UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-09397
---------------------------------------
The Gabelli Utilities Fund
---------------------------------------------------
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, NY 10580-1422
-------------------------------------------------------
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
------------------------------ -------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
------------------------
Date of fiscal year end: December 31
--------------------
Date of reporting period: July 1, 2004 - June 30, 2005
------------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2004 TO JUNE 30, 2005
- ------------------------------------------------------------------------------------------------------------------------------------
SCOTTISH POWER PLC SPI AGM Meeting Date: 07/23/2004
Issuer: G79314129 ISIN: GB0006900707
SEDOL: 0690070, 5748844, B02T918, 5626876
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ANNUAL REPORT AND THE ACCOUNTS FOR Management For *Management Position Unknown No
THE YE 31 MAR 2004
2. APPROVE THE REMUNERATION REPORT INCLUDED IN THE Management For *Management Position Unknown No
ANNUAL REPORT AND THE ACCOUNTS FOR THE YE 31
MAR 2004
3. ELECT MR. VICKY BAILEY AS A DIRECTOR Management For *Management Position Unknown No
4. ELECT MR. PHILIP CARROLL AS A DIRECTOR Management For *Management Position Unknown No
5. ELECT MR. JUDI JOHANSEN AS A DIRECTOR Management For *Management Position Unknown No
6. ELECT MR. SIMON LOWTH AS A DIRECTOR Management For *Management Position Unknown No
7. ELECT MR. NANCY WILGENBUSCH AS A DIRECTOR Management For *Management Position Unknown No
8. RE-ELECT MR. EUAN BAIRD AS A DIRECTOR Management For *Management Position Unknown No
9. RE-ELECT MR. IAN RUSSELL AS A DIRECTOR Management For *Management Position Unknown No
10. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown No
COMPANY S AUDITORS UNTIL THE NEXT AGM AND AUTHORIZE
THE DIRECTORS TO SET THE REMUNERATION OF THE
AUDITORS
11. AUTHORIZE THE COMPANY TO MAKE DONATIONS TO EU Management For *Management Position Unknown No
POLITICAL ORGANIZATIONS AND TO INCUR EU POLITICAL
EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL
DURING THE PERIOD ENDING ON 23 JUL 2005 OR, IF
EARLIER, ON THE DATE OF THE COMPANY S AGM IN
2005
S.12 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management Position Unknown No
95 OF THE COMPANIES ACT 1985, TOALLOT EQUITY
SECURITIES SECTION 94(2) OF THE ACT FOR CASH
RELYING ON THE AUTHORITY GIVEN BY SHAREHOLDERS
ON 28 JUL 2000, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1) OF THE ACT , PROVIDED THAT
THIS POWER IS LIMITED: A) TO THE ALLOTMENT OF
EQUITY SECURITIES IN CONNECTION WITH A RIGHTS
ISSUE OR OTHER OFFER OR INVITATION IN FAVOR OF
THE HOLDERS OF ORDINARY SHARES; B) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 46,499,936; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR 23 JUL 2005 ; AND
THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH
WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE
ALLOTTED AFTER THE POWER CONFERRED BY THIS RESOLUTION
ENDS AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES
UNDER SUCH AN OFFER OR AGREEMENT AS IF THIS POWER
HAD NOT ENDED
S.13 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown No
SECTION 163(3) OF THE COMPANIES ACT 1985 OF
UP TO 185,999,745 ORDINARY SHARES OF 50P EACH,
AT A MINIMUM PRICE OF 50P AND NOT MORE THAN 5%
ABOVE THE AVERAGE MARKET VALUE FOR SUCH SHARES
DERIVED FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 23 JUL 2005
; THE COMPANY MAY MAKE A CONTRACT BEFORE THE
AUTHORITY ENDS TO PURCHASE ORDINARY SHARES WHERE
THE PURCHASE WOULD OR MIGHT BE EXECUTED WHOLLY
OR PARTLY AFTER THE AUTHORITY ENDS
S.14 AMEND THE ARTICLES OF ASSOCIATION, BY DELETING Management For *Management Position Unknown No
THE DEFINITIONS OF CREST MEMBER , SCOTTISHPOWER
UK , SPECIAL SHARE AND SPECIAL SHAREHOLDER
IN ARTICLE 2; BY DELETING THE WORDS IN ARTICLE
51.(A) AND REPLACING WITH NEW WORD; BY DELETING
ARTICLE 7; BY DELETING THE LAST SENTENCE OF ARTICLE
8.(B); BY DELETING ARTICLE 51; BY THE ADDITION
OF FEW WORDS AS THE SECOND SENTENCE OF ARTICLE
81.(D); BY REPLACING THE WORDS IN BRACKETS IN
THE FIRST SENTENCE OF ARTICLE 139.(C); BY ADDING
WORDS IN THE SECOND SENTENCE OF ARTICLE 139.(C);
BY DELETING THE WORD IN THE FINAL SENTENCE OF
ARTICLE 139.(C); AND BY DELETING SOME WORDS,
TOGETHER WITH THE CORRESPONDING ARTICLE REFERENCE
IN EACH CASE, IN THE INDEX
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 30,000 30,000 30,000 7/21/2004
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID TRANSCO PLC NGG Annual Meeting Date: 07/26/2004
Issuer: 636274 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
14 TO CANCEL THE SPECIAL SHARE (SPECIAL RESOLUTION) Management For For No
13 TO AMEND THE COMPANY S ARTICLES OF ASSOCIATION Management For For No
(SPECIAL RESOLUTION)
12 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN Management For For No
SHARES (SPECIAL RESOLUTION)
11 TO DIS-APPLY PRE-EMPTIONS RIGHTS (SPECIAL RESOLUTION) Management For For No
10 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Management For For No
09 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No
08 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For No
AND SET THEIR REMUNERATION
07 TO REAPPOINT EDWARD ASTLE Management For For No
06 TO REAPPOINT JOHN GRANT Management For For No
05 TO REAPPOINT JAMES ROSS Management For For No
04 TO REAPPOINT MARIA RICHTER Management For For No
03 TO REAPPOINT MIKE JESANIS Management For For No
02 TO DECLARE A FINAL DIVIDEND Management For For No
01 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Management For For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 8,700 8,700 8,700 7/9/2004
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
HERA SPA, BOLOGNA EGM Meeting Date: 10/04/2004
Issuer: T5250M106 ISIN: IT0001250932 BLOCKING
SEDOL: 7620508, B020CX4, 7598003
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
05 OCT 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown No
177764 DUE TO AN ADDITIONAL RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1. APPROVE THE MERGER BY INCORPORATION PROJECT OF Management For *Management Position Unknown No
AGEA S.P.A. INTO HERA S.P.A. AND THE SPIN-OFF
PROJECT OF ACOSEA S.P.A. IN FAVOUR OF HERA S.P.A.
AND A NEW COMPANY NAMED ACOSEA IMPIANTI AND APPROVE
THE INCREASE INHERA STOCK CAPITAL FROM EUR 793,202,121
TO A MAXIMUM AMOUNT OF EUR 839,903,881 BY ISSUING
MAXIMUM NUMBER 46,701,760 ORDINARY SHARES FACE
VALUE EUR 1.00, TO BE RESERVED TO THE ABOVE
PROJECTS
2. AMEND THE ARTICLE 16 OF THE BYLAWS BOARD OF Management For *Management Position Unknown No
DIRECTORS POWERS
3. AMEND THE ARTICLE 17 OF THE BYLAWS BOARD OF Management For *Management Position Unknown No
DIRECTORS APPOINTMENT
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 80,000 80,000 80,000 9/29/2004
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
NUI CORPORATION NUI Annual Meeting Date: 10/21/2004
Issuer: 629431 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS NUI S INDEPENDENT PUBLIC ACCOUNTANT FOR
THE FISCAL YEARS ENDING SEPTEMBER 30, 2004 AND
2005.
02 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF JULY 14, 2004, BY AND AMONG AGL RESOURCES
INC., NUI CORPORATION AND COUGAR CORPORATION.
01 DIRECTOR Management For No
ROBERT P. KENNEY Management For For
DR. BERNARD S. LEE Management For For
CRAIG G. MATTHEWS Management For For
STEVEN D. OVERLY Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 107 65,000 65,000 65,000 10/19/2004
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG Annual Meeting Date: 10/28/2004
Issuer: 844030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KURT A. GITTER Management For For
ADAM M. LINDEMANN Management For For
GEORGE ROUNTREE Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 32,767 32,767 32,767 10/26/2004
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
THE ROUSE COMPANY RSE Special Meeting Date: 11/09/2004
Issuer: 779273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
B PROPOSAL TO APPROVE AN ADJOURNMENT OF THE SPECIAL Management For For No
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE MERGER.
A PROPOSAL TO APPROVE THE MERGER BETWEEN THE ROUSE Management For For No
COMPANY AND RED ACQUISITION, LLC, A SUBSIDIARY
OF GENERAL GROWTH PROPERTIES, INC., SUBSTANTIALLY
ON THE TERMS SET FORTH IN THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF AUGUST 19, 2004, ATTACHED
TO THE PROXY STATEMENT AS ANNEX A, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 101 30,000 30,000 30,000 11/3/2004
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP Annual Meeting Date: 11/18/2004
Issuer: 28336L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN M. BISSELL Management For For
JUAN CARLOS BRANIFF Management For For
JAMES L. DUNLAP Management For For
DOUGLAS L. FOSHEE Management For For
ROBERT W. GOLDMAN Management For For
ANTHONY W. HALL, JR. Management For For
THOMAS R. HIX Management For For
WILLIAM H. JOYCE Management For For
RONALD L. KUEHN, JR. Management For For
J. MICHAEL TALBERT Management For For
JOHN L. WHITMIRE Management For For
JOE B. WYATT Management For For
03 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING EXPENSING Shareholder Against For No
COSTS OF ALL FUTURE STOCK OPTIONS IN THE ANNUAL
INCOME STATEMENT.
04 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING COMMONSENSE Shareholder Against For No
EXECUTIVE COMPENSATION.
02 RATIFICATION OF THE APPOINTMENT OF Management For For No
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31,
2004.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 120,000 120,000 120,000 11/17/2004
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
DPL INC. DPL Annual Meeting Date: 12/22/2004
Issuer: 233293 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL. Shareholder Against For No
02 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For No
01 DIRECTOR Management For No
ROBERT D. BIGGS Management For For
GLENN E. HARDER Management For For
W AUGUST HILLENBRAND Management For For
NED J. SIFFERLEN Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 43,000 43,000 43,000 12/16/2004
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
THE LACLEDE GROUP, INC. LG Annual Meeting Date: 01/27/2005
Issuer: 505597 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
EDWARD L. GLOTZBACH Management For For
W. STEPHEN MARITZ Management For For
JOHN P. STUPP, JR. Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 104 15,000 15,000 15,000 1/21/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTAL, S.A EDP Special Meeting Date: 01/31/2005
Issuer: 268353 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ELECTION OF THE SOLE SUPERVISOR Management For For No
AND RESPECTIVE ALTERNATE, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
02 APPROVAL OF THE RATIFICATION OF THE CO-OPTION Management For For No
OF BOARD MEMBERS, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
03 APPROVAL OF THE ELECTION OF TWO NEW BOARD MEMBERS, Management For For No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 1,000 1,000 1,000 1/18/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION ATO Annual Meeting Date: 02/09/2005
Issuer: 049560 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE AMENDMENT TO THE ARTICLES OF Management For For No
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK TO 200,000,000 SHARES
FROM 100,000,000 SHARES.
01 DIRECTOR Management For No
TRAVIS W. BAIN, II* Management For For
DAN BUSBEE* Management For For
RICHARD K. GORDON* Management For For
GENE C. KOONCE* Management For For
NANCY K. QUINN** Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 105 15,000 15,000 15,000 2/4/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CASCADE NATURAL GAS CORPORATION CGC Annual Meeting Date: 02/11/2005
Issuer: 147339 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
S.M. BOGGS Management For For
P.H. BORLAND Management For For
C. BURNHAM, JR. Management For For
T.E. CRONIN Management For For
D.A. EDERER Management For For
W.B. MATSUYAMA Management For For
L.L. PINNT Management For For
B.G. RAGEN Management For For
D.G. THOMAS Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 105 3,000 3,000 3,000 2/4/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC OOM Special Meeting Date: 02/14/2005
Issuer: 55309W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
C1 FOR OR AGAINST THE SAID SCHEME Management For For No
EO2 TO ELECT PATRICK LUPO AS A DIRECTOR OF THE COMPANY. Management For For No
EO1 TO APPROVE THE AMENDMENTS TO THE RULES OF THE Management For For No
EMPLOYEE SHARE PLANS IN THE MANNER DESCRIBED
IN PARAGRAPH 11 OF PART 3 OF THE CIRCULAR TO
SHAREHOLDERS DATED JANUARY 12, 2005, AND THE
RENAMING OF THOSE PLANS TO A NAME PREFACED BY
O2 RATHER THAN MMO2 .
ES1 TO APPROVE THE COMPANY S SCHEME OF ARRANGEMENT, Management For For No
THE O2 PLC REDUCTION OF CAPTIAL AND RELATED MATTERS.*
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 101 2,000 2,000 2,000 2/3/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY NFG Annual Meeting Date: 02/17/2005
Issuer: 636180 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT T. BRADY* Management For For
ROLLAND E. KIDDER* Management For For
RICHARD G. REITEN** Management For For
CRAIG G. MATTHEWS** Management For For
02 APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENTS TO THE COMPANY S RESTATED Management Against Against No
CERTIFICATE OF INCORPORATION.
04 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against For No
PROPOSAL.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 101 35,000 35,000 35,000 2/14/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
IONICS, INCORPORATED ION Special Meeting Date: 02/22/2005
Issuer: 462218 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For No
AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING,
IF NECESSARY, TO SATISFY THE CONDITIONS TO COMPLETING
THE MERGER AS SET FORTH IN THE AGREEMENT AND
PLAN OF MERGER, INCLUDING FOR THE PURPOSE OF
SOLICITING PROXIES TO VOTE IN FAVOR OF THE AGREEMENT
AND PLAN OF MERGER.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF NOVEMBER 24, 2004, AMONG GENERAL
ELECTRIC COMPANY, TRITON ACQUISITION CORP., AN
INDIRECT WHOLLY-OWNED SUBSIDIARY OF GENERAL ELECTRIC
COMPANY, AND IONICS.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 35,400 35,400 35,400 2/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
PEOPLES ENERGY CORPORATION PGL Annual Meeting Date: 02/25/2005
Issuer: 711030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K.E. BAILEY Management For For
J.R. BORIS Management For For
W.J. BRODSKY Management For For
P. CAFFERTY Management For For
D.S. FERGUSON Management For For
J.W. HIGGINS Management For For
D.C. JAIN Management For For
M.E. LAVIN Management For For
H.J. LIVINGSTON, JR. Management For For
T.M. PATRICK Management For For
R.P. TOFT Management For For
A.R. VELASQUEZ Management For For
02 APPROVAL OF SHAREHOLDER PROPOSAL Management For *Management Position Unknown No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 2,000 2,000 2,000 2/17/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
COSMOTE MOBILE TELECOMMUNICATIONS S A EGM Meeting Date: 02/28/2005
Issuer: X9724G104 ISIN: GRS408333003 BLOCKING
SEDOL: 4499013
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE DISTRIBUTION OF RETAINED EARNINGS Management For *Management Position Unknown No
OF PREVIOUS FY, EUR 0.71 PER SHARE
2. APPROVE THE DISTRIBUTION OF INTERIM DIVIDEND Management For *Management Position Unknown No
EUR 0.19 PER SHARE FOR FY 2004
3. AMEND THE ARTICLE 20 PARAGRAPH 2 AND ARTICLE Management For *Management Position Unknown No
5 PARAGRAPH 1 OF THE COMPANY S ARTICLES OF THE
ASSOCIATION AND APPROVE ITS CODIFICATION
4. APPROVE THE BASIC TERMS OF THE AGREEMENT WITH Management For *Management Position Unknown No
OTE FOR THE PROJECT OF PRINTING, ENVELOPING AND
DELIVERY OF COSMOTE S BILLS TO ELTA FOR DISTRIBUTION
ARTICLE 23A, C.L.2190.1920
5. APPROVE THE BASIC TERMS OF THE TECHNICAL SUPPORT Management For *Management Position Unknown No
AGREEMENT WITH OTE ARTICLE 23A, C.L. 2190.1920
6. VARIOUS ANNOUNCEMENTS Management For *Management Position Unknown No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 200 200 200 2/11/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
KANEB SERVICES LLC KSL Special Meeting Date: 03/11/2005
Issuer: 484173 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Management For For No
THE SPECIAL MEETING IF NECESSARY TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
AND ADOPT THE MERGER AGREEMENT DESCRIBED IN THE
IMMEDIATELY ABOVE PROPOSAL.
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management For For No
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 31, 2004, BY AND AMONG VALERO L.P., KANEB
SERVICES LLC AND THE OTHER PARTIES THERETO, AS
IT MAY BE AMENDED FROM TIME TO TIME, UNDER WHICH,
AMONG OTHER THINGS, KANEB SERVICES LLC WILL MERGE
WITH A SUBSIDIARY OF VALERO L.P.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 40,000 40,000 40,000 2/28/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO., LTD. SKM Annual Meeting Date: 03/11/2005
Issuer: 78440P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE BALANCE SHEET, THE STATEMENT Management For For No
OF INCOME, AND THE STATEMENT OF APPROPRIATION
OF RETAINED EARNINGS OF THE 21ST FISCAL YEAR,
AS SET FORTH IN THE COMPANY S AGENDA.
02 APPROVAL OF THE AMENDMENT OF THE ARTICLES OF Management For For No
INCORPORATION, AS SET FORTH IN THE COMPANY S AGENDA.
03 APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION Management For For No
OF DIRECTORS, AS SET FORTH IN THE COMPANY S AGENDA.
4A APPROVAL OF THE APPOINTMENT OF DIRECTORS, AS Management For For No
SET FORTH IN THE COMPANY S AGENDA.
4B APPROVAL OF THE APPOINTMENT OF OUTSIDE DIRECTORS Management For For No
WHO WILL NOT BE AUDIT COMMITTEE MEMBERS, AS SET
FORTH IN THE COMPANY S AGENDA.
4C APPROVAL OF THE APPOINTMENT OF OUTSIDE DIRECTORS Management For For No
WHO WILL BE AUDIT COMMITTEE MEMBERS, AS SET FORTH
IN THE COMPANY S AGENDA.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 2,000 2,000 2,000 3/3/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA, BILBAO AGM Meeting Date: 03/17/2005
Issuer: E6164R104 ISIN: ES0144580018
SEDOL: 4424640, 4444842
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown No
REACH QUORUM, THERE WILL BE A SECOND CALL ON 18 MAR
2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS
AMENDED. THANK YOU. YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK
YOU
1. APPROVE, IF APPLICABLE: A) THE INDIVIDUAL ANNUAL Management For *Management Position Unknown No
FINANCIAL STATEMENTS BALANCE SHEET, PROFIT AND
LOSS STATEMENT, AND NOTES OF THE COMPANY AND
OF THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS
OF THE COMPANY AND ITS CONTROLLED COMPANIES,
FOR THE FYE ON 31 DEC 2004; AND B) THE MANAGEMENT
REPORTS OF THE COMPANY AND ITS CONSOLIDATED GROUP,
AS OF 31 DEC 2004, AS WELL AS OF THE CORPORATE
MANAGEMENT FOR SUCH FY
2. APPROVE THE ALLOCATION OF PROFITS/LOSSES AND Management For *Management Position Unknown No
DISTRIBUTION OF DIVIDENDS FOR THE FYE ON 31 DEC
2004, PREPARED BY THE BOARD OF DIRECTORS AT ITS
23 FEB 2005 MEETING IN THE MANNER SPECIFIED
3. AUTHORIZE THE BOARD OF DIRECTORS, AS PERMITTED Management For *Management Position Unknown No
BY SECTION 319 OF THE REGULATIONS OF THE COMMERCIAL
REGISTRY AND THE GENERAL PROVISIONS GOVERNING THE
ISSUANCE OF SECURITIES, AND PURSUANT TO ARTICLES 15.2
AND 17.1 .E OF THE COMPANY S BY-LAWS, THE POWER TO
ISSUE NEGOTIABLE SECURITIES IN ACCORDANCE WITH THE
FOLLOWING CONDITIONS: 1) SECURITIES TO BE ISSUED: THE
NEGOTIABLE SECURITIES CONTEMPLATED IN THIS DELEGATION
MAY BE BONDS OR SIMPLE DEBENTURES, NOTES, AND OTHER
FIXED- INCOME SECURITIES OF A LIKE NATURE, AS WELL AS
PREFERRED STOCK; 2) PERIOD OF DELEGATION: THE ISSUANCE
OF THE SECURITIES COVERED BY THIS DELEGATION MAY BE
EFFECTED ON ONE OR MORE OCCASIONS WITHIN A MAXIMUM
PERIOD OF 5 YEARS FOLLOWING THE DATE OF ADOPTION OF
THIS RESOLUTION; 3) MAXIMUM AMOUNT UNDER THIS
DELEGATION: A) THE AGGREGATE MAXIMUM AMOUNT OF THE
ISSUANCE OR ISSUANCES OF BONDS OR SIMPLE OBLIGATIONS
AND OTHER FIXED-INCOME SECURITIES OF A LIKE NATURE
OTHER THAN NOTES , AS WELL AS PREFERRED STOCK, RESOLVED
TO BE ISSUED UNDER THIS DELEGATION SHALL BE EUR 5.0
BILLION; B) FOR ITS PART, THE OUTSTANDING BALANCE OF
THE NOTES ISSUED UNDER THIS DELEGATION SHALL AT NO TIME
EXCEED THE SUM OF EUR 3 .0 BILLION; THIS LIMIT IS
INDEPENDENT OF THE LIMIT ESTABLISHED IN SUB-SECTION (A)
ABOVE; 4) SCOPE OF THE DELEGATION: THE DELEGATION OF
POWERS TO ISSUE THE SECURITIES CONTEMPLATED IN THIS
RESOLUTION SHALL EXTEND, AS BROADLY AS IS REQUIRED BY
LAW, TO THE ESTABLISHMENT OF THE DIFFERENT TERMS AND
CONDITIONS APPLICABLE TO EACH ISSUANCE NOMINAL VALUE,
TYPE OF ISSUANCE, REIMBURSEMENT PRICE, DOMESTIC OR
FOREIGN CURRENCY OF THE ISSUANCE, FORM OF
REPRESENTATION, INTEREST RATE, AMORTIZATION,
SUBORDINATION CLAUSES, GUARANTEES SUPPORTING THE
ISSUANCE, PLACE OF ISSUANCE, ESTABLISHMENT OF THE
INTERNAL REGULATIONS OF THE BONDHOLDERS SYNDICATE AND
APPOINTMENT OF THE AUDITOR, IN THE CASE OF THE ISSUANCE
OF SIMPLE BONDS AND DEBENTURES - IF REQUIRED, ADMISSION
TO LISTING, ETC. AND TO THE CONDUCT OF ANY AND ALL
FORMALITIES THAT MAY BE NECESSARY, INCLUDING THOSE
PROVIDED FOR IN THE APPLICABLE SECURITIES MARKET
REGULATIONS, FOR THE EXECUTION OF THE SPECIFIC
ISSUANCES THAT MAY BE RESOLVED TO BE EFFECTED UNDER
THIS DELEGATION; 5) GUARANTEE IN SUPPORT OF ISSUANCES
OF SECURITIES BY CONTROLLED COMPANIES; AS PERMITTED BY
ARTICLE 15.4 OF THE BY-LAWS, THE BOARD OF DIRECTORS IS
ALSO AUTHORIZED TO GUARANTEE, ON BEHALF OF THE COMPANY,
AND WITHIN THE LIMITS SET FORTH ABOVE, NEW ISSUANCES OF
SECURITIES DURING THE EFFECTIVE PERIOD OF THIS
RESOLUTION BY COMPANIES THAT ARE MEMBERS OF ITS GROUP
OF COMPANIES; 6) LISTING OF FIXED-INCOME SECURITIES:
THE COMPANY SHALL APPLY, WHEN APPROPRIATE, FOR THE
ADMISSION TO TRADING ON SECONDARY MARKETS, BE THEY
OFFICIAL OR UNOFFICIAL, ORGANIZED OR NOT, DOMESTIC OR
FOREIGN, OF THE DEBENTURES, BONDS, NOTES, PREFERRED
STOCK AND OTHER SECURITIES THAT ARE ISSUED BY THE
COMPANY UNDER THIS DELEGATION, THE BOARD OF DIRECTORS
BEING HEREBY AUTHORIZED TO CARRY OUT SUCH FORMALITIES
AS MAY BE NECESSARY FOR THE ADMISSION TO LISTING BEFORE
THE COMPETENT AUTHORITIES OF THE VARIOUS DOMESTIC OR
FOREIGN SECURITIES MARKETS; 7) POWER OF DELEGATION TO
THE EXECUTIVE COMMITTEE: THE BOARD OF DIRECTORS IS
HEREBY AUTHORIZED TO DELEGATE TO EITHER OF THE
EXECUTIVE COMMITTEE OR THE CHIEF EXECUTIVE OFFICER
UNDER THE PROVISIONS OF SECTION 141, NUMBER 1, SECOND
PARAGRAPH, OF THE COMPANIES LAW THE DELEGATED POWERS
CONTEMPLATED IN THIS RESOLUTION; THIS DELEGATION
REPLACES AND SUPERSEDES, TO THE EXTENT OF THE UNUSED
AMOUNT, THE PRIOR DELEGATION APPROVED BY THE
SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING HELD
ON 03 APR 2004
4. AUTHORIZE THE BOARD OF DIRECTORS, WHICH WILL Management For *Management Position Unknown No
IN TURN BE ENTITLED TO DELEGATE THIS AUTHORITY
TO THE EXECUTIVE COMMITTEE, PURSUANT TO SECTION
75 OF THE CURRENT CONSOLIDATED TEXT OF THE COMPANIES
LAW, TO CARRY OUT THE DERIVATIVE ACQUISITION
OF SHARES IN IBERDROLA, S.A. SUBJECT TO THE FOLLOWING
CONDITIONS: A) THE ACQUISITIONS MAY BE MADE DIRECTLY
BY IBERDROLA, S.A. OR INDIRECTLY THROUGH ITS
CONTROLLED COMPANIES; B) THE ACQUISITIONS SHALL
BE MADE BY MEANS OF PURCHASE AND SALE TRANSACTIONS,
SWAP ARRANGEMENTS OR ANY OTHER TRANSACTION WHATSOEVER
PERMITTED BY LAW; C) THE ACQUISITIONS MAY BE
MADE, AT ANY TIME, UP TO THE MAXIMUM SUM PERMITTED
BY LAW; D) THE ACQUISITIONS MAY NOT BE MADE AT
A HIGHER PRICE THAN THAT QUOTED ON THE STOCK
EXCHANGE; E) THIS AUTHORIZATION IS GRANTED FOR
A PERIOD NOT EXCEEDING 18 MONTHS; IN ADDITION,
FOR THE PURPOSES PROVIDED FOR IN THE SECOND PARAGRAPH
OF SECTION 75.1 OF THE COMPANIES LAW, EXPRESSLY
AUTHORIZE THE ACQUISITION OF SHARES IN THE COMPANY
BY ANY OF ITS CONTROLLED COMPANIES SUBJECT TO
THE SAME TERMS OF THIS RESOLUTION; IT IS EXPRESSLY
PUT ON RECORD THAT THE SHARES ACQUIRED UNDER
THIS AUTHORIZATION MAY BE SOLD, REDEEMED OR APPLIED
TO THE COMPENSATION SYSTEMS CONTEMPLATED IN THE
THIRD PARAGRAPH OF SECTION 75.1 OF THE COMPANIES
LAW; THIS AUTHORIZATION REPLACES AND SUPERSEDES,
TO THE EXTENT OF THE UNUSED AMOUNT, THE AUTHORIZATION
GRANTED AT THE GENERAL SHAREHOLDERS MEETING
HELD ON 03 APR 2004; AND APPROVE TO REDUCE THE
SHARE CAPITAL IN ORDER TO REDEEM ANY OF IBERDROLA
S OWN SHARES THAT IBERDROLA MAY HOLD ON ITS BALANCE
SHEET OR THAT OF ITS CONTROLLED COMPANIES, AGAINST
PROFITS OR UNAPPROPRIATED RESERVES, BY SUCH AMOUNT
AS MAY BE DEEMED NECESSARY OR APPROPRIATE FROM
TIME TO TIME, PROVIDED, HOWEVER, THAT THE AMOUNT
OF THE CAPITAL REDUCTIONS MADE UNDER THIS AUTHORIZATION
SHALL NOT EXCEED, DURING THE PERIOD OF EFFECTIVENESS
OF THIS AUTHORIZATION, THE MAXIMUM AMOUNT AUTHORIZED
FOR THE DERIVATIVE ACQUISITION OF SHARES OF IBERDROLA,
S.A.; AUTHORIZE THE BOARD OF DIRECTORS THE POWER
TO CARRY OUT THE ABOVE- MENTIONED RESOLUTION
REGARDING CAPITAL REDUCTION, WHICH THE BOARD
MAY EFFECT ON ONE OR MORE OCCASIONS AND WITHIN
A PERIOD NOT EXCEEDING 18 MONTHS FROM THE DATE
OF THE HOLDING OF THIS GENERAL SHAREHOLDERS
MEETING, BY DOING ANY ACT OR THING THAT MAY BE
REQUIRED BY LAW AND, IN PARTICULAR, SO THAT THE
BOARD MAY, WITHIN THE AFORESAID PERIOD AND SUBJECT
TO THE AFORESAID LIMITS: 1) DECIDE, ON THE BASIS
OF PROFESSIONAL CRITERIA, ON THE DATE AND/OR
DATES OF THE SPECIFIC REDUCTION AND/OR REDUCTIONS
OF CAPITAL, TAKING INTO ACCOUNT PREVAILING MARKET
CONDITIONS, MARKET PRICE, ECONOMIC AND FINANCIAL
POSITION OF THE COMPANY, ITS CASH BALANCES, RESERVES
AND ANY OTHER ASPECT WHATSOEVER THAT MAY AFFECT
THE DECISION; 2) DECIDE ON THE DATE OR DATES
OF THE REDEMPTION AND/OR REDEMPTIONS, OF SHARES;
3) SET THE CAPITAL REDUCTION AT THE VALUE OF
THE SHARES REDEEMED IN EACH CASE; 4) DECIDE ON
THE ALLOCATION OF THE AMOUNT OF THE REDUCTION
IN EACH CASE, EITHER TO A RESTRICTED RESERVE
OR TO UNAPPROPRIATED RESERVES, RESPECTING IN
THE LATTER CASE THE RULES AND GUARANTEES ESTABLISHED
IN RESPECT THEREOF; 5) AMEND, IN EACH CASE, ARTICLE
5 OF THE BY-LAWS, INDICATING THE VALUE OF THE
SHARE CAPITAL; 6) APPLY FOR THE DELISTING OF
THE SECURITIES REDEEMED IN ACCORDANCE WITH THE
APPLICABLE RULES AND REGULATIONS; 7) DRAW UP
AND PUBLISH, WHERE NECESSARY, THE ANNOUNCEMENTS
CONTEMPLATED IN SECTION 165 OF THE COMPANIES
LAW; 8) SHOULD ANY CREDITORS HAVING A RIGHT TO
OPPOSITION EXERCISE SUCH RIGHT, COMPLY, IF APPLICABLE,
WITH THE REQUIREMENTS ESTABLISHED IN SECTION
166.3 OF THE COMPANIES LAW; 9) IN GENERAL ADOPT
WHATEVER RESOLUTION AND DO WHATEVER ACTS MAY
BE REQUIRED TO REDUCE THE CAPITAL AND REDEEM
THE SHARES, WITH THE EXPRESS POWER TO AMEND OR
SUPPLEMENT THE FOREGOING RESOLUTIONS IN LIGHT
OF THE ORAL OR WRITTEN QUALIFICATION MADE BY
THE COMMERCIAL REGISTRAR, EXECUTE THE CORRESPONDING
NOTARIZED INSTRUMENT(S), AND APPOINT THE PERSON(S)
TO BE IN CHARGE OF THE FORMALIZATION THEREOF;
THIS RESOLUTION REPLACES AND SUPERSEDES, TO THE
EXTENT OF THE UNUSED AMOUNT, THE RESOLUTION ADOPTED
AT THE GENERAL SHAREHOLDERS MEETING HELD ON
03 APR 2004
5. AUTHORIZE THE BOARD OF DIRECTORS: 1) TO REQUEST, Management For *Management Position Unknown No
IF APPROPRIATE, THE ADMISSION TO TRADING ON ORGANIZED
SECONDARY MARKETS, BE THEY SPANISH OR FOREIGN,
OF SHARES, BONDS, DEBENTURES OR ANY OTHER SECURITIES
ISSUED OR TO BE ISSUED BY THE COMPANY, SUBJECT
TO APPLICABLE RULES AND REGULATIONS, ESPECIALLY
THOSE GOVERNING DEALING, THE MAINTENANCE OF AND
THE EXCLUSION FROM TRADING; 2) TO REQUEST, IF
APPROPRIATE, THE EXCLUSION FROM TRADING OF THE
SECURITIES MENTIONED IN THE FOREGOING PARAGRAPH,
WHICH SHALL BE CARRIED OUT WITH THE SAME FORMALITIES
AND IN STRICT COMPLIANCE WITH THE APPLICABLE
SECURITIES MARKET REGULATIONS; 3) TO ADOPT ALL
SUCH RESOLUTIONS AS IT DEEMS NECESSARY OR APPROPRIATE
IN ORDER TO AMORTIZE OR CONVERT INTO BOOK-ENTRY
SECURITIES THE SECURITIES EVIDENCING THE DEBENTURES
OR BONDS ISSUED BY THE COMPANY, WHEN SO REQUIRED
FOR SUCH SECURITIES TO BE ADMITTED TO TRADING
AND, ONCE ADMITTED, TO REMAIN ADMITTED TO TRADING
ON ORGANIZED SECONDARY MARKETS, EXECUTING ANY
AND ALL PUBLIC OR PRIVATE INSTRUMENTS THAT MAY
BE REQUIRED FOR SUCH PURPOSE; 4) TO DELEGATE
TO EITHER OF THE EXECUTIVE COMMITTEE OR THE CHIEF
EXECUTIVE OFFICER ALL OR PART OF THE POWERS CONTEMPLATED
IN THIS RESOLUTION; THIS AUTHORIZATION REPLACES
AND SUPERSEDES THE AUTHORIZATION PREVIOUSLY APPROVED
AT THE GENERAL SHAREHOLDERS MEETING HELD ON
03 APR 2004
6. AUTHORIZE THE BOARD OF DIRECTORS, ON BEHALF OF Management For *Management Position Unknown No
THE COMPANY, TO PARTICIPATE IN A FOUNDING CAPACITY,
BY ITSELF OR TOGETHER WITH OTHER INDIVIDUALS
OR LEGAL ENTITIES, BE THEY DOMESTIC OR FOREIGN,
IN THE CREATION OF ONE OR MORE SPANISH PRIVATE-LAW
ASSOCIATIONS AND FOUNDATIONS WHICH PURSUE GENERAL
INTEREST OBJECTIVES SOCIAL WELFARE, CIVIC, EDUCATIONAL,
CULTURAL, SCIENTIFIC, SPORTING, HEALTH, COOPERATION
FOR DEVELOPMENT, DEFENSE OF THE ENVIRONMENT,
PROMOTION OF THE ECONOMY OR OF RESEARCH, PROMOTION
OF VOLUNTEERISM, OR ANY OTHER OBJECTIVES ALLOWED
BY LAW , WITH THE STIPULATIONS, CLAUSES, CONDITIONS,
STATEMENTS AND AGREEMENTS THAT IT DEEMS APPROPRIATE,
AND TO CONTRIBUTE AS INITIAL FUNDING, EITHER
ONCE OR PARTIALLY OR SUCCESSIVELY, CASH OR ANY
OTHER ASSETS OR RIGHTS THAT ARE DEEMED APPROPRIATE
FOR EACH OF THEM, AS WELL AS CONTRIBUTE CASH
OR ANY OTHER ASSETS OR RIGHTS THAT ARE DEEMED
APPROPRIATE TO THOSE FOUNDATIONS IN WHICH THE
COMPANY IS A MEMBER OF THE BOARD, UP TO THE TOTAL
AMOUNT, FOR BOTH ITEMS, OF EUR 10 MILLION ANNUALLY
OR THE EQUIVALENT THEREOF IN OTHER CURRENCY FOR
ALL SUCH FOUNDATIONS AND ASSOCIATIONS DURING
THE PERIOD OF EFFECTIVENESS OF THIS AUTHORIZATION;
FOR SUCH PURPOSE, THE BOARD OF DIRECTORS IS EXPRESSLY
AUTHORIZED TO EXECUTE DEEDS OF INCORPORATION
AND TO DRAW UP AND APPROVE BY-LAWS FOR EACH OF
SUCH ASSOCIATIONS AND FOUNDATIONS, AND MAY ACCEPT
POSITIONS ON BEHALF OF THE COMPANY AND, IN GENERAL,
MAKE ANY DECISIONS AS ARE NECESSARY OR APPROPRIATE
TO DEVELOP AND CARRY OUT THIS RESOLUTION; THIS
AUTHORIZATION IS GRANTED FOR A MAXIMUM PERIOD
TO END ON THE DAY OF THE HOLDING OF THE ORDINARY
GENERAL SHAREHOLDERS MEETING IN THE YEAR 2006;
SUCH AUTHORIZATION MAY BE EXPRESSLY EXTENDED
BY SUBSEQUENT RESOLUTIONS ADOPTED BY THE SHAREHOLDERS
AT THE GENERAL SHAREHOLDERS MEETING; THE MAXIMUM
PERIOD OF THIS AUTHORIZATION IS WITHOUT PREJUDICE
TO POSSIBLE SUCCESSIVE FUNDINGS THAT, PURSUANT
TO APPLICABLE LEGISLATION, HAVE BEEN COMMITTED
TO DURING SUCH PERIOD AND ARE PENDING CONTRIBUTION
BY THE COMPANY UPON THE EXPIRATION THEREOF; THE
SHAREHOLDERS SHALL BE INFORMED OF THE MANNER
IN WHICH THE AUTHORIZATION APPROVED UNDER THIS
RESOLUTION HAS BEEN USED AT THE NEXT GENERAL
SHAREHOLDERS MEETING TO BE HELD THEREAFTER;
THE BOARD OF DIRECTORS MAY IN TURN DELEGATE TO
THE EXECUTIVE COMMITTEE WHATSOEVER POWERS ARE
GRANTED TO IT BY THIS AUTHORIZATION; THIS AUTHORIZATION
REPLACES AND SUPERSEDES, TO THE EXTENT OF THE
UNUSED AMOUNT, THE PRIOR AUTHORIZATION GRANTED
AT THE GENERAL SHAREHOLDERS MEETING HELD ON
03 APR 2004
7. RE-ELECT THE COMPANY DELOITTE & TOUCHE ESPA S.L. Management For *Management Position Unknown No
AS THE AUDITOR OF THE COMPANY AND ITS CONSOLIDATED
GROUP, WHICH AUDITOR SHALL PERFORM THE AUDITING
FOR FY 2005, THE BOARD OF DIRECTORS BEING GRANTED
THE POWER, WHICH IT MAY DELEGATE TO THE EXECUTIVE
COMMITTEE FOR SUCH PURPOSE, TO EXECUTE THE CORRESPONDING
CONTRACT FOR THE PROVISION OF SERVICES, SUBJECT
TO SUCH TERMS AND CONDITIONS AS IT DEEMS APPROPRIATE,
AND ALSO BEING EMPOWERED TO MAKE ANY PERTINENT
AMENDMENTS THERETO PURSUANT TO LEGISLATION APPLICABLE
AT ANY TIME
8. RATIFICATION OF THE APPOINTMENT OF MR. SEBASTIAN Management For *Management Position Unknown No
BATTANER ARIAS AS A DIRECTOR DESIGNATED BY INTERIM
APPOINTMENT TO FILL A VACANCY
9.a RE-ELECT, FOR THE MAXIMUM LEGAL AND BY-LAW PERIOD Management For *Management Position Unknown No
OF 5 YEARS, AS PROVIDED IN SECTION 126 OF THE
COMPANIES LAW AND ARTICLE 48.1 OF THE BY-LAWS,
MR. JOSE IGNACIO SANCHEZ GALAN AS A DIRECTOR
9.b RE-ELECT, FOR THE MAXIMUM LEGAL AND BY-LAW PERIOD Management For *Management Position Unknown No
OF 5 YEARS, AS PROVIDED IN SECTION 126 OF THE
COMPANIES LAW AND ARTICLE 48.1 OF THE BY-LAWS,
MR. VICTOR DE URRUTIA VALLEJO AS A DIRECTOR
9.c RE-ELECT, FOR THE MAXIMUM LEGAL AND BY-LAW PERIOD Management For *Management Position Unknown No
OF 5 YEARS, AS PROVIDED IN SECTION 126 OF THE
COMPANIES LAW AND ARTICLE 48.1 OF THE BY-LAWS,
MR. RJCARDO ALVAREZ ISASI AS A DIRECTOR
9.d RE-ELECT, FOR THE MAXIMUM LEGAL AND BY-LAW PERIOD Management For *Management Position Unknown No
OF 5 YEARS, AS PROVIDED IN SECTION 126 OF THE
COMPANIES LAW AND ARTICLE 48.1 OF THE BY-LAWS,
MR. JOSE IGNACIO BERROETA ECHEVARRIA AS A DIRECTOR
9.e RE-ELECT, FOR THE MAXIMUM LEGAL AND BY-LAW PERIOD Management For *Management Position Unknown No
OF 5 YEARS, AS PROVIDED IN SECTION 126 OF THE
COMPANIES LAW AND ARTICLE 48.1 OF THE BY-LAWS,
MR. JUAN LUIS ARREGUI CIARSOLO AS A DIRECTOR
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown No
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
9.f RE-ELECT, FOR THE MAXIMUM LEGAL AND BY-LAW PERIOD Management For *Management Position Unknown No
OF 5 YEARS, AS PROVIDED IN SECTION 126 OF THE
COMPANIES LAW AND ARTICLE 48.1 OF THE BY-LAWS,
MR. JULIO DE MIGUEL AYNAT AS A DIRECTOR
9.g RE-ELECT, FOR THE MAXIMUM LEGAL AND BY-LAW PERIOD Management For *Management Position Unknown No
OF 5 YEARS, AS PROVIDED IN SECTION 126 OF THE
COMPANIES LAW AND ARTICLE 48.1 OF THE BY-LAWS,
MR. SEBASTIAN BATTANER ARIAS AS A DIRECTOR
10. AUTHORIZE THE BOARD OF DIRECTORS, WHICH MAY DELEGATE Management For *Management Position Unknown No
THE POWERS GRANTED TO ANY OF THE EXECUTIVE COMMITTEE,
THE CHAIRMAN MR. HUGO DE ORIOLE YBARRA, THE VICE
CHAIRMAN & CHIEF EXECUTIVE OFFICER MR. JOSE IGNACIO
SANCHEZ GALAN, OR THE SECRETARY MR. FEDERICO
SAN SEBASTIAN FLECHOSO, TO THE FULLEST EXTENT
THAT MAY BE REQUIRED UNDER APPLICABLE LAW, TO
SUPPLEMENT, CARRY OUT AND DEVELOP, BY MAKING
TECHNICAL MODIFICATIONS, IF APPROPRIATE, ALL
OF THE FOREGOING RESOLUTIONS, AS WELL AS TO REMEDY
ANY ERRORS OR OMISSIONS THEREIN, AND TO INTERPRET
SUCH RESOLUTIONS, WITH MR. IFLIGO DE ORIOLE YBARRA,
MR. JOSE IGNACIO SANCHEZ GALAN AND MR. FEDERICO
SAN SEBASTIAN FLECHOSO SEVERALLY BEING GRANTED
THE POWER TO EXECUTE THE APPROPRIATE NOTARIZED
INSTRUMENTS CONTAINING THE APPROVED RESOLUTIONS,
WITH THE BROADEST POSSIBLE POWERS TO PERFORM
WHATSOEVER ACTS MAY BE NECESSARY AND TO EXECUTE
SUCH DOCUMENTS AS MAY BE REQUIRED TO REGISTER
THE FOREGOING RESOLUTIONS WITH THE COMMERCIAL
REGISTRY, AND IN PARTICULAR TO: A) TO CORRECT,
CLARIFY OR COMPLETE THE RESOLUTIONS ADOPTED AT
THIS GENERAL SHAREHOLDERS MEETING OR WHICH ARE
ADOPTED IN ANY NOTARIZED INSTRUMENTS AND DOCUMENTS
EXECUTED IN ORDER TO CARRY OUT SUCH RESOLUTIONS
AND, IN PARTICULAR, ANY OMISSIONS, DEFECTS OR
ERRORS IN FORM OR IN SUBSTANCE: WHICH MAY HINDER
REGISTRATION OF THESE RESOLUTIONS AND THE CONSEQUENCES
THEREFROM WITH THE COMMERCIAL REGISTRY, THE PROPERTY
REGISTRY, THE INDUSTRIAL PROPERTY REGISTRY OR
ANY OTHERS; B) TO PERFORM ANY AND ALL LEGAL ACTS
OR TRANSACTIONS THAT ARE NECESSARY OR APPROPRIATE
TO CARRY OUT THE RESOLUTIONS ADOPTED AT THIS
GENERAL SHAREHOLDERS MEETING, EXECUTING SUCH
PUBLIC OR PRIVATE INSTRUMENTS AS MAY BE DEEMED
REQUIRED OR APPROPRIATE FOR THE FULL EFFECTIVENESS
OF THESE RESOLUTIONS; C) TO DELEGATE TO ONE OR
MORE OF ITS MEMBERS, WHETHER JOINTLY OR SEVERALLY,
ALL OR ANY OF THE POWERS THAT IT DEEMS APPROPRIATE
AMONG THOSE BELONGING TO THE BOARD OF DIRECTORS,
AND ANY OR ALL OF THE POWERS EXPRESSLY GRANTED
BY THE SHAREHOLDERS AT THIS GENERAL SHAREHOLDERS
MEETING; D) TO FINALLY DETERMINE ALL OTHER CIRCUMSTANCES
THAT MAY BE REQUIRED, ADOPTING AND CARRYING OUT
SUCH RESOLUTIONS AS MAY BE NECESSARY, PUBLISHING
SUCH NOTICES AND GIVING SUCH GUARANTEES AS MAY
BE PERTINENT FOR THE PURPOSES SET FORTH IN THE
LAW, AS WELL AS EXECUTING ANY REQUIRED DOCUMENTS
AND COMPLYING WITH ANY APPROPRIATE FORMALITIES,
AND FULFILLING ANY REQUIREMENTS UNDER THE LAW
FOR THE FULL PERFORMANCE OF THE RESOLUTIONS APPROVED
AT THE GENERAL SHAREHOLDERS MEETING
* PLEASE NOTE THAT THIS IS A REVISION DUE TO THE Non-Voting *Management Position Unknown No
REVISED WORDINGS IN THE COMMENT. ALSO, PLEASE
NOTE THE NEW CUT OFF DATE 14 MAR 2005. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 2,000 2,000 2,000 3/3/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
TIM HELLAS TELECOMMUNICATIONS S.A. TIMHY Annual Meeting Date: 03/24/2005
Issuer: 88706Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE BALANCE SHEET FOR THE FINANCIAL Management For For No
PERIOD ENDED ON 31.12.2004 TOGETHER WITH THE
REPORT RELATING THERETO AS PREPARED BY THE BOARD
OF DIRECTORS AND THE AUDITORS.
02 APPROVAL OF THE PROPOSAL OF THE BOARD OF DIRECTORS Management For For No
FOR THE DISTRIBUTION OF THE COMPANY S PROFIT
FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2004.
03 EXEMPTION OF THE BOARD OF DIRECTORS MEMBERS AND Management For For No
OF THE AUDITORS FROM ANY LIABILITY FOR THE CORPORATE
OPERATIONS FOR THE FINANCIAL PERIOD ENDED ON 31.12.2004.
04 APPOINTMENT OF ORDINARY AND DEPUTY AUDITORS FOR Management For For No
THE YEAR 2005.
05 APPROVAL OF COMPENSATION TO THE BOARD OF DIRECTORS Management For For No
MEMBERS.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 104 200 200 200 3/10/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A. BVN Annual Meeting Date: 03/31/2005
Issuer: 204448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Management For For No
PROFIT AND LOSS STATEMENT AND OTHER FINANCIAL
STATEMENTS OF THE YEAR ENDED DECEMBER 31, 2004.
02 DELEGATION TO THE AUDIT COMMITTEE OF THE DESIGNATION Management For For No
OF THE EXTERNAL AUDITORS FOR THE YEAR 2005.
03 DISTRIBUTION OF DIVIDENDS. Management For For No
04 AMENDMENT TO THE ARTICLE 33 OF THE COMPANY S Management For For No
BY-LAWS IN ORDER TO HOLD VIRTUAL MEETINGS.
05 ELECTION OF THE BOARD OF DIRECTORS FOR THE PERIOD Management For For No
2005-2007.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 104 11,000 11,000 11,000 3/29/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL, S.A. EDP Annual Meeting Date: 03/31/2005
Issuer: 268353 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT FOR THE YEAR ENDED Management For For No
DECEMBER 31, 2004 INCLUDING THE REPORT OF MANAGEMENT
AND ACCOUNTING, THE OPINION OF THE SOLE SUPERVISOR
AND THE STATUTORY AUDIT CERTIFICATION.
02 APPROVAL OF THE CONSOLIDATED REPORT OF MANAGEMENT Management For For No
AND ACCOUNTING, FOR THE YEAR ENDED DECEMBER 31,
2004, THE ANNUAL REPORT AND OPINION OF THE SOLE
SUPERVISOR AND THE STATUTORY AUDIT CERTIFICATION.
03 APPROVAL OF THE ALLOCATION OF PROFITS. Management For For No
04 APPROVAL OF THE PERFORMANCE OF THE COMPANY S Management For For No
MANAGEMENT AND SUPERVISING, UNDER THE PROVISIONS
LAID DOWN IN ARTICLE 455 OF THE PORTUGUESE COMMERCIAL
COMPANIES CODE.
05 APPROVAL OF THE AUTHORIZATION TO THE BOARD OF Management For For No
DIRECTORS OF EDP AND ITS SUBSIDIARIES TO PURCHASE
OR SELL SHARES OF THE COMPANY.
06 APPROVAL OF THE AUTHORIZATION TO THE BOARD OF Management For For No
DIRECTORS OF EDP AND ITS SUBSIDIARIES TO PURCHASE
OR SELL BONDS OF THE COMPANY.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 2,000 2,000 2,000 3/29/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MOBILEONE LTD MBOFF.PK AGM Meeting Date: 03/31/2005
Issuer: Y8838Q122 ISIN: SG1Q46922213
SEDOL: B04KJ97, B05J0N4
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND AUDITED Management For *Management Position Unknown No
ACCOUNTS FOR THE YE 31 DEC 2004
2. DECLARE A FINAL DIVIDEND OF 5.8 CENTS PER SHARE Management For *Management Position Unknown No
TAX EXEMPT UNDER THE ONE-TIER SYSTEM FOR THE
YE 31 DEC 2004
3. RE-APPOINT, PURSUANT TO SECTION 153(6) OF THE Management For *Management Position Unknown No
COMPANIES ACT CHAPTER 50 , MR. HSUAN OWYANG
AS A DIRECTOR OF THE COMPANY TO HOLD SUCH OFFICE
UNTIL THE NEXT AGM OF THE COMPANY
4. RE-ELECT, PURSUANT TO ARTICLE 92, MR. NEIL MONTEFIORE Management For *Management Position Unknown No
AS A DIRECTOR, WHO RETIRES IN ACCORDANCE WITH
ARTICLE 91 OF THE COMPANY S ARTICLES OF ASSOCIATION
5. RE-ELECT, PURSUANT TO ARTICLE 92, MR. ARTHUR Management For *Management Position Unknown No
SEET AS A DIRECTOR, WHO RETIRES IN ACCORDANCE
WITH ARTICLE 91 OF THE COMPANY S ARTICLES OF
ASSOCIATION
6. RE-ELECT, PURSUANT TO ARTICLE 92 , MR. TEO SOON Management For *Management Position Unknown No
HOE AS A DIRECTOR, WHO RETIRES IN ACCORDANCE
WITH ARTICLE 91 OF THE COMPANY S ARTICLES OF
ASSOCIATION
7. RE-ELECT MR. MICHAEL JOHN GRANT WHO, BEING APPOINTED Management For *Management Position Unknown No
BY THE BOARD OF DIRECTORS AFTER THE LAST AGM,
WHO RETIRES IN ACCORDANCE WITH ARTICLE 97 OF
THE COMPANY S ARTICLES OF ASSOCIATION
8. APPROVE DIRECTORS FEES OF SGD 339,178 FOR THE Management For *Management Position Unknown No
YE 31 DEC 2004 (FY 2003: SGD 355,000)
9. RE-APPOINT THE AUDITORS AND AUTHORISE THE DIRECTORS Management For *Management Position Unknown No
TO FIX THEIR REMUNERATION.
10. APPROVE, TO OFFER AND GRANT OPTIONS IN ACCORDANCE Management For *Management Position Unknown No
WITH THE PROVISIONS OF THE MOBILEONE SHARE OPTION
SCHEME THE SCHEME AND TO ALLOT AND ISSUE SUCH
SHARES AS MAY BE ISSUED PURSUANT TO THE EXERCISE
OF OPTIONS UNDER THE SCHEME, PROVIDED ALWAYS
THAT THE AGGREGATE NUMBER OF SHARES TO BE ISSUED
PURSUANT TO THE SCHEME SHALL NOT EXCEED 10 %
OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY
FROM TIME TO TIME
11. AUTHORIZE THE DIRECTORS, NOTWITHSTANDING THE Management For *Management Position Unknown No
PROVISIONS OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY, AND THE LISTING RULES OF THE SINGAPORE
EXCHANGE SECURITIES TRADING LIMITED, TO (I) ISSUE
SHARES IN THE CAPITAL OF THE COMPANY SHARES
WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE;
AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS
OR OPTIONS COLLECTIVELY, INSTRUMENTS THAT MIGHT
OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING
BUT NOT LIMITED TO THE CREATION AND ISSUE OF
AS WELL AS ADJUSTMENTS TO WARRANTS, DEBENTURES
OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES,
UP TO 50% OF THE ISSUED SHARE CAPITAL OF THE
COMPANY, OF WHICH THE AGGREGATE NUMBER OF SHARES
TO BE ISSUED OTHER THAN ON A PRO-RATA BASIS TO
SHAREHOLDERS OF THE COMPANY DOES NOT EXCEED 20%
OF THE ISSUED SHARE CAPITAL OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY AS REQUIRED BY
LAW
12. AUTHORIZE THE DIRECTORS, PURSUANT TO SECTIONS Management For *Management Position Unknown No
76C AND 76E OF THE COMPANIES ACT, CHAPTER 50,
TO PURCHASE OR ACQUIRE ISSUED AND FULLY PAID
ORDINARY SHARES OF SGD 0.20 EACH IN THE CAPITAL
OF THE COMPANY, THROUGH MARKET PURCHASES ON THE
SGX-ST, AND/OR OFF-MARKET PURCHASES IN ACCORDANCE
WITH ANY EQUAL ACCESS SCHEMES, NOT EXCEEDING
IN AGGREGATE 10% OF THE ISSUED ORDINARY SHARE
CAPITAL OF THE COMPANY, AT A PRICE OF UP TO 105%
OF THE AVERAGE CLOSING MARKET PRICES OF THE SHARES
ON THE SGX-ST ON THE PREVIOUS 5 TRADING DAYS
IN THE CASE OF ON-MARKET PURCHASES AND 110% OF
THE AVERAGE CLOSING PRICES OF THE SHARES ON THE
SGX-ST ON EACH OF THE 5 CONSECUTIVE TRADING DAYS
IN THE CASE OF BOTH OFF-MARKET AND ON-MARKET
PURCHASES, AND AUTHORIZE THE DIRECTORS AND/OR
ANY OF THEM TO DO ALL SUCH ACTS AND THINGS DEEMED
NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS
CONTEMPLATED AND/OR AUTHORIZED BY THIS RESOLUTION;
AUTHORITY EXPIRES THE EARLIER OF THE NEXT AGM
OF THE COMPANY OR THE DATE OF THE NEXT AGM OF
THE COMPANY AS REQUIRED BY THE LAW
* TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 190 190 190 3/18/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
OTTER TAIL CORPORATION OTTR Annual Meeting Date: 04/11/2005
Issuer: 689648 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DENNIS R. EMMEN Management For For
KENNETH L. NELSON Management For For
NATHAN I. PARTAIN Management For For
02 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS Management For For No
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 103 15,000 15,000 15,000 4/1/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG Annual Meeting Date: 04/20/2005
Issuer: 69331C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For No
ACCOUNTANTS
01 DIRECTOR Management For No
DAVID R. ANDREWS Management For For
LESLIE S. BILLER Management For For
DAVID A. COULTER Management For For
C. LEE COX Management For For
PETER A. DARBEE Management For For
ROBERT D. GLYNN, JR Management For For
MARY S. METZ Management For For
BARBARA L. RAMBO Management For For
BARRY LAWSON WILLIAMS Management For For
03 ADOPTION OF A NEW LONG-TERM INCENTIVE PLAN Management Against Against No
04 EXPENSE STOCK OPTIONS Shareholder Against For No
05 RADIOACTIVE WASTES Shareholder Against For No
06 POISON PILL Shareholder For Against No
07 PERFORMANCE-BASED OPTIONS Shareholder Against For No
08 FUTURE GOLDEN PARACHUTES Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 UTH 1,800 1,800 1,800 4/18/2005
UTILITIES
FUND
GABELLI 997G019 108 28,000 28,000 28,000 4/18/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
NICOR INC. GAS Annual Meeting Date: 04/21/2005
Issuer: 654086 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.M. BEAVERS, JR. Management For For
B.P. BICKNER Management For For
J.H. BIRDSALL, III Management For For
T.A. DONAHOE Management For For
T.L. FISHER Management For For
J.E. JONES Management For For
D.J. KELLER Management For For
W.A. OSBORN Management For For
R.E. MARTIN Management For For
J. RAU Management For For
J.F. RIORDAN Management For For
R.M. STROBEL Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 107 11,000 11,000 11,000 4/18/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC. SJI Annual Meeting Date: 04/21/2005
Issuer: 838518 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES BISCIEGLIA Management For For
KEITH S. CAMPBELL Management For For
W. CARY EDWARDS Management For For
02 TO APPROVE A PROPOSAL TO AMEND OUR CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM
20,000,000 SHARES TO 60,000,000 SHARES TO AMONG
OTHER THINGS PERMIT A STOCK SPLIT.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR Management For For No
1997 STOCK-BASED COMPENSATION PLAN TO, AMONG
OTHER THINGS, INCREASE THE NUMBER OF SHARES AUTHORIZED
UNDER THE PLAN, EXTEND ITS TERM AND PERMIT NON-EMPLOYEE
DIRECTORS TO PARTICIPATE IN THE PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS AUDITORS FOR 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 2,500 2,500 2,500 4/18/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. D Annual Meeting Date: 04/22/2005
Issuer: 25746U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management No
02 APPROVE THE ADOPTION OF THE NON-EMPLOYEE DIRECTORS Management No
COMPENSATION PLAN.
03 APPROVE THE ADOPTION OF THE 2005 INCENTIVE COMPENSATION Management No
PLAN.
04 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management No
FOR THE 2005 FINANCIAL STATEMENTS.
05 SHAREHOLDER PROPOSAL. Shareholder No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 UTH 1,800 1,800 1,800 4/19/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION PPL Annual Meeting Date: 04/22/2005
Issuer: 69351T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FREDERICK M. BERNTHAL Management For For
JOHN R. BIGGAR Management For For
LOUISE K. GOESER Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 14,500 14,500 14,500 4/19/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION BLS Annual Meeting Date: 04/25/2005
Issuer: 079860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shareholder Against For No
CONTRIBUTIONS
01 DIRECTOR Management For No
F. DUANE ACKERMAN Management For For
REUBEN V. ANDERSON Management For For
JAMES H. BLANCHARD Management For For
J. HYATT BROWN Management For For
ARMANDO M. CODINA Management For For
KATHLEEN F. FELDSTEIN Management For For
JAMES P. KELLY Management For For
LEO F. MULLIN Management For For
WILLIAM S. STAVROPOULOS Management For For
ROBIN B. SMITH Management For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 14,000 14,000 14,000 4/20/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION AEE Annual Meeting Date: 04/26/2005
Issuer: 023608 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SUSAN S. ELLIOTT Management For For
GAYLE P.W. JACKSON Management For For
JAMES C. JOHNSON Management For For
RICHARD A. LIDDY Management For For
GORDON R. LOHMAN Management For For
RICHARD A. LUMPKIN Management For For
PAUL L. MILLER, JR. Management For For
CHARLES W. MUELLER Management For For
DOUGLAS R. OBERHELMAN Management For For
GARY L. RAINWATER Management For For
HARVEY SALIGMAN Management For For
PATRICK T. STOKES Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For No
03 REPORT ON STORAGE OF IRRADIATED FUEL RODS AT Shareholder Against For No
CALLAWAY PLANT.
04 INDEPENDENT DIRECTOR AS CHAIRMAN OF THE BOARD. Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 36,000 36,000 36,000 4/21/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC Annual Meeting Date: 04/26/2005
Issuer: 025537 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.R. BROOKS Management For For
D.M. CARLTON Management For For
J.P. DESBARRES Management For For
R.W. FRI Management For For
W.R. HOWELL Management For For
L.A. HUDSON, JR. Management For For
M.G. MORRIS Management For For
L.L. NOWELL III Management For For
R.L. SANDOR Management For For
D.G. SMITH Management For For
K.D. SULLIVAN Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 APPROVAL OF AMENDED AND RESTATED AEP SYSTEM LONG-TERM Management For For No
INCENTIVE PLAN
04 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE Shareholder Against For No
RETIREMENT PLANS
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 101 30,000 30,000 30,000 4/21/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/26/2005
Issuer: 12541M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARGARITA K. DILLEY Management For For
STEVEN M. FETTER Management For For
STANLEY J. GRUBEL Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 6,300 6,300 6,300 4/21/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC. HE Annual Meeting Date: 04/26/2005
Issuer: 419870 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DON E. CARROLL* Management For For
VICTOR HAO LI, S.J.D.* Management For For
BILL D. MILLS* Management For For
BARRY K. TANIGUCHI* Management For For
THOMAS B. FARGO** Management For For
02 ELECTION OF KPMG LLP AS INDEPENDENT AUDITOR. Management For For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 100 42,000 42,000 42,000 4/21/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
INSIGHT COMMUNICATIONS COMPANY, INC. ICCI Annual Meeting Date: 04/26/2005
Issuer: 45768V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SIDNEY R. KNAFEL Management For For
MICHAEL S. WILLNER Management For For
DINNI JAIN Management For For
THOMAS L. KEMPNER Management For For
GERALDINE B. LAYBOURNE Management For For
DAVID C. LEE Management For For
JAMES S. MARCUS Management For For
02 PROPOSAL TO APPROVE AMENDMENT TO THE 1999 EQUITY Management Against Against No
INCENTIVE PLAN.
03 SELECTION OF INDEPENDENT AUDITORS. Management For For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 25,000 25,000 25,000 4/22/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP CWT Annual Meeting Date: 04/27/2005
Issuer: 130788 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DOUGLAS M. BROWN Management For For
ROBERT W. FOY Management For For
E.D. HARRIS, JR. M.D. Management For For
BONNIE G. HILL Management For For
DAVID N. KENNEDY Management For For
RICHARD P. MAGNUSON Management For For
LINDA R. MEIER Management For For
PETER C. NELSON Management For For
GEORGE A. VERA Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP, Management For For No
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE GROUP FOR 2005.
03 PROPOSAL TO AUTHORIZE THE EQUITY INCENTIVE PLAN. Management Against Against No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 500 500 500 4/22/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGEN CORPORATION EGN Annual Meeting Date: 04/27/2005
Issuer: 29265N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. MASON DAVIS, JR. Management For For
JAMES S.M. FRENCH Management For For
DAVID W. WILSON Management For For
02 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE COMPANY S AUTHORIZED
SHARES OF COMMON STOCK FROM 75,000,000 TO 150,000,000
SHARES AS DISCUSSED IN THE COMPANY S PROXY STATEMENT
WITH RESPECT TO THE ANNUAL MEETING.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 10,000 10,000 10,000 4/22/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
HERA SPA, BOLOGNA AGM Meeting Date: 04/27/2005
Issuer: T5250M106 ISIN: IT0001250932 BLOCKING
SEDOL: 7620508, B020CX4, 7598003
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 APR 2005 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
1. APPROVE THE BALANCE SHEET AS OF 31 DEC 2004; Management For *Management Position Unknown No
MANAGEMENT REPORT AND NET INCOMEALLOCATION; BOARD
OF DIRECTORS REPORT; RESOLUTIONS RELATED THERETO
2. APPROVE TO ACCEPT THE APPOINTMENT OF THE BOARD Management For *Management Position Unknown No
OF DIRECTORS AS PER ARTICLE 2449 OF THE ITALIAN
CIVIL CODE
3. APPOINT THE BOARD OF DIRECTORS MEMBERS AS PER Management For *Management Position Unknown No
ARTICLE 2449 OF THE ITALIAN CIVIL CODE
4. APPOINT THE INTERNAL AUDITORS AND THEIR CHAIRMAN Management For *Management Position Unknown No
5. APPROVE TO STATE THE BOARD OF DIRECTORS EMOLUMENT Management For *Management Position Unknown No
6. APPROVE TO STATE THE INTERNAL AUDITORS EMOLUMENT Management For *Management Position Unknown No
* PLEASE NOTE THAT AUDITORS WILL BE APPOINTED BY Non-Voting *Management Position Unknown No
SLATE VOTING. THANK YOU.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 100,000 100,000 100,000 4/12/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
SNAM RETE GAS SPA, SAN DONATO MILANESE (MI) AGM Meeting Date: 04/27/2005
Issuer: T8578L107 ISIN: IT0003153415 BLOCKING
SEDOL: 7251470
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 APR 2005 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
1. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2004 Management For *Management Position Unknown No
AND THE BOARD OF DIRECTORS ANDTHE AUDITORS REPORT
AND THE INDEPENDENT AUDITORS REPORT, CONSOLIDATED
BALANCE REPORT AS OF 31 DEC 2004
2. APPROVE THE RESOLUTIONS FOLLOWING THE CONSOLIDATED Management For *Management Position Unknown No
BALANCE; ALLOCATION OF PROFITS AND THE DISTRIBUTION
OF DIVIDENDS
3. GRANT AUTHORITY TO BUY BACK OWN SHARES Management For *Management Position Unknown No
4. GRANT AUTHORITY TO DISPOSE OF OWN SHARES IN FAVOR Management For *Management Position Unknown No
OF THE MANAGERS STOCK GRANTPLAN
5. GRANT AUTHORITY TO DISPOSE OF OWN SHARES IN FAVOR Management For *Management Position Unknown No
OF MANAGERS STOCK OPTION PLAN
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 2,000 2,000 2,000 4/12/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. TE Annual Meeting Date: 04/27/2005
Issuer: 872375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DUBOSE AUSLEY Management For For
JAMES L. FERMAN, JR. Management For For
JAMES O. WELCH, JR. Management For For
PAUL L. WHITING Management For For
02 RATIFICATION OF THE CORPORATION S INDEPENDENT Management For For No
AUDITOR
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 100 20,000 20,000 20,000 4/22/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
VECTREN CORPORATION VVC Annual Meeting Date: 04/27/2005
Issuer: 92240G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RONALD G. REHERMAN Management For For
R. DANIEL SADLIER Management For For
RICHARD W. SHYMANSKI Management For For
JEAN L. WOJTOWICZ Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 101 20,000 20,000 20,000 4/22/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
DPL INC. DPL Annual Meeting Date: 04/28/2005
Issuer: 233293 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES F. DICKE, II Management For For
JAMES V. MAHONEY Management For For
BARBARA S. GRAHAM Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 50,000 50,000 50,000 4/25/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY DTE Annual Meeting Date: 04/28/2005
Issuer: 233331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LILLIAN BAUDER Management For For
JOSUE ROBLES JR. Management For For
HOWARD F. SIMS Management For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For No
DELOITTE & TOUCHE LLP
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 107 6,000 6,000 6,000 4/25/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
NSTAR NST Annual Meeting Date: 04/28/2005
Issuer: 67019E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES K. GIFFORD Management For For
PAUL A. LA CAMERA Management For For
SHERRY H. PENNEY Management For For
WILLIAM C. VAN FAASEN Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2005.
03 TO AMEND SECTION 28 OF THE COMPANY S DECLARATION Management For For No
OF TRUST TO INCREASE THE NUMBER OF THE COMPANY
S AUTHORIZED COMMON SHARES FROM 100,000,000 TO
200,000,000.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 107 35,000 35,000 35,000 4/25/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION AES Annual Meeting Date: 04/28/2005
Issuer: 00130H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD DARMAN Management For For
PAUL T. HANRAHAN Management For For
KRISTINA M. JOHNSON Management For For
JOHN A. KOSKINEN Management For For
PHILIP LADER Management For For
JOHN H. MCARTHUR Management For For
SANDRA O. MOOSE Management For For
PHILIP A. ODEEN Management For For
CHARLES O. ROSSOTTI Management For For
SVEN SANDSTROM Management For For
ROGER W. SANT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 105 90,000 90,000 90,000 4/25/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE STATUTORY REPORTS AND STATUTORY Management For For No
FINANCIAL STATEMENTS FOR FISCAL YEAR 2004.
02 APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL Management For For No
STATEMENTS FOR FISCAL YEAR 2004.
03 APPROVAL OF THE AGREEMENTS COVERED BY THE STATUTORY Management For For No
AUDITORS SPECIAL REPORT.
04 ALLOCATION OF NET INCOME AND DETERMINATION OF Management For For No
THE DIVIDEND FOR FISCAL YEAR 2004.
15 DETERMINATION OF THE AMOUNT OF THE SUPERVISORY Management For For No
BOARD MEMBERS FEES.
16 RENEWAL OF SALUSTRO REYDEL AS STATUTORY AUDITORS. Management For For No
17 APPOINTMENT OF MR. JEAN-CLAUDE REYDEL AS ALTERNATE Management For For No
STATUTORY AUDITOR.
18 AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS Management For For No
OWN SHARES
19 AUTHORIZATION FOR PERFORMANCE OF LEGAL FORMALITIES. Management For For No
05 TRANSFORMATION OF THE COMPANY S STRUCTURE TO Management For For No
A STRUCTURE WITH A MANAGEMENT BOARD AND A SUPERVISORY
BOARD.
06 ADOPTION OF THE COMPANY S AMENDED BY-LAWS. Management For For No
12 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No
COMPANY STOCK OPTIONS.
6A AMENDMENT OF ARTICLE 17 OF THE BY-LAWS ( VOTING Management For For No
RIGHTS ) BY INSERTION OF A FOURTH SUB-PARAGRAPH:
ADJUSTMENT OF THE VOTING RIGHTS IN SHAREHOLDERS
MEETINGS.
07 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES
GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE
ISSUED AS A PART OF A SHARE CAPITAL INCREASE.
08 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES
GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE
ISSUED AS A PART OF A SHARE CAPITAL INCREASE.
09 AUTHORIZATION FOR THE MANAGEMENT BOARD TO INCREASE Management For For No
THE NUMBER OF SHARES OR MARKETABLE SECURITIES
TO BE ISSUED IN THE EVENT OF AN INCREASE IN THE
SHARE CAPITAL.
10 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO INCREASE THE SHARE CAPITAL BY INCORPORATION
OF PREMIUMS, RESERVES, INCOME OR OTHER ITEMS.
11 AUTHORIZATION FOR THE MANAGEMENT BOARD TO PROCEED Management For For No
WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES
AND PENSION SCHEMES OF THE COMPANY AND COMPANIES
IN THE GROUP TAKING PART IN THE GROUP S SAVINGS
PLAN
13 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No
RESTRICTED STOCK FROM TREASURY STOCK OR SHARES
TO BE ISSUED.
14 AUTHORIZATION FOR THE MANAGEMENT BOARD TO DECREASE Management For For No
THE SHARE CAPITAL BY CANCELLATION OF TREASURY
STOCK.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 204 100,000 100,000 100,000 4/26/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
15 DIRECTORS Management For No
FOUTOU Management For For
BEBAER Management For For
BREMOND Management For For
FERNANDEZ Management For For
FRIBOURG Management For For
HAWAWINI Management For For
LACHMANN Management For For
RODOCANACHI Management For For
MIERT Management For For
FRANK Management For For
KRON Management For For
OLECHOWSKI Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 204 100,000 100,000 100,000 4/26/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/29/2005
Issuer: 78387G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GILBERT F. AMELIO Management For For
AUGUST A. BUSCH III Management For For
MARTIN K. EBY, JR. Management For For
JAMES A. HENDERSON Management For For
CHARLES F. KNIGHT Management For For
LYNN M. MARTIN Management For For
JOHN B. MCCOY Management For For
MARY S. METZ Management For For
TONI REMBE Management For For
S. DONLEY RITCHEY Management For For
JOYCE M. ROCHE Management For For
LAURA D'ANDREA TYSON Management For For
PATRICIA P. UPTON Management For For
EDWARD E. WHITACRE, JR Management For For
02 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 APPROVAL OF STOCK PURCHASE AND DEFERRAL PLAN Management For For No
04 STOCKHOLDER PROPOSAL A Shareholder Against For No
05 STOCKHOLDER PROPOSAL B Shareholder Against For No
06 STOCKHOLDER PROPOSAL C Shareholder Against For No
07 STOCKHOLDER PROPOSAL D Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 103 15,000 15,000 15,000 4/27/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED GXP Annual Meeting Date: 05/03/2005
Issuer: 391164 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.L. BODDE Management For For
M.J. CHESSER Management For For
W.H. DOWNEY Management For For
M.A. ERNST Management For For
R.C. FERGUSON, JR. Management For For
W.K. HALL Management For For
L.A. JIMENEZ Management For For
J.A. MITCHELL Management For For
W.C. NELSON Management For For
L.H. TALBOTT Management For For
R.H. WEST Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 100 54,300 54,300 54,300 4/28/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM Annual Meeting Date: 05/03/2005
Issuer: 911684 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.S. CROWLEY Management For For
02 2005 LONG-TERM INCENTIVE PLAN. Management For For No
03 RATIFY ACCOUNTANTS FOR 2005. Management For For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 38,000 38,000 38,000 4/28/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
AQUILA, INC. ILA Annual Meeting Date: 05/04/2005
Issuer: 03840P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERMAN CAIN Management For For
PATRICK J. LYNCH Management For For
NICHOLAS J. SINGER Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 290,000 290,000 290,000 5/2/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE Annual Meeting Date: 05/04/2005
Issuer: 283677 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GARY R. HEDRICK Management For For
KENNETH R. HEITZ Management For For
MICHAEL K. PARKS Management For For
ERIC B. SIEGEL Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 854 80,000 80,000 80,000 4/29/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MOBISTAR SA, BRUXELLES EGM Meeting Date: 05/04/2005
Issuer: B60667100 ISIN: BE0003735496 BLOCKING
SEDOL: 5541979, 5677700
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown No
YOU.
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU
* MARKET RULES REQUIRE ADP TO DISCLOSE BENEFICIAL Non-Voting *Management Position Unknown No
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU
WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR
ADP CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION
IS REQUIRED IN ORDER FOR ADP TO LODGE YOUR VOTE
1. RECEIVE THE MANAGEMENT REPORT ON THE ANNUAL ACCOUNTS Non-Voting *Management Position Unknown No
OF THE COMPANY AS OF 31 DEC 2004
2. APPROVE THE REPORT OF THE STATUTORY AUDITORS Non-Voting *Management Position Unknown No
CONCERNING THE ANNUAL ACCOUNTS FOR 2004
3. APPROVE THE ANNUAL ACCOUNTS FOR THE YEAR 2004 Management For *Management Position Unknown No
INCLUDING APPROPRIATION OF RESULTS AS PRESENTED
IN THE ACCOUNTS WITH A DISTRIBUTION OF A GROSS
DIVIDEND OF EUR 2 PER SHARE, PAYABLE AS FROM
11 MAY 2005
4. GRANT DISCHARGE TO THE DIRECTORS AND THE STATUTORY Management For *Management Position Unknown No
AUDITOR FOR FULFILLING THEIR MANDATE UNTIL 31
DEC 2004
7. AMEND ARTICLE 16, PARAGRAPH 2 OF THE ARTICLES Management For *Management Position Unknown No
OF ASSOCIATION OF THE COMPANY
5. APPROVE: TO RENEW THE MANDATES OF THE DIRECTORS Management For *Management Position Unknown No
EXPIRE AT THE END OF THE ANNUAL SHAREHOLDERS MEETING OF
2005; TO RENEW THE MANDATES OF MRS. BRIGITTE
BOURGOIN-CASTAGNET AND OF MESSRS. JAN STEYAERT, SANJIV
AHUJA, BERNARD GHILLEBAERT AND TIM LOWRY AND OF SA
WIREFREE SERVICES BELGIUM REPRESENTED BY MR. ALDO
CARDOSO; THE DIRECTORS WILL NOT BE REMUNERATED FOR
THEIR SERVICES UNDER THEIR MANDATES; AUTHORITY EXPIRE
AFTER THE ANNUAL GENERAL SHAREHOLDERS MEETING OF 2008 ;
TO RENEW THE MANDATES OF MRS. ANNEMIE NEYTS-
UYTTERBROEK AND OF SPARAXIS SA, REPRESENTED BY MR. ERIC
B.A. UCHE IN THE CAPACITY OF INDEPENDENT DIRECTOR OF
THE COMPANY IN CONFORMITY WITH ARTICLE 524 SECTION 4 OF
THE COMPANY CODE; AUTHORITY EXPIRES THE EARLIER OF THE
ANNUAL GENERAL SHAREHOLDERS MEETING OF 2008 OR AFTER
THE ANNUAL GENERAL SHAREHOLDERS MEETING OF 2006 AND
THEIR REMUNERATION SHALL BE FIXED AT EUR 30,000 PER
COMPLETE FY, THE PAYMENT OF THIS AMOUNT WILL BE DONE
THE END OF THE GENERAL SHAREHOLDERS MEETING OF THE
CORRESPONDING FY, AN ADDITIONAL PAYMENT OF EUR 2,000
WILL BE ACCORDED TO THEM EACH TIME THEY PARTICIPATE IN
A MEETING OF A COMMITTEE OF THE COMPANY, THE GENERAL
SHAREHOLDERS MEETING NOTES THAT MRS. NEYTS-UYTTERBROEK
AND SPARAXIS SA MATCH THE CRITERIA OF INDEPENDENCE AS
LAID OUT IN ARTICLE 524 SECTION 4 PARAGRAPH 2, 2-4 OF
THE COMPANY CODE; THE APPOINTMENT OF MR. MICHEL POIRIER
AND MR. BERNARD MOSCHENI CO-OPTED BY THE BOARD OF
DIRECTORS ON 26 JUL 2004 AS DIRECTORS OF THE COMPANY,
THE DIRECTORS WILL NOT BE REMUNERATED FOR THEIR
SERVICES UNDER THEIR MANDATES; AUTHORITY EXPIRES AT THE
END OF THE GENERAL SHAREHOLDERS MEETING OF 2008; THE
APPOINTMENT OF MR. ERIC DEKEULENEER CO-OPTED BY THE
BOARD OF DIRECTORS ON 18 NOV 2004 AS AN INDEPENDENT
DIRECTOR OF THE COMPANY IN CONFORMITY WITH ARTICLE 524
SECTION 4 OF THE COMPANY CODE; AUTHORITY EXPIRES AT THE
END OF THE GENERAL SHAREHOLDERS MEETING OF 2008 AND HIS
REMUNERATION IS FIXED AT EUR 30,000 PER COMPLETE FY,
THE PAYMENT OF THIS AMOUNT WILL BE DONE AT THE END OF
THE GENERAL SHAREHOLDERS MEETING OF THE CORRESPONDING
FY, AN ADDITIONAL PAYMENT OF EUR 2,000 WILL BE ACCORDED
TO HIM EACH TIME HE PARTICIPATES IN A MEETING OF A
COMMITTEE OF THE COMPANY, GENERAL SHAREHOLDERS MEETING
NOTES THAT MR. DEKEULENEER MATCHES THE CRITERIA OF
INDEPENDENCE AS LAID OUT IN ARTICLE 524 SECTION 4
PARAGRAPH 2, 1-4 OF THE COMPANY CODE; THE APPOINTMENT
OF TWO CANDIDATES PRESENTED BY THE BOARD OF DIRECTORS
AS INDEPENDENT DIRECTORS OF THE COMPANY IN CONFORMITY
WITH ARTICLE 524 SECTION 4 OF THE COMPANY CODE;
AUTHORITY EXPIRES AT THE END OF THE GENERAL
SHAREHOLDERS MEETING OF 2008 AND THEIR REMUNERATION IS
FIXED AT EUR 30,000 PER COMPLETE, THE PAYMENT OF THIS
AMOUNT WILL BE DONE AT THE END OF THE GENERAL
SHAREHOLDERS MEETING OF THE CORRESPONDING, AN
ADDITIONAL PAYMENT OF EUR 2,000 WILL BE ACCORDED TO
THEM EACH TIME THEY PARTICIPATE IN A MEETING OF A
COMMITTEE OF THE COMPANY, GENERAL SHAREHOLDERS MEETING
NOTES THAT THE TWO CANDIDATES MATCH THE CRITERIA OF
INDEPENDENCE AS LAID OUT IN ARTICLE 524 SECTION 4
PARAGRAPH 2, 1 0.40 OF THE COMPANY CODE
6. APPROVE TO RENEW THE MANDATE OF THE STATUTORY Management For *Management Position Unknown No
AUDITOR OF THE COMPANY, ERNST & YOUNG SSC-REVISEURS
D ENTREPRISES, REPRESENTED BY MR. HERMAN VAN
DEN ABEELE; AUTHORITY EXPIRES AT THE END OF
THE GENERAL SHAREHOLDERS MEETING OF 2008 AND
THE REMUNERATION OF THE AUDITOR FOR THE ACCOMPLISHMENT
OF HIS STATUTORY DUTY IS SET AT EUR 225,000 PER
YEAR
8. AMEND ARTICLE 24 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown No
OF THE COMPANY
9. AMEND ARTICLE 26 OF THE ARTICLE OF ASSOCIATION Management For *Management Position Unknown No
OF THE COMPANY
10. AMEND ARTICLE 32 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown No
OF THE COMPANY
11. AMEND ARTICLE 48 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown No
12. APPROVE TO EXPLICITLY ALLOW THE BOARD OF DIRECTORS, Management For *Management Position Unknown No
IN CONFORMITY WITH THE COMPANY CODE, TO ACQUIRE
THE COMPANY S SHARES BY BUYING OR EXCHANGING
AT A PRICE THAT MAY NOT BE EITHER LOWER THAN
90% OR HIGHER THAN 110% OF THE AVERAGE CLOSING
PRICE OF THE 5 BUSINESS DAYS THAT PRECEDE THE
ACQUISITION OR EXCHANGE AUTHORITY EXPIRES AT
A PERIOD OF 18 MONTHS FROM THE GENERAL SHAREHOLDERS
MEETING AND AMEND THE ARTICLE 48 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
13. AUTHORIZES MR. JOHAN VAN DEN CRUIJCE, WITH A Management For *Management Position Unknown No
RIGHT OF SUBSTITUTION, TO RESTATE THE ARTICLES
OF ASSOCIATION OF THE COMPANY, TO SIGN AND TO
FILE THEM WITH THE CLERK OF THE COMMERCIAL COURT,
IN COMPLIANCE WITH THE LEGAL REQUIREMENTS ON
THE SUBJECT
14. APPROVE THE MERGER PROPOSAL OF 07 FEB 2005 DRAFTED Management For *Management Position Unknown No
BY THE CORRESPONDING MANAGEMENT OF ABSORBING
AND ABSORBED COMPANY THAT WAS FILED WITH THE
COMMERCIAL COURT OF BRUSSELS ON 16 FEB 2005;
CONSEQUENTLY, THE MEETING AGREES TO THE OPERATION
BY WHICH THE ABSORBING COMPANY ABSORBS THE ABSORBED
COMPANY BY WAY OF OPERATION TREATED AS A MERGER
BY ABSORPTION; BY THIS OPERATION, THE TOTALITY
OF THE ASSETS AND LIABILITIES OF THE ABSORBED
COMPANY WITH NO EXCEPTIONS OR RESERVATIONS IS
TRANSFERRED TO THE ABSORBING COMPANY; ALL OPERATIONS
PERFORMED BY THE ABSORBED COMPANY AS FROM 01
JAN 2005 ARE CONSIDERED FROM AN ACCOUNTING POINT
OF VIEW AS HAVING BEEN REALIZED ON BEHALF OF
THE ABSORBING COMPANY; SHARES OR PREFERENTIAL
SECURITIES, THERE DO NOT EXIST ANY SHARES OR
PREFERENTIAL SECURITIES IN THE ABSORBED COMPANY
TO WHICH ANY PREFERENTIAL RIGHTS HAVE BEEN ACCORDED;
THERE ARE NO SPECIAL ADVANTAGES THAT HAVE BEEN
ACCORDED TO BOARD MEMBERS OF MERGED COMPANIES;
APPROVES THE TRANSFER OF THE TOTALITY OF THE
ESTATE OF THE ABSORBED COMPANY, ASSETS AS WELL
AS LIABILITIES THE ESTATE COMPRISES THE TOTALITY
OF THE RIGHTS AND OBLIGATIONS OF THE ABSORBED
COMPANY, INCLUDING ALL PHYSICAL AND NON- PHYSICAL
ASSETS, CURRENT CONTRACTS, DEBTS, ETC; THE MEETING
GRANTS POWER TO THE BOARD OF DIRECTORS TO IMPLEMENT
THE DECISIONS TAKEN
15. APPROVE THE PLAN TO PURCHASE SHARES OF MOBISTAR Management For *Management Position Unknown No
2005 BY PERSONNEL DISCOUNTED STOCK PURCHASE
PLAN AS PRESENTED BY THE BOARD OF DIRECTORS
16. APPROVE THE CORPORATE GOVERNANCE Non-Voting *Management Position Unknown No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 200 200 200 4/19/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION CPK Annual Meeting Date: 05/05/2005
Issuer: 165303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS J. BRESNAN Management For For
WALTER J. COLEMAN Management For For
JOSEPH E. MOORE Management For For
JOHN R. SCHIMKAITIS Management For For
02 FOR ADOPTION OF THE CHESAPEAKE UTILITIES CORPORATION Management For For No
EMPLOYEE STOCK AWARD PLAN.
03 FOR ADOPTION OF THE CHESAPEAKE UTILITIES CORPORATION Management Against Against No
PERFORMANCE INCENTIVE PLAN.
04 FOR ADOPTION OF THE CHESAPEAKE UTILITIES CORPORATION Management For For No
DIRECTORS STOCK COMPENSATION PLAN.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 35,000 35,000 35,000 5/2/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CINERGY CORP. CIN Annual Meeting Date: 05/05/2005
Issuer: 172474 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS E. PETRY Management For For
MARY L. SCHAPIRO Management For For
PHILIP R. SHARP Management For For
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For For No
S INDEPENDENT AUDITORS.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 26,791 26,791 26,791 5/2/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CLECO CORPORATION CNL Annual Meeting Date: 05/05/2005
Issuer: 12561W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM L. MARKS Management For For
RAY B. NESBITT Management For For
ROBERT T. RATCLIFF, SR. Management For For
WILLIAM H. WALKER, JR. Management For For
02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management For For No
THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS CLECO
CORPORATION S INDEPENDENT AUDITORS TO CONDUCT
THE ANNUAL AUDIT OF CLECO FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2004 AND QUARTERLY REVIEWS
THROUGH SEPTEMBER 30, 2005.
03 TO APPROVE (I) AN AMENDMENT TO THE CLECO CORPORATION Management For For No
2000 LONG-TERM INCENTIVE COMPENSATION PLAN (THE
LTIP ) TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE LTIP BY
1,600,000 SHARES AND (II) THE RENEWAL OF THE
MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER
THE LTIP.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 105 25,000 25,000 25,000 5/2/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS INTERNATIONAL LTD HTX AGM Meeting Date: 05/05/2005
Issuer: G46714104 ISIN: KYG467141043
SEDOL: B03H319, B039V77, B03H2N4, B032D70
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown No
ID 229126, DUE TO CHANGE IN THE NUMBER OF RESOLUTIONS.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS Management For *Management Position Unknown No
AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS
FOR THE YE 31 DEC 2004
2.A RE-ELECT MR. DENNIS POKMAN LUI AS A DIRECTOR Management For *Management Position Unknown No
2.B RE-ELECT MR. TIM LINCOLN PENNINGTON AS A DIRECTOR Management For *Management Position Unknown No
2.C RE-ELECT MR. CHAN TING YU AS A DIRECTOR Management For *Management Position Unknown No
2.D RE-ELECT MR. WOO CHIU MAN, CLIFF AS A DIRECTOR Management For *Management Position Unknown No
2.E RE-ELECT MRS. CHOW WOO MO FONG, SUSAN AS A DIRECTOR Management For *Management Position Unknown No
2.F RE-ELECT MR. FRANK JOHN SIXT AS A DIRECTOR Management For *Management Position Unknown No
2.G RE-ELECT MR. KWAN KAI CHEONG AS A DIRECTOR Management For *Management Position Unknown No
2.H RE-ELECT MR. JOHN W. STANTON AS A DIRECTOR Management For *Management Position Unknown No
2.I RE-ELECT MR. KEVIN WESTLEY AS A DIRECTOR Management For *Management Position Unknown No
2.J AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS Management For *Management Position Unknown No
REMUNERATION
3. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management Position Unknown No
OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THEIR REMUNERATION
4.A AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT, Management For *Management Position Unknown No
ISSUE AND DEAL WITH NEW SHARES IN THE CAPITAL
OF THE COMPANY AND TO ALLOT , ISSUE OR GRANT
SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS,
WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOE ANY
SHARES OR SUCH CONVERTIBLE SECURITIES AND TO
MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS
DURING AND AFTER THE RELEVANT PERIOD, NOT EXCEEDING
20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY OTHERWISE THAN PURSUANT
TO A RIGHTS ISSUE; OR THE EXERCISE OF ANY SHARE
OPTION SCHEME OR SIMILAR ARRANGEMENT; OR ANY
SCRIP DIVIDEND OR SIMILAR ARRANGEMENT; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM IS REQUIRED
BY THE ARTICLES OF ASSOCIATION OF THE COMPANY
OR ANY APPLICABLE LAW OF THE CAYMAN ISLANDS TO
BE HELD
4.B AUTHORIZE THE DIRECTORS OF THE COMPANY TO PURCHASE Management For *Management Position Unknown No
OR REPURCHASE SHARES OF THE COMPANY DURING THE
RELEVANT PERIOD, ON THE STOCK EXCHANGE OF HONG
KONG LIMITED THE STOCK EXCHANGE OR ANY OTHER
STOCK EXCHANGE ON WHICH THE SHARES OF THE COMPANY
HAVE BEEN OR MAY BE LISTED AND RECOGNIZED BY
THE SECURITIES AND FUTURES COMMISSION UNDER THE
HONG KONG CODE ON SHARE REPURCHASES FOR SUCH
PURPOSES, SUBJECT TO AND IN ACCORDANCE WITH ALL
APPLICABLE LAWS AND REGULATIONS, AT SUCH PRICE
AS THE DIRECTORS MAY AT THEIR DISCRETION DETERMINE
IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS,
NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT
OF THE ISSUED SHARE CAPITAL OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION
OF THE PERIOD WITHIN WHICH THE NEXT AGM IS REQUIRED
BY THE ARTICLES OF ASSOCIATION OF THE COMPANY
OR ANY APPLICABLE LAW OF THE CAYMAN ISLANDS TO
BE HELD
4.C APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTIONS Management For *Management Position Unknown No
4(A) AND 4(B), TO ADD THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED
BY THE COMPANY PURSUANT TO RESOLUTION 4(B), TO
THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL
OF THE COMPANY THAT MAY BE ALLOTTED PURSUANT
TO RESOLUTION 4(A), PROVIDED THAT SUCH AMOUNT
SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY
AT THE DATE OF PASSING THIS RESOLUTION
S.5 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management Position Unknown No
BY DELETING THE EXISTING ARTICLE 87.(1) IN ITS
ENTIRETY AND REPLACING IT WITH A NEW ONE
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 200 200 200 4/26/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
PENNICHUCK CORPORATION PNNW Annual Meeting Date: 05/05/2005
Issuer: 708254 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONALD L. CORRELL Management For For
HANNAH M. MCCARTHY Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 206 12,000 12,000 12,000 5/2/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
SCANA CORPORATION SCG Annual Meeting Date: 05/05/2005
Issuer: 80589M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BILL L. AMICK Management For For
D. MAYBANK HAGOOD Management For For
WILLIAM B. TIMMERMAN Management For For
02 APPROVAL OF AMENDED AND RESTATED LONG-TERM EQUITY Management For For No
COMPENSATION PLAN.
03 APPROVAL OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 9,000 9,000 9,000 5/2/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/05/2005
Issuer: 844895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management No
GEORGE C. BIEHL Management Withheld Against
THOMAS E. CHESTNUT Management Withheld Against
MANUEL J. CORTEZ Management Withheld Against
RICHARD M. GARDNER Management Withheld Against
LEROY C. HANNEMAN, JR. Management Withheld Against
THOMAS Y. HARTLEY Management Withheld Against
JAMES J. KROPID Management Withheld Against
MICHAEL O. MAFFIE Management Withheld Against
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management Withheld Against
CAROLYN M. SPARKS Management Withheld Against
TERRENCE L. WRIGHT Management Withheld Against
Nominated at the Meeting SAL ZIZZA Shareholder For Against
02 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 22,000 22,000 22,000 5/5/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS Annual Meeting Date: 05/05/2005
Issuer: 879433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K.A. MUNDT Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
02 RATIFY ACCOUNTANTS FOR 2005. Management For For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 100 5,000 5,000 5,000 5/3/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.R. BARKER Management For For
R.L. CARRION Management For For
R.W. LANE Management For For
S.O. MOOSE Management For For
J. NEUBAUER Management For For
T.H. O'BRIEN Management For For
H.B. PRICE Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management For For
J.R. STAFFORD Management For For
R.D. STOREY Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against For No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against For No
05 BOARD COMPOSITION Shareholder Against For No
06 SEPARATE CHAIRMAN AND CEO Shareholder Against For No
07 DIRECTORS LIABILITY Shareholder Against For No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 104 10,000 10,000 10,000 5/4/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
WISCONSIN ENERGY CORPORATION WEC Annual Meeting Date: 05/05/2005
Issuer: 976657 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN F. AHEARNE Management For For
JOHN F. BERGSTROM Management For For
BARBARA L. BOWLES Management For For
ROBERT A. CORNOG Management For For
CURT S. CULVER Management For For
GALE E. KLAPPA Management For For
ULICE PAYNE, JR. Management For For
F.P. STRATTON, JR. Management For For
GEORGE E. WARDEBERG Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 45,000 45,000 45,000 5/2/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA MOVILES, S.A. TEM Annual Meeting Date: 05/06/2005
Issuer: 87938V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 REVIEW AND APPROVAL, IF PERTINENT, OF THE FINANCIAL Management For For No
STATEMENTS AND OF THE MANAGEMENT REPORT OF BOTH
TELEFONICA MOVILES, S.A., AND ITS CONSOLIDATED
GROUP OF COMPANIES, AS WELL AS APPROVAL OF THE
PROPOSAL FOR ALLOCATION OF THE RESULTS OF TELEFONICA
MOVILES, S.A. AND APPROVAL OF THE MANAGEMENT
OF ITS BOARD OF DIRECTORS, ALL PERTAINING TO
FISCAL YEAR 2004.
02 SHAREHOLDER S REMUNERATION: DIVIDEND PAYMENT Management For For No
IN A FIX GROSS AMOUNT OF 0.193 EUROS PER OUTSTANDING
SHARE, AGAINST PROFITS FOR THE YEAR 2004.
03 RE-ELECTION OF MR. JAVIER ECHENIQUE LANDIRIBAR Management For For No
AND MR. JOSE MARIA ALVAREZ PALLETE AS DIRECTORS,
FOR A NEW TERM OF 5 YEARS.
04 APPOINTMENT OF THE COMPANY S AUDITOR ( ERNST Management For For No
& YOUNG, S.L. ) FOR YEARS 2005 TO 2007, BOTH INCLUDED.
05 AUTHORIZATION FOR THE ACQUISITION OF ITS OWN Management For For No
SHARES, DIRECTLY OR THROUGH A COMPANY IN THE GROUP.
06 DELEGATION OF FACULTIES TO FORMALIZE, INTERPRET, Management For For No
CORRECT AND EXECUTE THE RESOLUTIONS ADOPTED BY
THE GENERAL SHAREHOLDERS MEETING.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 105 1,000 1,000 1,000 5/3/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION UNS Annual Meeting Date: 05/06/2005
Issuer: 909205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES S. PIGNATELLI Management For For
LAWRENCE J. ALDRICH Management For For
LARRY W. BICKLE Management For For
ELIZABETH T. BILBY Management For For
HAROLD W. BURLINGAME Management For For
JOHN L. CARTER Management For For
ROBERT A. ELLIOTT Management For For
KENNETH HANDY Management For For
WARREN Y. JOBE Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 70,000 70,000 70,000 5/3/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. ORA Annual Meeting Date: 05/09/2005
Issuer: 686688 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
YORAM BRONICKI Management For For
EDWARD R. MULLER Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 1,000 1,000 1,000 5/4/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG Annual Meeting Date: 05/09/2005
Issuer: 844030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF DIRECTORS.
02 TO APPROVE AMENDMENTS TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ELIMINATE THE REQUIREMENT
THAT DIRECTORS MAY BE REMOVED ONLY FOR CAUSE
AND THE PROVISION SPECIFYING WHEN CAUSE FOR REMOVAL
SHALL BE CONSTRUED TO EXIST.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING.
04 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ADD A DIRECTOR QUALIFICATION
THAT PERMITS ANY INDIVIDUAL WHO IS AN OFFICER
OF THE COMPANY TO BE ELIGIBLE TO BE A DIRECTOR,
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 TO REMOVE ALL OF THE CURRENT DIRECTORS WITHOUT Management For For No
CAUSE.
06 DIRECTOR Management For For No
07A TO ELECT DAVID BRODSKY.** Management For For No
07B TO ELECT HERBERT H. JACOBI.** Management For For No
07C TO ELECT THOMAS F. KARAM.** Management For For No
07D TO ELECT GEORGE L. LINDEMANN.** Management For For No
08 TO AMEND THE COMPANY S 2003 STOCK AND INCENTIVE Management For For No
PLAN.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 48,000 48,000 48,000 5/8/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ALLETE, INC. ALE Annual Meeting Date: 05/10/2005
Issuer: 018522 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDDINS Management For For
JOHNSON Management For For
LUDLOW Management For For
MAYER Management For For
PEIRCE Management For For
RAJALA Management For For
SHIPPAR Management For For
SMITH Management For For
STENDER Management For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For No
PRICEWATERHOUSECOOPERS LLP AS ALLETE S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE CONTINUATION OF THE ALLETE EXECUTIVE Management For For No
LONG-TERM INCENTIVE COMPENSATION PLAN.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 300 25,000 25,000 25,000 5/5/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA PUBLIC UTILITIES COMPANY FPU Annual Meeting Date: 05/10/2005
Issuer: 341135 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PAUL L. MADDOCK, JR. Management For For
02 TO APPROVE THE NON-EMPLOYEE DIRECTORS COMPENSATION Management For For No
PLAN.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For For No
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE UNDER THE PLAN
BY 100,000 TREASURY SHARES.
04 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For No
AS THE COMPANY S REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 101 19,500 19,500 19,500 5/5/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MGE ENERGY, INC. MGEE Annual Meeting Date: 05/10/2005
Issuer: 55277P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
REGINA M. MILLNER Management For For
DONNA K. SOLLENBERGER Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP FOR Management For For No
2005
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 104 32,000 32,000 32,000 5/5/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. NI Annual Meeting Date: 05/10/2005
Issuer: 65473P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN R. MCCRACKEN Management For For
IAN M. ROLLAND Management For For
ROBERT C. SKAGGS, JR. Management For For
JOHN W. THOMPSON Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
03 APPROVAL OF THE AMENDMENTS TO THE COMPANY S LONG-TERM Management Against Against No
INCENTIVE PLAN.
04 APPROVAL OF THE AMENDMENTS TO THE COMPANY S EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
05 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS ANNUALLY Shareholder Against For No
06 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS BY MAJORITY Shareholder Against For No
VOTE
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 105 31,000 31,000 31,000 5/5/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU Annual Meeting Date: 05/10/2005
Issuer: 664397 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 AMENDMENT TO DECLARATION OF TRUST CONCERNING Management For For No
ELECTRONIC DISTRIBUTION OF NOTICES TO SHAREHOLDERS
AND VOTING METHODS.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 42,000 42,000 42,000 5/5/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MAINE & MARITIMES CORPORATION MAM Annual Meeting Date: 05/11/2005
Issuer: 560377 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D. JAMES DAIGLE Management For For
G. MELVIN HOVEY Management For For
LANCE A. SMITH Management For For
DEBORAH L. GALLANT Management For For
02 AMENDMENTS OF THE COMPANY S 2002 STOCK OPTION Management Against Against No
PLAN TO PROVIDE FOR STOCK GRANTS.
03 RATIFICATION OF THE SELECTION OF VITALE, CATURANO Management For For No
& CO. AS THE COMPANY S INDEPENDENT AUDITORS FOR
2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 103 32,500 32,500 32,500 5/6/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION MUR Annual Meeting Date: 05/11/2005
Issuer: 626717 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F.W. BLUE Management For For
G.S. DEMBROSKI Management For For
C.P. DEMING Management For For
R.A. HERMES Management For For
R.M. MURPHY Management For For
W.C. NOLAN, JR. Management For For
I.B. RAMBERG Management For For
N.E. SCHMALE Management For For
D.J.H. SMITH Management For For
C.G. THEUS Management For For
02 PROPOSED AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION.
03 APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 2,500 2,500 2,500 5/6/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. PGN Annual Meeting Date: 05/11/2005
Issuer: 743263 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W. MCCOY Management For For
J. MULLIN,III Management For For
C. SALADRIGAS Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 105 55,000 55,000 55,000 5/6/2005
UTILITIES
FUND
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 UTH 1,800 1,800 1,800 5/6/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION UIL Annual Meeting Date: 05/11/2005
Issuer: 902748 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS UIL HOLDINGS CORPORATION S INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2005.
03 PROPOSAL TO APPROVE AMENDMENT TO EMPLOYMENT AGREEMENT Management For For No
OF NATHANIEL D. WOODSON AND PHANTOM STOCK OPTIONS
AWARD THEREUNDER AND SECOND AMENDMENT TO THE
UNITED ILLUMINATING COMPANY PHANTOM STOCK OPTION
AGREEMENT (TO MAKE PHANTOM SHARES PAYABLE IN
SHARES OF UIL HOLDINGS STOCK RATHER THAN CASH).
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 2,000 2,000 2,000 5/6/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 05/12/2005
Issuer: 017361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. FURLONG BALDWIN Management For For
ELEANOR BAUM Management For For
PAUL J. EVANSON Management For For
CYRUS F. FREIDHEIM, JR. Management For For
JULIA L. JOHNSON Management For For
TED J. KLEISNER Management For For
STEVEN H. RICE Management For For
GUNNAR E. SARSTEN Management For For
MICHAEL H. SUTTON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL REQUIRING MANAGEMENT TO Shareholder Against For No
RETAIN STOCK.
04 STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No
BOARD CHAIRMAN.
05 STOCKHOLDER PROPOSAL TO DISCOURAGE ANY OVEREXTENDED Shareholder Against For No
DIRECTORS.
06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No
OPTIONS.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 205,000 205,000 205,000 5/9/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED CHL Annual Meeting Date: 05/12/2005
Issuer: 16941M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management For *Management Position Unknown No
AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS.
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For *Management Position Unknown No
31 DECEMBER 2004.
03A TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. Management For *Management Position Unknown No
03B TO RE-ELECT ZHANG CHENSHUANG AS A DIRECTOR. Management For *Management Position Unknown No
03C TO RE-ELECT LI MOFANG AS A DIRECTOR. Management For *Management Position Unknown No
03D TO RE-ELECT JULIAN MICHAEL HORN-SMITH AS A DIRECTOR. Management For *Management Position Unknown No
03E TO RE-ELECT LI YUE AS A DIRECTOR. Management For *Management Position Unknown No
03F TO RE-ELECT HE NING AS A DIRECTOR. Management For *Management Position Unknown No
03G TO RE-ELECT FRANK WONG KWONG SHING AS A DIRECTOR. Management For *Management Position Unknown No
04 TO RE-APPOINT MESSRS KPMG AS AUDITORS AND TO Management For *Management Position Unknown No
AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION.
05 TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING Management For *Management Position Unknown No
10% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
06 TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES Management For *Management Position Unknown No
IN THE COMPANY NOT EXCEEDING 20% OF THE EXISTING
ISSUED SHARE CAPITAL.
07 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For *Management Position Unknown No
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES
BY THE NUMBER OF SHARES REPURCHASED.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 6,000 6,000 6,000 4/28/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM LIMITED CHU Special Meeting Date: 05/12/2005
Issuer: 16945R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A1 TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management For *Management Position Unknown No
AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS.
A2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For *Management Position Unknown No
31 DECEMBER 2004.
A3 DIRECTOR Management For No
MR. SHANG BING Management For For
MR. WU JINGLIAN Management For For
MR. SHAN WEIJIAN Management For For
MR. ZHAO LE Management For For
A3A TO AUTHORIZE THE DIRECTORS TO FIX DIRECTORS FEES Management For *Management Position Unknown No
FOR THE YEAR ENDING 31 DECEMBER 2005.
A4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS, Management For *Management Position Unknown No
AND TO FIX THEIR REMUNERATION FOR THE YEAR ENDING
31 DECEMBER 2005.
A5 TO GRANT A MANDATE TO THE DIRECTORS TO REPURCHASE Management For *Management Position Unknown No
SHARES NOT EXCEEDING 10% OF THE AMOUNT OF THE
EXISTING ISSUED SHARE CAPITAL
A6 TO GRANT A MANDATE TO DIRECTORS TO ISSUE, ALLOT Management For *Management Position Unknown No
AND DEAL WITH SHARES NOT EXCEEDING 20% OF THE
EXISTING ISSUED SHARE CAPITAL.
A7 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For *Management Position Unknown No
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES
BY THE NUMBER OF SHARES REPURCHASED.
E1 THE TRANSFER AGREEMENT OF THE NEW CDMA LEASE Management For *Management Position Unknown No
BE AND ARE HEREBY APPROVED.
E2 THE TRANSFER AGREEMENT OF THE NEW COMPREHENSIVE Management For *Management Position Unknown No
SERVICES AGREEMENTS BE AND ARE HEREBY APPROVED.
E3 THE TRANSFER AGREEMENT OF THE NEW COMPREHENSIVE Management For *Management Position Unknown No
OPERATOR SERVICES AGREEMENT BE AND ARE HEREBY
APPROVED.
E4 THE NEW GUOXIN PREMISES LEASING AGREEMENT BE Management For *Management Position Unknown No
AND ARE HEREBY APPROVED.
E5 THE CAPS FOR FINANCIAL YEARS ENDING 31 DECEMBER Management For *Management Position Unknown No
2005 AND 2006 ON EACH OF THE CAPPED CONTINUING
CONNECTED TRANSACTIONS BE APPROVED
E6 THERE BE NO CAPS ON THE TRANSACTION AMOUNT OF Management For *Management Position Unknown No
EACH OF THE NO CAPS CONTINUING CONNECTED TRANSACTIONS
BE APPROVED.
E7 THE DIRECTORS ARE HEREBY AUTHORISED TO DO ALL Management For *Management Position Unknown No
SUCH FURTHER ACTS, TO IMPLEMENT THE TERMS OF
THE CONTINUING CONNECTED TRANSACTIONS.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 104 6,000 6,000 6,000 5/2/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK Annual Meeting Date: 05/12/2005
Issuer: 264399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROGER AGNELLI* Management For For
G. ALEX BERNHARDT, SR.* Management For For
DENNIS R. HENDRIX* Management For For
A. MAX LENNON** Management For For
02 APPROVAL OF AMENDMENTS TO DUKE ENERGY S RESTATED Management For For No
ARTICLES OF INCORPORATION TO ELIMINATE CLASSIFICATION
OF DUKE ENERGY S BOARD OF DIRECTORS.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For No
ENERGY S INDEPENDENT AUDITORS FOR 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 52,000 52,000 52,000 5/9/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT MIX Meeting Date: 05/12/2005
Issuer: F9686M107 ISIN: FR0000124141 BLOCKING
SEDOL: B0335V1, 4104704, B03XMB0, 4031879, 7188761
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE MEETING HELD ON 02 MAY 2005 Non-Voting *Management Position Unknown No
HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND
THAT THE SECOND CONVOCATION WILL BE HELD ON 12
MAY 2005. PLEASE ALSO NOTE THE NEW CUTOFF DATE.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVE THE BOARD OF DIRECTORS AND THE GENERAL Management For *Management Position Unknown No
REPORT OF THE STATUTORY AUDITORS, THE FINANCIAL
STATEMENTS FOR THE YEAR 2004 IN THE FORM PRESENTED
TO THE MEETING
O.2 APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management Position Unknown No
FOR THE SAID FY IN THE FORM PRESENTED TO THE
MEETING
O.3 APPROVE THE NON-DEDUCTIBLE FEES AND EXPENSES Management For *Management Position Unknown No
OF EUR 2,171,129.00 ERAL DES IMPOTS
O.4 APPROVE TO TRANSFER THE AMOUNT OF EUR 200,000,000.00 Management For *Management Position Unknown No
FROM THE SPECIAL RESERVE ON LONG-TERM CAPITAL
GAINS TO AN ORDINARY RESERVE ACCOUNT OTHER RESERVES
ACCOUNT BY 31 DEC 2005; FOLLOWING THIS TRANSFER,
THE SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS
THE SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS
WILL AMOUNT TO EUR 118,823,440.00; THE AMOUNT
OF EUR 4,987,500.00 CORRESPONDING TO THE SPECIAL
TAX WAS POSTED TO THE RETAINED EARNINGS ACCOUNT
ON 31 DEC 2004, THUS RAISING THIS ACCOUNT TO
EUR 461,037,241.00; THE AMOUNT OF THE SPECIAL
TAX SHALL BE CHARGED IN 2005 TO THE ORDINARY
RESERVE ACCOUNT, THUS AMOUNTING TO EUR 195,012,500.00
O.5 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown No
AND RESOLVES TO APPROPRIATE THE DISTRIBUTABLE
PROFITS AS FOLLOWS: PROFITS FOR THE FY: EUR
525,658,051.00 PRIOR RETAINED EARNINGS: EUR
461,037,241.00 DISTRIBUTABLE PROFITS: EUR
986,695,292.00 TO BE ALLOCATED AS FOLLOWS: LEGAL
RESERVE: EUR 26,282,903.00 GLOBAL DIVIDEND: EUR
276,366,948.00 CARRY FORWARD ACCOUNT: EUR
684,045,441.00 THE SHAREHOLDERS WILL RECEIVE A NET
DIVIDEND OF EUR 0.68 PER SHARE, ELIGIBLE FOR THE 50%
ALLOWANCE; THIS DIVIDEND WILL BE PAID ON 27 MAY 2005
O.6 APPROVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown No
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE
O.7 APPROVE TO RENEW BARBIER FRINAULT AND CIE, ERNST Management For *Management Position Unknown No
AND YOUNG AS THE STATUTORY AUDITOR FOR A PERIOD
OF 6 YEARS
O.8 APPOINT THE FIRM AUDITEX AS THE DEPURY AUDITOR Management For *Management Position Unknown No
FOR A PERIOD OF 6 YEARS
O.9 AUTHORIZES THE BOARD OF DIRECTORS TO TRADE IN Management For *Management Position Unknown No
THE COMPANY S SHARES ON THE STOCK MARKET, AS
PER THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE
PRICE: EUR 37.00, MAXIMUM NUMBER OF SHARES TO
BE TRADED: 10% OF THE SHARES COMPRISING THE SHARE
CAPITAL; AND APPROVE TO DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES;
AUTHORITY EXPIRES AT THE END OF 18 MONTHS
O.10 APPROVE TO CANCEL THE DELEGATION SET FORTH IN Management For *Management Position Unknown No
RESOLUTION O.7 AND GIVEN BY THE CGM OF 12 MAY
2004 IN ORDER TO ISSUE BONDS
E.11 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management For *Management Position Unknown No
DIRECTORS TO INCREASE IN ONE OR MORE TRANSACTIONS,
IN FRANCE OR ABROAD, THE SHARE CAPITAL BY A MAXIMUM
NOMINAL AMOUNT OF EUR 1,000,000,000.00 WITH THE
ISSUE, WITH MAINTENANCE OF THE SHAREHOLDERS
PREFERENTIAL RIGHTS OF SUBSCRIPTION, OF SHARES
NOT INCLUDING PREFERENCE SHARES AND SECURITIES
GIVING ACCESS TO THE COMPANY CAPITAL TO BE SUBSCRIBED
EITHER IN CASH OR BY THE OFFSETTING OF DEBTS,
OR BY WAY OF CAPITALIZING RETAINED EARNINGS,
INCOME OR PROFITS; IT IS WORTH NOTING THAT THE
OVERALL NOMINAL MAXIMUM AMOUNT OF CAPITAL INCREASES
CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY
AND THE ONES OF RESOLUTIONS FROM E.12 TO E.17
IS SET AT EUR 2,700,000,000.00; THE GENERAL MEETING
DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS
E.12 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management For *Management Position Unknown No
DIRECTORS TO INCREASE IN ONE OR MORE TRANSACTIONS,
IN FRANCE OR ABROAD, THE SHARE CAPITAL BY A MAXIMUM
NOMINAL AMOUNT OF EUR 1,000,000,000.00 WITH THE
ISSUE, WITH WAIVER OF THE SHAREHOLDERS PREFERENTIAL
RIGHTS OF SUBSCRIPTION, OF SHARES NOT INCLUDING
PREFERENCE SHARES AND SECURITIES GIVING ACCESS
TO THE COMPANY CAPITAL TO BE SUBSCRIBED EITHER
IN CASH OR BY THE OFFSETTING OF DEBTS, OR BY
WAY OF CAPITALIZING RETAINED EARNINGS, INCOME
OR PROFITS; THESE SECURITIES CAN NOTABLY BE ISSUED
IN CONSIDERATION FOR SECURITIES TENDERED IN A
PUBLIC EXCHANGE OFFER; IT CANCELS ALL EARLIER
AUTHORIZATIONS TO THE SAME EFFECT; THE GENERAL
MEETING DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.13 APPROVE TO DELEGATE THE BOARD OF DIRECTORS ALL Management For *Management Position Unknown No
POWERS IN ORDER TO INCREASE THE SHARE CAPITAL,
IN ONE OR MORE TRANSACTIONS, BY A MAXIMUM NOMINAL
AMOUNT OF EUR 370,000,000.00, BY WAY OF CAPITALIZING
RETAINED EARNINGS, PREMIUMS OR ANY OTHER CAPITALIZABLE
ITEMS, TO BE CARRIED OUT THROUGH THE ISSUE OF
BONUS SHARES OR THE RAISE OF THE PAR VALUE OF
THE EXISTING SHARES OR BY UTILIZING BOTH METHODS;
IT CANCELS ALL EARLIER AUTHORIZATIONS TO THE
SAME EFFECT; THE GENERAL MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; AUTHORITY EXPIRES AT THE END OF
26 MONTHS
O.14 APPROVE TO RESOLVE THAT, THE BOARD OF DIRECTORS Management For *Management Position Unknown No
MAY DECIDE TO INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT THE PREFERENTIAL RIGHTS OF SUBSCRIPTION OF THE
SHAREHOLDERS, WITHIN THE LIMIT OF 15% OF THE INITIAL
ISSUE; THE NOMINAL AMOUNT OF CAPITAL INCREASES SET
FORTH IN THE PRESENT RESOLUTION SHALL COUNT AGAINST THE
OVERALL VALUE SET FORTH IN RESOLUTION E.11 I.E. EUR
1,000,000,000.00; AUTHORITY EXPIRES AT THE END OF 26
MONTHS
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown No
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS,
BY WAY OF ISSUING SHARES AND SECURITIES GIVING
ACCESS TO THE CAPITAL IN FAVOUR OF THE COMPANY
S EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVING
PLAN AND FOR AN AMOUNT WHICH SHALL NOT EXCEED
EUR 15,000,000.00; IT CANCELS FOR THE PORTION
UNUSED, ALL EARLIER DELEGATIONS TO THE SAME EFFECT;
AND TO PROCEED WITH ALLOCATIONS FREE SECURITIES
GIVING ACCESS TO THE CAPITAL OR TO BE ISSUED,
RESERVED FOR THE BENEFICIARIES ABOVE MENTIONED;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; AUTHORITY EXPIRES AT THE END OF
26 MONTHS
E.16 APPROVE TO DELEGATE THE BOARD OF DIRECTORS ALL Management For *Management Position Unknown No
POWERS TO GRANT, IN ONE OR MORE TRANSACTIONS, TO THE
COMPANY AND ITS SUBSIDIARIES EMPLOYEES AND OFFICERS,
OPTIONS GIVING THE RIGHT EITHER TO SUBSCRIBE FOR NEW
SHARES IN THE COMPANY TO BE ISSUED THROUGH A SHARE
CAPITAL INCREASE. OR TO PURCHASE EXISTING SHARES
PURCHASED BY THE COMPANY, IT BEING PROVIDED THAT THE
OPTIONS SHALL NOT FIVE RIGHTS TO A TOTAL NUMBER OF
SHARES, WHICH SHALL EXCEED 1% OF THE SHARE CAPITAL; IT
CANCELS FOR THE PORTION UNUSED, ALL EARLIER
AUTHORIZATIONS TO THE SAME EFFECT; AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS
O.17 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITH Management For *Management Position Unknown No
ALLOCATIONS FREE OF CHARGE OF COMPANY S EXISTING
ORDINARY SHARES OR TO BE ISSUED NOT INCLUDING
PREFERENCE SHARES , IN FAVOUR OF THE COMPANY
AND ITS SUBSIDIARIES EMPLOYEES OR THE OFFICERS
PROVIDED THAT THEY SHALL NOT REPRESENT MORE THAN
0.5% OF THE SHARE CAPITAL; AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 14 MONTHS
O.18 GRANT ALL POWERS TO THE BOARD OF DIRECTORS TO Management For *Management Position Unknown No
REDUCE THE SHARE CAPITAL BY CANCELING THE SHARES
HELD BY THE COMPANY IN CONNECTION WITH A STOCK
PURCHASE PLAN, PROVIDED THAT THE TOTAL NUMBER
OF SHARES CANCELLED IN THE 24 MONTHS DOES NOT
EXCEED 10% OF THE CAPITAL; IT CANCELS FOR THE
PORTION UNUSED, ALL EARLIER AUTHORIZATIONS TO
THE SAME EFFECT; APPROVE TO DELEGATE ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES;
AUTHORITY EXPIRES AT THE END OF 26 MONTHS
O.19 APPROVE TO SET 1% OR A MULTIPLE OF THIS FRACTION Management For *Management Position Unknown No
THE OBLIGATION OF DECLARATION OF EXCEEDING THE
THRESHOLD AND TO MAKE EASIER THE PROVISIONS REFERRING
TO THE IDENTIFICATION OF THE COMPANY S SHAREHOLDERS;
AND AMEND THE ARTICLE ASSOCIATION NUMBER 9
O.20 GRANT ALL POWERS TO BEARER OF A COPY OR AN EXTRACT Management For *Management Position Unknown No
OF THE MINUTES OF THIS MEETING IN ORDER TO ACCOMPLISH
ALL FORMALITIES, FILINGS AND REGISTRATIONS PRESCRIBED
BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management Position Unknown No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1
TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY
S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING
DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT
DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE
GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR
GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT ADP. TRADES/VOTE INSTRUCTIONS: SINCE
FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE
INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED
(SELL) FOR EITHER THE FULL SECURITY POSITION OR A
PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN
SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP
OF THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT WHICH
WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT
POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT
THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF
THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 1,000 1,000 1,000 4/15/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION ETR Annual Meeting Date: 05/13/2005
Issuer: 29364G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M.S. BATEMAN Management For For
W.F. BLOUNT Management For For
S.D. DEBREE Management For For
C.P. DEMING Management For For
A.M. HERMAN Management For For
D.C. HINTZ Management For For
J.W. LEONARD Management For For
R. V.D. LUFT Management For For
K.A. MURPHY Management For For
J.R. NICHOLS Management For For
W.A. PERCY, II Management For For
D.H. REILLEY Management For For
S.V. WILKINSON Management For For
02 RATIFICATION OF EXTERNAL AUDITORS. Management For For No
03 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN Shareholder Against For No
OF BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL REGARDING MAJORITY ELECTION Shareholder Against For No
OF DIRECTORS.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 103 4,000 4,000 4,000 5/10/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. ED Annual Meeting Date: 05/16/2005
Issuer: 209115 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
V.A. CALARCO Management For For
G. CAMPBELL, JR. Management For For
G.J. DAVIS Management For For
M.J. DEL GIUDICE Management For For
J.S. FREILICH Management For For
E.V. FUTTER Management For For
S. HERNANDEZ Management For For
P.W. LIKINS Management For For
E.R. MCGRATH Management For For
F.V. SALERNO Management For For
S.R. VOLK Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For For No
03 ADDITIONAL COMPENSATION INFORMATION. Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 104 36,000 36,000 36,000 5/11/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MCI INC. MCIP Annual Meeting Date: 05/16/2005
Issuer: 552691 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
N. KATZENBACH Management For For
D. BERESFORD Management For For
M. CAPELLAS Management For For
W. GREGORY Management For For
J. HABERKORN Management For For
L. HARRIS Management For For
E. HOLDER Management For For
M. NEPORENT Management For For
C. ROGERS, JR. Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 107 10,000 10,000 10,000 5/11/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. FE Annual Meeting Date: 05/17/2005
Issuer: 337932 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A.J. ALEXANDER Management For For
R.W. MAIER Management For For
R.N. POKELWALDT Management For For
W.M. TAYLOR Management For For
J.T. WILLIAMS, SR. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL Shareholder Against For No
04 SHAREHOLDER PROPOSAL Shareholder Against For No
05 SHAREHOLDER PROPOSAL Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 107 40,000 40,000 40,000 5/11/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR Annual Meeting Date: 05/17/2005
Issuer: 95709T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MOLLIE H. CARTER Management For For
JERRY B. FARLEY Management For For
JAMES S. HAINES, JR. Management For For
ARTHUR B. KRAUSE Management For For
02 AMENDMENT TO ARTICLES OF INCORPORATION THAT CHANGES Management For For No
THE NOTICE PERIOD FOR SUBMITTING SHAREHOLDER
PROPOSALS AND SHAREHOLDER NOMINEES
03 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005
04 SHAREHOLDER PROPOSAL REGARDING THE PROCESS FOR Shareholder Against For No
NOMINATION OF A DIRECTOR
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 100 63,000 63,000 63,000 5/12/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION PNW Annual Meeting Date: 05/18/2005
Issuer: 723484 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD N. BASHA, JR. Management For For
MICHAEL L. GALLAGHER Management For For
BRUCE J. NORDSTROM Management For For
WILLIAM J. POST Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For No
COMPANY S INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2005
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 101 18,000 18,000 18,000 5/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION LNT Annual Meeting Date: 05/19/2005
Issuer: 018802 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM D. HARVEY Management For For
SINGLETON B. MCALLISTER Management For For
ANTHONY R. WEILER Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 25,000 25,000 25,000 5/13/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
AQUA AMERICA, INC. WTR Annual Meeting Date: 05/19/2005
Issuer: 03836W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARY C. CARROLL Management For For
DR. C. PAPADAKIS Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 103 1,000 1,000 1,000 5/13/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL EIX Annual Meeting Date: 05/19/2005
Issuer: 281020 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.E. BRYSON Management For For
F.A. CORDOVA Management For For
B.M. FREEMAN Management For For
B. KARATZ Management For For
L.G. NOGALES Management For For
R.L. OLSON Management For For
J.M. ROSSER Management For For
R.T. SCHLOSBERG, III Management For For
R.H. SMITH Management For For
T.C. SUTTON Management For For
02 SHAREHOLDER PROPOSAL ON FUTURE GOLDEN PARACHUTES Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 107 52,000 52,000 43,000 5/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. OGE Annual Meeting Date: 05/19/2005
Issuer: 670837 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERBERT H. CHAMPLIN Management For For
LINDA PETREE LAMBERT Management For For
RONALD H. WHITE, M.D. Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For No
OUR PRINCIPAL INDEPENDENT ACCOUNTANTS.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 103 100,000 100,000 100,000 5/13/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. OKE Annual Meeting Date: 05/19/2005
Issuer: 682680 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES C. DAY* Management For For
DAVID L. KYLE* Management For For
BERT H. MACKIE* Management For For
MOLLIE B. WILLIFORD* Management For For
EDUARDO A. RODRIGUEZ** Management For For
02 TO APPROVE THE ONEOK, INC. EQUITY COMPENSATION Management For For No
PLAN.
03 TO APPROVE AN AMENDMENT TO THE ONEOK, INC. EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
04 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For No
AUDITOR OF THE CORPORATION FOR THE 2005 FISCAL
YEAR.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 103 55,000 55,000 55,000 5/13/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
WPS RESOURCES CORPORATION WPS Annual Meeting Date: 05/19/2005
Issuer: 92931B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALBERT J. BUDNEY, JR. Management For For
JAMES L. KEMERLING Management For For
JOHN C. MENG Management For For
02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For No
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR WPS RESOURCES AND ITS SUBSIDIARIES FOR
2005.
03 APPROVE THE WPS RESOURCES CORPORATION 2005 OMNIBUS Management Against Against No
INCENTIVE COMPENSATION PLAN WHICH AUTHORIZES
1.6 MILLION SHARES OF COMMON STOCK FOR FUTURE
GRANTS.
04 APPROVE THE AMENDED AND RESTATED WPS RESOURCES Management Against Against No
CORPORATION DEFERRED COMPENSATION PLAN WHICH
INCREASES THE NUMBER OF SHARES OF COMMON STOCK
AVAILABLE FOR FUTURE GRANTS BY 500,000 SHARES.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 30,000 30,000 30,000 5/13/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION CMS Annual Meeting Date: 05/20/2005
Issuer: 125896 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MERRIBEL S. AYRES Management For For
RICHARD M. GABRYS Management For For
EARL D. HOLTON Management For For
DAVID W. JOOS Management For For
PHILIP R. LOCHNER, JR. Management For For
MICHAEL T. MONAHAN Management For For
JOSEPH F. PAQUETTE, JR. Management For For
PERCY A. PIERRE Management For For
S. KINNIE SMITH, JR. Management For For
KENNETH L. WAY Management For For
KENNETH WHIPPLE Management For For
JOHN B. YASINSKY Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 100 130,000 130,000 130,000 5/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG Annual Meeting Date: 05/20/2005
Issuer: 210371 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
YVES C. DE BALMANN Management For For
F.A. HRABOWSKI, III Management For For
NANCY LAMPTON Management For For
LYNN M. MARTIN Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 100 19,000 19,000 19,000 5/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/20/2005
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
A DIRECTOR Management For No
H. JESSE ARNELLE Management For For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
LEWIS HAY, III Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES II Management For For
PAUL R. TREGURTHA Management For For
FRANK G. ZARB Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 104 90,000 90,000 90,000 5/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
KEYSPAN CORPORATION KSE Annual Meeting Date: 05/20/2005
Issuer: 49337W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT B. CATELL Management For For
ANDREA S. CHRISTENSEN Management For For
ROBERT J. FANI Management For For
ALAN H. FISHMAN Management For For
JAMES R. JONES Management For For
JAMES L.LAROCCA Management For For
GLORIA C. LARSON Management For For
STEPHEN W. MCKESSY Management For For
EDWARD D. MILLER Management For For
VIKKI L. PRYOR Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
REGISTERED ACCOUNTANTS.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 100 38,000 38,000 38,000 5/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
PEPCO HOLDINGS, INC. POM Annual Meeting Date: 05/20/2005
Issuer: 713291 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDMUND B. CRONIN, JR. Management For For
PAULINE A. SCHNEIDER Management For For
DENNIS R. WRAASE Management For For
02 A PROPOSAL TO AMEND THE RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO DECLASSIFY THE COMPANY S
STAGGERED BOARD
03 A PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For No
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBIC ACCOUNTING
FIRM OF THE COMPANY FOR 2005
04 SHAREHOLDER PROPOSAL CONCERNING THE ELECTION Shareholder Against For No
OF DIRECTORS BY A MAJORITY VOTE
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 80,000 80,000 80,000 5/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
TIM HELLAS TELECOMMUNICATIONS S.A. TIMHY Special Meeting Date: 05/20/2005
Issuer: 88706Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT OF ARTICLE 12 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown No
OF THE COMPANY CONCERNING THE AUTHORITY-COMPETENCES
OF THE BOARD OF DIRECTORS .
02 AMENDMENT OF ARTICLE 21 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown No
OF THE COMPANY CONCERNING THE COMPETENCE OF
THE GENERAL ASSEMBLY OF SHAREHOLDERS .
03 AMENDMENT OF ARTICLE 27 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown No
OF THE COMPANY CONCERNING THE EXTRAORDINARY
QUORUM AND MAJORITY OF VOTES OF THE GENERAL ASSEMBLY
.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 104 200 200 200 5/11/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX Annual Meeting Date: 05/20/2005
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES L. BARKSDALE Management For For
STEPHEN F. BOLLENBACH Management For For
STEPHEN M. CASE Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
JESSICA P. EINHORN Management For For
MILES R. GILBURNE Management For For
CARLA A. HILLS Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
R.E. TURNER Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF AUDITORS. Management For For No
03 STOCKHOLDER PROPOSAL REGARDING PAY COMPARISON. Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 105 40,000 40,000 40,000 5/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
TXU CORP. TXU Annual Meeting Date: 05/20/2005
Issuer: 873168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DEREK C. BONHAM Management For For
E. GAIL DE PLANQUE Management For For
WILLIAM M. GRIFFIN Management For For
KERNEY LADAY Management For For
JACK E. LITTLE Management For For
ERLE NYE Management For For
J.E. OESTERREICHER Management For For
MICHAEL W. RANGER Management For For
HERBERT H. RICHARDSON Management For For
C. JOHN WILDER Management For For
02 APPROVAL OF THE 2005 OMNIBUS INCENTIVE PLAN Management For For No
03 APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP Management For For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 10,000 10,000 10,000 5/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
GREEN MOUNTAIN POWER CORPORATION GMP Annual Meeting Date: 05/23/2005
Issuer: 393154 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ELIZABETH A. BANKOWSKI Management For For
NORDAHL L. BRUE, CHAIR Management For For
WILLIAM H. BRUETT Management For For
MERRILL O. BURNS Management For For
DAVID R. COATES Management For For
CHRISTOPHER L. DUTTON Management For For
KATHLEEN C. HOYT Management For For
EUCLID A. IRVING Management For For
MARC A. VANDERHEYDEN Management For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE AS THE INDEPENDENT ACCOUNTANTS FOR THE
COMPANY FOR 2005.
03 THE PROPOSAL TO AMEND AND RESTATE THE COMPANY Management For For No
S AMENDED AND RESTATED ARTICLES OF INCORPORATION.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 30,000 30,000 30,000 5/17/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
BLACK HILLS CORPORATION BKH Annual Meeting Date: 05/25/2005
Issuer: 092113 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID R. EMERY Management For For
KAY S. JORGENSEN Management For For
WILLIAM G. VAN DYKE Management For For
JOHN B. VERING Management For For
02 AUTHORIZE THE BLACK HILLS CORPORATION 2005 OMNIBUS Management For For No
INCENTIVE PLAN.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No
TO SERVE AS BLACK HILLS CORPORATION S INDEPENDENT
AUDITORS IN 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 33,000 33,000 33,000 5/18/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ENEL ENTE NAZIONALE PER L'ENERGIA ELETTRICA SPA, ROMA MIX Meeting Date: 05/25/2005
Issuer: T3679P115 ISIN: IT0003128367 BLOCKING
SEDOL: 7144569, B07J3F5, 7588123
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown No
REACH QUORUM THERE WILL BE A SECOND CALL ON 26
MAY 2005.YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
A.1 APPROVE: THE FINANCIAL STATEMENT AS OF 31 DEC Management For *Management Position Unknown No
2004, REPORT OF THE BOARD OF DIRECTORS, OF THE
BOA AND OF EXTERNAL AUDITORS; THE CONSOLIDATED
FINANCIAL STATEMENT AS OF 31 DEC 2004
A.2 APPROVE THE ALLOCATION OF EARNINGS Management For *Management Position Unknown No
E.1 APPOINT THE BOARD OF DIRECTORS THROUGH VOTING Management For *Management Position Unknown No
BY LISTS; AMEND THE ARTICLE 14.3 LETTER A OF
CORPORATE BY LAWS
E.2 AUTHORIZE THE BOARD OF DIRECTORS OF THE FACULTY Management For *Management Position Unknown No
TO INCREASE THE CORPORATE CAPITAL IN SERVICE
OF A STOCK OPTION PLAN 2005 FOR A MAXIMUM AMOUNT
OF EUR 28,757,000, THROUGH ISSUE OF ORDINARY
SHARES RESERVED TO MANAGERS OF ENEL SPA AND OR
OF COMPANIES CONTROLLED BY ENELSPA, TO BE OFFERED
IN SUBSCRIPTION AGAINST PAYMENT AND WITH NO OPTION
RIGHT, AS PER ARTICLE 2441 LAST ITEM OF CIVIL
CODE AND ARTICLE 134 ITEM 2 OF LAW DECREE NR
58 1998; RELATED RESOLUTIONS; AMEND THE ARTICLE
5 OF CORPORATE BYLAWS
A.3 APPROVE TO DETERMINE THE NUMBER OF MEMBERS OF Management For *Management Position Unknown No
THE BOARD OF DIRECTORS
A.4 APPROVE TO DETERMINE THE DURATION OF THE BOARD Management For *Management Position Unknown No
OF DIRECTORS
A.5 APPOINT THE MEMBERS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown No
A.6 APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For *Management Position Unknown No
A.7 APPROVE TO DETERMINE THE REWARDS FOR THE BOARD Management For *Management Position Unknown No
OF DIRECTORS
A.8 APPROVE THE INTEGRATION OF BOA; RELATED RESOLUTIONS Management For *Management Position Unknown No
A.9 APPOINT THE EXTERNAL AUDITORS FOR THE YEARS 2005, Management For *Management Position Unknown No
2006 AND 2007
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 130,000 130,000 130,000 5/10/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/25/2005
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M.J. BOSKIN Management For For
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
H.A. MCKINNELL, JR. Management For For
M.C. NELSON Management For For
L.R. RAYMOND Management For For
W.V. SHIPLEY Management For For
R.W. TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28). Management For For No
03 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against For No
04 BOARD COMPENSATION (PAGE 31). Shareholder Against For No
05 INDUSTRY EXPERIENCE (PAGE 32). Shareholder Against For No
06 ACEH SECURITY REPORT (PAGE 33). Shareholder Against For No
07 AMENDMENT OF EEO POLICY (PAGE 34). Shareholder Against For No
08 BIODIVERSITY IMPACT REPORT (PAGE 36). Shareholder Against For No
09 CLIMATE SCIENCE REPORT (PAGE 37). Shareholder Against For No
10 KYOTO COMPLIANCE REPORT (PAGE 40). Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 102 11,000 11,000 11,000 5/18/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY MSEX Annual Meeting Date: 05/25/2005
Issuer: 596680 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. MIDDLETON, MD Management For For
JEFFRIES SHEIN Management For For
J. RICHARD TOMPKINS Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 108 5,333 5,333 5,333 5/18/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY SO Annual Meeting Date: 05/25/2005
Issuer: 842587 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.P. AMOS Management For For
D.J. BERN Management For For
F.S. BLAKE Management For For
T.F. CHAPMAN Management For For
B.S. GORDON Management For For
D.M. JAMES Management For For
Z.T. PATE Management For For
J.N. PURCELL Management For For
D.M. RATCLIFFE Management For For
G.J. ST. PE Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE AS INDEPENDENT AUDITORS FOR 2005
03 STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS Shareholder Against For No
REPORT
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 107 55,000 55,000 55,000 5/18/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. XEL Annual Meeting Date: 05/25/2005
Issuer: 98389B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD H. ANDERSON Management For For
C. CONEY BURGESS Management For For
A. BARRY HIRSCHFELD Management For For
RICHARD C. KELLY Management For For
ALBERT F. MORENO Management For For
RALPH R. PETERSON Management For For
DR. MARGARET R. PRESKA Management For For
RONALD M. MOQUIST Management For For
02 TO APPROVE THE XCEL ENERGY INC. 2005 OMNIBUS Management For For No
INCENTIVE PLAN
03 TO APPROVE THE XCEL ENERGY INC. EXECUTIVE ANNUAL Management For For No
INCENTIVE PLAN (EFFECTIVE MAY 25, 2005)
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS XCEL ENERGY INC. S PRINCIPAL ACCOUNTANTS
FOR 2005
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 100 100,000 100,000 100,000 5/19/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. DQE Annual Meeting Date: 05/26/2005
Issuer: 266233 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SIGO FALK Management For For
DAVID M. KELLY Management For For
JOHN D. TURNER Management For For
02 RATIFICATION OF AUDITORS DELOITTE & TOUCHE LLP Management For For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 105 50,000 50,000 50,000 5/23/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP Annual Meeting Date: 05/26/2005
Issuer: 28336L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JUAN CARLOS BRANIFF Management For For
JAMES L. DUNLAP Management For For
DOUGLAS L. FOSHEE Management For For
ROBERT W. GOLDMAN Management For For
ANTHONY W. HALL, JR. Management For For
THOMAS R. HIX Management For For
WILLIAM H. JOYCE Management For For
RONALD L. KUEHN, JR. Management For For
J. MICHAEL TALBERT Management For For
ROBERT F. VAGT Management For For
JOHN L. WHITMIRE Management For For
JOE B. WYATT Management For For
02 APPROVAL OF EL PASO CORPORATION 2005 COMPENSATION Management Against Against No
PLAN FOR NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF EL PASO CORPORATION 2005 OMNIBUS Management Against Against No
INCENTIVE COMPENSATION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Management For For No
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31,
2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 220,000 220,000 220,000 5/23/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
TIM HELLAS TELECOMMUNICATIONS S.A. TIMHY Special Meeting Date: 05/31/2005
Issuer: 88706Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL FOR THE ISSUANCE OF A BOND LOAN IN ACCORDANCE Management For For No
WITH THE PROVISIONS OF THE LAW 3156/2003, AND
TO AWARD OF SPECIAL AUTHORIZATION TO THE BOARD
OF DIRECTORS OF THE COMPANY IN ACCORDANCE WITH
ARTICLE 1 PAR.3 OF THE LAW 3156/2003.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 104 200 200 200 5/18/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Annual Meeting Date: 06/01/2005
Issuer: 20030N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
S. DECKER ANSTROM Management For For
KENNETH J. BACON Management For For
SHELDON M. BONOVITZ Management For For
EDWARD D. BREEN Management For For
JULIAN A. BRODSKY Management For For
JOSEPH L. CASTLE, II Management For For
JOSEPH J. COLLINS Management For For
J. MICHAEL COOK Management For For
BRIAN L. ROBERTS Management For For
RALPH J. ROBERTS Management For For
DR. JUDITH RODIN Management For For
MICHAEL I. SOVERN Management For For
02 INDEPENDENT AUDITORS. Management For For No
03 2002 RESTRICTED STOCK PLAN. Management For For No
04 DISCLOSE POLITICAL CONTRIBUTIONS. Shareholder Against For No
05 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT HAVE Shareholder Against For No
MANAGERIAL RESPONSIBILITIES.
06 ELIMINATE SHAREHOLDER RIGHTS PLAN UNLESS SHAREHOLDER Shareholder For Against No
APPROVAL IS RECEIVED.
07 ADOPT A RECAPITALIZATION PLAN. Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 101 30,000 30,000 30,000 5/27/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV Annual Meeting Date: 06/01/2005
Issuer: 25459L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RALPH F. BOYD, JR. Management For For
JAMES M. CORNELIUS Management For For
DAVID F. DEVOE Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For No
ACCOUNTANTS
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 106 50,000 50,000 50,000 5/27/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
PT INDOSAT TBK IIT AGM Meeting Date: 06/08/2005
Issuer: Y7130D110 ISIN: ID1000097405
SEDOL: B00HLZ2, B00FYK2, B05PQG7
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, INCLUDING THE BOARD Management For *Management Position Unknown No
OF DIRECTORS REPORT ON THE IMPORTANT EVENTS OF
THE COMPANY AND RATIFY THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE FYE 31 DEC 2004, AND GRANT
DISCHARGE TO THE BOARD OF COMMISSIONERS FROM
THEIR SUPERVISORY RESPONSIBILITIES AND THE BOARD
OF DIRECTORS FROM THEIR MANAGERIAL RESPONSIBILITIES
FOR THE FYE 31 DEC 2004
2. APPROVE THE ALLOCATIONS OF THE NET PROFIT FOR Management For *Management Position Unknown No
RESERVE FUND, DIVIDENDS AND OTHER PURPOSES AND
TO APPROVE THE DETERMINATION OF THE AMOUNT, TIME
AND MANNER OF PAYMENT OF DIVIDENDS FOR THE FYE
31 DEC 2004
3. APPROVE THE REMUNERATION FOR THE BOARD OF COMMISSIONERS Management For *Management Position Unknown No
OF THE COMPANY FOR YEAR 2005 AND THE BONUS FOR
THE BOARD OF COMMISSIONERS OF THE COMPANY FOR
THE YEAR 2004
4. APPROVE THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For *Management Position Unknown No
AUDITOR FOR THE FYE 31 DEC 2005
5. APPROVE THE CHANGE OF COMPOSITION OF THE DIRECTORS Management For *Management Position Unknown No
AND/OR BOARD OF COMMISSIONERS OF THE COMPANY
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 200 200 200 5/24/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGY EAST CORPORATION EAS Annual Meeting Date: 06/09/2005
Issuer: 29266M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN T. CARDIS Management For For
JOSEPH J. CASTIGLIA Management For For
LOIS B. DEFLEUR Management For For
G. JEAN HOWARD Management For For
DAVID M. JAGGER Management For For
SETH A. KAPLAN Management For For
BEN E. LYNCH Management For For
PETER J. MOYNIHAN Management For For
WALTER G. RICH Management For For
WESLEY W. VON SCHACK Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 70,000 70,000 70,000 6/3/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIACOM COMMUNICATIONS CORPORATION MCCC Annual Meeting Date: 06/14/2005
Issuer: 58446K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
01 DIRECTOR Management For No
ROCCO B. COMMISSO Management For For
CRAIG S. MITCHELL Management For For
WILLIAM S. MORRIS III Management For For
THOMAS V. REIFENHEISER Management For For
NATALE S. RICCIARDI Management For For
MARK E. STEPHAN Management For For
ROBERT L. WINIKOFF Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 105 6,000 6,000 6,000 6/9/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 06/14/2005
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 17, 2005, AMONG LIBERTY MEDIA
INTERNATIONAL, INC., THE COMPANY, LIBERTY GLOBAL,
INC., CHEETAH ACQUISITION CORP. AND TIGER GLOBAL
ACQUISITION CORP.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 508 150,000 150,000 150,000 6/9/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA INTERNATIONAL, INC. L Annual Meeting Date: 06/15/2005
Issuer: 530719 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 17, 2005, AMONG LIBERTY MEDIA
INTERNATIONAL, INC., UNITEDGLOBALCOM INC., LIBERTY
GLOBAL, INC., CHEETAH ACQUISITION CORP. AND TIGER
GLOBAL ACQUISITION CORP.
02 DIRECTORS Management For No
DAVID E. RAPLEY Management For For
LARRY E. ROMRELL Management For For
03 APPROVAL OF THE LIBERTY MEDIA INTERNATIONAL, Management Against Against No
INC. 2004 INCENTIVE PLAN (AS AMENDED AND RESTATED
EFFECTIVE MARCH 9, 2005).
04 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 103 21,000 21,000 21,000 5/26/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
COSMOTE MOBILE TELECOMMUNICATIONS S A AGM Meeting Date: 06/16/2005
Issuer: X9724G104 ISIN: GRS408333003 BLOCKING
SEDOL: 4499013
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE BOARD OF DIRECTORS AND THE AUDITORS Management For *Management Position Unknown No
REPORTS ON THE ANNUAL FINANCIAL STATEMENTS FOR
THE FY 2004
2. APPROVE THE ANNUAL FINANCIAL STATEMENTS FOR THE Management For *Management Position Unknown No
FY 2004, PROFITS APPROPRIATION AND PAYMENTS OF
THE DIVIDENDS
3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS MEMBERS Management For *Management Position Unknown No
AND THE AUDITORS FROM ANY LIABILITY FOR INDEMNITY
FOR THE YEAR 2004 ACCORDING TO THE ARTICLE 35
OF COD LAW 2190/1920
4. APPROVE THE BOARD OF DIRECTORS AND THE MANAGING Management For *Management Position Unknown No
DIRECTORS RECEIVED REMUNERATIONS, COMPENSATION
AND EXPENSES FOR THE YEAR 2004 AND DETERMINE
THE SAME FOR THE FY 2005
5. AMEND THE CONTRACT OF THE MANAGING DIRECTOR CONCERNING Management For *Management Position Unknown No
THE ANNUAL BONUS AND GRANT OF AUTHORIZATION FOR
ITS SIGNATURE ARTICLE 23A OF COD LAW 2190/1920
6. GRANT PERMISSION TO THE BOARD OF DIRECTORS MEMBERS Management For *Management Position Unknown No
AND THE COMPANYS DIRECTORS, ACCORDING TO THE
ARTICLE 23 PARAGRAPH 1 OF COD LAW 2190/1920 AND
THE ARTICLE 22 OF THE COMPANY S ARTICLES OF ASSOCIATION,
FOR THEIR PARTICIPATION IN HELL.TELECOM.GROUP
OF COMPANIES, BOARD OF DIRECTORS OR MANAGEMENT
PURSUING THE SAME OR SIMILAR OBJECTS
7. ELECT THE CERTIFIED AUDITORS, REGULAR AND SUBSTITUTE Management For *Management Position Unknown No
AND AN INTERNATIONAL PRESTIGE AUDITOR FOR THE
FY 2005 AND APPROVE TO DETERMINE THEIR FEES
10. MISCELLANEOUS ANNOUNCEMENTS Other For *Management Position Unknown No
8. APPROVE THE ISSUANCE BY COSMOTE ONE OR MORE COMMON Management For *Management Position Unknown No
BOND LOANS TO BE SUBSCRIBED BY OTE PLC UP TO
AN AGGREGATE AMOUNT OF 1 BILLION EURO AND APPROVAL
IN ACCORDANCE WITH ARTICLE 23A OF COD LAW 2190/1920
OF THE BASIC TERMS OF THE ABOVE MENTIONED BONDS
9. APPROVE THE ACQUISITION BY COSMOTE OF ALL THE Management For *Management Position Unknown No
SHARES OF OTESAFFILIATE COMPANICOSMO BULGARIA
MOBILE EAD AND OTEMTS HOLDING B.V NETHERLANDS
WHICH OWNS 100% OF THE SHARES AND COSMOFON MOBILE
TELECOM.SERVICES AD SKOPJE ARTICLES 10 AND 23A
OF COD LAW 2190/1920
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 2,000 2,000 2,000 6/2/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Contested Consent Meeting Date: 06/22/2005
Issuer: 68370R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE 2004 VIMPELCOM ANNUAL REPORT Management For *Management Position Unknown No
02 APPROVAL OF VIMPELCOM S ACCOUNTING STATEMENTS, Management For *Management Position Unknown No
INCLUDING PROFIT AND LOSS STATEMENT FOR 2004
03 ALLOCATION OF PROFITS AND LOSSES, ALL AS MORE Management For *Management Position Unknown No
FULLY DESCRIBED IN THE NOTICE
04 ELECTION OF DIRECTORS. IF YOU WISH TO VOTE SELECTIVELY Management For *Management Position Unknown No
OR CUMULATE, PLEASE CONTACT YOUR REPRESENTATIVE.
05 APPROVAL OF THE AMENDED AND RESTATED PROCEDURAL Management For *Management Position Unknown No
REGULATIONS OF THE BOARD OF DIRECTORS
06 ELECTION OF THE AUDIT COMMISSION Management For *Management Position Unknown No
07 APPROVAL OF EXTERNAL AUDITORS Management For *Management Position Unknown No
08 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management Position Unknown No
MERGER OF CJSC EXTEL INTO VIMPELCOM
09 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management Position Unknown No
MERGER OF CJSC SOTOVAYA COMPANY INTO VIMPELCOM
10 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management Position Unknown No
MERGER OF CJSC STAVTELESOT INTO VIMPELCOM
11 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management Position Unknown No
MERGER OF CJSC VOSTOK-ZAPAD TELECOM INTO VIMPELCOM
12 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management Position Unknown No
MERGER OF OJSC ORENSOT INTO VIMPELCOM
13 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management Position Unknown No
MERGER OF OJSC BEELINE-SAMARA INTO VIMPELCOM
14 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management Position Unknown No
MERGER OF OJSC DAL TELECOM INTERNATIONAL INTO
VIMPELCOM
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 4,000 4,000 4,000 6/16/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
COSMOTE MOBILE TELECOMMUNICATIONS S A OGM Meeting Date: 06/27/2005
Issuer: X9724G104 ISIN: GRS408333003 BLOCKING
SEDOL: 4499013
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN EGM. THANK YOU Non-Voting *Management Position Unknown No
1. APPROVE THE COSMOTE SA PARTICIPATION TO THE ROUMANIAN Management For *Management Position Unknown No
MOBILE TELECOMMUNICATIONS COMPANY COSMOROM SA,
UP TO 70% OF THE SHARE CAPITAL OF THE AFORESAID
COMPANY, ACCORDING TO THE ARTICLE 23A OF THE
C.L. 2190/1920
2. MISCELLANEOUS ANNOUNCEMENTS Other For *Management Position Unknown No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI G019 2,000 2,000 2,000 6/10/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN Annual Meeting Date: 06/28/2005
Issuer: 78412D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HARVEY I. KLEIN Management For For
G.A. SCHREIBER, JR. Management For For
JOHN C. VAN RODEN, JR. Management For For
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 109 12,200 12,200 12,200 6/22/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ROGERS COMMUNICATIONS INC. RG Annual Meeting Date: 06/29/2005
Issuer: 775109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO THE RESTRICTED SHARE UNIT PLAN OF Management For For No
THE CORPORATION TO INCREASE THE NUMBER OF CLASS
B NON-VOTING SHARES RESERVED FOR ISSUANCE FROM
50,916 TO 2,000,000.
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 200 70,000 70,000 70,000 6/22/2005
UTILITIES
FUND
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T CORP. T Annual Meeting Date: 06/30/2005
Issuer: 001957 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPT THE MERGER AGREEMENT AMONG SBC, AT&T AND Management For For No
MERGER SUB
01A ADJOURNMENT TO PERMIT FURTHER SOLICITATION OF Management For For No
PROXIES IN FAVOR OF ITEM 1
02 DIRECTOR Management For No
W.F. ALDINGER Management For For
K.T. DERR Management For For
D.W. DORMAN Management For For
M.K. EICKHOFF-SMITH Management For For
H.L. HENKEL Management For For
F.C. HERRINGER Management For For
J.C. MADONNA Management For For
D.F. MCHENRY Management For For
T.L. WHITE Management For For
03 RATIFICATION OF AUDITORS Management For For No
04 NO FUTURE STOCK OPTIONS Shareholder Against For No
05 LINK RESTRICTED STOCK UNIT VESTING TO PERFORMANCE Shareholder Against For No
06 EXECUTIVE COMPENSATION Shareholder Against For No
07 POISON PILL Shareholder For Against No
08 SHAREHOLDER APPROVAL OF FUTURE SERPS Shareholder Against For No
09 SHAREHOLDER RATIFICATION OF SEVERANCE AGREEMENTS Shareholder Against For No
Account Custodian Stock Ballot Voted Holdings Vote
Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G019 505 90,000 90,000 90,000 6/23/2005
UTILITIES
FUND
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Utilities Fund
---------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 30, 2005
----------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.