UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-04494
---------------------------------------
The Gabelli Asset Fund
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, NY 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2004 - June 30, 2005
------------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2004 TO JUNE 30, 2005
- ------------------------------------------------------------------------------------------------------------------------------------
EMAP PLC EMA.L AGM Meeting Date:07/08/2004
Issuer: G30268109 ISIN: GB0002993037
SEDOL: 0299303, B02SQ69, 5734746
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
*Management
1. RECEIVE THE COMPANY S ACCOUNTS FOR THE YE 31 Management For Position Unknown No
MAR 2004, TOGETHER WITH THE REPORT OF THE DIRECTORS,
THE DIRECTORS REMUNERATION REPORT AND THE AUDITORS
REPORT
2. APPROVE THE DIRECTORS REMUNERATION REPORT Management For *Management No
Position Unknown
3. DECLARE A FINAL DIVIDEND OF 15.9P PER ORDINARY Management For *Management No
SHARE Position Unknown
4. RE-APPOINT MR. GARY HUGHES AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
5. RE-APPOINT MR. DAVID ROUGH AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
6. RE-APPOINT MR. PIERRE DANON AS A DIRECTOR OF Management For *Management No
THE COMPANY Position Unknown
7. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS OF THE COMPANY UNTIL THE CONCLUSION Position Unknown
OF THE NEXT GM AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY AND AUTHORIZE THE DIRECTORS TO DETERMINE
THEIR REMUNERATION
8. AUTHORIZE THE BOARD, IN SUBSTITUTION FOR ALL Management For *Management No
PREVIOUS AUTHORITIES, TO ALLOT RELEVANT SECURITIES Position Unknown
SECTION 80 OF THE COMPANIES ACT 1985 UP TO
A MAXIMUM NOMINAL AMOUNT OF GBP 21.64 MILLIONS;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY ; AND THE DIRECTORS MAY ALLOT
RELEVANT SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
S.9 AUTHORIZE THE BOARD, SUBJECT TO THE PASSING OF Management For *Management No
RESOLUTION 8 AND PURSUANT TO SECTION 95 OF THE Position Unknown
COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES
SECTION 94 FOR CASH PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 8, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) , PROVIDED
THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS
ISSUE, OPEN OFFER OR ANY OTHER PRE-EMPTIVE OFFER
IN FAVOR OF ORDINARY SHAREHOLDERS; B) UP TO AN
AGGREGATE NOMINAL VALUE OF GBP 3.208 MILLIONS;
AUTHORITY EXPIRES THE EARLIER OF THE RENEWAL
OF THIS POWER OR THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY ; AND THE DIRECTORS MAY ALLOT
EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY
S.10 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For *Management No
166 OF THE COMPANIES ACT 1985, TO MAKE MARKET Position Unknown
PURCHASES SECTION 163 OF UP TO 25,663,988 ORDINARY
SHARES 10% OF THE ISSUED SHARE CAPITAL AT 28
MAY 2004 , AT A MINIMUM PRICE OF 25P AND UP TO
105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS
FOR AN ORDINARY SHARE DERIVED FROM THE DAILY
OFFICIAL LIST OF THE LONDON STOCK EXCHANGE, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
AT THE CONCLUSION OF THE AGM OF THE COMPANY TO
BE HELD IN 2005 ; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY
11. APPROVE TO ADOPT THE EMAP PLC PERFORMANCE RELATED Management For *Management No
PAY PLAN PRP AND AUTHORIZE THE DIRECTORS TO Position Unknown
DO ALL ACTS AND THINGS NECESSARY TO ESTABLISH
AND CARRY IT INTO EFFECT INCLUDING TO MODIFY
THE PRP TO TAKE ACCOUNT OF TAX, EXCHANGE CONTROL
OR SECURITIES LAWS OUTSIDE THE UK
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 30,000 30,000 30,000 6/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EMI GROUP PLC EMIPY Annual Meeting Date: 07/13/2004
Issuer: 268694 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Management For For No
02 FINAL DIVIDEND Management For For No
03 REMUNERATION REPORT Management For For No
04 BANDIER AS A DIRECTOR Management For For No
05 O DONOVAN AS A DIRECTOR Management For For No
06 GILDERSLEEVE AS A DIRECTOR Management For For No
07 BAILEY AS A DIRECTOR Management For For No
08 AUDITOR Management For For No
09 REMUNERATION OF THE AUDITOR Management For For No
10 ALLOT SHARES Management For For No
11 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For No
12 PURCHASE OF OWN SHARES Management For For No
13 OPTION SCHEME Management For For No
14 SHARE INCENTIVE PLAN Management For For No
15 POLITICAL DONATIONS AND EXPENDITURE BY EMI GROUP Management For For No
PLC
16 POLITICAL DONATIONS AND EXPENDITURE BY EMI MUSIC Management For For No
LTD
17 POLITICAL DONATIONS AND EXPENDITURE BY EMI RECORDS Management For For No
LTD
18 POLITICAL DONATIONS AND EXPENDITURE BY EMI MUSIC Management For For No
PUBLISHING LTD
19 POLITICAL DONATIONS AND EXPENDITURE BY VIRGIN Management For For No
RECORDS LTD
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 205 195,000 195,000 195,000 6/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EMI GROUP PLC EMIPY AGM Meeting Date:07/13/2004
Issuer: G3035P100 ISIN: GB0000444736
SEDOL: 0044473, 5473878, B01DGL0, 0889403
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTORS REPORT AND THE FINANCIAL Management For *Management No
STATEMENTS FOR THE YE 31 MAR 2004 Position Unknown
2. DECLARE A FINAL DIVIDEND OF 6.0P PER ORDINARY Management For *Management No
SHARE Position Unknown
3. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management No
THE YE 31 MAR 2004 Position Unknown
4. RE-ELECT MR. M. N. BANDIER AS A DIRECTOR Management For *Management No
Position Unknown
5. RE-ELECT MR. K.A. O DONOVAN AS A DIRECTOR Management For *Management No
Position Unknown
6. ELECT MRS. J. GLLDERSLEEVE AS A DIRECTOR Management For *Management No
Position Unknown
7. ELECT MRS. S. BAILEY AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR UNTIL Management For *Management No
THE CONCLUSION THE OF THE NEXT AGM AT WHICH ACCOUNTS Position Unknown
ARE LAID BEFORE THE COMPANY
9. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management No
OF THE AUDITOR Position Unknown
10 AUTHORIZE THE DIRECTORS, BY ARTICLE 14 OF THE Management For *Management No
COMPANY S ARTICLES OF ASSOCIATION, TO ALLOT RELEVANT Position Unknown
SECURITIES OF GBP 42,090,018 SECTION 80 AMOUNT
; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE AGM OF THE COMPANY IN 2005 OR 12 OCT 2005
S.11 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For *Management No
OF RESOLUTION 10, TO ALLOT EQUITY SECURITIES Position Unknown
FOR CASH, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1) CONFERRED ON THE DIRECTORS
BY ARTICLE 14(B) OF THE COMPANY S ARTICLES OF
ASSOCIATION, AN AMOUNT OF GBP 5,520,198 SECTION
89 AMOUNT ; AUTHORITY EXPIRES THE EARLIER OF
THE CONCLUSION OF THE AGM OF THE COMPANY IN 2005
OR 12 OCT 2005 ; AND AMEND THE ARTICLE 14(B)
BY DELETING THE WORDS PURSUANT TO AND WITH IN
THE TERMS OF THE SAID AUTHORITY SUBSTITUTING
WITH THE WORDS PURSUANT TO AND WITHIN THE TERMS
OF THE SAID AUTHORITY OR BY WAY OF SALES OF TREASURY
SHARES, OR BOTH
S.12 AUTHORIZE THE COMPANY, PURSUANT TO THE AUTHORITY Management For *Management No
CONTAINED IN ITS ARTICLES OFASSOCIATION, TO MAKE Position Unknown
MARKET PURCHASES SECTION 163(3) OF UP TO A
MAXIMUM 78,859,975 ORDINARY SHARES OF 14P EACH,
AT A MINIMUM PRICE NOT LESS THAN 14P PER ORDINARY
SHARE AND NOT MORE THAN 5% ABOVE THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
AGM OF THE COMPANY IN 2005 OR 12 OCT 2005 ; THE
COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
13. AUTHORIZE THE DIRECTORS TO AMEND THE EMI GROUP Management For *Management No
SAVINGS-RELATED OPTION SCHEME WHICH WAS ORIGINALLY Position Unknown
APPROVED BY SHAREHOLDERS ON 15 JUL 1994 SO AS
TO PERMIT OPTIONS BE GRANTED UNDER THAT SCHEME
UNTIL 12 JUL 2014
14. APPROVE THE EMI GROUP SHARE INCENTIVE PLAN AND Management For *Management No
AUTHORIZE THE DIRECTORS TO DO ALL ACTS AND THINGS Position Unknown
AS THEY CONSIDER NECESSARY TO CARRY THE SIP INTO
EFFECT, INCLUDING MAKING SUCH AMENDMENTS AS NECESSARY
TO OBTAIN THE APPROVE OF THE INLAND REVENUE AND/OR
SUCH OTHER APPROVAL AS THE DIRECTORS CONSIDER
NECESSARY OR DESIRABLE AND TO ESTABLISH SUCH
SCHEDULES TO THE SIP AND/OR SUCH OTHER SCHEMES
BASED ON THE SIP, BUT MODIFIED TO TAKE ACCOUNT
OF LOCAL TAX, EXCHANGE CONTROL, SECURITIES LAWS
OR OTHER RELEVANT LEGISLATION OR REGULATIONS
OUTSIDE THE UK, PROVIDED THAT NAY SHARES MADE
AVAILABLE UNDER SUCH SCHEDULES OR OTHER SCHEMES
MUST BE TREATED AS COUNTING AGAINST THE RELEVANT
INDIVIDUAL OR OVERALL DILUTION LIMITS IN THE
SIP
15 AUTHORIZE THE EMI GROUP PLC: I) TO MAKE DONATIONS Management For *Management No
TO EU POLITICAL ORGANIZATIONS OF NO MORE THAN Position Unknown
GBP 50,000 IN TOTAL; AND II) INCUR EU POLITICAL
EXPENDITURE OF NO MORE THAN GBP 50,000 IN TOTAL
PROVIDED THAT, THE AGGREGATE DONATIONS TO EU
POLITICAL ORGANIZATIONS AND EU POLITICAL EXPENDITURE
INCURRED BY EMI GROUP PLC AND OF ITS SUBSIDIARIES
NOT EXCEED GBP 50,000; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE 2005 AGM OR
12 OCT 2005
16. AUTHORIZE THE EMI MUSIC LIMITED TO : I) MAKE Management For *Management No
DONATIONS TO EU POLITICAL ORGANIZATIONS OF NO Position Unknown
MORE THAN GBP 50,000 IN TOTAL; AND II) INCUR
EU POLITICAL EXPENDITURE OF NO MORE THAN GBP
50,000 IN TOTAL PROVIDED THAT, THE AGGREGATE
DONATIONS TO EU POLITICAL ORGANIZATIONS AND EU
POLITICAL EXPENDITURE INCURRED BY EMI GROUP PLC
AND ALL OF ITS SUBSIDIARIES NOT EXCEED GBP 50,000;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE 2005 AGM OR 12 OCT 2005
17. AUTHORIZE THE EMI RECORDS LIMITED TO : I) MAKE Management For *Management No
DONATIONS TO EU POLITICAL ORGANIZATIONS OF NO Position Unknown
MORE THAN GBP 50,000 IN TOTAL; AND II) INCUR
EU POLITICAL EXPENDITURE OF NO MORE THAN GBP
50,000 IN TOTAL PROVIDED THAT, THE AGGREGATE
DONATIONS TO EU POLITICAL ORGANIZATIONS AND EU
POLITICAL EXPENDITURE INCURRED BY EMI GROUP PLC
AND ALL OF ITS SUBSIDIARIES NOT EXCEED GBP 50,000;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE 2005 AGM OR 12 OCT 2005
18. AUTHORIZE THE EMI MUSIC PUBLISHING LIMITED TO Management For *Management No
: I) MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS Position Unknown
OF NO MORE THAN GBP 50,000 IN TOTAL; AND II)
INCUR EU POLITICAL EXPENDITURE OF NO MORE THAN
GBP 50,000 IN TOTAL PROVIDED THAT, THE AGGREGATE
DONATIONS TO EU POLITICAL ORGANIZATIONS AND EU
POLITICAL EXPENDITURE INCURRED BY EMI GROUP PLC
AND ALL OF ITS SUBSIDIARIES NOT EXCEED GBP 50,000;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE 2005 AGM OR 12 OCT 2005
19. AUTHORIZE THE VIRGIN RECORDS LIMITED TO : I) Management For *Management No
MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS Position Unknown
OF NO MORE THAN GBP 50,000 IN TOTAL; AND II)
INCUR EU POLITICAL EXPENDITURE OF NO MORE THAN
GBP 50,000 IN TOTAL PROVIDED THAT, THE AGGREGATE
DONATIONS TO EU POLITICAL ORGANIZATIONS AND EU
POLITICAL EXPENDITURE INCURRED BY EMI GROUP PLC
AND ALL OF ITS SUBSIDIARIES NOT EXCEED GBP 50,000;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE 2005 AGM OR 12 OCT 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 19,406 19,406 19,406 6/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC BTY Annual Meeting Date: 07/14/2004
Issuer: 05577E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 REPORTS AND ACCOUNTS. Management For For No
02 REMUNERATION REPORT. Management For For No
03 FINAL DIVIDEND. Management For For No
04 RE-ELECT SIR CHRISTOPHER BLAND. Management For For No
05 RE-ELECT ANDY GREEN. Management For For No
06 RE-ELECT IAN LIVINGSTON. Management For For No
07 RE-ELECT JOHN NELSON. Management For For No
08 REAPPOINTMENT AND REMUNERATION OF AUDITORS. Management For For No
09 AUTHORITY TO ALLOT SHARES. Management For For No
10 AUTHORITY TO ALLOT SHARES FOR CASH. (SPECIAL RESOLUTION) Management For For No
11 AUTHORITY TO PURCHASE OWN SHARES. (SPECIAL RESOLUTION) Management For For No
12 AUTHORITY FOR POLITICAL DONATIONS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 30,000 30,000 30,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC BTY AGM Meeting Date: 07/14/2004
Issuer: G16612106 ISIN: GB0030913577
SEDOL: B014679, 3091357, B02S7B1, 7392089
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS Management For *Management No
AND THE AUDITORS FOR THE YE31 MAR 2004 Position Unknown
2. APPROVE THE DIRECTOR S REMUNERATION REPORT FOR Management For *Management No
THE YE 31 MAR 2004 Position Unknown
3. DECLARE A FINAL DIVIDEND OF 5.3 PENCE PER SHARE Management For *Management No
PAYABLE ON 06 SEP 2004 TO HOLDERS OF ORDINARY Position Unknown
SHARES REGISTERED ON 06 AUG 2004
4. RE-ELECT SIR. CHRISTOPHER BLAND AS A DIRECTOR Management For *Management No
Position Unknown
5. RE-ELECT MR. ANDY GREEN AS A DIRECTOR Management For *Management No
Position Unknown
6. RE-ELECT MR. IAN LIVINGSTON AS A DIRECTOR Management For *Management No
Position Unknown
7. RE-ELECT MR. JOHN NELSON AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-ELECT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For *Management No
OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT Position Unknown
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY AND THEIR REMUNERATION BE FIXED BY
THE DIRECTORS
9. AUTHORIZE THE DIRECTORS, BY ARTICLE 74 OF THE Management For *Management No
COMPANY S ARTICLES OF ASSOCIATION AND FOR SECTION Position Unknown
80 OF THE COMPANIES ACT 1985, TO ALLOT UNISSUED
SHARES UP TO AN AGGREGATE NOMINAL VALUE OF GBP
142 MILLION, EQUAL TO 33% OF THE ISSUED SHARE
CAPITAL EXCLUDING TREASURY SHARES OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER OF THE 13 OCT
2005 OR 15 MONTHS
S.10 AUTHORIZE THE DIRECTORS, PURSUANT TO THE AUTHORITY Management For *Management No
CONFERRED BY ARTICLE 74 OFTHE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION TO ALLOT TREASURY SHARES FOR CASH,
DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS,
PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT
OF EQUITY SECURITIES: A) IN CONNECTION WITH A
RIGHTS ISSUE AS AN OFFER IN FAVOR OF ORDINARY
SHAREHOLDERS; B) UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 22 MILLION 5% OF THE COMPANY S ISSUED
SHARE CAPITAL ; AUTHORITY EXPIRES THE EARLIER
OF THE 13 OCT 2005 OR 15 MONTHS ; AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.11 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management No
SECTION 163(3) OF THE COMPANIES 1985 OF UP Position Unknown
TO A MAXIMUM NUMBER OF 859 MILLION SHARES OF
5P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM
PRICE OF 5P AND UP TO 105% OF THE AVERAGE MIDDLE
MARKET QUOTATIONS OF SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CLOSE OF THE AGM OF THE COMPANY
OR 13 OCT 2005 ; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY
12. AUTHORIZE THE BRITISH TELECOMMUNICATIONS PLC, Management For *Management No
TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS, Position Unknown
NOT EXCEEDING GBP 1,00,000 IN TOTAL; AUTHORITY
EXPIRES AT THE CONCLUSION OF AGM IN 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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THE GABELLI ASSET FUND G001 280,000 280,000 280,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BLOCKBUSTER INC. BBI Annual Meeting Date: 07/20/2004
Issuer: 093679 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management No
02 ADOPTION OF THE SECOND AMENDED AND RESTATED CERTIFICATE Management No
OF INCORPORATION OF BLOCKBUSTER INC.
03 APPROVAL OF THE BLOCKBUSTER INC. AMENDED AND Management No
RESTATED 1999 LONG-TERM MANAGEMENT INCENTIVE PLAN.
04 APPROVAL OF THE BLOCKBUSTER INC. 2004 LONG-TERM Management No
MANAGEMENT INCENTIVE PLAN.
05 APPROVAL OF THE BLOCKBUSTER INC. AMENDED AND Management No
RESTATED SENIOR EXECUTIVE SHORT-TERM INCENTIVE
PLAN.
06 APPROVAL OF THE BLOCKBUSTER INC. COMPENSATION Management No
PLAN FOR NON-EMPLOYEE DIRECTORS.
07 APPROVAL OF THE BLOCKBUSTER INC. AMENDED AND Management No
RESTATED CHAIRMAN S AWARD PLAN.
08 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 10,000 0 10,000 Unvoted
- ------------------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY MOD Annual Meeting Date: 07/21/2004
Issuer: 607828 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
RICHARD J. DOYLE Management For For
GARY L. NEALE Management For For
DAVID B. RAYBURN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 305,000 305,000 305,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION BFA Annual Meeting Date: 07/22/2004
Issuer: 115637 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE BROWN-FORMAN 2004 OMNIBUS COMPENSATION Management Against Against No
PLAN DESCRIBED IN THE PROXY STATEMENT.
01 DIRECTOR Management For No
INA BROWN BOND Management For For
BARRY D. BRAMLEY Management For For
GEO. GARVIN BROWN III Management For For
OWSLEY BROWN II Management For For
DONALD G. CALDER Management For For
OWSLEY BROWN FRAZIER Management For For
RICHARD P. MAYER Management For For
STEPHEN E. O'NEIL Management For For
MATTHEW R. SIMMONS Management For For
WILLIAM M. STREET Management For For
DACE BROWN STUBBS Management For For
PAUL C. VARGA Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 343,000 343,000 343,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. CHTR Annual Meeting Date: 07/27/2004
Issuer: 16117M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
NANCY B. PERETSMAN Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC Management For For No
ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 30,000 30,000 30,000 7/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC VOD Annual Meeting Date: 07/27/2004
Issuer: 92857W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
12 TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For No
UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES
OF ASSOCIATION+
13 TO AUTHORIZE THE COMPANY S PURCHASE OF ITS OWN Management For For No
SHARES+
14 TO AUTHORIZE THE COMPANY S PURCHASE OF ITS OWN Management For For No
SHARES PURSUANT TO CONTINGENT PURCHASE CONTRACTS
AND OFF-MARKET PURCHASES+
01 TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL Management For For No
STATEMENTS
02 TO APPROVE THE REMUNERATION REPORT Management For For No
03 TO RE-ELECT PETER BAMFORD AS A DIRECTOR Management For For No
04 TO RE-ELECT JULIAN HORN-SMITH AS A DIRECTOR Management For For No
05 TO RE-ELECT SIR DAVID SCHOLEY AS A DIRECTOR (MEMBER Management For For No
OF THE NOMINATIONS AND GOVERNANCE AND AUDIT COMMITTEE)
06 TO ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER Management For For No
OF THE REMUNERATION COMMITTEE)
07 TO APPROVE A FINAL DIVIDEND OF 1.07800 PENCE Management For For No
PER ORDINARY SHARE
08 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For For No
09 TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE Management For For No
THE AUDITORS REMUNERATION
10 TO AUTHORIZE DONATIONS UNDER THE POLITICAL PARTIES, Management For For No
ELECTIONS AND REFERENDUMS ACT 2000
11 TO RENEW AUTHORITY TO ALLOT SHARES UNDER ARTICLE Management For For No
16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 12,000 12,000 12,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC OOM Annual Meeting Date: 07/28/2004
Issuer: 55309W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
11 ADOPT MMO2 DEFERRED EQUITY INCENTIVE PLAN Management For For No
10 AUTHORITY TO PURCHASE OWN SHARES (SPECIAL RESOLUTION) Management For For No
09 POWER TO ALLOT SHARES FOR CASH (SPECIAL RESOLUTION) Management For For No
08 AUTHORITY TO ALLOT SHARES Management For For No
07 REMUNERATION OF AUDITORS Management For For No
06 RE-APPOINTMENT OF AUDITORS Management For For No
05 RE-ELECT ANDREW SUKAWATY Management For For No
04 RE-ELECT STEPHEN HODGE Management For For No
03 RE-ELECT DAVID FINCH Management For For No
02 REMUNERATION REPORT Management For For No
01 REPORT AND ACCOUNTS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 140,000 140,000 140,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC, SLOUGH OOM AGM Meeting Date: 07/28/2004
Issuer: G6179P109 ISIN: GB0030872716
SEDOL: 3087271
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS Management For *Management No
AND THE AUDITORS FOR THE FYE 31 MAR 2004 Position Unknown
2. APPROVE THE REPORT ON DIRECTORS REMUNERATION Management For *Management No
FOR THE FYE 31 MAR 2004 Position Unknown
3. RE-ELECT MR. DAVID FINCH AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
4. RE-ELECT MR. STEPHEN HODGE AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
5. RE-ELECT MR. ANDREW SUKAWATY AS A DIRECTOR OF Management For *Management No
THE COMPANY Position Unknown
6. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS OF THE COMPANY UNTIL THE CONCLUSION Position Unknown
OF THE NEXT GENERAL MEETING
7. AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS Management For *Management No
REMUNERATION Position Unknown
8. APPROVE TO RENEW THE AUTHORITY TO ALLOT RELEVANT Management For *Management No
SECURITIES CONFERRED ON THE BOARD BY ARTICLE Position Unknown
74.2 OF THE COMPANY S ARTICLE OF ASSOCIATION
FOR THE PERIOD ENDING ON THE DATE OF THE AGM
IN 2005 OR ON 23 OCT 2003, WHICHEVER IS THE EARLIER,
AND FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL
BE GBP 2,891,000; AUTHORITY EXPIRES ON 28 OCT
2005 OR AT THE CONCLUSION OF THE NEXT AGM, WHICH
EVER IS EARLIER
S.9 APPROVE TO RENEW, SUBJECT TO THE PASSING OF RESOLUTION Management For *Management No
8, THE POWER TO ALLOT EQUITY SECURITIES FOR CASH, Position Unknown
CONFERRED ON THE BOARD BY ARTICLE 74.3 OF THE
COMPANY S ARTICLE OF ASSOCIATION FOR THE PERIOD
REFERRED TO IN RESOLUTION 8 AND FOR SUCH PERIOD
THE SECTION 89 AMOUNT SHALL BE GBP 433,700;
AUTHORITY EXPIRES ON 28 OCT 2005 OR AT THE CONCLUSION
OF THE NEXT AGM, WHICH EVER IS EARLIER
S.10 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH ARTICLE Management For *Management No
83 OF THE COMPANY S ARTICLES OF ASSOCIATION AND Position Unknown
SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE
MARKET PURCHASES OF ITS ORDINARY SHARES OF 0.1P
EACH SECTION 163 , PROVIDED THAT: (A) THE MAXIMUM
AGGREGATE NUMBER OF ORDINARY SHARES BEING PURCHASED
IS 867,400,000; (B) THE MINIMUM PRICE OF EACH
SHARE IS 0.1P; (C) THE MAXIMUM PRICE WHICH MAY
BE PAID FOR EACH ORDINARY SHARE IS AN AMOUNT
EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET
QUOTATIONS FOR THE COMPANY S ORDINARY SHARES
AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DATE OF PURCHASE; AUTHORITY EXPIRES
ON 28 OCT 2005 OR AT THE CONCLUSION OF THE AGM
OF THE COMPANY IN 2005, WHICHEVER IS EARLIER
; AND THE COMPANY MAY ENTER INTO CONTRACTS OF
PURCHASE DURING THE RELEVANT PERIOD WHICH MAY
BE EXERCISED AFTER THE RELEVANT PERIOD
11. APPROVE THE MMO2 DEFERRED EQUITY INCENTIVE PLAN Management For *Management No
AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH ACTS Position Unknown
AND THINGS AS THEY MAY CONSIDER APPROPRIATE TO
IMPLEMENT THE PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 300,000 300,000 300,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PALM HARBOR HOMES, INC. PHHM Annual Meeting Date: 07/28/2004
Issuer: 696639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS THE INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 25, 2005.
01 DIRECTOR Management For No
LARRY H. KEENER Management For For
JERRY D. MALLONEE Management For For
FREDERICK R. MEYER Management For For
LEE POSEY Management For For
W.D. ROSENBERG, JR. Management For For
A. GARY SHILLING Management For For
WILLIAM R. THOMAS Management For For
JOHN H. WILSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 10,000 10,000 10,000 6/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ST. PAUL TRAVELERS COMPANIES, IN SPC Annual Meeting Date: 07/28/2004
Issuer: 792860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H.P. BERKOWITZ Management For For
K.J. BIALKIN Management For For
C.H. BYRD Management For For
J.H. DASBURG Management For For
L.B. DISHAROON Management For For
J.M. DOLAN Management For For
K.M. DUBERSTEIN Management For For
J.S. FISHMAN Management For For
L.G. GRAEV Management For For
M.D. HARTZBAND Management For For
T.R. HODGSON Management For For
W.H. KLING Management For For
J.A. LAWRENCE Management For For
R.I. LIPP Management For For
B.J. MCGARVIE Management For For
G.D. NELSON, MD Management For For
C. OTIS, JR. Management For For
J.M. PEEK Management For For
N.A. ROSEMAN Management For For
C.W. SCHARF Management For For
G.M. SPRENGER Management For For
F.J. TASCO Management For For
L.J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS ST. PAUL TRAVELERS INDEPENDENT AUDITORS FOR
2004.
03 PROPOSAL TO APPROVE THE ST. PAUL TRAVELERS COMPANIES, Management Against Against No
INC. 2004 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 70,000 70,000 70,000 7/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
APOGENT TECHNOLOGIES INC. AOT Special Meeting Date: 08/02/2004
Issuer: 03760A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For No
02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No
SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 28,500 28,500 28,500 7/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GTECH HOLDINGS CORPORATION GTK Annual Meeting Date: 08/02/2004
Issuer: 400518 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 RATIFICATION OF ERNST & YOUNG LLP, INDEPENDENT Management For For No
CERTIFIED PUBLIC ACCOUNTANTS, AS AUDITORS FOR
THE FISCAL YEAR ENDING FEBRUARY 26, 2005.
03 APPROVAL OF THE AMENDMENT TO THE CERTIFICATE Management For For No
OF INCORPORATION OF GTECH HOLDINGS CORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK, $.01 PAR VALUE, FROM 150,000,000
TO 200,000,000.
02 APPROVAL OF THE GTECH HOLDINGS CORPORATION 2004 Management For For No
EMPLOYEE STOCK PURCHASE PLAN.
01 DIRECTOR Management For No
CHRISTINE M. COURNOYER Management For For
ROBERT M. DEWEY, JR. Management For For
PHILIP R. LOCHNER, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 40,000 40,000 40,000 7/9/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. PCP Annual Meeting Date: 08/11/2004
Issuer: 740189 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF INDEPENDENT Management For For No
AUDITORS
01 DIRECTOR Management For No
PETER R. BRIDENBAUGH Management For For
STEVEN G. ROTHMEIER Management For For
J. FRANK TRAVIS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 170,000 170,000 170,000 7/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE J.M. SMUCKER COMPANY SJM Contested Consent Meeting Date: 08/12/2004
Issuer: 832696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KATHRYN W. DINDO Management For For
RICHARD K. SMUCKER Management For For
WILLIAM H. STEINBRINK Management For For
02 RATIFICATION OF APPOINTMENT OF AUDITORS. Management For For No
03 APPROVAL OF AMENDED AND RESTATED NONEMPLOYEE Management For For No
DIRECTOR STOCK PLAN.
04 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Management For For No
ANNUAL MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE
THE ABOVE PROPOSALS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 405 20,000 20,000 20,000 7/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS NELSON, INC. TNM Annual Meeting Date: 08/19/2004
Issuer: 640376 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RONALD W. BLUE Management For For
MICHAEL S. HYATT Management For For
SAM MOORE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 120,000 120,000 120,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COMPUTER ASSOCIATES INTERNATIONAL, I CA Annual Meeting Date: 08/25/2004
Issuer: 204912 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 STOCKHOLDER PROPOSAL. Shareholder Against For No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
THE COMPANY S REGISTERED PUBLIC ACCOUNTANT FOR
THE FISCAL YEAR ENDING MARCH 31, 2005.
01 DIRECTOR Management For No
RUSSELL M. ARTZT Management For For
KENNETH D. CRON Management For For
ALFONSE M. D'AMATO Management For For
GARY J. FERNANDES Management For For
ROBERT E. LA BLANC Management For For
JAY W. LORSCH Management For For
LEWIS S. RANIERI Management For For
WALTER P. SCHUETZE Management For For
LAURA S. UNGER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 12,000 12,000 12,000 8/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Special Meeting Date: 09/01/2004
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No
THE SHARE SUBSCRIPTION AND/OR PURCHASE OPTIONS
04 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No
SHARES RESERVED FOR PERSONS WHO SIGNED A LIQUIDITY
CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS
HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A.
03 NOTING THE DEFINITIVE COMPLETION OF THE MERGER Management For For No
BY ABSORPTION OF WANADOO BY THE COMPANY AND THE
DISSOLUTION OF WANADOO
02 ASSUMPTION OF STOCK OPTIONS OF WANADOO Management For For No
01 APPROVAL OF THE MERGER BY ABSORPTION OF WANADOO Management For For No
BY THE COMPANY
08 POWERS Management For For No
07 MODIFICATION TO THE AUTHORIZATION TO THE BOARD Management For For No
OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER
FRANCE TELECOM SHARES AS GRANTED BY THE SHAREHOLDERS
IN THEIR ORDINARY GENERAL MEETING ON APRIL 9,
2004
06 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No
SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY
S SHARE CAPITAL FOR THE BENEFIT OF MEMBERS OF
A FRANCE TELECOM GROUP COMPANY SAVINGS PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 35,000 35,000 35,000 8/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. HRB Annual Meeting Date: 09/08/2004
Issuer: 093671 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONNA R. ECTON Management For For
LOUIS W. SMITH Management For For
RAYFORD WILKINS, JR. Management For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For No
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK, WITHOUT
PAR VALUE, FROM 500,000,000 TO 800,000,000 SHARES.
03 THE APPROVAL OF AN AMENDMENT TO THE 1989 STOCK Management For For No
OPTION PLAN FOR OUTSIDE DIRECTORS TO EXTEND THE
PLAN FOR FIVE YEARS, SUCH THAT IT WILL TERMINATE,
UNLESS FURTHER EXTENDED, ON DECEMBER 5, 2009.
04 THE APPROVAL OF AMENDMENTS TO THE 1999 STOCK Management Against Against No
OPTION PLAN FOR SEASONAL EMPLOYEES TO (I) EXTEND
THE PLAN FOR TWO YEARS, SUCH THAT IT WILL TERMINATE,
UNLESS FURTHER EXTENDED, ON DECEMBER 31, 2006
AND (II) INCREASE THE AGGREGATE NUMBER OF SHARES
OF COMMON STOCK ISSUABLE UNDER THE PLAN FROM
20,000,000 TO 23,000,000.
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
YEAR ENDING APRIL 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 30,000 30,000 30,000 8/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY HNZ Annual Meeting Date: 09/08/2004
Issuer: 423074 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W.R. JOHNSON Management For For
C.E. BUNCH Management For For
M.C. CHOKSI Management For For
L.S. COLEMAN, JR. Management For For
P.H. COORS Management For For
E.E. HOLIDAY Management For For
C. KENDLE Management For For
D.R. O'HARE Management For For
L.C. SWANN Management For For
T.J. USHER Management For For
J.M. ZIMMERMAN Management For For
02 RATIFICATION OF AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 200,000 200,000 200,000 8/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO TI EGM Meeting Date: 09/10/2004
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
13 SEP 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
1. APPROVE THE STOCK CAPITAL INCREASE BY ISSUING Management For *Management No
FROM A MINIMUM NUMBER OF 473,566,962 TO A MAXIMUM Position Unknown
NUMBER OF 591,958,700 ORDINARY SHARES FACE VALUE
EUR 0.03 AND FROM A MINIMUM NUMBER OF 7,940,702
TO A MAXIMUM NUMBER OF 9,925,875 SAVING SHARES
FACE VALUE EUR 0.03 TO BE RESERVED TO SHAREHOLDERS;
AMEND ARTICLE 5 OF THE BY-LAW ACCORDINGLY; RESOLUTION
RELATED THERE TO
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 26,026 26,026 26,026 8/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PATTERSON COMPANIES, INC. PDCO Annual Meeting Date: 09/13/2004
Issuer: 703395 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ELLEN A. RUDNICK* Management For For
PETER L. FRECHETTE** Management For For
DAVID K. BEECKEN** Management For For
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING APRIL 30, 2005.
02 TO ADOPT THE AMENDED AND RESTATED 2002 STOCK Management For For No
OPTION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 16,000 16,000 16,000 8/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FLEETWOOD ENTERPRISES, INC. FLE Annual Meeting Date: 09/14/2004
Issuer: 339099 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PAUL D. BORGHESANI Management For For
EDWARD B. CAUDILL Management For For
THOMAS B. PITCHER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 50,000 50,000 50,000 8/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
METRIS COMPANIES INC. MXT Annual Meeting Date: 09/15/2004
Issuer: 591598 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LEO R. BREITMAN Management For For
JOHN A. CLEARY Management For For
JEROME J. JENKO Management For For
DONALD J. SANDERS Management For For
EDWARD B. SPENO Management For For
FRANK D. TRESTMAN Management For For
DAVID D. WESSELINK Management For For
02 TO APPROVE THE METRIS COMPANIES INC. ANNUAL INCENTIVE Management Against Against No
BONUS PLAN FOR DESIGNATED CORPORATE OFFICERS.
03 TO RATIFY KPMG LLP AS METRIS INDEPENDENT AUDITOR Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 38,000 38,000 38,000 9/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. STI Special Meeting Date: 09/15/2004
Issuer: 867914 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SUNTRUST COMMON STOCK Management For For No
TO NATIONAL COMMERCE FINANCIAL CORPORATION SHAREHOLDERS
IN THE MERGER PURSUANT TO THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF MAY 7, 2004, BY AND BETWEEN
SUNTRUST BANKS, INC. AND NATIONAL COMMERCE FINANCIAL
CORPORATION (THE MERGER AGREEMENT), AS DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS AND THE
MERGER AGREEMENT.
02 TO ADJOURN OR POSTPONE THE SUNTRUST SPECIAL MEETING, Management For For No
IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 20,000 20,000 20,000 9/1/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/18/2004
Issuer: 090613 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
01 DIRECTOR Management For No
M. RAY HARROFF Management For For
JERRY L. MILLER Management For For
CHARLES E. NIEMIER Management For For
L. GENE TANNER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 4,000 4,000 4,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC. GRB Annual Meeting Date: 09/22/2004
Issuer: 373730 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 TO APPROVE THE GERBER SCIENTIFIC, INC. 2005-2006 Management Against Against No
EXECUTIVE ANNUAL INCENTIVE BONUS PLAN, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
05 TO AMEND OR REPEAL TAKEOVER DEFENSE PROVISIONS Management For For No
OF THE BY-LAWS OF GERBER SCIENTIFIC, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
04 TO ADD INDEMNIFICATION PROVISIONS AND MAKE OTHER Management For For No
CHANGES TO THE RESTATED CERTIFICATE OF INCORPORATION
OF GERBER SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
03 TO AMEND OR REPEAL TAKEOVER DEFENSE PROVISIONS Management For For No
OF THE RESTATED CERTIFICATE OF INCORPORATION
OF GERBER SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
02 TO AMEND THE AUTHORIZED STOCK PROVISIONS OF THE Management For For No
RESTATED CERTIFICATE OF INCORPORATION OF GERBER
SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
01 DIRECTOR Management For No
DONALD P. AIKEN Management For For
GEORGE M. GENTILE Management For For
EDWARD G. JEPSEN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 170,000 170,000 170,000 9/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. WWE Annual Meeting Date: 09/23/2004
Issuer: 98156Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VINCENT K. MCMAHON Management For For
LINDA E. MCMAHON Management For For
ROBERT A. BOWMAN Management For For
DAVID KENIN Management For For
JOSEPH PERKINS Management For For
MICHAEL B. SOLOMON Management For For
LOWELL P. WEICKER, JR. Management For For
PHILIP B. LIVINGSTON Management For For
02 APPROVAL OF OPTION EXCHANGE PROGRAM COMPLETED Management For For No
IN JANUARY 2004.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 60,000 60,000 60,000 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. GIS Annual Meeting Date: 09/27/2004
Issuer: 370334 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITOR.
01 DIRECTOR Management For No
STEPHEN R. DEMERITT Management For For
LIVIO D. DESIMONE Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH R. HOPE Management For For
ROBERT L. JOHNSON Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
MICHAEL D. ROSE Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
03 APPROVAL OF AMENDMENTS TO THE COMPANY S BY-LAWS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 240,000 240,000 240,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO PGR.MI MIX Meeting Date: 09/27/2004
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE BALANCE SHEET AS AT 31 DEC 2003; Management For *Management No
APPOINT A DIRECTOR; APPROVE THE REMUNERATION Position Unknown
OF A DIRECTOR AND CONSEQUENT DELIBERATIONS
E.1 AMEND THE STATUTE AND CONSEQUENT DELIBERATIONS Management For *Management No
Position Unknown
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
28 SEP 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 68,614 68,614 68,614 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC. RVT Annual Meeting Date: 09/28/2004
Issuer: 780910 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARK R. FETTING Management For For
RICHARD M. GALKIN Management For For
ARTHUR S. MEHLMAN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 80,734 80,734 80,734 9/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/30/2004
Issuer: 24522P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOE L. MORGAN Management For For
DAVID R. WILLIAMS Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING MAY 1, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 330,587 330,587 330,587 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SKYLINE CORPORATION SKY Annual Meeting Date: 09/30/2004
Issuer: 830830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ARTHUR J. DECIO Management For For
THOMAS G. DERANEK Management For For
JERRY HAMMES Management For For
RONALD F. KLOSKA Management For For
WILLIAM H. LAWSON Management For For
DAVID T. LINK Management For For
ANDREW J. MCKENNA Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 11,700 11,700 11,700 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY PG Annual Meeting Date: 10/12/2004
Issuer: 742718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVE AMENDMENT TO AMENDED ARTICLES OF INCORPORATION Management For For No
TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For No
R. KERRY CLARK Management For For
JOSEPH T. GORMAN Management For For
LYNN M. MARTIN Management For For
RALPH SNYDERMAN Management For For
ROBERT D. STOREY Management For For
05 SHAREHOLDER PROPOSAL NO. 1 IN-HOME FOOD STUDIES Shareholder Against For No
FOR PET NUTRITION
04 APPROVE AMENDMENT TO CODE OF REGULATIONS TO PROVIDE Management Against For No
FOR THE ANNUAL ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 370,000 370,000 370,000 9/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VALUE LINE, INC. VALU Annual Meeting Date: 10/14/2004
Issuer: 920437 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M. ASHER Management For For
H. BERNARD, JR. Management For For
H.A. BRECHER Management For For
E. BUTTNER Management For For
J. BUTTNER Management For For
S. EISENSTADT Management For For
D.T. HENIGSON Management For For
H. PARDES Management For For
E. SHANAHAN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 8,500 8,500 8,500 10/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANTILARIO (RE) IP.MI MIX Meeting Date: 10/16/2004
Issuer: T5513W107 ISIN: IT0001078911 BLOCKING
SEDOL: 5161407, 5849004
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
18 OCT 2004 (AND A THIRD CALL ON 19 OCT 2004).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
E.1 APPROVE TO DECREASE THE CAPITAL FROM EUR 43,693,780.00 Management For *Management No
TO EUR 41,558,535.20 BY CANCELLATION OF NO. 4,106,240 Position Unknown
SHARES OWNED BY THE COMPANY
O.1 GRANT AUTHORITY TO BUY BACK Management For *Management No
Position Unknown
O.2 APPOINT THE BOARD Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 473,500 473,500 473,500 10/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBG Annual Meeting Date: 10/18/2004
Issuer: G4285W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For No
AUDITOR FOR THE COMPANY UNTIL THE CLOSE OF THE
COMPANY S 2005 ANNUAL GENERAL MEETING, AT A FEE
TO BE AGREED TO BY THE DIRECTORS ACTING THROUGH
THE COMPANY S AUDIT COMMITTEE.
02 TO APPROVE THE AMENDED AND RESTATED HARBOR GLOBAL Management For For No
COMPANY LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN,
WHICH AMENDS AND RESTATES THE HARBOR GLOBAL COMPANY
LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN TO INCREASE
BY 23,000 THE NUMBER OF COMMON SHARES AUTHORIZED
FOR ISSUANCE UNDER THE PLAN AND EXTEND THE TERM
OF THE PLAN, AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 30,000 30,000 30,000 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC. NPK Annual Meeting Date: 10/19/2004
Issuer: 637215 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD N. CARDOZO Management For For
PATRICK J. QUINN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 68,000 68,000 68,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC DEO Annual Meeting Date: 10/20/2004
Issuer: 25243Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
18 AMENDMENTS TO THE DIAGEO 1999 IRISH SHARESAVE Management For For No
SCHEME
17 AMENDMENTS TO THE DIAGEO UK SHARESAVE SCHEME Management For For No
2000
16 AMENDMENTS TO THE DIAGEO 2001 SHARE INCENTIVE Management For For No
PLAN
15 AMENDMENTS TO THE DISCRETIONARY INCENTIVE PLAN Management For For No
14 AMENDMENTS TO THE DIAGEO EXECUTIVE SHARE OPTION Management For For No
PLAN
13 AMENDMENTS TO THE DIAGEO LONG TERM INCENTIVE Management For For No
PLAN
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For No
19 AMENDMENT TO THE DIAGEO LONG TERM INCENTIVE PLAN Management For For No
AWARDS
11 AMENDMENT TO ARTICLES OF ASSOCIATION Management For For No
10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For No
09 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For No
04 DIRECTOR Management For No
LORD HOLLICK (1,3,4) Management For For
MR NC ROSE (2) Management For For
MR PA WALKER (1,3,4) Management For For
MR HT STITZER (1,3,4) Management For For
MR JR SYMONDS (1,3,4) Management For For
03 DECLARATION OF FINAL DIVIDEND Management For For No
02 DIRECTORS REMUNERATION REPORT 2004 Management For For No
01 REPORTS AND ACCOUNTS 2004 Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 205 318,000 318,000 318,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IMC GLOBAL INC. IGL Special Meeting Date: 10/20/2004
Issuer: 449669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE CONSUMMATION OF THE TRANSACTIONS Management For For No
AS CONTEMPLATED IN THE AGREEMENT AND PLAN OF
MERGER AND CONTRIBUTION, DATED AS OF JANUARY
26, 2004, BY AND AMONG IMC GLOBAL INC., CARGILL,
INCORPORATED AND CERTAIN OTHER PARTIES, AS AMENDED,
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 10,000 10,000 10,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO TI SGM Meeting Date: 10/25/2004
Issuer: T92778108 ISIN: IT0003497168 BLOCKING
SEDOL: 7649882, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
26 OCT 2004 (AND A THIRD CALL ON 27 OCT 2004).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE REPORT OF THE COMMON REPRESENTATIVE Management For *Management No
RELATED TO THE FUNDS ESTABLISHED FOR THE EXPENSES Position Unknown
NECESSARY TO THE DEFENCE OF THE COMMON INTERESTS
2. APPOINT THE COMMON REPRESENTATIVE AND FIX THE Management For *Management No
EMOLUMENT Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 1,500,435 1,500,435 1,500,435 10/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LIMITED NWS Annual Meeting Date: 10/26/2004
Issuer: 652487 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1A RE-ELECTION OF MR. KE COWLEY, AS DIRECTOR. Management For For No
1B RE-ELECTION OF MR. DF DEVOE, AS DIRECTOR. Management For For No
1C ELECTION OF MR. V DINH, AS DIRECTOR. Management For For No
1D ELECTION OF MR. PL BARNES, AS DIRECTOR. Management For For No
1E ELECTION OF MR. JL THORNTON, AS DIRECTOR. Management For For No
02 SHARE SCHEME MEETING OF ORDINARY SHAREHOLDERS. Management For For No
APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE
INFORMATION MEMORANDUM.
03 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For For No
REDUCTION BY CANCELLATION OF ALL SHARES IN THE
COMPANY.
ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For For No
AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES
AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING
WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY
IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 703 12,000 12,000 12,000 10/13/2004
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 SHARE SCHEME MEETING OF PREFERRED SHAREHOLDERS. Management For For No
APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE
INFORMATION MEMORANDUM.
ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For For No
AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES
AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING
WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY
IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS.
02 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For For No
REDUCTION BY CANCELLATION OF ALL SHARES IN THE
COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 802 2,230,844 2,230,844 2,230,844 10/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MAGNETEK, INC. MAG Annual Meeting Date: 10/27/2004
Issuer: 559424 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF ADOPTION OF THE AMENDMENT TO THE Management For For No
1997 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN.
02 APPROVAL OF ADOPTION OF THE 2004 STOCK INCENTIVE Management Against Against No
PLAN FOR MAGNETEK EMPLOYEES.
01 DIRECTOR Management For No
ANDREW G. GALEF Management For For
THOMAS G. BOREN Management For For
DEWAIN K. CROSS Management For For
YON YOON JORDEN Management For For
PAUL J. KOFMEHL Management For For
MITCHELL I. QUAIN Management For For
ROBERT E. WYCOFF Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 40,000 40,000 40,000 10/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004
Issuer: 929903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For For No
IN THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION
AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL
MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED
SEPTEMBER 24, 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 30,000 30,000 30,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EARL SCHEIB, INC. ESH Annual Meeting Date: 11/02/2004
Issuer: 806398 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT M. SMILAND Management For For
CHRISTIAN K. BEMENT Management For For
ALLAN E. BUCH Management For For
JAMES P. BURRA Management For For
SALVATORE J. ZIZZA Management For For
02 APPROVAL OF 2004 EQUITY INCENTIVE PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 219,600 219,600 219,600 10/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COACH, INC. COH Annual Meeting Date: 11/03/2004
Issuer: 189754 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 ADOPTION OF THE COACH, INC. 2004 STOCK INCENTIVE Management Against Against No
PLAN
01 DIRECTOR Management For No
JOSEPH ELLIS Management For For
LEW FRANKFORT Management For For
SALLY FRAME KASAKS Management For For
GARY LOVEMAN Management For For
IRENE MILLER Management For For
KEITH MONDA Management For For
MICHAEL MURPHY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 3,975 3,975 3,975 3/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY ADM Annual Meeting Date: 11/04/2004
Issuer: 039483 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 ADOPT STOCKHOLDER S PROPOSAL NO. 1 (REPORT ON Shareholder Against For No
IMPACTS OF GENETICALLY ENGINEERED FOOD)
03 ADOPT ADM INTERNATIONAL LIMITED SAVINGS-RELATED Management For For No
SHARE OPTION SCHEME.
02 ADOPT AMENDMENT TO ARCHER-DANIELS-MIDLAND COMPANY Management For For No
2002 INCENTIVE COMPENSATION PLAN.
01 DIRECTOR Management For No
G.A. ANDREAS Management For For
A.L. BOECKMANN Management For For
M.H. CARTER Management For For
R.S. JOSLIN Management For For
P.J. MOORE Management For For
M.B. MULRONEY Management For For
T.F. O'NEILL Management For For
O.G. WEBB Management For For
K.R. WESTBROOK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 800,000 800,000 800,000 10/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOCA RESORTS, INC. RST Annual Meeting Date: 11/04/2004
Issuer: 09688T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN R. BERRARD Management For For
DENNIS J. CALLAGHAN Management For For
MICHAEL S. EGAN Management For For
HARRIS W. HUDSON Management For For
H. WAYNE HUIZENGA Management For For
GEORGE D. JOHNSON, JR. Management For For
HENRY LATIMER Management For For
PETER H. ROBERTS Management For For
02 TO RATIFY THE ACTION OF THE AUDIT COMMITTEE OF Management For For No
THE BOARD OF DIRECTORS IN APPOINTING ERNST &
YOUNG LLP AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 153,100 153,100 153,100 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON COAT FACTORY WAREHOUSE CO BCF Annual Meeting Date: 11/04/2004
Issuer: 121579 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY
28, 2005.
01 DIRECTOR Management For No
MONROE G. MILSTEIN Management For For
ANDREW R. MILSTEIN Management For For
HARVEY MORGAN Management For For
STEPHEN E. MILSTEIN Management For For
MARK A. NESCI Management For For
ROMAN FERBER Management For For
IRVING DRILLINGS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 140,000 140,000 140,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION MDP Annual Meeting Date: 11/08/2004
Issuer: 589433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Management Against Against No
OF DIRECTORS TO APPROVE THE MEREDITH CORPORATION
2004 STOCK INCENTIVE PLAN.
01 DIRECTOR Management For No
MARY SUE COLEMAN Management For For
D MELL MEREDITH FRAZIER Management For For
JOEL W. JOHNSON Management For For
STEPHEN M. LACY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 80,000 80,000 80,000 11/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Annual Meeting Date: 11/15/2004
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
02 APPROVAL OF AMENDMENT TO INCREASE NUMBER OF SHARES Management For For No
OF COMMON STOCK RESERVED FOR EQUITY INCENTIVE
PLAN BY 20,000,000.
01 DIRECTOR Management For No
ROBERT R. BENNETT Management For For
BERNARD G. DVORAK Management For For
DAVID B. KOFF Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 508 605,000 605,000 605,000 11/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOX ENTERTAINMENT GROUP, INC. FOX Annual Meeting Date: 11/16/2004
Issuer: 35138T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K. RUPERT MURDOCH Management For For
PETER CHERNIN Management For For
DAVID F. DEVOE Management For For
ARTHUR M. SISKIND Management For For
LACHLAN K. MURDOCH Management For For
CHRISTOS M. COTSAKOS Management For For
PETER POWERS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 186,700 186,700 186,700 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SMITHS GROUP SMIN.L AGM Meeting Date: 11/16/2004
Issuer: G82401103 ISIN: GB0008182700
SEDOL: 0818270, 5848056
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
6. RE-APPOINT MR. D.P. LILLYCROP AS A DIRECTOR Management For *Management No
Position Unknown
7. RE-APPOINT MR. E. LINDH AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-APPOINT MR. A. M. THOMSOM AS A DIRECTOR Management For *Management No
Position Unknown
9. RE-APPOINT MR. D.H. BRYDON AS A DIRECTOR Management For *Management No
Position Unknown
10. RE-APPOINT MR. D. J. CHALLEN AS A DIRECTOR Management For *Management No
Position Unknown
11. RE-APPOINT MR. P.J. JACKSON AS A DIRECTOR Management For *Management No
Position Unknown
12. RE-APPOINT LORD ROBERTSON AS A DIRECTOR Management For *Management No
Position Unknown
13. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS Position Unknown
14. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
15. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION OF THE Management For *Management No
EXISTING AUTHORITIES SECTION 80 AND IN ACCORDANCE Position Unknown
WITH THE ARTICLE 6 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY, TO ALLOT RELEVANT SECURITIES,
NOT EXCEEDING THE AGGREGATE OF GBP 46,811,832;
AUTHORITY EXPIRES AT THE END OF 5 YEARS
S.16 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION OF EXISTING Management For *Management No
AUTHORITIES SECTION 95 , IN ACCORDANCE WITH Position Unknown
THE ARTICLE 7 OF THE COMPANY S ARTICLES OF ASSOCIATION
AND IN ACCORDANCE WITH SECTION 94(3A) OF THE
ACT, TO ALLOT EQUITY SECURITIES FOR CASH, DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1)
OF THE ACT , PROVIDED THAT THE POWER IS LIMITED
TO THE ALLOTMENT OF EQUITY SECURITIES OTHER
THAN IN CONNECTION WITH A RIGHTS ISSUE HAVING
A MAXIMUM NOMINAL AMOUNT OF GBP 7,021,774; AUTHORITY
EXPIRES AT THE END OF 5 YEARS
S.17 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH THE Management For *Management No
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION OF Position Unknown
THE COMPANY, TO MAKE MARKET PURCHASES SECTION
163 OF THE COMPANIES ACT 1985 OF UP TO 56,174,198
ORDINARY SHARES OF 25P EACH IN THE CAPITAL OF
THE COMPANY, AT A MINIMUM PRICE OF 25P AND UP
TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES AT THE CONCLUSION
OF THE NEXT GENERAL MEETING OF THE COMPANY ;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
18. AUTHORIZE THE SMITHS GROUP PLC AND EACH AND EVERY Management For *Management No
SUBSIDIARY COMPANY OF SMITHS GROUP PLC 50% OR Position Unknown
MORE OF THE VOTING RIGHTS ARE OWNED DIRECTLY
OR INDIRECTLY BY SMITHS GROUP PLC TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS AND INCUR POLITICAL
EXPENDITURE PROVIDED THAT THE AMOUNT OF ANY SUCH
DONATIONS AND/OR EXPENDITURE IN AGGREGATE SHALL
NOT EXCEED GBP 100,000 PER ANNUM; AUTHORITY
EXPIRES AT THE END OF 4 YEARS
19. ADOPT THE SMITHS GROUP PERFORMANCE SHARE PLAN Management For *Management No
THE PERFORMANCE SHARE PLAN AND AUTHORIZE THE Position Unknown
DIRECTORS TO DO ALL SUCH ACTS AND THINGS AS THEY
MAY CONSIDER APPROPRIATE TO IMPLEMENT THE PERFORMANCE
SHARE PLAN; AND AUTHORIZE THE DIRECTORS TO VOTE
AS DIRECTORS AND BE COUNTED IN ANY QUORUM ON
ANY MATTER CONNECTED WITH THE PERFORMANCE SHARE
PLAN, NOTWITHSTANDING THAT THEY MAY BE INTERESTED
IN THE SAME, SAVE THAT NO DIRECTOR MAY VOTE OR
BE COUNTED IN THE QUORUM ON ANY MATTER SOLELY
CONCERNING HIS OWN PARTICIPATION THEREIN AND
THAT ANY PROHIBITION ON THE DIRECTORS VOTING
SHALL BE SUSPENDED TO THIS EXTENT ACCORDINGLY
20. ADOPT THE SMITHS GROUP CO-INVESTMENT PLAN THE Management For *Management No
CO-INVESTMENT PLAN AND AUTHORIZE THE DIRECTORS Position Unknown
TO DO ALL SUCH ACTS AND THINGS AS THEY MAY CONSIDER
APPROPRIATE TO IMPLEMENT THE CO-INVESTMENT PLAN;
AND AUTHORIZE THE DIRECTORS TO VOTE AS THE DIRECTORS
AND BE COUNTED IN ANY QUORUM ON ANY MATTER CONNECTED
WITH THE CO-INVESTMENT PLAN, NOTWITHSTANDING
THAT THEY MAY BE INTERESTED IN THE SAME, SAVE
THAT NO DIRECTOR MAY VOTE OR BE COUNTED IN THE
QUORUM ON ANY MATTER SOLELY CONCERNING HIS OWN
PARTICIPATION THEREIN AND THAT ANY PROHIBITION
ON THE DIRECTORS VOTING SHALL BE SUSPENDED TO
THIS EXTENT ACCORDINGLY
1. ADOPT THE REPORTS OF THE DIRECTORS AND THE AUDITORS Management For *Management No
AND THE AUDITED ACCOUNTS FOR THE YE 31 JUL 2004 Position Unknown
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management No
THE YE 31 JUL 2004 Position Unknown
3. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For *Management No
Position Unknown
4. RE-APPOINT SIR NIGEL BROOMFIELD AS A DIRECTOR Management For *Management No
Position Unknown
5. RE-APPOINT MR. J. LANGSTON AS A DIRECTOR Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DETAILED Non-Voting *Management No
AGENDA. IF YOU HAVE ALREADY SENT IN YOUR VOTES, Position Unknown
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 80,000 80,000 80,000 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/17/2004
Issuer: 189054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DANIEL BOGGAN, JR. Management For For
TULLY M. FRIEDMAN Management For For
CHRISTOPH HENKEL Management For For
WILLIAM R. JOHNSON Management For For
GERALD E. JOHNSTON Management For For
ROBERT W. MATSCHULLAT Management For For
GARY G. MICHAEL Management For For
KLAUS MORWIND Management For For
JAN L. MURLEY Management For For
LARY R. SCOTT Management For For
MICHAEL E. SHANNON Management For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE CLOROX Management For For No
COMPANY INDEPENDENT DIRECTORS STOCK-BASED COMPENSATION
PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 1,000 1,000 1,000 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY CPB Annual Meeting Date: 11/18/2004
Issuer: 134429 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN F. BROCK Management For For
EDMUND M. CARPENTER Management For For
PAUL R. CHARRON Management For For
DOUGLAS R. CONANT Management For For
BENNETT DORRANCE Management For For
KENT B. FOSTER Management For For
HARVEY GOLUB Management For For
RANDALL W. LARRIMORE Management For For
PHILIP E. LIPPINCOTT Management For For
MARY ALICE D. MALONE Management For For
DAVID C. PATTERSON Management For For
CHARLES R. PERRIN Management For For
DONALD M. STEWART Management For For
GEORGE STRAWBRIDGE, JR. Management For For
LES C. VINNEY Management For For
CHARLOTTE C. WEBER Management For For
03 RE-APPROVAL OF THE ANNUAL INCENTIVE PLAN Management For For No
02 RATIFICATION OF APPOINTMENT OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 125,000 125,000 125,000 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP Annual Meeting Date: 11/18/2004
Issuer: 28336L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN M. BISSELL Management For For
JUAN CARLOS BRANIFF Management For For
JAMES L. DUNLAP Management For For
DOUGLAS L. FOSHEE Management For For
ROBERT W. GOLDMAN Management For For
ANTHONY W. HALL, JR. Management For For
THOMAS R. HIX Management For For
WILLIAM H. JOYCE Management For For
RONALD L. KUEHN, JR. Management For For
J. MICHAEL TALBERT Management For For
JOHN L. WHITMIRE Management For For
JOE B. WYATT Management For For
03 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING EXPENSING Shareholder Against For No
COSTS OF ALL FUTURE STOCK OPTIONS IN THE ANNUAL
INCOME STATEMENT.
04 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING COMMONSENSE Shareholder Against For No
EXECUTIVE COMPENSATION.
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 225,000 225,000 225,000 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. DCI Annual Meeting Date: 11/19/2004
Issuer: 257651 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
WILLIAM COOK Management For For
KENDRICK MELROSE Management For For
JOHN WIEHOFF Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 404,000 404,000 404,000 11/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE READER'S DIGEST ASSOCIATION, INC RDA Annual Meeting Date: 11/19/2004
Issuer: 755267 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LAWRENCE R. RICCIARDI Management For For
WILLIAM J. WHITE Management For For
ED ZSCHAU Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 220,000 220,000 220,000 11/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION KGC Special Meeting Date: 11/26/2004
Issuer: 496902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE CORPORATION S Management For For No
ARTICLES FOR THE PURPOSE OF EFFECTING A CONSOLIDATION/DECONSOLIDATION
OF THE CORPORATION S COMMON SHARES, AS MORE PARTPICULARLY
DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 206 50,000 50,000 50,000 11/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. HAIN Annual Meeting Date: 12/02/2004
Issuer: 405217 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IRWIN D. SIMON Management For For
BARRY J. ALPERIN Management For For
BETH L. BRONNER Management For For
JACK FUTTERMAN Management For For
DANIEL R. GLICKMAN Management For For
MARINA HAHN Management For For
ANDREW R. HEYER Management For For
ROGER MELTZER Management For For
MITCHELL A. RING Management For For
LEWIS D. SCHILIRO Management For For
D. EDWARD I. SMYTH Management For For
LARRY S. ZILAVY Management For For
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For No
TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE
30, 2005.
02 TO APPROVE THE AMENDMENT TO THE 2002 LONG TERM Management Against Against No
INCENTIVE AND STOCK AWARD PLAN TO INCREASE THE
NUMBER OF SHARES ISSUABLE OVER THE TERM OF THE
PLAN BY 1,800,000 SHARES TO 4,900,000 SHARES
IN THE AGGREGATE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 10,000 10,000 10,000 11/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOCA RESORTS, INC. RST Special Meeting Date: 12/08/2004
Issuer: 09688T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF OCTOBER 20, 2004, AMONG THE COMPANY, BATON
HOLDINGS INC. AND BATON ACQUISITION INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 203,100 203,100 203,100 12/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC. CWTR Special Meeting Date: 12/08/2004
Issuer: 193068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
INCREASING THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 60,000,000 TO 150,000,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 13,500 13,500 13,500 12/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MANDALAY RESORT GROUP MBG Annual Meeting Date: 12/10/2004
Issuer: 562567 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JUNE 15, 2004, AMONG MGM MIRAGE,
MGM MIRAGE ACQUISITION CO. #61 AND MANDALAY,
PROVIDING FOR THE MERGER OF A WHOLLY OWNED SUBSIDIARY
OF MGM MIRAGE WITH AND INTO MANDALAY.
02 TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For No
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO APPROVE THE FIRST PROPOSAL
DESCRIBED ABOVE.
03 DIRECTOR Management For No
WILLIAM E. BANNEN, M.D. Management For For
JEFFREY D. BENJAMIN Management For For
ROSE MCKINNEY-JAMES Management For For
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
JANUARY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 60,000 60,000 60,000 12/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FARMER BROS. CO. FARM Annual Meeting Date: 12/14/2004
Issuer: 307675 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2005.
01 DIRECTOR Management For No
LEWIS A. COFFMAN Management For For
KENNETH R. CARSON Management For For
JOHN SAMORE, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 70,000 70,000 70,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------
METRO-GOLDWYN-MAYER INC. MGM Special Meeting Date: 12/17/2004
Issuer: 591610 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF MERGER AGREEMENT. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 130,000 130,000 130,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DPL INC. DPL Annual Meeting Date: 12/22/2004
Issuer: 233293 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL. Shareholder Against For No
02 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For No
01 DIRECTOR Management For No
ROBERT D. BIGGS Management For For
GLENN E. HARDER Management For For
W AUGUST HILLENBRAND Management For For
NED J. SIFFERLEN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 70,000 70,000 70,000 12/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ROBERT MONDAVI CORPORATION MOND Annual Meeting Date: 12/22/2004
Issuer: 609200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 COMPANY S PROPOSAL TO AMEND THE 1993 EQUITY INCENTIVE Management For For No
PLAN.
05 COMPANY S PROPOSAL TO AMEND THE 1993 NON-EMPLOYEE Management Against Against No
DIRECTORS STOCK PLAN.
04 COMPANY S PROPOSAL TO AMEND THE 1993 EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
03 COMPANY S PROPOSAL TO RATIFY THE APPOINTMENT Management For For No
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
02 DIRECTOR Management For No
PHILIP GREER Management For For
JOHN M. THOMPSON Management For For
ANTHONY GREENER Management For For
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BY Management For For No
AND AMONG CONSTELLATION BRANDS, INC., RMD ACQUISITION
CORP. AND THE ROBERT MONDAVI CORPORATION DATED
AS OF NOVEMBER 3, 2004, WHICH PROVIDES FOR THE
MERGER OF RMD ACQUISITION CORP. WITH AND INTO
THE ROBERT MONDAVI CORPORATION, AND THE RELATED
AGREEMENT OF MERGER OF RMD ACQUISITION CORP.
AND THE ROBERT MONDAVI CORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 12,000 12,000 12,000 12/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. AYI Annual Meeting Date: 01/06/2005
Issuer: 00508Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN L. CLENDENIN Management For For
ROBERT F. MCCULLOUGH Management For For
NEIL WILLIAMS Management For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 145,400 145,400 145,400 12/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DELTA AND PINE LAND COMPANY DLP Annual Meeting Date: 01/11/2005
Issuer: 247357 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JON E.M. JACOBY Management For For
F. MURRAY ROBINSON Management For For
02 APPROVAL OF THE AUDITING FIRM OF KPMG, LLP. Management For For No
03 APPROVAL OF THE 2005 OMNIBUS STOCK PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 15,000 15,000 15,000 1/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEIMAN MARCUS GROUP, INC. NMG Annual Meeting Date: 01/14/2005
Issuer: 640204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING CUMULATIVE Shareholder Against For No
VOTING
03 APPROVAL OF THE NEIMAN MARCUS GROUP, INC. 2005 Management Against Against No
STOCK INCENTIVE PLAN
02 APPROVAL OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE CURRENT FISCAL YEAR
01 DIRECTOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 301 660,000 660,000 660,000 1/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HERLEY INDUSTRIES, INC. HRLY Annual Meeting Date: 01/20/2005
Issuer: 427398 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MYRON LEVY Management For For
DR. EDWARD A. BOGUCZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 15,300 15,300 15,300 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005
Issuer: 61166W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against For No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against For No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against For No
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against For No
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Against No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For For No
01 DIRECTOR Management For No
JOHN W. BACHMANN Management For For
WILLIAM U. PARFET Management For For
GEORGE H. POSTE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 40,529 40,529 40,529 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. ENR Annual Meeting Date: 01/25/2005
Issuer: 29266R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WARD M. KLEIN Management For For
RICHARD A. LIDDY Management For For
JOE R. MICHELETTO Management For For
W. PATRICK MCGINNIS Management For For
BILL G. ARMSTRONG Management For For
JOHN C. HUNTER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 310,000 310,000 310,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. JCI Annual Meeting Date: 01/26/2005
Issuer: 478366 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
01 DIRECTOR Management For No
NATALIE A. BLACK Management For For
ROBERT A. CORNOG Management For For
WILLIAM H. LACY Management For For
STEPHEN A. ROELL Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 245,000 245,000 245,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY ACV Annual Meeting Date: 01/27/2005
Issuer: 013068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HOWARD B. BERNICK Management For For
KING HARRIS Management For For
SAM J. SUSSER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 40,500 40,500 40,500 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED DOMECQ PLC AED Annual Meeting Date: 01/28/2005
Issuer: 019121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS. Management For For No
02 TO DECLARE A FINAL DIVIDEND. Management For For No
03 TO RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For For No
REPORT.
04 TO RE-ELECT GRAHAM HETHERINGTON AS A DIRECTOR Management For For No
OF THE COMPANY.
05 TO RE-ELECT DAVID SCOTLAND AS A DIRECTOR OF THE Management For For No
COMPANY.
06 TO RE-ELECT RICHARD TURNER AS A DIRECTOR OF THE Management For For No
COMPANY.
07 TO REAPPOINT THE AUDITOR. Management For For No
08 TO AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For For No
OF THE AUDITOR.
09 TO RE-NEW THE DIRECTORS AUTHORITY TO ALLOT UNISSUED Management For For No
SHARES.
10 TO RE-NEW THE DIRECTORS AUTHORITY IN RESPECT Management For For No
OF THE PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS.
11 TO AUTHORIZE THE COMPANY TO MAKE LIMITED MARKET Management For For No
PURCHASES OF ITS OWN ORDINARY SHARES.
12 TO AUTHORIZE ALLIED DOMECQ (HOLDINGS) PLC ( ADH Management For For No
) TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL
EXPENDITURE.
13 TO APPROVE THE ALLIED DOMECQ PLC PERFORMANCE Management For For No
SHARE PLAN 2005.
14 TO AMEND THE RULES OF THE ALLIED DOMECQ PLC LONG Management For For No
TERM INCENTIVE SCHEME 1999.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 201 70,000 70,000 70,000 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RALCORP HOLDINGS, INC. RAH Annual Meeting Date: 02/02/2005
Issuer: 751028 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 AMENDMENT TO 2002 INCENTIVE STOCK PLAN Management For For No
01 DIRECTOR Management For No
BILL G. ARMSTRONG Management For For
DAVID R. BANKS Management For For
KEVIN J. HUNT Management For For
DAVID W. KEMPER Management For For
DAVID P. SKARIE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 150,000 150,000 150,000 1/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. LDR Annual Meeting Date: 02/03/2005
Issuer: 51476K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO APPROVE THE LANDAUER, INC. 2005 LONG-TERM Management Against Against No
INCENTIVE PLAN.
02 PROPOSAL TO APPROVE PRICEWATERHOUSECOOPERS LLP Management For For No
AS AUDITORS.
01 DIRECTOR Management For No
MR. CRONIN Management For For
MR. LATTA Management For For
MR. RISK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 65,000 65,000 65,000 2/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ANDREW CORPORATION ANDW Annual Meeting Date: 02/08/2005
Issuer: 034425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
T.A. DONAHOE Management For For
R.E. FAISON Management For For
J.D. FLUNO Management For For
W.O. HUNT Management For For
C.R. NICHOLAS Management For For
R.G. PAUL Management For For
G.A. POCH Management For For
A.F. POLLACK Management For For
G.O. TONEY Management For For
02 TO APPROVE THE ADOPTION OF A NEW MANAGEMENT INCENTIVE Management For For No
PLAN.
03 TO APPROVE THE ADOPTION OF A NEW LONG TERM INCENTIVE Management For For No
PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS Management For For No
INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR 2005.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 190,000 190,000 190,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SYBRON DENTAL SPECIALTIES, INC. SYD Annual Meeting Date: 02/08/2005
Issuer: 871142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DENNIS BROWN Management For For
KENNETH F. YONTZ Management For For
02 APPROVAL OF SYBRON DENTAL SPECIALTIES, INC. S Management Against Against No
2005 OUTSIDE DIRECTORS STOCK OPTION PLAN.
03 APPROVAL OF SYBRON DENTAL SPECIALTIES, INC. S Management Against Against No
2005 LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 150,000 150,000 150,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY DIS Annual Meeting Date: 02/11/2005
Issuer: 254687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For No
TO CHINA LABOR STANDARDS.
04 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For No
TO GREENMAIL.
03 TO APPROVE THE 2005 STOCK INCENTIVE PLAN. Management Against Against No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2005.
01 DIRECTOR Management For No
JOHN E. BRYSON Management For For
JOHN S. CHEN Management For For
MICHAEL D. EISNER Management For For
JUDITH L. ESTRIN Management For For
ROBERT A. IGER Management For For
FRED H. LANGHAMMER Management For For
AYLWIN B. LEWIS Management For For
MONICA C. LOZANO Management For For
ROBERT W. MATSCHULLAT Management For For
GEORGE J. MITCHELL Management For For
LEO J. O'DONOVAN, S.J. Management For For
GARY L. WILSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 500,000 500,000 500,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC OOM Special Meeting Date: 02/14/2005
Issuer: 55309W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
C1 FOR OR AGAINST THE SAID SCHEME Management For For No
EO2 TO ELECT PATRICK LUPO AS A DIRECTOR OF THE COMPANY. Management For For No
EO1 TO APPROVE THE AMENDMENTS TO THE RULES OF THE Management For For No
EMPLOYEE SHARE PLANS IN THE MANNER DESCRIBED
IN PARAGRAPH 11 OF PART 3 OF THE CIRCULAR TO
SHAREHOLDERS DATED JANUARY 12, 2005, AND THE
RENAMING OF THOSE PLANS TO A NAME PREFACED BY
O2 RATHER THAN MMO2 .
ES1 TO APPROVE THE COMPANY S SCHEME OF ARRANGEMENT, Management For For No
THE O2 PLC REDUCTION OF CAPTIAL AND RELATED MATTERS.*
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 140,000 140,000 140,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC, SLOUGH OOM EGM Meeting Date: 02/14/2005
Issuer: G6179P109 ISIN: GB0030872716
SEDOL: 3087271
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THE COMPANY S SCHEME OF ARRANGEMENT, Management For *Management No
THE O2 PLC REDUCTION OF CAPITAL AND RELATED MATTERS Position Unknown
2. APPROVE THE AMENDMENTS TO THE RULES OF THE EMPLOYEE Management For *Management No
SHARE PLANS AND THE RENAMING OF THOSE PLANS Position Unknown
*Management
3. ELECT MR. PATRICK LUPO AS A DIRECTOR OF THE COMPANY Management For Position Unknown No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 300,000 300,000 300,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC, SLOUGH OOM CRT Meeting Date: 02/14/2005
Issuer: G6179P109 ISIN: GB0030872716
SEDOL: 3087271
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THE SCHEME OF ARRANGEMENT Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 300,000 300,000 300,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC. LU Annual Meeting Date: 02/16/2005
Issuer: 549463 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 SHAREOWNER PROPOSAL TO AMEND COMPANY S AUDIT Shareholder Against For No
SERVICES PRE-APPROVAL POLICY
06 SHAREOWNER PROPOSAL TO REQUIRE SHAREOWNER APPROVAL Shareholder Against For No
OF FUTURE GOLDEN PARACHUTES
01 DIRECTOR Management For No
ROBERT E. DENHAM Management For For
DANIEL S. GOLDIN Management For For
EDWARD E. HAGENLOCKER Management For For
CARLA A. HILLS Management For For
KARL J. KRAPEK Management For For
RICHARD C. LEVIN Management For For
PATRICIA F. RUSSO Management For For
HENRY B. SCHACHT Management For For
FRANKLIN A. THOMAS Management For For
RONALD A. WILLIAMS Management For For
02 DIRECTORS PROPOSAL TO APPROVE A REVERSE STOCK Management For For No
SPLIT IN ONE OF FOUR RATIOS
03 SHAREOWNER PROPOSAL REGARDING PUBLICATION OF Shareholder Against For No
POLITICAL ACTION CONTRIBUTIONS
04 SHAREOWNER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No
COMPENSATION AWARDS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 800,000 800,000 800,000 2/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE FAIRCHILD CORPORATION FA Annual Meeting Date: 02/16/2005
Issuer: 303698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MORTIMER M. CAPLIN Management For For
ROBERT E. EDWARDS Management For For
STEVEN L. GERARD Management For For
HAROLD J. HARRIS Management For For
DANIEL LEBARD Management For For
JOHN W. PODKOWSKY Management For For
HERBERT S. RICHEY Management For For
ERIC I. STEINER Management For For
JEFFREY J. STEINER Management For For
03 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No
FOR THE CHIEF EXECUTIVE OFFICER.
02 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No
FOR THE PRESIDENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 230,000 230,000 230,000 2/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AGERE SYSTEMS INC. AGRA Annual Meeting Date: 02/17/2005
Issuer: 00845V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD S. HILL Management For For
ARUN NETRAVALI Management For For
HAROLD A. WAGNER Management For For
02 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO RECLASSIFY OUR CLASS A COMMON
STOCK AND CLASS B COMMON STOCK INTO A NEW, SINGLE
CLASS OF COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-10 REVERSE STOCK
SPLIT.
04 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-20 REVERSE STOCK
SPLIT.
05 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-30 REVERSE STOCK
SPLIT.
06 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-40 REVERSE STOCK
SPLIT.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO MAKE ADMINISTRATIVE CHANGES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 209 380,000 380,000 380,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. BLOCK Management For For
T. KEVIN DUNNIGAN Management For For
DIPAK C. JAIN Management For For
JOACHIM MILBERG Management For For
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 400,000 400,000 400,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LEE ENTERPRISES, INCORPORATED LEE Annual Meeting Date: 02/23/2005
Issuer: 523768 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For No
AS MAY PROPERLY COME BEFORE THE MEETING.
03 APPROVAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES
OF COMMON STOCK DESCRIBED IN PROPOSAL 3 IN THE
PROXY STATEMENT.
02 APPROVAL OF THE COMPANY S INCENTIVE COMPENSATION Management For For No
PROGRAM DESCRIBED IN PROPOSAL 2 IN THE PROXY STATEMENT.
01 DIRECTOR Management For No
NANCY S. DONOVAN Management For For
HERBERT W. MOLONEY III Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 38,000 38,000 38,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD. SSNHY Annual Meeting Date: 02/28/2005
Issuer: 796050 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF THE COMPENSATION CEILING FOR THE Management For For No
DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
02 APPROVAL OF THE APPOINTMENT OF IN-JOO KIM AS Management For For No
AN EXECUTIVE DIRECTOR, AS SET FORTH IN THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH.
01 APPROVAL OF THE BALANCE SHEET, INCOME STATEMENT Management For For No
AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS
(DRAFT) FOR THE 36TH FISCAL YEAR (FROM JANUARY
1, 2004 TO DECEMBER 31, 2004), AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 888 46,000 46,000 46,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NOBILITY HOMES, INC. NOBH Annual Meeting Date: 03/04/2005
Issuer: 654892 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
TERRY E. TREXLER Management For For
RICHARD C. BARBERIE Management For For
ROBERT P. HOLLIDAY Management For For
ROBERT P. SALTSMAN Management For For
THOMAS W. TREXLER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 12,500 12,500 12,500 2/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WM. WRIGLEY JR. COMPANY WWY Annual Meeting Date: 03/08/2005
Issuer: 982526 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A Shareholder Against For No
CHANGE TO THE PROXY CARD.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
ERNST & YOUNG LLP FOR THE YEAR ENDING 12/31/05.
02 TO AMEND ARTICLE FOURTH OF THE COMPANY S SECOND Management For For No
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK AND
CLASS B COMMON STOCK.
01 DIRECTOR Management For No
JOHN RAU Management For For
RICHARD K. SMUCKER Management For For
WILLIAM WRIGLEY, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 255,000 255,000 255,000 2/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
01 DIRECTOR Management For No
DENNIS C. BLAIR Management For For
EDWARD D. BREEN Management For For
GEORGE W. BUCKLEY Management For For
BRIAN DUPERREAULT Management For For
BRUCE S. GORDON Management For For
RAJIV L. GUPTA Management For For
JOHN A. KROL Management For For
MACKEY J. MCDONALD Management For For
H. CARL MCCALL Management For For
BRENDAN R. O'NEILL Management For For
SANDRA S. WIJNBERG Management For For
JEROME B. YORK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 38,000 38,000 38,000 3/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. CZR Special Meeting Date: 03/11/2005
Issuer: 127687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No
PLAN OF MERGER, DATED AS OF JULY 14, 2004, BY
AND AMONG HARRAH S ENTERTAINMENT, INC., HARRAH
S OPERATING COMPANY, INC., A WHOLLY OWNED SUBSIDIARY
OF HARRAH S ENTERTAINMENT, INC., AND CAESARS
ENTERTAINMENT, INC., AND THE TRANSACTIONS CONTEMPLATED
BY THE MERGER AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 160,000 160,000 160,000 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC. HET Special Meeting Date: 03/11/2005
Issuer: 413619 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF AN AMENDMENT TO HARRAH S CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF HARRAH S COMMON STOCK FROM 360,000,000
TO 720,000,000.
01 APPROVAL OF THE ISSUANCE OF SHARES OF HARRAH Management For For No
S COMMON STOCK, PURSUANT TO THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF JULY 14, 2004, BY
AND AMONG HARRAH S ENTERTAINMENT, INC., HARRAH
S OPERATING COMPANY, INC., A WHOLLY-OWNED SUBSIDIARY
OF HARRAH S, AND CAESARS ENTERTAINMENT, INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 10,000 10,000 10,000 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CLARCOR INC. CLC Annual Meeting Date: 03/21/2005
Issuer: 179895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. ROBERT H. JENKINS Management For For
MR PHILIP R. LOCHNER JR Management For For
02 PROPOSAL TO APPROVE AND ADOPT THE AMENDMENT TO Management For For No
THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 122,000 122,000 122,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEVISION BROADCASTS LTD 511 EGM Meeting Date: 03/21/2005
Issuer: Y85830100 ISIN: HK0511001957
SEDOL: 5274190, B01Y6R9, 6881674
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
*Management
1. APPROVE AND RATIFY THE AGREEMENT AS SPECIFIED Management For Position Unknown No
AND THE TRANSACTIONS CONTEMPLATED THEREUNDER
*Management
2. APPROVE THAT THE PERIOD OF 30 DAYS DURING WHICH Management For Position Unknown No
THE COMPANY S REGISTER OF MEMBER MAY BE CLOSED
UNDER SECTION 99(1) OF THE COMPANIES ORDINANCE
DURING THE CALENDAR YEAR 2005, BE EXTENDED, PURSUANT
TO SECTION 99(2) OF THE COMPANIES ORDINANCE,
TO 60 DAYS
*Management
* PLEASE NOTE THAT THE SHAREHOLDERS NEED TO FILL Non-Voting Position Unknown No
A DECLARATION FORM FOR THEIR VOTE INSTRUCTIONS
TO BE ACCEPTED. THESE FORMS CONTAIN 3 SECTIONS.
SECTION A WILL BE FILLED BY THE INSTITUTION.
PLEASE FIND THE SCANNED DOCUMENTS VIA THE LINK
WW3.ICS.ADP.COM/STREETLINK_DATA/DIRY85830100/SA65E0.PDF
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 400,000 400,000 400,000 3/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION IEX Annual Meeting Date: 03/22/2005
Issuer: 45167R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BRADLEY J. BELL Management For For
GREGORY B. KENNY Management For For
LAWRENCE D. KINGSLEY Management For For
02 APPROVAL OF AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 75,000,000 TO 150,000,000
SHARES.
03 APPROVAL OF THE COMPANY S INCENTIVE AWARD PLAN. Management For For No
04 APPROVAL OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For No
OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 560,000 560,000 560,000 3/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION NAV Annual Meeting Date: 03/23/2005
Issuer: 63934E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EUGENIO CLARIOND Management For For
JOHN D. CORRENTI Management For For
DANIEL C. USTIAN Management For For
02 VOTE TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS OUR INDEPENDENT AUDITOR.
03 VOTE TO APPROVE CERTAIN AMENDMENTS TO OUR 2004 Management For For No
PERFORMANCE INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 520,000 520,000 520,000 3/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. OMN Annual Meeting Date: 03/23/2005
Issuer: 682129 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD P. CAMPBELL Management For For
DAVID A. DABERKO Management For For
WILLIAM R. SEELBACH Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 650,000 650,000 650,000 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN KSU Special Meeting Date: 03/29/2005
Issuer: 485170 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSED ISSUANCE OF COMMON STOCK. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 302 4,000 4,000 4,000 3/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC. GY Annual Meeting Date: 03/30/2005
Issuer: 368682 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Against No
02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management Abstain Against No
ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 620,000 620,000 620,000 3/30/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO TI OGM Meeting Date: 04/04/2005
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
05 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For *Management No
2004; RESOLUTIONS RELATED THERETO Position Unknown
2. APPOINT THE BOARD OF DIRECTORS; RESOLUTIONS RELATED Management For *Management No
THERETO Position Unknown
3. APPOINT THE EXTERNAL AUDITORS FOR THREE YEARS Management For *Management No
PERIOD 2005/2007 Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 26,026 26,026 26,026 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO TI OGM Meeting Date: 04/04/2005
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 220139, DUE TO ADDITIONALRESOLUTIONS. ALL Position Unknown
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
1. APPROVE THE ANNUAL REPORT FOR THE YE 31 DEC 2004; Management For *Management No
RELATED AND CONSEQUENTIAL RESOLUTIONS Position Unknown
2.1 APPOINT MR. RICARDO PERISSICH TO THE BOARD OF Management For *Management No
DIRECTORS Position Unknown
2.2 APPOINT MR. ENRICO PARAZZINI TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.3 APPOINT MR. CARLO BERTAZZO TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.4 APPOINT MR. ADRIANO DE MAIO TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.5 APPOINT MR. CANDIDO FOIS TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.6 APPOINT MR. GIULIA LIGRESTI TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.7 APPOINT MR. ROMANO MARNIGA TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.8 APPOINT MR. GIANFRANCO NEGRI CLEMENTI TO THE Management For *Management No
BOARD OF DIRECTORS Position Unknown
2.9 APPOINT MR. ALLESANDRO OVI TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.10 APPOINT MR. PAOLO ROVERATO TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.11 APPOINT MR. SERGIO RISTUCCIA TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.12 APPOINT MR. GIOVANNI SABBATUCCI TO THE BOARD Management For *Management No
OF DIRECTORS Position Unknown
2.13 APPOINT MR. MARIO ZANONE POMA TO THE BOARD OF Management For *Management No
DIRECTORS Position Unknown
3. APPOINT THE EXTERNAL AUDITORS FOR THREE YEARS Management For *Management No
PERIOD 2005/2007 Position Unknown
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
05 APR 2005 AT 400 PM. CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 26,026 26,026 26,026 4/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/05/2005
Issuer: 524908 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF 2005 STOCK INCENTIVE PLAN. Management Against Against No
04 SHAREHOLDER PROPOSAL REGARDING CEO COMPENSATION. Shareholder Against For No
01 DIRECTOR Management For No
MICHAEL L. AINSLIE Management For For
JOHN F. AKERS Management For For
RICHARD S. FULD, JR. Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 6,000 6,000 6,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MOBILE SPA TIM, TORINO TI MIX Meeting Date: 04/05/2005
Issuer: T9276A104 ISIN: IT0001052049 BLOCKING
SEDOL: B020S70, 5527957, 4876746
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
06 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 216109 DUE TO CHANGE IN MEETING TYPE AND ADDITIONAL Position Unknown
RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL NEED
TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
E.1 APPROVE THE MERGER BY THE INCORPORATION OF TELECOM Management For *Management No
ITALIA MOBILE SPA INTO THE TELECOM ITALIA SPA Position Unknown
AS PER ARTICLE 146, COMMA 1B OF ITALIAN LEGISLATIVE
DECREE NO.58/98
O.1 APPROVE THE BALANCE SHEET REPORT AS ON 31 DEC Management For *Management No
2004; RESOLUTIONS RELATED THERETO Position Unknown
O.2 APPOINT THE BOARD OF DIRECTORS; RESOLUTIONS RELATED Management For *Management No
THERETO Position Unknown
O.3 APPOINT THE INTERNAL AUDITORS; RESOLUTIONS RELATED Management For *Management No
THERETO Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 1,750,000 1,750,000 1,750,000 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW TI EGM Meeting Date: 04/05/2005
Issuer: T92778108 ISIN: IT0003497168 BLOCKING
SEDOL: 7649882, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
06 APR 2005 AND A THIRD CALL ON 07 APR 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. APPROVE THE MERGER PLAN OF TELECOM ITALIA MOBILE Management For *Management No
SPA INTO TELECOM ITALIA SPA, RELATED AND CONSEQUENT Position Unknown
RESOLUTIONS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIVE Non-Voting *Management No
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN Position Unknown
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 1,498,435 1,498,435 1,498,435 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW TI MIX Meeting Date: 04/05/2005
Issuer: T92778108 ISIN: IT0003497168 BLOCKING
SEDOL: 7649882, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
06 APR 2005 (AND A THIRD CALL ON 07 APR 2005).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
E.1 APPROVE THE MERGER BY INCORPORATION OF TELECOM Management For *Management No
ITALIA MOBILE SPA INTO TELECOM ITALIA SPA AND Position Unknown
THE RESOLUTIONS RELATED THERE TO
O.1 APPROVE THE BALANCE SHEET REPORT AS OF 31 DEC Management For *Management No
04 AND THE RESOLUTIONS RELATED THERETO Position Unknown
O.2 APPROVE TO INTEGRATE THE BOARD OF DIRECTORS Management For *Management No
MEMBERS NUMBER; APPROVE UPON RESTATING THE BOARD Position Unknown
OF DIRECTORS MEMBERS NUMBER, STATING THE BOARD
OF DIRECTORS YEARLY EMOLUMENTS AND APPOINT TWO
NEW MEMBERS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 1,498,435 1,498,435 1,498,435 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SA DE CV BIMBO, MEXICO BIMBOA.MX AGM Meeting Date: 04/08/2005
Issuer: P49521126 ISIN: MXP495211262
SEDOL: 2392471
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO AMEND THE BOARD OF DIRECTORS REPORT, Management For *Management No
PURSUANT TO THE ARTICLE 172,COMMERCIAL COMPANIES Position Unknown
LAW, INCLUDING THE FINANCIAL STATEMENTS, THE
AUDITED CONSOLIDATED WITH SUBSIDIARIES, FOR THE
FYE 31 DEC 2004, PRIOR READING THE REPORTS PREPARED
BY THE EXTERNAL AUDITORS, THE COMMISSIONER AND
THE COMPANY AUDIT COMMITTEE
2. APPROVE THE APPLICATION OF THE EARNINGS FOR THE Management For *Management No
FYE 31 DEC 2004 Position Unknown
3. APPROVE TO PAY A CASH DIVIDEND AT A RATE OF 0.28 Management For *Management No
PER EACH CAPITAL STOCK REPRESENTATIVE OUTSTANDING Position Unknown
SHARE
4. APPOINT THE BOARD OF DIRECTORS MEMBERS AND THE Management For *Management No
COMPANY COMMISSIONER AND APPROVE TO SET THEIR Position Unknown
REMUNERATION
5. APPOINT THE MEMBERS OF THE AUDITORS COMMITTEE, Management For *Management No
THE ASSESSMENT AND COMPENSATION COMMITTEE, THE Position Unknown
FINANCE AND PLANNING COMMITTEE AND APPROVE TO
SET THEIR ALLOWANCES
6. APPROVE THE REPORT ABOUT THE PURCHASE OF THE Management For *Management No
COMPANY SHARES, AS WELL AS TO SET THE MAXIMUM Position Unknown
AMOUNT THAT THE COMPANY MAY USE TO PURCHASE THE
COMPANY SHARES, PURSUANT TO THE ARTICLE 14-3
OF THE SECURITIES MARKET LAW
7. APPOINT THE SPECIAL DELEGATES Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
222764 DUE TO CHANGE IN THE VOTING STATUS. ALL Position Unknown
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 1,267,800 1,267,800 1,267,800 4/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SA DE CV BIMBO, MEXICO BIMBOA.MX AGM Meeting Date: 04/08/2005
Issuer: P49521126 ISIN: MXP495211262
SEDOL: 2392471
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
225315 DUE TO RECEIPT OF RECORD DATE. ALL VOTES Position Unknown
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1. APPROVE TO AMEND THE BOARD OF DIRECTORS REPORT, Management For *Management No
PURSUANT TO THE ARTICLE 172,COMMERCIAL COMPANIES Position Unknown
LAW, INCLUDING THE FINANCIAL STATEMENTS, THE
AUDITED CONSOLIDATED WITH SUBSIDIARIES, FOR THE
FYE 31 DEC 2004, PRIOR READING THE REPORTS PREPARED
BY THE EXTERNAL AUDITORS, THE COMMISSIONER AND
THE COMPANY AUDIT COMMITTEE
2. APPROVE THE APPLICATION OF THE EARNINGS FOR THE Management For *Management No
FYE 31 DEC 2004 Position Unknown
3. APPROVE TO PAY A CASH DIVIDEND AT A RATE OF 0.28 Management For *Management No
Position Unknown
PER EACH CAPITAL STOCK REPRESENTATIVE OUTSTANDING
SHARE
4. APPOINT THE BOARD OF DIRECTORS MEMBERS AND THE Management For *Management No
COMPANY COMMISSIONER AND APPROVE TO SET THEIR Position Unknown
REMUNERATION
5. APPOINT THE MEMBERS OF THE AUDITORS COMMITTEE, Management For *Management No
THE ASSESSMENT AND COMPENSATION COMMITTEE, THE Position Unknown
FINANCE AND PLANNING COMMITTEE AND APPROVE TO
SET THEIR ALLOWANCES
6. APPROVE THE REPORT ABOUT THE PURCHASE OF THE Management For *Management No
COMPANY SHARES, AS WELL AS TO SET THE MAXIMUM Position Unknown
AMOUNT THAT THE COMPANY MAY USE TO PURCHASE THE
COMPANY SHARES, PURSUANT TO THE ARTICLE 14-3
OF THE SECURITIES MARKET LAW
7. APPOINT THE SPECIAL DELEGATES Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 1,267,800 1,267,800 1,267,800 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS Special Meeting Date: 04/11/2005
Issuer: 879433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Management For For No
02 AMENDMENTS TO 2004 LONG-TERM INCENTIVE PLAN Management For For No
03 AMENDMENTS TO 2003 EMPLOYEE STOCK PURCHASE PLAN Management For For No
04 NON-EMPLOYEE DIRECTOR COMPENSATION PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 592,000 592,000 592,000 4/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. BK Annual Meeting Date: 04/12/2005
Issuer: 064057 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. BIONDI Management For For
MR. DONOFRIO Management For For
MR. HASSELL Management For For
MR. KOGAN Management For For
MR. KOWALSKI Management For For
MR. LUKE Management For For
MR. MALONE Management For For
MR. MYNERS Management For For
MS. REIN Management For For
MR. RENYI Management For For
MR. RICHARDSON Management For For
MR. ROBERTS Management For For
MR. SCOTT Management For For
02 RATIFICATION OF AUDITORS Management For For No
03 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For No
VOTING
04 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shareholder Against For No
COMPENSATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 59,000 59,000 59,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. CAT Annual Meeting Date: 04/13/2005
Issuer: 149123 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W. FRANK BLOUNT Management For For
JOHN R. BRAZIL Management For For
EUGENE V. FIFE Management For For
GAIL D. FOSLER Management For For
PETER A. MAGOWAN Management For For
02 RATIFY AUDITORS Management For For No
03 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shareholder For Against No
04 STOCKHOLDER PROPOSAL - CODE OF CONDUCT Shareholder Against For No
05 STOCKHOLDER PROPOSAL - GLOBAL PANDEMICS Shareholder Against For No
06 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 70,000 70,000 70,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP Annual Meeting Date: 04/14/2005
Issuer: 055622 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DR D C ALLEN** Management For For
LORD BROWNE** Management For For
MR J H BRYAN** Management For For
MR A BURGMANS** Management For For
MR I C CONN* Management For For
MR E B DAVIS, JR** Management For For
MR D J FLINT* Management For For
DR B E GROTE** Management For For
DR A B HAYWARD** Management For For
DR D S JULIUS** Management For For
SIR TOM MCKILLOP* Management For For
MR J A MANZONI** Management For For
DR W E MASSEY** Management For For
MR H M P MILES** Management For For
SIR IAN PROSSER** Management For For
MR M H WILSON** Management For For
MR P D SUTHERLAND** Management For For
02 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For No
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
03 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For No
AMOUNT
04 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For No
A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING
AN OFFER TO SHAREHOLDERS
05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For No
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
06 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No
07 TO APPROVE THE RENEWAL OF EXECUTIVE DIRECTORS Management For For No
INCENTIVE PLAN
08 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For For No
ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 250,000 250,000 250,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
H.B. FULLER COMPANY FUL Annual Meeting Date: 04/14/2005
Issuer: 359694 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. MICHAEL LOSH Management For For
LEE R. MITAU Management For For
ROBERT WILLIAM VAN SANT Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 3, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 105,000 105,000 105,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY NSTR.L AGM Meeting Date: 04/14/2005
Issuer: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: 3056044, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ----------- ------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss For *Management No
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register Position Unknown
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL Non-Voting *Management No
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, Position Unknown
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 9,000 9,000 9,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY NSTR.L OGM Meeting Date: 04/14/2005
Issuer: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: 3056044, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVAL THE ANNUAL REPORT AND THE ANNUAL ACCOUNTS Management For *Management No
OF NESTLE S.A. AND THE NESTLE GROUP; ACKNOWLEDGE Position Unknown
THE REPORTS OF THE AUDITORS
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management For *Management No
THE MANAGEMENT Position Unknown
3. APPROVE THE DECISION ON THE APPROPRIATION OF Management For *Management No
PROFIT, RESULTING FROM THE BALANCE SHEET OF NESTLE Position Unknown
S.A.
4.a AMEND THE ARTICLE 24 PARAGRAPH 1 OF THE ARTICLES Management For *Management No
OF ASSOCIATION, REGARDING ORGANIZATION OF THE Position Unknown
BOARD OF DIRECTORS
4.b AMEND THE ARTICLE 23 PARAGRAPHS 1 AND 2 OF THE Management For *Management No
ARTICLES OF ASSOCIATION, REGARDING TERM OF THE Position Unknown
OFFICE AND ELECTION OF THE BOARD OF DIRECTORS
4.c AMEND THE ARTICLE 20 OF THE ARTICLES OF ASSOCIATION, Management For *Management No
REGARDING RIGHT OF SHAREHOLDERS TO THE COMPLETE Position Unknown
THE AGENDA
5. ELECT THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
6. ELECT THE AUDITORS Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management No
NOTICE SENT UNDER MEETING 212608, INCLUDING THE Position Unknown
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 9,000 9,000 9,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY SSP Annual Meeting Date: 04/14/2005
Issuer: 811054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID A. GALLOWAY Management For For
NICHOLAS B. PAUMGARTEN Management For For
RONALD W. TYSOE Management For For
JULIE A. WRIGLEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 204 248,000 248,000 248,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOLOGIC CORP. OLGC Annual Meeting Date: 04/15/2005
Issuer: 68750J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN M. HOLLIMAN III Management For For
A.A. WHITE, III MD PH.D Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 50,000,000 TO 100,000,000
03 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No
OF DELOITTE & TOUCHE LLP
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 4,000 4,000 4,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DANA CORPORATION DCN Annual Meeting Date: 04/18/2005
Issuer: 235811 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A.C. BAILLIE Management For For
D.E. BERGES Management For For
M.J. BURNS Management For For
E.M. CARPENTER Management For For
R.M. GABRYS Management For For
S.G. GIBARA Management For For
C.W. GRISE Management For For
J.P. KELLY Management For For
M.R. MARKS Management For For
R.B. PRIORY Management For For
02 TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANY Management For For No
S INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 565,000 565,000 565,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005
Issuer: 532457 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against For No
07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder Against For No
STOCK OPTIONS.
06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against For No
ON THE COMPANY S POLITICAL CONTRIBUTIONS.
05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against For No
OF LIMITING PRODUCT SUPPLY TO CANADA.
04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against For No
DRUGS.
03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder Against For No
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2005.
01 DIRECTOR Management For No
G.M.C. FISHER Management For For
A.G. GILMAN Management For For
K.N. HORN Management For For
J. ROSE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 70,000 70,000 70,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY GPC Annual Meeting Date: 04/18/2005
Issuer: 372460 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS C. GALLAGHER Management For For
JOHN D. JOHNS Management For For
LAWRENCE G. STEINER Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 500,000 500,000 500,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
C. MICHAEL ARMSTRONG Management For For
ALAIN J.P. BELDA Management For For
GEORGE DAVID Management For For
KENNETH T. DERR Management For For
JOHN M. DEUTCH Management For For
R. HERNANDEZ RAMIREZ Management For For
ANN DIBBLE JORDAN Management For For
KLAUS KLEINFELD Management For For
DUDLEY C. MECUM Management For For
ANNE MULCAHY Management For For
RICHARD D. PARSONS Management For For
CHARLES PRINCE Management For For
JUDITH RODIN Management For For
ROBERT E. RUBIN Management For For
FRANKLIN A. THOMAS Management For For
SANFORD I. WEILL Management For For
ROBERT B. WILLUMSTAD Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Against No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against For No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For No
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against For No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against For No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder Against For No
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 85,000 85,000 85,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.A. BOSCIA Management For For
R.H. CAMPBELL Management For For
R.F. CAVANAUGH Management For For
G.P. COUGHLAN Management For For
H. EDELMAN Management For For
B.G. HILL Management For For
R.H. LENNY Management For For
M.J. MCDONALD Management For For
M.J. TOULANTIS Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 68,000 68,000 68,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/19/2005
Issuer: 58551A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RUTH E. BRUCH Management For For
STEVEN G. ELLIOTT Management For For
EDMUND F. KELLY Management For For
ROBERT MEHRABIAN Management For For
WESLEY W. VON SCHACK Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 120,000 120,000 120,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. STI Annual Meeting Date: 04/19/2005
Issuer: 867914 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS C FARNSWORTH JR* Management For For
PATRICIA C. FRIST* Management For For
BLAKE P. GARRETT, JR.* Management For For
L. PHILLIP HUMANN* Management For For
M. DOUGLAS IVESTER* Management For For
KAREN HASTIE WILLIAMS* Management For For
PHAIL WYNN, JR.** Management For For
THOMAS M GARROTT III*** Management For For
E. NEVILLE ISDELL*** Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For No
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
MANAGEMENT INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For No
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
PERFORMANCE UNIT PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 20,000 20,000 20,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERBERT A. ALLEN Management For For
RONALD W. ALLEN Management For For
CATHLEEN P. BLACK Management For For
WARREN E. BUFFETT Management For For
BARRY DILLER Management For For
E. NEVILLE ISDELL Management For For
DONALD R. KEOUGH Management For For
MARIA ELENA LAGOMASINO Management For For
DONALD F. MCHENRY Management For For
SAM NUNN Management For For
J. PEDRO REINHARD Management For For
JAMES D. ROBINSON III Management For For
PETER V. UEBERROTH Management For For
JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 105,000 105,000 105,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VNU NV, HAARLEM VNUVY.PK AGM Meeting Date: 04/19/2005
Issuer: N93612104 ISIN: NL0000389872 BLOCKING
SEDOL: 5088603, 2552189, 5002476, 5335020, 4970950
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING Non-Voting *Management No
AT THIS GENERAL MEETING ARE RELAXED. BLOCKING Position Unknown
PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE
SET ON 12 APR 2005. SHARES CAN BE TRADED THEREAFTER.
THANK YOU.
1. OPENING Non-Voting *Management No
Position Unknown
2. APPROVE THE REPORT OF THE BOARD OF MANAGEMENT Management For *Management No
Position Unknown
3.A APPROVE THE ESTABLISHMENT OF ANNUAL ACCOUNTS 2004 Management For *Management No
Position Unknown
3.B GRANT DISCHARGE FROM LIABILITY TO THE MANAGEMENT Management For *Management No
BOARD FOR MANAGEMENT CONDUCTED IN 2004 Position Unknown
3.C GRANT DISCHARGE FROM LIABILITY TO THE SUPERVISORY Management For *Management No
BOARD FOR SUPERVISION EXERCISED Position Unknown
3.D APPROVE THE ANNUAL REPORT AND THE ANNUAL ACCOUNTS Management For *Management No
IN THE ENGLISH LANGUAGE AS FROM 2005 Position Unknown
4.A APPROVE THE EXPLANATION DIVIDEND AND THE RESERVATION Management For *Management No
POLICY Position Unknown
4.B APPROVE THE DIVIDEND PROPOSAL Management For *Management No
Position Unknown
5. AUTHORIZE THE BOARD OF MANAGEMENT TO PURCHASE Management For *Management No
THE COMPANY S OWN SHARES Position Unknown
6.A AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY Management For *Management No
SHARES ON 7% PREFERENCE SHARES Position Unknown
7. RE-APPOINT AN EXTERNAL AUDITOR Management For *Management No
Position Unknown
6.B AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE PREFERENTIAL Management For *Management No
SHARES B Position Unknown
6.C AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE PREFERENTIAL Management For *Management No
SHARES A Position Unknown
6.D AUTHORIZE THE BOARD OF MANAGEMENT TO RESTRICT Management For *Management No
OR EXCLUDE THE PRE-EMPTIVE RIGHT Position Unknown
8. APPROVE THE REMUNERATION OF THE MEMBERS OF THE Management For *Management No
BOARD OF MANAGEMENT Position Unknown
9. APPOINT MR. A. VAN ROSSUM AS THE MEMBER OF THE Management For *Management No
SUPERVISORY BOARD AS FROM 19 APR 2005 Position Unknown
10. APPROVE THE REMUNERATION OF THE MEMBERS OF THE Management For *Management No
SUPERVISORY BOARD Position Unknown
11. ANNOUNCEMENTS AND QUESTIONS Management For *Management No
Position Unknown
12. CLOSURE Non-Voting *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 20,000 20,000 20,000 4/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DOW JONES & COMPANY, INC. DJ Annual Meeting Date: 04/20/2005
Issuer: 260561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IRVINE O. HOCKADAY, JR. Management For For
VERNON E. JORDAN, JR. Management For For
M. PETER MCPHERSON Management For For
WILLIAM C. STEERE Management For For
CHRISTOPHER BANCROFT Management For For
LEWIS B. CAMPBELL Management For For
MICHAEL B. ELEFANTE Management For For
LESLIE HILL Management For For
PETER R. KANN Management For For
ELIZABETH STEELE Management For For
DIETER VON HOLTZBRINCK Management For For
02 APPROVAL OF AUDITORS FOR 2005. Management For For No
03 AMENDMENTS TO THE COMPANY S 2001 LONG-TERM INCENTIVE Management Against Against No
PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE
FROM 9,000,000 TO 10,500,000 SHARES AND TO INCREASE
THE SHARES AVAILABLE FOR GRANTS OF STOCK-BASED
AWARDS FROM 2,100,000 TO 3,500,000 SHARES.
04 AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For No
TO REDUCE THE THRESHOLD AT WHICH CLASS B COMMON
STOCK IS AUTOMATICALLY CONVERTED INTO COMMON
STOCK FROM 12,000,000 TO 7,500,000 SHARES.
05 AMENDMENTS TO (I) THE BYLAWS SUCH THAT NO MEMBER Management For For No
OF MANAGEMENT OR BANCROFT FAMILY REP MAY BECOME
A DIRECTOR UNLESS THEREAFTER A MAJORITY OF DIRECTORS
WILL BE NEITHER MEMBERS OF MANAGEMENT NOR BANCROFT
FAMILY REPS AND (II) THE CERTIFICATE OF INCORPORATION
TO REQUIRE EITHER A SEPARATE VOTE OF EACH CLASS
OF STOCK OR A VOTE OF 80% OF DIRECTORS TO CHANGE
THE FOREGOING.
06 AMENDMENTS TO (I) THE BYLAWS TO FIX THE SIZE Management For For No
OF THE BOARD AT SIXTEEN (II) THE CERTIFICATE
OF INCORPORATION TO REQUIRE EITHER A SEPARATE
VOTE OF EACH CLASS OF STOCK OR A VOTE OF 80%
OF THE DIRECTORS TO CHANGE THE FOREGOING AND
(III) THE CERTIFICATE OF INCORPORATION AND BYLAWS
TO INCREASE TO SEVEN THE DIRECTORS TO BE ELECTED
BY HOLDERS OF COMMON STOCK VOTING SEPARATELY.
07 STOCKHOLDER PROPOSAL TO SEPARATE THE POSITIONS Shareholder Against For No
OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 22,000 22,000 22,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INVITROGEN CORPORATION IVGN Annual Meeting Date: 04/20/2005
Issuer: 46185R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BALAKRISHNAN S. IYER Management For For
RONALD A. MATRICARIA Management For For
W. ANN REYNOLDS, PH.D. Management For For
JAY M. SHORT, PH.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 52,000 52,000 52,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MYERS INDUSTRIES, INC. MYE Annual Meeting Date: 04/20/2005
Issuer: 628464 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KEITH A. BROWN Management For For
KARL S. HAY Management For For
RICHARD P. JOHNSTON Management For For
MICHAEL W. KANE Management For For
EDWARD W. KISSEL Management For For
STEPHEN E. MYERS Management For For
RICHARD L. OSBORNE Management For For
JON H. OUTCALT Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 247,500 247,500 247,500 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION STT Annual Meeting Date: 04/20/2005
Issuer: 857477 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
T. ALBRIGHT Management For For
K. BURNES Management For For
T. CASNER Management For For
N. DAREHSHORI Management For For
A. GOLDSTEIN Management For For
D. GRUBER Management For For
L. HILL Management For For
C. LAMANTIA Management For For
R. LOGUE Management For For
R. SERGEL Management For For
R. SKATES Management For For
G. SUMME Management For For
D. WALSH Management For For
R. WEISSMAN Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 85,000 85,000 85,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. BELK Management For For
GREGORY W. PENSKE Management For For
WARREN A. STEPHENS Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 65,000 65,000 65,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION SXT Annual Meeting Date: 04/21/2005
Issuer: 81725T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANK BROWN Management For For
JAMES A.D. CROFT Management For For
ALBERTO FERNANDEZ Management For For
02 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management For For No
ARTICLES OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE COMPANY S BOARD OF DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS
THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 350,000 350,000 350,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.R. ADAMS Management For For
D.L. BOREN Management For For
D.A. CARP Management For For
C.S. COX Management For For
T.J. ENGIBOUS Management For For
G.W. FRONTERHOUSE Management For For
D.R. GOODE Management For For
P.H. PATSLEY Management For For
W.R. SANDERS Management For For
R.J. SIMMONS Management For For
R.K. TEMPLETON Management For For
C.T. WHITMAN Management For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 205,000 205,000 205,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG VOW.BE OGM Meeting Date: 04/21/2005
Issuer: D94523145 ISIN: DE0007664005 BLOCKING
SEDOL: 0308908, 4930318, 4930794, 4931496, 5496994, 5497061, 0930549, 4930556, 4930857, 5493382, 5497016, 5497072, 5497102, 5497931,
6930703, 5497094, 5497919, 6122351, 7159336
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM, THANK YOU Non-Voting *Management No
Position Unknown
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For *Management No
REPORT FOR THE 2004 FY, ALONG WITH THE REPORT Position Unknown
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND THE GROUP ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management No
PROFIT OF EUR 419,014,574.84 AS FOLLOWS: PAYMENT Position Unknown
OF A DIVIDEND OF EUR 1.05 PER ORDINARY SHARE;
PAYMENT OF A DIVIDEND OF EUR 1.11 PER PREFERENCE
SHARE; THE REMAINDER SHALL BE CARRIED FORWARD
EX-DIVIDEND AND PAYABLE DATE: 22 APRIL 2005
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For *Management No
Position Unknown
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For *Management No
Position Unknown
5. AMEND THE ARTICLES OF ASSOCIATION AS FOLLOWS: Management For *Management No
SECTION. 3, REGARDING ANNOUNCEMENTS OF THE COMPANY Position Unknown
BEING PUBLISHED IN THE ELECTRONIC FEDERAL GAZETTE;
SECTION. 23(3), REGARDING THE USE OF ELECTRONIC
MEANS OF COMMUNICATION FOR SHARE HOLDERS MEETINGS;
SECTION 5(2), REGARDING THE SHAREHOLDERS RIGHT
TO CERTIFICATION OF THEIR SHARES BEING EXCLUDED
6. AMEND THE ARTICLES OF ASSOCIATION IN CONNECTION Management For *Management No
WITH THE LAW ON CORPORATE INTEGRITY AND THE MODERNIZATION Position Unknown
OF THE RIGHT TO SET ASIDE RESOLUTIONS OF SHAREHOLDERS
MEETINGS UMAG BECOMING EFFECTIVE AS PER 01
NOV 2005, AS FOLLOWS: SECTION 20(2), REGARDING
SHAREHOLDERS MEETINGS BEING CONVENED NO LATER
THAN 30 DAYS PRIOR TO THE DAY BY WHICH SHAREHOLDERS
ARE REQUIRED TO REGISTER TO ATTEND THE SHAREHOLDERS
MEETING; SECTION 22, REGARDING SHAREHOLDERS INTENDING
TO ATTEND THE SHAREHOLDERS MEETING BEING OBLIGED
TO REGISTER SEVEN DAYS PRIOR TO THE SHAREHOLDERS
MEETING AND TO PROVIDE A PROOF IN GERMAN OR
ENGLISH OF THEIR ENTITLEMENT TO ATTEND THE SHAREHOLDERS
MEETING OR TO EXERCISE THEIR VOTING RIGHTS; SECTION
23(4), RE THE CHAIRMAN OF THE SHAREHOLDERS MEETING
BEING AUTHORIZED TO LIMIT THE TIME FOR QUESTIONS
AND ANSWERS AT SHAREHOLDERS MEETINGS
8. APPOINT PRICEWATERHOUSECOOPERS DEUTSCHE REVISION Management For *Management No
AG, HANOVER, AS THE AUDITORS FOR THE FY 2005 Position Unknown
7. GRANT AUTHORITY TO DISPOSE AND ACQUIRE OWN SHARES Management For *Management No
ORDINARY SHARES MAY BE SOLD EXCEPT FOR PURPOSES Position Unknown
OF SECURITIES TRADING, FLOATED ON FOREIGN STOCK
EXCHANGES, USED FOR ACQUISITION PURPOSES OR FOR
SATISFYING OPTION AND/OR CONVERTIBLE RIGHTS,
AND RETIRED; AUTHORIZE THE BOARD OF MANAGING
DIRECTORS TO ACQUIRE ORDINARY AND/OR PREFERRED
SHARES OF THE COMPANY OF UP TO 10%. OF THE SHARE
CAPITAL, AT A PRICE DIFFERING NEITHER MORE THAN
5% FROM THE MARKET PRICE OF THE SHARES IF THE
SHARES ARE ACQUIRED THROUGH THE STOCK EXCHANGE,
NOR MORE THAN 20% IF THE SHARES ARE ACQUIRED
BY WAY OF A REPURCHASE OFFER; AUTHORITY EXPIRES
AT THE END OF 21 OCT 2006
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DETAILED Non-Voting *Management No
AGENDA. IF YOU HAVE ALREADY SENT IN YOUR VOTES, Position Unknown
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting *Management No
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION Position Unknown
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATION. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEND AND
VOTE YOUR SHARES AT THE COMPANY S MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 27,000 27,000 27,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC. WWW Annual Meeting Date: 04/21/2005
Issuer: 978097 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONALD V. FITES Management For For
PHILLIP D. MATTHEWS Management For For
PAUL D. SCHRAGE Management For For
02 PROPOSAL TO APPROVE THE AMENDMENT TO THE CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 PROPOSAL TO APPROVE THE STOCK INCENTIVE PLAN Management Against Against No
OF 2005.*
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 210,000 210,000 210,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/21/2005
Issuer: 983024 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.L. CARRION Management For For
R. ESSNER Management For For
J.D. FEERICK Management For For
F.D. FERGUSSON Management For For
R. LANGER Management For For
J.P. MASCOTTE Management For For
M.L. POLAN Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management For For
J.R. TORELL III Management For For
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For No
FIRM
03 ADOPT 2005 STOCK INCENTIVE PLAN Management Against Against No
04 REIMPORTATION OF PRESCRIPTION DRUGS Shareholder Against For No
05 SEPARATE THE ROLES OF CHAIRMAN & CEO Shareholder Against For No
06 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For No
07 DISCONTINUE PROMOTING PREMARIN AND PROTECTION Shareholder Against For No
OF MARES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 55,000 55,000 55,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA Annual Meeting Date: 04/22/2005
Issuer: 013817 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOSEPH T. GORMAN Management For For
KLAUS KLEINFELD Management For For
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 45,000 45,000 45,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Y Annual Meeting Date: 04/22/2005
Issuer: 017175 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F.M. KIRBY Management For For
REX D. ADAMS Management For For
WESTON M. HICKS Management For For
ROGER NOALL Management For For
02 PROPOSAL TO APPROVE THE 2005 DIRECTORS STOCK Management Against Against No
PLAN OF ALLEGHANY CORPORATION.
03 PROPOSAL TO APPROVE THE 2005 MANAGEMENT INCENTIVE Management For For No
PLAN OF ALLEGHANY CORPORATION.
04 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 15,000 15,000 15,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Annual Meeting Date: 04/22/2005
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 STATUTORY FINANCIAL STATEMENT Management For For No
02 CONSOLIDATED FINANCIAL STATEMENT Management For For No
03 ALLOCATION OF THE RESULTS Management For For No
04 TRANSFER OF THE AMOUNTS POSTED TO THE SPECIAL Management For For No
RESERVE OF LONG-TERM CAPITAL GAINS .
05 APPROVAL OF THE AGREEMENT REFFERED TO IN ARTICLE Management For For No
L. 225-38 OF THE FRENCH COMMERCIAL CODE
06 RATIFICATION OF THE COOTATION OF A DIRECTOR Management For For No
07 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
08 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
09 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
10 RENEWAL OF THE APPOINTMENT OF A DIRECTOR. Management For For No
11 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
12 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
13 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
14 APPOINTMENT OF THE DIRECTOR REPRESENTING EMPLOYEE Management For For No
SHAREHOLDERS
15 APPOINTMENT OF MR. JEAN-YVES BASSUEL AS DIRECTOR Management For For No
16 APPOINTMENT OF MR. STEHANE TIERCE AS DIRECTOR Management For For No
17 DIRECTORS FEES Management For For No
18 CHANGE IN CORPORATE NAME Management For For No
19 TO PURCHASE. RETAIN OR TRANSFER FRANCE TELECOM Management For For No
SHARES.
20 TERMINATE THE AUTHORIZATION ON THE BOARD Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 35,000 35,000 35,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Consent Meeting Date: 04/22/2005
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
21 AMENDMENT OF ARTICLE 9 OF THE BY-LAWS Management For For No
22 AMENDMENT OF THE BY-LAWS Management For For No
23 AMENDMENT OF THE BY-LAWS Management For For No
24 AUTHORITY TO ISSUE ORDINARY SHARES WITH PREFERENTIAL Management For For No
SUBSCRIPTION RIGHTS
25 AUTHORITY TO ISSUE ORDINARY SHARES WITHOUT PREFERENTIAL Management For For No
SUBSCRIPTION RIGHT
26 AUTHORIZATION TO DETERMINE THE ISSUE PRICE Management For For No
27 AUTHORIZATION TO INCREASE THE NUMBER OF SECURITIES Management For For No
TO BE ISSUED
28 DELEGATION OF AUTHORITY TO ISSUE ORDINARY SHARES Management For For No
29 DELEGATION OF POWERS TO ISSUE ORDINARY SHARES Management For For No
30 DELEGATION OF AUTHORITY TO ISSUE ORDINARY SHARES Management For For No
31 DELEGATION OF POWERS TO ISSUE THE SHARES RESERVED Management For For No
FOR PERSONS SIGNING A LIQUIDITY AGREEMENT
32 PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED Management For For No
LIQUIDITY INSTRUMENTS
33 OVERALL LIMITATION OF THE AUTHORIZATIONS Management For For No
34 ISSUE SECURITIES GIVING RIGHT TO THE ALLOCSTION Management For For No
OF DEBT SECURITIES
35 INCREASE THE SHARE CAPITAL Management For For No
36 CAPITAL INCREASE RESERVED FOR THE MEMBER OF THE Management For For No
TELECOM GROUP SAVINGS PLAN
37 REDUCE THE SHARE CAPITAL Management For For No
38 POOWERS OF FORMALITIES Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 35,000 35,000 35,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT Annual Meeting Date: 04/22/2005
Issuer: 361448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROD F. DAMMEYER Management For For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
BRIAN A. KENNEY Management For For
MILES L. MARSH Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
RONALD H. ZECH Management For For
02 APPROVAL OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 253,500 253,500 253,500 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GROUPE DANONE DA MIX Meeting Date: 04/22/2005
Issuer: F12033134 ISIN: FR0000120644 BLOCKING
SEDOL: B018SX1, 5981810, 5984057, 7164437, B01HKG5, B01HK10, 0799085, 5983560, 5984068
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
22 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management No
AND THE GENERAL REPORT OF THE STATUTORY AUDITORS Position Unknown
AND APPROVE THE FINANCIAL STATEMENTS AND THE
BALANCE SHEET FOR THE YEAR 2004
O.2 APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management No
FOR THE FY, ENDING ON 31 DEC 2004 Position Unknown
O.3 APPROVE THAT THE PROFITS FOR THE FY AMOUNT TO Management For *Management No
EUR 422,978,494.25 AND THE PRIOR RETAINED EARNINGS Position Unknown
AMOUNT TO EUR 1,268,339,828.36, AND TO APPROPRIATE
THE DISPOSABLE PROFITS OF EUR 1,696,305,822.61
AS FOLLOWS: GLOBAL DIVIDEND: EUR 361,928,952.00;
CARRY FORWARD ACCOUNT: EUR 1,334,376,870.61;
AN AMOUNT OF EUR 200,000,000.00 CHARGED TO THE
SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS WILL
BE TRANSFERRED TO THE ORDINARY RESERVES ACCOUNT;
AN AMOUNT OF EUR 4,987,500.00 CHARGED TO THE
ORDINARY RESERVES ACCOUNT TO BE TRANSFERRED TO
THE CARRY FORWARD ACCOUNT FOLLOWING THIS APPROPRIATION;
THE CARRY FORWARD ACCOUNT WILL AMOUNT TO EUR
1,339,634,370.61; THE SHAREHOLDERS TO RECEIVE
A NET DIVIDEND OF EUR 1.35 PER SHARE AND THIS
DIVIDEND WILL BE PAID ON 17 MAY 2005
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management No
AGREEMENTS GOVERNED BY ARTICLES L.225-38 AND Position Unknown
SEQUENCE OF THE FRENCH COMMERCIAL CODE
O.5 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BRUNO Management For *Management No
BONNELL AS DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. MICHEL Management For *Management No
DAVID-WEILL AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. JACQUES Management For *Management No
NAHMIAS AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. JACQUES Management For *Management No
VINCENT AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.9 RATIFY THE CO-OPTATION OF MR. HIROKATSU HIRANO Management For Position Unknown No
AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.10 RATIFY THE CO-OPTATION OF MR. JEAN LAURENT, AS Management For *Management No
A DIRECTOR UNTIL THE OGM CALLED TO DELIBERATE Position Unknown
ON THE FINANCIAL STATEMENTS FOR THE YEAR 2005
O.11 APPOINT MR. BERNARD HOURS AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
O.12 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For *Management No
THE COMPANY S SHARES ON THE STOCK MARKET, AS: Position Unknown
MAXIMUM PURCHASE PRICE: EUR 100.00; MINIMUM SALE
PRICE: EUR 60.00; MAXIMUM NUMBER OF SHARES TO
BE TRADED: 18,000,000; AUTHORITY IS GIVEN FOR
A PERIOD OF 18 MONTHS ; APPROVE TO CANCEL AND
REPLACE THE DELEGATION SET FORTH IN RESOLUTION
12 AND GIVEN BY THE COMBINED GENERAL MEETING
OF 15 APR 2004 AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.13 AUTHORIZE THE BOARD OF DIRECTORS, REPLACING THE Management For *Management No
DELEGATION SET FORTH IN RESOLUTION 12 AND GIVEN Position Unknown
BY THE COMBINED GENERAL MEETING OF 11 APR 2003,
TO ISSUE, IN FRANCE OR ABROAD, ORDINARY BONDS
OR SUBORDINATED BONDS FOR A MAXIMUM NOMINAL AMOUNT
OF EUR 2,000,000,000.00; AUTHORITY IS GIVEN
FOR A PERIOD OF 5 YEARS
O.14 AUTHORIZE THE BOARD OF DIRECTORS, REPLACING THE Management For *Management No
DELEGATION SET FORTH IN RESOLUTION 13 AND GIVEN Position Unknown
BY THE GENERAL MEETING OF 15 APR 2004, TO INCREASE
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD,
THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 45,000,000.00, BY WAY OF ISSUING ORDINARY
SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL, PREFERENTIAL RIGHT OF SUBSCRIPTION
MAINTAINED AND THE NOMINAL VALUE OF DEBT SECURITIES
ISSUED NOT EXCEEDING EUR 2,000,000,000.00; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.15 AUTHORIZE THE BOARD OF DIRECTORS, REPLACING THE Management For *Management No
DELEGATION SET FORTH IN RESOLUTION 14 AND GIVEN Position Unknown
BY THE GENERAL MEETING OF 15 APR 2004, TO INCREASE
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD,
THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 33,000,000.00, BY WAY OF ISSUING ORDINARY
SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL, WITHOUT THE SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED
PROVIDED THAT THE NOMINAL VALUE OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 2,000,000,000.00;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.16 AUTHORIZE THE BOARD OF DIRECTORS, FOR THE ISSUES Management For *Management No
REFERRED TO IN RESOLUTIONS 14 AND 15, TO INCREASE Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS
O.17 AUTHORIZE THE BOARD OF DIRECTORS, REPLACING THE Management For *Management No
DELEGATION SET FORTH IN RESOLUTION 14 AND GIVEN Position Unknown
BY THE GENERAL MEETING OF 15 APR 2004, TO ISSUE
SHARES AND SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL AS A REMUNERATION OF SHARES TENDERED
TO ANY PUBLIC EXCHANGE OFFER MADE BY THE COMPANY;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.18 AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUE THE Management For *Management No
COMPANY S SHARES AND SECURITIES GIVING ACCESS Position Unknown
TO THE SHARE CAPITAL IN ORDER TO REMUNERATE THE
CONTRIBUTIONS IN KIND, PROVIDED THAT IT DOES
NOT EXCEED 10% OF THE SHARE CAPITAL; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS ; AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.19 AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUE ONE Management For *Management No
OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, SECURITIES Position Unknown
GIVING RIGHTS TO THE ALLOCATION OF THE DEBT SECURITIES
SUCH AS BONDS, SIMILAR INSTRUMENTS AND FIXED
TERM OR UNFIXED TERM SUBORDINATE BONDS PROVIDED
THAT THE NOMINAL VALUE OF DEBT SECURITIES TO
BE ISSUED SHALL NOT EXCEED EUR 2,0000,000,000.00;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL IN ONE OR MORE TRANSACTIONS Position Unknown
BY A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00
BY WAY OF CAPITALIZING RETAINED EARNINGS, INCOME
OR ADDITIONAL PAID-IN CAPITAL OR ANY OTHER CAPITALIZABLE
ITEMS, TO BE CARRIED OUT THROUGH THE ISSUE AND
ALLOCATION OF FREE SHARES OR THE RAISE OF THE
PAR VALUE OF THE EXISTING SHARES OR BY SIMULTANEOUSLY;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.21 AUTHORIZE THE BOARD OF DIRECTORS, REPLACING THE Management For *Management No
DELEGATION SET FORTH IN RESOLUTION 15 AND GIVEN Position Unknown
BY THE GENERAL MEETING OF 15 APR 2004 , TO INCREASE
THE SHARE CAPITAL IN ONE OR MORE TRANSACTIONS
AT ITS SOLE DISCRETION IN FAVOUR OF THE COMPANY
S EMPLOYEES WHO ARE THE MEMBERS OF THE COMPANY
SAVINGS PLAN PROVIDED THAT THE AMOUNT SHALL NOT
EXCEED 2,000,000.00; AUTHORITY IS GIVEN FOR
A PERIOD OF 26 MONTHS ; AUTHORIZE THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.22 AUTHORIZE THE COMPANY AND ITS SUBSIDIARIES, EMPLOYEES Management For *Management No
AND OFFICERS, REPLACING THE DELEGATION SET FORTH Position Unknown
IN RESOLUTION 15 AND GIVEN BY THE GENERAL MEETING
OF 15 APR 2004, TO PURCHASE COMPANY S EXISTING
SHARES, PROVIDED THAT THE TOTAL NUMBER OF SHARES
NOT TO EXCEED 3,000,000.00; AUTHORITY IS GIVEN
FOR A PERIOD OF 26 MONTHS ; AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.23 AUTHORIZE THE BOARD OF DIRECTORS IN ONE OR MORE Management For *Management No
TRANSACTIONS, THE COMPANY AND ITS SUBSIDIARIES, Position Unknown
EMPLOYEES AND OFFICERS, TO ISSUE ORDINARY SHARES,
PROVIDED THAT THE TOTAL NUMBER OF SHARES NOT
TO EXCEED 0.40% OF THE COMPANY S SHARE CAPITAL;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.24 AUTHORIZE THE BOARD OF DIRECTORS IN SUBSTITUTION Management For *Management No
TO THE EARLIER AUTHORIZATIONS, TO REDUCE THE Position Unknown
SHARE CAPITAL BY CANCELING THE SHARES HELD BY
THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE
PLAN, PROVIDED THAT THE TOTAL NUMBER OF SHARES
CANCELLED IN THE 24 MONTHS DOES NOT EXCEED 10%
OF THE CAPITAL; AUTHORITY IS GIVEN FOR A PERIOD
OF 24 MONTHS
O.25 GRANT ALL POWERS TO THE BEARER OF THE A COPY Management For *Management No
OF AN EXTRACT OF THE MINUTES OF THIS MEETING Position Unknown
IN ORDER TO ACCOMPLISH ALL FORMALITIES, FILINGS
AND REGISTRATIONS PRESCRIBED BY LAW
* PLEASE NOTE THAT THE MIXED MEETING TO BE HELD Non-Voting *Management No
ON 12 APR 2005 HAS BEEN POSTPONED AND WILL BE Position Unknown
HELD ON SECOND CALL ON 22 APR 2005. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 70,000 70,000 70,000 3/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANT'ILARIO (RE) IP.MI MIX Meeting Date: 04/22/2005
Issuer: T5513W107 ISIN: IT0001078911 BLOCKING
SEDOL: 5161407, 5849004
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.3 APPROVE THE DIRECTORS EMOLUMENTS Management For *Management No
Position Unknown
O.4 APPOINT THE INTERNAL AUDITORS Management For *Management No
Position Unknown
O.5 APPOINT THE AUDITORS FOR BALANCE SHEET AND CONSOLIDATED Management For *Management No
BALANCE SHEET ACCOUNTING REVIEW AS OF 31 DEC Position Unknown
2005, 31 DEC 2006, AND 31 DEC 2007 AS PER LEGAL
DECREE N. 58 OF 24 FEB 1998 SOLE TEXT OF FINANCE
MEDIATION REGULATION AND FOR THE LIMITED ACCOUNTING
REVIEW OF THE BI-YEARLY REPORTS AS OF 30 JUN
2005, 2006, AND 2007 AND APPOINT THE DIRECTORS
BY SLATE VOTING
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
26 APR 2005 THIRD CALL ON 27 APR 2005 . CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
E.1 AMEND ARTICLE 5 AND 14 OF THE COMPANY BY-LAW Management For *Management No
RESPECTIVELY THROUGH I) THE INTRODUCTION OF Position Unknown
A CLAUSE TO ALLOW FOR A DISBURSEMENT IN KIND
IN CASE OF CAPITAL INCREASE AS PER ARTICLE 2342
OF THE ITALIAN CIVIL CODE; AND II THE ADJUSTMENT
OF THE MAXIMUM NUMBER OF THE BOARD OF DIRECTORS
MEMBERS FROM 9 TO 13
O.1 APPROVE THE FINANCIAL STATEMENT AS OF 31 DEC Management For *Management No
2004 NONETHELESS THE BOARD OF DIRECTORS MANAGEMENT Position Unknown
REPORTS AND THE INTERNAL AUDITORS REPORTS; CONSOLIDATED
BALANCE SHEET REPORTS AS OF 31 DEC 2004 NONETHELESS
THE BOARD OF DIRECTORS MANAGEMENT REPORTS AND
THE INTERNAL AUDITORS REPORTS; RESOLUTIONS RELATED
THERETO
O.2 APPOINT THE BOARD OF DIRECTORS MEMBERS AFTER Management For *Management No
HAVING DETERMINED THE NUMBER OF MEMBERS TO BE Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 320,000 320,000 320,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. MER Annual Meeting Date: 04/22/2005
Issuer: 590188 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JILL K. CONWAY Management For For
HEINZ-JOACHIM NEUBURGER Management For For
E. STANLEY O'NEAL Management For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVE THE DIRECTOR STOCK UNIT PLAN. Management Against Against No
04 INSTITUTE CUMULATIVE VOTING. Shareholder Against For No
05 LIMIT CHIEF EXECUTIVE OFFICER COMPENSATION. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 23,000 23,000 23,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CRANE CO. CR Annual Meeting Date: 04/25/2005
Issuer: 224399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.T. BIGELOW, JR. Management For For
J. GAULIN Management For For
C.J. QUEENAN, JR. Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 425,000 425,000 425,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARSHALL N. CARTER Management For For
DAVID M. COTE Management For For
BRADLEY T. SHEARES Management For For
JOHN R. STAFFORD Management For For
MICHAEL W. WRIGHT Management For For
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against For No
06 SEPARATION OF CHAIRMAN/CEO Shareholder Against For No
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against For No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against For No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK Shareholder Against For No
PROPOSAL
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 425,000 425,000 425,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HUTTIG BUILDING PRODUCTS, INC. HBP Annual Meeting Date: 04/25/2005
Issuer: 448451 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.S. EVANS Management For For
J. KEITH MATHENEY Management For For
STEVEN A. WISE Management For For
02 APPROVAL OF THE HUTTIG BUILDING PRODUCTS, INC. Management Against Against No
2005 NONEMPLOYEE DIRECTORS RESTRICTED STOCK PLAN.
03 APPROVAL OF THE HUTTIG BUILDING PRODUCTS, INC. Management Against Against No
2005 EXECUTIVE INCENTIVE COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 80,111 80,111 80,111 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. VMI Annual Meeting Date: 04/25/2005
Issuer: 920253 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MOGENS C. BAY Management For For
JOHN E. JONES Management For For
WALTER SCOTT, JR. Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 30,000 30,000 30,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMETEK, INC. AME Annual Meeting Date: 04/26/2005
Issuer: 031100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SHELDON S. GORDON Management For For
FRANK S. HERMANCE Management For For
DAVID P. STEINMANN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2002 Management For For No
STOCK INCENTIVE PLAN OF AMETEK, INC.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 515,000 515,000 515,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CENDANT CORPORATION CD Annual Meeting Date: 04/26/2005
Issuer: 151313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MYRA J. BIBLOWIT Management For
MYRA J. BIBLOWIT Management For For
LEONARD S. COLEMAN Management For For
CHERYL D. MILLS Management For For
RT. HON. BRIAN MULRONEY Management For For
ROBERT E. NEDERLANDER Management For For
RONALD L. NELSON Management For For
ROBERT W. PITTMAN Management For For
PAULINE D.E. RICHARDS Management For For
SHELI Z. ROSENBERG Management For For
ROBERT F. SMITH Management For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2005.
03 TO APPROVE AN AMENDMENT TO THE CENDANT AMENDED Management For For No
AND RESTATED 1999 NON-EMPLOYEE DIRECTORS DEFERRED
COMPENSATION PLAN.
04 TO APPROVE THE CENDANT 2005 UK SHARE INCENTIVE Management For For No
PLAN.
05 STOCKHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE Shareholder Against For No
OFFICER COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING SEVERANCE AGREEMENTS. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 470,000 470,000 470,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/26/2005
Issuer: 12541M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARGARITA K. DILLEY Management For For
STEVEN M. FETTER Management For For
STANLEY J. GRUBEL Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 25,000 25,000 25,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE Annual Meeting Date: 04/26/2005
Issuer: G24182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.M. DEVLIN Management For For
L.A. HILL Management For For
J.J. POSTL Management For For
H.J. RILEY, JR. Management For For
02 APPOINT ERNST & YOUNG AS INDEPENDENT AUDITORS Management For For No
FOR THE YEAR ENDING 12/31/2005.
03 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For No
A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION HUMAN RIGHTS STANDARDS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 220,000 220,000 220,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT Consent Meeting Date: 04/26/2005
Issuer: 251566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE RESOLUTION ON THE APPROPRIATION Management For For No
OF NET INCOME.
03 APPROVAL OF ACTIONS BY THE BOARD OF MANAGEMENT Management For For No
FOR THE FINANCIAL YEAR 2004.
04 APPROVAL OF ACTIONS BY THE SUPERVISORY BOARD Management For For No
FOR THE FINANCIAL YEAR 2004.
05 APPROVAL TO APPOINT AS INDEPENDENT AUDITOR AND Management For For No
GROUP AUDITOR FOR THE 2005 FINANCIAL YEAR.
06 APPROVAL OF THE RESOLUTION AUTHORIZING THE COMPANY Management For For No
TO PURCHASE AND USE ITS OWN SHARES.
07 APPROVAL OF THE RESOLUTION ON THE ELECTION OF Management For For No
STATE SECRETARY VOLKER HALSCH AS MEMBER OF THE
SUPERVISORY BOARD.
08 APPROVAL OF THE RESOLUTION ON THE ELECTION OF Management For For No
DR. WOLFGANG REITZLE AS MEMBER OF THE SUPERVISORY
BOARD.
09 APPROVAL OF THE RESOLUTION ON THE AUTHORIZATION Management For For No
TO ISSUE CONVERTIBLE BONDS AND/OR BONDS WITH WARRANTS.
10 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH MAGYARCOM HOLDING GMBH.
11 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DETEFLEET SERVICES GMBH.
12 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DFMG HOLDING GMBH.
13 APPROVAL OF THE RESOLUTION ON CONTROL AGREEMENT Management For For No
WITH DE TELMMOBILIEN, DEUTSCHE TELEKOM IMMOBILIEN
UND SERVICE GMBH.
14 APPROVAL OF THE RESOLUTION ON CONTROL AGREEMENT Management For For No
WITH DE TE ASSEKURANZ - DEUTSCHE TELEKOM
ASSEKURANZVERMITTLUNGSGESELLSCHAFT MBH.
15 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH T-PUNKT VERTRIEBSGESELLSCHAFT MBH.
16 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DEUTSCHE TELEKOM TRAINING GMBH.
17 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH T-SYSTEMS INTERNATIONAL GMBH.
18 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DETEMEDIEN DEUTSCHE TELEKOM MEDIEN GMBH.
19 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH CARMEN TELEKOMMUNIKATIONSDIENSTE GMBH.
20 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH NORMA TELEKOMMUNIKATIONSDIANSTE GMBH.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 80,000 80,000 80,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT Consent Meeting Date: 04/26/2005
Issuer: 251566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
21 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE GMBH.
22 APPROVAL OF THE AND LOSS TRANSFER AGREEMENT WITH Management For For No
MAGYARCOM HOLDING GMBH.
23 APPROVAL OF THE ARTICLES OF INCORPORATION IN Management For For No
LINE WITH UMAG
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 80,000 80,000 80,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS, INC. FO Annual Meeting Date: 04/26/2005
Issuer: 349631 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS C. HAYS Management For For
PIERRE E. LEROY Management For For
GORDON R. LOHMAN Management For For
J. CHRISTOPHER REYES Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 APPROVE THE 2005 NON-EMPLOYEE DIRECTOR STOCK Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 110,000 110,000 110,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK Annual Meeting Date: 04/26/2005
Issuer: 589331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROCHELLE B. LAZARUS Management For For
WILLIAM G. BOWEN Management For For
RAYMOND V. GILMARTIN Management For For
THOMAS E. SHENK Management For For
ANNE M. TATLOCK Management For For
SAMUEL O. THIER Management For For
WENDELL P. WEEKS Management For For
PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2005 THE BOARD OF DIRECTORS RECOMMENDS A
VOTE AGAINST ITEMS 3 THROUGH 9.
03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shareholder Against For No
AWARDS.
04 STOCKHOLDER PROPOSAL CONCERNING SUBJECTING NON-DEDUCTIBLE Shareholder Against For No
EXECUTIVE COMPENSATION TO SHAREHOLDER VOTE
05 STOCKHOLDER PROPOSAL CONCERNING ELIMINATION OF Shareholder Against For No
ANIMAL-BASED TEST METHODS
06 STOCKHOLDER PROPOSAL CONCERNING SEPARATING THE Shareholder Against For No
ROLES OF BOARD CHAIR AND CEO
07 STOCKHOLDER PROPOSAL CONCERNING AVAILABILITY Shareholder Against For No
OF COMPANY PRODUCTS TO CANADIAN WHOLESALERS
08 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shareholder Against For No
RESOURCES FOR POLITICAL PURPOSES
09 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shareholder Against For No
TO THE GLOBAL HIV\AIDS-TB-MALARIA PANDEMICS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 155,000 155,000 155,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PACCAR INC PCAR Annual Meeting Date: 04/26/2005
Issuer: 693718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN M. FLUKE, JR. Management For For
STEPHEN F. PAGE Management For For
MICHAEL A. TEMBREULL Management For For
02 STOCKHOLDER PROPOSAL REGARDING ANNUAL ELECTION Shareholder Against For No
OF THE ENTIRE BOARD OF DIRECTORS
03 STOCKHOLDER PROPOSAL REGARDING DIRECTOR VOTE Shareholder Against For No
THRESHOLD
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 45,000 45,000 45,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. ROL Annual Meeting Date: 04/26/2005
Issuer: 775711 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R. RANDALL ROLLINS Management For For
JAMES B. WILLIAMS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 447,975 447,975 447,975 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION SGP Annual Meeting Date: 04/26/2005
Issuer: 806605 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANS W. BECHERER Management For For
KATHRYN C. TURNER Management For For
ROBERT F.W. VAN OORDT Management For For
02 RATIFICATION OF DESIGNATION OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL ON ANNUAL ELECTION OF DIRECTORS Shareholder Against For No
04 SHAREHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 135,000 135,000 135,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION SYK Annual Meeting Date: 04/26/2005
Issuer: 863667 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN W. BROWN Management For For
HOWARD E. COX, JR. Management For For
D.M. ENGELMAN, PH.D. Management For For
JEROME H. GROSSMAN, MD Management For For
STEPHEN P. MACMILLAN Management For For
WILLIAM U. PARFET Management For For
RONDA E. STRYKER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 2,000 2,000 2,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG SCM Annual Meeting Date: 04/26/2005
Issuer: 871013 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ANNUAL REPORT, ANNUAL FINANCIAL STATEMENTS AND Management For For No
CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL
YEAR 2004, REPORTS OF THE STATUTORY AND GROUP
AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS AND DECLARATION Management For For No
OF DIVIDEND
03 REDUCTION OF SHARE CAPITAL Management For For No
04 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For No
AND THE EXECUTIVE BOARD
5A RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For For No
5B1 RE-ELECTION OF JACQUELINE FRANCOISE DEMIERRE Management For For No
5B2 RE-ELECTION OF MICHEL GOBET Management For For No
5B3 RE-ELECTION OF DR. TORSTEN G. KREINDL Management For For No
5B4 RE-ELECTION OF RICHARD ROY Management For For No
5B5 ELECTION OF FIDES P. BALDESBERGER Management For For No
5B6 ELECTION OF DR. ANTON SCHERRER Management For For No
5B7 ELECTION OF OTHMAR VOCK Management For For No
06 ELECTION OF THE STATUTORY AUDITORS AND GROUP Management For For No
AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 10,000 10,000 10,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. TROW Annual Meeting Date: 04/26/2005
Issuer: 74144T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD C. BERNARD Management For For
JAMES T. BRADY Management For For
J. ALFRED BROADDUS, JR. Management For For
DONALD B. HEBB, JR. Management For For
JAMES A.C. KENNEDY Management For For
JAMES S. RIEPE Management For For
GEORGE A. ROCHE Management For For
BRIAN C. ROGERS Management For For
DR. ALFRED SOMMER Management For For
DWIGHT S. TAYLOR Management For For
ANNE MARIE WHITTEMORE Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
PRICE GROUP S INDEPENDENT ACCOUNTANT FOR FISCAL
YEAR 2005.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 30,000 30,000 30,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY NYT Annual Meeting Date: 04/26/2005
Issuer: 650111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS Management For For No
FOR ANNUAL AND LONG-TERM EXECUTIVE PERFORMANCE
AWARDS.
01 DIRECTOR Management For No
RAUL E. CESAN Management For For
WILLIAM E. KENNARD Management For For
ELLEN R. MARRAM Management For For
THOMAS MIDDELHOFF Management For For
DOREEN A. TOBEN Management For For
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 135,000 135,000 135,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN PNC Annual Meeting Date: 04/26/2005
Issuer: 693475 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. CHELLGREN Management For For
MR. CLAY Management For For
MR. COOPER Management For For
MR. DAVIDSON Management For For
MR. KELSON Management For For
MR. LINDSAY Management For For
MR. MASSARO Management For For
MR. O'BRIEN Management For For
MS. PEPPER Management For For
MR. ROHR Management For For
MS. STEFFES Management For For
MR. STRIGL Management For For
MR. THIEKE Management For For
MR. USHER Management For For
MR. WASHINGTON Management For For
MR. WEHMEIER Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No
OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 30,000 30,000 30,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. ATG Annual Meeting Date: 04/27/2005
Issuer: 001204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS D. BELL, JR. Management For For
ARTHUR E. JOHNSON Management For For
PAULA ROSPUT REYNOLDS Management For For
JAMES A. RUBRIGHT Management For For
BETTINA M. WHYTE Management For For
02 APPROVAL OF AMENDMENT TO AGL RESOURCES INC. S Management For For No
ARTICLES OF INCORPORATION TO CLARIFY THE LENGTH
OF THE INITIAL TERM A BOARD MEMBER MAY SERVE
WHEN APPOINTED BY THE BOARD OF DIRECTORS TO FILL
A VACANCY CAUSED BY A NEWLY CREATED DIRECTORSHIP.
03 APPROVAL OF THE AMENDED AND RESTATED AGL RESOURCES Management For For No
INC. EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT AUDITOR FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 50,000 50,000 50,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/27/2005
Issuer: 025816 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
W.G. BOWEN Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P.R. DOLAN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
R.D. WALTER Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS. Shareholder Against For No
04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shareholder Against For No
REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 400,000 400,000 400,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 04/27/2005
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM BARNET, III Management For For
CHARLES W. COKER Management For For
JOHN T. COLLINS Management For For
GARY L. COUNTRYMAN Management For For
PAUL FULTON Management For For
CHARLES K. GIFFORD Management For For
W. STEVEN JONES Management For For
KENNETH D. LEWIS Management For For
WALTER E. MASSEY Management For For
THOMAS J. MAY Management For For
PATRICIA E. MITCHELL Management For For
EDWARD L. ROMERO Management For For
THOMAS M. RYAN Management For For
O. TEMPLE SLOAN, JR. Management For For
MEREDITH R. SPANGLER Management For For
ROBERT L. TILLMAN Management For For
JACKIE M. WARD Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For For No
03 STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 15,000 15,000 15,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. BWA Annual Meeting Date: 04/27/2005
Issuer: 099724 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBIN J. ADAMS Management For For
DAVID T. BROWN Management For For
PAUL E. GLASKE Management For For
JOHN RAU Management For For
02 TO VOTE UPON A PROPOSAL TO APPROVE THE BORGWARNER Management For For No
INC. 2005 EXECUTIVE INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 110,000 110,000 110,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON RESOURCES INC. BR Annual Meeting Date: 04/27/2005
Issuer: 122014 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
B.T. ALEXANDER Management For For
R.V. ANDERSON Management For For
L.I. GRANT Management For For
R.J. HARDING Management For For
J.T. LAMACCHIA Management For For
R.L. LIMBACHER Management For For
J.F. MCDONALD Management For For
K.W. ORCE Management For For
D.M. ROBERTS Management For For
J.A. RUNDE Management For For
J.F. SCHWARZ Management For For
W. SCOTT, JR. Management For For
B.S. SHACKOULS Management For For
S.J. SHAPIRO Management For For
W.E. WADE, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 250,000 250,000 250,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005
Issuer: 166764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
S.H. ARMACOST Management For For
R.E. DENHAM Management For For
R.J. EATON Management For For
S. GINN Management For For
C.A. HILLS Management For For
F.G. JENIFER Management For For
S. NUNN Management For For
D.J. O'REILLY Management For For
P.J. ROBERTSON Management For For
C.R. SHOEMATE Management For For
R.D. SUGAR Management For For
C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against For No
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder Against For No
05 STOCK OPTION EXPENSING Shareholder Against For No
06 ANIMAL TESTING Shareholder Against For No
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against For No
08 REPORT ON ECUADOR Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 330,000 330,000 330,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC. CIR Annual Meeting Date: 04/27/2005
Issuer: 17273K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID A. BLOSS, SR. Management For For
THOMAS E. CALLAHAN Management For For
02 TO APPROVE THE COMPANY S AMENDED AND RESTATED Management Against Against No
1999 STOCK OPTION AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 105,000 105,000 105,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 ON GOVERNMENT SERVICE Shareholder Against For No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against For No
05 ON EXECUTIVE COMPENSATION Shareholder Against For No
06 ON ANIMAL TESTING Shareholder Against For No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against For No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against For No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against For No
01 DIRECTOR Management For No
A.J.P. BELDA Management For For
R.H. BROWN Management For For
C.J. CRAWFORD Management For For
J.T. DILLON Management For For
L.C. DUEMLING Management For For
C.O. HOLLIDAY, JR. Management For For
L.D. JULIBER Management For For
M. NAITOH Management For For
W.K. REILLY Management For For
H.R. SHARP, III Management For For
C.M. VEST Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 30,000 30,000 30,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA, VERNIER GIV.L AGM Meeting Date: 04/27/2005
Issuer: H3238Q102 ISIN: CH0010645932 BLOCKING
SEDOL: 5990032, 5980613
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, THE ANNUAL ACCOUNTS Management For *Management No
AND THE ACCOUNTS OF THE GROUP 2004 Position Unknown
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
3. APPROVE THE RESOLUTION ON THE APPROPRIATION OF Management For *Management No
THE BALANCE PROFIT Position Unknown
4. APPROVE THE REDUCTION OF THE SHARE CAPITAL Management For *Management No
Position Unknown
5. ELECT THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
6. ELECT THE AUDITORS AND THE GROUP AUDITOR Management For *Management No
Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO A Non-Voting *Management No
CHANGE IN THE RECORD DATE. IF YOU HAVE ALREADY Position Unknown
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 3,000 3,000 3,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM Annual Meeting Date: 04/27/2005
Issuer: 651639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
G.A. BARTON Management For For
V.A. CALARCO Management For For
M.S. HAMSON Management For For
L.I. HIGDON, JR. Management For For
P. LASSONDE Management For For
R.J. MILLER Management For For
W.W. MURDY Management For For
R.A. PLUMBRIDGE Management For For
J.B. PRESCOTT Management For For
D.C. ROTH Management For For
S. SCHULICH Management For For
J.V. TARANIK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 APPROVE 2005 STOCK INCENTIVE PLAN Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 515,000 515,000 515,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PLACER DOME INC. PDG Annual Meeting Date: 04/27/2005
Issuer: 725906 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.J. CARTY Management For For
G.B. COULOMBE Management For For
J.W. CROW Management For For
G. FARQUHARSON Management For For
R.M. FRANKLIN Management For For
D.S. KARPIN Management For For
A.R. MCFARLAND Management For For
H.C. MATHER Management For For
E.A. PARKINSON-MARCOUX Management For For
V.F. TAYLOR III Management For For
P.W. TOMSETT Management For For
W.G. WILSON Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 170,000 170,000 170,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO PWX Annual Meeting Date: 04/27/2005
Issuer: 743737 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD ANDERSON Management For For
ROBERT EDER Management For For
JOHN HEALY Management For For
02 PROPOSAL TO APPROVE THE COMPANY S ALL STAR/ANNIVERSARY Management Against Against No
SAFETY INCENTIVE PLAN.
03 AMENDMENT TO THE COMPANY S BYLAWS TO ELIMINATE Management For For No
MANDATORY RETIREMENT AGE FOR BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 4,000 4,000 4,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. MHP Annual Meeting Date: 04/27/2005
Issuer: 580645 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SIR WINFRIED BISCHOFF Management For For
MR. DOUGLAS N. DAFT Management For For
MS. LINDA KOCH LORIMER Management For For
MR. HAROLD MCGRAW III Management For For
02 APPROVAL OF KEY EXECUTIVE SHORT-TERM INCENTIVE Management For For No
COMPENSATION PLAN.
03 APPROVAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
05 SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER VOTE Shareholder For Against No
ON POISON PILLS .
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 140,000 140,000 140,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. WDR Annual Meeting Date: 04/27/2005
Issuer: 930059 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALAN W. KOSLOFF Management For For
KEITH A. TUCKER Management For For
JERRY W. WALTON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 115,000 115,000 115,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005
Issuer: 02209S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ELIZABETH E. BAILEY Management For For
HAROLD BROWN Management For For
MATHIS CABIALLAVETTA Management For For
LOUIS C. CAMILLERI Management For For
J. DUDLEY FISHBURN Management For For
ROBERT E. R. HUNTLEY Management For For
THOMAS W. JONES Management For For
GEORGE MUNOZ Management For For
LUCIO A. NOTO Management For For
JOHN S. REED Management For For
CARLOS SLIM HELU Management For For
STEPHEN M. WOLF Management For For
02 2005 PERFORMANCE INCENTIVE PLAN Management Against Against No
03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Against No
DIRECTORS
04 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For No
AUDITORS
05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against For No
OF ANIMAL TESTING FOR TOBACCO PRODUCTS
06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against For No
MORE ADEQUATELY WARN PREGNANT WOMEN
07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against For No
LIGHT AND ULTRA LIGHT BRANDS
08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against For No
NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 12,000 12,000 12,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION ABX Annual Meeting Date: 04/28/2005
Issuer: 067901 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H.L. BECK Management For For
C.W.D. BIRCHALL Management For For
G. CISNEROS Management For For
M.A. COHEN Management For For
P.A. CROSSGROVE Management For For
P.C. GODSOE Management For For
A.A. MACNAUGHTON Management For For
B. MULRONEY Management For For
A. MUNK Management For For
P. MUNK Management For For
J.L. ROTMAN Management For For
S.J. SHAPIRO Management For For
G.C. WILKINS Management For For
02 RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 255,000 255,000 255,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHOICEPOINT INC. CPS Annual Meeting Date: 04/28/2005
Issuer: 170388 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RAY M. ROBINSON* Management For For
JOHN J. HAMRE** Management For For
JOHN B. MCCOY** Management For For
TERRENCE MURRAY** Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE CHOICEPOINT Management Against Against No
INC. 2003 OMNIBUS INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK THAT MAY
BE ISSUED UNDER THE PLAN FROM 3,500,000 TO 7,500,000.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR CHOICEPOINT FOR THE YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 45,000 45,000 45,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW Annual Meeting Date: 04/28/2005
Issuer: 219350 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
02 APPROVAL OF THE ADOPTION OF THE 2005 EMPLOYEE Management Against Against No
EQUITY PARTICIPATION PROGRAM.
01 DIRECTOR Management For No
JOHN SEELY BROWN Management For For
GORDON GUND Management For For
JOHN M. HENNESSY Management For For
H. ONNO RUDING Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 600,000 600,000 600,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. CCK Annual Meeting Date: 04/28/2005
Issuer: 228368 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JENNE K. BRITELL Management For For
JOHN W. CONWAY Management For For
ARNOLD W. DONALD Management For For
MARIE L. GARIBALDI Management For For
WILLIAM G. LITTLE Management For For
HANS J. LOLIGER Management For For
THOMAS A. RALPH Management For For
HUGUES DU ROURET Management For For
ALAN W. RUTHERFORD Management For For
HAROLD A. SORGENTI Management For For
WILLIAM S. URKIEL Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005,
WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
03 FOR A PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against No
STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS,
WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 175,000 175,000 175,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DPL INC. DPL Annual Meeting Date: 04/28/2005
Issuer: 233293 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES F. DICKE, II Management For For
JAMES V. MAHONEY Management For For
BARBARA S. GRAHAM Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 70,000 70,000 70,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY DTE Annual Meeting Date: 04/28/2005
Issuer: 233331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LILLIAN BAUDER Management For For
JOSUE ROBLES JR. Management For For
HOWARD F. SIMS Management For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For No
DELOITTE & TOUCHE LLP
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 20,000 20,000 20,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC. FSCI Annual Meeting Date: 04/28/2005
Issuer: 337756 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD L. HAWLEY Management For For
GEORGE F. WARREN, JR. Management For For
WILLIAM W. WARREN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 209 80,000 80,000 80,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC. HET Annual Meeting Date: 04/28/2005
Issuer: 413619 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BARBARA T. ALEXANDER Management For For
FRANK J. BIONDI, JR. Management For For
ROBERT G. MILLER Management For For
CHRISTOPHER J. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR 2005 CALENDAR
YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 10,000 10,000 10,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/28/2005
Issuer: 478160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARY S. COLEMAN Management For For
JAMES G. CULLEN Management For For
ROBERT J. DARRETTA Management For For
MICHAEL M. E. JOHNS Management For For
ANN D. JORDAN Management For For
ARNOLD G. LANGBO Management For For
SUSAN L. LINDQUIST Management For For
LEO F. MULLIN Management For For
CHRISTINE A. POON Management For For
STEVEN S REINEMUND Management For For
DAVID SATCHER Management For For
WILLIAM C. WELDON Management For For
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Against No
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
AS INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 70,000 70,000 70,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT Annual Meeting Date: 04/28/2005
Issuer: 539830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.C."PETE"ALDRIDGE, JR. Management For For
NOLAN D. ARCHIBALD Management For For
MARCUS C. BENNETT Management For For
JAMES O. ELLIS, JR. Management For For
GWENDOLYN S. KING Management For For
DOUGLAS H. MCCORKINDALE Management For For
EUGENE F. MURPHY Management For For
JOSEPH W. RALSTON Management For For
FRANK SAVAGE Management For For
ANNE STEVENS Management For For
ROBERT J. STEVENS Management For For
JAMES R. UKROPINA Management For For
DOUGLAS C. YEARLEY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 MANAGEMENT PROPOSAL-AMENDMENTS TO THE 2003 PERFORMANCE Management Against Against No
INCENTIVE AWARD PLAN
04 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For No
05 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For No
06 STOCKHOLDER PROPOSAL BY THE CATHOLIC FUNDS AND Shareholder Against For No
OTHER GROUPS
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For No
AND OTHER GROUPS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 40,000 40,000 40,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. MEG Annual Meeting Date: 04/28/2005
Issuer: 584404 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 370,000 370,000 370,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, OPFIKON NLB.DE OGM Meeting Date:04/28/2005
Issuer: H5783Q106 ISIN: CH0014030040 BLOCKING
SEDOL: 7389713, 7385722, 7413322
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management No
Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND Management For *Management No
CONSOLIDATED FINANCIAL STATEMENTS FOR 2004 Position Unknown
2. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS/DIVIDENDS Management For *Management No
FOR 2004 AS SPECIFIED Position Unknown
3. APPROVE THAT, OUT OF THE AGGREGATE CHF 2,074,006,295 Management For *Management No
OF GENERAL RESERVES AS SHOWN IN THE BALANCE SHEET Position Unknown
DATED 31 DEC 2004, CHF 350,000,000 SHALL BE BOOKED
INTO THE FREE RESERVES
4. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For *Management No
DIRECTORS AND OTHER EXECUTIVE BODIES FOR THEIR Position Unknown
SERVICES IN THE BUSINESS YEAR 2004
5.1 RE-ELECT MR. MICHAEL ORSINGER, MRS. JANE ROYSTON Management For *Management No
AND MESSRS. ROLF SOIRON AND ERNST ZAENGERLE FOR Position Unknown
A 1 YEAR TERM OF OFFICE TO THE MEMBERS OF BOARD
OF DIRECTORS
5.2 ELECT MESSRS. ANTOINE A. FIRMENICH AND ROBERT Management For *Management No
LILJA FOR A 1 YEAR TERM OF OFFICE TO THE NEW Position Unknown
MEMBERS OF BOARD OF DIRECTORS
5.3 RE-ELECT KPMG FIDES PEAT, ZURICH, FOR A 1 YEAR Management For *Management No
TERM OF OFFICE AS AUDITOR AND GROUP AUDITOR Position Unknown
6.1 APPROVE THE CHANGE OF DOMICILE FROM OPFIKON TO Management For *Management No
KLOTEN AND AMEND ARTICLE 1 OF THE ARTICLES OF Position Unknown
ASSOCIATION AS SPECIFIED
6.2 AMEND ARTICLE 7 OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY INSERTING A NEW PARAGRAPH 6AS SPECIFIED Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 2,000 2,000 2,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS Annual Meeting Date: 04/28/2005
Issuer: 71343P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERBERT M. BAUM Management For For
RICHARD G. CLINE Management For For
PIERRE S. DU PONT Management For For
ARCHIE R. DYKES Management For For
JAROBIN GILBERT, JR. Management For For
JAMES R. KACKLEY Management For For
MATTHEW M. MCKENNA Management For For
ROBERT C. POHLAD Management For For
CYNTHIA SWANSON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 29). Shareholder Against For No
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 32). Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 200 960,000 960,000 960,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
STANLEY O. IKENBERRY Management For For
GEORGE A. LORCH Management For For
HENRY A. MCKINNELL Management For For
DANA G. MEAD Management For For
RUTH J. SIMMONS Management For For
WILLIAM C. STEERE, JR. Management For For
JEAN-PAUL VALLES Management For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against For No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against For No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against For No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against For No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For No
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 440,000 440,000 440,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO PGR.MI MIX Meeting Date:04/28/2005
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE RESOLUTION AS PER ARTICLE 2364, NO. Management For *Management No
2, OF THE ITALIAN CIVIL CODE TO APPOINT A DIRECTOR Position Unknown
O.2 APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For *Management No
2004; BOARD OF DIRECTORS REPORT ON MANAGEMENT Position Unknown
ACTIVITY; RESOLUTIONS RELATED THEREON
E.1 APPROVE TO REDUCE AND WRITE OFF THE REVALUATION Management For *Management No
RESERVE DRAWN ON TO COVER 2004 FINANCIAL YEAR Position Unknown
LOSSES
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM THERE WILL BE A SECOND CALL ON 29 Position Unknown
APR 2005 YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 68,614 68,614 68,614 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW Annual Meeting Date: 04/28/2005
Issuer: 784305 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D. GIBSON Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH Management For For
02 APPROVE THE EMPLOYEE STOCK PURCHASE PLAN WHICH Management For For No
WAS ADOPTED BY THE BOARD OF DIRECTORS ON JANUARY
27, 2005.
03 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 66,000 66,000 66,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION AES Annual Meeting Date: 04/28/2005
Issuer: 00130H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD DARMAN Management For For
PAUL T. HANRAHAN Management For For
KRISTINA M. JOHNSON Management For For
JOHN A. KOSKINEN Management For For
PHILIP LADER Management For For
JOHN H. MCARTHUR Management For For
SANDRA O. MOOSE Management For For
PHILIP A. ODEEN Management For For
CHARLES O. ROSSOTTI Management For For
SVEN SANDSTROM Management For For
ROGER W. SANT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 110,000 110,000 110,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MIDLAND COMPANY MLAN Annual Meeting Date: 04/28/2005
Issuer: 597486 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. BUSHMAN Management For For
JAMES H. CAREY Management For For
JOHN W. HAYDEN Management For For
DAVID B. O'MALEY Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 385,000 385,000 385,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE PHOENIX COMPANIES, INC. PNX Annual Meeting Date: 04/28/2005
Issuer: 71902E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SAL H. ALFIERO Management For For
MARTIN N. BAILY Management For For
JOHN H. FORSGREN Management For For
JOHN E. HAIRE Management For For
THOMAS S. JOHNSON Management For For
02 APPROVAL OF THE PHOENIX COMPANIES, INC. ANNUAL Management For For No
INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITOR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 150,000 150,000 150,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE STATUTORY REPORTS AND STATUTORY Management For For No
FINANCIAL STATEMENTS FOR FISCAL YEAR 2004.
02 APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL Management For For No
STATEMENTS FOR FISCAL YEAR 2004.
03 APPROVAL OF THE AGREEMENTS COVERED BY THE STATUTORY Management For For No
AUDITORS SPECIAL REPORT.
04 ALLOCATION OF NET INCOME AND DETERMINATION OF Management For For No
THE DIVIDEND FOR FISCAL YEAR 2004.
15 DETERMINATION OF THE AMOUNT OF THE SUPERVISORY Management For For No
BOARD MEMBERS FEES.
16 RENEWAL OF SALUSTRO REYDEL AS STATUTORY AUDITORS. Management For For No
17 APPOINTMENT OF MR. JEAN-CLAUDE REYDEL AS ALTERNATE Management For For No
STATUTORY AUDITOR.
18 AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS Management For For No
OWN SHARES
19 AUTHORIZATION FOR PERFORMANCE OF LEGAL FORMALITIES. Management For For No
05 TRANSFORMATION OF THE COMPANY S STRUCTURE TO Management For For No
A STRUCTURE WITH A MANAGEMENT BOARD AND A SUPERVISORY
BOARD.
06 ADOPTION OF THE COMPANY S AMENDED BY-LAWS. Management For For No
12 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No
COMPANY STOCK OPTIONS.
6A AMENDMENT OF ARTICLE 17 OF THE BY-LAWS ( VOTING Management For For No
RIGHTS ) BY INSERTION OF A FOURTH SUB-PARAGRAPH:
ADJUSTMENT OF THE VOTING RIGHTS IN SHAREHOLDERS
MEETINGS.
07 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES
GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE
ISSUED AS A PART OF A SHARE CAPITAL INCREASE.
08 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES
GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE
ISSUED AS A PART OF A SHARE CAPITAL INCREASE.
09 AUTHORIZATION FOR THE MANAGEMENT BOARD TO INCREASE Management For For No
THE NUMBER OF SHARES OR MARKETABLE SECURITIES
TO BE ISSUED IN THE EVENT OF AN INCREASE IN THE
SHARE CAPITAL.
10 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO INCREASE THE SHARE CAPITAL BY INCORPORATION
OF PREMIUMS, RESERVES, INCOME OR OTHER ITEMS.
11 AUTHORIZATION FOR THE MANAGEMENT BOARD TO PROCEED Management For For No
WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES
AND PENSION SCHEMES OF THE COMPANY AND COMPANIES
IN THE GROUP TAKING PART IN THE GROUP S SAVINGS
PLAN
13 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No
RESTRICTED STOCK FROM TREASURY STOCK OR SHARES
TO BE ISSUED.
14 AUTHORIZATION FOR THE MANAGEMENT BOARD TO DECREASE Management For For No
THE SHARE CAPITAL BY CANCELLATION OF TREASURY
STOCK.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 204 540,000 540,000 540,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
15 DIRECTORS Management For No
FOUTOU Management For For
BEBAER Management For For
BREMOND Management For For
FERNANDEZ Management For For
FRIBOURG Management For For
HAWAWINI Management For For
LACHMANN Management For For
RODOCANACHI Management For For
MIERT Management For For
FRANK Management For For
KRON Management For For
OLECHOWSKI Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 204 540,000 540,000 540,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/29/2005
Issuer: 171871 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BRUCE L. BYRNES Management For For
JOHN F. CASSIDY Management For For
ROBERT W. MAHONEY Management For For
DANIEL J. MEYER Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS INDEPENDENT ACCOUNTANTS TO AUDIT
THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2005.
03 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS OF THE CINCINNATI BELL INC. 1997 LONG TERM
INCENTIVE PLAN.
04 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS OF THE CINCINNATI BELL INC. SHORT TERM
INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 600,000 600,000 600,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. CCE Annual Meeting Date: 04/29/2005
Issuer: 191219 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FERNANDO AGUIRRE Management For For
JAMES E. COPELAND, JR. Management For For
IRIAL FINAN Management For For
S. K. JOHNSTON III Management For For
02 TO APPROVE THE EXECUTIVE MANAGEMENT INCENTIVE Management For For No
PLAN (EFFECTIVE JANUARY 1, 2005)
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
2005 FISCAL YEAR
04 SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER APPROVAL Shareholder Against For No
OF CERTAIN SEVERANCE AGREEMENTS
05 SHAREOWNER PROPOSAL TO REQUEST SIGNIFICANT PORTION Shareholder Against For No
OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES
BE PERFORMANCE-BASED
06 SHAREOWNER PROPOSAL TO REQUEST AMENDMENT OF GOVERNANCE Shareholder Against For No
DOCUMENTS TO REQUIRE ELECTION OF DIRECTORS BY
MAJORITY VOTE
07 SHAREOWNER PROPOSAL TO REQUEST A PERFORMANCE Shareholder Against For No
AND TIME BASED RESTRICTED SHARE GRANT PROGRAM
TO SENIOR EXECUTIVES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 20,000 20,000 20,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY K Annual Meeting Date: 04/29/2005
Issuer: 487836 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CLAUDIO X. GONZALEZ Management For For
A.D. DAVID MACKAY Management For For
WILLIAM C. RICHARDSON Management For For
JOHN L. ZABRISKIE Management For For
02 RATIFICATION OF INDEPENDENT AUDITOR FOR 2005 Management For For No
03 REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD Shareholder Against For No
04 APPOINTMENT OF INVESTMENT BANKER Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 200,000 200,000 200,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LAMSON & SESSIONS CO. LMS Annual Meeting Date: 04/29/2005
Issuer: 513696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES J. ABEL Management For For
A. MALACHI MIXON, III Management For For
JOHN B. SCHULZE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 320,000 320,000 320,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PENTAIR, INC. PNR Annual Meeting Date: 04/29/2005
Issuer: 709631 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD J. CATHCART Management For For
BARBARA B. GROGAN Management For For
AUGUSTO MEOZZI Management For For
RONALD L. MERRIMAN Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 51,000 51,000 51,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/29/2005
Issuer: 78387G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GILBERT F. AMELIO Management For For
AUGUST A. BUSCH III Management For For
MARTIN K. EBY, JR. Management For For
JAMES A. HENDERSON Management For For
CHARLES F. KNIGHT Management For For
LYNN M. MARTIN Management For For
JOHN B. MCCOY Management For For
MARY S. METZ Management For For
TONI REMBE Management For For
S. DONLEY RITCHEY Management For For
JOYCE M. ROCHE Management For For
LAURA D'ANDREA TYSON Management For For
PATRICIA P. UPTON Management For For
EDWARD E. WHITACRE, JR Management For For
02 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 APPROVAL OF STOCK PURCHASE AND DEFERRAL PLAN Management For For No
04 STOCKHOLDER PROPOSAL A Shareholder Against For No
05 STOCKHOLDER PROPOSAL B Shareholder Against For No
06 STOCKHOLDER PROPOSAL C Shareholder Against For No
07 STOCKHOLDER PROPOSAL D Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 160,000 160,000 160,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. HDI Annual Meeting Date: 04/30/2005
Issuer: 412822 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE H. CONRADES Management For For
SARA L. LEVINSON Management For For
GEORGE L. MILES, JR. Management For For
02 APPROVAL OF THE HARLEY-DAVIDSON, INC. EMPLOYEE Management For For No
SHORT TERM INCENTIVE PLAN.
03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 38,000 38,000 38,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E. ZANDER Management For For
H.L. FULLER Management For For
J. LEWENT Management For For
W. MASSEY Management For For
T. MEREDITH Management For For
N. NEGROPONTE Management For For
I. NOOYI Management For For
S. SCOTT III Management For For
R. SOMMER Management For For
J. STENGEL Management For For
D. WARNER III Management For For
J. WHITE Management For For
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against For No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against For No
MAJORITY VOTE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 300,000 300,000 300,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY BA Annual Meeting Date: 05/02/2005
Issuer: 097023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KENNETH M. DUBERSTEIN Management For For
W. JAMES MCNERNEY, JR. Management For For
LEWIS E. PLATT Management For For
MIKE S. ZAFIROVSKI Management For For
02 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT AUDITORS.
03 ADOPT HUMAN RIGHTS POLICIES. Shareholder Against For No
04 PREPARE A REPORT ON MILITARY CONTRACTS. Shareholder Against For No
05 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For No
06 DECLASSIFY THE BOARD OF DIRECTORS. Shareholder Against For No
07 ADOPT SIMPLE MAJORITY VOTE. Shareholder Against For No
08 CREATE A MAJORITY VOTE SHAREHOLDER COMMITTEE. Shareholder Against For No
09 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 70,000 70,000 70,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. TR Annual Meeting Date: 05/02/2005
Issuer: 890516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MELVIN J. GORDON Management For For
ELLEN R. GORDON Management For For
LANA JANE LEWIS-BRENT Management For For
BARRE A. SEIBERT Management For For
RICHARD P. BERGEMAN Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS AUDITORS FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 149,041 149,041 149,041 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AARON RENTS, INC. RNT Annual Meeting Date: 05/03/2005
Issuer: 002535 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R. C. LOUDERMILK, SR. Management For For
R. C. LOUDERMILK, JR. Management For For
GILBERT L. DANIELSON Management For For
WILLIAM K. BUTLER, JR. Management For For
RONALD W. ALLEN Management For For
LEO BENATAR Management For For
EARL DOLIVE Management For For
INGRID SAUNDERS JONES Management For For
DAVID L. KOLB Management For For
RAY M. ROBINSON Management For For
02 APPROVAL OF THE AARON RENTS, INC. EXECUTIVE BONUS Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 201 40,000 40,000 40,000 4/28/2005
GABELLI ASSET FUND 997G001 300 60,750 60,750 60,750 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY Annual Meeting Date: 05/03/2005
Issuer: 110122 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
V.D.COFFMAN Management For For
J.M. CORNELIUS Management For For
P.R. DOLAN Management For For
E.V. FUTTER Management For For
L.V. GERSTNER, JR. Management For For
L. JOHANSSON Management For For
L.W. SULLIVAN, M.D. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 APPROVAL OF RESTATED CERTIFICATE OF INCORPORATION Management For For No
04 POLITICAL CONTRIBUTIONS Shareholder Against For No
05 HIV/AIDS-TB-MALARIA Shareholder Against For No
06 ANIMAL TESTING Shareholder Against For No
07 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shareholder Against For No
08 RESTATEMENT SITUATIONS Shareholder Against For No
09 RESTRICTED STOCK Shareholder Against For No
10 DIRECTOR VOTE THRESHOLD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 165,000 165,000 165,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CATELLUS DEVELOPMENT CORPORATION CDX Annual Meeting Date: 05/03/2005
Issuer: 149113 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER BARKER Management For For
STEPHEN F. BOLLENBACH Management For For
DARYL J. CARTER Management For For
RICHARD D. FARMAN Management For For
CHRISTINE GARVEY Management For For
WILLIAM M. KAHANE Management For For
LESLIE D. MICHELSON Management For For
DEANNA W. OPPENHEIMER Management For For
NELSON C. RISING Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 APPROVAL OF AMENDED POLICY REGARDING STOCKHOLDER Management For For No
RIGHTS PLANS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 210,000 210,000 210,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES, INC. CHB Annual Meeting Date: 05/03/2005
Issuer: 158496 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
SHIRLEY D. PETERSON Management For For
02 PROPOSAL TO ADOPT THE 2005 EQUITY COMPENSATION Management Against Against No
AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 100,000 100,000 100,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. EOG Annual Meeting Date: 05/03/2005
Issuer: 26875P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE A. ALCORN Management For For
CHARLES R. CRISP Management For For
MARK G. PAPA Management For For
EDMUND P. SEGNER, III Management For For
WILLIAM D. STEVENS Management For For
H. LEIGHTON STEWARD Management For For
DONALD F. TEXTOR Management For For
FRANK G. WISNER Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No
OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS
FOR THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2005.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Management For For No
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 110,000 110,000 110,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC. GDI Annual Meeting Date: 05/03/2005
Issuer: 365558 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONALD G. BARGER, JR. Management For For
RAYMOND R. HIPP Management For For
DAVID D. PETRATIS Management For For
02 TO APPROVE THE COMPANY S EXECUTIVE ANNUAL BONUS Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 75,000 75,000 75,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MGM MIRAGE MGG Annual Meeting Date: 05/03/2005
Issuer: 552953 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES D. ALJIAN Management For For
ROBERT H. BALDWIN Management For For
TERRY N. CHRISTENSEN Management For For
WILLIE D. DAVIS Management For For
ALEXANDER M. HAIG, JR. Management For For
ALEXIS M. HERMAN Management For For
ROLAND HERNANDEZ Management For For
GARY N. JACOBS Management For For
KIRK KERKORIAN Management For For
J. TERRENCE LANNI Management For For
GEORGE J. MASON Management For For
JAMES J. MURREN Management For For
RONALD M. POPEIL Management For For
JOHN T. REDMOND Management For For
DANIEL M. WADE Management For For
MELVIN B. WOLZINGER Management For For
ALEX YEMENIDJIAN Management For For
02 AMENDMENT TO THE COMPANY S CERTIFICATE OF INCORPORATION Management For For No
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
03 ADOPTION OF THE COMPANY S 2005 OMNIBUS INCENTIVE Management Against Against No
PLAN.
04 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 25,000 25,000 25,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PRICE COMMUNICATIONS CORPORATION PR Annual Meeting Date: 05/03/2005
Issuer: 741437 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STUART B. ROSENSTEIN Management For For
FRANK OSBORN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 305 72,000 72,000 72,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE LIBERTY CORPORATION LC Annual Meeting Date: 05/03/2005
Issuer: 530370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withold Against No
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For For No
& YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR LIBERTY.
03 SHAREHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT. Shareholder For Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 170,000 170,000 170,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC. MTW Annual Meeting Date: 05/03/2005
Issuer: 563571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DEAN H. ANDERSON Management For For
KEITH D. NOSBUSCH Management For For
ROBERT S. THROOP Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 18,000 18,000 18,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE ST. PAUL TRAVELERS COMPANIES, IN STA Annual Meeting Date: 05/03/2005
Issuer: 792860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN H. DASBURG Management For For
LESLIE B. DISHAROON Management For For
JANET M. DOLAN Management For For
KENNETH M. DUBERSTEIN Management For For
JAY S. FISHMAN Management For For
LAWRENCE G. GRAEV Management For For
THOMAS R. HODGSON Management For For
ROBERT I. LIPP Management For For
BLYTHE J. MCGARVIE Management For For
GLEN D. NELSON, MD Management For For
CLARENCE OTIS, JR. Management For For
CHARLES W. SCHARF Management For For
LAURIE J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 50,000 50,000 50,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM Annual Meeting Date: 05/03/2005
Issuer: 911684 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.S. CROWLEY Management For For
02 2005 LONG-TERM INCENTIVE PLAN. Management For For No
03 RATIFY ACCOUNTANTS FOR 2005. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 62,500 62,500 62,500 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. YBTVA Annual Meeting Date: 05/03/2005
Issuer: 987434 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
For Leif Lomo,
Withold all
01 DIRECTOR Management others Against No
02 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 240,000 240,000 240,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY CL Annual Meeting Date: 05/04/2005
Issuer: 194162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.K. CONWAY Management For For
R.E. FERGUSON Management For For
E.M. HANCOCK Management For For
D.W. JOHNSON Management For For
R.J. KOGAN Management For For
D.E. LEWIS Management For For
R. MARK Management For For
E.A. MONRAD Management For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For No
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management Against Against No
OPTION PLAN
04 APPROVAL OF THE COMPANY S 2005 NON-EMPLOYEE DIRECTOR Management Against Against No
STOCK OPTION PLAN
05 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 2,000 2,000 2,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CTS CORPORATION CTS Annual Meeting Date: 05/04/2005
Issuer: 126501 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W.S. CATLOW Management For For
L.J. CIANCIA Management For For
T.G. CODY Management For For
G.H. FRIELING, JR. Management For For
R.R. HEMMINGHAUS Management For For
M.A. HENNING Management For For
R.A. PROFUSEK Management For For
D.K. SCHWANZ Management For For
P.K. VINCENT Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 155,000 155,000 155,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION DHR Annual Meeting Date: 05/04/2005
Issuer: 235851 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. LAWRENCE CULP, JR. Management For For
MITCHELL P. RALES Management For For
A. EMMET STEPHENSON JR Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2005.
03 TO APPROVE THE AMENDED AND RESTATED DANAHER CORPORATION Management Against Against No
1998 STOCK OPTION PLAN.
04 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For No
THAT THE BOARD OF DIRECTORS INITIATE PROCESSES
TO AMEND THE COMPANY S GOVERNANCE DOCUMENTS TO
PROVIDE THAT DIRECTOR NOMINEES BE ELECTED BY
THE AFFIRMATIVE VOTE OF THE MAJORITY OF VOTES
CAST AT AN ANNUAL MEETING OF SHAREHOLDERS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 4,000 4,000 4,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE Annual Meeting Date: 05/04/2005
Issuer: 283677 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GARY R. HEDRICK Management For For
KENNETH R. HEITZ Management For For
MICHAEL K. PARKS Management For For
ERIC B. SIEGEL Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 854 285,000 285,000 285,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EXACTECH, INC. EXAC Annual Meeting Date: 05/04/2005
Issuer: 30064E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM B. LOCANDER PHD Management For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP TO SERVE AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 27,100 27,100 27,100 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. GTN Annual Meeting Date: 05/04/2005
Issuer: 389375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD L. BOGER Management For For
RAY M. DEAVER Management For For
T.L. ELDER Management For For
HILTON H. HOWELL, JR. Management For For
WILLIAM E. MAYHER, III Management For For
ZELL B. MILLER Management For For
HOWELL W. NEWTON Management For For
HUGH E. NORTON Management For For
ROBERT S. PRATHER, JR. Management For For
HARRIETT J. ROBINSON Management For For
J. MACK ROBINSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 205 10,000 10,000 10,000 4/29/2005
GABELLI ASSET FUND 997G001 106 310,000 310,000 310,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IMATION CORP. IMN Annual Meeting Date: 05/04/2005
Issuer: 45245A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LINDA W. HART Management For For
BRUCE A. HENDERSON Management For For
CHARLES REICH Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 10,000 10,000 10,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIN TV CORP. TVL Annual Meeting Date: 05/04/2005
Issuer: 532774 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RANDALL S. FOJTASEK Management For For
02 TO APPROVE THE AMENDED AND RESTATED 2002 STOCK Management Against Against No
PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
03 TO APPROVE THE AMENDED AND RESTATED 2002 NON-EMPLOYEE Management Against Against No
DIRECTOR STOCK PLAN, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT(S)
OR POSTPONEMENT(S) THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 150,000 150,000 150,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. LUFK Annual Meeting Date: 05/04/2005
Issuer: 549764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H.J. TROUT, JR. Management For For
J.T. JONGEBLOED Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 100,000 100,000 100,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NASHUA CORPORATION NSH Annual Meeting Date: 05/04/2005
Issuer: 631226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANDREW B. ALBERT Management For For
L. SCOTT BARNARD Management For For
AVRUM GRAY Management For For
GEORGE R. MRKONIC, JR. Management For For
JAMES F. ORR III Management For For
MARK E. SCHWARZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 119,000 119,000 119,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP Annual Meeting Date: 05/04/2005
Issuer: 713448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.F. AKERS Management For For
R.E. ALLEN Management For For
R.L. HUNT Management For For
A.C. MARTINEZ Management For For
I.K. NOOYI Management For For
S.S REINEMUND Management For For
S.P. ROCKEFELLER Management For For
J.J. SCHIRO Management For For
F.A. THOMAS Management For For
C.M. TRUDELL Management For For
S.D. TRUJILLO Management For For
D. VASELLA Management For For
02 APPROVAL OF AUDITORS Management For For No
03 SHAREHOLDER PROPOSAL Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 355,000 355,000 355,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB Annual Meeting Date: 05/04/2005
Issuer: 884315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.H. DREW Management For For
T.K. DUNNIGAN Management For For
J.K. HAUSWALD Management For For
D. JERNIGAN Management For For
R.B. KALICH SR. Management For For
K.R. MASTERSON Management For For
D.J. PILEGGI Management For For
J.P. RICHARD Management For For
D.D. STEVENS Management For For
W.H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 400,000 400,000 400,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITRIN, INC. UTR Annual Meeting Date: 05/04/2005
Issuer: 913275 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. ANNABLE Management For For
ERIC J. DRAUT Management For For
DONALD V. FITES Management For For
DOUGLAS G. GEOGA Management For For
REUBEN L. HEDLUND Management For For
JERROLD V. JEROME Management For For
WILLIAM E. JOHNSTON JR. Management For For
WAYNE KAUTH Management For For
FAYEZ S. SAROFIM Management For For
DONALD G. SOUTHWELL Management For For
RICHARD C. VIE Management For For
ANN E. ZIEGLER Management For For
02 APPROVAL OF THE 2005 RESTRICTED STOCK AND RESTRICTED Management Against Against No
STOCK UNIT PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 20,000 20,000 20,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. WTS Annual Meeting Date: 05/04/2005
Issuer: 942749 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
TIMOTHY P. HORNE Management For For
RALPH E. JACKSON, JR. Management For For
KENNETH J. MCAVOY Management For For
JOHN K. MCGILLICUDDY Management For For
GORDON W. MORAN Management For For
DANIEL J. MURPHY, III Management For For
PATRICK S. O'KEEFE Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Management For For No
AUDITORS OF THE COMPANY FOR THE CURRENT FISCAL
YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 435,000 435,000 435,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. CHD Annual Meeting Date: 05/05/2005
Issuer: 171340 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES R. CRAIGIE Management For For
ROBERT A. DAVIES, III Management For For
ROSINA B. DIXON Management For For
ROBERT D. LEBLANC Management For For
LIONEL L. NOWELL, III Management For For
02 APPROVAL OF AN AMENDMENT OF THE COMPANY S RESTATED Management For For No
CERTIFICATE OF INCORPORATION TO INCREASE THE
COMPANY S AUTHORIZED COMMON STOCK FROM 100 MILLION
SHARES TO 150 MILLION SHARES.
03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management For For No
PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE COMPANY S 2005 CONSOLIDATED
FINANCIAL STATEMENTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 285,000 285,000 285,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COACHMEN INDUSTRIES, INC. COA Annual Meeting Date: 05/05/2005
Issuer: 189873 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEOFFREY B. BLOOM Management For For
WILLIAM P. JOHNSON Management For For
REX MARTIN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 15,000 15,000 15,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2005
Issuer: 20825C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.J. MULVA Management For For
NORMAN R. AUGUSTINE Management For For
LARRY D. HORNER Management For For
CHARLES C. KRULAK Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005
03 COMPENSATION LIMITATIONS Shareholder Against For No
04 DIRECTOR ELECTION VOTE STANDARD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 100,000 100,000 100,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. FCXA Annual Meeting Date: 05/05/2005
Issuer: 35671D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT J. ALLISON, JR. Management For For
ROBERT A. DAY Management For For
H. DEVON GRAHAM, JR. Management For For
BOBBY LEE LACKEY Management For For
GABRIELLE K. MCDONALD Management For For
JAMES R. MOFFETT Management For For
B. M. RANKIN, JR. Management For For
J. STAPLETON ROY Management For For
J. TAYLOR WHARTON Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED 2005 ANNUAL INCENTIVE Management For For No
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For No
REQUIREMENT TO ELECT DIRECTORS.
05 STOCKHOLDER PROPOSAL REGARDING REVIEW OF POLICIES Shareholder Against For No
RELATING TO FINANCIAL SUPPORT OF INDONESIAN GOVERNMENT
SECURITY PERSONNEL.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 857 12,525 12,525 12,525 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET Annual Meeting Date: 05/05/2005
Issuer: 367905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.K. GAYLORD II Management For For
E. GORDON GEE Management For For
ELLEN LEVINE Management For For
ROBERT P. BOWEN Management For For
RALPH HORN Management For For
MICHAEL J. BENDER Management For For
LAURENCE S. GELLER Management For For
MICHAEL D. ROSE Management For For
COLIN V. REED Management For For
MICHAEL I. ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 365,000 365,000 365,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN KSU Annual Meeting Date: 05/05/2005
Issuer: 485170 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT J. DRUTEN Management For For
RODNEY E. SLATER Management For For
02 APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED Management Against Against No
1991 STOCK OPTION AND PERFORMANCE AWARD PLAN
TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN.
03 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No
OF KPMG LLP AS KCS S INDEPENDENT ACCOUNTANTS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 302 4,000 4,000 4,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN I POT Special Meeting Date: 05/05/2005
Issuer: 73755L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F.J. BLESI Management For For
W.J. DOYLE Management For For
J.W. ESTEY Management For For
W. FETZER III Management For For
D.J. HOWE Management For For
A.D. LABERGE Management For For
J.J. MCCAIG Management For For
M. MOGFORD Management For For
P.J. SCHOENHALS Management For For
E.R. STROMBERG Management For For
J.G. VICQ Management For For
E. VIYELLA DE PALIZA Management For For
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For No
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO THE Management For For No
ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING
THE ADOPTION OF A NEW STOCK OPTION PLAN, THE
FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C
TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 1,000 1,000 1,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER PLC RKBKF.PK AGM Meeting Date: 05/05/2005
Issuer: G7420A107 ISIN: GB0007278715
SEDOL: 0727871, 5861268
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE ANNUAL FINANCIAL STATEMENTS FOR THE Management For *Management No
FY 2004, WHICH ENDED ON 31 DEC 2004 AND THE REPORTS Position Unknown
OF THE DIRECTORS AND AUDITORS THEREON
2. APPROVE THE DIRECTOR S REMUNERATION REPORT AND Management For *Management No
THAT PART OF THE REPORT OF THE AUDITORS WHICH Position Unknown
REPORTS THEREON
3. APPROVE A FINAL DIVIDEND OF 18P PER ORDINARY Management For *Management No
SHARE BE PAID ON 26 MAY 2005 TO ALL ORDINARY Position Unknown
SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF
BUSINESS ON 04 MAR 2005
4. RE-ELECT MR. ADRIAN BELLAMY AS A DIRECTOR, WHO Management For *Management No
RETIRES BY ROTATION Position Unknown
5. RE-ELECT MR. GEORGE GREENER AS A DIRECTOR, UNDER Management For *Management No
COMBINED CODE PROVISION A.7.2 Position Unknown
6. ELECT MR. GRAHAM MACKAY AS A DIRECTOR Management For *Management No
Position Unknown
7. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For *Management No
OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION Position Unknown
OF THE NEXT AGM AND AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION
8. AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management For *Management No
FOR ALL EXISTING AUTHORITIES, TO ALLOT RELEVANT Position Unknown
SECURITIES WITHIN THE MEANING OF SECTION 80
OF THE COMPANIES ACT 1985 UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 25,438,000 AUTHORITY EXPIRES
5 YEARS FROM THE DATE OF THE PASSING OF THIS
RESOLUTION ; AND THE DIRECTORS MAY MAKE ALLOTMENTS
DURING THE RELEVANT PERIOD WHICH MAY BE EXERCISED
AFTER THE RELEVANT PERIOD AND THE DIRECTORS MAY
ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF
THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.9 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For *Management No
OF RESOLUTION 8 AND PURSUANT TO SECTION 95 OF Position Unknown
THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES
WITHIN THE MEANING OF SECTION 94 OF THAT ACT
FOR CASH PURSUANT TO THE AUTHORITY CONFERRED
BY THE PREVIOUS RESOLUTION AND/OR WHERE SUCH
ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY
SECURITIES BY VIRTUE OF SECTION 94(3A) OF THE
SAID ACT, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1) , PROVIDED THAT THIS POWER
IS LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES
IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER
OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS
AND B) UP TO AN AGGREGATE NOMINAL VALUE OF GBP
3,815,000 AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE AGM OF THE COMPANY AND AUTHORIZE
THE DIRECTORS TO ALLOT EQUITY SECURITIES AFTER
THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.10 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 7 Management For *Management No
OF THE COMPANY S ARTICLES OF ASSOCIATION OF THE Position Unknown
COMPANY AS PER SECTION 166 OF THE COMPANIES ACT
1985, TO MAKE MARKET PURCHASES SECTION 163(3)
OF THE COMPANIES ACT 1985 OF ORDINARY SHARES
OF 10 10/19P EACH IN THE CAPITAL OF THE COMPANY
(A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH
MAY PURCHASED IS 72,500,000 ORDINARY SHARES
REPRESENTING LESS THAN 10% OF THE COMPANY S ISSUED
ORDINARY SHARE CAPITAL AS AT 06 MAR 2005 ; (B)THE
MAXIMUM PRICE AT WHICH ORDINARY SHARES MAY BE
PURCHASED IS AN AMOUNT EQUAL TO 5% ABOVE THE
AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE
ORDINARY SHARES AS TAKEN FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 04 NOV 2006 ; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY; (D) ORDINARY SHARES CANCELLED
IMMEDIATELY UPON COMPLETION OF THE PURCHASE OR
TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY
SHARES IN ACCORDANCE WITH THE PROVISIONS OF THE
COMPANIES ACT 1985
11. APPROVE A) THE RECKITT BENCKISER 2005 SAVINGS-RELATED Management For *Management No
SHARE OPTION PLAN, AS SPECIFIED IN THE NOTICE Position Unknown
OF THE 2005 AGM DATED 06 APR 2005 AND IN THE
FORM OF THE DRAFT RULES PRODUCED TO THE MEETING
BE AND IS HEREBY ADOPTED AND THAT THE DIRECTORS
OR A COMMITTEE OF THE BOARD OF DIRECTORS BE AUTHORIZED
TO DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE
TO AMEND, IMPLEMENT OR GIVE EFFECT TO THE SAME
INCLUDING ANY CONSEQUENTIAL AMENDMENTS TO OBTAIN
THE APPROVAL OF THE INLAND REVENUE UNDER THE
PROVISIONS OF PART 6, CHAPTER 7 AND SCHEDULE
3 TO THE INCOME TAX (EARNINGS AND PENSIONS) ACT
2003 AND B) THE DIRECTORS BE AUTHORIZED TO VOTE
AND BE COUNTED IN THE QUORUM ON ANY MATTER CONNECTED
WITH THE PLAN REFERRED TO IN PARAGRAPH A) OF
THIS RESOLUTION EXCEPT THAT A DIRECTOR MAY NOT
BE COUNTED IN A QUORUM OR VOTE IN RESPECT OF
HIS OWN PARTICIPATION AND ANY PROHIBITION ON
VOTING CONTAINED IN THE ARTICLES OF ASSOCIATION
OF THE COMPANY BE AND IS HEREBY RELAXED ACCORDINGLY
12. APPROVE A) THE RECKITT BENCKISER 2005 GLOBAL Management For *Management No
STOCK PROFIT PLAN IN THE NOTICE OF THE 2005 AGM Position Unknown
DATED 06 APR 2005, AND IN THE FORM OF THE DRAFT
RULES PRODUCED TO THE MEETING BE ADOPTED AND
THAT THE DIRECTORS, OR A COMMITTEE OF THE BOARD
OF DIRECTORS, BE AUTHORIZED TO DO ALL ACTS AND
THINGS NECESSARY OR DESIRABLE TO AMEND, IMPLEMENT
OR GIVE EFFECT TO THE SAME AND B) THE DIRECTORS
BE AUTHORIZED TO VOTE AND BE COUNTED IN THE QUORUM
ON ANY MATTER CONNECTED WITH THE PLAN REFERRED
TO IN PARAGRAPH A) OF THIS RESOLUTION EXCEPT
THAT A DIRECTOR MAY NOT BE COUNTED IN A QUORUM
OR VOTE IN RESPECT OF HIS OWN PARTICIPATION
AND ANY PROHIBITION ON VOTING CONTAINED IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY BE RELAXED
ACCORDINGLY
13. APPROVE A) THE RECKITT BENCKISER 2005 USA SAVINGS-RELATED Management For *Management No
SHARE OPTION PLAN, IN THE NOTICE OF THE 2005 Position Unknown
AGM DATED 06 APR 2005, AND IN THE FORM OF THE
DRAFT RULES PRODUCED TO THE MEETING BE ADOPTED
AND THAT THE DIRECTORS BE AUTHORIZED TO DO ALL
ACTS AND THINGS NECESSARY OR DESIRABLE TO AMEND,
IMPLEMENT, OR GIVE EFFECT TO THE SAME AND (B)
THE DIRECTORS BE AUTHORIZED TO VOTE AND BE COUNTED
IN THE QUORUM ON ANY MATTER CONNECTED WITH THE
PLAN REFERRED TO IN PARAGRAPH A) OF THIS RESOLUTION
EXCEPT THAT A DIRECTOR MAY NOT BE COUNTED IN
A QUORUM OR VOTE IN RESPECT OF HIS OWN PARTICIPATION
AND ANY PROHIBITION ON VOTING CONTAINED IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY BE ACCORDINGLY
14. AMEND THE RULES OF THE RECKITT BENCKISER SENIOR Management For *Management No
EXECUTIVE SHARE OWNERSHIP POLICY PLAN OF THE Position Unknown
NOTICE OF THE 2005 AGM DATED 06 APR 2005, AND
IN THE FORM OF THE DRAFT RULES PRODUCED TO THE
MEETING, AND THAT THE DIRECTORS BE AUTHORIZED
TO DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE
TO CARRY IT INTO EFFECT
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 10,000 10,000 10,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA Annual Meeting Date: 05/05/2005
Issuer: 817320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. ALEXANDER Management For For
MR. BARR Management For For
MR. DWORMAN Management For For
MR. LEFRAK Management For For
MR. SOVERN Management For For
MR. SULLIVAN Management For For
MR. TSAI Management For For
MR. WEINBERG Management For For
MR. WEINSTEIN Management For For
02 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For No
FOR CORPORATE EXECUTIVE OFFICERS
03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 109,000 109,000 109,000 5/2/2005
GABELLI ASSET FUND 997G001 203 105,000 105,000 105,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/05/2005
Issuer: 844895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
Cumulated
votes for
Michael
Merarkey
and
nominated
Sal
Zizza
from the
floor
01 DIRECTOR Management Against No
02 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 310,000 310,000 310,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, HOT Annual Meeting Date: 05/05/2005
Issuer: 85590A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BARSHEFSKY Management For For
CHAPUS Management For For
DUNCAN Management For For
HEYER Management For For
HIPPEAU Management For For
QUAZZO Management For For
RYDER Management For For
STERNLICHT Management For For
YIH Management For For
YOUNGBLOOD Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 REAPPROVAL OF THE ANNUAL INCENTIVE PLAN FOR CERTAIN Management For For No
EXECUTIVES.
04 STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD Shareholder Against For No
OF DIRECTORS ADOPT A CONFIDENTIAL VOTING POLICY.
05 STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against For No
OF DIRECTORS ACT TO EXPENSE STOCK OPTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 203 90,000 90,000 90,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS Annual Meeting Date: 05/05/2005
Issuer: 879433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K.A. MUNDT Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
02 RATIFY ACCOUNTANTS FOR 2005. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 592,000 592,000 592,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.R. BARKER Management For For
R.L. CARRION Management For For
R.W. LANE Management For For
S.O. MOOSE Management For For
J. NEUBAUER Management For For
T.H. O'BRIEN Management For For
H.B. PRICE Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management For For
J.R. STAFFORD Management For For
R.D. STOREY Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against For No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against For No
05 BOARD COMPOSITION Shareholder Against For No
06 SEPARATE CHAIRMAN AND CEO Shareholder Against For No
07 DIRECTORS LIABILITY Shareholder Against For No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 205,000 205,000 205,000 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. ECL Annual Meeting Date: 05/06/2005
Issuer: 278865 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DOUGLAS M. BAKER, JR. Management For For
STEFAN HAMELMANN Management For For
JAMES J. HOWARD Management For For
JERRY W. LEVIN Management For For
ROBERT L. LUMPKINS Management For For
02 APPROVE THE ECOLAB INC. 2005 STOCK INCENTIVE PLAN. Management Against Against No
03 CONSIDER A STOCKHOLDER PROPOSAL TO ADOPT THE Shareholder Against For No
DIRECTOR ELECTION MAJORITY VOTE STANDARD.
04 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 200,000 200,000 200,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. TRN Annual Meeting Date: 05/09/2005
Issuer: 896522 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
02 TO APPROVE RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 75,000 75,000 75,000 5/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/10/2005
Issuer: 040157 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HECTOR DELEON Management For For
FRANK W. MARESH Management For For
ALLAN W. FULKERSON Management For For
DAVID HARTOCH Management For For
JOHN R. POWER, JR. Management For For
FAYEZ S. SAROFIM Management For For
MARK E. WATSON, III Management For For
GARY V. WOODS Management For For
H. BERRY CASH Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 55,000 55,000 55,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BELO CORP. BLC Annual Meeting Date: 05/10/2005
Issuer: 080555 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FRANCE A. CORDOVA, PH.D Management For For
ROBERT W. DECHERD Management For For
LAURENCE E. HIRSCH Management For For
M. ANNE SZOSTAK Management For For
J. MCDONALD WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 225,000 225,000 225,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IMAGISTICS INTERNATIONAL INC. IGI Annual Meeting Date: 05/10/2005
Issuer: 45247T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARC C. BRESLAWSKY Management For For
CRAIG R. SMITH Management For For
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 2,000 2,000 2,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES I IFF Annual Meeting Date: 05/10/2005
Issuer: 459506 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARGARET HAYES ADAME Management For For
GUNTER BLOBEL Management For For
J. MICHAEL COOK Management For For
PETER A. GEORGESCU Management For For
RICHARD A. GOLDSTEIN Management For For
ALEXANDRA A. HERZAN Management For For
HENRY W. HOWELL, JR. Management For For
ARTHUR C. MARTINEZ Management For For
BURTON M. TANSKY Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANT FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 38,000 38,000 38,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ITT INDUSTRIES, INC. ITT Annual Meeting Date: 05/10/2005
Issuer: 450911 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
STEVEN R. LORANGER Management For For
CURTIS J. CRAWFORD Management For For
CHRISTINA A. GOLD Management For For
RALPH F. HAKE Management For For
JOHN J. HAMRE Management For For
RAYMOND W. LEBOEUF Management For For
FRANK T. MACINNIS Management For For
LINDA S. SANFORD Management For For
MARKOS I. TAMBAKERAS Management For For
B RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
C APPROVAL OF AMENDMENT TO THE RESTATED ARTICLES Management For For No
OF INCORPORATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 300,000 300,000 300,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IVANHOE MINES LTD. IVN Annual Meeting Date: 05/10/2005
Issuer: 46579N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT M. FRIEDLAND Management For For
R. EDWARD FLOOD Management For For
KJELD THYGESEN Management For For
ROBERT HANSON Management For For
JOHN WEATHERALL Management For For
MARKUS FABER Management For For
JOHN MACKEN Management For For
DAVID HUBERMAN Management For For
JOHN BRUK Management For For
HOWARD BALLOCH Management For For
PETER MEREDITH Management For For
02 APPOINTMENT OF AUDITORS: TO APPOINT DELOITTE Management For For No
& TOUCHE, CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE CORPORATION AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS.
03 EMPLOYEES AND DIRECTORS EQUITY INCENTIVE PLAN: Management For For No
TO APPROVE THE AMENDED AND RESTATED EMPLOYEE
S AND DIRECTORS EQUITY INCENTIVE PLAN AS DEFINED
IN SCHEDULE A OF THE MANAGEMENT PROXY CIRCULAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 30,000 30,000 30,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MIDAS, INC. MDS Annual Meeting Date: 05/10/2005
Issuer: 595626 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS L. BINDLEY Management For For
ROBERT R. SCHOEBERL Management For For
02 PROPOSAL TO APPROVE THE MIDAS, INC. AMENDED AND Management Against Against No
RESTATED STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For No
AS THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 170,000 170,000 170,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. NI Annual Meeting Date: 05/10/2005
Issuer: 65473P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN R. MCCRACKEN Management For For
IAN M. ROLLAND Management For For
ROBERT C. SKAGGS, JR. Management For For
JOHN W. THOMPSON Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
03 APPROVAL OF THE AMENDMENTS TO THE COMPANY S LONG-TERM Management Against Against No
INCENTIVE PLAN.
04 APPROVAL OF THE AMENDMENTS TO THE COMPANY S EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
05 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS ANNUALLY Shareholder Against For No
06 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS BY MAJORITY Shareholder Against For No
VOTE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 22,086 22,086 22,086 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU Annual Meeting Date: 05/10/2005
Issuer: 664397 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 AMENDMENT TO DECLARATION OF TRUST CONCERNING Management For For No
ELECTRONIC DISTRIBUTION OF NOTICES TO SHAREHOLDERS
AND VOTING METHODS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 190,000 190,000 190,000 5/5/2005
Page 204 of 312
- ------------------------------------------------------------------------------------------------------------------------------------
TENNECO AUTOMOTIVE INC. TEN Annual Meeting Date: 05/10/2005
Issuer: 880349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES W. CRAMB Management For For
TIMOTHY R. DONOVAN Management For For
M. KATHRYN EICKHOFF Management For For
MARK P. FRISSORA Management For For
FRANK E. MACHER Management For For
ROGER B. PORTER Management For For
DAVID B. PRICE, JR. Management For For
DENNIS G. SEVERANCE Management For For
PAUL T. STECKO Management For For
JANE L. WARNER Management For For
02 APPROVE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 270,000 270,000 270,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED DEFENSE INDUSTRIES, INC. UDI Annual Meeting Date: 05/10/2005
Issuer: 91018B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For No
AS OF MARCH 6, 2005, AMONG THE COMPANY, BAE SYSTEMS
NORTH AMERICA INC., A DELAWARE CORPORATION, AND
UTE ACQUISITION COMPANY INC., A DELAWARE CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF BAE SYSTEMS
NORTH AMERICA INC.
02 DIRECTORS Management For No
FRANK C. CARLUCCI Management For For
PETER J. CLARE Management For For
WILLIAM E. CONWAY, JR. Management For For
C. THOMAS FAULDERS, III Management For For
ROBERT J. NATTER Management For For
J.H. BINFORD PEAY, III Management For For
THOMAS W. RABAUT Management For For
FRANCIS RABORN Management For For
JOHN M. SHALIKASHVILI Management For For
03 TO GRANT DISCRETIONARY AUTHORITY TO ADJOURN THE Management For For No
ANNUAL MEETING, IF NECESSARY, FOR THE PURPOSE
OF SOLICITING ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 20,000 20,000 20,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN Annual Meeting Date: 05/11/2005
Issuer: 031162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DR. DAVID BALTIMORE Management For For
MS. JUDITH C. PELHAM Management For For
MR. KEVIN W. SHARER Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2005.
03A STOCKHOLDER PROPOSAL #1 (IN VITRO TESTING) Shareholder Against For No
03B STOCKHOLDER PROPOSAL #2 (EXECUTIVE COMPENSATION) Shareholder Against For No
03C STOCKHOLDER PROPOSAL #3 (STOCK RETENTION) Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 44,000 44,000 44,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AUTONATION, INC. AN Annual Meeting Date: 05/11/2005
Issuer: 05329W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MIKE JACKSON Management For For
ROBERT J. BROWN Management For For
J.P. BRYAN Management For For
RICK L. BURDICK Management For For
WILLIAM C. CROWLEY Management For For
EDWARD S. LAMPERT Management For For
IRENE B. ROSENFELD Management For For
02 RATIFICATION OF KPMG LLP IS RECOMMENDED BY THE Management For For No
BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 400,000 400,000 400,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL INC. XRAY Annual Meeting Date: 05/11/2005
Issuer: 249030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M.C. ALFANO, D.M.D. Management For For
ERIC K. BRANDT Management For For
WILLIAM F. HECHT Management For For
FRANCIS J. LUNGER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP, INDEPENDENT ACCOUNTANTS, TO AUDIT THE BOOKS
AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2005.
03 PROPOSAL TO APPROVE THE DENTSPLY INTERNATIONAL Management For For No
INC. 2002 AMENDED AND RESTATED EQUITY INCENTIVE
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 5,500 5,500 5,500 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY EK Annual Meeting Date: 05/11/2005
Issuer: 277461 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD S. BRADDOCK Management For For
DANIEL A. CARP Management For For
DURK I. JAGER Management For For
DEBRA L. LEE Management For For
ANTONIO M. PEREZ Management For For
MICHAEL J. HAWLEY Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS.
03 APPROVAL OF THE 2005 OMNIBUS LONG-TERM COMPENSATION Management Against Against No
PLAN.
04 APPROVAL OF AMENDMENT TO, AND RE-APPROVAL OF Management For For No
MATERIAL TERMS OF, THE EXECUTIVE COMPENSATION
FOR EXCELLENCE AND LEADERSHIP PLAN.
05 APPROVAL OF AMENDMENT TO SECTION 5 OF THE RESTATED Management For For No
CERTIFICATE OF INCORPORATION REGARDING THE ELECTION
OF DIRECTORS.
06 APPROVAL OF AMENDMENT TO SECTION 7 OF THE RESTATED Management For For No
CERTIFICATE OF INCORPORATION REGARDING CERTAIN
DISPOSITIONS OF THE COMPANY.
07 APPROVAL OF AMENDMENT TO SECTION 8 OF THE RESTATED Management For For No
CERTIFICATE OF INCORPORATION TO REMOVE THE PROVISION
REGARDING LOANS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 40,000 40,000 40,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC GLH Annual Meeting Date: 05/11/2005
Issuer: 363595 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE REPORT OF THE DIRECTORS AND THE Management For For No
ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2004
AND THE AUDITORS REPORT THEREON.
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For For No
31 DECEMBER 2004 OF 21.5P PER ORDINARY SHARE.
03 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No
IN THE ANNUAL REPORT AND FINANCIAL STATEMENTS
2004.
04 DIRECTOR Management For No
MR. JOHN GILDERSLEEVE Management For For
MRS. ALISON CARNWATH Management For For
MR. NIGEL DUNLOP Management For For
MR. JAMES HOGAN Management For For
MR. STEWART HAINSWORTH Management For For
09 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For No
OF THE COMPANY AND TO FIX THEIR REMUNERATION.
10 THAT THE COMPANY BE AUTHORISED TO MAKE DONATIONS Management For For No
TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL
EXPENDITURE.
11 THAT GALLAHER LIMITED BE AUTHORISED TO MAKE DONATIONS Management For For No
TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL
EXPENDITURE.
12 THAT AUSTRIA TABAK GMBH & CO. KG BE AUTHORISED Management For For No
TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS
OR INCUR EU POLITICAL EXPENDITURE.
13 THAT THE REVISED RULES OF THE DEFERRED BONUS Management For For No
PLAN BE ADOPTED AS THE RULES OF THE COMPANY S
DEFERRED BONUS PLAN.
14 THAT THE REVISED RULES OF THE PERFORMANCE SHARE Management For For No
PLAN BE ADOPTED AS THE RULES OF THE COMPANY S
PERFORMANCE SHARE PLAN.
19 THAT THE UPDATED ARTICLES OF ASSOCIATION BE ADOPTED Management For For No
AS THE NEW ARTICLES OF ASSOCIATON OF THE COMPANY.
15 THAT THE PERFORMANCE CRITERIA APPLICABLE TO AWARDS Management For For No
GRANTED UNDER THE PERFORMANCE SHARE PLAN FOR
THE PERIOD 2004-2006 BE AMENDED.
16 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For For No
S ARTICLES OF ASSOCIATION THE SECTION 80 AMOUNT
SHALL BE 21,837,651 POUNDS.
17 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For For No
S ARTICLES OF ASSOCIATION THE SECTION 89 AMOUNT
SHALL BE 3,275,647 POUNDS.
18 THAT THE COMPANY BE AUTHORISED TO MAKE MARKET Management For For No
PURCHASES OF THE COMPANY S ORDINARY SHARES TO
A MAXIMUM NUMBER OF 65,512,953.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 290,000 290,000 290,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
METRIS COMPANIES INC. MXT Annual Meeting Date: 05/11/2005
Issuer: 591598 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LEO R. BREITMAN Management For For
JOHN A. CLEARY Management For For
JEROME J. JENKO Management For For
DONALD J. SANDERS Management For For
EDWARD B. SPENO Management For For
FRANK D. TRESTMAN Management For For
DAVID D. WESSELINK Management For For
02 TO APPROVE AN AMENDMENT TO THE METRIS COMPANIES Management For For No
INC. AMENDED AND RESTATED LONG-TERM INCENTIVE
AND STOCK OPTION PLAN.
03 TO RATIFY KPMG LLP AS METRIS INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 38,000 38,000 38,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMEDIA INC. PRM Annual Meeting Date: 05/11/2005
Issuer: 74157K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOSEPH Y. BAE Management For For
DAVID A. BELL Management For For
BEVERLY C. CHELL Management For For
KELLY P. CONLIN Management For For
TIMOTHY D. DATTELS Management For For
MEYER FELDBERG Management For For
PERRY GOLKIN Management For For
H. JOHN GREENIAUS Management For For
HENRY R. KRAVIS Management For For
DEAN B. NELSON Management For For
02 TO APPROVE CERTAIN AMENDMENTS TO THE 1992 STOCK Management Against Against No
PURCHASE AND OPTION PLAN (AS AMENDED).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 700,000 700,000 700,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP RGC Annual Meeting Date: 05/11/2005
Issuer: 758766 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PHILIP F. ANSCHUTZ Management For For
MICHAEL J. DOLAN Management For For
STEPHEN A. KAPLAN Management For For
02 APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES Management For For No
OF CLASS A COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER OUR 2002 STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No
OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 29, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 20,000 20,000 20,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION UIL Annual Meeting Date: 05/11/2005
Issuer: 902748 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS UIL HOLDINGS CORPORATION S INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2005.
03 PROPOSAL TO APPROVE AMENDMENT TO EMPLOYMENT AGREEMENT Management For For No
OF NATHANIEL D. WOODSON AND PHANTOM STOCK OPTIONS
AWARD THEREUNDER AND SECOND AMENDMENT TO THE
UNITED ILLUMINATING COMPANY PHANTOM STOCK OPTION
AGREEMENT (TO MAKE PHANTOM SHARES PAYABLE IN
SHARES OF UIL HOLDINGS STOCK RATHER THAN CASH).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 10,000 10,000 10,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WEIR GROUP PLC WEIGF.PK AGM Meeting Date: 05/11/2005
Issuer: G95248137 ISIN: GB0009465807
SEDOL: 0946580
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE STATEMENTS OF ACCOUNTS Management For *Management No
FOR THE 53 WEEKS ENDED 31 DEC 2004 AND THE REPORTS Position Unknown
OF THE DIRECTORS AND AUDITORS THEREON
2. DECLARE A DIVIDEND Management For *Management No
Position Unknown
3. APPROVE THE REMUNERATION COMMITTEE REPORT AS Management For *Management No
SET OUT IN THE ANNUAL REPORT FOR THE 53 WEEKS Position Unknown
ENDED 31 DEC 2004
4. ELECT MR. S.A. KING AS A DIRECTOR Management For *Management No
Position Unknown
5. RE-ELECT PROFESSOR J.P. PERCY AS THE DIRECTOR, Management For *Management No
WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE Position Unknown
COMPANY S ARTICLES OF ASSOCIATION
6. RE-ELECT MR. M.W. SELWAY AS THE DIRECTOR, WHO Management For *Management No
RETIRES BY ROTATION IN ACCORDANCE WITH THE COMPANY Position Unknown
S ARTICLES OF ASSOCIATION
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management No
Position Unknown
8. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
9. AUTHORIZE THE DIRECTORS, FOR THE PURPOSE OF SECTION Management For *Management No
80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT Position Unknown
SECURITIES SECTION 80 UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 8,600,000; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY OR 11 AUG 2006 ; AND THE DIRECTORS
MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
*Management
S.10 AUTHORIZE THE DIRECTORS, FOR THE PURPOSE OF SECTION Management For Position Unknown No
95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY
SECURITIES SECTION 94 OF THE ACT FOR CASH PURSUANT
TO THE AUTHORITY CONFERRED UPON THEM IN ACCORDANCE
WITH SECTION 80 OF THE ACT, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) , PROVIDED
THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS
ISSUE IN FAVOR OF ORDINARY SHAREHOLDERS; B) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,290,000;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 11 AUG 2006
; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
*Management
S.11 AUTHORIZE THE COMPANY, PURSUANT TO SECTION 166 Management For Position Unknown No
OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES
SECTION 163 OF THE ACT OF UP TO GBP 2,580,000,
BEING EQUAL TO APPROXIMATELY 10% OF THE PRESENT
ISSUED ORDINARY SHARES CAPITAL OF THE COMPANY,
AT A MINIMUM PRICE OF THE NOMINAL VALUE OF THAT
SHARE AND UP TO 105% OF THE AVERAGE MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR 11 NOV 2006 ; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 120,000 120,000 120,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 05/12/2005
Issuer: 017361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. FURLONG BALDWIN Management For For
ELEANOR BAUM Management For For
PAUL J. EVANSON Management For For
CYRUS F. FREIDHEIM, JR. Management For For
JULIA L. JOHNSON Management For For
TED J. KLEISNER Management For For
STEVEN H. RICE Management For For
GUNNAR E. SARSTEN Management For For
MICHAEL H. SUTTON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL REQUIRING MANAGEMENT TO Shareholder Against For No
RETAIN STOCK.
04 STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No
BOARD CHAIRMAN.
05 STOCKHOLDER PROPOSAL TO DISCOURAGE ANY OVEREXTENDED Shareholder Against For No
DIRECTORS.
06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No
OPTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 150,000 150,000 150,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AZTAR CORPORATION AZR Annual Meeting Date: 05/12/2005
Issuer: 054802 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN B. BOHLE Management For For
JOHN A. SPENCER Management For For
02 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2005.
03 THE ADOPTION OF THE SHAREHOLDER PROPOSAL, IF Shareholder Against For No
PRESENTED AT THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 105,000 105,000 105,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. CTL Annual Meeting Date: 05/12/2005
Issuer: 156700 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VIRGINIA BOULET Management For For
CALVIN CZESCHIN Management For For
JAMES B. GARDNER Management For For
GREGORY J. MCCRAY Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No
S INDEPENDENT AUDITOR FOR 2005.
03 APPROVAL OF THE 2005 MANAGEMENT INCENTIVE COMPENSATION Management For For No
PLAN.
04 APPROVAL OF THE 2005 DIRECTORS STOCK PLAN. Management For For No
05 APPROVAL OF THE 2005 EXECUTIVE OFFICER SHORT-TERM Management For For No
INCENTIVE PROGRAM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 420,000 420,000 420,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHRISTIAN DIOR SA CHDRF.PK MIX Meeting Date: 05/12/2005
Issuer: F26334106 ISIN: FR0000130403 BLOCKING
SEDOL: 4069030, 5690097, 4061393, 4194545
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
O.1 RECEIVE THE MANAGEMENT REPORT OF THE BOARD OF Management For *Management No
DIRECTORS AND THE GENERAL REPORT OF THE STATUTORY Position Unknown
AUDITORS, AND APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2004 FY
O.2 RECEIVE THE MANAGEMENT REPORT OF THE BOARD OF Management For *Management No
DIRECTORS, THE REPORT OF THE CHAIRMAN OF THE Position Unknown
BOARD OF DIRECTORS AND THE GENERAL REPORT OF
THE STATUTORY AUDITORS, AND APPROVE THE FINANCIAL
STATEMENTS AND THE BALANCE SHEET FOR THE YE 31
DEC 2004; AND GRANT DISCHARGE TO THE DIRECTORS
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
SAID FY
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITOR ON Management For *Management No
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE Position Unknown
FRENCH COMMERCIAL CODE, AND APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE AN AMOUNT OF EUR 82,741,928.90 CHARGED Management For *Management No
TO THE SPECIAL RESERVE ON LONG TERM CAPITAL GAINS Position Unknown
ACCOUNT WILL BE TRANSFERRED TO THE OTHER RESERVES
ACCOUNT; THE PAYMENT OF THE OUTSTANDING TAX,
AMOUNTING TO EUR 2,112,124.00 WILL BE CHARGED
TO THE OTHER RESERVES ACCOUNT
O.5 APPROVE THE APPROPRIATE AND DISTRIBUTE THE PROFITS Management For *Management No
OF THE FY, AS FOLLOWS: PROFITS: EUR 138,231,394.32; Position Unknown
PRIOR RETAINED EARNINGS: EUR 116,726,307.17;
DISTRIBUTABLE PROFITS: EUR 254 ,957,701.49; GLOBAL
DIVIDEND (EUR 0.97 PER SHARE): EUR 76,275,236.56;
THE BALANCE IS ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT: EUR 78,682,464.93; THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 0.97 PER SHARE;
AN INTERIM DIVIDEND OF EUR 0.32 PER SHARE, WITH
A TAX CREDIT OF EUR 0.16 PER SHARE WAS PAID ON
02 DEC 2004, THE BALANCE AMOUNTS TO EUR 0.65
WITH NO TAX CREDIT BUT ELIGIBLE FOR THE 50% ALLOWANCE;
IT WILL BE PAID ON 18 MAY 2005 AS REQUIRED BY
LAW
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BERNARD Management For *Management No
ARNAULT AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PIERRE Management For *Management No
GODE AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.8 APPOINT MR. SIDNEY TOLEDANO AS A DIRECTOR FOR Management For *Management No
A PERIOD OF 3 YEARS Position Unknown
O.9 APPROVE TO RESOLVE TO AWARD TOTAL ANNUAL FEES Management For *Management No
OF EUR 85,752.54 TO THE BOARD OF DIRECTORS Position Unknown
O.10 AUTHORIZES THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE GENERAL MEETING ON 13 Position Unknown
MAY 2004, TO TRADE IN THE COMPANY S SHARES ON
THE STOCK MARKET, AS PER THE FOLLOWING CONDITIONS
: MAXIMUM PURCHASE PRICE: EUR 90.00 MAXIMUM NUMBER
OF SHARES THAT MAY BE ACQUIRED: 908,635, PROVIDED
THAT IT SHALL NOT EXCEED 0.5% OF THE SHARE CAPITAL;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES AND IN PARTICULAR TO TRADE ON THE
STOCK MARKET; AUTHORITY EXPIRES AT THE END OF
18 MONTHS THE SHARE PURCHASES SHALL BE POSSIBLE
ONLY IF AIMING AT THE BUOYANCY OF THE MARKET,
IN THE EVENT OF A LIQUIDITY AGREEMENT WITH AN
INVESTMENT SERVICES SUPPLIER
O.11 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE GENERAL MEETING ON 13 Position Unknown
MAY 2004, TO REDUCE THE SHARE CAPITAL BY CANCELING
THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, PROVIDED THAT THE
TOTAL NUMBER OF SHARES CANCELLED IN THE 24 MONTHS
DOES NOT EXCEED 10% OF THE CAPITAL; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS
E.12 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE EGM ON 15 MAY 2003, Position Unknown
TO INCREASE IN ONE OR MORE TRANSACTIONS, THE
SHARE CAPITAL: IN FRANCE OR ABROAD, BY A MAXIMUM
NOMINAL AMOUNT OF EUR 40,000,000.00 BY WAY OF
ISSUING, WITH MAINTENANCE OF THE SHAREHOLDERS
PREFERENTIAL RIGHT OF SUBSCRIPTION, COMPANY
S ORDINARY SHARES AND OR SECURITIES GIVING ACCESS
TO SHARES IN THE COMPANY, OR GIVING RIGHT TO
A DEBT SECURITY; THE AMOUNT OF ALL CAPITAL INCREASES
RESULTING FROM THE ISSUES DECIDED BY RESOLUTIONS
NUMBER E.13, O.14, E.15 OR E.16 SHALL COUNT AGAINST
THIS AMOUNT; BY CAPITALIZING RETAINED EARNINGS,
PROFITS AND PREMIUMS, TO BE CARRIED OUT THROUGH
THE ISSUE OF BONUS SHARES OR THE RAISE OF THE
PAR VALUE OF THE EXISTING SHARES BY A MAXIMUM
NOMINAL AMOUNT WHICH SHALL NOT EXCEED THE OVERALL
AMOUNT OF CAPITALIZABLE SUMS; AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.13 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE CGM ON 15 MAY 2003; Position Unknown
TO INCREASE IN ONE OR MORE TRANSACTIONS, IN FRANCE
OR ABROAD, THE SHARE CAPITAL BY A MAXIMUM NOMINAL
AMOUNT OF EUR 40,000,000.00, BY WAY OF ISSUING,
WITH WAIVER OF THE SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS, COMPANY S ORDINARY SHARES
OR SECURITIES GIVING ACCESS TO SHARES IN THE
COMPANY OR GIVING RIGHT TO A DEBT SECURITY THE
AMOUNT OF ALL CAPITAL INCREASES RESULTING FROM
THE ISSUES DECIDED BY RESOLUTIONS NUMBER E.12,
O.14, E.15 OR E.16 SHALL COUNT AGAINST THIS AMOUNT;
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; AUTHORITY EXPIRES AT THE END OF
26 MONTHS
O.14 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL BY WAY OF ISSUING SHARES AND Position Unknown
SECURITIES GIVING ACCESS TO THE CAPITAL OR GIVING
RIGHT TO A DEBT SECURITY: EITHER IN CONSIDERATION
FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE
OFFER; EITHER, WITHIN THE LIMIT OF 10% OF THE
CAPITAL IN CONSIDERATION FOR THE CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY AND COMPRISED
OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS
TO SHARE CAPITAL; THE AMOUNT OF THIS CAPITAL
INCREASE SHALL COUNT AGAINST THE AMOUNT OF ALL
CAPITA INCREASE RESULTING FROM THE ISSUE DECIDED
BY RESOLUTIONS NUMBER E.12, E.13, E15 OR E.16;
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; AUTHORITY EXPIRES AT THE END OF
26 MONTHS
E.15 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE GENERAL MEETING ON 15 Position Unknown
MAY 2003; TO INCREASE THE SHARE CAPITAL IN ONE
OR MORE TRANSACTIONS, IN FAVOR OF THE COMPANY
AND ITS SUBSIDIARIES EMPLOYEES WHO ARE MEMBERS
OF A COMPANY SAVINGS PLAN; FOR AN AMOUNT, WHICH
SHALL NOT EXCEED 3% OF THE SHARE CAPITAL; THE
AMOUNT OF THIS CAPITAL INCREASE SHALL COUNT AGAINST
THE AMOUNT OF ALL CAPITAL INCREASES RESULTING
FROM THE ISSUES DECIDED BY RESOLUTIONS NUMBER
E.12, E.13, O.14 OR E.16; AND AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO FREELY ALLOCATE Management For *Management No
IN ONE OR MORE TRANSACTIONS, THE COMPANY S EXISTING Position Unknown
SHARES OR TO BE ISSUED, TO THE PROFIT OF THE
COMPANY AND ITS SUBSIDIARY EMPLOYEES AND OFFICERS,
IT BEING PROVIDED THAT THE TOTAL NUMBER OF SHARES
SHALL NOT EXCEED 3% OF THE REGISTERED CAPITAL
THE AMOUNT OF THIS CAPITAL INCREASE SHALL COUNT
AGAINST THE AMOUNT OF ALL CAPITAL INCREASES RESULTING
FROM THE ISSUES DECIDED BY RESOLUTIONS NUMBER
E.12, E.13, O.14 OR E.15; AND AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 38 MONTHS
E.17 AMEND THE ARTICLES OF ASSOCIATION IN ORDER TO Management For *Management No
ADAPT THEM TO THE LEGAL PROVISIONS: ARTICLE 18 Position Unknown
POWERS, ARTICLE 19 HOLDING OF MEETINGS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 11,000 11,000 11,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO Annual Meeting Date: 05/12/2005
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES Q. CROWE Management For For
RICHARD R. JAROS Management For For
EUGENE ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 300,000 300,000 300,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK Annual Meeting Date: 05/12/2005
Issuer: 264399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROGER AGNELLI* Management For For
G. ALEX BERNHARDT, SR.* Management For For
DENNIS R. HENDRIX* Management For For
A. MAX LENNON** Management For For
02 APPROVAL OF AMENDMENTS TO DUKE ENERGY S RESTATED Management For For No
ARTICLES OF INCORPORATION TO ELIMINATE CLASSIFICATION
OF DUKE ENERGY S BOARD OF DIRECTORS.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For No
ENERGY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 300,000 300,000 300,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON, PARIS LVMHF.PK MIX Meeting Date: 05/12/2005
Issuer: F58485115 ISIN: FR0000121014 BLOCKING
SEDOL: B043D61, 4061412, 2731364, 4061434, 4067119, 4617439
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ACKNOWLEDGE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
AND THE STATUTORY AUDITORS; APPROVE THE CONSOLIDATED Position Unknown
FINANCIAL STATEMENTS FOR THE YEAR 2004, IN THE
FORM PRESENTED TO THE MEETING
2. ACKNOWLEDGE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management No
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE Position Unknown
STATUTORY AUDITORS; APPROVE THE FINANCIAL STATEMENTS
AND THE BALANCE SHEET FOR THE YEAR 2004, IN THE
FORM PRESENTED TO THE MEETING; GRANT PERMANENT
DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
SAID FY
3. ACKNOWLEDGE THE SPECIAL REPORT OF THE AUDITORS Management For *Management No
ON THE AGREEMENTS GOVERNED BY THE ARTICLE L. Position Unknown
225-38 OF THE FRENCH COMMERCIAL CODE AND APPROVE
THE SAID REPORT AND THE AGREEMENTS REFERRED TO
THEREIN
4. ACKNOWLEDGE THE DRAWING OF THE AMOUNT OF EUR Management For *Management No
4,987,500.00 UPON THE RETAINED EARNINGS ACCOUNT Position Unknown
ON 31 DEC 2004, PURSUANT TO THE ARTICLE 39 OF
THE AMENDED FINANCE LAW FOR 2004; THIS AMOUNT
CORRESPONDS TO THE EXTRAORDINARY AND COMPULSORY
TAX OF 2.5% UPON THE SPECIAL RESERVE OF LONG-TERM
CAPITAL GAINS; FOLLOWING THIS THE RETAINED EARNINGS
ACCOUNT IS REDUCED TO EUR 927,138,052.53; APPROVE,
PURSUANT TO THE ABOVE ARTICLE, TO TRANSFER THE
AMOUNT OF EUR 200,000,000.00 POSTED TO THE SPECIAL
RESERVE OF LONG-TERM CAPITAL GAINS TO AN ORDINARY
RESERVE ACCOUNT; AN AMOUNT OF EUR 4,987,500 WILL
BE DRAWN UPON THIS RESERVE, FROM THE EXTRAORDINARY
TAX OF 2.5% IN ORDER TO REBUILD THE BALANCE OF
THE RETAINED EARNINGS, THUS AMOUNTING TO EUR
932,125,552.53
5. APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management For *Management No
PROFITS FOR THE FY: EUR 1,011,081,163.78; LEGAL Position Unknown
RESERVE: - PRIOR RETAINED EARNINGS: EUR 932,125,552.53;
DISTRIBUTABLE PROFITS: EUR 1,943,206,716.31;
SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS: NIL;
STATUTORY DIVIDEND: EUR 7,349,061.15; ADDITIONAL
DIVIDEND: EUR 458,091,478.35; PRECOMPTE: EUR
3,061,369.00; CARRIED FORWARD ACCOUNT : EUR 1,474,704,807.81;
IF THESE APPROPRIATIONS ARE ADOPTED THE DIVIDEND
WILL AMOUNT TO EUR 0.95 PER SHARE; THE REMAINING
DIVIDEND OF EUR 0.70, APART FROM THE DIVIDEND
OF EUR 0.125 ALREADY PAID, WILL BE PAID ON 18
MAY 2005; IN THE EVENT THAT THE COMPANY HOLDS
SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT
OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE
ALLOCATED TO THE RETAINED EARNINGS ACCOUNT
6. ELECT MR. NICOLAS BAZIRE AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
7. ELECT MR. ANTONIO BELLONI AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
8. ELECT MR. DIEGO VALLE AS A DIRECTOR FOR A PERIOD Management For *Management No
OF 3 YEARS Position Unknown
9. ELECT MR. JACQUES FRIEDMAN AS A DIRECTOR FOR Management For *Management No
A PERIOD OF 3 YEARS Position Unknown
10. ELECT MR. GILLES HENNESY AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
11. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE CGM MEETING OF 13 MAY Position Unknown
2004, TO BUY BACK THE COMPANY S SHARES ON THE
ON THE OPEN MARKET AS PER THE FOLLOWING CONDITIONS:
MAXIMUM PURCHASE PRICE: EUR 100.00; MAXIMUM NUMBER
OF SHARES TO BE TRADED: 10%; MAXIMUM TOTAL AMOUNT
OF THE PURCHASES : EUR 4,900,000,000.00; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
12. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 13 MAY Position Unknown
2004, TO REDUCE THE SHARE CAPITAL, IN ONE OR
SEVERAL TRANSACTIONS, BY CANCELING THE SHARES
HELD BY THE COMPANY IN CONNECTION WITH A STOCK
REPURCHASE PLAN, PROVIDED THAT THE TOTAL NUMBER
OF SHARES CANCELLED IN THE 24 MONTHS DOES NOT
EXCEED 10% OF THE CAPITAL; AUTHORITY IS GIVEN
FOR A PERIOD OF 18 MONTHS ; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
13. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 15 MAY Position Unknown
2004, TO INCREASE THE SHARE CAPITAL, IN ONE OR
MORE TRANSACTIONS, IN FRANCE OR ABROAD, BY MEANS
OF A PUBLIC OFFERING, BY A MAXIMUM NOMINAL AMOUNT
OF EUR 30,000,000.00, BY WAY OF ISSUING, WITH
THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS
MAINTAINED, ORDINARY SHARES AND, OR ANY SECURITIES
GIVING ACCESS TO THE CAPITAL OR GIVING THE RIGHT
TO A DEBT SECURITY; THE NOMINAL AMOUNT OF THE
CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS 14, 15, 16, 17, 18,
19 OR 20 SHALL COUNT AGAINST THIS AMOUNT; BY
WAY OF CAPITALIZING ALL OR PART OF THE RESERVES,
PROFITS OR, PREMIUMS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, TO BE
CARRIED OUT THROUGH THE ISSUE OF BONUS SHARES
OR THE RAISE OF THE PAR VALUE OF THE EXISTING
SHARES, BY A MAXIMUM NOMINAL AMOUNT, WHICH CAN
NOT EXCEED THE AGGREGATE AMOUNT OF THE SUMS WHICH
CAN BE CAPITALIZED; THIS AMOUNT WILL BE ADDED
TO THE AMOUNT OF EUR 30,000,000.00; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
14. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 15 MAY Position Unknown
2004, TO INCREASE THE SHARE CAPITAL, IN ONE OR
MORE TRANSACTIONS, IN FRANCE OR ABROAD, BY MEANS
OF A PUBLIC OFFERING, BY A MAXIMUM NOMINAL AMOUNT
OF EUR 30,000,000.00, BY WAY OF ISSUING, WITHOUT
THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS,
ORDINARY SHARES AND, OR ANY SECURITIES GIVING
ACCESS TO THE CAPITAL OR GIVING THE RIGHT TO
A DEBT SECURITY; THE NOMINAL AMOUNT OF THE CAPITAL
INCREASES RESULTING FROM THE ISSUANCES SET FORTH
IN RESOLUTIONS 13, 15, 16, 17, 18, 19 OR 20 SHALL
COUNT AGAINST THIS AMOUNT; AUTHORITY IS GIVEN
FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
15. AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management No
IN ONE OR MORE TRANSACTIONS, WITH THE ISSUE OF Position Unknown
SHARES AND ANY SECURITIES GIVING ACCESS TO THE
CAPITAL OR GIVING THE RIGHT TO A DEBT SECURITY,
EITHER IN CONSIDERATION FOR SECURITIES TENDERED
IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY;
OR, WITHIN THE LIMIT OF 10% OF THE CAPITAL, IN
CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED
TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES
OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL;
THE NOMINAL AMOUNT OF THE CAPITAL INCREASES RESULTING
FROM THE ISSUANCES SET FORTH IN RESOLUTIONS 13,
14, 16, 17, 18, 19 OR 20 SHALL COUNT AGAINST
THIS AMOUNT; AUTHORITY IS GIVEN FOR A PERIOD
OF 26 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
16. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, Position Unknown
IN FRANCE OR ABROAD, BY MEANS OF A PUBLIC OFFERING
WITH THE ISSUE, WITH THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED, OF PREFERRED
SHARES WITH OR WITHOUT VOTING RIGHTS AND, OR
ANY SECURITIES GIVING ACCESS TO THE CAPITAL OR
GIVING THE RIGHT TO A DEBT SECURITY; THE MAXIMUM
NOMINAL VALUE OF THE CAPITAL INCREASES TO BE
CARRIED OUT UNDER THIS DELEGATION SHALL NOT EXCEED
EUR 30,000,000.00; THE NOMINAL AMOUNT OF THE
CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS 13, 14, 15, 17, 18,
19 OR 20 SHALL COUNT AGAINST THIS AMOUNT; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
17. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, Position Unknown
IN FRANCE OR ABROAD, BY MEANS OF A PUBLIC OFFERING
WITH THE ISSUE, WITHOUT THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED, OF PREFERRED
SHARES WITH OR WITHOUT VOTING RIGHTS AND, OR
ANY SECURITIES GIVING THE RIGHT TO PREFERENCE
SHARES TO WHICH COULD BE ATTACHED A DEBT SECURITY;
THE MAXIMUM NOMINAL VALUE OF THE CAPITAL INCREASES
TO BE CARRIED OUT UNDER THIS DELEGATION SHALL
NOT EXCEED EUR 30,000,000.00; THE NOMINAL AMOUNT
OF THE CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS 13, 14, 15, 16, 18,
19 OR 20 SHALL COUNT AGAINST THIS AMOUNT; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
18. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY GRANTED AT THE CGM MEETING OF Position Unknown
15 MAY 2004, TO INCREASE THE SHARE CAPITAL BY
CASH, IN FAVOR OF THE COMPANY AND ITS SUBSIDIARIES
EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS
PLAN; AND FOR AN AMOUNT WHICH SHALL NOT EXCEED
3% OF THE SHARE CAPITAL; THE AMOUNT SHALL COUNT
AGAINST THE NOMINAL AMOUNT OF THE CAPITAL INCREASES
RESULTING FROM THE ISSUANCES SET FORTH IN RESOLUTIONS
NUMBER 13, 14, 15, 16, 17, 19 OR 20; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS
19. AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITH Management For *Management No
ALLOCATIONS FREE OF CHARGE OF THE COMPANY S EXISTING Position Unknown
ORDINARY SHARES OR TO BE ISSUED, IN FAVOR OF
THE EMPLOYEES OR THE OFFICERS OF THE COMPANY
OR ITS SUBSIDIARIES, PROVIDED THAT THEY SHALL
NOT REPRESENT MORE THAN 1% OF THE SHARE CAPITAL;
THE AMOUNT SHALL COUNT AGAINST THE NOMINAL AMOUNT
OF THE CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS NUMBER 13, 14, 15, 16,
17, 18 OR 20; AUTHORITY IS GIVEN FOR A PERIOD
OF 38 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
20. AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management No
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
BY MEANS OF A PUBLIC OFFERING, WITH THE ISSUE
OF ORDINARY SHARE OR ANY OTHER SECURITIES GIVING
ACCESS TO THE CAPITAL OR THE RIGHT TO A DEBT
SECURITY, WITHOUT THE SHAREHOLDERS PREFERRED
RIGHTS IN THE FAVOR OF CREDIT INSTITUTIONS OR
THE COMPANIES GOVERNED BY THE CODE OF INSURANCES;
THE MAXIMUM NOMINAL VALUE OF CAPITAL INCREASES
TO BE CARRIED OUT UNDER THIS DELEGATION SHALL
NOT EXCEED EUR 30,000,000.00; THE NOMINAL AMOUNT
OF THE CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN THE RESOLUTIONS NUMBER 13, 14, 15,
17, 18 OR 19 SHALL COUNT AGAINST THIS AMOUNT;
AUTHORITY IS GIVEN FOR A PERIOD OF 18 MONTHS
; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 33,000 33,000 33,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON, PARIS LVMHF.PK MIX Meeting Date: 05/12/2005
Issuer: F58485115 ISIN: FR0000121014 BLOCKING
SEDOL: B043D61, 4061412, 2731364, 4061434, 4067119, 4617439
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 227087, DUE TO THE CANCELLATION OF 2 RESOLUTIONS Position Unknown
AND SOME RESOLUTIONS BEING MODIFIED. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
O.1 ACKNOWLEDGE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
AND THE STATUTORY AUDITORS; APPROVE THE CONSOLIDATED Position Unknown
FINANCIAL STATEMENTS FOR THE YEAR 2004, IN THE
FORM PRESENTED TO THE MEETING
O.2 ACKNOWLEDGE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management No
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE Position Unknown
STATUTORY AUDITORS; APPROVE THE FINANCIAL STATEMENTS
AND THE BALANCE SHEET FOR THE YEAR 2004, IN THE
FORM PRESENTED TO THE MEETING; GRANT PERMANENT
DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
SAID FY
O.3 ACKNOWLEDGE THE SPECIAL REPORT OF THE AUDITORS Management For *Management No
ON THE AGREEMENTS GOVERNED BY THE ARTICLE L. Position Unknown
225-38 OF THE FRENCH COMMERCIAL CODE AND APPROVE
THE SAID REPORT AND THE AGREEMENTS REFERRED TO
THEREIN
O.4 ACKNOWLEDGE THE DRAWING OF THE AMOUNT OF EUR Management For *Management No
4,987,500.00 UPON THE RETAINED EARNINGS ACCOUNT Position Unknown
ON 31 DEC 2004, PURSUANT TO THE ARTICLE 39 OF
THE AMENDED FINANCE LAW FOR 2004; THIS AMOUNT
CORRESPONDS TO THE EXTRAORDINARY AND COMPULSORY
TAX OF 2.5% UPON THE SPECIAL RESERVE OF LONG-TERM
CAPITAL GAINS; FOLLOWING THIS THE RETAINED EARNINGS
ACCOUNT IS REDUCED TO EUR 927,138,052.53; APPROVE,
PURSUANT TO THE ABOVE ARTICLE, TO TRANSFER THE
AMOUNT OF EUR 200,000,000.00 POSTED TO THE SPECIAL
RESERVE OF LONG-TERM CAPITAL GAINS TO AN ORDINARY
RESERVE ACCOUNT; AN AMOUNT OF EUR 4,987,500 WILL
BE DRAWN UPON THIS RESERVE, FROM THE EXTRAORDINARY
TAX OF 2.5% IN ORDER TO REBUILD THE BALANCE OF
THE RETAINED EARNINGS, THUS AMOUNTING TO EUR
932,125,552.53
O.5 APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management For *Management No
PROFITS FOR THE FY: EUR 1,011,081,163.78; LEGAL Position Unknown
RESERVE: - PRIOR RETAINED EARNINGS: EUR 932,125,552.53;
DISTRIBUTABLE PROFITS: EUR 1,943,206,716.31;
SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS: NIL;
STATUTORY DIVIDEND: EUR 7,349,061.15; ADDITIONAL
DIVIDEND: EUR 458,091,478.35; PRECOMPTE: EUR
3,061,369.00; CARRIED FORWARD ACCOUNT : EUR 1,474,704,807.81;
IF THESE APPROPRIATIONS ARE ADOPTED THE DIVIDEND
WILL AMOUNT TO EUR 0.95 PER SHARE; THE REMAINING
DIVIDEND OF EUR 0.70, WILL BE PAID ON 18 MAY
2005; IN THE EVENT THAT THE COMPANY HOLDS SOME
OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF
THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED
TO THE RETAINED EARNINGS ACCOUNT
O.6 ELECT MR. NICOLAS BAZIRE AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
O.7 ELECT MR. ANTONIO BELLONI AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
O.8 ELECT MR. DIEGO DELLA VALLE AS A DIRECTOR FOR Management For *Management No
A PERIOD OF 3 YEARS Position Unknown
O.9 ELECT MR. JACQUES FRIEDMAN AS A DIRECTOR FOR Management For *Management No
A PERIOD OF 3 YEARS Position Unknown
O.10 ELECT MR. GILLES HENNESY AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
O.11 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE CGM MEETING OF 13 MAY Position Unknown
2004, TO BUY BACK THE COMPANY S SHARES ON THE
ON THE OPEN MARKET AS PER THE FOLLOWING CONDITIONS:
MAXIMUM PURCHASE PRICE: EUR 100.00; MAXIMUM NUMBER
OF SHARES TO BE TRADED: 10%; MAXIMUM TOTAL AMOUNT
OF THE PURCHASES : EUR 4,900,000,000.00; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 13 MAY Position Unknown
2004, TO REDUCE THE SHARE CAPITAL, IN ONE OR
SEVERAL TRANSACTIONS, BY CANCELING THE SHARES
HELD BY THE COMPANY IN CONNECTION WITH A STOCK
REPURCHASE PLAN, PROVIDED THAT THE TOTAL NUMBER
OF SHARES CANCELLED IN THE 24 MONTHS DOES NOT
EXCEED 10% OF THE CAPITAL; AUTHORITY IS GIVEN
FOR A PERIOD OF 18 MONTHS ; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 15 MAY Position Unknown
2004, TO INCREASE THE SHARE CAPITAL, IN ONE OR
MORE TRANSACTIONS, IN FRANCE OR ABROAD, BY MEANS
OF A PUBLIC OFFERING, BY A MAXIMUM NOMINAL AMOUNT
OF EUR 30,000,000.00, BY WAY OF ISSUING, WITH
THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS
MAINTAINED, ORDINARY SHARES AND, OR ANY SECURITIES
GIVING ACCESS TO THE CAPITAL OR GIVING THE RIGHT
TO A DEBT SECURITY; THE NOMINAL AMOUNT OF THE
CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS 14, 15, 16, 17, OR 18,
SHALL COUNT AGAINST THIS AMOUNT; BY WAY OF CAPITALIZING
ALL OR PART OF THE RESERVES, PROFITS OR, PREMIUMS,
PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BY LAW AND UNDER THE BY-LAWS, TO BE CARRIED OUT
THROUGH THE ISSUE OF BONUS SHARES OR THE RAISE
OF THE PAR VALUE OF THE EXISTING SHARES, BY A
MAXIMUM NOMINAL AMOUNT, WHICH CAN NOT EXCEED
THE AGGREGATE AMOUNT OF THE SUMS WHICH CAN BE
CAPITALIZED; THIS AMOUNT WILL BE ADDED TO THE
AMOUNT OF EUR 30,000,000.00; AUTHORITY IS GIVEN
FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 15 MAY Position Unknown
2004, TO INCREASE THE SHARE CAPITAL, IN ONE OR
MORE TRANSACTIONS, IN FRANCE OR ABROAD, BY MEANS
OF A PUBLIC OFFERING, BY A MAXIMUM NOMINAL AMOUNT
OF EUR 30,000,000.00, BY WAY OF ISSUING, WITHOUT
THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS,
ORDINARY SHARES AND, OR ANY SECURITIES GIVING
ACCESS TO THE CAPITAL OR GIVING THE RIGHT TO
A DEBT SECURITY; THE NOMINAL AMOUNT OF THE CAPITAL
INCREASES RESULTING FROM THE ISSUANCES SET FORTH
IN RESOLUTIONS 13, 15, 16, 17, OR 18 SHALL COUNT
AGAINST THIS AMOUNT; AUTHORITY IS GIVEN FOR
A PERIOD OF 26 MONTHS ; AND AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management No
IN ONE OR MORE TRANSACTIONS, WITH THE ISSUE OF Position Unknown
SHARES AND ANY SECURITIES GIVING ACCESS TO THE
CAPITAL OR GIVING THE RIGHT TO A DEBT SECURITY,
EITHER IN CONSIDERATION FOR SECURITIES TENDERED
IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY;
OR, WITHIN THE LIMIT OF 10% OF THE CAPITAL, IN
CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED
TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES
OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL;
THE NOMINAL AMOUNT OF THE CAPITAL INCREASES RESULTING
FROM THE ISSUANCES SET FORTH IN RESOLUTIONS 13,
14, 16, 17, OR 18 SHALL COUNT AGAINST THIS AMOUNT;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, Position Unknown
IN FRANCE OR ABROAD, BY MEANS OF A PUBLIC OFFERING
WITH THE ISSUE, WITHOUT THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED, OF PREFERRED
SHARES WITH OR WITHOUT VOTING RIGHTS AND, OR
ANY SECURITIES GIVING THE RIGHT TO PREFERENCE
SHARES TO WHICH COULD BE ATTACHED A DEBT SECURITY;
THE MAXIMUM NOMINAL VALUE OF THE CAPITAL INCREASES
TO BE CARRIED OUT UNDER THIS DELEGATION SHALL
NOT EXCEED EUR 30,000,000.00; THE NOMINAL AMOUNT
OF THE CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS 13, 14, 15, 17 OR 18
SHALL COUNT AGAINST THIS AMOUNT; AUTHORITY IS
GIVEN FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY GRANTED AT THE CGM MEETING OF Position Unknown
15 MAY 2004, TO INCREASE THE SHARE CAPITAL BY
CASH, IN FAVOR OF THE COMPANY AND ITS SUBSIDIARIES
EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS
PLAN; AND FOR AN AMOUNT WHICH SHALL NOT EXCEED
3% OF THE SHARE CAPITAL; THE AMOUNT SHALL COUNT
AGAINST THE NOMINAL AMOUNT OF THE CAPITAL INCREASES
RESULTING FROM THE ISSUANCES SET FORTH IN RESOLUTIONS
NUMBER 13, 14, 15, 16, OR 18; AUTHORITY IS GIVEN
FOR A PERIOD OF 26 MONTHS
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITH Management For *Management No
ALLOCATIONS FREE OF CHARGE OF THE COMPANY S EXISTING Position Unknown
ORDINARY SHARES OR TO BE ISSUED, IN FAVOR OF
THE EMPLOYEES OR THE OFFICERS OF THE COMPANY
OR ITS SUBSIDIARIES, PROVIDED THAT THEY SHALL
NOT REPRESENT MORE THAN 1% OF THE SHARE CAPITAL;
THE AMOUNT SHALL COUNT AGAINST THE NOMINAL AMOUNT
OF THE CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS NUMBER 13, 14, 15, 16
OR 17; AUTHORITY IS GIVEN FOR A PERIOD OF 38
MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
* PLEASE NOTE THAT THIS IS A REVISION DUE TO REVISED Non-Voting *Management No
NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, Position Unknown
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 33,000 33,000 33,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MAYTAG CORPORATION MYG Annual Meeting Date: 05/12/2005
Issuer: 578592 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BARBARA R. ALLEN Management For For
HOWARD L. CLARK, JR. Management For For
LESTER CROWN Management For For
WILLIAM T. KERR Management For For
02 THE RATIFICATION OF THE SELECTION OF ERNST & Management For For No
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL
STATEMENTS FOR 2005.
03 THE COMPANY PROPOSAL TO AMEND BYLAWS TO CHANGE Management For For No
THE ELECTION OF DIRECTORS TO AN ANNUAL BASIS
FROM A CLASSIFIED BASIS.
04 THE PROPOSAL OF A STOCKHOLDER CONCERNING THE Shareholder Against For No
CLASSIFICATION OF THE BOARD OF DIRECTORS.
05 THE PROPOSAL OF A STOCKHOLDER CONCERNING ADOPTION Shareholder For Against No
OF POISON PILL PROVISIONS.
06 THE PROPOSAL OF A STOCKHOLDER CONCERNING A COMMITTEE Shareholder Against For No
TO REPORT ON OUTSOURCING/OFFSHORE MANUFACTURING.
07 THE PROPOSAL OF A STOCKHOLDER CONCERNING A CODE Shareholder Against For No
OF CONDUCT BASED ON INTERNATIONAL LABOR ORGANIZATION
STANDARDS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 50,000 50,000 50,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEXTEL PARTNERS, INC. NXTP Annual Meeting Date: 05/12/2005
Issuer: 65333F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ADAM ARON Management For For
JOHN CHAPPLE Management For For
STEVEN B. DODGE Management For For
TIMOTHY DONAHUE Management For For
ARTHUR W. HARRIGAN, JR. Management For For
JAMES N. PERRY, JR. Management For For
CAROLINE H. RAPKING Management For For
DENNIS M. WEIBLING Management For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For No
COMMITTEE OF INDEPENDENT PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 70,000 70,000 70,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. RSG Annual Meeting Date: 05/12/2005
Issuer: 760759 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. O'CONNOR Management For For
HARRIS W. HUDSON Management For For
JOHN W. CROGHAN Management For For
W. LEE NUTTER Management For For
RAMON A. RODRIGUEZ Management For For
ALLAN C. SORENSEN Management For For
MICHAEL W. WICKHAM Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
03 STOCKHOLDER PROPOSAL TO REQUIRE STOCKHOLDER APPROVAL Shareholder Against For No
OF FUTURE SEVERANCE AGREEMENTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 300,000 300,000 300,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE GILLETTE COMPANY G Annual Meeting Date: 05/12/2005
Issuer: 375766 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL B. GIFFORD Management For For
RAY J. GROVES Management For For
FRED H. LANGHAMMER Management For For
MARJORIE M. YANG Management For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 240,000 240,000 240,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC. WMGI Annual Meeting Date: 05/12/2005
Issuer: 98235T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F. BARRY BAYS Management For For
RICHARD B. EMMITT Management For For
LAURENCE Y. FAIREY Management For For
DAVID D. STEVENS Management For For
JAMES E. THOMAS Management For For
THOMAS E. TIMBIE Management For For
JAMES T. TREACE Management For For
ELIZABETH H. WEATHERMAN Management For For
02 TO APPROVE THE AMENDMENT OF THE COMPANY S THIRD Management Against Against No
AMENDED AND RESTATED 1999 EQUITY INCENTIVE PLAN
AS DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No
S INDEPENDENT AUDITOR FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 1,000 1,000 1,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC. YDNT Annual Meeting Date: 05/12/2005
Issuer: 987520 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE E. RICHMOND Management For For
ALFRED E. BRENNAN Management For For
BRIAN F. BREMER Management For For
MARC R. SARNI Management For For
PATRICK J. FERRILLO Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 1,000 1,000 1,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MAXTOR CORPORATION MXO Annual Meeting Date: 05/13/2005
Issuer: 577729 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DR. C.S. PARK Management For For
CHARLES F. CHRIST Management For For
GREGORY E. MYERS Management For For
02 TO APPROVE ADOPTION OF THE COMPANY S 2005 PERFORMANCE Management Against Against No
INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT OF THE COMPANY S 1998 Management For For No
EMPLOYEE STOCK PURCHASE PLAN TO AUTHORIZE THE
SALE OF AN ADDITIONAL 7,000,000 SHARES.
04 TO RATIFY THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 205 35,000 35,000 35,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, I SUP Annual Meeting Date: 05/13/2005
Issuer: 868168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LOUIS L. BORICK Management For For
STEVEN J. BORICK Management For For
RAYMOND C. BROWN Management For For
02 APPROVAL OF AN INCENTIVE BONUS PLAN FOR STEVEN Management For For No
J. BORICK.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 65,000 65,000 65,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP. TRW Annual Meeting Date: 05/13/2005
Issuer: 87264S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOSHUA H. ASTROF Management For For
FRANCOIS J. CASTAING Management For For
PAUL H. O'NEILL Management For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
PUBLIC ACCOUNTANTS TO AUDIT THE CONSOLIDATED
FINANCIAL STATEMENTS OF TRW AUTOMOTIVE HOLDINGS
CORP. FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 82,000 82,000 82,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. WMI Annual Meeting Date: 05/13/2005
Issuer: 94106L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PASTORA S.J. CAFFERTY Management For For
FRANK M. CLARK, JR. Management For For
ROBERT S. MILLER Management For For
JOHN C. POPE Management For For
W. ROBERT REUM Management For For
STEVEN G. ROTHMEIER Management For For
DAVID P. STEINER Management For For
THOMAS H. WEIDEMEYER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 TO VOTE ON A PROPOSAL RELATING TO DISCLOSURE Shareholder Against For No
OF OUR STRATEGY ON OPPOSITION TO PRIVATIZATION.
04 TO VOTE ON A PROPOSAL RELATING TO ELECTION OF Shareholder Against For No
DIRECTORS BY MAJORITY VOTE.
05 TO VOTE ON A PROPOSAL RELATING TO DISCLOSURE Shareholder Against For No
OF POLITICAL CONTRIBUTIONS.
06 TO VOTE ON A PROPOSAL RELATING TO EXECUTIVE SEVERANCE Shareholder Against For No
AGREEMENTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 450,000 450,000 450,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION CHE Annual Meeting Date: 05/16/2005
Issuer: 16359R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD L. HUTTON Management For For
KEVIN J. MCNAMARA Management For For
DONALD BREEN, JR. Management For For
CHARLES H. ERHART, JR. Management For For
JOEL F. GEMUNDER Management For For
PATRICK P. GRACE Management For For
THOMAS C. HUTTON Management For For
WALTER L. KREBS Management For For
SANDRA E. LANEY Management For For
TIMOTHY S. O'TOOLE Management For For
DONALD E. SAUNDERS Management For For
GEORGE J. WALSH III Management For For
FRANK E. WOOD Management For For
02 TO RATIFY THE SELECTION OF INDEPENDENT ACCOUNTANTS Management For For No
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 50,000 50,000 50,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION CNMD Annual Meeting Date: 05/17/2005
Issuer: 207410 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EUGENE R. CORASANTI Management For For
BRUCE F. DANIELS Management For For
WILLIAM D. MATTHEWS Management For For
STUART J. SCHWARTZ Management For For
JOSEPH J. CORASANTI Management For For
STEPHEN M. MANDIA Management For For
JO ANN GOLDEN Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 1,000 1,000 1,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. IART Annual Meeting Date: 05/17/2005
Issuer: 457985 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID C. AUTH Management For For
KEITH BRADLEY Management For For
RICHARD E. CARUSO Management For For
STUART M. ESSIG Management For For
NEAL MOSZKOWSKI Management For For
JAMES M. SULLIVAN Management For For
ANNE M. VANLENT Management For For
02 PROPOSAL TO AMEND THE COMPANY S 2003 EQUITY INCENTIVE Management Against Against No
PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S AUDITORS FOR THE CURRENT
FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 208 1,000 1,000 1,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. JPM Annual Meeting Date: 05/17/2005
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANS W. BECHERER Management For For
JOHN H. BIGGS Management For For
LAWRENCE A. BOSSIDY Management For For
STEPHEN B. BURKE Management For For
JAMES S. CROWN Management For For
JAMES DIMON Management For For
ELLEN V. FUTTER Management For For
WILLIAM H. GRAY III Management For For
WILLIAM B. HARRISON JR. Management For For
LABAN P. JACKSON JR. Management For For
JOHN W. KESSLER Management For For
ROBERT I. LIPP Management For For
RICHARD A. MANOOGIAN Management For For
DAVID C. NOVAK Management For For
LEE R. RAYMOND Management For For
WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management For For No
04 DIRECTOR TERM LIMITS Shareholder Against For No
05 SEPARATION OF CHAIRMAN AND CEO Shareholder Against For No
06 COMPETITIVE PAY Shareholder Against For No
07 RECOUP UNEARNED MANAGEMENT BONUSES Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 26,400 26,400 26,400 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK Annual Meeting Date: 05/17/2005
Issuer: 527288 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IAN M. CUMMING Management For For
PAUL M. DOUGAN Management For For
LAWRENCE D. GLAUBINGER Management For For
ALAN J. HIRSCHFIELD Management For For
JAMES E. JORDAN Management For For
JEFFREY C. KEIL Management For For
JESSE CLYDE NICHOLS III Management For For
JOSEPH S. STEINBERG Management For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION INCREASING THE NUMBER OF THE
COMPANY S COMMON SHARES AUTHORIZED FOR ISSUANCE
TO 300,000,000.
03 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2003 Management For For No
SENIOR EXECUTIVE ANNUAL INCENTIVE BONUS PLAN
EXTENDING THE PLAN THROUGH FISCAL YEAR 2014.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 42,000 42,000 42,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION NOC Annual Meeting Date: 05/17/2005
Issuer: 666807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PHILLIP FROST Management For For
JOHN B. SLAUGHTER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION
OF DIRECTORS.
04 PROPOSAL TO AMEND THE 1993 STOCK PLAN FOR NON-EMPLOYEE Management Against Against No
DIRECTORS TO INCREASE THE NUMBER OF SHARES AVAILABLE.
05 SHAREHOLDER PROPOSAL REGARDING THE SIMPLE MAJORITY Shareholder Against For No
VOTE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 92,000 92,000 92,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN ENERGY HOMES, INC. SEHI Annual Meeting Date: 05/17/2005
Issuer: 842814 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WENDELL L. BATCHELOR Management For For
LOUIS C. HENDERSON, JR. Management For For
KEITH O. HOLDBROOKS Management For For
CLINTON O. HOLDBROOKS Management For For
JOHNNY R. LONG Management For For
JAMES A. TAYLOR Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 11,000 11,000 11,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION ALL Annual Meeting Date: 05/17/2005
Issuer: 020002 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F. DUANE ACKERMAN Management For For
JAMES G. ANDRESS Management For For
EDWARD A. BRENNAN Management For For
W. JAMES FARRELL Management For For
JACK M. GREENBERG Management For For
RONALD T. LEMAY Management For For
EDWARD M. LIDDY Management For For
J. CHRISTOPHER REYES Management For For
H. JOHN RILEY, JR. Management For For
JOSHUA I. SMITH Management For For
JUDITH A. SPRIESER Management For For
MARY ALICE TAYLOR Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 PROVIDE CUMULATIVE VOTING FOR BOARD OF DIRECTORS. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 2,000 2,000 2,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE ST. JOE COMPANY JOE Annual Meeting Date: 05/17/2005
Issuer: 790148 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL L. AINSLIE Management For For
JOHN S. LORD Management For For
HUGH M. DURDEN Management For For
WALTER L. REVELL Management For For
THOMAS A. FANNING Management For For
PETER S. RUMMELL Management For For
ADAM W. HERBERT, JR. Management For For
WILLIAM H. WALTON, III Management For For
DELORES M. KESLER Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2005
FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 289,000 289,000 289,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMR CORPORATION AMR Annual Meeting Date: 05/18/2005
Issuer: 001765 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GERARD J. ARPEY Management For For
JOHN W. BACHMANN Management For For
DAVID L. BOREN Management For For
EDWARD A. BRENNAN Management For For
ARMANDO M. CODINA Management For For
EARL G. GRAVES Management For For
ANN M. KOROLOGOS Management For For
MICHAEL A. MILES Management For For
PHILIP J. PURCELL Management For For
JOE M. RODGERS Management For For
JUDITH RODIN Management For For
MATTHEW K. ROSE Management For For
ROGER T. STAUBACH Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2005.
03 STOCKHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For No
FOR NON-EMPLOYEE DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 85,000 85,000 85,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. CPO Annual Meeting Date: 05/18/2005
Issuer: 219023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD J. ALMEIDA Management For For
GUENTHER E. GREINER Management For For
GREGORY B. KENNY Management For For
JAMES M. RINGLER Management For For
02 TO APPROVE AMENDMENTS TO THE CORN PRODUCTS INTERNATIONAL, Management Against Against No
INC., 1998 STOCK INCENTIVE PLAN WHICH WILL BE
REDESIGNATED AS THE CORN PRODUCTS INTERNATIONAL,
INC. STOCK INCENTIVE PLAN.
03 TO REAPPROVE THE CORN PRODUCTS INTERNATIONAL, Management For For No
INC. ANNUAL INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 450,000 450,000 450,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEPARTMENT 56, INC. DFS Annual Meeting Date: 05/18/2005
Issuer: 249509 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. BLOOM Management For For
SUSAN E. ENGEL Management For For
MICHAEL R. FRANCIS Management For For
CHARLES N. HAYSSEN Management For For
STEWART M. KASEN Management For For
REATHA CLARK KING Management For For
VIN WEBER Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 60,000 60,000 60,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG DB Annual Meeting Date: 05/18/2005
Issuer: D18190 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For No
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For No
BOARD OF MANAGING DIRECTORS FOR THE 2004 FINANCIAL
YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For No
SUPERVISORY BOARD FOR THE 2004 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2005 FINANCIAL Management For For No
YEAR
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For No
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION
ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Management For For No
TO (SECTION 71 (1) NO. 8 STOCK CORPORATION ACT)
08 ELECTION OF THE SUPERVISORY BOARD Management For For No
CMA COUNTER MOTION A Management *Management No
Position Unknown
CMB COUNTER MOTION B Management *Management No
Position Unknown
CMC COUNTER MOTION C Management *Management No
Position Unknown
CMD COUNTER MOTION D Management *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 898 155,000 155,000 155,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 05/18/2005
Issuer: 398231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WINSTON J CHURCHILL JR. Management For For
EDGAR M. CULLMAN Management For For
FREDERICK M. DANZIGER Management For For
JOHN L. ERNST Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 100,000 100,000 100,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL Annual Meeting Date: 05/18/2005
Issuer: 406216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.L. CRANDALL Management For For
K.T. DERR Management For For
S.M. GILLIS Management For For
W.R. HOWELL Management For For
R.L. HUNT Management For For
D.J. LESAR Management For For
J.L. MARTIN Management For For
J.A. PRECOURT Management For For
D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For No
AUDITORS.
03 STOCKHOLDER PROPOSAL ON SEVERANCE AGREEMENTS. Shareholder Against For No
04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE Shareholder Against For No
THRESHOLD.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 10,000 10,000 10,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCCLATCHY COMPANY MNI Annual Meeting Date: 05/18/2005
Issuer: 579489 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ELIZABETH BALLANTINE Management For For
LEROY BARNES, JR. Management For For
S. DONLEY RITCHEY Management For For
MAGGIE WILDEROTTER Management For For
02 TO APPROVE MCCLATCHY S AMENDED AND RESTATED LONG-TERM Management For For No
INCENTIVE PLAN.
03 TO APPROVE MCCLATCHY S FORM OF INDEMNIFICATION Management For For No
AGREEMENT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE
2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 60,000 60,000 60,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY TRB Annual Meeting Date: 05/18/2005
Issuer: 896047 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROGER GOODAN Management For For
ENRIQUE HERNANDEZ, JR. Management For For
J. CHRISTOPHER REYES Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 300,000 300,000 300,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC. AXE Annual Meeting Date: 05/19/2005
Issuer: 035290 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LORD JAMES BLYTH Management For For
ROBERT L. CRANDALL Management For For
ROBERT W. GRUBBS JR. Management For For
F. PHILIP HANDY Management For For
MELVYN N. KLEIN Management For For
GEORGE MUNOZ Management For For
STUART M. SLOAN Management For For
THOMAS C. THEOBALD Management For For
MATTHEW ZELL Management For For
SAMUEL ZELL Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 5,000 5,000 5,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/19/2005
Issuer: 12686C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
VINCENT TESE Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No
OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 2,010,000 2,010,000 2,010,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG Annual Meeting Date: 05/19/2005
Issuer: 127209 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
10 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For No
11 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For No
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For No
01 FINANCIAL STATEMENTS Management For For No
02 DECLARATION OF FINAL DIVIDEND 2004 Management For For No
03 REPORT ON DIRECTORS REMUNERATION Management For For No
04 RE-APPOINTMENT OF WOLFGANG BERNDT Management For For No
05 RE-APPOINTMENT OF BOB STACK Management For For No
06 RE-APPOINTMENT OF ROSEMARY THORNE Management For For No
07 RE-APPOINTMENT OF BARONESS WILCOX Management For For No
08 RE-APPOINTMENT OF AUDITORS Management For For No
09 REMUNERATION OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 302 50,000 50,000 50,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW Annual Meeting Date: 05/19/2005
Issuer: 231561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For No
S. MARCE FULLER Management For For
03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For For No
OF COMMON STOCK INTO A SINGLE CLASS OF COMMON
STOCK BY CONVERTING THE COMMON STOCK AND CLASS
B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK
ON A ONE-FOR-ONE BASIS.
04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 45,000,000 SHARES
TO 100,000,000 SHARES.
05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No
LONG-TERM INCENTIVE PLAN.
06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management Against Against No
PLAN FOR NON-EMPLOYEE DIRECTORS.
07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 213,000 213,000 213,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 408 67,000 67,000 67,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL EIX Annual Meeting Date: 05/19/2005
Issuer: 281020 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.E. BRYSON Management For For
F.A. CORDOVA Management For For
B.M. FREEMAN Management For For
B. KARATZ Management For For
L.G. NOGALES Management For For
R.L. OLSON Management For For
J.M. ROSSER Management For For
R.T. SCHLOSBERG, III Management For For
R.H. SMITH Management For For
T.C. SUTTON Management For For
02 SHAREHOLDER PROPOSAL ON FUTURE GOLDEN PARACHUTES Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 30,000 30,000 30,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. MAT Annual Meeting Date: 05/19/2005
Issuer: 577081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EUGENE P. BEARD Management For For
MICHAEL J. DOLAN Management For For
ROBERT A. ECKERT Management For For
TULLY M. FRIEDMAN Management For For
DR. ANDREA L. RICH Management For For
RONALD L. SARGENT Management For For
CHRISTOPHER A. SINCLAIR Management For For
G. CRAIG SULLIVAN Management For For
JOHN L. VOGELSTEIN Management For For
KATHY BRITTAIN WHITE Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS MATTEL S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2005.
03 APPROVAL OF THE MATTEL, INC. 2005 EQUITY COMPENSATION Management Against Against No
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING GOLDEN PARACHUTE Shareholder Against For No
VOTE PROVISION.
05 STOCKHOLDER PROPOSAL REGARDING CERTAIN REPORTS Shareholder Against For No
BY THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 150,000 150,000 150,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. SMP Annual Meeting Date: 05/19/2005
Issuer: 853666 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withold For No
02 STOCKHOLDER PROPOSAL CONCERNING PREFERRED SHARE Shareholder For Against No
PURCHASE RIGHTS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 205,000 205,000 205,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/19/2005
Issuer: 984332 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS.
01 DIRECTOR Management For No
TERRY S. SEMEL Management For For
JERRY YANG Management For For
ROY J. BOSTOCK Management For For
RONALD W. BURKLE Management For For
ERIC HIPPEAU Management For For
ARTHUR H. KERN Management For For
ROBERT A. KOTICK Management For For
EDWARD R. KOZEL Management For For
GARY L. WILSON Management For For
02 AMENDMENT OF THE 1995 STOCK PLAN. Management Against Against No
03 AMENDMENT OF THE 1996 DIRECTORS STOCK OPTION Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 55,000 55,000 55,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC. AW Annual Meeting Date: 05/20/2005
Issuer: 019589 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES H. COTROS Management For For
ROBERT M. AGATE Management For For
LEON D. BLACK Management For For
JAMES W. CROWNOVER Management For For
MICHAEL S. GROSS Management For For
DENNIS R. HENDRIX Management For For
J. TOMILSON HILL Management For For
NOLAN LEHMANN Management For For
HOWARD A. LIPSON Management For For
ANTONY P. RESSLER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (INDEPENDENT AUDITOR) FOR FISCAL
YEAR 2005.
03 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Against No
OF THE 1994 AMENDED AND RESTATED NON-EMPLOYEE
DIRECTOR STOCK OPTION PLAN INTO THE 2005 NON-EMPLOYEE
DIRECTOR EQUITY COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 308 310,000 310,000 310,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMMERZBANK AG, FRANKFURT CRZBF.PK OGM Meeting Date: 05/20/2005
Issuer: D15642107 ISIN: DE0008032004 BLOCKING
SEDOL: 4213871, 4214603, 5135048, B033823, 0214124, 4213439, 0213499, 4213428, 4213440, 6223641, 7158418, 4214045, 4325538, 5700037
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For *Management No
Position Unknown
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For *Management No
Position Unknown
5. APPOINT PWC DEUTSCHE REVISION AG, FRANKFURT, Management For *Management No
AS THE AUDITORS FOR THE FY 2005 THE AUDITORS Position Unknown
FOR THE YEAR 2005
6. AUTHORIZE THE COMPANY TO ACQUIRE AND SELL OWN Management For *Management No
SHARES, AT PRICE NOT DEVIATING MORE THAN 10 % Position Unknown
FROM THEIR AVERAGE MARKET PRICE; THE TRADING
PORTFOLIO OF SHARES ACQUIRED FOR THIS PURPOSE
SHALL NOT EXCEED 5% OF THE SHARE CAPITAL AT THE
END OF ANY GIVEN DATE; THIS REPLACES THE AUTHORIZATION
GIVEN ON 12 MAY 2004 AND SHALL BE VALID UNTIL
31 OCT 2006
7. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management For *Management No
UP TO 10% OF ITS SHARE CAPITAL AT PRICES NOT Position Unknown
DEVIATING MORE THAN 10% FROM THEIR AVERAGE MARKET
PRICE; THE SHARES MAY BE DISPOSED OF IN A MANNER
OTHER THAN THE STOCK EXCHANGE OR A RIGHT OFFERING
IF THEY ARE SOLD AT A PRICE NOT MATERIALLY BELOW
THEIR MARKET PRICE, OR IF THEY ARE USED FOR ACQUISITION
PURPOSE OR AS EMPLOYEE SHARES; AUTHORIZE THE
BOARD OF MANAGING DIRECTORS TO RETIRE THE SHARES;
THIS REPLACES THE AUTHORIZATION GIVEN ON 12 MAY
2004, AND SHALL BE VALID UNTIL 31 OCT 2006
8. AUTHORIZE THE BOARD TO ISSUE BONDS AND /OR PROFIT-SHARING Management For *Management No
CERTIFICATES; THIS AUTHORIZATION COMPLEMENTS Position Unknown
THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS
MEETING OF 30 MAY 2003, TO ISSUE BONDS AND/OR
PROFIT-SHARING CERTIFICATES OF UP TO EUR 2,000,000,000
AND CREATE A CONTINGENT CAPITAL OF UP TO EUR
403,000,000; AUTHORIZE THE BOARD OF MANAGING
DIRECTORS TO ISSUE BONDS AND/OR PROFIT-SHARING
CERTIFICATES OF UP TO EUR 1,500,000,000, POSSIBLY
CONFERRING CONVERTIBLE OR OPTION RIGHTS, AND
IF THE SECURITIES ARE ISSUED AT A PRICE NOT MATERIALLY
BELOW THEIR THEORETICAL MARKET VALUE OR AGAINST
PAYMENT IN KIND
9. AMEND SECTION 17 TO THE ARTICLES OF ASSOCIATION Management For *Management No
IN CONNECTION WITH THE NEW GERMAN LAW ON CORPORATE Position Unknown
INTEGRITY AND MODERNIZATION OF THE RIGHT TO SET
ASIDE RESOLUTIONS OF THE SHAREHOLDERS
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management No
Position Unknown
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For *Management No
REPORT FOR THE 2004 FY WITH THE REPORT OF THE Position Unknown
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROUP ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management No
PROFIT OF EUR 149,646,732.25 AS FOLLOWS: PAYMENT Position Unknown
OF DIVIDEND OF EUR 0.25 PER NO-PAR SHARE EX-DIV.
AND PAYABLE DATE: 23 MAY 2005
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting *Management No
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION Position Unknown
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATION. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEND AND
VOTE YOUR SHARES AT THE COMPANYS MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 35,000 35,000 35,000 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG Annual Meeting Date: 05/20/2005
Issuer: 210371 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
YVES C. DE BALMANN Management For For
F.A. HRABOWSKI, III Management For For
NANCY LAMPTON Management For For
LYNN M. MARTIN Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 20,000 20,000 20,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/20/2005
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
A DIRECTOR Management For No
H. JESSE ARNELLE Management For For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
LEWIS HAY, III Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES II Management For For
PAUL R. TREGURTHA Management For For
FRANK G. ZARB Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 14,000 14,000 14,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON GROUP PLC HLTGF.PK AGM Meeting Date: 05/20/2005
Issuer: G45098103 ISIN: GB0005002547
SEDOL: 5474752, 0500254
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS FOR Management For *Management No
2004 Position Unknown
2. DECLARE A FINAL DIVIDEND Management For *Management No
Position Unknown
3. RE-APPOINT MR. C. BELL AS A DIRECTOR Management For *Management No
Position Unknown
4. RE-APPOINT MR. S.F. BOLLENBACH AS A DIRECTOR Management For *Management No
Position Unknown
5. REAPPOINT MR. D.M.C. MICHELS AS A DIRECTOR Management For *Management No
Position Unknown
6. APPOINT MR. I.R. CARTER AS A DIRECTOR Management For *Management No
Position Unknown
7. APPOINT MR. C.P. WICKS AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR AND Management For *Management No
AUTHORIZE THE DIRECTORS TO AGREE THE AUDITOR Position Unknown
S REMUNERATION
9. APPROVE THE REMUNERATION REPORT Management For *Management No
Position Unknown
10. AUTHORIZE DONATIONS TO EU POLITICAL ORGANIZATIONS Management For *Management No
AND EU POLITICAL EXPENDITURE Position Unknown
11. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management No
Position Unknown
12. AUTHORIZE THE DIRECTORS TO ALLOT SHARES Management For *Management No
Position Unknown
13. APPROVE TO DISAPPLY SECTION 89(1) OF THE COMPANIES Management Against *Management No
ACT 1985 Position Unknown
14. AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 2,982,300 2,982,300 2,982,300 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION SEE Annual Meeting Date: 05/20/2005
Issuer: 81211K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANK BROWN Management For For
MICHAEL CHU Management For For
LAWRENCE R. CODEY Management For For
T.J. DERMOT DUNPHY Management For For
CHARLES F. FARRELL, JR. Management For For
WILLIAM V. HICKEY Management For For
JACQUELINE B. KOSECOFF Management For For
KENNETH P. MANNING Management For For
WILLIAM J. MARINO Management For For
02 APPROVAL OF THE 2005 CONTINGENT STOCK PLAN OF Management For For No
SEALED AIR CORPORATION
03 APPROVAL OF THE PERFORMANCE-BASED COMPENSATION Management For For No
PROGRAM OF SEALED AIR CORPORATION AS AMENDED
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 10,000 10,000 10,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX Annual Meeting Date: 05/20/2005
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES L. BARKSDALE Management For For
STEPHEN F. BOLLENBACH Management For For
STEPHEN M. CASE Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
JESSICA P. EINHORN Management For For
MILES R. GILBURNE Management For For
CARLA A. HILLS Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
R.E. TURNER Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF AUDITORS. Management For For No
03 STOCKHOLDER PROPOSAL REGARDING PAY COMPARISON. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 1,500,000 1,500,000 1,500,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TXU CORP. TXU Annual Meeting Date: 05/20/2005
Issuer: 873168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DEREK C. BONHAM Management For For
E. GAIL DE PLANQUE Management For For
WILLIAM M. GRIFFIN Management For For
KERNEY LADAY Management For For
JACK E. LITTLE Management For For
ERLE NYE Management For For
J.E. OESTERREICHER Management For For
MICHAEL W. RANGER Management For For
HERBERT H. RICHARDSON Management For For
C. JOHN WILDER Management For For
02 APPROVAL OF THE 2005 OMNIBUS INCENTIVE PLAN Management For For No
03 APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 50,000 50,000 50,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNOCAL CORPORATION UCL Annual Meeting Date: 05/23/2005
Issuer: 915289 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CRAIG ARNOLD Management For For
JAMES W. CROWNOVER Management For For
DONALD B. RICE Management For For
MARK A. SUWYN Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL: AMENDMENT TO CERTIFICATE Shareholder Against For No
OF INCORPORATION TO REQUIRE THAT THE CHAIRMAN
BE AN INDEPENDENT DIRECTOR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 4,000 4,000 4,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CAVALIER HOMES, INC. CAV Annual Meeting Date: 05/24/2005
Issuer: 149507 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS A. BROUGHTON III Management For For
BARRY B. DONNELL Management For For
LEE ROY JORDAN Management For For
A. DOUGLAS JUMPER, SR. Management For For
JOHN W LOWE Management For For
DAVID A. ROBERSON Management For For
BOBBY TESNEY Management For For
J. DON WILLIAMS Management For For
02 PROPOSAL TO APPROVE THE COMPANY S 2005 INCENTIVE Management Against Against No
COMPENSATION PLAN.
03 PROPOSAL TO APPROVE THE COMPANY S 2005 NON-EMPLOYEE Management Against Against No
DIRECTORS STOCK OPTION PLAN.
04 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No
OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
05 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For No
AS MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 79,300 79,300 79,300 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. HSIC Annual Meeting Date: 05/24/2005
Issuer: 806407 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
DR. MARGARET A. HAMBURG Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
NORMAN S. MATTHEWS Management For For
MARVIN H. SCHEIN Management For For
DR. LOUIS W. SULLIVAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2001 Management For For No
HENRY SCHEIN, INC. SECTION 162(M) CASH BONUS PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 40,000 40,000 40,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INVERNESS MEDICAL INNOVATIONS, INC. IMA Annual Meeting Date: 05/24/2005
Issuer: 46126P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN A. QUELCH Management For For
JOHN F. LEVY Management For For
JERRY MCALEER, PH.D. Management For For
02 APPROVE AN INCREASE IN THE NUMBER OF SHARES OF Management Against Against No
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
INVERNESS MEDICAL INNOVATIONS, INC. 2001 STOCK
OPTION AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 22,900 22,900 22,900 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC KRYAY.PK AGM Meeting Date: 05/24/2005
Issuer: G52416107 ISIN: IE0004906560
SEDOL: 0490656, B01ZKX6, B014WT3, 4519579
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE ACCOUNTS FOR THE YE Management For *Management No
31 DEC 2004 AND THE DIRECTORS AND AUDITORS Position Unknown
REPORTS THEREON
2. DECLARE A FINAL DIVIDEND AS RECOMMENDED BY THE Management For *Management No
DIRECTORS Position Unknown
3.a1 RE-ELECT MR. DERTIS BUCKLEY, WHO RETIRES IN ACCORDANCE Management For *Management No
IN ACCORDANCE WITH THEPROVISIONS OF THE COMBINED Position Unknown
CODE ON CORPORATE GOVERNANCE
3.a2 RE-ELECT MR. EUGENE MCSWEENEY, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH THE PROVISIONS Position Unknown
OF THE COMBINED CODE ON CORPORATE GOVERNANCE
3.b1 RE-ELECT MR. PATRICK A BARRETT, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE Position Unknown
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b2 RE-ELECT MR. JAMES V BROSNAN, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE Position Unknown
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b3 RE-ELECT MR. WALTER COSTELLOE, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE Position Unknown
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b4 RE-ELECT MR. PATRICK MINOGUE, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE Position Unknown
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b5 RE-ELECT MR. STAN MCCARTHY, WHO RETIRES IN ACCORDANCE Management For *Management No
IN ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES Position Unknown
OF ASSOCIATION OF THE COMPANY
3.c RE-ELECT MR. DERRIS CARROLL, WHO RETIRES IN ACCORDANCE Management For *Management No
IN ACCORDANCE WITH ARTICLE 102 OF THE ARTICLES Position Unknown
OF ASSOCIATION OF THE COMPANY
3.d RE-ELECT MR. DONAL O DONOGHUE, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 100 OF Position Unknown
THE ARTICLES OF ASSOCIATION OF THE COMPANY
4. APPROVE THE DIRECTORS BE PAID AS FEES IN RESPECT Management For *Management No
OF EACH YEAR COMMENCING WITHTHE YE 31 DEC 2005, Position Unknown
SUCH SUM NOT EXCEEDING EUR 1,000,000 IN AGGREGATE
IN ANY YEAR, AS THE DIRECTORS SHAFT DETERMINE,
WHICH SUM SHALL BE DIVIDED AMONGST THEM IN SUCH
PROPORTION AS THEY SHELL DETERMINE
5. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
S.6 APPROVE THAT AUTHORIZED SHARE CAPITAL OF THE Management For *Management No
COMPANY BE INCREASED TO EUR 35,000,000 DIVIDED Position Unknown
INTO 280,000,000 A ORDINARY SHARES OF EUR 0.125
EACH AND AMEND ARTICLE 3 OF THE ARTICLES OF ASSOCIATION
S.7 AMEND ARTICLE 114 OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY DELETING IT AND REPLACINGIT WITH A NEW ONE Position Unknown
8. AUTHORIZE THE DIRECTORS TO EXERCISE ALL THE POWERS Management For *Management No
OF THE COMPANY TO ALLOT RELEVANT SECURITIES WITHIN Position Unknown
THE MEANING OF SECTION 20 OF THE COMPANIES AMENDMENT
ACT 1983; THE MAXIMUM AMOUNT OF THE RELEVANT
SECURITIES WHICH MAY BE ALLOTTED UNDER THE AUTHORITY
HEREBY CONFERRED SHALL BE THE AUTHORIZED BUT
UNISSUED A ORDINARY SHARES IN THE CAPITAL OF
THE COMPANY; THE AUTHORITY HEREBY CONFERRED SHALL
EXPIRE ON 24 AUG 2006 UNLESS AND TO THE EXTENT
THAT SUCH AUTHORITY IS RENEWED, REVOKED OR EXTENDED
PRIOR TO SUCH DATE; THE COMPANY MAY BEFORE SUCH
EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD
OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT
RELEVANT SECURITIES IN PURSUANCE OF SUCH OFFER
OR AGREEMENT, NOTWITHSTANDING THAT THE AUTHORITY
HEREBY CONFERRED HAS EXPIRED
S.10 AMEND ARTICLE 2(A) OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY DELETING IT AND REPLACING IT WITH A NEW ONE Position Unknown
S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTIONS Management For *Management No
23 AND 24(1) OF THE COMPANIES AMENDMENT ACT, Position Unknown
1983 TO ALLOT EQUITY SECURITIES WITHIN THE MEANING
OF THE SAID SECTION 23 FOR CASH AS IF SECTION
23(1) OF THE SAID ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT PROVIDED THAT THIS POWER SHALL EXPIRE
ON 24 AUG 2006 UNLESS AND TO THE EXTENT THAT
SUCH AUTHORITY IS RENEWED, REVOKED OR EXTENDED
PRIOR TO SUCH DATE, SAVE THAT THE COMPANY MAY
BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT
WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES
TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH
AN OFFER OR AGREEMENT AS IF THE POWER CONFERRED
BY THIS PARAGRAPH HAD NOT EXPIRED AND PROVIDED
THAT THE MAXIMUM AMOUNT OF EQUITY SECURITIES
WITHIN THE MEANING OF THE SAID SECTION 23 WHICH
MAY BE ALLOTTED UNDER THIS AUTHORITY SHALL NOT
EXCEED IN AGGREGATE THE EQUIVALENT OF 5% OF THE
ISSUED A ORDINARY SHARE CAPITAL OF THE COMPANY
AT THE DATE HEREOF
S.11 AMEND ARTICLE 7 OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY DELETING IT AND REPLACING IT WITH A NEW ONE Position Unknown
S.12 AMEND ARTICLE 13A OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY DELETING IT AND REPLACINGIT WITH A NEW ONE Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- -----------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 95,000 95,000 95,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 05/24/2005
Issuer: 749121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LINDA G. ALVARADO Management For For
CANNON Y. HARVEY Management For For
RICHARD C. NOTEBAERT Management For For
02 MANAGEMENT PROPOSAL - RATIFICATION OF THE APPOINTMENT Management For For No
OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2005
YOUR BOARD OF DIRECTORS RECOMMENDS YOU VOTE
FOR ITEM 2.
03 STOCKHOLDER PROPOSAL - REQUESTING WE ADOPT A Shareholder Against For No
POLICY THAT ALL MEMBERS OF CERTAIN COMMITTEES
OF THE BOARD OF DIRECTORS SHALL BE INDEPENDENT
UNDER A DEFINITION OF INDEPENDENCE ADOPTED
BY THE COUNCIL OF INSTITUTIONAL INVESTORS YOUR
BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST
ITEM 3.
04 STOCKHOLDER PROPOSAL - REQUESTING WE SEEK STOCKHOLDER Shareholder Against For No
APPROVAL OF CERTAIN BENEFITS FOR SENIOR EXECUTIVES
UNDER OUR NON-QUALIFIED PENSION PLAN OR ANY SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN YOUR BOARD OF DIRECTORS
RECOMMENDS YOU VOTE AGAINST ITEM 4.
05 STOCKHOLDER PROPOSAL - REQUESTING WE ADOPT A Shareholder Against For No
POLICY WHEREBY, IN THE EVENT OF A SUBSTANTIAL
RESTATEMENT OF FINANCIAL RESULTS, OUR BOARD SHALL
REVIEW CERTAIN PERFORMANCE-BASED COMPENSATION
MADE TO EXECUTIVE OFFICERS AND PURSUE LEGAL REMEDIES
TO RECOVER SUCH COMPENSATION YOUR BOARD OF DIRECTORS
RECOMMENDS YOU VOTE AGAINST ITEM 5.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 2,750,000 2,750,000 2,750,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO TI EGM Meeting Date: 05/24/2005
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM THERE WILL BE A SECOND CALL ON 27 Position Unknown
MAY 2005. YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management No
YOU. Position Unknown
O.1 GRANT AUTHORITY TO PURCHASE OWN SHARES AS PER Management For *Management No
ARTICLE 2357 AND CONSEQUENTIAL OF THE ITALIAN Position Unknown
CIVIL CODE, NONETHELESS OF ARTICLE 132 OF LEGISLATIVE
DECREE NUMBER 58/1998
O.2 ANY ADJOURNMENT Management For *Management No
Position Unknown
E.1 APPROVE TO DECREASE STOCK CAPITAL AS PER ARTICLE Management For *Management No
2445 C.C FOR A MAXIMUM AMOUNT OF EUR 11,110,789.35 Position Unknown
THROUGH DISSOLUTION OF OWN SHARES
E.2 ANY ADJOURNMENT Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management No
OF RECORD DATE AND DETAILED AGENDA. IF YOU HAVE Position Unknown
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 26,026 26,026 26,026 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION APH Annual Meeting Date: 05/25/2005
Issuer: 032095 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RONALD P. BADIE Management For For
DEAN H. SECORD Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
PUBLIC ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 3,000 3,000 3,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHIRON CORPORATION CHIR Annual Meeting Date: 05/25/2005
Issuer: 170040 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LEWIS W. COLEMAN Management For For
J. RICHARD FREDERICKS Management For For
PAUL L. HERRLING Management For For
HOWARD H. PIEN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT AUDITORS FOR CHIRON
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 40,000 40,000 40,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/25/2005
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M.J. BOSKIN Management For For
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
H.A. MCKINNELL, JR. Management For For
M.C. NELSON Management For For
L.R. RAYMOND Management For For
W.V. SHIPLEY Management For For
R.W. TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28). Management For For No
03 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against For No
04 BOARD COMPENSATION (PAGE 31). Shareholder Against For No
05 INDUSTRY EXPERIENCE (PAGE 32). Shareholder Against For No
06 ACEH SECURITY REPORT (PAGE 33). Shareholder Against For No
07 AMENDMENT OF EEO POLICY (PAGE 34). Shareholder Against For No
08 BIODIVERSITY IMPACT REPORT (PAGE 36). Shareholder Against For No
09 CLIMATE SCIENCE REPORT (PAGE 37). Shareholder Against For No
10 KYOTO COMPLIANCE REPORT (PAGE 40). Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 340,000 340,000 340,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. GTI Annual Meeting Date: 05/25/2005
Issuer: 384313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
R. EUGENE CARTLEDGE Management For For
MARY B. CRANSTON Management For For
JOHN R.HALL Management For For
HAROLD E. LAYMAN Management For For
FERRELL P. MCCLEAN Management For For
MICHAEL C. NAHL Management For For
FRANK A. RIDDICK III Management For For
CRAIG S. SHULAR Management For For
B TO APPROVE THE GRAFTECH 2005 EQUITY INCENTIVE Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 195,000 195,000 195,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEVISION BROADCASTS LTD TVBCF.PK EGM Meeting Date: 05/25/2005
Issuer: Y85830100 ISIN: HK0511001957
SEDOL: 5274190, B01Y6R9, 6881674
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE AND RATIFY THE AGREEMENTS AS SPECIFIED Management For *Management No
AND THE TRANSACTIONS CONTEMPLATED THERE UNDER Position Unknown
AND THE CAPITAL AMOUNT AS SPECIFIED
* PLEASE NOTE THAT THE SHAREHOLDERS NEED TO FILL Non-Voting *Management No
A DECLARATION FORM FOR THEIR VOTE INSTRUCTIONS Position Unknown
TO BE ACCEPTED. THESE FORMS CONTAIN 3 SECTIONS.
SECTION A WILL BE FILLED BY THE INSTITUTION.
PLEASE FIND THE SCANNED DOCUMENTS VIA THE LINK
WW3.ICS.ADP.COM/STREETLINK_DATA/DIRY85830100/SA3D2D.PDF
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 400,000 400,000 400,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEVISION BROADCASTS LTD TVBCF.PK AGM Meeting Date: 05/25/2005
Issuer: Y85830100 ISIN: HK0511001957
SEDOL: 5274190, B01Y6R9, 6881674
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
# 224043 DUE TO CHANGE IN THE AGENDA. ALL VOTES Position Unknown
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1. RECEIVE THE COMPANY S ACCOUNTS AND THE REPORTS Management For *Management No
OF THE DIRECTORS AND THE AUDITORS FOR THE YE Position Unknown
31 DEC 2004
2. APPROVE TO SANCTION A FINAL DIVIDEND Management For *Management No
Position Unknown
3.a.1 ELECT MR. CHIEN LEE AS A DIRECTOR Management For *Management No
Position Unknown
3.a.2 ELECT MR. LOUIS PAGE AS A DIRECTOR Management For *Management No
Position Unknown
3.a.3 ELECT DR. CHOW YEI CHING AS A DIRECTOR Management For *Management No
Position Unknown
3.b FIX DIRECTORS REMUNERATION. Management For *Management No
Position Unknown
4. APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS Management For *Management No
Position Unknown
TO FIX THEIR REMUNERATION
5.I AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management For *Management No
OF ALL PREVIOUS AUTHORITIES, DURING OR AFTER Position Unknown
THE RELEVANT PERIOD, TO ALLOT, ISSUE AND DEAL
WITH UNISSUED SHARES IN THE CAPITAL OF THE COMPANY
AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND OTHER RIGHTS, OR ISSUE SECURITIES, WHICH
MIGHT REQUIRE THE EXERCISE OF SUCH POWERS BE
GENERALLY AND UNCONDITIONALLY APPROVED; THE AGGREGATE
NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED
OR ISSUED WHETHER PURSUANT TO AN OPTION OR OTHERWISE
BY THE DIRECTORS OF THE COMPANY, OTHERWISE THAN
PURSUANT TO I) A RIGHTS ISSUE; OR II) ANY SCRIP
DIVIDEND OR SIMILAR ARRANGEMENT PROVIDING FOR
ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART
OF A DIVIDEND ON THE ORDINARY SHARES IN THE COMPANY
SUCH ORDINARY SHARES BEING DEFINED IN THIS AND
THE FOLLOWING RESOLUTION 5.II, SHARES IN ACCORDANCE
WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY,
SHALL NOT EXCEED THE AGGREGATE OF: I) 10% OF
THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL
OF THE COMPANY IN ISSUE AT THE DATE OF PASSING
OF THIS RESOLUTION; AND II) IF THE DIRECTORS
OF THE COMPANY ARE SO AUTHORIZED BY A SEPARATE
ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE
COMPANY THE NOMINAL AMOUNT OF ANY SHARE CAPITAL
OF THE COMPANY REPURCHASED BY THE COMPANY SUBSEQUENT
TO THE PASSING OF THIS RESOLUTION UP TO A MAXIMUM
EQUIVALENT TO 10% OF THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE
AT THE DATE OF PASSING OF THIS RESOLUTION; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR THE EXPIRY OF THE
PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY
IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF
THE COMPANY OR ANY OTHER APPLICABLE LAW TO BE
HELD
5.II AUTHORIZE THE DIRECTORS OF THE COMPANY, DURING Management For *Management No
THE RELEVANT PERIOD OF ALL POWERS OF THE COMPANY Position Unknown
TO PURCHASE SHARES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED OR ANY OTHER STOCK EXCHANGE ON WHICH
THE SHARES MAY BE LISTED AND RECOGNIZED BY THE
SECURITIES AND FUTURES COMMISSION AND THE STOCK
EXCHANGE OF HONG KONG LIMITED; THE AGGREGATE
NOMINAL AMOUNT OF SHARES WHICH MAY BE PURCHASED
BY THE COMPANY SHALL NOT EXCEED 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF
THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION
AND THE APPROVAL AS SPECIFIED SHALL BE LIMITED
ACCORDINGLY; AUTHORITY EXPIRES THE EARLIER OF
THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE EXPIRY OF THE PERIOD WITHIN WHICH THE
NEXT AGM OF THE COMPANY IS REQUIRED BY THE ARTICLES
OF ASSOCIATION OF THE COMPANY OR ANY OTHER APPLICABLE
LAW TO BE HELD
5.III AUTHORIZE THE DIRECTORS OF THE COMPANY, REFERRED Management For *Management No
TO IN RESOLUTION 5.I IN RESPECT OF THE SHARE Position Unknown
CAPITAL OF THE COMPANY AS SPECIFIED
* PLEASE NOTE THAT THE SHAREHOLDERS NEED TO FILL Non-Voting *Management No
A DECLARATION FORM FOR THEIR VOTE INSTRUCTIONS Position Unknown
TO BE ACCEPTED. THESE FORMS CONTAIN 3 SECTIONS.
SECTION A WILL BE FILLED BY THE INSTITUTION.
PLEASE FIND THE SCANNED DOCUMENTS VIA THE LINK;
WW3.ICS.ADP.COM/STREETLINK_DATA/DIRY85830100/SA3D2D.PDF
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 400,000 400,000 400,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THORATEC CORPORATION THOR Annual Meeting Date: 05/25/2005
Issuer: 885175 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. DONALD HILL Management For For
D. KEITH GROSSMAN Management For For
HOWARD E. CHASE Management For For
J. DANIEL COLE Management For For
NEIL F. DIMICK Management For For
WILLIAM M. HITCHCOCK Management For For
GEORGE W. HOLBROOK, JR. Management For For
DANIEL M. MULVENA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 307 30,000 30,000 30,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN Annual Meeting Date: 05/26/2005
Issuer: 17453B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JERRY ELLIOTT Management For For
LAWTON WEHLE FITT Management For For
STANLEY HARFENIST Management For For
WILLIAM M. KRAUS Management For For
SCOTT N. SCHNEIDER Management For For
LARRAINE D. SEGIL Management For For
ROBERT A. STANGER Management For For
EDWIN TORNBERG Management For For
DAVID H. WARD Management For For
MYRON A. WICK, III Management For For
MARY AGNES WILDEROTTER Management For For
02 TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE Management For For No
CITIZENS COMMUNICATIONS COMPANY AMENDED AND RESTATED
2000 EQUITY INCENTIVE PLAN TO REMOVE THE 2,500,000
SHARE SUB-LIMIT FOR STOCK-BASED AWARDS OTHER
THAN STOCK OPTIONS, WITHOUT INCREASING THE TOTAL
NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER
THE 2000 PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2005.
04 TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY Management For For No
BE BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT OF THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 290,000 290,000 290,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. DQE Annual Meeting Date: 05/26/2005
Issuer: 266233 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SIGO FALK Management For For
DAVID M. KELLY Management For For
JOHN D. TURNER Management For For
02 RATIFICATION OF AUDITORS DELOITTE & TOUCHE LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 110,000 110,000 110,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP Annual Meeting Date: 05/26/2005
Issuer: 28336L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JUAN CARLOS BRANIFF Management For For
JAMES L. DUNLAP Management For For
DOUGLAS L. FOSHEE Management For For
ROBERT W. GOLDMAN Management For For
ANTHONY W. HALL, JR. Management For For
THOMAS R. HIX Management For For
WILLIAM H. JOYCE Management For For
RONALD L. KUEHN, JR. Management For For
J. MICHAEL TALBERT Management For For
ROBERT F. VAGT Management For For
JOHN L. WHITMIRE Management For For
JOE B. WYATT Management For For
02 APPROVAL OF EL PASO CORPORATION 2005 COMPENSATION Management Against Against No
PLAN FOR NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF EL PASO CORPORATION 2005 OMNIBUS Management Against Against No
INCENTIVE COMPENSATION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 250,000 250,000 250,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON HOTELS CORPORATION HLT Annual Meeting Date: 05/26/2005
Issuer: 432848 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN F. BOLLENBACH Management For For
BARBARA BELL COLEMAN Management For For
BENJAMIN V. LAMBERT Management For For
JOHN L. NOTTER Management For For
PETER V. UEBERROTH Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005
03 A STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER Shareholder Against For No
APPROVAL OF SEVERANCE AGREEMENTS
04 A STOCKHOLDER PROPOSAL CONCERNING VOTING STANDARDS Shareholder Against For No
FOR THE ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 690,000 690,000 690,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KATY INDUSTRIES, INC. KT Annual Meeting Date: 05/26/2005
Issuer: 486026 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
03 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shareholder For Against No
REGARDING KATY S STOCKHOLDER RIGHTS AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 150,000 150,000 150,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED PTR Annual Meeting Date: 05/26/2005
Issuer: 71646E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD Management For *Management No
OF DIRECTORS OF THE COMPANY FOR THE YEAR 2004. Position Unknown
02 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY Management For *Management No
COMMITTEE OF THE COMPANY FOR THE YEAR 2004. Position Unknown
03 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Management For *Management No
STATEMENTS OF THE COMPANY FOR THE YEAR 2004. Position Unknown
04 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT Management For *Management No
OF A FINAL DIVIDEND. Position Unknown
05 TO CONSIDER AND APPROVE THE AUTHORISATION OF Management For *Management No
THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION Position Unknown
OF INTERIM DIVIDEND FOR THE YEAR 2005.
06 TO CONSIDER AND APPROVE THE CONTINUATION OF APPOINTMENT Management For *Management No
OF PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS, Position Unknown
AS THE INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS
ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC
ACCOUNTANTS, AS THE DOMESTIC AUDITORS.
07 TO CONSIDER AND APPROVE THE AMENDMENTS TO THE Management For *Management No
ARTICLES OF ASSOCIATION OF THE COMPANY. Position Unknown
08 TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS Management For *Management No
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC Position Unknown
SHARES AND OVERSEAS LISTED FOREIGN SHARES.
09 TO CONSIDER AND APPROVE OTHER MATTERS, IF ANY. Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 200 200 200 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIACOM INC. VIA Annual Meeting Date: 05/26/2005
Issuer: 925524 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE S. ABRAMS Management For For
DAVID R. ANDELMAN Management For For
JOSEPH A. CALIFANO, JR. Management For For
WILLIAM S. COHEN Management For For
PHILIPPE P. DAUMAN Management For For
ALAN C. GREENBERG Management For For
CHARLES E. PHILLIPS JR. Management For For
SHARI REDSTONE Management For For
SUMNER M. REDSTONE Management For For
FREDERIC V. SALERNO Management For For
WILLIAM SCHWARTZ Management For For
ROBERT D. WALTER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2005.
03 APPROVAL OF THE AMENDED AND RESTATED VIACOM INC. Management For For No
SENIOR EXECUTIVE SHORT-TERM INCENTIVE PLAN.
04 APPROVAL OF THE VIACOM INC. 2005 RSU PLAN FOR Management For For No
OUTSIDE DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 100 835,000 835,000 835,000 5/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA TEF OGM Meeting Date: 05/30/2005
Issuer: E90183182 ISIN: ES0178430E18
SEDOL: 6167460, B0389V4, 2608413, 5732524, 5786930, 0798394, 5720972, 573632
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
31 MAY 2005 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE ALSO BE ADVISED THAT ADDITIONAL
INFORMATION CONCERNING TELEFONICA SA CAN ALSO
BE VIEWED ON THE COMPANY S WEBSITE: HTTP://WWW.TELEFONICA.ES.
THANK YOU.
1. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management No
ANNUAL ACCOUNTS AND MANAGEMENT REPORT OF TELEFONICA, Position Unknown
S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES,
AS WELL AS THE PROPOSAL FOR THE APPLICATION OF
THE RESULTS OF TELEFONICA, S.A., AND THAT OF
THE MANAGEMENT OF THE COMPANY S BOARD OF DIRECTORS,
ALL FOR THE 2004 FINANCIAL YEAR.
2. SHAREHOLDER REMUNERATION: A) DISTRIBUTION OF Management For *Management No
DIVIDENDS WITH A CHARGE TO THE ADDITIONAL PAID- Position Unknown
IN CAPITAL RESERVE AND B) EXTRAORDINARY NON-CASH
DISTRIBUTION OF ADDITIONAL PAID- IN CAPITAL.
3. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management No
PROPOSED MERGER OF TELEFONICA, S.A. AND TERRA Position Unknown
NETWORKS, S.A. AND APPROVAL, AS THE MERGER BALANCE
SHEET, OF TELEFONICA, S.A. S BALANCE SHEET CLOSED
ON DECEMBER 31, 2004. APPROVAL OF MERGER BETWEEN
TELEFONICA, S.A. AND TERRA NETWORKS, S.A. BY
MEANS OF THE ABSORPTION OF THE LATTER BY THE
FORMER, WITH THE EXTINCTION OF TERRA NETWORKS,
S.A. AND THE EN BLOC TRANSFER OF ALL OF ITS ASSETS
AND LIABILITIES TO TELEFONICA, S.A., WITH THE
PROVISION THAT THE EXCHANGE SHALL BE SATISFIED
THROUGH THE DELIVERY OF TREASURY SHARES OF TELEFONICA
S.A., ALL IN ACCORDANCE WITH THE PROVISIONS OF
THE MERGER PLAN. APPLICATION OF THE SPECIAL TAX
REGIME SET FORTH IN CHAPTER VIII OF TITLE VII
OF THE RESTATED TEXT OF THE CORPORATE INCOME
TAX LAW IN CONNECTION WITH THE MERGER. ESTABLISHMENT
OF PROCEDURES TO FACILITATE THE EXCHANGE OF SHARES.
DELEGATION OF POWERS.
4. APPOINTMENT OF DIRECTORS. Management For *Management No
Position Unknown
5. DESIGNATION OF THE ACCOUNTS AUDITOR FOR TELEFONICA, Management For *Management No
S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES, Position Unknown
UNDER THE PROVISIONS OF ARTICLE 42 OF THE SPANISH
COMMERCE CODE (CODIGO DE COMERCIO) AND ARTICLE
204 OF THE SPANISH CORPORATIONS ACT (LEY DE SOCIEDADES
ANONIMAS).
6. AUTHORIZATION FOR THE ACQUISITION OF TREASURY Management For *Management No
STOCK, DIRECTLY OR THROUGH GROUP COMPANIES. Position Unknown
7. REDUCTION OF SHARE CAPITAL THROUGH THE AMORTIZING Management For *Management No
OF TREASURY STOCK, WITH THE EXCLUSION OF THE Position Unknown
RIGHT TO OPPOSITION BY CREDITORS, THROUGH THE
REDRAFTING OF THE ARTICLE IN THE BYLAWS THAT
REFERS TO THE SHARE CAPITAL.
8. DELEGATION OF POWERS TO FORMALIZE, CONSTRUE, Management For *Management No
CORRECT AND EXECUTE THE RESOLUTIONS ADOPTED BY Position Unknown
THE ANNUAL GENERAL SHAREHOLDERS MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 95,000 95,000 95,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. MHS Annual Meeting Date: 05/31/2005
Issuer: 58405U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN L. CASSIS Management For For
MICHAEL GOLDSTEIN Management For For
BLENDA J. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
03 PROPOSAL TO APPROVE THE 2002 STOCK INCENTIVE Management For For No
PLAN, AS AMENDED.
04 PROPOSAL TO APPROVE THE 2003 EMPLOYEE STOCK PURCHASE Management For For No
PLAN, AS AMENDED.
05 PROPOSAL TO APPROVE THE EXECUTIVE INCENTIVE COMPENSATION Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 118,000 118,000 118,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF Annual Meeting Date: 05/31/2005
Issuer: 879382 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT Management For For No
REPORT OF TELEFONICA, S.A., AND OF ITS CONSOLIDATED
GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR
THE APPLICATION OF THE RESULTS OF TELEFONICA,
S.A., AND THAT OF THE MANAGEMENT OF ITS BOARD
OF DIRECTORS CORRESPONDING TO THE FISCAL YEAR
2004.
02 APPROVAL OF THE SHAREHOLDER REMUNERATION: A) Management For For No
DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO THE
ADDITIONAL PAID-IN CAPITAL RESERVE AND B) EXTRAORDINARY
NON-CASH DISTRIBUTIONS OF ADDITIONAL PAID-IN CAPITAL.
03 APPROVAL OF THE MERGER PLAN BETWEEN TELEFONICA, Management For For No
S.A. AND TERRA NETWORKS, S.A. AND APPROVAL, AS
THE MERGER BALANCE SHEET, OF TELEFONICA S.A.
S BALANCE SHEET CLOSED AS OF DECEMBER 31, 2004,
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
04 APPROVAL OF THE APPOINTMENT OF DIRECTORS. Management For For No
05 APPROVAL OF THE DESIGNATION OF THE ACCOUNTS AUDITOR Management For For No
FOR TELEFONICA S.A. AND ITS CONSOLIDATED GROUP
OF COMPANIES.
06 APPROVAL OF THE AUTHORIZATION FOR THE ACQUISITION Management For For No
OF TREASURY STOCK.
07 APPROVAL OF THE REDUCTION OF SHARE CAPITAL THROUGH Management For For No
THE AMORTIZATION OF TREASURY STOCK.
08 DELEGATION OF POWERS FOR THE FORMALIZING, INTERPRETING, Management For For No
CORRECTING AND EXECUTING OF THE RESOLUTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 208 95,000 95,000 95,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION CMCSA Annual Meeting Date: 06/01/2005
Issuer: 20030N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
S. DECKER ANSTROM Management For For
KENNETH J. BACON Management For For
SHELDON M. BONOVITZ Management For For
EDWARD D. BREEN Management For For
JULIAN A. BRODSKY Management For For
JOSEPH L. CASTLE, II Management For For
JOSEPH J. COLLINS Management For For
J. MICHAEL COOK Management For For
BRIAN L. ROBERTS Management For For
RALPH J. ROBERTS Management For For
DR. JUDITH RODIN Management For For
MICHAEL I. SOVERN Management For For
02 INDEPENDENT AUDITORS. Management For For No
03 2002 RESTRICTED STOCK PLAN. Management For For No
04 DISCLOSE POLITICAL CONTRIBUTIONS. Shareholder Against For No
05 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT HAVE Shareholder Against For No
MANAGERIAL RESPONSIBILITIES.
06 ELIMINATE SHAREHOLDER RIGHTS PLAN UNLESS SHAREHOLDER Shareholder For Against No
APPROVAL IS RECEIVED.
07 ADOPT A RECAPITALIZATION PLAN. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 285,000 285,000 285,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED IR Annual Meeting Date: 06/01/2005
Issuer: G4776G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A.C. BERZIN Management For For
H.L. HENKEL Management For For
H.W. LICHTENBERGER Management For For
T.L. WHITE Management For For
02 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS Management For For No
TO ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS.
03 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS Management Against Against No
TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS.
04 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For For No
OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 12,000 12,000 12,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV Annual Meeting Date: 06/01/2005
Issuer: 25459L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RALPH F. BOYD, JR. Management For For
JAMES M. CORNELIUS Management For For
DAVID F. DEVOE Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For No
ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 275,000 275,000 275,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTSON'S, INC. ABS Annual Meeting Date: 06/02/2005
Issuer: 013104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HENRY I. BRYANT Management For For
BONNIE G. HILL Management For For
LAWRENCE R. JOHNSTON Management For For
KATHI P. SEIFERT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For For No
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For No
FOR DIRECTOR ELECTIONS.
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For No
VOTING.
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shareholder Against For No
AGREEMENTS.
06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For No
CHAIRMAN.
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY Shareholder Against For No
GRANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 160,000 160,000 160,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA EAST COAST INDUSTRIES, INC. FLA Annual Meeting Date: 06/02/2005
Issuer: 340632 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT D. FAGAN Management For For
DAVID M. FOSTER Management For For
ALLEN C. HARPER Management For For
ADOLFO HENRIQUES Management For For
JAMES E. JORDAN Management For For
GILBERT H. LAMPHERE Management For For
JOSEPH NEMEC Management For For
JORGE PEREZ Management For For
JAMES J. PIECZYNSKI Management For For
WELLFORD L. SANDERS JR. Management For For
02 THE APPROVAL OF THE AMENDED AND RESTATED FLORIDA Management Against Against No
EAST COAST INDUSTRIES 2002 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 108 120,082 120,082 120,082 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST Annual Meeting Date: 06/02/2005
Issuer: 36866W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE AMENDMENTS TO THE COMPANY S CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO DECLASSIFY THE BOARD
OF DIRECTORS SO THAT ALL DIRECTORS ARE ELECTED
ANNUALLY.
02 DIRECTOR Management For No
RICHARD BATTISTA Management For For
K. RUPERT MURDOCH Management For For
RUTHANN QUINDLEN Management For For
03 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 600,000 600,000 600,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. BIIB Annual Meeting Date: 06/03/2005
Issuer: 09062X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS F. KELLER Management For For
WILLIAM H. RASTETTER Management For For
LYNN SCHENK Management For For
PHILLIP A. SHARP Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
03 TO APPROVE OUR 2005 OMNIBUS EQUITY PLAN. Management Against Against No
04 TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR Management For For No
1995 EMPLOYEE STOCK PURCHASE PLAN, INCLUDING
AN INCREASE IN THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE UNDER THE PLAN FROM 4,170,000 SHARES
TO 6,170,000 SHARES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 44,000 44,000 44,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWERS FOODS, INC. FLO Annual Meeting Date: 06/03/2005
Issuer: 343498 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
B.H. GRISWOLD, IV* Management For For
J.L. LANIER, JR.* Management For For
J.M. WARD* Management For For
C.M. WOOD III* Management For For
M.A. FERNANDEZ** Management For For
M.T. STITH** Management For For
02 TO APPROVE OUR 2001 EQUITY AND PERFORMANCE INCENTIVE Management Against Against No
PLAN, AS AMENDED AND RESTATED AS OF FEBRUARY
11, 2005.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FLOWERS
FOODS, INC. FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 270,000 270,000 270,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PULITZER INC. PTZ Special Meeting Date: 06/03/2005
Issuer: 745769 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 29, 2005, BY AND AMONG PULITZER
INC., LEE ENTERPRISES, INCORPORATED AND LP ACQUISITION
CORP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 195,000 195,000 195,000 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CALAMOS ASSET MANAGEMENT, INC. CLMS Annual Meeting Date: 06/07/2005
Issuer: 12811R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ARTHUR L. KNIGHT Management For For
G. BRADFORD BULKLEY Management For For
RICHARD W. GILBERT Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 7,500 7,500 7,500 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBALSANTAFE CORPORATION GSF Annual Meeting Date: 06/07/2005
Issuer: G3930E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD L. GEORGE Management For For
ROBERT E. ROSE Management For For
STEPHEN J. SOLARZ Management For For
NADER H. SULTAN Management For For
02 PROPOSAL TO AMEND THE COMPANY S 2003 LONG-TERM Management For For No
INCENTIVE PLAN TO REDUCE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND INCREASE
THE NUMBER OF SUCH SHARES AVAILABLE FOR FULL-VALUE
STOCK AWARDS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 40,625 40,625 40,625 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG Annual Meeting Date: 06/07/2005
Issuer: 492386 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM F. WALLACE Management For For
IAN L. WHITE-THOMSON Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 APPROVAL OF 2005 LONG TERM INCENTIVE PLAN. Management Against Against No
04 APPROVAL TO AMEND THE AMENDED AND RESTATED CERTIFICATION Management For For No
OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK FROM 300,000,000 TO 500,000,000.
05 STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT Shareholder Against For No
OF AN OFFICE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
ASSET FUND 997G001 107 100,000 100,000 100,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. PRU Annual Meeting Date: 06/07/2005
Issuer: 744320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES G. CULLEN Management For For
JAMES A. UNRUH Management For For
GORDON M. BETHUNE Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2005.
03 APPROVAL TO AMEND THE COMPANY S CERTIFICATE OF Management For For No
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 APPROVAL OF THE PRUDENTIAL FINANCIAL, INC. EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 2,500 2,500 2,500 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2005
Issuer: 25179M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN A. HILL Management For For
WILLIAM J. JOHNSON Management For For
ROBERT A. MOSBACHER JR. Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For For No
S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2005
03 ADOPTION OF THE DEVON ENERGY CORPORATION 2005 Management Against Against No
LONG-TERM INCENTIVE PLAN
04 REVISED DIRECTOR ELECTION VOTE STANDARD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 124,000 124,000 124,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/08/2005
Issuer: 530718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID E. RAPLEY Management For For
LARRY E. ROMRELL Management For For
02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 105 4,650,000 4,650,000 4,650,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MET-PRO CORPORATION MPR Annual Meeting Date: 06/08/2005
Issuer: 590876 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL J. MORRIS Management For For
C.N. PAPADAKIS Management For For
02 PROPOSAL TO APPROVE THE ADOPTION OF THE MET-PRO Management Against Against No
2005 EQUITY INCENTIVE PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF MARGOLIS Management For For No
& COMPANY P.C. AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS
04 SHAREHOLDER PROPOSAL PERTAINING TO BOARD DIVERSITY Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 306 35,900 35,900 35,900 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AVIALL, INC. AVL Annual Meeting Date: 06/09/2005
Issuer: 05366B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD J. SCHNIEDERS Management For For
BRUCE N. WHITMAN Management For For
ALLAN M. HOLT Management For For
CHRIS A. DAVIS Management For For
02 APPROVAL OF THE AVIALL, INC. MANAGEMENT INCENTIVE Management For For No
PLAN
03 APPROVAL OF THE AMENDMENT TO THE AMENDED AND Management Against Against No
RESTATED 1998 DIRECTORS STOCK PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 75,000 75,000 75,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGY EAST CORPORATION EAS Annual Meeting Date: 06/09/2005
Issuer: 29266M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN T. CARDIS Management For For
JOSEPH J. CASTIGLIA Management For For
LOIS B. DEFLEUR Management For For
G. JEAN HOWARD Management For For
DAVID M. JAGGER Management For For
SETH A. KAPLAN Management For For
BEN E. LYNCH Management For For
PETER J. MOYNIHAN Management For For
WALTER G. RICH Management For For
WESLEY W. VON SCHACK Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 150,000 150,000 150,000 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JUPITERMEDIA CORPORATION JUPM Annual Meeting Date: 06/09/2005
Issuer: 48207D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALAN M. MECKLER Management For For
CHRISTOPHER S. CARDELL Management For For
MICHAEL J. DAVIES Management For For
GILBERT F. BACH Management For For
WILLIAM A. SHUTZER Management For For
JOHN R. PATRICK Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 48,000 48,000 48,000 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PAXSON COMMUNICATIONS CORPORATION PAX Annual Meeting Date: 06/10/2005
Issuer: 704231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DEAN M. GOODMAN Management For For
W. LAWRENCE PATRICK Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS THE COMPANY S INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 70,000 70,000 70,000 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC. CWTR Annual Meeting Date: 06/11/2005
Issuer: 193068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CURT HECKER AS CLASS I DIRECTOR. Management For For No
1B ELECTION OF GEORGIA SHONK-SIMMONS AS CLASS I DIRECTOR. Management For For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For No
COMPANY S 1996 STOCK OPTION/STOCK ISSUANCE PLAN.
03 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
CRITERIA FOR EXECUTIVE INCENTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JANUARY 28, 2006.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 20,250 20,250 20,250 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 06/14/2005
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 17, 2005, AMONG LIBERTY MEDIA
INTERNATIONAL, INC., THE COMPANY, LIBERTY GLOBAL,
INC., CHEETAH ACQUISITION CORP. AND TIGER GLOBAL
ACQUISITION CORP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 508 605,000 605,000 605,000 6/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA INTERNATIONAL, INC. L Annual Meeting Date: 06/15/2005
Issuer: 530719 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 17, 2005, AMONG LIBERTY MEDIA
INTERNATIONAL, INC., UNITEDGLOBALCOM INC., LIBERTY
GLOBAL, INC., CHEETAH ACQUISITION CORP. AND TIGER
GLOBAL ACQUISITION CORP.
02 DIRECTORS Management For No
DAVID E. RAPLEY Management For For
LARRY E. ROMRELL Management For For
03 APPROVAL OF THE LIBERTY MEDIA INTERNATIONAL, Management Against Against No
INC. 2004 INCENTIVE PLAN (AS AMENDED AND RESTATED
EFFECTIVE MARCH 9, 2005).
04 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 285,000 285,000 285,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V. OFIX Annual Meeting Date: 06/15/2005
Issuer: N6748L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES W. FEDERICO Management For For
JAMES F. GERO Management For For
ROBERT GAINES-COOPER Management For For
JERRY C. BENJAMIN Management For For
PETER J. HEWETT Management For For
WALTER P. VON WARTBURG Management For For
THOMAS J. KESTER Management For For
KENNETH R. WEISSHAAR Management For For
GUY J. JORDAN Management For For
STEFAN WIDENSOHLER Management For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE ARTICLES Management For For No
OF ASSOCIATION (ARTICLE 10 AND ARTICLE 11).
03 PROPOSAL TO APPROVE BALANCE SHEET AND INCOME Management For For No
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER
31, 2004.
04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For No
AS INDEPENDENT AUDITORS FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 15,000 15,000 15,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED HPC Annual Meeting Date: 06/16/2005
Issuer: 427056 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANNA CHENG CATALANO Management For For
BURTON M. JOYCE Management For For
JEFFREY M. LIPTON Management For For
JOHN K. WULFF Management For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 106 310,000 310,000 310,000 6/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COCA-COLA HBC S.A. CCH Annual Meeting Date: 06/17/2005
Issuer: 1912EP ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 SUBMISSION OF THE MANAGEMENT REPORT BY THE BOARD Management For For No
AND OF THE AUDIT CERTIFICATE OF THE CHARTERED
AUDITOR.
02 SUBMISSION AND APPROVAL OF THE COMPANY S ANNUAL Management For For No
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED
31.12.2004.
03 RELEASE OF THE MEMBERS OF THE BOARD AND THE AUDITORS Management For For No
FROM ANY LIABILITY FOR THEIR ACTIVITY DURING
FISCAL YEAR ENDED 31.12.2004
04 APPROVAL OF THE REMUNERATION OF THE MEMBERS OF Management For For No
THE BOARD FOR THEIR PARTICIPATION IN THE MEETINGS
OF THE BOARD AND THEIR SERVICES TO THE COMPANY.
05 ELECTION OF STATUTORY AUDITORS FOR THE FISCAL Management For For No
YEAR 2005 (1.1.2005-31.12.2005) AND DETERMINATION
OF THEIR FEES.
06 APPROVAL OF DISTRIBUTION OF PROFITS (DIVIDEND) Management For For No
FOR THE FISCAL YEAR 2004.
07 ELECTION OF BOARD OF DIRECTORS. Management For For No
08 APPROVAL OF A STOCK OPTION PLAN FOR EMPLOYEES Management For For No
OF THE COMPANY AND ITS AFFILIATES, IN ACCORDANCE
WITH ARTICLE 13 PARA. 9 OF CODIFIED LAW 2190/1920.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 104 11,000 11,000 11,000 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC. CVCO Annual Meeting Date: 06/21/2005
Issuer: 149568 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOSEPH H. STEGMAYER Management For For
MICHAEL H. THOMAS Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
AUDITOR FOR FISCAL 2006.
03 APPROVAL OF THE CAVCO INDUSTRIES, INC. 2005 STOCK Management For For No
INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 107 32,200 32,200 32,200 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION SNE Annual Meeting Date: 06/22/2005
Issuer: 835699 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
C1 TO AMEND A PART OF THE ARTICLES OF INCORPORATION. Management For For No
C2 TO ELECT 12 DIRECTORS. Management For For No
C3 TO ISSUE STOCK ACQUISITION RIGHTS FOR SHARES Management For For No
OF COMMON STOCK OF THE CORPORATION FOR THE PURPOSE
OF GRANTING STOCK OPTIONS.
S4 TO AMEND THE ARTICLES OF INCORPORATION WITH RESPECT Shareholder Against For No
TO DISCLOSURE TO SHAREHOLDERS REGARDING REMUNERATION
PAID TO EACH DIRECTOR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 307 110,000 110,000 110,000 6/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EBAY INC. EBAY Annual Meeting Date: 06/23/2005
Issuer: 278642 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FRED D. ANDERSON Management For For
EDWARD W. BARNHOLT Management For For
SCOTT D. COOK Management For For
ROBERT C. KAGLE Management For For
02 TO APPROVE OUR EBAY INCENTIVE PLAN IN ORDER TO Management For For No
QUALIFY IT UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
03 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO INCREASE THE AUTHORIZED NUMBER
OF SHARES OF COMMON STOCK FROM 1,790,000,000
TO 3,580,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2005.
05 STOCKHOLDER PROPOSAL REGARDING GRANTING OF PERFORMANCE-VESTING Shareholder Against For No
SHARES TO SENIOR EXECUTIVES.
06 STOCKHOLDER PROPOSAL REGARDING THE VOTING STANDARD Shareholder Against For No
FOR DIRECTOR ELECTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 103 1,600 1,600 1,600 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. KR Annual Meeting Date: 06/23/2005
Issuer: 501044 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shareholder Against For No
TO RECOMMEND FEASIBILITY REPORT ON SUPPLIERS
CONTROLLED-ATMOSPHERE KILLING OF CHICKENS. F
06 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shareholder Against For No
TO RECOMMEND SHAREHOLDER APPROVAL OF SEVERANCE
AGREEMENTS.
01 DIRECTOR Management For No
ROBERT D. BEYER Management For For
JOHN T. LAMACCHIA Management For For
EDWARD M. LIDDY Management For For
KATHERINE D. ORTEGA Management For For
BOBBY S. SHACKOULS Management For For
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Against No
03 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. Management For For No
04 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shareholder Against For No
TO AMEND REGULATIONS TO ELIMINATE THE SUPER-MAJORITY
SHAREHOLDER APPROVAL REQUIREMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 120,000 120,000 120,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. CZR Annual Meeting Date: 06/24/2005
Issuer: 127687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN F. BOLLENBACH Management For For
WALLACE R. BARR Management For For
PETER G. ERNAUT Management For For
WILLIAM BARRON HILTON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 101 160,000 160,000 160,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION KYO Annual Meeting Date: 06/28/2005
Issuer: 501556 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE PROPOSED APPROPRIATION OF RETAINED Management For For No
EARNINGS FOR THE FISCAL 2005
02 APPROVAL OF THE AMENDMENTS OF THE ARTICLES OF Management For For No
INCORPORATION.
03 DIRECTOR Management For No
KENSUKE ITOH Management For For
YASUO NISHIGUCHI Management For For
MASAHIRO UMEMURA Management For For
MICHIHISA YAMAMOTO Management For For
YUZO YAMAMURA Management For For
NAOYUKI MORITA Management For For
KOJI SEKI Management For For
NOBORU NAKAMURA Management For For
ISAO KISHIMOTO Management For For
HISAO HISAKI Management For For
RODNEY N. LANTHORNE Management For For
JOHN S. GILBERTSON Management For For
MAKOTO KAWAMURA Management For For
04 ELECTION OF TWO (2) CORPORATE AUDITORS. (PLEASE Management For For No
SEE PAGE 9 OF THE NOTICE) (A) YOSHIHIKO NISHIKAWA
(B) SHIGEKAZU TAMURA
05 APPROVAL OF THE PAYMENT OF RETIREMENT ALLOWANCE Management For For No
TO A RETIRING DIRECTOR. (PLEASE SEE PAGE 10 OF
THE NOTICE)
06 APPROVAL OF THE PAYMENT OF RETIREMENT ALLOWANCES Management For For No
TO A RETIRING CORPORATE AUDITOR. (PLEASE SEE
PAGE 10 OF THE NOTICE)
07 APPROVAL OF REVISION OF THE AMOUNT OF REMUNERATION Management For For No
TO DIRECTORS (PLEASE SEE PAGE 11 OF THE NOTICE)
08 APPROVAL OF THE ISSUANCE OF STOCK ACQUISITION Management For For No
RIGHTS FOR GRANTING STOCK OPTION. (PLEASE SEE
PAGES 11-13 OF THE NOTICE)
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 203 13,000 13,000 13,000 6/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM COMPANY RD Annual Meeting Date: 06/28/2005
Issuer: 780257 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 ANNUAL ACCOUNTS 2004 Management For For No
03B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR Management For For No
2004
04A DISCHARGE OF THE MANAGING DIRECTORS Management For For No
4B DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD Management For For No
05 APPOINTMENT OF MR. L.R. RICCIARDI AS A MEMBER Management For For No
OF THE SUPERVISORY BOARD
06 AUTHORIZATION FOR THE ACQUISITION OF ORDINARY Management For For No
SHARES
07 CANCELLATION OF THE ORDINARY SHARES HELD BY THE Management For For No
COMPANY
9B APPROVAL OF THE IMPLEMENTATION AGREEMENT Management For For No
10 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Management For For No
OF THE COMPANY
11A APPOINTMENT OF MR A.G. JACOBS AS A NON-EXECUTIVE Management For For No
DIRECTOR
11B APPOINTMENT OF MS CH. MORIN-POSTEL AS A NON-EXECUTIVE Management For For No
DIRECTOR
11C APPOINTMENT OF MR A.A. LOUDON AS A NON-EXECUTIVE Management For For No
DIRECTOR
11D APPOINTMENT OF MR L.R. RICCIARDI AS A NON-EXECUTIVE Management For For No
DIRECTOR
12 ADOPTION OF THE REMUNERATION POLICY FOR THE BOARD Management For For No
OF DIRECTORS
13 APPROVAL OF AMENDED LONG-TERM INCENTIVE PLAN Management For For No
14 APPROVAL OF AMENDED RESTRICTED SHARE PLAN Management For For No
15 APPROVAL OF AMENDED DEFERRED BONUS PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 804 20,000 20,000 20,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SIX FLAGS, INC. PKS Annual Meeting Date: 06/28/2005
Issuer: 83001P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KIERAN E. BURKE Management For For
PAUL A. BIDDELMAN Management For For
JAMES F. DANNHAUSER Management For For
MICHAEL E. GELLERT Management For For
FRANCOIS LETACONNOUX Management For For
ROBERT J. MCGUIRE Management For For
STANLEY S. SHUMAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 150 MILLION TO 210 MILLION SHARES.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 109 220,000 220,000 220,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTEL NETWORKS CORPORATION NT Annual Meeting Date: 06/29/2005
Issuer: 656568 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
013 SHAREHOLDER PROPOSAL NO. 9 Shareholder Against For No
014 SHAREHOLDER PROPOSAL NO. 10 Shareholder Against For No
015 SHAREHOLDER PROPOSAL NO. 11 Shareholder Against For No
01 DIRECTOR Management For No
JALYNN H. BENNETT Management For For
DR. MANFRED BISCHOFF Management For For
ROBERT E. BROWN Management For For
JOHN E. CLEGHORN Management For For
HON. JAMES B. HUNT, JR. Management For For
ROBERT A. INGRAM Management For For
JOHN A. MACNAUGHTON Management For For
HON. JOHN P. MANLEY Management For For
RICHARD D. MCCORMICK Management For For
RONALD W. OSBORNE Management For For
WILLIAM A. OWENS Management For For
HARRY J. PEARCE Management For For
3 THE ADOPTION OF THE NORTEL U.S. STOCK PURCHASE Management For For No
PLAN, THE NORTEL GLOBAL STOCK PURCHASE PLAN,
AND THE NORTEL STOCK PURCHASE PLAN FOR MEMBERS
OF THE NORTEL SAVINGS AND RETIREMENT PROGRAM.
4 THE ADOPTION OF THE NORTEL 2005 STOCK INCENTIVE Management Against Against No
PLAN.
5 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For No
6 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For No
7 SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For No
8 SHAREHOLDER PROPOSAL NO. 4 Shareholder Against For No
9 SHAREHOLDER PROPOSAL NO. 5 Shareholder Against For No
010 SHAREHOLDER PROPOSAL NO. 6 Shareholder Against For No
011 SHAREHOLDER PROPOSAL NO. 7 Shareholder Against For No
012 SHAREHOLDER PROPOSAL NO. 8 Shareholder Against For No
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 102 235,000 235,000 235,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROGERS COMMUNICATIONS INC. RG Annual Meeting Date: 06/29/2005
Issuer: 775109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO THE RESTRICTED SHARE UNIT PLAN OF Management For For No
THE CORPORATION TO INCREASE THE NUMBER OF CLASS
B NON-VOTING SHARES RESERVED FOR ISSUANCE FROM
50,916 TO 2,000,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 200 761,550 761,550 761,550 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TI AUTOMOTIVE LTD N/A AGM Meeting Date: 06/29/2005
Issuer: G8859L101 ISIN: GB0030675291
SEDOL: 3067529
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE REPORTS OF THE DIRECTORS AND AUDITORS Management For *Management No
AND THE AUDITED ACCOUNTS FOR THE YE 31 DEC 2004 Position Unknown
2. RE-APPOINT MR. JOHN M. HARRIS AS A DIRECTOR OF Management For *Management No
THE COMPANY Position Unknown
3. RE-APPOINT MR. CHRISTOPHER J. KINSELLA AS A DIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
4. RE-APPOINT MR. WILLIAM J. LAULE AS A DIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
5. RE-APPOINT MR. BERNARD J. TAYLOR AS A DIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
6. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS OF THE COMPANY Position Unknown
7. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI ASSET FUND G001 200,000 200,000 200,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T CORP. T Annual Meeting Date: 06/30/2005
Issuer: 001957 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPT THE MERGER AGREEMENT AMONG SBC, AT&T AND Management For For No
MERGER SUB
01A ADJOURNMENT TO PERMIT FURTHER SOLICITATION OF Management For For No
PROXIES IN FAVOR OF ITEM 1
02 DIRECTOR Management For No
W.F. ALDINGER Management For For
K.T. DERR Management For For
D.W. DORMAN Management For For
M.K. EICKHOFF-SMITH Management For For
H.L. HENKEL Management For For
F.C. HERRINGER Management For For
J.C. MADONNA Management For For
D.F. MCHENRY Management For For
T.L. WHITE Management For For
03 RATIFICATION OF AUDITORS Management For For No
04 NO FUTURE STOCK OPTIONS Shareholder Against For No
05 LINK RESTRICTED STOCK UNIT VESTING TO PERFORMANCE Shareholder Against For No
06 EXECUTIVE COMPENSATION Shareholder Against For No
07 POISON PILL Shareholder For Against No
08 SHAREHOLDER APPROVAL OF FUTURE SERPS Shareholder Against For No
09 SHAREHOLDER RATIFICATION OF SEVERANCE AGREEMENTS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 505 150,000 150,000 150,000 6/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION NWS Special Meeting Date: 06/30/2005
Issuer: 65248E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSED ADOPTION OF THE 2005 LONG-TERM INCENTIVE Management For For No
PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI ASSET FUND 997G001 203 24,000 24,000 24,000 6/23/2005
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Asset Fund
---------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 30, 2005
----------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.