UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-07326
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Gabelli Investor Funds, Inc.
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, NY 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2004 - June 30, 2005
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2004 TO JUNE 30, 2005
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OXFORD HEALTH PLANS, INC. OHP Special Meeting Date: 07/07/2004
Issuer: 691471 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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02 TO AUTHORIZE THE PROXIES TO VOTE TO ADJOURN OR Management For For No
POSTPONE THE SPECIAL MEETING OF STOCKHOLDERS, IN THEIR SOLE
DISCRETION, FOR THE PURPOSE OF SOLICITING ADDITIONAL VOTES
FOR PROPOSAL 1.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF APRIL 26, 2004, BY AND AMONG UNITEDHEALTH
GROUP INCORPORATED, RUBY ACQUISITION LLC AND
OXFORD HEALTH PLANS, INC. AND THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER, AS
MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT/PROSPECTUS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI ABC FUND 997G007 106 5,000 5,000 5,000 6/30/2004
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KROLL, INC. KROL Special Meeting Date: 07/08/2004
Issuer: 501049 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF MAY 18, 2004, BY AND AMONG MARSH & MCLENNAN
COMPANIES, INC., KROLL INC. AND KING MERGER CORP.
02 TO ACT UPON ANY OTHER MATTERS PROPERLY BROUGHT Management For For No
BEFORE THE SPECIAL MEETING, OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF, INCLUDING THE APPROVAL OF ANY PROPOSAL
TO POSTPONE OR ADJOURN THE SPECIAL MEETING TO A LATER DATE
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSAL 1 IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES FOR APPROVAL OF
PROPOSAL 1 AT THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI ABC FUND 997G007 100 1,000 1,000 1,000 7/3/2004
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COLE NATIONAL CORPORATION CNJ Annual Meeting Date: 07/22/2004
Issuer: 193290 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No
PLAN OF MERGER, DATED AS OF JANUARY 23, 2004,
BY AND AMONG LUXOTTICA GROUP S.P.A., COLORADO
ACQUISITION CORP. AND COLE NATIONAL CORPORATION,
AS AMENDED BY AMENDMENT NO. 1 TO AGREEMENT AND
PLAN OF MERGER, DATED AS OF JUNE 2, 2004 AND
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER,
DATED AS OF JULY 14, 2004.
02 DIRECTOR Management For No
JEFFREY A. COLE Management For For
RONALD E. EILERS Management For For
TIMOTHY F. FINLEY Management For For
IRWIN N. GOLD Management For For
PETER V. HANDAL Management For For
LARRY POLLOCK Management For For
CHARLES A. RATNER Management For For
WALTER J. SALMON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI ABC FUND 997G007 103 169,700 169,700 169,700 7/17/2004
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DUANE READE INC. DRD Special Meeting Date: 07/26/2004
Issuer: 263578 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING OF Management For For No
STOCKHOLDERS, IF NECESSARY, FOR THE PURPOSE OF
SOLICITING ADDITIONAL VOTES FOR PROPOSAL 1.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF DECEMBER 22, 2003, AS AMENDED, BY AND AMONG
DUANE READE INC., DUANE READE SHAREHOLDERS, LLC
(FORMERLY KNOWN AS REX CORNER HOLDINGS, LLC),
AND DUANE READE ACQUISITION CORP. (FORMERLY KNOWN
AS REX CORNER ACQUISITION CORP.) AND THE TRANSACTIONS
CONTEMPLATED THEREBY, AS FULLY DESCRIBED IN THE
PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI ABC FUND 997G007 106 15,000 15,000 15,000 7/21/2004
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CHARTER COMMUNICATIONS, INC. CHTR Annual Meeting Date: 07/27/2004
Issuer: 16117M ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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01 DIRECTOR Management For No
NANCY B. PERETSMAN Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC Management For For No
ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI ABC FUND 997G007 107 10,000 10,000 10,000 7/28/2004
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KEYSTONE PROPERTY TRUST KTR Special Meeting Date: 07/30/2004
Issuer: 493596 SIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For No
MERGER, DATED AS OF MAY 3, 2004, ATTACHED TO THE PROXY
STATEMENT AS EXHIBIT A, INCLUDING THE ACQUISITION BY
PROLOGIS SIX RIVERS LIMITED PARTNERSHIP OF KEYSTONE PROPERTY
TRUST THROUGH THE MERGER OF A MERGER SUBSIDIARY OWNED BY
PROLOGIS SIX RIVERS LIMITED PARTNERSHIP WITH AND INTO
KEYSTONE PROPERTY TRUST.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI ABC FUND 997G007 100 65,000 65,000 65,000 7/24/2004
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WANADOO, ISSY-LES-MOULINEAUX OGM Meeting Date: 07/30/2004
Issuer: F98270105 ISIN: FR0000124158 BLOCKING
SEDOL: 4066611, 4110734, 7044391
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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1. RECEIVE THE BOARD OF DIRECTORS AND THE AUDITORS Management For *Management Position Unknown No
REPORTS AND APPROVE THE ANNUAL ACCOUNTS AND THE
BALANCE SHEET FOR THE FY 2003 AND GRANT PERMANENT
DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR
THE COMPLETION OF THEIR ASSIGNMENT FOR THE CURRENT
YEAR
2. RECEIVE THE BOARD OF DIRECTORS MANAGEMENT REPORT Management For *Management Position Unknown No
AND THE AUDITORS REPORT ON CONSOLIDATED ACCOUNTS AND
APPROVE THE CONSOLIDATED ACCOUNTS AND THE BALANCE
SHEET FOR THE FY 2003
3. RECEIVE THE BOARD OF DIRECTORS AND THE AUDITORS Management For *Management Position Unknown No
REPORTS AND APPROVE TO CHARGE THE LOSSES FOR THE FY OF
EUR (-)77,008,993.30 TO THE SHARE PREMIUM ACCOUNT,
THUS AMOUNTING TO EUR 4,479,800,050.93; DISTRIBUTABLE
PROFITS: EUR 4,610,082,068.19; AND THAT THE
SHAREHOLDERS RECEIVE A NET DIVIDEND OF EUR 0.03 WITH
NO TAX CREDIT; TO BE PAID ON A DATE SET BY THE BOARD
OF DIRECTORS; AND APPROVE TO CHARGE THIS DISTRIBUTION
TO THE ISSUE PREMIUM ACCOUNT; AND AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
4. APPROVE THE SPECIAL AUDITORS REPORT, IN ACCORDANCE Management For *Management Position Unknown No
WITH THE PROVISIONS OF ARTICLE L.225-38 OF THE FRENCH
COMMERCIAL LAW AND APPROVE ITS CONCLUSIONS
5. APPROVE TO SET AN AMOUNT OF EUR 70,000.00 TO BE Management For *Management Position Unknown No
ALLOCATED TO THE DIRECTORS AS ATTENDANCE FEES FOR THE
CURRENT YEAR
6. APPROVE TO SET AT EUR 10,000.00 THE AMOUNT OF Management For *Management Position Unknown No
THE CONTROL AGENT S PAY FOR THE FY 2004
7. APPROVE TO RENEW THE TERM OF OFFICE OF THE COGECOM Management For *Management Position Unknown No
COMPANY AS THE DIRECTOR FOR A PERIOD OF 3 YEARS
8. APPROVE TO RENEW THE TERM OF OFFICE OF MR. ANTONIO Management For *Management Position Unknown No
MELCHOR SANTAOLALLA AS A DIRECTOR FOR A PERIOD OF 3
YEARS
9. APPROVE TO RENEW THE TERM OF OFFICE OF MR. JEAN-PHILIPPE Management For *Management Position Unknown No
VANOT AS A DIRECTOR FOR A PERIOD OF 3 YEARS
10. GRANT ALL POWERS TO THE BEARER OF A COPY OR AN EXTRACT Management For *Management Position Unknown No
OF THE MINUTES OF THE PRESENT IN ORDER TO ACCOMPLISH
ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE Non-Voting *Management Position Unknown No
HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1
TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON
COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE
MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST
COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO
THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT
DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWNERS: PROXY CARDS: ADP WILL
FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP
VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY
CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE
UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP.
TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A
VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED
THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE
VOTE INSTRUCTION HAS BEEN SUBMITTED TO ADP AND THE
GLOBAL CUSTODIAN ADVISES ADP OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS, ADP HAS A
PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL
CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR
VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS
INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE
THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A
SETTLEMENT DATE PRIOR TO MEETING DATE + 1
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APOGENT TECHNOLOGIES INC. AOT Special Meeting Date: 08/02/2004
Issuer: 03760A ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For No
02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No
SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI ABC FUND 997G007 101 1,000 1,000 1,000 6/23/2004
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MARKETWATCH.COM, INC. MKTW Annual Meeting Date: 08/04/2004
Issuer: 570619 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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01 DIRECTOR Management For No
LAWRENCE S. KRAMER Management For For
PETER GLUSKER Management For For
CHRISTIE HEFNER Management For For
ANDREW HEYWARD Management For For
DAVID HODGSON Management For For
PHILIP HOFFMAN Management For For
ZACHARY LEONARD Management For For
ROBERT H. LESSIN Management For For
DOUGLAS MCCORMICK Management For For
DAVID MOORE Management For For
JEFFREY F. RAYPORT Management For For
03 PROPOSAL TO AMEND THE AMENDED AND RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY
TO MARKETWATCH, INC.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI ABC FUND 997G007 106 70,000 70,000 70,000 7/9/2004
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PANAMSAT CORPORATION SPOT Annual Meeting Date: 08/13/2004
Issuer: 697933 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For No
MR. CAREY Management For For
MR. CHURCHILL Management For For
MR. COSTELLO Management For For
MR. DOYLE Management For For
MR. HARTENSTEIN Management For For
MR. HIGHTOWER Management For For
MR. HOAK Management For For
MR. HUNTER Management For For
MR. KAHN Management For For
MR. WRIGHT Management For For
01 A PROPOSAL TO ADOPT THE TRANSACTION AGREEMENT Management For For No
BY AND AMONG PANAMSAT CORPORATION, THE DIRECTV GROUP,
INC., PAS MERGER SUB, INC., AND CONSTELLATION, LLC, AN
ACQUISITION VEHICLE AFFILIATED WITH KOHLBERG KRAVIS
ROBERTS & CO. L.P., PURSUANT TO WHICH, AMONG OTHER
THINGS, PAS MERGER SUB, INC. WILL MERGE WITH AND INTO
PANAMSAT CORPORATION.
03 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 50,000 50,000 50,000 8/4/2004
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THE TITAN CORPORATION TTN Annual Meeting Date: 08/19/2004
Issuer: 888266 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004
01 DIRECTOR Management For No
MICHAEL B. ALEXANDER Management For For
EDWARD H. BERSOFF Management For For
JOSEPH F. CALIGIURI Management For For
PETER A. COHEN Management For For
DANIEL J. FINK Management For For
SUSAN GOLDING Management For For
ROBERT M. HANISEE Management For For
ROBERT E. LA BLANC Management For For
GENE W. RAY Management For For
JAMES ROTH Management For For
JOSEPH R. WRIGHT, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI ABC FUND 997G007 103 250,000 250,000 250,000 8/3/2004
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US ONCOLOGY, INC. USON Special Meeting Date: 08/20/2004
Issuer: 90338W ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
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01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For No
MERGER DATED AS OF MARCH 20, 2004, AMONG US ONCOLOGY,
INC., US ONCOLOGY HOLDINGS, INC. (F/K/A/ OILER
HOLDING COMPANY) AND OILER ACQUISITION CORP.,
AND THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT,
UNDER WHICH EACH SHARE OF US ONCOLOGY COMMON
STOCK WILL BE CONVERTED INTO THE RIGHT TO RECEIVE
$15.05 IN CASH.
02 TO APPROVE THE POSTPONEMENT OR ADJOURNMENT OF Management For For No
THE SPECIAL MEETING TO A LATER DATE TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL AND ADOPTION OF
THE MERGER AGREEMENT AND THE MERGER IF THERE ARE NOT
SUFFICIENT VOTES FOR APPROVAL AND ADOPTION OF THE MERGER
AGREEMENT AND THE MERGER AT THE SPECIAL MEETING.
03 TO APPROVE AND ADOPT THE AMENDMENT TO US ONCOLOGY, Management For For No
INC. S 2002 KEY EXECUTIVE PERFORMANCE STOCK OPTION
PLAN TO ACCELERATE THE VESTING OF UNVESTED STOCK
OPTIONS HELD BY KEY EXECUTIVE OFFICERS OF US
ONCOLOGY, INC., AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI ABC FUND 997G007 103 30,000 30,000 30,000 8/19/2004
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CHARTER ONE FINANCIAL, INC. CF Special Meeting Date: 08/23/2004
Issuer: 160903 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER AGREEMENT: TO APPROVE AND ADOPT THE AGREEMENT Management For For No
AND PLAN OF MERGER, DATED AS OF MAY 4, 2004,
BY AND AMONG CHARTER ONE FINANCIAL, INC., CITIZENS
FINANCIAL GROUP, INC., CARDINAL ACQUISITION CORP.
AND , SOLELY WITH RESPECT TO ARTICLE 11 OF THE
AGREEMENT, THE ROYAL BANK OF SCOTLAND GROUP PLC,
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 ADJOURNMENT: TO APPROVE THE ADJOURNMENT OF THE Management For For No
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
AND ADOPT THE AGREEMENT AND PLAN OF MERGER REFERENCED
ABOVE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 120,000 120,000 120,000 8/19/2004
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HOMEFED CORPORATION HFDC Annual Meeting Date: 08/24/2004
Issuer: 43739D ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 AMENDMENT TO THE COMPANY S 1999 STOCK INCENTIVE Management For For No
PLAN TO INCREASE THE NUMBER OF SHARES OF OUR
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
PLAN BY 300,000 SHARES.
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
2004.
01 DIRECTOR Management For No
PATRICK D. BIENVENUE Management For For
PAUL J. BORDEN Management For For
TIMOTHY M. CONSIDINE Management For For
IAN M. CUMMING Management For For
MICHAEL A. LOBATZ Management For For
JOSEPH S. STEINBERG Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 307 316 316 316 8/19/2004
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DENNY'S CORPORATION DNYY Special Meeting Date: 08/25/2004
Issuer: 24869P ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED Management For For No
CERTIFICATE OF INCORPORATION OF DENNY S CORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK,
PAR VALUE $0.01 PER SHARE, FROM 100,000,000 SHARES TO
135,000,000 SHARES.
02 A PROPOSAL TO APPROVE THE DENNY S CORPORATION Management Against Against No
2004 OMNIBUS INCENTIVE PLAN. APPROVAL OF PROPOSAL
2 IS CONTINGENT UPON THE STOCKHOLDERS APPROVAL
OF PROPOSAL 1.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 20,000 20,000 20,000 8/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PRIME HOSPITALITY CORP. PDQ Special Meeting Date: 10/06/2004
Issuer: 741917 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF AUGUST 18, 2004, BY AND AMONG THE COMPANY,
BREP IV HOTELS HOLDING L.L.C. AND BREP IV HOTELS
ACQUISITION L.L.C.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 169,300 169,300 169,300 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ABBEY NATIONAL PLC ABBY.L CRT Meeting Date: 10/14/2004
Issuer: G0016Z107 ISIN: GB0000044551
SEDOL: 0004455, 5571266
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE A SCHEME OF ARRANGEMENT PURSUANT TO SECTION Management For *Management Position Unknown No
425 OF THE COMPANIES ACT 1985 PROPOSED TO BE MADE
BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES
AS SPECIFIED
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 45,000 45,000 45,000 10/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ABBEY NATIONAL PLC ABBY.L EGM Meeting Date: 10/14/2004
Issuer: G0016Z107 ISIN: GB0000044551
SEDOL: 0004455, 5571266
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE: A) THE SCHEME OF ARRANGEMENT DATED 17 SEP 2004 Management For *Management Position Unknown No
THE SCHEME BETWEEN THE COMPANY AND THE RELEVANT
HOLDERS BOTH AS DEFINED IN THE SCHEME , SUBJECT TO ANY
MODIFICATION, ADDITION OR CONDITION INCLUDING, WITHOUT
LIMITATION, ANY MODIFICATION OR ADDITION WHICH
REPRESENTS AN IMPROVEMENT IN THE VALUE AND/OR TERMS OF
THE ACQUISITION TO HOLDERS OF SCHEME SHARES AS
DETERMINED BY MORGAN STANLEY & CO. LTD AND THE BOARD
OF DIRECTORS OF THE COMPANY APPROVED AND IMPOSED BY
THE COURT AND AUTHORIZE THE DIRECTORS OF THE COMPANY
TO TAKE ALL SUCH ACTIONS AS THEY CONSIDER NECESSARY OR
APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; B)
FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME IN ITS
ORIGINAL FORM OR SUBJECT TO ANY MODIFICATION, ADDITION
OR CONDITION INCLUDING, WITHOUT LIMITATION, ANY
MODIFICATION OR ADDITION WHICH REPRESENTS AN
IMPROVEMENT IN THE VALUE AND/OR TERMS OF THE
ACQUISITION TO HOLDERS OF SCHEME SHARES AS DETERMINED
BY MORGAN STANLEY & CO. LTD AND THE BOARD OF DIRECTORS
OF THE COMPANY APPROVED AND IMPOSED BY THE COURT: I)
TO REDUCE THE SHARE CAPITAL OF THE COMPANY BY
CANCELING THE SCHEME SHARES THE SCHEME ; II) FORTHWITH
AND CONTINGENTLY UPON THE REDUCTION OF CAPITAL
REFERRED TO IN SUB-PARAGRAPH (I) ABOVE TAKING EFFECT,
TO INCREASE THE SHARE CAPITAL OF THE COMPANY TO ITS
FORMER AMOUNT BY THE CREATION OF SUCH NUMBER OF NEW
ABBEY SHARES THE SCHEME AS IS EQUAL TO THE NUMBER OF
SCHEME SHARES CANCELLED PURSUANT TO SUB-PARAGRAPH (I)
ABOVE AND HAVING THE SAME RIGHTS AS AMENDED BY THIS
RESOLUTION AS THE SCHEME SHARES SO CANCELLED; AND III)
FORTHWITH AND CONTINGENTLY UPON THE REDUCTION OF
CAPITAL REFERRED TO IN SUB-PARAGRAPH (I) ABOVE TAKING
EFFECT, THAT THE RESERVE ARISING IN THE BOOKS OF
ACCOUNT OF THE COMPANY AS A RESULT OF THE SAID
REDUCTION OF CAPITAL BE CAPITALIZED AND APPLIED BY THE
COMPANY IN PAYING UP IN FULL AT PAR ALL OF THE NEW
ABBEY SHARES REFERRED TO IN SUB-PARAGRAPH (II) ABOVE,
WHICH SHALL BE ALLOTTED AND ISSUED, CREDITED AS FULLY
PAID UP, TO BANCO SANTANDER CENTRAL HISPANO, S.A.
BANCO SANTANDER IN ACCORDANCE WITH THE SCHEME; C)
FORTHWITH AND CONTINGENTLY UPON THE REDUCTION OF
CAPITAL REFERRED TO IN SUB-PARAGRAPH (B) (I) ABOVE OF
THIS RESOLUTION TAKING EFFECT, TO AUTHORIZE THE BOARD
OF DIRECTORS OF THE COMPANY, PURSUANT TO AND IN
ACCORDANCE WITH SECTION 80 OF THE COMPANIES ACT 1985
TO GIVE EFFECT TO THIS RESOLUTION, TO ALLOT THE NEW
ABBEY SHARES REFERRED TO IN PARAGRAPH (B)(II) ABOVE,
PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT
OF SHARES UP TO AN MAXIMUM NOMINAL AMOUNT OF GBP
1,175,000,000; AUTHORITY EXPIRES ON 5TH ANNIVERSARY OF
THIS RESOLUTION , THIS AUTHORITY SHALL BE WITHOUT
PREJUDICE TO ANY OTHER AUTHORITY UNDER THE SAID
SECTION 80 PREVIOUSLY GRANTED AND IN FORCE ON THE DATE
ON WHICH THIS RESOLUTION IS PASSED; AND D) FORTHWITH
UPON THE PASSING OF THIS RESOLUTION, TO AMEND ARTICLE
5A OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 45,000 45,000 45,000 10/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBG Annual Meeting Date: 10/18/2004
Issuer: G4285W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For No
AUDITOR FOR THE COMPANY UNTIL THE CLOSE OF THE
COMPANY S 2005 ANNUAL GENERAL MEETING, AT A FEE TO BE
AGREED TO BY THE DIRECTORS ACTING THROUGH THE COMPANY
S AUDIT COMMITTEE.
02 TO APPROVE THE AMENDED AND RESTATED HARBOR GLOBAL Management For For No
COMPANY LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN,
WHICH AMENDS AND RESTATES THE HARBOR GLOBAL COMPANY LTD.
NON-EMPLOYEE DIRECTOR SHARE PLAN TO INCREASE BY 23,000 THE
NUMBER OF COMMON SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND EXTEND THE TERM OF THE PLAN, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 45,120 45,120 45,120 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NUI CORPORATION NUI Annual Meeting Date: 10/21/2004
Issuer: 629431 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS NUI S INDEPENDENT PUBLIC ACCOUNTANT FOR THE
FISCAL YEARS ENDING SEPTEMBER 30, 2004 AND 2005.
02 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF JULY 14, 2004, BY AND AMONG AGL RESOURCES
INC., NUI CORPORATION AND COUGAR CORPORATION.
01 DIRECTOR Management For No
ROBERT P. KENNEY Management For For
DR. BERNARD S. LEE Management For For
CRAIG G. MATTHEWS Management For For
STEVEN D. OVERLY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 50,000 50,000 50,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BALDWIN TECHNOLOGY COMPANY, INC. BLD Annual Meeting Date: 11/09/2004
Issuer: 058264 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARK T. BECKER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 25,000 25,000 25,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ROUSE COMPANY RSE Special Meeting Date: 11/09/2004
Issuer: 779273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
B PROPOSAL TO APPROVE AN ADJOURNMENT OF THE SPECIAL Management For For No
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE MERGER.
A PROPOSAL TO APPROVE THE MERGER BETWEEN THE ROUSE Management For For No
COMPANY AND RED ACQUISITION, LLC, A SUBSIDIARY OF
GENERAL GROWTH PROPERTIES, INC., SUBSTANTIALLY ON THE
TERMS SET FORTH IN THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF AUGUST 19, 2004, ATTACHED TO THE PROXY
STATEMENT AS ANNEX A, AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 101 250,000 250,000 250,000 11/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MONOLITHIC SYSTEM TECHNOLOGY, INC. MOSY Annual Meeting Date: 11/11/2004
Issuer: 609842 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CARL E. BERG Management For For
WINGYU LEUNG Management For For
FU-CHIEH HSU Management For For
TOMMY ENG Management For For
JAMES D. KUPEC Management For For
CHI-PING HSU Management For For
03 THE RATIFICATION OF THE APPOINTMENT OF ERNST Management For For No
& YOUNG LLP AS THE COMPANY S REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
02 APPROVAL OF THE COMPANY S AMENDED AND RESTATED Management Against Against No
2000 STOCK OPTION AND EQUITY INCENTIVE PLAN, INCLUDING
APPROVAL OF THE MATERIAL TERMS OF SUCH PLAN AND THE
PERFORMANCE GOALS THEREUNDER FOR PURPOSES OF INTERNAL
REVENUE CODE SECTION 162(M).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 100,000 100,000 100,000 11/11/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STELMAR SHIPPING LTD. SJH Contested Special Meeting Date: 11/16/2004
Issuer: V8726M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management For For No
AND AUTHORIZE THE AGREEMENT AND PLAN OF MERGER,
DATED SEPTEMBER 20, 2004, AMONG STELFORT III
HOLDING INC. (AS ASSIGNEE OF CASTLEHILL TRADING
LIMITED), STELFORT III ACQUISITION INC. (AS ASSIGNEE
OF ANSBER TRADING LIMITED) AND STELMAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 7,000 7,000 7,000 11/15/2004
GABELLI ABC FUND 997G007 103 7,000 7,000 7,000 11/15/2004
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For *Management Position Unknown No
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT OF THE SPECIAL MEETING.
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management For *Management Position Unknown No
AND AUTHORIZE THE AGREEMENT AND PLAN OF MERGER,
DATED SEPTEMBER 20, 2004, AMONG STELFORT III
HOLDING INC. (AS ASSIGNEE OF CASTLEHILL TRADING
LIMITED), STELFORT III ACQUISITION INC. (AS ASSIGNEE
OF ANSBER TRADING LIMITED) AND STELMAR SHIPPING
LTD.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 7,000 7,000 7,000 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST NATIONAL BANKSHARES OF FLORIDA FLB Special Meeting Date: 11/22/2004
Issuer: 321100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AN AMENDED AND RESTATED AGREEMENT Management For For No
AND PLAN OF MERGER DATED AS OF SEPTEMBER 22,
2004 AMONG FIFTH THIRD BANCORP, FIFTH THIRD FINANCIAL
CORPORATION AND FIRST NATIONAL BANKSHARES OF
FLORIDA, INC. PROVIDING FOR THE MERGER OF FIRST
NATIONAL BANKSHARES OF FLORIDA, INC. WITH AND
INTO FIFTH THIRD FINANCIAL CORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 85,500 85,500 85,500 11/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOCA RESORTS, INC. RST Special Meeting Date: 12/08/2004
Issuer: 09688T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF OCTOBER 20, 2004, AMONG THE COMPANY, BATON
HOLDINGS INC. AND BATON ACQUISITION INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 345,300 345,300 345,300 12/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MANDALAY RESORT GROUP MBG Annual Meeting Date: 12/10/2004
Issuer: 562567 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JUNE 15, 2004, AMONG MGM MIRAGE,
MGM MIRAGE ACQUISITION CO. #61 AND MANDALAY,
PROVIDING FOR THE MERGER OF A WHOLLY OWNED SUBSIDIARY
OF MGM MIRAGE WITH AND INTO MANDALAY.
02 TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For No
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO
APPROVE THE FIRST PROPOSAL DESCRIBED ABOVE.
03 DIRECTOR Management For No
WILLIAM E. BANNEN, M.D. Management For For
JEFFREY D. BENJAMIN Management For For
ROSE MCKINNEY-JAMES Management For For
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
JANUARY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 70,000 70,000 70,000 12/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SPORTSLINE.COM, INC. SPLN Special Meeting Date: 12/10/2004
Issuer: 848934 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER Management For For No
DATED AS OF AUGUST 1, 2004 AMONG VIACOM INC.,
STARGATE ACQUISITION CORP. TWO AND SPORTSLINE.COM,
INC., PURSUANT TO WHICH STOCKHOLDERS WILL BE
ENTITLED TO RECEIVE $1.75 PER SHARE IN CASH,
WITHOUT INTEREST, FOR EACH SHARE OF SPORTSLINE
COMMON STOCK.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For No
IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT PROPOSAL.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 100,000 100,000 100,000 12/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SNECMA STE NATIONAL D ETUDE ET DE CONSTRUCTION DE MOTEURS D' SGM Meeting Date: 12/15/2004
Issuer: F84479108 ISIN: FR0005328747 BLOCKING
SEDOL: B01JQT6, B01G095, B05PS49
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* VERIFICATION PERIOD: REGISTERED SHARES: 1 TO Non-Voting *Management Position Unknown No
5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S
BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING
DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT
DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWNERS: PROXY CARDS: ADP WILL
FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP
VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY
CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE
UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP.
TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A
VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED
THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE
VOTE INSTRUCTION HAS BEEN SUBMITTED TO ADP AND THE
GLOBAL CUSTODIAN ADVISES ADP OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS, ADP HAS A
PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL
CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR
VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS
INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE
THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A
SETTLEMENT DATE PRIOR TO MEETING DATE + 1
1. AMEND ARTICLE 14 OF BYLAWS REGARDING THE BOARD Management For *Management Position Unknown No
COMPOSITION - COMPLY WITH ARTICLE 8-1 OF LAW 86-912 OF
06 AUG 1986 PENDING COMPLETION OF SAGEM S TENDER OFFER
ON SNECMA
2. GRANT AUTHORITY FOR FILLING OF REQUIRING DOCUMENTS/OTHER Management For *Management Position Unknown No
FORMALITIES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 1,000 1,000 1,000 11/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ALCAN INC. AL Special Meeting Date: 12/22/2004
Issuer: 013716 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 IN RESPECT OF THE ARRANGEMENT RESOLUTION Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 2,000 2,000 2,000 12/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ROBERT MONDAVI CORPORATION MOND Annual Meeting Date: 12/22/2004
Issuer: 609200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 COMPANY S PROPOSAL TO AMEND THE 1993 EQUITY INCENTIVE Management For For No
PLAN.
05 COMPANY S PROPOSAL TO AMEND THE 1993 NON-EMPLOYEE Management Against Against No
DIRECTORS STOCK PLAN.
04 COMPANY S PROPOSAL TO AMEND THE 1993 EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
03 COMPANY S PROPOSAL TO RATIFY THE APPOINTMENT Management For For No
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
02 DIRECTOR Management For No
PHILIP GREER Management For For
JOHN M. THOMPSON Management For For
ANTHONY GREENER Management For For
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BY Management For For No
AND AMONG CONSTELLATION BRANDS, INC., RMD ACQUISITION
CORP. AND THE ROBERT MONDAVI CORPORATION DATED
AS OF NOVEMBER 3, 2004, WHICH PROVIDES FOR THE
MERGER OF RMD ACQUISITION CORP. WITH AND INTO
THE ROBERT MONDAVI CORPORATION, AND THE RELATED
AGREEMENT OF MERGER OF RMD ACQUISITION CORP.
AND THE ROBERT MONDAVI CORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 150,000 150,000 150,000 12/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MARKETWATCH, INC. MKTW Special Meeting Date: 01/19/2005
Issuer: 570619 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No
PLAN OF MERGER THAT MARKETWATCH ENTERED INTO ON
NOVEMBER 14, 2004 WITH DOW JONES & COMPANY, INC. AND
GOLDEN ACQUISITION CORP., PURSUANT TO WHICH
MARKETWATCH WOULD MERGE WITH A WHOLLY-OWNED SUBSIDIARY
OF DOW JONES AND BECOME A WHOLLY-OWNED SUBSIDIARY OF
DOW JONES AFTER THE MERGER.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For No
IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT PROPOSAL.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 95,000 95,000 95,000 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ARGOSY GAMING COMPANY AGY Special Meeting Date: 01/20/2005
Issuer: 040228 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No
PLAN OF MERGER, DATED AS OF NOVEMBER 3, 2004,
AS AMENDED, (THE MERGER AGREEMENT ), AMONG ARGOSY
GAMING COMPANY ( ARGOSY ), PENN NATIONAL GAMING, INC.,
A PENNSYLVANIA CORPORATION ( PENN NATIONAL ), AND
THOROUGHBRED ACQUISITION CORP., A DELAWARE CORPORATION
AND DIRECT WHOLLY OWNED SUBSIDIARY OF PENN NATIONAL.
02 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO ACT UPON ANY OTHER MATTER AS MAY PROPERLY COME
BEFORE THE SPECIAL MEETING, INCLUDING THE APPROVAL OF
ANY PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL
MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF PROPOSAL 1 IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES FOR APPROVAL OF PROPOSAL 1 AT THE
MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 10,000 10,000 10,000 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STELMAR SHIPPING LTD. SJH Special Meeting Date: 01/20/2005
Issuer: V8726M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management For For No
AND AUTHORIZE THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF DECEMBER 13, 2004, AMONG OVERSEAS
SHIPHOLDING GROUP, INC., A DELAWARE CORPORATION
( OSG ), TROY ACQUISITION CORP., A LIBERIAN CORPORATION
AND AN INDIRECT WHOLLY OWNED SUBSIDIARY OF OSG,
AND STELMAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 40,000 40,000 40,000 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEL LABORATORIES, INC. DLI Special Meeting Date: 01/21/2005
Issuer: 245091 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JULY 1, 2004, AMONG DLI CORPORATION,
DLI ACQUISITION CORP. AND DEL LABORATORIES, INC.,
AND APPROVE THE MERGER CONTEMPLATED BY THAT AGREEMENT.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING (IF AN Management For For No
INSUFFICIENT NUMBER OF PROXIES HAS BEEN RECEIVED AT
THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1)
SO AS TO PERMIT FURTHER SOLICITATION OF PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 82,000 82,000 82,000 1/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LNR PROPERTY CORPORATION LNR Special Meeting Date: 01/31/2005
Issuer: 501940 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For No
OF THE SPECIAL MEETING TO A LATER DATE IF NECESSARY
IN ORDER TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ADOPTION OF THE PLAN AND AGREEMENT OF MERGER REFERRED TO IN
ITEM 1.
01 A PROPOSAL TO ADOPT THE PLAN AND AGREEMENT OF Management For For No
MERGER, DATED AS OF AUGUST 29, 2004, BY AND AMONG RILEY
PROPERTY HOLDINGS LLC, RILEY ACQUISITION SUB CORP. AND LNR,
AND BY DOING THAT, APPROVE THE MERGER CONTEMPLATED BY THAT
MERGER AGREEMENT PURSUANT TO WHICH, AMONG OTHER THINGS,
RILEY ACQUISITION SUB CORP. WILL BE MERGED WITH AND INTO
LNR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 10,000 10,000 10,000 1/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE FAIRCHILD CORPORATION FA Annual Meeting Date: 02/16/2005
Issuer: 303698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MORTIMER M. CAPLIN Management For For
ROBERT E. EDWARDS Management For For
STEVEN L. GERARD Management For For
HAROLD J. HARRIS Management For For
DANIEL LEBARD Management For For
JOHN W. PODKOWSKY Management For For
HERBERT S. RICHEY Management For For
ERIC I. STEINER Management For For
JEFFREY J. STEINER Management For For
03 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No
FOR THE CHIEF EXECUTIVE OFFICER.
02 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No
FOR THE PRESIDENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 16,000 16,000 16,000 2/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION MHM Special Meeting Date: 02/18/2005
Issuer: 575384 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A SPECIAL RESOLUTION (THE ARRANGEMENT RESOLUTION ) Management For For No
APPROVING THE ARRANGEMENT OF MASONITE UNDER SECTION
182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 1,000 1,000 1,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IONICS, INCORPORATED ION Special Meeting Date: 02/22/2005
Issuer: 462218 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For No
AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING, IF
NECESSARY, TO SATISFY THE CONDITIONS TO COMPLETING THE
MERGER AS SET FORTH IN THE AGREEMENT AND PLAN OF
MERGER, INCLUDING FOR THE PURPOSE OF SOLICITING
PROXIES TO VOTE IN FAVOR OF THE AGREEMENT AND PLAN OF
MERGER.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF NOVEMBER 24, 2004, AMONG GENERAL
ELECTRIC COMPANY, TRITON ACQUISITION CORP., AN
INDIRECT WHOLLY-OWNED SUBSIDIARY OF GENERAL ELECTRIC
COMPANY, AND IONICS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 50,000 50,000 50,000 2/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOLA INTERNATIONAL INC. SOL Special Meeting Date: 02/28/2005
Issuer: 834092 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For No
OF MERGER, DATED AS OF DECEMBER 5, 2004, BY AND
AMONG SOLA INTERNATIONAL INC., SUN ACQUISITION,
INC. AND CARL ZEISS TOPCO GMBH, THE PARENT OF
SUN ACQUISITION, AND THE MERGER CONTEMPLATED
BY SUCH MERGER AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 2,000 2,000 2,000 2/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SINOPEC BEIJING YANHUA PETROCHEM. CO BYH Special Meeting Date: 03/04/2005
Issuer: 82935N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND APPROVE, AMONG OTHERS,THE MERGER Management For *Management Position Unknown No
AGREEMENT AND THE RELATED AMENDMENT AGREEMENT, THE
EXECUTION OF THE MERGER AGREEMENT AND THE RELATED
AMENDMENT AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREIN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 20,000 20,000 20,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KANEB SERVICES LLC KSL Special Meeting Date: 03/11/2005
Issuer: 484173 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Management For For No
THE SPECIAL MEETING IF NECESSARY TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
AND ADOPT THE MERGER AGREEMENT DESCRIBED IN THE
IMMEDIATELY ABOVE PROPOSAL.
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management For For No
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER
31, 2004, BY AND AMONG VALERO L.P., KANEB SERVICES LLC
AND THE OTHER PARTIES THERETO, AS IT MAY BE AMENDED
FROM TIME TO TIME, UNDER WHICH, AMONG OTHER THINGS,
KANEB SERVICES LLC WILL MERGE WITH A SUBSIDIARY OF
VALERO L.P.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 233,000 233,000 233,000 2/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP FITB Annual Meeting Date: 03/22/2005
Issuer: 316773 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES P. HACKETT Management For For
JOAN R. HERSCHEDE Management For For
ROBERT L. KOCH II Management For For
KENNETH W. LOWE Management For For
THOMAS W. TRAYLOR Management For For
02 PROPOSAL TO AMEND THE CODE OR REGULATIONS TO Management For For No
REDUCE THE DEFAULT NUMBER OF DIRECTORS AND TO REDUCE THE
MINIMUM NUMBER OF DIRECTORS THE BOARD MAY SET WITHOUT
SHAREHOLDER APPROVAL.
03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 38,520 38,520 38,520 3/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DUPONT PHOTOMASKS, INC. DPMI Special Meeting Date: 03/28/2005
Issuer: 26613X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For No
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 5, 2004, BY AND AMONG TOPPAN PRINTING
CO., LTD., A JAPANESE CORPORATION, TOPPAN CORPORATION,
A DELAWARE CORPORATION AND A DIRECT, WHOLLY OWNED
SUBSIDIARY OF TOPPAN PRINTING CO., LTD., AND
DUPONT PHOTOMASKS, INC., A DELAWARE CORPORATION,
AS SUCH MAY BE AMENDED FROM TIME TO TIME.
02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For No
AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING,
IF NECESSARY, TO SATISFY THE CONDITIONS TO COMPLETING THE
MERGER AS SET FORTH IN THE MERGER AGREEMENT, INCLUDING FOR
THE PURPOSE OF SOLICITING PROXIES TO VOTE IN FAVOR OF THE
ADOPTION OF THE MERGER AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 101 180,000 180,000 180,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CREO INC. CREO Special Meeting Date: 03/29/2005
Issuer: 225606 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
11 TO ELECT AS DIRECTOR, MORGAN STURDY Management For For No
12 TO ELECT AS DIRECTOR, CHARLES E. YOUNG Management For For No
13 TO RE-APPOINT KPMG LLP AS AUDITORS OF THE COMPANY Management For For No
AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION
01 TO APPROVE THE ARRANGEMENT RESOLUTION Management For For No
02 TO APPROVE THE RIGHTS PLAN RESOLUTION Management For For No
03 TO ELECT AS DIRECTOR, DOUGLAS A. BRENGEL Management For For No
04 TO ELECT AS DIRECTOR, MARK DANCE Management For For No
05 TO ELECT AS DIRECTOR, NORMAN B. FRANCIS Management For For No
06 TO ELECT AS DIRECTOR, STEVE M. GORDON Management For For No
07 TO ELECT AS DIRECTOR, JEAN-FRANCOIS HEITZ Management For For No
08 TO ELECT AS DIRECTOR, JOHN S. MCFARLANE Management For For No
09 TO ELECT AS DIRECTOR, AMOS MICHELSON Management For For No
10 TO ELECT AS DIRECTOR, KENNETH A. SPENCER Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 200,000 200,000 200,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HOLLYWOOD ENTERTAINMENT CORPORATION HLYW Annual Meeting Date: 03/30/2005
Issuer: 436141 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ---------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES N. CUTLER, JR. Management For For
F. BRUCE GIESBRECHT Management For For
S. DOUGLAS GLENDENNING Management For For
WILLIAM P. ZEBE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 1,500 1,500 1,500 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION MHM Special Meeting Date: 03/31/2005
Issuer: 575384 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A SPECIAL RESOLUTION (THE ARRANGEMENT RESOLUTION) Management For For No
APPROVING THE ARRANGEMENT OF MASONITE UNDER
SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 2,000 2,000 2,000 3/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KRAMONT REALTY TRUST KRT Special Meeting Date: 04/14/2005
Issuer: 50075Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO ADOPT THE AMENDED AND RESTATED Management For For No
AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 27,
2005, BY AND AMONG CENTRO WATT AMERICA III, L.P.,
CENTRO WATT AMERICA III OP, LLC, CWAR OP MERGER SUB,
LLC, CWAR OP MERGER SUB II, LLC, CWAR OP MERGER SUB
III TRUST, CENTRO PROPERTIES LIMITED, CPT MANAGER
LIMITED, AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 TO VOTE, IN THEIR DISCRETION, AND OTHERWISE REPRESENT Management For For No
THE UNDERSIGNED ON ANY MOTION TO ADJOURN OR POSTPONE
THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 100,000 100,000 100,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DANA CORPORATION DCN Annual Meeting Date: 04/18/2005
Issuer: 235811 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A.C. BAILLIE Management For For
D.E. BERGES Management For For
M.J. BURNS Management For For
E.M. CARPENTER Management For For
R.M. GABRYS Management For For
S.G. GIBARA Management For For
C.W. GRISE Management For For
J.P. KELLY Management For For
M.R. MARKS Management For For
R.B. PRIORY Management For For
02 TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANY Management For For No
S INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 27,000 27,000 27,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GOLD BANC CORPORATION, INC. GLDB Annual Meeting Date: 04/19/2005
Issuer: 379907 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM RANDON Management For For
ROBERT J. GOURLEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 17,000 17,000 17,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO CONTINENTAL SA CONTAL GPOCY.PK OGM Meeting Date: 04/21/2005
Issuer: P3091R172 ISIN: MXP3091R1239
SEDOL: 2415066
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPOINT THE ELECTORAL INSPECTORS SO THAT THEY Management For *Management Position Unknown No
CAN EXECUTE THEIR DUTIES AND DECLARE THE OPENING
OF THE MEETING
2. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS, Management For *Management Position Unknown No
INDIVIDUAL AND CONSOLIDATED,OF THE COMPANY AND
RESPECTIVE SUBSIDIARIES, ON 31 DEC 2004 AND THE
COMMISSIONER REPORT
3. APPROVE THE REPORT OF THE AUDITORS COMMITTEE Management For *Management Position Unknown No
4. APPROVE THE AGREEMENTS AND THE ACTIONS PERFORMED Management For *Management Position Unknown No
BY THE BOARD OF DIRECTORS DURING THE FY 2004
5. APPROVE THE APPLICATION OF THE EARNINGS AND THE Management For *Management Position Unknown No
PAYMENT OF THE CASH DIVIDEND
6. APPROVE THE REPORT ON PURCHASING OF THE COMPANY Management For *Management Position Unknown No
SHARES
7. APPROVE TO SET THE MAXIMUM AMOUNT TO PURCHASE Management For *Management Position Unknown No
THE COMPANY SHARES
8. ELECT THE BOARD OF DIRECTORS Management For *Management Position Unknown No
9. ELECT THE AUDITORS COMMITTEE Management For *Management Position Unknown No
10. ELECT THE COMMISSIONERS Management For *Management Position Unknown No
11. APPROVE TO SET THE ALLOWANCES FOR THE DIRECTORS Management For *Management Position Unknown No
AND COMMISSIONERS
12. APPROVE THE MINUTES OF THE MEETING Management For *Management Position Unknown No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 142,100 142,100 142,100 4/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HOLLYWOOD ENTERTAINMENT CORPORATION HLYW Special Meeting Date: 04/22/2005
Issuer: 436141 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For No
MERGER, DATED AS OF JANUARY 9, 2005, BY AND AMONG
MOVIE GALLERY, INC., TG HOLDINGS, INC. AND THE
COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 2,500 2,500 2,500 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ARGOSY GAMING COMPANY AGY Annual Meeting Date: 04/26/2005
Issuer: 040228 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM F. CELLINI Management For For
MICHAEL W. SCOTT Management For For
RICHARD J. GLASIER Management For For
02 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON ANY OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 74,000 74,000 74,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JUNO LIGHTING, INC. JUNO Annual Meeting Date: 04/26/2005
Issuer: 482047 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT JAUNICH II Management For For
MARK N. WILLIAMSON Management For For
T.TRACY BILBROUGH Management For For
MICHAEL M. FROY Management For For
EDWARD A. LEBLANC Management For For
RICHARD J. MARSHUETZ Management For For
JOHN P. MURPHY Management For For
02 PROPOSAL TO APPROVE AND ADOPT THE AMENDMENT TO Management Against Against No
THE JUNO LIGHTING, INC. 1999 STOCK AWARD AND
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE COMPANY FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 206 8,000 8,000 8,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION GDT Special Meeting Date: 04/27/2005
Issuer: 401698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED Management For For No
AS OF DECEMBER 15, 2004, AMONG JOHNSON & JOHNSON,
SHELBY MERGER SUB, INC., A WHOLLY-OWNED SUBSIDIARY OF
JOHNSON & JOHNSON, AND GUIDANT, PURSUANT TO WHICH
SHELBY MERGER SUB WILL MERGE INTO GUIDANT WITH GUIDANT
BECOMING A WHOLLY-OWNED SUBSIDIARY OF JOHNSON &
JOHNSON.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 30,000 30,000 30,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION AP Annual Meeting Date: 04/28/2005
Issuer: 032037 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LOUIS BERKMAN Management For For
WILLIAM K. LIEBERMAN Management For For
STEPHEN E. PAUL Management For For
CARL H. PFORZHEIMER III Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 6,000 6,000 6,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ASCENTIAL SOFTWARE CORPORATION ASCL Special Meeting Date: 04/29/2005
Issuer: 04362P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For No
OF MERGER, DATED AS OF MARCH 13, 2005, AMONG
INTERNATIONAL BUSINESS MACHINES CORPORATION, A NEW
YORK CORPORATION, IRONBRIDGE ACQUISITION CORP., A
DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF
IBM, AND ASCENTIAL SOFTWARE CORPORATION.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Management For For No
A LATER DATE, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF PROPOSAL NUMBER 1.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 207 100,000 100,000 100,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH Annual Meeting Date: 05/02/2005
Issuer: 98956P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. RAYMOND ELLIOTT Management For For
02 AMENDMENT TO ZIMMER HOLDINGS, INC. TEAMSHARE Management Against Against No
STOCK OPTION PLAN
03 AUDITOR RATIFICATION Management For For No
04 STOCKHOLDER PROPOSAL RELATING TO AUDITOR INDEPENDENCE Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 501 501 501 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE LIBERTY CORPORATION LC Annual Meeting Date: 05/03/2005
Issuer: 530370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Against No
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For For No
& YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR LIBERTY.
03 SHAREHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT. Shareholder For Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 6,000 6,000 6,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM Annual Meeting Date: 05/03/2005
Issuer: 911684 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.S. CROWLEY Management For For
02 2005 LONG-TERM INCENTIVE PLAN. Management For For No
03 RATIFY ACCOUNTANTS FOR 2005. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 2,000 2,000 2,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RIGGS NATIONAL CORPORATION RIGS Special Meeting Date: 05/06/2005
Issuer: 766570 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AMENDED AND RESTATED Management For For No
AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY
10, 2005, BY AND BETWEEN THE PNC FINANCIAL SERVICES
GROUP, INC. ( PNC ) AND RIGGS NATIONAL CORPORATION
( RIGGS ), WHICH PROVIDES FOR, AMONG OTHER THINGS,
THE MERGER OF RIGGS WITH AND INTO PNC.
02 SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE Management For For No
THE SPECIAL MEETING AND ADJOURNMENTS OF THE SPECIAL
MEETING INCLUDING WHETHER TO ADJOURN THE SPECIAL
MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 130,000 130,000 130,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/10/2005
Issuer: 040157 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HECTOR DELEON Management For For
FRANK W. MARESH Management For For
ALLAN W. FULKERSON Management For For
DAVID HARTOCH Management For For
JOHN R. POWER, JR. Management For For
FAYEZ S. SAROFIM Management For For
MARK E. WATSON, III Management For For
GARY V. WOODS Management For For
H. BERRY CASH Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 18,000 18,000 18,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU Annual Meeting Date: 05/10/2005
Issuer: 664397 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 AMENDMENT TO DECLARATION OF TRUST CONCERNING Management For For No
ELECTRONIC DISTRIBUTION OF NOTICES TO SHAREHOLDERS
AND VOTING METHODS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 106 35,000 35,000 35,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SNECMA STE NATIONAL D'ETUDE ET DE CONSTRUCTION DE MOTEURS D'AVION MIX Meeting Date: 05/10/2005
Issuer: F84479108 ISIN: FR0005328747 BLOCKING
SEDOL: B01JQT6, B01G095, B05PS49
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ACKNOWLEDGE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management Position Unknown No
AND THE GENERAL REPORT OF THE STATUTORY AUDITORS AND
APPROVE THE FINANCIAL STATEMENTS AND THE BALANCE SHEET
FOR THE YEAR CLOSED ON 31 DEC 2004, IN THE FORM
PRESENTED TO THE MEETING
2. ACKNOWLEDGE THE SPECIAL REPORT OF THE AUDITORS Management For *Management Position Unknown No
ON THE AGREEMENTS GOVERNED BY THE ARTICLE L. 225-38 OF
THE FRENCH COMMERCIAL CODE AND APPROVE THE SAID REPORT
AND THE AGREEMENTS REFERRED TO THEREIN
3. APPROVE: TO APPROPRIATE OF NET PROFITS OF EUR Management For *Management Position Unknown No
2006,416,884.84 INCREASED BY THE RETAINED EARNINGS,
I.E. EUR 643,915,197.36 AS FOLLOWS : CARRY FORWARD
ACCOUNT : EUR 850,332,082.20; TO TRANSFER, PURSUANT TO
ARTICLE 39 OF THE AMENDED FINANCE LAW OF 2004, THE
AMOUNT OF EUR 108,737,228.00 POSTED TO THE SPECIAL
RESERVE OF LONG-TERM CAPITAL GAINS TO AN ORDINARY
RESERVE ACCOUNT BEFORE 31 DEC 2005; AND CONSIDERING
THE AMALGAMATION-MERGER OF SNECMA BY SAGEM, TO REALIZE
THIS TRANSFER ONLY IF THE LAWS IN FORCE OBLIGE IT; AND
AUTHORIZE THE EXECUTIVE COMMITTEE S CHAIRMAN TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
4. ACKNOWLEDGE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown No
AND THE STATUTORY AUDITORS AND APPROVE THE FINANCIAL
ACCOUNTS OF THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
5. ACKNOWLEDGE THE REPLACEMENT OF MR. ERIC MUREAU Management For *Management Position Unknown No
BY MRS. NICOLE CROIZER DURING THE BOARD OF DIRECTORS
OF 02 NOV 2004
6. ACKNOWLEDGE THE BOARD OF DIRECTORS REPORT, THE Management For *Management Position Unknown No
WORKS COUNCIL NOTICE AND THE AMALGAMATION-MERGER
PROJECT OF SNECMA BY SAGEM DATED 18 MAR 2005, UNDER
WHICH IT IS STATED THAT THE COMPANY SHALL CONTRIBUTE
THE TOTAL OF ITS ASSETS, WITH THE CORRESPONDING
TAKING-OVER OF ALL THE LIABILITIES; APPROVE ALL THE
TERMS OF THIS PROJECT WITH RETROACTIVE EFFECT SINCE 01
JAN 2005, THE ACCOUNTING FAIR VALUE OF THE
CONTRIBUTIONS WHICH AMOUNTS TO : EUR 3,821,613,820.00
FOR THE ASSETS, EUR 2,537,740,830.00 FOR THE
LIABILITIES, I.E. A NET ASSET OF EUR 1,283,872,990.00,
THE SNECMA S CONTRIBUTIONS WILL BE REMUNERATED AS
FOLLOWS : 15 SAGEM SHARES AGAINST 13 SNECMA SHARES; TO
INCREASE THE SHARE CAPITAL BY EUR 10,351,083.00, BY
THE CREATION OF 51,755,415 NEW FULLY-PAID SHARES OF A
PAR VALUE OF EUR 0.20 EACH, TO BE DISTRIBUTED AMONG
THE SHAREHOLDERS OF THE ACQUIRED COMPANY, OTHER THAN
THE ONES OF THE ACQUIRING COMPANY, WITH A RATIO OF
EXCHANGE OF 15 SAGEM SHARES AGAINST 13 SNECMA SHARES,
BEARING AN ACCRUING DIVIDEND AS OF 01 JAN 2004; TO
WITHDRAW, ONCE THE MERGER IS EFFECTIVE, FROM THE
MERGER PREMIUM OF EUR 202,863,920.00 CORRESPONDING TO
THE DIFFERENCE BETWEEN THE PORTION OF THE SCENMA S NET
ACCOUNTING ASSET BROUGHT BY THE SHAREHOLDERS OTHER
THAN SAGEM, I.E. EUR 213,215,003.00, AND THE SAGEM S
CAPITAL INCREASE OF EUR 10,351,083.00 THE NECESSARY
AMOUNTS IN ORDER TO : BUILD UP, IN THE COMPANY S
LIABILITIES, THE RETAINED EARNINGS AND THE SPECIAL TAX
ALLOWANCE RESERVES, TO ALLOCATE ALL OR ANY OF THE
EXPENSES, FEES AND RIGHTS RESULTING FROM THE MERGER,
TO BUILD THE LEGAL RESERVE FOR AN AMOUNT REPRESENTING
10% OF THE POST-MERGER CAPITAL; A TECHNICAL MALI OF
EUR 3,268,227,110.00 WILL APPEAR FROM THE CANCELLATION
OF SNECMA S SHARES HELD BY SAGEM, IT WILL BE
REGISTERED IN SAGEM S BALANCE SHEET ASSET
7. APPROVE THAT THE AMALGAMATION-MERGER OF SNECMA Management For *Management Position Unknown No
SHALL BE FINAL AND THAT THE SAID COMPANY SHALL BE
DISSOLVED WITHOUT THE LIQUIDATION AT THE CLOSING OF
THE PRESENT MEETING
8. GRANT ALL POWERS TO THE BEARER OF A COPY OR EXTRACT Management For *Management Position Unknown No
OF THE MINUTES OF THIS MEETING IN ORDER TO ACCOMPLISH
ALL FORMALITIES, FILINGS AND REGISTRATIONS PRESCRIBED
BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management Position Unknown No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1
TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON
COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE
MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST
COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO
THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT
DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWNERS: PROXY CARDS: ADP WILL
FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP
VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY
CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE
UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP.
TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A
VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED
THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE
VOTE INSTRUCTION HAS BEEN SUBMITTED TO ADP AND THE
GLOBAL CUSTODIAN ADVISES ADP OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS, ADP HAS A
PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL
CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR
VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS
INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE
THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A
SETTLEMENT DATE PRIOR TO MEETING DATE + 1
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 1,000 1,000 1,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED DEFENSE INDUSTRIES, INC. UDI Annual Meeting Date: 05/10/2005
Issuer: 91018B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For No
AS OF MARCH 6, 2005, AMONG THE COMPANY, BAE SYSTEMS
NORTH AMERICA INC., A DELAWARE CORPORATION, AND
UTE ACQUISITION COMPANY INC., A DELAWARE CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF BAE SYSTEMS
NORTH AMERICA INC.
02 DIRECTORS Management For No
FRANK C. CARLUCCI Management For For
PETER J. CLARE Management For For
WILLIAM E. CONWAY, JR. Management For For
C. THOMAS FAULDERS, III Management For For
ROBERT J. NATTER Management For For
J.H. BINFORD PEAY, III Management For For
THOMAS W. RABAUT Management For For
FRANCIS RABORN Management For For
JOHN M. SHALIKASHVILI Management For For
03 TO GRANT DISCRETIONARY AUTHORITY TO ADJOURN THE Management For For No
ANNUAL MEETING, IF NECESSARY, FOR THE PURPOSE
OF SOLICITING ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 46,000 46,000 46,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION FDC Annual Meeting Date: 05/11/2005
Issuer: 319963 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALISON DAVIS Management For For
JAMES D. ROBINSON III Management For For
BERNARD L. SCHWARTZ Management For For
ARTHUR F. WEINBACH Management For For
02 THE APPROVAL OF AN INCREASE IN THE NUMBER OF Management For For No
SHARES ISSUABLE UNDER THE COMPANY S EMPLOYEE STOCK PURCHASE
PLAN BY 6,000,000 SHARES OF THE COMPANY S COMMON STOCK.
03 THE APPROVAL OF AMENDMENTS TO THE COMPANY S SENIOR Management Against Against No
EXECUTIVE INCENTIVE PLAN.
04 THE RATIFICATION OF THE SELECTION OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR 2005.
05 SHAREHOLDER PROPOSAL ON JOB LOSS AND DISLOCATION Shareholder Against For No
IMPACT STATEMENT.
06 SHAREHOLDER PROPOSAL ON DIRECTOR LIABILITY. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 1,000 1,000 1,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PACKAGING DYNAMICS CORPORATION PKDY Annual Meeting Date: 05/11/2005
Issuer: 695160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE V. BAYLY Management For For
PHILLIP D. HARRIS Management For For
ANTHONY P. SCOTTO Management For For
FRANK V. TANNURA Management For For
WILLIAM J. WHITE Management For For
02 APPROVAL OF THE PACKAGING DYNAMICS CORPORATION Management Against Against No
2005 LONG-TERM INCENTIVE STOCK PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 101 33,000 33,000 33,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PATINA OIL & GAS CORPORATION POG Special Meeting Date: 05/11/2005
Issuer: 703224 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For No
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
DECEMBER 15, 2004, BY AND AMONG NOBLE ENERGY,
INC., NOBLE ENERGY PRODUCTION, INC. AND PATINA
OIL & GAS CORPORATION, PURSUANT TO WHICH PATINA
WILL MERGE WITH AND INTO NOBLE ENERGY PRODUCTION,
INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 50,000 50,000 50,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE GILLETTE COMPANY G Annual Meeting Date: 05/12/2005
Issuer: 375766 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL B. GIFFORD Management For For
RAY J. GROVES Management For For
FRED H. LANGHAMMER Management For For
MARJORIE M. YANG Management For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 60,000 60,000 60,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MCI INC. MCIP Annual Meeting Date: 05/16/2005
Issuer: 552691 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
N. KATZENBACH Management For For
D. BERESFORD Management For For
M. CAPELLAS Management For For
W. GREGORY Management For For
J. HABERKORN Management For For
L. HARRIS Management For For
E. HOLDER Management For For
M. NEPORENT Management For For
C. ROGERS, JR. Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 10,000 10,000 10,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BAYCORP HOLDINGS, LTD. WH Annual Meeting Date: 05/17/2005
Issuer: 072728 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANTHONY M. CALLENDRELLO Management For For
ALEXANDER ELLIS III Management For For
STANLEY I. GARNETT II Management For For
FRANK W. GETMAN JR. Management For For
JAMES S. GORDON Management For For
THOMAS C. LEONARD Management For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For No
OF VITALE, CATURANO & COMPANY LTD. AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 5,000 5,000 5,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK Annual Meeting Date: 05/17/2005
Issuer: 527288 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IAN M. CUMMING Management For For
PAUL M. DOUGAN Management For For
LAWRENCE D. GLAUBINGER Management For For
ALAN J. HIRSCHFIELD Management For For
JAMES E. JORDAN Management For For
JEFFREY C. KEIL Management For For
JESSE CLYDE NICHOLS III Management For For
JOSEPH S. STEINBERG Management For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION INCREASING THE NUMBER OF THE COMPANY S
COMMON SHARES AUTHORIZED FOR ISSUANCE TO 300,000,000.
03 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2003 Management For For No
SENIOR EXECUTIVE ANNUAL INCENTIVE BONUS PLAN
EXTENDING THE PLAN THROUGH FISCAL YEAR 2014.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 1,500 1,500 1,500 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DREYER'S GRAND ICE CREAM HOLDINGS, I DRYR Annual Meeting Date: 05/18/2005
Issuer: 261877 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAN L. BOOTH Management For For
P. BRABECK-LETMATHE Management For For
WILLIAM F. CRONK, III Management For For
JEAN-MARIE GURNE Management For For
TAHIRA HASSAN Management For For
JOHN W. LARSON Management For For
CARLOS E. REPRESAS Management For For
T. GARY ROGERS Management For For
TIMOTHY P. SMUCKER Management For For
JOE WELLER Management For For
02 THE APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE 2005
FISCAL YEAR OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 260,000 260,000 260,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 05/18/2005
Issuer: 398231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WINSTON J CHURCHILL JR. Management For For
EDGAR M. CULLMAN Management For For
FREDERICK M. DANZIGER Management For For
JOHN L. ERNST Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 100 70,000 70,000 70,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PROLOGIS PLD Annual Meeting Date: 05/18/2005
Issuer: 743410 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K.D. BROOKSHER* Management For For
W.C. RAKOWICH** Management For For
J.H. SCHWARTZ* Management For For
K.N. STENSBY* Management For For
02 APPROVAL OF AMENDMENT TO THE COMPANY S DECLARATION Management For For No
OF TRUST TO ELIMINATE THE CLASSIFIED BOARD OF TRUSTEES
AND PROVIDE FOR THE ANNUAL ELECTION OF TRUSTEES.
03 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM FOR 2005.
04 TO VOTE AND OTHERWISE REPRESENT THE UNDERSIGNED Management For For No
ON ANY OTHER MATTER THAT MAY PROPERLY COME BEFORE
THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT
THEREOF IN THE DISCRETION OF THE PROXY HOLDER
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 1,000 1,000 1,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION SALM Annual Meeting Date: 05/18/2005
Issuer: 794093 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STUART W. EPPERSON Management For For
PAUL PRESSLER Management For For
EDWARD G. ATSINGER III Management For For
DAVID DAVENPORT Management For For
ERIC H. HALVORSON Management For For
RICHARD A. RIDDLE Management For For
ROLAND S. HINZ Management For For
02 APPROVAL OF THE PROPOSED AMENDMENT AND RESTATEMENT Management Against Against No
OF SALEM S 1999 STOCK INCENTIVE PLAN TO INCREASE BY
1,500,000 THE NUMBER OF SHARES OF CLASS A COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER.
03 REAPPROVAL OF THE PROVISION IN SALEM S 1999 STOCK Management For For No
INCENTIVE PLAN ESTABLISHING THE MAXIMUM NUMBER OF
SHARES OF CLASS A COMMON STOCK AVAILABLE UNDER AWARDS
TO A SINGLE PARTICIPANT IN ANY ONE CALENDAR YEAR.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS SALEM S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 500 500 500 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELESYSTEM INTERNATIONAL WIRELESS IN TIWI Special Meeting Date: 05/19/2005
Issuer: 879946 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS AS OUTLINED IN THE INFORMATION Management For For No
CIRCULAR.
02 APPOINTMENT OF AUDITORS AND AUTHORIZING THE DIRECTORS Management For For No
TO FIX THEIR REMUNERATION.
03 CONSIDER AND, IF THOUGHT ADVISABLE, ADOPT, WITH Management For For No
OR WITHOUT VARIATION, A SPECIAL RESOLUTION (THE
ARRANGEMENT RESOLUTION ) APPROVING A PLAN OF
ARRANGEMENT (THE PLAN OF ARRANGEMENT ) UNDER SECTION
192 OF THE CANADA BUSINESS CORPORATIONS ACT PURSUANT
TO ORDERS OF THE SUPERIOR COURT OF QUEBEC, ALL AS MORE
FULLY DESCRIBED IN THE INFORMATION CIRCULAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 606 10,000 10,000 10,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNOCAL CORPORATION UCL Annual Meeting Date: 05/23/2005
Issuer: 915289 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CRAIG ARNOLD Management For For
JAMES W. CROWNOVER Management For For
DONALD B. RICE Management For For
MARK A. SUWYN Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL: AMENDMENT TO CERTIFICATE Shareholder Against For No
OF INCORPORATION TO REQUIRE THAT THE CHAIRMAN
BE AN INDEPENDENT DIRECTOR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 5,000 5,000 5,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
USF CORPORATION USFC Special Meeting Date: 05/23/2005
Issuer: 91729Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF FEBRUARY 27, 2005, AND AMENDED AS OF MAY
1, 2005, BY AND AMONG YELLOW ROADWAY CORPORATION,
YANKEE II LLC AND USF CORPORATION (THE MERGER
AGREEMENT ).
02 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF THE Management For For No
SPECIAL MEETING OF STOCKHOLDERS OF USF CORPORATION
(THE SPECIAL MEETING ), IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE ABOVE PROPOSAL.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 101 1,000 1,000 1,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ASK JEEVES, INC. ASKJ Annual Meeting Date: 05/24/2005
Issuer: 045174 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ---------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID S. CARLICK Management For For
JAMES D. KIRSNER Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS OF ASK JEEVES FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 21,000 21,000 21,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EQUANT N.V. ENT Special Meeting Date: 05/24/2005
Issuer: 294409 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVING THE RESOLUTIONS OF THE MANAGEMENT BOARD Management For For No
TO EXECUTE, DELIVER AND PERFORM THE COMBINATION
AGREEMENT ENTERED INTO BY EQUANT AND FRANCE TELECOM ON
FEBRUARY 9, 2005.
02 APPOINTING EACH MEMBER OF THE EQUANT MANAGEMENT Management For For No
BOARD AS THE PERSON REFERRED TO IN SECTION 2:146 OF
THE DUTCH CIVIL CODE FOR PURPOSES OF ENTERING INTO THE
COMBINATION AGREEMENT, AND RATIFYING ALL ACTIONS TAKEN
IN RESPECT THEREOF.
03 AUTHORIZING AND APPROVING THE DISSOLUTION AND Management For For No
LIQUIDATION OF EQUANT IN CONFORMITY WITH THE
COMBINATION AGREEMENT AND CONDITIONAL ON THE CLOSING
OF THE ACQUISITION OF SUBSTANTIALLY ALL OF THE ASSETS,
AND ASSUMPTION OF SUBSTANTIALLY ALL OF THE
LIABILITIES.
04 APPOINTMENT OF ENV LIQUIDATOR B.V. AS LIQUIDATOR Management For For No
OF EQUANT AND THE REMUNERATION OF SUCH LIQUIDATOR.
05 AMENDMENT OF THE EQUANT ARTICLES OF ASSOCIATION Management For For No
TO CHANGE THE NAME OF EQUANT N.V. TO ENV INTERNATIONAL
N.V., THE ACQUISITION OF SUBSTANTIALLY ALL OF THE
ASSETS, AND ASSUMPTION OF THE LIABILITIES, OF EQUANT
BY FRANCE TELECOM.
06 AMENDMENT OF THE EQUANT ARTICLES OF ASSOCIATION Management For For No
TO MAKE CERTAIN CHANGES AGREED TO IN THE COMBINATION
AGREEMENT THE LATER TO OCCUR OF THE LIQUIDATING
DISTRIBUTION AND THE DELISTING OF EQUANT S ORDINARY
SHARES FROM THE NEW YORK STOCK EXCHANGE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 28,100 28,100 28,100 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MONOLITHIC SYSTEM TECHNOLOGY, INC. MOSY Annual Meeting Date: 05/24/2005
Issuer: 609842 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CARL E. BERG Management For For
WINGYU LEUNG Management For For
CHENMING HU Management For For
TOMMY ENG Management For For
JAMES D. KUPEC Management For For
CHI-PING HSU Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 89,000 89,000 89,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DENNY'S CORPORATION DNYY Annual Meeting Date: 05/25/2005
Issuer: 24869P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VERA K. FARRIS Management For For
VADA HILL Management For For
BRENDA J. LAUDERBACK Management For For
NELSON J. MARCHIOLI Management For For
ROBERT E. MARKS Management For For
MICHAEL MONTELONGO Management For For
HENRY J. NASELLA Management For For
DONALD R. SHEPHERD Management For For
DEBRA SMITHART-OGLESBY Management For For
02 A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS THE PRINCIPAL INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF DENNY S CORPORATION AND ITS
SUBSIDIARIES FOR THE YEAR 2005.
03 A PROPOSAL TO APPROVE AN AMENDMENT TO THE DENNY S Management For For No
CORPORATION 2004 OMNIBUS INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 104 20,000 20,000 20,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INSURANCE AUTO AUCTIONS, INC. IAAI Special Meeting Date: 05/25/2005
Issuer: 457875 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BY Management For For No
AND AMONG IAAI, AXLE HOLDINGS, INC. AND AXLE
MERGER SUB., INC.
02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Management For For No
PROXIES IN THE EVENT THAT THE NUMBER OF PROXIES
SUFFICIENT TO APPROVE AND ADOPT THE MERGER HAS NOT BEEN
RECEIVED BY THE DATE OF THE SPECIAL MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 140,000 140,000 140,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION AMT Annual Meeting Date: 05/26/2005
Issuer: 029912 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RAYMOND P. DOLAN Management For For
CAROLYN F. KATZ Management For For
GUSTAVO LARA CANTU Management For For
FRED R. LUMMIS Management For For
PAMELA D.A. REEVE Management For For
JAMES D. TAICLET, JR. Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 201 500 500 500 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KATY INDUSTRIES, INC. KT Annual Meeting Date: 05/26/2005
Issuer: 486026 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
03 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shareholder For Against No
REGARDING KATY S STOCKHOLDER RIGHTS AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 4,000 4,000 4,000 5/26/2005
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WMC RES LTD WMR.AX AGM Meeting Date: 05/30/2005
Issuer: Q9737U106 ISIN: AU000000WMR6
SEDOL: 6571469
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL REPORT AND THE REPORTS Non-Voting *Management Position Unknown No
OF THE DIRECTORS AND OF THE AUDITOR FOR THE YE 31 DEC
2004
2.a RE-ELECT MR. TOMMIE C-E. BERGMAN AS A DIRECTOR, Management For *Management Position Unknown No
WHO RETIRES IN ACCORDANCE WITH THE COMPANY S
CONSTITUTION
2.b RE-ELECT PROFESSOR ADRIENNE E. CLARKE AC AS A Management For *Management Position Unknown No
DIRECTOR, WHO RETIRES IN ACCORDANCE WITH THE
COMPANY S CONSTITUTION
2.c RE-ELECT MR. DAVID E. MEIKLEJOHN AS A DIRECTOR, Management For *Management Position Unknown No
WHO RETIRES IN ACCORDANCE WITH THE COMPANY S
CONSTITUTION
* TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 140,000 140,000 140,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CLOSURE MEDICAL CORPORATION CLSR Special Meeting Date: 06/02/2005
Issuer: 189093 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF MARCH 3, 2005, AMONG JOHNSON & JOHNSON,
HOLDEN MERGER SUB, INC. AND CLOSURE MEDICAL CORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 150,000 150,000 150,000 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONCORD COMMUNICATIONS, INC. CCRD Special Meeting Date: 06/02/2005
Issuer: 206186 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF APRIL 7, 2005, BY AND AMONG COMPUTER
ASSOCIATES INTERNATIONAL, INC., MINUTEMAN ACQUISITION
CORP. AND CONCORD COMMUNICATIONS, INC., AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
02 TO ACT UPON SUCH OTHER BUSINESS AS MAY PROPERLY Management For For No
COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT OF THE MEETING, INCLUDING TO CONSIDER ANY
PROCEDURAL MATTERS INCIDENT TO THE CONDUCT OF THE SPECIAL
MEETING, SUCH AS ADJOURNMENT OR POSTPONEMENT TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE
AGREEMENT AND PLAN OF MERGER.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 108 5,500 5,500 5,500 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EAST SURREY HOLDINGS PLC ESH.L EGM Meeting Date: 06/03/2005
Issuer: G2911M140 ISIN: GB0002995529
SEDOL: 0299552, B073BT7
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THE ORDINARY SCHEME AND THE REDUCTION Management For *Management Position Unknown No
AND SUBSEQUENT RESTORATION OF THE CAPITAL IN
THE COMPANY IN ACCORDANCE WITH THE ORDINARY SCHEME
REFERRED TO IN THE NOTICE CONVENING THE MEETING;
AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO
ALLOT THE RELEVANT SECURITIES TO MR. KELLEN
S.2 APPROVE THE PREFERENCE SCHEME AND THE REDUCTION Management For *Management Position Unknown No
AND SUBSEQUENT RESTORATION OFTHE CAPITAL IN THE
COMPANY IN ACCORDANCE WITH THE PREFERENCE SCHEME
REFERRED TO IN THE NOTICE CONVENING THE MEETING;
AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO
ALLOT THE RELEVANT SECURITIES TO MR. KELLEN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND G007 25,000 25,000 25,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PULITZER INC. PTZ Special Meeting Date: 06/03/2005
Issuer: 745769 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 29, 2005, BY AND AMONG PULITZER
INC., LEE ENTERPRISES, INCORPORATED AND LP ACQUISITION
CORP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 150,000 150,000 150,000 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
REVLON, INC. REV Annual Meeting Date: 06/03/2005
Issuer: 761525 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RONALD O. PERELMAN Management For For
ALAN S. BERNIKOW Management For For
PAUL J. BOHAN Management For For
DONALD G. DRAPKIN Management For For
MEYER FELDBERG Management For For
HOWARD GITTIS Management For For
EDWARD J. LANDAU Management For For
LINDA GOSDEN ROBINSON Management For For
JACK L. STAHL Management For For
KENNETH L. WOLFE Management For For
02 APPROVAL OF THE REVLON EXECUTIVE BONUS PLAN. Management For For No
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 500 61,035 61,035 61,035 6/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG Annual Meeting Date: 06/07/2005
Issuer: 492386 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM F. WALLACE Management For For
IAN L. WHITE-THOMSON Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 APPROVAL OF 2005 LONG TERM INCENTIVE PLAN. Management Against Against No
04 APPROVAL TO AMEND THE AMENDED AND RESTATED CERTIFICATION Management For For No
OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM 300,000,000 TO
500,000,000.
05 STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT Shareholder Against For No
OF AN OFFICE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 1,500 1,500 1,500 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Annual Meeting Date: 06/07/2005
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL B. ALEXANDER Management For For
EDWARD H. BERSOFF Management For For
JOSEPH F. CALIGIURI Management For For
PETER A. COHEN Management For For
SUSAN GOLDING Management For For
ROBERT M. HANISEE Management For For
ROBERT E. LA BLANC Management For For
ANTHONY J. PRINCIPI Management For For
GENE W. RAY Management For For
JAMES ROTH Management For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 103 83,000 83,000 83,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/08/2005
Issuer: 530718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID E. RAPLEY Management For For
LARRY E. ROMRELL Management For For
02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 105 10,000 10,000 10,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AVIALL, INC. AVL Annual Meeting Date: 06/09/2005
Issuer: 05366B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD J. SCHNIEDERS Management For For
BRUCE N. WHITMAN Management For For
ALLAN M. HOLT Management For For
CHRIS A. DAVIS Management For For
02 APPROVAL OF THE AVIALL, INC. MANAGEMENT INCENTIVE Management For For No
PLAN
03 APPROVAL OF THE AMENDMENT TO THE AMENDED AND Management Against Against No
RESTATED 1998 DIRECTORS STOCK PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 102 500 500 500 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. LVS Annual Meeting Date: 06/09/2005
Issuer: 517834 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES D. FORMAN Management For For
IRWIN A. SIEGEL Management For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For No
THE SELECTION OF AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 107 5,000 5,000 5,000 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE CORPORATION VRTS Special Meeting Date: 06/24/2005
Issuer: 923436 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO ADOPT AN AGREEMENT AND PLAN OF Management For For No
REORGANIZATION, DATED DECEMBER 15, 2004, THAT WAS
ENTERED INTO BY AND AMONG SYMANTEC CORPORATION, CARMEL
ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY OF
SYMANTEC CORPORATION, AND VERITAS, AS THE SAME MAY BE
AMENDED FROM TIME TO TIME.
02 AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, Management For For No
IF A QUORUM IS PRESENT, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF PROPOSAL NO. 1.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 109 35,000 35,000 35,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T CORP. T Annual Meeting Date: 06/30/2005
Issuer: 001957 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPT THE MERGER AGREEMENT AMONG SBC, AT&T AND Management For For No
MERGER SUB
01A ADJOURNMENT TO PERMIT FURTHER SOLICITATION OF Management For For No
PROXIES IN FAVOR OF ITEM 1
02 DIRECTOR Management For No
W.F. ALDINGER Management For For
K.T. DERR Management For For
D.W. DORMAN Management For For
M.K. EICKHOFF-SMITH Management For For
H.L. HENKEL Management For For
F.C. HERRINGER Management For For
J.C. MADONNA Management For For
D.F. MCHENRY Management For For
T.L. WHITE Management For For
03 RATIFICATION OF AUDITORS Management For For No
04 NO FUTURE STOCK OPTIONS Shareholder Against For No
05 LINK RESTRICTED STOCK UNIT VESTING TO PERFORMANCE Shareholder Against For No
06 EXECUTIVE COMPENSATION Shareholder Against For No
07 POISON PILL Shareholder For Against No
08 SHAREHOLDER APPROVAL OF FUTURE SERPS Shareholder Against For No
09 SHAREHOLDER RATIFICATION OF SEVERANCE AGREEMENTS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 505 50,000 50,000 50,000 6/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BONE CARE INTERNATIONAL, INC. BCII Special Meeting Date: 06/30/2005
Issuer: 098072 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF MAY 4, 2005, AMONG GENZYME CORPORATION,
MACBETH CORPORATION AND BONE CARE INTERNATIONAL,
INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------
GABELLI ABC FUND 997G007 101 60,000 60,000 60,000 6/24/2005
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Gabelli Investor Funds, Inc.
---------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 30, 2005
----------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.