3. RATIFY THE ALLOTMENT OF 115,000,000 FULLY PAID Management For No
ORDINARY SHARES AT 54 CENTS PER SHARE, OF PURSUANT
TO AUSTRALIAN STOCK EXCHANGE LISTING RULE 7.4,
TO AUSTRALIAN AND OFFSHORE INSTITUTIONAL INVESTORS
4. APPROVE PURSUANT TO ASX LISTING RULE 10.14, TO GRANT Management For No
4 MILLION OPTIONS OVER UNISSUED ORDINARY SHARES IN THE
CAPITAL OF THE COMPANY TO MR. OWEN HEGARTY OR HIS
NOMINEE UNDER THE OXIANA LIMITED EXECUTIVE OPTION PLAN;
THE OPTIONS EXERCISABEL AT AUD 1.20 PER OPTION WILL VEST
ON 01 JUN 2006; THE OPTIONS EXPIRES, EARLIER OF 5 YEARS
FROM ISSUE DATE OR WITHIN 30 DAYS OF THE CEASING TO BE A
DIRECTORS OF THE COMPANY
5. APPROVE, IN ACCORDANCE WITH THE COMPANY S CONSTITUTION Management For No
AND AUSTRALIAN STOCK EXCHANGE LISTING RULE 10.17, TO
INCREASE THE FEE TO BE PAID TO NON-EXECUTIVE DIRECTORS
FROM AUD 150,000 PER ANUM TO A MAXIMUM OF AUD 400,000
PER ANUM
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 937,500 937,500 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RECORDATI INDUSTRIA CHIMICA E FARMACEUTICA SPA, MILA MIX Meeting Date: 04/07/2004
Issuer: T78458121 ISIN: IT0003074447 BLOCKING
SEDOL: 7053397
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
8 APR 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
O.1 RECEIVE THE BOARD OF DIRECTORS REPORT, THE INTERNAL Management For No
AUDITORS REPORT AND THEBALANCE SHEET REPORT
AS OF 31 DEC 2003; AND APPROVE TO ALLOCATE PROFIT
AND DISTRIBUTION OF AVAILABLE RESERVES AND THE
RESOLUTIONS RELATED THERETO
O.2 AUTHORIZE THE COMPANY TO BUY AND DISPOSE ITS Management For No
OWN SHARES; AND APPROVE THE EMPOWERMENT AND THE
RESOLUTIONS RELATED THERETO
E.1 AMEND SOME ARTICLES OF THE BY-LAWS AND APPROVE Management For No
TO REFLECT THE DISPOSAL OF THELEGISLATIVE DECREES
6/2003 AND 5/2003 REFORM OF THE ITALIAN COMPANY
LAW
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 30,000 30,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD LIMITED AU Special Meeting Date: 04/08/2004
Issuer: 035128 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 SPECIAL RESOLUTION - APPROVAL TO CHANGE THE NAME Management For No No
OF ANGLOGOLD LIMITED TO ANGLOGOLD ASHANTI LIMITED.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 206 32,742 32,742 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM SA MIX Meeting Date: 04/09/2004
Issuer: F4113C103 ISIN: FR0000133308 BLOCKING
SEDOL: 4617428, 5176177, 5897650, 5356399
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
1. APPROVE THE ANNUAL ACCOUNTS FOR THE FYE 31 DEC Management For No
2003
2. APPROVE THE CONSOLIDATED ACCOUNTS FOR THE FYE Management For No
31 DEC 2003
3. APPROVE THE ALLOCATION OF THE RESULTS FOR THE YE 31 Management For No
DEC 2003 AS SHOWN IN THE ANNUAL ACCOUNTS
AND DISTRIBUTION
4. APPROVE THE AGREEMENTS REFERRED TO IN ARTICLE 225-38 Management For No
OF THE COMMERCIAL CODE
5. DELEGATE THE BOARD OF DIRECTORS TO BUY, KEEP OR Management For No
TRANSFER FRANCE TELECOM SHARES
6. APPROVE FIXING THE ISSUE PRICE OF SECURITIES WHICH DO NOT Management For No
CONFER ON THEIR HOLDERS THE SAME RIGHTS AS ORDINARY
SHARES, AND WHICH MAY BE ISSUED WITHOUT PRE-EMPTION
RIGHTS BASED ON THE GENERAL DELEGATION OF AUTHORITY
GRANTED TO THE BOARD OF DIRECTORS BY THE MIXED GENERAL
MEETING OF 25 FEB 2003
7. AMEND THE ARTICLES 1, 2 AND 7 OF THE BY-LAWS TO BRING Management For No
THEM INTO CONFORMITY WITH FRENCH LAW NO. 90-568 OF 02
JUL 1990 AS AMENDED BY FRENCH LAW NO. 2003-1365 OF 31
DEC 2003
8. AMEND THE ARTICLE 13 OF THE BY-LAWS RELATING TO THE Management For No
BOARD OF DIRECTORS
9. AMEND THE ARTICLE 14, 15, 17, 18 AND 19 OF THE BY-LAWS Management For No
RELATING TO THE CHAIRMAN S POWERS AND TO THE GENERAL
MANAGEMENT OF THE COMPANY
10. AMEND THE BY-LAWS TO BRING THEM INTO CONFORMITY WITH THE Management For No
PROVISIONS OF THE ARTICLE 55 OF DECREE NO. 67-236 OF 23
MAR 1967
11. AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE SHARES Management For No
RESERVED FOR WANADOO S SHAREHOLDERS, SUBSCRIBED WITHIN
THE FRAMEWORK OF THE STOCK OPTION PLANS ADOPTED IN THE
WANADOO GROUP, BENEFITING FROM A MECHANISM INTENDED TO
ENSURE LIQUIDITY WITH FRANCE TELECOM
12. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL Management For No
FOR THE BENEFIT OF MEMBERS OF A FRANCE GROUP COMPANY
SAVINGS PLAN
13. POWERS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 46,500 46,500 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EQUITABLE RESOURCES, INC. EQT Annual Meeting Date: 04/14/2004
Issuer: 294549 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE AMENDMENT AND RESTATEMENT OF THE EQUITABLE Management For No No
RESOURCES, INC. 1999 LONG-TERM INCENTIVE PLAN.
03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 10,000 10,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES MIX Meeting Date: 04/14/2004
Issuer: B95505119 ISIN: BE0003626372 BLOCKING
SEDOL: 5821347, 4005001
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, IN Non-Voting Non-Vote Proposal No
ACCORDANCE WITH THE PROVISIONS OF ARTICLES L225-177 TO
L225-186 OF THE FRENCH COMMERCIAL CODE ARTICLE 163BIS I
O THE CGI , WITH RESPECT TO THE OPTIONS OF UMICORE STOCK
GRANTED IN 2003 TO THE STAFF OF UMICORE S FRENCH
SUBSIDIARIES, UNDER PREFERENTIAL CONDITIONS WITH REGARD
TO TAX AND SOCIAL SECURITY CONTRIBUTIONS
2. APPROVE THE DIRECTOR S REPORT ON THE FY 2003 Non-Voting Non-Vote Proposal No
3. APPROVE THE AUDITOR S REPORT ON THE FY 2003 Non-Voting Non-Vote Proposal No
4.1 APPROVE THE ANNUAL ACCOUNTS AS AT 31 DEC 2003 Management For No
SHOWING A LOSS FOR THE FY IN THE AMOUNT OF EUR
105,516,010.43
4.2 ACKNOWLEDGE THE PROFIT OF EUR 217,759,921.60 Management For No
BROUGHT FORWARD FROM THE PREVIOUS FY AND THE AMOUNT
DEDUCTED FROM THE UNAVAILABLE RESERVE FOR OWN SHARES
FOLLOWING THE 2003 SALES FOR AN AMOUNT OF EUR
47,478,666.55 AND THAT THE PROFIT TO BE APPROPRIATED
STANDS AT EUR 159,722,577.72 AND APPROVE THE
APPROPRIATION OF THE PROFIT BY: A) PAYING A GROSS
DIVIDEND PER SHARES OF EUR 1.60 AND AT A TOTAL AMOUNT
DETERMINED BY THE AUTHORIZED PERSONS DESIGNATED BY THE
BOARD OF DIRECTORS, TAKING INTO ACCOUNT THE NUMBER OF
OWN SHARES HELD BY UMICORE ON THIS DATE; AND B) CARRYING
FORWARD THE BALANCE OF THE PROFIT TO BE APPROPRIATED
5.1 GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For No
DIRECTORS IN RESPECT OF THEIR MANDATES IN 2003
5.2 GRANT DISCHARGE TO THE AUDITOR IN RESPECT TO Management For No
HIS AUDITING ASSIGNMENTS IN 2003
6..1 APPROVE, CONSIDERING THAT MR. JEAN-PIERRE STANDAERT Management For No
TENDERED HIS RESIGNATION AS A DIRECTOR AS AT
31 DEC 2003, THAT HIS MANDATE BE LEFT VACANT
6.2 ELECT THE NEW DIRECTOR Management For No
6.3 APPROVE THE BOARD S REMUNERATION FOR THE FY 2004 Management For No
AT EUR 330,000
7. AUTHORIZE THE COMPANY OF THE COMPANY S SUBSIDIARIES Management For No
TO ACQUIRE ON THE STOCK MARKET, UNTIL THE 2005 ORDINARY
GENERAL MEETING, A NUMBER OF COMPANY S OWN SHARES
CORRESPONDING TO A MAXIMUM OF 10% OF THE SUBSCRIBED
CAPITAL, AT A UNIT PRICE COMPRISED BETWEEN A MINIMUM
EQUAL TO THE LOWEST 20 TRADING SESSIONS PRECEDING THE
DATE OF ACQUISITION LESS 10% AND A MAXIMUM PRICE PER
SHARE OF EUR 90.00
8. MISCELLANEOUS Non-Voting Non-Vote Proposal No
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-Vote Proposal No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal No
# 126397 DUE TO CHANGE IN THE MEETING DATE, AGENDA AND
MEETING TYPE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 10,000 10,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA MOVILES SA OGM Meeting Date: 04/16/2004
Issuer: E9016S114 ISIN: ES0178401016
SEDOL: 4695532
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL STATEMENTS AND MANAGEMENT Management For No
REPORT BOTH FOR TELEFONICA MOVILES, S.A., AS WELL AS FOR
IT S CONSOLIDATED GROUP OF CORPORATIONS, AS WELL AS OF
THE ALLOCATION OF THE EARNINGS OF TELEFONICA MOVILES,
S.A. AND OF THE MANAGEMENT BY ITS BOARD OF DIRECTORS,
ALL WITH REGARD TO THE FY CORRESPONDING TO THE YE 2003
2. APPROVE THE CASH DIVIDEND DISTRIBUTION TO THE Management For No
SHAREHOLDERS WITH A CHARGE TO THE EARNINGS OF
THE FY 2003
3. APPOINT AN AUDITOR FOR THE FY 2004 Management For No
4. APPOINT THE ACQUISITION OF ITS OWN SHARES, EITHER Management For No
DIRECTLY OR THROUGH CORPORATIONS WITHIN THE GROUP
5. APPROVE THE GENERAL SHAREHOLDERS MEETING CODE OF CONDUCT Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 20,769 20,769 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA MOVILES SA OGM Meeting Date: 04/16/2004
Issuer: E9016S114 ISIN: ES0178401016
SEDOL: 4695532
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MID Non-Voting Non-Vote Proposal No
#125936 DUE TO AN ADDITIONAL RESOLUTION. PLEASE ALSO
NOTE THE NEW CUTOFF DATE. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED
TO REINSTRUCT ON THIS NOTICE OF MEETING. THANK YOU.
1. APPROVE THE ANNUAL STATEMENTS AND MANAGEMENT Management For No
REPORT BOTH FOR TELEFONICA MOVILES, S.A., AS WELL AS FOR
IT S CONSOLIDATED GROUP OF CORPORATIONS, AS WELL AS OF
THE ALLOCATION OF THE EARNINGS OF TELEFONICA MOVILES,
S.A. AND OF THE MANAGEMENT BY ITS BOARD OF DIRECTORS,
ALL WITH REGARD TO THE FY CORRESPONDING TO THE YE 2003
2. APPROVE THE CASH DIVIDEND DISTRIBUTION TO THE SHAREHOLDERS Management For No
WITH A CHARGE TO THE EARNINGS OF THE FY 2003
3. APPOINT AN AUDITOR FOR THE FY 2004 Management For No
4. AUTHORIZE THE ACQUISITION OF ITS OWN SHARES, EITHER Management For No
DIRECTLY OR THROUGH CORPORATIONS WITHIN
THE GROUP
5. APPROVE THE GENERAL SHAREHOLDERS MEETING CODE OF CONDUCT Management For No
6. AUTHORIZE THE BOARD OF DIRECTORS TO FORMALIZE, CORRECT, Management For No
INTERPRET AND IMPLEMENT THE RESOLUTIONS ADOPTED ON THE
GENERAL MEETING
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 20,769 20,769 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CENDANT CORPORATION CD Annual Meeting Date: 04/20/2004
Issuer: 151313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For No No
AND BY-LAWS OF THE COMPANY TO ELIMINATE CLASSIFICATION
OF THE BOARD OF DIRECTORS OF THE COMPANY.
03 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2004.
04 STOCKHOLDER PROPOSAL REGARDING THE SEPARATION Shareholder Against No No
OF THE OFFICES OF CHIEF EXECUTIVE OFFICER AND
CHAIRMAN.
05 STOCKHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE Shareholder Against No No
OFFICER COMPENSATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 103 53,942 53,942 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO
RENEWALS OR EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against No No
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 101 4,000 4,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANTILARIO (RE) MIX Meeting Date: 04/20/2004
Issuer: T5513W107 ISIN: IT0001078911 BLOCKING
SEDOL: 5161407, 5849004
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting Non-Vote Proposal No
THERE WILL BE A SECOND CALL ON 21 APR 2004 (AND A THIRD
CALL ON 22 APR 2004). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS CANCELLED. THANK YOU
E.1 AMEND SOME ARTICLES OF THE BY-LAWS ALSO IN ORDER Management For No
TO REFLECT THE REFORM OF ITALIAN COMPANY LAW
O.1 APPROVE THE BALANCE SHEET REPORT AS OF 31 DEC 2003 Management For No
TOGETHER WITH THE BOARD OF DIRECTORS REPORTS ON
MANAGEMENT ACTIVITY AND THE INTERNAL AUDITORS REPORTS;
THE CONSOLIDATED BALANCE SHEET REPORTS AS OF 31 DEC 2003
TOGETHER WITH THE DIRECTORS AND THE INTERNAL AUDITORS
REPORTS; RESOLUTIONS RELATED THERETO
O.2 APPOINT THE DIRECTORS Management For No
O.3 APPROVE TO STATE THE DIRECTORS EMOLUMENTS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 176,000 176,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG Annual Meeting Date: 04/20/2004
Issuer: 744573 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. Management For No No
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2004.
04 STOCKHOLDER PROPOSAL RELATING TO THE NOMINATION Shareholder Against No No
OF AT LEAST TWO CANDIDATES FOR EACH OPEN BOARD
POSITION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 2,851 2,851 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SPRINT CORPORATION FON Annual Meeting Date: 04/20/2004
Issuer: 852061 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS OF SPRINT FOR 2004
03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shareholder Against No No
INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO PAY CAP Shareholder Against No No
05 STOCKHOLDER PROPOSAL CONCERNING INDEPENDENT CHAIRMAN Shareholder Against No No
06 STOCKHOLDER PROPOSAL CONCERNING REPORT ON OUTSOURCING Shareholder Against No No
OFF-SHORE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 31,624 31,624 04/06/2004
GABELLI GLOBAL GROWTH FUND 997G011 506 40,000 40,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
E.BISCOM SPA, MILANO MIX Meeting Date: 04/21/2004
Issuer: T3540F106 ISIN: IT0001423562 BLOCKING
SEDOL: 5935356, 5941104
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
22 APR 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 APPROVE TO RE-ESTABLISH THE INTERNAL AUDITORS Management For No
O.2 RECEIVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For No
2003 AS PER ARTICLE 2364 NUMBER 1 OF ITALIAN
CIVIL CODE
O.3 APPROVE TO ADJUST THE COMPANY AUDITING PROGRAM Management For No
FOR YEARS 2002/2004 PLANNED BYKPMG SPA AND AMEND
THE EMOLUMENTS
E.1 AMEND THE BY-LAWS AS FOLLOWS: ARTICLE 2 CORPORATE Management For No
PURPOSE, ARTICLE 3 LEGALOFFICE, ARTICLE 5 STOCK
CAPITAL, ARTICLE 6 WITHDRAWAL RIGHT, ARTICLE 7
SHAREHOLDERS MEETINGS CALLING, PARTICIPATION AND
DELEGATION, ARTICLE 10 BOARD OF DIRECTORS, ARTICLE 11
DIRECTORS AND EXECUTIVE COMMITTEE MEMBERS EMOLUMENTS,
ARTICLE 13 DIRECTORS MEETING, ARTICLE 15 DIRECTORS
POWERS, ARTICLE 19 INTERNAL AUDITORS, ARTICLE 20
AUDITING, ARTICLE 22 PROFITS DISTRIBUTION
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 12,500 12,500 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EIFFAGE SA MIX Meeting Date: 04/21/2004
Issuer: F2924U106 ISIN: FR0000130452 BLOCKING
SEDOL: 4347327
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 RECEIVE THE BOARD OF DIRECTORS REPORT, AND THE Management For No
GENERAL AUDITORS REPORT, AND APPROVE THE ACCOUNTS
AND THE BALANCE SHEET FOR THE FY 2003
O.2 ACKNOWLEDGE THAT THE CONSOLIDATED ACCOUNTS WERE Management For No
PRESENTED, AND THAT THE BOARD OF DIRECTORS REPORT
FOR THE GROUP IS INCLUDED IN THE BOARD OF DIRECTORS
REPORT AND GRANT PERMANENT DISCHARGE TO THE
MEMBERS OF THE BOARD OF DIRECTORS FOR THE COMPLETION
OF ITS ASSIGNMENT FOR THE CURRENT YEAR
O.3 APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS: Management For No
PROFITS FOR THE FY: EUR 107,372,833.99; PRIOR
RETAINED EARNINGS: EUR 579,703,968.86; LEGAL
RESERVE: EUR 113,994.40; GLOBAL DIVIDEND: EUR
34,131,779.68; BALANCE CARRIED FORWARD: EUR 652,831,028.77;
TOTAL: EUR 687,076,802.85; AND THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 2.32, THIS
DIVIDEND WILL BE PAID ON 30 APR 2004
O.4 APPROVE THE SPECIAL AUDITORS REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLE L.225-38 OF THE
COMMERCIAL LAW
O.5 APPROVE TO INCREASE THE COMPANY CAPITAL OF A PAR VALUE OF Management For No
EUR 118,014,584.00, BY INCORPORATING EUR 118,014,584.00,
THIS CAPITAL INCREASE SHALL BE REALIZED WITH THE
CREATION OF 14,751,823 NEW SHARES OF A PAR VALUE OF EUR
8.00 EACH, TO BE FREE ALLOTTED TO THE SHAREHOLDERS WITH
A RATIO OF 1 NEW SHARE FOR 1 PARENT SHARE, THE NEW
SHARES SHALL BE SUBJECT TO THE SAME STATUTORY PROVISIONS
AND SHALL RANK PARI PASSU WITH THE OLD SHARES, AND SHALL
BEAR AN ACCRUING DIVIDEND AS OF 01 JAN 2004, AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES AND
CONSEQUENTLY, TO MODIFY THE ARTICLE OF ASSOCIATIONS
NUMBER 6 SHARE CAPITAL
O.6 APPOINT MR. YVES NICOLAS AS THE DEPUTY AUDITOR UP TO THE Management For No
OGM RULING ON THE ACCOUNTS FOR THE FY 2006
O.7 AUTHORIZE THE BOARD OF DIRECTORS, TO TRADE THE COMPANY S Management For No
SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW OF
ADJUSTING THEIR PRICE AS PER THE FOLLOWING CONDITIONS:
MAXIMUM PURCHASE PRICE: EUR 170.00; MINIMUM SELLING
PRICE: EUR 70.00; MAXIMUM NUMBER OF SHARES TO BE TRADED:
10% OF THE SHARE CAPITAL; AUTHORITY EXPIRES AT THE END
OF 18 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.8 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, IN FRANCE Management For No
OR ABROAD, WITH THE ISSUE OF NEW SHARES, SECURITIES AND
EQUITY WARRANTS WITH THE PREFERENTIAL RIGHT UP TO A
NOMINAL AMOUNT OF EUR 100,000,000.00, ADJUSTED TO EUR
200,000,000.00, AUTHORITY EXPIRES AT THE END OF 26
MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; AUTHORITY EXPIRES AT THE END OF 23 APR 2003
E.9 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, WITHOUT THE Management For No
PREFERENTIAL RIGHT, IN FRANCE OR ABROAD, WITH THE ISSUE
OF NEW SHARES, SECURITIES AND EQUITY WARRANTS UP TO A
NOMINAL AMOUNT OF EUR 100,000,000.00, ADJUSTED TO EUR
200,000,000.00 AUTHORITY EXPIRES AT THE END OF 26 MONTHS
; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; AND AUTHORIZE THE BOARD OF DIRECTORS TO USE
IN WHOLE OR IN PART WITHIN THE REGULATIONS IN FORCE, THE
DELEGATION AS SPECIFIED, IN ACCORDANCE WITH THE ARTICLE
L.225-148 OF THE COMMERCIAL LAW; THE PRESENT DELEGATION
CANCELS AND REPLACES, FOR THE PERIOD UNUSED, AUTHORITY
EXPIRES AT THE END OF 23 APR 2003
O.10 APPROVE THE CAPITAL INCREASES RESULTING FROM THE USE OF Management For No
THE DELEGATIONS ABOUT THE AUTHORIZATION GIVEN IN THE
RESOLUTIONS 7 AND 8 TO ISSUE SHARES, SECURITIES AND
WARRANTS, SHALL NOT EXCEED THE NOMINAL AMOUNT OF EUR
100,000,000.00 ADJUSTED TO EUR 200,000,000.00 ; THE
MAXIMUM NOMINAL AMOUNT OF SECURITIES THE SHARES
AUTHORIZED IN THE RESOLUTIONS 7 AND 8 ARE NOT INCLUDED
SHALL NOT EXCEED EUR 1,000,000,000.00
O.11 APPROVE THAT THE VARIOUS DELEGATIONS RESULTING FROM THE Management For No
RESOLUTIONS 7, 8 AND 9, GIVEN TO IT AT THE PRESENT
MEETING SHALL BE USED IN WHOLE OR IN PART WITHIN THE
REGULATIONS IN FORCE IN A PERIOD OF TAKE-OVER BID OR
EXCHANGE BID ON THE COMPANY S SHARES UNTIL THE
CONCLUSION OF THE GENERAL MEETING RULING ON ANNUAL
ACCOUNTS CLOSED ON 31 DEC 2004
E.12 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN ONE OR Management For No
SEVERAL STAGES, TO THE MEMBERS OF STAFF AND THE
DIRECTORS OF THE COMPANY, STOCK OPTIONS GRANTING THE
RIGHT TO SUBSCRIBE TO THE COMPANY S ORDINARY NEW SHARES
TO BE ISSUED IN ORDER TO INCREASE ITS CAPITAL OR TO
PURCHASE THE COMPANY S EXISTING SHARES, MAXIMUM NUMBER
OF SHARES: 350,000 THE NUMBER OF SHARES WILL BE ADJUSTED
TO 700,000; MAXIMUM DURATION OF SHARES: 10 YEARS
AUTHORITY EXPIRES AT THE END OF 38 MONTHS ; AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.13 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For No
EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH
ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting Non-Vote Proposal No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1
TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY
S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING
DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT
DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE
LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER
THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE
VOTE INSTRUCTION HAS BEEN SUBMITTED TO ADP AND THE
GLOBAL CUSTODIAN ADVISES ADP OF THE POSITION CHANGE VIA
THE ACCOUNT POSITION COLLECTION PROCESS, ADP HAS A
PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN
OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO
AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR
SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE
PRIOR TO MEETING DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 5,000 5,000 04/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EIFFAGE SA SGM Meeting
Issuer: F2924U106 ISIN: FR0000130452 BLOCKING
SEDOL: 4347327
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1.
1. GRANT AUTHORITY TO CANCEL THE DOUBLE VOTING RIGHT FOR Management For No
REGISTERED SHARES OWNEDBY THE SAME SHAREHOLDER FOR 2
YEARS AND APPROVE TO MODIFY ARTICLE 30 OF ASSOCIATIONS
2. GRANT ALL POWERS TO THE BEARER OF A COPY OR AN EXTRACT Management For No
OF THE MINUTES OF THE PRESENT TO ACCOMPLISH ALL DEPOSITS
AND PUBLICATIONS PRESCRIBED BY LAW
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 5,000 5,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. MHS Annual Meeting Date: 04/21/2004
Issuer: 58405U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 25, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 102 20,000 20,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS MIX Meeting Date: 04/21/2004
Issuer: F90676101 ISIN: FR0000131708 BLOCKING
SEDOL: 4122018, 4874160
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR Management For No
THE FYE ON 31 DEC 2003, AS PRESENTED TO IT
O.2 APPROVE THE PROFITS FOR FY: EUR 8,298,133.22; Management For No
THE LEGAL RESERVE: 10% OF THE SHARE CAPITAL
O.3 ACKNOWLEDGE THAT THE CONSOLIDATED ACCOUNTS WERE Management For No
PRESENTED, AND THAT THE BOARDOF DIRECTORS REPORT FOR THE
GROUP IS INCLUDED IN THE BOARD OF DIRECTORS REPORT
O.4 APPROVE THE AUDITORS SPECIAL REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLE L. 225-38 AND FOLLOWING
THE FRENCH COMMERCIAL LAW
O.5 GRANT PERMANENT DISCHARGE TO THE MEMBERS OF THE Management For No
SUPERVISORY BOARD AND TO THE DIRECTORS FOR THE
COMPLETION OF THEIR ASSIGNMENT FOR THE CURRENT YEAR
O.6 GRANT TO THE BOARD OF DIRECTORS FEES IN REMUNERATION Management For No
FOR THEIR SERVICES FOR AN AMOUNT OF EUR 250,000.00 WHICH
SHALL REMAIN UNTIL FURTHER NOTICE IS GIVEN BY THE
SHAREHOLDERS GENERAL MEETING; THE BOARD OF DIRECTORS
SHALL BEAR THE RIGHT TO DISTRIBUTE THIS AMOUNT AS IT
SEES FIT AMONG ITS MEMBERS; THE PRESENT RESOLUTION
CANCELS THE AUTHORIZATION GIVEN TO THE BOARD OF
DIRECTORS BY THE COMBINED GENERAL MEETING DATED 11 APR
2003 IN ITS RESOLUTION 19
O.7 APPROVE TO RENEW THE TERMS OF OFFICE OF THE CABINET Management For No
BARBIER, FRINAULT ET AUTRES AS THE STATUTORY AUDITORS
FOR A PERIOD OF 6 YEARS
O.8 APPOINT THE CABINET PRICEWATERHOUSECOOPERS AUDIT Management For No
AS THE STATUTORY AUDITOR
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF FRINAULT Management For No
ET AUTRES AS A DEPUTY AUDITORFOR A PERIOD OF 6 YEARS
O.10 APPOINT M. YVES NICOLAS AS THE DEPUTY AUDITOR Management For No
FOR A PERIOD OF 6 YEARS
O.11 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE THE Management For No
COMPANY S SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW
OF ADJUSTING THEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 150.00, MINIMUM
SELLING PRICE: EUR 75.00; MAXIMUM NUMBER OF SHARES TO BE
TRADED: 10% OF THE SHARE CAPITAL; AUTHORITY IS GIVEN FOR
A PERIOD OF 18 MONTHS ; AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIESC
E.12 APPROVE TO OVERHAUL THE ARTICLES OF ASSOCIATION Management For No
IN ORDER TO HARMONIZE THEM WITH THE LEGAL PROVISIONS IN
FORCE
O.13 APPROVE THE SHAREHOLDING PLAN IN FAVOR OF THE Management For No
EMPLOYEES OF THE AMERICAN COMPANIES OF THE GROUP WITHIN
THE CONTEXT OF THE CAPITAL INCREASES
O.14 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management For No
DIRECTORS TO PROCEED, IN FRANCE OR ABROAD, WITH THE
ISSUE OF SHARES OR SECURITIES FOR A MAXIMUM NOMINAL
AMOUNT OF EUR 37,500,000.00; AUTHORITY IS GIVEN TILL 11
JUN 2005 ; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.15 AUTHORIZE THE BOARD OF DIRECTORS TO USE THE AUTHORIZATIONS Management For No
GRANTED BY THE RESOLUTIONS 4,5,6 AT THE COMBINED GENERAL
MEETING OF 11 JUL 2003 AS WELL AS THE RESOLUTION 14 OF
THE PRESENT MEETING, IN A PERIOD OF TAKE-OVER OR
EXCHANGED BID UPON THE SECURITIES OF THE COMPANY;
AUTHORITY IS VALID TILL THE ISSUE OF THE GENERAL MEETING
WHICH WILL HAVE TO DELIBERATE UPON THE ACCOUNTS OF THE
FYE 31 DEC 2004
O.16 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For No
EXTRACT OF THE MINUTES OF THE PRESENT IN ORDER TO
ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS WHICH ARE
PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 1,500 1,500 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WOLTERS KLUWER NV AGM Meeting Date: 04/21/2004
Issuer: N9643A114 ISIN: NL0000395887 BLOCKING
SEDOL: 5671917, 5671519, 5677238
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING Non-Voting No
2.a APPROVE THE REPORT BY THE MANAGEMENT BOARD ON Non-Voting No
FY 2003
2.b APPROVE THE REPORT BY SUPERVISORY BOARD ON FY Non-Voting No
2003
2.c APPROVE TO DETERMINE THE ANNUAL ACCOUNTS 2003 Non-Voting No
2.d APPROVE TO PAY EUR 0.55 BY SHARE IN CASH OR A Non-Voting No
CHOICE IN THE SHAPE OF CERTIFICATES OF ORDINARY
SHARES
3. APPROVE THE CORPORATE GOVERNANCE Non-Voting No
4.a GRANT DISCHARGE FROM LIABILITY TO THE MANAGEMENT Non-Voting No
BOARD FOR MANAGEMENT CONDUCTED
4.b GRANT DISCHARGE FROM LIABILITY TO THE SUPERVISORY Non-Voting No
BOARD FOR THE SUPERVISION EXERCISED
5.a RE-APPOINT MR. K.A.L.N. VAN MIERT AS A MEMBER Non-Voting No
OF THE SUPERVISORY BOARD
5.b APPOINT MR. H. SCHEFFERS AS A MEMBER OF THE SUPERVISORY Non-Voting No
BOARD
6.a APPROVE TO DETERMINE THE REMUNERATION OF THE Non-Voting No
MANAGEMENT BOARD
6.b APPROVE THE LONG-TERM INCENTIVE Non-Voting No
7. APPROVE THE DELEGATION TO ISSUE NEW SHARES AND Non-Voting No
TO RESTRICT OR TO EXCLUDE THE PRE-EMPTIVE RIGHT
8. GRANT AUTHORITY TO PURCHASE THE COMPANY S OWN SHARES Non-Voting No
9. QUESTIONS Non-Voting No
10. CLOSING Non-Voting No
* THIS AGENDA IS FOR INFORMATION ONLY AS THESE Non-Voting No
SHARES DO NOT HAVE VOTING RIGHTS. PLEASE DO NOT
RETURN THIS PROXY FORM. THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 25,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION ABX Special Meeting Date: 04/22/2004
Issuer: 067901 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RESOLUTION APPROVING THE APPOINTMENT OF Management For No No
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK
AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
03 RESOLUTION APPROVING THE STOCK OPTION PLAN (2004) Management For No No
OF BARRICK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 108 31,000 31,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOUYGUES, GUYANCOURT MIX Meeting Date: 04/22/2004
Issuer: F11487125 ISIN: FR0000120503 BLOCKING
SEDOL: 4002121, 7164028, 4115159, 2696612, 4067528
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR Management For No
THE FY 2003, OF NET PROFITS EUR 216,422,001.36
AND GRANT PERMANENT DISCHARGE TO THE DIRECTORS
ON COMPLETION OF THEIR ASSIGNMENTS FOR THE FY
2003
O.2 APPROVE THE CONSOLIDATED ACCOUNTS AT 31 DEC 2003, Management For No
OF NET PROFITS GROUP SHARES EUR 450,000,000.00
O.3 APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management For No
PROFITS FOR THE FY: EUR 219,302,777.88; SPECIAL
RESERVE ON LONG TERM CAPITAL GAIN: EUR 5,437,937.00;
GLOBAL DIVIDEND: EUR 16,659,988.45; ADDITIONAL
DIVIDEND: 149,939,986.05; BALANCE CARRIED FORWARD:
EUR 47,264,856.38; AND, THE SHAREHOLDERS WILL
RECEIVE A NET DIVIDEND OF EUR 0.50, WITH A CORRESPONDING
TAX CREDIT OF EUR 0.25; THIS DIVIDEND WILL BE
PAID ON 29 APR 2004
O.4 APPROVE THE SPECIAL AUDITORS REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLES L.225-40 AND
L.225-38 OF THE FRENCH COMMERCIAL LAW
O.5 APPOINT MR. CHARLES DE CROISSET AS A DIRECTOR Management For No
REPLACING MR. ALAIN POUYAT, FOR THE UNEFFECTED
PART OF HIS TERM
O.6 APPOINT MR. THIERRY JOURDAINE AS A DIRECTOR REPLACING Management For No
MR. DANIEL DEVILLEBICHOT, FOR THE UNEFFECTED
PART OF HIS TERM
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. CHARLES Management For No
DE CROISSET AS A DIRECTOR FOR 6 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. YVES Management For No
GABRIEL AS A DIRECTOR FOR 6 YEARS
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. FINANCIERE Management For No
PINAULT AS A DIRECTOR FOR 6 YEARS
O.10 APPOINT MR. ALAIN POUYAT AS A DIRECTOR FOR 6 Management For No
YEARS
O.11 APPROVE TO RENEW THE TERM OF OFFICE OF MAZARS Management For No
ET GUERARD AS THE AUDITOR FOR 6 YEARS
O.12 APPROVE TO RENEW THE TERM OF OFFICE OF THIERRY Management For No
COLIN AS THE DEPUTY AUDITOR FOR 6 YEARS
O.13 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE AUTHORITY Management For No
OF THE CGM ON 25 MAY 2000, TO ISSUE DEBT SECURITIES FOR
A MAXIMUM AMOUNT OF EUR 4,000,000,000.00, SECURITIES
WITH INTEREST RATE AND/OR PREMIUM SHOULD BE INCLUDED IN
THIS AMOUNT; AUTHORITY EXPIRES AT THE END OF 5 YEARS
O.14 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE AUTHORITY Management For No
OF THE CGM ON 24 APR 2003, TO REPURCHASE THE COMPANY
SHARES AT A MAXIMUM PRICE OF 1,000,000,000.00; NOT
EXCEEDING 10% OF THE SHARE CAPITAL ; TO TRADE THE
COMPANY S SHARES ON THE STOCK EXCHANGE IN VIEW OF
ADJUSTING THEIR PRICE AS PER THE FOLLOWING CONDITIONS:
AT A MAXIMUM PRICE OF EUR 50.00; MINIMUM PRICE OF EUR
20.00; AUTHORITY EXPIRES AT THE END OF 18 MONTHS
E.15 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE AUTHORITY Management For No
OF THE CGM ON 25 APR 2002, TO INCREASE THE SHARE CAPITAL
BY ISSUING SHARES AND SECURITIES, GIVING ACCESS TO THE
SHARE CAPITAL WITH PREFERENTIAL SUBSCRIPTION RIGHT AND
BY INCORPORATION OF RESERVES, NOT MORE THAN EUR
150,000,000.00 EUR 4,000,000,000.00 FOR DEBIT SECURITIES,
THEY SHALL BE GRANTED PREFERABLY TO THE OWNERS OF SHARES
AND INVESTMENT CERTIFICATES WHO CAN SUBSCRIBE AS OF
RIGHT; AUTHORITY EXPIRES AT THE END OF 26 MONTHS
E.16 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE AUTHORITY Management For No
OF THE CGM ON 25 APR 2002, TO ISSUE SHARES AND
SECURITIES CAPITAL BY ISSUING SHARES AND SECURITIES,
GIVING ACCESS TO THE SHARE CAPITAL WITH PREFERENTIAL
SUBSCRIPTION RIGHT AND BY INCORPORATION OF RESERVES, NOT
MORE THAN EUR 150,000,000.00 EUR 4,000,000,000.00 FOR
DEBIT SECURITIES , THESE LIMITS SHALL BE INCLUDED IN THE
LIMITS SET FOR RESOLUTION 15 ABOVE, SUCH SECURITIES MAY
REMUNERATE SECURITIES BROUGHT TO THE COMPANY IN A PUBLIC
EXCHANGE OFFER INITIATED IN ACCORDANCE WITH ARTICLE
L.225-148 OF THE FRENCH COMMERCIAL LAW; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.17 APPROVE THAT RESOLUTION 15 AND 16 ABOVE SHALL BE USED IN Management For No
A PERIOD OF TAKE-OVER BID OR EXCHANGE THE AMOUNT OF EUR
150,000,000,000.00; THE AUTHORITY IS VALID TILL THE
MEETING CALLED TO DELIBERATE ON THE 2004 ACCOUNTS AND
APPROVE THE SUBSCRIBERS TO THE 1.70% 1999-2006 BOUYGUES
LOAN ON 16 APR 2004;
E.18 AUTHORIZE THE BOARD TO ISSUE SHARES TO BE PAID-UP IN CASH, Management For No
NOT EXCEEDING 10% OF THE SHARE CAPITAL, THIS SHARE ISSUE
BE RESERVED TO THE EMPLOYEES OF THE GROUP WHO SUBSCRIBED
TO 1 OF THE GROUP SAVING PLANS, SUCH CAPITAL INCREASE
SHALL NOT EXCEED 10% OF THE TOTAL CAPITAL INCREASE
RESULTING FROM RESOLUTIONS 15 AND 16 ABOVE; AND; THE
BOARD SHALL DELIBERATE ON THE ADVISABILITY OF THIS
CAPITAL INCREASE; AUTHORITY EXPIRE AT THE END OF 26
MONTHS
E.19 GRANT ALL POWER TO THE BOARD TO DECREASE THE SHARE Management For No
CAPITAL, BY CANCELING REPURCHASED SHARES, NOT EXCEEDING
10% OF THE SHARE CAPITAL IN 24 MONTHS; REDUCE THE SHARE
CAPITAL AND MODIFY THE ARTICLES ACCORDINGLY; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ;
E.20 AUTHORIZE THE BOARD TO ISSUE OPTIONS TO SUBSCRIBE Management For No
OR TO BUY SHARES, IN ACCORDANCE WITH ARTICLE L.225-182
OF THE FRENCH DECREE OF 23 MAR 1967, THESE OPTIONS SHALL
BE EXERCISED NOT LATER THAN 7 YEARS AFTER THEY ARE
GRANTED AND ARE RESERVED TO SOME CATEGORIES OF EMPLOYEES
AND SOCIAL REPRESENTATIVES; AUTHORITY EXPIRES AT THE END
OF 28 MONTHS ;
E.21 MODIFY THE BY-LAWS ARTICLES 13 IN ACCORDANCE Management For No
WITH FINANCIAL SECURITY LAW
E.22 MODIFY THE BY-LAWS ARTICLES 15 IN ACCORDANCE Management For No
WITH FINANCIAL SECURITY LAW
E.23 DELEGATE ALL POWERS FOR THE BOARD OF DIRECTORS Management For No
TO GRANT STOCK OPTIONS
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 53,180 53,180 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 103 7,776 7,776 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SYNTHES-STRATEC INC AGM Meeting Date: 04/22/2004
Issuer: 87162M102 ISIN: US87162M1027 BLOCKING
SEDOL: 4532673, 2457648, 2518589, 4604840
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE REPORT ON THE BUSINESS YEAR 2003 Non-Voting Non-Vote Proposal No
2. APPROVE THE REPORT ON THE FY, THE ANNUAL ACCOUNTS Management For No
AND THE CONSOLIDATED ACCOUNTS FOR 2003
3. APPROVE THE REPORT ON DIVIDEND APPROVED BY THE Management For No
BOARD OF DIRECTORS
4. ELECT THE BOARD OF DIRECTORS Management For No
5. RATIFY THE SELECTION OF HOLDING COMPANY AND GROUP Management For No
AUDITORS FOR 2004
6. AMEND THE CERTIFICATE OF INCORPORATION: STOCK Management For No
SPLIT
7. AMEND THE CERTIFICATE OF INCORPORATION: CHANGE OF Management For No
COMPANY NAME
8. AUTHORIZE THE BOARD OF DIRECTORS FOR A ONE-TIME Management For No
ISSUANCE OF COMMON STOCK
* MISCELLANEOUS Non-Voting Non-Vote Proposal No
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting Non-Vote Proposal No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 300 300 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/22/2004
Issuer: 983024 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS Management For No No
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS Shareholder Against No No
TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 5,725 5,725 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/23/2004
Issuer: 171871 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 60,000 60,000 04/21/2004
GABELLI GLOBAL GROWTH FUND 997G011 403 2,936 2,936 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. MER Annual Meeting Date: 04/23/2004
Issuer: 590188 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For No No
INDEPENDENT AUDITOR
03 INSTITUTE CUMULATIVE VOTING Shareholder Against No No
04 INDEPENDENT CHAIRMAN SEPARATE FROM CHIEF EXECUTIVE Shareholder Against No No
OFFICER
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 108 3,895 3,895 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/26/2004
Issuer: 025816 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH SIX-YEAR TERM Shareholder Against No No
LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shareholder Against No No
REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 109 3,000 3,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BREMBO SPA, CURNEO MIX Meeting Date: 04/26/2004
Issuer: T2204N108 ISIN: IT0001050910 BLOCKING
SEDOL: 4419011
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 27 APR
2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU
O.1 APPOINT THE DIRECTORS Management For No
O.2 APPROVE THE COMPANY S BALANCE SHEET REPORTS AS Management For No
OF 31 DEC 2003 WITH BOARD OF DIRECTORS INTERNAL
AND EXTERNAL AUDITORS REPORT
O.3 RECEIVE THE COMPANY S GROUP BALANCE SHEET REPORTS Management For No
AS OF 31 DEC 2003 ON MANAGEMENT ACTIVITY, INTERNAL
AND EXTERNAL AUDITORS REPORTS
O.4 RATIFY AND INTEGRATE K.P.M.G.S.P.A. AS EXTERNAL Management For No
AUDITORS IN ORDER TO AUDIT COMPANY S BALANCE
SHEET AND CONSOLIDATED BALANCE SHEET REPORTS
RELATED TO FY 2003
O.5 APPOINT EXTERNAL AUDITORS IN ORDER TO AUDIT COMPANY Management For No
S BALANCE SHEET AND CONSOLIDATED BALANCE SHEET
FOR YEARS 2004/2005/2006 AND RELATED HALF YEARLY
MANAGEMENT REPORT; APPROVE THE EXTERNAL AUDITOR
S EMOLUMENT
O.6 RATIFY THE THREE YEAR INCENTIVE PLAN FOR TOP MANAGERS Management For No
O.7 APPROVE THE RESOLUTIONS CONCERNING THE PURCHASE Management For No
AND SALE OF OWN SHARES
E.1 ADOPT THE NEW BY-LAWS TO REFLECT LEGISLATIVE Management For No
DECREE N.6/2003 BY A) AMEND THE ARTICLES CORPORATE
NAME, LEGAL SEAT, BUSINESS PURPOSE, STOCK CAPITAL,
SHARES, WITHDRAWAL RIGHT, OGM S AND AGM S REGULATION,
BOARD OF DIRECTORS, INTERNAL AUDITORS, LEGAL
RESERVES AND DIVIDENDS, WINDING UP B) AMEND
THE ARTICLES 4, 16
E.2 APPROVE THE RESOLUTIONS RELATED TO RESOLUTION Management For No
E.1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 100,000 100,000 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No No
03 ANNUAL ELECTION OF DIRECTORS Shareholder Against No No
04 SHAREOWNER VOTING PROVISIONS Shareholder Against No No
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder Against No No
06 RESOLUTION ON PAY DISPARITY Shareholder Against No No
07 CUMULATIVE VOTING Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 12,236 12,236 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RANDGOLD RESOURCES LIMITED GOLD Annual Meeting Date: 04/26/2004
Issuer: 752344 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ORDINARY RESOLUTION - ADOPTION OF THE DIRECTORS Management For No No
REPORT AND ACCOUNTS
02 ORDINARY RESOLUTION - ADOPTION OF THE REPORT Management For No No
OF THE REMUNERATION COMMITTEE
3A ORDINARY RESOLUTION - RE-ELECTION OF DIRECTOR: Management For No No
R I ISRAEL (CHAIRMAN OF REMUNERATION COMMITTEE)
3B ORDINARY RESOLUTION - RE-ELECTION OF DIRECTOR: Management For No No
P LIETARD (MEMBER OF AUDIT AND REMUNERATION COMMITTEES)
04 ORDINARY RESOLUTION - APPOINT PRICEWATERHOUSECOOPERS Management For No No
LLP AS AUDITORS OF THE COMPANY
05 ORDINARY RESOLUTION - APPROVE THE FEES PAYABLE Management For No No
TO THE DIRECTORS
06 SPECIAL RESOLUTION - AUTHORISE THE SUB DIVISION Management For No No
OF THE COMPANY S SHARE CAPITAL
07 SPECIAL RESOLUTION - AUTHORISE THE CANCELLATION Management For No No
OF US$100 MILLION SHARE PREMIUM
08 SPECIAL RESOLUTION - AUTHORISE THE PURCHASE OF Management For No No
SHARES FOR CASH
09 SPECIAL RESOLUTION - AUTHORISE NEW ARTICLES OF Management For No No
ASSOCIATION RELATING TO DISCLOSURE BY HOLDERS
OF COMPANY S SHARES
10 SPECIAL RESOLUTION - AMEND THE ARTICLES OF ASSOCIATION Management For No No
TO FACILITATE ELECTRONIC COMMUNICATION WITH SHAREHOLDERS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 309 46,692 46,692 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AUTOGRILL SPA, NOVARA MIX Meeting Date: 04/27/2004
Issuer: T8347V105 ISIN: IT0001137345 BLOCKING
SEDOL: 5379880, 5256206
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
04 MAY 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
E.1 AMEND SOME ARTICLES OF THE BYE-LAWS IN ORDER Management For No
TO COPE WITH THE NEW PROVISIONS SET OUT BY THE
LEGISLATIVE DECREE 17 JAN 2003 NO. 6
O.1 APPROVE THE BALANCE SHEET REPORT AS OF 31 DEC Management For No
2003 AND THE RESOLUTIONS RELATED THERETO, THE
CONSOLIDATE BALANCE SHEET REPORT AS OF 31 DEC
2003
O.2 APPOINT THE DIRECTORS FOR THE YEAR 2004 WITH Management For No
POSSIBILITY TO INCREASE THEIR MAXIMUM NUMBER
O.3 APPROVE THE MEETING REGULATIONS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 25,000 25,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AVIVA PLC AGM Meeting Date: 04/27/2004
Issuer: G0683Q109 ISIN: GB0002162385
SEDOL: 0216238, 4191007, 4100490, 5983991
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE COMPANY S REPORT AND THE ACCOUNTS Management For No
FOR THE YE 31 DEC 2003
2. DECLARE A FINAL DIVIDEND OF 15.15 PENCE PER ORDINARY Management For No
SHARE OF THE COMPANY FORTHE YE 31 DEC 2003 TO BE PAID ON
17 MAY 2004 TO THE SHAREHOLDERS WHO ARE IN THE REGISTER
OF MEMBER AT THE CLOSE OF BUSINESS ON 26 MAR 2004
3. ELECT MS. ANNA CATALANO AS A DIRECTOR OF THE COMPANY Management For No
UNTIL THE NEXT AGM
4. ELECT MS. CAROLE PIWNICA AS A DIRECTOR OF THE COMPANY Management For No
UNTIL THE NEXT AGM
5. RE-ELECT MR. GEORGE PAUL AS A DIRECTOR OF THE COMPANY, Management For No
WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE ARTICLES
OF ASSOCIATION
6. RE-ELECT MR. PHILIP SCOTT AS A DIRECTOR OF THE COMPANY, Management For No
WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE ARTICLES
OF ASSOCIATION
7. RE-ELECT MR. PATRICK SNOWBALL AS A DIRECTOR OF THE Management For No
COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION
8. RE-ELECT MRS. ELIZABETH VALLANCE AS A DIRECTOR OF THE Management For No
COMPANY, WHO RETIRES BYROTATION IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION
9. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS OF THE Management For No
COMPANY UNTIL THE CONCLUSION OF THE NEXT AGM
10. AUTHORIZE THE DIRECTORS TO DETERMINE THE AUDITOR S Management For No
REMUNERATION
11. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS BY ARTICLE 5.04(A) OF THE COMPANY S ARTICLES
OF ASSOCIATION; AND AUTHORIZE THE DIRECTORS, FOR THE
PURPOSES OF SECTION 80 OF THE COMPANIES ACT 1985, TO
ALLOT THE COMPANY S UNISSUED SHARES UP TO AN NOMINAL
AMOUNT OF GBP 185 MILLION THE AMOUNT OF THE COMPANY S
AUTHORIZED BUT UNISSUED SHARE CAPITAL AS AT 24 FEB 2004
BEING APPROXIMATELY 33% OF THE TOTAL ISSUED ORDINARY
SHARE CAPITAL ; AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS
S.12 APPROVE TO RENEW THE POWER CONFERRED ON THE DIRECTORS Management For No
BY ARTICLE 5.04(B) OF THE COMPANY S ARTICLES OF
ASSOCIATION AND AUTHORIZE THE DIRECTORS TO ALLOT EQUITY
SECURITIES OF THE COMPANY FOR CASH, DISAPPLYING THE
STATUTORY PRE-EMPTION RIGHTS SECTION 89 , PROVIDED THAT
THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES IN CONNECTION WITH A RIGHTS OR SCRIP
DIVIDEND, OR OTHER SIMILAR ISSUE AND UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 28 MILLION 5% OF THE ISSUED SHARE
CAPITAL OF THE COMPANY AS AT 24 FEB 2004 ; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY OR 15 MONTHS ; AND AUTHORIZE THE DIRECTORS
TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
13. APPROVE, IN ACCORDANCE WITH SECTION 241A OF THE Management For No
COMPANIES ACT 1985 AND THE DIRECTOR S REMUNERATION
REPORT REGULATIONS 2002, TO APPROVE THE DIRECTOR S
REMUNERATION REPORT CONTAINED IN THE REPORT AND THE
ACCOUNTS FOR THE YE 31 DEC 2003
14. AUTHORIZE THE COMPANY TO MAKE DONATIONS TO EU POLITICAL Management For No
ORGANIZATIONS AND INCUR EU POLITICAL EXPENDITURE IN AN
AGGREGATE AMOUNT NOT EXCEEDING GBP 100,000 IN EACH
SUCCESSIVE PERIOD OF 12 MONTHS; AUTHORITY EXPIRES THE
EARLIER OF THE DATE OF THE NEXT AGM OF THE COMPANY THE
EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY IN
2008 OR 48 MONTHS
15. AUTHORIZE THE DIRECTORS TO: A) EXERCISE THE POWER Management For No
CONFERRED ON THEM BY ARTICLE 31.16 OF THE COMPANY S
ARTICLES OF ASSOCIATION SO THAT THE HOLDERS OF ORDINARY
SHARES IN THE COMPANY BE PERMITTED TO ELECT TO RECEIVE
NEW ORDINARY SHARES IN THE COMPANY, CREDITED AS FULLY
PAID, INSTEAD OF THE WHOLE OR PAR OF ANY DIVIDENDS
INCLUDING INTERIM DIVIDEND PAID BY THE DIRECTORS OR
DECLARED BY THE COMPANY IN GENERAL MEETING AS THE CASE
BE AFTER 27 APR 2004 AND ON OR BEFORE 26 APR 2009; AND
B) CAPITALIZE AN AMOUNT EQUAL TO THE AGGREGATE NOMINAL
VALUE OF THE NEW ORDINARY SHARES OF THE COMPANY TO BE
ALLOTTED PURSUANT TO ANY ELECTIONS MADE AS AFORESAID OUT
OF THE AMOUNT STANDING TO THE CREDIT OF RESERVES
INCLUDING ANY SHARE PREMIUM ACCOUNT OR CAPITAL
REDEMPTION RESERVE OR THE PROFIT AND LOSS ACCOUNT, TO
APPLY SUCH SUM IN PAYING UP SUCH ORDINARY SHARES IN THE
COMPANY IN FULL AND TO ALLOT SUCH ORDINARY SHARES TO THE
SHAREHOLDERS OF THE COMPANY VALIDLY MAKING SUCH
ELECTIONS IN ACCORDANCE WITH THEIR RESPECTIVE
S.16 AMEND ARTICLES 5.04, 3.04, 16.01, 18.09, 16.05, Management For No
18.02 AND 31.16 OF THE COMPANY S ARTICLES OF
ASSOCIATION
S.17 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For No
SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 225
MILLION ORDINARY SHARES 10% OF THE ISSUED ORDINARY SHARE
CAPITAL OF 25 PENCE EACH IN THE CAPITAL OF THE COMPANY,
AT A MINIMUM PRICE OF 25 PENCE AND UP TO 105% OF THE
AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 15 MONTHS ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE
A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.18 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For No
SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 100
MILLION 8 3/4% CUMULATIVE IRREDEEMABLE PREFERENCE SHARES
OF GBP 1 EACH IN THE COMPANY 8 3/4% PREFERENCE SHARES ,
AT A MINIMUM PRICE OF 25 PENCE AND UP TO 105% OF THE
AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 15 MONTHS ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE
A CONTRACT TO PURCHASE 8 3/4% PREFERENCE SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
S.19 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For No
SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 100
MILLION 8 1/8% CUMULATIVE IRREDEEMABLE PREFERENCE SHARES
OF GBP 1 EACH IN THE COMPANY 8 1/8% PREFERENCE SHARES ,
AT A MINIMUM PRICE OF 25 PENCE AND UP TO 105% OF THE
AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 15 MONTHS ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE
A CONTRACT TO PURCHASE 8 1/8% PREFERENCE SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 15,000 15,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LIHIR GOLD LIMITED AGM Meeting Date: 04/27/2004
Issuer: Y5285N149 ISIN: PG0008974597
SEDOL: 5412042, 6518596
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE Non-Voting Non-Vote Proposal No
DIRECTORS AND THE AUDITOR IN RESPECT OF THE YE 31 DEC
2003
2. RE-ELECT SIR. ANTHONY SIAGURU AS A DIRECTOR, WHO RETIRES Management For No
BY ROTATION, IN ACCORDANCE WITH THE COMPANY S
CONSTITUTION
3. RE-ELECT MR. GEOFF LOUDON AS A DIRECTOR, WHO RETIRES BY Management For No
ROTATION, IN ACCORDANCE WITH THE COMPANY S CONSTITUTION
4. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR TO Management For No
AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY AND THE
GROUP FINANCIAL STATEMENTS OF THE ACCOUNTING PERIOD NEXT
AFTER THIS MEETING AND TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT AGM
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 740,225 740,225 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIASET SPA AGM Meeting Date: 04/27/2004
Issuer: T6688Q107 ISIN: IT0001063210 BLOCKING
SEDOL: 5077946, 5474774
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 APR 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting Non-Vote Proposal No
YOU.
O.1 APPROVE THE FINANCIAL STATEMENT, CONSOLIDATED Management For No
FINANCIAL STATEMENT, BOARD OF DIRECTORS AND AUDITORS
REPORT OF 31 DEC 2003 AND ANY ADJOURNMENT THEREOF
O.2 AUTHORIZE TO BUY BACK OF SHARES AND ANY ADJOURNMENT Management For No
THEREOF
E.1 AMEND TO THE ARTICLES OF ASSOCIATION Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 9,371 9,371 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK Annual Meeting Date: 04/27/2004
Issuer: 589331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY S Management For No No
INDEPENDENT AUDITORS FOR 2004
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No No
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST
ITEMS 4 THROUGH 8
04 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION Shareholder Against No No
05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF Shareholder Against No No
PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL Shareholder Against No No
PERFORMANCE OF THE COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shareholder Against No No
RESOURCES FOR POLITICAL PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shareholder Against No No
TO THE GLOBAL HIV/AIDS PANDEMIC
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 107 3,000 3,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RANK GROUP PLC AGM Meeting Date: 04/27/2004
Issuer: G7377H105 ISIN: GB0007240764
SEDOL: 0724076, 5909470
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED ACCOUNTS Management For No
FOR THE YE 31 DEC 2003
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YE Management For No
31 DEC 2003
3. DECLARE A FINAL DIVIDEND OF 9.3P PER ORDINARY Management For No
SHARE
4. RE-APPOINT MR. PETER JARVIS AS A DIRECTOR Management For No
5. RE-APPOINT MR. ALUN CATHCART AS A DIRECTOR Management For No
6. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS Management For No
7. AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION OF Management For No
THE AUDITORS
8. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH THE Management For No
TERMS OF THE PARAGRAPH (A) OFTHE ARTICLE 6 OF
THE ARTICLES OF ASSOCIATION, WITH THE SECTION
80 OF AMOUNT GBP 21,960,000; AUTHORITY EXPIRES
ON THE DATE OF THE NEXT AGM OF THE COMPANY
S.9 AUTHORIZE THE DIRECTORS, SUBJECT TO PASSING THE Management For No
RESOLUTION 8 IN ACCORDANCE WITH THE TERMS OF THE
PARAGRAPH (C) OF THE ARTICLE 6 OF THE ARTICLES OF
ASSOCIATION, WITH THE SECTION 89 OF AMOUNT GBP
2,980,850; AUTHORITY EXPIRES ON THE DATE OF THE NEXT AGM
OF THE COMPANY
S.10 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 4(B) Management For No
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY FOR THE
PURPOSE OF SECTION 166 OF THE COMPANIES ACT 1985, TO
MAKE ONE OR MORE MARKET PURCHASES SECTION 163(3) OF THE
COMPANIES ACT 1985 ON THE LONDON STOCK EXCHANGE OF UP TO
89,442,0000 ORDINARY SHARES OF 10P EACH IN THE CAPITAL
OF THE COMPANY, AT A MINIMUM PRICE OF 10P PER ORDINARY
SHARE AND NOT MORE THAN 5% ABOVE THE AVERAGE MARKET
VALUES FOR AN ORDINARY SHARE OVER THE PREVIOUS 5
BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE HELD IN
2005 OR 18 MONTHS ; THE COMPANY, BEFORE THE EXPIRY, MAY
MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
11. AUTHORIZE THE DIRECTORS: (A) TO EXERCISE THE POWER Management For No
CONTAINED IN ARTICLE 134(C) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY TO OFFER HOLDERS OR ORDINARY
SHARES THE RIGHT TO ELECT TO RECEIVE NEW ORDINARY
SHARES, CREDITED AS FULLY PAID, IN WHOLE OR IN PART,
INSTEAD OF CASH IN RESPECT OF ANY DIVIDEND PAID OR
DECLARES DURING THE PERIOD; AUTHORITY EXPIRES ON THE
DATE OF THE NEXT AGM OF THE COMPANY ; ( B) TO DETERMINE
THE BASIS OF ALLOTMENT OF NEW ORDINARY SHARES IN RESPECT
OF ANY SUCH DIVIDEND SO THAT THE VALUES OF SUCH NEW
ORDINARY SHARES MAY EXCEED THE AMOUNT OF SUCH DIVIDEND,
BUT NOT BY MORE THAN 20% OF SUCH AMOUNT, AND FOR THESE
PURPOSES THE VALUES OF SUCH NEW ORDINARY SHARES SHALL BE
CALCULATED BY REFERENCE TO THE AVERAGE QUOTATION OF
ORDINARY SHARE, WHICH SHALL BE THE AVERAGE OF THE BEST
BID PRICES FOR AN ORDINARY SHARE AS DERIVED FROM THE
STOCK EXCHANGE ELECTRONIC TRADING SERVICE AT 10AM, 12
NOON AND 3.00PM FOR SUCH FIVE CONSECUTIVE DEALINGS DAYS
AS THE DIRECTORS DETERMINE, SAVE THAT IF A BEST BID
PRICE FOR AN ORDINARY SHARE IS NOT SO AVAILABLE OR IS
ZERO IN RESPECT OF ANY SUCH TIME, THE DIRECTORS BE TO
DETERMINE THE VALUE OF SUCH NEW ORDINARY SHARES ON SUCH
BASIS AS THEY MAY DEEM APPROPRIATE IN CONSULTATION WITH
THE LONDON STOCK EXCHANGE PLC
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 150,000 150,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEKISUI HOUSE LTD AGM Meeting Date: 04/27/2004
Issuer: J70746136 ISIN: JP3420600003
SEDOL: 4798680, 6793906, 5763450
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY9, FINAL JY 9, SPECIAL JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
3.10 ELECT DIRECTOR Management For No
3.11 ELECT DIRECTOR Management For No
3.12 ELECT DIRECTOR Management For No
3.13 ELECT DIRECTOR Management For No
4 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR DIRECTORS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 14,000 14,000 04/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HUNGARIAN TELECOMMUNICATIONS CO MATAV AGM Meeting Date: 04/28/2004
Issuer: X5215H122 ISIN: HU0000016522 BLOCKING
SEDOL: 5411812, 4577469
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting No
BENEFICIAL OWNER SIGNED POWER OFATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No
REACH QUORUM THERE WILL BE A SECOND CALL ON 29 APR
2004.YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU
1. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS ON Management Unvoted No
THE MANAGEMENT OF THE COMPANY, THE BUSINESS
POLICY OF MATAV GROUP AND REPORT ON THE BUSINESS
OPERATIONS AND THE FINANCIAL SITUATION OF MATAV
GROUP IN 2003 ACCORDING TO THE REQUIREMENTS OF
THE ACCOUNTING ACT
2. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS ON Management Unvoted No
THE BUSINESS OPERATIONS OF THE COMPANY IN
2003 AND THE PROPOSAL OF THE SUPERVISORY BOARD
AND THE DIRECTOR
3. APPROVE USAGE OF THE PROFIT AFTER TAX EARNED Management Unvoted No
IN 2003
4. APPROVE TO TRANSFORM THE PRINTED SHARES OF THE Management Unvoted No
COMPANY TO DEMATERIALIZED SHARES
5. AMEND THE ARTICLES OF ASSOCIATION OF MATAV RT Management Unvoted No
6. ELECT THE MEMBERS OF THE BOARD OF DIRECTORS Management Unvoted No
7. ELECT THE MEMBERS OF THE SUPERVISORY BOARD Management Unvoted No
8. APPROVE TO DETERMINE THE REMUNERATION OF THE MEMBERS OF Management Unvoted No
THE BOARD OF DIRECTORS AND THE SUPERVISORY BOARD
9. ELECT THE AUDITOR AND APPROVE TO DETERMINE HIS Management Unvoted No
REMUNERATION
10. APPROVE THE RULES OF PROCEDURE OF THE SUPERVISORY Management Unvoted No
BOARD
11. MISCELLANEOUS Other Unvoted No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 85,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
HUNGARIAN TELECOMMUNICATIONS CO MATAV AGM Meeting Date: 04/28/2004
Issuer: X5215H122 ISIN: HU0000016522 BLOCKING
SEDOL: 5411812, 4577469
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal No
# 124799 DUE TO AN ADDITIONAL RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-Vote Proposal No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU.
1. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS ON THE Management For No
MANAGEMENT OF THE COMPANY, THE BUSINESS POLICY OF MATAV
GROUP AND REPORT ON THE BUSINESS OPERATIONS AND THE
FINANCIAL SITUATION OF MATAV GROUP IN 2003 ACCORDING TO
THE REQUIREMENTS OF THE ACCOUNTING ACT
2. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS ON THE Management For No
BUSINESS OPERATIONS OF THE COMPANY IN 2003 AND THE
PROPOSAL OF THE SUPERVISORY BOARD AND THE DIRECTOR
3. APPROVE USAGE OF THE PROFIT AFTER TAX EARNED Management For No
IN 2003
4. APPROVE TO TRANSFORM THE PRINTED SHARES OF THE Management For No
COMPANY TO DEMATERIALIZED SHARES
5. AMEND THE ARTICLES OF ASSOCIATION OF MATAV RT Management For No
6. ELECT THE MEMBERS OF THE BOARD OF DIRECTORS Management For No
7. ELECT THE MEMBERS OF THE SUPERVISORY BOARD Management For No
8. APPROVE TO DETERMINE THE REMUNERATION OF THE MEMBERS Management For No
OF THE BOARD OF DIRECTORS AND THE SUPERVISORY BOARD
9. ELECT THE AUDITOR AND APPROVE TO DETERMINE HIS Management For No
REMUNERATION
10. APPROVE THE RULES OF PROCEDURE OF THE SUPERVISORY Management For No
BOARD
11. APPROVE TO AMEND THE COMPANY S SHARE OPTION PROGRAM Management For No
12. MISCELLANEOUS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 85,000 85,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM Annual Meeting Date: 04/28/2004
Issuer: 651639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004
03 STOCKHOLDER PROPOSAL Shareholder For Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 39,473 39,473 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RIUNIONE ADRIATICA DI SICURTA RAS SPA, MILANO MIX Meeting Date: 04/28/2004
Issuer: T79470109 ISIN: IT0000062825 BLOCKING
SEDOL: 4718246, 4741833
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
29 APR 2004 (AND A THIRD CALL ON 30 APR 2004).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
E.1 APPROVE TO AMEND SOME ARTICLES OF THE BYE-LAW Management For No
AND TO INTRODUCE AN ADDITIONAL ARTICLE CONCERNING
INTERNAL AUDITORS MEETING
E.2 AMEND MEETING REGULATIONS AS PER RESOLUTION E.1 Management For No
O.1 APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For No
2003 AND THE BOARD OF DIRECTORS AND THE INTERNAL
AUDITORS REPORTS ON THE MANAGEMENT S ACTIVITY
O.2 APPROVE THE DIRECTORS RESIGNEMENT AND APPOINT Management For No
DIRECTORS AFTER STATING DIRECTORS MEMBERS NUMBER
AND STATE THEIR EMOLUMENTS
O.3 APPROVE ONE ALTERNATE AUDITORS RESIGNEMENT AND Management For No
RE-INTEGRATE INTERNAL AUDITORSCOMMITTEE
O.4 GRANT AUTHORITY TO BUY AND SELL BACK ACCORDING Management For No
TO ARTICLES 2357 AND 2359 OF CIVIL CODE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 45,316 45,316 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION AES Annual Meeting Date: 04/28/2004
Issuer: 00130H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE INDEPENDENT AUDITOR (DELOITTE Management For No No
& TOUCHE LLP)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 105 110,000 110,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL SA MIX Meeting Date: 04/28/2004
Issuer: F92124100 ISIN: FR0000120271 BLOCKING
SEDOL: 5638279, 5836976, 0214663, 4905413, 4617462, 5180628
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE READING OF THE BOARD OF DIRECTORS Management For No
REPORT AND THE GENERAL AUDITORS REPORT AND
APPROVE THE ACCOUNTS AND THE BALANCE SHEET OF
THE COMPANY TOTAL S.A. FOR THE FY 2003
O.2 RECEIVE THE CONSOLIDATED ACCOUNTS AND THAT THE Management For No
BOARD OF DIRECTORS REPORT FORTHE GROUP IS INCLUDED
IN THE BOARD OF DIRECTORS REPORT
O.3 APPROVE THE PROFITS FOR THE FY AS FOLLOWS: EUR Management For No
3,272,172,931.00; PRIOR RETAINED EARNINGS: EUR
1,056,490,628.00; DISTRIBUTABLE PROFITS: EUR
4,328,663,559.00 AND APPROVE THE APPROPRIATION OF THE
PROFITS AS FOLLOWS: TOTAL NUMBER OF SHARES: 655,130,985;
GLOBAL DIVIDEND: EUR 3,079,115,630.00; BALANCE CARRIED
FORWARD: EUR 1,249,547,929.00 AND SHAREHOLDERS WILL
RECEIVE A NET DIVIDEND OF EUR 4.70 WITH A CORRESPONDING
TAX CREDIT
O.4 APPROVE THE SPECIAL AUDITORS REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLE L.225-38 OF THE
COMMERCIAL LAW
O.5 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE RESOLUTION 6 OFTHE COMBINED GENERAL
MEETING OF 06 MAY 2003, TO TRADE THE COMPANY S SHARES ON
THE STOCK EXCHANGE, NOTABLY IN VIEW OF ADJUSTING THEIR
PRICE AS PER THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE
PRICE: EUR 250.00; MINIMUM SELLING PRICE: EUR 100.00;
MAXIMUM NUMBER OF SHARES TO BE TRADED: 10% OF THE SHARE
CAPITAL; AUTHORITY EXPIRES AT THE END OF 18 MONTHS ; AND
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.6 AUTHORIZE THE BOARD OF DIRECTORS, IN FRANCE OR Management For No
ABROAD, IN SUBSTITUTION FOR THE AUTHORITY OF THE
RESOLUTION 21 OF THE COMBINED GENERAL MEETING OF 22 MAR
2000, WITH THE ISSUE OF BOND ISSUES, SUBORDINATED OR
NOT, DEBT SECURITIES, SUBORDINATED OR NOT PERMANENTLY,
UP TO A NOMINAL AMOUNT OF EUR 10,000,000,000.00;
AUTHORITY EXPIRES AT THE END OF 5 YEARS
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY Management For No
DESMAREST AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY Management For No
DERUDDER AS A DIRECTOR FORA PERIOD OF 3 YEARS
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. SERGE Management For No
TCHURUK AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.10 APPOINT MR. DANIEL BOEUF AS A DIRECTOR, IN ACCORDANCE Management For No
WITH THE PROVISION OF THE ARTICLE 11, WHO REPRESENTS
THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF
3 YEARS
O.11 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder For No
PROPOSAL: APPOINT MR. PHILIPPE MARCHANDISE AS A
DIRECTOR, IN ACCORDANCE WITH THE PROVISION OF THE
ARTICLE 11, WHO REPRESENTS THE SHAREHOLDING WAGE EARNERS
FOR A PERIOD OF 3 YEARS
O.12 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder For No
PROPOSAL: APPOINT MR. CYRIL MOUCHE AS A DIRECTOR, IN
ACCORDANCE WITH THE PROVISION OF THE ARTICLE 11, WHO
REPRESENTS THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF
3 YEARS
O.13 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder For No
PROPOSAL: APPOINT MR. ALAN CRAMER AS A DIRECTOR, IN
ACCORDANCE WITH THE PROVISION OF THE ARTICLE 11, WHO
REPRESENTS THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF
3 YEARS
O.14 APPOINT FIRM ERNST AND YOUNG AUDIT IN PLACE OF THE Management For No
FIRM BARBIER, FRINAULT ANDAUTRES, AS THE STATUTORY
AUDITOR FOR A PERIOD OF 6 YEARS
O.15 APPROVE TO RENEW THE TERM OF OFFICE OF THE FIRM Management For No
KPMG AUDIT AS THE STATUTORY AUDITOR FOR A PERIOD
OF 6 YEARS
O.16 APPOINT MR. PIERRE JOUANNE, WHO REPLACES MR. Management For No
ALAIN GROSMANN, AS THE DEPUTY AUDITOR FOR A PERIOD
OF 6 YEARS
O.17 APPOINT MR. JEAN-LUC DECORNOY AS THE DEPUTY AUDITOR, Management For No
WHO REPLACES THE FIRM SALUSTRO REYDEL, FOR A
PERIOD OF 6 YEARS
O.18 APPROVE THE ALLOCATION OF EUR 900,000.00 TO THE Management For No
DIRECTORS AS THE ATTENDANCE FEES
E.19 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE RESOLUTION 9 OF THE COMBINED GENERAL
MEETING OF 22 MAR 2000, TO GRANT TO THE BENEFIT OF THE
MEMBERS TO BE CHOSEN BY IT, STOCK OPTIONS GRANTING THE
RIGHT TO PURCHASE THE COMPANY S NEW AND EXISTING SHARES
WITHIN A LIMIT OF 3% OF THE SHARE CAPITAL, AND TO SET
THE PRICE OF THE SAID SHARES IN ACCORDANCE WITH THE
PROVISIONS OF ARTICLES L.225-177 TO L.225-186 OF THE
COMMERCIAL LAW; AUTHORITY EXPIRES AT THE END OF 38
MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.20 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For No
FOR THE AUTHORITY OF THE RESOLUTION 11 OF THE COMBINED
GENERAL MEETING OF 22 MAR 2000, TO PROCEED WITH THE
PREFERENTIAL RIGHT, IN FRANCE OR ABOARD, WITH THE ISSUE
OF SHARES, EQUITY WARRANTS AND THE SECURITIES UP TO A
NOMINAL AMOUNT OF EUR 4,000,000,000.00; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS ; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.21 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITHOUT Management For No
THE PREFERENTIAL RIGHT, IN FRANCE OR ABOARD,
WITH THE ISSUE OF SECURITIES UP TO A NOMINAL
AMOUNT OF EUR 2,000,000,000.00
E.22 APPROVE THE CAPITAL INCREASE, RESERVED FOR THE Management For No
EMPLOYEES
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting Non-Vote Proposal No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1
TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY
S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING
DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT
DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE
LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER
THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE
VOTE INSTRUCTION HAS BEEN SUBMITTED TO ADP AND THE
GLOBAL CUSTODIAN ADVISES ADP OF THE POSITION CHANGE VIA
THE ACCOUNT POSITION COLLECTION PROCESS, ADP HAS A
PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN
OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO
AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR
SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE
PRIOR TO MEETING DATE + 1
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 14 MAY
2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 1,063 1,063 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No No
03 CUMULATIVE VOTING Shareholder Against No No
04 BOARD COMPOSITION Shareholder Against No No
05 SEPARATE CHAIRMAN AND CEO Shareholder Against No No
06 FUTURE POISON PILL Shareholder For Yes No
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No No
FEES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 7,500 7,500 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD LIMITED AU Annual Meeting Date: 04/29/2004
Issuer: 035128 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 ORDINARY RESOLUTION NO. 1: ADOPTION OF FINANCIAL Management For No
STATEMENTS
O2 ORDINARY RESOLUTION NO. 2: RE-ELECTION OF DIRECTOR Management For No
MR J G BEST
O3 ORDINARY RESOLUTION NO. 3: RE-ELECTION OF DIRECTOR Management For No
MRS E LE R BRADLEY
O4 ORDINARY RESOLUTION NO. 4: RE-ELECTION OF DIRECTORS Management For No
MR A J TRAHAR
O5 ORDINARY RESOLUTION NO. 5: PLACEMENT OF UNISSUED Management For No
SHARES UNDER THE CONTROL OF THE DIRECTORS
O6 ORDINARY RESOLUTION NO. 6: AUTHORITY TO ISSUE Management For No
SHARES FOR CASH
S7 ORDINARY RESOLUTION NO. 7: INCREASE IN DIRECTORS Management For No
REMUNERATION
S8 SPECIAL RESOLUTION NO. 1: AUTHORITY TO ACQUIRE Management For No
THE COMPANY S OWN SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 206 32,742 32,742 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC. DECC Annual Meeting Date: 04/29/2004
Issuer: 232860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT OF THE COMPANY S ARTICLES OF INCORPORATION Shareholder For No No
TO INCREASE THE NUMBER OF THE COMPANY S AUTHORIZED
COMMON SHARES FROM THIRTY MILLION SHARES TO ONE
HUNDRED MILLION SHARES.
03 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 7,500 7,500 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DAVIDE CAMPARI - MILANO SPA, MILANO MIX Meeting Date: 04/29/2004
Issuer: T24091109 ISIN: IT0003101612 BLOCKING
SEDOL: 7156724
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 APR
2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK
YOU.
O.1 APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For No
2003
O.2 APPOINT THE BOARD OF DIRECTORS Management For No
O.3 APPOINT THE INTERNAL AUDITORS Management For No
O.4 APPOINT THE EXTERNAL AUDITORS Management For No
O.5 GRANT AUTHORITY TO BUY OR SELL OWN SHARES Management For No
E.1 APPROVE THE NEW BY-LAWS TO REFLECT LEGISLATIVE Management For No
DECREE NO. 6/2003
E.2 APPROVE THE MERGER BY INCORPORATION PROJECT OF Management For No
CRODO S.P.A. INTO CAMPARI
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 15,000 15,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PEARSON PLC AGM Meeting Date: 04/30/2004
Issuer: G69651100 ISIN: GB0006776081
SEDOL: 5684283, 0677608
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE ACCOUNTS OF THE COMPANY AND Management For No
THE REPORTS OF THE DIRECTORS OF THE COMPANY
AND THE AUDITORS FOR THE YE 31 DEC 2003
2. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For No
3. RE-ELECT MR. DENNIS STEVENSON AS A DIRECTOR Management For No
4. RE-ELECT MR. JOHN MAKINSON AS A DIRECTOR Management For No
5. RE-ELECT MR. REUBEN MARK AS A DIRECTOR Management For No
6. RE-ELECT MR. VERNON SANKEY AS A DIRECTOR Management For No
7. RECEIVE AND APPROVE THE REPORT OF THE DIRECTORS Management For No
REMUNERATION
8. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS Management For No
FOR THE ENSUING YEAR
9. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For No
OF THE AUDITORS
10. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION OF THE AUTHORITY Management For No
OF THE AGM OF 25 APR 2003, SUBJECT TO THE PASSING OF
RESOLUTION 11 OF THE AGM OF 25 MAR 2004, TO ALLOT
RELEVANT SECURITIES SECTION 80 OF THE COMPANIES ACT 1985
UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 66, 871,000;
AUTHORITY EXPIRES ON 29 APR 2009 ; AND THE DIRECTORS MAY
MAKE ALLOTMENTS DURING THE RELEVANT PERIOD WHICH MAY BE
EXERCISED AFTER THE RELEVANT PERIOD
11. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL OF THE Management For No
COMPANY FROM GBP 294,500,000 BY GBP 1,000,000 TO GBP
295,500,000 BY THE CREATION OF 4,000,000 ORDINARY SHARES
OF 25P EACH
S.12 AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY, Management For No
PURSUANT TO SECTION 95, TO ALLOT EQUITY SECURITIES
SECTION 94 FOR CASH PURSUANT TO THE AUTHORITY CONFERRED
BY RESOLUTION 10, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1) , PROVIDED THAT THIS POWER IS
LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: I) IN
CONNECTION WITH A RIGHTS ISSUE IN FAVOR OF ORDINARY
SHAREHOLDERS; II) UP TO AN AGGREGATE NOMINAL VALUE OF
GBP 10,030,000; AUTHORITY EXPIRES ON 29 APR 2009 ; AND
THE BOARD MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR
AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.13 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 9 OF THE Management For No
COMPANY S ARTICLES OF ASSOCIATION, TO MAKE MARKET
PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP
TO 80,000,000 ORDINARY SHARES OF 25P EACH IN THE CAPITAL
OF THE COMPANY, AT A MINIMUM PRICE OF 25P AND EQUAL TO
105% OF THE AVERAGE MARKET VALUE FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES ON 29
JUL 2005 ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.14 APPROVE TO ADOPT THE DOCUMENT PRODUCED TO THE MEETING Management For No
AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR AND TO THE EXCLUSION OF THE PRESENT
ARTICLES OF ASSOCIATION OF THE COMPANY
15. APPROVE TO EXTEND THE PEARSON PLC UK WORLDWIDE SAVE FOR Management For No
SHARE PLAN UNTIL 30 APR 2014 AND AUTHORIZE THE DIRECTORS
TO OPERATE SAVINGS-RELATED SHARES OPTION PLANS IN
COUNTRIES OTHER THAN THE UK ON TERMS SIMILAR TO AND
SUBJECT TO THE OVERALL LIMITS CONTAINED IN THE PEARSON
PLC UK WORLDWIDE SAVE FOR SHARE PLAN AND AUTHORIZE THE
DIRECTORS TO BE COUNTED IN THE QUORUM AT A MEETING OF
THE DIRECTORS AND VOTE AS DIRECTORS ON ANY OTHER MATTER
CONNECTED WITH THE PEARSON PLC UK WORLDWIDE SAVE FOR
SHARES PLAN OR ANY PLAN ESTABLISHED ABOVE,
NOTWITHSTANDING THAT THEY MAY BE INTERESTED IN THE SAME
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 12,000 12,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA OGM Meeting Date: 04/30/2004
Issuer: E90183182 ISIN: ES0178430E18
SEDOL: 2608413, 5732524, 5786930, 0798394, 5720972, 5736322, 6167460
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
I. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For No
ANNUAL ACCOUNTS AND MANAGEMENT REPORT OF TELEFONICA,
S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS
THE PROPOSAL FOR THE APPLICATION OF THE RESULTS OF
TELEFONICA S.A. AND THAT OF THE MANAGEMENT OF THE
COMPANY S BOARD OF DIRECTORS, ALL FOR THE 2003 FINANCIAL
YEAR
II. SHAREHOLDER REMUNERATION, DISTRIBUTION OF DIVIDENDS FROM Management For No
2003 NET INCOME AND FROM THE ADDITIONAL PAID-IN CAPITAL
RESERVE
III. DESIGNATION OF THE ACCOUNTS AUDITOR FOR THE 2004 Management For No
FISCAL YEAR
IV. AUTHORIZATION FOR THE ACQUISITION OF TREASURY STOCK, Management For No
DIRECTLY OR THROUGH GROUP COMPANIES
V. APPROVAL, IF APPROPRIATE, OF THE REGULATIONS Management For No
OF THE GENERAL MEETING OF SHAREHOLDERS OF TELEFONICA
S.A.
VI. DELEGATION OF POWERS TO FORMALIZE, CONSTRUE, CORRECT Management For No
AND EXECUTE THE RESOLUTIONS ADOPTED BY
THE ANNUAL GENERAL SHAREHOLDER S MEETING
* PLEASE NOTE THAT THIS IS A REVISION DUE TO THE REVISED Non-Voting Non-Vote Proposal No
WORDING OF THE RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
* PLEASE BE ADVISED THAT ADDITIONAL INFORMATION CONCERNING Non-Voting Non-Vote Proposal No
TELEFONICA SA CAN ALSO BE VIEWED IN THE COMPANY S
WEBSITE: HTTP://WWW.TELEFONICA.COM/HOME_ENG.HTML. THANK
YOU.
* PLEASE NOTE THAT THIS IS AN ANNUAL GENERAL MEETING. Non-Voting Non-Vote Proposal No
THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 30,000 30,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TISCALI SPA, CAGLIARI MIX Meeting Date: 04/30/2004
Issuer: T93541117 ISIN: IT0001453924 BLOCKING
SEDOL: 4716949, 5954265, 5953529, 7152926
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 06 MAY
2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU
O.1 APPROVE THE BALANCE FOR THE FY 2003 AND THE CONSEQUENT Management For No
DELIBERATIONS
O.2 APPOINTMENT OF THE BOARD AND THE CONSEQUENT DELIBERATIONS Management For No
E.1 AMEND ARTICLES 2, 5, 8, 12, 14 AND 18 OF THE STATUE Management For No
E.2 APPROVE TO INCREASE THE CAPITAL BY ISSUING ORDINARY Management For No
SHARES OF PAR VALUE EUR 0.50, WITH REGULAR RANKING
FOR DIVIDEND AND THE CONSEQUENT DELIBERATIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 60,000 60,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IMERYS MIX Meeting Date: 05/03/2004
Issuer: F49644101 ISIN: FR0000120859 BLOCKING
SEDOL: 5827077, 4457765
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1.
O.1 RECEIVE THE EXECUTIVE COMMITTEE S, SUPERVISORY Management For No
BOARD S REPORTS, AND THE GENERAL AUDITORS REPORT,
AND APPROVE THE ACCOUNTS AND THE BALANCE SHEET
FOR THE FY 2003
O.2 ACKNOWLEDGE THE CONSOLIDATED ACCOUNTS WERE PRESENTED, Management For No
AND THAT THE EXECUTIVE COMMITTEE S AND THE SUPERVISORY
S REPORTS FOR THE GROUP IS INCLUDED IN THESE
REPORTS
O.3 APPROVE THE SPECIAL AUDITORS REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLES L.225-86 TO L.225-90
OF THE FRENCH COMMERCIAL LAW
O.4 APPROVE THE APPROPRIATION OF THE PROFITS: PROFITS Management For No
FOR THE FY: EUR 151,302,401.63 PRIOR RETAINED EARNINGS:
EUR 165,604,400.56 DISTRIBUTABLE PROFITS: EUR
316,906,802.19, AS FOLLOWS: THE SHAREHOLDERS WILL
RECEIVE A NET DIVIDEND OF EUR 5.00 WITH A CORRESPONDING
TAX CREDIT OF EUR 2.50, REPRESENTING A GLOBAL DIVIDEND
OF EUR 79,353,725.00; THIS DIVIDEND WILL BE PAID ON 18
MAY 2004; BALANCE CARRIED FORWARD: EUR 237,553,077.19 IN
ACCORDANCE WITH THE PROVISIONS OF THE LAW
O.5 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PAUL Management For No
DESMARAIS, JR. AS A MEMBER OFTHE SUPERVISORY BOARD FOR A
PERIOD OF 3 YEARS
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. JOCELYN Management For No
LEFEBVRE AS A MEMBER OF THE SUPERVISORY BOARD FOR A
PERIOD OF 3 YEARS
O.7 APPROVE TO RENEWS THE TERM OF OFFICE OF MR. ERIC Management For No
LE MOYNE DE SERIGNY AS A MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF 3 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. YVES-RENE Management For No
NANOT AS A MEMBER OF THESUPERVISORY BOARD FOR A PERIOD
OF 3 YEARS
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. EDOUARD Management For No
DE ROTHSCHILD AS A MEMBER OF THE SUPERVISORY BOARD FOR A
PERIOD OF 3 YEARS
O.10 APPROVE TO RENEW THE TERMS OF OFFICE UP TO THE Management For No
YEAR 2010 OF THE FIRMS ERNST AND YOUNG AUDIT, DELOITTE
TOUCHE TOHMATSU AS THE COMPANY S STATUTORY AUDITORS MR.
JEAN-MARC MONTSERRAT AND THE FIRM BEAS AS THE COMPANY S
DEPUTY AUDITORS
O.11 APPROVE THE IMERYS ACTIONNARIAT SALARIE 2003 Management For No
PLAN, APPLICABLE IN THE UNITED STATES, RELATIVE TO THE
COMPANY S SHARES OFFER OF SALE; AND AUTHORIZE THE
EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
O.12 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE THE Management For No
COMPANY S SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW
OF ADJUSTING THEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 260.00 MINIMUM
SELLING PRICE: EUR 100.00 MAXIMUM NUMBER OF SHARES TO BE
TRADED: 10% IF THE RESOLUTION 13 BELOW, RELATIVE TO THE
SPLITTING OF THE IMERYS SHARE NOMINAL BY 4, IS ADOPTED,
THE CONDITIONS WILL BE THE FOLLOWING: MAXIMUM PURCHASE
PRICE: EUR 65.00 MINIMUM SELLING PRICE: EUR 25.00
MAXIMUM NUMBER OF SHARES TO BE TRADED: 10%; AUTHORITY
EXPIRES AT END OF 18 MONTHS AND REPLACES ANY PREVIOUS
DELEGATION GIVEN TO THE EXECUTIVE COMMITTEE RELATIVE TO
THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES; AND THE
EXECUTIVE COMMITTEE BE AUTHORIZED TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.13 APPROVE TO DIVIDE THE NOMINAL VALUE OF THE IMERYS Management For No
SHARE BY 4; CONSEQUENTLY, ITS NOMINAL VALUE IS OF EUR
2.00; THE SHARES OF A NOMINAL VALUE OF EUR 8.00 ON 01
JAN 2004, WILL BE EXCHANGED WITH A RATIO OF 4 NEW IMERYS
SHARES FOR 1 PARENT IMERYS SHARE IN ACCORDANCE WITH THE
ARTICLE 20 OF ASSOCIATIONS, THE NUMBER OF SHARES OWNED
BY EACH OF THE MEMBERS OF THE SUPERVISORY BOARD WAS: 20
IMERYS SHARES OF A PAR VALUE OF EUR 8.00, FIXED FROM NOW
ON TO 80 IMERYS SHARES OF A PAR VALUE OF EUR 2.00;
MODIFY THE ARTICLE OF ASSOCIATIONS NO. 6 SHARE CAPITAL
AND 20 COMPANY S SHARES OWNED BY THE MEMBERS OF THE
SUPERVISORY BOARD ; AND THE EXECUTIVE COMMITTEE BE
AUTHORIZED TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE EXECUTIVE COMMITTEE TO PROCEED WITH THE Management For No
SUBSCRIPTION PREFERENTIAL RIGHT, IN FRANCE OR ABROAD,
WITH THE ISSUE OF THE COMPANY S SHARES AND SECURITIES,
GRANTING THE RIGHT TO SUBSCRIBE TO THE COMPANY S SHARES
WITH THE SAME RIGHTS AS THE PARENT SHARES MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES: EUR 2,000,000,000.00
MAXIMUM NOMINAL AMOUNT OF CAPITAL INCREASE: EUR
60,000,000.00; AUTHORITY EXPIRES AT THE END OF 26 MONTHS
AND REPLACES ANY PREVIOUS DELEGATION RELATIVE TO THE
ISSUE OF THE COMPANY S SHARES WITH THE SUBSCRIPTION
PREFERENTIAL RIGHT; AND THE EXECUTIVE COMMITTEE BE
AUTHORIZED TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.15 AUTHORIZE THE EXECUTIVE COMMITTEE TO PROCEED WITHOUT THE Management For No
SUBSCRIPTION PREFERENTIAL RIGHT, IN FRANCE OR ABROAD,
WITH THE ISSUE OF THE COMPANY S SHARES AND SECURITIES,
GRANTING THE RIGHT TO SUBSCRIBE TO THE COMPANY S SHARES
WITH THE SAME RIGHTS AS THE PARENT SHARES MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES: EUR 2,000,000,000.00
MAXIMUM NOMINAL AMOUNT OF CAPITAL INCREASE: EUR
60,000,000.00; AUTHORITY EXPIRES AT THE END OF 26 MONTHS
AND REPLACES ANY PREVIOUS DELEGATION RELATIVE TO THE
ISSUE OF THE COMPANY S SHARES WITHOUT THE SUBSCRIPTION
PREFERENTIAL RIGHT; AND THE EXECUTIVE COMMITTEE BE
AUTHORIZED TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.16 AUTHORIZE THE EXECUTIVE COMMITTEE IN ORDER TO INCREASE THE Management For No
COMPANY SHARE CAPITAL ON ITS SOLE DECISION BY A MAXIMUM
NOMINAL AMOUNT OF EUR 60,000,000.00
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 2,000 2,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. BAX Annual Meeting Date: 05/04/2004
Issuer: 071813 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No No
03 PROPOSAL RELATING TO CUMULATIVE VOTING IN THE Shareholder For Yes No
ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 109 6,000 6,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ITALCEMENTI FABBRICHE RIUNITE CEMENTO SPA, BERGAMO MIX Meeting Date: 05/04/2004
Issuer: T5976T104 ISIN: IT0001465159 BLOCKING
SEDOL: 5975891, 5975932
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 RECEIVE THE BOARD OF DIRECTORS , INTERNAL AUDITORS Management For No
REPORTS ON FY 2003, BALANCE SHEET REPORTS AS OF 31 DEC
2003 AND RESOLUTIONS
O.2 APPOINT THE BOARD OF DIRECTORS AFTER STATING Management For No
TERMS OF OFFICE AND MEMBER S NUMBER
O.3 AUTHORIZE TO BUY OWN SHARES AND DISPOSE OF THEM Management For No
O.4 APPROVE THE RESOLUTIONS CONCERNING THE EMOLUMENTS Management For No
FORM EMOLUMENTS COMMITTEE, INTERNAL AUDITING COMMITTEE
AND SUPERVISORY COMMITTEE
E.1 AMEND THE BY-LAWS IN ORDER TO COPE WITH THE NEW Management For No
PROVISIONS SET OUT BY THE LEGISLATIVE DECREES 2, 3, 4,
5, 6, 8, 9, 11, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22,
26, INTRODUCE NEW ARTICLE 24 AND SUBSEQUENT RENUMBERING
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 05 MAY
2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 35,000 35,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KNIGHT-RIDDER, INC. KRI Annual Meeting Date: 05/04/2004
Issuer: 499040 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 103 2,500 2,500
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO EGM Meeting Date: 05/04/2004
Issuer: T92778124 ISIN: IT0003497176 BLOCKING
SEDOL: 7634402
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. AMEND THE ARTICLES OF ASSOCIATION, AND ANY ADJOURNMENT Management Unvoted No
THEREOF
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 110,483 0
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. YBTVA Annual Meeting Date: 05/04/2004
Issuer: 987434 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE YOUNG BROADCASTING INC. Management For No No
2004 EQUITY INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE YOUNG BROADCASTING INC. Management For No No
2003 NON- EMPLOYEE DIRECTORS DEFERRED STOCK
UNIT PLAN.
04 PROPOSAL TO APPROVE AN AMENDMENT TO THE YOUNG Management For No No
BROADCASTING INC. 2001 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE TOTAL NUMBER OF SHARES AVAILABLE THEREUNDER
FROM 50,000 TO 100,000.
05 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 107 41,700 41,700 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIANZ AG, MUENCHEN AGM Meeting Date: 05/05/2004
Issuer: D03080112 ISIN: DE0008404005
SEDOL: 5231485, 0018490, 5479531, 7158333, 0048646, 5242487, 5766749
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL REPORT Management For No
FOR THE FY 2003 WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND THE GROUP
ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF Management For No
EUR 580,000,000 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR
1.50 PER NO-PAR SHARES; EUR 29,390,439.50;SHALL BE
ALLOCATED TO THE REVENUE RESERVES; AND EX-DIVIDEND AND
PAYABLE DATE: 06 MAY 2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For No
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
5. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, IN REVOCATION Management For No
OF THE AUTHORIZED CAPITAL 2003/I AND 2003/II WITH THE
CONSENT OF THE SUPERVISORY BOARD TO INCREASE THE SHARE
CAPITAL BY UP TO EUR 650,000,000 THROUGH THE ISSUE OF
NEW REGARDING NO-PAR SHARES AGAINST CONTRIBUTIONS IN
CASH AND/OR KIND, ON OR BEFORE 04 MAY 2009;SHAREHOLDERS
SHALL BE GRANTED SUBSCRIPTION RIGHTS FOR A CAPITAL
INCREASE AGAINST CASH PAYMENT; AND EXCEPT FOR RESIDUAL
AMOUNTS, AGAINST CONTRIBUTIONS IN KIND, AND IN ORDER TO
GRANT SUCH RIGHTS TO HOLDERS OF CONVERTIBLE OR OPTION
RIGHTS AND CORRESPONDINGLY AMEND THE ARTICLES OF
ASSOCIATION
6. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, IN REVOCATION Management For No
OF THE AUTHORIZED CAPITAL 2001/II WITH THE CONSENT OF
THE SUPERVISORY BOARD TO INCREASE THE SHARE CAPITAL BY
UP TO EUR 10,000,000 THROUGH THE ISSUE OF NEW REGARDING
NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH, ON OR
BEFORE 04 MAY 2009; SHAREHOLDERS SUBSCRIPTION RIGHTS MAY
BE EXCLUDED FOR THE ISSUE OF THE EMPLOYEE SHARES AND FOR
RESIDUAL AMOUNTS AND CORRESPONDINGLY AMEND THE ARTICLES
OF ASSOCIATION
7. AUTHORIZE THE BOARD OF MANAGING DIRECTORS WITH THE CONSENT Management For No
OF THE SUPERVISORYBOARD, TO ISSUE THE CONVERTIBLE AND/OR
WARRANT BONDS OF UP TO EUR 10,000,000,000 AND CONFERRING
CONVERTIBLE AND/OR OPTION RIGHTS FOR THE SHARES OF THE
COMPANY ONCE OR MORE THAN ONCE ON OR BEFORE 04 MAY 2009;
AND THE SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION
RIGHTS EXCEPT FOR RESIDUAL AMOUNTS, IN ORDER TO GRANT
SUCH RIGHTS TO THE HOLDERS OF PREVIOUSLY ISSUED BONDS
FOR THE ISSUE OF BONDS CONFERRING CONVERTIBLE OPTION
RIGHTS FOR SHARES OF THE COMPANY OF UP TO 10% THE OF
SHARE CAPITAL AT A PRICE NOT MATERIALLY BELOW THEIR
THEORETICAL MARKET VALUE, AND FOR THE ISSUE OF THE BONDS
AGAINST CONTRIBUTIONS IN KIND; THE COMPANY S SHARE
CAPITAL SHALL BE INCREASED ACCORDINGLY UP TO EUR
250,000,000 THROUGH THE ISSUE OF UP TO 97, 656,250 NEW
REGARDING NO-PAR SHARES INSOFAR AS CONVERTIBLE AND/OR
OPTION RIGHTS ARE EXERCISED
8. AUTHORIZE THE COMPANY TO ACQUIRE AND SELL OWN SHARES, FOR Management For No
THE PURPOSE SECURITIES TRADING FINANCIAL INSTITUTIONS AT
A PRICE NOT DEVIATING MORE THAN 10% FROM THEIR MARKET
PRICE, ON OR BEFORE 04 NOV 2005; THE TRADING PORTFOLIO
OF SHARES TO BE ACQUIRED FOR SUCH PURPOSE SHALL NOT
EXCEED 5% OF THE SHARE CAPITAL AT THE END OF ANY GIVEN
DAY
9. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES FOR THE Management For No
PURPOSES OTHER THAN SECURITIES TRADING UP TO 10% OF ITS
SHARE CAPITAL, THROUGH THE STOCK EXCHANGE AT A PRICE NOT
DIFFERING MORE THAN 15% FROM THE MARKET PRICE OF THE
SHARES OR BY THE WAY OF A REPURCHASE OFFER AT A PRICE
NOT DIFFERING MORE THAN 20% FROM THE MARKET PRICE, ON OR
BEFORE 04 NOV 2005; AND AUTHORIZE THE BOARD OF MANAGING
DIRECTORS TO DISPOSE OF THE SHARES IN A MANNER OTHER
THAN THE STOCK EXCHANGE OR AN OFFER TO THE SHAREHOLDERS
IF THE SHARES ARE SOLD AT A PRICE NOT MATERIALLY BELOW
THEIR MARKET PRICE, TO USE THE SHARES FOR THE
ACQUISITION PURPOSES TO FLOAT THE SHARES ON THE FOREIGN
STOCK EXCHANGES, TO USE THE SHARES FOR THE FULFILLMENT
OF THE CONVERTIBLE OR OPTION RIGHTS TO OFFER THE SHARES
TO THE EMPLOYEES OF THE COMPANY OR ITS AFFILIATES AND TO
RETIRE THE SHARES
10. APPROVE THE CONTROL AND THE PROFIT TRANSFER AGREEMENT Management For No
WITH JOTA- VERROEGENSVERWALTUNGSGESELL-SCHAFT MBH A
WHOLLY OWNED SUBSIDIARY OF THE COMPANY, EFFECTIVE
RETROACTIVELY FROM 01 JAN 2004 UNTIL 31 DEC 2008
* PLEASE BE ADVISED THAT ALLIANZ AG SHARES ARE Non-Voting Non-Vote Proposal No
ISSUED IN REGISTERED FORM AND AS SUCH DO NOT REQUIRE
SHARE BLOCKING IN ORDER TO ENTITLE YOU TO VOTE. THANK
YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 1,000 1,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2004
Issuer: 20825C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND PERFORMANCE Management Against Yes No
INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shareholder Against No No
05 COMMONSENSE EXECUTIVE COMPENSATION Shareholder Against No No
06 ANWR DRILLING Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 2,133 2,133 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CRH PLC AGM Meeting Date: 05/05/2004
Issuer: G25508105 ISIN: IE0001827041
SEDOL: 4182249, 0182704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE COMPANY S FINANCIAL STATEMENTS AND THE REPORTS Management For No
OF THE DIRECTORS AND THE AUDITORS FOR THE YE 31 DEC 2003
2. DECLARE A DIVIDEND ON THE ORDINARY SHARES Management For No
3.a RE-ELECT MR. D.M. KENNEDY AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 103
3.b RE-ELECT MR. P.J. MOLLOY AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 103
3.c RE-ELECT MR. W.I. O MAHONY AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 103
3.d RE-ELECT MR. D.W. DAYLE AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 109
3.e RE-ELECT MR. J.M. DE JONG AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 109
3.f RE-ELECT MR. M. LEE AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 109
3.g RE-ELECT MR. T.V. NEILL AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 109
4. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION OF Management For No
THE AUDITORS
S.5 AUTHORIZE THE DIRECTORS OF THE COMPANY IN PURSUANT Management For No
TO THE ARTICLE 11(E) OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY TO ALLOT EQUITY SECURITIES FOR CASH AND IN
RESPECT OF SUB-PARAGRAPH (III) THEREOF UP TO AN
AGGREGATE VALUE OF EUR 8,968,000; AUTHORIZATION EXPIRES
EARLIER THE DATE OF AGM IN 2005 OR 04 AUG 2005
6. AUTHORIZE THE DIRECTORS PURSUANT TO ARTICLE 135(B) Management For No
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY TO OFFER
TO THE HOLDERS OF ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY THE RIGHT TO ELECT TO RECEIVE AN ALLOTMENT OF
ADDITIONAL ORDINARY SHARES CREDITED AS FULLY PAID
INSTEAD OF CASH IN RESPECT OF ALL OR PART OF ANY
DIVIDEND OR DIVIDENDS FALLING TO BE DECLARED OR PAID
DURING THE PERIOD COMMENCING ON THE DATE OF ADOPTION OF
THIS RESOLUTION; AUTHORIZATION EXPIRES ON THE DATE OF
AGM IN 2009
S.7 AMEND ARTICLE 14 OF THE ARTICLES OF ASSOCIATION Management For No
OF THE COMPANY BY DELETING AND ADDING THE NEW
ARTICLE AS SPECIFIED
S.8 AMEND ARTICLE 153 OF THE ARTICLES OF ASSOCIATION Management For No
OF THE COMPANY
S.9 AMEND ARTICLE 62 OF THE ARTICLES OF ASSOCIATION Management For No
OF THE COMPANY
S.10 AUTHORIZE THE COMPANY TO PURCHASE ORDINARY SHARES Management For No
SECTION 212 OF THE COMPANIES ACT, 1990 SUBJECT TO
PASSING OF RESOLUTION 9; AUTHORIZATION EXPIRES AT
THE CLOSE OF BUSINESS ON THE EARLIER DATE OF THE
AGM IN 2005 OR 04 AUG 2005
S.11 AUTHORIZE THE COMPANY TO RE-ISSUE TREASURY SHARES Management For No
SECTION 212 OF THE COMPANIES ACT, 1990 SUBJECT TO
PASSING OF RESOLUTION 9; AUTHORIZATION EXPIRES AT THE
CLOSE OF BUSINESS ON THE EARLIER DATE OF THE AGM IN 2005
OR 04 AUG 2005
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 35,000 35,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION GD Annual Meeting Date: 05/05/2004
Issuer: 369550 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE EQUITY COMPENSATION PLAN. Management Against Yes No
03 SHAREHOLDER PROPOSAL WITH REGARD TO POISON PILLS. Shareholder Against No No
04 SHAREHOLDER PROPOSAL WITH REGARD TO FOREIGN MILITARY Shareholder Against No No
SALES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 108 2,144 2,144 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
K & S AKTIENGESELLSCHAFT, KASSEL AGM Meeting Date: 05/05/2004
Issuer: D37808108 ISIN: DE0007162000 BLOCKING
SEDOL: 4480943, 5761625
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT Management For No
FOR THE FR 2003 WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP
ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF Management For No
EUR 55,924,825.16 ASFOLLOWS: PAYMENT OF A DIVIDEND OF
EUR 1 PER NO-PAR SHARE; EUR 12,500,000 SHALL BE
ALLOCATED TO THE REVENUE RESERVES; EUR 924,825.16 SHALL
BE CARRIED FORWARD; EX-DIVIDEND AND PAYABLE DATE 06 MAY
2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For No
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
5. APPOINT DELOITTE & TOUCHE GMBH AS THE AUDITORS Management For No
FOR THE FY 2004
6. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO ACQUIRE Management For No
SHARES OF THE COMPANY OFUP TO 10% OF THE SHARE CAPITAL,
AT A PRICE DIFFERING NEITHER MORE THAN 5% FROM THE
MARKET PRICE OF THE SHARES IF THEY ARE ACQUIRED THROUGH
THE STOCK EXCHANGE, NOR MORE THAN 10%, IF THEY ARE
ACQUIRED BY WAY OF A REPURCHASE OFFER, ON OR BEFORE 31
OCT 2005; APPROVE THAT THE SHARES MAY BE DISPOSED OF IN
A MANNER OTHER THAN THE STOCK EXCHANGE OR AN OFFER TO
ALL SHAREHOLDERS IF THEY ARE SOLD AT A PRICE NOT
MATERIALLY BELOW THEIR MARKET PRICE OR USED FOR
ACQUISITION PURPOSES; AND APPROVE THAT THE SHARES MAY
ALSO BE RETIRED
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 18,000 18,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PLACER DOME INC. PDG Special Meeting Date: 05/05/2004
Issuer: 725906 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. Management For No No
03 CONFIRMATION OF THE ADOPTION BY THE BOARD OF Management Against Yes No
DIRECTORS OF A REPLACEMENT SHAREHOLDERS RIGHTS
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 101 82,026 82,026 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO OGM Meeting Date: 05/05/2004
Issuer: T92778124 ISIN: IT0003497176 BLOCKING
SEDOL: 7634402
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH Non-Voting No
QUORUM, THERE WILL BE A SECOND CALL ON 6 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE
ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE MEETING REGULATIONS Management Unvoted No
2. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2003 Management Unvoted No
AND ANY ADJOURNMENT THEREOF
3. APPROVE THE APPOINTMENT OF THE AUDITORS RELATED TO Management Unvoted No
TRIENNIUM 2004/2006
4. APPOINT THE BOARD OF DIRECTORS AND ANY ADJOURNMENT Management Unvoted No
THEREOF
5. APPROVE THE EMOLUMENTS OF THE BOARD OF AUDITORS Management Unvoted No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 110,483 0
- ------------------------------------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. CTL Annual Meeting Date: 05/06/2004
Issuer: 156700 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For No No
S INDEPENDENT AUDITOR FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 23,000 23,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. FCXA Annual Meeting Date: 05/06/2004
Issuer: 35671D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED 2004 DIRECTOR COMPENSATION Management For No No
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING FINANCIAL SUPPORT Shareholder Against No No
OF INDONESIAN GOVERNMENT SECURITY PERSONNEL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 857 47,404 47,404 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GLAMIS GOLD LTD. GLG Special Meeting Date: 05/06/2004
Issuer: 376775 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE RESOLUTION FIXING THE SIZE OF THE BOARD OF Management For No No
DIRECTORS AT 6.
02 DIRECTOR Management For No No
03 THE RESOLUTION TO APPOINT KPMG LLP, CHARTERED Management For No No
ACCOUNTANTS, AS AUDITOR OF THE COMPANY AT A REMUNERATION
TO BE FIXED BY THE BOARD OF DIRECTORS.
04 THE RESOLUTION TO INCREASE THE NUMBER OF COMMON Management For No No
SHARES ALLOCATED FOR ISSUANCE UNDER THE INCENTIVE
SHARE PURCHASE OPTION PLAN BY 3,500,000.
05 THE RESOLUTION TO ESTABLISH AN EQUITY INCENTIVE Management For No No
PLAN AS DESCRIBED IN THE INFORMATION CIRCULAR FOR THE
MEETING AND THE ALLOCATION OF 1,000,000 COMMON SHARES
FOR ISSUANCE UNDER THE EQUITY INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 102 10,000 10,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEVSUN RESOURCES LTD. NEVNF Annual Meeting Date: 05/06/2004
Issuer: 64156L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ELECT AS DIRECTOR, R. STUART ANGUS Management For No No
02 TO ELECT AS DIRECTOR, JOHN A. CLARKE Management For No No
03 TO ELECT AS DIRECTOR, CLIFFORD T. DAVIS Management For No No
04 TO ELECT AS DIRECTOR, ROBERT J. GAYTON Management For No No
05 TO ELECT AS DIRECTOR, GARY E. GERMAN Management For No No
06 TO ELECT AS DIRECTOR, GERARD E. MUNERA Management For No No
07 TO APPOINT KPMG AS AUDITORS OF THE COMPANY Management For No No
08 TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS Management For No No
REMUNERATION
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 101 65,000 65,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION BTU Annual Meeting Date: 05/06/2004
Issuer: 704549 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For No No
03 APPROVAL OF 2004 LONG-TERM EQUITY INCENTIVE PLAN. Management Against Yes No
04 STOCKHOLDER PROPOSAL REGARDING DIRECTOR INDEPENDENCE. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 2,000 2,000 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION THC Annual Meeting Date: 05/06/2004
Issuer: 88033G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 20,000 20,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY TNC Annual Meeting Date: 05/06/2004
Issuer: 880345 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For No No
INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 103 2,000 2,000 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Annual Meeting Date: 05/06/2004
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE REPORTS AND INDIVIDUAL FINANCIAL Management For No No
STATEMENTS FOR FISCAL YEAR 2003.
02 APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL Management For No No
STATEMENTS FOR FISCAL YEAR 2003.
03 APPROVAL OF THE RELATED-PARTY AGREEMENTS DISCUSSED Management For No No
IN THE SPECIAL REPORT FROM THE STATUTORY AUDITORS.
04 ALLOCATION OF EARNINGS FOR FISCAL YEAR 2003. Management For No No
05 DIRECTOR Management For No No
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE Management For No No
TRADITIONAL BONDS AND/OR SIMILAR INSTRUMENTS.
16 AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS Management For No No
OWN SHARES.
17 POWERS FOR CARRYING OUT LEGAL FORMALITIES. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 204 31,000 31,000 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNVL S A OGM Meeting Date: 05/06/2004
Issuer: F7063C114 ISIN: FR0000127771 BLOCKING
SEDOL: 4834777, 4859587, 4841379, 4863470
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE BOARD OF DIRECTORS AND THE GENERAL AUDITOR S Management For No
REPORT, AND APPROVE THE ACCOUNTS AND THE BALANCE SHEET
FOR THE FYE 2003
2. ACKNOWLEDGE THAT THE CONSOLIDATED ACCOUNTS WERE Management For No
PRESENTED, AND THAT THE BOARDOF DIRECTORS REPORT FOR THE
GROUP IS INCLUDED IN THE BOARD OF DIRECTORS REPORT
3. APPROVE THE SPECIAL AUDITOR S REPORT, IN ACCORDANCE WITH Management For No
THE PROVISIONS OF ARTICLE L.225-38 OF THE COMMERCIAL LAW
4. APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS: Management For No
PROFITS FOR THE FY: EUR4,839,852,581.33; LEGAL RESERVE:
EUR 241,992,629.07; BALANCE CARRIED FORWARD: EUR
4,597,859,952.26 IN ACCORDANCE WITH THE PROVISIONS OF
THE LAW
5. APPROVE TO RENEW THE TERM OF OFFICE OF MR. JEAN-RENE Management For No
FOURTOU AS A DIRECTOR FOR 4 YEARS
6. APPROVE TO RENEW THE TERM OF OFFICE OF MR. CLAUDE Management For No
BEBEAR AS A DIRECTOR FOR 4 YEARS
7. APPROVE TO RENEW THE TERM OF OFFICE OF MR. GERARD Management For No
BREMOND AS A DIRECTOR FOR 4YEARS
8. APPROVE TO RENEW THE TERM OF OFFICE OF MR. BERTRAND Management For No
COLLOMB AS A DIRECTOR FOR4 YEARS
9. APPROVE TO RENEW THE TERM OF OFFICE OF MR. PAUL Management For No
FRIBOURG AS A DIRECTOR FOR 4 YEARS
10. APPROVE TO RENEW THE TERM OF OFFICE OF MR. GERARD Management For No
KLEISTERLEE AS A DIRECTOR FOR 4 YEARS
11. APPROVE TO RENEW THE TERM OF OFFICE OF MR. HENRI Management For No
LACHMANN AS A DIRECTOR FOR 4YEARS
12. APPOINT MR. KAREL VAN MIERT AS A DIRECTOR FOR Management For No
4 YEARS
13. APPOINT MR. PIERRE RODOCANACHI AS A DIRECTOR Management For No
FOR 4 YEARS
14. RATIFY THE COOPTATION OF MR. GABRIEL HAWAWINI AS A Management For No
DIRECTOR FOR 3 YEARS
15. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For No
FOR THE AUTHORITY OF THE CGM ON 24 APR 2002, TO PROCEED,
IN FRANCE OR ABROAD, WITH THE ISSUE OF BONDS OR
ASSIMILATED SECURITIES FOR A MAXIMUM NOMINAL AMOUNT OF
EUR 7,000,000,000.00; AUTHORITY EXPIRES AT THE END OF 18
MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
16. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For No
FOR THE AUTHORITY OF THE CGM ON 29 APR 2003, TO TRADE
THE COMPANY S SHARES ON THE STOCK EXCHANGE, NOTABLY IN
VIEW OF ADJUSTING THEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 40.00; MINIMUM
SELLING PRICE: EUR 20.00; MAXIMUM NUMBER OF SHARES TO BE
TRADED: 5 %; AUTHORITY EXPIRES AT THE END OF 18 MONTHS ;
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
17. GRANTS ALL POWERS TO THE BEARER OF A COPY OR AN EXTRACT Management For No
OF THE MINUTES OF THEPRESENT IN ORDER TO ACCOMPLISH ALL
DEPOSITS AND PUBLICATIONS WHICH ARE PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 111,680 111,680 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING CO LTD OGM Meeting Date: 05/07/2004
Issuer: S34320101 ISIN: ZAE000015228
SEDOL: 0410568, 4410564, 6410562, 7413021
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1.O1 AUTHORIZE THE DIRECTORS OF THE COMPANY, AS A SPECIFIC Management For No
AUTHORITY IN TERMS OF SECTION 221 OF THE COMPANIES ACT,
1973, A SPECIFIC ISSUE IN TERMS OF THE LISTINGS
REQUIREMENTS OF THE JSE AND AS PROVIDED FOR IN ARTICLES
2, 2A, 3 AND 129 OF THE COMPANY S ARTICLES OF
ASSOCIATION, TO CREATE AND ISSUE FOR CASH UP TO A
MAXIMUM OF 1,700 ONE THOUSAND SEVEN HUNDRED BONDS
CONVERTIBLE INTO NEW ORDINARY EQUITY SHARES OF THE
COMPANY NEW ORDINARY SHARES , WITH A PRINCIPAL AMOUNT OF
ZAR 1,000,000 ONE MILLION RAND , OR CONVERTIBLE BONDS ,
COMPRISING A MAXIMUM AGGREGATE SUBSCRIPTION PRICE OF ZAR
L,700,000,000 ONE BILLION SEVEN HUNDRED MILLION RAND ,
SUBSTANTIALLY ON AND SUBSTANTIALLY SUBJECT TO THE TERMS
AND CONDITIONS, PROVIDED THAT THE: A) ISSUE OF THE
CONVERTIBLE BONDS IS APPROVED BY THE JSE; B) CONVERTIBLE
BONDS WILL NOT BE ISSUED TO NON-PUBLIC SHAREHOLDERS, AS
DEFINED IN PARAGRAPHS 4.25 TO 4.27 OF THE LISTINGS
REQUIREMENTS OF THE JSE; C) CONVERTIBLE BONDS WILL BE
DENOMINATED IN RANDS AND WILL BE ISSUED AT 100% OF THEIR
PRINCIPAL AMOUNT; D) ISSUE OF THE CONVERTIBLE BONDS WILL
BE SUBJECT TO THE COMPANY PROVIDING THE HOLDERS OF ITS
SECURITIES WITH A FAIR AND REASONABLE STATEMENT,
COMPLYING WITH SCHEDULE 5 TO THE LISTINGS REQUIREMENTS
OF THE JSE, FROM AN INDEPENDENT PROFESSIONAL EXPERT
ACCEPTABLE TO THE JSE INDICATING THAT THE ISSUE OF THE
CONVERTIBLE BONDS IS FAIR AND REASONABLE TO THE HOLDERS
OF THE COMPANY S SECURITIES; AND E) CONVERTIBLE BONDS
WILL NOT BE ISSUED TO A RELATED PARTY/LIES AS DESCRIBED
IN PARAGRAPH 10 OF THE LISTINGS REQUIREMENTS OF THE JSE
2.O2 AUTHORIZE THE DIRECTORS OF THE COMPANY, AS A SPECIFIC Management For No
AUTHORITY IN TERMS OF SECTION 221 OF THE COMPANIES ACT,
1973, TO ALLOT AND ISSUE THE NEW ORDINARY SHARES ON THE
SUBJECT TO THE TERMS AND CONDITIONS OF THE CONVERTIBLE
BONDS
3.O3 AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE Management For No
EQUITY SECURITIES INCLUDING THE GRANT OR ISSUE OF
OPTIONS OR CONVERTIBLE SECURITIES THAT ARE CONVERTIBLE
INTO AN EXISTING CLASS OF EQUITY SECURITIES FOR CASH ON
SUCH TERMS AND CONDITIONS AS THE DIRECTORS MAY FROM TIME
TO TIME AT THEIR SOLE DISCRETION DEEM FIT, BUT SUBJECT
TO THE FOLLOWING REQUIREMENTS OF THE JSE: A) THE EQUITY
SECURITIES WHICH ARE THE SUBJECT OF THE ISSUE FOR CASH
MUST BE OF A CLASS ALREADY IN ISSUE, OR WHERE THIS IS
NOT THE CASE, MUST BE LIMITED TO SUCH SECURITIES OR
RIGHTS THAT ARE CONVERTIBLE INTO A CLASS ALREADY IN
ISSUE; B) THE EQUITY SECURITIES MUST BE ISSUED TO PUBLIC
SHAREHOLDERS, AS DEFINED IN PARAGRAPHS 4.25 TO 4.27 OF
THE LISTINGS REQUIREMENTS OF THE JSE AND NOT TO RELATED
PARTIES; C) SECURITIES WHICH ARE THE SUBJECT OF GENERAL
ISSUES FOR CASH: I) IN THE AGGREGATE IN ANY 1 FY MAY NOT
EXCEED 15% OF THE COMPANY S RELEVANT NUMBER OF EQUITY
SECURITIES IN ISSUE OF THAT CLASS; II) OF A PARTICULAR
CLASS, WILL BE AGGREGATED WITH ANY SECURITIES THAT ARE
COMPULSORILY CONVERTIBLE INTO SECURITIES OF THAT CLASS,
AND, IN THE CASE OF THE ISSUE OF COMPULSORILY
CONVERTIBLE SECURITIES, AGGREGATED WITH THE SECURITIES
OF THAT CLASS INTO WHICH THEY ARE COMPULSORILY
CONVERTIBLE; III) AS REGARDS THE NUMBER OF SECURITIES
WHICH MAY BE ISSUED THE 15% NUMBER , SHALL BE BASED ON
THE NUMBER OF SECURITIES OF THAT CLASS IN ISSUE ADDED TO
THOSE THAT MAY BE ISSUED IN FUTURE, AT THE DATE OF SUCH
APPLICATION: 1) LESS ANY SECURITIES OF THE CLASS ISSUED,
OR TO BE ISSUED IN FUTURE ARISING FROM
OPTIONS/CONVERTIBLE SECURITIES ISSUED, DURING THE
CURRENT FINANCIAL YEAR; 2) PLUS ANY SECURITIES OF THAT
CLASS TO BE ISSUED PURSUANT TO: AA) A RIGHTS ISSUE WHICH
HAS BEEN ANNOUNCED, IS IRREVOCABLE AND IS FULLY
UNDERWRITTEN; OR BB) AN ACQUISITION WHICH HAS HAD FINAL
TERMS ANNOUNCED MAY HE INCLUDED AS THOUGH THEY WERE
SECURITIES IN ISSUE AT THE DATE OF APPLICATION; AND D)
THE MAXIMUM DISCOUNT AT WHICH EQUITY SECURITIES MAY BE
ISSUED IS 10% OF THE WEIGHTED AVERAGE TRADED PRICE OF
SUCH EQUITY SECURITIES MEASURED OVER THE 30 BUSINESS
DAYS PRIOR TO THE DATE THAT THE PRICE OF THE ISSUE IS
DETERMINED OR AGREED BY THE DIRECTORS OF THE COMPANY;
THE JSE WILL BE CONSULTED FOR A RULING IF THE COMPANY S
SECURITIES HAVE NOT TRADED IN SUCH 30 BUSINESS DAY
PERIOD
4.O4 AUTHORIZE ANY ONE OF THE DIRECTORS OF THE COMPANY Management For No
TO SIGN ALL SUCH DOCUMENTS AND DO ALL SUCH THINGS AS MAY
BE NECESSARY FOR OR INCIDENTAL TO THE IMPLEMENTATION OF
THE ORDINARY RESOLUTIONS TO BE PROPOSED AT THE GENERAL
MEETING IT WHICH THIS ORDINARY RESOLUTION NUMBER 4 WILL
BE PROPOSED
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 125,679 125,679 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LIMITED HMY Annual Meeting Date: 05/07/2004
Issuer: 413216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ORDINARY RESOLUTION NUMBER 1 Management For No No
02 ORDINARY RESOLUTION NUMBER 2 Management For No No
03 ORDINARY RESOLUTION NUMBER 3 Management For No No
04 ORDINARY RESOLUTION NUMBER 4 Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 300 88,733 88,733 05/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE BAM GROEP NV AGM Meeting Date: 05/07/2004
Issuer: N0840N199 ISIN: NL0000337244 BLOCKING
SEDOL: 4897101, 4860976, 4905996
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING AND ANNOUNCEMENTS Management For No
2.A APPROVE THE REPORT OF THE BOARD OF MANAGEMENT Management For No
2.B APPROVE THE REPORT OF THE SUPERVISORY BOARD Management For No
2.C APPROVE THE ANNUAL ACCOUNTS 2003 Management For No
2.D APPROVE THE RESERVE AND DIVIDEND POLICY Management For No
2.E APPROVE THE PROFIT APPROPRIATION Management For No
2.F GRANT DISCHARGE TO THE BOARD OF MANAGEMENT Management For No
2.G GRANT DISCHARGE TO THE SUPERVISORY BOARD Management For No
3.A AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE SHARES Management For No
AND TO GRANT RIGHTS TO ACQUIRE SHARES
3.B AUTHORIZE THE BOARD OF MANAGEMENT TO LIMIT OR Management For No
EXCLUDE THE PRE-EMPTIVE RIGHT
4. AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE Management For No
SHARES OF THE COMPANY
5. APPROVE THE CORPORATE GOVERNANCE Management For No
6. RE-APPOINT A MEMBER OF THE SUPERVISORY BOARD Management For No
7. APPOINT A MEMBER OF THE BOARD OF MANAGEMENT Management For No
8. ANY OTHER BUSINESS Other For No
9. CLOSURE Non-Voting Non-Vote Proposal No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 15,000 15,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION KGC Special Meeting Date: 05/10/2004
Issuer: 496902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 WITH RESPECT TO THE ELECTION OF THE BOARD OF Management For No No
DIRECTORS FOR THE ENSUING YEAR.
02 APPOINTMENT OF DELOITTE & TOUCHE, LLP, CHARTERED Management For No No
ACCOUNTANTS.
03 TO APPROVE AN AMENDMENT TO THE SHARE INCENTIVE Shareholder For No No
PLAN OF THE CORPORATION TO INCREASE THE NUMBER OF COMMON
SHARES OF THE CORPORATION ISSUABLE THEREUNDER FROM
6,833,333 TO 9,833,333 AS MORE FULLY DESCRIBED IN THE
ATTACHED MANAGEMENT INFORMATION CIRCULAR.
04 TO APPROVE AN AMENDMENT TO THE RESTRICTED SHARE Management For No No
PLAN OF THE CORPORATION TO INCREASE THE NUMBER OF COMMON
SHARES OF THE CORPORATION ISSUABLE THEREUNDER FROM
333,333 TO 1,333,333 AS MORE FULLY DESCRIBED IN THE
ATTACHED MANAGEMENT INFORMATION CIRCULAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 206 114,490 114,490 05/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BELO CORP. BLC Annual Meeting Date: 05/11/2004
Issuer: 080555 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE BELO 2004 EXECUTIVE COMPENSATION Management For No No
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 105 10,000 10,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LAGARDERE SCA MIX Meeting Date: 05/11/2004
Issuer: F5485U100 ISIN: FR0000130213
SEDOL: 4547213, 7166154, 5685480
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE LAGARDERE SCA SHARE IS IN Non-Voting Non-Vote Proposal No
REGISTERED FORM. BLOCKING CONDITIONS DO NOT
APPLY FOR VOTING. THANK YOU.
1. APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR Management For No
FISCAL YEAR 2003: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, AFTER HEARING THE REPORTS OF
THE MANAGING PARTNERS AND THE SUPERVISORY BOARD AND THE
STATUTORY AUDITORS REPORT ON THE AUDIT OF THE ACCOUNTS,
APPROVES ALL PARTS OF THE AFOREMENTIONED REPORTS AND THE
NON-CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 31 DEC 2003, AS DRAWN UP AND PRESENTED;
CONSEQUENTLY, IT APPROVES ALL THE ACTS CARRIED OUT BY
THE MANAGING PARTNERS AS PRESENTED IN THE SAID REPORTS
AND STATEMENTS, AND GIVES THE MANAGERS DISCHARGE FOR
THEIR MANAGEMENT DURING THE SAID FINANCIAL YEAR
2. APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS: THE Management For No
GENERAL MEETING, ACTING AS AN ORDINARY GENERAL MEETING,
AFTER HEARING THE REPORTS OF THE MANAGING PARTNERS AND
THE SUPERVISORY BOARD AND THE STATUTORY AUDITORS REPORT
ON THE AUDIT OF THE CONSOLIDATED STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DEC 2003, APPROVES THE SAID
ACCOUNTS AS DRAWN UP AND PRESENTED TO IT
3. ALLOCATION OF NET INCOME AND APPROVAL OF THE DIVIDEND OF Management For No
EUR 0.90: THE GENERAL MEETING, ACTING AS AN ORDINARY
GENERAL MEETING, NOTES THAT NET INCOME FOR THE FINANCIAL
YEAR CORRESPONDS TO A PROFIT OF EUR 91,572,246.66 WHICH,
IN VIEW OF RETAINED EARNINGS OF EUR 232,408,817.72 AND
PROVISION TO THE LEGAL RESERVE OF EUR 2,435,089.50 TO
BRING SAID RESERVE TO 10% OF EQUITY CAPITAL, YIELDS A
DISTRIBUTABLE NET INCOME OF EUR 321,545,974.88; IT HAS
RESOLVED, IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION, TO DEDUCT A SUM OF EUR 3,339,000 FROM THE
PROFIT, WHICH IS EQUAL TO 1% OF GROUP SHARE OF
CONSOLIDATED NET INCOME AS STATUTORY DIVIDENDS TO ITS
GENERAL PARTNERS; BASED ON A PROPOSAL FROM THE MANAGING
PARTNERS, THE GENERAL MEETING RESOLVES TO PAY A DIVIDEND
OF EUR 0.90 PER SHARE, TAKING INTO ACCOUNT THE
FOLLOWING: - SHARES ISSUED AS A RESULT OF THE EXERCISE
OF SHARE SUBSCRIPTION OPTIONS BEFORE THE DIVIDEND
EX-DATE CARRY RIGHTS TO THE SAID DIVIDEND; - SHARES HELD
BY THE COMPANY IN TREASURY ON THE EX-DATE WILL NOT CARRY
RIGHTS TO THE SAID DIVIDENDS; THE MEETING RESOLVES TO
ALLOCATE THE BALANCE TO RETAINED EARNINGS, AFTER
VERIFICATION OF THE AMOUNT BY MANAGEMENT. THE DIVIDEND
OF EUR 0.90 PER SHARE WILL BE ACCOMPANIED BY A TAX
CREDIT OF EUR 0.45 PER SHARE, TAKING THE GROSS DIVIDEND
PER SHARE TO EUR 1.35 FOR INDIVIDUALS. THE DIVIDEND
EX-DATE WILL BE 19 MAY2004 AND DIVIDENDS WILL BE PAYABLE
FROM THAT DATE TO HOLDERS OF REGISTERED SHARES OR THEIR
AUTHORIZED REPRESENTATIVES, BY CHEQUE OR BANK TRANSFER;
IN COMPLIANCE WITH APPLICABLE LAW, THE DIVIDENDS PAID
RELATING TO THE LAST THREE FINANCIAL YEARS AND THEIR
ASSOCIATED TAX CREDITS AMOUNTED TO: DIVIDEND PAID TO
SHAREHOLDERS: EUR 0.82 - 2002; EUR 0.82 - 2001; EUR 0.78
- 2000; TAX CREDIT: EUR 0.41 - 2002; EUR 0.41 - 2001;
EUR 0.39 - 2000; GLOBAL DIVIDEND: EUR 1.23 - 2002; EUR
1.23 - 2001; EUR 1.17 - 2000; TOTAL DIVIDEND: EUR
111,226,519.54 - 2002; EUR 110,838,916 - 2001; EUR
106,988,546 - 2000; DIVIDEND PAID TO GENERAL PARTNERS:
NIL - 2002; EUR 6,160,717 - 2001; EUR 5,809,897 - 2000;
TOTAL: EUR 111,226,519.54 - 2002; EUR 116,999,633 -
2001; EUR 112,798,443 - 2000
4. APPROVAL OF REGULATED AGREEMENTS: THE GENERAL MEETING, Management For No
ACTING AS AN ORDINARY GENERAL MEETING, AFTER HEARING THE
STATUTORY AUDITORS SPECIAL REPORT CONCERNING THE
AGREEMENTS REFERRED TO IN ARTICLE L 226-10 OF THE FRENCH
COMMERCIAL CODE APPROVES THIS REPORT IN ALL ITS PARTS AS
WELL AS ALL THE AGREEMENTS CONTAINED THEREIN.
5. TO AUTHORISE THE MANAGING PARTNERS TO BUY COMPANY Management For No
SHARES: AFTER TAKING NOTE OF THE MANAGING PARTNERS
REPORT AND EXAMINING THE SPECIFIC MEMORANDUM APPROVED BY
THE COB (COMMISSION DES OPERATIONS EN BOURSE), THE
GENERAL MEETING, ACTING AS AN ORDINARY GENERAL MEETING,
AUTHORIZES THE MANAGING PARTNERS, IN ACCORDANCE WITH
ARTICLE L 225-209 OF THE FRENCH COMMERCIAL CODE TO
ACQUIRE A MAXIMUM OF UP TO 10% OF THE CURRENT SHARE
CAPITAL, I.E. EUR 700,000,000, SUBJECT TO THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE PER SHARE: EUR 70;
MINIMUM SELLING PRICE PER SHARE: EUR 30; THESE SHARES
MAY BE ACQUIRED IN ONE OR MORE PURCHASES, BY ANY METHOD,
INCLUDING BY PRIVATE AGREEMENT, TRANSFERS OF BLOCKS OF
SHARES OR BY USING DERIVATIVE PRODUCTS, NOTABLY FOR THE
FOLLOWING PURPOSES: - TO ISSUE SHARES TO EMPLOYEES; - TO
REGULATE THE SHARE PRICE; - TO KEEP OR TRANSFER SHARES
USING ANY METHOD, NOTABLY SHARE EXCHANGES; - TO CANCEL
SHARES; THE SHARE BUYBACK PROGRAMME MAY BE IMPLEMENTED
EVEN DURING A PERIOD OF A TAKE-OVER BID; THE PRESENT
AUTHORIZATION IS VALID FOR EIGHTEEN MONTHS. IT CANCELS
AND SUPERSEDES FOR THE UNEXPIRED PERIOD THE
AUTHORIZATION GRANTED BY THE FIFTH RESOLUTION OF THE
ORDINARY AND EXTRAORDINARY GENERAL MEETING HELD ON 13
MAY 2003
6. RE-ELECTION OF MR RAYMOND H. LEVY AS MEMBER OF THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, MR RAYMOND H. LEVY FOR
A SIX-YEAR PERIOD THAT WILL EXPIRE IN 2010 FOLLOWING THE
ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO RECEIVE
THE FINANCIAL STATEMENTS OF THE PREVIOUS FINANCIAL YEAR
7. RE-ELECTION OF MR PEHR G. GYLLENHAMMAR AS MEMBER OF THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, MR PEHR G. GYLLENHAMMAR
FOR A FOUR-YEAR PERIOD THAT WILL EXPIRE IN 2008
FOLLOWING THE ANNUAL GENERAL MEETING THAT WILL BE
CONVENED TO RECEIVE THE FINANCIAL STATEMENTS OF THE
PREVIOUS FINANCIAL YEAR
8. RE-ELECTION OF MR PIERRE LESCURE AS MEMBER OF THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, MR PIERRE LESCURE FOR A
FOUR-YEAR PERIOD THAT WILL EXPIRE IN 2008 FOLLOWING THE
ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO RECEIVE
THE FINANCIAL STATEMENTS OF THE PREVIOUS FINANCIAL YEAR
9. RE-ELECTION OF MR DIDIER PINEAU-VALENCIENNE AS MEMBER Management For No
OF THE SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS
AN ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, MR DIDIER
PINEAU-VALENCIENNE FOR A FOUR-YEAR PERIOD THAT WILL
EXPIRE IN 2008 FOLLOWING THE ANNUAL GENERAL MEETING THAT
WILL BE CONVENED TO RECEIVE THE FINANCIAL STATEMENTS OF
THE PREVIOUS FINANCIAL YEAR
10. RE-ELECTION OF MR FELIX G. ROHATYN AS MEMBER OF THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO ELECT, AS MEMBER
OF THE SUPERVISORY BOARD, MR FELIX G. ROHATYN FOR A
FOUR-YEAR PERIOD THAT WILL EXPIRE IN 2008 FOLLOWING THE
ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO RECEIVE
THE FINANCIAL STATEMENTS OF THE PREVIOUS FINANCIAL YEAR
11. RE-ELECTION OF GROUPAMA S.A. AS MEMBER OF THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, GROUPAMA S.A. FOR A
FOUR-YEAR PERIOD THAT WILL EXPIRE IN 2008 FOLLOWING THE
ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO RECEIVE
THE FINANCIAL STATEMENTS OF THE PREVIOUS FINANCIAL YEAR
12. RE-ELECTION OF MR MANFRED BISCHOFF AS MEMBER OF THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, MR MANFRED BISCHOFF FOR
A TWO-YEAR PERIOD THAT WILL EXPIRE IN 2006 FOLLOWING THE
ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO RECEIVE
THE FINANCIAL STATEMENTS OF THE PREVIOUS FINANCIAL YEAR
13. RE-ELECTION OF MR GEORGES CHODRON DE COURCEL AS MEMBER Management For No
OF THE SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS
AN ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, OF MR GEORGES CHODRON
DE COURCEL FOR A TWO-YEAR PERIOD THAT WILL EXPIRE IN
2006 FOLLOWING THE ANNUAL GENERAL MEETING THAT WILL BE
CONVENED TO RECEIVE THE FINANCIAL STATEMENTS OF THE
PREVIOUS FINANCIAL YEAR
14. RE-ELECTION OF MR CHRISTIAN MARBACH AS MEMBER OF THE AS MEMBER
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, MR CHRISTIAN MARBACH
FOR A TWO-YEAR PERIOD THAT WILL EXPIRE IN 2006 FOLLOWING
THE ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO
RECEIVE THE FINANCIAL STATEMENTS OF THE PREVIOUS
FINANCIAL YEAR
15. RE-ELECTION OF MR BERNARD MIRAT AS MEMBER OF THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, MR BERNARD MIRAT FOR A
TWO-YEAR PERIOD THAT WILL EXPIRE IN 2006 FOLLOWING THE
ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO RECEIVE
THE FINANCIAL STATEMENTS OF THE PREVIOUS FINANCIAL YEAR
16. ELECTION OF MR BERNARD ARNAULT AS MEMBER OF THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING AND TAKING NOTE OF THE DEATH OF
MR JACQUES NIVARD AND THAT LAGARDERE CAPITAL &
MANAGEMENT HAS NOT BEING RE-ELECTED, RESOLVES TO ELECT
AS MEMBER OF THE SUPERVISORY BOARD, MR BERNARD ARNAULT
FOR A SIX-YEAR PERIOD HAT WILL EXPIRE IN 2010 FOLLOWING
THE ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO
RECEIVE THE FINANCIAL STATEMENTS OF THE PREVIOUS
FINANCIAL YEAR
17. ELECTION OF DR HUBERT BURDA AS MEMBER OF THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, DR HUBERT BURDA FOR A
SIX-YEAR PERIOD THAT WILL EXPIRE IN 2010 FOLLOWING THE
ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO RECEIVE
THE FINANCIAL STATEMENTS OF THE PREVIOUS FINANCIAL YEAR
18. ELECTION OF MR REN CARRON AS MEMBER OF THE SUPERVISORY Management For No
BOARD: THE GENERAL MEETING, ACTING AS AN ORDINARY
GENERAL MEETING, RESOLVES TO RE-ELECT, AS MEMBER OF THE
SUPERVISORY BOARD, MR RENE CARRON FOR A SIX-YEAR PERIOD
THAT WILL EXPIRE IN 2010 FOLLOWING THE ANNUAL GENERAL
MEETING THAT WILL BE CONVENED TO RECEIVE THE FINANCIAL
STATEMENTS OF THE PREVIOUS FINANCIAL YEAR
19. ELECTION OF MR HENRI PROGLIO AS MEMBER OF THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, MR HENRI PROGLIO FOR A
SIX-YEAR PERIOD THAT WILL EXPIRE IN 2010 FOLLOWING THE
ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO RECEIVE
THE FINANCIAL STATEMENTS OF THE PREVIOUS FINANCIAL YEAR
20. ELECTION OF MR FRANCOIS ROUSSELY AS MEMBER OF THR Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, RESOLVES TO RE-ELECT, AS
MEMBER OF THE SUPERVISORY BOARD, MR FRANCOIS ROUSSELY
FOR A SIX-YEAR PERIOD THAT WILL EXPIRE IN 2010 FOLLOWING
THE ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO
RECEIVE THE FINANCIAL STATEMENTS OF THE PREVIOUS
FINANCIAL YEAR.
21. ELECTION OF MR BERNARD ESAMBERTAS ADVISOR: THE GENERAL Management For No
MEETING, ACTING AS AN ORDINARY GENERAL MEETING, TAKES
NOTE THAT THE ADVISOR MR YVES SABOURET HAS NOT BEEN
RE-ELECTED AND RESOLVES TO APPOINT MR BERNARD ESAMBERT
FOR A TWO-YEAR PERIOD THAT WILL EXPIRE IN 2006 FOLLOWING
THE ANNUAL GENERAL MEETING THAT WILL BE CONVENED TO
RECEIVE THE FINANCIAL STATEMENTS OF THE PREVIOUS
FINANCIAL YEAR
22. SETTING THE AMOUNT OF DIRECTORS FEES FOR THE Management For No
SUPERVISORY BOARD: THE GENERAL MEETING, ACTING AS AN
ORDINARY GENERAL MEETING, AFTER TAKING NOTE OF THE
SUPERVISORY BOARD S REPORT, RESOLVES TO FIX AT EUR
600,000 THE TOTAL MAXIMUM AMOUNT TO BE PAID TO THE
SUPERVISORY BOARD AS DIRECTOR S FEES, UNTIL RESOLVED
OTHERWISE
23. AUTHORIZATION TO BE GRANTED TO THE MANAGING PARTNERS TO Management For No
ISSUE ON ONE OR SEVERAL OCCASIONS, FOR A PERIOD OF FIVE
YEARS, BONDS AND/OR SECURITIES, GIVING IMMEDIATE OR
FUTURE ACCESS TO SECURITIES REPRESENTING DEBTS ON THE
ISSUING COMPANY AND/OR A SHARE OF THE CAPITAL OF
COMPANIES OTHER THAN THE ISSUING COMPANY, UP TO EUR 3
BILLION FOR CONSEQUENT LOANS: THE GENERAL MEETING,
ACTING AS AN ORDINARY GENERAL MEETING, AFTER TAKING NOTE
OF THE REPORTS OF THE MANAGING PARTNERS AND THE
SUPERVISORY BOARD: A) GRANTS THE MANAGING PARTNERS THE
NECESSARY POWERS TO ISSUE, ON ONE OR SEVERAL OCCASIONS,
IN PROPORTIONS AND AT TIMES THAT IT SHALL DEEM
NECESSARY, IN FRANCE, OUTSIDE FRANCE OR ON INTERNATIONAL
MARKETS, BONDS AND ALL OTHER SECURITIES THAT WILL AND/OR
MAY LEAD, THROUGH CONVERSION, EXCHANGE, REIMBURSEMENT,
PRESENTATION OF A BOND OR THROUGH ANY OTHER MEANS, TO
THE ATTRIBUTION OF SECURITIES REPRESENTING DEBTS ON THE
ISSUING COMPANY AND/OR A SHARE OF THE CAPITAL OF
COMPANIES OTHER THAN THE ISSUING COMPANY; B) RESOLVES
THAT THE NOMINAL VALUE OF DEBT SECURITIES THAT COULD BE
ISSUED UNDER THE AFOREMENTIONED AUTHORIZATION MAY NOT
EXCEED EUR 3 BILLION OR THE EQUIVALENT VALUE OF THIS
AMOUNT IN THE EVENT OF THE ISSUE IN FOREIGN CURRENCY OR
IN UNITS OF ACCOUNT THAT ARE FIXED IN REFERENCE TO
SEVERAL CURRENCIES; C) RESOLVES THAT THE MANAGING
PARTNERS SHALL HAVE ALL THE POWERS REQUIRED TO IMPLEMENT
THIS AUTHORIZATION, AND IN PARTICULAR: I) SET ISSUE
PRICES AND CONDITIONS, THE SUMS TO BE ISSUED, THE DATES
AND CONDITIONS OF ISSUE, THE FORM AND CHARACTERISTICS OF
THE SECURITIES TO BE ISSUED AND THE STOCKS THAT ARE
ENTITLED OR THAT CAN BE ENTITLED BY THESE, IN PARTICULAR
THEIR NATURE, THEIR DATE OF ENTITLEMENT EVEN
RETROSPECTIVE, THE CONDITIONS IN WHICH THEY ARE
EXERCISED, THEIR MODE OF PAYMENT, CONDITIONS AND TERMS
OF THEIR REIMBURSEMENT OR THEIR REDEMPTION CALL; II) IF
NECESSARY, MAKE PROVISIONS FOR THE CONDITIONS OF THEIR
REPURCHASE ON THE STOCK EXCHANGE, THE POSSIBILITY OF
SUSPENDING ANY RELATED ALLOTMENT RIGHTS FOR A PERIOD NOT
EXCEEDING THREE MONTHS; III) SET, WHERE NECESSARY, THE
MEASURES TO BE TAKEN TO PRESERVE THE RIGHTS OF THE
HOLDERS OF THESE SECURITIES; IV) CARRY OUT ANY
FORMALITIES THAT MAY BE REQUIRED FOR LISTING THESE
SECURITIES ON THE STOCK EXCHANGE; V) AND GENERALLY,
ENTER INTO AN AGREEMENT, MAKE ANY UNDERTAKINGS AND DO
ALL THAT IS USEFUL OR NECESSARY TO SUCCESSFULLY CARRY
OUT THE PROJECTED ISSUES; D) IN THE EVENT OF THE ISSUE
OF DEBT SECURITIES, RESOLVES THAT THE MANAGING PARTNERS
SHALL HAVE ALL POWERS TO DECIDE IN PARTICULAR, WHETHER
OR NOT THEY ARE SUBORDINATED, SET THEIR INTEREST RATE,
THEIR DURATION, THEIR REDEMPTION PRICE, WHETHER FIXED OR
VARIABLE, WITH AND/OR WITHOUT PREMIUM, THEIR MODE OF
REDEMPTION, IN CASH AND/OR IN KIND, ARRANGEMENTS FOR
THEIR AMORTIZATION DEPENDING ON MARKET CONDITIONS, AND
THE CONDITIONS THAT ARE GRANTED, OR MAY BE GRANTED BY
THESE SECURITIES, TO THE ATTRIBUTION OF SECURITIES
REPRESENTING DEBTS ON THE ISSUING COMPANY AND/OR A SHARE
OF THE CAPITAL OF COMPANIES OTHER THAN THE ISSUING
COMPANY; THIS AUTHORIZATION GRANTED TO THE MANAGING
PARTNERS IS VALID FROM THIS MEETING FOR A PERIOD OF FIVE
YEARS. IT CANCELS AND SUPERSEDES THE ONE GRANTED IN THE
SEVENTH RESOLUTION ADOPTED THE COMBINED GENERAL MEETING
OF 21 MAY 2001
24. AUTHORIZATION TO BE GRANTED TO THE MANAGING PARTNERS, Management For No
FOR A PERIOD OF TWENTY-SIX MONTHS, FOR THE PURPOSE OF
ISSUING SECURITIES, ON ONE OR MORE OCCASIONS, WITH
PRE-EMPTIVE RIGHTS, GIVING IMMEDIATE OR FUTURE ACCESS TO
COMPANY SHARES, UP TO EUR 300 MILLION (EXCLUDING
PREMIUMS) FOR EQUITY ISSUES AND EUR 2.5 BILLION FOR BOND
ISSUES: THE GENERAL MEETING, ACTING AS AN EXTRAORDINARY
GENERAL MEETING, AFTER HEARING THE REPORTS OF THE
MANAGING PARTNERS AND THE SUPERVISORY BOARD AND THE
SPECIAL REPORT OF THE STATUTORY AUDITORS AND IN
ACCORDANCE WITH THE PROVISIONS OF PARAGRAPH 3 OF ARTICLE
L 225-129 OF THE FRENCH COMMERCIAL CODE: A) HEREBY
DELEGATES TO THE MANAGING PARTNERS THE NECESSARY POWERS
FOR ISSUING, ON ONE OR MORE OCCASIONS, IN THE PROPORTION
AND AT PERIODS IT DEEMS FIT, IN FRANCE AND ABROAD, THE
COMPANY S SHARES AS WELL AS ALL SECURITIES OF ANY KIND
WHICH GIVE OR CAN GIVE IMMEDIATE OR FUTURE ACCESS TO THE
COMPANY S SHARES; B) RESOLVES THAT THE NOMINAL AMOUNT OF
EQUITY ISSUES THAT COULD BE CARRIED OUT IMMEDIATELY
AND/OR ULTIMATELY BY VIRTUE OF THE ABOVE-MENTIONED
AUTHORIZATION, MAY NOT EXCEED EUR 300 MILLION. THIS
AMOUNT MAY BE INCREASED, IF NECESSARY, BY THE NOMINAL
VALUE OF ADDITIONAL SHARES TO BE ISSUED TO PRESERVE THE
RIGHTS OF HOLDERS OF SECURITIES THAT GIVE RIGHT TO
SHARES, IN ACCORDANCE WITH APPLICABLE LAWS; THE
ABOVE-MENTIONED LIMIT OF EUR 300 MILLION WILL ALSO APPLY
TO ISSUES OF INVESTMENT OR PRIORITY SHARE CERTIFICATES;
C) RESOLVES ALSO THAT THE NOMINAL AMOUNT OF DEBT
SECURITIES THAT COULD BE ISSUED IN APPLICATION OF THE
ABOVE-MENTIONED AUTHORIZATION MAY NOT EXCEED EUR 2.5
BILLION OR THE EQUIVALENT VALUE OF THIS AMOUNT IN THE
EVENT OF THE ISSUE IN FOREIGN CURRENCY OR IN UNITS OF
ACCOUNT THAT ARE FIXED IN REFERENCE TO SEVERAL
CURRENCIES; D) RESOLVES THAT THE SHAREHOLDERS MAY
EXERCISE, UNDER CONDITIONS DEFINED BY LAW, THEIR
PRE-EMPTIVE RIGHT. FURTHER, THE MANAGING PARTNERS WILL
HAVE THE OPTION OF GRANTING SHAREHOLDERS THE RIGHT TO
SUBSCRIBE FOR SECURITIES IN EXCESS OF THE NUMBER THEY
ARE ENTITLED TO AS OF RIGHT, PROPORTIONALLY TO THEIR
SUBSCRIPTION RIGHTS AND, IN ANY CASE, WITHIN THE LIMIT
OF THEIR REQUEST. IF THE SUBSCRIPTIONS AS OF RIGHT, AND
WHERE APPLICABLE, SUBSCRIPTIONS FOR EXCESS SHARES, DO
NOT COMPLETELY ABSORB AN ISSUE OF SHARES AND SECURITIES,
AS DEFINED ABOVE, THE MANAGING PARTNERS MAY, AS THEY
DEEM FIT, USE ONE AND/OR OTHER OF THE OPTIONS BELOW: I)
RESTRICT THE ISSUE TO THE AMOUNT OF SUBSCRIPTIONS ON
CONDITION THAT THE LATTER REACHES, AT LEAST, THREE
FOURTHS OF THE DECIDED ISSUE; II) FREELY DISTRIBUTE ALL
OR PART OF THE UNSUBSCRIBED SECURITIES; III) OFFER THE
PUBLIC ALL OR PART OF THE UNSUBSCRIBED SECURITIES; E)
RESOLVES THAT ANY ISSUE OF THE COMPANY S STOCK WARRANTS
THAT COULD BE CARRIED OUT IN ACCORDANCE WITH ARTICLE L
228-95 OF THE FRENCH COMMERCIAL CODE, MAY TAKE PLACE
EITHER BY OFFERING SUBSCRIPTIONS UNDER THE CONDITIONS
DEFINED ABOVE, OR BY BONUS SHARES TO THE HOLDERS OF
EXISTING SHARES; F) HAS ASCERTAINED THAT, IF NECESSARY,
THE FOREGOING AUTHORIZATION AUTOMATICALLY PREVAILS TO
THE ADVANTAGE OF HOLDERS OF SECURITIES GIVING FUTURE
ACCESS TO THE COMPANY S SHARES LIKELY TO BE ISSUED,
WAIVING THE SHAREHOLDERS PRE-EMPTIVE RIGHTS TO SHARES TO
WHICH THESE SECURITIES ENTITLES THEM; RESOLVES TO WAIVE
THE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS TO SHARES THAT
WOULD BE ISSUED BY BOND CONVERSION OR BY EXERCISING OF
WARRANTS; G) RESOLVES THAT THE AMOUNT DUE TO OR SUPPOSED
TO BE DUE TO THE COMPANY FOR EACH OF THE SHARES ISSUED
IN THE CONTEXT OF THE FOREGOING, WILL BE AT LEAST EQUAL
TO THE PAR VALUE OF THE SHARES; H) RESOLVES THAT THE
MANAGING PARTNERS WILL HAVE FULL POWERS, UNDER
APPLICABLE LEGAL CONDITIONS, TO IMPLEMENT THIS
AUTHORIZATION, PRIMARILY FOR THE PURPOSE OF DETERMINING
THE DATES AND TERMS OF ISSUES AS WELL AS THE FORM AND
THE CHARACTERISTICS OF THE SECURITIES TO BE CREATED, SET
THE PRICE AND DEFINE THE TERMS OF ISSUES, DEFINE THE
AMOUNTS TO BE ISSUED, FIX THE EFFECTIVE DATE, EVEN
RETROACTIVE, OF THE SECURITIES TO BE ISSUED, DEFINE THE
MODE OF REDEMPTION OF SHARES OR OTHER SECURITIES ISSUED,
AND WHERE APPLICABLE, THEIR TERMS OF REDEMPTION, SUSPEND
IF NECESSARY, THE COMPANY S EXERCISE OF STOCK DIVIDEND
RIGHTS ATTACHED TO SECURITIES TO BE ISSUED FOR A PERIOD
THAT MAY NOT EXCEED THREE MONTHS, DEFINE THE TERMS
ACCORDING TO WHICH THE RIGHTS OF HOLDERS OF SECURITIES
WHICH ULTIMATELY GIVE ACCESS TO SHARES MAY BE PRESERVED
IN COMPLIANCE WITH LEGAL PROVISIONS AND REGULATIONS.
FURTHERMORE, THE MANAGING PARTNERS MAY PROCEED, IF
NECESSARY TO DEDUCT FROM THE SHARE PREMIUM OR PREMIUMS,
AND IN PARTICULAR, CHARGES INCURRED BY ISSUES, AND
GENERALLY TAKE ALL THE STEPS AND CONCLUDE ALL AGREEMENTS
REQUIRED FOR PROPERLY COMPLETING THE ISSUES PLANNED AND,
NOTE THE CAPITAL INCREASES RESULTING FROM ANY ISSUE
CARRIED OUT BY THE USE OF THIS AUTHORIZATION AND AMEND
THE ARTICLES OF ASSOCIATION ACCORDINGLY; IN THE EVENT OF
THE ISSUE OF DEBT SECURITIES, THE MANAGING PARTNERS WILL
BE FULLY EMPOWERED TO DECIDE WHETHER OR NOT THEY ARE
SUBORDINATED, FIX THE INTEREST RATE, THEIR TERM, THE
FIXED OR FLOATING REDEMPTION PRICE, WITH OR WITHOUT
PREMIUM, THE TERMS OF AMORTIZATION DEPENDING ON MARKET
CONDITIONS AND THE CONDITIONS UNDER WHICH THESE
SECURITIES WILL ENTITLE THEM TO THE COMPANY S SHARES;
THE AUTHORIZATION THUS GRANTED TO THE MANAGING PARTNERS
IS VALID AS FROM THIS MEETING FOR A PERIOD SET OUT IN
THE THIRD PARAGRAPH OF ARTICLE L 225-129-III OF THE
ABOVE-MENTIONED CODE. IT CANCELS AND SUPERSEDES THE
AUTHORIZATION GRANTED ON 23 MAY 2002
25. AUTHORISATION TO BE GRANTED TO THE MANAGING PARTNERS, Management For No
FOR A PERIOD OF TWENTY-SIX MONTHS, FOR THE PURPOSE OF
ISSUING SECURITIES, ON ONE OR MORE OCCASIONS, WITHOUT
PRE-EMPTIVE RIGHTS, GIVING IMMEDIATE OR FUTURE ACCESS TO
COMPANY SHARES, WITHIN A LIMIT OF EUR 300 MILLION
(EXCLUDING PREMIUMS) FOR EQUITY ISSUES AND EUR 2.5
BILLION FOR BOND ISSUES: THE GENERAL MEETING, ACTING AS
AN EXTRAORDINARY GENERAL MEETING, AFTER HAVING BEEN
NOTIFIED OF THE REPORTS OF THE MANAGING PARTNERS, THE
SUPERVISORY BOARD AND THE SPECIAL REPORT OF THE
STATUTORY AUDITORS AND IN ACCORDANCE WITH THE PROVISIONS
OF PARAGRAPH 3 OF ARTICLE L 225-129 OF THE FRENCH
COMMERCIAL CODE: A) HEREBY DELEGATES TO THE MANAGING
PARTNERS THE NECESSARY POWERS FOR PROCEEDING BY MEANS OF
A PUBLIC ISSUE IN ONE OR SEVERAL OPERATIONS, IN THE
PROPORTION AND AT THE PERIODS THAT IT SHALL DEEM FIT,
BOTH IN FRANCE AND ABROAD, TO THE ISSUE OF SHARES, SHARE
RIGHTS AS WELL AS SECURITIES OF ALL KINDS THAT WILL OR
CAN GRANT HOLDERS IMMEDIATE AND/OR FUTURE ACCESS TO THE
GROUP S SHARES, INCLUDING IF THESE SECURITIES ARE ISSUED
PURSUANT TO ARTICLE L 228-93 OF THE ABOVE-MENTIONED
COMMERCIAL CODE; B) RESOLVES THAT THE NOMINAL AMOUNT OF
EQUITY ISSUES THAT COULD BE CARRIED OUT IMMEDIATELY
AND/OR ULTIMATELY BY VIRTUE OF THE ABOVE-MENTIONED
AUTHORIZATION, MAY NOT EXCEED EUR 300 MILLION. THIS
AMOUNT MAY BE INCREASED, IF NECESSARY, BY THE NOMINAL
VALUE OF ADDITIONAL SHARES TO BE ISSUED TO PRESERVE THE
RIGHTS OF HOLDERS OF SECURITIES THAT GIVE RIGHT TO
SHARES, IN ACCORDANCE WITH APPLICABLE LAWS; THE
ABOVEMENTIONED LIMIT OF EUR 300 MILLION WILL ALSO APPLY
TO ISSUES OF INVESTMENT OR PRIORITY SHARE CERTIFICATES;
C) RESOLVES ALSO THAT THE NOMINAL AMOUNT OF DEBT
SECURITIES THAT COULD BE ISSUED IN APPLICATION OF THE
ABOVE-MENTIONED AUTHORIZATION MAY NOT EXCEED EUR 2.5
BILLION OR THE EQUIVALENT VALUE OF THIS AMOUNT IN THE
EVENT OF THE ISSUE IN FOREIGN CURRENCY OR IN UNITS OF
ACCOUNT THAT ARE FIXED IN REFERENCE TO SEVERAL
CURRENCIES; D) RESOLVES TO WAIVE THE SHAREHOLDERS
PRE-EMPTIVE RIGHTS TO THE SECURITIES TO BE ISSUED, ON
THE UNDERSTANDING THAT THE MANAGING PARTNERS MAY GRANT
SHAREHOLDERS A SHARE PRIORITY OPTION TO ALL OR PART OF
THE ISSUE, DURING THE PERIOD AND UNDER THE TERMS THAT IT
WILL DECIDE. THIS SHARE PRIORITY WILL NOT RESULT IN THE
CREATION OF NEGOTIABLE RIGHTS, BUT MAY, IF THE MANAGING
PARTNERS DEEM FIT, BE EXERCISED BOTH AS SUBSCRIPTIONS AS
OF RIGHT AND SUBSCRIPTIONS FOR EXCESS SHARES; E)
RESOLVES THAT IF SUBSCRIPTIONS OF SHAREHOLDERS AND THE
PUBLIC DO NOT COMPLETELY ABSORB AN ISSUE OF SHARES AND
SECURITIES, AS DEFINED ABOVE, THE MANAGING PARTNERS MAY,
AS THEY DEEM FIT, USE ONE AND/OR OTHER OF THE OPTIONS
BELOW: I) RESTRICT, IF NECESSARY, THE ISSUE TO THE
AMOUNT OF SUBSCRIPTIONS ON CONDITION THAT THE LATTER
REACHES, AT LEAST, THREE FOURTHS OF THE DECIDED ISSUE;
II) FREELY DISTRIBUTE ALL OR PART OF THE UNSUBSCRIBED
SECURITIES; F) HAS ASCERTAINED THAT IF NECESSARY, THE
FOREGOING AUTHORIZATION AUTOMATICALLY PREVAILS TO THE
ADVANTAGE OF HOLDERS OF SECURITIES GIVING FUTURE ACCESS
TO THE COMPANY S SHARES LIKELY TO BE ISSUED, WAIVING THE
SHAREHOLDERS PRE-EMPTIVE RIGHTS TO SHARES TO WHICH THESE
SECURITIES ENTITLES THEM; G) RESOLVES TO WAIVE THE
PRE-EMPTIVE RIGHTS OF SHAREHOLDERS TO SHARES ISSUED BY
BOND CONVERSION OR BY EXERCISING OF WARRANTS; RESOLVES
THAT THE ISSUE PRICE OF THE ABOVE-MENTIONED SECURITIES
WILL BE CALCULATED SO THAT THE AMOUNT RECEIVED
IMMEDIATELY AFTER THEIR ISSUE, PLUS IF APPLICABLE, SUMS
RECEIVED FROM THE EXERCISE OF ALL THE RIGHTS ATTACHED TO
THE SECURITIES THUS ISSUED, WILL GIVE AN AVERAGE ISSUE
PRICE FOR EACH SHARE ISSUED AND/OR TO BE ISSUED AS PART
OF THE ISSUE UNDER CONSIDERATION, AT LEAST EQUAL TO THE
AVERAGE OPENING MARKET PRICE OF THE COMPANY S SHARES
DURING 10 CONSECUTIVE TRADING DAYS CHOSEN OUT OF THE 20
TRADING DAYS IMMEDIATELY PRIOR TO THE ISSUE AFTER, IF
APPLICABLE, ADJUSTING THIS AVERAGE TO REFLECT THE
EFFECTIVE DATE; H) RESOLVES THAT THE MANAGING PARTNERS
WILL HAVE FULL POWERS, UNDER APPLICABLE LEGAL
CONDITIONS, TO IMPLEMENT THIS AUTHORIZATION, PRIMARILY
FOR THE PURPOSE OF DETERMINING THE DATES AND TERMS OF
ISSUES AS WELL AS THE FORM AND THE CHARACTERISTICS OF
THE SECURITIES TO BE CREATED, SET THE PRICE AND DEFINE
THE TERMS OF ISSUES, DEFINE THE AMOUNTS TO BE ISSUED,
FIX THE EFFECTIVE DATE, EVEN RETROACTIVE, OF THE
SECURITIES TO BE ISSUED, DEFINE THE MODE OF REDEMPTION
OF SHARES OR OTHER SECURITIES ISSUED, AND WHERE
APPLICABLE, THEIR TERMS OF REDEMPTION, SUSPEND IF
NECESSARY, THE COMPANY S EXERCISE OF STOCK DIVIDEND
RIGHTS ATTACHED TO SECURITIES TO BE ISSUED FOR A PERIOD
THAT MAY NOT EXCEED THREE MONTHS, DEFINE THE TERMS
ACCORDING TO WHICH, THE RIGHTS OF HOLDERS OF SECURITIES
WHICH ULTIMATELY GIVE ACCESS TO SHARES MAY BE PRESERVED
IN COMPLIANCE WITH LEGAL PROVISIONS AND REGULATIONS.
FURTHERMORE, THE MANAGING PARTNERS MAY PROCEED, IF
NECESSARY TO DEDUCT FROM THE SHARE PREMIUM OR PREMIUMS,
AND IN PARTICULAR, CHARGES INCURRED BY ISSUES, AND
GENERALLY TAKE ALL THE STEPS AND CONCLUDE ALL AGREEMENTS
REQUIRED FOR PROPERLY COMPLETING THE ISSUES PLANNED AND,
NOTE THE CAPITAL INCREASES RESULTING FROM ANY ISSUE
CARRIED OUT BY THE USE OF THIS AUTHORIZATION; AND AMEND
THE ARTICLES OF ASSOCIATION ACCORDINGLY; IN THE EVENT OF
THE ISSUE OF DEBT SECURITIES, THE MANAGING PARTNERS WILL
BE FULLY EMPOWERED TO DECIDE WHETHER OR NOT THEY ARE
SUBORDINATED, FIX THE INTEREST RATE, THEIR TERM, THE
FIXED OR FLOATING REDEMPTION PRICE, WITH OR WITHOUT
PREMIUM, THE TERMS OF AMORTIZATION DEPENDING ON MARKET
CONDITIONS AND THE CONDITIONS UNDER WHICH THESE
SECURITIES WILL ENTITLE THEM TO THE COMPANY S SHARES;
THE AUTHORIZATION THUS GRANTED THE MANAGING PARTNERS IS
VALID AS FROM THIS MEETING FOR A PERIOD SET OUT IN THE
THIRD PARAGRAPH OF ARTICLE L 225-129-III OF THE FRENCH
COMMERCIAL CODE. IT CANCELS AND SUPERSEDES THE
AUTHORIZATION GRANTED ON 23 MAY 2002
26. AUTHORIZATION TO BE GRANTED TO THE MANAGING PARTNERS, Management For No
FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE ON ONE OR
SEVERAL OCCASIONS, NEW SHARES AND/OR SECURITIES OF ALL
KINDS TO PAY FOR THE SECURITIES CONTRIBUTED TO AN
EXCHANGE BID UP TO EUR 300 MILLION (EXCLUDING PREMIUMS)
FOR EQUITY ISSUES AND EUR 2.5 BILLION FOR BOND ISSUES:
THE GENERAL MEETING, ACTING AS AN EXTRAORDINARY GENERAL
MEETING, AFTER HAVING READ THE REPORTS OF THE MANAGING
PARTNERS, THE SUPERVISORY BOARD AND THE SPECIAL REPORT
OF THE STATUTORY AUDITORS AND IN ACCORDANCE WITH THE
PROVISIONS OF ARTICLE L 225-148 OF THE FRENCH COMMERCIAL
CODE, AUTHORIZES THE MANAGING PARTNERS TO INCREASE THE
COMPANY S CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 300
MILLION BY ISSUING SUCCESSIVELY OR SIMULTANEOUSLY, ON
ONE OR MORE OCCASIONS, NEW CORPORATE SHARES TO PAY FOR
THE SECURITIES CONTRIBUTED TO AND EXCHANGE BID OR MIXED
OFFER FOR THE SHARES OF ANOTHER COMPANY ON THE OFFICIAL
LIST OR ON THE SECOND MARCHE OF THE PARIS BOURSE OR ON
THE OFFICIAL LIST OF A STATE THAT IS PART OF THE
AGREEMENT ON THE EUROPEAN ECONOMIC AREA OTHER THAN
FRANCE OR THE STOCK EXCHANGE OF A MEMBER STATE OF THE
ORGANISATION FOR ECONOMIC CO-OPERATION AND DEVELOPMENT.
THIS ISSUE OF NEW SHARES TO PAY FOR THE SECURITIES
CONTRIBUTED TO AN EXCHANGE BID MAY, IN ACCORDANCE WITH
THE PROVISIONS OF ARTICLE L 225-129 OF THE
ABOVE-MENTIONED CODE, BE THE RESULT OF THE ISSUE OF
SECURITIES OF ALL KINDS THAT GIVE IMMEDIATE OR FUTURE
ACCESS TO A SHARE OF THE COMPANY S CAPITAL. THE
SHAREHOLDERS WILL WAIVE THEIR FUTURE PRE-EMPTIVE RIGHTS
TO THE ABOVE-MENTIONED SECURITIES AND, AS APPLICABLE, TO
THE SHARES TO WHICH THE ABOVE-MENTIONED SECURITIES MAY
ENTITLE THEM EVENTUALLY BY EXERCISING A RIGHT OF ANY
KIND. THE NOMINAL AMOUNT OF DEBT SECURITIES ISSUED, IF
APPLICABLE, UNDER THIS AUTHORIZATION, HAS BEEN LIMITED
TO EUR 2.5 BILLION OR THE EQUIVALENT VALUE OF THIS
AMOUNT IN THE EVENT OF THE ISSUE IN ANOTHER CURRENCY OR
IN UNITS OF ACCOUNT THAT ARE FIXED IN REFERENCE TO
SEVERAL CURRENCIES. THE NOMINAL AMOUNT OF DEBT
SECURITIES ISSUED, IF APPLICABLE, UNDER THIS
AUTHORIZATION, HAS BEEN LIMITED TO EUR 2.5 BILLION OR
THE EQUIVALENT VALUE OF THIS AMOUNT IN THE EVENT OF THE
ISSUE IN ANOTHER CURRENCY OR IN UNITS OF ACCOUNT THAT
ARE FIXED IN REFERENCE TO SEVERAL CURRENCIES. THE
GENERAL MEETING RESOLVES THAT THE MANAGING PARTNERS WILL
HAVE FULL POWERS, UNDER THE CONDITIONS SET BY LAW, TO
IMPLEMENT THIS AUTHORIZATION PRIMARILY FOR: A) FIXING
THE FOREIGN EXCHANGE RATIO AND, IF NECESSARY, THE AMOUNT
OF THE EQUALIZATION PAYMENT IN CASH TO BE PAID; B)
RECOGNIZING THE NUMBER OF SECURITIES CONTRIBUTED TO THE
EXCHANGE; C) DETERMINE THE DATES, TERMS OF ISSUES, IN
PARTICULAR THE PRICE AND EFFECTIVE DATE OF NEW SHARES
OR, IF NECESSARY, SECURITIES THAT GIVE IMMEDIATE OR
FUTURE ACCESS TO A SHARE OF THE COMPANY S CAPITAL; D)
POST TO THE LIABILITY SECTION OF A PREMIUM ACCOUNT, THE
DIFFERENCE BETWEEN THE ISSUE PRICE OF NEW SHARES AND
THEIR PAR VALUE; DEDUCT IF NECESSARY, FROM SAID PREMIUM,
ALL EXPENSES AND FEES RESULTING FROM THE AUTHORIZED
OPERATION; E) GENERALLY TAKE ALL NECESSARY STEPS AND
CONCLUDE ALL AGREEMENTS REQUIRED FOR PROPERLY COMPLETING
THE ISSUES PLANNED AND ASCERTAIN ANY RESULTING EQUITY
ISSUES AND AMEND THE ARTICLES OF ASSOCIATION
ACCORDINGLY. THE AUTHORIZATION GRANTED TO THE MANAGING
PARTNERS IS VALID AS FROM THIS MEETING FOR A PERIOD SET
OUT IN THE THIRD PARAGRAPH OF ARTICLE L 225-129 OF THE
ABOVE-MENTIONED CODE. IT CANCELS AND SUPERSEDES THE
AUTHORIZATION GRANTED ON 23 MAY 2002
27. AUTHORIZATION TO BE GRANTED TO THE MANAGING PARTNERS, Management For No
FOR A PERIOD OF TWENTY-SIX MONTHS TO CARRY OUT AN EQUITY
ISSUE, ON ONE OR SEVERAL OCCASIONS, BY CAPITALISATION OF
RESERVES, OR PREMIUMS AND SCRIP ISSUE OR INCREASE IN
NOMINAL VALUE, WITHIN THE LIMIT OF EUR 300 MILLION: THE
GENERAL MEETING, RULING WITH THE QUORUM AND MAJORITY
NEEDED FOR ORDINARY MEETINGS, AFTER HAVING READ THE
REPORTS OF THE MANAGING PARTNERS AND THE SUPERVISORY
BOARD, GRANTS THE MANAGING PARTNERS THE NECESSARY POWERS
FOR CARRYING OUT AN EQUITY ISSUE, ON ONE OR SEVERAL
OCCASIONS, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 300
MILLION, BY THE SUCCESSIVE OR SIMULTANEOUS
CAPITALIZATION OF RESERVES, PROFITS AND/OR PREMIUM,
THROUGH THE CREATION AND SCRIP ISSUE OF SHARES OR BY
INCREASING THE NOMINAL VALUES OF THE SHARES OR BY THE
COMBINED USE OF THE TWO PROCEDURES. THE GENERAL MEETING
RESOLVES THAT FRACTIONAL SHARES WILL NOT BE NEGOTIABLE
AND THAT THE CORRESPONDING SHARES WILL BE SOLD, THE SUMS
FROM THE SALE WILL BE ALLOCATED TO RIGHT HOLDERS NO
LATER THAN THIRTY DAYS AFTER THE DATE ON WHICH THE WHOLE
NUMBER OF GRANTED SHARES IS REGISTERED ON THEIR ACCOUNT.
THE GENERAL MEETING GRANTS THE MANAGING PARTNERS ALL THE
POWERS, UNDER APPLICABLE LEGAL CONDITIONS, IN
PARTICULAR, TO DETERMINE THE DATES AND TERMS OF ISSUE,
FIX THE CONDITIONS OF ISSUE, FIX THE AMOUNTS TO BE
ISSUED AND GENERALLY TAKE ALL STEPS TO ENSURE THEIR
PROPER COMPLETION, CARRY OUT ALL ACTS AND FORMALITIES
AIMED AT FINALIZING THE CORRESPONDING CAPITAL INCREASE
OR INCREASES AND AMENDING THE ARTICLES OF ASSOCIATION
ACCORDINGLY. THIS AUTHORIZATION IS VALID AS FROM THIS
MEETING FOR A PERIOD SET OUT IN THE THIRD PARAGRAPH OF
ARTICLE L 225-129-III OF THE FRENCH COMMERCIAL CODE. IT
CANCELS AND SUPERSEDES THE AUTHORIZATION GRANTED ON 23
MAY 2002
28. OVERALL LIMIT OF EUR 300 MILLION (EXCLUDING PREMIUMS) Management For No
FOR CAPITAL INCREASES AND EUR 2.5 BILLION FOR BOND
ISSUES OF ISSUES AUTHORISED ACCORDING TO THE FOREGOING
RESOLUTIONS: THE GENERAL MEETING, ACTING AS AN
EXTRAORDINARY GENERAL MEETING, HAVING READ THE REPORTS
OF THE MANAGING PARTNERS AND THE SUPERVISORY BOARD, AND
CONSEQUENT TO THE ADOPTION OF THE TWENTY-FOURTH,
TWENTY-FIFTH AND TWENTY-SIXTH RESOLUTIONS, RESOLVES: A)
TO SET THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES
THAT CAN BE ISSUED IN APPLICATION OF THE AUTHORIZATIONS
GRANTED BY THE FOREGOING RESOLUTIONS, AT EUR 2.5 BILLION
OR THE EQUIVALENT VALUE OF THIS AMOUNT IN FOREIGN
CURRENCY OR IN UNITS OF ACCOUNT THAT ARE FIXED IN
REFERENCE TO SEVERAL CURRENCIES, AND B) TO SET THE
MAXIMUM NOMINAL AMOUNT OF THE IMMEDIATE AND/OR FUTURE
CAPITAL INCREASES, THAT COULD BE CARRIED OUT BY VIRTUE
OF THE AUTHORIZATIONS GRANTED BY THE FOREGOING
RESOLUTIONS, AT EUR 300 MILLION, WITH THE UNDERSTANDING
THAT THIS NOMINAL AMOUNT MAY BE INCREASED BY THE NOMINAL
VALUE OF THE ADDITIONAL SHARES TO BE ISSUED TO PRESERVE
THE RIGHTS OF BEARERS OF SECURITIES ENTITLING THE
HOLDERS TO SHARES, IN COMPLIANCE WITH THE LAW
29. AUTHORIZATION GIVEN TO THE MANAGING PARTNERS TO CARRY OUT Management For No
THE ABOVE-MENTIONED ISSUES DURING A TAKEOVER BID OR
EXCHANGE BID CONCERNING THE COMPANY S SECURITIES: THE
GENERAL MEETING, ACTING AS AN EXTRAORDINARY GENERAL
MEETING, HAVING READ THE REPORTS OF THE MANAGING
PARTNERS AND THE SUPERVISORY BOARD, AND PURSUANT TO THE
PROVISIONS OF THE FRENCH COMMERCIAL CODE, EXPRESSLY
RESOLVES THAT THE AUTHORIZATIONS GIVEN TO THE MANAGING
PARTNERS IN THE FOREGOING RESOLUTIONS, LEADING TO OR
LIKELY TO LEAD TO AN INCREASE IN THE COMPANY S CAPITAL,
BE MAINTAINED DURING A TAKE-OVER BID OR EXCHANGE BID ON
THE COMPANY S SECURITIES. THE AUTHORIZATIONS CONFERRED
ON MANAGEMENT PARTNERS WILL BE MAINTAINED DURING A
TAKE-OVER BID OR EXCHANGE BID ON THE COMPANY S
SECURITIES. THIS AUTHORITY WILL EXPIRE AT THE END OF THE
NEXT ANNUAL GENERAL MEETING CONVENED TO ADOPT THE
ACCOUNTS OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2004
30. AUTHORIZATION TO THE MANAGING PARTNERS TO ISSUE ON ONE OR Management For No
SEVERAL OCCASIONS, FOR A PERIOD OF THIRTY-EIGHT MONTHS,
SHARES RESERVED FOR THE COMPANY S EMPLOYEES AND THOSE OF
SOME SUBSIDIARIES, UP TO 2% OF THE COMPANY S TOTAL
SHARES: THE EXTRAORDINARY GENERAL MEETING, AFTER HAVING
READ THE MANAGING PARTNERS REPORT AS WELL AS THE REPORTS
OF THE SUPERVISORY BOARD AND THAT OF THE AUDITORS,
EMPOWERS THE MANAGING PARTNERS TO INCREASE THE COMPANY S
SHARE CAPITAL, WITHOUT ANY OTHER CONSULTATIONS. THIS
MUST BE DONE BY ISSUING, IN ONE OR SEVERAL OPERATIONS,
SHARES INTENDED FOR SUBSCRIPTION, AS PART OF A GROUP
EMPLOYEE SAVINGS PLAN, IN ACCORDANCE WITH ARTICLES L
443-1 ET SEQ. OF THE LABOR CODE AND ARTICLE L 225-138 OF
THE FRENCH COMMERCIAL CODE, BY EMPLOYEES OF THE COMPANY
AND COMPANIES AND GROUPINGS THAT ARE AFFILIATED TO IT
WITHIN THE MEANING OF ARTICLE L 225-180 OF THE
ABOVE-MENTIONED CODE. THESE EMPLOYEES SHOULD HAVE BEEN
EMPLOYED FOR AT LEAST SIX MONTHS. THE NUMBER OF NEW
SHARES TO BE ISSUED, WHICH WILL BE IMMEDIATELY
ASSIMILATED TO THE OTHER EXISTING SHARES, SHOULD NOT
EXCEED 2% OF THE NUMBER OF SHARES COMPRISING THE ISSUED
SHARE CAPITAL. THIS AUTHORIZATION AUTOMATICALLY WAIVES
THE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS, IN THE EVENT
THAT THEY EXERCISE THEIR RIGHTS, IN FAVOR OF THE
EMPLOYEES CONCERNED. IN ACCORDANCE WITH ARTICLE L 443-5
OF THE LABOR CODE, THE GENERAL MEETING RESOLVES THAT THE
ISSUE PRICE WILL BE EQUAL TO 80% OF THE AVERAGE OF FIRST
STOCK QUOTES FOR THE TWENTY DAYS PRECEDING THE DAY THE
OPTION IS GRANTED BY THE MANAGING PARTNERS, ROUNDED UP
TO THE NEXT HIGHER TENTH OF A EURO. THE MEETING ALSO
RESOLVES THAT IN THE EVENT THAT ALL THE CAPITAL ISSUES
HAVE NOT BEEN SUBSCRIBED BY THE EMPLOYEES WITHIN THE
DEADLINES SET BY THE MANAGING PARTNERS, THE ISSUE WILL
BE MADE TO THE TUNE OF THE AMOUNT OF SUBSCRIBED SHARES,
AND THE UNSUBSCRIBED SHARES MAY BE PROPOSED ONCE AGAIN
TO THE EMPLOYEES CONCERNED DURING A SUBSEQUENT EQUITY
ISSUE. THE GENERAL MEETING GRANTS THE MANAGING PARTNERS
ALL THE POWERS REQUIRED TO SET THE DIFFERENT CONDITIONS
OF OPERATIONS, WITHIN THE LIMITS SET OUT BELOW, IN
PARTICULAR TO: A) ASCERTAIN THE SUBSCRIPTION PRICE
CALCULATED ACCORDING TO THE METHOD DEFINED IN THE
PREVIOUS PARAGRAPH, SET THE DEADLINE FOR PAYING FOR THE
SUBSCRIBED SHARES. PAYMENTS BY EMPLOYEES MAY BE
COMPLETED BY THE COMPANY OR ITS AFFILIATES WITHIN THE
MEANING OF ARTICLE L 225-180 MENTIONED ABOVE UNDER THE
CONDITIONS PROVIDED BY LAW; B) SET THE OPENING AND
CLOSING DATES FOR THE SUBSCRIPTION, ASCERTAIN ANY
RESULTING CAPITAL INCREASES AND AMEND THE ARTICLES OF
ASSOCIATION ACCORDINGLY. THE AUTHORIZATION THUS
CONFERRED ON THE MANAGING PARTNERS IS VALID AS FROM THIS
MEETING FOR A PERIOD OF THIRTY-EIGHT MONTHS. IT CANCELS
AND SUPERSEDES THE AUTHORIZATION GRANTED BY THE COMBINED
GENERAL MEETING OF 21 MAY 2001 FOR THE UNUSED PART OF
THIS AUTHORIZATION
31. AUTHORIZATION GIVEN TO THE MANAGING PARTNERS TO GRANT Management For No
OPTIONS TO EMPLOYEES AND MANAGERS OF THE COMPANY AND
AFFILIATED COMPANIES WITHIN THE MEANING OF ARTICLE L
225-180 OF THE COMMERCIAL CODE TO SUBSCRIBE FOR AND/OR
PURCHASE COMPANY STOCK, UP TO 3% OF THE COMPANY S ISSUED
SHARE CAPITAL: THE GENERAL MEETING, ACTING AS AN
EXTRAORDINARY GENERAL MEETING, AFTER HEARING THE REPORTS
OF THE MANAGING PARTNERS, THE SUPERVISORY BOARD AND THE
STATUTORY AUDITORS: A) AUTHORIZES THE MANAGING PARTNERS,
IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES L 225-177
ET SEQ. OF THE FRENCH COMMERCIAL CODE, TO GRANT, ONCE OR
SEVERAL TIMES, TO SOME OR ALL OF THE MANAGERS AND
EMPLOYEES OF THE COMPANY AND OF ITS AFFILIATES WITHIN
THE MEANING OF ARTICLE L 225-180 OF THE ABOVE-MENTIONED
CODE, OPTIONS GIVING THE RIGHT TO SUBSCRIBE FOR NEW
SHARES IN THE COMPANY AND/OR BUY EXISTING SHARES FROM
PURCHASES MADE BY THE COMPANY UNDER PROVISIONS PROVIDED
BY LAW; B) RESOLVES THAT THE TOTAL NUMBER OF OPTIONS
HEREBY GRANTED MAY NOT ENTITLE THE SUBSCRIPTION OR
PURCHASE OF A NUMBER OF SHARES EXCEEDING 3% OF THE
NUMBER OF SHARES IN THE COMPANY S ISSUED SHARE CAPITAL;
C) RESOLVES THAT THE TIME IN WHICH OPTIONS MAY BE
EXERCISED MAY NOT EXCEED TEN YEARS STARTING FROM THE
DATE THE OPTION IS GRANTED BY THE MANAGING PARTNERS; D)
RESOLVES, IN ACCORDANCE WITH THE LAW, THAT THIS
RESOLUTION AUTOMATICALLY IMPLIES THAT SHAREHOLDERS SHALL
EXPRESSLY WAIVE, IN FAVOR OF THE BENEFICIARIES OF THE
OPTIONS, THEIR PRE-EMPTIVE RIGHTS TO THE ISSUED SHARES
AS THE OPTIONS ARE EXERCISED; E) GRANTS THE MANAGING
PARTNERS THE MOST EXTENSIVE POWERS, WITHIN THE LIMITS
DEFINED ABOVE AND THE APPLICABLE LEGAL LIMITS, TO: I)
SET THE SHARE SUBSCRIPTION AND/OR PURCHASE PRICE
ACCORDING TO THE CONDITIONS SET DOWN BY THE MANAGING
PARTNERS IN THEIR REPORT AND IN ACCORDANCE WITH
APPLICABLE LEGAL PROVISIONS; II) DEFINE THE TERMS OF
OPERATIONS, SET THE CONDITIONS UNDER WHICH THE OPTIONS
WILL BE GRANTED, DESIGNATE THE BENEFICIARIES OF THE
OPTIONS, SET THE PERIOD DURING WHICH THEY MAY BE
EXERCISED AND THE MAXIMUM NUMBER OF OPTIONS OFFERED AT
EACH PERIOD, DEFINE ANY RESTRICTIONS AGAINST THE
IMMEDIATE RESALE OF SHARES; III) DEFINE THE CONDITIONS
UNDER WHICH THE PRICE AND/OR NUMBER OF SHARES TO
SUBSCRIBE AND/OR PURCHASE MAY BE ADJUSTED TO REFLECT
FINANCIAL OPERATIONS CARRIED OUT BY THE COMPANY; IV)
AND, GENERALLY, DO ALL THAT IS USEFUL OR NECESSARY AND,
IN PARTICULAR, CARRY OUT ALL ACTS AND FORMALITIES
CONCERNING REGISTRATION AND ADVERTISING, ASCERTAIN THAT
THE CORRESPONDING EQUITY ISSUES HAVE BEEN MADE AND AMEND
THE ARTICLES OF ASSOCIATION ACCORDINGLY. THIS
AUTHORIZATION THUS CONFERRED ON THE MANAGING PARTNERS
FOR A PERIOD OF THIRTY-EIGHT MONTHS AS FROM THIS
MEETING. IT CANCELS AND SUPERSEDES THE AUTHORIZATION
GRANTED BY THE COMBINED GENERAL MEETING OF 23 MAY 2000
FOR THE UNUSED PART OF THIS AUTHORIZATION
32. HARMONISATION OF ARTICLES OF ASSOCIATION: THE GENERAL Management For No
MEETING, ACTING AS AN EXTRAORDINARY GENERAL MEETING,
RESOLVES TO BRING ARTICLE 16 OF THE COMPANY S ARTICLES
OF ASSOCIATION RELATING TO REGULATED AGREEMENTS IN LINE
WITH RECENT LAWS AND TO AMEND SAID ARTICLE ACCORDINGLY
AS SET OUT BELOW: ARTICLE 16 - REGULATED AGREEMENTS THE
MEMBERS OF THE SUPERVISORY BOARD, OR ONE OF THE
SHAREHOLDERS WITH A VOTING RIGHT FRACTION OF MORE THAN
10% OR, IN THE CASE OF A SHAREHOLDING COMPANY, THE
CONTROLLING COMPANY WITHIN THE MEANING OF ARTICLE L
233-3 OF THE COMMERCIAL CODE EITHER DIRECTLY OR THROUGH
AN INTERMEDIARY, MUST BE SUBJECT TO AUTHORIZATION AND
CONTROL FORMALITIES PRESCRIBED BY ARTICLES L 225-38 TO L
225-43 OF THE COMMERCIAL CODE, PURSUANT TO THE
PROVISIONS OF ARTICLE L 226-10 OF SAID CODE.( THE REST
REMAINS UNCHANGED) THE GENERAL MEETING RESOLVES TO
REMOVE ARTICLE 12 BIS, RELATING TO THE INITIAL
COMPOSITION OF THE SUPERVISORY BOARD, FROM THE ARTICLES
OF ASSOCIATION
33. POWERS TO ACCOMPLISH THE NECESSARY LEGAL FORMALITIES: Management For No
THE GENERAL MEETING, ACTING AS AN ORDINARY GENERAL
MEETING, GRANTS THE BEARER OF THE ORIGINAL MINUTES OR OF
A CERTIFIED COPY OR ABSTRACT OF THE MINUTES OF THIS
MEETING FULL POWERS TO ACCOMPLISH THE NECESSARY LEGAL OR
REGULATORY FORMALITIES WHEREVER NEEDED
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 14,000 14,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MERIDIAN GOLD INC. MDG Special Meeting Date: 05/11/2004
Issuer: 589975 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ELECTION OF THE NOMINEES PROPOSED BY MANAGEMENT Management For No No
AS DIRECTORS OF THE CORPORATION.
02 THE APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Management For No No
CORPORATION AND TO AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THEIR REMUNERATION.
03 THE CONFIRMATION OF THE AMENDMENT OF BY-LAW NO. 1 Management For No No
OF THE CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 101 69,474 69,474 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VALASSIS COMMUNICATIONS, INC. VCI Annual Meeting Date: 05/11/2004
Issuer: 918866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 5,000 5,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WIENERBERGER AG AGM Meeting Date: 05/11/2004
Issuer: A95384110 ISIN: AT0000831706 BLOCKING
SEDOL: 5699384, 5699373
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ANNUAL REPORT, MANAGEMENT AND SUPERVISORY Management For No
REPORTS FOR THE YEAR 2003
2. APPROVE THE ALLOCATION OF THE NET INCOME FOR Management For No
THE YEAR 2003
3. APPROVE THE ACTIONS OF THE BOARD OF DIRECTORS AND Management For No
THE SUPERVISORY BOARD FOR THE YEAR 2003
4. ELECT THE AUDITORS FOR THE FY 2004 Management For No
5. ELECT THE SUPERVISORY BOARD Management For No
6. APPROVE THE RESOLUTION ON THE EXCLUSION OF A REDUCTION Management For No
ACCORDING TO PARAGRAPH26 AND AN AMENDMENT OF AN ARTICLE
VII PARAGRAPH 28-EQUALITY OF ALL SHAREHOLDERS IN CASE OF
A MANDATORY OFFER
7. AUTHORIZE THE BOARD TO PURCHASE OWN SHARES AND Management For No
PROLONGATION OF THE RESOLUTIONOF 15 MAY 2003
8. AUTHORIZE THE BOARD TO ISSUE YOUNG SHARES TO ENABLE Management For No
TO ADMIT THE STOCK OPTIONS TO THE MANAGEMENT
9. AUTHORIZE THE BOARD TO RAISE CAPITAL STOCK UP TO Management For No
31,639,486 EURO WITHIN 5 YEARS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 15,000 15,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANTENA 3 DE TELEVISION SA, MADRID OGM Meeting Date: 05/12/2004
Issuer: E05009142 ISIN: ES0109427635
SEDOL: 7700659
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL STATEMENTS BALANCE SHEET, LOSS AND Management For No
PROFIT ACCOUNT AND ANNUAL REPORT , PERFORMING REPORT OF
ANTENA 3 DE TELEVISION, SA AND ITS CONSOLIDATED GROUP
AND MANAGEMENT REPORT, ALL RELATING FY 2003 AND THE
ALLOCATION OF RESULTS
2. APPROVE TO TAKE THE NECESSARY ACTIONS TO MAINTAIN THE Management For No
STABILITY OF THE HOLDING COMPANY UNIPREX, SAU
3. RATIFY THE DIRECTORS APPOINTED BY THE BOARD OF DIRECTORS Management For No
IN THE LAST SHAREHOLDERS GENERAL MEETING
4. APPROVE TO DETERMINE THE MAXIMUM AGGREGATED AMOUNT PER Management For No
YEAR TO BE PAID TO THEDIRECTORS OF THE COMPANY
5. APPROVE THE TRIANNUAL PLAN OF FLOATING EMOLUMENTS AND Management For No
FIDELIZATION OF EXECUTIVES OF GRUPO ANTENA 3
6. GRANT AUTHORITY TO ACQUIRE ITS TREASURY STOCK, DIRECTLY Management For No
OR THROUGH ITS CONSOLIDATED GROUP, AND GRANT AUTHORITY,
IF PERTINENT, TO APPLY THE OWN PORTFOLIO TO SATISFY THE
EMOLUMENTS RESULTING FROM THE TRIANNUAL PLAN AND THE
FIDELIZATION OF THE AFOREMENTIONED ITEM
7. APPOINT THE ACCOUNTS AUDITORS OF ANTENA 3 DE TELEVISION, Management For No
SA AND ITS CONSOLIDATED GROUP
8. GRANT AUTHORITY TO FORMALIZE, INTERPRET, CORRECT AND Management For No
IMPLEMENT THE RESOLUTIONS ADOPTED ON THE SHAREHOLDER
MEETING, CANCELING THE POWERS GRANTED TO THE BOARD OF
DIRECTORS ON THE MEETING, AND TO RAISE THE AGREEMENTS TO
PUBLIC DEED
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 8 8 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC, LONDON AGM Meeting Date: 05/12/2004
Issuer: G3708C105 ISIN: GB0003833695
SEDOL: 0383369, 5830309
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE ACCOUNTS FOR Management For No
THE YE 31 DEC 2003 AND THE AUDITORS REPORT THEREON
2. DECLARE A FINAL DIVIDEND OF 20.15P PER ORDINARY SHARE Management For No
FOR THE YE 31 DEC 2003 PAYABLE ON 21 MAY 2004 TO THE
SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON
19 MAR 2004
3. APPROVE THE DIRECTORS REMUNERATION REPORT IN THE ANNUAL Management For No
REPORT AND THE FINANCIAL STATEMENTS 2003
4. RE-ELECT MR. NIGEL NORTHRIDGE AS A DIRECTOR OF Management For No
THE COMPANY
5. RE-ELECT MR. MARK ROLFE AS A DIRECTOR OF THE COMPANY Management For No
6. RE-ELECT MR. NEIL ENGLAND AS A DIRECTOR OF THE Management For No
COMPANY
7. RE-ELECT MR. RICHARD DELBRIDGE AS A DIRECTOR OF THE Management For No
COMPANY
8. ELECT MR. RONNIC BELL AS A DIRECTOR OF THE COMPANY Management For No
9. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF Management For No
THE COMPANY, AND AUTHORIZE THE DIRECTORS TO FIX THE
AUDITORS REMUNERATION
10. AUTHORIZE THE COMPANY, FOR THE PURPOSE OF THE COMPANIES Management For No
ACT 1985 THE ACT , TO MAKE DONATIONS TO EU POLITICAL
ORGANIZATION AND TO INCUR EU POLITICAL EXPENDITURE
SECTION 347A OF THE ACT , UP TO A MAXIMUM AGGREGATE
AMOUNT OF GBP 50,000 PER ANNUM ; AUTHORITY EXPIRES AT
THE CONCLUSION OF THE COMPANY S AGM TO BE HELD ON 2005
11. AUTHORIZE GALLAHER LIMITED, FOR THE PURPOSE OF THE Management For No
COMPANIES ACT 1985 THE ACT , TO MAKE DONATIONS TO EU
POLITICAL ORGANIZATION AND TO INCUR EU POLITICAL
EXPENDITURE SECTION 347A OF THE ACT , UP TO A MAXIMUM
AGGREGATE AMOUNT OF GBP 50,000 PER ANNUM ; AUTHORITY
EXPIRES AT THE CONCLUSION OF THE COMPANY S AGM TO BE
HELD ON 2005
12. AUTHORIZE AUSTRIA TABAK AG & CO. KG, FOR THE PURPOSE OF Management For No
THE COMPANIES ACT 1985 THE ACT , TO MAKE DONATIONS TO EU
POLITICAL ORGANIZATION AND TO INCUR EU POLITICAL
EXPENDITURE SECTION 347A OF THE ACT, UP TO A MAXIMUM
AGGREGATE AMOUNT OF GBP 50,000 PER ANNUM; AUTHORITY
EXPIRES AT THE CONCLUSION OF THE COMPANY S AGM TO BE
HELD ON 2005
13. AUTHORIZE THE BOARD, FOR THE PURPOSE OF ARTICLE 10 OF Management For No
THE COMPANY S ARTICLES OF ASSOCIATION WHETHER OR NOT
SUCH ARTICLE 10 IS AMENDED PURSUANT TO RESOLUTION 16 ,
THE SECTION 80 AMOUNT SHALL BE GBP 21,790,500; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF NEXT AGM OF THE
COMPANY TO BE HELD IN 2005 OR 11 AUG 2005 , BUT DURING
THIS PERIOD THE BOARD MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS WHICH WOULD, OR MIGHT NEED RELEVANT
SECURITIES TO BE ALLOTTED AFTER THIS PERIOD
S.14 AUTHORIZE THE BOARD, FOR THE PURPOSE OF ARTICLE Management For No
10 OF THE COMPANY S ARTICLES OF ASSOCIATION WHETHER OR
NOT SUCH ARTICLE 10 IS AMENDED PURSUANT TO RESOLUTION 16
, THE SECTION 89 AMOUNT SHALL BE GBP 3,268,500;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF NEXT
AGM OF THE COMPANY TO BE HELD IN 2005 OR 11 AUG 2005 ,
BUT DURING THIS PERIOD THE BOARD MAY MAKE OFFERS AND
ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT NEED EQUITY
SECURITIES TO BE ALLOTTED AFTER THIS PERIOD
S.15 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For No
SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO
65,372,200 ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF
THE COMPANY, AT A MINIMUM PRICE OF 10P AND NOT MORE THAN
105% ABOVE THE AVERAGE MARKET VALUE FOR SUCH SHARES
DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF NEXT AGM OF THE
COMPANY TO BE HELD IN 2005 OR 11 AUG 2005 ; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
S.16 AMEND ARTICLE 10.1(B), 10.2, 10.2(B) OF THE COMPANY S Management For No
ARTICLES OF ASSOCIATION
S.17 AMEND ARTICLES OF ASSOCIATION, BY CHANGING THE Management For No
AMOUNT GBP 500,00 SPECIFIED INTHE FIRST SENTENCE
OF ARTICLE 90 TO AN AMOUNT OF GBP 1,000,000
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 12,247 12,247 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MANIFATTURE LANE GAETANO MARZOTTO & FIGLI SPA, VALDAG SGM Meeting Date: 05/12/2004
Issuer: T66572107 ISIN: IT0000080769 BLOCKING
SEDOL: 4570123
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH Non-Voting Non-Vote Proposal No
QUORUM, THERE WILL BE A SECOND CALL ON 13 MAY 2004 (AND
A THIRD CALL ON 14 MAY 2004). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS CANCELLED. THANK YOU
1. APPOINT THE NON CONVERTIBLE SAVING SHARES COMMON Management For No
REPRESENTATIVE AND STATE THERELATED EMOLUMENTS
2. APPROVE THE RESOLUTIONS CONCERNING THE CREATION OF Management For No
THE FUND IN ORDER TO COVEREXPENSES TO PROTECT
NON CONVERTIBLE SAVING SHAREHOLDERS INTERESTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 20,000 20,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
METRO-GOLDWYN-MAYER INC. MGM Annual Meeting Date: 05/12/2004
Issuer: 591610 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For No No
AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 6,546 6,546 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY TRB Annual Meeting Date: 05/12/2004
Issuer: 896047 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For No No
03 APPROVAL OF AMENDMENTS TO THE TRIBUNE COMPANY Management For No No
1997 INCENTIVE COMPENSATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 107 7,000 7,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY PXD Annual Meeting Date: 05/13/2004
Issuer: 723787 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF SELECTION OF INDEPENDENT ACCOUNTANTS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 107 10,288 10,288 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. SBGI Annual Meeting Date: 05/13/2004
Issuer: 829226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 109 18,000 18,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY DOW Annual Meeting Date: 05/13/2004
Issuer: 260543 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS DOW S INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION Management For No No
FOR THE ANNUAL ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 103 7,000 7,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE WASHINGTON POST COMPANY WPO Annual Meeting Date: 05/13/2004
Issuer: 939640 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For No No
COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 108 200 200 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNUMPROVIDENT CORPORATION UNM Annual Meeting Date: 05/13/2004
Issuer: 91529Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF MANAGEMENT INCENTIVE COMPENSATION Management For No No
PLAN OF 2004
03 APPROVAL OF AMENDED AND RESTATED EMPLOYEE STOCK Management For No No
PURCHASE PLAN
04 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For No No
S INDEPENDENT AUDITORS
05 STOCKHOLDER PROPOSAL RE: AMENDMENT TO BYLAWS Shareholder Against No No
REQUIRING ELECTION OF DIRECTORS BY MAJORITY INSTEAD
OF PLURALITY VOTE
06 STOCKHOLDER PROPOSAL RE: ESTABLISHMENT OF OFFICE Shareholder Against No No
OF BOARD OF DIRECTORS TO ENABLE DIRECT COMMUNICATIONS
ON CORPORATE GOVERNANCE MATTERS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 25,000 25,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SHIMAMURA CORP AGM Meeting Date: 05/14/2004
Issuer: J72208101 ISIN: JP3358200008
SEDOL: 6804035
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 26.5, FINAL JY 31.5, SPECIAL JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES AT Management For No
BOARD S DISCRETION
3.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
3.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
3.3 APPOINT INTERNAL STATUTORY AUDITOR Management For No
3.4 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4 APPROVE RETIREMENT BONUSES FOR DIRECTOR AND STATUTORY Management For No
AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 1,900 1,900 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL SA MIX Meeting Date: 05/14/2004
Issuer: F92124100 ISIN: FR0000120271 BLOCKING
SEDOL: 5638279, 5836976, 0214663, 4905413, 4617462, 5180628
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE READING OF THE BOARD OF DIRECTORS REPORT Management For No
AND THE GENERAL AUDITORS REPORT AND APPROVE THE ACCOUNTS
AND THE BALANCE SHEET OF THE COMPANY TOTAL S.A. FOR THE
FY 2003
O.2 RECEIVE THE CONSOLIDATED ACCOUNTS AND THAT THE Management For No
BOARD OF DIRECTORS REPORT FORTHE GROUP IS INCLUDED IN
THE BOARD OF DIRECTORS REPORT
O.3 APPROVE THE REPORTS BY THE BOARD OF DIRECTORS Management For No
AND BY THE AUDITORS HAVING BEENMADE AVAILABLE TO THE
SHAREHOLDERS, THE CONSOLIDATED BALANCE SHEET AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF TOTAL S.A. FOR THE
FYE 31 DEC 2003
O.4 APPROVE THE PROFITS FOR THE FY AS FOLLOWS: EUR Management For No
3,272,172,931.00; PRIOR RETAINED EARNINGS: EUR
1,056,490,628.00; DISTRIBUTABLE PROFITS: EUR
4,328,663,559.00 AND APPROVE THE APPROPRIATION
OF THE PROFITS AS FOLLOWS: TOTAL NUMBER OF SHARES:
655,130,985; GLOBAL DIVIDEND: EUR 3,079,115,630.00;
BALANCE CARRIED FORWARD: EUR 1,249,547,929.00
AND SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 4.70 WITH A CORRESPONDING TAX CREDIT
O.5 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE RESOLUTION 6 OFTHE COMBINED GENERAL
MEETING OF 06 MAY 2003, TO TRADE THE COMPANY S SHARES ON
THE STOCK EXCHANGE, NOTABLY IN VIEW OF ADJUSTING THEIR
PRICE AS PER THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE
PRICE: EUR 250.00; MINIMUM SELLING PRICE: EUR 100.00;
MAXIMUM NUMBER OF SHARES TO BE TRADED: 10% OF THE SHARE
CAPITAL; AUTHORITY EXPIRES AT THE END OF 18 MONTHS ; AND
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.6 AUTHORIZE THE BOARD OF DIRECTORS, IN FRANCE OR Management For No
ABROAD, IN SUBSTITUTION FOR THE AUTHORITY OF THE
RESOLUTION 21 OF THE COMBINED GENERAL MEETING OF 22 MAR
2000, WITH THE ISSUE OF BOND ISSUES, SUBORDINATED OR
NOT, DEBT SECURITIES, SUBORDINATED OR NOT PERMANENTLY,
UP TO A NOMINAL AMOUNT OF EUR 10,000,000,000.00;
AUTHORITY EXPIRES AT THE END OF 5 YEARS
0.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY Management For No
DESMAREST AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY Non-Voting Non-Vote Proposal No
DERUDDER AS A DIRECTOR FORA PERIOD OF 3 YEARS
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. SERGE Management For No
TCHURUK AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.10 APPOINT MR. DANIEL BOEUF AS A DIRECTOR, IN ACCORDANCE Management For No
WITH THE PROVISION OF THE ARTICLE 11, WHO REPRESENTS
THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF
3 YEARS
O.11 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder Against No
PROPOSAL: APPOINT MR. PHILIPPE MARCHANDISE AS A
DIRECTOR, IN ACCORDANCE WITH THE PROVISION OF THE
ARTICLE 11, WHO REPRESENTS THE SHAREHOLDING WAGE EARNERS
FOR A PERIOD OF 3 YEARS
O.12 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder Against No
PROPOSAL: APPOINT MR. CYRIL MOUCHE AS A DIRECTOR, IN
ACCORDANCE WITH THE PROVISION OF THE ARTICLE 11, WHO
REPRESENTS THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF
3 YEARS
O.13 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder Against No
PROPOSAL: APPOINT MR. ALAN CRAMER AS A DIRECTOR, IN
ACCORDANCE WITH THE PROVISION OF THE ARTICLE 11, WHO
REPRESENTS THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF
3 YEARS
O.14 APPOINT FIRM ERNST AND YOUNG AUDIT IN PLACE OF Management For No
THE FIRM BARBIER, FRINAULT ANDAUTRES, AS THE
STATUTORY AUDITOR FOR A PERIOD OF 6 YEARS
O.15 APPROVE TO RENEW THE TERM OF OFFICE OF THE FIRM Management For No
KPMG AUDIT AS THE STATUTORY AUDITOR FOR A PERIOD
OF 6 YEARS
O.16 APPOINT MR. PIERRE JOUANNE, WHO REPLACES MR. Management For No
ALAIN GROSMANN, AS THE DEPUTY AUDITOR FOR A PERIOD
OF 6 YEARS
O.17 APPOINT MR. JEAN-LUC DECORNOY AS THE DEPUTY AUDITOR, Management For No
WHO REPLACES THE FIRM SALUSTRO REYDEL, FOR A
PERIOD OF 6 YEARS
O.18 APPROVE THE ALLOCATION OF EUR 900,000.00 TO THE Management For No
DIRECTORS AS THE ATTENDANCE FEES
E.19 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For No
FOR THE AUTHORITY OF THE RESOLUTION 9 OF THE COMBINED
GENERAL MEETING OF 22 MAR 2000, TO GRANT TO THE BENEFIT
OF THE MEMBERS TO BE CHOSEN BY IT, STOCK OPTIONS
GRANTING THE RIGHT TO PURCHASE THE COMPANY S NEW AND
EXISTING SHARES WITHIN A LIMIT OF 3% OF THE SHARE
CAPITAL, AND TO SET THE PRICE OF THE SAID SHARES IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLES L.225-177 TO
L.225-186 OF THE COMMERCIAL LAW; AUTHORITY EXPIRES AT
THE END OF 38 MONTHS ; AND AUTHORIZE THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.20 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For No
FOR THE AUTHORITY OF THE RESOLUTION 11 OF THE COMBINED
GENERAL MEETING OF 22 MAR 2000, TO PROCEED WITH THE
PREFERENTIAL RIGHT, IN FRANCE OR ABOARD, WITH THE ISSUE
OF SHARES, EQUITY WARRANTS AND THE SECURITIES UP TO A
NOMINAL AMOUNT OF EUR 4,000,000,000.00; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS ; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.21 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITHOUT Management For No
THE PREFERENTIAL RIGHT, IN FRANCE OR ABOARD, WITH THE
ISSUE OF SECURITIES UP TO A NOMINAL AMOUNT OF EUR
2,000,000,000.00
E.22 APPROVE THE CAPITAL INCREASE, RESERVED FOR THE Management For No
EMPLOYEES
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING # 129612 Non-Voting Non-Vote Proposal No
DUE TO CHANGE IN THE MEETING DATE. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 1,063 1,063 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC AGM Meeting Date: 05/17/2004
Issuer: G3910J112 ISIN: GB0009252882
SEDOL: 0925288, 4907657
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE DIRECTOR S REPORT AND THE Management For No
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2003
2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For No
DEC 2003
3. ELECT MR. H. LAWRENCE CULP AS A DIRECTOR OF THE Management For No
COMPANY
4. ELECT MR. CRISPIN DAVIS AS A DIRECTOR OF THE COMPANY Management For No
5. ELECT SIR. ROBERT WILSON AS A DIRECTOR OF THE Management For No
COMPANY
6. ELECT DR. TACHI YAMADA AS A DIRECTOR OF THE COMPANY Management For No
7. RE-ELECT SIR. CHRISTOPHER HOGG AS A DIRECTOR OF THE Management For No
COMPANY
8. AUTHORIZE THE AUDIT COMMITTEE TO RE-APPOINT Management For No
PRICEWATERHOUSECOOPERS LLP AS THEAUDITORS TO THE COMPANY
TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING TO THE
CONCLUSION OF THE NEXT MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
9. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE Management For No
REMUNERATION OF THE AUDITORS
10. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART XA OF Management For No
THE COMPANIES ACT 1985,TO MAKE DONATIONS TO EU POLITICAL
ORGANIZATION AND TO INCUR EU POLITICAL EXPENDITURE UP TO
AN AGGREGATE AMOUNT NOT EXCEEDING GBP 100,000; AUTHORITY
EXPIRES AT THE CONCLUSION OF THE COMPANY S AGM IN 2005
S.11 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION 95 OF THE Management For No
ACT, TO ALLOT EQUITY SECURITIES SECTION 94 FOR CASH
PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 20
PASSED AT THE AGM HELD ON 21 MAY 2001 WHICH EXPIRES AT
THE END OF THE COMPANY S AGM IN 2006 OR, IF EARLIER ON
20 MAY 2006, AND /OR WHERE SUCH ALLOTMENT CONSTITUTES AN
ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 94
(3A), DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS
SECTION 89(1) , PROVIDED THAT THIS POWER IS LIMITED TO
THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION
WITH A RIGHTS ISSUE IN FAVOR OF ORDINARY SHAREHOLDERS;
B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 74,330,954
AUTHORITY EXPIRES AT THE END OF THE NEXT AGM OF THE
COMPANY TO BE HELD IN 2005 OR ON 16 NOV 2005
S.12 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION 166 OF THE Management For No
ACT, TO MAKE MARKET PURCHASES SECTION 163(3) OF ITS OWN
ORDINARY SHARES OF 25 PENCE EACH, MINIMUM PRICE OF 25
PENCE AND UP TO AN AMOUNT EQUAL TO 105% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE
HELD IN 2005 OR 16 NOV 2005 ; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 25,000 25,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD MIX Meeting Date: 05/17/2004
Issuer: F72027109 ISIN: FR0000120693 BLOCKING
SEDOL: 4682318, 4427100, 4682329
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1.
O.1 APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR Management For No
THE FY 2003; PROFITS FOR THE FY EUR 249,015,436.39
O.2 APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR Management For No
THE FY 2003 AND GRANT THE BOARD PERMANENT DISCHARGE
FOR THE COMPLETION OF THEIR ASSIGNMENTS
O.3 APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS: Management For No
PROFITS FOR THE FY EUR 249,015,436.39 PLUS PRIOR
RETAINED EARNINGS EUR 325,568,033.05 TOTAL TO
APPROPRIATE EUR 574,583,469.44; LEGAL RESERVE: EUR
4,370,012.96; FIRST DIVIDEND: EUR 13,110,039.07;
COMPLEMENTARY DIVIDEND EUR125,038,759.69; WITHHOLDING
AMOUNT: EUR15,634,589.00 BALANCE CARRY FORWARD; EUR
416,430,068.72; NET DIVIDEND PER SHARE: EUR 1.96 WITH
EUR 0.98 TAX CREDIT, TO BE PAID ON 25 MAY 2004
O.4 APPROVE THE SPECIAL AUDITOR S REPORT ON REGULATED Management For No
AGREEMENTS AND APPROVES THEAGREEMENTS EXECUTED
DURING THE 2003 FY
O.5 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PATRICK Management For No
RICARD AS A DIRECTOR FOR 4YEARS
O.6 APPOINT MR. RICHARD BURROWS AS A DIRECTOR FOR Management For No
4 YEARS
O.7 APPOINT MR. PIERRE PRINGUET AS A DIRECTOR FOR Management For No
4 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE AS STATUTORY Management For No
AUDITOR OF MAZARS ET GUERARDFOR 6 YEARS
O.9 ACKNOWLEDGE THE RESIGNATION OF MR. JOSE MARETTE Management For No
AS DEPUTY AUDITOR AND APPOINTMR. PATRICK DE CAMBOURG
AS NEW DEPUTY AUDITOR FOR 6 YEARS
O.10 APPROVE TO NOT TO RENEW THE TERM OF OFFICE OF Management For No
MR. SALUSTRO-REYDEL AS THE DEPUTY AUDITOR
O.11 APPROVE TO BRING THE AMOUNT OF ATTENDANCE FEES Management For No
FOR THE BOARD OF DIRECTORS, SUBJECT TO THE APPROVAL
OF E.14, TO EUR 864,450.00 FOR THE CURRENT FY
O.12 AUTHORIZE THE BOARD TO BUY THE COMPANY SHARES OF UP Management For No
TO 7,048,408 10% OF THE SHARE CAPITAL ON THE STOCK
EXCHANGE, AT MAXIMUM PURCHASE PRICE OF EUR150.00;
AUTHORITY EXPIRES AFTER 18MONTHS
O.13 AUTHORIZE THE BOARD TO ISSUE BONDS UP TO A MAXIMUM Management For No
NOMINAL AMOUNT OF EUR 3,000,000,000; AUTHORITY
EXPIRES AFTER 5 YEARS
E.14 APPROVE TO EXTEND THE ENDING DATE OF THE CURRENT Management For No
FY BY 6 MONTHS, CLOSING IT ON 30 JUN 2005, TO BEGIN THE
NEXT FY ON 01 JUL AND CLOSE THEM ON 30 JUN AND TO MODIFY
THE ARTICLE 36 OF ARTICLES OF ASSOCIATION
E.15 APPROVE TO BRING THE NUMBER OF DIRECTORS FROM Management For No
15 TO 18 AND FIX THEIR TERM OF OFFICE AT 4 YEARS
AND TO AMEND ARTICLES 16 AND 18 OF THE ARTICLES
OF ASSOCIATION ACCORDINGLY
E.16 APPROVE TO HARMONIZE THE ARTICLES OF ASSOCIATION Management For No
WITH THE FRENCH LAW ON FINANCIAL SECURITY 2003-706 OF 01
AUG 2003, NAMELY : ARTICLE 20 THE CHAIRMAN OF THE BOARD
CONDUCTS THE ACTIVITIES OF THE BOARD AND MAKES SURE THAT
IT IS IN A POSITION TO ACCOMPLISH ITS ASSIGNMENT,
ARTICLE 23 THE BOARD EFFECTS ALL CONTROLS IT DEEMS
NECESSARY, ARTICLE 27 EXCEPT FOR ORDINARY AGREEMENTS,
ALL AGREEMENTS SIGNED WITH THE COMPANY BY THE CHAIRMAN,
THE GENERAL MANAGER, A DIRECTOR, A SHAREHOLDER OWNING
MORE THAN 10% VOTING RIGHTS MUST COMPLY WITH THE CONTROL
PROCEDURES SET UP BY THE FRENCH COMMERCIAL CODE, ARTICLE
29 THE AUDITORS MUST ATTEND ALL MEETINGS CONCERNING THE
FY ACCOUNTS
E.17 APPROVE TO REDUCE THE SHARE CAPITAL BY CANCELLING Management For No
SHARES NOT USED IN A STOCK OPTION PLAN, NOT EXCEEDING
EUR 21,850,065.11 AUTHORITY EXPIRES AFTER 24MONTHS
E.18 AUTHORIZE THE BOARD TO GRANT OPTIONS TO SUBSCRIBE Management For No
NEW SHARES OR BUY EXISTING SHARES, RESERVED TO
SOME BENEFICIARIES; AUTHORITY EXPIRES AFTER
38 MONTHS
E.19 AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL Management For No
BY ISSUING SECURITIES WITH PREFERENTIAL SUBSCRIPTION
RIGHT EXCEPT PREFERRED SHARES AND INCORPORATING RESERVES
AS PERMITTED BY LAW; THIS SHARE CAPITAL INCREASE SHALL
NOT EXCEED EUR 200,000,000.00 FOR SECURITIES, EUR
3,000,000,000.00 FOR DEBT SECURITIES AND THESE LIMITS
SHALL INCLUDE THE SHARE CAPITAL INCREASES STIPULATED IN
E.20; AUTHORITY EXPIRES AFTER 26 MONTHS
E.20 AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL Management For No
BY ISSUING SECURITIES WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHT EXCEPT PREFERRED SHARES ;THIS SHARE CAPITAL
INCREASE SHALL NOT EXCEED THE LIMITS SET FOR E.19; THE
SECURITIES ISSUED MAY BE USED TO REMUNERATE SECURITIES
CONTRIBUTED TO THE COMPANY IN A PUBLIC EXCHANGE OFFER
COMPLYING WITH THE CONDITIONS SET BY L.225-148 OF THE
FRENCH TRADE CODE AUTHORITY EXPIRES AFTER 26 MONTHS
E.21 APPROVE THAT THE DELEGATIONS GIVEN TO THE BOARD Management For No
PER E.19 AND E.20 SHALL BE SUSPENDED IN CASE OF PUBLIC
OFFERINGS ON THE COMPANY SHARES, EXCEPT IF SAID CAPITAL
INCREASES WERE APPROVED AND MADE PUBLIC BEFORE THE
ACQUISITION OFFER WAS REGISTERED; THIS DECISION IS
MAINTAINED TILL THE MEETING CALLED TO DELIBERATE OF THE
FY 2005
E.22 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For No
EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH
ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 2,500 2,500 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN Annual Meeting Date: 05/18/2004
Issuer: 17453B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against No No
OF DIRECTORS ADOPT A FORMAL WRITTEN POLICY THAT
WOULD REQUIRE STOCKHOLDER APPROVAL OF FUTURE
SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 101 6,000 6,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. FE Annual Meeting Date: 05/18/2004
Issuer: 337932 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 107 13,000 Unvoted
- ------------------------------------------------------------------------------------------------------------------------------------
NAKANISHI INC, TOCHIGI AGM Meeting Date: 05/18/2004
Issuer: J4800J102 ISIN: JP3642500007
SEDOL: 6271071
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY0, FINAL JY 20, SPECIAL JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUS FOR DIRECTOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 4,000 4,000 05/07/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION NOC Annual Meeting Date: 05/18/2004
Issuer: 666807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For No No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING CRITERIA FOR MILITARY Shareholder Against No No
CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE CLASSIFIED Shareholder Against No No
BOARD.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 102 1,929 1,929 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RURAL CELLULAR CORPORATION RCCC Annual Meeting Date: 05/18/2004
Issuer: 781904 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld Yes No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR THE COMPANY S 2004 FISCAL YEAR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 107 25,000 25,000 05/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No No
FOR DIRECTOR ELECTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 85,000 85,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VIACOM INC. VIA Annual Meeting Date: 05/19/2004
Issuer: 925524 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2004.
03 APPROVAL OF THE VIACOM INC. 2004 LONG-TERM MANAGEMENT Management For No No
INCENTIVE PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED VIACOM INC. Management For No No
2000 STOCK OPTION PLAN FOR OUTSIDE DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 9,947 9,947 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALDEASA SA OGM Meeting Date: 05/20/2004
Issuer: E0376M102 ISIN: ES0107926018
SEDOL: 5326080, 5846492
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL ACCOUNTS AND THE MANAGEMENT REPORT OF Management For No
ALDEASA, S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES AS
WELL AS THE PROPOSAL FOR THE APPLICATIONS OF THE RESULT
OF ALDEASA, S.A., THE MANAGEMENT OF THE BOARD OF
DIRECTORS, ALL FOR THE FY 2003
2. APPOINT THE DIRECTORS Management For No
3. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE CAPITAL Management For No
UNTIL THE AMOUNT OF EUR 12,600,000, EXCLUDING THE RIGHT
OF SUBSCRIPTION OF NEW SHARES ISSUED AS A CONSEQUENCE OF
THE INCREASES COMPLETED BY VIRTUE OF THIS DELEGATION,
ALL IN ACCORDANCE WITH THE STIPULATED IN THE SPANISH
CORPORATIONS LAW, ARTICLES 153.1.B AND 159.2, AND WITHIN
THE STATUTORY LIMITATIONS AND LEGAL REQUIREMENTS,
REVOKING THE AUTHORIZATION BY THE GENERAL ASSEMBLY
MEETING ON 20 JUN 2003 RELATED TO THE DELEGATION IN THE
BOARD OF DIRECTORS TO INCREASE CAPITAL
4. AUTHORIZE THE BOARD OF DIRECTORS, FOR THE ACQUISITIONS Management For No
OF TREASURY STOCK, DIRECTLY OR THROUGH GROUP COMPANIES,
ALL IN ACCORDANCE WITH THE SPANISH CORPORATIONS LAW
ARTICLE 75, DELEGATING IN THE BOARD OF DIRECTORS ALL THE
NECESSARY FACULTIES FOR CARRYING OUT THIS AGREEMENT, AND
REVOKING THE AUTHORIZATION BY THE GENERAL ASSEMBLY ON 20
JUN 2003
5. AMEND THE ARTICLES OF ASSOCIATION: 17.5, 18.6 Management For No
AND 11
6. AMEND THE ARTICLES OF THE GENERAL ASSEMBLY RULES: 6, Management For No
7, 8.1 AND 3, 9, 12.1, 16.5 AND 6, 18.3 AND 4
7. REELECT THE AUDITORS FOR THE ANNUAL AND CONSOLIDATED Management For No
GROUP ACCOUNTS FOR THE FY 2004
8. AUTHORIZE THE BOARD OF DIRECTORS TO FORMALIZE, TO Management For No
INTERPRET AND TO EXECUTE THE PRECEDING AGREEMENTS, AND
ALSO TO MEND, TO REGULARIZE, TO CLARITY AND TO HARMONIZE
THESE PRECEDING AGREEMENTS ACCORDING TO THE
CLASSIFICATION OF THE MERCANTILE REGISTER UNTIL THEIR
INSCRIPTION
9. AUTHORIZE THE CHAIRMAN AND SECRETARY OF THE BOARD OF Management For No
DIRECTORS TO PERFORM ALLACTS AND TO SIGN ANY PUBLIC
DOCUMENTS THAT MAY BE NECESSARY OR CONVENIENT IN ORDER
TO GRANT THE EFFECTIVENESS OF THE PRECEDING AGREEMENTS
UNTIL THEIR INSCRIPTION IN THE CORRESPONDENT PUBLIC
REGISTERS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 25,000 25,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
APOLLO GOLD CORPORATION AGT Special Meeting Date: 05/20/2004
Issuer: 03761E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF AUDITOR Management For No No
03 ADVANCED SHAREHOLDER APPROVAL FOR THE ISSUANCE Shareholder For No No
OF COMMON SHARES BY PRIVATE PLACEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 102 118,871 118,871 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GOLDEN STAR RESOURCES LTD. GSS Special Meeting Date: 05/20/2004
Issuer: 38119T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY, CONFIRM AND APPROVE THE SHAREHOLDER Management Against Yes No
PROTECTION RIGHTS PLAN.
03 TO APPROVE THE AMENDMENTS OF THE COMPANY S AMENDED Management For No No
AND RESTATED 1997 STOCK OPTION PLAN, AS MORE
PARTICULARLY SET OUT IN THE MANAGEMENT INFORMATION
CIRCULAR FOR THE MEETING.
04 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS Management For No No
OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THE AUDITORS REMUNERATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 70,000 70,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP AGM Meeting Date: 05/20/2004
Issuer: X5967A101 ISIN: GRS419003009 BLOCKING
SEDOL: 7107250
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENTS OF 2003 Management For No
2. APPROVE THE PROFITS DISPOSAL Management For No
3. APPROVE THE DISMISSAL OF THE BOARD OF DIRECTOR MEMBERS Management For No
AND CHARRERED ACCOUNTANTS FROM ANY COMPENSATIONNAL
RESPONSIBILITY FOR 2003
4. ELECT 2 ORDINARY AND 2 SUBSTITUTE CHARRERED ACCOUNTANTS Management For No
FOR 2004 AND DEFINITION OF SALARIES
5. APPROVE THE SALARIES OF MEMBERS AND OF SECRETARY OF Management For No
THE BOARD OF DIRECTOR FOR 2004
6. APPROVE THE PARTICIPATION OF THE BOARD OF DIRECTOR Management For No
MEMBERS IN COMMITTEES AND OF COMPENSATION FOR 2004
7. APPROVE THE ELECTION OF THE BOARD OF DIRECTOR Management For No
MEMBERS AND ELECT THE BOARD OF DIRECTOR MEMBERS
8. AUTHORIZE THE BOARD OF DIRECTOR TO SIGN THE CONTRACT Management For No
AND DEFINITION OF MONTHLY COMPENSATION OF BOARD OF
DIRECTOR S PRESIDENT AND OF NEW MANAGER OF THE COMPANY
9. VARIOUS ISSUES - ANNOUNCEMENTS Other For No
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal No
# 124533 DUE TO CHANGE IN THE MEETING DATE. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 8,550 8,550 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MAXTOR CORPORATION MXTR Annual Meeting Date: 05/20/2004
Issuer: 577729 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 25, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 205 5,000 5,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I HIG Annual Meeting Date: 05/20/2004
Issuer: 416515 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 PROPOSAL BY SHAREHOLDER RELATING TO EXECUTIVE Shareholder Against No No
COMPENSATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 2,000 2,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ENEL SOCIETA PER AZIONI MIX Meeting Date: 05/21/2004
Issuer: T3679P115 ISIN: IT0003128367 BLOCKING
SEDOL: 7144569, 7588123
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
22 MAY 2004 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
O.1 APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For No
2003, THE BOARD OF DIRECTORS , INTERNAL AUDITORS
AND EXTERNAL AUDITORS REPORTS AND CONSOLIDATED
BALANCE SHEET REPORTS AS OF 31 DEC 2003
O.2 APPROVE THE PROFIT ALLOCATION AND AVAILABLE RESERVES Management For No
DISTRIBUTION
O.3 APPOINT THE INTERNAL AUDITORS Management For No
O.4 APPROVE TO STATE EFFECTIVE AUDITORS EMOLUMENTS Management For No
E.1 AMEND THE BY-LAWS IN ORDER TO COPE WITH COMPANY Management For No
LAW REFORM LEGISLATIVE DECREE N.6/2003 AND
WITH THE NEW RULES OF ITALIAN STATE SPECIAL POWER
AS PER ORDINARY LAW N.474/1994 INCLUDED IN
ARTICLE 4, SUB-SECTION 227 OF THE ORDINARY LAW
N.350/2003; AND SOME ARTICLES OF THE BY-LAWS
E.2 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For No
STOCK CAPITAL, TO BE RESERVED TO STOCK OPTION
PLAN 2004 UP TO A MAXIMUM AMOUNT OF EUR 38.527.550,
BY ISSUING ORDINARY SHARES RESERVED TO ENEL S.P.A.
AND/OR CONTROLLED COMPANY MANAGEMENT; AND AMEND
AN ARTICLE OF THE BY-LAWS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 100,000 100,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON GROUP PLC AGM Meeting Date: 05/21/2004
Issuer: G45098103 ISIN: GB0005002547
SEDOL: 5474752, 0500254
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORTS OF THE DIRECTORS AND Management For No
AUDITOR AND THE ACCOUNTS OF THE COMPANY FOR
THE YE 31 DEC 2003
2. DECLARE A FINAL DIVIDEND OF 5.52P ON EACH OF THE 10P Management For No
ORDINARY SHARES FOR THE YE 31 DEC 2003
PAYABLE ON 01 JUN 2004
3.1 RE-APPOINT SIR IAN ROBINSON AS A DIRECTOR OF Management For No
THE COMPANY
3.2 RE-APPOINT MR. L.P. LUPO AS A DIRECTOR OF THE Management For No
COMPANY
3.3 RE-APPOINT MR. I.P. LIVINGSTON AS A DIRECTOR Management For No
OF THE COMPANY
3.4 RE-APPOINT MR. C.J. RODRIGUES AS A DIRECTOR OF Management For No
THE COMPANY
4. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR Management For No
OF THE COMPANY AND AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION
5.1 APPROVE THE 2003 DIRECTORS REMUNERATION REPORT Management For No
5.2 AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART Management For No
XA OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO EU
POLITICAL ORGANIZATIONS UP TO GBP 15,000 AND TO INCUR EU
POLITICAL EXPENDITURE UP TO GBP 15,000; AND AUTHORIZE
LADBROKES LIMITED, A WHOLLY OWNED SUBSIDIARY OF THE
COMPANY, FOR THE PURPOSES OF PART XA OF THE COMPANIES
ACT 1985, TO MAKE DONATIONS TO EU POLITICAL
ORGANIZATIONS UP TO GBP 35,000 AND TO INCUR EU POLITICAL
EXPENDITURE UP TO GBP 35,000; AUTHORITY EXPIRES AT THE
CONCLUSION OF THE NEXT AGM
5.3 APPROVE TO INCREASE THE SHARE CAPITAL OF THE Management For No
COMPANY FROM GBP 216,000,000 TO GBP 226,000,000
BY THE CREATION OF 100,000,000 ADDITIONAL ORDINARY
SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY
5.4 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For No
SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT
SECURITIES SECTION 80(2) UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 52,700,00; AUTHORITY EXPIRES THE EARLIER
OF AGM OF THE COMPANY IN 2005 OR 20 AUG 2005 ; AND THE
DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR
AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.5.5 AUTHORIZE THE DIRECTORS, TO ALLOT EQUITY SECURITIES Management For No
FOR CASH, PURSUANT TO SECTION 94 OF THE COMPANIES ACT
1985 AND SUBJECT TO THE PASSING OF RESOLUTION 5.4,
DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION
89(1) OF THE COMPANIES ACT 1985 , PROVIDED THAT THIS
POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES:
A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 7,911,979;
B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 52,700,000
IN CONNECTION WITH A RIGHTS ISSUE IN FAVOR OF ORDINARY
SHAREHOLDERS; AUTHORITY EXPIRES THE EARLIER OF AGM OF
THE COMPANY IN 2005 OR 20 AUG 2005 ; AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
S.5.6 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For No
SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO
158,239,580 ORDINARY SHARES OF THE COMPANY OF 10P EACH
IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 10P
AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS;
AUTHORITY EXPIRES THE EARLIER OF AGM OF THE COMPANY IN
2005 OR 20 AUG 2005 ; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 62,011 62,011 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IRISH LIFE & PERMANENT PLC AGM Meeting Date: 05/21/2004
Issuer: G4945H105 ISIN: IE0004678656
SEDOL: 0467865, 4455253
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS FOR THE YE 31 DEC 2003 AND THE Management For No
REPORTS OF THE DIRECTORS AND AUDITORS THEREON
2. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES IN Management For No
THE CAPITAL OF THE COMPANY FOR THE YE 31 DEC 2003
3.a RE-APPOINT MR. DENIS CASEY AS A DIRECTOR, WHO Management For No
RETIRE IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION
3.b RE-APPOINT MR. KIERAN MCGOWAN AS A DIRECTOR, Management For No
WHO RETIRE IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION
3.c RE-APPOINT MR. KEVIN MURPHY AS A DIRECTOR, WHO Management For No
RETIRE IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION
3.d RE-APPOINT MR. FINBAR SHEEHAN AS A DIRECTOR, WHO Management For No
RETIRE IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION
3.e RE-APPOINT MR. DAVID WENT AS A DIRECTOR, WHO Management For No
RETIRE IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION
4. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION OF Management For No
THE AUDITORS
S.5 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For No
155 OF THE COMPANIES ACT 1963, TO MAKE MARKET PURCHASES
SECTION 212 OF THE COMPANIES ACT, 1990 OF THE COMPANY S
ORDINARY SHARES, IN ACCORDANCE WITH AND SUBJECT TO THE
PROVISIONS OF THE COMPANIES ACT, 1990 AND THE
RESTRICTION AND PROVISIONS, OF UP TO AGGREGATE NUMBER OF
ORDINARY SHARES WILL BE 26,951,133; AND FOR THE PURPOSES
OF THE SECTION 209 OF THE COMPANIES ACT, 1990, THE
REISSUE PRICE RANGE AT WHICH ANY TREASURY SHARE DEFINED
BY THE SECTION 209 REISSUED OFF-MARKET BE THE PRICE
RANGE IN THE ARTICLES OF ASSOCIATION OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR 20 AUG 2005
S.6 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION 23 AND Management For No
SECTION 24(1) OF THE COMPANIES ACT 1983, TO ALLOT EQUITY
SECURITIES SECTION 23 FOR CASH PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 8, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 23(1) , PROVIDED THAT THIS
POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES
A) IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR
OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS; AND B)
UP TO AN AGGREGATE NOMINAL VALUE OF GBP 4,312,181 5% OF
THE ISSUED ORDINARY SHARE CAPITAL ; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY
OR 15 MONTHS ; AND, AUTHORIZE THE DIRECTORS TO ALLOT
EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN
PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO
SUCH EXPIRY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 11,914 11,914 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LLOYDS TSB GROUP PLC AGM Meeting Date: 05/21/2004
Issuer: G5542W106 ISIN: GB0008706128
SEDOL: 5460524, 0870612
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS Management For No
AND OF THE AUDITORS FORTHE YE 31 DEC 2003
2. APPROVE THE DIRECTORS REMUNERATION REPORT CONTAINED Management For No
IN THE REPORT AND ACCOUNTS
3.a ELECT MR. P.G. AYLIFFE AS A DIRECTOR, WHO RETIRES Management For No
UNDER ARTICLE 78 OF THE COMPANY S ARTICLES OF
ASSOCIATION
3.b ELECT DR. W.C.G. BERNDT AS A DIRECTOR, WHO RETIRES Management For No
UNDER ARTICLE 78 OF THE COMPANY S ARTICLES OF
ASSOCIATION
3.c ELECT MRS. A.A. KNIGHT AS A DIRECTOR, WHO RETIRES Management For No
UNDER ARTICLE 78 OF THE COMPANY S ARTICLES OF
ASSOCIATION
3.d ELECT MRS. H.A. WEIR AS A DIRECTOR, WHO RETIRES Management For No
UNDER ARTICLE 78 OF THE COMPANY S ARTICLES OF
ASSOCIATION
4.a RE-ELECT MR. EWAN BROWN AS A DIRECTOR, WHO RETIRES Management For No
BY ROTATION UNDER ARTICLE 81 OF THE COMPANY S
ARTICLE OF ASSOCIATION
4.b RE-ELECT MR. MR. J.E. DANIELS AS A DIRECTOR, Management For No
WHO RETIRE BY ROTATION UNDER ARTICLE 81 OF THE
COMPANY S ARTICLE OF ASSOCIATION
4.c RE-ELECT MR. D.P. PRITCHARD AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION UNDER ARTICLE 81 OF THE COMPANY
S ARTICLE OF ASSOCIATION
4.d RE-ELECT MR. M.A. VAN DEN BERGH AS A DIRECTOR, Management For No
WHO RETIRES BY ROTATION UNDER ARTICLE 81 OF THE
COMPANY S ARTICLE OF ASSOCIATION
5. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS Management For No
6. AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION OF Management For No
THE AUDITORS
7. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS BY PARAGRAPH 9.2 OFTHE ARTICLE 9 OF THE
COMPANY S ARTICLES OF ASSOCIATION, FOR THE PERIOD ENDING
ON THE DAY OF THE AGM IN 2005 OR ON 20 AUG 2005,
WHICHEVER IS EARLIER, AND FOR THAT PERIOD THE SECTION 80
AMOUNT SHALL BE GBP 334,068,329, USD 40,000,000, EUR
40,000,000 AND JPY 250,000,000
S.8 APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS, SUBJECT TO THE PASSING OF RESOLUTION 7, BY
PARAGRAPH 9.3 OF THE ARTICLE 9 OF THE COMPANY S ARTICLES
OF ASSOCIATION AND FOR THAT PERIOD THE SECTION 89 AMOUNT
SHALL BE GBP 70,913,582, AND THE SALE OF TREASURY SHARES
SHALL BE TREATED AS AN ALLOTMENT OF EQUITY SECURITIES
FOR THE PURPOSE OF ARTICLE 9
S.9 APPROVE TO RENEW THE AUTHORITY GIVEN TO THE COMPANY, Management For No
TO MAKE MARKET PURCHASES SECTION 163 OF THE COMPANIES
ACT 1985 OF UP TO 567 MILLION ORDINARY SHARES OF 25P
EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE
OF 25P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5
BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2005 OR 20
NOV 2005 ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.10 APPROVE AND ADOPT THE NEW ARTICLES OF ASSOCIATION Management For No
OF THE COMPANY, SUBJECT TO THE PASSING OF RESOLUTIONS
7 AND 8 IN SUBSTITUTION FOR THE EXISTING ARTICLES
OF ASSOCIATION
11. APPROVE THE DRAFT RULES OF THE LLOYDS TSB PERFORMANCE Management For No
SHARE PLAN PLAN AS SPECIFIED AND AUTHORIZE THE DIRECTORS
TO CAUSE THE RULES TO BE ADOPTED IN, OR SUBSTANTIALLY
IN, THE FORM OF THE DRAFT AND TO DO ALL ACTS AND THINGS
NECESSARY OR EXPEDIENT TO CARRY THE PLAN INTO EFFECT;
AND APPROVE THE AMENDMENT TO THE LLOYDS TSB GROUP NO. 2
EXECUTIVE SHARE OPTION SCHEME 1997 AS SPECIFIED AND
AUTHORIZE THE DIRECTORS TO ADOPT THE AMENDMENTS FROM 01
JAN 2005
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 20,000 20,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF AUDITORS. Management For No No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 105 68,878 68,878 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TXU CORP. TXU Annual Meeting Date: 05/21/2004
Issuer: 873168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP Management For No No
03 SHAREHOLDER PROPOSAL RELATED TO OFFICERS SALES Shareholder Against No No
OF RESTRICTED STOCK
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 108 5,551 5,551 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SANOFI SYNTHELABO MIX Meeting Date: 05/24/2004
Issuer: F5548N101 ISIN: FR0000120578 BLOCKING
SEDOL: 5696589, 7166239, 5671735
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE ACCOUNTS AND THE BALANCE SHEET OF Management Unvoted No
THE FY 2003, SHOWING PROFITS AMOUNTING TO EUR
1,683,957,043.77
O.2 APPROVE THE CONSOLIDATED ACCOUNTS OF THE FY 2003 Management Unvoted No
O.3 APPROVE THE FOLLOWING APPROPRIATIONS: PROFITS FOR THE Management Unvoted No
FY EUR 1,683,957,043.77, LESS EUR 96,113.00 TO LEGAL
RESERVE, BALANCE AMOUNT EUR 1,683,860,930.77 PLUS PRIOR
RETAINED EARNINGS EUR 234,647,599.90, TOTAL EUR
1,918,508,530.67, SPECIAL RESERVE ON LONG TERM CAPITAL
GAINS EUR 553,612,957.45, GLOBAL DIVIDEND EUR
1,364,895,573.22; IF THE NUMBER OF SHARES EXISTING AT
PAYMENT DATE OF THE DIVIDEND REQUIRES IT, THE EXTRA
AMOUNTS NECESSARY WILL BE DEDUCTED FROM SPECIAL RESERVE
ON LONG-TERM CAPITAL GAINS; NET DIVIDEND PER SHARE EUR
1.02 WITH EUR 0.51 TAX CREDIT TO BE PAID IN CASH ON 03
JUN 2004 OR UPON SETTLEMENT DATE OF THE POSSIBLE
OFFERING
O.4 APPROVE THE AGREEMENTS MENTIONED IN THE SPECIAL Management Unvoted No
AUDITORS REPORT IN ACCORDANCE WITH THE PROVISIONS
OF ARTICLE L.225-40 OF THE FRENCH TRADE CODE
O.5 APPROVE TO RENEW THE TERM OF OFFICE OF MR. JEAN-FRANCOIS Management Unvoted No
DEHECQ AS A DIRECTOR FOR 5 YEARS
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. RENE Management Unvoted No
BARBIER DE LA SERRE AS A DIRECTOR FOR 5 YEARS
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. ROBERT Management Unvoted No
CASTAIGNE AS A DIRECTOR FOR 5 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PIERRE Management Unvoted No
CASTRES SAINT MARTIN AS A DIRECTOR FOR 5 YEARS
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY Management No
DESMAREST AS A DIRECTOR FOR 5 YEARS Unvoted
O.10 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PIERRE-GILLES Management Unvoted No
DE GENNES AS A DIRECTOR FOR 5 YEARS
O.11 APPROVE TO RENEW THE TERM OF OFFICE OF MR. HERVE Management Unvoted No
GUERIN AS A DIRECTOR FOR 5 YEARS
O.12 APPROVE TO RENEW THE TERM OF OFFICE OF MR. LINDSAY Management Unvoted No
OWEN-JONES AS A DIRECTOR FOR 5 YEARS
O.13 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BRUNO Management Unvoted No
WEYMULLER AS A DIRECTOR FOR 5 YEARS
O.14 APPOINT MR. JEAN-PAUL LEON AS A DIRECTOR FOR Management Unvoted No
5 YEARS
O.15 APPOINT MR. CHRISTIAN MULLIEZ AS A DIRECTOR FOR Management Unvoted No
5 YEARS
O.16 AUTHORIZE THE BOARD TO TRADE COMPANY SHARES ON Management Unvoted No
THE STOCK EXCHANGE, NOTABLY IN VIEW OF ADJUSTING THEIR
PRICE AND IMPLEMENTING RESOLUTION 23 BELOW; MAXIMUM
PURCHASE PRICE: EUR 90.00, MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM AMOUNT TO
BE USED FOR SUCH OPERATIONS EUR 6,595,632,630.00;
AUTHORITY IS VALID FOR 18 MONTHS
O.17 AUTHORIZE THE BOARD TO ISSUE BONDS AND SIMILAR Management Unvoted No
SECURITIES FOR A MAXIMUM NOMINAL AMOUNT OF EUR
7,000,000,000.00, THIS LIMIT INCLUDES ALL ISSUES
OF THE SAME SORT; AUTHORITY IS VALID FOR 5 YEARS
E.18 AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL Management Unvoted No
BY ISSUING SHARES AND OTHER SECURITIES WITH PREFERENTIAL
SUBSCRIPTION RIGHT, WITHIN THE LIMITS BELOW: EUR
750,000,000.00 FOR SHARES AND SECURITIES; THIS LIMIT IS
ALSO VALID FOR RESOLUTION 19 AND IS INCLUDED IN THE
OVERALL LIMIT OF EUR 1,250,000,000.00 SET FOR
RESOLUTIONS 19 AND 21; EUR 7,000,000,000.00 FOR DEBT
SECURITIES, THIS LIMIT IS ALSO VALID FOR RESOLUTION 19
BUT DOES NOT INCLUDE RESOLUTION 17; AUTHORITY IS VALID
FOR 26 MONTHS
E.19 AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL Management Unvoted No
BY ISSUING SHARES AND OTHER SECURITIES WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHT, WITHIN THE LIMITS
BELOW: EUR 750,000,000.00 FOR SHARES AND SECURITIES,
THIS LIMIT IS ALSO VALID FOR RESOLUTION 18 AND IS
INCLUDED IN THE OVERALL LIMIT OF EUR 1,250,000,000.00
SET FOR RESOLUTIONS 18 AND 21; EUR 7,000,000,000.00 FOR
DEBT SECURITIES, THIS LIMIT IS ALSO VALID FOR RESOLUTION
18 BUT DOES NOT INCLUDE RESOLUTION 17; THE SECURITIES
MAY BE ISSUED EITHER BY THE COMPANY OR BY COMPANIES MORE
THAN 50% OWNED BY SANOFI-SYNTHELABO, THEY MAY BE USED AS
REMUNERATION IN THE FRAME PUBLIC EXCHANGE OFFER CONFORM
TO L.225-148 OF THE FRENCH TRADE LAW; AUTHORITY IS VALID
FOR 26 MONTHS ; IT DOES NOT INTERFERE WITH ANY SHARE
CAPITAL INCREASE WHICH MIGHT BE DECIDED IN RELATION TO
THE PUBLIC OFFERING LAUNCHED ON AVENTIS
E.20 APPROVE THAT THE PUBLIC OFFERING BE LAUNCHED Management Unvoted No
ON THE COMPANY SECURITIES AND AUTHORIZE THE BOARD TO USE
RESOLUTIONS 18 AND 19 TO INCREASE THE SHARE CAPITAL;
THIS DECISION IS VALID TILL THE END OF THE MEETING
CALLED TO DELIBERATE ON THE 2004 ACCOUNTS
E.21 AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL Management Unvoted No
BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00 BY
INCORPORATION OF RESERVES, THIS LIMIT BEING INCLUDED IN
THE OVERALL LIMIT OF EUR 1,250,000,000.00 SET FOR
RESOLUTIONS 18 AND 19; AUTHORITY IS VALID FOR 26 MONTHS
E.22 AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL Management Unvoted No
BY A MAXIMUM OF 2%, BY ISSUING VARIOUS SECURITIES
RESERVED TO THE EMPLOYEES, RETIRED AND PRE-RETIRED
EMPLOYEES OF THE GROUP WHO SUBSCRIBED TO ONE OF THE
EXISTING SAVINGS PLANS; THESE SECURITIES SHALL BE
SUBSCRIBED IN CASH AND MAY BE COUPLED WITH FREE SHARES
OR SECURITIES ISSUED PER RESOLUTIONS 19 AND 21;
AUTHORITY IS VALID FOR 26 MONTHS
E.23 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT STOCK Management Unvoted No
OPTIONS AND OPTIONS TO SUBSCRIBE FOR SHARES RESERVED
FOR EMPLOYEES, MANAGERS AND CONNECTED COMPANIES
WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHT
E.24 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management Unvoted No
CAPITAL BY CANCELLATION OF COMPANY S OWN SHARES
E.25 AMEND THE BY-LAWS Management Unvoted No
E.26 GRANT POWERS Management Unvoted No
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 3,533 0
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/25/2004
Issuer: 12686C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For No No
OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 109 3,000 3,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA MIX Meeting Date: 05/25/2004
Issuer: T3643A145 ISIN: IT0003132476 BLOCKING
SEDOL: 7145056
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 26 MAY 2004
AND A THIRD CALL ON 28 MAY 2004. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED
THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 RECEIVE THE FINANCIAL STATEMENT AND THE CONSOLIDATED Management For No
FINANCIAL STATEMENT AT 31 DEC 2003 AND ALSO THE BOARD OF
DIRECTORS AND THE AUDITORS REPORT
O.2 APPROVE THE ALLOCATION OF NET INCOME Management For No
O.3 GRANT AUTHORITY TO PURCHASE ENI SHARES Management For No
O.4 APPOINT THE INDEPENDENT AUDITORS FOR THE THREE-YEAR Management For No
PERIOD 2004-2006
O.5 AMENDMENT TO ARTICLE 2.1 OF ENI S.P.A. S SHAREHOLDERS Management For No
MEETING REGULATION
O.6 APPROVE THE EMOLUMENTS OF THE DIRECTORS Management For No
E.1 AMEND THE ARTICLES 2.1, 11.2, 12.2, 13, 16.1, 17.2, 17.3, Management For No
19.3 AND 23 OF ENI BY-LAWS PURSUANT TO THE LEGISLATIVE
DECREE NO. 6 DATED 17 JAN 2003
E.2 AMEND ARTICLES 17.3, 19.1 AND 28.1 OF ENI BY-LAWS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 4,998 4,998 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FANNIE MAE FNM Annual Meeting Date: 05/25/2004
Issuer: 313586 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF AUDITORS Management For No No
03 APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE Management For No No
STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 109 6,000 6,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No No
02 DIRECTOR Management For No No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management For No No
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No No
08 POLITICAL CONTRIBUTIONS Shareholder Against No No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder Against No No
10 DERIVATIVE DISCLOSURE Shareholder Against No No
11 AUDITOR INDEPENDENCE Shareholder Against No No
12 DIRECTOR COMPENSATION Shareholder Against No No
13 PAY DISPARITY Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 9,788 9,788 05/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SERONO SA, COINSINS AGM Meeting Date: 05/25/2004
Issuer: H0274W159 ISIN: CH0010751920 BLOCKING
SEDOL: 5981326, 5981070
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting Non-Vote Proposal No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. APPROVE THE ANNUAL REPORT, THE ANNUAL ACCOUNTS OF SERONO Management For No
S.A., THE CONSOLIDATED ACCOUNTS OF SERONO GROUP AND THE
REPORTS OF THE AUDITOR
2. APPROVE THE APPROPRIATION OF THE BALANCE-SHEET PROFIT 2003 Management For No
3.1 APPROVE THE INCREASE OF THE CONTINGENT CAPITAL: Management For No
ONTINGENT CAPITAL FOR OPTIONAL AND/OR CONVERTIBLE
BONDS
3.2 APPROVE THE INCREASE OF THE CONTINGENT CAPITAL: Management For No
CONTINGENT CAPITAL FOR PROFIT-SHARING SCHEME
4. APPROVE TO CREATE A NEW AUTHORIZED CAPITAL Management For No
5. AMEND THE ARTICLES OF ASSOCIATION: PERIOD FOR REQUESTS TO Management For No
PUT ITEMS ON THE AGENDA
6. GRANT DISCHARGE OF THE BOARD OF DIRECTORS AND THE Management For No
EXECUTIVE MANAGEMENT BOARD
7.1.1 RE-ELECT THE BOARD OF DIRECTORS Management For No
7.1.2 ELECT A NEW MEMBER TO THE BOARD OF DIRECTORS Management For No
7.2 ELECT THE AUDITOR Management For No
7.3 ELECT THE SPECIAL AUDITOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 1,000 1,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Annual Meeting Date: 05/26/2004
Issuer: 20030N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 INDEPENDENT AUDITORS. Management For No No
03 2002 RESTRICTED STOCK PLAN. Management For No No
04 AMENDMENT TO ARTICLES OF INCORPORATION. Management For No No
05 ESTABLISH A TWO-THIRDS INDEPENDENT BOARD. Shareholder Against No No
06 DISCLOSE POLITICAL CONTRIBUTIONS. Shareholder Against No No
07 NOMINATE TWO DIRECTORS FOR EVERY OPEN DIRECTORSHIP. Shareholder Against No No
08 LIMIT COMPENSATION FOR SENIOR EXECUTIVES. Shareholder Against No No
09 ADOPT A RECAPITALIZATION PLAN. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 101 10,000 10,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOIRON SA OGM Meeting Date: 05/27/2004
Issuer: F10626103 ISIN: FR0000061129 BLOCKING
SEDOL: 4108892, 5617193, 7624942, 7622043
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE BOARD OF DIRECTORS REPORT, AND THE GENERAL Management Unvoted No
AUDITORS REPORT, ACCOUNTS AND THE BALANCE SHEET FOR THE
FY 2003, AND THE PROFITS FOR THE FY IS OF EUR
23,263,177.45; AND GRANT PERMANENT DISCHARGE TO THE
BOARD OF DIRECTORS FOR THE COMPLETION OF ITS ASSIGNMENT
FOR THE CURRENT YEAR
2. ACKNOWLEDGE THAT THE CONSOLIDATED ACCOUNTS WERE PRESENTED, Management Unvoted No
AND THAT THE BOARDOF DIRECTORS REPORT FOR THE GROUP IS
INCLUDED IN THE BOARD OF DIRECTORS REPORT; AND APPROVE
THESE ACCOUNTS FOR AN AMOUNT OF EUR 25,630,046.00
3. APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS: Management Unvoted No
PROFITS FOR THE FY: EUR 23,263,177.45; LEGAL RESERVE:
10% OF THE SHARE CAPITAL PRIOR RETAINED EARNINGS: EUR
7,353,514.97; DISTRIBUTABLE PROFITS: EUR 30,616,692.42;
NET DIVIDEND PER SHARE: EUR 0.52 ON THE BASIS OF
18,672,000 SHARES ; GLOBAL DIVIDEND: EUR -9,709,440.00;
OTHER RESERVES: EUR (-)11,000,000.00; BALANCE CARRIED
FORWARD: EUR 9,907,252.42; THE SHAREHOLDERS WILL RECEIVE
A NET DIVIDEND OF EUR 0.52 WITH A CORRESPONDING TAX
CREDIT OF EUR 0.26. THIS DIVIDEND WILL BE PAID ON 24 JUN
2004
4. RECEIVE THE AUDITORS REPORT, AND APPROVE THIS REPORT Management Unvoted No
INCLUDING THE MENTIONEDAGREEMENTS
5. APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. CHRISTIAN Management Unvoted No
BOIRON AS A DIRECTOR FOR A PERIOD OF 3 YEARS
6. APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. ANDRE Management Unvoted No
AUDIBERT AS A DIRECTOR FOR A PERIOD OF 3 YEARS
7. APPROVE TO RENEW THE TERM OF OFFICE OF SOCIETE AND MR. Management Unvoted No
M.B. CONSEIL AS A DIRECTOR FOR A PERIOD OF 3 YEARS
8. APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. THIERRY Management Unvoted No
MONTFORT AS A DIRECTOR FOR A PERIOD OF 3 YEARS
9. APPROVE TO SET AN AMOUNT OF EUR 119,952.00 TO BE Management Unvoted No
ALLOCATED TO THE BOARD OF DIRECTORS AS ATTENDANCE FEES
FOR 2004
10. AUTHORIZE THE BOARD OF DIRECTORS TO TRADE THE COMPANY S Management Unvoted No
SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW OF
ADJUSTING THEIR PRICE AS PER THE FOLLOWING CONDITIONS:
MAXIMUM PURCHASE PRICE: EUR 32.00 PER SHARE MINIMUM
SELLING PRICE: EUR 12.00 MAXIMUM NUMBER OF SHARES TO BE
TRADED: 10% OF THE NUMBER OF SHARES INCLUDED IN THE
CAPITAL 1,867,200 SHARES ; THE MAXIMUM NOMINAL AMOUNT OF
THIS TRANSACTION IS OF EUR 59,750,400.00; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; IN ACCORDANCE WITH THE
REGULATIONS IN FORCE, THE GENERAL MEETING IS REMINDED
THAT NO DIVIDEND HAS BEEN PAID FOR THE PAST 3 FISCAL
YEARS
11. GRANT ALL POWERS TO THE BEARER OF A COPY OR AN EXTRACT Management Unvoted No
OF THE MINUTES OF THE PRESENT IN ORDER TO ACCOMPLISH ALL
DEPOSITS AND PUBLICATIONS WHICH ARE PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 5,984 0
- ------------------------------------------------------------------------------------------------------------------------------------
BOIRON SA EGM Meeting Date: 05/27/2004
Issuer: F10626103 ISIN: FR0000061129 BLOCKING
SEDOL: 4108892, 5617193, 7624942, 7622043
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
1. APPROVE THE BOARD OF DIRECTORS REPORT, THE GENERAL Management Unvoted No
MEETING DECIDES OF A SHARE CAPITAL INCREASE AND THAT THE
VARIOUS DELEGATION GIVEN TO IT AT THE GENERAL
EXTRAORDINARY MEETING HELD ON 22 MAY 2003, SHALL BE USED
IN WHOLE OR IN PART WITHIN THE REGULATIONS IN FORCE IN A
PERIOD OF TAKE-OVER BID OR EXCHANGE BID ON THE COMPANY S
SHARES UNTIL 31 DEC 2004 STARTING FROM THE DATE OF THE
PRESENT MEETING
2. APPROVE TO OVERHAUL THE ARTICLES OF ASSOCIATION IN ORDER Management Unvoted No
TO HARMONIZE THEM WITH THE LEGAL PROVISIONS IN FORCE;
AND AMEND SOME ARTICLES OF ARTICLES OF ASSOCIATION OF
THE FOLLOWING: NBR 19, 21, 25 AND 26
3. GRANT ALL POWERS TO THE BEARER OF A COPY OR AN EXTRACT OF Management Unvoted No
THE MINUTES OF THE PRESENT TO ACCOMPLISH ALL DEPOSITS
AND PUBLICATIONS PRESCRIBED BY LAW
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 5,984 0
- ------------------------------------------------------------------------------------------------------------------------------------
BOIRON SA MIX Meeting Date: 05/27/2004
Issuer: F10626103 ISIN: FR0000061129 BLOCKING
SEDOL: 4108892, 5617193, 7624942, 7622043
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE BOARD OF DIRECTORS REPORT, AND THE GENERAL Management For No
AUDITORS REPORT, ACCOUNTS AND THE BALANCE SHEET FOR THE
FY 2003, AND THE PROFITS FOR THE FY IS OF EUR
23,263,177.45; AND GRANT PERMANENT DISCHARGE TO THE
BOARD OF DIRECTORS FOR THE COMPLETION OF ITS ASSIGNMENT
FOR THE CURRENT YEAR
O.2 ACKNOWLEDGE THAT THE CONSOLIDATED ACCOUNTS WERE Management For No
PRESENTED, AND THAT THE BOARDOF DIRECTORS REPORT FOR THE
GROUP IS INCLUDED IN THE BOARD OF DIRECTORS REPORT; AND
APPROVE THESE ACCOUNTS FOR AN AMOUNT OF EUR
25,630,046.00
O.3 APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS: Management For No
PROFITS FOR THE FY: EUR 23,263,177.45; LEGAL RESERVE:
10% OF THE SHARE CAPITAL PRIOR RETAINED EARNINGS: EUR
7,353,514.97; DISTRIBUTABLE PROFITS: EUR 30,616,692.42;
NET DIVIDEND PER SHARE: EUR 0.52 ON THE BASIS OF
18,672,000 SHARES ; GLOBAL DIVIDEND: EUR -9,709,440.00;
OTHER RESERVES: EUR (-)11,000,000.00; BALANCE CARRIED
FORWARD: EUR 9,907,252.42; THE SHAREHOLDERS WILL RECEIVE
A NET DIVIDEND OF EUR 0.52 WITH A CORRESPONDING TAX
CREDIT OF EUR 0.26. THIS DIVIDEND WILL BE PAID ON 24 JUN
2004
O.4 RECEIVE THE AUDITORS REPORT, AND APPROVE THIS Management For No
REPORT INCLUDING THE MENTIONEDAGREEMENTS
O.5 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. CHRISTIAN Management For No
BOIRON AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. ANDRE Management For No
AUDIBERT AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF SOCIETE F AND Management For No
MR. M.B. CONSEIL AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. THIERRY Management For No
MONTFORT AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.9 APPROVE TO SET AN AMOUNT OF EUR 119,952.00 TO BE Management For No
ALLOCATED TO THE BOARD OF DIRECTORS AS ATTENDANCE
FEES FOR 2004
O.10 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE THE Management For No
COMPANY S SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW
OF ADJUSTING THEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 32.00 PER SHARE
MINIMUM SELLING PRICE: EUR 12.00 MAXIMUM NUMBER OF
SHARES TO BE TRADED: 10% OF THE NUMBER OF SHARES
INCLUDED IN THE CAPITAL 1,867,200 SHARES ; THE MAXIMUM
NOMINAL AMOUNT OF THIS TRANSACTION IS OF EUR
59,750,400.00; AUTHORITY EXPIRES AT THE END OF 18 MONTHS
; IN ACCORDANCE WITH THE REGULATIONS IN FORCE, THE
GENERAL MEETING IS REMINDED THAT NO DIVIDEND HAS BEEN
PAID FOR THE PAST 3 FISCAL YEARS
O.11 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For No
EXTRACT OF THE MINUTES OF THE PRESENT IN ORDER TO
ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS WHICH ARE
PRESCRIBED BY LAW
E.1 APPROVE THE BOARD OF DIRECTORS REPORT, THE GENERAL Management For No
MEETING DECIDES OF A SHARE CAPITAL INCREASE AND THAT THE
VARIOUS DELEGATION GIVEN TO IT AT THE GENERAL
EXTRAORDINARY MEETING HELD ON 22 MAY 2003, SHALL BE USED
IN WHOLE OR IN PART WITHIN THE REGULATIONS IN FORCE IN A
PERIOD OF TAKE-OVER BID OR EXCHANGE BID ON THE COMPANY S
SHARES UNTIL 31 DEC 2004 STARTING FROM THE DATE OF THE
PRESENT MEETING
E.2 APPROVE TO OVERHAUL THE ARTICLES OF ASSOCIATION Management For No
IN ORDER TO HARMONIZE THEM WITH THE LEGAL PROVISIONS IN
FORCE; AND AMEND SOME ARTICLES OF ARTICLES OF
ASSOCIATION OF THE FOLLOWING: NBR 19, 21, 25 AND 26
E.3 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For No
EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH
ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal No
#135288 & 136071 DUE TO COMBINING OF THESE TWO MEETINGS
UNDER ONE MIX MEETING. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED
TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 5,984 5,984 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DAISEKI CO LTD, NAGOYA AGM Meeting Date: 05/27/2004
Issuer: J10773109 ISIN: JP3485600005
SEDOL: 6263164
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY5, FINAL JY 5, SPECIAL JY0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES AT Management For No
BOARD S DISCRETION -AUTHORIZE APPOINTMENT OF ALTERNATE
STATUTORY AUDITORS
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.3 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.4 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.5 APPOINT ALTERNATE INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management For No
SPECIAL BONUS FOR FAMILY OFDECEASED DIRECTOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 11,500 11,500 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ITO-YOKADO CO LTD AGM Meeting Date: 05/27/2004
Issuer: J25209115 ISIN: JP3142800006
SEDOL: 5335149, 4468723, 6467944
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY16, FINAL JY 18, SPECIAL JY 0
2 AMEND ARTICLES TO: CHANGE LOCATION OF HEAD OFFICE Management For No
- AUTHORIZE SHAREREPURCHASES AT BOARD S DISCRETION
- LIMIT DIRECTORS AND INTERNAL AUDITORS LEGAL LIABILITY
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
3.10 ELECT DIRECTOR Management For No
3.11 ELECT DIRECTOR Management For No
3.12 ELECT DIRECTOR Management For No
3.13 ELECT DIRECTOR Management For No
3.14 ELECT DIRECTOR Management For No
3.15 ELECT DIRECTOR Management For No
3.16 ELECT DIRECTOR Management For No
3.17 ELECT DIRECTOR Management For No
4 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management For No
STATUTORY AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 7,070 7,070 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROGERS WIRELESS COMMUNICATIONS INC. RCN Annual Meeting Date: 05/27/2004
Issuer: 775315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 1,900 1,900 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG AGM Meeting Date: 05/27/2004
Issuer: H83949141 ISIN: CH0012255151 BLOCKING
SEDOL: 7184725
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting Non-Vote Proposal No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. APPROVE THE BUSINESS REPORT OF 2003 Management For No
2. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For No
DIRECTORS
3. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management For No
PROFIT
4. ELECT THE BOARD OF DIRECTORS Management For No
5. ELECT THE AUDITORS AND THE GROUP AUDITOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 6,000 6,000 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AGNICO-EAGLE MINES LIMITED AEM Special Meeting Date: 05/28/2004
Issuer: 008474 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Management For No No
OF THE CORPORATION AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
03 THE STOCK OPTION PLAN RESOLUTION. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 108 25,000 25,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION CMS Annual Meeting Date: 05/28/2004
Issuer: 125896 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For No No
03 PROPOSAL TO AMEND PERFORMANCE INCENTIVE STOCK Management For No No
PLAN.
04 PROPOSAL TO APPROVE DEDUCTIBILITY OF INCENTIVE Management For No No
AWARDS.
05 PROPOSAL TO AMEND ARTICLES OF INCORPORATION. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 8,000 8,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. Annual Meeting Date: 06/02/2004
Issuer: 25459L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 STOCK PLAN Management For No No
03 APPROVAL OF THE EXECUTIVE OFFICER CASH BONUS Management For No No
PLAN
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 10,000 10,000 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN MEDIA HOLDINGS, INC. CRWN Annual Meeting Date: 06/03/2004
Issuer: 228411 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 20,000 20,000 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST Annual Meeting Date: 06/03/2004
Issuer: 36866W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY S Management For No No
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 10,000 10,000 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
REALNETWORKS, INC. RNWK Annual Meeting Date: 06/04/2004
Issuer: 75605L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE REALNETWORKS, INC. DIRECTOR Management For No No
COMPENSATION STOCK PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 55,000 55,000 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI A.S. TKC Consent Meeting Date: 06/04/2004
Issuer: 900111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 OPENING AND ELECTION OF THE PRESIDENCY BOARD. Management For No No
** PLEASE VOTE EITHER FOR OR AGAINST ONLY **
02 AUTHORIZING THE PRESIDENCY BOARD TO SIGN THE MINUTES Management For No No
OF THE MEETING. ** PLEASE VOTE EITHER FOR OR AGAINST
ONLY **
03 APPROVAL OF THE TEMPORARY ELECTION OF THE BOARD MEMBERS Management For No No
MADE BY DIRECTORS DURING THE PREVIOUS YEAR IN ORDER TO
FILL VACANCIES. ** PLEASE VOTE EITHER FOR OR AGAINST
ONLY **
04 READING OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS, Management For No No
THE AUDITORS AND THE SUMMARY OF THE INDEPENDENT AUDIT
FIRM S REPORT. ** PLEASE VOTE EITHER FOR OR AGAINST ONLY
**
05 REVIEW, DISCUSSION AND APPROVAL OF THE BALANCE SHEET AND Management For No No
PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEAR 2003. **
PLEASE VOTE EITHER FOR OR AGAINST ONLY **
06 RELEASE OF THE BOARD MEMBERS AND AUDITORS FROM ACTIVITIES Management For No No
AND OPERATIONS OF THE COMPANY IN YEAR 2003. ** PLEASE
VOTE EITHER FOR OR AGAINST ONLY **
07 ELECTION OF AUDITORS FOR A PERIOD OF ONE YEAR AND Management For No No
DETERMINATION OF THEIR REMUNERATION. TO PROPERLY EXECUTE
YOUR VOTE PLEASE RETURN YOUR PROXY CARD TO YOUR CLIENT
SERVICE REPRESENTATIVE.
08 DISCUSSION OF AND DECISION ON THE BOARD OF DIRECTORS Management For No No
PROPOSAL CONCERNING THE DISTRIBUTION OF PROFIT FOR YEAR
2003. ** PLEASE VOTE EITHER FOR OR AGAINST ONLY **
09 DISCUSSION OF AND DECISION ON THE INCREASE OF THE Shareholder For No No
REGISTERED CAPITAL CEILING OF THE COMPANY AND AMENDMENT
OF ARTICLE 6 OF THE COMPANY S ARTICLES OF ASSOCIATION
TITLED COMPANY CAPITAL IN THIS RESPECT. ** PLEASE VOTE
EITHER FOR OR AGAINST ONLY **
10 INFORMATION OF THE GENERAL ASSEMBLY REGARDING THE Management For No No
DONATIONS MADE IN YEAR 2003. ** PLEASE VOTE EITHER FOR
OR AGAINST ONLY **
11 DISCUSSION AND APPROVAL OF THE APPOINTMENT OF THE Management For No No
INDEPENDENT EXTERNAL AUDIT FIRM MADE BY THE BOARD OF
DIRECTORS PURSUANT TO ARTICLE 14 OF THE REGULATION OF
THE INDEPENDENT EXTERNAL AUDITING IN THE CAPITAL MARKETS
PROMULGATED BY THE CAPITAL MARKET BOARD. ** PLEASE VOTE
EITHER FOR OR AGAINST ONLY **
12 DECISION PERMITTING THE BOARD MEMBERS TO, DIRECTLY OR ON Management For No No
BEHALF OF OTHERS, BE ACTIVE IN AREAS FALLING WITHIN THE
SCOPE OF THE COMPANY S AND TO PARTICIPATE IN COMPANIES
OPERATING IN THE SAME BUSINESS AND TO PERFORM OTHER ACTS
IN COMPLIANCE WITH ARTICLES 334 AND 335 OF THE TURKISH
COMMERCIAL CODE. ** PLEASE VOTE EITHER FOR OR AGAINST
ONLY **
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 204 15,000 15,000 06/01/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2004
Issuer: 25179M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For No No
S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2004.
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 103 42,277 42,277 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/09/2004
Issuer: 530718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 Management For No No
INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE
APRIL 19, 2004)
03 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For No No
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 105 350,910 350,910 05/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NANOGEN, INC. NGEN Annual Meeting Date: 06/09/2004
Issuer: 630075 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AN AMENDMENT OF THE 1997 STOCK OPTION Management For No No
PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER BY 1,100,000 SHARES.
03 TO APPROVE AN AMENDMENT OF THE EMPLOYEE STOCK Management For No No
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE THEREUNDER BY 150,000
SHARES.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 109 30,000 30,000 05/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VALLOUREC USINES A TUBES DE LORRAINE ESCAUT ET VALLOUREC REUNIES MIX Meeting Date: 06/10/2004
Issuer: F95922104 ISIN: FR0000120354 BLOCKING
SEDOL: 5014255, 4926447
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE AUDITORS SPECIAL REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLE L.225-86 FRENCH
COMMERCIAL LAW
2. RECEIVE THE EXECUTIVE COMMITTEE, THE SUPERVISORY Management For No
BOARD AND THE AUDITORS REPORTS AND APPROVE THE ANNUAL
ACCOUNTS AND THE BALANCE SHEET FOR THE FY CLOSED ON 31
DEC 2003, THE SAID ACCOUNTS DO SHOW A PROFIT OF EUR
56,780,396.00
3. RECEIVE THE AUDITORS REPORT UPON THE CONSOLIDATED Management For No
ACCOUNTS FOR THE FY CLOSEDON 31 DEC 2003 AND APPROVE THE
SAID ACCOUNTS
4. APPROVE TO ALLOCATE THE FY PROFIT AS FOLLOWS: FOR Management For No
EUR 15,568,361.60 TO THE DISTRIBUTION OF A DIVIDEND, THE
BALANCE OF EUR 41,212,034.40 WILL BE BROUGHT TO THE
ACCOUNT BALANCE CARRIED FORWARD AND THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 1.60 WITH A
CORRESPONDING TAX CREDIT OF EUR 0.80 OR EUR 0.16 , THIS
DIVIDEND WILL BE PAID ON 07 JUL 2004
5. APPOINT MR. M. VINCENT BOLLORE AS A MEMBER OF THE Management For No
SUPERVISORY BOARD FOR 6 YEARS
6. APPOINT MR. M. MICHEL DEFABIANI AS A MEMBER OF THE Management For No
SUPERVISORY BOARD FOR 6 YEARS
7. APPOINT A MEMBER OF THE SUPERVISORY BOARD THE o Management For No
FINANCIAL COMPANY OF SAINTE MARINE FOR 6 YEARS
8. APPROVE THE RESIGNATION OF MR. FRANCIS SCHNEIDER AS A Management For No
DEPUTY AUDITOR AND DESIGNS MR. M. JEAN-MARC BESNIER AS
THE DEPUTY AUDITOR OF THE CABINET BARBIER FRINAULT ET
AUTRES , TILL THE MEETING WHICH WILL HAVE TO DELIBERATE
UPON THE ACCOUNTS OF THE FY 2005
9. AUTHORIZE THE BOARD OF DIRECTORS TO TRADE THE COMPANY S Management For No
SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW OF
ADJUSTING THEIR PRICE AS PER THE FOLLOWING CONDITIONS:
MAXIMUM PURCHASE PRICE: NET PRICE, EUR 85.00 PER SHARE,
MINIMUM SELLING PRICE: NET PRICE, EUR 53.26 PER SHARE,
MAXIMUM NUMBER OF SHARES TO BE TRADED: 10% OF THE
CAPITAL, THE MAXIMUM AMOUNT FOR THIS PROGRAM IS OF EUR
40,000,000.00; AUTHORITY IS VALID FOR 18 MONTHS AND
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
10. APPROVE TO INCREASE THE SHARE CAPITAL FOR A NOMINAL Management For No
MAXIMUM AMOUNT OF EUR 3,000,000.00, BY WAY OF ISSUING
SHARES OF A PAR VALUE EACH OF EUR 20.00, RESERVED TO THE
MEMBERS OF AN ENTERPRISE SAVINGS PLAN OF THE COMPANY AND
OF THE COMPANIES LINKED TO IT AND THE SHAREHOLDERS
PREFERENTIAL RIGHT OF SUBSCRIPTION IS CANCELLED IN
FAVOUR OF THE BENEFICIARIES HERE-ABOVE MENTIONED AND
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL FORMALITIES NECESSARY TO
CARRY OUT THE CAPITAL INCREASE WHICH HAS BEEN ADOPTED
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 5,600 5,600 06/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AVENTIS MIX Meeting Date: 06/11/2004
Issuer: F0590R100 ISIN: FR0000130460 BLOCKING
SEDOL: 5416839, 7166002, 4736817
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE COMPANY S FINANCIAL STATEMENTS THE Management For No
PARENT-COMPANY FINANCIAL STATEMENTS FOR THE YE 31 DEC
2003 SHOWING A NET PROFIT OF EUR 847,051,268.13
O.2 APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE Management For No
YE 31 DEC 2003 SHOWING A CONSOLIDATED NET PROFIT
OF EUR 1,901,270,000
O.3 APPROVE THE APPROPRIATION OF EARNINGS AND A NET DIVIDEND Management For No
OF EUR 0.82 ASSOCIATED WITH A TAX CREDIT OF EUR 0.41 FOR
A GROSS DIVIDEND OF EUR 1.23 AND THAT THE COUPON BE
DETACHED ON 15 JUN 2004 AND THE DIVIDEND BE PAYABLE IN
EUROS AS OF 15 JUL 2004
O.4 APPROVE THE AGREEMENTS MENTIONED IN THE AUDITORS Management For No
SPECIAL REPORT REGULATED AGREEMENTS
O.5 AUTHORIZE THE MANAGEMENT BOARD TO ACQUIRE UP TO A Management For No
MAXIMUM OF 80,229,280 OF THE COMPANY S OWN SHARES, OR
LESS THAN 10% OF THE NUMBER OF SHARES OUTSTANDING FOR
THE FOLLOWING PURPOSES: A) STABILIZE THE TRADING PRICE
OF THE COMPANY S STOCK; B) BUY AND TO SELL THE COMPANY S
SHARES IN CONSIDERATION OF MARKET CONDITIONS; C) GRANT
SHARES TO EMPLOYEES OR DIRECTORS AND OFFICERS OF THE
COMPANY; D) HOLD SUCH SHARES AND TRANSFER THEM BY ANY
MEANS, INCLUDING BY MEANS OF OPTION TRANSACTIONS, IN
PARTICULAR VIA THEIR SALE ON THE STOCK MARKET OR OVER
THE COUNTER, THE SALE OF BLOCKS OF SHARES IN CONNECTION
WITH PUBLIC PURCHASE, EXCHANGE OR SALE OFFERINGS, AND
THE PURCHASE OR THE SALE OF BUY OR SELL OPTIONS; E) USE
SUCH SHARES IN ANY OTHER APPROPRIATE MANNER TO OPTIMIZE
THE MANAGEMENT OF THE STOCKHOLDERS EQUITY OF THE COMPANY
AND TO EFFECT TRANSACTIONS TO FURTHER THE EXTERNAL
GROWTH OF THE COMPANY; F) CANCEL THE ACQUIRED SHARES;
MAXIMUM PURCHASE PRICE SHALL NOT EXCEED EUR 100 AND THE
MINIMUM SALE PRICE SHALL NOT BE LESS THAN EUR 50;
AUTHORIZATION IS GRANTED FOR A PERIOD OF 18 MONTHS
O.6 APPOINT MR. YVES NICOLAS AS A SUBSTITUTE AUDITOR Management For No
UNTIL THE CLOSE OF THE GENERAL MEETING CONVENED
TO VOTE ON THE ACCOUNTS FOR 2005
E.7 APPROVE TO COMPLY WITH THE NEW PROVISIONS OF ARTICLE Management For No
L.233-7 OF THE FRENCH COMMERCIAL CODE TO AMEND
PARAGRAPHS 1.A, 1.B AND 3 OF ARTICLE 7 OF THE COMPANY S
ARTICLES OF ASSOCIATION, PERTAINING TO THE NOTICE PERIOD
FOR DECLARING THE CROSSING OF THRESHOLDS IN THE COMPANY
S SHARE CAPITAL AND THAT THIS PERIOD BE REDUCED TO 5
TRADING DAYS AS FROM THE DATE ON WHICH THE THRESHOLD HAS
BEEN CROSSED FROM 15 DAYS
E.8 AMEND PARAGRAPH 2 OF ARTICLE 11 OF THE COMPANY S Management For No
ARTICLES OF ASSOCIATION TO CHANGE THE TERM OF
APPOINTMENT OF MEMBERS OF THE MANAGEMENT BOARD TO 3
YEARS FROM 5 YEARS
E.9 AMEND PARAGRAPH 2 OF ARTICLE 13 OF THE COMPANY S Management For No
ARTICLES OF ASSOCIATION TO CHANGE THE TERM OF
APPOINTMENT OF NEW SUPERVISORY BOARD MEMBERS TO 3 YEARS
FROM 5 YEARS
O.10 APPROVE THE RENEWAL OF THE TERM OF APPOINTMENT Management For No
OF MR. JEAN-MARC BRUEL AS A MEMBER OF SUPERVISORY
BOARD FOR A PERIOD OF 3 YEARS
O.11 APPROVE THE RENEWAL OF THE TERM OF APPOINTMENT Management For No
OF MR. MARTIN FRUHAUF AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF 3 YEARS
O.12 APPROVE THE RENEWAL OF THE TERM OF APPOINTMENT Management For No
OF MR. SERGE KAMPF AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF 3 YEARS
O.13 APPROVE THE RENEWAL OF THE TERM OF APPOINTMENT Management For No
OF MR. HUBERT MARKL AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF 3 YEARS
O.14 APPROVE THE RENEWAL OF THE TERM OF APPOINTMENT Management For No
OF MR. GUNTER METZ AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF 3 YEARS
O.15 APPROVE THE RENEWAL OF THE TERM OF APPOINTMENT Management For No
OF MR. DIDIER PINEAU-VALENCIENNE AS A MEMBER
OF THE SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
O.16 APPROVE THE RENEWAL OF THE TERM OF APPOINTMENT Management For No
OF MR. SEHAM RAZZOUQI AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF 3 YEARS
O.17 APPROVE THE RENEWAL OF THE TERM OF APPOINTMENT Management For No
OF MR. MICHEL RENAULT AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF 3 YEARS
O.18 APPROVE THE RENEWAL OF THE TERM OF APPOINTMENT Management For No
OF MR. HANS-JURGEN SCHINZLER AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
O.19 APPROVE THE RENEWAL OF THE TERM OF APPOINTMENT Management For No
OF MR. MARC VIENOT AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF 3 YEARS
O.20 GRANT FULL POWERS TO THE BEARER OF A COPY OR Management For No
EXTRACT OF THE MINUTES OF THIS MEETING TO UNDERTAKE
ANY FORMALITIES FOR PUBLIC NOTICE OR RECORDING
PURPOSES
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 12,170 12,170 06/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COCA COLA HELLENIC BOTTLING CO SA AGM Meeting Date: 06/11/2004
Issuer: X1435J105 ISIN: GRS104111000 BLOCKING
SEDOL: 4420723, 0964850, 5890433
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE BOARD OF DIRECTOR S REPORTS AND THE Management For No
CERTIFICATE OF CHARTERED ACCOUNTANT FOR 2003
2. RECEIVE AND APPROVE THE ANNUAL FINANCIAL STATEMENTS OF 2003 Management For No
AND THE CONSOLIDATED ONES
3. APPROVE THE DISMISSAL OF BOARD OF DIRECTORS MEMBERS AND Management For No
THE AUDITORS FROM ANYCOMPENSATION RESPONSIBILITY FOR 2003
4. APPROVE THE BOARD OF DIRECTORS MEMBER S SALARIES FOR Management For No
2003 AND THEIR PREAPPROVAL FOR 2004
5. ELECT THE CHARTERED ACCOUNTANTS FOR 2004 AND Management For No
THE DEFINITION OF THEIR SALARIES
6. APPROVE THE PROFIT DISPOSAL OF 2003 Management For No
7. ELECT THE NEW BOARD OF DIRECTORS Management For No
8. AMEND THE ARTICLE 7 OF THE ASSOCIATION AND CODIFICATION Management For No
IN A COMPLETE TEXT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 8,996 8,996 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SUREWEST COMMUNICATIONS SURW Annual Meeting Date: 06/11/2004
Issuer: 868733 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 106 7,000 7,000 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMADEUS GLOBAL TRAVEL DISTRIBUTION SA OGM Meeting Date: 06/14/2004
Issuer: E0463L199 ISIN: ES0109169013
SEDOL: 5854569, 5788130, 5805664
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL ACCOUNTS BALANCE SHEET, PROFIT AND Management For No
LOSS ACCOUNT AND ANNUAL REPORT AND THE MANAGEMENT REPORT
OF THE COMPANY, ALL THE AFOREMENTIONED RELATED TO THE FY
2003
2. APPROVE THE CONSOLIDATED ANNUAL ACCOUNTS BALANCE SHEET, Management For No
PROFIT AND LOSS ACCOUNT AND ANNUAL REPORT AND THE
MANAGEMENT REPORT OF THE COMPANY AND ITS CONSOLIDATED
GROUP, ALL THE AFOREMENTIONED RELATED TO THE FY 2003
3. APPROVE THE INCOME DISTRIBUTION PROPOSAL RELATED TO Management For No
THE FY 2003
4. APPROVE THE PERFORMANCE OF THE BOARD OF DIRECTORS Management For No
RELATED TO THE FY 2003
5. APPROVE THE RESIGNATION OF THE DIRECTORS, RATIFICATION, Management For No
APPOINTMENT AND REELECTION OF THE DIRECTORS
6. APPROVE TO RENEW THE APPOINTMENT OF THE ACCOUNTS Management For No
AUDITORS OF THE COMPANY AND ITS CONSOLIDATED GROUP
7. APPROVE THE CAPITAL DECREASE WITH RETURN OF DISBURSEMENT Management For No
BY THE REDEMPTION OF48,539,400 SHARES OF CLASS B; AND
AMEND ARTICLE 5 OF THE CORPORATE BYLAWS
8. AMEND ARTICLES 12, 14, 17, 20, 22, 23, 27, 30, 32 AND Management For No
33, AND ADDITION OF THEARTICLES 17 BIS AND 21 BIS
9. APPROVE THE REGULATION OF THE SHAREHOLDERS MEETING Management For No
10. APPROVE THE MODIFICATION OF THE STOCK OPTIONS Management For No
11. AUTHORIZE THE BOARD TO ACQUIRE, AT ONE OR SEVERAL TIMES, Management For No
DIRECTLY OR THROUGH A HOLDING COMPANY, ITS TREASURY
STOCK, WITHIN THE LEGAL REQUIREMENTS AND LIMITS
12. ADOPT THE DELEGATION OF FACULTIES TO FORMALIZE, RAISE TO Management For No
PUBLIC DEED AND EXECUTE THE AGREEMENTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 16,000 16,000 06/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALTADIS SA AGM Meeting Date: 06/15/2004
Issuer: E0432C106 ISIN: ES0177040013
SEDOL: 5444012, 5860652, 5843114
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* IN ACCORDANCE WITH CURRENT LEGAL REGULATIONS AND THE Non-Voting Non-Vote Proposal No
COMPANY BY-LAWS, AT ITS MEETING ON 11 MAY 2004, AND WITH
THE REQUIRED PRESENCE OF ITS LEGAL REPRESENTATIVE, THE
BOARD OF DIRECTORS OF ALTADIS, S.A., UNANIMOUSLY
RESOLVED TO CALL AN ORDINARY GENERAL MEETING OF
SHAREHOLDERS, TO BE HELD AT SECOND CALL IN MADRID, AT
THE IFEMA, AUDITORIUM (2ND FLOOR), PARQUE FERIAL JUAN
CARLOS I, CAMPO DE LAS NACIONES, AT 16:00, ON JUNE 15TH
2004 (IN THE EVENT THAT THE MEETING IS NOT HELD AT FIRST
NOTICE, LIKEWISE CALLED AT THE SAME PLACE AND TIME THE
PREVIOUS DAY, JUNE 14TH 2003) TO DISCUSS AND DECIDE UPON
THE FOLLOWING ITEMS (PLEASE ALSO BE ADVISED THAT
ADDITIONAL INFORMATION CONCERNING ALTADIS, S.A. CAN ALSO
BE VIEWED ON THE COMPANY S WEBSITE: WWW.ALTADIS.COM AND
THE LINKS LISTED):
1. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE ANNUAL Management For No
ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT AND
REPORT) AND THE MANAGEMENT REPORT, AS WELL AS THE
MANAGEMENT OF THE BOARD OF DIRECTORS, FOR THE YEAR 2003,
OF ALTADIS, S.A. AND ITS CONSOLIDATED GROUP AND THE
PROPOSED APPLICATION OF RESULTS AND DISTRIBUTION OF
DIVIDENDS. IT IS PROPOSED TO APPROVE THE ANNUAL ACCOUNTS
(BALANCE SHEET, PROFIT AND LOSS ACCOUNT AND REPORT), AND
THE MANAGEMENT REPORT FOR THE YEAR ENDED 31 DECEMBER
2003 OF THE COMPANY AND ITS CONSOLIDATED GROUP, AND TO
APPROVE THE CORPORATE MANAGEMENT AND DECIDE ON THE
APPLICATION OF THE RESULTS WHICH CONSISTS OF PAYING,
FROM THE PROFITS OF THE YEAR (EURO 291,353 THOUSAND), A
DIVIDEND OF EURO 0.80 PER SHARE. THE REMAINDER SHALL BE
DESTINED TO INCREASE THE BALANCE OF THE VOLUNTARY
RESERVES OF ALTADIS, S.A. CONSEQUENTLY, THE RESOLUTION
OF THE BOARD TO PAY A DIVIDEND OF EURO 0.35 PER SHARE IS
RATIFIED AND IT IS PROPOSED TO PAY A SUPPLEMENTARY
DIVIDEND IN THE AMOUNT OF EURO 0.45 PER SHARE, ON 22
JUNE 2004, WHICH WOULD BRING THE TOTAL DIVIDEND OF THE
YEAR TO EURO 0.80 PER SHARE
2. RATIFICATION OF BOARD MEMBERS. IN ACCORDANCE WITH Management For No
ARTICLE 34 OF THE BY-LAWS, IT IS PROPOSED TO RATIFY THE
APPOINTMENT AS MEMBERS OF THE BOARD OF DIRECTORS OF
THOSE DIRECTORS APPOINTED BY CO-OPTATION TO OCCUPY SUCH
POSTS DURING THE TIME-PERIOD FROM THE ORDINARY GENERAL
SHAREHOLDERS MEETING OF 10 JUNE 2003 UP TO THE DATE OF
THE PRESENT GENERAL SHAREHOLDERS MEETING
3. APPOINTMENT OR RE-ELECTION OF AUDITORS OF ALTADIS, S.A. Management For No
AND ITS CONSOLIDATED GROUP FOR 2004. IT IS PROPOSED TO
RE-ELECT AS AUDITORS OF THE COMPANY AND ITS CONSOLIDATED
GROUP, THE COMPANY DELOITTE & TOUCHE ESPANA, S.L. ,
WHICH WILL CARRY OUT THE AUDIT FOR 2004, EMPOWERING THE
BOARD OF DIRECTORS, WHICH MAY DELEGATE TO THIS END THE
AUDIT AND CONTROL COMMITTEE, TO ENTER INTO THE
CORRESPONDING SERVICE AGREEMENT, BASED ON THE
REMUNERATION FOR THE PREVIOUS YEAR, WITH THE CLAUSES AND
CONDITIONS IT MAY DEEM CONVENIENT, HAVING ALSO THE
POWERS TO CARRY OUT ANY MODIFICATIONS AS MAY BE
PERTINENT IN ACCORDANCE WITH THE LEGISLATION IN FORCE AT
ALL TIMES
4. REDUCTION OF SHARE CAPITAL BY WAY OF AMORTISATION OF OWN Management For No
SHARES, GIVING RISE TO REVISED TEXT OF BY-LAWS ARTICLE
ON SHARE CAPITAL. THE RESOLUTION PUT FORWARD FOR THE
APPROVAL OF THE GENERAL SHAREHOLDERS MEETING BY THE
BOARD OF DIRECTORS IN RELATION WITH THIS MATTER IS
TRANSCRIBED BELOW: REDUCE THE SHARE CAPITAL OF THE
COMPANY IN THE AMOUNT OF EURO 4.350.000, BY WAY OF
AMORTISATION OF 7.250.000 OWN SHARES CURRENTLY IN
TREASURY STOCK, WHICH HAVE BEEN PREVIOUSLY ACQUIRED
UNDER AUTHORISATION FROM THE GENERAL SHAREHOLDERS
MEETING, WITHIN THE SCOPE OF ARTICLES 75 AND ONWARDS AND
UNDER ADDITIONAL PROVISION 1, SECTION 2, OF THE
COMPANIES ACT. CONSEQUENTLY, ARTICLE 5 OF THE BY-LAWS IS
MODIFIED CONCERNING THE FIGURE FOR THE SHARE CAPITAL,
AND SHALL READ AS FOLLOWS: ARTICLE 5 - SHARE CAPITAL THE
SHARE CAPITAL IS ONE HUNDRED AND SIXTY-NINE MILLION,
NINE HUNDRED AND THIRTY-TWO THOUSAND, EIGHT HUNDRED AND
FIFTY-FIVE EURO AND SIXTY CENT (EURO 169,932,855.60),
REPRESENTED BY TWO HUNDRED AND EIGHTY-THREE MILLION, TWO
HUNDRED AND TWENTY-ONE THOUSAND, FOUR HUNDRED AND
TWENTY-SIX SHARES (283,221,426 SHARES) OF 0.60 NOMINAL
EURO EACH, ALL OF THE SAME TYPE, NUMBERED FROM 1 TO
283,221,426 INCLUSIVE, FULLY SUBSCRIBED AND PAID UP. THE
REDUCTION SHOULD BE CARRIED OUT IN A MAXIMUM TIME PERIOD
OF SIX MONTHS, FROM THE DATE OF THE PRESENT RESOLUTION.
THE REDUCTION OF CAPITAL IS CHARGED TO RESERVES,
CANCELLING THE UNAVAILABLE RESERVE REFERRED TO IN
ARTICLE 79.3 OF THE COMPANIES ACT. THE REDUCTION DOES
NOT BRING ABOUT ANY RETURN OF CONTRIBUTIONS GIVEN THAT
THE COMPANY ITSELF IS THE OWNER OF THE AMORTISED SHARES.
THEREFORE, THE PURPOSE OF THE REDUCTION SHALL BE TO
AMORTISE OWN SHARES. IT IS PROPOSED TO DELEGATE TO THE
BOARD OF DIRECTORS THE CARRYING OUT OF ANY PROCEDURES
WHICH MAY BE NECESSARY UNDER LAW IN ORDER TO COMPLETE OR
RECTIFY, AS THE CASE MAY BE, THAT WHICH IS ADOPTED HERE
AND, IN PARTICULAR, IN ORDER THAT THE BOARD OF DIRECTORS
MAY: REQUEST THAT THE AMORTISED SHARES ARE NOT QUOTED,
AS ESTABLISHED UNDER APPLICABLE LEGISLATION; DRAFT AND
PUBLISH, WHERE NECESSARY, THE ANNOUNCEMENTS REFERRED TO
IN ARTICLE 165 OF THE COMPANIES ACT; SHOULD THE RIGHT TO
OPPOSE BE EXERCISED BY ANY OF THE HOLDERS OF THE SAME,
WHERE APPLICABLE, COMPLY WITH THE REQUIREMENTS
ESTABLISHED IN ARTICLE 166, SECTION 3, OF THE ACT; AND,
IN GENERAL, ADOPT ANY RESOLUTIONS AND CARRY OUT ANY ACTS
WHICH MAY BE NECESSARY IN ORDER TO REDUCE THE CAPITAL
AND AMORTISE THE SHARES, WITH EXPRESS POWERS TO RECTIFY
OR COMPLEMENT PREVIOUS RESOLUTIONS DEPENDING ON THE
VERBAL OR WRITTEN QUALIFICATION GIVEN BY THE MERCANTILE
REGISTRAR, GRANTING THE CORRESPONDING PUBLIC DEED(S),
AND DESIGNATING THE PERSON(S) WHO MAY INTERVENE IN THE
FORMALISATION OF THE SAME. IT IS ALSO PROPOSED TO
DELEGATE, INDISCRIMINATELY, TO THE CHAIRMAN OF THE BOARD
OF DIRECTORS AND THE SECRETARY OF THE BOARD, THE POWERS
NECESSARY IN ORDER TO FORMALISE THE PRESENT RESOLUTION,
BEING ABLE, TO THIS EFFECT, TO GRANT ANY TYPE OF PUBLIC
OR PRIVATE DOCUMENT, INCLUDING TO COMPLEMENT OR RECTIFY
THE RESOLUTION, AND IN ORDER TO PROCEED WITH THE
REGISTRATION OF THE SAME IN THE CORRESPONDING MERCANTILE
REGISTRY AND IN ANY OTHER ENTITIES AS APPROPRIATE.
5. AUTHORISATION TO THE BOARD OF DIRECTORS TO ACQUIRE OWN Management For No
SHARES, DIRECTLY OR THROUGH GROUP ENTITIES, WITHIN THE
LIMITS AND IN ACCORDANCE WITH THE LEGAL REQUIREMENTS,
FOR A MAXIMUM PERIOD OF EIGHTEEN MONTHS, RENDERING NULL
AND VOID THAT PART NOT USED OF THE AUTHORISATION GRANTED
BY THE GENERAL SHAREHOLDERS MEETING OF 10 JUNE 2003, AND
AUTHORISATION FOR THE SALE AND/OR APPLICATION OF THESE
SHARES TO THE REMUNERATION SYSTEMS ENVISAGED IN ARTICLE
75 OF THE COMPANIES ACT. IT IS PROPOSED TO EXPRESSLY
AUTHORISE THE BOARD OF DIRECTORS, IN ACCORDANCE WITH
ARTICLE 75 OF THE REVISED TEXT IN FORCE OF THE COMPANIES
ACT, TO ACQUIRE SHARES OF ALTADIS, S.A., EITHER DIRECTLY
BY THE COMPANY ITSELF OR INDIRECTLY THROUGH ENTITIES OF
ITS GROUP, UP TO A MAXIMUM AMOUNT OF SHARES REPRESENTING
5% OF THE SHARE CAPITAL AND AT A PRICE OR VALUE WHICH
MAY NOT BE LESS THAN THE NOMINAL VALUE OF THE SHARES OR
GREATER THAN THEIR QUOTED PRICE ON THE STOCK EXCHANGE.
THE ACQUISITION FOR WHICH AUTHORISATION IS REQUESTED MAY
BE EFFECTED BY WAY OF PURCHASE, EXCHANGE, DONATION,
ATTRIBUTION, OR GRANTING OF PAYMENT AND, IN GENERAL, BY
ANY OTHER METHOD OF ACQUISITION BY PAYMENT OF SHARES IN
CIRCULATION AND FULLY PAID UP, INCLUDING THE USE OF
FINANCIAL INSTRUMENTS, IN PARTICULAR ALL THOSE OPTIONS
OPERATIONS (PUTS AND CALLS), AND FOR A MAXIMUM PERIOD OF
EIGHTEEN MONTHS TO RUN FROM THE ADOPTION OF THIS
RESOLUTION. THESE SHARES WHICH ARE ACQUIRED SHALL NOT
ENJOY ANY PUBLIC RIGHT, NOT EVEN THE VOTING RIGHT, THE
ECONOMIC RIGHTS WHICH CORRESPOND TO THEM BEING
ATTRIBUTED PROPORTIONALLY TO THE REST OF THE SHARES IN
ACCORDANCE WITH ARTICLE 79 OF THE ACT. THE BOARD OF
DIRECTORS IS AUTHORISED TO CREATE AT THE TIME OF
ACQUISITION OF THE SHARES, A SPECIAL UNAVAILABLE RESERVE
ON THE DEBIT SIDE OF ITS BALANCE SHEET WHICH SHALL BE
CHARGED TO FREELY AVAILABLE RESERVES IN AN AMOUNT
EQUIVALENT TO THE ACQUISITION VALUE OF THE SAID SHARES.
THIS AUTHORISATION RENDERS NULL AND VOID THAT AGREED BY
THE GENERAL SHAREHOLDERS MEETING ON 10 JUNE 2003.
SIMILARLY, AND IN ACCORDANCE WITH PARAGRAPH 2 OF POINT 1
OF ARTICLE 75 OF THE COMPANIES ACT, EXPRESS
AUTHORISATION IS GRANTED FOR THE ACQUISITION OF THE
SHARES OF THE COMPANY BY ANY OF THE GROUP COMPANIES
UNDER THE TERMS CONTAINED HEREIN. IT IS EXPRESSLY STATED
THAT THE SHARES WHICH ARE ACQUIRED AS A RESULT OF THIS
AUTHORISATION MAY BE ALLOCATED EITHER FOR SALE OR FOR
APPLICATION TO THE REMUNERATION SYSTEMS OUTLINED IN THE
THIRD PARAGRAPH OF SECTION 1 OF ARTICLE 75 OF THE
COMPANIES ACT. THE BOARD OF DIRECTORS SHALL, WHEN
APPLICABLE, DECIDE UPON THE SALE, MAINTENANCE OR
AMORTISATION OF THE SHARES ACQUIRED
6. AUTHORISATION TO THE BOARD OF DIRECTORS TO ISSUE ON ONE Management For No
OR VARIOUS OCCASIONS NON-CONVERTIBLE DEBENTURES, BONDS
OR ANY OTHER VALUES, SHARES AND EFFECTS AS MAY BE USED
TO CREATE OR RECOGNISE A DEBT, UNDER THE TERMS, TIME
LIMITS AND CONDITIONS LEGALLY ESTABLISHED, RENDERING
NULL AND VOID THE PREVIOUS AUTHORISATION, NOT USED,
CONCEDED FOR THIS PURPOSE BY THE GENERAL SHAREHOLDERS
MEETING. IT IS PROPOSED TO AUTHORISE THE BOARD OF
DIRECTORS, IN THE WIDEST SCOPE PERMITTED BY LAW, TO
ISSUE, IN ACCORDANCE WITH THE REQUIREMENTS INDICATED BY
LEGISLATION IN FORCE, NON-CONVERTIBLE DEBENTURES OR
BONDS OF ANY TYPE, PROMISSORY NOTES, STOCK OPTIONS OR
OTHER SIMILAR VALUES WITH OR WITHOUT OPTION AND, IN
GENERAL, ANY OTHER VALUE OR FINANCIAL INSTRUMENT,
REPRESENTED BY SHARES OR ACCOUNTING ENTRIES, IN EURO OR
ANY OTHER CURRENCY, AS WELL AS TO APPROVE PLANS OR
PROGRAMMES FOR THE ISSUE OF BONDS, DEBENTURES,
PROMISSORY NOTES OR WARRANTS. THE ABOVE MAY BE ISSUED,
AT THE DISCRETION OF THE BOARD, EITHER ON ONE OCCASION
OR ON AS MANY OCCASIONS AS THE BOARD ITSELF MAY DEEM
FIT, AND THE BOARD, IN TURN, MAY DELEGATE THE POWER
INVESTED IN IT, IN ACCORDANCE WITH THE LAW, TO OTHER
BOARD MEMBERS, TO THE SECRETARY OF THE BOARD AND TO THE
CFO OF THE GROUP IN CASES OF APPROVAL OF PROGRAMMES OR
PLANS FOR ISSUE OF BONDS, DEBENTURES, PROMISSORY NOTES
OR WARRANTS, IN ORDER THAT THEY MAY SPECIFY THE
CONDITIONS OF ISSUE IN LINE WITH THE BASIS OF THE PLAN
OR PROGRAMME OF ISSUE APPROVED BY THE BOARD OF
DIRECTORS. THIS DELEGATION OF POWERS INCLUDES THE POWER
TO DESIGNATE THE INTERVENING BODY AND TO SET TERMS AND
CONDITIONS IN ACCORDANCE WITH APPLICABLE LEGISLATION.
THIS AUTHORISATION IS GRANTED FOR THE MAXIMUM TIME
PERMITTED BY THE LEGISLATION IN FORCE AND RENDERS NULL
AND VOID THE FORMER AUTHORISATION GRANTED BY THE GENERAL
SHAREHOLDERS MEETING OF 10 JUNE 2003
7. MODIFICATION OF ARTICLE 22 OF THE BY-LAWS (ELIMINATES Management For No
THE NEED TO HOLD AT LEAST 50 SHARES TO BE ENTITLED TO
ATTEND THE GENERAL SHAREHOLDERS MEETING), ARTICLE 23
(INCLUDES CONFERRING REPRESENTATION BY WAY OF REMOTE
COMMUNICATION), ARTICLE 25 (ELIMINATES THE REQUIREMENT
FOR QUALIFIED QUORUMS AND MAJORITIES FOR THE ADOPTION OF
CERTAIN RESOLUTIONS AND INCLUDES THE EXERCISE OR
DELEGATION OF VOTING RIGHT VIA E-MAIL OR ANY OTHER MEANS
OF REMOTE COMMUNICATION) AND ARTICLE 28 (BROADENS THE
SCOPE OF SHAREHOLDERS RIGHT TO INFORMATION). IT IS
PROPOSED TO MODIFY THE BY-LAWS, AS PROPOSED BY THE BOARD
OF DIRECTORS, AND CONSISTING OF THE MODIFICATION OF
ARTICLE 22 OF THE BY-LAWS (ELIMINATES THE NEED TO HOLD
AT LEAST 50 SHARES TO BE ENTITLED TO ATTEND THE GENERAL
SHAREHOLDERS MEETING), ARTICLE 23 (INCLUDES CONFERRING
REPRESENTATION BY WAY OF REMOTE COMMUNICATION), ARTICLE
25 (ELIMINATES THE REQUIREMENT FOR QUALIFIED QUORUMS AND
MAJORITIES FOR THE ADOPTION OF CERTAIN RESOLUTIONS AND
INCLUDES THE EXERCISE OR DELEGATION OF VOTING RIGHT VIA
E-MAIL OR ANY OTHER MEANS OF REMOTE COMMUNICATION) AND
ARTICLE 28 (BROADENS THE SCOPE OF SHAREHOLDERS RIGHT TO
INFORMATION), WITH THE FOLLOWING TEXT: ARTICLE 22.-
RIGHT TO ATTEND 1.- ALL OF THE COMPANY SHAREHOLDERS
SHALL BE ENTITLED TO ATTEND THE GENERAL SHAREHOLDERS
MEETING, PROVIDED THEIR SHARES ARE DULY REGISTERED IN
THE ACCOUNTING REGISTER OF THE AUTHORISED ENTITY FIVE
DAYS PRIOR TO THE DATE ON WHICH THE SHAREHOLDERS MEETING
IS TO BE HELD, AND PROVIDED THEY RETAIN OWNERSHIP OF
THESE SHARES ON THAT DATE. 2.- THE MEMBERS OF THE BOARD
OF DIRECTORS MUST ATTEND THE SHAREHOLDERS MEETING. IF
THE CHAIRMAN CONSIDERS IT NECESSARY, THE SHAREHOLDERS
MEETING MAY BE ATTENDED BY THE GENERAL MANAGERS AND ALL
OTHER EXECUTIVES OR TECHNICAL EXPERTS OF THE COMPANY AS
WELL AS ANY OTHER PERSONS WHOSE ATTENDANCE IS CONDUCIVE
TO THE EFFECTIVE PROGRESS OF THE MEETING. ARTICLE 23.-
REPRESENTATION AT THE GENERAL SHAREHOLDERS MEETING 1.-
ALL SHAREHOLDERS MAY BE REPRESENTED AT THE GENERAL
SHAREHOLDERS MEETING BY ANY OTHER SHAREHOLDER ENTITLED
TO ATTEND IN HIS/HER OWN RIGHT, WITHOUT PREJUDICE TO THE
PROVISIONS OF ARTICLE 108 OF THE COMPANIES ACT. 2.- IN
THE SAME WAY LEGAL ENTITIES AND MINORS OR DISABLED
PERSONS SHALL ATTEND THE GENERAL SHAREHOLDERS MEETING
THROUGH THEIR AUTHORISED REPRESENTATIVES WHO MAY,
LIKEWISE, DELEGATE SUCH REPRESENTATION TO ANOTHER
SHAREHOLDER. 3.- SUCH REPRESENTATION SHALL BE CONFERRED
EITHER IN WRITING OR BY ANY OTHER MEANS OF REMOTE
COMMUNICATION WHICH COMPLIES WITH THE REQUIREMENTS
ESTABLISHED BY LAW, AND SHALL BE SPECIFIC FOR EACH
SHAREHOLDERS MEETING. 4.- REPRESENTATION MAY BE REJECTED
WHERE THIS IS CONFERRED TO THE TRUSTEE OR OSTENSIBLE
PARTNER. ARTICLE 25 .- QUORUM AND MAJORITIES 1.- BOTH
ORDINARY AND EXTRAORDINARY SHAREHOLDERS MEETINGS SHALL
BE DEEMED TO BE VALIDLY CONVENED WHERE, AT FIRST OR
SECOND CALL, THE PORTION OF THE SHARE CAPITAL STIPULATED
IN THIS RESPECT AS THE MINIMUM BY CURRENT LEGISLATION IN
EACH CASE IS PRESENT OR REPRESENTED. 2.- RESOLUTIONS
MUST BE ADOPTED BY ONE HALF PLUS ONE OF THE VOTES
ATTACHED TO THE SHARES PRESENT OR REPRESENTED, EXCEPT
WHERE THE LAW REQUIRES A GREATER MAJORITY. 3.- THE RIGHT
TO VOTE ON PROPOSALS REGARDING THE MATTERS ON THE AGENDA
AT ANY TYPE OF GENERAL SHAREHOLDERS MEETING MAY BE
DELEGATED OR EXERCISED BY THE SHAREHOLDERS BY POST,
ELECTRONIC MAIL OR ANY OTHER MEANS OF REMOTE
COMMUNICATION, PROVIDED THAT THE IDENTITY OF THE PARTY
EXERCISING HIS/HER RIGHT TO VOTE IS DULY ESTABLISHED.
ARTICLE 28.- SHAREHOLDERS RIGHT TO INFORMATION 1.- UP TO
THE SEVENTH DAY PRIOR TO THE PLANNED DATE OF THE GENERAL
SHAREHOLDERS MEETING, SHAREHOLDERS MAY REQUEST THAT THE
BOARD OF DIRECTORS PROVIDES INFORMATION OR
CLARIFICATIONS WITH RESPECT TO THE MATTERS ON THE
AGENDA, AND MAY PRESENT THE QUESTIONS THEY DEEM
APPROPRIATE IN WRITING. LIKEWISE, SHAREHOLDERS MAY
REQUEST INFORMATION OR CLARIFICATIONS OR MAY FORMULATE
QUESTIONS IN WRITING REGARDING THE INFORMATION AVAILABLE
TO THE PUBLIC WHICH THE COMPANY HAS COMMUNICATED TO THE
NATIONAL SECURITIES COMMISSION SINCE THE LAST GENERAL
SHAREHOLDERS MEETING. THE MEMBERS OF THE BOARD SHALL BE
OBLIGED TO PROVIDE THE INFORMATION REQUESTED IN
ACCORDANCE WITH THE PRECEDING PARAGRAPH, IN WRITING, UP
TO THE DATE ON WHICH THE GENERAL SHAREHOLDERS MEETING IS
HELD. 2.- DURING THE COURSE OF THE GENERAL SHAREHOLDERS
MEETING, SHAREHOLDERS MAY VERBALLY REQUEST THE
INFORMATION OR CLARIFICATIONS THEY DEEM APPROPRIATE
REGARDING THE MATTERS ON THE AGENDA. SHOULD IT NOT BE
POSSIBLE TO RESPOND TO SUCH A REQUEST AT THE TIME, THE
MEMBERS OF THE BOARD SHALL BE OBLIGED TO PROVIDE THE
REQUESTED INFORMATION IN WRITING, WITHIN THE SEVEN DAYS
FOLLOWING THE CONCLUSION OF THE GENERAL SHAREHOLDERS
MEETING. 3.- THE MEMBERS OF THE BOARD SHALL BE OBLIGED
TO PROVIDE THE INFORMATION REQUESTED IN ACCORDANCE WITH
THE PROVISIONS ESTABLISHED HEREIN, SAVE WHERE THE
CHAIRMAN JUDGES THAT THE DISCLOSURE OF SUCH INFORMATION
MAY BE DETRIMENTAL TO THE COMPANY S INTERESTS, AS SET
OUT IN THE REGULATIONS OF THE GENERAL SHAREHOLDERS
MEETING. 4.- THE REQUEST FOR INFORMATION MAY NOT BE
DENIED WHEN FORMULATED BY SHAREHOLDERS REPRESENTING AT
LEAST ONE FOURTH OF THE COMPANY SHARE CAPITAL.
8. EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF THE Management For No
REGULATIONS OF THE GENERAL SHAREHOLDERS MEETING OF
ALTADIS, S.A. IT IS PROPOSED TO APPROVE THE DRAFT
REGULATIONS OF THE GENERAL SHAREHOLDERS MEETING OF
ALTADIS, S.A., AS PRESENTED TO THE MEETING BY THE BOARD
OF DIRECTORS OF THE COMPANY, THE COMPLETE TEXT OF WHICH
IS ATTACHED HERETO
9. DELEGATION OF POWERS TO FORMALISE, INTERPRET, RECTIFY, Management For No
REGISTER AND EXECUTE THE RESOLUTIONS ADOPTED BY THE
GENERAL SHAREHOLDERS MEETING. IT IS PROPOSED TO DELEGATE
TO THE BOARD OF DIRECTORS, IN THE WIDEST SCOPE POSSIBLE,
INCLUDING THE POWER TO DELEGATE TOTALLY OR PARTIALLY THE
POWERS RECEIVED IN THE EXECUTIVE COMMITTEE, AS MANY
POWERS AS MAY BE NECESSARY IN ORDER TO SUPPLEMENT,
DEVELOP, EXECUTE AND RECTIFY ANY OF THE RESOLUTIONS
ADOPTED BY THE GENERAL SHAREHOLDERS MEETING. THE POWER
TO RECTIFY SHALL ENCOMPASS THE POWER TO MAKE AS MANY
MODIFICATIONS, AMENDMENTS AND ADDITIONS AS MAY BE
NECESSARY OR CONVENIENT AS A CONSEQUENCE OF RESERVATIONS
OR OBSERVATIONS RAISED BY THE REGULATING BODIES OF THE
STOCK MARKET, THE STOCK EXCHANGES, THE MERCANTILE
REGISTRY AND ANY OTHER PUBLIC AUTHORITY WITH COMPETENCE
IN RELATION TO THE RESOLUTIONS ADOPTED. IN THE SAME WAY,
IT IS PROPOSED TO DELEGATE, INDISCRIMINATELY, TO THE
CHAIRMAN OF THE BOARD OF DIRECTORS AND THE SECRETARY OF
THE BOARD THE POWERS NECESSARY TO FORMALISE THE
RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING,
AND TO REGISTER THOSE WHICH MAY BE SUBJECT TO THIS
REQUIREMENT, TOTALLY OR PARTIALLY, BEING ABLE TO THIS
EFFECT TO GRANT ANY TYPE OF DOCUMENT, EITHER PUBLIC OR
PRIVATE, INCLUDING FOR THE SUPPLEMENTATION OR
RECTIFICATION OF THESE RESOLUTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 9,924 9,924 06/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DOBSON COMMUNICATIONS CORPORATION DCEL Annual Meeting Date: 06/15/2004
Issuer: 256069 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE AMENDMENT TO THE DOBSON Management For No No
COMMUNICATIONS CORPORATION 2002 STOCK INCENTIVE
PLAN.
03 RATIFY AND APPROVE THE SELECTION OF KPMG LLP Management For No No
AS THE INDEPENDENT AUDITORS FOR DOBSON COMMUNICATIONS
CORPORATION FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 105 20,000 20,000 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STADA-ARZNEIMITTEL AG, BAD VILBEL AGM Meeting Date: 06/15/2004
Issuer: D76226113 ISIN: DE0007251803
SEDOL: 5386750
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE BE ADVISED THAT STADA-ARZNEIMITTEL AG Non-Voting Non-Vote Proposal No
SHARES ARE ISSUED IN REGISTERED FORM AND AS
SUCH DO NOT REQUIRE SHARE BLOCKING IN ORDER TO
ENTITLE YOU TO VOTE. THANK YOU.
1. RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT Management For No
FOR THE FY 2003 WITH THE REPORT OF THE SUPERVISORY
BOARD AND THE GROUP FINANCIAL STATEMENTS
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF Management For No
EUR 28,919,408.59 ASFOLLOWS: PAYMENT OF A DIVIDEND OF
EUR 0.70 PER ENTITLED SHARE EUR 10,244,866.69 SHALL BE
CARRIED FORWARD EXTRA DIVIDEND AND PAYABLE DATE: 16 JUN
2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For No
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
5. APPOINT TREUROG GMBH, FRANKFURT AS THE AUDITORS Management For No
FOR THE FY 2004
6. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES UP TO 10% Management For No
OF ITS SHARE CAPITAL, AT PRICES NOT DEVIATING MORE THAN
10% FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE 15
DEC 2005 AND AUTHORIZE THE BOARD OF MANAGING DIRECTORS
TO DISPOSE THE SHARES IN A MANNER OTHER THAN THE STOCK
EXCHANGE OR AN OFFER TO ALL SHAREHOLDERS IF THE SHARES
ARE SOLD AT A PRICE NOT MORE THAN 10% BELOW THEIR MARKET
PRICE AND USE THE SHARES FOR MERGERS AND ACQUISITIONS OR
AS EMPLOYEE SHARES
7. APPROVE THAT THE SHARE CAPITAL OF EUR 69,408,066 SHALL Management For No
BE INCREASED TO EUR 138,816,132 THROUGH THE CONVERSION
OF CAPITAL RESERVES OF EUR 43,930,856.44 AND REVENUE
RESERVES OF EUR 25,477,209.56, AS WELL AS THE ISSUE OF
26,695,410 NEW REGISTERED SHARES WITH DIVIDEND
ENTITLEMENT FROM 01 JAN 2004, TO THE SHAREHOLDERS AT A
RATIO OF 1:1
8. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH THE Management For No
CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE
CAPITAL BY UP TO EUR 69,408,066 THROUGH THE ISSUE OF UP
TO 26,695,410 NEW REGISTERED SHARES AGAINST
CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE 14 JUN
2009 AND THE SHAREHOLDERS SUBSCRIPTION RIGHTS MAY BE
EXCLUDED FOR RESIDUAL AMOUNTS, FOR A CAPITAL INCREASE OF
UP TO 10% OF THE SHARE CAPITAL AGAINST CONTRIBUTIONS IN
CASH IF THE SHARES ARE ISSUED AT A PRICE NOT MATERIALLY
BELOW THEIR MARKET PRICE AND FOR A CAPITAL INCREASE
AGAINST CONTRIBUTIONS IN KIND
9. APPROVE THAT EACH MEMBER OF THE SUPERVISORY BOARD SHALL Management For No
RECEIVE A FIXED ANNUAL REMUNERATION OF EUR 25,000 PLUS A
PROFIT-RELATED REMUNERATION; FURTHERMORE, EACH COMMITTEE
MEMBER SHALL RECEIVE A FIXED ANNUAL REMUNERATION OF EUR
10,000 AND THE COMMITTEE CHAIRMEN SHALL RECEIVE TWICE
THIS AMOUNT
10. AMEND THE ARTICLES OF ASSOCIATION ARISING FROM THE Management For No
CONVERSION OF THE BEARER PREFERRED SHARES OF THE COMPANY
INTO REGISTERED ORDINARY SHARES
11. APPROVE THAT THE FURTHER AMENDMENTS TO THE ARTICLES OF Management For No
ASSOCIATION INCLUDING A NAME CHANGE TO STADA
ARZNEIMITTEL AG, THE PUBLICATION OF COMPANY
ANNOUNCEMENTS IN THE ELECTRONIC FEDERAL GAZETTE, THE USE
OF ELECTRONIC MEANS OF COMMUNICATION FOR PROXY VOTING
INSTRUCTIONS AND THE APPOINTMENT OF ADVISORY COUNCIL
MEMBERS BY THE SUPERVISORY BOARD CHAIRMAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 13,000 13,000 06/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION CFC Annual Meeting Date: 06/16/2004
Issuer: 222372 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AND AMEND THE COMPANY S 2000 EQUITY Management Against Yes No
INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 104 3,999 3,999 06/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. GG Annual Meeting Date: 06/16/2004
Issuer: 380956 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RE-APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS Management For No No
AUDITOR OF THE CORPORATION AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX THE REMUNERATION OF
THE AUDITOR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 409 43,944 43,944 06/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ASCENTIAL SOFTWARE CORPORATION ASCL Annual Meeting Date: 06/18/2004
Issuer: 04362P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AUTHORIZATION OF THE BOARD OF DIRECTORS TO FURTHER Shareholder For No No
AMEND THE COMPANY S RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO DECREASE THE NUMBER OF
SHARES OF AUTHORIZED COMMON STOCK FROM 500,000,000 TO
125,000,000.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY S SECOND Management For No No
RESTATED 1997 EMPLOYEE STOCK PURCHASE PLAN (THE ESPP )
INCREASING THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE ESPP FROM 2,250,000 TO
3,250,000.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 207 27,500 27,500 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO INC, TOKYO AGM Meeting Date: 06/18/2004
Issuer: J59399105 ISIN: JP3165650007
SEDOL: 5559079, 6129277
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROFIT APPROPRIATION FOR 13 TERM: DIVIDENDS Management For No
FOR THE CURRENT TERM AS JPY 1000 PER SHARE JPY 1500 ON A
YEARLY BASIS
2. APPROVE THE ACQUISITION OF THE COMPANY S OWN SHARES Management For No
UP TO 2,500,000 OF ITS OWN SHARES UP TO JPY
600,000,000,000 IN VALUE IN ACCORDANCE WITH THE
COMMERCIAL CODE 210
3. AMEND THE COMPANY S ARTICLES OF INCORPORATION Management For No
4.1 ELECT MR. MASAO NAKAMURA AS A DIRECTOR Management For No
4.2 ELECT MR. MASAYUKI HIRATA AS A DIRECTOR Management For No
4.3 ELECT MR. KUNIO ISHIKAWA AS A DIRECTOR Management For No
4.4 ELECT MR. SEIJIROU ADACHI AS A DIRECTOR Management For No
4.5 ELECT MR. KEIICHI ENOKI AS A DIRECTOR Management For No
4.6 ELECT MR. YASUHIRO KADOWAKI AS A DIRECTOR Management For No
4.7 ELECT MR. TAKANORI UTANO AS A DIRECTOR Management For No
4.8 ELECT MR. KIYOYUKI TSUJIMURA AS A DIRECTOR Management For No
4.9 ELECT MR. SHUNICHI TAMARI AS A DIRECTOR Management For No
4.10 ELECT MR. TAKASHI SAKAMOTO AS A DIRECTOR Management For No
4.11 ELECT MR. SHUUROU HOSHIZAWA AS A DIRECTOR Management For No
4.12 ELECT MR. YOSHIAKI UGAKI AS A DIRECTOR Management For No
4.13 ELECT MR. HIDEKI NIIMI AS A DIRECTOR Management For No
4.14 ELECT MR. YOUJIROU INOUE AS A DIRECTOR Management For No
4.15 ELECT MR. HARUNARI FUTATSUGI AS A DIRECTOR Management For No
4.16 ELECT MR. BUNYA KUMAGAI AS A DIRECTOR Management For No
4.17 ELECT MR. SEIJI TANAKA AS A DIRECTOR Management For No
4.18 ELECT MR. HIROAKI NISHIOKA AS A DIRECTOR Management For No
4.19 ELECT MR. FUMIO NAKANISHI AS A DIRECTOR Management For No
4.20 ELECT MR. AKIO OOSHIMA AS A DIRECTOR Management For No
4.21 ELECT MR. MASATOSHI SUZUKI AS A DIRECTOR Management For No
4.22 ELECT MR. FUMIO IWASAKI AS A DIRECTOR Management For No
4.23 ELECT MR. TSUYOSHI NISHIYAMA AS A DIRECTOR Management For No
4.24 ELECT MR. KEIJI TACHIKAWA AS A DIRECTOR Management For No
4.25 ELECT MR. MASAYUKI YAMAMURA AS A DIRECTOR Management For No
5. ELECT MR. SHOUICHI MATSUHASHI AS A STATUTORY AUDITOR Management For No
IN PLACE OF MR. KIYOTO UEHARA
6. GRANT RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS Management For No
AND THE CORPORATE AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 200 200 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SUNDRUG CO LTD AGM Meeting Date: 06/19/2004
Issuer: J78089109 ISIN: JP3336600006
SEDOL: 6817895
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 15, FINAL JY 25, SPECIAL
JY 5
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR DIRECTORS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 4,000 4,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TISCALI SPA, CAGLIARI EGM Meeting Date: 06/21/2004
Issuer: T93541117 ISIN: IT0001453924 BLOCKING
SEDOL: 4716949, 5954265, 5953529, 7152926
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE CAPITAL INCREASES AND ANY ADJOURNMENT Management Unvoted No
THEREOF
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Unvoted No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
22 JUN 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 80,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
TISCALI SPA, CAGLIARI EGM Meeting Date: 06/21/2004
Issuer: T93541117 ISIN: IT0001453924 BLOCKING
SEDOL: 4716949, 5954265, 5953529, 7152926
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal No
143831 DUE TO CHANGE IN THE AGENDA. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM THERE WILL BE A SECOND CALL ON 22 JUN
2004.YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU
1. APPROVE TO INCREASE THE STOCK CAPITAL AS PER ARTICLE Management For No
2441 PARA 4 STOCK CAPITAL INCREASE WITHOUT OPTION RIGHT,
IN THE MEASURE OF 10% OF THE ACTUAL STOCK CAPITAL OF THE
ITALIAN CIVIL CODE; RESOLUTIONS RELATED THERE TO
2. APPROVE TO INCREASE THE STOCK CAPITAL WITHOUT OPTION Management For No
RIGHT AS PER ARTICLE 2441 PARA 4 OF THE ITALIAN CIVIL
CODE, THROUGH ISSUE OF TISCALI S.P.A. ORDINARY SHARES
FACE VALUE EUR 0.50 , PARI PASSU, TO BE PAID-UP THROUGH
A CREDIT CONTRIBUTION NOMINAL VALUE EUR 3,250,000.00 ,
REGISTERED IN THE NAME OF MR. JEAN PHILIPPE ILIESCO DE
GRIMALDI
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 80,000 80,000 06/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION SNE Annual Meeting Date: 06/22/2004
Issuer: 835699 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
C1 TO AMEND A PART OF THE ARTICLES OF INCORPORATION. Management For No No
C2 TO ELECT 16 DIRECTORS. Management For No No
C3 TO ISSUE STOCK ACQUISITION RIGHTS FOR THE SHARES Management For No No
OF COMMON STOCK OF THE CORPORATION FOR THE PURPOSE
OF GRANTING STOCK OPTIONS.
C4 TO ISSUE STOCK ACQUISITION RIGHTS FOR THE SHARES Management For No No
OF SUBSIDIARY TRACKING STOCK OF THE CORPORATION
FOR THE PURPOSE OF GRANTING STOCK OPTIONS.
S5 TO AMEND THE ARTICLES OF INCORPORATION WITH RESPECT Shareholder Against No No
TO DISCLOSURE TO SHAREHOLDERS OF REMUNERATION AND OTHER
AMOUNTS PAID TO EACH DIRECTOR AND CORPORATE EXECUTIVE
OFFICER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 307 50,000 50,000 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EC-ONE INC, TOKYO AGM Meeting Date: 06/23/2004
Issuer: J1266C100 ISIN: JP3130430006
SEDOL: 6529974
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE HANDLING OF NET LOSS, WITH NO DIVIDENDS Management For No
2 AMEND ARTICLES TO: CLARIFY DIRECTOR AUTHORITIES Management For No
- AUTHORIZE SHARE REPURCHASESAT BOARD S DISCRETION
3 ELECT DIRECTOR Management For No
4 APPROVE EXECUTIVE STOCK OPTION PLAN Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 120 120 06/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO DE CONSTRUCCIONES Y CONTRATAS SA FCC, BARCELONA OGM Meeting Date: 06/23/2004
Issuer: E52236143 ISIN: ES0122060314
SEDOL: 5788152, 5787115
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE AND EXAMINE, WHERE APPROPRIATE, THE ANNUAL ACCOUNTS Management For No
(BALANCE SHEET, INCOME STATEMENT AND ANNUAL REPORT) AND
THE MANAGEMENT OF THE FOMENTO DE CONSTRUCCIONES Y CONTRATAS
S.A. AND ITS CONSOLIDATED GROUP, RELATING TO 2003
2. APPROVE THE DISTRIBUTION OF 2003 EARNINGS Management For No
3. AMEND THE ARTICLES 12, 19, 23 , 24, 33 AND 34 Management For No
OF THE CORPORATE BY LAWS
4. APPROVE THE REGULATIONS OF THE SHAREHOLDERS MEETINGS Management For No
5. RATIFY, APPOINT AND RENEW THE DIRECTORS Management For No
6. GRANT AUTHORITY FOR THE DERIVATIVE ACQUISITION OF ITS OWN Management For No
CAPITAL SHARES DIRECTLY OR THROUGH ITS SUBSIDIARIES
WITHIN THE LEGAL REQUIREMENTS AND LIMITS
7. APPROVE THE RENEWAL OF THE AUDITORS ACCOUNT FOR THE Management For No
COMPANY AND ITS CONSOLIDATED GROUP
8. AUTHORIZE THE BOARD TO INTERPRET, CORRECT, COMPLEMENT, Management For No
EXECUTE AND DEVELOP THE AGREEMENTS ADOPTED BY
THE MEETING
9. APPROVE THE MINUTES OF THE MEETING Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 15,000 15,000 06/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No No
& YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 101 112,171 112,171 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SANOFI SYNTHELABO MIX Meeting Date: 06/23/2004
Issuer: F5548N101 ISIN: FR0000120578 BLOCKING
SEDOL: 5696589, 7166239, 5671735
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE ACCOUNTS AND THE BALANCE SHEET OF Management For No
THE FY 2003, SHOWING PROFITS AMOUNTING TO EUR
1,683,957,043.77
O.2 APPROVE THE CONSOLIDATED ACCOUNTS OF THE FY 2003 Management For No
AS PRESENTED TO IT
O.3 APPROVE THE APPROPRIATIONS: PROFITS FOR THE FY Management For No
EUR 1,683,957,043.77 MINUS EUR 96,113.00 TO LEGAL
RESERVE TOTAL EUR 1,683,860,930.77 PLUS PRIOR RETAINED
EARNINGS EUR 234,647,599.90 TOTAL EUR 1,918,508,530.67
SPECIAL RESERVE ON LONG TERM CAPITAL GAINS EUR
553,612,957.45 GLOBAL DIVIDEND EUR 1,364,895,573.22; IF
THE NUMBER OF SHARES EXISTING AT DIVIDEND PAYMENT DATE
REQUIRES IT, THE NECESSARY AMOUNTS WILL BE DEDUCTED FROM
SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS; NET DIVIDEND
PER SHARE EUR 1.02 WITH EUR 0.51 TAX CREDIT PAID IN CASH
MINUS THE EUR 0.97 INTERIM DIVIDEND AT THE SETTLEMENT
DATE OF THE OFFER
O.4 APPROVE THE AGREEMENTS MENTIONED IN THE SPECIAL Management For No
AUDITORS REPORT, IN ACCORDANCE WITH THE PROVISIONS
OF ARTICLE L. 225-40 OF THE FRENCH TRADE CODE
O.5 AUTHORIZE THE BOARD, IN SUBSTITUTION OF THE AUTHORITY Management For No
GRANTED AT IN RESOLUTION 6 OF 19 MAY 2003, TO TRADE THE
COMPANY SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW OF
ADJUSTING THEIR PRICE AND IMPLEMENTING RESOLUTION 12
BELOW; MAXIMUM PURCHASE PRICE EUR 90.00; MAXIMUM AMOUNT
TO BE USED FOR SUCH OPERATIONS EUR 6,595,632,630.00 AND
EUR 13,026,566,790.00 IF THE PUBLIC OFFERINGS ON THE
AVENTIS SHARES 10% OF THE SHARE CAPITAL ; THE
REPURCHASED SHARES KEPT BY THE COMPANY WILL HAVE NO
VOTING RIGHT AND NO DIVIDEND; THEY SHALL NOT EXCEED 10%
OF THE SHARE CAPITAL; MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10% OF THE SHARE CAPITAL; AUTHORITY EXPIRES AT
THE END OF 18 MONTHS AS OF 30 JUN 2004
O.6 AUTHORIZE THE BOARD TO ISSUE BONDS AND SIMILAR Management For No
SECURITIES FOR MAXIMUM NOMINAL AMOUNT OF EUR
7,000,000,000.00; THIS LIMIT INCLUDED ALL ISSUES OF THE
SAME SORT; AUTHORITY EXPIRES AT THE END OF 5 YEARS
E.7 AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL Management For No
BY ISSUING SHARES AND OTHER SECURITIES WITH PREFERENTIAL
SUBSCRIPTION RIGHT, WITHIN THE LIMITS BELOW: A) EUR
750,000,000.00 FOR SHARES AND SECURITIES; THIS LIMIT IS
ALSO VALID FOR RESOLUTION 8 AND IS INCLUDED IN THE
OVERALL LIMIT OF EUR 1,250,000,000.00 SET FOR
RESOLUTIONS 8 AND 10; B) EUR 7,000,000,000.00 FOR DEBT
SECURITIES; THIS LIMIT IS ALSO VALID FOR RESOLUTION 8
BUT DOES NOT INCLUDE RESOLUTION 6; AUTHORITY EXPIRES AT
THE END OF 26 MONTHS
E.8 AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL Management For No
BY ISSUING SHARES AND OTHER SECURITIES WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHT, WITHIN THE LIMITS
BELOW: A) EUR 750,000,000.00 FOR SHARES AND SECURITIES;
THIS LIMIT IS ALSO VALID FOR RESOLUTION 7 AND IS
INCLUDED IN THE OVERALL LIMIT OF EUR 1,250,000,000.00
SET FOR RESOLUTIONS 7 AND 10; B) 7,000,000,000.00 FOR
DEBT SECURITIES; THIS LIMIT IS ALSO VALID FOR RESOLUTION
7 BUT DOES NOT INCLUDE RESOLUTION 6; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS ; IT DOES NOT INTERFERE WITH ANY
SHARE CAPITAL INCREASE WHICH MIGHT BE DECIDED IN
RELATION TO THE PUBLIC OFFERING LAUNCHED ON AVENTIS
E.9 AUTHORIZE THE BOARD TO USE RESOLUTIONS 7 AND Management For No
8 TO INCREASE THE SHARE CAPITAL; THIS DECISION IS
MAINTAINED TILL THE END OF THE MEETING CALLED TO
DELIBERATE ON THE 2004 ACCOUNTS, IN CASE A TAKEOVER BID
OR AN EXCHANGE BID IS LAUNCHED ON THE COMPANY SECURITIES
E.10 AUTHORIZE THE BOARD ALL POWERS TO INCREASE THE Management For No
SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR
500,000,000.00 BY INCORPORATION OF RESERVES; THIS LIMIT
BEING INCLUDED IN THE OVERALL LIMIT OF EUR
1,250,000,000.00 SET FOR RESOLUTIONS 7 AND 8; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.11 AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL Management For No
BY A MAXIMUM OF 2%, BY ISSUING VARIOUS SECURITIES
RESERVED TO THE EMPLOYEES, RETIRED AND PRE-RETIRED
EMPLOYEES OF THE GROUP WHO SUBSCRIBED TO ONE OF THE
EXISTING SAVINGS PLANS; THESE SECURITIES SHALL BE
SUBSCRIBED IN CASH AND MAY BE COUPLED WITH FREE SHARES
OR SECURITIES ISSUED PER RESOLUTIONS 8 AND 10; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.12 AUTHORIZE THE BOARD TO GRANT TO SOME EMPLOYEES Management For No
TO BE LISTED BY IT OPTIONS TO SUBSCRIBE TO NEW
SHARES OR REPURCHASED SHARES, NOT EXCEEDING 2%
OF THE SHARE CAPITAL; AUTHORITY EXPIRES AT THE
END OF 38 MONTHS
E.13 AUTHORIZE THE BOARD TO REDUCE THE SHARE CAPITAL Management For No
BY CANCELLING SELF-DETAINED SHARES, NOT EXCEEDING
10% OF THE SHARE CAPITAL IN 24 MONTHS; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.14 APPROVE, SUBJECT TO THE POSITIVE RESULTS TO THE Management For No
PUBLIC OFFERING OF 26 JAN 2004 AND FURTHER BIDDING OF 26
APR 2004 ON THE AVENTIS SHARES, TO INCREASE THE SHARE
CAPITAL BY THE NUMBER OF SHARES NECESSARY TO REMUNERATE
THE AVENTIS SHARES BROUGHT BY SHAREHOLDERS IN FRANCE,
GERMANY AND THE UNITED STATES; WITH REGARD TO THE
PROPOSED EXCHANGE RATE 1 MAIN COMBINED OFFERING: 5
SANOFI SYNTHELABO SHARES AND EUR 120.00 FOR EVERY 6
AVENTIS SHARES AND 2 SUBSIDIARY EXCHANGER OFFER: 1.1739
SANOFI SYNTHELABO SHARE FOR 1 AVENTIS SHARE AND THE
OVERALL PROPORTION OF 71% SANOFI SYNTHELABO SHARES AND
29% IN CASH, THE MAXIMUM NUMBER OF SANOFI SYNTHELABO
SHARES TO BE ISSUED IS 714,548,243 FOR A NOMINAL AMOUNT
OF EUR 1,429,096,486.00; THESE SHARES SHALL BE IDENTICAL
TO THE OLD SANOFI SYNTHELABO SHARES AND WILL BEAR
DIVIDEND FOR 2003 AND ANY FURTHER DIVIDEND DISTRIBUTED
AFTER THEIR ISSUE DATE. SUCH DECISION DOES NOT
INVALIDATE RESOLUTIONS 7-8-9-10-11 OF THIS MEETING
E.15 APPROVE TO CHANGE THE COMPANY NAME FOR SANOFI-AVENTIS Management For No
AND TO MODIFY ARTICLE OF ASSOCIATION 2 ACCORDINGLY
E.16 APPROVE TO REDUCE THE TERM OF THE DIRECTORS TO Management For No
4 YEARS AND MODIFY ARTICLE OF ASSOCIATION 11
ACCORDINGLY
E.17 APPROVE TO HARMONIZE ARTICLE OF ASSOCIATION 12 Management For No
WITH THE FRENCH FINANCIAL SECURITY LAW: INSTEAD
OF QUOTE REPRESENTING UNQUOTE THE BOARD OF DIRECTORS,
THE CHAIRMAN ORGANISES AND SUPERVISES ITS ACTIVITIES
O.18 APPROVE TO RENEW THE TERM OF OFFICE OF MR. JEAN-FRANCOIS Management For No
DEHECQ AS A DIRECTOR FOR 4 YEARS
O.19 APPROVE TO RENEW THE TERM OF OFFICE OF MR. RENE Management For No
BARBIER AS A DIRECTOR FOR 4 YEARS
O.20 APPROVE TO RENEW THE TERM OF OFFICE OF MR. ROBERT Management For No
CASTAIGNE AS A DIRECTOR FOR 4 YEARS
O.21 APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY Management For No
DESMAREST AS A DIRECTOR FOR 4 YEARS
O.22 APPROVE TO RENEW THE TERM OF OFFICE OF MR. LINDSAY Management For No
OWEN-JONES AS A DIRECTOR FOR 4 YEARS
O.23 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BRUNO Management For No
WEYMULLER AS A DIRECTOR
O.24 APPROVE TO CONFIRM THE TERM OF OFFICE OF MR. Management For No
LORD DOURO AS A DIRECTOR FOR 4 YEARS
O.25 APPROVE TO CONFIRM THE TERM OF OFFICE OF MR. Management For No
GERARD VAN KEMMEL AS A DIRECTOR FOR 4 YEARS
O.26 APPOINT MR. CHRISTIAN MULLIEZ AS A DIRECTOR FOR Management For No
4 YEARS
O.27 APPOINT MR. JEAN-MARC BRUEL AS A DIRECTOR FOR Management For No
4 YEARS, SUBJECT TO THE REALIZATION OF THE OFFERINGS
INITIATED BY THE COMPANY ON THE AVENTIS SHARES
O.28 APPOINT MR. JURGEN DORMAN AS A DIRECTOR FOR 4 Management For No
YEARS, SUBJECT TO THE REALIZATION OF THE OFFERINGS
INITIATED BY THE COMPANY ON THE AVENTIS SHARES
O.29 APPOINT MR. JEAN-RENE FOURTOU AS A DIRECTOR FOR Management For No
4 YEARS, SUBJECT TO THE REALIZATION OF THE OFFERINGS
INITIATED BY THE COMPANY ON THE AVENTIS SHARES
O.30 APPOINT MR. SERGE KAMPF AS A DIRECTOR FOR 4 YEARS, Management For No
SUBJECT TO THE REALIZATION OF THE OFFERINGS INITIATED
BY THE COMPANY ON THE AVENTIS SHARES
O.31 APPOINT MR. IGOR LANDAU AS A DIRECTOR FOR 4 YEARS, Management For No
SUBJECT TO THE REALIZATION OF THE OFFERINGS INITIATED
BY THE COMPANY ON THE AVENTIS SHARES
O.32 APPOINT MR. HUBERT MARKL AS A DIRECTOR FOR 4 Management For No
YEARS, SUBJECT TO THE REALIZATION OF THE OFFERINGS
INITIATED BY THE COMPANY ON THE AVENTIS SHARES
O.33 APPOINT MR. KLAUS POHLE AS A DIRECTOR FOR 4 YEARS, Management For No
SUBJECT TO THE REALIZATION OF THE OFFERINGS INITIATED
BY THE COMPANY ON THE AVENTIS SHARES
O.34 APPOINT MR. HERMANN SCHOLL AS A DIRECTOR FOR Management For No
4 YEARS, SUBJECT TO THE REALIZATION OF THE OFFERINGS
INITIATED BY THE COMPANY ON THE AVENTIS SHARES
O.35 ACKNOWLEDGE THE MANDATES OF THE DIRECTORS OF Management For No
THE COMPANIES: ELF AQUITAINE, I OREAL AND PIERRE
CASTRES SAINT-MARTIN, PIERRE-GILLES DE GENNES
AND HERVE GUERIN EXPIRES TO THE EXIT FROM THIS
PRESENT MEETING
O.36 APPROVE TO SET AN AMOUNT OF EUR 1,000,000.00 Management For No
TO BE ALLOCATED TO THE BOARD OF DIRECTORS AS
ATTENDANCE FEES
O.37 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For No
EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH
ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting Non-Vote Proposal No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION.
VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS
PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH
RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE
NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE
FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE
GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A
TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE
THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE
SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 3,533 3,533 06/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CESKY TELECOM A.S., PRAHA OGM Meeting Date: 06/24/2004
Issuer: X1168W109 ISIN: CZ0009093209 BLOCKING
SEDOL: 5476253, 5272569
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. START Management For No
2. ADOPT THE AGENDA OF GENERAL MEETING; ELECT THE Management For No
BOARD OF GENERAL MEETING
3. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS ON BUSINESS Management For No
ACTIVITY OF THE COMPANY AND STATE OF ITS PROPERTY IN
2003 AS A PART OF THE ANNUAL REPORT OF THE COMPANY
4. APPROVE THE RESULTS OF CONTROL ACTIVITY OF THE Management For No
SUPERVISORY BOARD, INFORMATIONON REVISION OF
THE REPORT ON RELATIONSHIP BETWEEN INTERCONNECTED
PERSONS
5. APPROVE THE FINANCIAL REPORTS ON 2003 Management For No
6. APPROVE THE PROCESS OF COVERING THE LOSS OF THE COMPANY Management For No
IN 2003 AND DIVIDING A PART OF RETAINED PROFIT FROM THE
PREVIOUS YEARS, ROYALTY PAYMENT
7. AMEND THE ARTICLES OF ASSOCIATION INCLUDE THREE TYPES OF Management For No
CHANGES TO: 1) FORMAL CHANGES RELATED TO THE NEW
LEGISLATION BEING IN FORCE SINCE 01 MAY 2004; 2) CHANGES
IN COMPETENCIES OF THE BOARDS OF THE COMPANY, MAINLY
COMPETENCES OF THE SUPERVISORY BOARD TOWARDS THE BOARD
OF DIRECTORS; AND 3) EXTENSION OF THE SCOPE OF BUSINESS
OF THE COMPANY BY THE INTENTION TO CREATE AND OPERATE
PUBLIC FIXED TELECOMMUNICATION NETWORK INCLUDING A
NETWORK OF RADIO AND TELEVISION BROADCASTERS ENABLING TO
PROVIDE TELECOMMUNICATION SERVICES ON THE WHOLE CZECH
REPUBLIC TERRITORY
8. APPROVE TO RECALL THE MEMBERS OF THE SUPERVISORY BOARD Management For No
WITH THE EXCEPTION OF THE MEMBERS ELECTED BY EMPLOYEES
ACCORDING TO PARAGRAPH 200 OF THE COMMERCIAL CODE
9. ELECT THE MEMBERS OF THE SUPERVISORY BOARD Management For No
10. APPROVE THE CHANGES IN THE RULES FOR REWARDING OF Management For No
THE MEMBERS OF THE BOARD OFTHE DIRECTORS
11. APPROVE THE CHANGES IN THE RULES FOR REWARDING OF Management For No
THE MEMBERS OF THE SUPERVISORY BOARD
12. APPROVE THE REMUNERATION OF THE MEMBERS OF THE Management For No
BOARDS
13. APPROVE THE AGREEMENTS ON DISCHARGE OF OFFICE OF THE Management For No
MEMBERS OF THE SUPERVISORY BOARD
14. END Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 85,000 85,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HURXLEY CORP, OSAKA CITY, OSAKA PREFECTURE AGM Meeting Date: 06/24/2004
Issuer: J22878102 ISIN: JP3765100007
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 15, FINAL JY 15, SPECIAL
JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUSES FOR DIRECTOR AND STATUTORY Management For No
AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 9,300 9,300 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KDDI CORP, TOKYO AGM Meeting Date: 06/24/2004
Issuer: J31843105 ISIN: JP3496400007
SEDOL: 6248990, 5674444
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROFIT APPROPRIATION FOR 20 TERM: DIVIDENDS Management For No
FOR THE CURRENT TERM AS JPY 2,400 PER SHARE JPY 3600 ON
A YEARLY BASIS
2. APPROVE THE COMPANY TO PURCHASE ITS OWN SHARES UPON A Management For No
RESOLUTION OF THE BOARDOF DIRECTORS IN ACCORDANCE WITH
THE COMMERCIAL CODE 211-3 AND PARTIALLY AMEND THE
COMPANY S ARTICLES OF INCORPORATION
3. APPROVE TO GIVE FREE SHARE SUBSCRIPTION RIGHTS TO THE Management For No
DIRECTORS, SENIOR EXECUTIVE DIRECTORS, EXECUTIVE
DIRECTORS, ADVISORS, STATUTORY AUDITORS AND THE
EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES AS STOCK
OPTION IN ACCORDANCE WITH COMMERCIAL CODE 280-20 AND
280-21
4. AMEND THE PARTS OF THE RESOLUTIONS ON CONDITIONS FOR Management For No
EXERCISING AND EXTINCTING FREE SUBSCRIPTION RIGHTS
APPROVED AT THE AGM OF SHAREHOLDERS HELD IN JUNE 2002
AND 2003 AND THE CONDITIONS WILL BE FOR THE DIRECTORS,
SENIOR EXECUTIVES DIRECTORS THE EXECUTIVE DIRECTORS,
ADVISORS, STATUTORY AUDITORS AND THE EMPLOYEES OF THE
COMPANY AND ITS SUBSIDIARIES AND PARTIALLY AMEND THE
FREE SUBSCRIPTION RIGHTS
5.1 ELECT MR. AKIRA HIOKI AS A STATUTORY AUDITOR Management For No
5.2 ELECT MR. YOSHIAKI TSUJI AS A STATUTORY AUDITOR Management For No
5.3 ELECT MR. HIDEKI ISHIDA AS A STATUTORY AUDITOR Management For No
5.4 ELECT MR. KATSUAKI WATANABE AS A STATUTORY AUDITOR Management For No
6. GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY Management For No
AUDITORS: GRANT RETIREMENT ALLOWANCES JPY16,500,000 IN
TOTAL TO 2 RETIRED STATUTORY AUDITORS, MR. TOSHIAKI
TERUI AND OSAMU ANDOU
7. GRANT RETIREMENT ALLOWANCES TO THE DIRECTORS AND THE Management For No
STATUTORY AUDITOR IN CONNECTION WITH ABOLISHMENT OF
RETIREMENT ALLOWANCES SYSTEM; GRANT RETIREMENT
ALLOWANCES JPY125,287,000 IN TOTAL TO 8 DIRECTORS, MR.
MITSUO IGARASHI, MR. TADASHI ONODERA, MR. MASAHIRO
YAMAMOTO, MR. NOBUHIKO NAKANO, MR. YASUHIKO ITOU, MR.
SATOSHI NAGAO, MR. NOBUO NEZU AND MR. HIROFUMI MOROZUMI
AND JPY2,200,000 TO 1 STATUTORY AUDITOR MR. AKIRA HIOKI
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 72 72 06/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AICA KOGYO CO LTD AGM Meeting Date: 06/25/2004
Issuer: J00252106 ISIN: JP3100800006
SEDOL: 6010047
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 8, FINAL JY 11, SPECIAL JY 0
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For No
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUS FOR DIRECTOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 17,000 17,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NIPPON BROADCASTING SYSTEM INC AGM Meeting Date: 06/28/2004
Issuer: J52065109 ISIN: JP3749600007
SEDOL: 6636120, 5930607
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROFIT APPROPRIATION FOR NO.71 TERM: Management For No
DIVIDENDS FOR THE CURRENT TERM AS JPY 13 PER
SHARE JPY 15 ON YEARLY BASIS
2. APPROVE THE MOVEMENT OF THE HEAD OFFICE; APPROVE THE Management For No
COMPANY TO PURCHASE ITS OWN SHARES ON A RESOLUTION
OF THE BOARD OF DIRECTORS IN ACCORDANCE WITH
THE COMMERCIAL CODE 211-3
3.1 ELECT MR. HIROAKI ETOU AS A DIRECTOR Management For No
3.2 ELECT MR. HIDEAKI KUBORI AS A DIRECTOR Management For No
3.3 ELECT MR. TOMOYO NONAKA AS A DIRECTOR Management For No
4.1 ELECT MR. MASAMICHI YAMANAKA AS A STATUTORY AUDITOR Management For No
4.2 ELECT MR. TAKATOSHI SUZUKI AS A STATUTORY AUDITOR Management For No
5.1 GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY Management For No
AUDITOR MR. KAZUHIKO TAKAYANAGI
5.2 GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY Management For No
AUDITOR MR. SHINYA UEDA
6. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Other Against No
PROPOSAL: ELECT MR. YOSHIAKI MURAKAMI AS A DIRECTOR
TO IMPROVE VALUES OF THE SHAREHOLDERS
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal No
ID #148853 DUE TO THE REVISED AGENDA. ALL VOTES
RECEIVED ON THE PREVIOUS NOTICE WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS NOTICE
OF MEETING. THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 17,300 17,300 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AIPHONE CO LTD AGM Meeting Date: 06/29/2004
Issuer: J0060M108 ISIN: JP3105050003
SEDOL: 6021492
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 7.5, FINAL JY 7.5, SPECIAL JY 5
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
4 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management For No
STATUTORY AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 10,600 10,600 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO INC AGM Meeting Date: 06/29/2004
Issuer: J00882126 ISIN: JP3119600009
SEDOL: 5573392, 6010906
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* RECEIVE THE BUSINESS REPORT, THE BALANCE SHEET, Non-Voting Non-Vote Proposal No
AND THE PROFIT AND LOSS STATEMENT FOR THE 126TH
FY 01 APR 2003 TO 31 MAR 2004
1. APPROVE THE APPROPRIATION OF THE RETAINED EARNINGS Management For No
FOR THE 126TH FY
2. AMEND THE ARTICLES OF INCORPORATION Management For No
3.1 ELECT A DIRECTOR Management For No
3.2 ELECT A DIRECTOR Management For No
4.1 ELECT A CORPORATE AUDITOR Management For No
4.2 ELECT A CORPORATE AUDITOR Management For No
4.3 ELECT A CORPORATE AUDITOR Management For No
4.4 ELECT A CORPORATE AUDITOR Management For No
4.5 ELECT A CORPORATE AUDITOR Management For No
5. APPROVE THE REVISION OF THE REMUNERATION OF THE Management For No
CORPORATE AUDITORS
6. APPROVE THE RETIREMENT ALLOWANCES TO A RETIRED Management For No
DIRECTOR AND THE RETIRING CORPORATE AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 12,000 12,000 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO INC AGM Meeting Date: 06/29/2004
Issuer: J00882126 ISIN: JP3119600009
SEDOL: 5573392, 6010906
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* RECEIVE THE BUSINESS REPORT, THE BALANCE SHEET, Non-Voting Non-Vote Proposal No
AND THE PROFIT AND LOSS STATEMENT FOR THE 126TH
FY 01 APR 2003 TO 31 MAR 2004
1. APPROVE THE APPROPRIATION OF THE RETAINED EARNINGS Management For No
FOR THE 126TH FY
2. AMEND THE ARTICLES OF INCORPORATION Management For No
3.1 ELECT A DIRECTOR Management For No
3.2 ELECT A DIRECTOR Management For No
4.1 ELECT A CORPORATE AUDITOR Management For No
4.2 ELECT A CORPORATE AUDITOR Management For No
4.3 ELECT A CORPORATE AUDITOR Management For No
4.4 ELECT A CORPORATE AUDITOR Management For No
4.5 ELECT A CORPORATE AUDITOR Management For No
5. APPROVE THE REVISION OF THE REMUNERATION OF THE Management For No
CORPORATE AUDITORS
6. APPROVE THE RETIREMENT ALLOWANCES TO A RETIRED Management For No
DIRECTOR AND THE RETIRING CORPORATE AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 12,000 12,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED AU Special Meeting Date: 06/29/2004
Issuer: 035128 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ORDINARY RESOLUTION NUMBER 1 AUTHORITY TO ISSUE Management For No
SHARES FOR THE CONVERSION OF THE US $1,000,000,000,
2.375% GUARANTEED CONVERTIBLE BONDS DUE 2009
02 ORDINARY RESOLUTION NUMBER 2 AUTHORITY TO ISSUE Management For No
SHARES
03 ORDINARY RESOLUTION NUMBER 3 AUTHORITY TO ISSUE Management For No
SHARES FOR CASH
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 206 22,242 22,242 06/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FUKUDA DENSHI CO LTD AGM Meeting Date: 06/29/2004
Issuer: J15918105 ISIN: JP3806000000
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 15, FINAL JY 25, SPECIAL JY 0
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For No
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
4 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR DIRECTORS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 6,700 6,700 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MAEZAWA KYUSO INDUSTRIES CO LTD AGM Meeting Date: 06/29/2004
Issuer: J39466107 ISIN: JP3860300007
SEDOL: 6554415
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 7, FINAL JY 8, SPECIAL JY 15
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For No
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUSES FOR DIRECTOR AND STATUTORY Management For No
AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 20,400 20,400 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MATSUMOTOKIYOSHI CO LTD AGM Meeting Date: 06/29/2004
Issuer: J40885105 ISIN: JP3869000004
SEDOL: 81
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 10, FINAL JY 15, SPECIAL JY 0
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For No
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE SPECIAL BONUS FOR FAMILY OF DECEASED Management For No
STATUTORY AUDITOR AND APPROVE RETIREMENT BONUSES
FOR DIRECTOR AND STATUTORY AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 8,000 8,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NINTENDO CO LTD, KYOTO AGM Meeting Date: 06/29/2004
Issuer: J51699106 ISIN: JP3756600007
SEDOL: 50
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JPY70, FINAL JPY 70, SPECIAL JPY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT MR. ATSUSHI ASADA AS A DIRECTOR Management For No
3.2 ELECT MR. SATORU IWATA AS A DIRECTOR Management For No
3.3 ELECT MR. YOSHIHIRO MORI AS A DIRECTOR Management For No
3.4 ELECT MR. SHINJI HATANO AS A DIRECTOR Management For No
3.5 ELECT MR. GENYOU TAKEDA AS A DIRECTOR Management For No
3.6 ELECT MR. SHIGERU MIYAMOTO AS A DIRECTOR Management For No
3.7 ELECT MR. MASAHARU MATSUMOTO AS A DIRECTOR Management For No
3.8 ELECT MR. NOBUO NAGAI AS A DIRECTOR Management For No
3.9 ELECT MR. EIICHI SUZUKI AS A DIRECTOR Management For No
3.10 ELECT MR. KAZUO KAWAHARA AS A DIRECTOR Management For No
3.11 ELECT MR. TATSUMI KIMISHIMA AS A DIRECTOR Management For No
3.12 ELECT MR. HIROSHI YAMAUCHI AS A DIRECTOR Management For No
4.1 APPOINT MR. YOSHIROU KITANO AS AN INTERNAL STATUTORY Management For No
AUDITOR
4.2 APPOINT MR. MINORU UEDA AS AN INTERNAL STATUTORY Management For No
AUDITOR
5 APPROVE RETIREMENT BONUSES FOR DIRECTOR, MR. Management For No
AKIRA IIJIMA, AND STATUTORY AUDITOR, MR. TAKAYASU
KOJIMA
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 6,300 6,300 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NIPPON TELEVISION NETWORK CORP AGM Meeting Date: 06/29/2004
Issuer: J56171101 ISIN: JP3732200005
SEDOL: 6644060, 5899805
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 25, FINAL JY 25, SPECIAL
JY 70
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For No
APPOINTMENT OF ALTERNATE STATUTORY AUDITORS - CANCEL
YEAR-END CLOSURE OF SHAREHOLDER REGISTER - AUTHORIZE
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.3 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUS FOR STATUTORY AUDITOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 3,500 3,500 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROHM CO LTD AGM Meeting Date: 06/29/2004
Issuer: J65328122 ISIN: JP3982800009
SEDOL: 6747204, 5451625
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE APPROPRIATION OF RETAINED EARNINGS OF Management For No
THE 46TH FY
2. APPROVE THE PARTIAL AMENDMENT TO THE ARTICLES OF Management For No
INCORPORATION
3.1 ELECT THE CORPORATE AUDITOR Management For No
3.2 ELECT THE CORPORATE AUDITOR Management For No
3.3 ELECT THE CORPORATE AUDITOR Management For No
3.4 ELECT THE CORPORATE AUDITOR Management For No
3.5 ELECT THE CORPORATE AUDITOR Management For No
4. RECEIVE THE RETIREMENT ALLOWANCES TO THE RETIRING Management For No
CORPORATE AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 1,100 1,100 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROHM CO LTD AGM Meeting Date: 06/29/2004
Issuer: J65328122 ISIN: JP3982800009
SEDOL: 6747204, 5451625
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal No
# 146694. ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
1. APPROVE THE APPROPRIATION OF RETAINED EARNINGS OF Management For No
THE 46TH FY: DIVIDENDS FOR THE CURRENT TERM HAS BEEN
PROPOSED AS JPY 42.50 PER SHARE (JPY 55 ON A YEARLY
BASIS)
2. APPROVE THE PARTIAL AMENDMENT TO THE ARTICLES OF Management For No
INCORPORATION: THE COMPANY WILL BE ALLOWED TO PURCHASE
ITS OWN SHARES UPON A RESOLUTION OF THE BOARD OF
DIRECTORS IN ACCORDANCE WITH THE COMMERCIAL CODE 211-3
3.1 ELECT MR. YOSHIAKI SHIBATA AS A CORPORATE AUDITOR Management For No
3.2 ELECT MR. YASUHITO TAMAKI AS A CORPORATE AUDITOR Management For No
3.3 ELECT MR. SHINYA MURAO AS A CORPORATE AUDITOR Management For No
3.4 ELECT MR. TOSHIKI SHIMOZONO AS A CORPORATE AUDITOR Management For No
3.5 ELECT MR. HARUO KITAMURA AS A CORPORATE AUDITOR Management For No
4. GRANT RETIREMENT ALLOWANCES TO THE RETIRING CORPORATE Management For No
AUDITOR, MR TOSHIO MINOURA, IN ACCORDANCE WITH
THE COMPANY S RULE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 1,100 1,100 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SECOM CO LTD AGM Meeting Date: 06/29/2004
Issuer: J69972107 ISIN: JP3421800008
SEDOL: 5798504, 6791591
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROFIT APPROPRIATION FOR NO.43 TERM: DIVIDENDS Management For No
FOR THE CURRENT TERM HAS BEEN PROPOSED AS JPY 45 PER
SHARE
2. AMEND THE COMPANY S ARTICLES OF INCORPORATION: THE TERM OF Management For No
OFFICE FOR DIRECTOR HAS BEEN PROPOSED TO CHANGE TO 1
YEAR FROM THE PRESENT 2 YEARS; THE COMPANY HAS PROPOSED
TO ADD TO THE LIST OF ITS OBJECTIVES IN AN ATTEMPT TO
DIVERSIFY ITS OVERALL BUSINESS OPERATIONS; THE COMPANY
WILL BE ALLOWED TO PURCHASE ITS OWN SHARES UPON A
RESOLUTION OF THE BOARD OF DIRECTORS IN ACCORDANCE WITH
COMMERCIAL CODE 211- 3
3.1 ELECT MR. MAKOTO IIDA AS A DIRECTOR Management For No
3.2 ELECT MR. JUICHI TODA AS A DIRECTOR Management For No
3.3 ELECT MR. TOSHITAKA SUGIMACHI AS A DIRECTOR Management For No
3.4 ELECT MR. SHOUHEI KIMURA AS A DIRECTOR Management For No
3.5 ELECT MR. KANEMASA HARAGUCHI AS A DIRECTOR Management For No
3.6 ELECT MR. NOBUYUKI SASAKI AS A DIRECTOR Management For No
3.7 ELECT MR. KATSUHISA KUWAHARA AS A DIRECTOR Management For No
3.8 ELECT MR. SHUUJI MAEDA AS A DIRECTOR Management For No
3.9 ELECT MR. KATSUO AKIYAMA AS A DIRECTOR Management For No
3.10 ELECT MR. YOUICHI TAO AS A DIRECTOR Management For No
3.11 ELECT MR. FUMIO OBATA AS A DIRECTOR Management For No
4. GRANT RETIREMENT ALLOWANCES TO RETIRED DIRECTORS Management For No MR.
SEIICHIROU KOBAYASHI, MR. SHIGEMI TANAKA,
MR. SHOUICHI KAKE, MR. SEIICHI MORI, MR. SEIJI YAMANAKA, MR. SHINOBU
IIDA, MR. YUUSHIROU ITOU, MR. HIROSHI ITOU, MR. SHUNJI OGAHARA , MR.
MASAAKI SAIDA, AND MR. KIYOMASA SUGII ACCORDING TO THE
COMPANY RULE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 5,000 5,000 06/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SOHGO SECURITY SERVICES CO LTD, TOKYO AGM Meeting Date: 06/29/2004
Issuer: J7607Z104 ISIN: JP3431900004
SEDOL: 6546359
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY0, FINAL JY 17, SPECIAL JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUS FOR DIRECTOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 15,000 15,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TAKEDA CHEMICAL INDUSTRIES LTD AGM Meeting Date: 06/29/2004
Issuer: J81281115 ISIN: JP3463000004
SEDOL: 6870445, 5296752
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 36, FINAL JY 41, SPECIAL JY 0
2 AMEND ARTICLES TO: CHANGE COMPANY NAME IN ENGLISH Management For No
TO TAKEDA PHARMACEUTICAL CO. LTD. - AUTHORIZE SHARE
REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUS FOR STATUTORY AUDITOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 4,700 4,700 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS Annual Meeting Date: 06/29/2004
Issuer: 879433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DECLASSIFICATION AMENDMENT Management For No No
02 DIRECTOR Management For No No
03 2004 LONG-TERM INCENTIVE PLAN Management For No No
04 RATIFY ACCOUNTANTS FOR 2004 Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND 997G011 100 979 979 06/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TOKYO BROADCASTING SYSTEM INC AGM Meeting Date: 06/29/2004
Issuer: J86656105 ISIN: JP3588600001
SEDOL: 5921667, 6894166
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 5, FINAL JY 5, SPECIAL JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.3 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.4 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.5 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR STATUTORY AUDITORS Management For No
AND PAYMENTS TO CONTINUING DIRECTORS AND STATUTORY
AUDITORS IN CONNECTION WITH ABOLITION OF RETIREMENT
BONUS SYSTEM
6 APPROVE EXECUTIVE STOCK OPTION PLAN Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 7,500 7,500 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
YAMAICHI ELECTRONICS CO LTD (FORMERLY YAMAICHI ELECTRIC MFG CO LTD) AGM Meeting Date: 06/29/2004
Issuer: J95820106 ISIN: JP3934200001
SEDOL: 6985673, 5881534
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 5, FINAL JY 7, SPECIAL JY 0
2 AMEND ARTICLES TO: AUTHORIZE APPOINTMENT OF ALTERNATE Management For No
STATUTORY AUDITORS - AUTHORIZE SHARE REPURCHASES AT
BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT ALTERNATE STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management For No
STATUTORY AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 16,000 16,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SORIN SPA, MILANO MIX Meeting Date: 06/30/2004
Issuer: T8782F102 ISIN: IT0003544431 BLOCKING
SEDOL: 7744709
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 01 JUL 2004
(AND A THIRD CALL ON 02 JUL 2004). CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED
THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
E.1 APPROVE THAT THE STOCK CAPITAL INCREASE UP TO Management For No
AN AMOUNT OF EUR 10,600,000.00 WITHOUT OPTION RIGHT, AS
PER ARTICLE 2441 PARAGRAPH 5 OF THE ITALIAN CIVIL CODE,
THROUGH ISSUE OF ORDINARY SHARES, SHALL BE RESERVED TO
SORIN S.P.A. AND ITS ASSOCIATED COMPANIES DIRECTORS AND
EMPLOYEES; AND AMEND ARTICLE 5 OF THE BY-LAWS
O.1 APPROVE THE INSURANCE POLICY TO COVER CIVIL LIABILITY Management For No
OF CORPORATE BODIES ANDMANAGERS OF THE COMPANY
AND THE GROUP
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL GROWTH FUND G011 400,000 400,000 06/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF IRELAND (THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND) AGM Meeting Date: 07/09/2003
Issuer: G49374146 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE REPORT OF THE DIRECTORS AND THE ACCOUNTS Management For No
FOR THE YE 31 MAR 2003
2. DECLARE A DIVIDEND Management For No
3.a RE-ELECT MR. ROY BAILIE AS A DIRECTOR Management For No
3.b RE-ELECT MR. LAURENCE G. CROWLEY AS A DIRECTOR Management For No
3.c RE-ELECT MR. DONAL GEANEY AS A DIRECTOR Management For No
3.d RE-ELECT MR. DENIS O BRIEN AS A DIRECTOR Management For No
3.e RE-ELECT MR. JOHN O DONOVAN AS A DIRECTOR Management For No
4. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For No
OF THE AUDITORS
S.5 A)AUTHORIZE THE BANK AND/OR ANY SUBSIDIARY (AS Management For No
SUCH EXPRESSION IS DEFINED BY S ECTION 155 OF THE
COMPANIES ACT, 1963) OF THE BANK TO MAKE MARKET
PURCHASES ( AS DEFINED BY SECTION 212 OF THE COMPANIES
ACT, 1990) OF UNITS OF ORDINARY STO CK OF THE BANK
HAVING A NOMINAL VALUE OF EUR 0.64 EACH ON SUCH TERMS
AND CON DITIONS AND IN SUCH MANNER AS THE DIRECTORS OR,
AS THE CASE MAY BE, THE DIRECT ORS OF SUCH SUBSIDIARY,
MAY FROM TIME TO TIME DETERMINE BUT SUBJECT, HOWEVER, TO
THE PROVISIONS OF THE 1990 ACT AND TO THE FOLLOWING
RESTRICTIONS AND PROVI SIONS: (I) THE MAXIMUM NUMBER OF
UNITS OF ORDINARY SHARES AUTHORIZED TO BE ACQ UIRED
PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL NOT
EXCEED 98,493,220 UNI TS; (II) THE MINIMUM AND MAXIMUM
PRICES WHICH MAY BE PAID FOR ANY SUCH UNITS O F ORDINARY
STOCK SHALL BE DETERMINED IN ACCORDANCE WITH BYE-LAW 39
OF THE BYE- LAW OF THE BANK; (B) AUTHORIZE THE BANK
AND/OR ANY SUBSIDIARY (AS SUCH EXPRESS ION IS DEFINED BY
SECTION 155 OF THE COMPANIES ACT, 1963) OF THE BANK TO
MAKE MARKET PURCHASES (AS DEFINED BY SECTION 212 OF THE
COMPANIES ACT, 1990 ACT) O F UNITS OF NON-CUMULATIVE
PREFERENCE STOCK OF STERLING GBP 1 EACH OF THE BANK BUT
SUBJECT, HOWEVER, TO THE PROVISIONS OF THE 1990 ACT AND
TO THE FOLLOWING R ESTRICTIONS AND PROVISIONS PROVIDED
THAT THE NOMINAL VALUE OF THE UNITS OF OR DINARY STOCK
STERLING PREFERENCE STOCK AND EURO PREFERENCE STOCK
ACQUIRED PURS UANT TO THE TERMS OF THIS RESOLUTION SHALL
NOT EXCEED 10% OF THE NOMINAL VALU E OF THE ISSUED
CAPITAL STOCK OF THE BANK: (I) THE MAXIMUM NUMBER OF
UNITS OF STERLING PREFERENCE AUTHORIZED TO BE ACQUIRED
PURSUANT TO THE TERMS OF THIS RE SOLUTION SHALL NOT
EXCEED 1,876,090 UNITS; (II) THE MINIMUM AND MAXIMUM
PRICES WHICH MAY BE PAID FOR ANY SUCH UNITS OF STERLING
PREFERENCE STOCK SHALL BE DETERMINED IN ACCORDANCE WITH
BYE-LAW 39 OF THE BYE-LAW OF THE BANK; (III) THE MAXIMUM
NUMBER OF UNITS OF EURO PREFERENCE STOCK AUTHORIZED TO
BE ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION
SHALL NOT EXCEED 3,026,598 UNITS; (IV ) THE MINIMUM AND
MAXIMUM PRICES WHICH MAY BE PAID FOR ANY SUCH UNITS OF
EUR O PREFERENCE STOCK SHALL BE DETERMINED IN ACCORDANCE
WITH BYE-LAW 39 OF THE BY E-LAWS OF THE BANK PROVIDED
THAT THE NOMINAL VALUE OF THE UNITS OF ORDINARY ST OCK
STERLING PREFERENCE STOCK AND EURO PREFERENCE STOCK
ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL
NOT EXCEED 10% OF THE NOMINAL VALUE OF THE ISSUED
CAPITAL STOCK OF THE BANK AT ANY TIME; (AUTHORITY
EXPIRES THE EARLIER OF 9 JAN 2004 OR THE NEXT AGM)
S.6 APPROVE THAT, FOR THE PURPOSES OF SECTION 209 Management For No
OF THE COMPANIES ACT, 1990 THE RE-ISSUE PRICE RANGE AT
WHICH ANY UNITS OF TREASURY STOCK OF THE TIME BEING HE
LD BY THE BANK IN ACCORDANCE WITH SECTION 209 OF THE
1990 ACT MAY BE RE-ISSUED OFF-MARKET IN ACCORDANCE WITH
BYE-LAW 40 OF THE BYE-LAW OF THE BANK
S.7 AUTHORIZE THE DIRECTORS TO ISSUE, ALLOT, GRANT Management For No
OPTIONS OVER OR OTHERWISE DISPO SE OF ORDINARY STOCK OF
THE BANK FOR CASH ON A NON-PRE-EMPTIVE BASIS OR TO AGR
EE TO DO ANY OF THE FOREGOING ACTS PROVIDED THAT THE
POWER CONFERRED BY THIS RESOLUTION SHALL; (I) BE LIMITED
TO THE ISSUE, ALLOTMENT, GRANT OF OPTIONS OVE R OR OTHER
DISPOSAL OF ORDINARY STOCK OF A NOMINAL AMOUNT OF EUR
31.84 MILLION , AND (II) EXPIRE ON 9 OCT 2003 OR ON THE
DATE OF THE ANNUAL GENERAL COUR T OF THE BANK IN 2003,
WHICHEVER IS THE EARLIER; AND PROVIDED FURTHER THAT ANY
ORDINARY STOCK WHICH MAY BE ISSUED PURSUANT TO ANY
EMPLOYEE STOCK ISSUE OR ST OCK OPTION SCHEME APPROVED BY
A GENERAL COURT SHALL BE DISREGARDED FOR THE PUR POSE OF
BOTH THE MAXIMUM LIMIT AND THE EXPIRY DATE SET OUT ABOVE
S.8 AUTHORIZE THE DIRECTORS, TO ISSUE, ALLOT, GRANT Management For No
OPTIONS OVER OR OTHERWISE DISP OSE OF ORDINARY STOCK OF
THE BANK FOR CASH ON A NON-PRE-EMPTIVE BASIS OR TO AG
REE TO DO ANY OF THE FOREGOING ACTS PROVIDED THAT THE
POWER CONFERRED BY THIS RESOLUTION SHALL: (I) BE LIMITED
TO THE ISSUE, ALLOTMENT, GRANT OF OPTIONS OVE R OR OTHER
DISPOSAL OF ORDINARY STOCK OF A NOMINAL AMOUNT, AT THE
DATE OF THE PASSING OF THIS RESOLUTION, OF THE LESSER OF
15% OF THE ISSUED ORDINARY STO CK OR THE AUTHORIZED BUT
UNISSUED ORDINARY STOCK IN THE CAPITAL OF THE BANK, A ND
(II) EXPIRE ON 8 OCT 2004 OR ON THE DATE OF THE ANNUAL
GENERAL COURT OF TH E BANK IN 2004, WHICHEVER IS THE
EARLIER; AND PROVIDED FURTHER THAT ANY ORDINA RY STOCK
WHICH MAY BE ISSUED PURSUANT TO ANY EMPLOYEE STOCK ISSUE
OR STOCK OPT ION SCHEME APPROVED BY A GENERAL COURT
SHALL BE DISREGARDED FOR THE PURPOSES O F BOTH THE
MAXIMUM LIMIT AND THE EXPIRY DATE SET OUT ABOVE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 000 30,000 30,000 06/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC AGM Meeting Date: 07/16/2003
Issuer: G16612106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS Management For No
AND THE AUDITORS FOR THE YE 31 MAR 2003
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For No
THE YE 31 MAR 2003
3. APPROVE TO PAY A FINAL DIVIDEND OF 4.25 PENCE Management For No
PER SHARE PAYABLE ON 08 SEP 2003 TO THE HOLDERS
OF ORDINARY SHARES AS ON 08 AUG 2003
4. RE-ELECT SIR ANTHONY GREENER AS A DIRECTOR Management For No
5. RE-ELECT MR. LOUIS MUGHES AS A DIRECTOR Management For No
6. RE-ELECT MR. MAARTEN VAN DEN BERGH AS A DIRECTOR Management For No
7. ELECT MR. CLAYTON BRENDISH AS A DIRECTOR Management For No
8. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For No
AUDITORS OF THE COMPANY UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS
ARE LAID AND AUT HORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION
9. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS BY ARTICLE 74 OF THE COMPANY S ARTICLES OF
ASSOCIATION AND FOR SUCH PERIOD SECTION 80 AMOUNT SHALL
BE GBP 143 MILLION 33% OF THE ISSUED SHARE CAPITAL OF
THE COMPANY ; AUTHORITY EXPIRES ON 15 OCT 2004
S.10 APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For No
DIRECTORS BY ARTICLES 74 OF TH E COMPANY S ARTICLES OF
ASSOCIATION TO ALLOT SHARES AND FOR SUCH PERIOD THE SE
CTION 89 AMOUNT SHALL BE GBP 21 MILLION 5% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY ; AUTHORITY EXPIRES ON 15
OCT 2004
S.11 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For No
SECTION 163(3) OF THE COMPANIE S ACT 1985 OF UP TO 867
MILLION SHARES OF 5P EACH IN THE CAPITAL OF THE COMPA
NY, AT A MINIMUM PRICE OF 5P AND UP TO 105% OF THE
AVERAGE MIDDLE MARKET QUOTA TIONS FOR SUCH SHARES
DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LI
ST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE C ONCLUSION OF THE NEXT AGM OF THE
COMPANY IN 2004 OR 15 OCT 2004 ; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
12. AUTHORIZE THE BRITISH TELECOMMUNICATIONS PLC, Management For No
A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY TO MAKE
DONATIONS TO EU POLITICAL ORGANIZATIONS, NOT EXCEEDING
GBP 10 0,000; AUTHORITY EXPIRES AT THE CONCLUSION OF THE
NEXT AGM IN 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 000 19,500 19,500 07/14/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ARNOLDO MONDADORI EDITORE SPA, MILANO MIX Meeting Date: 07/29/2003
Issuer: T6901G126 ISIN: BLOCKING
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM THERE WILL BE A SEC OND CALL ON
30 JUL 2003 AT 10.00
O.1 APPROVE THE CONVERSION OF NO. 151.412 SAVING Management For No
RISP SHARES INTO O ORDINARY SHA RES RANKING 01 JAN 03 IN
THE RATIO OF 1ORDINARY SHARE FOR EVERY 1 RISP SHA RE;
AND APPROVE THE RESOLUTIONS AND RELATED CHANGES TO
CORPORATE BY-LAWS
E.1 APPROVE THE INTEGATION OF THE B.O.A AND APPOINT Management For No
THE CHAIRMAN OF THE B.O.A
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 000 20,000 20,000 07/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC AGM Meeting Date: 07/30/2003
Issuer: G6179P109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE REPORT AND THE ACCOUNTS Management For No
2. APPROVE THE REMUNERATION REPORT Management For No
3. ELECT MR. DAVID CHANCE Management For No
4. ELECT MR. DAVID ARCULUS Management For No
5. ELECT MR. RUDOLF GROGER Management For No
6. ELECT MR. DAVID MCGLADE Management For No
7. ELECT MR. KENT THEXTON Management For No
8. RE-ELECT MR. PETER ERSKINE Management For No
9. RE-ELECT MR. NEELIE KROES Management For No
10. RE-ELECT MR. PAUL MYNERS Management For No
11. RE-APPOINT THE AUDITORS Management For No
12. APPROVE THE REMUNERATION TO THE AUDITORS Management For No
13. GRANT AUTHORITY TO ALLOT SHARES Management For No
S.14 GRANT POWER TO ALLOT SHARES FOR CASH Management For No
S.15 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 000 19,500 19,500 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC AGM Meeting Date: 07/30/2003
Issuer: G93882101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE CLICK ON THE ABOVE LINK TO ACCESS VODAFONE Non-Voting Non-Vote Proposal No
GROUP S 2003 NOTICE OF ANNUAL GENERAL MEETING
AND ANNUAL REVIEW & SUMMARY FINANCIAL STATEMENT
1. RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL Management For No
STATEMENTS FOR THE YE 31 MAR 2003
2. APPROVE THE REMUNERATION REPORT OF THE BOARD Management For No
FOR THE YE 31 MAR 2003
3. RE-APPOINT LORD MACLAURIN OF KNEBWORTH DL, A Management For No
DIRECTOR RETIRING IN ACCORDANCE WITH THE COMPANY S
ARTICLES OF ASSOCIATION, AS A DIRECTOR OF THE COMPANY
4. RE-APPOINT MR. KENNETH HYDON, A DIRECTOR RETIRING Management For No
IN ACCORDANCE WITH THE COMPANY S ARTICLES OF
ASSOCIATION, AS A DIRECTOR OF THE COMPANY
5. RE-APPOINT MR. THOMAS GEITNER, A DIRECTOR RETIRING Management For No
IN ACCORDANCE WITH THE COMPANY S ARTICLES OF
ASSOCIATION, AS A DIRECTOR OF THE COMPANY
6. RE-APPOINT PROFESSOR SIR ALEC BROERS, A DIRECTOR Management For No
RETIRING IN ACCORDANCE WITH THE COMPANY S ARTICLES
OF ASSOCIATION, AS A DIRECTOR OF THE COMPANY
7. RE-APPOINT MR. JURGEN SCHREMPP, A DIRECTOR RETIRING Management For No
IN ACCORDANCE WITH THE COMPANY S ARTICLES OF
ASSOCIATION, AS A DIRECTOR OF THE COMPANY
8. RE-APPOINT DR. JOHN BUCHANAN, A DIRECTOR RETIRING Management For No
IN ACCORDANCE WITH THE COMPANY S ARTICLES OF
ASSOCIATION, AS A DIRECTOR OF THE COMPANY
9. APPROVE THAT THE FINAL DIVIDEND RECOMMENDED BY Management For No
THE DIRECTORS OF 0.8983P PER ORDINARY SHARE FOR
THE YE 31 MAR 2003 BE DECLARED PAYABLE ON THE
ORDINARY SHARES OF THE COMPANY TO ALL MEMBERS
WHOSE NAMES APPEAR ON THE REGISTER OF MEMBERS
ON 6 JUN 2003 AND THAT SUCH DIVIDEND BE PAID
ON 8 AUG 2003
10. RE-APPOINT DELOITTE & TOUCHE AS AUDITORS TO THE Management For No
COMPANY UNTIL THE NEXT AGM
11. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE Management For No
REMUNERATION OF THE AUDITORS
12. AUTHORIZE THE COMPANY AND ANY COMPANY WHICH IS Management For No
OR BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD
TO WHICH THIS RESOLUTION RELATES AND FOR THE PURPOSES OF
PART XA OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO
EU POLITICAL ORGANIZATIONS OR INCUR EU POLITICAL
EXPENDITURE DURING THE PERIOD ENDING ON THE DATE OF THE
COMPANY S AGM IN 2004 PROVIDED THAT ANY SUCH DONATIONS
AND EXPENDITURE MADE BY THE COMPANY TOGETHER WITH THOSE
MADE BY ANY SUBSIDIARY COMPANY WHILE IT IS A SUBSIDIARY
OF THE COMPANY SHALL NOT EXCEED IN AGGREGATE GBP 100,000
DURING THAT PERIOD
13. RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS Management For No
BY ARTICLE 16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION
AND FOR THIS PURPOSE: 13.1) THE SECTION 80 AMOUNT BE USD
900,000,000; AND 13.2) THE PRESCRIBED PERIOD BE THE
PERIOD ENDING ON THE DATE OF THE AGM IN 2004 OR ON 30
OCT 2004, WHICHEVER IS THE EARLIER
S.14 APPROVE THAT, SUBJECT TO THE PASSING OF RESOLUTION Management For No
13, THE POWER CONFERRED ON THE DIRECTORS BY ARTICLE
16.3 OF THE COMPANY S ARTICLES OF ASSOCIATION
BE RENEWED FOR THE PRESCRIBED PERIOD SPECIFIED
IN RESOLUTION 13.2 AND FOR SUCH PERIOD THE SECTION
89 AMOUNT BE USD 340,000,000
S.15 AUTHORIZE THE COMPANY, GENERALLY AND UNCONDITIONALLY, Management For No
FOR THE PURPOSES OF SECTION 166 OF THE COMPANIES ACT
1985, TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION
163 OF THAT ACT) OF ORDINARY SHARES OF USD 0.10 EACH IN
THE CAPITAL OF THE COMPANY PROVIDED THAT: 15.1) THE
MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES WHICH MAY BE
PURCHASED IS 6,800,000,000; 15.2) THE MINIMUM PRICE
WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS USD 0.10;
15.3) THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY
BE PAID FOR ANY ORDINARY SHARE IS AN AMOUNT EQUAL TO
105% OF THE AVERAGE OF THE MIDDLE MARKET CLOSING PRICE
OF THE COMPANY S ORDINARY SHARES AS DERIVED FROM THE
OFFICIAL LIST OF THE LONDON STOCK EXCHANGE FOR THE 5
BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH SHARE IS CONTRACTED TO BE PURCHASED; AND 15.4) THIS
AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE AGM OF
THE COMPANY HELD IN 2004 OR ON 30 OCT 2004, WHICHEVER IS
THE EARLIER, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO
THAT TIME (EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED
BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE
EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 000 113,964 113,964 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. PCP Annual Meeting Date: 08/13/2003
Issuer: 740189 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT TO THE 1998 EMPLOYEE STOCK PURCHASE Management For No No
PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 105 4,700 4,700 08/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING CO LTD EGM Meeting Date: 09/01/2003
Issuer: S34320101 ISIN: ZAE000015228
SEDOL: 0410568, 4410564, 6410562, 7413021
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting Non-Vote Proposal No
1.S1 APPROVE THAT THE AUTHORIZED ORDINARY SHARE CAPITAL Management For No
OF THE COMPANY BE INCREASED FROM ZAR 125,000,000 DIVIDED
INTO 250,000,000 ORDINARY SHARES OF 50 CENTS EACH TO ZAR
175,000,000 MILLION DIVDIED INTO 350,000,000 ORDINARY
SHARES OF 50 CENTS EACH BY THE CREATION OF 100,000,000
NEW ORDINARY SHARES OF 50 CENTS EACH RANKING PARI PASSU
IN ALL RESPECTS WITH THE EXISTING ORDINARY SHARES IN THE
AUTHORIZED SHARE CAPITAL OF THE COMPANY
2.O1 APPROVE THE PROPOSAL BY THE COMPANY OF THE SCHEME, Management For No
THE MAKING BY THE COMPANY OF THE SUBSTITUTE OFFER,
AND THE ISSUE BY THE COMPANY OF THE CONSIDERATION
SHARES
3.O2 AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For No
AND REGISTRATION OF THE SPECIALRESOLUTION TO BE PROPOSED
AT THE OGM AT WHICH THIS ORDINARY RESOLUTION NO. 2 WILL
BE PROPOSED, TO ALLOT AND ISSUE, AFTER PROVIDING FOR THE
REQUIREMENTS OF THE EMPLOYEE SHARE SCHEMES, ALL OR ANY
OF THE UNISSUED ORDINARY SHARES OF 50 CENTS EACH IN THE
CAPITAL OF THE COMPANY, CREATED IN TERMS OF THE SPECIAL
RESOLUTION REFERRED TO ABOVE, AT SUCH TIME OR TIMES TO
SUCH PERSONS OR BODIES CORPORATE UPON SUCH TERMS AND
CONDITIONS AS THE DIRECTORS OF THE COMPANY MAY FROM TIME
TO TIME AT THEIR SOLE DISCRETION DETERMINE, SUBJECT TO
THE PROVISIONS OF THE ACT AND THE LISTINGS REQUIREMENTS
OF THE JSE
4.O3 AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT Management For No
TO THE PASSING AND REGISTRATION OF THE SPECIAL
RESOLUTION TO BE PROPOSED AT THE OGM AT WHICH THIS
ORDINARY RESOLUTION NO. 3 WILL BE PROPOSED, TO ALLOT AND
ISSUE ALL OR ANY OF THE AUTHORIZED BUT UNISSUED ORDINARY
SHARES OF 50 CENTS EACH IN THE CAPITAL OF THE COMPANY
CREATED IN TERMS OF THE SPECIAL RESOLUTION REFERRED TO
ABOVE TO SUCH PERSON OR PERSONS AND ON SUCH TERMS AND
CONDITIONS AS THE DIRECTORS MAY, WITHOUT RESTRICTION,
FROM TIME TO TIME, DEEM FIT AND WHEN SUITABLE
OPPORTUNITIES ARISE, THEREFORE SUBJECT TO THE FOLLOWING
REQUIREMENTS OF THE LISTING REQUIREMENTS OF THE JSE: A)
THAT THIS AUTHORITY WILL EXPIRE THE EARLIER OF 15 MONTHS
FROM THE PASSING OF THIS RESOLUTION OR THE CONCLUSION OF
THE NEXT AGM; B) THAT A PAID PRESS ANNOUNCEMENT GIVING
FULL DETAILS WILL BE PUBLISHED AT THE TIME OF ANY ISSUE
REPRESENTING, ON A CUMULATIVE BASIS WITHIN ONE YEAR, 5%
OR MORE OF THE NUMBER OF SHARES IN ISSUE PRIOR TO THE
ISSUES; C) THAT ISSUES IN THE AGGREGATE IN ONE YEAR WILL
NOT EXCEED 15% OF THE NUMBER OF SHARES OF THE COMPANY S
ISSUED ORDINARY SHARE CAPITAL; D) THAT IN DETERMINING
THE PRICE AT WHICH AN ISSUE OF SHARES MAY BE MADE IN
TERMS OF THIS AUTHORITY, THE MAXIMUM DISCOUNT PERMITTED
WILL BE 10% OF THE WEIGHTED AVERAGE TRADED PRICE ON THE
JSE OF THOSE SHARES OVER THE 30 BUSINESS DAYS PRIOR TO
THE DATE THAT THE PRICE OF THE ISSUE IS DETERMINED OR
AGREED BY THE DIRECTORS OF THE COMPANY
5.O4 AUTHORIZE ANY ONE OF THE DIRECTORS TO SIGN ALL Management For No
SUCH DOCUMENTS AND DO ALL SUCHTHINGS AS MAY BE NECESSARY
FOR OR INCIDENTAL TO THE IMPLEMENTATION OF THE SPECIAL
AND THE ORDINARY RESOLUTIONS TO BE PROPOSED AT THE OGM
AT WHICH THIS ORDINARY RESOLUTION NO. 4 WILL BE PROPOSED
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 10,000 10,000 08/20/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT AG, ZUG AGM Meeting Date: 09/17/2003
Issuer: H25662141 ISIN: BLOCKING
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE BUSINESS REPORTS Management For No
2. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management For No
REPORT
3. GRANT DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For No
DIRECTORS
4. ELECT THE BOARD OF DIRECTORS Management For No
5. ELECT THE GROUP AUDITOR AND THE AUDITOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 000 15,000 15,000 08/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC EGM Meeting Date: 10/01/2003
Issuer: G0398N128 ISIN: GB0000456144
SEDOL: 0045614
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. DECLARE A SPECIAL DIVIDEND IN RESPECT OF THE Management For No
ORDINARY SHARES OF THE COMPANY OF USD 15,960,589 BEING
THE BOOK VALUE OF THE COMPANY S INVESTMENT IN ANDSBERG
LIMITED AND AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH
ARTICLE 144 OF THE COMPANY S ARTICLES OF ASSOCIATION, TO
SATISFY SUCH DIVIDEND BY THE DISTRIBUTION TO ORDINARY
SHAREHOLDERS OF THE COMPANY, PRO-RATA IN ACCORDANCE WITH
THEIR RESPECTIVE HOLDINGS OF ORDINARY SHARES, OF ALL THE
ISSUED REDEEMABLE ORDINARY SHARES OF ANDSBERG LIMITED
HELD BY THE COMPANY; AND AUTHORIZE THE DIRECTORS TO GIVE
EFFECT TO THIS RESOLUTION ON SUCH TERMS AS THEY THINK
EXPEDIENT IN ACCORDANCE WITH THE AFORESAID ARTICLE 144
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 17,726 17,726 09/25/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLISHING & BROADCASTING LIMITED AGM Meeting Date: 10/30/2003
Issuer: Q7788C108 ISIN: AU000000PBL6
SEDOL: 6637082, 5636820
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE CONSOLIDATED FINANCIAL Management For No
STATEMENTS OF THE COMPANY AND ITS CONTROLLED
ENTITIES AND THE REPORTS OF THE DIRECTORS AND
THE AUDITOR FOR THE FYE 30 JUN 2003
2.a RE-ELECT MR. JOHN ALEXANDER AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION IN ACCORDANCE WITH CLAUSE
6.1(F) OF THE COMPANY S CONSTITUTION
2.b RE-ELECT MR. GRAHAM CUBBIN AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION IN ACCORDANCE WITH CLAUSE
6.1(F) OF THE COMPANY S CONSTITUTION
2.c RE-ELECT MR. RICHARD TURNER AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION IN ACCORDANCE WITH CLAUSE
6.1(F) OF THE COMPANY S CONSTITUTION
2.d RE-ELECT SIR LAURENCE MUIR AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION
3. APPROVE TO INCREASE THE TOTAL AGGREGATE REMUNERATION Management For No
TO BE PAID TO THE NON-EXECUTIVE DIRECTORS IN
ANY YEAR BY AUD 650,000 TO AUD 1,000,000
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 60,000 60,000 10/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING CO LTD AGM Meeting Date: 11/14/2003
Issuer: S34320101 ISIN: ZAE000015228
SEDOL: 0410568, 4410564, 6410562, 7413021
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE AUDITED FINANCIAL STATEMENTS Management For No
OF THE COMPANY FOR THE YE 30 JUN 2003
2. APPROVE TO FIX THE REMUNERATION OF THE DIRECTORS; Management For No
MEMBERS WILL BE REQUESTED TO VARY DIRECTORS
FEES FROM ZAR 25,000 PER QUARTER TO ZAR 20,000
PER QUARTER, PLUS ZAR 5,000 PER QUARTER FOR EACH
BOARD COMMITTEE THAT A DIRECTOR SERVES ON
3.1 ELECT MR. PT MOTSEPE AS CHAIRMAN AS A DIRECTOR, Management For No
IN TERMS OF THE ARTICLES OFASSOCIATION
3.2 ELECT MR. WM GULE AS A DIRECTOR, IN TERMS OF Management For No
THE ARTICLES OF ASSOCIATION
3.3 ELECT MR. MW KING AS A DIRECTOR, IN TERMS OF Management For No
THE ARTICLES OF ASSOCIATION
3.4 ELECT MR. P. TALIJAARD AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION
3.5 ELECT MR. AJ WILKENS AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION
3.6 ELECT MR. CML SAVAGE AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION
3.7 ELECT MR. DV SIMELANE AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION
3.8 ELECT MR. MV SISULU AS A DIRECTOR, IN TERMS OF Management For No
THE ARTICLES OF ASSOCIATION
3.9 ELECT DR. MMMM BAKANE-TUOANE AS A DIRECTOR, IN Management For No
TERMS OF THE ARTICLES OF ASSOCIATION
3.10 ELECT DR. SP SIBISI AS A DIRECTOR, IN TERMS OF Management For No
THE ARTICLES OF ASSOCIATION
3.11 ELECT DR. RV SIMELANE AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION
4.1 RE-ELECT MR. ZB SWANEPOEL AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
4.2 RE-ELECT MR. TSA GROBICKI AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
4.3 RE-ELECT MR. MF PLEMING AS A DIRECTOR, IN TERMS Management For No
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
5.S1 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY THE INSERTION OF NEW ARTICLE 2A
6.S2 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY THE DELETION OF ARTICLE 46 IN ITS ENTIRETY
AND THE INSERTION OF NEW ARTICLE 46 IN ITS PLACE
7.S3 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY THE DELETION OF ARTICLE 103 IN ITS ENTIRETY
AND THE INSERTION IN ITS PLACE OF NEW ARTICLE
103
8.S4 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY THE DELETION OF ARTICLE 109 IN ITS ENTIRETY
AND THE INSERTION IN ITS PLACE OF NEW ARTICLE
109
9.S5 AUTHORIZE THE COMPANY, IN TERMS OF SECTION 85(2) Management For No
OF THE COMPANIES ACT, 1973 (ACT 61 OF 1973) THE
ACT AS AMENDED, TO ACQUIRE SUCH NUMBER OF SHARES
ISSUED BY THE COMPANY COMPANY S SHARES , AT SUCH
PRICE OR PRICES AND ON SUCH OTHER TERMS AND
CONDITIONS AS THE DIRECTORS MAY FROM TIME TO TIME
DETERMINE, BUT SUBJECT TO THE REQUIREMENTS FROM
TIME TO TIME OF ANY STOCK EXCHANGE UPON WHICH THE
COMPANY S SHARES MAY BE QUOTED OR LISTED AND
REQUIREMENTS OF THE JSE SECURITIES EXCHANGE SOUTH
AFRICA: THE REPURCHASE OF THE COMPANY S SHARES
SHALL BE EFFECTED THROUGH THE ORDER BOOK OPERATED
BY THE JSE TRADING SYSTEM AND DONE WITHOUT PRIOR
UNDERSTANDING OR ARRANGEMENT BETWEEN THE COMPANY
AND THE COUNTER PARTY; AT A PRICE OF NO MORE THAN
10% ABOVE THE WEIGHTED AVERAGE OF THE MARKET VALUE
FOR THE COMPANY S SHARES OVER THE PREVIOUS 5
BUSINESS DAYS; AT ANY POINT IN TIME, THE COMPANY,
MAY ONLY APPOINT ONE AGENT TO EFFECT ANY
REPURCHASE(S) ON THE COMPANY S BEHALF; THE COMPANY
MAY ONLY UNDERTAKE A REPURCHASE OF THE COMPANY S
SHARES IF, AFTER SUCH REPURCHASES, IT STILL
COMPLIES WITH THE LISTING REQUIREMENTS OF THE JSE
CONCERNING SHAREHOLDER SPREAD REQUIREMENTS; AND
THE COMPANY OR ITS SUBSIDIARIES MAY NOT REPURCHASE
THE COMPANY S SHARES DURING A PROHIBITED PERIOD,
AS DEFINED IN THE LISTING REQUIREMENTS OF THE JSE
; AUTHORITY EXPIRES THE EARLIER OF THE NEXT AGM OF
THE COMPANY OR 15 MONTHS ;
10.O1 APPROVE, SUBJECT TO THE APPROVAL BY THE DIRECTORS Management For No
OF THE COMPANY AND THE JSE SECURITIES EXCHANGE
SOUTH AFRICA, THE HARMONY (2003) SHARE OPTION
SCHEME SCHEME ; AND AUTHORIZE THE DIRECTORS TO
TAKE SUCH ACTION AS MAY BE REQUIRED TO IMPLEMENT
THE SCHEME, PROVIDED THAT NO FURTHER ALLOCATIONS
ARE MADE UNDER THE HARMONY (1994) SHARE OPTION
SCHEME AND THE HARMONY (2001) SHARE OPTION SCHEME
11.O2 AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT Management For No
TO THE PROVISIONS OF THE COMPANIES ACT, 1973 (ACT
61 OF 1973), AS AMENDED, AND THE LISTING
REQUIREMENTS OF THE JSE SECURITIES EXCHANGE OF
SOUTH AFRICA, TO ALLOT AND ISSUE, AFTER PROVIDING
FOR THE REQUIREMENTS OF THE HARMONY (1994) SHARE
OPTION SCHEME, THE HARMONY (2001) SHARE OPTION
SCHEME AND THE HARMONY (2003) SHARE OPTION SCHEME,
ALL OR ANY OF THE REMAINING UNISSUED SHARES IN THE
CAPITAL OF THE COMPANY AT SUCH TIME OR TIMES TO
SUCH PERSON OR PERSONS OR BODIES CORPORATE UPON
SUCH TERMS AND CONDITIONS AS THE DIRECTORS MAY
FROM TIME TO TIME AT THEIR SOLE DISCRETION
DETERMINE
12.O3 AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT Management For No
TO THE LISTING REQUIREMENTS OF THE JSE, TO ISSUE
TO PUBLIC SHAREHOLDERS AND NOT TO RELATED PARTIES,
ALL OR ANY OF THE AUTHORIZED BUT UNISSUED SHARES
IN THE CAPITAL OF THE COMPANY FOR CASH, IN
AGGREGATE IN ANY 1 FY NOT EXCEEDING 15% OF THE
RELEVANT NUMBER OF SECURITIES IN ISSUE OF THAT
CLASS; OF A PARTICULAR CLASS, WILL BE AGGREGATED
WITH ANY SECURITIES THAT ARE COMPULSORY
CONVERTIBLE INTO SECURITIES OF THAT CLASS AND IN
THE CLASS OF THE ISSUE OF COMPULSORY CONVERTIBLE
SECURITIES, AGGREGATED WITH THE SECURITIES OF THAT
CLASS INTO WHICH THEY ARE COMPULSORY CONVERTIBLE;
AS REGARDS THE NUMBER OF SECURITIES WHICH MAY BE
ISSUED THE 15% NUMBER SHALL BE BASED ON THE NUMBER
OF SECURITIES OF THAT CLASS IN ISSUE ADDED TO
THOSE THAT MAY BE ISSUED IN FUTURE ARISING FROM
THE CONVERSION OF OPTIONS/CONVERTIBLE SECURITIES
AT THE DATE OF SUCH APPLICATION: 1) LESS ANY
SECURITIES OF THE CLASS ISSUED, OR TO BE ISSUED IN
FUTURE ARISING FROM OPTIONS/ CONVERTIBLE
SECURITIES ISSUED, DURING THE CURRENT FY; 2) PLUS
ANY SECURITIES OF THAT CLASS TO BE ISSUED PURSUANT
TO: AA) A RIGHTS ISSUE WHICH HAS BEEN ANNOUNCED,
IS IRREVOCABLE AND IS FULLY UNDERWRITTEN; OR BB)
AN ACQUISITION WHICH HAS HAD FINAL TERMS
ANNOUNCED, AS THOUGH THEY WERE SECURITIES IN ISSUE
AS AT THE DATE OF APPLICATION; AT THE MAXIMUM
PERMITTED DISCOUNT OF 10% OF THE WEIGHTED AVERAGE
TRADED PRICE OF SUCH SECURITIES OVER THE 30 DAYS
PRIOR TO THE DATE THAT THE PRICE OF THE ISSUE IS
DETERMINED BY THE DIRECTORS OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER OF THE NEXT AGM OF
THE COMPANY, OR 15 MONTHS ; A PRESS ANNOUNCEMENT
GIVING FULL DETAILS OF THE ISSUE IN ACCORDANCE
WITH RULE 11.22 OF THE JSE LISTING REQUIREMENTS,
WILL BE PUBLISHED AT THE TIME OF ANY ISSUE OF
SHARES REPRESENTING, ON A CUMULATIVE BASIS WITHIN
THE CURRENT FY, 5% OR MORE OF THE NUMBER OF THE
COMPANY S ISSUED SHARES PRIOR TO ANY SUCH ISSUE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 10,000 10,000 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL AGM Meeting Date: 02/24/2004
Issuer: H5820Q150 ISIN: CH0012005267
SEDOL: 7103065
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register For No
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW
IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 13,600 13,600 01/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL AGM Meeting Date: 02/24/2004
Issuer: H5820Q150 ISIN: CH0012005267 BLOCKING
SEDOL: 7103065
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, THE FINANCIAL STATEMENTS Management For No
OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003
2. APPROVE THE ACTIVITIES OF THE BOARD OF DIRECTORS Management For No
3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS Management For No
OF NOVARTIS AG AS PER BALANCESHEET AND DECLARE
A DIVIDEND PAYMENT OF CHF 2,526,705,981 IS EQUIVALENT
TO A GROSS DIVIDEND OF CHF 1.00 PER REGISTERED
SHARES OF CHF 0.50 NOMINAL VALUE ENTITLED TO
DIVIDENDS
4. APPROVE TO ALLOCATE THE GENERAL RESERVES AS PER Management For No
BALANCE SHEET OF 31 DEC 2003 THE AMOUNTS OF CHF
360,890,000 TO THE FREE RESERVES
5. APPROVE TO REDUCE THE SHARE CAPITAL BY CHF 12,130,000 Management For No
FROM CHF 1,400,735,000 TO CHF 1,388,605,000 THAT
THE CORRESPONDING NUMBER OF REGISTERED SHARES
FOR SUBSEQUENTLY CANCELLED AND THAT THE RELEVANT
CLAUSE IN THE ARTICLE OF INCORPORATION BE AMENDED;
AND AMEND ARTICLE 4 OF THE ARTICLES OF INCORPORATION
6. AUTHORIZE THE BOARD OF DIRECTORS: I) TO LAUNCH Management For No
A FOURTH SHARE REPURCHASE PROGRAM TO A MAXIMUM
AMOUNT OF CHF 3 BILLION, WITH THE AIM OF CANCELING
THE SHARES BOUGHT BACK AND II) TO REPURCHASE
FOR CANCELLATION OWN SHARES BEYOND THE LIMIT
OF 10% OF THE SHARE CAPITAL OF THE NOVARTIS AG
IN THE COURSE OF EITHER THE COMPLETION EXISTING
THIRD SHARE REPURCHASE PROGRAM OF CHF 4 BILLION
OR THE IMPLEMENTATION OF THE FOURTH PROGRAM
7. AMEND THE ARTICLE 21 PARAGRAPH 3 OF THE ARTICLES Management For No
OF INCORPORATION
8.1 APPROVE THE RESIGNATION OF MR. WALTER G. FREHNER Management For No
AND MR. HEINI LIPPUNER FROM THE BOARD OF DIRECTORS
8.2a RE-ELECT PROF. DR. HELMUT SIHLER AS A DIRECTOR Management For No
FOR A PERIOD OF 3 YEARS
8.2b RE-ELECT MR. HANS-JORG RUDLOFF AS A DIRECTOR Management For No
FOR A PERIOD OF 3 YEARS
8.2c RE-ELECT MR. DE DANIEL VASELLA AS A DIRECTOR Management For No
FOR A PERIOD OF 3 YEARS
9. APPROVE THE RETENTION OF THE CURRENT AUDITORS Management For No
OF NOVARTIS AG AND GROUP AUDITORS, PRICEWATERHOUSECOOPERS
AG FOR A FURTHER YEAR
* PLEASE NOTE THAT THIS IS PART II OF THE MEETING Non-Voting Non-Vote Proposal No
PROCESSED UNDER MI 122233 INCLUDING THE AGENDA.
THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 13,600 13,600 02/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP AGM Meeting Date: 02/27/2004
Issuer: X5967A101 ISIN: GRS419003009 BLOCKING
SEDOL: 7107250
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2003 Management For No
AFTER HEARING THE BOARD OF DIRECTOR S AND THE
AUDITORS RELEVANT REPORTS
2. APPROVE THE PROFITS APPROPRIATION Management For No
3. APPROVE THE EXEMPTION OF THE MEMBERS OF THE BOARD Management For No
OF DIRECTORS AND THE CERTIFIED AUDITORS FROM
ANY LIABILITY FOR INDEMNITY REGARDING THE FY
2003
4. ELECT THE CERTIFIED AUDITORS, 2 REGULAR AND 2 Management For No
SUBSTITUTE, FOR THE FY 2004 AND APPROVE TO DETERMINE
THEIR REMUNERATION
5. APPROVE THE REMUNERATION OF THE MEMBERS AND SECRETARY Management For No
OF THE BOARD OF DIRECTORS FOR THE FY 2004
6. APPROVE THE PARTICIPATION OF THE MEMBERS OF THE Management For No
BOARD OF DIRECTORS IN COMMITTEES AND APPROVE
THE LUMP SUM FOR THE FY 2004
7. RATIFY THE ELECTION OF NEW MEMBERS OF THE BOARD Management For No
OF DIRECTORS IN REPLACEMENT OF THOSE WHO RESIGNED
8. APPROVE THE ACQUISITION CONTRACTS OF BET AND Management For No
TECHNOLOGY DEVELOPMENT COMPANIES IN CYPRUS
9. MISCELLANEOUS ANNOUNCEMENTS Other For No
* PLEASE NOTE THAT THIS IS AN ORDINARY GENERAL Non-Voting Non-Vote Proposal No
MEETING. THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 10,000 10,000 02/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SAECO INTERNATIONAL GROUP, GAGGIO MONTANO (BO) MIX Meeting Date: 03/19/2004
Issuer: T8123S102 ISIN: IT0001467064 BLOCKING
SEDOL: 4778938, 4908058
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 20
MAR 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR
THE MEETING IS CANCELLED. THANK YOU
E.1. AMEND THE COMPANY S BY-LAWS TO REFLECT THE CLOSING Management For No
OF THE CORPORATE YEAR AS OF 31 MAR 2004 AND SUBSEQUENT
CLOSING OF THE YEAR AS OF 31 MAR OF EVERY YEAR
E.2 APPROVE A POSSIBLE EARLIER EXECUTION OF THE STOCK Management For No
CAPITAL INCREASE UP TO A MAXIMUN OF EUR 1,560,000
WITH TOTAL SHARE PREMIUM OF EUR 6,669,000 AS
RESOLVED BY THE SHAREHOLDERS MEETING OF 24 APR
2002 AND THE ARTICLE 6 OF THE BY-LAWS
O.1 RECEIVE THE BOARD OF DIRECTOR S REPORT ON MANAGEMENT Management For No
ACTIVITY, THE INTERNAL AUDITOR S REPORT, THE
BALANCE SHEET REPORT AS OF 31 DEC 2003 AND RESOLUTIONS
RELATED THERETO
O.2 APPOINT THE BOARD OF DIRECTORS AFTER DETERMINING Management For No
THEIR NUMBER
O.3 STATE THE BOARD OF DIRECTORS EMOLUMENTS FOR THE Management For No
PERIOD 01 JAN TO 31 MAR 2004
O.4 APPOINT THE INTERNAL AUDITORS AND STATE THEIR Management For No
EMOLUMENTS
O.5 APPOINT THE EXTERNAL AUDITORS FOR BALANCE SHEET Management For No
AND CONSOLIDATED BALANCE SHEET AS PER ARTICLE
159 OF LEGISLATIVE DECREE 58/98 AND TO CARRY
OUT THE ACTIVITIES AS PER ARTICLE 155 OF LEGISLATIVE
DECREE 58/98 AND STATE THEIR EMOLUMENTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 50,000 50,000 03/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA MOVILES SA OGM Meeting Date: 04/16/2004
Issuer: E9016S114 ISIN: ES0178401016
SEDOL: 4695532
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL STATEMENTS AND MANAGEMENT Management For No
REPORT BOTH FOR TELEFONICA MOVILES, S.A., AS
WELL AS FOR IT S CONSOLIDATED GROUP OF CORPORATIONS,
AS WELL AS OF THE ALLOCATION OF THE EARNINGS
OF TELEFONICA MOVILES, S.A. AND OF THE MANAGEMENT
BY ITS BOARD OF DIRECTORS, ALL WITH REGARD TO
THE FY CORRESPONDING TO THE YE 2003
2. APPROVE THE CASH DIVIDEND DISTRIBUTION TO THE Management For No
SHAREHOLDERS WITH A CHARGE TO THE EARNINGS OF
THE FY 2003
3. APPOINT AN AUDITOR FOR THE FY 2004 Management For No
4. APPOINT THE ACQUISITION OF ITS OWN SHARES, EITHER Management For No
DIRECTLY OR THROUGH CORPORATIONS WITHIN THE GROUP
5. APPROVE THE GENERAL SHAREHOLDERS MEETING CODE Management For No
OF CONDUCT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 20,000 20,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA MOVILES SA OGM Meeting Date: 04/16/2004
Issuer: E9016S114 ISIN: ES0178401016
SEDOL: 4695532
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MID Non-Voting Non-Vote Proposal No
#125936 DUE TO AN ADDITIONAL RESOLUTION. PLEASE
ALSO NOTE THE NEW CUTOFF DATE. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS NOTICE OF
MEETING. THANK YOU.
1. APPROVE THE ANNUAL STATEMENTS AND MANAGEMENT Management For No
REPORT BOTH FOR TELEFONICA MOVILES, S.A., AS WELL
AS FOR IT S CONSOLIDATED GROUP OF CORPORATIONS, AS
WELL AS OF THE ALLOCATION OF THE EARNINGS OF
TELEFONICA MOVILES, S.A. AND OF THE MANAGEMENT BY
ITS BOARD OF DIRECTORS, ALL WITH REGARD TO THE FY
CORRESPONDING TO THE YE 2003
2. APPROVE THE CASH DIVIDEND DISTRIBUTION TO THE Management For No
SHAREHOLDERS WITH A CHARGE TO THE EARNINGS OF
THE FY 2003
3. APPOINT AN AUDITOR FOR THE FY 2004 Management For No
4. AUTHORIZE THE ACQUISITION OF ITS OWN SHARES, Management For No
EITHER DIRECTLY OR THROUGH CORPORATIONS WITHIN
THE GROUP
5. APPROVE THE GENERAL SHAREHOLDERS MEETING CODE Management For No
OF CONDUCT
6. AUTHORIZE THE BOARD OF DIRECTORS TO FORMALIZE, Management For No
CORRECT, INTERPRET AND IMPLEMENT THE RESOLUTIONS
ADOPTED ON THE GENERAL MEETING
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 20,000 20,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against No No
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 101 7,000 7,000 04/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 103 3,000 3,000 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOUYGUES, GUYANCOURT MIX Meeting Date: 04/22/2004
Issuer: F11487125 ISIN: FR0000120503 BLOCKING
SEDOL: 4002121, 7164028, 4115159, 2696612, 4067528
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR Management For No
THE FY 2003, OF NET PROFITS EUR 216,422,001.36
AND GRANT PERMANENT DISCHARGE TO THE DIRECTORS
ON COMPLETION OF THEIR ASSIGNMENTS FOR THE FY
2003
O.2 APPROVE THE CONSOLIDATED ACCOUNTS AT 31 DEC 2003, Management For No
OF NET PROFITS GROUP SHARES EUR 450,000,000.00
O.3 APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management For No
PROFITS FOR THE FY: EUR 219,302,777.88; SPECIAL
RESERVE ON LONG TERM CAPITAL GAIN: EUR 5,437,937.00;
GLOBAL DIVIDEND: EUR 16,659,988.45; ADDITIONAL
DIVIDEND: 149,939,986.05; BALANCE CARRIED FORWARD:
EUR 47,264,856.38; AND, THE SHAREHOLDERS WILL
RECEIVE A NET DIVIDEND OF EUR 0.50, WITH A CORRESPONDING
TAX CREDIT OF EUR 0.25; THIS DIVIDEND WILL BE
PAID ON 29 APR 2004
O.4 APPROVE THE SPECIAL AUDITORS REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLES L.225-40 AND
L.225-38 OF THE FRENCH COMMERCIAL LAW
O.5 APPOINT MR. CHARLES DE CROISSET AS A DIRECTOR Management For No
REPLACING MR. ALAIN POUYAT, FOR THE UNEFFECTED
PART OF HIS TERM
O.6 APPOINT MR. THIERRY JOURDAINE AS A DIRECTOR REPLACING Management For No
MR. DANIEL DEVILLEBICHOT, FOR THE UNEFFECTED
PART OF HIS TERM
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. CHARLES Management For No
DE CROISSET AS A DIRECTOR FOR 6 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. YVES Management For No
GABRIEL AS A DIRECTOR FOR 6 YEARS
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. FINANCIERE Management For No
PINAULT AS A DIRECTOR FOR 6 YEARS
O.10 APPOINT MR. ALAIN POUYAT AS A DIRECTOR FOR 6 Management For No
YEARS
O.11 APPROVE TO RENEW THE TERM OF OFFICE OF MAZARS Management For No
ET GUERARD AS THE AUDITOR FOR 6 YEARS
O.12 APPROVE TO RENEW THE TERM OF OFFICE OF THIERRY Management For No
COLIN AS THE DEPUTY AUDITOR FOR 6 YEARS
O.13 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE CGM ON 25 MAY 2000, TO ISSUE DEBT
SECURITIES FOR A MAXIMUM AMOUNT OF EUR
4,000,000,000.00, SECURITIES WITH INTEREST RATE
AND/OR PREMIUM SHOULD BE INCLUDED IN THIS AMOUNT;
AUTHORITY EXPIRES AT THE END OF 5 YEARS
O.14 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE CGM ON 24 APR 2003, TO REPURCHASE
THE COMPANY SHARES AT A MAXIMUM PRICE OF
1,000,000,000.00; NOT EXCEEDING 10% OF THE SHARE
CAPITAL ; TO TRADE THE COMPANY S SHARES ON THE
STOCK EXCHANGE IN VIEW OF ADJUSTING THEIR PRICE AS
PER THE FOLLOWING CONDITIONS: AT A MAXIMUM PRICE
OF EUR 50.00; MINIMUM PRICE OF EUR 20.00;
AUTHORITY EXPIRES AT THE END OF 18 MONTHS
E.15 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE CGM ON 25 APR 2002, TO INCREASE
THE SHARE CAPITAL BY ISSUING SHARES AND SECURITIES,
GIVING ACCESS TO THE SHARE CAPITAL WITH PREFERENTIAL
SUBSCRIPTION RIGHT AND BY INCORPORATION OF RESERVES,
NOT MORE THAN EUR 150,000,000.00 EUR 4,000,000,000.00
FOR DEBIT SECURITIES , THEY SHALL BE GRANTED
PREFERABLY TO THE OWNERS OF SHARES AND INVESTMENT
CERTIFICATES WHO CAN SUBSCRIBE AS OF RIGHT;
AUTHORITY EXPIRES AT THE END OF 26 MONTHS
E.16 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE CGM ON 25 APR 2002, TO ISSUE
SHARES AND SECURITIES CAPITAL BY ISSUING SHARES
AND SECURITIES, GIVING ACCESS TO THE SHARE CAPITAL
WITH PREFERENTIAL SUBSCRIPTION RIGHT AND BY
INCORPORATION OF RESERVES, NOT MORE THAN EUR
150,000,000.00 EUR 4,000,000,000.00 FOR DEBIT
SECURITIES , THESE LIMITS SHALL BE INCLUDED IN THE
LIMITS SET FOR RESOLUTION 15 ABOVE, SUCH
SECURITIES MAY REMUNERATE SECURITIES BROUGHT TO
THE COMPANY IN A PUBLIC EXCHANGE OFFER INITIATED
IN ACCORDANCE WITH ARTICLE L.225-148 OF THE FRENCH
COMMERCIAL LAW; AUTHORITY EXPIRES AT THE END OF 26
MONTHS
E.17 APPROVE THAT RESOLUTION 15 AND 16 ABOVE SHALL Management For No
BE USED IN A PERIOD OF TAKE-OVER BID OR EXCHANGE
THE AMOUNT OF EUR 150,000,000,000.00; THE AUTHORITY
IS VALID TILL THE MEETING CALLED TO DELIBERATE
ON THE 2004 ACCOUNTS AND APPROVE THE SUBSCRIBERS
TO THE 1.70% 1999-2006 BOUYGUES LOAN ON 16 APR
2004;
E.18 AUTHORIZE THE BOARD TO ISSUE SHARES TO BE PAID-UP Management For No
IN CASH, NOT EXCEEDING 10% OF THE SHARE CAPITAL,
THIS SHARE ISSUE BE RESERVED TO THE EMPLOYEES
OF THE GROUP WHO SUBSCRIBED TO 1 OF THE GROUP
SAVING PLANS, SUCH CAPITAL INCREASE SHALL NOT
EXCEED 10% OF THE TOTAL CAPITAL INCREASE RESULTING
FROM RESOLUTIONS 15 AND 16 ABOVE; AND; THE BOARD
SHALL DELIBERATE ON THE ADVISABILITY OF THIS
CAPITAL INCREASE; AUTHORITY EXPIRE AT THE END
OF 26 MONTHS
E.19 GRANT ALL POWER TO THE BOARD TO DECREASE THE Management For No
SHARE CAPITAL, BY CANCELING REPURCHASED SHARES,
NOT EXCEEDING 10% OF THE SHARE CAPITAL IN 24
MONTHS; REDUCE THE SHARE CAPITAL AND MODIFY THE
ARTICLES ACCORDINGLY; AUTHORITY EXPIRES AT THE
END OF 18 MONTHS ;
E.20 AUTHORIZE THE BOARD TO ISSUE OPTIONS TO SUBSCRIBE Management For No
OR TO BUY SHARES, IN ACCORDANCE WITH ARTICLE
L.225-182 OF THE FRENCH DECREE OF 23 MAR 1967,
THESE OPTIONS SHALL BE EXERCISED NOT LATER THAN 7
YEARS AFTER THEY ARE GRANTED AND ARE RESERVED TO
SOME CATEGORIES OF EMPLOYEES AND SOCIAL
REPRESENTATIVES; AUTHORITY EXPIRES AT THE END OF
28 MONTHS ;
E.21 MODIFY THE BY-LAWS ARTICLES 13 IN ACCORDANCE Management For No
WITH FINANCIAL SECURITY LAW
E.22 MODIFY THE BY-LAWS ARTICLES 15 IN ACCORDANCE Management For No
WITH FINANCIAL SECURITY LAW
E.23 DELEGATE ALL POWERS FOR THE BOARD OF DIRECTORS Management For No
TO GRANT STOCK OPTIONS
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting Non-Vote No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Proposal
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6
DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD VOTING
INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE
DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE
PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF
YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS
AS REGISTERED INTERMEDIARY, PLEASE CONTACT ADP.
TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A
VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR
EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN
SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES
ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN
EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF
THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING.
THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS
INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND
RELEASE THE SHARES FOR SETTLEMENT OF THE SALE
TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO
MEETING DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 7,000 7,000 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT Annual Meeting Date: 04/22/2004
Issuer: 539830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against No No
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against No No
05 STOCKHOLDER PROPOSAL BY UNITED ASSOCIATION S&P Shareholder Against No No
500 INDEX FUND
06 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against No No
AND OTHER GROUPS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 109 7,500 7,500 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ARNOLDO MONDADORI EDITORE SPA, MILANO MIX Meeting Date: 04/26/2004
Issuer: T6901G126 ISIN: IT0001469383 BLOCKING
SEDOL: 4084895, 4087087
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 04
MAY 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR
THE MEETING IS CANCELLED. THANK YOU
O.1 APPROVE THE BALANCE AS AT 31 DEC 03, BOARDS AND Management For No
AUDITORS REPORT, CONSEQUENT DELIBERATIONS AND
CONSOLIDATED BALANCE SHEET AS AT 31 DEC 03
O.2 GRANT AUTHORITY TO PURCHASE AND SALE OWN SHARES Management For No
O.3 APPROVE THE MANDATE TO THE AUDITING COMPANY FOR Management For No
THE YEARS 2004/06 AND THEIR REMUNERATION
E.1 APPROVE TO AMEND THE ARTICLE 1, 2, 4, 5, 6, 7, Management For No
8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18 AND
19 OF THE STATUTE AND CONSEQUENT DELIBERATIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 20,000 20,000 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. LLL Annual Meeting Date: 04/27/2004
Issuer: 502424 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
INDEPENDENT AUDITORS.
03 APPROVAL OF AMENDMENT TO THE 1999 LONG TERM PERFORMANCE Management For No No
PLAN.
04 RATIFICATION OF THE TERMS OF PERFORMANCE-BASED Management For No No
COMPENSATION UNDER THE 1999 LONG TERM PERFORMANCE
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 104 4,000 4,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIASET SPA AGM Meeting Date: 04/27/2004
Issuer: T6688Q107 ISIN: IT0001063210 BLOCKING
SEDOL: 5077946, 5474774
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 APR 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting Non-Vote Proposal No
YOU.
O.1 APPROVE THE FINANCIAL STATEMENT, CONSOLIDATED Management For No
FINANCIAL STATEMENT, BOARD OF DIRECTORS AND AUDITORS
REPORT OF 31 DEC 2003 AND ANY ADJOURNMENT THEREOF
O.2 AUTHORIZE TO BUY BACK OF SHARES AND ANY ADJOURNMENT Management For No
THEREOF
E.1 AMEND TO THE ARTICLES OF ASSOCIATION Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 15,000 15,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM Annual Meeting Date: 04/28/2004
Issuer: 651639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004
03 STOCKHOLDER PROPOSAL Shareholder For Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 106 17,000 17,000 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No No
03 CUMULATIVE VOTING Shareholder Against No No
04 BOARD COMPOSITION Shareholder Against No No
05 SEPARATE CHAIRMAN AND CEO Shareholder Against No No
06 FUTURE POISON PILL Shareholder For Yes No
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No No
FEES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 104 4,500 4,500 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF Annual Meeting Date: 04/30/2004
Issuer: 879382 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT Management For No No
REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED
GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR
THE APPLICATION OF THE RESULTS OF TELEFONICA,
S.A., AND THAT OF THE MANAGEMENT OF ITS BOARD OF
DIRECTORS CORRESPONDING TO THE FISCAL YEAR 2003.
02 APPROVAL OF THE SHAREHOLDER REMUNERATION: DISTRIBUTION Management For No No
OF DIVIDENDS FROM 2003 NET INCOME AND FROM THE
ADDITIONAL PAID-IN-CAPITAL RESERVE.
03 APPROVAL OF THE DESIGNATION OF THE ACCOUNTS AUDITOR Management For No No
FOR THE 2004 FISCAL YEAR.
04 APPROVAL OF THE AUTHORIZATION FOR THE ACQUISITION Management For No No
OF TREASURY STOCK, DIRECTLY OR THROUGH GROUP COMPANIES.
05 APPROVAL, IF APPROPRIATE, OF THE REGULATIONS Management For No No
OF THE GENERAL MEETING OF SHAREHOLDERS OF
TELEFONICA, S.A. .
06 DELEGATION OF POWERS FOR THE FORMALIZING, INTERPRETING, Management For No No
CORRECTING AND EXECUTING OF THE RESOLUTIONS ADOPTED
BY THE ANNUAL GENERAL SHAREHOLDERS MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 208 4,179 4,179 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO EGM Meeting Date: 05/04/2004
Issuer: T92778124 ISIN: IT0003497176 BLOCKING
SEDOL: 7634402
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. AMEND THE ARTICLES OF ASSOCIATION, AND ANY ADJOURNMENT Management Unvoted No
THEREOF
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 82,521 0
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. YBTVA Annual Meeting Date: 05/04/2004
Issuer: 987434 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE YOUNG BROADCASTING INC. Management For No No
2004 EQUITY INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE YOUNG BROADCASTING INC. Management For No No
2003 NON- EMPLOYEE DIRECTORS DEFERRED STOCK
UNIT PLAN.
04 PROPOSAL TO APPROVE AN AMENDMENT TO THE YOUNG Management For No No
BROADCASTING INC. 2001 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE TOTAL NUMBER OF SHARES AVAILABLE
THEREUNDER FROM 50,000 TO 100,000.
05 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 107 7,300 7,300 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CRH PLC AGM Meeting Date: 05/05/2004
Issuer: G25508105 ISIN: IE0001827041
SEDOL: 4182249, 0182704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE COMPANY S FINANCIAL STATEMENTS AND Management For No
THE REPORTS OF THE DIRECTORS AND THE AUDITORS
FOR THE YE 31 DEC 2003
2. DECLARE A DIVIDEND ON THE ORDINARY SHARES Management For No
3.a RE-ELECT MR. D.M. KENNEDY AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 103
3.b RE-ELECT MR. P.J. MOLLOY AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 103
3.c RE-ELECT MR. W.I. O MAHONY AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 103
3.d RE-ELECT MR. D.W. DAYLE AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 109
3.e RE-ELECT MR. J.M. DE JONG AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 109
3.f RE-ELECT MR. M. LEE AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 109
3.g RE-ELECT MR. T.V. NEILL AS A DIRECTOR IN ACCORDANCE Management For No
WITH ARTICLE 109
4. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For No
OF THE AUDITORS
S.5 AUTHORIZE THE DIRECTORS OF THE COMPANY IN PURSUANT Management For No
TO THE ARTICLE 11(E) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY TO ALLOT EQUITY
SECURITIES FOR CASH AND IN RESPECT OF
SUB-PARAGRAPH (III) THEREOF UP TO AN AGGREGATE
VALUE OF EUR 8,968,000; AUTHORIZATION EXPIRES
EARLIER THE DATE OF AGM IN 2005 OR 04 AUG 2005
6. AUTHORIZE THE DIRECTORS PURSUANT TO ARTICLE 135(B) Management For No
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY TO
OFFER TO THE HOLDERS OF ORDINARY SHARES IN THE
CAPITAL OF THE COMPANY THE RIGHT TO ELECT TO
RECEIVE AN ALLOTMENT OF ADDITIONAL ORDINARY SHARES
CREDITED AS FULLY PAID INSTEAD OF CASH IN RESPECT
OF ALL OR PART OF ANY DIVIDEND OR DIVIDENDS
FALLING TO BE DECLARED OR PAID DURING THE PERIOD
COMMENCING ON THE DATE OF ADOPTION OF THIS
RESOLUTION; AUTHORIZATION EXPIRES ON THE DATE OF
AGM IN 2009
S.7 AMEND ARTICLE 14 OF THE ARTICLES OF ASSOCIATION Management For No
OF THE COMPANY BY DELETING AND ADDING THE NEW
ARTICLE AS SPECIFIED
S.8 AMEND ARTICLE 153 OF THE ARTICLES OF ASSOCIATION Management For No
OF THE COMPANY
S.9 AMEND ARTICLE 62 OF THE ARTICLES OF ASSOCIATION Management For No
OF THE COMPANY
S.10 AUTHORIZE THE COMPANY TO PURCHASE ORDINARY SHARES Management For No
SECTION 212 OF THE COMPANIES ACT, 1990 SUBJECT TO
PASSING OF RESOLUTION 9; AUTHORIZATION EXPIRES AT
THE CLOSE OF BUSINESS ON THE EARLIER DATE OF THE
AGM IN 2005 OR 04 AUG 2005
S.11 AUTHORIZE THE COMPANY TO RE-ISSUE TREASURY SHARES Management For No
SECTION 212 OF THE COMPANIES ACT, 1990 SUBJECT TO
PASSING OF RESOLUTION 9; AUTHORIZATION EXPIRES AT
THE CLOSE OF BUSINESS ON THE EARLIER DATE OF THE
AGM IN 2005 OR 04 AUG 2005
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 20,000 20,000 05/04/2004
GABELLI GLOBAL OPPORTUNITY FN G008 4,125 4,125 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO OGM Meeting Date: 05/05/2004
Issuer: T92778124 ISIN: IT0003497176 BLOCKING
SEDOL: 7634402
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 6 MAY
2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES
WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE MEETING REGULATIONS Management Unvoted No
2. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2003 Management Unvoted No
AND ANY ADJOURNMENT THEREOF
3. APPROVE THE APPOINTMENT OF THE AUDITORS RELATED Management Unvoted No
TO TRIENNIUM 2004/2006
4. APPOINT THE BOARD OF DIRECTORS AND ANY ADJOURNMENT Management Unvoted No
THEREOF
5. APPROVE THE EMOLUMENTS OF THE BOARD OF AUDITORS Management Unvoted No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 82,521 0
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING CO LTD OGM Meeting Date: 05/07/2004
Issuer: S34320101 ISIN: ZAE000015228
SEDOL: 0410568, 4410564, 6410562, 7413021
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1.O1 AUTHORIZE THE DIRECTORS OF THE COMPANY, AS A Management For No
SPECIFIC AUTHORITY IN TERMS OF SECTION 221 OF THE
COMPANIES ACT, 1973, A SPECIFIC ISSUE IN TERMS OF
THE LISTINGS REQUIREMENTS OF THE JSE AND AS
PROVIDED FOR IN ARTICLES 2, 2A, 3 AND 129 OF THE
COMPANY S ARTICLES OF ASSOCIATION, TO CREATE AND
ISSUE FOR CASH UP TO A MAXIMUM OF 1,700 ONE
THOUSAND SEVEN HUNDRED BONDS CONVERTIBLE INTO NEW
ORDINARY EQUITY SHARES OF THE COMPANY NEW ORDINARY
SHARES , WITH A PRINCIPAL AMOUNT OF ZAR 1,000,000
ONE MILLION RAND , OR CONVERTIBLE BONDS ,
COMPRISING A MAXIMUM AGGREGATE SUBSCRIPTION PRICE
OF ZAR L,700,000,000 ONE BILLION SEVEN HUNDRED
MILLION RAND , SUBSTANTIALLY ON AND SUBSTANTIALLY
SUBJECT TO THE TERMS AND CONDITIONS, PROVIDED THAT
THE: A) ISSUE OF THE CONVERTIBLE BONDS IS APPROVED
BY THE JSE; B) CONVERTIBLE BONDS WILL NOT BE
ISSUED TO NON-PUBLIC SHAREHOLDERS, AS DEFINED IN
PARAGRAPHS 4.25 TO 4.27 OF THE LISTINGS
REQUIREMENTS OF THE JSE; C) CONVERTIBLE BONDS WILL
BE DENOMINATED IN RANDS AND WILL BE ISSUED AT 100%
OF THEIR PRINCIPAL AMOUNT; D) ISSUE OF THE
CONVERTIBLE BONDS WILL BE SUBJECT TO THE COMPANY
PROVIDING THE HOLDERS OF ITS SECURITIES WITH A
FAIR AND REASONABLE STATEMENT, COMPLYING WITH
SCHEDULE 5 TO THE LISTINGS REQUIREMENTS OF THE
JSE, FROM AN INDEPENDENT PROFESSIONAL EXPERT
ACCEPTABLE TO THE JSE INDICATING THAT THE ISSUE OF
THE CONVERTIBLE BONDS IS FAIR AND REASONABLE TO
THE HOLDERS OF THE COMPANY S SECURITIES; AND E)
CONVERTIBLE BONDS WILL NOT BE ISSUED TO A RELATED
PARTY/LIES AS DESCRIBED IN PARAGRAPH 10 OF THE
LISTINGS REQUIREMENTS OF THE JSE
2.O2 AUTHORIZE THE DIRECTORS OF THE COMPANY, AS A Management For No
SPECIFIC AUTHORITY IN TERMS OF SECTION 221 OF
THE COMPANIES ACT, 1973, TO ALLOT AND ISSUE THE
NEW ORDINARY SHARES ON THE SUBJECT TO THE TERMS
AND CONDITIONS OF THE CONVERTIBLE BONDS
3.O3 AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT Management For No
AND ISSUE EQUITY SECURITIES INCLUDING THE GRANT OR
ISSUE OF OPTIONS OR CONVERTIBLE SECURITIES THAT
ARE CONVERTIBLE INTO AN EXISTING CLASS OF EQUITY
SECURITIES FOR CASH ON SUCH TERMS AND CONDITIONS
AS THE DIRECTORS MAY FROM TIME TO TIME AT THEIR
SOLE DISCRETION DEEM FIT, BUT SUBJECT TO THE
FOLLOWING REQUIREMENTS OF THE JSE: A) THE EQUITY
SECURITIES WHICH ARE THE SUBJECT OF THE ISSUE FOR
CASH MUST BE OF A CLASS ALREADY IN ISSUE, OR WHERE
THIS IS NOT THE CASE, MUST BE LIMITED TO SUCH
SECURITIES OR RIGHTS THAT ARE CONVERTIBLE INTO A
CLASS ALREADY IN ISSUE; B) THE EQUITY SECURITIES
MUST BE ISSUED TO PUBLIC SHAREHOLDERS, AS DEFINED
IN PARAGRAPHS 4.25 TO 4.27 OF THE LISTINGS
REQUIREMENTS OF THE JSE AND NOT TO RELATED
PARTIES; C) SECURITIES WHICH ARE THE SUBJECT OF
GENERAL ISSUES FOR CASH: I) IN THE AGGREGATE IN
ANY 1 FY MAY NOT EXCEED 15% OF THE COMPANY S
RELEVANT NUMBER OF EQUITY SECURITIES IN ISSUE OF
THAT CLASS; II) OF A PARTICULAR CLASS, WILL BE
AGGREGATED WITH ANY SECURITIES THAT ARE
COMPULSORILY CONVERTIBLE INTO SECURITIES OF THAT
CLASS, AND, IN THE CASE OF THE ISSUE OF
COMPULSORILY CONVERTIBLE SECURITIES, AGGREGATED
WITH THE SECURITIES OF THAT CLASS INTO WHICH THEY
ARE COMPULSORILY CONVERTIBLE; III) AS REGARDS THE
NUMBER OF SECURITIES WHICH MAY BE ISSUED THE 15%
NUMBER , SHALL BE BASED ON THE NUMBER OF
SECURITIES OF THAT CLASS IN ISSUE ADDED TO THOSE
THAT MAY BE ISSUED IN FUTURE, AT THE DATE OF SUCH
APPLICATION: 1) LESS ANY SECURITIES OF THE CLASS
ISSUED, OR TO BE ISSUED IN FUTURE ARISING FROM
OPTIONS/CONVERTIBLE SECURITIES ISSUED, DURING THE
CURRENT FINANCIAL YEAR; 2) PLUS ANY SECURITIES OF
THAT CLASS TO BE ISSUED PURSUANT TO: AA) A RIGHTS
ISSUE WHICH HAS BEEN ANNOUNCED, IS IRREVOCABLE AND
IS FULLY UNDERWRITTEN; OR BB) AN ACQUISITION WHICH
HAS HAD FINAL TERMS ANNOUNCED MAY HE INCLUDED AS
THOUGH THEY WERE SECURITIES IN ISSUE AT THE DATE
OF APPLICATION; AND D) THE MAXIMUM DISCOUNT AT
WHICH EQUITY SECURITIES MAY BE ISSUED IS 10% OF
THE WEIGHTED AVERAGE TRADED PRICE OF SUCH EQUITY
SECURITIES MEASURED OVER THE 30 BUSINESS DAYS
PRIOR TO THE DATE THAT THE PRICE OF THE ISSUE IS
DETERMINED OR AGREED BY THE DIRECTORS OF THE
COMPANY; THE JSE WILL BE CONSULTED FOR A RULING IF
THE COMPANY S SECURITIES HAVE NOT TRADED IN SUCH
30 BUSINESS DAY PERIOD
4.O4 AUTHORIZE ANY ONE OF THE DIRECTORS OF THE COMPANY Management For No
TO SIGN ALL SUCH DOCUMENTS AND DO ALL SUCH THINGS
AS MAY BE NECESSARY FOR OR INCIDENTAL TO THE
IMPLEMENTATION OF THE ORDINARY RESOLUTIONS TO
BE PROPOSED AT THE GENERAL MEETING IT WHICH THIS
ORDINARY RESOLUTION NUMBER 4 WILL BE PROPOSED
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 10,000 10,000 05/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SAECO INTERNATIONAL GROUP, GAGGIO MONTANO (BO) OGM Meeting Date: 05/11/2004
Issuer: T8123S102 ISIN: IT0001467064 BLOCKING
SEDOL: 4778938, 4908058
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
12 MAY 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPOINT A NEW BOARD OF DIRECTORS Management For No
2. MISCELLANEOUS Other For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 50,000 50,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MANIFATTURE LANE GAETANO MARZOTTO & FIGLI SPA, VALDAG MIX Meeting Date: 05/12/2004
Issuer: T66572115 ISIN: IT0000080819 BLOCKING
SEDOL: 4570004, 5823398
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
13 MAY 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
O.1 APPROVE THE RESOLUTIONS AS PER ARTICLE 2364 OF Management For No
THE ITALIAN CIVIL CODE BALANCE SHEET REPORTS
E.1 AMEND SOME ARTICLES OF THE BY-LAWS, PARTICULARLY Management For No
TO COPE WITH THE PROVISIONS OF THE LEGISLATIVE
DECREE N. 6/2003 AND RELATED AMENDMENTS AND UPDATES;
RESOLUTIONS RELATED THERE TO
E.2 AMEND THE RESOLUTIONS TAKEN BY THE EGM HELD ON Management For No
17 DEC 2001, CONCERNING THE STOCK CAPITAL INCREASE
UP TO A MAXIMUM AMOUNT OF EUR 2,000,000 THROUGH
THE ISSUE OF 2,000,000 SHARES FACE VALUE EUR
1 ; AMEND ARTICLE 4 OF THE BY-LAWS; RESOLUTIONS
RELATED THERE TO
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 27,000 27,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NORDEX AG, ROSTOCK OGM Meeting Date: 05/12/2004
Issuer: D5736K101 ISIN: DE0005873574 BLOCKING
SEDOL: 7072273
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE COMPANY S ANNUAL AND CONSOLIDATED Management For No
EARNINGS AND THE REPORT OF THE SUPERVISORY BOARD
FOR 2003
2. ACKNOWLEDGE THE ANNOUNCEMENT BY THE COMPANY THAT Management For No
IN ACCORDANCE WITH THE STOCKCORPORATION LAW,
THERE IS A LOSS IN PROFITS IN HALF OF THE COMPANY
S NOMINAL CAPITAL
3. RATIFY THE ACTS OF THE MANAGING BOARD Management For No
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
5. ELECT DR. EBERHARD FREIHERR VON PERFALL AS A Management For No
MEMBER OF THE SUPERVISORY BOARD IN A BY-ELECTION
6. AMEND THE ARTICLES Management For No
7. ELECT ERNST & YOUNG AG, DUSSELDORF, AS THE AUDITORS Management For No
* PLEASE NOTE THAT THIS IS AN ANNUAL GENERAL METING. Non-Voting Non-Vote Proposal No
THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 90,000 90,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHRISTIAN DIOR SA MIX Meeting Date: 05/13/2004
Issuer: F26334106 ISIN: FR0000130403 BLOCKING
SEDOL: 4061393, 4194545, 4069030, 5690097
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE BOARD OF DIRECTORS AND THE AUDITOR S Management For No
REPORT, AND APPROVE THE CONSOLIDATED ACCOUNTS
AND THE BALANCE SHEET FOR THE FYE 31 DEC 2003
2. RECEIVE THE BOARD OF DIRECTORS, THE CHAIRMAN Management For No
OF THE BOARD OF DIRECTORS AND THE AUDITOR S
REPORTS, AND APPROVE THE ACCOUNTS AND THE BALANCE
SHEET FOR THE FYE 31 DEC 2003; AND GRANT PERMANENT
DISCHARGE TO THE DIRECTORS FOR THE COMPLETION OF
THEIR ASSIGNMENT FOR THE CURRENT YEAR
3. APPROVE THE SPECIAL AUDITOR S REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLE L.225-38 AND FOLLOWINGS
OF THE FRENCH COMMERCIAL LAW
4. APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management For No
PROFITS FOR THE FY: EUR 127,401,175.01; PRIOR
RETAINED EARNINGS: EUR 143,951,604.44 AND A
DISTRIBUTABLE RESULT OF EUR 271,358,779.45
ALLOCATED AS: GLOBAL DIVIDEND: EUR 158,102,531.76;
BALANCE CARRIED FORWARD: EUR 113,256,247.69; AND
ACKNOWLEDGE THAT AN INTERIM DIVIDEND OF EUR 0.28
HAS ALREADY PAID ON 04 DEC 2003 AND THE
SHAREHOLDERS WILL RECEIVE REMAINING DIVIDEND OF
EUR 0.59, WITH A CORRESPONDING TAX CREDIT OF EUR
0.295; THIS DIVIDEND WILL BE PAID ON 19 MAY 2004
5. APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management For No
ANTOINE BERNHEIM AS A DIRECTOR FOR 3 YEARS
6. APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management For No
RAYMOND WIBAUX AS A DIRECTOR FOR 3 YEARS
7. AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE CGM ON 15 MAY 2003, TO TRADE THE
COMPANY SHARES ON THE STOCK EXCHANGE IN VIEW OF
ADJUSTING THEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 90.00;
MINIMUM SELLING PRICE: EUR 20.00; AND, MAXIMUM
NUMBER OF SHARES TO BE TRADED: 0.50%; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS
8. APPROVE TO MODIFY ARTICLES 8, 9, 10, 15, 16, Management For No
AND 19 OF THE ARTICLES OF ASSOCIATIONS
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting Non-Vote Proposal No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6
DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD VOTING
INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE
DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE
PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF
YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS
AS REGISTERED INTERMEDIARY, PLEASE CONTACT ADP.
TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A
VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR
EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN
SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES
ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN
EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF
THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING.
THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS
INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND
RELEASE THE SHARES FOR SETTLEMENT OF THE SALE
TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO
MEETING DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 8,000 8,000 05/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC AGM Meeting Date: 05/17/2004
Issuer: G3910J112 ISIN: GB0009252882
SEDOL: 0925288, 4907657
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE DIRECTOR S REPORT AND THE Management For No
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2003
2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For No
DEC 2003
3. ELECT MR. H. LAWRENCE CULP AS A DIRECTOR OF THE Management For No
COMPANY
4. ELECT MR. CRISPIN DAVIS AS A DIRECTOR OF THE COMPANY Management For No
5. ELECT SIR. ROBERT WILSON AS A DIRECTOR OF THE Management For No
COMPANY
6. ELECT DR. TACHI YAMADA AS A DIRECTOR OF THE COMPANY Management For No
7. RE-ELECT SIR. CHRISTOPHER HOGG AS A DIRECTOR Management For No
OF THE COMPANY
8. AUTHORIZE THE AUDIT COMMITTEE TO RE-APPOINT Management For No
PRICEWATERHOUSECOOPERS LLP AS THEAUDITORS TO THE
COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE
MEETING TO THE CONCLUSION OF THE NEXT MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
9. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE Management For No
REMUNERATION OF THE AUDITORS
10. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART Management For No
XA OF THE COMPANIES ACT 1985,TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATION AND TO INCUR EU
POLITICAL EXPENDITURE UP TO AN AGGREGATE AMOUNT
NOT EXCEEDING GBP 100,000; AUTHORITY EXPIRES
AT THE CONCLUSION OF THE COMPANY S AGM IN 2005
S.11 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For No
95 OF THE ACT, TO ALLOT EQUITY SECURITIES SECTION
94 FOR CASH PURSUANT TO THE AUTHORITY CONFERRED
BY RESOLUTION 20 PASSED AT THE AGM HELD ON 21
MAY 2001 WHICH EXPIRES AT THE END OF THE COMPANY
S AGM IN 2006 OR, IF EARLIER ON 20 MAY 2006,
AND /OR WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT
OF EQUITY SECURITIES BY VIRTUE OF SECTION 94
(3A), DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS
SECTION 89(1) , PROVIDED THAT THIS POWER IS
LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES:
A) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOR
OF ORDINARY SHAREHOLDERS; B) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 74,330,954 AUTHORITY EXPIRES
AT THE END OF THE NEXT AGM OF THE COMPANY TO
BE HELD IN 2005 OR ON 16 NOV 2005
S.12 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For No
166 OF THE ACT, TO MAKE MARKET PURCHASES SECTION
163(3) OF ITS OWN ORDINARY SHARES OF 25 PENCE
EACH, MINIMUM PRICE OF 25 PENCE AND UP TO AN
AMOUNT EQUAL TO 105% OF THE AVERAGE MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE
COMPANY TO BE HELD IN 2005 OR 16 NOV 2005 ; THE
COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO
PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE
EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 8,208 8,208 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN Annual Meeting Date: 05/18/2004
Issuer: 17453B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against No No
OF DIRECTORS ADOPT A FORMAL WRITTEN POLICY THAT
WOULD REQUIRE STOCKHOLDER APPROVAL OF FUTURE
SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 101 18,180 18,180 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT Annual Meeting Date: 05/18/2004
Issuer: 251566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE RESOLUTION ON THE APPROPRIATION Management For No No
OF NET INCOME.
03 APPROVAL OF ACTIONS BY THE BOARD OF MANAGEMENT Management For No No
FOR THE FINANCIAL YEAR 2003.
04 APPROVAL OF ACTIONS BY THE SUPERVISORY BOARD Management For No No
FOR THE FINANCIAL YEAR 2003.
05 APPROVAL TO APPOINT INDEPENDENT AUDITOR AND GROUP Management For No No
AUDITOR FOR THE 2004 FINANCIAL YEAR.
06 APPROVAL OF THE RESOLUTION AUTHORIZING THE COMPANY Management For No No
TO PURCHASE AND USE ITS OWN SHARES.
07 APPROVAL OF THE RESOLUTION ON PARTIAL REVOCATION Management For No No
OF AS YET UNUSED PART OF AUTHORIZATION TO GRANT
SUBSCRIPTION RIGHTS.
08 APPROVAL OF THE RESOLUTION ON THE CANCELLATION Shareholder For No No
OF THE APPROVED CAPITAL 2000 AND THE CREATION
OF NEW APPROVED CAPITAL 2004.
09 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH T-PUNKT VERTRIEBSGESELLSCHAFT MBH.
10 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE
GMBH.
11 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH NORMA TELEKOMMUNIKATIONSDIENSTE
GMBH.
12 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH CARMEN TELEKOMMUNIKATIONSDIENSTE
GMBH.
13 APPROVAL OF THE RESOLUTION ON THE AMENDMENT OF Management For No No
SECTION 13 OF THE ARTICLES OF INCORPORATION.
14 APPROVAL OF THE RESOLUTION ON THE AMENDMENT OF Management For No No
SECTION 14 OF THE ARTICLES OF INCORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 105 4,783 4,783 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NAKANISHI INC, TOCHIGI AGM Meeting Date: 05/18/2004
Issuer: J4800J102 ISIN: JP3642500007
SEDOL: 6271071
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY0, FINAL JY 20, SPECIAL JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUS FOR DIRECTOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 4,000 4,000 05/07/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP AGM Meeting Date: 05/20/2004
Issuer: X5967A101 ISIN: GRS419003009 BLOCKING
SEDOL: 7107250
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENTS OF 2003 Management For No
2. APPROVE THE PROFITS DISPOSAL Management For No
3. APPROVE THE DISMISSAL OF THE BOARD OF DIRECTOR Management For No
MEMBERS AND CHARRERED ACCOUNTANTS FROM ANY COMPENSATIONNAL
RESPONSIBILITY FOR 2003
4. ELECT 2 ORDINARY AND 2 SUBSTITUTE CHARRERED ACCOUNTANTS Management For No
FOR 2004 AND DEFINITION OF SALARIES
5. APPROVE THE SALARIES OF MEMBERS AND OF SECRETARY Management For No
OF THE BOARD OF DIRECTOR FOR 2004
6. APPROVE THE PARTICIPATION OF THE BOARD OF DIRECTOR Management For No
MEMBERS IN COMMITTEES AND OF COMPENSATION FOR
2004
7. APPROVE THE ELECTION OF THE BOARD OF DIRECTOR Management For No
MEMBERS AND ELECT THE BOARD OF DIRECTOR MEMBERS
8. AUTHORIZE THE BOARD OF DIRECTOR TO SIGN THE CONTRACT Management For No
AND DEFINITION OF MONTHLY COMPENSATION OF BOARD
OF DIRECTOR S PRESIDENT AND OF NEW MANAGER OF
THE COMPANY
9. VARIOUS ISSUES - ANNOUNCEMENTS Other For No
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal No
# 124533 DUE TO CHANGE IN THE MEETING DATE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 10,000 10,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC. AW Annual Meeting Date: 05/21/2004
Issuer: 019589 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP Management For No No
AS THE COMPANY S INDEPENDENT AUDITOR FOR FISCAL
YEAR 2004.
03 PROPOSAL TO EXPENSE THE COSTS OF ALL FUTURE STOCK Shareholder Against No No
OPTIONS ISSUED BY THE COMPANY IN THE COMPANY
S ANNUAL INCOME STATEMENT.
04 PROPOSAL THAT THE COMPANY DISCLOSE THE EFFECTS Shareholder Against No No
OF EFFORTS TO OPPOSE PRIVATIZATION ON ITS BUSINESS
STRATEGY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 308 15,000 15,000 05/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/25/2004
Issuer: 12686C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For No No
OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 109 7,000 7,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, MUENC AGM Meeting Date: 05/26/2004
Issuer: D55535104 ISIN: DE0008430026
SEDOL: 5294121, 4904409, 7389081, 7159239
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT Management For No
FOR THE FY 2003 WITH THE REPORT OF THE SUPERVISORY
BOARD AND THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management For No
PROFIT OF EUR 286,975,291.25 AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 1.25 PER ENTITLED SHARE;
EUR 721,342.50 SHALL BE CARRIED FORWARD; EX-DIVIDEND
AND PAYABLE DATE: 27 MAY 2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For No
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
5. ELECT THE SUPERVISORY BOARD Management For No
6. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management For No
UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NOT
DEVIATING MORE THAN 20% FROM THE MARKET PRICE OF
THE SHARES, ON OR BEFORE 25 NOV 2005; AUTHORIZE
THE BOARD OF MANAGING DIRECTORS TO FLOAT THE
SHARES ON FOREIGN STOCK EXCHANGES, TO USE THE
SHARES FOR ACQUISITION PURPOSES, TO SELL THE
SHARES TO THIRD PARTIES AGAINST CASH PAYMENT, TO
USE THE SHARES FOR THE FULFILLMENT OF CONVERSATION
OR OPTION RIGHTS OR AS EMPLOYEE SHARES, AND TO
RETIRE THE SHARES
7. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH Management For No
THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE
THE SHARE CAPITAL BY UP TO EUR 280,000,000 THROUGH
THE ISSUE OF NEW REGISTERED SHARES AGAINST PAYMENT
IN CASH OR KIND, ON OR BEFORE 25 MAY 2009 (2004
AUTHORIZE CAPITAL); APPROVE THAT THE SHAREHOLDERS
SHALL BE GRANTED SUBSCRIPTION RIGHTS FOR THE
ISSUE OF SHARES AGAINST CASH PAYMENT, EXCEPT
FOR RESIDUAL AMOUNTS, FOR THE GRANTING OF SUBSCRIPTION
RIGHTS TO HOLDERS OF OPTION OR CONVERSATION RIGHTS,
AND FOR THE ISSUE OF SHARES AT A PRICE NOT MATERIALLY
BELOW THEIR MARKET PRICE; AND THAT THE SHAREHOLDERS
SHALL NOT BE GRANTED SUBSCRIPTION RIGHTS FOR
THE ISSUE OF SHARES AGAINST PAYMENT IN KIND
* PLEASE BE ADVISED THAT MUENCHENER RUECKVERSICHERUNGS- Non-Voting Non-Vote No
GESELLSCHAFT AG SHARESARE ISSUED IN REGISTERED Proposal
FORM AND AS SUCH DO NOT REQUIRE SHARE BLOCKING IN
ORDER TO ENTITLE YOU TO VOTE. THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 1,285 1,285 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA P L C AGM Meeting Date: 06/09/2004
Issuer: G0398N128 ISIN: GB0000456144
SEDOL: 0045614
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE REPORTS OF THE DIRECTORS AND THE Management For No
AUDITORS AND THE FINANCIAL STATEMENTS FOR THE
YE 31 DEC 2003
2. APPROVE THE DIRECTOR S REPORT ON REMUNERATION Management For No
AND RELATED MATTERS FOR THE YE 31 DEC 2003
3. DECLARE A FINAL DIVIDEND Management For No
4. RE-ELECT MR. C.H. BAILEY AS A DIRECTOR Management For No
5. RE-ELECT MR. G.S. MCNENDEZ AS A DIRECTOR Management For No
6. RE-ELECT MR. P.J. ADEANE AS A DIRECTOR Management For No
7. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For No
OF THE COMPANY UNTIL THE CONCLUSION OF NEXT AGM
AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION
8. RE-ELECT MR. D.E. YARUR AS A DIRECTOR Management For No
9. AUTHORIZE THE DIRECTORS PURSUANT TO SECTION 95 Management For No
OF THE ACT, TO ALLOT EQUITY SECURITIES SECTION
94(2) OF THE ACT DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) PROVIDED THIS
POWER IS LIMITED TO: ALLOTMENT OF EQUITY
SECURITIES WHETHER BY WAY OF RIGHT ISSUE, OPEN
OFFER OR OTHERWISE TO HOLDERS OF THE ORDINARY
SHARES IN THE CAPITAL OF THE COMPANY AN AGGREGATE
NOMINAL AMOUNT OF GBP 492,928; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY OR 15 MONTHS ; AND THE COMPANY MAY
BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT
WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO
BE ALLOTTED AFTER EXPIRY OF THIS POWER AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE
OF THAT OFFER OR AGREEMENT AS IF THE POWER
CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED
10. AMEND ARTICLES 1, 63, 80, 82, 82(B), 83, 151, Management For No
151(C), 151(D), 154(A), 154(C),155, 158, 159(B),
160
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 17,726 17,726 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/09/2004
Issuer: 530718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 Management For No No
INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE
APRIL 19, 2004)
03 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For No No
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 105 36,200 36,200 05/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AVENTIS S.A. AVE Annual Meeting Date: 06/11/2004
Issuer: 053561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF THE 2003 PARENT-COMPANY FINANCIAL Management For No No
STATEMENTS
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For No No
2003
O3 APPROVAL OF THE APPROPRIATION OF EARNINGS AND Management For No No
APPROVAL OF A DIVIDEND OF EURO 0.82 FOR DISTRIBUTION
O4 APPROVAL OF REGULATED AGREEMENTS Management For No No
O5 APPROVAL OF THE INSTITUTION OF A SHARE REPURCHASE Shareholder For No No
PROGRAM
O6 APPROVAL OF THE APPOINTMENT OF MR. YVES NICOLAS Management For No No
32 RUE GUERSANT - 75017 PARIS, AS SUBSTITUTE AUDITOR
E7 APPROVAL TO AMEND ARTICLE 7 OF THE ARTICLES OF Management For No No
ASSOCIATION AND BY-LAWS
E8 APPROVAL TO AMEND ARTICLE 11 OF THE ARTICLES Management For No No
OF ASSOCIATION AND BY-LAWS-MANAGEMENT BOARD
E9 APPROVAL TO AMEND ARTICLE 13 OF THE ARTICLES Management For No No
OF ASSOCIATION AND BY-LAWS-SUPERVISORY BOARD
O10 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. JEAN-MARC BRUEL
O11 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. MARTIN FRUEHAUF
O12 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. SERGE KAMPF
O13 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. HUBERT MARKL
O14 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. GUNTER METZ
O15 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. DIDIER PINEAU-VALENCIENNE
O16 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MS. SEHAM RAZZOUQI
O17 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. MICHEL RENAULT
O18 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. HANS-JUERGEN SCHINZLER
O19 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. MARC VIENOT
O20 APPROVAL OF THE GRANTING OF POWER-OF-ATTORNEY Management For No No
FOR ALL FORMALITIES IN CONNECTION WITH THE ANNUAL
GENERAL MEETING
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 106 5,000 5,000 06/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALTADIS SA AGM Meeting Date: 06/15/2004
Issuer: E0432C106 ISIN: ES0177040013
SEDOL: 5444012, 5860652, 5843114
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* IN ACCORDANCE WITH CURRENT LEGAL REGULATIONS Non-Voting Non-Vote Proposal No
AND THE COMPANY BY-LAWS, AT ITS MEETING ON 11 MAY
2004, AND WITH THE REQUIRED PRESENCE OF ITS LEGAL
REPRESENTATIVE, THE BOARD OF DIRECTORS OF ALTADIS,
S.A., UNANIMOUSLY RESOLVED TO CALL AN ORDINARY
GENERAL MEETING OF SHAREHOLDERS, TO BE HELD AT
SECOND CALL IN MADRID, AT THE IFEMA, AUDITORIUM
(2ND FLOOR), PARQUE FERIAL JUAN CARLOS I, CAMPO DE
LAS NACIONES, AT 16:00, ON JUNE 15TH 2004 (IN THE
EVENT THAT THE MEETING IS NOT HELD AT FIRST
NOTICE, LIKEWISE CALLED AT THE SAME PLACE AND TIME
THE PREVIOUS DAY, JUNE 14TH 2003) TO DISCUSS AND
DECIDE UPON THE FOLLOWING ITEMS (PLEASE ALSO BE
ADVISED THAT ADDITIONAL INFORMATION CONCERNING
ALTADIS, S.A. CAN ALSO BE VIEWED ON THE COMPANY S
WEBSITE: WWW.ALTADIS.COM AND THE LINKS LISTED):
1. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For No
ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS
ACCOUNT AND REPORT) AND THE MANAGEMENT REPORT, AS
WELL AS THE MANAGEMENT OF THE BOARD OF DIRECTORS,
FOR THE YEAR 2003, OF ALTADIS, S.A. AND ITS
CONSOLIDATED GROUP AND THE PROPOSED APPLICATION OF
RESULTS AND DISTRIBUTION OF DIVIDENDS. IT IS
PROPOSED TO APPROVE THE ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT AND REPORT), AND
THE MANAGEMENT REPORT FOR THE YEAR ENDED 31
DECEMBER 2003 OF THE COMPANY AND ITS CONSOLIDATED
GROUP, AND TO APPROVE THE CORPORATE MANAGEMENT AND
DECIDE ON THE APPLICATION OF THE RESULTS WHICH
CONSISTS OF PAYING, FROM THE PROFITS OF THE YEAR
(EURO 291,353 THOUSAND), A DIVIDEND OF EURO 0.80
PER SHARE. THE REMAINDER SHALL BE DESTINED TO
INCREASE THE BALANCE OF THE VOLUNTARY RESERVES OF
ALTADIS, S.A. CONSEQUENTLY, THE RESOLUTION OF THE
BOARD TO PAY A DIVIDEND OF EURO 0.35 PER SHARE IS
RATIFIED AND IT IS PROPOSED TO PAY A SUPPLEMENTARY
DIVIDEND IN THE AMOUNT OF EURO 0.45 PER SHARE, ON
22 JUNE 2004, WHICH WOULD BRING THE TOTAL DIVIDEND
OF THE YEAR TO EURO 0.80 PER SHARE
2. RATIFICATION OF BOARD MEMBERS. IN ACCORDANCE Management For No
WITH ARTICLE 34 OF THE BY-LAWS, IT IS PROPOSED TO
RATIFY THE APPOINTMENT AS MEMBERS OF THE BOARD OF
DIRECTORS OF THOSE DIRECTORS APPOINTED BY
CO-OPTATION TO OCCUPY SUCH POSTS DURING THE
TIME-PERIOD FROM THE ORDINARY GENERAL SHAREHOLDERS
MEETING OF 10 JUNE 2003 UP TO THE DATE OF THE
PRESENT GENERAL SHAREHOLDERS MEETING
3. APPOINTMENT OR RE-ELECTION OF AUDITORS OF ALTADIS, Management For No
S.A. AND ITS CONSOLIDATED GROUP FOR 2004. IT IS
PROPOSED TO RE-ELECT AS AUDITORS OF THE COMPANY
AND ITS CONSOLIDATED GROUP, THE COMPANY DELOITTE &
TOUCHE ESPANA, S.L. , WHICH WILL CARRY OUT THE
AUDIT FOR 2004, EMPOWERING THE BOARD OF DIRECTORS,
WHICH MAY DELEGATE TO THIS END THE AUDIT AND
CONTROL COMMITTEE, TO ENTER INTO THE CORRESPONDING
SERVICE AGREEMENT, BASED ON THE REMUNERATION FOR
THE PREVIOUS YEAR, WITH THE CLAUSES AND CONDITIONS
IT MAY DEEM CONVENIENT, HAVING ALSO THE POWERS TO
CARRY OUT ANY MODIFICATIONS AS MAY BE PERTINENT IN
ACCORDANCE WITH THE LEGISLATION IN FORCE AT ALL
TIMES
4. REDUCTION OF SHARE CAPITAL BY WAY OF AMORTISATION Management For No
OF OWN SHARES, GIVING RISE TO REVISED TEXT OF
BY-LAWS ARTICLE ON SHARE CAPITAL. THE RESOLUTION
PUT FORWARD FOR THE APPROVAL OF THE GENERAL
SHAREHOLDERS MEETING BY THE BOARD OF DIRECTORS IN
RELATION WITH THIS MATTER IS TRANSCRIBED BELOW:
REDUCE THE SHARE CAPITAL OF THE COMPANY IN THE
AMOUNT OF EURO 4.350.000, BY WAY OF AMORTISATION
OF 7.250.000 OWN SHARES CURRENTLY IN TREASURY
STOCK, WHICH HAVE BEEN PREVIOUSLY ACQUIRED UNDER
AUTHORISATION FROM THE GENERAL SHAREHOLDERS
MEETING, WITHIN THE SCOPE OF ARTICLES 75 AND
ONWARDS AND UNDER ADDITIONAL PROVISION 1, SECTION
2, OF THE COMPANIES ACT. CONSEQUENTLY, ARTICLE 5
OF THE BY-LAWS IS MODIFIED CONCERNING THE FIGURE
FOR THE SHARE CAPITAL, AND SHALL READ AS FOLLOWS:
ARTICLE 5 - SHARE CAPITAL THE SHARE CAPITAL IS ONE
HUNDRED AND SIXTY-NINE MILLION, NINE HUNDRED AND
THIRTY-TWO THOUSAND, EIGHT HUNDRED AND FIFTY-FIVE
EURO AND SIXTY CENT (EURO 169,932,855.60),
REPRESENTED BY TWO HUNDRED AND EIGHTY-THREE
MILLION, TWO HUNDRED AND TWENTY-ONE THOUSAND, FOUR
HUNDRED AND TWENTY-SIX SHARES (283,221,426 SHARES)
OF 0.60 NOMINAL EURO EACH, ALL OF THE SAME TYPE,
NUMBERED FROM 1 TO 283,221,426 INCLUSIVE, FULLY
SUBSCRIBED AND PAID UP. THE REDUCTION SHOULD BE
CARRIED OUT IN A MAXIMUM TIME PERIOD OF SIX
MONTHS, FROM THE DATE OF THE PRESENT RESOLUTION.
THE REDUCTION OF CAPITAL IS CHARGED TO RESERVES,
CANCELLING THE UNAVAILABLE RESERVE REFERRED TO IN
ARTICLE 79.3 OF THE COMPANIES ACT. THE REDUCTION
DOES NOT BRING ABOUT ANY RETURN OF CONTRIBUTIONS
GIVEN THAT THE COMPANY ITSELF IS THE OWNER OF THE
AMORTISED SHARES. THEREFORE, THE PURPOSE OF THE
REDUCTION SHALL BE TO AMORTISE OWN SHARES. IT IS
PROPOSED TO DELEGATE TO THE BOARD OF DIRECTORS THE
CARRYING OUT OF ANY PROCEDURES WHICH MAY BE
NECESSARY UNDER LAW IN ORDER TO COMPLETE OR
RECTIFY, AS THE CASE MAY BE, THAT WHICH IS ADOPTED
HERE AND, IN PARTICULAR, IN ORDER THAT THE BOARD
OF DIRECTORS MAY: REQUEST THAT THE AMORTISED
SHARES ARE NOT QUOTED, AS ESTABLISHED UNDER
APPLICABLE LEGISLATION; DRAFT AND PUBLISH, WHERE
NECESSARY, THE ANNOUNCEMENTS REFERRED TO IN
ARTICLE 165 OF THE COMPANIES ACT; SHOULD THE RIGHT
TO OPPOSE BE EXERCISED BY ANY OF THE HOLDERS OF
THE SAME, WHERE APPLICABLE, COMPLY WITH THE
REQUIREMENTS ESTABLISHED IN ARTICLE 166, SECTION
3, OF THE ACT; AND, IN GENERAL, ADOPT ANY
RESOLUTIONS AND CARRY OUT ANY ACTS WHICH MAY BE
NECESSARY IN ORDER TO REDUCE THE CAPITAL AND
AMORTISE THE SHARES, WITH EXPRESS POWERS TO
RECTIFY OR COMPLEMENT PREVIOUS RESOLUTIONS
DEPENDING ON THE VERBAL OR WRITTEN QUALIFICATION
GIVEN BY THE MERCANTILE REGISTRAR, GRANTING THE
CORRESPONDING PUBLIC DEED(S), AND DESIGNATING THE
PERSON(S) WHO MAY INTERVENE IN THE FORMALISATION
OF THE SAME. IT IS ALSO PROPOSED TO DELEGATE,
INDISCRIMINATELY, TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS AND THE SECRETARY OF THE BOARD, THE
POWERS NECESSARY IN ORDER TO FORMALISE THE PRESENT
RESOLUTION, BEING ABLE, TO THIS EFFECT, TO GRANT
ANY TYPE OF PUBLIC OR PRIVATE DOCUMENT, INCLUDING
TO COMPLEMENT OR RECTIFY THE RESOLUTION, AND IN
ORDER TO PROCEED WITH THE REGISTRATION OF THE SAME
IN THE CORRESPONDING MERCANTILE REGISTRY AND IN
ANY OTHER ENTITIES AS APPROPRIATE.
5. AUTHORISATION TO THE BOARD OF DIRECTORS TO ACQUIRE Management For No
OWN SHARES, DIRECTLY OR THROUGH GROUP ENTITIES,
WITHIN THE LIMITS AND IN ACCORDANCE WITH THE LEGAL
REQUIREMENTS, FOR A MAXIMUM PERIOD OF EIGHTEEN
MONTHS, RENDERING NULL AND VOID THAT PART NOT USED
OF THE AUTHORISATION GRANTED BY THE GENERAL
SHAREHOLDERS MEETING OF 10 JUNE 2003, AND
AUTHORISATION FOR THE SALE AND/OR APPLICATION OF
THESE SHARES TO THE REMUNERATION SYSTEMS ENVISAGED
IN ARTICLE 75 OF THE COMPANIES ACT. IT IS PROPOSED
TO EXPRESSLY AUTHORISE THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH ARTICLE 75 OF THE REVISED TEXT IN
FORCE OF THE COMPANIES ACT, TO ACQUIRE SHARES OF
ALTADIS, S.A., EITHER DIRECTLY BY THE COMPANY
ITSELF OR INDIRECTLY THROUGH ENTITIES OF ITS
GROUP, UP TO A MAXIMUM AMOUNT OF SHARES
REPRESENTING 5% OF THE SHARE CAPITAL AND AT A
PRICE OR VALUE WHICH MAY NOT BE LESS THAN THE
NOMINAL VALUE OF THE SHARES OR GREATER THAN THEIR
QUOTED PRICE ON THE STOCK EXCHANGE. THE
ACQUISITION FOR WHICH AUTHORISATION IS REQUESTED
MAY BE EFFECTED BY WAY OF PURCHASE, EXCHANGE,
DONATION, ATTRIBUTION, OR GRANTING OF PAYMENT AND,
IN GENERAL, BY ANY OTHER METHOD OF ACQUISITION BY
PAYMENT OF SHARES IN CIRCULATION AND FULLY PAID
UP, INCLUDING THE USE OF FINANCIAL INSTRUMENTS, IN
PARTICULAR ALL THOSE OPTIONS OPERATIONS (PUTS AND
CALLS), AND FOR A MAXIMUM PERIOD OF EIGHTEEN
MONTHS TO RUN FROM THE ADOPTION OF THIS
RESOLUTION. THESE SHARES WHICH ARE ACQUIRED SHALL
NOT ENJOY ANY PUBLIC RIGHT, NOT EVEN THE VOTING
RIGHT, THE ECONOMIC RIGHTS WHICH CORRESPOND TO
THEM BEING ATTRIBUTED PROPORTIONALLY TO THE REST
OF THE SHARES IN ACCORDANCE WITH ARTICLE 79 OF THE
ACT. THE BOARD OF DIRECTORS IS AUTHORISED TO
CREATE AT THE TIME OF ACQUISITION OF THE SHARES, A
SPECIAL UNAVAILABLE RESERVE ON THE DEBIT SIDE OF
ITS BALANCE SHEET WHICH SHALL BE CHARGED TO FREELY
AVAILABLE RESERVES IN AN AMOUNT EQUIVALENT TO THE
ACQUISITION VALUE OF THE SAID SHARES. THIS
AUTHORISATION RENDERS NULL AND VOID THAT AGREED BY
THE GENERAL SHAREHOLDERS MEETING ON 10 JUNE 2003.
SIMILARLY, AND IN ACCORDANCE WITH PARAGRAPH 2 OF
POINT 1 OF ARTICLE 75 OF THE COMPANIES ACT,
EXPRESS AUTHORISATION IS GRANTED FOR THE
ACQUISITION OF THE SHARES OF THE COMPANY BY ANY OF
THE GROUP COMPANIES UNDER THE TERMS CONTAINED
HEREIN. IT IS EXPRESSLY STATED THAT THE SHARES
WHICH ARE ACQUIRED AS A RESULT OF THIS
AUTHORISATION MAY BE ALLOCATED EITHER FOR SALE OR
FOR APPLICATION TO THE REMUNERATION SYSTEMS
OUTLINED IN THE THIRD PARAGRAPH OF SECTION 1 OF
ARTICLE 75 OF THE COMPANIES ACT. THE BOARD OF
DIRECTORS SHALL, WHEN APPLICABLE, DECIDE UPON THE
SALE, MAINTENANCE OR AMORTISATION OF THE SHARES
ACQUIRED
6. AUTHORISATION TO THE BOARD OF DIRECTORS TO ISSUE Management For No
ON ONE OR VARIOUS OCCASIONS NON-CONVERTIBLE
DEBENTURES, BONDS OR ANY OTHER VALUES, SHARES AND
EFFECTS AS MAY BE USED TO CREATE OR RECOGNISE A
DEBT, UNDER THE TERMS, TIME LIMITS AND CONDITIONS
LEGALLY ESTABLISHED, RENDERING NULL AND VOID THE
PREVIOUS AUTHORISATION, NOT USED, CONCEDED FOR
THIS PURPOSE BY THE GENERAL SHAREHOLDERS MEETING.
IT IS PROPOSED TO AUTHORISE THE BOARD OF
DIRECTORS, IN THE WIDEST SCOPE PERMITTED BY LAW,
TO ISSUE, IN ACCORDANCE WITH THE REQUIREMENTS
INDICATED BY LEGISLATION IN FORCE, NON-CONVERTIBLE
DEBENTURES OR BONDS OF ANY TYPE, PROMISSORY NOTES,
STOCK OPTIONS OR OTHER SIMILAR VALUES WITH OR
WITHOUT OPTION AND, IN GENERAL, ANY OTHER VALUE OR
FINANCIAL INSTRUMENT, REPRESENTED BY SHARES OR
ACCOUNTING ENTRIES, IN EURO OR ANY OTHER CURRENCY,
AS WELL AS TO APPROVE PLANS OR PROGRAMMES FOR THE
ISSUE OF BONDS, DEBENTURES, PROMISSORY NOTES OR
WARRANTS. THE ABOVE MAY BE ISSUED, AT THE
DISCRETION OF THE BOARD, EITHER ON ONE OCCASION OR
ON AS MANY OCCASIONS AS THE BOARD ITSELF MAY DEEM
FIT, AND THE BOARD, IN TURN, MAY DELEGATE THE
POWER INVESTED IN IT, IN ACCORDANCE WITH THE LAW,
TO OTHER BOARD MEMBERS, TO THE SECRETARY OF THE
BOARD AND TO THE CFO OF THE GROUP IN CASES OF
APPROVAL OF PROGRAMMES OR PLANS FOR ISSUE OF
BONDS, DEBENTURES, PROMISSORY NOTES OR WARRANTS,
IN ORDER THAT THEY MAY SPECIFY THE CONDITIONS OF
ISSUE IN LINE WITH THE BASIS OF THE PLAN OR
PROGRAMME OF ISSUE APPROVED BY THE BOARD OF
DIRECTORS. THIS DELEGATION OF POWERS INCLUDES THE
POWER TO DESIGNATE THE INTERVENING BODY AND TO SET
TERMS AND CONDITIONS IN ACCORDANCE WITH APPLICABLE
LEGISLATION. THIS AUTHORISATION IS GRANTED FOR THE
MAXIMUM TIME PERMITTED BY THE LEGISLATION IN FORCE
AND RENDERS NULL AND VOID THE FORMER AUTHORISATION
GRANTED BY THE GENERAL SHAREHOLDERS MEETING OF 10
JUNE 2003
7. MODIFICATION OF ARTICLE 22 OF THE BY-LAWS (ELIMINATES Management For No
THE NEED TO HOLD AT LEAST 50 SHARES TO BE ENTITLED
TO ATTEND THE GENERAL SHAREHOLDERS MEETING),
ARTICLE 23 (INCLUDES CONFERRING REPRESENTATION BY
WAY OF REMOTE COMMUNICATION), ARTICLE 25
(ELIMINATES THE REQUIREMENT FOR QUALIFIED QUORUMS
AND MAJORITIES FOR THE ADOPTION OF CERTAIN
RESOLUTIONS AND INCLUDES THE EXERCISE OR
DELEGATION OF VOTING RIGHT VIA E-MAIL OR ANY OTHER
MEANS OF REMOTE COMMUNICATION) AND ARTICLE 28
(BROADENS THE SCOPE OF SHAREHOLDERS RIGHT TO
INFORMATION). IT IS PROPOSED TO MODIFY THE
BY-LAWS, AS PROPOSED BY THE BOARD OF DIRECTORS,
AND CONSISTING OF THE MODIFICATION OF ARTICLE 22
OF THE BY-LAWS (ELIMINATES THE NEED TO HOLD AT
LEAST 50 SHARES TO BE ENTITLED TO ATTEND THE
GENERAL SHAREHOLDERS MEETING), ARTICLE 23
(INCLUDES CONFERRING REPRESENTATION BY WAY OF
REMOTE COMMUNICATION), ARTICLE 25 (ELIMINATES THE
REQUIREMENT FOR QUALIFIED QUORUMS AND MAJORITIES
FOR THE ADOPTION OF CERTAIN RESOLUTIONS AND
INCLUDES THE EXERCISE OR DELEGATION OF VOTING
RIGHT VIA E-MAIL OR ANY OTHER MEANS OF REMOTE
COMMUNICATION) AND ARTICLE 28 (BROADENS THE SCOPE
OF SHAREHOLDERS RIGHT TO INFORMATION), WITH THE
FOLLOWING TEXT: ARTICLE 22.- RIGHT TO ATTEND 1.-
ALL OF THE COMPANY SHAREHOLDERS SHALL BE ENTITLED
TO ATTEND THE GENERAL SHAREHOLDERS MEETING,
PROVIDED THEIR SHARES ARE DULY REGISTERED IN THE
ACCOUNTING REGISTER OF THE AUTHORISED ENTITY FIVE
DAYS PRIOR TO THE DATE ON WHICH THE SHAREHOLDERS
MEETING IS TO BE HELD, AND PROVIDED THEY RETAIN
OWNERSHIP OF THESE SHARES ON THAT DATE. 2.- THE
MEMBERS OF THE BOARD OF DIRECTORS MUST ATTEND THE
SHAREHOLDERS MEETING. IF THE CHAIRMAN CONSIDERS IT
NECESSARY, THE SHAREHOLDERS MEETING MAY BE
ATTENDED BY THE GENERAL MANAGERS AND ALL OTHER
EXECUTIVES OR TECHNICAL EXPERTS OF THE COMPANY AS
WELL AS ANY OTHER PERSONS WHOSE ATTENDANCE IS
CONDUCIVE TO THE EFFECTIVE PROGRESS OF THE
MEETING. ARTICLE 23.- REPRESENTATION AT THE
GENERAL SHAREHOLDERS MEETING 1.- ALL SHAREHOLDERS
MAY BE REPRESENTED AT THE GENERAL SHAREHOLDERS
MEETING BY ANY OTHER SHAREHOLDER ENTITLED TO
ATTEND IN HIS/HER OWN RIGHT, WITHOUT PREJUDICE TO
THE PROVISIONS OF ARTICLE 108 OF THE COMPANIES
ACT. 2.- IN THE SAME WAY LEGAL ENTITIES AND MINORS
OR DISABLED PERSONS SHALL ATTEND THE GENERAL
SHAREHOLDERS MEETING THROUGH THEIR AUTHORISED
REPRESENTATIVES WHO MAY, LIKEWISE, DELEGATE SUCH
REPRESENTATION TO ANOTHER SHAREHOLDER. 3.- SUCH
REPRESENTATION SHALL BE CONFERRED EITHER IN
WRITING OR BY ANY OTHER MEANS OF REMOTE
COMMUNICATION WHICH COMPLIES WITH THE REQUIREMENTS
ESTABLISHED BY LAW, AND SHALL BE SPECIFIC FOR EACH
SHAREHOLDERS MEETING. 4.- REPRESENTATION MAY BE
REJECTED WHERE THIS IS CONFERRED TO THE TRUSTEE OR
OSTENSIBLE PARTNER. ARTICLE 25 .- QUORUM AND
MAJORITIES 1.- BOTH ORDINARY AND EXTRAORDINARY
SHAREHOLDERS MEETINGS SHALL BE DEEMED TO BE
VALIDLY CONVENED WHERE, AT FIRST OR SECOND CALL,
THE PORTION OF THE SHARE CAPITAL STIPULATED IN
THIS RESPECT AS THE MINIMUM BY CURRENT LEGISLATION
IN EACH CASE IS PRESENT OR REPRESENTED. 2.-
RESOLUTIONS MUST BE ADOPTED BY ONE HALF PLUS ONE
OF THE VOTES ATTACHED TO THE SHARES PRESENT OR
REPRESENTED, EXCEPT WHERE THE LAW REQUIRES A
GREATER MAJORITY. 3.- THE RIGHT TO VOTE ON
PROPOSALS REGARDING THE MATTERS ON THE AGENDA AT
ANY TYPE OF GENERAL SHAREHOLDERS MEETING MAY BE
DELEGATED OR EXERCISED BY THE SHAREHOLDERS BY
POST, ELECTRONIC MAIL OR ANY OTHER MEANS OF REMOTE
COMMUNICATION, PROVIDED THAT THE IDENTITY OF THE
PARTY EXERCISING HIS/HER RIGHT TO VOTE IS DULY
ESTABLISHED. ARTICLE 28.- SHAREHOLDERS RIGHT TO
INFORMATION 1.- UP TO THE SEVENTH DAY PRIOR TO THE
PLANNED DATE OF THE GENERAL SHAREHOLDERS MEETING,
SHAREHOLDERS MAY REQUEST THAT THE BOARD OF
DIRECTORS PROVIDES INFORMATION OR CLARIFICATIONS
WITH RESPECT TO THE MATTERS ON THE AGENDA, AND MAY
PRESENT THE QUESTIONS THEY DEEM APPROPRIATE IN
WRITING. LIKEWISE, SHAREHOLDERS MAY REQUEST
INFORMATION OR CLARIFICATIONS OR MAY FORMULATE
QUESTIONS IN WRITING REGARDING THE INFORMATION
AVAILABLE TO THE PUBLIC WHICH THE COMPANY HAS
COMMUNICATED TO THE NATIONAL SECURITIES COMMISSION
SINCE THE LAST GENERAL SHAREHOLDERS MEETING. THE
MEMBERS OF THE BOARD SHALL BE OBLIGED TO PROVIDE
THE INFORMATION REQUESTED IN ACCORDANCE WITH THE
PRECEDING PARAGRAPH, IN WRITING, UP TO THE DATE ON
WHICH THE GENERAL SHAREHOLDERS MEETING IS HELD.
2.- DURING THE COURSE OF THE GENERAL SHAREHOLDERS
MEETING, SHAREHOLDERS MAY VERBALLY REQUEST THE
INFORMATION OR CLARIFICATIONS THEY DEEM
APPROPRIATE REGARDING THE MATTERS ON THE AGENDA.
SHOULD IT NOT BE POSSIBLE TO RESPOND TO SUCH A
REQUEST AT THE TIME, THE MEMBERS OF THE BOARD
SHALL BE OBLIGED TO PROVIDE THE REQUESTED
INFORMATION IN WRITING, WITHIN THE SEVEN DAYS
FOLLOWING THE CONCLUSION OF THE GENERAL
SHAREHOLDERS MEETING. 3.- THE MEMBERS OF THE BOARD
SHALL BE OBLIGED TO PROVIDE THE INFORMATION
REQUESTED IN ACCORDANCE WITH THE PROVISIONS
ESTABLISHED HEREIN, SAVE WHERE THE CHAIRMAN JUDGES
THAT THE DISCLOSURE OF SUCH INFORMATION MAY BE
DETRIMENTAL TO THE COMPANY S INTERESTS, AS SET OUT
IN THE REGULATIONS OF THE GENERAL SHAREHOLDERS
MEETING. 4.- THE REQUEST FOR INFORMATION MAY NOT
BE DENIED WHEN FORMULATED BY SHAREHOLDERS
REPRESENTING AT LEAST ONE FOURTH OF THE COMPANY
SHARE CAPITAL.
8. EXAMINATION AND APPROVAL, AS THE CASE MAY BE, Management For No
OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS
MEETING OF ALTADIS, S.A. IT IS PROPOSED TO APPROVE
THE DRAFT REGULATIONS OF THE GENERAL SHAREHOLDERS
MEETING OF ALTADIS, S.A., AS PRESENTED TO THE
MEETING BY THE BOARD OF DIRECTORS OF THE COMPANY,
THE COMPLETE TEXT OF WHICH IS ATTACHED HERETO
9. DELEGATION OF POWERS TO FORMALISE, INTERPRET, Management For No
RECTIFY, REGISTER AND EXECUTE THE RESOLUTIONS
ADOPTED BY THE GENERAL SHAREHOLDERS MEETING. IT IS
PROPOSED TO DELEGATE TO THE BOARD OF DIRECTORS, IN
THE WIDEST SCOPE POSSIBLE, INCLUDING THE POWER TO
DELEGATE TOTALLY OR PARTIALLY THE POWERS RECEIVED
IN THE EXECUTIVE COMMITTEE, AS MANY POWERS AS MAY
BE NECESSARY IN ORDER TO SUPPLEMENT, DEVELOP,
EXECUTE AND RECTIFY ANY OF THE RESOLUTIONS ADOPTED
BY THE GENERAL SHAREHOLDERS MEETING. THE POWER TO
RECTIFY SHALL ENCOMPASS THE POWER TO MAKE AS MANY
MODIFICATIONS, AMENDMENTS AND ADDITIONS AS MAY BE
NECESSARY OR CONVENIENT AS A CONSEQUENCE OF
RESERVATIONS OR OBSERVATIONS RAISED BY THE
REGULATING BODIES OF THE STOCK MARKET, THE STOCK
EXCHANGES, THE MERCANTILE REGISTRY AND ANY OTHER
PUBLIC AUTHORITY WITH COMPETENCE IN RELATION TO
THE RESOLUTIONS ADOPTED. IN THE SAME WAY, IT IS
PROPOSED TO DELEGATE, INDISCRIMINATELY, TO THE
CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
SECRETARY OF THE BOARD THE POWERS NECESSARY TO
FORMALISE THE RESOLUTIONS ADOPTED BY THE GENERAL
SHAREHOLDERS MEETING, AND TO REGISTER THOSE WHICH
MAY BE SUBJECT TO THIS REQUIREMENT, TOTALLY OR
PARTIALLY, BEING ABLE TO THIS EFFECT TO GRANT ANY
TYPE OF DOCUMENT, EITHER PUBLIC OR PRIVATE,
INCLUDING FOR THE SUPPLEMENTATION OR RECTIFICATION
OF THESE RESOLUTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 7,000 7,000 06/09/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EC-ONE INC, TOKYO AGM Meeting Date: 06/23/2004
Issuer: J1266C100 ISIN: JP3130430006
SEDOL: 6529974
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE HANDLING OF NET LOSS, WITH NO DIVIDENDS Management For No
2 AMEND ARTICLES TO: CLARIFY DIRECTOR AUTHORITIES - Management For No
AUTHORIZE SHARE REPURCHASESAT BOARD S DISCRETION
3 ELECT DIRECTOR Management For No
4 APPROVE EXECUTIVE STOCK OPTION PLAN Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 67 67 06/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No No
& YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 101 5,375 5,375 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HURXLEY CORP, OSAKA CITY, OSAKA PREFECTURE AGM Meeting Date: 06/24/2004
Issuer: J22878102 ISIN: JP3765100007
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 15, FINAL JY 15, SPECIAL JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUSES FOR DIRECTOR AND STATUTORY Management For No
AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 6,400 6,400 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KDDI CORP, TOKYO AGM Meeting Date: 06/24/2004
Issuer: J31843105 ISIN: JP3496400007
SEDOL: 6248990, 5674444
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROFIT APPROPRIATION FOR 20 TERM: Management For No
DIVIDENDS FOR THE CURRENT TERM AS JPY 2,400 PER
SHARE JPY 3600 ON A YEARLY BASIS
2. APPROVE THE COMPANY TO PURCHASE ITS OWN SHARES Management For No
UPON A RESOLUTION OF THE BOARDOF DIRECTORS IN
ACCORDANCE WITH THE COMMERCIAL CODE 211-3 AND
PARTIALLY AMEND THE COMPANY S ARTICLES OF INCORPORATION
3. APPROVE TO GIVE FREE SHARE SUBSCRIPTION RIGHTS Management For No
TO THE DIRECTORS, SENIOR EXECUTIVE DIRECTORS,
EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS
AND THE EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES
AS STOCK OPTION IN ACCORDANCE WITH COMMERCIAL
CODE 280-20 AND 280-21
4. AMEND THE PARTS OF THE RESOLUTIONS ON CONDITIONS Management For No
FOR EXERCISING AND EXTINCTING FREE SUBSCRIPTION
RIGHTS APPROVED AT THE AGM OF SHAREHOLDERS HELD
IN JUNE 2002 AND 2003 AND THE CONDITIONS WILL
BE FOR THE DIRECTORS, SENIOR EXECUTIVES DIRECTORS
THE EXECUTIVE DIRECTORS, ADVISORS, STATUTORY
AUDITORS AND THE EMPLOYEES OF THE COMPANY AND
ITS SUBSIDIARIES AND PARTIALLY AMEND THE FREE
SUBSCRIPTION RIGHTS
5.1 ELECT MR. AKIRA HIOKI AS A STATUTORY AUDITOR Management For No
5.2 ELECT MR. YOSHIAKI TSUJI AS A STATUTORY AUDITOR Management For No
5.3 ELECT MR. HIDEKI ISHIDA AS A STATUTORY AUDITOR Management For No
5.4 ELECT MR. KATSUAKI WATANABE AS A STATUTORY AUDITOR Management For No
6. GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY Management For No
AUDITORS: GRANT RETIREMENT ALLOWANCES JPY16,500,000
IN TOTAL TO 2 RETIRED STATUTORY AUDITORS, MR.
TOSHIAKI TERUI AND OSAMU ANDOU
7. GRANT RETIREMENT ALLOWANCES TO THE DIRECTORS Management For No
AND THE STATUTORY AUDITOR IN CONNECTION WITH
ABOLISHMENT OF RETIREMENT ALLOWANCES SYSTEM; GRANT
RETIREMENT ALLOWANCES JPY125,287,000 IN TOTAL TO 8
DIRECTORS, MR. MITSUO IGARASHI, MR. TADASHI
ONODERA, MR. MASAHIRO YAMAMOTO, MR. NOBUHIKO
NAKANO, MR. YASUHIKO ITOU, MR. SATOSHI NAGAO, MR.
NOBUO NEZU AND MR. HIROFUMI MOROZUMI AND
JPY2,200,000 TO 1 STATUTORY AUDITOR MR. AKIRA
HIOKI
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 59 59 06/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NIKKO CORDIAL CORP AGM Meeting Date: 06/24/2004
Issuer: J51656122 ISIN: JP3670000003
SEDOL: 5485345, 4576875, 6646464, 6640284
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY3, FINAL JY 5, SPECIAL JY 0
2 AMEND ARTICLES TO: ADOPT U.S.-STYLE BOARD STRUCTURE - Management For No
AUTHORIZE SHAREREPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
3.10 ELECT DIRECTOR Management For No
4 APPROVE DEEP DISCOUNT STOCK OPTION PLAN Management For No
5 APPROVE SPECIAL PAYMENTS TO STATUTORY AUDITORS Management For No
IN CONNECTION WITH THEABOLITION OF THE STATUTORY
AUDITOR BOARD
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 63,000 63,000 05/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AICA KOGYO CO LTD AGM Meeting Date: 06/25/2004
Issuer: J00252106 ISIN: JP3100800006
SEDOL: 6010047
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 8, FINAL JY 11, SPECIAL JY 0
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For No
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUS FOR DIRECTOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 22,000 22,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC AGM Meeting Date: 06/28/2004
Issuer: G4755S126 ISIN: IE0004614818
SEDOL: 4699103, 0461481
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE REPORTS AND FINANCIAL STATEMENTS Management For No
2. DECLARE OF FINAL DIVIDEND Management For No
3.1 RE-ELECT MR. L.P. HEALY AS A DIRECTOR Management For No
3.2 RE-ELECT MR. P.M. COSGROVE AS A DIRECTOR Management For No
3.3 RE-ELECT MR. V.C. CROWLEY AS A DIRECTOR Management For No
3.4 RE-ELECT MR. I.G. FALLON AS A DIRECTOR Management For No
3.5 RE-ELECT MR. SEN M.N. HAYES AS A DIRECTOR Management For No
3.6 RE-ELECT MR. G.K.O. REILLY AS A DIRECTOR Management For No
3.7 RE-ELECT MR. B.E. SOMERS AS A DIRECTOR Management For No
3.8 RE-ELECT MR. BARONESS M. JAY AS A DIRECTOR Management For No
3.9 RE-ELECT MR. F.M. URRAY AS A DIRECTOR Management For No
3.10 RE-ELECT DR. B. HILLERY AS A DIRECTOR Management For No
4. APPROVE THE FIXING OF REMUNERATION OF DIRECTORS Management For No
5. AUTHORIZE DIRECTORS TO FIX REMUNERATION OF AUDITORS Management For No
6. AUTHORIZE THE COMPANY TO CONVENE THE NEXT AGM Management For No
AT ANY LOCATION OUTSIDE THE STATE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 36,100 36,100 06/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM Meeting Date: 06/28/2004
Issuer: G4755S126 ISIN: IE0004614818
SEDOL: 4699103, 0461481
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Management For No
BEING A BODY CORPORATE AS REFERRED TO IN THE
EUROPEAN COMMUNITIES PUBLIC LIMITED COMPANY
SUBSIDIARIES REGULATIONS 1997 TO MAKE MARKET
PURCHASES SECTION 212 OF THE COMPANIES ACT 1990
1990 ACT OF SHARES OF ANY CLASS OF THE COMPANY ON
SUCH TERMS AND CONDITIONS AND IN SUCH MANNER AS
THE DIRECTORS MAY FROM TIME TO TIME DETERMINE IN
ACCORDANCE WITH THE SUBJECT TO THE PROVISIONS OF
THE 1990ACT, AND ARTICLE 3(A) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY; THE RE-ISSUE PRICE
RANGE AT WHICH ANY TREASURY SHARES SECTION 209 OF
THE 1990 ACT FOR THE TIME BEING HELD BY THE
COMPANY MY BE RE-ISSUED OFF MARKET SHALL BE THE
PRICE RANGE SET OUT IN ARTICLE 3(A)(E) OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY; AND
AUTHORITY EXPIRES AT THE EARLIER OF THE NEXT AGM
OF THE COMPANY AFTER THE PASSING OF THIS
RESOLUTION OR 27 DEC 2005
S.2 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For No
SECTION 24 OF THE COMPANIES AMENDMENT ACT 1983
1983 ACT TO ALLOT AND ISSUE EQUITY SECURITIES FOR
CASH PURSUANT TO AND IN ACCORDANCE WITH AND
SUBJECT TO THE TERMS AND CONDITIONS AND SPECIFIED;
AUTHORITY EXPIRES AT THE EARLIER OF THE NEXT AGM
OF THE COMPANY AFTER THE PASSING OF THIS
RESOLUTION OR 27 SEP 2005
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 36,100 36,100 06/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FUKUDA DENSHI CO LTD AGM Meeting Date: 06/29/2004
Issuer: J15918105 ISIN: JP3806000000
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 15, FINAL JY 25, SPECIAL JY 0
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For No
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
4 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR DIRECTORS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 9,400 9,400 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MAEZAWA KYUSO INDUSTRIES CO LTD AGM Meeting Date: 06/29/2004
Issuer: J39466107 ISIN: JP3860300007
SEDOL: 6554415
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 7, FINAL JY 8, SPECIAL JY 15
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For No
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUSES FOR DIRECTOR AND STATUTORY Management For No
AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 5,100 5,100 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MATSUMOTOKIYOSHI CO LTD AGM Meeting Date: 06/29/2004
Issuer: J40885105 ISIN: JP3869000004
SEDOL: 81
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 10, FINAL JY 15, SPECIAL JY 0
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For No
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
3.8 ELECT DIRECTOR Management For No
3.9 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE SPECIAL BONUS FOR FAMILY OF DECEASED Management For No
STATUTORY AUDITOR AND APPROVE RETIREMENT BONUSES
FOR DIRECTOR AND STATUTORY AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 8,000 8,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NINTENDO CO LTD, KYOTO AGM Meeting Date: 06/29/2004
Issuer: J51699106 ISIN: JP3756600007
SEDOL: 50
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JPY70, FINAL JPY 70, SPECIAL JPY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT MR. ATSUSHI ASADA AS A DIRECTOR Management For No
3.2 ELECT MR. SATORU IWATA AS A DIRECTOR Management For No
3.3 ELECT MR. YOSHIHIRO MORI AS A DIRECTOR Management For No
3.4 ELECT MR. SHINJI HATANO AS A DIRECTOR Management For No
3.5 ELECT MR. GENYOU TAKEDA AS A DIRECTOR Management For No
3.6 ELECT MR. SHIGERU MIYAMOTO AS A DIRECTOR Management For No
3.7 ELECT MR. MASAHARU MATSUMOTO AS A DIRECTOR Management For No
3.8 ELECT MR. NOBUO NAGAI AS A DIRECTOR Management For No
3.9 ELECT MR. EIICHI SUZUKI AS A DIRECTOR Management For No
3.10 ELECT MR. KAZUO KAWAHARA AS A DIRECTOR Management For No
3.11 ELECT MR. TATSUMI KIMISHIMA AS A DIRECTOR Management For No
3.12 ELECT MR. HIROSHI YAMAUCHI AS A DIRECTOR Management For No
4.1 APPOINT MR. YOSHIROU KITANO AS AN INTERNAL STATUTORY Management For No
AUDITOR
4.2 APPOINT MR. MINORU UEDA AS AN INTERNAL STATUTORY Management For No
AUDITOR
5 APPROVE RETIREMENT BONUSES FOR DIRECTOR, MR. Management For No
AKIRA IIJIMA, AND STATUTORY AUDITOR, MR. TAKAYASU
KOJIMA
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 2,000 2,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROHM CO LTD AGM Meeting Date: 06/29/2004
Issuer: J65328122 ISIN: JP3982800009
SEDOL: 6747204, 5451625
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE APPROPRIATION OF RETAINED EARNINGS Management For No
OF THE 46TH FY
2. APPROVE THE PARTIAL AMENDMENT TO THE ARTICLES Management For No
OF INCORPORATION
3.1 ELECT THE CORPORATE AUDITOR Management For No
3.2 ELECT THE CORPORATE AUDITOR Management For No
3.3 ELECT THE CORPORATE AUDITOR Management For No
3.4 ELECT THE CORPORATE AUDITOR Management For No
3.5 ELECT THE CORPORATE AUDITOR Management For No
4. RECEIVE THE RETIREMENT ALLOWANCES TO THE RETIRING Management For No
CORPORATE AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 2,000 2,000 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROHM CO LTD AGM Meeting Date: 06/29/2004
Issuer: J65328122 ISIN: JP3982800009
SEDOL: 6747204, 5451625
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal No
# 146694. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
1. APPROVE THE APPROPRIATION OF RETAINED EARNINGS Management For No
OF THE 46TH FY: DIVIDENDS FOR THE CURRENT TERM
HAS BEEN PROPOSED AS JPY 42.50 PER SHARE (JPY
55 ON A YEARLY BASIS)
2. APPROVE THE PARTIAL AMENDMENT TO THE ARTICLES Management For No
OF INCORPORATION: THE COMPANY WILL BE ALLOWED
TO PURCHASE ITS OWN SHARES UPON A RESOLUTION
OF THE BOARD OF DIRECTORS IN ACCORDANCE WITH
THE COMMERCIAL CODE 211-3
3.1 ELECT MR. YOSHIAKI SHIBATA AS A CORPORATE AUDITOR Management For No
3.2 ELECT MR. YASUHITO TAMAKI AS A CORPORATE AUDITOR Management For No
3.3 ELECT MR. SHINYA MURAO AS A CORPORATE AUDITOR Management For No
3.4 ELECT MR. TOSHIKI SHIMOZONO AS A CORPORATE AUDITOR Management For No
3.5 ELECT MR. HARUO KITAMURA AS A CORPORATE AUDITOR Management For No
4. GRANT RETIREMENT ALLOWANCES TO THE RETIRING CORPORATE Management For No
AUDITOR, MR TOSHIO MINOURA, IN ACCORDANCE WITH
THE COMPANY S RULE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 2,000 2,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SOHGO SECURITY SERVICES CO LTD, TOKYO AGM Meeting Date: 06/29/2004
Issuer: J7607Z104 ISIN: JP3431900004
SEDOL: 6546359
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY0, FINAL JY 17, SPECIAL JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
3.4 ELECT DIRECTOR Management For No
3.5 ELECT DIRECTOR Management For No
3.6 ELECT DIRECTOR Management For No
3.7 ELECT DIRECTOR Management For No
4 APPROVE RETIREMENT BONUS FOR DIRECTOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 17,000 17,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TAKEDA CHEMICAL INDUSTRIES LTD AGM Meeting Date: 06/29/2004
Issuer: J81281115 ISIN: JP3463000004
SEDOL: 6870445, 5296752
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 36, FINAL JY 41, SPECIAL JY 0
2 AMEND ARTICLES TO: CHANGE COMPANY NAME IN ENGLISH Management For No
TO TAKEDA PHARMACEUTICAL CO. LTD. - AUTHORIZE
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For No
3.2 ELECT DIRECTOR Management For No
3.3 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUS FOR STATUTORY AUDITOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 6,000 6,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS Annual Meeting Date: 06/29/2004
Issuer: 879433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DECLASSIFICATION AMENDMENT Management For No No
02 DIRECTOR Management For No No
03 2004 LONG-TERM INCENTIVE PLAN Management For No No
04 RATIFY ACCOUNTANTS FOR 2004 Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 100 2,300 2,300 06/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TOKYO BROADCASTING SYSTEM INC AGM Meeting Date: 06/29/2004
Issuer: J86656105 ISIN: JP3588600001
SEDOL: 5921667, 6894166
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 5, FINAL JY 5, SPECIAL JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For No
AT BOARD S DISCRETION
3 ELECT DIRECTOR Management For No
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.3 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.4 APPOINT INTERNAL STATUTORY AUDITOR Management For No
4.5 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5 APPROVE RETIREMENT BONUSES FOR STATUTORY AUDITORS Management For No
AND PAYMENTS TO CONTINUING DIRECTORS AND STATUTORY
AUDITORS IN CONNECTION WITH ABOLITION OF
RETIREMENT BONUS SYSTEM
6 APPROVE EXECUTIVE STOCK OPTION PLAN Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 12,300 12,300 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM Annual Meeting Date: 06/29/2004
Issuer: 911684 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY ACCOUNTANTS FOR 2004. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FUND 997G008 108 3,000 3,000 06/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SORIN SPA, MILANO MIX Meeting Date: 06/30/2004
Issuer: T8782F102 ISIN: IT0003544431 BLOCKING
SEDOL: 7744709
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 01 Proposal
JUL 2004 (AND A THIRD CALL ON 02 JUL 2004).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU
E.1 APPROVE THAT THE STOCK CAPITAL INCREASE UP TO Management For No
AN AMOUNT OF EUR 10,600,000.00 WITHOUT OPTION
RIGHT, AS PER ARTICLE 2441 PARAGRAPH 5 OF THE
ITALIAN CIVIL CODE, THROUGH ISSUE OF ORDINARY
SHARES, SHALL BE RESERVED TO SORIN S.P.A. AND ITS
ASSOCIATED COMPANIES DIRECTORS AND EMPLOYEES; AND
AMEND ARTICLE 5 OF THE BY-LAWS
O.1 APPROVE THE INSURANCE POLICY TO COVER CIVIL LIABILITY Management For No
OF CORPORATE BODIES ANDMANAGERS OF THE COMPANY AND
THE GROUP
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL OPPORTUNITY FN G008 100,000 100,000 06/23/2004
GABELLI GLOBAL TELECOMMUNICATIONS
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANIA DE TELECOMUNICACIONES DE CH CTC Special Meeting Date: 07/11/2003
Issuer: 204449 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE DISTRIBUTION OF AN EXTRAORDINARY Management For No No
DIVIDEND OF CH$17.5 PER SHARE TO BE CHARGED AGAINST
RETAINED EARNINGS AS OF DECEMBER 31, 2002.
02 APPROVAL OF THE MODIFICATION OF ARTICLE FIVE Management For No No
OF TELEFONICA CTC CHILE S BY-LAWS, AS A RESULT OF
AN INCREASE IN PAID-IN-CAPITAL DUE TO THE
CAPITALIZATION OF A PREMIUM PAID ON SHARES ISSUED
IN THE PAST.
03 APPROVAL TO ADOPT THE NECESSARY DECISIONS TO Management For No No
LEGALIZE THE SHAREHOLDERS MEETING S AGREEMENTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 300 85,000 85,000 07/08/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEN TELECOM INC. ALN Special Meeting Date: 07/15/2003
Issuer: 018091 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For No No
MERGER, DATED AS OF FEBRUARY 17, 2003, AS AMENDED,
BY AND AMONG ANDREW CORPORATION, ADIRONDACKS,
LLC AND ALLEN TELECOM, INC. (THE MERGER AGREEMENT
), AND APPROVE THE MERGER AND THE OTHER TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT.
02 A PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Management For No No
OF THE SPECIAL MEETING, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE ABOVE PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 108 80,000 80,000 07/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC BTY Annual Meeting Date: 07/16/2003
Issuer: 05577E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 REPORTS AND ACCOUNTS. Management For No No
02 REMUNERATION REPORT. Management For No No
03 FINAL DIVIDEND. Management For No No
04 RE-ELECT SIR ANTHONY GREENER. Management For No No
05 RE-ELECT LOUIS HUGHES. Management For No No
06 RE-ELECT MAARTEN VAN DEN BERGH. Management For No No
07 ELECT CLAYTON BRENDISH. Management For No No
08 REAPPOINTMENT AND REMUNERATION OF AUDITORS. Management For No No
09 AUTHORITY TO ALLOT SHARES. Shareholder For No No
10 AUTHORITY TO ALLOT SHARES FOR CASH. (SPECIAL RESOLUTION) Shareholder For No No
11 AUTHORITY TO PURCHASE OWN SHARES. (SPECIAL RESOLUTION) Management For No No
12 AUTHORITY FOR POLITICAL DONATIONS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 101 46,000 46,000 07/14/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. CHTR Annual Meeting Date: 07/23/2003
Issuer: 16117M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT TO THE COMPANY S 2001 STOCK INCENTIVE Management Against Yes No
PLAN TO INCREASE BY 30,000,000 SHARES THE NUMBER
OF SHARES OF CLASS A COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN
03 AMENDMENTS TO THE 1999 OPTION PLAN AND THE 2001 Management Against Yes No
STOCK INCENTIVE PLAN TO AUTHORIZE THE REPRICING
OF OUTSTANDING STOCK OPTIONS
04 RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC Management For No No
ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 107 80,000 80,000 07/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CABLE & WIRELESS PLC AGM Meeting Date: 07/25/2003
Issuer: G17416127 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE GROUP ACCOUNTS FOR THE FYE 31 MAR 2003 Management For No
AND THE REPORTS OF THE DIRE CTORS AND THE
AUDITORS THEREON
2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 MAR Management For No
2003 AS CONTAINED WITHIN THE REPORT AND ACCOUNTS
3. ELECT MR. R.D. LAPTHORNE AS A DIRECTOR Management For No
4. ELECT MR. F. CAIO AS A DIRECTOR Management For No
5. ELECT MR. K. LOOSEMORE AS A DIRECTOR Management For No
6. ELECT MR. R.O. ROWLEY AS A DIRECTOR Management For No
7. ELECT MR. W.A. RICE AS A DIRECTOR Management For No
8. ELECT MR. B.P. GRAY AS A DIRECTOR Management For No
9. ELECT MR. G.E. HOWE AS A DIRECTOR Management For No
10. ELECT MR. K.B. RORSTED AS A DIRECTOR Management For No
11. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS Management For No
12. AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION Management For No
13. APPROVE THE CABLE & WIRELESS EMPLOYEE SAVINGS Management For No
RELATED SHARE OPTION SCHEME AND AUTHORIZE THE
DIRECTORS TO DO ALL ACTS AND THINGS NECESSARY OR
EXPEDIENT TO OP ERATE UK SHARESAVE INCLUDING
WITHOUT LIMITATION TO MAKE SUCH ALTERATIONS AND M
ODIFICATIONS AS THEY CONSIDER MAY BE NECESSARY OR
DESIRABLE TO OBTAIN THE APPR OVAL OF THE INLAND
REVENUE TO UK SHARESAVE AND THE APPROVAL OF THE
IRISH REVEN UE COMMISSIONERS TO UK SHARESAVE BY
SCHEDULE 1
14. APPROVE THE CABLE & WIRELESS SAVINGS RELATED SHARE Management For No
OPTION SCHEME AND AUTHORIZE THE DIRECTORS TO DO
ALL ACTS AND THINGS NECESSARY OR EXPEDIENT TO
OPERATE GLO BAL SHARESAVE
15. APPROVE TO CHANGE THE DEFINITION OF MARKET VALUE IN Management For No
THE RULES OF THE CABLE & W IRELESS SHARE PURCHASE
PLAN IN RELATION TO AN AWARD WHERE ALL THE SHARES
HAVE THE SAME ACQUISITION DATE OF DATE OF
APPROPRIATION, THE MARKET VALUE ON THE A
CQUISITION DATE OR DATE OF APPROPRIATION FOR EACH
OF THE SHARES SHALL BE THE A VERAGE PURCHASE PRICE
PAID FOR ALL SUCH SHARES PURCHASED ON THE STOCK
EXCHANGE ON THE ACQUISITION DATE OR DATE OF
APPROPRIATION, PROVIDED THAT, IN ALL OTHER CASES,
THE MARKET VALUE OF A SHARE ON ANY DAY SHALL BE
THE MIDDLE MARKET QUOT ATION OF THAT SHARES AS
DERIVED FROM THE DAILY OFFICIAL LIST OF THE STOCK
EXCH ANGE FOR THAT DAY
16. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART XA Management For No
OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO EU
POLITICAL ORGANIZATION AND TO INCUR EU POLITICAL
EXPEN DITURE UP TO A MAXIMUM AGGREGATE AMOUNT OF
GBP 200,000; AUTHORITY EXPIRES AT THE CONCLUSION
OF THE AGM IN 2004
S.17 APPROVE TO CANCEL, SUBJECT TO THE CONFIRMATION Management For No
OF THE COURT, THE AMOUNT STANDI NG TO THE CREDIT
OF THE SHARE PREMIUM ACCOUNT OF THE COMPANY AT THE
DATE OF TH E AGM
18. APPROVE, IN REVOCATION OF PREVIOUS AUTHORITIES UNDER Management For No
SECTION 95 OF THE COMPANI ES ACT 1985, TO APPLY
THE AUTHORITY AND POWER CONFERRED UPON THE
DIRECTORS IN RELATION TO THE SECTION 80 AMOUNT BY
ARTICLE 10 OF THE COMPANY S ARTICLES OF A
SSOCIATION UNTIL THE FIFTH ANNIVERSARY OF THE
PASSING OF THIS RESOLUTION, AND FOR THAT PERIOD
THE SECTION 80 AMOUNT SHALL BE GBP 198,593,791.25
S.19 APPROVE, IN REVOCATION OF PREVIOUS AUTHORITIES Management For No
UNDER SECTION 95 OF THE COMPANI ES ACT 1985, TO
APPLY THE AUTHORITY AND POWER CONFERRED UPON THE
DIRECTORS IN RELATION TO THE SECTION 89 AMOUNT BY
ARTICLE 10 OF THE COMPANY S ARTICLES OF A
SSOCIATION UNTIL THE FIFTH ANNIVERSARY OF THE
PASSING OF THIS RESOLUTION, AND FOR THAT PERIOD
THE SECTION 89 AMOUNT SHALL BE GBP 29,789,068.50
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 000 40,000 40,000 07/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CABLE AND WIRELESS PLC CWP Annual Meeting Date: 07/25/2003
Issuer: 126830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE REPORT AND ACCOUNTS FOR THE FINANCIAL Management For No No
YEAR ENDED 31ST MARCH 2003.
02 APPROVAL OF THE REMUNERATION REPORT FOR THE YEAR Management For No No
ENDED 31ST MARCH 2003.
03 APPROVAL TO ELECT MR. R.D. LAPTHORNE AS A DIRECTOR. Management For No No
04 APPROVAL TO ELECT MR. F. CAIO AS A DIRECTOR. Management For No No
05 APPROVAL TO ELECT MR. K. LOOSEMORE AS A DIRECTOR. Management For No No
06 APPROVAL TO ELECT MR. R.O. ROWLEY AS A DIRECTOR. Management For No No
07 APPROVAL TO ELECT MR. W.A. RICE AS A DIRECTOR. Management For No No
08 APPROVAL TO ELECT MR. B.P. GRAY AS A DIRECTOR. Management For No No
09 APPROVAL TO ELECT MR. G.E. HOWE AS A DIRECTOR. Management For No No
10 APPROVAL TO ELECT MR. K.B. RORSTED AS A DIRECTOR. Management For No No
11 APPROVAL TO RE-APPOINT KPMG AUDIT PLC AS AUDITORS. Management For No No
12 APPROVAL TO AUTHORIZE THE DIRECTORS TO DETERMINE Management For No No
THE AUDITORS REMUNERATION.
13 APPROVAL TO ADOPT THE COMPANY S EMPLOYEE SAVINGS Management For No No
RELATED SHARE OPTION SCHEME.
14 APPROVAL TO ADOPT THE COMPANY S GLOBAL SAVINGS Management For No No
RELATED SHARE OPTION SCHEME.
15 APPROVAL TO CHANGE THE DEFINITION OF MARKET VALUE Management For No No
IN THE RULES OF THE COMPANY S SHARE PURCHASE PLAN.
16 APPROVAL TO AUTHORIZE THE COMPANY TO MAKE POLITICAL Management For No No
DONATIONS OR INCUR POLITICAL EXPENDITURE.
17 APPROVAL OF THE CANCELLATION OF THE COMPANY S Shareholder For No No
SHARE PREMIUM ACCOUNT. (SPECIAL RESOLUTION)
18 APPROVAL TO AUTHORIZE THE ALLOTMENT OF RELEVANT Shareholder For No No
SECURITIES.
19 APPROVAL TO DISAPPLY PRE-EMPTION RIGHTS. (SPECIAL Management For No No
RESOLUTION)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 207 280,000 280,000 07/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO IUSACELL, S.A. DE C.V. CEL Special Meeting Date: 07/25/2003
Issuer: 40050B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S1 SUBSTITUTION AND APPOINTMENT OF NEW SERIES V Management For No No
DIRECTORS FOR THE FISCAL YEAR ENDING ON DECEMBER
31, 2003.
S2 RESOLUTIONS RELATED TO THE APPOINTMENT, IN ITS Management For No No
CASE, OF A SERIES V STATUTORY AUDITOR AND HIS/HER
RESPECTIVE ALTERNATE.
S3 DESIGNATION OF DELEGATES TO FORMALIZE THE RESOLUTIONS Management For No No
ADOPTED AT THE MEETING.
G1 APPROVAL OF THE PERFORMANCE OF THE CURRENT BOARD Management For No No
OF DIRECTORS, CURRENT MEMBERS OF THE VARIOUS
COMMITTEES OF THE BOARD OF DIRECTORS AND CERTAIN
OFFICERS OF THE COMPANY, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
G2 RESOLUTIONS REGARDING DIRECTORS AND OFFICERS Management For No No
OF DIRECT AND INDIRECT SUBSIDIARIES OF THE COMPANY.
G3 REVOCATION AND GRANTING OF POWERS OF ATTORNEY. Management For No No
G4 DESIGNATION OF DELEGATES TO FORMALIZE THE RESOLUTIONS Management For No No
ADOPTED AT THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 209 3,600 3,600 07/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
ABC COMMUNICATIONS (HOLDINGS) LTD AGM Meeting Date: 07/28/2003
Issuer: G0030Z109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. CONSIDER AND ADOPT THE AUDITED STATEMENTS OF Management For No
ACCOUNTS AND REPORTS OF THE DIREC TORS AND THE
AUDITORS FOR THE FYE 31 MAR 2003
2. APPROVE A FINAL DIVIDEND Management For No
3. RE-ELECT THE RETIRING DIRECTORS Management For No
4. APPOINT THE AUDITORS AND FIX THEIR REMUNERATION Management For No
5.1 AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT, Management For No
ISSUE AND DEAL WITH ADDITIONA L SHARES IN THE
CAPITAL OF THE COMPANY, INCLUDING MAKING AND
GRANTING OFFERS, AGREEMENTS AND OPTIONS WHICH
WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISS
UED OR DEALT WITH DURING AND AFTER THE RELEVANT
PERIOD, NOT EXCEEDING 20% OF T HE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AT THE DATE OF PASSING THIS RESOLUTION,
OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE; A
UTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF
THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM IS TO BE HELD
BY LAW
5.2 AUTHORIZE THE DIRECTORS TO REPURCHASE SHARES Management For No
OF THE COMPANY DURING THE RELEVAN T PERIOD,
SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE
LAWS AND REGULATION S, NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPIT
AL AT THE DATE OF PASSING THIS RESOLUTION;
AUTHORITY EXPIRES THE EARLIER OF T HE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION
OF THE PERIOD W ITHIN WHICH THE NEXT AGM OF THE
COMPANY IS TO BE HELD BY LAW
5.3 APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTIONS Management For No
5.1 AND 5.2, TO ADD THE A GGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY
THE COMPANY PURSUANT TO RESOLUTION 5.2, TO THE
AGGREGATE NOMINAL AMOUNT OF THE SH ARE CAPITAL OF
THE COMPANY THAT MAY BE ALLOTTED PURSUANT TO
RESOLUTION 5.1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 000 38,000 38,000 07/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC OOM Annual Meeting Date: 07/30/2003
Issuer: 55309W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 REPORT AND ACCOUNTS Management For No No
02 REMUNERATION REPORT Management For No No
03 ELECT DAVID CHANCE Management For No No
04 ELECT DAVID ARCULUS Management For No No
05 ELECT RUDOLF GROGER Management For No No
06 ELECT DAVID MCGLADE Management For No No
07 ELECT KENT THEXTON Management For No No
08 RE-ELECT PETER ERSKINE Management For No No
09 RE-ELECT NEELIE KROES Management For No No
10 RE-ELECT PAUL MYNERS Management For No No
11 RE-APPOINTMENT OF AUDITORS Management For No No
12 REMUNERATION OF AUDITORS Management For No No
13 AUTHORITY TO ALLOT SHARES Shareholder For No No
S14 POWER TO ALLOT SHARES FOR CASH Shareholder For No No
S15 AUTHORITY TO PURCHASE OWN SHARES *NOTE* VOTING Management For No No
CUT-OFF DATE: JULY 24, 2003 AT 3:00 P.M. EDT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 101 85,000 85,000 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC AGM Meeting Date: 07/30/2003
Issuer: G6179P109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE REPORT AND THE ACCOUNTS Management For No
2. APPROVE THE REMUNERATION REPORT Management For No
3. ELECT MR. DAVID CHANCE Management For No
4. ELECT MR. DAVID ARCULUS Management For No
5. ELECT MR. RUDOLF GROGER Management For No
6. ELECT MR. DAVID MCGLADE Management For No
7. ELECT MR. KENT THEXTON Management For No
8. RE-ELECT MR. PETER ERSKINE Management For No
9. RE-ELECT MR. NEELIE KROES Management For No
10. RE-ELECT MR. PAUL MYNERS Management For No
11. RE-APPOINT THE AUDITORS Management For No
12. APPROVE THE REMUNERATION TO THE AUDITORS Management For No
13. GRANT AUTHORITY TO ALLOT SHARES Management For No
S.14 GRANT POWER TO ALLOT SHARES FOR CASH Management For No
S.15 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 000 700,000 700,000 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC VOD Annual Meeting Date: 07/30/2003
Issuer: 92857W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL Management For No No
STATEMENTS
02 TO APPROVE THE REMUNERATION REPORT Management For No No
03 TO RE-APPOINT LORD MACLAURIN OF KNEBWORTH, DL Management For No No
AS A DIRECTOR
04 TO RE-APPOINT KENNETH HYDON AS A DIRECTOR Management For No No
05 TO RE-APPOINT THOMAS GEITNER AS A DIRECTOR Management For No No
06 TO RE-APPOINT PROFESSOR SIR ALEC BROERS AS A DIRECTOR Management For No No
07 TO RE-APPOINT JURGEN SCHREMPP AS A DIRECTOR Management For No No
08 TO ELECT DR. JOHN BUCHANAN AS A DIRECTOR Management For No No
09 TO APPROVE A FINAL DIVIDEND OF 0.8983 PER ORDINARY Management For No No
SHARE
10 TO RE-APPOINT DELOITTE & TOUCHE AS AUDITORS Management For No No
11 TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE Management For No No
THE AUDITORS REMUNERATION
12 TO AUTHORIZE DONATIONS AND EXPENDITURE UNDER Management For No No
THE POLITICAL PARTIES, ELECTIONS AND REFERENDUMS
ACT 2000
13 TO RENEW AUTHORITY TO ALLOT SHARES UNDER ARTICLE Shareholder For No No
16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION
14 TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For No No
UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES
OF ASSOCIATION
15 TO AUTHORIZE THE COMPANY S PURCHASE OF ITS OWN Shareholder For No No
SHARES *NOTE - VOTING CUT-OFF DATE: JULY 23, 2003
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 100 50,000 50,000 07/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICA ONLINE LATIN AMERICA, INC. AOLA Annual Meeting Date: 07/31/2003
Issuer: 02365B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No No
3A AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder Against Yes No
TO EFFECT A 1-FOR-2 REVERSE STOCK SPLIT
3B AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder Against Yes No
TO EFFECT A 1-FOR-3 REVERSE STOCK SPLIT
3C AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder Against Yes No
TO EFFECT A 1-FOR-5 REVERSE STOCK SPLIT
3D AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder Against Yes No
TO EFFECT A 1-FOR-7 REVERSE STOCK SPLIT
3E AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder Against Yes No
TO EFFECT A 1-FOR-10 REVERSE STOCK SPLIT
3F AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder Against Yes No
TO EFFECT A 1-FOR-15 REVERSE STOCK SPLIT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 100 2,000 2,000 07/30/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TIVO INC. TIVO Annual Meeting Date: 08/06/2003
Issuer: 888706 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For No No
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 108 2,000 2,000 08/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COVAD COMMUNICATIONS GROUP, INC. COVD Annual Meeting Date: 08/14/2003
Issuer: 222814 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF COVAD S 2003 EMPLOYEE STOCK PURCHASE Management For No No
PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS, ERNST & Management Against Yes No
YOUNG LLP, FOR THE 2003 FISCAL YEAR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 204 6,000 6,000 08/06/2003
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED PAN-EUROPE COMMUNICATIONS N.V UPCOY Special Meeting Date: 08/28/2003
Issuer: 911300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO AMEND THE COMPANY S ARTICLES OF ASSOCIATION, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 200 30,000 30,000 08/08/2003
- ------------------------------------------------------------------------------------------------------------------------------------
MATRIX INTERNATIONAL LTD AGM Meeting Date: 08/29/2003
Issuer: G29159103 ISIN: BMG291591037
SEDOL: 6282460, 6930628
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE ANNUAL FINANCIAL STATEMENTS, Management For No
INCLUDING THE DIRECTORSREPORT, INDEPENDENT AUDIT
REPORT, STATEMENT BY THE DIRECTORS, THE PROFIT
AND LOSS ACCOUNT, THE BALANCE SHEET AND THE CASH
FLOW STATEMENT OF THE COMPANY FOR THE FYE 31
MAR 2003
2.a RE-ELECT MR. MARK CARNEGIE AS A DIRECTOR OF THE Management For No
COMPANY
2.b RE-ELECT MR. WONG FONG FUI AS A DIRECTOR OF THE Management For No
COMPANY
2.c RE-ELECT MR. DOV BRENER AS A DIRECTOR OF THE COMPANY Management For No
2.d RE-ELECT MR. LOH KAI KEONG AS A DIRECTOR OF THE Management For No
COMPANY
2.e RE-ELECT MR. CHIA YEW BOON AS A DIRECTOR OF THE Management For No
COMPANY
2.f RE-ELECT MR. CHAN THUAN CHAI AS A DIRECTOR OF Management For No
THE COMPANY
2.g RE-ELECT MR. JOHN TANG AS ALTERNATE DIRECTOR Management For No
OF THE COMPANY TO MR. CHIA YEW BOON
3. APPOINT MESSRS. DELOITTE & TOUCHE, 6 SHENTON WAY, AS Management For No
THE AUDITORS OF THE COMPANY FOR THE CURRENT
FY
* TRANSACT ANY OTHER BUSINESS Non-Voting Non-Vote Proposal No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 10,000 10,000 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD AGM Meeting Date: 08/29/2003
Issuer: Y79985126 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE AUDITED ACCOUNTS FOR THE FYE Management For No
31 MAR 2003 AND THE DIRECTORS REPORT AND
THE AUDITORS REPORT THEREON
2. DECLARE A 1ST AND FINAL DIVIDEND OF 36 2/3% OR 5.5 Management For No
CENTS PER SHARE LESS INCOME TAX IN RESPECT
OF THE FYE 31 MAR 2003
3. RE-ELECT MR. LEE HSIEN YANG AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE
97 OF THE COMPANY S ARTICLES OF ASSOCIATION
4. RE-ELECT MR. QUEK POH HUAT AS A DIRECTOR, WHO Management For No
RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE
97 OF THE COMPANY S ARTICLES OF ASSOCIATION
5. RE-ELECT MR. HENG SWEE KEATI AS A DIRECTOR Management For No
6. RE-ELECT MR. SIMON ISRAELI AS A DIRECTOR Management For No
7. RE-ELECT PROFESSOR TOMMY KOHI AS A DIRECTOR Management For No
8. APPROVE THE PAYMENT OF DIRECTORS FEE BY A) THE Management For No
COMPANY OF SGD 675,375 FOR THE FYE 31 MAR 2003
AND B) THE COMPANY AND ITS CHILD ENTITIES OF
SGD 855,375 FOR THE FYE 31 MAR 2003
9. APPOINT THE AUDITORS; AND AUTHORIZE THE DIRECTORS Management For No
FIX THEIR REMUNERATION
* TRANSACT ANY OTHER BUSINESS Non-Voting Non-Vote Proposal No
10. AUTHORIZE THE DIRECTORS TO ALLOT AND ISSUE SHARES IN Management For No
THE CAPITAL OF THE COMPANY, PURSUANT TO THE
EXERCISE OF OPTIONS UNDER THE SINGAPORE TELECOM
SHARE OPTION SCHEME 1999, NOT EXCEEDING 10% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 000 1,000,000 1,000,000 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD EGM Meeting Date: 08/29/2003
Issuer: Y79985126 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. (A) APPROVE THE NEW SINGTEL PERFORMANCE SHARE PLAN Management For No
THE PLAN , UNDER WHICH AWARDS AWARDS OF FULLY
PAID-UP ORDINARY SHARES OF SGD 0.15 EACH IN THE
CAPITAL OF THE COMPANY ORDINARY SHARES , THEIR
EQUIVALENT CASH VALUE OR COMBINATIONS THEREOF WILL
BE GRANTED, FREE OF CHARGE, TO SELECTED EMPLOYEES
OF THE COMPANY AND/OR ITS SUBSIDIARIES, INCLUDING
EXECUTIVE DIRECTORS OF THE COMPANY, AND OTHER
SELECTED PARTICIPANTS; AND (B) AUTHORIZE THE
DIRECTORS OF THE COMPANY TO ESTABLISH, ADMINISTER
MODIFY AND/OR ALTER THE PLAN FROM TIME TO TIME,
PROVIDED THAT SUCH MODIFICATION AND/OR ALTERATION
IS EFFECTED IN ACCORDANCE WITH THE PROVISIONS OF
THE PLAN AND TO DO ALL SUCH ACTS AND TO ENTER INTO
ALL SUCH TRANSACTIONS AND ARRANGEMENTS AS MAY BE
NECESSARY OR EXPEDIENT IN ORDER TO GIVE FULL
EFFECT TO THE PLAN; (C) AND AUTHORIZE THE
DIRECTORS OF THE COMPANY TO GRANT AWARDS IN
ACCORDANCE WITH THE PROVISIONS OF THE PLAN AND TO
ALLOT AND ISSUE SUCH NUMBER OF FULLY PAID-UP
ORDINARY SHARES AS MAY BE REQUIRED TO BE ISSUED
PURSUANT TO THE VESTING OF AWARDS UNDER THE PLAN,
PROVIDED THAT THE AGGREGATE NUMBER OF ORDINARY
SHARES TO BE ALLOTTED AND ISSUED PURSUANT TO THE
SINGAPORE TELECOM SHARE OPTION SCHEME 1999 AND THE
PLAN SHALL NOT EXCEED 10% OF THE TOTAL ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY
2. APPROVE, PURSUANT TO EXCEPTION 9 IN LISTING RULE 7.2 Management For No
OF THE LISTING RULES OF AUSTRALIAN STOCK EXCHANGE
LIMITED, THE ISSUE OF ORDINARY SHARES UNDER THE
SINGTEL PERFORMANCE SHARE PLAN, AS AN EXCEPTION TO
ASX LISTING RULE 7.1
3. APPROVE, FOR THE PURPOSES OF LISTING RULE 10.14 OF Management For No
THE LISTING RULES OF AUSTRALIAN STOCK EXCHANGE
LIMITED, THE PARTICIPATION BY THE RELEVANT PERSON
IN THE SINGTEL PERFORMANCE SHARE PLAN
4. AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For No
SECTIONS 76C AND 76E OF THE COMPANIES ACT, TO
PURCHASE OR OTHERWISE ACQUIRE ORDINARY SHARES IN
THE ISSUED SHARE CAPITAL OF THE COMPANY, NOT
EXCEEDING IN AGGREGATE 10 % OF THE ISSUED ORDINARY
SHARE CAPITAL OF THE COMPANY AND 10% OF THE ISSUED
NON-REDEEMABLE PREFERENCE SHARE CAPITAL OF THE
COMPANY RESPECTIVELY, BY WAY OF MARKET PURCHASES
ON THE SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED SGX-ST , AND/OR, OFF-MARKET PURCHASES
EFFECTED OTHERWISE THAN ON THE SGX-ST IN
ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S), AT A
PRICE OF UP TO 105% OF THE AVERAGE CLOSING MARKET
PRICES OVER THE PREVIOUS 5 MARKET DAYS IN CASE OF
MARKET PURCHASE AND 110% IN THE CASE OF OFF-MARKET
PURCHASE, AND THINGS INCLUDING EXECUTING SUCH
DOCUMENTS AS MAY BE REQUIRED AS THEY AND/OR HE MAY
CONSIDER EXPEDIENT OR NECESSARY TO GIVE EFFECT TO
THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORIZED BY
THIS RESOLUTION; AUTHORITY EXPIRES THE EARLIER OF
THE DATE ON WHICH THE NEXT AGM OF THE COMPANY IS
TO BE HELD OR IS REQUIRED BY LAW TO BE HELD
S.5 AMEND ARTICLES 9(B), 11(B), 19, 116, 138, 140, 150, Management For No
154 AND 155 AND THE HEADING ALTERATION OF ARTICLES
BEFORE ARTICLE 154 OF THE ARTICLES, AND RENUMBER
ARTICLES 51, 152 AND 153 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY
6. AUTHORIZE THE DIRECTORS OF THE COMPANY, NOTWITHSTANDING Management For No
THE PROVISIONS OF THEARTICLES OF ASSOCIATION OF
THE COMPANY, AND PURSUANT TO SECTION 161 OF THE
COMPANIES ACT, CHAPTER 50, AND THE LISTING RULES
OF THE SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED, TO ISSUE SHARES IN THE CAPITAL OF THE
COMPANY BY WAY OF RIGHTS, BONUS OR OTHERWISE , UP
TO 50% OF THE ISSUED SHARE CAPITAL OF THE COMPANY
MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS
INSTRUMENTS THAT MIGHT OR WOULD REQUIRE SHARES TO
BE ISSUED, INCLUDING BUT NOT LIMITED TO THE
CREATION AND ISSUE OF AS WELL AS ADJUSTMENTS TO
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH
TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO
SUCH PERSONS AS THEY MAY IN THEIR ABSOLUTE
DISCRETION DEEM FIT; AND, OF WHICH THE AGGREGATE
NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A
PRO-RATA BASIS TO SHAREHOLDERS OF THE COMPANY DOES
NOT EXCEED 15% OF THE ISSUED SHARE CAPITAL OF THE
COMPANY; AUTHORITY EXPIRES THE EARLIER OF THE DATE
ON WHICH THE NEXT AGM OF THE COMPANY IS TO BE HELD
OR IS REQUIRED BY LAW TO BE HELD
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 000 1,000,000 1,000,000 08/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO Annual Meeting Date: 09/03/2003
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2003.
03 APPROVAL TO ADOPT THE CHARTER AMENDMENT TO (I) Shareholder Against Yes No
RECLASSIFY AND CONVERT EACH OUTSTANDING SHARE OF
CTE CLASS B COMMON STOCK INTO 1.09 SHARES OF CTE
COMMON STOCK AND (II) ELIMINATE FROM THE ARTICLES
OF INCORPORATION THE CTE CLASS B COMMON STOCK AND
ALL PROVISIONS RELATING THERETO AND CERTAIN
INOPERATIVE PROVISIONS.
04 TO ADJOURN THE ANNUAL MEETING, IF NEEDED, TO Management Against Yes No
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE CHARTER
AMENDMENT PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 50,000 50,000 09/02/2003
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCOB Annual Meeting Date: 09/03/2003
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2003.
03 APPROVAL TO ADOPT THE CHARTER AMENDMENT TO (I) Shareholder Against Yes No
RECLASSIFY AND CONVERT EACH OUTSTANDING SHARE OF
CTE CLASS B COMMON STOCK INTO 1.09 SHARES OF CTE
COMMON STOCK AND (II) ELIMINATE FROM THE ARTICLES
OF INCORPORATION THE CTE CLASS B COMMON STOCK AND
ALL PROVISIONS RELATING THERETO AND CERTAIN
INOPERATIVE PROVISIONS.
04 TO ADJOURN THE ANNUAL MEETING, IF NEEDED, TO Management Against Yes No
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE CHARTER
AMENDMENT PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 204 43,000 43,000 09/02/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO MIX Meeting Date: 09/16/2003
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
23 SEP 2003. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
E.1 AMEND ARTICLES 22 AND 24 OF BYE-LAWS Management For No
1. APPOINT THE BOARD OF DIRECTORS AND THEIR PRESIDENT Management For No
AFTER STATING THEIR NUMBER, TERM OF OFFICE AND
THEIR EMOLUMENTS
2. APPOINT AN INTERNAL AUDITOR AND STATE THEIR EMOLUMENTS Management For No
3. APPROVE TO CHARGE THE COMPANY FOR ECONOMICAL RISKS Management For No
CONCERNING FISCAL VIOLATION AS PER ITALIAN
DECREE NO. 472/97 AND RISKS CONCERNING THE DIRECTORS
ACTS
4. CONFIRM THE EXTERNAL AUDITORS Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 15,428 15,428 08/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Annual Meeting Date: 09/30/2003
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF UNITEDGLOBALCOM, INC. EQUITY INCENTIVE Management For No No
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 508 130,000 130,000 09/23/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CENTENNIAL COMMUNICATIONS CORP. CYCL Annual Meeting Date: 10/02/2003
Issuer: 15133V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE CENTENNIAL COMMUNICATIONS Management For No No
CORP. AND ITS SUBSIDIARIES 2003 EMPLOYEE STOCK
PURCHASE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION BY THE AUDIT Management For No No
COMMITTEE OF DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR
ENDING MAY 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 208 53,500 53,500 09/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GMH Consent Meeting Date: 10/03/2003
Issuer: 370442 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER AMENDMENT Management For No No
02 RATIFICATION OF THE NEW HUGHES CERTIFICATE OF Management For No No
INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, INCLUDING Management For No No
THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK SALE Management For No No
05 RATIFICATION OF THE NEWS STOCK ACQUISITION Management For No No
06 APPROVAL OF THE SECOND GM CHARTER AMENDMENT Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 832 175,000 175,000 09/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Special Meeting Date: 10/06/2003
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 MODIFICATION TO THE DELEGATION TO THE BOARD OF Management For No No
DIRECTORS TO BUY, KEEP OR TRANSFER FRANCE TELECOM
SHARES AS GRANTED BY THE SHAREHOLDERS IN THEIR
ORDINARY GENERAL MEETING ON MAY 27, 2003.
E2 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For No No
SHARES RESERVED FOR THE HOLDERS OF ORANGE SHARES
SUBSCRIBED TO OR HELD PURSUANT TO AN ORANGE STOCK
OPTION OR SHARE PURCHASE PLAN, OR THE SHARE
PURCHASE PLAN , THE ORANGE SENIOR DISCRETIONARY
SHARE PLAN AND THE RESTRICTED SHARE PLAN , WHO
HAVE SIGNED A LIQUIDITY CONTRACT WITH FRANCE
TELECOM.
E3 DELEGATION TO THE BOARD OF DIRECTORS TO INCREASE Shareholder For No No
THE CAPITAL FOR THE BENEFIT OF MEMBERS OF A FRANCE
TELECOM GROUP COMPANY SAVINGS PLAN.
E4 POWERS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 7,000 7,000 09/29/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM CORPORATION OF NEW ZEALAND L NZT Annual Meeting Date: 10/09/2003
Issuer: 879278 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION Management For No
OF THE AUDITORS.
02 TO RE-ELECT DR DEANE AS A DIRECTOR. Management For No
03 TO RE-ELECT MR BAINES AS A DIRECTOR. Management For No
04 TO APPROVE AN INCREASE TO THE MAXIMUM AGGREGATE Management For No
REMUNERATION PAYABLE FOR THEIR SERVICES AS
DIRECTORS OF THE COMPANY (EXCEPT AS MANAGING
DIRECTOR) TO NOT MORE THAN NZ$1,500,000 PER ANNUM.
05 TO ELECT MR PYNE AS A DIRECTOR. Management For No
06 TO APPROVE THE ISSUE TO THERESA GATTUNG OF UP Management For No
TO 500,000 ORDINARY TELECOM SHARES ON THE TERMS
SET OUT IN THE EXPLANATORY NOTES.
07 TO APPROVE THE ISSUE TO THERESA GATTUNG OF UP Management For No
TO 1,500,000 OPTIONS TO ACQUIRE ORDINARY TELECOM
SHARES ON THE TERMS SET OUT IN THE EXPLANATORY
NOTES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 208 25,000 25,000 10/07/2003
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 208 25,000 25,000 10/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LIMITED NWS Annual Meeting Date: 10/15/2003
Issuer: 652487 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE RE-ELECTION OF MR. LACHLAN MURDOCH, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
1B APPROVAL OF THE RE-ELECTION OF MR. THOMAS PERKINS, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
1C APPROVAL OF THE RE-ELECTION OF MR. STANLEY SHUMAN, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
1D APPROVAL OF THE RE-ELECTION OF MR. ARTHUR SISKIND, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
02 APPROVAL OF AN ORDINARY RESOLUTION TO GRANT OPTIONS Management For No No
TO CERTAIN EXECUTIVE DIRECTORS, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
03 APPROVAL OF AN ORDINARY RESOLUTION THAT THE COMPANY Management For No No
APPROVES PAYMENT OF AN AGGREGATE OF UP TO A$1.85
MILLION (APPROXIMATELY US$1.2 MILLION) PER ANNUM
TO THE DIRECTORS, OTHER THAN ANY IN FULL-TIME
EMPLOYMENT OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES, FOR THEIR SERVICES AS DIRECTORS, AS
SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 703 1,000 1,000 10/01/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO IUSACELL, S.A. DE C.V. CEL Special Meeting Date: 10/17/2003
Issuer: 40050B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
E1 THE RESTRUCTURE OF THE CAPITAL STOCK THROUGH Management For No
THE CONVERSION OF ALL OUTSTANDING SERIES OF SHARES
REPRESENTING THE CAPITAL STOCK OF THE COMPANY INTO
A SOLE SERIES AND THE RESULTING CANCELLATION OF
THE SERIES A AND SERIES V OF THE CAPITAL STOCK, AS
WELL AS THE AMENDMENT OF THEIR RECORDATION WITH
THE NATIONAL REGISTRY OF SECURITIES.
E2 AN EXCHANGE OF THE SERIES A AND SERIES V SHARES FOR Management For No
COMMON, ORDINARY SHARES WITH NO PAR VALUE, WITH
FULL VOTING RIGHTS OF A SOLE SERIES, AT A RATIO OF
20 (TWENTY) SHARES OF THE SERIES A AND/OR SERIES V
PER ONE SOLE SERIES SHARE. AS A CONSEQUENCE OF THE
ABOVE MENTIONED RESTRUCTURE AND EXCHANGE, THE
SHARE CERTIFI CATES REPRESENTING SERIES A AND V
SHARES SHALL BE CANCELLED.
E3 THE AMENDMENT OF THE RECORDATION OF THE SOLE Management For No
SERIES SHARES ISSUED ON THE TERMS OF THE FOREGOING
ITEMS, WITH THE SECURITIES SECTION AND SPECIAL
SECTION OF THE NATIONAL REGISTRY OF SECURITIES AND
IN OTHER DOMESTIC OR FOREIGN STOCK EXCHANGES.
E4 AMENDMENT TO THE BYLAWS OF GROUP IUSACELL, S.A. Management For No
DE C.V. IN THEIR ENTIRETY.
E5 DESIGNATION AND APPOINTMENT OF SPECIAL DELEGATES Management For No
OF THE MEETING TO APPEAR BEFORE THE NOTARY PUBLIC
OF THEIR CHOICE IN ORDER TO FORMALIZE THE MINUTES
FOR THE MEETING AND TO RECORD SUCH INSTRUMENT, AS
THEY DEEM NECESSARY, BEFORE THE PUBLIC REGISTRY OF
COMMERCE, ALL RESOLUTIONS OF THE MEETING, AS WELL
AS TO PERFORM AND EXECUTE ANY OTHER ACTION
REQUIRED THERETO.
O1 PROPOSAL TO SUBSTITUTE, APPOINT AND/OR RATIFY Management For No
THE MEMBERS OF THE BOARD OF DIRECTORS OF THE
COMPANY AND EXAMINERS OF THE COMPANY.
O2 APPOINTMENT OF SPECIAL DELEGATES OF THE MEETING. Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 209 3,600 3,600 10/07/2003
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Special Meeting Date: 10/24/2003
Issuer: 68370R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF REORGANIZATION OF VIMPELCOM THROUGH Management For No No
STATUTORY MERGER OF VIMPELCOM-R INTO VIMPELCOM
AND OF THE MERGER AGREEMENT.
02 APPROVAL OF STATUTORY MERGER (INCLUDING RELATED Management For No No
MERGER AGREEMENT BETWEEN VIMPELCOM AND VIMPELCOM-R)
AS AN INTERESTED PARTY TRANSACTION.
03 APPROVAL OF INCREASE OF THE CHARTER CAPITAL OF Management For No No
VIMPELCOM THROUGH THE PLACEMENT OF ADDITIONAL
COMMON REGISTERED SHARES BY WAY OF CONVERSION OF
COMMON REGISTERED SHARES AND CONVERTIBLE TYPE A
REGISTERED PREFERRED SHARES OF VIMPELCOM-R INTO
COMMON REGISTERED SHARES OF VIMPELCOM.
04 APPROVAL OF CONVERSION OF 3,320 REGISTERED SHARES Management For No No
OF VIMPELCOM-R OWNED BY ECO TELECOM LIMITED INTO
7,300,680 COMMON REGISTERED SHARES OF VIMPELCOM
AS AN INTERESTED PARTY TRANSACTION.
05 APPROVAL OF CONVERSION OF 1,659 REGISTERED SHARES Management For No No
OF VIMPELCOM-R OWNED BY TELENOR EAST INVEST AS
INTO 3,648,141 COMMON REGISTERED SHARES OF VIMPELCOM
AS AN INTERESTED PARTY TRANSACTION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 30,000 30,000 10/13/2003
- ------------------------------------------------------------------------------------------------------------------------------------
AUSTAR UNITED COMMUNICATIONS LIMITED EGM Meeting Date: 11/04/2003
Issuer: Q0716Q109 ISIN: AU000000AUN4
SEDOL: 6164955, 4070526
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE: (A) TO THE CANCEL ANY AND ALL EXECUTIVE Management For No
OPTIONS IN RETURN FOR PAYMENT BY AUSTAR OF
CONSIDERATION TO THE HOLDERS OF THE CANCELLED
EXECUTIVE OPTIONS FOR PURPOSES OF LISTING RULE
6.23.2 OF THE ASX LISTING RULES; (B) THE AUSTAR
ENTERING INTO AGREEMENTS FOR CANCELLATION OF
EXECUTIVE OPTIONS, AND TO PROVIDING FINANCIAL
BENEFITS UNDER SUCH AGREEMENTS, TO DIRECTORS AND
TO RELATED PARTIES CONNECTED WITH THOSE DIRECTORS,
WHO HOLD EXECUTIVE OPTIONS FOR THE PURPOSE OF
SECTION 208 OF THE CORPORATIONS ACT; (C) THE
AUSTAR FINANCIALLY ASSISTING HOLDERS OF EXECUTIVE
OPTIONS WHO AGREE TO CANCEL THEIR EXECUTIVE
OPTIONS TO ACQUIRE SHARES UNDER THE SHARE SCHEMES
FOR THE PURPOSE OF SECTION 260C(4) OF THE
CORPORATIONS ACT; AND (D) THE CANCELLATION OF ANY
AND ALL EXECUTIVE OPTIONS IN RETURN FOR PAYMENT BY
AUSTAR OF CONSIDERATION TO THE HOLDERS OF THE
CANCELLED EXECUTIVE OPTIONS FOR ALL OTHER PURPOSES
S.2 AMEND THE CONSTITUTION; AND APPROVE: (1) EACH Management For No
OF THE SHARE SCHEMES FOR THE PURPOSE OF THE
DEFINITION OF EMPLOYEE SHARE SCHEME BUY-BACK IN
SECTION 9 OF THE CORPORATIONS ACT; (2) THE AUSTAR
ENTERING INTO THE CONTRACTS CONTEMPLATED BY THE
SENIOR MANAGEMENT SHARE SCHEME WITH, AND TO
PROVIDE FINANCIAL BENEFITS UNDER THE SENIOR
MANAGEMENT SHARE SCHEME TO, MR. JOHN CLINTON
PORTER FOR THE PURPOSE OF SECTION 208 OF THE
CORPORATIONS ACT; (3) EACH OF THE SHARE SCHEMES,
AND THE AUSTAR TAKING SECURITY OVER SHARES UNDER
THE SHARE SCHEMES, FOR THE PURPOSE OF SECTION
259B(2) OF THE CORPORATIONS ACT; (4) EACH OF THE
SHARE SCHEMES, AND TO THE PROVISION OF FINANCIAL
ASSISTANCE UNDER THE SHARE SCHEMES, FOR THE
PURPOSE OF SECTION 260C(4) OF THE CORPORATIONS
ACT; (5) EACH OF THE SHARE SCHEMES, AND TO THE
ISSUE OF SHARES UNDER THE SHARE SCHEMES, FOR THE
PURPOSE OF EXCEPTION 9 OF LISTING RULE 7,2 OF THE
ASX LISTING RULES; (6) TO MR. JOHN CLINTON PORTER
ACQUIRING UP TO A MAXIMUM OF 3,750,000 A CLASS
SHARES AND 20,471,923 B CLASS SHARES UNDER THE
SENIOR MANAGEMENT SHARE SCHEME FOR THE PURPOSE OF
LISTING RULE 10.14 OF THE ASX LISTING RULES; (7)
TO AUSTAR PROVIDING TERMINATION BENEFITS TO MR.
JOHN CLINTON PORTER UNDER THE SENIOR MANAGEMENT
SHARE SCHEME FOR THE PURPOSE OF LISTING RULE 10.19
OF THE ASX LISTING RULES; AND (8) EACH OF THE
SHARE SCHEMES, AND TO THE TRANSACTIONS
CONTEMPLATED BY THE SHARE SCHEMES, FOR ALL OTHER
PURPOSES
3. AUTHORIZE THE AUSTAR, FOR THE PURPOSE OF ASX LISTING Management For No
RULE 10.17, AND FOR ALL OTHER PURPOSES, TO
INCREASE THE TOTAL AMOUNT OF DIRECTORS FEES
PAYABLE TO NON-EXECUTIVE DIRECTORS BY AUD 276,000
PER ANNUM UP TO A MAXIMUM AGGREGATE AMOUNT OF AUD
576,000 PER ANNUM INCLUDING SUPERANNUATION FOR THE
FYE 30 JUN 2004 AND EACH SUBSEQUENT FY
4. APPROVE THE AUSTAR ISSUING 136,986 ORDINARY SHARES Management For No
EACH TO MR. TIMOTHY DAVID DOWNING AND MR. JUSTIN
HERBERT GARDENER FOR THE PURPOSE OF ASX LISTING
RULE 10.11, FOR THE PURPOSE OF SECTION 208 OF THE
CORPORATIONS ACT AND FOR ALL OTHER PURPOSES; AND
APPROVE THE MAXIMUM AGGREGATE REMUNERATION OF
NON-EXECUTIVE DIRECTORS OF AUSTAR FOR THE FYE 30
JUN 2004 ONLY BEING FIXED AT AUD 576,000 PLUS THE
VALUE OF THE ORDINARY SHARES ISSUED AS
CONTEMPLATED BY RESOLUTION 4(A), IF RESOLUTION 3
IS PASSED, AND AUD 300,000 PLUS THE VALUE OF THE
ORDINARY SHARES ISSUED AS CONTEMPLATED BY
RESOLUTION 4(A)., IF RESOLUTION 3 IS NOT PASSED
FOR PURPOSES OF RULE 8.3 OF THE CONSTITUTION
* TRANSACT ANY OTHER BUSINESS Non-Voting Non-Vote Proposal No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 19,065 19,065 11/03/2003
- ------------------------------------------------------------------------------------------------------------------------------------
METROMEDIA INTERNATIONAL GROUP, INC. MTRM Annual Meeting Date: 11/05/2003
Issuer: 591695 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE AUTHORIZATION OF THE PROPOSED AMENDMENT TO Management For No No
THE CERTIFICATE OF INCORPORATION TO DECREASE
THE PAR VALUE OF THE COMMON SHARES FROM $1.00
TO $0.01 PER SHARE
03 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For No No
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2003
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 101 30,000 30,000 11/04/2003
- ------------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION JDSU Annual Meeting Date: 11/06/2003
Issuer: 46612J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE JDS UNIPHASE CORPORATION Management For No No
2003 EQUITY INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No No
YOUNG LLP AS THE INDEPENDENT AUDITORS FOR JDS
UNIPHASE CORPORATION FOR THE FISCAL YEAR ENDING
JUNE 30, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 101 15,000 15,000 11/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC. SFA Annual Meeting Date: 11/07/2003
Issuer: 808655 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2003 LONG-TERM INCENTIVE PLAN. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 104 22,000 22,000 11/05/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PT INDONESIAN SATELLITE CORP. TBK IIT Special Meeting Date: 11/11/2003
Issuer: 715680 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE MERGER OF THE COMPANY, PT SATELLITE Management For No No
PALAPA INDONESIA, PT INDOSAR MULTI MEDIA MOBILE
AND PT BIRNAGRAPHA TELEKOMINDO, WITH THE COMPANY
CONTINUING AS THE SURVIVING COMPANY (THE MERGER )
AND TO APPROVE THE MERGER PLAN AND THE DRAFT
MERGER DEED AS WELL AS TO AUTHORIZE THE BOARD TO
FINALIZE AND EXECUTE THE MERGER AND TAKE ACTION IN
CONNECTION THERETO.
02 TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION Management For No No
OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN
THE NOTICE OF MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 104 8,000 8,000 11/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOMASIA CORP PUBLIC CO LTD EGM Meeting Date: 11/11/2003
Issuer: Y85755109 ISIN: TH0375010012
SEDOL: 6877071, 5393761
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE AND ADOPT THE MINUTES OF THE AGM FOR Management For No
THE YEAR 2003
2. AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY ADDING ARTICLE 30
3. APPROVE TO CHANGE THE COMPANY S NAME AND AMEND Management For No
CLAUSE 1 OF THE MEMORANDUM OF ASSOCIATION OF
THE COMPANY REGARDING THE NAME OF THE COMPANY
4. OTHER BUSINESS Other For No
* PLEASE NOTE THAT THE PARTIAL AND SPLIT VOTING Non-Voting Non-Vote Proposal No
ARE ALLOWED. THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 1,000,000 1,000,000 11/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY SATELLITE & TECHNOLOGY, INC. LSTTA Special Meeting Date: 11/12/2003
Issuer: 531182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT, DATED AS OF Management For No No
AUGUST 26, 2003, AMONG THE COMPANY, LIBERTY MEDIA
CORPORATION, AND LIBERTY SATELLITE ACQUISITION
CO., AND APPROVAL OF THE MERGER CONTEMPLATED
THEREBY PURSUANT TO WHICH LIBERTY MEDIA
CORPORATION WILL ACQUIRE ALL OF THE PUBLICLY HELD
COMMON STOCK OF LIBERTY SATELLITE & TECHNOLOGY,
INC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 301 1,000 1,000 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC BSY Annual Meeting Date: 11/14/2003
Issuer: 111013 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE REPORT AND FINANCIAL STATEMENTS Management For No No
02 TO ELECT LORD WILSON OF DINTON AS A DIRECTOR Management For No No
03 TO ELECT JAMES MURDOCH AS A DIRECTOR Management For No No
04 TO ELECT CHASE CAREY AS A DIRECTOR Management For No No
05 TO RE-APPOINT DAVID EVANS AS A DIRECTOR Management For No No
06 TO RE-APPOINT LORD ST. JOHN OF FAWSLEY AS A DIRECTOR Management For No No
07 TO RE-APPOINT MARTIN STEWART AS A DIRECTOR Management For No No
08 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For No No
09 TO RECEIVE THE REMUNERATION REPORT OF THE DIRECTORS Management For No No
10 TO AUTHORISE THE DIRECTORS TO MAKE EU POLITICAL Management For No No
DONATIONS UNDER THE PPER ACT 2000
11 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UNDER Management For No No
SECTION 80 COMPANIES ACT 1985
12 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS (SPECIAL Management For No No
RESOLUTION)
13 TO REDUCE THE SHARE PREMIUM ACCOUNT (SPECIAL RESOLUTION) Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 108 1,500 1,500 11/06/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED TLS Annual Meeting Date: 11/14/2003
Issuer: 87969N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
2A TO ELECT JOHN FLETCHER Management For No
2B TO ELECT DONALD MCGAUCHIE Management For No
2C TO ELECT MERVYN VOGT Management For No
2D TO ELECT JOHN RALPH Management For No
2E TO ELECT JOHN STOCKER Management For No
2F TO ELECT LEONARD COOPER Management For No
2G TO ELECT KEVIN BENTLEY Management For No
03 DIRECTOR S REMUNERATION Management For No
04 NEW CONSTITUTION Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 204 2,400 2,400 11/11/2003
- ------------------------------------------------------------------------------------------------------------------------------------
GOLDEN TELECOM, INC. GLDN Special Meeting Date: 11/28/2003
Issuer: 38122G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE THE ISSUANCE BY GOLDEN TELECOM, INC. Shareholder Unvoted No
OF 20% OR MORE OF ITS COMMON STOCK IN CONNECTION
WITH THE ACQUISITION OF OAO COMINCOM, AN OPEN
JOINT STOCK COMPANY EXISTING UNDER THE LAWS OF THE
RUSSIAN FEDERATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 107 18,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORG. S.A OTE Special Meeting Date: 12/01/2003
Issuer: 423325 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 IN ORDER TO DISCUSS AND DECIDE UPON THE EXCLUSIVE Management For No
ISSUE OF THE RENEWAL OF OWN SHARES BUY-BACK OPTION
ON THE ASE (ART. 16, PARAGRAPHS 5-14 C.L. 2190/1920).
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 307 37,000 37,000 11/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS OTE EGM Meeting Date: 12/01/2003
Issuer: X3258B102 ISIN: GRS260333000 BLOCKING
SEDOL: 5437506, 5051605
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE RENEWAL ACCORDING TO LAW, OF THE Management For No
PURCHASE OF THE COMPANY S OWN SHARES VIA ATHEX,
ARTICLE 16 PARAGRAPH 5-14 COD.LAW 2190/1920
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 5,507 5,507 11/21/2003
- ------------------------------------------------------------------------------------------------------------------------------------
PEGASUS COMMUNICATIONS CORPORATION PGTV Annual Meeting Date: 12/01/2003
Issuer: 705904 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO AMEND THE AMENDED AND RESTATED CERTIFICATE Management Against Yes No
OF INCORPORATION TO ELIMINATE THE VOTING PROVISIONS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management Against Yes No
ALLOW DIVIDENDS OR OTHER DISTRIBUTIONS ON OUR
CLASS A, CLASS B COMMON STOCK AND NON-VOTING
COMMON STOCK TO BE PAID IN NON-VOTING COMMON
STOCK, AND OUR CLASS A AND B COMMON TO BE PAID IN
CLASS A COMMON STOCK.
4A AMENDMENT OF THE 1996 STOCK OPTION PLAN TO: ALLOW Management Against Yes No
FOR THE ISSUANCE OF NON-VOTING COMMON STOCK.
4B AMENDMENT OF THE 1996 STOCK OPTION PLAN TO: CHANGE Management Against Yes No
THE MAXIMUM NUMBER OF SHARES OF CLASS A COMMON
STOCK AND NON-VOTING COMMON STOCK THAT MAY BE
ISSUED UNDER OPTIONS GRANTED TO ANY EMPLOYEE TO
200,000 SHARES IN ANY CALENDAR YEAR.
4C AMENDMENT OF THE 1996 STOCK OPTION PLAN TO: EXPRESSLY Management Against Yes No
PERMIT THE REPRICING OF OUTSTANDING OPTIONS.
5A AMENDMENT OF THE RESTRICTED STOCK PLAN TO: ALLOW Management Against Yes No
FOR THE ISSUANCE OF NON-VOTING COMMON STOCK.
5B AMENDMENT OF THE RESTRICTED STOCK PLAN TO: INCREASE Management Against Yes No
THE MAXIMUM NUMBER OF SHARES OF CLASS A COMMON
STOCK AND NON-VOTING COMMON STOCK THAT MAY BE
ISSUED UNDER THE RESTRICTED STOCK PLAN TO 400,000
SHARES.
5C AMENDMENT OF THE RESTRICTED STOCK PLAN TO: EXPRESSLY Management Against Yes No
PERMIT THE REPRICING OF OUTSTANDING OPTIONS.
6 AMENDMENT OF THE 2001 EMPLOYEE STOCK PURCHASE Management Against Yes No
PLAN TO ALLOW FOR THE ISSUANCE OF NON-VOTING
COMMON STOCK.
7 APPROVAL OF THE ANTI-DILUTION PROVISIONS OF WARRANTS, Shareholder Against Yes No
TO BE ISSUED TO A GROUP OF INSTITUTIONAL LENDERS,
TO PURCHASE UP TO 1,000,000 SHARES OF NON-VOTING
COMMON STOCK. *** SUCH OTHER BUSINESS AS MAY
COME BEFORE THE MEETING ***
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 605 10,500 10,500 11/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO EGM Meeting Date: 12/01/2003
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
2 DEC 2003. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
1. APPROVE THE MERGER PROPOSAL BY INCORPORATION OF SEAT Management For No
P.G INTO SILVER SPA AND OF SILVER SPA INTO
SPYGLASS SPA WITH CONSEQUENT LISTING OF SPYGLASS
SHARES TO BE REDENOMINATED SEAT PAGINE GIALLE SPA
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 15,428 15,428 11/28/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CLAXSON INTERACTIVE GROUP INC. XSON Annual Meeting Date: 12/03/2003
Issuer: G21912 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS TO BE VOTED UPON ONLY BY THE HOLDERS
OF COMMON SHARES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 103 1,400 1,400 11/24/2003
- ------------------------------------------------------------------------------------------------------------------------------------
JAPAN TELECOM HOLDINGS CO LTD EGM Meeting Date: 12/09/2003
Issuer: J27859107 ISIN: JP3732000009
SEDOL: 6388926, 5716379, 6475497
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 AMEND ARTICLES TO: CHANGE LOCATION OF HEAD OFFICE Management For No
- CHANGE COMPANY NAME TOVODAFONE HOLDINGS K.K.
2 APPROVE REDUCTION IN CAPITAL RESERVES Management For No
3 ELECT DIRECTOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 185 185 11/26/2003
- ------------------------------------------------------------------------------------------------------------------------------------
IDT CORPORATION IDT Annual Meeting Date: 12/15/2003
Issuer: 448947 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENTS TO THE COMPANY S 1996 Management Against Yes No
STOCK OPTION AND INCENTIVE PLAN, AS AMENDED AND
RESTATED, THAT WILL (I) PERMIT THE GRANT OF
DEFERRED STOCK UNITS UNDER THE PLAN, (II) PERMIT
THE GRANT OF RESTRICTED STOCK TO NON-EMPLOYEE
DIRECTORS AND (III) INCREASE THE NUMBER OF SHARES
OF THE COMPANY S CLASS B COMMON STOCK AVAILABLE BY
AN ADDITIONAL 3,000,000 SHARES.
03 APPROVAL OF THE COMPANY S EMPLOYEE STOCK PURCHASE Management For No No
PLAN.
04 APPROVAL OF THE GRANT OF OPTIONS TO PURCHASE Management Against Yes No
UP TO AN AGGREGATE OF 965,000 SHARES OF THE
COMPANY S CLASS B COMMON STOCK GRANTED OUTSIDE OF
THE COMPANY S 1996 STOCK OPTION AND INCENTIVE
PLAN, AS AMENDED AND RESTATED, TO CERTAIN OFFICERS
AND DIRECTORS OF THE COMPANY.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP, AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JULY 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 309 35,000 35,000 12/10/2003
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 101 37,000 37,000 12/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 12/16/2003
Issuer: 749121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE QWEST COMMUNICATIONS INTERNATIONAL Management For No No
INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE
PLAN
03 SHAREOWNER PROPOSAL-REQUESTING WE EXCLUDE PENSION Shareholder For No No
CREDITS FROM NET INCOME WHEN DETERMINING ANNUAL
OR SHORT-TERM INCENTIVE COMPENSATION FOR EXECUTIVE
OFFICERS
04 SHAREOWNER PROPOSAL-REQUESTING WE TAKE NECESSARY Shareholder For No No
STEPS TO DECLASSIFY THE BOARD OF DIRECTORS
05 SHAREOWNER PROPOSAL-REQUESTING SHAREHOLDER APPROVAL Shareholder For No No
FOR CERTAIN FUTURE SEVERANCE AGREEMENTS TO EXECUTIVE
OFFICERS.
06 SHAREOWNER PROPOSAL-REQUESTING THE SUBSTANTIAL Shareholder Against No No
MAJORITY OF THE BOARD OF DIRECTORS BE INDEPENDENT
07 SHAREOWNER PROPOSAL-REQUESTING ALL FUTURE STOCK Shareholder Against No No
OPTION GRANTS TO SENIOR EXECUTIVES BE PERFORMANCE
BASED
08 SHAREOWNER PROPOSAL-REQUESTING THAT SOME PORTION Shareholder Against No No
OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES
BE PERFORMANCE BASED
09 SHAREOWNER PROPOSAL-REQUESTING THE EXPENSING Shareholder Against No No
IN ANNUAL INCOME STATEMENTS OF THE COST OF FUTURE
STOCK OPTION GRANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 420,000 420,000 12/10/2003
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 12/17/2003
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF A TOTAL OF UP TO Management For No No
171,238,160 SHARES OF UNITEDGLOBALCOM, INC. CLASS
A COMMON STOCK, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 APPROVAL OF UNITEDGLOBALCOM S AMENDED EQUITY Management For No No
INCENTIVE PLAN FOR EMPLOYEES, DIRECTORS AND CONSULTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 508 130,000 130,000 12/09/2003
- ------------------------------------------------------------------------------------------------------------------------------------
NET2PHONE, INC. NTOP Annual Meeting Date: 12/18/2003
Issuer: 64108N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENT TO 1999 AMENDED AND RESTATED Management For No No
STOCK OPTION AND INCENTIVE PLAN.
03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For No No
AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 18,000 18,000 12/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TIME ENGINEERING BHD EGM Meeting Date: 12/18/2003
Issuer: Y8839H105 ISIN: MYL4456OO009
SEDOL: 6891833
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE, SUBJECT TO THE RELEVANT APPROVALS BEING Management For No
OBTAINED, THE COMPANY TO DISPOSE OF: (I) 4,000,000
ORDINARY SHARES OF RM 1.00 EACH REPRESENTING 40%
OF THE EQUITY INTEREST IN PRSB; (II) RM 11,600,000
NOMINAL VALUE CULS REPRESENTING 40% OF THE
OUTSTANDING NOMINAL VALUE CULS IN PRSB; AND (III)
2,940,000 ORDINARY SHARES OF RM 1.00 EACH
REPRESENTING 60% OF THE EQUITY INTEREST IN PET FOR
AN AGGREGATE CASH CONSIDERATION OF RM 54,350,000
UPON SUCH TERMS AND CONDITIONS AS SET OUT IN THE
SALE OF SECURITIES AGREEMENT DATED 27 DEC 2002
ENTERED INTO BETWEEN TIME AND RANHILL AND
AUTHORIZE THE DIRECTORS OF THE COMPANY TO TAKE ALL
SUCH STEPS AND TO ENTER INTO ALL OTHER AGREEMENTS,
UNDERTAKINGS AND INDEMNITIES EXPEDIENT AND/OR
APPROPRIATE IN ORDER TO IMPLEMENT, FINALIZE AND
GIVE FULL EFFECT TO THE PROPOSED TIME DISPOSALS
WITH FULL POWERS TO ASSENT TO ANY CONDITION,
REVALUATION, MODIFICATION, VARIATION AND/OR
AMENDMENT AS MAY BE REQUIRED AND PERMITTED BY ANY
RELEVANT AUTHORITIES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 300,000 300,000 12/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA DE ARGENTINA S.A. TAR Annual Meeting Date: 12/19/2003
Issuer: 879378 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 SUBMISSION OF THE CREATION OF A GLOBAL PROGRAM Shareholder For No No
TO ISSUE SIMPLE CORPORATE BONDS, AS SET FORTH
IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 404 55,000 55,000 12/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM LIMITED CHU Special Meeting Date: 12/22/2003
Issuer: 16945R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THAT THE CONDITIONAL SALE AND PURCHASE AGREEMENT Management For No No
BETWEEN CHINA UNICOM (BVI) LIMITED ( UNICOM BVI )
AND THE COMPANY IS HEREBY GENERALLY AND
UNCONDITIONALLY APPROVED, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING CIRCULAR.
02 THAT THE CONNECTED TRANSACTIONS AS DESCRIBED Management For No No
UNDER THE SECTION LETTER FROM THE CHAIRMAN OF
THE CIRCULAR OF THE COMPANY ARE HEREBY APPROVED,
AS MORE FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR.
03 THAT THE CONDITIONAL SALE AND PURCHASE AGREEMENT Management For No No
BETWEEN CHINA UNITED TELECOMMUNICATIONS
CORPORATION LIMITED ( A SHARE COMPANY ) AND CHINA
UNICOM CORPORATION LIMITED ( CUCL ) IS HEREBY
GENERALLY AND UNCONDITIONALLY APPROVED, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR.
04 THAT THE CONNECTED TRANSACTIONS AS DESCRIBED Management For No No
UNDER THE SECTION LETTER FROM THE CHAIRMAN OF
THE CIRCULAR OF THE COMPANY ARE HEREBY APPROVED,
AS MORE FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 104 75,000 75,000 12/18/2003
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOMASIA CORP PUBLIC CO LTD EGM Meeting Date: 01/16/2004
Issuer: Y85755109 ISIN: TH0375010012
SEDOL: 6877071, 5393761
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE MINUTES OF THE EGM NO. 1/2546 Management For No
2. APPROVE THE ISSUANCE AND OFFERING OF DEBENTURES Management For No
3. TRANSACT ANY OTHER BUSINESS Other For No
* PLEASE NOTE THAT THE SPLIT AND PARTIAL VOTING Non-Voting Non-Vote Proposal No
ARE ALLOWED. THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 1,000,000 1,000,000 01/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SIEMENS AG SI Annual Meeting Date: 01/22/2004
Issuer: 826197 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO CONSIDER AND VOTE UPON APPROPRIATION OF THE Management For No No
NET INCOME OF SIEMENS AG TO A DIVIDEND PAYOUT.
03 TO RATIFY THE ACTS OF THE MANAGING BOARD. Management For No No
04 TO RATIFY THE ACTS OF THE SUPERVISORY BOARD. Management For No No
05 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS. Management For No No
06 TO CONSIDER AND VOTE UPON A BY-ELECTION TO THE Management For No No
SUPERVISORY BOARD.
07 TO CONSIDER AND VOTE UPON A RESOLUTION AUTHORIZING Management For No No
THE REPURCHASE AND USE OF TREASURY STOCK.
08 TO CONSIDER AND VOTE UPON THE CREATION OF AN Management For No No
AUTHORIZED CAPITAL 2004 AGAINST CASH CONTRIBUTIONS
AND/OR CONTRIBUTIONS IN KIND WITH AND WITHOUT
SHAREHOLDERS PREEMPTIVE RIGHTS, AND THE RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION.
09 TO CONSIDER AND VOTE UPON A RESOLUTION AUTHORIZING Shareholder For No No
THE MANAGING BOARD TO ISSUE CONVERTIBLE BONDS
AND/OR BONDS WITH WARRANTS, TO EXCLUDE THE
PREEMPTIVE RIGHTS OF SHAREHOLDERS, AND TO AMEND
THE ARTICLES OF ASSOCIATION ACCORDINGLY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 501 750 750 01/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN AGM Meeting Date: 01/23/2004
Issuer: D8398Q119 ISIN: DE0007500001 BLOCKING
SEDOL: 0566911, 5653841, 5636927, 7159273
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT Management For No
FOR THE FY 2002/2003 WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP
ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management For No
PROFIT OF EUR 257,244,522 AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 0.50 PER NO-PAR SHARE; EUR
8,460,621.50 SHALL BE CARRIED FORWARD; AND EX-DIVIDEND
AND PAYABLE DATE: 26 JAN 2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For No
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
5. APPOINT KPMG, BERLIN AND FRANKFURT AS THE AUDITORS Management For No
FOR THE FY 2003/2004
6. AMEND THE ARTICLES OF ASSOCIATION IN RESPECT OF THE Management For No
SHAREHOLDERS MEETING HAVING THE POWER
TO APPROVE STOCK DIVIDENDS
7. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES PURSUANT Management For No
TO SEC. 71(1)8 OF THE GERMAN STOCK CORPORATION ACT
OF UP TO 10% OF THE CURRENT SHARE CAPITAL, AT A
PRICE DEVIATING NEITHER MORE THAN 10% FROM THE
MARKET PRICE OF THE SHARES IF THEY ARE ACQUIRED
THROUGH THE STOCK EXCHANGE, NOR MORE THAN 20% IF
THEY ACQUIRED BY WAY OF A REPURCHASE OFFER, ON OR
BEFORE 22 JUL 2005; AND AUTHORIZE THE BOARD OF
MANAGING DIRECTORS TO RETIRE THE SHARES, TO
DISPOSE OF THE SHARES IN A MANNER OTHER THAN THE
STOCK EXCHANGE OR AN OFFER TO ALL SHAREHOLDERS IF
THE SHARES ARE SOLD AT A PRICE NOT MATERIALLY
BELOW THEIR MARKET PRICE, AND TO USE THE SHARES IN
CONNECTION WITH MERGERS AND ACQUISITIONS OR TO
SATISFY CONVERTIBLE RIGHTS FOR SHARES OF THE
COMPANY
8. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO DISPOSE Management For No
OF OWN SHARES ACQUIRED PURSUANT TO SECTION 71(1)1
OF THE GERMAN STOCK CORPORATION ACT THE 16,921,243
OWN SHARES ACQUIRED BY THE COMPANY IN MAY OF 2003,
AS WELL AS TO DISPOSE OF THE SHARES IN A MANNER
OTHER THAN THE STOCK EXCHANGE OR A RIGHTS OFFERING
IF THEY ARE SOLD AT A PRICE NOT MATERIALLY BELOW
THEIR MARKET PRICE, TO USE THE SHARES FOR
ACQUISITION PURPOSES OR FOR THE SATISFACTION OF
CONVERTIBLE RIGHTS, AND TO OFFER THE SHARES TO
EMPLOYEES; AUTHORITY EXPIRES ON 22 JAN 2009
9. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH THE Management For No
CONSENT OF THE SUPERVISORY BOARD, TO ISSUE BONDS
OF UP TO EUR 500,000,000, HAVING A TERM OF UP TO
20 YEARS AND CONFERRING CONVERTIBLE RIGHTS FOR
SHARES OF THE COMPANY, ON OR BEFORE 22 JAN 2009;
APPROVE THAT THE SHAREHOLDERS BE GRANTED
SUBSCRIPTION RIGHTS, EXCEPT FOR RESIDUAL AMOUNTS,
FOR THE ISSUE OF BONDS AT A PRICE NOT MATERIALLY
BELOW THEIR THEORETICAL MARKET VALUE, AND IN ORDER
TO GRANT SUCH RIGHTS TO HOLDERS OF CONVERTIBLE
BONDS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 15,000 15,000 01/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NTL EUROPE, INC. Special Meeting Date: 01/27/2004
Issuer: 62940R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE CERTIFICATE OF AMENDMENT Shareholder For No No
TO THE CERTIFICATE OF INCORPORATION TO EFFECT A
REVERSE STOCK SPLIT AS SET FORTH IN THE PROXY
STATEMENT PROVIDED TO STOCKHOLDERS.
02 TO APPROVE AND ADOPT THE CERTIFICATE OF AMENDMENT Management For No No
TO THE CERTIFICATE OF INCORPORATION TO EFFECT A
CHANGE OF NTL EUROPE S NAME AS SET FORTH IN THE
PROXY STATEMENT PROVIDED TO STOCKHOLDERS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 103 520 520 01/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION TECHNOLOGY HOLDINGS LIMITED SGM Meeting Date:
Issuer: G2033C194 ISIN: BMG2033C1947
SEDOL: 6523482
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO CREATE SUCH NUMBER OF UNITS OF WARRANTS Management For No
NEW WARRANTS TO SUBSCRIBE AT ANY TIME FROM THE
DATE OF ISSUE THEREOF UNTIL 07 FEB 2005 FOR SHARES
IN THE CAPITAL OF THE COMPANY EQUAL TO 20% OF THE
NUMBER OF SHARES OF HKD 0.10 EACH OF THE COMPANY
SHARES IN ISSUE ON 30 JAN 2004 RECORD DATE , LESS
THE NUMBER OF SHARES ISSUABLE UNDER THE
OUTSTANDING CSFB SUBSCRIPTION RIGHT ON THE RECORD
DATE; AND AUTHORIZE THE DIRECTORS OF THE COMPANY
TO ISSUE THE NEW WARRANTS TO SHAREHOLDERS OF THE
COMPANY ON THE REGISTER OF MEMBERS ON THE RECORD
DATE IN PROPORTION TO THEIR THEN EXISTING HOLDINGS
OR AS THEY DIRECT AND TO ALLOT AND ISSUE TO
HOLDERS OF ANY NEW WARRANTS UPON THE DUE EXERCISE
OF SUBSCRIPTION RIGHTS ATTACHING THERETO THE
APPROPRIATE NUMBER OF SHARES IN THE CAPITAL OF THE
COMPANY
2. AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT Management For No
SHARES AND MAKE OR GRANT OFFERS, AGREEMENTS AND
OPTIONS, DURING AND AFTER THE RELEVANT PERIOD, NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE
DATE OF PASSING THIS RESOLUTION, OTHERWISE THAN
PURSUANT TO A RIGHTS ISSUE OR SCRIP DIVIDEND
SCHEME OR SIMILAR ARRANGEMENT OF THE COMPANY OR
THE EXERCISE OF THE SUBSCRIPTION RIGHTS UNDER THE
NEW WARRANTS OR THE SHARE OPTION SCHEME OF THE
COMPANY; AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE
EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM
OF THE COMPANY IS REQUIRED BY THE BYE-LAWS OF THE
COMPANY OR ANY APPLICABLE LAW TO BE HELD
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 100,000 100,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ANDREW CORPORATION ANDW Annual Meeting Date: 02/10/2004
Issuer: 034425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK Management For No No
AVAILABLE FOR ISSUANCE UNDER THE ANDREW CORPORATION
EMPLOYEE STOCK PURCHASE PLAN BY 1,700,000.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS Management For No No
INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 108 55,000 55,000 01/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 02/11/2004
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENTS TO UNITEDGLOBALCOM, Management For No No
INC. STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
(EFFECTIVE JUNE 1, 1993), UNITEDGLOBALCOM, INC.
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
(EFFECTIVE MARCH 20, 1998), AND UNITEDGLOBALCOM,
INC. 1993 STOCK OPTION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 508 130,000 130,000 02/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC. LU Annual Meeting Date: 02/18/2004
Issuer: 549463 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 DIRECTORS PROPOSAL TO DECLASSIFY THE BOARD AND Management For No No
TO ALLOW FOR THE REMOVAL OF DIRECTORS WITHOUT
CAUSE
03 DIRECTORS PROPOSAL TO APPROVE OUR 2004 EQUITY Management For No No
COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS
04 DIRECTORS PROPOSAL TO APPROVE A REVERSE STOCK Shareholder For No No
SPLIT IN ONE OF FOUR RATIOS
05 SHAREOWNER PROPOSAL TO REQUIRE SHAREOWNER APPROVAL Shareholder Against No No
OF FUTURE SEVERANCE AGREEMENTS
06 SHAREOWNER PROPOSAL TO DISCONTINUE EXECUTIVE Shareholder Against No No
EQUITY COMPENSATION PROGRAMS AFTER EXPIRATION
OF EXISTING COMMITMENTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 107 60,000 60,000 02/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ARGENTINA STET-FRANCE TELECO TEO Special Meeting Date: 02/18/2004
Issuer: 879273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES. Management For No No
02 RATIFICATION OF THE STEPS TAKEN BY THE SUPERVISORY Management For No No
COMMITTEE IN RESPECT OF THE APPOINTMENT OF THE
REGULAR AND ALTERNATE DIRECTORS.
03 DETERMINATION OF THE NUMBER OF REGULAR AND ALTERNATE Management For No No
DIRECTORS UNTIL THE FOLLOWING ANNUAL GENERAL
MEETING AND APPOINTMENT THEREOF.
04 APPOINTMENT OF REGULAR AND ALTERNATE MEMBERS Management For No No
OF THE SUPERVISORY COMMITTEE UNTIL THE FOLLOWING
ANNUAL GENERAL MEETING.
05 AMENDMENT OF SECTIONS 1 AND 10 AND INCORPORATION Management For No No
OF SECTION 10 BIS OF THE CORPORATE BYLAWS.
APPOINTMENT OF THE PERSONS IN CHARGE OF TAKING THE
STEPS CONCERNING THE APPROVAL AND REGISTRATION OF
THE AMENDMENTS AND TRANSFER OF THE PUBLIC OFFER
AND LISTING OF THE SECURITIES ISSUED BY THE
COMPANY DUE TO THE CHANGE OF THE CORPORATE NAME.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 209 217,000 217,000 01/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AGERE SYSTEMS INC. AGRA Annual Meeting Date: 02/19/2004
Issuer: 00845V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 209 12,000 12,000 01/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AVAYA INC. AV Annual Meeting Date: 02/26/2004
Issuer: 053499 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 DIRECTORS PROPOSAL - APPROVAL OF THE AVAYA INC. Management For No No
2004 LONG TERM INCENTIVE PLAN, WHICH IS THE AMENDED
AND RESTATED AVAYA INC. LONG TERM INCENTIVE PLAN
FOR MANAGEMENT EMPLOYEES.
03 SHAREHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE Shareholder Against No No
OFFICER COMPENSATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 500 500 02/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST PACIFIC CO LTD SGM Meeting Date: 03/01/2004
Issuer: G34804107 ISIN: BMG348041077
SEDOL: 5819041, 6339872, 4341523, 2104717
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THAT: A) EACH OF I) THE FOREIGN SHARE SALE Management For No
AND PURCHASE AGREEMENT SALE AND PURCHASE AGREEMENT
DATED 15 JAN 2004 ENTERED INTO BETWEEN FIRST
PACIFIC COMPANY LIMITED COMPANY , IDEA CELLULAR
LIMITED IDEA CELLULAR AND ESCOTEL MOBILE
COMMUNICATIONS LIMITED ESCOTEL ; II) THE INTER
CORPORATE FACILITY AGREEMENT FACILITY AGREEMENT
DATED 15 JAN 2004 ENTERED INTO BETWEEN THE
COMPANY, IDEA CELLULAR, ESCORTS LIMITED ESCORTS
AND ESCOTEL; III) THE LOAN ASSIGNMENT ASSIGNMENT
DATED 15 JAN 2004 ENTERED INTO BETWEEN THE
COMPANY, ESCORTS AND ESCOTEL AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER ENTERED OR TO BE ENTERED
INTO BY THE COMPANY AND/OR PCL, INCLUDING WITHOUT
LIMITATION, THE NON-DISPOSAL AGREEMENT TO BE
EXECUTED AND ENTERED INTO BETWEEN THE COMPANY, THE
IDEA CELLULAR, ESCORTS, PCL, ESCOTEL AND NATIONAL
DEPOSITORY LIMITED AS SPECIFIED; B) MR. ROBERT C.
NICHOLSON, MR. PAUL F. WALLACE AND/OR ANY OTHER
DIRECTOR OF THE COMPANY BE AUTHORIZED TO ARRANGE
FOR THE EXECUTION OF SUCH DOCUMENTS IN SUCH MANNER
AS THEY MAY CONSIDER NECESSARY AND DESIRABLE AND
TO DO, OR AUTHORIZE THE COMPANY AND/OR PCL TO DO,
WHATEVER ACTS AND THINGS THEY MAY CONSIDER
NECESSARY OR DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF, OR IN CONNECTION WITH, THE
IMPLEMENTATION OF THE SALE AND PURCHASE AGREEMENT,
THE NON-DISPOSAL AGREEMENT, THE FACILITY
AGREEMENT, THE ASSIGNMENT OR ANY MATTER RELATED
THERETO AND TO MAKE OR AGREE, OR AUTHORIZE THE
COMPANY AND/OR PCL TO MAKE OR AGREE, SUCH
AMENDMENTS OR VARIATIONS THERETO, AND GRANT, OR
AUTHORIZE THE COMPANY AND/OR PCL TO GRANT, ANY
WAIVERS OF ANY CONDITIONS PRECEDENT OR OTHER
PROVISIONS OF THE SALE AND PURCHASE AGREEMENT, THE
NON-DISPOSAL AGREEMENT, THE FACILITY AGREEMENT OR
THE ASSIGNMENT AS MR. ROBERT C. NICHOLSON, MR.
PAUL F. WALLACE OR ANY OTHER DIRECTOR OF THE
COMPANY IN THEIR DISCRETION CONSIDER TO BE
DESIRABLE AND IN THE INTERESTS OF THE COMPANY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 170,000 170,000 02/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PT INDONESIAN SATELLITE CORP. TBK IIT Special Meeting Date: 03/08/2004
Issuer: 715680 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE CHANGE OF NOMINAL VALUE OF THE Management For No No
SHARES OF THE COMPANY IN CONNECTION WITH THE STOCK
SPLIT FROM RP 500 PER SHARE TO BECOME RP 100 PER
SHARE, AND THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION WITH RESPECT TO SUCH STOCK SPLIT.
02 TO APPROVE THE DELEGATION OF AUTHORITY TO THE Management For No No
BOARD OF COMMISSIONERS TO DETERMINE THE SALARY,
INCENTIVES, INSURANCE, REMUNERATION AND OTHER
FACILITIES AND ALLOWANCES OF THE DIRECTORS OF THE
COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 104 8,000 8,000 03/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
P.T. TELEKOMUNIKASI INDONESIA, TBK TLK Special Meeting Date: 03/10/2004
Issuer: 715684 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL ON REPLACEMENT OF ANNUAL REPORT AND Management For No No
CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR
2002 THAT WERE RATIFIED IN THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS ON MAY 9, 2003.
02 APPROVAL ON THE ANNUAL REPORT 2002 RATIFICATION Management For No No
OF THE CONSOLIDATED FINANCIAL STATEMENTS 2002
THAT HAVE BEEN RESTATED AND REAUDITED.
03 RATIFICATION OF THE RESTATED CONSOLIDATED FINANCIAL Management For No No
STATEMENTS 2000 AND 2001.
04 RESTATEMENT OF THE COMPANY S NET INCOME ALLOCATION Management For No No
FOR THE YEAR 2000, 2001 AND 2002.
05 CHANGE OF THE COMPOSITION OF THE BOARD OF COMMISSIONERS Management For No No
AND BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 18,360 18,360 03/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SECURICOR AGM Meeting Date: 03/11/2004
Issuer: G7968M117 ISIN: GB0032739848
SEDOL: 3273984
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS OF THE Management For No
COMPANY FOR THE YE 30 SEP 2003 AND THE
REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON
2. APPROVE THE PAYMENT OF THE INTERIM DIVIDEND AND Management For No
DECLARE A FINAL DIVIDEND
3.a RE-ELECT MR. JONATHAN KITCHEN AS A DIRECTOR WHO Management For No
RETIRES BY ROTATION
3.b RE-ELECT MR. NIGEL GRIFFITHS AS A DIRECTOR WHO Management For No
RETIRES BY ROTATION
4. ELECT MR. LORD SHARMAN AS A DIRECTOR Management For No
5. RE-APPOINT BAKER TILLY AS THE AUDITORS OF THE Management For No
COMPANY UNTIL THE CONCLUSION OFTHE NEXT GENERAL
MEETING AT WHICH THE ACCOUNTS ARE LAID AND
AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION
6. APPROVE THE REMUNERATION REPORT CONTAINED IN THE Management For No
FINANCIAL STATEMENTS FOR THEYE 30 SEP 2003
S.7 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For No
SECTION 163(3) OF UP TO 53,153,500 ORDINARY SHARES
OF 5 15/17P EACH IN THE CAPITAL OF THE COMPANY, AT
A MINIMUM PRICE OF 5 15/17P AND UP TO 105% OF THE
AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES
DERIVED FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY IN 2005 ; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 59,500 59,500 03/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KT CORPORATION KTC Annual Meeting Date: 03/12/2004
Issuer: 48268K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF BALANCE SHEET, INCOME STATEMENT AND Management For No No
STATEMENT OF APPROPRIATION OF RETAINED EARNINGS
FOR THE 22ND FISCAL YEAR, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
02 APPROVAL OF THE AMENDMENT OF ARTICLES OF INCORPORATION, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
03 ELECTION OF MEMBERS OF THE AUDIT COMMITTEE, AS Management For No No
SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
4A HI CHANG ROH (NOMINATED BY THE PRESIDENT WITH Management For No
CONSENT OF BOARD OF DIRECTORS)
4B SUNG DEUK PARK (NOMINATED BY OUTSIDE DIRECTOR Management For No
RECOMMENDATION COMMITTEE)
4C BYOUNG HOON LEE (SHAREHOLDER PROPOSAL - PRACTICALLY Management For No
INITIATED BY LABOR UNION OF KT)
05 APPROVAL OF LIMIT ON REMUNERATION OF DIRECTORS, Management For No No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
06 APPROVAL OF AMENDMENT OF MANAGEMENT CONTRACT, Management For No No
AS SET FORTH IN H THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 101 10,000 10,000 03/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO., LTD. SKM Annual Meeting Date: 03/12/2004
Issuer: 78440P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE BALANCE SHEET, THE STATEMENT Management For No No
OF INCOME, AND THE STATEMENT OF APPROPRIATION OF
RETAINED EARNINGS OF THE 20TH FISCAL YEAR, AS SET
FORTH IN ITEM 1 OF THE COMPANY S AGENDA ENCLOSED
HEREWITH.
02 APPROVAL OF THE AMENDMENT OF THE ARTICLES OF Management For No No
INCORPORATION, AS SET FORTH IN ITEM 2 OF THE
COMPANY S AGENDA ENCLOSED HEREWITH.
03 APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION Management For No No
OF DIRECTORS, AS SET FORTH IN THE COMPANY S AGENDA
ENCLOSED HEREWITH.
4A APPROVAL OF THE APPOINTMENT OF DIRECTORS, AS Management For No No
SET FORTH IN ITEM 3 OF THE COMPANY S AGENDA ENCLOSED
HEREWITH.
4B APPROVAL OF THE APPOINTMENT OF OUTSIDE DIRECTORS Management For No No
WHO WILL BE AUDIT COMMITTEE MEMBERS, AS SET FORTH
IN ITEM 3 OF THE COMPANY S AGENDA ENCLOSED HEREWITH.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 108 90,000 90,000 03/03/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK Annual Meeting Date: 03/25/2004
Issuer: 654902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE Management For No No
SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. Management For No No
1C APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For No No
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
1E DIRECTOR Management For No No
1G APPROVAL OF THE APPOINTMENT OF THE AUDITOR. Management For No No
( FOR AND ABSTAIN ARE THE ONLY VALID VOTING
OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE Shareholder For No No
THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No No
INCREASE THE SHARE CAPITAL OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No No
REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No No
DISPOSE NOKIA SHARES HELD BY THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE Shareholder For No No
THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE Management For No
DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA
UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL
COUNSELS OF NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN
THEIR DISCRETION, ON YOUR BEHALF ONLY UPON ITEM 7
OF THE ANNUAL MEETING AND ANY ADJOURNMENTS OR
POSTPONEMENT THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 204 28,000 28,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION TECHNOLOGY HOLDINGS LIMITED SGM Meeting Date: 03/29/2004
Issuer: G2033C194 ISIN: BMG2033C1947
SEDOL: 6523482
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT Management For No
SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS
AND OPTIONS DURING AND AFTER THE RELEVANT PERIOD,
NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT
THE DATE OF THIS RESOLUTION, OTHERWISE THAN
PURSUANT TO SHARES ISSUED AS A RESULT OF A RIGHTS
ISSUE OR SCRIP DIVIDEND SCHEME OR SIMILAR
ARRANGEMENT OF THE COMPANY OR THE EXERCISE OF THE
SUBSCRIPTION RIGHTS UNDER THE WARRANTS OF THE
COMPANY OR SHARE OPTION SCHEME OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF
THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM IS TO BE HELD
BY-LAWS OF THE COMPANY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 100,000 100,000 03/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TDC A/S TLD Annual Meeting Date: 03/29/2004
Issuer: 87236N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 PRESENTATION OF THE ANNUAL REPORT FOR ADOPTION. Management For No No
04 A RESOLUTION TO DISCHARGE THE EXECUTIVE COMMITTEE Management For No No
AND THE BOARD FROM THEIR OBLIGATIONS IN RESPECT
OF THE ANNUAL REPORT.
05 A RESOLUTION REGARDING APPROPRIATION OF PROFIT Management For No No
ACCORDING TO ANNUAL REPORT AS ADOPTED.
06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS, Management For No No
INCLUDING THE CHAIRMAN AND THE VICE-CHAIRMAN,
AND, IF DESIRED, ELECTION OF ALTERNATES FOR THE
MEMBERS OF THE BOARD OF DIRECTORS, CF. ARTICLE
14 OF THE ARTICLES OF ASSOCIATION.
07 ELECTION OF TWO AUDITORS. Management For No No
08 THE BOARD PROPOSES THE FOLLOWING AMENDMENT TO Management For No No
THE ARTICLES OF ASSOCIATION: ARTICLE 4A: THE
EXPIRY DATE OF THE AUTHORIZATION TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL BY UP TO
DKK 108,229,770 IS EXTENDED TO MARCH 28, 2009.
09 THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING Management For No No
AUTHORIZES THE BOARD OF DIRECTORS - UNTIL THE NEXT
ANNUAL GENERAL MEETING - TO ALLOW THE COMPANY TO
ACQUIRE OWN SHARES AT A NOMINAL VALUE OF UP TO 10
PERCENT OF THE SHARE CAPITAL OF THE COMPANY, CF.
SECTION 48 OF THE DANISH COMPANIES ACT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 102 40,000 40,000 03/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS, S.A. PT Annual Meeting Date: 04/02/2004
Issuer: 737273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 RESOLUTION ON THE MANAGEMENT REPORT, BALANCE Management For No No
SHEET AND ACCOUNTS FOR 2003.
02 RESOLUTION ON THE CONSOLIDATED MANAGEMENT REPORT, Management For No No
BALANCE SHEET AND ACCOUNTS FOR 2003.
03 RESOLUTION ON THE PROPOSAL FOR THE APPROPRIATION Management For No No
OF NET INCOME AND ALLOCATION OF RESERVES.
04 RESOLUTION ON A GENERAL APPRAISAL OF THE COMPANY Management For No No
S MANAGEMENT AND INSPECTION.
05 RESOLUTION ON THE RATIFICATION OF THE CO-OPTION Management For No No
OF DIRECTORS.
06 RESOLUTION ON THE ACQUISITION AND ALIENATION Management For No No
OF THE COMPANY S OWN SHARES.
07 RESOLUTION ON AN EVENTUAL REDUCTION OF SHARE Management For No No
CAPITAL OF UP TO EURO 125,428,500, FOR THE PURPOSE
OF RELEASING EXCESS CAPITAL CONNECTED WITH THE
SHARE BUY BACK PROGRAMME, BY CANCELLING UP TO
125,428,500 OWN SHARES ACQUIRED OR TO BE ACQUIRED,
AS WELL AS ON CONNECTED RESERVES.
08 RESOLUTION OF THE ARTICLES OF ASSOCIATION, ON Management For No No
THE APPLICABLE PARAMETERS IN RESPECT OF THE EVENTUAL
ISSUE OF BONDS CONVERTIBLE INTO SHARES.
09 RESOLUTION ON THE SUPPRESSION OF THE PRE-EMPTIVE Management For No No
RIGHTS OF SHAREHOLDERS IN SUBSCRIBING FOR ANY
ISSUE OF CONVERTIBLE BONDS.
10 RESOLUTION ON THE ISSUANCE OF BONDS AND OTHER Management For No No
TYPES OF SECURITIES BY THE BOARD OF DIRECTORS.
11 RESOLUTION ON THE ACQUISITION AND ALIENATION Management For No No
OF OWN BONDS AND OTHER SECURITIES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 102 68,000 68,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NV HOLDINGSMIJ DE TELEGRAAF AGM Meeting Date: 04/07/2004
Issuer: N41207114 ISIN: NL0000386597 BLOCKING
SEDOL: 5062919, 5848982
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING Non-Voting Non-Vote Proposal No
2. RECEIVE THE BOARD OF MANAGEMENT REPORT FOR THE Management For No
FY 2003
3.A APPROVE THE ANNUAL ACCOUNTS FOR 2003 Management For No
3.B APPROVE TO ESTABLISH THE DIVIDEND Management For No
3.C APPROVE TO ESTABLISH A PAY DATE Management For No
4. GRANT DISCHARGE TO THE BOARD OF MANAGEMENT AND Management For No
THE SUPERVISORY BOARD
5. ACKNOWLEDGE THE COMPLETION OF THE SUPERVISORY Management For No
BOARD
6. APPOINT A AUDITOR Management For No
7. APPROVE THE CORPORATE GOVERNANCE Management For No
8. AUTHORIZE THE COMPANY TO ACQUIRE SHARES Management For No
9.A APPROVE TO EXTEND THE AUTHORITY TO ISSUE CERTIFICATES Management For No
OF SHARES
9.B APPROVE TO EXTEND THE AUTHORITY TO LIMIT OR EXCLUDE Management For No
THE PRE-EMPTIVE RIGHT
10. TRANSACT ANY OTHER BUSINESS Other For No
11. C LOSURE Non-Voting Non-Vote Proposal No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 18,000 18,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Special Meeting Date: 04/09/2004
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF THE ANNUAL ACCOUNTS FOR THE FISCAL Management For No No
YEAR ENDED DECEMBER 31, 2003.
O2 APPROVAL OF CONSOLIDATED ACCOUNTS FOR THE FISCAL Management For No No
YEAR ENDED 31 DECEMBER 2003.
O3 ALLOCATION OF THE RESULTS FOR THE YEAR ENDED Management For No No
DECEMBER 31, 2003, AS SHOWN IN THE ANNUAL ACCOUNTS,
AND DISTRIBUTION.
O4 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE Management For No No
L 225-38 OF THE COMMERCIAL CODE.
O5 DELEGATION TO THE BOARD OF DIRECTORS TO BUY, Management For No No
KEEP OR TRANSFER FRANCE TELECOM SHARES.
E6 FIXING THE ISSUE PRICE OF SECURITIES WHICH DO Management For No No
NOT CONFER ON THEIR HOLDERS THE SAME RIGHTS AS
ORDINARY SHARES.
E7 AMENDMENT OF ARTICLES 1, 2 AND 7 OF THE BY-LAWS Management For No No
TO BRING THEM INTO CONFORMITY WITH FRENCH LAW
NO. 90-568.
E8 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS, RELATING Management For No No
TO THE BOARD OF DIRECTORS.
E9 AMENDMENT OF ARTICLES 14, 15, 17, 18 AND 19 OF Management For No No
THE BY-LAWS RELATING TO THE CHAIRMAN S POWERS
AND TO GENERAL MANAGEMENT.
E10 AMENDMENT OF THE BY-LAWS TO BRING THEM INTO CONFORMITY Management For No No
WITH THE PROVISIONS OF ARTICLE 55 OF DECREE NO.
67-236.
E11 AUTHORITY DELEGATED TO THE BOARD OF DIRECTORS Management For No No
TO ISSUE SHARES RESERVED FOR WANADOO S SHAREHOLDERS.
E12 DELEGATION TO THE BOARD OF DIRECTORS TO INCREASE Management For No No
THE CAPITAL FOR THE BENEFIT OF MEMBERS OF FRANCE
TELECOM COMPANY SAVINGS PLAN.
E13 POWERS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 8,000 8,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOMASIA CORP PUBLIC CO LTD AGM Meeting Date: 04/09/2004
Issuer: Y85755109 ISIN: TH0375010012
SEDOL: 6877071, 5393761
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE MINUTES OF THE EGM NO.1/2547 Management For No
2. ACKNOWLEDGE THE REPORT ON THE RESULT OF BUSINESS Management For No
OPERATION OF THE COMPANY FORTHE YEAR 2003
3. APPROVE THE BALANCE SHEET AND THE PROFIT AND LOSS Management For No
STATEMENTS OF THE COMPANY FOR THE FYE 2003
4 APPROVE THE PAYMENT OF DIVIDENDS AND THE APPROPRIATION Management For No
OF THE NET PROFITS FORTHE YEAR 2003 AS RESERVE
5. ELECT THE DIRECTORS IN PLACE OF THOSE WHO RETIRED Management For No
BY ROTATION
6. APPOINT THE COMPANY S AUDITORS AND FIX THEIR Management For No
REMUNERATION FOR THE YEAR 2004
7. APPROVE THE PURCHASE OF ORDINARY SHARES IN BANGKOK Management For No
INTER TELETECH COMPANY LTD, PURSUANT TO THE AGREEMENT
FOR THE PURCHASE OF SHARES AND THE ENTERING INTO
THE SHAREHOLDERS AGREEMENT
8. OTHER BUSINESS Other For No
* PLEASE NOTE THAT THE SPLIT AND PARTIAL VOTING Non-Voting Non-Vote Proposal No
ARE ALLOWED. THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 1,000,000 1,000,000 03/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO MIX Meeting Date: 04/14/2004
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
15 APR 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 APPROVE THE SEAT PAGINE GIALLE S.P.A BALANCE Management For No
SHEET REPORTS AS OF 31 DEC 2003 AND THE BOARD
OF DIRECTORS REPORTS ON MANAGEMENT ACTIVITY;
RESOLUTIONS RELATED THERE TO
O.2 APPROVE THE DISTRIBUTION OF AVAILABLE RESERVES, Management For No
AFTER INTEGRATION OF LEGAL RESERVES; RESOLUTIONS
RELATED THERE TO
E.1 AMEND SOME ARTICLES OF THE BY-LAWS: ARTICLE 5 Management For No
STOCK CAPITAL LEVEL SUB-SECTION 2, I.E. AND
AUTHORIZE THE BOARD OF DIRECTORS FOR A STOCK
CAPITAL INCREASE RESERVED TO A STOCK OPTIONS
PLAN, ARTICLE 24 CLOSING OF BUSINESS YEAR AND
PROFIT DISTRIBUTION SUB-SECTION 1, I.E. TO STATE
BUSINESS YEAR CLOSING DATE; RESOLUTIONS RELATED
THERE TO
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 15,428 15,428 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANIA DE TELECOMUNICACIONES DE CH Annual Meeting Date: 04/15/2004
Issuer: 204449 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A1 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Management For No No
INCOME STATEMENT AND REPORTS OF ACCOUNT INSPECTORS
AND INDEPENDENT AUDITORS
A2 APPROVAL OF DISTRIBUTION OF NET INCOME FOR FISCAL Management For No No
YEAR ENDED DECEMBER 31, 2003
A3 APPROVAL TO APPOINT TWO ACCOUNT INSPECTORS AND Management For No No
TWO ALTERNATE ACCOUNT INSPECTORS AND TO DETERMINE
THEIR COMPENSATION
A4 APPROVAL TO APPOINT THE INDEPENDENT AUDITORS Management For No No
WHO WILL AUDIT THE ACCOUNTS, INVENTORY, BALANCE
SHEET, AND OTHER STATEMENTS
A5 APPROVAL TO APPOINT THE DOMESTIC CREDIT RATING Management For No No
AGENCIES THAT WILL SET THE RISK RATING OF PUBLICLY
OFFERED ISSUES
A9 APPROVAL OF THE COMPENSATION FOR THE DIRECTORS Management For No No
COMMITTEE MEMBERS AND OF THE DIRECTORS COMMITTEE
BUDGET
A11 APPROVAL OF THE INVESTMENT AND FINANCING STRATEGY Shareholder For No No
PROPOSED BY MANAGEMENT (ACCORDING TO DECREE LAW
3,500)
A14 APPROVAL OF A SANTIAGO NEWSPAPER IN WHICH TO Management For No No
PUBLISH THE NOTICES FOR FUTURE SHAREHOLDERS
MEETINGS AND DIVIDEND PAYMENTS
A15 PROVIDE INFORMATION ON ALL ISSUES RELATING TO Management For No No
THE MANAGEMENT AND ADMINISTRATION OF THE BUSINESS
E1 APPROVAL OF THE SALE OF PUBLIC SERVICE PAGING Management For No No
LICENSES AND THE ASSETS RELATED TO THE INSTALLATION,
OPERATION AND DEVELOPMENT
E2 APPROVAL TO ADOPT THE NECESSARY PROCEDURES TO Management For No No
FORMALIZE THE AGREEMENTS REACHED AT THE EXTRAORDINARY
SHAREHOLDERS MEETING
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 300 120,000 120,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Special Meeting Date: 04/16/2004
Issuer: 68370R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENTS TO THE CHARTER OF VIMPELCOM. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 27,000 27,000 03/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA DE ARGENTINA S.A. Annual Meeting Date: 04/19/2004
Issuer: 879378 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 CONSIDERATION OF THE COMPANY S REPORTS, AS SET Management For No No
FORTH IN AGENDA ITEM 2 OF THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
03 APPROVAL OF THE PERFORMANCE OF THE BOARD AND Management For No No
SUPERVISORY COMMITTEE MEMBERS.
04 APPROVAL OF THE DETERMINATION OF THE NUMBER OF Management For No No
DIRECTORS AND ALTERNATE DIRECTORS.
06 APPROVAL OF THE APPOINTMENT OF DIRECTORS AND Management For No No
ALTERNATE DIRECTORS FOR CLASS B SHAREHOLDERS.
07 APPROVAL OF THE APPOINTMENT OF THREE MEMBERS Management For No No
AND ALTERNATE MEMBERS TO THE SUPERVISORY COMMITTEE.
08 APPROVAL OF THE DETERMINATION OF THE COMPENSATION Management For No No
TO THE CERTIFYING ACCOUNTANT OF THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31,
2003 AND APPOINT A CERTIFYING ACCOUNTANT FOR THE
FINANCIAL STATEMENTS FOR FISCAL YEAR DECEMBER 31,
2004.
09 APPROVAL OF THE OPERATING BUDGET FOR THE AUDIT Management For No No
COMMITTEE.
10 CONSIDERATION OF THE EXTENSION OF THE COMPANY Management For No No
S MANAGEMENT CONTRACT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 404 57,700 57,700 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PRICE COMMUNICATIONS CORPORATION PR Annual Meeting Date: 04/20/2004
Issuer: 741437 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 IN THEIR DISCRETION UPON SUCH OTHER MATTERS AS Management For No No
MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 305 90,000 90,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPAN SHEN Annual Meeting Date: 04/20/2004
Issuer: 82312B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 11,000 11,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SPRINT CORPORATION FON Annual Meeting Date: 04/20/2004
Issuer: 852061 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS OF SPRINT FOR 2004
03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shareholder Against No No
INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO PAY CAP Shareholder Against No No
05 STOCKHOLDER PROPOSAL CONCERNING INDEPENDENT CHAIRMAN Shareholder Against No No
06 STOCKHOLDER PROPOSAL CONCERNING REPORT ON OUTSOURCING Shareholder Against No No
OFF-SHORE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 506 400,000 400,000 04/06/2004
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 100 145,000 145,000 04/06/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 103 55,000 55,000 04/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOUYGUES, GUYANCOURT MIX Meeting Date: 04/22/2004
Issuer: F11487125 ISIN: FR0000120503 BLOCKING
SEDOL: 4002121, 7164028, 4115159, 2696612, 4067528
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR Management For No
THE FY 2003, OF NET PROFITS EUR 216,422,001.36
AND GRANT PERMANENT DISCHARGE TO THE DIRECTORS
ON COMPLETION OF THEIR ASSIGNMENTS FOR THE FY
2003
O.2 APPROVE THE CONSOLIDATED ACCOUNTS AT 31 DEC 2003, Management For No
OF NET PROFITS GROUP SHARES EUR 450,000,000.00
O.3 APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management For No
PROFITS FOR THE FY: EUR 219,302,777.88; SPECIAL
RESERVE ON LONG TERM CAPITAL GAIN: EUR 5,437,937.00;
GLOBAL DIVIDEND: EUR 16,659,988.45; ADDITIONAL
DIVIDEND: 149,939,986.05; BALANCE CARRIED FORWARD:
EUR 47,264,856.38; AND, THE SHAREHOLDERS WILL
RECEIVE A NET DIVIDEND OF EUR 0.50, WITH A CORRESPONDING
TAX CREDIT OF EUR 0.25; THIS DIVIDEND WILL BE
PAID ON 29 APR 2004
O.4 APPROVE THE SPECIAL AUDITORS REPORT, IN ACCORDANCE Management For No
WITH THE PROVISIONS OF ARTICLES L.225-40 AND
L.225-38 OF THE FRENCH COMMERCIAL LAW
O.5 APPOINT MR. CHARLES DE CROISSET AS A DIRECTOR Management For No
REPLACING MR. ALAIN POUYAT, FOR THE UNEFFECTED
PART OF HIS TERM
O.6 APPOINT MR. THIERRY JOURDAINE AS A DIRECTOR REPLACING Management For No
MR. DANIEL DEVILLEBICHOT, FOR THE UNEFFECTED
PART OF HIS TERM
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. CHARLES Management For No
DE CROISSET AS A DIRECTOR FOR 6 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. YVES Management For No
GABRIEL AS A DIRECTOR FOR 6 YEARS
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. FINANCIERE Management For No
PINAULT AS A DIRECTOR FOR 6 YEARS
O.10 APPOINT MR. ALAIN POUYAT AS A DIRECTOR FOR 6 Management For No
YEARS
O.11 APPROVE TO RENEW THE TERM OF OFFICE OF MAZARS Management For No
ET GUERARD AS THE AUDITOR FOR 6 YEARS
O.12 APPROVE TO RENEW THE TERM OF OFFICE OF THIERRY Management For No
COLIN AS THE DEPUTY AUDITOR FOR 6 YEARS
O.13 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE CGM ON 25 MAY 2000, TO ISSUE DEBT
SECURITIES FOR A MAXIMUM AMOUNT OF EUR
4,000,000,000.00, SECURITIES WITH INTEREST RATE
AND/OR PREMIUM SHOULD BE INCLUDED IN THIS AMOUNT;
AUTHORITY EXPIRES AT THE END OF 5 YEARS
O.14 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE CGM ON 24 APR 2003, TO REPURCHASE
THE COMPANY SHARES AT A MAXIMUM PRICE OF
1,000,000,000.00; NOT EXCEEDING 10% OF THE SHARE
CAPITAL ; TO TRADE THE COMPANY S SHARES ON THE
STOCK EXCHANGE IN VIEW OF ADJUSTING THEIR PRICE AS
PER THE FOLLOWING CONDITIONS: AT A MAXIMUM PRICE
OF EUR 50.00; MINIMUM PRICE OF EUR 20.00;
AUTHORITY EXPIRES AT THE END OF 18 MONTHS
E.15 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE CGM ON 25 APR 2002, TO INCREASE
THE SHARE CAPITAL BY ISSUING SHARES AND
SECURITIES, GIVING ACCESS TO THE SHARE CAPITAL
WITH PREFERENTIAL SUBSCRIPTION RIGHT AND BY
INCORPORATION OF RESERVES, NOT MORE THAN EUR
150,000,000.00 EUR 4,000,000,000.00 FOR DEBIT
SECURITIES , THEY SHALL BE GRANTED PREFERABLY TO
THE OWNERS OF SHARES AND INVESTMENT CERTIFICATES
WHO CAN SUBSCRIBE AS OF RIGHT; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS
E.16 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management For No
AUTHORITY OF THE CGM ON 25 APR 2002, TO ISSUE
SHARES AND SECURITIES CAPITAL BY ISSUING SHARES
AND SECURITIES, GIVING ACCESS TO THE SHARE CAPITAL
WITH PREFERENTIAL SUBSCRIPTION RIGHT AND BY
INCORPORATION OF RESERVES, NOT MORE THAN EUR
150,000,000.00 EUR 4,000,000,000.00 FOR DEBIT
SECURITIES , THESE LIMITS SHALL BE INCLUDED IN THE
LIMITS SET FOR RESOLUTION 15 ABOVE, SUCH
SECURITIES MAY REMUNERATE SECURITIES BROUGHT TO
THE COMPANY IN A PUBLIC EXCHANGE OFFER INITIATED
IN ACCORDANCE WITH ARTICLE L.225-148 OF THE FRENCH
COMMERCIAL LAW; AUTHORITY EXPIRES AT THE END OF 26
MONTHS
E.17 APPROVE THAT RESOLUTION 15 AND 16 ABOVE SHALL Management For No
BE USED IN A PERIOD OF TAKE-OVER BID OR EXCHANGE
THE AMOUNT OF EUR 150,000,000,000.00; THE
AUTHORITY IS VALID TILL THE MEETING CALLED TO
DELIBERATE ON THE 2004 ACCOUNTS AND APPROVE THE
SUBSCRIBERS TO THE 1.70% 1999-2006 BOUYGUES LOAN
ON 16 APR 2004;
E.18 AUTHORIZE THE BOARD TO ISSUE SHARES TO BE PAID-UP Management For No
IN CASH, NOT EXCEEDING 10% OF THE SHARE CAPITAL,
THIS SHARE ISSUE BE RESERVED TO THE EMPLOYEES OF
THE GROUP WHO SUBSCRIBED TO 1 OF THE GROUP SAVING
PLANS, SUCH CAPITAL INCREASE SHALL NOT EXCEED 10%
OF THE TOTAL CAPITAL INCREASE RESULTING FROM
RESOLUTIONS 15 AND 16 ABOVE; AND; THE BOARD SHALL
DELIBERATE ON THE ADVISABILITY OF THIS CAPITAL
INCREASE; AUTHORITY EXPIRE AT THE END OF 26 MONTHS
E.19 GRANT ALL POWER TO THE BOARD TO DECREASE THE Management For No
SHARE CAPITAL, BY CANCELING REPURCHASED SHARES,
NOT EXCEEDING 10% OF THE SHARE CAPITAL IN 24
MONTHS; REDUCE THE SHARE CAPITAL AND MODIFY THE
ARTICLES ACCORDINGLY; AUTHORITY EXPIRES AT THE
END OF 18 MONTHS ;
E.20 AUTHORIZE THE BOARD TO ISSUE OPTIONS TO SUBSCRIBE Management For No
OR TO BUY SHARES, IN ACCORDANCE WITH ARTICLE
L.225-182 OF THE FRENCH DECREE OF 23 MAR 1967,
THESE OPTIONS SHALL BE EXERCISED NOT LATER THAN 7
YEARS AFTER THEY ARE GRANTED AND ARE RESERVED TO
SOME CATEGORIES OF EMPLOYEES AND SOCIAL
REPRESENTATIVES; AUTHORITY EXPIRES AT THE END OF
28 MONTHS ;
E.21 MODIFY THE BY-LAWS ARTICLES 13 IN ACCORDANCE Management For No
WITH FINANCIAL SECURITY LAW
E.22 MODIFY THE BY-LAWS ARTICLES 15 IN ACCORDANCE Management For No
WITH FINANCIAL SECURITY LAW
E.23 DELEGATE ALL POWERS FOR THE BOARD OF DIRECTORS Management For No
TO GRANT STOCK OPTIONS
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting Non-Vote Proposal No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6
DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD VOTING
INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE
DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE
PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF
YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS
AS REGISTERED INTERMEDIARY, PLEASE CONTACT ADP.
TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A
VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR
EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN
SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES
ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN
EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF
THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING.
THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS
INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND
RELEASE THE SHARES FOR SETTLEMENT OF THE SALE
TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO
MEETING DATE + 1
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 67,730 67,730 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT Annual Meeting Date: 04/22/2004
Issuer: 539830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against No No
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against No No
05 STOCKHOLDER PROPOSAL BY UNITED ASSOCIATION S&P Shareholder Against No No
500 INDEX FUND
06 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against No No
AND OTHER GROUPS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 10,000 10,000 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/23/2004
Issuer: 171871 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 368,580 368,580 04/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION BLS Annual Meeting Date: 04/26/2004
Issuer: 079860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE INDEPENDENT AUDITOR Management For No No
03 APPROVE AMENDMENT TO ELECT DIRECTORS ANNUALLY Management For No No
04 APPROVE THE STOCK AND INCENTIVE COMPENSATION Management For No No
PLAN
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE COMPENSATION Shareholder Against No No
06 SHAREHOLDER PROPOSAL RE: CEO COMPENSATION Shareholder Against No No
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shareholder Against No No
CONTRIBUTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 102 75,000 75,000 04/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CONVERGYS CORPORATION CVG Annual Meeting Date: 04/27/2004
Issuer: 212485 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE CONVERGYS CORPORATION 1998 LONG Management For No No
TERM INCENTIVE PLAN, AS AMENDED.
03 TO APPROVE THE CONVERGYS CORPORATION EMPLOYEE Management For No No
STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 4,000 4,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. LLL Annual Meeting Date: 04/27/2004
Issuer: 502424 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
INDEPENDENT AUDITORS.
03 APPROVAL OF AMENDMENT TO THE 1999 LONG TERM PERFORMANCE Management For No No
PLAN.
04 RATIFICATION OF THE TERMS OF PERFORMANCE-BASED Management For No No
COMPENSATION UNDER THE 1999 LONG TERM PERFORMANCE
PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 104 1,000 1,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG SCM Annual Meeting Date: 04/27/2004
Issuer: 871013 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ANNUAL ACCOUNTS, THE FINANCIAL STATEMENTS AND Management For No No
THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL
YEAR 2003, AND THE REPORTS OF THE STATUTORY AUDITORS
AND GROUP AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS AND DECLARATION Management For No No
OF DIVIDEND
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For No No
AND THE EXECUTIVE BOARD
04 ELECTION OF THE STATUTORY AUDITORS AND GROUP Management For No No
AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 108 130,000 130,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VIA NET.WORKS, INC. VNWI Annual Meeting Date: 04/27/2004
Issuer: 925912 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 107 1,000 1,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF AGM Meeting Date: 04/28/2004
Issuer: D24909109 ISIN: DE0007614406 BLOCKING
SEDOL: 4943190, 4943219, 7158515, 4942904, 4943208, 5009693
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For No
REPORT FOR THE FY 2003 WITH THE REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROUP ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management For No
PROFIT OF EUR 1,312,052,802 ASFOLLOWS: PAYMENT OF
A DIVIDEND OF EUR 2 PER NO-PAR SHARE; EX-DIVIDEND
AND PAYABLE DATE: 29 APR 2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For No
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
5. AMEND THE ARTICLES OF ASSOCIATION REGARDING THE Management For No
SHAREHOLDER MEETING HAVING THE POWER TO APPROVE
STOCK DIVIDENDS
6. APPROVE THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For No
WITH THE COMPANYS WHOLLY-OWNED E. ON NORDIC HOLDING
GMBH, WITH EFFECT FROM 01 JAN 2004 UNTIL AT LEAST
31 DEC 2008
7. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management For No
UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NOT
DIFFERING MORE THAN 20% FROM THEIR MARKET PRICE,
ON OR BEFORE 28 JAN 2005; AUTHORIZE THE BOARD OF
MANAGING DIRECTORS TO DISPOSE OF THE SHARES IN A
MANNER OTHER THAN THE STOCK EXCHANGE OR A RIGHTS
OFFERING IF THE SHARES ARE SOLD AT A PRICE NOT
MATERIALLY BELOW THEIR MARKET PRICE, USED FOR
ACQUISITION PURPOSES OR FOR SATISFYING EXISTING
OPTION AND CONVERSION RIGHTS, OR ISSUED TO THE
COMPANYS AND ITS AFFILIATES EMPLOYEES; THE SHARES
MAY ALSO BE RETIRED
8. APPOINT PRICEWATERHOUSECOOPERS, DEUTSCHE REVISION Management For No
AG, DUSSELDORF, AS THE AUDITORS FOR THE FY 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 3,000 3,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO IUSACELL, S.A. DE C.V. CEL Annual Meeting Date: 04/28/2004
Issuer: 40050B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
I DISCUSSION AND APPROVAL OR MODIFICATION, AS THE Management For No
CASE MAY BE, OF THE BOARD OF DIRECTORS REPORT
REFERRED TO IN ARTICLE 172 OF THE GENERAL
CORPORATIONS LAW ON THE OPERATIONS AND RESULTS OF
THE CORPORATION FOR THE FISCAL YEAR ENDED DECEMBER
31, 2003, TAKING INTO ACCOUNT THE STATUTORY
AUDITORS REPORT FOR SUCH FISCAL YEAR.
II DISCUSSION AND APPROVAL, AS THE CASE MAY BE, Management For No
OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2003 AND APPLICATION OF THE
RESULTS OF SUCH FISCAL YEAR.
III AUDIT COMMITTEE REPORT. Management For No
IV APPOINTMENT AND/OR RATIFICATION OF MEMBERS OF Management For No
THE BOARD OF DIRECTORS FOR THE YEAR ENDING DECEMBER
31, 2004.
V COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS Management For No
AND MEMBERS OF THE COMMITTEES OF THE BOARD OF
DIRECTORS, AND THEIR ALTERNATES.
VI REVOCATION AND GRANTING OF POWERS-OF-ATTORNEY. Management For No
VII DESIGNATION OF DELEGATES TO FORMALIZE THE RESOLUTIONS Management For No
ADOPTED AT THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 209 3,500 3,500 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No No
03 CUMULATIVE VOTING Shareholder Against No No
04 BOARD COMPOSITION Shareholder Against No No
05 SEPARATE CHAIRMAN AND CEO Shareholder Against No No
06 FUTURE POISON PILL Shareholder For Yes No
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No No
FEES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 104 143,000 143,000 04/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC. DECC Annual Meeting Date: 04/29/2004
Issuer: 232860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT OF THE COMPANY S ARTICLES OF INCORPORATION Shareholder For No No
TO INCREASE THE NUMBER OF THE COMPANY S AUTHORIZED
COMMON SHARES FROM THIRTY MILLION SHARES TO ONE
HUNDRED MILLION SHARES.
03 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 50,060 50,060 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC. FSCI Annual Meeting Date: 04/29/2004
Issuer: 337756 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 209 8,000 8,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. MEG Annual Meeting Date: 04/29/2004
Issuer: 584404 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 107 2,000 2,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PCCW LTD EGM Meeting Date: 04/29/2004
Issuer: Y6802P120 ISIN: HK0008011667
SEDOL: 6574071, 7538214, 6586678
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THAT THE TRANSACTION, THE ACQUISITION Management For No
AGREEMENT AND ALL THE OTHER TRANSACTIONS
CONTEMPLATED THEREIN AND AUTHORIZE ANY ONE
DIRECTOR OF THE COMPANY, AS DIRECTED BY THE BOARD
OF THE COMPANY OR A COMMITTEE OF THE BOARD TO
EXECUTE ALL SUCH DOCUMENTS AND TO DO ALL SUCH
ACTS, MATTERS OR THINGS AS HE MAY IN HIS
DISCRETION CONSIDER NECESSARY OR DESIRABLE ON
BEHALF OF THE COMPANY FOR THE PURPOSE OF OR IN
CONNECTION WITH THE TRANSACTIONS OR THE
IMPLEMENTATION OR THE EXERCISE OR ENFORCEMENT OF
ANY OF THE RIGHTS AND PERFORMANCE OF OBLIGATIONS
UNDER THE ACQUISITION AGREEMENT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 100,000 100,000 04/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SCANA CORPORATION SCG Annual Meeting Date: 04/29/2004
Issuer: 80589M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDED DIRECTOR COMPENSATION AND Management For No No
DEFERRAL PLAN
03 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 102 27,000 27,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW Annual Meeting Date: 04/29/2004
Issuer: 784305 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMEND THE CORPORATION S BY-LAWS TO ESTABLISH Management For No No
THE PERMISSIBLE SIZE OF THE BOARD OF DIRECTORS AS
A RANGE FROM SEVEN TO ELEVEN DIRECTORS, AND SET
THE SPECIFIC NUMBER OF DIRECTORS AT EIGHT.
02 DIRECTOR Management For No No
03 RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For No No
AUDITOR OF THE CORPORATION.
04 AUTHORIZE THE PROXY HOLDERS TO VOTE UPON SUCH Management For No No
OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING OR ANY POSTPONEMENT OR ADJOURNMENT
THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 104 3,000 3,000 04/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ARGENTINA STET-FRANCE TELECO TEO Annual Meeting Date: 04/29/2004
Issuer: 879273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND Management For No No
SIGN THE MINUTES.
02 CONSIDERATION OF THE DOCUMENTS PROVIDED FOR IN Management For No No
SECTION 234, SUBSECTION 1, OF LAW 19,550, THE
RULES OF THE COMISION NACIONAL DE VALORES.
03 CONSIDERATION OF THE RESULTS OF THE YEAR AND Management For No No
TO CARRY OVER THE FULL NEGATIVE BALANCE FROM
UNAPPROPRIATED RETAINED EARNINGS.
04 CONSIDERATION OF THE PERFORMANCE OF THE BOARD Management For No No
AND SUPERVISORY COMMITTEE ACTING DURING THE FIFTEENTH
FISCAL YEAR.
05 CONSIDERATION OF THE COMPENSATION TO THE BOARD Management For No No
CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER
31, 2003.
06 AUTHORIZATION OF THE BOARD OF DIRECTORS TO MAKE Management For No No
ADVANCES OF FEES ESTABLISHED BY THE SHAREHOLDERS
MEETING TO THE DIRECTORS.
07 FEES OF THE SUPERVISORY COMMITTEE. Management For No No
08 DETERMINATION OF THE NUMBER OF DIRECTORS AND Management For No No
ALTERNATE DIRECTORS TO HOLD OFFICE DURING THE
SIXTEENTH FISCAL YEAR.
09 APPOINTMENT OF DIRECTORS AND ALTERNATE DIRECTORS Management For No No
TO HOLD OFFICE DURING THE SIXTEENTH FISCAL YEAR.
10 APPOINTMENT OF MEMBERS AND ALTERNATE MEMBERS Management For No No
OF THE SUPERVISORY COMMITTEE FOR THE SIXTEENTH
FISCAL YEAR.
11 APPOINTMENT OF INDEPENDENT AUDITORS OF THE FINANCIAL Management For No No
STATEMENTS CORRESPONDING TO THE 16TH FISCAL YEAR.
12 CONSIDERATION OF THE BUDGET FOR THE AUDIT COMMITTEE Management For No No
FOR THE FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 209 217,000 217,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION ORB Annual Meeting Date: 04/30/2004
Issuer: 685564 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 1,000 1,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/30/2004
Issuer: 78387G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Unvoted No
02 APPOINTMENT OF INDEPENDENT AUDITORS. Management Unvoted No
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Management Unvoted No
04 STOCKHOLDER PROPOSAL A. Shareholder Unvoted No
05 STOCKHOLDER PROPOSAL B. Shareholder Unvoted No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 103 100,000 0
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF Annual Meeting Date: 04/30/2004
Issuer: 879382 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT Management For No No
REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED
GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR
THE APPLICATION OF THE RESULTS OF TELEFONICA,
S.A., AND THAT OF THE MANAGEMENT OF ITS BOARD OF
DIRECTORS CORRESPONDING TO THE FISCAL YEAR 2003.
02 APPROVAL OF THE SHAREHOLDER REMUNERATION: DISTRIBUTION Management For No No
OF DIVIDENDS FROM 2003 NET INCOME AND FROM THE
ADDITIONAL PAID-IN-CAPITAL RESERVE.
03 APPROVAL OF THE DESIGNATION OF THE ACCOUNTS AUDITOR Management For No No
FOR THE 2004 FISCAL YEAR.
04 APPROVAL OF THE AUTHORIZATION FOR THE ACQUISITION Management For No No
OF TREASURY STOCK, DIRECTLY OR THROUGH GROUP COMPANIES.
05 APPROVAL, IF APPROPRIATE, OF THE REGULATIONS Management For No No
OF THE GENERAL MEETING OF SHAREHOLDERS OF TELEFONICA,
S.A. .
06 DELEGATION OF POWERS FOR THE FORMALIZING, INTERPRETING, Management For No No
CORRECTING AND EXECUTING OF THE RESOLUTIONS ADOPTED
BY THE ANNUAL GENERAL SHAREHOLDERS MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 208 115,000 115,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL ACCESS COMMUNICATION PUBLIC CO LTD AGM Meeting Date: 04/30/2004
Issuer: Y8904F125 ISIN: TH0554010015
SEDOL: 6899321, 6899310
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE MINUTES OF THE AGM OF SHAREHOLDERS Management For No
FOR THE YEAR 2003
2. ACKNOWLEDGE THE BOARD OF DIRECTORS REPORT AS SHOWN Management For No
IN THE ANNUAL REPORT AND AUDIT COMMITTEE S REPORT
ON THE COMPANY S CONNECTED TRANSACTIONS
3. APPROVE THE COMPANY S BALANCE SHEET AND THE PROFIT Management For No
AND LOSS ACCOUNTS AS OF 31DEC 2003
4.1 RE-ELECT MR. BOONCHAI BENCHARONGKUL AS A DIRECTOR, Management For No
WHO ARE DUE TO RETIRE BY ROTATION IN ACCORDANCE
WITH THE COMPANY S ARTICLES OF ASSOCIATION
4.2 RE-ELECT MR. VICHAI BENCHARONGKUL AS A DIRECTOR, Management For No
WHO ARE DUE TO RETIRE BY ROTATION IN ACCORDANCE
WITH THE COMPANY S ARTICLES OF ASSOCIATION
4.3 RE-ELECT MR. SOMLAK SACHJAPINAN AS A DIRECTOR, Management For No
WHO ARE DUE TO RETIRE BY ROTATION IN ACCORDANCE
WITH THE COMPANY S ARTICLES OF ASSOCIATION
4.4 APPROVE THAT MRS. TASANEE MANOROT TO RETURN TO Management For No
THE COMPANY S BOARD AS THE NEWDIRECTORS
5. APPROVE THE RECOMMENDATION THAT THE TOTAL AMOUNT OF Management For No
REMUNERATION TO BE ALLOCATED FOR THE YEAR
2004 IS THB 5,000,000 FIVE MILLION
6. APPROVE THE NOMINATION OF MS. RUNGNAPA LERTSUWANKUL, Management For No
CERTIFIED PUBLIC ACCOUNTNUMBER 3516 AND MS.
SUMALEE REEWARABANDITH, CERTIFIED PUBLIC ACCOUNT
NUMBER 3970, EITHER ONE OF THEM TO BE THE COMPANY
S AUDITOR WITH REMUNERATION FOR THE SERVICE NOT
EXCEEDING THB 3,500,000 THREE MILLION, FIVE
HUNDRED THOUSAND FOR THE SERVICE
7. APPROVE THE SUSPENSION OF THE DIVIDEND PAYMENT FOR Management For No
THE ACCOUNTING PERIOD FOR 2003
8. APPROVE, FOR THE PURPOSES OF CHARTER 9 OF THE Management For No
LISTING MANUAL THE LISTING MANUAL OF SINGAPORE
EXCHANGE SECURITIES TRADING LIMITED, THE ENTRY BY
THE COMPANY AND THE OTHER ENTRIES AT RISK AS
DEFINED IN THE LISTING MANUAL AND TOGETHER WITH
THE COMPANY, THE EAR GROUP OR ANY OF THEM, INTO
ANY TRANSACTION FALLING WITHIN THE TYPES OF
TRANSACTIONS DESCRIBED IN PARAGRAPH 5.4 OF THE
CIRCULAR TO THE COMPANY S SHAREHOLDERS AND
DEPOSITORS DATED 08 APR 2004, WITH ANY PARTY WHO
IS OF THE CLASS OF INTERESTED PERSONS AS DEFINED
IN THE LISTING MANUAL DESCRIBED IN PARAGRAPH 5.3
OF THE CIRCULAR, PROVIDED THAT SUCH TRANSACTIONS
ARE MADE ON THE EAR GROUP S NORMAL COMMERCIAL
TERMS AND IN ACCORDANCE WITH THE REVIEW PROCEDURES
FOR SUCH INTERESTED PERSON TRANSACTIONS; SUCH
APPROVAL THE IPT MANDATE SHALL, UNLESS REVOKED OR
VARIED BY THE COMPANY IN GENERAL MEETING, CONTINUE
IN FORCE UNTIL THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY; AND AUTHORIZE THE DIRECTORS OF THE
COMPANY TO COMPLETE AND DO ALL SUCH ACTS AND
THINGS AS THEY MAY CONSIDER EXPEDIENT OR NECESSARY
OR IN THE INTERESTS OF THE COMPANY TO GIVE EFFECT
TO THE IPT MANDATE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 20,000 20,000 04/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/03/2004
Issuer: 620076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE EXECUTIVE Shareholder Against No No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE AND TIME-BASED Shareholder Against No No
RESTRICTED SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 125,000 125,000 04/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MOBILE SPA TIM, TORINO MIX Meeting Date: 05/04/2004
Issuer: T9276A104 ISIN: IT0001052049 BLOCKING
SEDOL: 5527957, 4876746
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 05
MAY 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR
THE MEETING IS CANCELLED. THANK YOU
O.1 AMEND MEETING REGULATION Management For No
O.2 APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For No
2003; RESOLUTIONS RELATED THERE TO
O.3 APPOINT EXTERNAL AUDITORS FOR YEARS 2004/2006 Management For No
O.4 APPOINT THE BOARD OF DIRECTORS. RESOLUTIONS RELATED Management For No
THERE TO; AS ANNOUNCED THE UPCOMING MEETING IS
CALLED TO APPOINT DIRECTORS. AS DIRECTORS HAVE TO
BE APPOINTED BY SLATE VOTING, PLEASE FIND HERE
BELOW THE LIST OF CANDIDATES PRESENTED BY TELECOM
ITALIA, HOLDING 56.13% OF TELECOM ITALIA MOBILE
STOCK CAPITAL. BOARD OF DIRECTORS: MR. CARLO
BUORA, MR. GIANNI MION, MR. MARCO EDOARDO DE
BENEDETTI, MR. CARLO ANGELICI, MR. CARLO BERTAZZO,
MR. LORENZO CAPRIO, MR. GIORGIO DELLA SETA FERRARI
CORBELLI GRECO, MR. ENZO GRILLI, MR. ATTILIO
LEONARDO LENTATI, MR. GIOACCHINO PAOLO MARIA
LIGRESTI, MR. GIUSEPPE LUCCHINI, MR. PIER
FRANCESCO SAVIOTTI, MR. PAOLO SAVONA, MR. MAURO
SENTINELLI, MR. RODOLFO ZICH
O.5 APPROVE TO STATE INTERNAL AUDITORS EMOLUMENTS Management For No
E.1 AMEND ARTICLE 1, 2, 3, 5, 6, 10, 12, 14, 15, Management For No
16, 17, 18, 19, 20, 21, 22, 23, 24, 25 AND 27
OF THE ARTICLES OF BY LAWS
* PLEASE NOTE THE REVISED WORDING OF RESOLUTIONO.4. Non-Voting Non-Vote Proposal No
THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 980,000 980,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO EGM Meeting Date: 05/04/2004
Issuer: T92778108 ISIN: IT0003497168 BLOCKING
SEDOL: 7634394, 7649882
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
05 MAY 2004 (AND A THIRD CALL ON 06 MAY 2004).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
* PLEASE NOTE THAT THIS IS A MIXED MEETING. THANK Non-Voting Non-Vote Proposal No
YOU
O.1 APPROVE THE MEETING REGULATION Management For No
O.2 APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For No
2003
O.3 APPOINT THE EXTERNAL AUDITORS FOR YEARS 2004/2006 Management For No
O.4 APPOINT THE BOARD OF DIRECTORS, THE CANDIDATES Management For No
ARE AS FOLLOWS: MR. MARCO TRONCHETTI PROVERA, MR.
GILBERTO BENETTON, MR. CARLO ORAZIO BUORA, MR.
RICCARDO RUGGIERO, MR. GIOVANNI CONSORTE, MR.
GIANNI MION, MR. MASSIMO MORATTI, MR. RENATO
PAGLIARO, MR. CARLO ALESSANDRO PURI NEGRI, MR.
PAOLO BARATTA, MR. JOHN ROBERT SOTHEBY BOAS, MR.
DOMENICO DE SOLE, MR. LUIGI FAUSTI, MR. MARCO
ONADO, MR. LUIGI ROTH, MS. EMANUELE MARIA
CARLUCCIO, MS. ANNA GRANDORI, MR. GIUSEPPE QUIZZI,
AND MR. SANDRO SANDRI
O.5 APPROVE TO STATE THE INTERNAL AUDITORS EMOLUMENTS Management For No
E.1 AMEND THE ARTICLES 2,5,6,7,11,12,13,14,15,16,17,18,19 Management For No
OF THE BYE-LAWS TO INTRODUCE A NEW ARTICLE ON
BOARD OF DIRECTORS AND INTERNAL AUDITORS
REPRESENTATIVES INFORMATIVE REPORTS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO THE Non-Voting Non-Vote Proposal No
REVISED WORDING OF RESOLUTION O.4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 570,000 570,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COPPER MOUNTAIN NETWORKS, INC. Annual Meeting Date: 05/05/2004
Issuer: 217510 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For No No
& TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 205 1,200 1,200 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
R.H. DONNELLEY CORPORATION RHD Annual Meeting Date: 05/05/2004
Issuer: 74955W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING REDEMPTION OF Shareholder For Yes No
RIGHTS UNDER THE COMPANY S RIGHTS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 307 14,000 14,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO MIX Meeting Date: 05/05/2004
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5846704, 7184833, 5843642
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Vote Proposal No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
06 MAY 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 AMEND THE RULES OF PROCEDURE FOR GENERAL MEETINGS Management For No
O.2 APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2003 Management For No
O.3 APPROVE TO INCREASE THE CONSIDERATION TO THE Management For No
INDEPENDENT AUDITORS
O.4 APPOINT THE BOARD OF DIRECTORS Management For No
O.5 APPOINT THE STATUTORY AUDITORS Management For No
E.1 AMEND THE ARTICLES OF ASSOCIATION Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 5,852 5,852 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRITON PCS HOLDINGS, INC. TPC Annual Meeting Date: 05/05/2004
Issuer: 89677M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT OF THE COMPANY S 1999 STOCK AND INCENTIVE Management For No No
PLAN.
03 APPROVAL OF THE COMPANY S DIRECTORS STOCK AND Management For No No
INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 6,000 6,000 04/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CALL-NET ENTERPRISES INC. CNEEF Special Meeting Date: 05/06/2004
Issuer: 130910 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE APPOINTMENT OF AUDITORS OF THE CORPORATION Management For No No
AND AUTHORIZING THE DIRECTORS TO FIX THE REMUNERATION
OF THE AUDITORS.
02 THE ELECTION OF EIGHT (8) DIRECTORS. Management For No No
03 AN ORDINARY RESOLUTION APPROVING A NEW SHAREHOLDER Management Against Yes No
RIGHTS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 409 1,000 1,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. CTL Annual Meeting Date: 05/06/2004
Issuer: 156700 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For No No
S INDEPENDENT AUDITOR FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 210,000 210,000 04/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORPORATION DISH Annual Meeting Date: 05/06/2004
Issuer: 278762 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For No No
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 52,000 52,000 04/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Annual Meeting Date: 05/06/2004
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE REPORTS AND INDIVIDUAL FINANCIAL Management For No No
STATEMENTS FOR FISCAL YEAR 2003.
02 APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL Management For No No
STATEMENTS FOR FISCAL YEAR 2003.
03 APPROVAL OF THE RELATED-PARTY AGREEMENTS DISCUSSED Management For No No
IN THE SPECIAL REPORT FROM THE STATUTORY AUDITORS.
04 ALLOCATION OF EARNINGS FOR FISCAL YEAR 2003. Management For No No
05 DIRECTOR Management For No No
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE Management For No No
TRADITIONAL BONDS AND/OR SIMILAR INSTRUMENTS.
16 AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS Management For No No
OWN SHARES.
17 POWERS FOR CARRYING OUT LEGAL FORMALITIES. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 204 100,000 100,000 05/05/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALLSTREAM INC. ALLSA Special Meeting Date: 05/12/2004
Issuer: 02004C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ELECTION OF DIRECTORS OF THE CORPORATION: Management For No No
PURDY CRAWFORD, WILLIAM A. ETHERINGTON, DERYK I.
KING, IAN D. MANSFIELD AND DANIEL F. SULLIVAN AS
THE REPRESENTATIVES OF THE HOLDERS OF CLASS A
VOTING SHARES
02 THE RE-APPOINTMENT OF KPMG LLP AS AUDITORS OF Management For No No
THE CORPORATION AND AUTHORIZATION FOR THE DIRECTORS
TO FIX THEIR REMUNERATION
03 TO APPROVE THE ENTERING INTO OF AN ARRANGEMENT Management For No No
UNDER SECTION 192 OF THE SPECIAL CANADA BUSINESS
CORPORATIONS ACT INVOLVING, AMONG OTHER THINGS,
THE ACQUISITION BY MANITOBA TELECOM SERVICES INC.
( MTS ) OF ALL OF THE OUTSTANDING SHARES OF THE
CORPORATION IN EXCHANGE FOR CASH AND SHARES OF
MTS.
04 TO RESCIND THE CORPORATION S SHAREHOLDER RIGHTS Management For No No
PLAN AGREEMENT DATED AS OF APRIL 1, 2003, AND ALL
OF THE PROVISIONS THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 500 500 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM LIMITED CHU Annual Meeting Date: 05/12/2004
Issuer: 16945R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management For No
AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS
FOR THE YEAR ENDED 31 DECEMBER 2003.
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For No
31 DECEMBER 2003.
3A TO ELECT MR. LINUS CHEUNG WING LAM AS A DIRECTOR. Management For No
3B DIRECTOR Management For No No
3C TO AUTHORIZE THE DIRECTORS TO FIX DIRECTORS Management For No
FEES FOR THE YEAR ENDING 31 DECEMBER 2004.
04 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS, Management For No
AND TO AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION.
05 TO APPROVE THE AMENDMENTS TO THE ARTICLES OF Management For No
ASSOCIATION OF THE COMPANY.
06 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO Management For No
REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10%
OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
07 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO Management For No
ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN
THE COMPANY NOT EXCEEDING 20% OF THE EXISTING
ISSUED SHARE CAPITAL.
08 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For No
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES
BY THE NUMBER OF SHARES REPURCHASED.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 104 75,000 75,000 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. VSH Annual Meeting Date: 05/12/2004
Issuer: 928298 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No No
AS VISHAY S INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 APPROVAL OF THE AMENDED AND RESTATED VISHAY INTERTECHNOLOGY, Management For No No
INC. SECTION 162(M) CASH BONUS PLAN.
04 APPROVAL OF THE VISHAY INTERTECHNOLOGY, INC. Management For No No
SENIOR EXECUTIVE PHANTOM STOCK PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 108 1,407 1,407 05/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TIME ENGINEERING BHD AGM Meeting Date: 05/13/2004
Issuer: Y8839H105 ISIN: MYL4456OO009
SEDOL: 6891833
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS Management For No
FOR THE FYE 31 DEC 2003 WITH REPORTS OF THE DIRECTORS
AND THE AUDITORS
2. RE-ELECT MR. DATUK HAJI MOHD KHALIL DATO HAJI MOHD Management For No
NOOR IN ACCORDANCE WITH THE ARTICLE 96 OF
THE COMPANY S ARTICLES OF ASSOCIATION
3. RE-ELECT MR. HAJI ABDULLAH YUSOF IN ACCORDANCE WITH Management For No
ARTICLE 96 OF THE COMPANYS ARTICLES OF ASSOCIATION
4. APPROVE TO SANCTION PAYMENT OF THE DIRECTORS FEES Management For No
FOR THE FYE 31 DEC 2003
5. APPOINT MESSRS KPMG AS THE AUDITORS OF THE COMPANY, Management For No
FOR THE FYE 31 DEC 2004 AND AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION
6. TRANSACT ANY OTHER BUSINESS Other For No
7. AUTHORIZE THE DIRECTORS TO ISSUE SHARES IN THE Management For No
COMPANY PURSUANT TO SECTION 132D OF THE COMPANY
S ACT 1965, PROVIDED THE AGGREGATE NUMBER OF
SHARES TO BE ISSUED DOES NOT EXCEED 10% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 300,000 300,000 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ASIA SATELLITE TELECOMM. HOLDINGS LT SAT Annual Meeting Date: 05/14/2004
Issuer: 04516X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A1 TO RECEIVE AND CONSIDER THE STATEMENT OF ACCOUNTS Management For No No
AND REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED DECEMBER 31, 2003.
A2 TO DECLARE A FINAL DIVIDEND. Management For No No
A3A TO ELECT MI ZENGXIN AS A DIRECTOR. Management For No No
A3B TO ELECT ROMAIN BAUSCH AS A DIRECTOR. Management For No No
A3C TO ELECT DING YU CHENG AS A DIRECTOR. Management For No No
A3D TO ELECT JU WEIMIN AS A DIRECTOR. Management For No No
A3E TO ELECT KO FAI WONG AS A DIRECTOR. Management For No No
A3F TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. Management For No No
A4 TO APPOINT AUDITORS AND AUTHORIZE THE DIRECTORS Management For No No
TO FIX THEIR REMUNERATION.
A5A ORDINARY RESOLUTION NO. 1: TO GIVE A GENERAL Management For No No
MANDATE TO DIRECTORS.
A5B ORDINARY RESOLUTION NO. 2: TO APPROVE THE PURCHASE Management For No No
BY THE COMPANY OF ITS OWN SHARES.
A5C ORDINARY RESOLUTION NO. 3: TO EXTEND THE MANDATE Management For No No
IN ORDINARY RESOLUTION NO. 1.
S1 TO APPROVE THE RESOLUTION SET OUT IN THE AMENDMENTS Management For No No
TO THE BYE-LAWS OF THE COMPANY AS A SPECIAL RESOLUTION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 1,500 1,500 05/12/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN Annual Meeting Date: 05/18/2004
Issuer: 17453B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVE THE RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against No No
OF DIRECTORS ADOPT A FORMAL WRITTEN POLICY THAT
WOULD REQUIRE STOCKHOLDER APPROVAL OF FUTURE
SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 101 330,000 330,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COX COMMUNICATIONS, INC. COX Annual Meeting Date: 05/18/2004
Issuer: 224044 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ADOPTION OF THE 2004 EMPLOYEE STOCK PURCHASE Management For No No
PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 107 14,000 14,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT Annual Meeting Date: 05/18/2004
Issuer: 251566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE RESOLUTION ON THE APPROPRIATION Management For No No
OF NET INCOME.
03 APPROVAL OF ACTIONS BY THE BOARD OF MANAGEMENT Management For No No
FOR THE FINANCIAL YEAR 2003.
04 APPROVAL OF ACTIONS BY THE SUPERVISORY BOARD Management For No No
FOR THE FINANCIAL YEAR 2003.
05 APPROVAL TO APPOINT INDEPENDENT AUDITOR AND GROUP Management For No No
AUDITOR FOR THE 2004 FINANCIAL YEAR.
06 APPROVAL OF THE RESOLUTION AUTHORIZING THE COMPANY Management For No No
TO PURCHASE AND USE ITS OWN SHARES.
07 APPROVAL OF THE RESOLUTION ON PARTIAL REVOCATION Management For No No
OF AS YET UNUSED PART OF AUTHORIZATION TO GRANT
SUBSCRIPTION RIGHTS.
08 APPROVAL OF THE RESOLUTION ON THE CANCELLATION Shareholder For No No
OF THE APPROVED CAPITAL 2000 AND THE CREATION OF
NEW APPROVED CAPITAL 2004.
09 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH T-PUNKT VERTRIEBSGESELLSCHAFT MBH.
10 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE
GMBH.
11 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH NORMA TELEKOMMUNIKATIONSDIENSTE
GMBH.
12 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH CARMEN TELEKOMMUNIKATIONSDIENSTE
GMBH.
13 APPROVAL OF THE RESOLUTION ON THE AMENDMENT OF Management For No No
SECTION 13 OF THE ARTICLES OF INCORPORATION.
14 APPROVAL OF THE RESOLUTION ON THE AMENDMENT OF Management For No No
SECTION 14 OF THE ARTICLES OF INCORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 310,000 310,000 05/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEXTEL PARTNERS, INC. NXTP Annual Meeting Date: 05/18/2004
Issuer: 65333F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For No No
OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S STOCK Management Against Yes No
OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF
CLASS A COMMON STOCK RESERVED UNDER THE PLAN BY
6,000,000 FROM 28,545,354 TO 34,545,354.
04 TO APPROVE AMENDMENTS TO THE COMPANY S RESTATED Shareholder For No No
CERTIFICATE OF INCORPORATION TO INCREASE THE
AGGREGATE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY S CAPITAL STOCK FROM 713,110,000 TO
1,213,110,000, INCLUDING AN INCREASE IN THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK AND AN
INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF
CLASS B CONVERTIBLE COMMON STOCK.
05 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Management For No No
CERTIFICATE OF INCORPORATION TO GRANT THE BOARD OF
DIRECTORS THE AUTHORITY TO ADOPT, AMEND OR REPEAL
THE COMPANY S BYLAWS WITHOUT STOCKHOLDER APPROVAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 107 100,000 100,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
RURAL CELLULAR CORPORATION RCCC Annual Meeting Date: 05/18/2004
Issuer: 781904 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld Yes No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
AUDITORS FOR THE COMPANY S 2004 FISCAL YEAR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 107 45,000 45,000 05/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEKOM MALAYSIA BHD AGM Meeting Date: 05/18/2004
Issuer: Y8578H118 ISIN: MYL4863OO006
SEDOL: 6868398, 5102105
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR THE FYE Management For No
31 DEC 2003 AND THE REPORTS OF THE DIRECTORS AND
THE AUDITORS THEREON
2. APPROVE THE DECLARATION OF THE FINAL DIVIDEND OF 10 Management For No
SEN PER SHARE AND THE SPECIAL DIVIDEND OF 10 SEN
PER SHARE FOR THE YE 31 DEC 2003
3. RE-ELECT MR. TAN SRI DATO IR. MUHAMMAD RADZI BIN Management For No
HAJI MANSOR AS A DIRECTOR, WHO RETIRES PURSUANT
TO ARTICLE 103
4. RE-ELECT MR. IR. PRABAHAR N.K. SINGAM AS A DIRECTOR, Management For No
WHO RETIRES PURSUANT TO ARTICLE 103
5. RE-ELECT MR. DATO LIM KHENG GUAN AS A DIRECTOR, WHO Management For No
RETIRES PURSUANT TO ARTICLE 103
6. RE-ELECT MR. ROSLI BIN MAN AS A DIRECTOR, WHO Management For No
RETIRES PURSUANT TO ARTICLE 103
7. RE-ELECT MR. TAN POH KEAT AS A DIRECTOR, WHO RETIRES Management For No
PURSUANT TO ARTICLE 103
8. RE-ELECT MR. DATUK DR. HALIM BIN SHAFIE AS A Management For No
DIRECTOR, WHO RETIRES PURSUANT TO ARTICLE 103
9. RE-ELECT MR. DATO ABDUL MAJID BIN HAJI HUSSAIN AS A Management For No
DIRECTOR, WHO RETIRES PURSUANT TO ARTICLE
103
10. APPROVE THE DIRECTORS FEES AND THE REMUNERATION Management For No
11. RE-APPOINT THE RETIRING AUDITORS AND AUTHORIZE THE Management For No
DIRECTORS TO FIX THEIR REMUNERATION
12. AUTHORIZE THE BOARD OF DIRECTORS PURSUANT TO SECTION Management For No
132D OF THE ACT AND SUBJECT TO THE COMPANIES ACT,
1965 THE ACT , ARTICLE OF ASSOCIATION OF THE
COMPANY, APPROVAL FROM THE MALAYSIA SECURITIES
BERHAD AND OTHER GOVERNMENT OR REGULATORY BODIES,
TO ISSUE SHARES IN THE CAPITAL OF THE COMPANY UP
TO 10% OF THE AGGREGATE NUMBER OF THE ISSUED SHARE
CAPITAL OF THE COMPANY
* TRANSACT ANY OTHER BUSINESS Non-Voting Non-Vote Proposal No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 339,000 339,000 05/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T CORP. Annual Meeting Date: 05/19/2004
Issuer: 001957 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTORS Management For No No
02 RATIFICATION OF AUDITORS Management For No No
03 APPROVE THE AT&T 2004 LONG TERM INCENTIVE PROGRAM Management Against Yes No
04 TERM LIMITS FOR OUTSIDE DIRECTORS Shareholder Against No No
05 POISON PILL Shareholder For Yes No
06 SEPARATE THE CHAIR AND CEO POSITION Shareholder Against No No
07 EXECUTIVE COMPENSATION Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 505 60,000 60,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No No
FOR DIRECTOR ELECTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 550,000 550,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO Annual Meeting Date: 05/19/2004
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 APPROVAL TO ADOPT THE CTE NON-MANAGEMENT DIRECTORS Management For No No
STOCK COMPENSATION PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 90,000 90,000 05/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HUNGARIAN TELEPHONE AND CABLE CORP. HTC Annual Meeting Date: 05/19/2004
Issuer: 445542 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE ADOPTION OF THE HUNGARIAN TELEPHONE Management Against Yes No
AND CABLE CORP. 2004 LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG HUNGARIA Management For No No
KFT. AS AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 103 18,000 18,000 05/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PCCW LTD AGM Meeting Date: 05/19/2004
Issuer: Y6802P120 ISIN: HK0008011667
SEDOL: 6574071, 7538214, 6586678
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS Management For No
OF THE COMPANY AND THE REPORTS OF THE DIRECTORS
AND THE AUDITORS FOR THE YE 31 DEC 2003
2. RE-ELECT THE DIRECTORS AND AUTHORIZE THE DIRECTORS Management For No
TO FIX THEIR REMUNERATION OF THE DIRECTORS
3. RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS THE Management For No
AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION
4. AUTHORIZE THE DIRECTORS TO ALLOT, ISSUE AND DEAL Management For No
WITH ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY OR SECURITIES CONVERTIBLE INTO SHARES OR
OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE
FOR SHARES AND MAKE OR GRANT OFFERS, AGREEMENTS
AND OPTIONS DURING AND AFTER THE RELEVANT PERIOD,
NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT
OF THE ISSUED SHARE CAPITAL OF THE COMPANY,
OTHERWISE THAN PURSUANT TO I) A RIGHTS ISSUE; OR
II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR
CONVERSION UNDER THE TERMS OF ANY WARRANTS ISSUED
BY THE COMPANY OR ANY SECURITIES; OR III) THE
EXERCISE SUBSCRIPTION RIGHTS UNDER ANY OPTION
SCHEME OR SIMILAR ARRANGEMENT; OR IV) ANY SCRIP
DIVIDEND OR SIMILAR ARRANGEMENT; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN
WHICH THE NEXT AGM IS TO BE HELD BY LAW
5. AUTHORIZE THE DIRECTORS OF THE COMPANY TO REPURCHASE Management For No
SHARES OF THE COMPANY DURING THE RELEVANT PERIOD,
ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ANY
OTHER STOCK EXCHANGE ON WHICH THE SHARES OF THE
COMPANY HAVE BEEN OR MAY BE LISTED AND RECOGNIZED
BY THE SECURITIES AND FUTURES COMMISSION OF HONG
KONG ON SHARE REPURCHASES FOR SUCH PURPOSES,
SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE
LAWS AND REGULATIONS, NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE
CAPITAL OF THE COMPANY; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE AGM OF THE
COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN
WHICH THE NEXT AGM OF THE COMPANY IS TO BE HELD BY
LAW
6. APPROVE, SUBJECT TO THE PASSING OF RESOLUTION 5, THE Management For No
AGGREGATE NOMINAL AMOUNTOF SHARE CAPITAL OF THE
COMPANY ALLOTTED BY THE DIRECTORS PURSUANT TO AND
IN ACCORDANCE WITH THE MANDATE GRANTED UNDER
RESOLUTION 4, IS INCREASED AND EXTENDED BY THE
ADDITION OF THE AGGREGATE NOMINAL AMOUNT OF THE
SHARES IN THE CAPITAL OF THE COMPANY THAT MAY BE
REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION
5, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10%
OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AT THE DATE OF
PASSING THIS RESOLUTION
7. APPROVE THE SHARE OPTION SCHEME OF THE COMPANY, Management For No
SUBJECT TO AND CONDITION UPONTHE LISTING COMMITTEE
OF THE STOCK EXCHANGE AND THE GRANTING OF OPTIONS
THEREUNDER; AND AUTHORIZE THE DIRECTORS OF THE
COMPANY TO DO ALL SUCH ACTS AND TO ENTER ALL SUCH
TRANSACTIONS, ARRANGEMENTS AND AGREEMENTS AS DEEM
NECESSARY OR EXPEDIENT IN ORDER TO SHARE OPTION
SCHEME INCLUDING BUT WITHOUT LIMITATION TO
ADMINISTER THE SHARE OPTION SCHEME, TO MODIFY
AND/OR AMEND THE SHARE OPTION SCHEME, TO ALLOT AND
ISSUE SHARES PURSUANT TO THE EXERCISE OF THE
OPTIONS UNDER THE SHARE OPTION SCHEME SHALL NOT
EXCEED 10% OF THE RELEVANT CLASS OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AND THE MAXIMUM
NUMBER OF SHARES GRANTED UNDER THE SHARE OPTION
SCHEME AND ANY OTHER SHARE OPTION SCHEME OF THE
COMPANY IN ISSUE SHALL NOT EXCEED 30% OF THE
RELEVANT CLASS OF THE ISSUED SHARE CAPITAL OF THE
COMPANY, TO MAKE APPLICATION TO THE STOCK EXCHANGE
AND OTHER STOCK EXCHANGES UPON WHICH THE ISSUED
SHARES OF THE COMPANY LISTED, TO CONSENT AND
EXPEDIENT TO SUCH CONDITIONS, MODIFICATIONS AND/OR
VARIATIONS REQUIRED BY THE RELEVANT AUTHORITIES
S.8 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY: A) DELETING SOME DEFINITIONS IN ARTICLE 2 AND
REPLACING WITH NEW DEFINITIONS; B) REPLACING THE
REFERENCE IN ARTICLE 78(B); C) ADDING THE NEW
ARTICLE 82A AFTER EXISTING ARTICLE 82; D) ADDING
THE NEW SUB-PARAGRAPH (E) TO ARTICLE 83; E)
DELETING THE ARTICLES 100(G) AND 100(H) AND
SUBSTITUTING WITH THE NEW ARTICLES; F) DELETING
THE NEW ARTICLE 102 AND SUBSTITUTING WITH THE NEW
ARTICLE 102; G) REPLACING A WORD IN ARTICLE 104;
AND H) REPLACING THE REFERENCE IN ARTICLE 176(A)
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 100,000 100,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PCCW LTD EGM Meeting Date: 05/19/2004
Issuer: Y6802P120 ISIN: HK0008011667
SEDOL: 6574071, 7538214, 6586678
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE TO CANCEL THE SHARE PREMIUM ACCOUNT OF Management For No
THE COMPANY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 100,000 100,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
T-ONLINE INTERNATIONAL AG, WEITERSTADT AGM Meeting Date: 05/19/2004
Issuer: D8407E107 ISIN: DE0005557706
SEDOL: 7159552, 5932722
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For No
REPORT FOR THE FY 2003 WITH THE REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROUP ANNUAL REPORT
2. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For No
3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For No
4. APPOINT PWC AG, FRANKFURT AS THE AUDITORS FOR Management For No
THE FY 2004
5. APPROVE TO REVISE THE COMPANY S 2001 STOCK OPTION Management For No
PLAN AND THE RELATED CONTINGENT CAPITAL AND THE
CORRESPONDENT AMENDMENT TO THE ARTICLES OF
ASSOCIATION; THE AUTHORIZATION TO ISSUE STOCK
OPTIONS SHALL BE REVOKED IN RESPECT OF ITS UNUSED
PORTION; THE RELATED CONTINGENT CAPITAL SHALL BE
REDUCED ACCORDINGLY TO EUR 4,410,705
6. AMEND SECTIONS 7(2), 8, 12, 13, 14(2) AND SECTION 11 Management For No
OF THE ARTICLES OF ASSOCIATION
7. AMEND THE SUPERVISORY BOARD REMUNERATION AND THE Management For No
CORRESPONDENT AMENDMENT TO THE ARTICLES OF
ASSOCIATION; EACH MEMBER OF THE SUPERVISORY BOARD
SHALL RECEIVE A FIXED ANNUAL REMUNERATION OF EUR
10,000 PLUS VARIABLE REMUNERATIONS OF EUR 150 FOR
EVERY EUR 0.01 OF THE GROUP NET PROFIT PER SHARE
IN EXCESS OF EUR 0.15 AND EUR 150 FOR EVERY 4% OF
THE GROUP NET PROFIT PER SHARE OF THE FY FOLLOWING
THE REFERENCE YEAR IN EXCESS OF THE GROUP NET
PROFIT PER SHARE OF THE FY PRECEDING THE REFERENCE
YEAR
8. ELECT THE SUPERVISORY BOARD Management For No
9. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF UP TO Management For No
10% OF ITS SHARE CAPITAL, AT PRICES NOT DIFFERING
MORE THAN 20% FROM THE MARKET PRICE OF THE SHARES
ON OR BEFORE 18 NOV 2005; AUTHORIZE THE BOARD OF
MANAGING DIRECTORS TO DISPOSE THE SHARES IN A
MANNER OTHER THAN THE STOCK EXCHANGE OR A RIGHTS
OFFERING IF THE SHARES ARE SOLD AT A PRICE NOT
MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE
SHARES FOR ACQUISITION PURPOSES AND TO RETIRE THE
SHARES
* PLEASE BE ADVISED THAT T-ONLINE INTERNATIONAL Non-Voting Non-Vote Proposal No
AG SHARES ARE ISSUED IN REGISTERED FORM AND
AS SUCH DO NOT REQUIRE SHARE BLOCKING IN ORDER
TO ENTITLE YOU TO VOTE. THANK YOU
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 12,000 12,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC. JCS Annual Meeting Date: 05/20/2004
Issuer: 203900 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management Against Yes No
S STOCK PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 25,000 25,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GOLDEN TELECOM, INC. GLDN Annual Meeting Date: 05/20/2004
Issuer: 38122G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No No
(CIS) LIMITED AS INDEPENDENT PUBLIC AUDITORS OF
THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 107 18,000 18,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD AGM Meeting Date: 05/20/2004
Issuer: Y38024108 ISIN: HK0013000119
SEDOL: 5324910, 6448068, 6448035
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE STATEMENT OF ACCOUNTS AND Management For No
REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE
YE 31 DEC 2003
2. DECLARE A FINAL DIVIDEND Management For No
3. ELECT THE DIRECTORS Management For No
4. APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS TO Management For No
FIX THEIR REMUNERATION
5.1 AUTHORIZE THE DIRECTOR TO ISSUE AND DISPOSE OF Management For No
ADDITIONAL ORDINARY SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED ORDINARY
SHARE CAPITAL OF THE COMPANY
5.2 AUTHORIZE THE DIRECTOR, DURING THE RELEVANT PERIOD, Management For No
TO REPURCHASE ORDINARY SHARES OF HKD 0.25 EACH IN
THE CAPITAL OF THE COMPANY IN ACCORDANCE WITH ALL
APPLICABLE LAWS AND THE REQUIREMENTS OF THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE STOCK
EXCHANGE OF HONG KONG LIMITED OR OF ANY OTHER
STOCK EXCHANGE, NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ORDINARY SHARE CAPITAL OF
THE COMPANY IN ISSUE AT THE DATE OF THIS
RESOLUTION; AUTHORITY EXPIRES AT THE CONCLUSION OF
THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD
5.3 APPROVE, PURSUANT TO RESOLUTION 1, TO EXTEND Management For No
THE AUTHORITY GRANTED TO THE DIRECTOR TO ISSUE AND
DISPOSE OF ADDITIONAL ORDINARY SHARES, BY THE
ADDING THERETO AN AMOUNT REPRESENTING THE
AGGREGATE NOMINAL AMOUNT OF THE ORDINARY SHARE
CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY
UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION
2, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10%
OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY AT THE DATE
OF THIS RESOLUTION
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 50,000 50,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD EGM Meeting Date: 05/20/2004
Issuer: Y38024108 ISIN: HK0013000119
SEDOL: 5324910, 6448068, 6448035
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No
BY: A) ADDING SOME DEFINITIONS IN ARTICLE 2; B)
DELETING ARTICLE 16 IN ITS ENTIRELY AND
SUBSTITUTING WITH THE NEW ARTICLE; C) DELETING
ARTICLES 34(A) AND 34(B) AND SUBSTITUTE WITH THE
NEW ARTICLES ; D) DELETING SOME WORDS IN ARTICLE
57; E) RENUMBERING THE EXISTING ARTICLE 65 AS
65(A) AND ADDING A NEW ARTICLE AS 65(B); F) )
RENUMBERING THE EXISTING ARTICLE 73 AS 73(A) AND
ADDING A NEW ARTICLE AS 73(B); G) INSERTING SOME
LINES IN ARTICLE 85; H) DELETING ARTICLE 89 AND
REPLACING WITH THE NEW ARTICLE; I) DELETING
ARTICLE 90 AND REPLACING WITH THE NEW ARTICLE; J)
ADDING NEW ARTICLE AFTER ARTICLE 92(D); K)
DELETING ARTICLES 97(A) AND 97(B) AND REPLACING
WITH THE NEW ARTICLES; L) DELETING ARTICLE 97(D)
AND REPLACING WITH THE NEW ARTICLE; M) RENUMBERING
THE EXISTING ARTICLE 145 AS 145(A) AND ADDING A
NEW ARTICLE AS 145(B)
O.1 APPROVE THE SHARE OPTION SCHEME OF HUTCHISON Management For No
HARBOUR RING LIMITED THE HHR SHARE OPTION SCHEME ;
AND AUTHORIZE THE DIRECTORS OF THE COMPANY ACTING
TOGETHER, INDIVIDUALLY OR BY COMMITTEE TO APPROVE
ANY AMENDMENTS TO THE RULES OF THE H3GI SHARE
OPTION SCHEME NOT OBJECTED BY THE STOCK EXCHANGE
OF HONG KONG LIMITED AND TO TAKE ALL STEPS DEEM
NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY IN TO
EFFECT THE HHR SHARE OPTION SCHEME
O.2 APPROVE THE SHARE OPTION SCHEME OF HUTCHISON Management For No
SG UK HOLDINGS LIMITED THE HSGUKH SHARE OPTION
SCHEME ; AND AUTHORIZE THE DIRECTORS OF THE
COMPANY ACTING TOGETHER, INDIVIDUALLY OR BY
COMMITTEE TO APPROVE ANY AMENDMENTS TO THE RULES
OF THE HSGUKH SHARE OPTION SCHEME NOT OBJECTED BY
THE STOCK EXCHANGE OF HONG KONG LIMITED AND TO
TAKE ALL STEPS DEEM NECESSARY, DESIRABLE OR
EXPEDIENT TO CARRY IN TO EFFECT THE HSGUKH SHARE
OPTION SCHEME
O.3 APPROVE THE SHARE OPTION SCHEME OF HUTCHISON Management For No
3G ITELLA S.P.A. THE H3GI SHARE OPTION SCHEME ;
AND AUTHORIZE THE DIRECTORS OF THE COMPANY ACTING
TOGETHER, INDIVIDUALLY OR BY COMMITTEE TO APPROVE
ANY AMENDMENTS TO THE RULES OF THE H3GI SHARE
OPTION SCHEME NOT OBJECTED BY THE STOCK EXCHANGE
OF HONG KONG LIMITED AND TO TAKE ALL STEPS DEEM
NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY IN TO
EFFECT THE H3GI SHARE OPTION SCHEME
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 50,000 50,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC. ANK Annual Meeting Date: 05/21/2004
Issuer: 049079 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 205 15,200 15,200 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AUSTAR UNITED COMMUNICATIONS LIMITED AGM Meeting Date: 05/21/2004
Issuer: Q0716Q109 ISIN: AU000000AUN4
SEDOL: 6164955, 4070526
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE ANNUAL FINANCIAL REPORT, Non-Voting Non-Vote Proposal No
THE DIRECTORS REPORT AND THE AUDITOR S REPORT FOR
THE YE 31 DEC 2003
2. RE-APPOINT MR. TIMOTHY DOWNING AS A DIRECTOR OF THE Management For No
COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH THE COMPANY S CONSTITUTION
3. RE-APPOINT MR. GENE W. SCHNEIDER AS A DIRECTOR OF Management For No
THE COMPANY, WHO RETIRES BYROTATION IN ACCORDANCE
WITH THE TERMS OF A RESOLUTION OF THE MEMBERS
AT THE LAST AGM
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 19,065 19,065 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MCLEODUSA INCORPORATED MCLDQ Annual Meeting Date: 05/21/2004
Issuer: 582266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE 2004 FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 706 22,422 22,422 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PAXSON COMMUNICATIONS CORPORATION Annual Meeting Date: 05/21/2004
Issuer: 704231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No No
YOUNG LLP AS THE COMPANY S INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 85,000 85,000 05/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF AUDITORS. Management For No No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 150,000 150,000 05/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST PACIFIC CO LTD AGM Meeting Date: 05/24/2004
Issuer: G34804107 ISIN: BMG348041077
SEDOL: 5819041, 6339872, 4341523, 2104717
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE AUDITED ACCOUNTS AND THE Management For No
REPORTS OF THE DIRECTORS AND THE AUDITORS FOR
THE YE 31 DEC 2003
2. RE-APPOINT ERNST & YOUNG AS THE AUDITORS OF THE Management For No
COMPANY AND AUTHORIZE THE DIRECTORS OF THE COMPANY
TO FIX THEIR REMUNERATION
S.3.1 APPOINT MR. ROBERT CHARLES NICHOLSON AS AN EXECUTIVE Management For No
DIRECTOR OF THE COMPANY
S.3.2 APPOINT HIS EXCELLENCY ALBERT F. DEL ROSARIO Management For No
AS AN NON-EXECUTIVE DIRECTOR OF THE COMPANY
S.3.3 APPOINT MR. BENNY S. SANTOSO AS AN NON-EXECUTIVE Management For No
DIRECTOR OF THE COMPANY
S.4 APPOINT MR. GRAHAM LEIGH PICKLES AS AN INDEPENDENT Management For No
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5. APPROVE TO FIX THE DIRECTORS REMUNERATION PURSUANT Management For No
TO THE COMPANY S BYE-LAWS
6. AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO Management For No
APPOINT ADDITIONAL DIRECTORS TO FILL VACANCIES
ON THE BOARD, BUT SO THAT THE BOARD SHALL NOT
IN ANY CASE EXCEED THE MAXIMUM NUMBER OF DIRECTORS
SPECIFIED IN THE COMPANY BYE-LAWS FROM TIME TO
TIME
7. AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT, Management For No
ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE
COMPANY AND MAKE OR GRANT OFFERS, AGREEMENTS AND
OPTIONS INCLUDING BONDS, WARRANTS AND DEBENTURES
CONVERTIBLE INTO SHARES OF THE COMPANY DURING AND
AFTER THE RELEVANT PERIOD, NOT EXCEEDING 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE
CAPITAL OF THE COMPANY OTHERWISE THAN PURSUANT TO:
A) A RIGHTS ISSUE; B) THE EXERCISE OF RIGHTS OF
SUBSCRIPTION OR CONVERSION UNDER THE TERMS OF ANY
WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES
WHICH ARE CONVERTIBLE INTO SHARES OF THE COMPANY;
C) THE EXERCISE OF OPTIONS GRANTED UNDER ANY SHARE
OPTION SCHEME ADOPTED BY THE COMPANY; OR D) ANY
SCRIP DIVIDEND OR SIMILAR ARRANGEMENT PROVIDING
FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE
OR PART OF A DIVIDEND ON SHARES OF THE COMPANY IN
ACCORDANCE WITH THE BYE-LAWS OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF
THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM OF THE
COMPANY IS TO BE HELD BY LAW OR BY THE COMPANY S
BYE-LAWS
8. AUTHORIZE THE DIRECTORS OF THE COMPANY TO REPURCHASE Management For No
ISSUED SHARES IN THE CAPITAL OF THE COMPANY DURING
THE RELEVANT PERIOD, ON THE STOCK EXCHANGE OF HONG
KONG LIMITED STOCK EXCHANGE OR ANY OTHER STOCK
EXCHANGE ON WHICH THE SHARES MAY BE LISTED AND
RECOGNIZED BY THE SECURITIES AND FUTURES
COMMISSION UNDER THE HONG KONG CODE ON SHARE
REPURCHASES AND THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE LISTING RULES ,
NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT
OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT
THE DATE OF PASSING THIS RESOLUTION; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT AGM OF THE COMPANY IS TO BE
HELD BY LAW OR BY THE COMPANY S BYE-LAWS
9. APPROVE THAT, CONDITIONAL UPON THE PASSING OF Management For No
RESOLUTIONS 7 AND 8, THE AGGREGATE NOMINAL AMOUNT
OF THE NUMBER OF SHARES IN THE CAPITAL OF THE
COMPANY THAT SHALL HAVE BEEN REPURCHASED BY THE
COMPANY AFTER THE DATE HEREOF PURSUANT TO AND IN
ACCORDANCE WITH THE SAID RESOLUTION 8 SHALL BE
ADDED TO THE AGGREGATE NOMINAL AMOUNT OF SHARE
CAPITAL THAT MAY BE ALLOTTED AND ISSUED OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED
AND ISSUED BY THE DIRECTORS OF THE COMPANY
PURSUANT TO THE GENERAL MANDATE TO ALLOT AND ISSUE
SHARES GRANTED TO THE DIRECTORS OF THE COMPANY BY
THE SAID RESOLUTION 7
S.10 AMEND THE BYE-LAWS OF THE COMPANY AS FOLLOWS: Management For No
A) BY DELETING THE EXISTING BYE-LAW 117 PARAGRAPH
(B) IN ITS ENTIRETY AND SUBSTITUTING THEREFOR THE
NEW BYE-LAW 117 PARAGRAPH (B); B) BY ADDING NEW
BYE-LAW 82A AFTER THE EXISTING BYE-LAW 82; C) BY
DELETING BYE-LAW 108 PARAGRAPH (A)(II) AND (III)
IN THEIR ENTIRELY AND SUBSTITUTING THEREFOR THE
NEW BYE-LAW 108 PARAGRAPH (A)(II) AND THAT BYE-LAW
108(A)(IV) AND BYE-LAW(A) (V) BE RENUMBERED AS
BYE-LAW 108(A)(III) AND BYE-LAW 108(A)(IV)
RESPECTIVELY; D) BY ADDING THE NEW DEFINITIONS IN
BYE-LAW 1 IMMEDIATELY AFTER THE EXISTING
DEFINITION OF SUMMARIZED FINANCIAL STATEMENT ; AND
E) BY DELEING A SPECIFIED SENTENCE FROM THE
FOURTH, FIFTH AND SIXTH LINES OF BYE-LAW 72(A)
11. APPROVE THAT THE SHARE OPTION SCHEME OF THE COMPANY Management For No
ADOPTED BY A RESOLUTION OF THE SHAREHOLDERS OF THE
COMPANY IN GENERAL MEETING PASSED ON 24 MAY 1999
BE TERMINATED WITH IMMEDIATE EFFECT SO THAT NO
FURTHER OPTION SHALL BE GRANTED UNDER THE SCHEME
HEREAFTER
12. APPROVE AND ADOPT THE NEW SHARE OPTION SCHEME OF THE Management For No
COMPANY ON THE SPECIFIED TERMS AS THE NEW SHARE
OPTION SCHEME OF THE COMPANY AND AUTHORIZE THE
DIRECTORS OF THE COMPANY TO GRANT OPTIONS TO
SUBSCRIBE FOR SHARES THEREUNDER, ALLOT AND ISSUE
SHARES PURSUANT TO THE EXERCISE OF ANY OPTIONS
WHICH MAY BE GRANTED UNDER THE SHARE OPTION
SCHEME, AND EXERCISE AND PERFORM THE RIGHTS,
POWERS AND OBLIGATIONS OF THE COMPANY THEREUNDER
AND DO ALL SUCH THINGS AND TAKE ALL SUCH ACTIONS
AS THE DIRECTORS OF THE COMPANY MAY CONSIDER TO BE
NECESSARY OR DESIRABLE IN CONNECTION WITH THE
FOREGOING
13. TRANSACT ANY OTHER BUSINESS Other For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 170,000 170,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/25/2004
Issuer: 12686C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For No No
OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 80,000 80,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EARTHLINK, INC. ELNK Annual Meeting Date: 05/25/2004
Issuer: 270321 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SERVE AS COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 102 3,230 3,230 05/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 05/25/2004
Issuer: 749121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 MANAGEMENT S PROPOSAL TO AMEND OUR RESTATED CERTIFICATE Management For No No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
AND TO ALLOW FOR THE REMOVAL OF DIRECTORS WITHOUT
CAUSE
03 STOCKHOLDER PROPOSAL - REQUESTING WE AMEND OUR Shareholder Against No No
BYLAWS TO REQUIRE THAT AN INDEPENDENT DIRECTOR
WHO HAS NOT SERVED AS OUR CEO SERVE AS OUR CHAIRMAN
04 STOCKHOLDER PROPOSAL - REQUESTING STOCKHOLDER Shareholder Against No No
APPROVAL FOR CERTAIN BENEFITS FOR SENIOR EXECUTIVES
UNDER OUR NON-QUALIFIED PENSION OR SUPPLEMENTAL
EXECUTIVE RETIREMENT PLANS
05 STOCKHOLDER PROPOSAL - REQUESTING WE AMEND OUR Shareholder Against No No
GOVERNANCE GUIDELINES TO PROVIDE THAT WE NOMINATE
DIRECTORS SUCH THAT A TWO-THIRDS MAJORITY OF
DIRECTORS WOULD BE INDEPENDENT UNDER THE STANDARD
ADOPTED BY THE COUNCIL OF INSTITUTIONAL INVESTORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 500,000 500,000 05/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION APH Annual Meeting Date: 05/26/2004
Issuer: 032095 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS OF THE COMPANY.
03 RATIFICATION AND APPROVAL OF THE INCREASE IN Shareholder For No No
THE NUMBER OF AUTHORIZED SHARES.
04 RATIFICATION AND APPROVAL OF THE 2004 STOCK OPTION Management For No No
PLAN FOR DIRECTORS OF AMPHENOL CORPORATION.
05 RATIFICATION AND APPROVAL OF THE 2004 AMPHENOL Management For No No
EXECUTIVE INCENTIVE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 101 500 500 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BCE INC. BCE Special Meeting Date: 05/26/2004
Issuer: 05534B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTING DELOITTE & TOUCHE LLP AS AUDITORS Management For No No
3A (SHAREHOLDER PROPOSAL NO. 1) DISCLOSE DIRECTORSHIPS Shareholder For No No
OF EACH NOMINEE DIRECTOR FOR PAST FIVE YEARS
3B (SHAREHOLDER PROPOSAL NO. 2) PROHIBIT THE CEO Shareholder Against No No
FROM SERVING ON THE BOARD OF ANOTHER LISTED COMPANY
3C (SHAREHOLDER PROPOSAL NO. 3) SUPPLEMENTAL DISCLOSURE Shareholder Against No No
OF EXECUTIVE PENSION PLANS
3D (SHAREHOLDER PROPOSAL NO. 4) REQUIRE ALL INSIDERS Shareholder Against No No
TO GIVE 10 DAYS NOTICE OF INTENT TO TRADE IN
ANY BCE SECURITIES
3E (SHAREHOLDER PROPOSAL NO. 5) PROHIBIT AUDITORS Shareholder Against No No
FROM PROVIDING ANY SERVICES OTHER THAN AUDIT
AND AUDIT-RELATED SERVICES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 170,000 170,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Annual Meeting Date: 05/26/2004
Issuer: 20030N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 INDEPENDENT AUDITORS. Management For No No
03 2002 RESTRICTED STOCK PLAN. Management For No No
04 AMENDMENT TO ARTICLES OF INCORPORATION. Management For No No
05 ESTABLISH A TWO-THIRDS INDEPENDENT BOARD. Shareholder Against No No
06 DISCLOSE POLITICAL CONTRIBUTIONS. Shareholder Against No No
07 NOMINATE TWO DIRECTORS FOR EVERY OPEN DIRECTORSHIP. Shareholder Against No No
08 LIMIT COMPENSATION FOR SENIOR EXECUTIVES. Shareholder Against No No
09 ADOPT A RECAPITALIZATION PLAN. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 101 55,000 55,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Annual Meeting Date: 05/26/2004
Issuer: 68370R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE 2003 VIMPELCOM ANNUAL REPORT. Management For No No
02 APPROVAL OF VIMPELCOM S ACCOUNTING STATEMENTS, Management For No No
INCLUDING PROFIT AND LOSS STATEMENT FOR 2003.
03 ALLOCATION OF PROFITS AND LOSSES RESULTING FROM Management For No No
2003 OPERATIONS, ALL AS MORE FULLY DESCRIBED
IN THE NOTICE.
04 DIRECTOR Management For No No
05 ELECTION OF THE AUDIT COMMISSION. Management For No No
06 APPROVAL OF THE AMENDED AND RESTATED REGULATIONS Management For No No
OF THE AUDIT COMMISSION.
07 APPROVAL OF EXTERNAL AUDITORS. Management For No No
08 APPROVAL OF A SERIES OF INTERESTED PARTY TRANSACTIONS Shareholder For No No
RELATING TO DEBT FINANCING OF AND/OR LEASES TO
VIMPELCOM-REGION.
09 APPROVAL OF REORGANIZATION OF VIMPELCOM THROUGH Management For No No
STATUTORY MERGER OF KB IMPLUS INTO VIMPELCOM AND OF THE MERGER
AGREEMENT BETWEEN VIMPELCOM AND KB IMPULS.
10 APPROVAL OF STATUTORY MERGER (INCLUDING RELATED Management For No No
MERGER AGREEMENT BETWEEN VIMPELCOM AND KB IMPULS),
AS AN INTERESTED PARTY TRANSACTION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 27,000 27,000 05/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WESTERN WIRELESS CORPORATION WWCA Annual Meeting Date: 05/26/2004
Issuer: 95988E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 EMPLOYEE Management For No No
STOCK PURCHASE PLAN.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For No No
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 204 55,000 55,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC. NXTL Annual Meeting Date: 05/27/2004
Issuer: 65332V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. AMENDED Management For No No
AND RESTATED ASSOCIATE STOCK PURCHASE PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 103 180,000 180,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROGERS WIRELESS COMMUNICATIONS INC. RCN Annual Meeting Date: 05/27/2004
Issuer: 775315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 104 98,000 98,000 05/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOMASIA CORP PUBLIC CO LTD EGM Meeting Date: 05/28/2004
Issuer: Y85755109 ISIN: TH0375010012
SEDOL: 6877071, 5393761
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE MINUTES OF THE AGM FOR THE YEAR 2004 Management For No
2. APPROVE THE ISSUANCE AND OFFERING OF THE WARRANTS TO Management For No
PURCHASE THE COMPANY S ORDINARY SHARES TO CERTAIN
EXECUTIVES OF THE COMPANY IN THE TOTAL NUMBER OF
NOT EXCEEDING 35 PERSONS
3. APPROVE THE ISSUANCE AND OFFERING OF WARRANTS TO THE Management For No
EXECUTIVES OF THE COMPANY WHO WILL BE ENTITLED TO
RECEIVE SAID WARRANTS UNDER THE ESOP 2004 PROJECT
IN AN AMOUNT GREATER THAN 5% OF THE TOTAL WARRANTS
TO BE ISSUED AND OFFERED UNDER THE ESOP 2004
PROJECT ON AN INDIVIDUAL BASIS
4. APPROVE THE REDUCTION OF THE AUTHORIZED CAPITAL OF Management For No
THE COMPANY FROM THB 43,892,281,600 TO THB
38,096,415,400 BY CANCELING 579,586,620 ORDINARY
SHARES WHICH HAVE NOT YET BEEN ISSUED
5. APPROVE THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM Management For No
OF ASSOCIATION OF THE COMPANY WITH RESPECT TO THE
AUTHORIZED CAPITAL OF THE COMPANY TO BE IN LINE
WITH THE REDUCTION OF THE AUTHORIZED CAPITAL
6. APPROVE THE INCREASE OF THE AUTHORIZED CAPITAL OF Management For No
THE COMPANY FROM THB 38,096,415,400 TO BE THB
43,083,393,190 BY ISSUING 498,697,779 NEW ORDINARY
SHARES
7. APPROVE THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM Management For No
OF ASSOCIATION OF THE COMPANY WITH RESPECT TO THE
AUTHORIZED CAPITAL OF THE COMPANY TO BE IN LINE
WITH THE INCREASE OF THE AUTHORIZED CAPITAL
8. APPROVE THE ALLOTMENT OF NEW ORDINARY SHARES Management For No
PURSUANT TO THE INCREASE OF THE AUTHORIZED CAPITAL
AND THE OFFERING OF 450,000,000 SHARES TO INVESTORS
ON A PRIVATE PLACEMENT BASIS AT THE PRICE LOWER
THAN THE PAR VALUE OF THE SHARE
9. OTHER BUSINESS Other For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 1,000,000 1,000,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. Annual Meeting Date: 06/02/2004
Issuer: 25459L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 STOCK PLAN Management For No No
03 APPROVAL OF THE EXECUTIVE OFFICER CASH BONUS Management For No No
PLAN
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 153,482 153,482 05/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST Annual Meeting Date: 06/03/2004
Issuer: 36866W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For No No
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 106 375,400 375,400 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEKOM AUSTRIA AG, WIEN AGM Meeting Date: 06/03/2004
Issuer: A8502A102 ISIN: AT0000720008 BLOCKING
SEDOL: 4695189, 4635088
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ANNUAL STATEMENT OF THE ACCOUNTS WITH Management For No
THE REPORT BY THE SUPERVISORY BOARD
2. APPROVE THE APPROPRIATION OF THE NET PROFITS Management For No
3. APPROVE THE ACTIVITIES UNDERTAKEN BY THE BOARD OF Management For No
DIRECTORS AND THE SUPERVISORY BOARD IN 2003
4. APPROVE THE REMUNERATION FOR THE SUPERVISORY BOARD Management For No
5. ELECT A BALANCE SHEET AUDITOR Management For No
6. APPROVE THE ALTERATION OF STATUTES PARAGRAPH 5 Management For No
7. APPROVE THE CONDITIONAL CAPITAL INCREASE BY ISSUE OF Management For No
UP TO 50,000,000 NEW SHARES FOR THE CREDITORS
OF CONVERTIBLE BONDS AND THE ALTERATION OF STATUTES
PARAGRAPH 4/8
8. AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE CONVERTIBLE Management For No
BONDS WHICH ENTITLES TOPURCHASE 90,000,000 SHARES
9. APPROVE THE REPORT BY THE BOARD OF DIRECTORS ABOUT Management For No
THE BUY-BACK AND HOLDING OF OWN SHARES
10. AUTHORIZE THE BOARD OF DIRECTORS TO PURCHASE OWN Management For No
SHARES WITHIN 18 MONTHS, ANDTO DECREASE THE SHARE
CAPITAL BY UP TO EUR 109,050,000, AND BY
COLLECTING OWN SHARES TO USE THE SHARES FOR STOCK
OPTION PLAN, TO USE THE SHARES FOR CONVERTIBLE
BONDS, TO USE THE SHARES FOR BUYING COMPANIES, AND
TO DISTRIBUTE THE OWN SHARES WITHIN 5 YEARS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 46,604 46,604 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER TELECOM INC. TWTC Annual Meeting Date: 06/03/2004
Issuer: 887319 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF TIME WARNER TELECOM INC. 2004 QUALIFIED Management For No No
STOCK PURCHASE PLAN
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For No No
LLP TO SERVE AS COMPANY S INDEPENDENT AUDITORS
IN 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 101 6,000 6,000 05/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE C PHI Annual Meeting Date: 06/08/2004
Issuer: 718252 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS Management For No No
FOR THE PERIOD ENDING DECEMBER 31, 2003 CONTAINED
IN THE COMPANY S 2003 ANNUAL REPORT
02 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 604 70,000 70,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/09/2004
Issuer: 530718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 Management For No No
INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE
APRIL 19, 2004)
03 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For No No
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 490,275 490,275 05/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COVAD COMMUNICATIONS GROUP, INC. COVD Annual Meeting Date: 06/10/2004
Issuer: 222814 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS, PRICEWATERHOUSECOOPERS Management For No No
LLP, FOR THE 2004 FISCAL YEAR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 204 6,000 6,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL COMMUNICATION, INC. GNCMA Annual Meeting Date: 06/10/2004
Issuer: 369385 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AN INCREASE IN THE NUMBER OF SHARES Management For No No
OF THE COMPANY S COMMON STOCK AUTHORIZED AND
ALLOCATED TO THE COMPANY S AMENDED AND RESTATED
1986 STOCK OPTION PLAN BY 2.5 MILLION SHARES OF
CLASS A COMMON STOCK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 80,000 80,000 05/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TRUE CORPORATION PUBLIC COMPANY LIMITED EGM Meeting Date: 06/10/2004
Issuer: Y3187S100 ISIN: TH0375010012
SEDOL: 6877071, 5393761
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE MINUTES OF THE AGM FOR THE YEAR 2004 Management For No
2. APPROVE THE ISSUANCE AND OFFERING OF THE WTS TO Management For No
PURCHASE THE COMPANY S ORDINARY SHARES TO
CERTAIN EXECUTIVES OF THE COMPANY IN THE TOTAL
NUMBER OF NOT EXCEEDING 35 PERSONS
3. APPROVE THE ISSUANCE AND OFFERING OF WTS TO THE Management For No
EXECUTIVES OF THE COMPANY WHO ENTITLED TO RECEIVE
THE SAID WTS UNDER THE ESOP 2004 PROJECT IN AN
AMOUNT GREATER THAN 5% OF THE TOTAL WTS TO BE
ISSUED
4. APPROVE THE REDUCATION OF THE AUTHORIZE CAPITAL OF Management For No
THE COMPANY FROM BHT 43,892,281,600 TO BHT
38,896,415,400 BY CANCELING 579,586,620 ORDINARY
SHARES WHICH NOT YET BEEN ISSUED
5. APPROVE THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM Management For No
OF ASSOCIATION OF THE COMPANY WITH RESPECT TO
THE AUTHORIZED CAPITAL OF THE COMPANY TO BE IN
LINE WITH REDUCTION OF THE AUTHORIZED CAPITAL
6. APPROVE THE INCREASE OF THE AUTHORIZED CAPITAL OF Management For No
THE COMPANY FROM BHT 38,096,415,400 TO BE
BHT 43,083,393,190 BY ISSUING 498,697,779 NEW
ORDINARY SHARES
7. APPROVE THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM Management For No
OF ASSOCIATION OF THE COMPANY WITH RESPECT TO
THE AUTHORIZED CAPITAL OF THE COMPANY TO BE HELD
IN LINE WITH INCREASE OF THE AUTHORIZED CAPITAL
8. APPROVE THE ALLOTMENT OF NEW ORDINARY SHARES Management For No
PURSUANT TO THE INCREASE OF THE AUTHORIZED CAPITAL
AND CONSIDER THE OFFERING OF 450 MILLION SHARES
TO INVESTORS ON A PRIVATE PLACEMENT BASIS AT
THE PRICE LOWER THAN THE PAR VALUE OF THE SHARES
9. OTHER BUSINESS Other For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 1,000,000 1,000,000 05/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DOBSON COMMUNICATIONS CORPORATION DCEL Annual Meeting Date: 06/15/2004
Issuer: 256069 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE AMENDMENT TO THE DOBSON Management For No No
COMMUNICATIONS CORPORATION 2002 STOCK INCENTIVE
PLAN.
03 RATIFY AND APPROVE THE SELECTION OF KPMG LLP Management For No No
AS THE INDEPENDENT AUDITORS FOR DOBSON COMMUNICATIONS
CORPORATION FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 65,000 65,000 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED CHL Annual Meeting Date: 06/16/2004
Issuer: 16941M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management For No
AND THE REPORTS OF THE DIRECTORS AND AUDITORS
FOR YEAR ENDED 31 DECEMBER 2003.
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For No
31 DECEMBER 2003.
3A TO RE-ELECT MR. XUE TAOHAI AS A DIRECTOR. Management For No
3B TO RE-ELECT MR. LI GANG AS A DIRECTOR. Management For No
3C TO RE-ELECT MR. XU LONG AS A DIRECTOR. Management For No
3D TO RE-ELECT MR. MOSES CHENG MO CHI AS A DIRECTOR. Management For No
3E TO RE-ELECT DR. J. BRIAN CLARK AS A DIRECTOR. Management For No
04 TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO Management For No
AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION.
05 TO FIX THE DIRECTORS FEES. Management For No
06 TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING Management For No
10% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
07 TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES Management For No
IN THE COMPANY NOT EXCEEDING 20% OF THE EXISTING
ISSUED SHARE CAPITAL.
08 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For No
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES
BY THE NUMBER OF SHARES REPURCHASED.
09 TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY. Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 80,000 80,000 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED CHL Special Meeting Date: 06/16/2004
Issuer: 16941M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THAT THE CONDITIONAL SALE AND PURCHASE AGREEMENT Management For No
DATED 28 APRIL 2004 IS HEREBY GENERALLY AND
UNCONDITIONALLY APPROVED.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 80,000 80,000 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORG. S.A OTE Annual Meeting Date: 06/17/2004
Issuer: 423325 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF APPOINTMENT OF NEW BOARD MEMBERS Management For No No
PURSUANT TO ARTICLE 10, PARAGRAPH 4 OF THE ARTICLES
OF ASSOCIATION.
02 CANCELLATION OF 12,794,900 OWN SHARES FOLLOWING Management For No No
TERMINATION OF THE 3-YEAR PERIOD FROM THEIR ACQUISITION.
03 MODIFICATION OF ARTICLES OF ASSOCIATION NO 5, Management For No No
8, 9, 10, 11, 13 AND 32; REPLACEMENT OF ARTICLE
14 BY NEW ARTICLE.
04 THE FINANCING AND PROCUREMENT REPORTS AND THE Management For No No
AUDIT REPORTS COMPILED BY CERTIFIED AUDITORS.
05 APPROVAL OF FINANCIAL STATEMENTS AND RELEVANT Management For No No
REPORTS FOR THE FISCAL YEAR 2003.
06 APPROVAL OF THE DISTRIBUTION OF PROFITS. Management For No No
07 EXEMPTION OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For No No
AND THE AUDITORS OF ANY LIABILITY FOR FISCAL
YEAR 2003.
08 APPOINTMENT OF CERTIFIED AUDITORS AND AN AUDITOR Management For No No
OF INTERNATIONAL REPUTE FOR THE FISCAL YEAR 2004.
09 APPROVAL OF THE MAIN TERMS OF AGREEMENTS WITH Management For No No
PERSONS DESCRIBED IN ARTICLES 23A AND 24 OF CODIFIED
LAW 2190/1920.
10 APPROVAL OF REMUNERATION PAID TO THE MEMBERS Management For No No
OF THE BOARD OF DIRECTORS FOR 2003 AND THEIR
REMUNERATION FOR 2004.
11 APPROVAL OF REMUNERATION PAID TO THE CHAIRMAN Management For No No
OF THE BOARD & MANAGING DIRECTOR AS WELL AS TO
THE EXECUTIVE VICE CHAIRMAN.
12 APPROVAL OF THE TERMINATION OF THE EMPLOYMENT Management For No No
AGREEMENTS CONCLUDED ON THE 20TH-6-2002.
13 DETERMINATION OF THE NUMBER OF MEMBERS OF THE Management For No No
BOARD OF DIRECTORS TO BE ELECTED.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 307 37,000 37,000 06/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS OTE AGM Meeting Date: 06/17/2004
Issuer: X3258B102 ISIN: GRS260333000 BLOCKING
SEDOL: 5437506, 5051605
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPOINT NEW BOARD MEMBERS FOLLOWING THE RESIGNATION Management For No No
OF BOARD MEMBERS, PURSUANT TO ARTICLE 10, PARAGRAPH
4 OF THE ARTICLES OF ASSOCIATION
2. APPROVE THE CANCELLATION OF 12,794,900 OWN SHARES Management For No No
FOLLOWING TERMINATION OF THE 3-YEAR PERIOD FROM
THEIR ACQUISITION WITH SUBSEQUENT REDUCTION OF THE
SHARE CAPITAL OF THE COMPANY BY AMOUNT EQUAL TO
THE PRICE OF THE SHARES CANCELLED, PURSUANT TO
ARTICLE16, PARAGRAPH 12 OF CODIFIED LAW 2190/1920
AND TRANSFER OF EQUAL SHARE ACQUISITION FUNDS TO
THE EXTRAORDINARY RESERVES
3. AMEND THE ARTICLES OF ASSOCIATION NUMBERS 5,8,9,10,11,13 Management For No No
AND 32, REPLACEMENT OF ARTICLE 14 BY NEW ARTICLE
AND CODIFICATION OF THE ARTICLES OF ASSOCIATION
4. RECEIVE THE MANAGEMENT REPORT, THE FINANCING AND Management For No No
PROCUREMENT REPORTS AND THE AUDIT REPORTS COMPILED
BY CERTIFIED AUDITORS AND AN AUDITOR OF
INTERNATIONAL REPUTE, ON THE ANNUAL FINANCIAL
STATEMENTS FOR THE FY 2003, INCLUDING CONSOLIDATED
FINANCIAL STATEMENTS OF THE OTE GROUP, COMPILED IN
ACCORDANCE WITH IAS
5. APPROVE THE FINANCIAL STATEMENTS AND RELEVANT Management For No No
REPORTS FOR THE FY 2003
6. APPROVE THE DISTRIBUTION OF PROFITS Management For No No
7. APPROVE THE EXEMPTION OF THE MEMBERS OF THE BOARD OF Management For No No
DIRECTORS AND THE AUDITORS OF ANY LIABILITY
FOR FY 2003, PURSUANT TO ARTICLE 35 OF CODIFIED
LAW 2190/1920
8. APPOINT CERTIFIED AUDITORS AND AN AUDITOR OF Management For No No
INTERNATIONAL REPUTE FOR THE FY 2004 AND APPROVE
TO DETERMINE THEIR RESPECTIVE FEES
9. APPROVE THE MAIN TERMS OF AGREEMENTS WITH PERSONS Management For No No
DESCRIBED IN ARTICLES 23A AND 24 OF CODIFIED
LAW 2190/1920 AND TO GRANT A PROXY FOR THE CONCLUSION
OF THE PARTICULAR AGREEMENTS
10. APPROVE THE REMUNERATION PAID TO THE MEMBERS OF THE Management For No No
BOARD OF DIRECTORS FOR 2003 AND TO DETERMINE
THEIR REMUNERATION FOR 2004
11. APPROVE THE REMUNERATION PAID TO THE CHAIRMAN OF THE Management For No No
BOARD AND MANAGING DIRECTOR AS WELL AS TO THE
EXECUTIVE VICE CHAIRMAN FOR 2003 AND TO DETERMINE
THEIR REMUNERATION FOR 2004
12. APPROVE THE TERMINATION OF THE EMPLOYMENT AGREEMENTS Management For No No
CONCLUDED ON THE 20 JUN 2002 BETWEEN OTE AND THE
FORMER CHAIRMAN OF THE BOARD MANAGING DIRECTOR AND
THE FORMER EXECUTIVE VICE CHAIRMAN
13. APPROVE TO DETERMINE THE NUMBER OF MEMBERS OF THE Management For No No
BOARD OF DIRECTORS TO BE ELECTED, THE ELECTION
OF NEW BOARD MEMBERS AND DESIGNATION OF THE INDEPENDENT
BOARD MEMBERS
14. MISCELLANEOUS ANNOUNCEMENTS Other For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 5,507 5,507 06/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIACOM COMMUNICATIONS CORPORATION MCCC Annual Meeting Date: 06/17/2004
Issuer: 58446K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE THE NON-EMPLOYEE DIRECTORS EQUITY Management Against Yes No
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 18,000 18,000 06/08/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO INC, TOKYO AGM Meeting Date: 06/18/2004
Issuer: J59399105 ISIN: JP3165650007
SEDOL: 5559079, 6129277
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROFIT APPROPRIATION FOR 13 TERM: Management For No No
DIVIDENDS FOR THE CURRENT TERM AS JPY 1000 PER
SHARE JPY 1500 ON A YEARLY BASIS
2. APPROVE THE ACQUISITION OF THE COMPANY S OWN SHARES Management For No No
UP TO 2,500,000 OF ITS OWN SHARES UP TO JPY
600,000,000,000 IN VALUE IN ACCORDANCE WITH THE
COMMERCIAL CODE 210
3. AMEND THE COMPANY S ARTICLES OF INCORPORATION Management For No
4.1 ELECT MR. MASAO NAKAMURA AS A DIRECTOR Management For No
4.2 ELECT MR. MASAYUKI HIRATA AS A DIRECTOR Management For No
4.3 ELECT MR. KUNIO ISHIKAWA AS A DIRECTOR Management For No
4.4 ELECT MR. SEIJIROU ADACHI AS A DIRECTOR Management For No
4.5 ELECT MR. KEIICHI ENOKI AS A DIRECTOR Management For No
4.6 ELECT MR. YASUHIRO KADOWAKI AS A DIRECTOR Management For No
4.7 ELECT MR. TAKANORI UTANO AS A DIRECTOR Management For No
4.8 ELECT MR. KIYOYUKI TSUJIMURA AS A DIRECTOR Management For No
4.9 ELECT MR. SHUNICHI TAMARI AS A DIRECTOR Management For No
4.10 ELECT MR. TAKASHI SAKAMOTO AS A DIRECTOR Management For No
4.11 ELECT MR. SHUUROU HOSHIZAWA AS A DIRECTOR Management For No
4.12 ELECT MR. YOSHIAKI UGAKI AS A DIRECTOR Management For No
4.13 ELECT MR. HIDEKI NIIMI AS A DIRECTOR Management For No
4.14 ELECT MR. YOUJIROU INOUE AS A DIRECTOR Management For No
4.15 ELECT MR. HARUNARI FUTATSUGI AS A DIRECTOR Management For No
4.16 ELECT MR. BUNYA KUMAGAI AS A DIRECTOR Management For No
4.17 ELECT MR. SEIJI TANAKA AS A DIRECTOR Management For No
4.18 ELECT MR. HIROAKI NISHIOKA AS A DIRECTOR Management For No
4.19 ELECT MR. FUMIO NAKANISHI AS A DIRECTOR Management For No
4.20 ELECT MR. AKIO OOSHIMA AS A DIRECTOR Management For No
4.21 ELECT MR. MASATOSHI SUZUKI AS A DIRECTOR Management For No
4.22 ELECT MR. FUMIO IWASAKI AS A DIRECTOR Management For No
4.23 ELECT MR. TSUYOSHI NISHIYAMA AS A DIRECTOR Management For No
4.24 ELECT MR. KEIJI TACHIKAWA AS A DIRECTOR Management For No
4.25 ELECT MR. MASAYUKI YAMAMURA AS A DIRECTOR Management For No
5. ELECT MR. SHOUICHI MATSUHASHI AS A STATUTORY AUDITOR Management For No No
IN PLACE OF MR. KIYOTO UEHARA
6. GRANT RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS Management For No No
AND THE CORPORATE AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 1,600 1,600 06/02/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PT INDONESIAN SATELLITE CORP. TBK IIT Annual Meeting Date: 06/22/2004
Issuer: 715680 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ANNUAL REPORT AND TO RATIFY THE Management For No
FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2003.
02 TO APPROVE THE ALLOCATIONS OF NET PROFIT FOR Management For No
RESERVE FUND, DIVIDENDS AND OTHER PURPOSES AND TO
APPROVE THE DETERMINATION OF THE AMOUNT, TIME AND
MANNER OF PAYMENT OF DIVIDENDS FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2003.
03 TO DETERMINE THE REMUNERATION FOR THE BOARD OF Management For No
COMMISSIONER OF THE COMPANY FOR YEAR 2004 AND THE
BONUS FOR THE BOARD OF COMMISSIONER OF THE COMPANY
FOR YEAR 2003.
04 TO APPROVE THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For No
AUDITOR FOR THE FINANCIAL YEAR ENDED DECEMBER
31, 2003.
05 TO APPROVE THE SECOND PHASE EXERCISE PRICE IN Management For No
RELATION TO THE COMPANY S EMPLOYEE STOCK OPTION
PROGRAM ( ESOP ), WHICH HAS BEEN APPROVED DURING
THE ANNUAL GENERAL MEETING OF SHAREHOLDERS, HELD
ON JUNE 26, 2003.
06 TO APPROVE THE PROPOSED CHANGE OF COMPOSITION Management For No
OF THE BOARD OF COMMISSIONERS AND/OR BOARD OF
DIRECTORS OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 104 8,000 8,000 06/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICA ONLINE LATIN AMERICA, INC. AOLA Annual Meeting Date: 06/23/2004
Issuer: 02365B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No No
3A AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder For No No
TO EFFECT A 1-FOR-2 REVERSE STOCK SPLIT
3B AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder For No No
TO EFFECT A 1-FOR-3 REVERSE STOCK SPLIT
3C AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder For No No
TO EFFECT A 1-FOR-5 REVERSE STOCK SPLIT
3D AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder For No No
TO EFFECT A 1-FOR-7 REVERSE STOCK SPLIT
3E AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder For No No
TO EFFECT A 1-FOR-10 REVERSE STOCK SPLIT
3F AMEND THE RESTATED CERTIFICATE OF INCORPORATION Shareholder For No No
TO EFFECT A 1-FOR-15 REVERSE STOCK SPLIT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 100 2,000 2,000 06/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CESKY TELECOM A.S., PRAHA OGM Meeting Date: 06/24/2004
Issuer: X1168W109 ISIN: CZ0009093209 BLOCKING
SEDOL: 5476253, 5272569
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. START Management For No
2. ADOPT THE AGENDA OF GENERAL MEETING; ELECT THE Management For No
BOARD OF GENERAL MEETING
3. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS ON Management For No No
BUSINESS ACTIVITY OF THE COMPANY AND STATE
OF ITS PROPERTY IN 2003 AS A PART OF THE ANNUAL
REPORT OF THE COMPANY
4. APPROVE THE RESULTS OF CONTROL ACTIVITY OF THE Management For No No
SUPERVISORY BOARD, INFORMATIONON REVISION OF
THE REPORT ON RELATIONSHIP BETWEEN INTERCONNECTED
PERSONS
5. APPROVE THE FINANCIAL REPORTS ON 2003 Management For No
6. APPROVE THE PROCESS OF COVERING THE LOSS OF THE Management For No No
COMPANY IN 2003 AND DIVIDING A PART OF RETAINED
PROFIT FROM THE PREVIOUS YEARS, ROYALTY PAYMENT
7. AMEND THE ARTICLES OF ASSOCIATION INCLUDE THREE Management For No No
TYPES OF CHANGES TO: 1) FORMAL CHANGES RELATED TO
THE NEW LEGISLATION BEING IN FORCE SINCE 01 MAY
2004; 2) CHANGES IN COMPETENCIES OF THE BOARDS OF
THE COMPANY, MAINLY COMPETENCES OF THE SUPERVISORY
BOARD TOWARDS THE BOARD OF DIRECTORS; AND 3)
EXTENSION OF THE SCOPE OF BUSINESS OF THE COMPANY
BY THE INTENTION TO CREATE AND OPERATE PUBLIC
FIXED TELECOMMUNICATION NETWORK INCLUDING A
NETWORK OF RADIO AND TELEVISION BROADCASTERS
ENABLING TO PROVIDE TELECOMMUNICATION SERVICES ON
THE WHOLE CZECH REPUBLIC TERRITORY
8. APPROVE TO RECALL THE MEMBERS OF THE SUPERVISORY Management For No
BOARD WITH THE EXCEPTION OF THE MEMBERS ELECTED
BY EMPLOYEES ACCORDING TO PARAGRAPH 200 OF THE
COMMERCIAL CODE
9. ELECT THE MEMBERS OF THE SUPERVISORY BOARD Management For No
10. APPROVE THE CHANGES IN THE RULES FOR REWARDING OF Management For No
THE MEMBERS OF THE BOARD OFTHE DIRECTORS
11. APPROVE THE CHANGES IN THE RULES FOR REWARDING OF Management For No
THE MEMBERS OF THE SUPERVISORY BOARD
12. APPROVE THE REMUNERATION OF THE MEMBERS OF THE Management For No
BOARDS
13. APPROVE THE AGREEMENTS ON DISCHARGE OF OFFICE OF THE Management For No
MEMBERS OF THE SUPERVISORY BOARD
14. END Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 25,000 25,000 06/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KDDI CORP, TOKYO AGM Meeting Date: 06/24/2004
Issuer: J31843105 ISIN: JP3496400007
SEDOL: 6248990, 5674444
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROFIT APPROPRIATION FOR 20 TERM: Management For No
DIVIDENDS FOR THE CURRENT TERM AS JPY 2,400 PER
SHARE JPY 3600 ON A YEARLY BASIS
2. APPROVE THE COMPANY TO PURCHASE ITS OWN SHARES UPON Management For No
A RESOLUTION OF THE BOARDOF DIRECTORS IN
ACCORDANCE WITH THE COMMERCIAL CODE 211-3 AND
PARTIALLY AMEND THE COMPANY S ARTICLES OF
INCORPORATION
3. APPROVE TO GIVE FREE SHARE SUBSCRIPTION RIGHTS TO Management For No
THE DIRECTORS, SENIOR EXECUTIVE DIRECTORS,
EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS
AND THE EMPLOYEES OF THE COMPANY AND ITS
SUBSIDIARIES AS STOCK OPTION IN ACCORDANCE WITH
COMMERCIAL CODE 280-20 AND 280-21
4. AMEND THE PARTS OF THE RESOLUTIONS ON CONDITIONS FOR Management For No
EXERCISING AND EXTINCTING FREE SUBSCRIPTION RIGHTS
APPROVED AT THE AGM OF SHAREHOLDERS HELD IN JUNE
2002 AND 2003 AND THE CONDITIONS WILL BE FOR THE
DIRECTORS, SENIOR EXECUTIVES DIRECTORS THE
EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS
AND THE EMPLOYEES OF THE COMPANY AND ITS
SUBSIDIARIES AND PARTIALLY AMEND THE FREE
SUBSCRIPTION RIGHTS
5.1 ELECT MR. AKIRA HIOKI AS A STATUTORY AUDITOR Management For No
5.2 ELECT MR. YOSHIAKI TSUJI AS A STATUTORY AUDITOR Management For No
5.3 ELECT MR. HIDEKI ISHIDA AS A STATUTORY AUDITOR Management For No
5.4 ELECT MR. KATSUAKI WATANABE AS A STATUTORY AUDITOR Management For No
6. GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY Management For No
AUDITORS: GRANT RETIREMENT ALLOWANCES JPY16,500,000
IN TOTAL TO 2 RETIRED STATUTORY AUDITORS, MR.
TOSHIAKI TERUI AND OSAMU ANDOU
7. GRANT RETIREMENT ALLOWANCES TO THE DIRECTORS AND THE Management For No
STATUTORY AUDITOR IN CONNECTION WITH ABOLISHMENT
OF RETIREMENT ALLOWANCES SYSTEM; GRANT RETIREMENT
ALLOWANCES JPY125,287,000 IN TOTAL TO 8 DIRECTORS,
MR. MITSUO IGARASHI, MR. TADASHI ONODERA, MR.
MASAHIRO YAMAMOTO, MR. NOBUHIKO NAKANO, MR.
YASUHIKO ITOU, MR. SATOSHI NAGAO, MR. NOBUO NEZU
AND MR. HIROFUMI MOROZUMI AND JPY2,200,000 TO 1
STATUTORY AUDITOR MR. AKIRA HIOKI
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 400 400 06/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROSTELECOM LONG DISTANCE & TELECOMM. ROS Consent Meeting Date: 06/26/2004
Issuer: 778529 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Management For No
02 DIVIDENDS Management For No
03 DIRECTOR Management For No No
4A ELECTION OF THE AUDITING COMMISSION OF THE COMPANY: Management For No
KONSTANTIN V. BELYAEV
4B ELECTION OF THE AUDITING COMMISSION OF THE COMPANY: Management For No
EVGUENI A. PELYMSKI
4C ELECTION OF THE AUDITING COMMISSION OF THE COMPANY: Management For No
IRINA V. PROKOFIEVA
05 APPROVAL OF OCJSC ERNST AND YOUNG VNESHAUDIT Management For No
ZAO AS THE EXTERNAL AUDITOR OF THE COMPANY FOR
2004 YEAR.
06 APPROVAL OF THE RESTATED CHARTER OF THE COMPANY. Management For No
07 APPROVAL OF THE RESTATED REGULATIONS ON THE BOARD Management For No
OF DIRECTORS OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 107 10,000 10,000 06/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALIANT INC. ALINF Annual Meeting Date: 06/28/2004
Issuer: 01609F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AUDITORS Management For No No
03 OTHER MATTERS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 109 35,164 35,164 06/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SECURICOR EGM Meeting Date: 06/28/2004
Issuer: G7968M117 ISIN: GB0032739848
SEDOL: 3273984
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THAT, A) THE SCHEME OF ARRANGEMENT ON Management For No
4 JUN 2004 THE SCHEME TO BE MADE BETWEEN THE
COMPANY AND HOLDERS OF SECURICOR SHARES AS DEFINED
IN THE SCHEME AND THE PARTICIPATION OF THE COMPANY
IN THE MERGER AGREEMENT ON 24 JUN 2004 BETWEEN THE
COMPANY AND THE GROUP 4 FALCK A/S, AS AMENDED THE
MERGER AGREEMENT AND AUTHORIZE THE DIRECTORS OF
THE COMPANY TO AGREE TO ANY NON-MATERIAL VARIATION
OR AMENDMENT OF THE TERMS OF THE SCHEME AND THE
MERGER AS THE DIRECTORS OF THE COMPANY DEEM FIT
AND TAKE ALL SUCH ACTION ON BEHALF OF THE COMPANY
AS THEY CONSIDER NECESSARY FOR CARRYING IN TO
EFFECT THE SCHEME AND THE MERGER; B) FOR GIVING
EFFECT TO THE SCHEME IN ITS ORIGINAL FOR, SUBJECT
TO ANY CONDITION APPROVED OR IMPOSED BY THE COURT
(I) THE SHARE CAPITAL OF THE COMPANY BE REDUCED BY
CANCELING AND EXTINGUISHING ALL THE SECURICOR
SCHEME SHARES; (II) THE SHARE CAPITAL OF THE
COMPANY BE INCREASED TO ITS FORMER AMOUNT BY THE
CREATION OF NUMBER OF NEW ORDINARY SHARES OF 5
13/17 PENCE EACH NEW SHARES HAVE AN AGGREGATE
NOMINAL AMOUNT OF THE SECURICOR SCHEME SHARES SO
CANCELLED AND THE RESERVE HAVING IN THE BOOKS OF
ACCOUNTS OF THE COMPANY AS A RESULT OF THE
CANCELLATION OF SECURICOR SCHEME SHARES BE APPLIED
IN PAYING UP IN FULL AT PAR THE NEW SHARES CREATED
PURSUANT TO PARAGRAPH 1(B)(II)(A) ABOVE, WHICH
WILL BE ALLOTTED AND ISSUED, CREDITED AS FULLY
PAID, TO GROUP 4 SECURICOR HOLDINGS LIMITED; AND
(III) AUTHORIZE THE DIRECTORS OF THE COMPANY
PURSUANT TO AND IN ACCORDANCE WITH SECTION 80 OF
THE COMPANIES ACT 1985 TO GIVE EFFECT TO THIS
SPECIAL RESOLUTION AND THE ALLOTMENT OF THE NEW
SHARES AUTHORITY WILL EXPIRE ON 2 JAN 2005 ; AND
THE MAXIMUM AGGREGATE NOMINAL AMOUNT OF SHARES
WHICH WILL BE ALLOTTED IS GBP 40,000,000; AND THIS
AUTHORITY WILL BE WITHOUT PREJUDICE TO ANY OTHER
AUTHORITY SECTION 80 ; AND C) AMEND THE ARTICLES
OF ASSOCIATION OF THE COMPANY BY THE INCLUSION OF
THE NEW ARTICLE 139
2. APPROVE THAT, PASSING TO THE RESOLUTION (1) THE Management For No
GROUP 4 SECURICOR PERFORMANCE SHARES PLAN THE G4S
PSP AND THE RELATED EMPLOYEES BENEFIT TRUST, THE
TERMS ON WHICH ARE IN SECTION 6 OF THE PART 9 OF
THE LISTING PARTICULARS AND FOR THE IDENTIFICATION
SIGNED BY THE CHAIRMAN; AND AUTHORIZE THE
DIRECTORS OF GROUP 4 SECURICOR TO MAKE SUCH MINOR
MODIFICATIONS TO THE RULES OF G4S PSP AND RELATED
EMPLOYEE BENEFIT TRUST AS THEY MAY CONSIDER
NECESSARY; AUTHORIZE THE DIRECTORS OF GROUP 4
SECURICOR TO ESTABLISH ONE OR MORE FURTHER PLANS
FOR THE BENEFIT OF EMPLOYEES OVERSEAS BASED ON THE
G4S PSP BUT SUBJECT TO MODIFICATIONS AS THE
DIRECTORS OF GROUP 4 SECURICOR MAY CONSIDER
NECESSARY TO TAKE ACCOUNT OF OVERSEAS SECURITIES
LAWS, EXCHANGE CONTROLS AND TAX LEGISLATION,
PROVIDED THAT ANY AWARDS MADE UNDER ANY SUCH
FURTHER PLANS WILL COUNT AGAINST THE LIMITS ON
INDIVIDUAL PARTICIPATION UNDER THE G4S PSP AND ANY
SHARES ISSUED UNDER ANY FURTHER PLANS WILL COUNT
AGAINST ANY LIMITS ON THE ISSUE OF NEW SHARES
UNDER THE G4S PSP
3. APPROVE THAT, PASSING TO THE RESOLUTION (1) THE Management For No
GROUP 4 SECURICOR PERFORMANCE SHARES PLAN THE G4S
PSP AND THE RELATED EMPLOYEES BENEFIT TRUST, WHICH
ARE TO RECEIVE INLAND REVENUE APPROVAL UNDER
SCHEDULE 2 OF THE INCOME TAX EARNINGS AND PENSIONS
ACT 2003, AND FOR THE IDENTIFICATION SIGNED BY THE
CHAIRMAN; AND AUTHORIZE THE DIRECTORS OF GROUP 4
SECURICOR TO MAKE SUCH MINOR MODIFICATIONS TO THE
RULES OF G4S PSP AND RELATED EMPLOYEE BENEFIT
TRUST AS THEY MAY CONSIDER NECESSARY; AUTHORIZE
THE DIRECTORS OF GROUP 4 SECURICOR TO ESTABLISH
ONE OR MORE FURTHER PLANS FOR THE BENEFIT OF
EMPLOYEES OVERSEAS BASED ON THE G4S PSP BUT
SUBJECT TO MODIFICATIONS AS THE DIRECTORS OF GROUP
4 SECURICOR MAY CONSIDER NECESSARY TO TAKE ACCOUNT
OF OVERSEAS SECURITIES LAWS, EXCHANGE CONTROLS AND
TAX LEGISLATION, PROVIDED THAT ANY AWARDS MADE
UNDER ANY SUCH FURTHER PLANS WILL COUNT AGAINST
THE LIMITS ON INDIVIDUAL PARTICIPATION UNDER THE
G4S PSP AND ANY SHARES ISSUED UNDER ANY FURTHER
PLANS WILL COUNT AGAINST ANY LIMITS ON THE ISSUE
OF NEW SHARES UNDER THE G4S PSP
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 59,500 59,500 06/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SECURICOR CRT Meeting Date: 06/28/2004
Issuer: G7968M117 ISIN: GB0032739848
SEDOL: 3273984
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT PURSUANT TO Management For No
SECTION 425 OF THE COMPANIES ACT 1985 DATED 04 JUN
2004 THE SCHEME OF ARRANGEMENT PROPOSED TO BE
BETWEEN SECURICOR PLC THE COMPANY AND THE HOLDERS
OF SECURICOR SCHEME SHARES AS DEFINED IN THE
SCHEME OF ARRANGEMENT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 59,500 59,500 06/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FURUKAWA ELECTRIC CO LTD AGM Meeting Date: 06/29/2004
Issuer: J16464117 ISIN: JP3827200001
SEDOL: 6357562, 5734133
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE HANDLING OF NET LOSS, WITH NO DIVIDENDS Management For No
2 APPROVE SALE OF COMPANY S POWER TRANSMISSION Management For No
AND DISTRIBUTION RELATEDBUSINESS TO JOINT VENTURE
WITH FUJIKURA LTD.
3 AMEND ARTICLES TO: INCREASE AUTHORIZED CAPITAL Management For No
AND AUTHORIZE ISSUANCE OFPREFERRED SHARES AND
SUBORDINATED SHARES
4.1 ELECT DIRECTOR Management For No
4.2 ELECT DIRECTOR Management For No
4.3 ELECT DIRECTOR Management For No
4.4 ELECT DIRECTOR Management For No
4.5 ELECT DIRECTOR Management For No
4.6 ELECT DIRECTOR Management For No
4.7 ELECT DIRECTOR Management For No
4.8 ELECT DIRECTOR Management For No
4.9 ELECT DIRECTOR Management For No
4.10 ELECT DIRECTOR Management For No
5.1 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5.2 APPOINT INTERNAL STATUTORY AUDITOR Management For No
5.3 APPOINT INTERNAL STATUTORY AUDITOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 100,000 100,000 06/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP NTT AGM Meeting Date: 06/29/2004
Issuer: J59396101 ISIN: JP3735400008
SEDOL: 0641186, 5168602, 6641373
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For No
DIVIDENDS: INTERIM JY 2500, FINAL JY 2500, SPECIAL JY 0
2 AUTHORIZE SHARE REPURCHASE PROGRAM Management For No
3 AMEND ARTICLES TO: DECREASE AUTHORIZED CAPITAL Management For No
FROM 62.212 MILLION TO 61.93 MILLION SHARES TO
REFLECT SHARE REPURCHASE
4.1 ELECT DIRECTOR Management For No
4.2 ELECT DIRECTOR Management For No
4.3 ELECT DIRECTOR Management For No
4.4 ELECT DIRECTOR Management For No
4.5 ELECT DIRECTOR Management For No
4.6 ELECT DIRECTOR Management For No
4.7 ELECT DIRECTOR Management For No
4.8 ELECT DIRECTOR Management For No
4.9 ELECT DIRECTOR Management For No
4.10 ELECT DIRECTOR Management For No
4.11 ELECT DIRECTOR Management For No
5 APPOINT INTERNAL STATUTORY AUDITOR Management For No
6 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management For No
STATUTORY AUDITOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 237 237 06/04/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORPORA NTT Annual Meeting Date: 06/29/2004
Issuer: 654624 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF PROPOSED APPROPRIATION OF UNAPPROPRIATED Management For No No
RETAINED EARNINGS FOR THE 19TH FISCAL YEAR ENDED
MARCH 31, 2004.
02 REPURCHASE OF OWN SHARES. Management For No No
03 PARTIAL MODIFICATIONS TO THE ARTICLES OF INCORPORATION. Management For No No
04 DIRECTOR Management For No No
05 ELECTION OF A CORPORATE AUDITOR. Management For No No
06 PRESENTATION OF RETIREMENT ALLOWANCE TO RETIRING Management For No No
DIRECTORS AND A CORPORATE AUDITOR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 105 25,000 25,000 06/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS Annual Meeting Date: 06/29/2004
Issuer: 879433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DECLASSIFICATION AMENDMENT Management For No No
02 DIRECTOR Management For No No
03 2004 LONG-TERM INCENTIVE PLAN Management For No No
04 RATIFY ACCOUNTANTS FOR 2004 Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 100 98,000 98,000 06/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM Annual Meeting Date: 06/29/2004
Issuer: 911684 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY ACCOUNTANTS FOR 2004. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI GLOBAL TELECOMMUNICATIONS FUND 997G010 108 79,000 79,000 06/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VODAFONE HOLDINGS KK, TOKYO AGM Meeting Date: 06/29/2004
Issuer: J9458L101 ISIN: JP3732000009
SEDOL: 97, 2664754
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE MERGER AGREEMENT WITH VODAFONE K.K. Management For No
2.1 ELECT DIRECTOR Management For No
2.2 ELECT DIRECTOR Management For No
2.3 ELECT DIRECTOR Management For No
2.4 ELECT DIRECTOR Management For No
2.5 ELECT DIRECTOR Management For No
2.6 ELECT DIRECTOR Management For No
2.7 ELECT DIRECTOR Management For No
2.8 ELECT DIRECTOR Management For No
2.9 ELECT DIRECTOR Management For No
2.10 ELECT DIRECTOR Management For No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI GLOBAL TELECOMM FUND G010 185 185 06/18/2004
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Gabelli Global Series Funds, Inc.
---------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
-------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
(Principal Executive Officer)
Date August 18, 2004
---------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.