UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-06367
---------------------------------------
Gabelli Equity Series Funds, Inc.
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, NY 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
------------------------------ -------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
------------------------
Date of fiscal year end: December 31
--------------------
Date of reporting period: July 1, 2004 - June 30, 2005
------------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2004 TO JUNE 30, 2005
- ------------------------------------------------------------------------------------------------------------------------------------
BED BATH & BEYOND INC. BBBY Annual Meeting Date: 07/01/2004
Issuer: 075896 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WARREN EISENBERG-3YR Management For For
VICTORIA A MORRISON-3YR Management For For
STANLEY BARSHAY-3YR Management For For
FRAN STOLLER-2YR Management For For
JORDAN HELLER-1YR Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP. Management For For No
03 RATIFICATION OF THE ADOPTION OF THE 2004 INCENTIVE Management Against Against No
COMPENSATION PLAN.
04 SHAREHOLDER PROPOSAL; GLASS CEILING REPORT. Shareholder Against For No
05 SHAREHOLDER PROPOSAL; EXECUTIVE STOCK HOLDINGS. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 100 4,000 4,000 4,000 6/18/2004
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THE TOPPS COMPANY, INC. TOPP Annual Meeting Date: 07/01/2004
Issuer: 890786 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALLAN A. FEDER Management For For
DAVID M. MAUER Management For For
JACK H. NUSBAUM Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE TOPPS COMPANY,
INC. FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 106 56,700 56,700 56,700 6/19/2004
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WYNDHAM INTERNATIONAL, INC. WBR Annual Meeting Date: 07/01/2004
Issuer: 983101 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KARIM ALIBHAI* Management For For
LEONARD BOXER* Management For For
ADELA CEPEDA* Management For For
MILTON FINE* Management For For
FRED J. KLEISNER* Management For For
ROLF E. RUHFUS* Management For For
LYNN C. SWANN* Management For For
SHERWOOD M. WEISER* Management For For
MARC A. BEILINSON** Management For For
PAUL FRIBOURG** Management For For
LAWRENCE J. RUISI** Management For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT BY WYNDHAM Management For For No
S BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS WYNDHAM S INDEPENDENT AUDITORS FOR THE
2004 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 106 70,000 70,000 70,000 6/19/2004
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BANKGESELLSCHAFT BERLIN AG, BERLIN BEB2.DE AGM Meeting Date: 07/02/2004
Issuer: D09408135 ISIN: DE0008023227 BLOCKING
SEDOL: 4093772, 5107854
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1.a RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For *Management No
REPORT FOR THE FY 2003 WITH THE REPORT OF THE Position Unknown
SUPERVISORY BOARD
1.b RECEIVE THE GROUP FINANCIAL STATEMENTS AND THE Management For *Management No
GROUP ANNUAL REPORT Position Unknown
2. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For *Management No
Position Unknown
3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For *Management No
Position Unknown
4. ELECT THE SUPERVISORY BOARD Management For *Management No
Position Unknown
5. APPROVE THE REGULATIONS OF COMPETENCE S AND PROCEDURES Management For *Management No
IN CONNECTION WITH THE AGREEMENT WITH THE FEDERAL Position Unknown
STATEM OF BERLIN TO SHIELD THE BANKGESELLSCHAFT
BERLIN GROUP FROM THE RISKS OF THE COMPANY S
REAL ESTATE BUSINESS
6. AUTHORIZE THE COMPANY TO ACQUIRE AND SELL OWN Management For *Management No
SHARES, AT A PRICE NOT DIFFERING MORE THAN 10% Position Unknown
FROM THEIR MARKET PRICE, ON OR BEFORE 30 SEP
2005; THE TRADING PORTFOLIO OF SHARES TO BE ACQUIRED
FOR SUCH PURPOSE SHALL NOT EXCEED 5% OF THE SHARE
CAPITAL AT THE END OF EACH DAY
7. AUTHORIZE THE COMPANY TO ACQUIRE SHARES, OF UP Management For *Management No
TO 10% OF ITS SHARE CAPITAL, AT PRICE NOT DIFFERING Position Unknown
MORE THAN 10% FROM THE MARKET PRICE OF THE SHARES,
ON OR BEFORE 30 SEP 2005; AUTHORIZE THE BOARD
OF DIRECTORS TO RETIRE THE SHARES
8. APPOINT PWC DEUTSCHE REVISION AG, BERLIN, AS Management For *Management No
THE AUDITORS FOR THE FY 2004 Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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THE GABELLI SMALL CAP GROWTH G004 66,000 66,000 66,000 6/23/2004
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INTEGRITY MEDIA, INC. ITGR Special Meeting Date: 07/08/2004
Issuer: 45817Y ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT Management For For No
AND PLAN OF MERGER, DATED AS OF MARCH 1, 2004,
BY AND AMONG INTEGRITY, KONA ACQUISITION, CORP.
AND P. MICHAEL COLEMAN, PURSUANT TO WHICH, AMONG
OTHER THINGS, KONA ACQUISITION, CORP. WILL BE
MERGED WITH AND INTO INTEGRITY.
02 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON ANY MOTION SUBMITTED TO A VOTE OF
THE STOCKHOLDERS TO ADJOURN OR POSTPONE THE MEETING
TO ANOTHER TIME AND PLACE FOR THE PURPOSE OF
SOLICITING ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 103 500 500 500 6/30/2004
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PARK ELECTROCHEMICAL CORP. PKE Annual Meeting Date: 07/14/2004
Issuer: 700416 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARK S. AIN Management For For
DALE BLANCHFIELD Management For For
ANTHONY CHIESA Management For For
LLOYD FRANK Management For For
BRIAN E. SHORE Management For For
STEVEN T. WARSHAW Management For For
02 APPROVAL OF MATCHING CONTRIBUTION FEATURE OF Management For For No
EMPLOYEE STOCK PURCHASE PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 209 85,000 85,000 85,000 6/25/2004
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BELDEN INC. BWC Annual Meeting Date: 07/15/2004
Issuer: 077459 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No
PLAN OF MERGER, DATED AS OF FEBRUARY 4, 2004,
AS AMENDED, BY AND AMONG CABLE DESIGN TECHNOLOGIES
CORPORATION, BC MERGER CORP., A WHOLLY- OWNED
SUBSIDIARY OF CABLE DESIGN TECHNOLOGIES CORPORATION,
AND BELDEN INC., AND THE MERGER CONTEMPLATED
THEREBY, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
02 DIRECTOR Management For No
MR. LORNE D. BAIN Management For For
MR. BERNARD G. RETHORE Management For For
MR. ARNOLD W. DONALD Management For For
03 TO APPROVE ANY PROPOSAL TO ADJOURN OR POSTPONE Management For For No
THE BELDEN INC. ANNUAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF APPROVING EITHER
PROPOSAL 1 OR 2.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 105 115,000 115,000 115,000 7/13/2004
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PENTON MEDIA, INC. PME Annual Meeting Date: 07/15/2004
Issuer: 709668 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PENI A. GARBER Management For For
HANNAH C. CRAVEN Management For For
02 APPROVE THE APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No
FOR FISCAL YEAR 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 107 1,125,000 1,125,000 1,125,000 6/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC. IIIN Annual Meeting Date: 07/20/2004
Issuer: 45774W ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HOWARD O. WOLTZ, JR. Management For For
C. RICHARD VAUGHN Management For For
LOUIS E. HANNEN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 108 5,000 5,000 5,000 7/7/2004
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KEMET CORPORATION KEM Annual Meeting Date: 07/21/2004
Issuer: 488360 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 THE APPROVAL OF KEMET CORPORATION S 2004 LONG-TERM Management For For No
EQUITY INCENTIVE PLAN.
01 DIRECTOR Management For No
DAVID E. MAGUIRE Management For For
JOSEPH D. SWANN Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For No
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING MARCH 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 10,000 10,000 10,000 6/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY MOD Annual Meeting Date: 07/21/2004
Issuer: 607828 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
RICHARD J. DOYLE Management For For
GARY L. NEALE Management For For
DAVID B. RAYBURN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 100 220,000 220,000 220,000 6/22/2004
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PLANTRONICS, INC. PLT Annual Meeting Date: 07/21/2004
Issuer: 727493 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PATTI HART Management For For
KEN KANNAPPAN Management For For
TRUDE TAYLOR Management For For
MARV TSEU Management For For
DAVID WEGMANN Management For For
ROGER WERY Management For For
02 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Against No
OF THE 2003 STOCK PLAN, WHICH INCLUDES AN INCREASE
OF ONE MILLION SHARES OF COMMON STOCK ISSUABLE
THEREUNDER.
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE 2003 Management For For No
STOCK PLAN TO ALLOW A PORTION OF THE SHARES RESERVE
TO BE USED FOR AWARDS OF RESTRICTED STOCK, RESTRICTED
STOCK UNITS AND CAPPED STOCK APPRECIATION RIGHTS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR FISCAL 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 108 4,500 4,500 4,500 6/25/2004
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RAYOVAC CORPORATION ROV Annual Meeting Date: 07/21/2004
Issuer: 755081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN S. LUPO Management For For
THOMAS R. SHEPHERD Management For For
02 TO APPROVE THE 2004 RAYOVAC INCENTIVE PLAN. Management Against Against No
03 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Management For For No
OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI SMALL CAP GROWTH FUND 997G004 106 25,000 25,000 25,000 6/26/2004
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SOLA INTERNATIONAL INC. SOL Annual Meeting Date: 07/21/2004
Issuer: 834092 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JEREMY C. BISHOP Management For For
MAURICE J. CUNNIFFE Management For For
CHARLES F. SMITH Management For For
COLOMBE M. NICHOLAS Management For For
ROBERT A. MUH Management For For
JACKSON L. SCHULTZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 86,000 86,000 86,000 7/7/2004
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TELEWEST COMMUNICATIONS PLC TWSTY Annual Meeting Date: 07/21/2004
Issuer: 87956P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 ORDINARY RESOLUTION - TO APPROVE THE DIRECTORS Management For For No
REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER
2003
01 ORDINARY RESOLUTION - TO RECEIVE AND ADOPT THE Management For For No
DIRECTORS REPORT AND FINANCIAL STATEMENTS FOR
THE YEAR ENDED 31 DECEMBER 2003
07 SPECIAL RESOLUTION - TO GRANT THE DIRECTORS POWER Management For For No
TO DISAPPLY PRE-EMPTION RIGHTS
06 ORDINARY RESOLUTION - TO GRANT THE DIRECTORS Management For For No
AUTHORITY TO ALLOT UNISSUED SHARES
05 ORDINARY RESOLUTION - TO REAPPOINT KPMG AUDIT Management For For No
PLC AS AUDITORS AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
04 ORDINARY RESOLUTION - TO REAPPOINT MR S S COOK Management For For No
AS A DIRECTOR
03 ORDINARY RESOLUTION - TO REAPPOINT MR A W P STENHAM Management For For No
AS A DIRECTOR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 204 2,500 2,500 2,500 7/7/2004
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BROWN-FORMAN CORPORATION BFA Annual Meeting Date: 07/22/2004
Issuer: 115637 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE BROWN-FORMAN 2004 OMNIBUS COMPENSATION Management Against Against No
PLAN DESCRIBED IN THE PROXY STATEMENT.
01 DIRECTOR Management For No
INA BROWN BOND Management For For
BARRY D. BRAMLEY Management For For
GEO. GARVIN BROWN III Management For For
OWSLEY BROWN II Management For For
DONALD G. CALDER Management For For
OWSLEY BROWN FRAZIER Management For For
RICHARD P. MAYER Management For For
STEPHEN E. O'NEIL Management For For
MATTHEW R. SIMMONS Management For For
WILLIAM M. STREET Management For For
DACE BROWN STUBBS Management For For
PAUL C. VARGA Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 24,000 24,000 24,000 7/21/2004
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MACROMEDIA, INC. MACR Annual Meeting Date: 07/26/2004
Issuer: 556100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT K. BURGESS Management For For
JOHN (IAN) GIFFEN Management For For
STEVEN GOMO Management For For
WILLIAM H. HARRIS, JR. Management For For
DONALD L. LUCAS Management For For
TIMOTHY O'REILLY Management For For
WILLIAM B. WELTY Management For For
03 RATIFICATION OF SELECTION OF KPMG LLP AS THE Management For For No
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
02 AMENDMENT TO THE COMPANY S 2002 EQUITY INCENTIVE Management Against Against No
PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 200 200 200 7/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KERZNER INTERNATIONAL LIMITED KZL Annual Meeting Date: 07/27/2004
Issuer: P6065Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE Management For For No
COMPANY S INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR 2004.
01 DIRECTOR Management For No
SOLOMON KERZNER Management For For
PETER N. BUCKLEY Management For For
HOWARD S. MARKS Management For For
ERIC B. SIEGEL Management For For
HEINRICH VON RANTZAU Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 53,000 53,000 53,000 7/9/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/29/2004
Issuer: 285512 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M. RICHARD ASHER Management For For
WILLIAM J. BYRON Management For For
LEONARD S. COLEMAN Management For For
GARY M. KUSIN Management For For
GREGORY B. MAFFEI Management For For
TIMOTHY MOTT Management For For
ROBERT W. PITTMAN Management For For
LAWRENCE F. PROBST III Management For For
LINDA J. SRERE Management For For
02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE PLAN Management Against Against No
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For For No
PLAN
04 AMENDMENT OF THE CERTIFICATE OF INCORPORATION Management For For No
TO CONSOLIDATE COMMON STOCK
05 AMENDMENT OF THE CERTIFICATE OF INCORPORATION Management For For No
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK
06 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 9,000 9,000 9,000 7/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
APOGENT TECHNOLOGIES INC. AOT Special Meeting Date: 08/02/2004
Issuer: 03760A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For No
02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No
SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 70,000 70,000 70,000 7/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER SCIENTIFIC INTERNATIONAL INC. FSH Annual Meeting Date: 08/02/2004
Issuer: 338032 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ISSUANCE OF FISHER COMMON STOCK Management For For No
02 DIRECTOR Management For No
MICHAEL D. DINGMAN* Management For For
CHARLES A SANDERS M.D.* Management For For
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT AUDITORS OF FISHER FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004*
04 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No
SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 204 13,000 13,000 13,000 6/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AIRGAS, INC. ARG Annual Meeting INC.Date: 08/04/2004
Issuer: 009363 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W. THACHER BROWN Management For For
PETER MCCAUSLAND Management For For
RICHARD C. ILL Management For For
02 APPROVE THE AMENDMENT TO THE 1997 DIRECTORS Management Against Against No
STOCK OPTION PLAN.
03 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 35,000 35,000 35,000 7/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MARKETWATCH.COM, INC. MKTW Annual Meeting Date: 08/04/2004
Issuer: 570619 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LAWRENCE S. KRAMER Management For For
PETER GLUSKER Management For For
CHRISTIE HEFNER Management For For
ANDREW HEYWARD Management For For
DAVID HODGSON Management For For
PHILIP HOFFMAN Management For For
ZACHARY LEONARD Management For For
ROBERT H. LESSIN Management For For
DOUGLAS MCCORMICK Management For For
DAVID MOORE Management For For
JEFFREY F. RAYPORT Management For For
03 PROPOSAL TO AMEND THE AMENDED AND RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY
TO MARKETWATCH, INC.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 4,000 4,000 4,000 7/9/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TIVO INC. TIVO Annual Meeting Date: 08/04/2004
Issuer: 888706 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES B. FRUIT Management For For
MARK W. PERRY Management For For
THOMAS S. ROGERS Management For For
DAVID M. ZASLAV Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 5,000 5,000 5,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED LZB Annual Meeting Date: 08/10/2004
Issuer: 505336 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF LONG-TERM EQUITY AWARD PLAN. Management Against Against No
02 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
01 DIRECTOR Management For No
DAVID K. HEHL Management For For
ROCQUE E. LIPFORD Management For For
MEL R. MARTINEZ Management For For
JACK L. THOMPSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 30,000 30,000 30,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. MNRO Annual Meeting Date: 08/10/2004
Issuer: 610236 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING MARCH 26, 2005.
01 DIRECTOR Management For No
RICHARD A. BERENSON Management For For
DONALD GLICKMAN Management For For
ROBERT E. MELLOR Management For For
LIONEL B. SPIRO Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 7,875 7,875 7,875 7/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. PCP Annual Meeting Date: 08/11/2004
Issuer: 740189 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF INDEPENDENT Management For For No
AUDITORS
01 DIRECTOR Management For No
PETER R. BRIDENBAUGH Management For For
STEVEN G. ROTHMEIER Management For For
J. FRANK TRAVIS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 50,000 50,000 50,000 7/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE J.M. SMUCKER COMPANY SJM Contested Consent Meeting Date: 08/12/2004
Issuer: 832696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KATHRYN W. DINDO Management For For
RICHARD K. SMUCKER Management For For
WILLIAM H. STEINBRINK Management For For
02 RATIFICATION OF APPOINTMENT OF AUDITORS. Management For For No
03 APPROVAL OF AMENDED AND RESTATED NONEMPLOYEE Management For For No
DIRECTOR STOCK PLAN.
04 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Management For For No
ANNUAL MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE
THE ABOVE PROPOSALS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 405 70,000 70,000 70,000 7/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Annual Meeting Date: 08/19/2004
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004
01 DIRECTOR Management For No
MICHAEL B. ALEXANDER Management For For
EDWARD H. BERSOFF Management For For
JOSEPH F. CALIGIURI Management For For
PETER A. COHEN Management For For
DANIEL J. FINK Management For For
SUSAN GOLDING Management For For
ROBERT M. HANISEE Management For For
ROBERT E. LA BLANC Management For For
GENE W. RAY Management For For
JAMES ROTH Management For For
JOSEPH R. WRIGHT, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 25,000 25,000 25,000 8/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS NELSON, INC. TNM Annual Meeting Date: 08/19/2004
Issuer: 640376 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RONALD W. BLUE Management For For
MICHAEL S. HYATT Management For For
SAM MOORE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 225,000 225,000 225,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HOMEFED CORPORATION HFDC Annual Meeting Date: 08/24/2004
Issuer: 43739D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 AMENDMENT TO THE COMPANY S 1999 STOCK INCENTIVE Management For For No
PLAN TO INCREASE THE NUMBER OF SHARES OF OUR
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
PLAN BY 300,000 SHARES.
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
2004.
01 DIRECTOR Management For No
PATRICK D. BIENVENUE Management For For
PAUL J. BORDEN Management For For
TIMOTHY M. CONSIDINE Management For For
IAN M. CUMMING Management For For
MICHAEL A. LOBATZ Management For For
JOSEPH S. STEINBERG Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 307 396 396 396 8/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SCHOOL SPECIALTY, INC. SCHS Annual Meeting Date: 08/24/2004
Issuer: 807863 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY DELOITTE & TOUCHE LLP AS SCHOOL SPECIALTY Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2005.
01 DIRECTOR Management For No
LEO C. MCKENNA Management For For
TERRY L. LAY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 3,000 3,000 3,000 8/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------
YOUBET.COM, INC. UBET Annual Meeting Date: 08/24/2004
Issuer: 987413 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES F. CHAMPION Management For For
DAVID M. MARSHALL Management For For
GARY ADELSON Management For For
GUY CHIPPARONI Management For For
JAMES EDGAR Management For For
JOSEPH F. BARLETTA Management For For
ROBERT E. BRIERLEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 20,000 20,000 20,000 8/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
CNS, INC. CNXS Annual Meeting Date: 08/25/2004
Issuer: 126136 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS.
01 DIRECTOR Management For No
DANIEL E. COHEN Management For For
KAREN T. BECKWITH Management For For
PATRICK DELANEY Management For For
ANDREW J. GREENSHIELDS Management For For
H. ROBERT HAWTHORNE Management For For
MARTI MORFITT Management For For
RICHARD PERKINS Management For For
MORRIS J. SIEGEL Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 18,000 18,000 18,000 8/4/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DENNY'S CORPORATION DNYY Special Meeting Date: 08/25/2004
Issuer: 24869P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED Management For For No
CERTIFICATE OF INCORPORATION OF DENNY S CORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK, PAR VALUE $0.01 PER SHARE, FROM
100,000,000 SHARES TO 135,000,000 SHARES.
02 A PROPOSAL TO APPROVE THE DENNY S CORPORATION Management Against Against No
2004 OMNIBUS INCENTIVE PLAN. APPROVAL OF PROPOSAL
2 IS CONTINGENT UPON THE STOCKHOLDERS APPROVAL
OF PROPOSAL 1.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 85,000 85,000 85,000 8/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHODONTIC CENTERS OF AMERICA, INC. OCA Special Meeting Date: 08/26/2004
Issuer: 68750P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Shareholder Against For No
DIRECTORS ADOPT A POLICY OF NOMINATING INDEPENDENT
DIRECTORS WHO, IF ELECTED BY THE STOCKHOLDERS,
WOULD CONSTITUTE TWO-THIRDS OF THE BOARD.
01 PROPOSAL TO APPROVE THE NAME CHANGE FROM ORTHODONTIC Management For For No
CENTERS OF AMERICA, INC. TO OCA, INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 30,000 30,000 30,000 8/4/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OUTDOOR CHANNEL HOLDINGS, INC. OUTD Annual Meeting Date: 09/08/2004
Issuer: 690027 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
09 PROPOSAL TO APPROVE, IF PROPOSAL 7 IS ADOPTED, Management For For No
CERTAIN PROVISIONS IN THE CERTIFICATE OF INCORPORATION
AND BYLAWS.
08 PROPOSAL TO APPROVE, IF PROPOSAL 7 IS ADOPTED, Management For For No
THE CLASSIFICATION OF THE BOARD OF DIRECTORS
AND RELATED MATTERS.
07 PROPOSAL TO APPROVE THE REINCORPORATION OF OUTDOOR Management For For No
CHANNEL HOLDINGS, INC. FROM ALASKA TO DELAWARE
BY MEANS OF A MERGER WITH AND INTO A WHOLLY OWNED
DELAWARE SUBSIDIARY.
06 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Management For For No
OUTDOOR CHANNEL HOLDINGS, INC. COMMON STOCK AND
THE ASSUMPTION OF THE OUTDOOR CHANNEL, INC. OPTIONS
AS CONTEMPLATED IN THE AGREEMENT AND PLAN OF
MERGER DATED MAY 12, 2004 AMONG OUTDOOR CHANNEL
HOLDINGS, INC., GOLD PROSPECTOR S ASSOCIATION
OF AMERICA, INC. AND THE OUTDOOR CHANNEL, INC.
05 PROPOSAL TO APPROVE THE OUTDOOR CHANNEL HOLDINGS, Management For For No
INC. 2004 LONG-TERM INCENTIVE PLAN.
04 PROPOSAL TO RATIFY AND APPROVE THE OUTDOOR CHANNEL Management For For No
HOLDINGS, INC. NON-EMPLOYEE DIRECTORS STOCK OPTION
PLAN.
03 PROPOSAL TO RATIFY AND APPROVE A STOCK OPTION Management For For No
GRANT TO MR. EUGENE A. BROOKHART, VICE PRESIDENT
OF OPERATIONS OF THE OUTDOOR CHANNEL, INC.
02 PROPOSAL TO RATIFY AND APPROVE A STOCK OPTION Management For For No
GRANT TO MR. WILLIAM A. OWEN, CFO OF OUTDOOR
CHANNEL HOLDINGS, INC.
01 DIRECTOR Management For No
PERRY T. MASSIE Management For For
THOMAS H. MASSIE Management For For
DAVID C. MERRITT Management For For
THOMAS BAHNSON STANLEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 1,600 1,600 1,600 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CAPSTONE TURBINE CORPORATION CPST Annual Meeting Date: 09/10/2004
Issuer: 14067D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE CAPSTONE TURBINE CORPORATION AMENDED Management Against Against No
AND RESTATED 2000 EQUITY INCENTIVE PLAN AS AMENDED
TO ADD 2,380,000 SHARES.
01 DIRECTOR Management For No
ELIOT G. PROTSCH Management For For
CARMINE BOSCO Management For For
RICHARD DONNELLY Management For For
JOHN JAGGERS Management For For
DENNIS SCHIFFEL Management For For
JOHN TUCKER Management For For
ERIC YOUNG Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 50,000 50,000 50,000 8/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FLEETWOOD ENTERPRISES, INC. FLE Annual Meeting Date: 09/14/2004
Issuer: 339099 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PAUL D. BORGHESANI Management For For
EDWARD B. CAUDILL Management For For
THOMAS B. PITCHER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 205,000 205,000 205,000 8/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
JOHN WILEY & SONS, INC. JWB Annual Meeting Date: 09/15/2004
Issuer: 968223 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 PROPOSAL TO APPROVE THE DIRECTORS STOCK PLAN. Management For For No
04 PROPOSAL TO APPROVE THE 2004 EXECUTIVE ANNUAL Management For For No
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE 2004 KEY EMPLOYEE STOCK Management Against Against No
PLAN.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For No
AS INDEPENDENT ACCOUNTANTS.
01 DIRECTOR Management For No
WARREN J. BAKER Management For For
MATTHEW S. KISSNER Management For For
KIM JONES Management For For
WILLIAM J. PESCE Management For For
WILLIAM B. PLUMMER Management For For
BRADFORD WILEY II Management For For
PETER BOOTH WILEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 305 12,000 12,000 12,000 9/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC. CASY Annual Meeting Date: 09/17/2004
Issuer: 147528 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONALD F. LAMBERTI Management For For
JOHN R. FITZGIBBON Management For For
RONALD M. LAMB Management For For
PATRICIA CLARE SULLIVAN Management For For
JOHN G. HARMON Management For For
KENNETH H. HAYNIE Management For For
JACK P. TAYLOR Management For For
WILLIAM C. KIMBALL Management For For
JOHNNY DANOS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 8,000 8,000 8,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/18/2004
Issuer: 090613 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
01 DIRECTOR Management For No
M. RAY HARROFF Management For For
JERRY L. MILLER Management For For
CHARLES E. NIEMIER Management For For
L. GENE TANNER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 1,000 1,000 1,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC. GRB Annual Meeting Date: 09/22/2004
Issuer: 373730 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 TO APPROVE THE GERBER SCIENTIFIC, INC. 2005-2006 Management Against Against No
EXECUTIVE ANNUAL INCENTIVE BONUS PLAN, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
05 TO AMEND OR REPEAL TAKEOVER DEFENSE PROVISIONS Management For For No
OF THE BY-LAWS OF GERBER SCIENTIFIC, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
04 TO ADD INDEMNIFICATION PROVISIONS AND MAKE OTHER Management For For No
CHANGES TO THE RESTATED CERTIFICATE OF INCORPORATION
OF GERBER SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
03 TO AMEND OR REPEAL TAKEOVER DEFENSE PROVISIONS Management For For No
OF THE RESTATED CERTIFICATE OF INCORPORATION
OF GERBER SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
02 TO AMEND THE AUTHORIZED STOCK PROVISIONS OF THE Management For For No
RESTATED CERTIFICATE OF INCORPORATION OF GERBER
SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
01 DIRECTOR Management For No
DONALD P. AIKEN Management For For
GEORGE M. GENTILE Management For For
EDWARD G. JEPSEN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 150,000 150,000 150,000 9/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SCHICK TECHNOLOGIES, INC. SCHK Annual Meeting Date: 09/22/2004
Issuer: 806683 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE SELECTION OF GRANT THORNTON Management For For No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING MARCH 31, 2005.
01 DIRECTOR Management For No
WILLIAM K. HOOD Management For For
CURTIS M. ROCCA III Management For For
JEFFREY T. SLOVIN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 40,000 40,000 40,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. WWE Annual Meeting Date: 09/23/2004
Issuer: 98156Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VINCENT K. MCMAHON Management For For
LINDA E. MCMAHON Management For For
ROBERT A. BOWMAN Management For For
DAVID KENIN Management For For
JOSEPH PERKINS Management For For
MICHAEL B. SOLOMON Management For For
LOWELL P. WEICKER, JR. Management For For
PHILIP B. LIVINGSTON Management For For
02 APPROVAL OF OPTION EXCHANGE PROGRAM COMPLETED Management For For No
IN JANUARY 2004.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 70,000 70,000 70,000 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CENTENNIAL COMMUNICATIONS CORP. CYCL Annual Meeting Date: 09/30/2004
Issuer: 15133V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
03 IN THEIR DISCRETION, THE NAMED PROXIES ARE AUTHORIZED Management For For No
TO VOTE IN ACCORDANCE WITH THEIR OWN JUDGMENT
UPON SUCH OTHER MATTERS AS MAY PROPERLY COME
BEFORE THE ANNUAL MEETING.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
01 DIRECTOR Management For No
ANTHONY J. DE NICOLA Management For For
JAMES R. MATTHEWS Management For For
THOMAS E. MCINERNEY Management For For
JAMES P. PELLOW Management For For
RAYMOND A. RANELLI Management For For
ROBERT D. REID Management For For
MICHAEL J. SMALL Management For For
DAVID M. TOLLEY Management For For
J. STEPHEN VANDERWOUDE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 208 50,000 50,000 50,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/30/2004
Issuer: 24522P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOE L. MORGAN Management For For
DAVID R. WILLIAMS Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING MAY 1, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 100,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SKYLINE CORPORATION SKY Annual Meeting Date: 09/30/2004
Issuer: 830830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ARTHUR J. DECIO Management For For
THOMAS G. DERANEK Management For For
JERRY HAMMES Management For For
RONALD F. KLOSKA Management For For
WILLIAM H. LAWSON Management For For
DAVID T. LINK Management For For
ANDREW J. MCKENNA Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI
SMALL CAP
GROWTH
FUND 997G004 105 140,000 140,000 140,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DANIELSON HOLDING CORPORATION DHC Annual Meeting Date: 10/05/2004
Issuer: 236274 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 ANY OTHER MATTERS WHICH MAY PROPERLY COME BEFORE Management For For No
THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT
THEREOF IN THE DISCRETION OF THE PROXY HOLDER.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
2004 FISCAL YEAR.
03 TO APPROVE THE EQUITY AWARD PLAN FOR DIRECTORS. Management For For No
02 TO APPROVE THE EQUITY AWARD PLAN FOR EMPLOYEES Management For For No
AND OFFICERS.
01 DIRECTOR Management For No
DAVID M. BARSE Management For For
RONALD J. BROGLIO Management For For
PETER C.B. BYNOE Management For For
RICHARD L. HUBER Management For For
WILLIAM C. PATE Management For For
JEAN SMITH Management For For
JOSEPH P. SULLIVAN Management For For
CLAYTON YEUTTER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 98,169 98,169 98,169 9/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION STRT Annual Meeting Date: 10/05/2004
Issuer: 863111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FRANK J. KREJCI Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 29,000 29,000 29,000 9/9/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE MARCUS CORPORATION MCS Annual Meeting Date: 10/06/2004
Issuer: 566330 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO APPROVE THE MARCUS CORPORATION 2004 Management For For No
EQUITY INCENTIVE PLAN.
01 DIRECTOR Management For No
DIANE MARCUS GERSHOWITZ Management For For
TIMOTHY E. HOEKSEMA Management For For
STEPHEN H. MARCUS Management For For
DANIEL F. MCKEITHAN, JR Management For For
BRUCE J. OLSON Management For For
ALLAN H. SELIG Management For For
PHILIP L. MILSTEIN Management For For
BRONSON J. HAASE Management For For
JAMES D. ERICSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 20,000 20,000 20,000 9/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PROCESSING, INC. NAP Special Meeting Date: 10/08/2004
Issuer: 637229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER AMONG Management For For No
BANK OF AMERICA CORPORATION, MONARCH ACQUISITION,
INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF
BANK OF AMERICA, AND NATIONAL PROCESSING, INC.,
AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 60,000 60,000 60,000 10/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Special Meeting Date: 10/08/2004
Issuer: 68370R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENT TO THE CHARTER OF VIMPELCOM. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 64,000 64,000 64,000 9/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AAR CORP. AIR Annual Meeting Date: 10/13/2004
Issuer: 000361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. GOODWIN Management For For
MARC J. WALFISH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 25,000 25,000 25,000 9/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MGP INGREDIENTS, INC. MGPI Annual Meeting Date: 10/14/2004
Issuer: 55302G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO APPROVE THE COMPANY S STOCK INCENTIVE Management Against Against No
PLAN OF 2004.
02 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management For For No
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK FROM 20,000,000
SHARES TO 40,000,000 SHARES.
01 DIRECTOR Management For No
JOHN R. SPEIRS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 26,000 26,000 26,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
VALUE LINE, INC. VALU Annual Meeting Date: 10/14/2004
Issuer: 920437 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M. ASHER Management For For
H. BERNARD, JR. Management For For
H.A. BRECHER Management For For
E. BUTTNER Management For For
J. BUTTNER Management For For
S. EISENSTADT Management For For
D.T. HENIGSON Management For For
H. PARDES Management For For
E. SHANAHAN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 4,000 4,000 4,000 10/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANTILARIO (RE) IP.MI MIX Meeting Date: 10/16/2004
Issuer: T5513W107 ISIN: IT0001078911 BLOCKING
SEDOL: 5161407, 5849004
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
18 OCT 2004 (AND A THIRD CALL ON 19 OCT 2004).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
*Management
E.1 APPROVE TO DECREASE THE CAPITAL FROM EUR 43,693,780.00 Management For Position Unknown No
TO EUR 41,558,535.20 BY CANCELLATION OF NO. 4,106,240
SHARES OWNED BY THE COMPANY
*Management
O.1 GRANT AUTHORITY TO BUY BACK Management For Position Unknown No
*Management
O.2 APPOINT THE BOARD Management For Position Unknown No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 200,000 200,000 200,000 10/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBG Annual Meeting Date: 10/18/2004
Issuer: G4285W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For No
AUDITOR FOR THE COMPANY UNTIL THE CLOSE OF THE
COMPANY S 2005 ANNUAL GENERAL MEETING, AT A FEE
TO BE AGREED TO BY THE DIRECTORS ACTING THROUGH
THE COMPANY S AUDIT COMMITTEE.
02 TO APPROVE THE AMENDED AND RESTATED HARBOR GLOBAL Management For For No
COMPANY LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN,
WHICH AMENDS AND RESTATES THE HARBOR GLOBAL COMPANY
LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN TO INCREASE
BY 23,000 THE NUMBER OF COMMON SHARES AUTHORIZED
FOR ISSUANCE UNDER THE PLAN AND EXTEND THE TERM
OF THE PLAN, AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 26,000 26,000 26,000 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC. NPK Annual Meeting Date: 10/19/2004
Issuer: 637215 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD N. CARDOZO Management For For
PATRICK J. QUINN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 53,900 53,900 53,900 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IMC GLOBAL INC. IGL Special Meeting Date: 10/20/2004
Issuer: 449669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE CONSUMMATION OF THE TRANSACTIONS Management For For No
AS CONTEMPLATED IN THE AGREEMENT AND PLAN OF
MERGER AND CONTRIBUTION, DATED AS OF JANUARY
26, 2004, BY AND AMONG IMC GLOBAL INC., CARGILL,
INCORPORATED AND CERTAIN OTHER PARTIES, AS AMENDED,
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 1,500 1,500 1,500 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DIONEX CORPORATION DNEX Annual Meeting Date: 10/22/2004
Issuer: 254546 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID L. ANDERSON Management For For
A. BLAINE BOWMAN Management For For
LUKAS BRAUNSCHWEILER Management For For
B.J. MOORE Management For For
RICCARDO PIGLIUCCI Management For For
MICHAEL W. POPE Management For For
03 TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS
FISCAL YEAR ENDING JUNE 30, 2005.
02 TO APPROVE ADOPTION OF THE 2004 EQUITY INCENTIVE Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 9,000 9,000 9,000 10/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION SXI Annual Meeting Date: 10/26/2004
Issuer: 854231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No
OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
THOMAS E. CHORMAN* Management For For
GERALD H. FICKENSCHER* Management For For
CHARLES H. CANNON, JR** Management For For
CHRISTIAN STORCH** Management For For
WILLIAM R. FENOGLIO*** Management For For
WALTER F. GREELEY*** Management For For
THOMAS L. KING*** Management For For
DEBORAH A. ROSEN*** Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 63,000 63,000 63,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LIMITED NWS Annual Meeting Date: 10/26/2004
Issuer: 652487 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 SHARE SCHEME MEETING OF PREFERRED SHAREHOLDERS. Management For No
APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE
INFORMATION MEMORANDUM.
ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For No
AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES
AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING
WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY
IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS.
02 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For No
REDUCTION BY CANCELLATION OF ALL SHARES IN THE
COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 802 155,000 155,000 155,000 10/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WEIDER NUTRITION INTERNATIONAL, INC. WNI Annual Meeting Date: 10/26/2004
Issuer: 948603 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld No
ERIC WEIDER Management Withheld Against
GEORGE F. LENGVARI Management Withheld Against
BRUCE J. WOOD Management Withheld Against
RONALD L. COREY Management Withheld Against
ROGER H. KIMMEL Management Withheld Against
BRIAN P. MCDERMOTT Management Withheld Against
H.F. POWELL Management Withheld Against
CYNTHIA G. WATTS Management Withheld Against
02 APPROVAL OF THE 2004 INCENTIVE AWARD PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 690,000 690,000 690,000 10/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHECKFREE CORPORATION CKFR Annual Meeting Date: 10/27/2004
Issuer: 162813 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER J. KIGHT Management For For
LEWIS C. LEVIN Management For For
JEFFREY M. WILKINS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 1,000 1,000 1,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DIGENE CORPORATION DIGE Annual Meeting Date: 10/27/2004
Issuer: 253752 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES M. FLEISCHMAN Management For For
JOSEPH M. MIGLIARA Management For For
03 TO AMEND THE COMPANY S AMENDED AND RESTATED 1999 Management For For No
INCENTIVE PLAN TO ADD PERFORMANCE SHARE AWARDS
TO THE TYPES OF AWARDS WHICH CAN BE MADE PURSUANT
TO THE AMENDED AND RESTATED 1999 INCENTIVE PLAN.
02 TO AMEND THE COMPANY S AMENDED AND RESTATED 1999 Management Against Against No
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE FOR GRANTS AND AWARDS
BY 700,000 SHARES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 1,000 1,000 1,000 10/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MAGNETEK, INC. MAG Annual Meeting Date: 10/27/2004
Issuer: 559424 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF ADOPTION OF THE AMENDMENT TO THE Management For For No
1997 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN.
02 APPROVAL OF ADOPTION OF THE 2004 STOCK INCENTIVE Management Against Against No
PLAN FOR MAGNETEK EMPLOYEES.
01 DIRECTOR Management For No
ANDREW G. GALEF Management For For
THOMAS G. BOREN Management For For
DEWAIN K. CROSS Management For For
YON YOON JORDEN Management For For
PAUL J. KOFMEHL Management For For
MITCHELL I. QUAIN Management For For
ROBERT E. WYCOFF Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 205,000 205,000 205,000 10/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG Annual Meeting Date: 10/28/2004
Issuer: 844030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KURT A. GITTER Management For For
ADAM M. LINDEMANN Management For For
GEORGE ROUNTREE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 48,300 48,300 48,300 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EARL SCHEIB, INC. ESH Annual Meeting Date: 11/02/2004
Issuer: 806398 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT M. SMILAND Management For For
CHRISTIAN K. BEMENT Management For For
ALLAN E. BUCH Management For For
JAMES P. BURRA Management For For
SALVATORE J. ZIZZA Management For For
02 APPROVAL OF 2004 EQUITY INCENTIVE PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 195,000 195,000 195,000 10/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MAGNAPLATE CORPORATION N/A Annual Meeting Date: 11/03/2004
Issuer: 370262 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CANDIDA C. AVERSENTI Management For For
EDMUND V. AVERSENTI, JR Management For For
CHARLES P. COVINO Management For For
VINCENT L. MERINGOLO Management For For
JAMES H. WALLWORK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 206 40,000 40,000 40,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOCA RESORTS, INC. RST Annual Meeting Date: 11/04/2004
Issuer: 09688T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN R. BERRARD Management For For
DENNIS J. CALLAGHAN Management For For
MICHAEL S. EGAN Management For For
HARRIS W. HUDSON Management For For
H. WAYNE HUIZENGA Management For For
GEORGE D. JOHNSON, JR. Management For For
HENRY LATIMER Management For For
PETER H. ROBERTS Management For For
02 TO RATIFY THE ACTION OF THE AUDIT COMMITTEE OF Management For For No
THE BOARD OF DIRECTORS IN APPOINTING ERNST &
YOUNG LLP AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 140,300 140,300 140,300 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON COAT FACTORY WAREHOUSE CO BCF Annual Meeting Date: 11/04/2004
Issuer: 121579 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY
28, 2005.
01 DIRECTOR Management For No
MONROE G. MILSTEIN Management For For
ANDREW R. MILSTEIN Management For For
HARVEY MORGAN Management For For
STEPHEN E. MILSTEIN Management For For
MARK A. NESCI Management For For
ROMAN FERBER Management For For
IRVING DRILLINGS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 100,000 100,000 100,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION MDP Annual Meeting Date: 11/08/2004
Issuer: 589433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Management Against Against No
OF DIRECTORS TO APPROVE THE MEREDITH CORPORATION
2004 STOCK INCENTIVE PLAN.
01 DIRECTOR Management For No
MARY SUE COLEMAN Management For For
D MELL MEREDITH FRAZIER Management For For
JOEL W. JOHNSON Management For For
STEPHEN M. LACY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 28,000 28,000 28,000 11/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BALDWIN TECHNOLOGY COMPANY, INC. BLD Annual Meeting Date: 11/09/2004
Issuer: 058264 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARK T. BECKER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 425,000 425,000 425,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MACROMEDIA, INC. MACR Special Meeting Date: 11/10/2004
Issuer: 556100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO THE COMPANY S 2002 EQUITY INCENTIVE Management Against Against No
PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 200 200 200 11/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GYRODYNE COMPANY OF AMERICA, INC. GYRO Annual Meeting Date: 11/11/2004
Issuer: 403820 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN Management For For No
REMINICK LLP AS CERTIFIED PUBLIC ACCOUNTANTS
FOR THE CURRENT FISCAL YEAR.
01 DIRECTOR Management For No
PHILIP F. PALMEDO* Management For For
STEPHEN V. MARONEY* Management For For
RONALD J. MACKLIN* Management For For
ELLIOT H. LEVINE** Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 9,000 9,000 9,000 11/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LIFECORE BIOMEDICAL, INC. LCBM Annual Meeting Date: 11/11/2004
Issuer: 532187 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD W. PERKINS Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No
OF GRANT THORNTON LLP AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE CURRENT
FISCAL YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 60,000 60,000 60,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Annual Meeting Date: 11/15/2004
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
02 APPROVAL OF AMENDMENT TO INCREASE NUMBER OF SHARES Management For For No
OF COMMON STOCK RESERVED FOR EQUITY INCENTIVE
PLAN BY 20,000,000.
01 DIRECTOR Management For No
ROBERT R. BENNETT Management For For
BERNARD G. DVORAK Management For For
DAVID B. KOFF Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 508 148,823 148,823 148,823 11/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
J NET ENTERPRISES, INC. JNEI Annual Meeting Date: 11/18/2004
Issuer: 46622V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALLAN R. TESSLER Management For For
WILLIAM W. PRIEST Management For For
JEFFREY L. BERENSON Management For For
PETER A. FLAHERTY Management For For
EUGENE M. FREEDMAN Management For For
DAVID R. MARKIN Management For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO AMEND Management For For No
OUR ARTICLES OF INCORPORATION CHANGING THE COMPANY
S NAME TO EPOCH HOLDINGS CORPORATION (THE NAME
CHANGE PROPOSAL).
03 TO APPROVE AND ADOPT AN AGREEMENT AND PLAN OF Management For For No
MERGER PROVIDING FOR THE MERGER OF OUR COMPANY
INTO ITS WHOLLY-OWNED SUBSIDIARY, EPOCH HOLDINGS
CORPORATION, A DELAWARE CORPORATION, FOR THE
PURPOSE OF CHANGING OUR COMPANY S STATE OF INCORPORATION
FROM NEVADA TO DELAWARE (THE PROPOSED REINCORPORATION).
04 TO APPROVE THE 2004 OMNIBUS LONG-TERM INCENTIVE Management Against Against No
COMPENSATION PLAN (THE INCENTIVE PLAN PROPOSAL).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 29,600 29,600 29,600 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. DCI Annual Meeting Date: 11/19/2004
Issuer: 257651 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
WILLIAM COOK Management For For
KENDRICK MELROSE Management For For
JOHN WIEHOFF Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 67,000 67,000 67,000 11/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION KGC Special Meeting Date: 11/26/2004
Issuer: 496902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE CORPORATION S Management For For No
ARTICLES FOR THE PURPOSE OF EFFECTING A
CONSOLIDATION/DECONSOLIDATION OF THE CORPORATION S
COMMON SHARES, AS MORE PARTPICULARLY DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 206 142,115 142,115 142,115 11/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER LTD FWLRF Annual Meeting Date: 11/29/2004
Issuer: G36535 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EUGENE D. ATKINSON Management For For
STEPHANIE HANBURY-BROWN Management For For
DAVID M. SLOAN Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT AUDITORS FOR 2004 AND AUTHORIZATION
TO SET REMUNERATION.
03 APPROVAL OF AWARDS OF RESTRICTED STOCK UNITS Management For For No
AND STOCK OPTIONS TO DIRECTORS.
04 AMENDMENT TO THE BYE-LAWS REPLACING THE DIRECTOR Management For For No
RETIREMENT AGE OF 72 WITH A PROVISION TO ESTABLISH
A DIRECTOR RETIREMENT AGE.
05 AMENDMENT TO THE BYE-LAWS REPLACING THE DIRECTOR Management For For No
STOCK OWNERSHIP REQUIREMENTS WITH A PROVISION
REQUIRING THE BOARD TO ESTABLISH A NON-EMPLOYEE
DIRECTOR SHARE OWNERSHIP POLICY.
06 AMENDMENT TO THE BYE-LAWS CLARIFYING THAT DIRECTOR Management For For No
REMUNERATION WILL BE DETERMINED BY THE DIRECTORS
FROM TIME TO TIME.
07 CONSOLIDATION OF THE COMPANY S AUTHORIZED COMMON Management Against Against No
SHARE CAPITAL AT A RATIO OF 1-FOR-20 AND A RELATED
REDUCTION IN THE PAR VALUE PER COMMON SHARE FROM
$.20 TO $.01.
08 REDUCTION IN THE PAR VALUE OF THE COMPANY S AUTHORIZED Management For For No
COMMON AND PREFERRED SHARE CAPITAL FROM US$1.00
TO US$.01 PER SHARE.
09 INCREASE IN THE AUTHORIZED CAPITAL OF THE COMPANY Management For For No
FROM US$1,615,000 TO US$14,774,089.57 BY THE
AUTHORIZATION OF AN ADDITIONAL 1,315,908,957
COMMON SHARES. SPECIAL GENERAL MEETING OF COMMON
SHAREHOLDERS
A CONSOLIDATION OF THE COMPANY S AUTHORIZED COMMON Management Against Against No
SHARE CAPITAL AT A RATIO OF 1-FOR-20.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 16,060 16,060 16,060 11/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER LTD. FWLT Annual Meeting Date: 11/29/2004
Issuer: 35024P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EUGENE D. ATKINSON Management For For
STEPHANIE HANBURY-BROWN Management For For
DAVID M. SLOAN Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT AUDITORS FOR 2004 AND AUTHORIZATION
TO SET REMUNERATION.
03 APPROVAL OF AWARDS OF RESTRICTED STOCK UNITS Management For For No
AND STOCK OPTIONS TO DIRECTORS.
04 AMENDMENT TO THE BYE-LAWS REPLACING THE DIRECTOR Management For For No
RETIREMENT AGE OF 72 WITH A PROVISION TO ESTABLISH
A DIRECTOR RETIREMENT AGE.
05 AMENDMENT TO THE BYE-LAWS REPLACING DIRECTOR Management For For No
STOCK OWNERSHIP REQUIREMENTS WITH A PROVISION
REQUIRING THE BOARD TO ESTABLISH A NON-EMPLOYEE
DIRECTOR SHARE OWNERSHIP POLICY.
06 AMENDMENT TO THE BYE-LAWS CLARIFYING THAT DIRECTOR Management For For No
REMUNERATION WILL BE DETERMINED BY THE DIRECTORS
FROM TIME TO TIME.
07 CONSOLIDATION OF THE COMPANY S AUTHORIZED COMMON Management Against Against No
SHARE CAPITAL AT A RATIO OF 1-FOR-20 AND A RELATED
REDUCTION IN THE PAR VALUE PER COMMON SHARE FROM
$.20 TO $.01.
08 REDUCTION IN THE PAR VALUE OF THE COMPANY S AUTHORIZED Management For For No
COMMON AND PREFERRED SHARE CAPITAL FROM US$1.00
TO US$.01 PER SHARE.
09 INCREASE IN THE AUTHORIZED CAPITAL OF THE COMPANY Management For For No
FROM US$1,615,000 TO US$14,774,089.57 BY THE
AUTHORIZATION OF AN ADDITIONAL 1,315,908,957
COMMON SHARES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 201 151 151 151 11/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. HAIN Annual Meeting Date: 12/02/2004
Issuer: 405217 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IRWIN D. SIMON Management For For
BARRY J. ALPERIN Management For For
BETH L. BRONNER Management For For
JACK FUTTERMAN Management For For
DANIEL R. GLICKMAN Management For For
MARINA HAHN Management For For
ANDREW R. HEYER Management For For
ROGER MELTZER Management For For
MITCHELL A. RING Management For For
LEWIS D. SCHILIRO Management For For
D. EDWARD I. SMYTH Management For For
LARRY S. ZILAVY Management For For
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For No
TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE
30, 2005.
02 TO APPROVE THE AMENDMENT TO THE 2002 LONG TERM Management Against Against No
INCENTIVE AND STOCK AWARD PLAN TO INCREASE THE
NUMBER OF SHARES ISSUABLE OVER THE TERM OF THE
PLAN BY 1,800,000 SHARES TO 4,900,000 SHARES
IN THE AGGREGATE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 10,000 10,000 10,000 11/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC. CLCT Annual Meeting Date: 12/06/2004
Issuer: 19421R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A. CLINTON ALLEN Management For For
DEBORAH A. FARRINGTON Management For For
BEN A. FRYDMAN Management For For
DAVID G. HALL Management For For
MICHAEL R. HAYNES Management For For
A.J. (BERT) MOYER Management For For
VAN D. SIMMONS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 200 4,500 4,500 4,500 11/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA ODC Annual Meeting Date: 12/07/2004
Issuer: 677864 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. STEVEN COLE Management For For
ARNOLD W. DONALD Management For For
RONALD B. GORDON Management For For
DANIEL S. JAFFEE Management For For
RICHARD M. JAFFEE Management For For
JOSEPH C. MILLER Management For For
ALLAN H. SELIG Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT AUDITOR FOR OUR FISCAL
YEAR ENDING JULY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 80,000 80,000 80,000 12/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THOR INDUSTRIES, INC. THO Annual Meeting Date: 12/07/2004
Issuer: 885160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. COLEMAN DAVIS Management For For
PETER B. ORTHWEIN Management For For
WILLIAM C. TOMSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 28,000 28,000 28,000 12/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOCA RESORTS, INC. RST Special Meeting Date: 12/08/2004
Issuer: 09688T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF OCTOBER 20, 2004, AMONG THE COMPANY, BATON
HOLDINGS INC. AND BATON ACQUISITION INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 140,300 140,300 140,300 12/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC. CWTR Special Meeting Date: 12/08/2004
Issuer: 193068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
INCREASING THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 60,000,000 TO 150,000,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 45,000 45,000 45,000 12/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROBBINS & MYERS, INC. RBN Annual Meeting Date: 12/08/2004
Issuer: 770196 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DANIEL W. DUVAL Management For For
THOMAS P. LOFTIS Management For For
DALE L. MEDFORD Management For For
JEROME F. TATAR Management For For
03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
02 APPROVAL OF THE COMPANY S 2004 STOCK INCENTIVE Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 50,000 50,000 50,000 12/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------
A. SCHULMAN, INC. SHLM Annual Meeting Date: 12/09/2004
Issuer: 808194 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING AUGUST 31, 2005.
01 DIRECTOR Management For No
TERRY L. HAINES Management For For
DR. PAUL CRAIG ROBERTS Management For For
JAMES A. KARMAN Management For For
JOSEPH M. GINGO Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 20,000 20,000 20,000 12/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FARMER BROS. CO. FARM Annual Meeting Date: 12/14/2004
Issuer: 307675 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2005.
01 DIRECTOR Management For No
LEWIS A. COFFMAN Management For For
KENNETH R. CARSON Management For For
JOHN SAMORE, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 25,000 25,000 25,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------
LOWRANCE ELECTRONICS, INC. LEIX Annual Meeting Date: 12/14/2004
Issuer: 548900 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DARRELL J. LOWRANCE Management For For
GEORGE W. JONES Management For For
M. WAYNE WILLIAMS Management For For
JASON C. SAUEY Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For No
AND TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE COMPANY FOR ITS FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 23,000 23,000 23,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WD-40 COMPANY WDFC Annual Meeting Date: 12/14/2004
Issuer: 929236 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.C. ADAMS JR. Management For For
G.H. BATEMAN Management For For
R.A. COLLATO Management For For
M.L. CRIVELLO Management For For
L.A. LANG Management For For
G.L. LUICK Management For For
K.E. OLSON Management For For
G.O. RIDGE Management For For
G.C. SCHLEIF Management For For
N.E. SCHMALE Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 17,000 17,000 17,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PURADYN FILTER TECHNOLOGIES INCORPOR PFT Annual Meeting Date: 12/16/2004
Issuer: 746091 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR PURADYN FILTER TECHNOLOGIES INCORPORATED
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004,
TO SERVE AT THE PLEASURE OF THE BOARD OF DIRECTORS.
01 DIRECTOR Management For No
JOSEPH V. VITTORIA Management For For
RICHARD C. FORD Management For For
KEVIN G. KROGER Management For For
PETER H. STEPHAICH Management For For
OTTAVIO SERENA Management For For
MICHAEL CASTELLANO Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 3,000 3,000 3,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SYCAMORE NETWORKS, INC. SCMR Annual Meeting Date: 12/20/2004
Issuer: 871206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GURURAJ DESHPANDE Management For For
PAUL J. FERRI Management For For
02 TO RATIFY THE SELECTION OF THE FIRM OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 260,900 260,900 260,900 12/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ROBERT MONDAVI CORPORATION MOND Annual Meeting Date: 12/22/2004
Issuer: 609200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 COMPANY S PROPOSAL TO AMEND THE 1993 EQUITY INCENTIVE Management For For No
PLAN.
05 COMPANY S PROPOSAL TO AMEND THE 1993 NON-EMPLOYEE Management Against Against No
DIRECTORS STOCK PLAN.
04 COMPANY S PROPOSAL TO AMEND THE 1993 EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
03 COMPANY S PROPOSAL TO RATIFY THE APPOINTMENT Management For For No
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
02 DIRECTOR Management For No
PHILIP GREER Management For For
JOHN M. THOMPSON Management For For
ANTHONY GREENER Management For For
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BY Management For For No
AND AMONG CONSTELLATION BRANDS, INC., RMD ACQUISITION
CORP. AND THE ROBERT MONDAVI CORPORATION DATED
AS OF NOVEMBER 3, 2004, WHICH PROVIDES FOR THE
MERGER OF RMD ACQUISITION CORP. WITH AND INTO
THE ROBERT MONDAVI CORPORATION, AND THE RELATED
AGREEMENT OF MERGER OF RMD ACQUISITION CORP.
AND THE ROBERT MONDAVI CORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 33,000 33,000 33,000 12/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PEGASUS COMMUNICATIONS CORPORATION PGTVE Annual Meeting Date: 12/31/2004
Issuer: 705904 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARSHALL W. PAGON Management For For
TED S. LODGE Management For For
JAMES J. MCENTEE, III Management For For
MARY C. METZGER Management For For
HOWARD E. VERLIN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 605 35,000 35,000 35,000 12/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. AYI Annual Meeting Date: 01/06/2005
Issuer: 00508Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN L. CLENDENIN Management For For
ROBERT F. MCCULLOUGH Management For For
NEIL WILLIAMS Management For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 175,000 175,000 175,000 12/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MOOG INC. MOGA Annual Meeting Date: 01/12/2005
Issuer: 615394 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION. Management For For No
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For No
FOR THE YEAR 2005.
02 DIRECTOR Management For No
ROBERT T. BRADY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 202 90,000 90,000 90,000 1/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEIMAN MARCUS GROUP, INC. NMG Annual Meeting Date: 01/14/2005
Issuer: 640204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING CUMULATIVE Shareholder Against Against No
VOTING
03 APPROVAL OF THE NEIMAN MARCUS GROUP, INC. 2005 Management Against Against No
STOCK INCENTIVE PLAN
02 APPROVAL OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE CURRENT FISCAL YEAR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 301 130,000 130,000 130,000 1/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MARKETWATCH, INC. MKTW Special Meeting Date: 01/19/2005
Issuer: 570619 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No
PLAN OF MERGER THAT MARKETWATCH ENTERED INTO
ON NOVEMBER 14, 2004 WITH DOW JONES & COMPANY,
INC. AND GOLDEN ACQUISITION CORP., PURSUANT TO
WHICH MARKETWATCH WOULD MERGE WITH A WHOLLY-OWNED
SUBSIDIARY OF DOW JONES AND BECOME A WHOLLY-OWNED
SUBSIDIARY OF DOW JONES AFTER THE MERGER.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For No
IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE MERGER AGREEMENT PROPOSAL.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 50,000 50,000 50,000 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ENZO BIOCHEM, INC. ENZ Annual Meeting Date: 01/20/2005
Issuer: 294100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BARRY W. WEINER Management For For
JOHN J. DELUCCA Management For For
MELVIN F. LAZAR, CPA Management For For
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2005.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management Against Against No
AND ADOPT OUR 2005 EQUITY COMPENSATION INCENTIVE
PLAN (WHICH WE REFER TO IN THE ACCOMPANYING PROXY
STATEMENT AS THE 2005 EQUITY COMPENSATION INCENTIVE
PLAN PROPOSAL).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 1,102 1,102 1,102 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HERLEY INDUSTRIES, INC. HRLY Annual Meeting Date: 01/20/2005
Issuer: 427398 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MYRON LEVY Management For For
DR. EDWARD A. BOGUCZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 54,000 54,000 54,000 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEL LABORATORIES, INC. DLI Special Meeting Date: 01/21/2005
Issuer: 245091 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JULY 1, 2004, AMONG DLI CORPORATION,
DLI ACQUISITION CORP. AND DEL LABORATORIES, INC.,
AND APPROVE THE MERGER CONTEMPLATED BY THAT AGREEMENT.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING (IF AN Management For For No
INSUFFICIENT NUMBER OF PROXIES HAS BEEN RECEIVED
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL 1) SO AS TO PERMIT FURTHER SOLICITATION
OF PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 10,075 10,075 10,075 1/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TECH/OPS SEVCON, INC. TO Annual Meeting Date: 01/24/2005
Issuer: 878293 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BOYLE Management For For
STUMP Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 20,000 20,000 20,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CRAZY WOMAN CREEK BANCORP INCORPORAT CRZY Annual Meeting Date: 01/26/2005
Issuer: 225233 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SANDRA K. TODD Management For For
RICHARD REIMANN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 4,000 4,000 4,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA ROCK INDUSTRIES, INC. FRK Annual Meeting Date: 01/26/2005
Issuer: 341140 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 THE APPROVAL OF THE PROPOSED AMENDMENT OF THE Management For For No
COMPANY S ARTICLES OF INCORPORATION TO INCREASE
THE AUTHORIZED CAPITAL STOCK.
01 DIRECTOR Management For No
A.R. CARPENTER Management For For
JOHN D. BAKER II Management For For
G. KENNEDY THOMPSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 12,000 12,000 12,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WOODWARD GOVERNOR COMPANY WGOV Annual Meeting Date: 01/26/2005
Issuer: 980745 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARY L. PETROVICH Management For For
LARRY E. RITTENBERG Management For For
MICHAEL T. YONKER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 8,000 8,000 8,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY ACV Annual Meeting Date: 01/27/2005
Issuer: 013068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HOWARD B. BERNICK Management For For
KING HARRIS Management For For
SAM J. SUSSER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 5,250 5,250 5,250 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE SCOTTS COMPANY SMG Annual Meeting Date: 01/27/2005
Issuer: 810186 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES HAGEDORN Management For For
KAREN G. MILLS Management For For
STEPHANIE M. SHERN Management For For
JOHN WALKER, PH.D. Management For For
02 APPROVAL OF THE SCOTTS COMPANY EMPLOYEE STOCK Management For For No
PURCHASE PLAN.
03 APPROVAL AND ADOPTION OF THE RESTRUCTURING OF Management For For No
THE SCOTTS CORPORATE STRUCTURE INTO A HOLDING
COMPANY BY MERGING SCOTTS INTO A NEWLY-CREATED,
WHOLLY-OWNED, SECOND-TIER LIMITED LIABILITY COMPANY
SUBSIDIARY PURSUANT TO THE AGREEMENT AND PLAN
OF MERGER ATTACHED TO THE PROXY STATEMENT/PROSPECTUS
AND ADOPTION OF THE AGREEMENT AND PLAN OF MERGER.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 3,000 3,000 3,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHLAND CRANBERRIES, INC. CBRYA Annual Meeting Date: 01/28/2005
Issuer: 666499 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN SWENDROWSKI Management For For
MARC J. LEDER Management For For
RODGER R. KROUSE Management For For
CLARENCE E. TERRY Management For For
KEVIN J. CALHOUN Management For For
GEORGE R. REA Management For For
PATRICK J. SULLIVAN Management For For
C. DARYL HOLLIS Management For For
T. SCOTT KING Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 207 5,000 5,000 5,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PENFORD CORPORATION PENX Annual Meeting Date: 01/28/2005
Issuer: 707051 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM E. BUCHHOLZ Management For For
JOHN C. HUNTER, III Management For For
JAMES E. WARJONE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 50,000 50,000 50,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OSHKOSH TRUCK CORPORATION OSK Annual Meeting Date: 02/01/2005
Issuer: 688239 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED Management For For No
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK AND CLASS
A COMMON STOCK.
01 DIRECTOR Management For No
RICHARD M. DONNELLY Management For For
DONALD V. FITES Management For For
RICHARD G. SIM Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 201 3,000 3,000 3,000 1/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RALCORP HOLDINGS, INC. RAH Annual Meeting Date: 02/02/2005
Issuer: 751028 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 AMENDMENT TO 2002 INCENTIVE STOCK PLAN Management For For No
01 DIRECTOR Management For No
BILL G. ARMSTRONG Management For For
DAVID R. BANKS Management For For
KEVIN J. HUNT Management For For
DAVID W. KEMPER Management For For
DAVID P. SKARIE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 57,000 57,000 57,000 1/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC. ESE Annual Meeting Date: 02/03/2005
Issuer: 296315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF COMPANY S SELECTION OF KPMG LLP Management For For No
AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
SEPTEMBER 30, 2005.
01 DIRECTOR Management For No
W.S. ANTLE III Management For For
L.W. SOLLEY Management For For
J.D. WOODS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 3,000 3,000 3,000 1/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. LDR Annual Meeting Date: 02/03/2005
Issuer: 51476K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO APPROVE THE LANDAUER, INC. 2005 LONG-TERM Management Against Against No
INCENTIVE PLAN.
02 PROPOSAL TO APPROVE PRICEWATERHOUSECOOPERS LLP Management For For No
AS AUDITORS.
01 DIRECTOR Management For No
MR. CRONIN Management For For
MR. LATTA Management For For
MR. RISK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 13,000 13,000 13,000 2/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PHOENIX TECHNOLOGIES LTD. PTEC Annual Meeting Date: 02/07/2005
Issuer: 719153 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE AMENDMENT TO THE 1999 STOCK PLAN. Management Against Against No
01 DIRECTOR Management For No
ALBERT E. SISTO Management For For
EDMUND P. JENSEN Management For For
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL
YEAR.
03 TO APPROVE THE AMENDMENT TO THE 1999 DIRECTOR Management Against Against No
OPTION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 8,000 8,000 8,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ACTION PERFORMANCE COMPANIES, INC. ATN Annual Meeting Date: 02/08/2005
Issuer: 004933 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FRED W. WAGENHALS Management For For
DAVID M. RIDDIFORD Management For For
MELODEE L. VOLOSIN Management For For
HERBERT M. BAUM Management For For
EDWARD J. BAUMAN Management For For
MICHAEL L. GALLAGHER Management For For
ROY A. HERBERGER, JR. Management For For
ANNE L. MARIUCCI Management For For
ROBERT L. MATTHEWS Management For For
LOWELL L. ROBERTSON Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 3,500 3,500 3,500 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ANDREW CORPORATION ANDW Annual Meeting Date: 02/08/2005
Issuer: 034425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
T.A. DONAHOE Management For For
R.E. FAISON Management For For
J.D. FLUNO Management For For
W.O. HUNT Management For For
C.R. NICHOLAS Management For For
R.G. PAUL Management For For
G.A. POCH Management For For
A.F. POLLACK Management For For
G.O. TONEY Management For For
02 TO APPROVE THE ADOPTION OF A NEW MANAGEMENT INCENTIVE Management For For No
PLAN.
03 TO APPROVE THE ADOPTION OF A NEW LONG TERM INCENTIVE Management For For No
PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS Management For For No
INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR 2005.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 30,000 30,000 30,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SYBRON DENTAL SPECIALTIES, INC. SYD Annual Meeting Date: 02/08/2005
Issuer: 871142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DENNIS BROWN Management For For
KENNETH F. YONTZ Management For For
02 APPROVAL OF SYBRON DENTAL SPECIALTIES, INC. S Management Against Against No
2005 OUTSIDE DIRECTORS STOCK OPTION PLAN.
03 APPROVAL OF SYBRON DENTAL SPECIALTIES, INC. S Management Against Against No
2005 LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 160,000 160,000 160,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LINDSAY MANUFACTURING CO. LNN Annual Meeting Date: 02/09/2005
Issuer: 535555 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL N. CHRISTODOLOU Management For For
J. DAVID MCINTOSH Management For For
02 AUDITOR. RATIFICATION OF THE APPOINTMENT OF KPMG Management For For No
LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING AUGUST 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 70,000 70,000 70,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE STEAK N SHAKE COMPANY SNS Annual Meeting Date: 02/09/2005
Issuer: 857873 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER M. DUNN Management For For
ALAN B. GILMAN Management For For
STEPHEN GOLDSMITH Management For For
WAYNE L. KELLEY Management For For
CHARLES E. LANHAM Management For For
RUTH J. PERSON Management For For
J. FRED RISK Management For For
JOHN W. RYAN Management For For
JAMES WILLIAMSON, JR. Management For For
03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For No
& TOUCHE, LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2005.
02 PROPOSAL TO APPROVE THE COMPANY S 2005 DIRECTOR Management For For No
STOCK OPTION PLAN, AS ADOPTED BY THE BOARD OF
DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 100,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
J & J SNACK FOODS CORP. JJSF Annual Meeting Date: 02/10/2005
Issuer: 466032 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF AMENDMENT TO STOCK OPTION PLAN Management Against Against No
01 DIRECTOR Management For No
GERALD B. SHREIBER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 6,000 6,000 6,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JACUZZI BRANDS, INC. JJZ Annual Meeting Date: 02/10/2005
Issuer: 469865 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
BRIAN C. BEAZER Management For For
VERONICA M. HAGEN Management For For
JOHN J. MCATEE, JR. Management For For
C PROPOSAL I - APPROVAL OF THE 2005 ANNUAL PERFORMANCE Management For For No
INCENTIVE PLAN
B RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 74,400 74,400 74,400 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SNIA SPA SN.MI MIX Meeting Date: 02/10/2005
Issuer: T85795226 ISIN: IT0001495271 BLOCKING
SEDOL: B020RJ5, 4473114, 4457594
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
*Management
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Position Unknown No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
11 FEB 2005 AND A THIRD CALL ON 12 FEB 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
*Management
O.1 APPROVE THE RESOLUTIONS AS PER ARTICLE 2364 NO.2 Management For Position Unknown No
OF THE ITALIAN CIVIL CODE; RESOLUTIONS RELATED
THERE TO
*Management
E.1 APPROVE TO REMOVE THE ORDINARY SHARES PAR VALUE Management For Position Unknown No
AND SUBSEQUENTLY AMEND THE BY-LAW
*Management
E.2 APPROVE THE RESOLUTIONS AS PER ARTICLE 2446 OF Management For Position Unknown No
THE ITALIAN CIVIL CODE; RESOLUTIONS RELATED THERE
TO
*Management
E.3 APPROVE THE STOCK CAPITAL INCREASE, AS PER ARTICLE Management For Position Unknown No
2441, COMMA 1, OF THE ITALIAN CIVIL CODE BY ISSUING
SHARES CUM WARRANT AND SUBSEQUENT STOCK CAPITAL
INCREASE IN FAVOUR OF WARRANTS; RESOLUTIONS RELATED
THERE TO
*Management
E.4 APPROVE THE CONVERTIBLE BONDS ISSUE AS PER ARTICLE Management For Position Unknown No
2441, COMMA 1, OF THE ITALIAN CIVIL CODE AND
SUBSEQUENT STOCK CAPITAL INCREASE IN FAVOUR OF
BOND CONVERSION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI G004 SMALL CAP GROWTH 590,000 590,000 590,000 1/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AIRGATE PCS, INC. N/A Special Meeting Date: 02/15/2005
Issuer: 009367 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF DECEMBER 7, 2004, BY AND AMONG ALAMOSA
HOLDINGS, INC., A-CO MERGER SUB, INC. AND AIRGATE
PCS, INC., AS DESCRIBED IN THE JOINT PROXY STATMENT-PROSPECTUS
AND THE MERGER AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 301 6,000 6,000 6,000 2/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC. IIIN Annual Meeting Date: 02/15/2005
Issuer: 45774W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W. ALLEN ROGERS, II Management For For
GARY L. PECHOTA Management For For
WILLIAM J. SHIELDS Management For For
02 APPROVAL OF THE 2005 EQUITY INCENTIVE PLAN OF Management Against Against No
INSTEEL INDUSTRIES, INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 5,000 5,000 5,000 2/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFON CORPORATION GFF Annual Meeting Date: 02/16/2005
Issuer: 398433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BERTRAND M. BELL Management For For
MARTIN S. SUSSMAN Management For For
JOSEPH J. WHALEN Management For For
LESTER WOLFF Management For For
ROBERT HARRISON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 114,200 114,200 114,200 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE FAIRCHILD CORPORATION FA Annual Meeting Date: 02/16/2005
Issuer: 303698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MORTIMER M. CAPLIN Management For For
ROBERT E. EDWARDS Management For For
STEVEN L. GERARD Management For For
HAROLD J. HARRIS Management For For
DANIEL LEBARD Management For For
JOHN W. PODKOWSKY Management For For
HERBERT S. RICHEY Management For For
ERIC I. STEINER Management For For
JEFFREY J. STEINER Management For For
03 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No
FOR THE CHIEF EXECUTIVE OFFICER.
02 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No
FOR THE PRESIDENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 195,400 195,400 195,400 2/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION MATW Annual Meeting Date: 02/17/2005
Issuer: 577128 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID M. KELLY Management For For
JOHN D. TURNER Management For For
02 TO APPROVE ADOPTION OF AMENDMENTS TO THE 1994 Management Against Against No
DIRECTOR FEE PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 37,000 37,000 37,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORDEX AG, ROSTOCK NRDXF.PK AGM Meeting Date: 02/21/2005
Issuer: D5736K101 ISIN: DE0005873574 BLOCKING
SEDOL: 7072273
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For *Management No
Position Unknown
*Management
4.a ELECT DR. ING HANS FECHNER AS A OFFICER OF THE Management For Position Unknown No
SUPERVISORY BOARD
4.b ELECT DR. GERD JAEGER AS A OFFICER OF THE SUPERVISORY Management For *Management No
BOARD Position Unknown
4.c ELECT MR. FLEMMING PEDERSEN AS A OFFICER OF THE Management For *Management No
SUPERVISORY BOARD Position Unknown
4.d ELECT MR. BERND SATTIG AS A OFFICER OF THE SUPERVISORY Management For *Management No
BOARD Position Unknown
4.e ELECT MR. JENS-PETER SCHMITT AS A OFFICER OF Management For *Management No
THE SUPERVISORY BOARD Position Unknown
5. APPROVE THE REPORT OF THE BOARD OF MANAGING DIRECTORS Management For *Management No
ON RESTRUCTURING CONCEPT OF THE COMPANY Position Unknown
6. APPROVE THE CAPITAL REDUCTION, PURSUANT TO SECTIONS Management For *Management No
229 ETSQQ OF THE GERMAN STOCK CORPORATION ACT Position Unknown
AND AN INCREASE OF THE COMPANY S SHARE CAPITAL
IN ORDER TO COMPENSATE FOR A DECLINE IN THE VALUE
OF ASSETS, TO OFFSET OTHER LOSSES AND TO ALLOCATE
THE AMOUNT OF EUR 520,500 TO THE CAPITAL RESERVES,
THE COMPANY S SHARE CAPITAL OF EUR 52,050,000
SHALL BE REDUCED BY EUR 46,845,000 TO EUR 5,205,000
THROUGH THE CONSOLIDATION OF SHARES AT A RATIO
OF 10:1, AT THE SAME TIME, THE REDUCED SHARE
CAPITAL OF EUR 5,205,000 SHALL BE INCREASED TO
UP TO AT LEAST EUR 35,205,000 EUR 46,845,000
AT MOST THROUGH THE ISSUE OF NEW BEARER NO-PAR
SHARES WITH DIVIDEND ENTITLEMENT FROM 01 OCT
2004, THE NEW SHARES SHALL BE ISSUED TO THE SHAREHOLDERS
AT A RATIO OF 10:8 AND A PRICE OF EUR 1 PER
SHARE
7. APPROVE TO RENEW THE AUTHORIZATION TO CREATE Management For *Management No
AUTHORIZED CAPITAL AND THE CORRESPONDING AMENDMENT Position Unknown
TO THE ARTICLES OF ASSOCIATION, AUTHORIZE THE
BOARD OF MANAGING DIRECTORS, WITH THE CONSENT
OF THE SUPERVISORY BOARD, TO INCREASE THE COMPANY
S SHARE CAPITAL BY UP TO EUR 17,500,000 AGAINST
PAYMENT IN CASH AND/ OR KIND, ON OR BEFORE 01
MAR 2010 AUTHORIZED CAPITAL ; I) SHAREHOLDERS
SUBSCRIPTION RIGHTS MAY BE EXCLUDED FOR THE
ISSUE OF SHARES AGAINST CONTRIBUTIONS IN KIND,
FOR A CAPITAL INCREASE AGAINST CONTRIBUTIONS
IN CASH OF UP TO 10% OF THE SHARE CAPITAL IF
THE SHARES ARE ISSUED AT A PRICE NOT MATERIALLY
BELOW THE MARKET PRICE OF IDENTICAL SHARES AND
FOR RESIDUAL AMOUNTS
8. APPOINT ERNST + YOUNG AG, DUESSELDORF AS THE Management For *Management No
AUDITORS FOR THE FY 2005 Position Unknown
2. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 213410 DUE TO CHANGE IN AGENDA. ALL VOTES Position Unknown
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
22 FEB 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT Management For *Management No
FOR THE 2003/2004 FY WITH THE REPORT OF THE SUPERVISORY Position Unknown
BOARD, THE GROUP FINANCIAL STATEMENTS AND THE
GROUP ANNUAL REPORT
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 15,000 15,000 15,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INC. BSET Annual Meeting Date: 02/22/2005
Issuer: 070203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER W. BROWN, M.D. Management For For
PAUL FULTON Management For For
HOWARD H. HAWORTH Management For For
GEORGE W. HENDERSON,III Management For For
DALE C. POND Management For For
ROBERT H. SPILMAN, JR. Management For For
DAVID A. STONECIPHER Management For For
WILLIAM C. WAMPLER, JR. Management For For
WILLIAM C. WARDEN, JR. Management For For
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING NOVEMBER 26, 2005.
02 PROPOSAL TO APPROVE THE ADOPTION OF THE BASSETT Management For For No
FURNITURE 2005 NON-EMPLOYEE DIRECTORS STOCK INCENTIVE
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 15,000 15,000 15,000 2/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IONICS, INCORPORATED ION Special Meeting Date: 02/22/2005
Issuer: 462218 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For No
AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING,
IF NECESSARY, TO SATISFY THE CONDITIONS TO COMPLETING
THE MERGER AS SET FORTH IN THE AGREEMENT AND
PLAN OF MERGER, INCLUDING FOR THE PURPOSE OF
SOLICITING PROXIES TO VOTE IN FAVOR OF THE AGREEMENT
AND PLAN OF MERGER.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF NOVEMBER 24, 2004, AMONG GENERAL
ELECTRIC COMPANY, TRITON ACQUISITION CORP., AN
INDIRECT WHOLLY-OWNED SUBSIDIARY OF GENERAL ELECTRIC
COMPANY, AND IONICS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 2,100 2,100 2,100 2/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LEE ENTERPRISES, INCORPORATED LEE Annual Meeting Date: 02/23/2005
Issuer: 523768 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For No
AS MAY PROPERLY COME BEFORE THE MEETING.
03 APPROVAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES
OF COMMON STOCK DESCRIBED IN PROPOSAL 3 IN THE
PROXY STATEMENT.
02 APPROVAL OF THE COMPANY S INCENTIVE COMPENSATION Management For For No
PROGRAM DESCRIBED IN PROPOSAL 2 IN THE PROXY STATEMENT.
01 DIRECTOR Management For No
NANCY S. DONOVAN Management For For
HERBERT W. MOLONEY III Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 11,000 11,000 11,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GREIF, INC. GEF Annual Meeting Date: 02/28/2005
Issuer: 397624 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO APPROVE THE COMPANY S 2005 OUTSIDE Management For For No
DIRECTORS EQUITY AWARD PLAN.
01 DIRECTOR Management For No
MICHAEL J. GASSER Management For For
MICHAEL H. DEMPSEY Management For For
PATRICK J. NORTON Management For For
VICKI L. AVRIL Management For For
DANIEL J. GUNSETT Management For For
DAVID J. OLDERMAN Management For For
CHARLES R. CHANDLER Management For For
JUDITH D. HOOK Management For For
WILLIAM B. SPARKS, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 206 1,000 1,000 1,000 2/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOLA INTERNATIONAL INC. SOL Special Meeting Date: 02/28/2005
Issuer: 834092 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For No
OF MERGER, DATED AS OF DECEMBER 5, 2004, BY AND
AMONG SOLA INTERNATIONAL INC., SUN ACQUISITION,
INC. AND CARL ZEISS TOPCO GMBH, THE PARENT OF
SUN ACQUISITION, AND THE MERGER CONTEMPLATED
BY SUCH MERGER AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 18,200 18,200 18,200 2/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CUNO INCORPORATED CUNO Annual Meeting Date: 03/03/2005
Issuer: 126583 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 REAPPROVE THE PERFORMANCE GOALS IN THE EXECUTIVE Management For For No
MANAGEMENT INCENTIVE PLAN.
01 DIRECTOR Management For No
C. EDWARD MIDGLEY Management For For
FREDERICK C. FLYNN, JR. Management For For
03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS, LLP Management For For No
AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 60,000 60,000 60,000 2/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. CZR Special Meeting Date: 03/11/2005
Issuer: 127687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No
PLAN OF MERGER, DATED AS OF JULY 14, 2004, BY
AND AMONG HARRAH S ENTERTAINMENT, INC., HARRAH
S OPERATING COMPANY, INC., A WHOLLY OWNED SUBSIDIARY
OF HARRAH S ENTERTAINMENT, INC., AND CAESARS
ENTERTAINMENT, INC., AND THE TRANSACTIONS CONTEMPLATED
BY THE MERGER AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 100,000 100,000 100,000 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TODHUNTER INTERNATIONAL, INC. THT Annual Meeting Date: 03/15/2005
Issuer: 889050 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For No
DONALD L. KASUN Management For For
THOMAS A. VALDES Management For For
01 APPROVAL OF AN AMENDMENT TO THE COMPANY S AMENDED Management For For No
AND RESTATED CERTIFICATE OF INCORPORATION TO
CHANGE THE COMPANY S CORPORATE NAME FROM TODHUNTER
INTERNATIONAL, INC. TO CRUZAN INTERNATIONAL, INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 5,000 5,000 5,000 3/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CLARCOR INC. CLC Annual Meeting Date: 03/21/2005
Issuer: 179895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. ROBERT H. JENKINS Management For For
MR PHILIP R. LOCHNER JR Management For For
02 PROPOSAL TO APPROVE AND ADOPT THE AMENDMENT TO Management For For No
THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 212,000 212,000 212,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION IEX Annual Meeting Date: 03/22/2005
Issuer: 45167R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BRADLEY J. BELL Management For For
GREGORY B. KENNY Management For For
LAWRENCE D. KINGSLEY Management For For
02 APPROVAL OF AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 75,000,000 TO 150,000,000
SHARES.
03 APPROVAL OF THE COMPANY S INCENTIVE AWARD PLAN. Management For For No
04 APPROVAL OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For No
OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 60,000 60,000 60,000 3/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ASHWORTH, INC. ASHW Annual Meeting Date: 03/23/2005
Issuer: 04516H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. MICHAEL HECHT Management For For
JAMES G. O'CONNOR Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 18,000 18,000 18,000 3/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. OMN Annual Meeting Date: 03/23/2005
Issuer: 682129 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD P. CAMPBELL Management For For
DAVID A. DABERKO Management For For
WILLIAM R. SEELBACH Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 130,000 130,000 130,000 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, WALDENBURG SAUHF.PK AGM Meeting Date: 03/24/2005
Issuer: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: 7156832
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss For *Management No
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register Position Unknown
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS. THANK YOU.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 2,500 2,500 2,500 2/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, WALDENBURG SAUHF.PK AGM Meeting Date: 03/24/2005
Issuer: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: 7156832
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management No
NOTICE SENT UNDER MEETING ID 213108, INCLUDING Position Unknown
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
1. RECEIVE THE ANNUAL REPORT 2004 AND REPORTS OF Management For *Management No
THE AUDITORS AND THE GROUP AUDITORS Position Unknown
2. APPROVE THE ANNUAL REPORT 2004, ANNUAL FINANCIAL Management For *Management No
STATEMENTS 2004 AND CONSOLIDATED FINANCIAL STATEMENTS Position Unknown
2004
3. APPROVE APPROPRIATION OF THE BALANCE SHEET PROFIT; Management For *Management No
ALLOCATION OF INCOME AND DIVIDENDS OF CHF 2.00 Position Unknown
PER SHARE
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
5. ELECT MR. RUDOLF MAAG, MR. SEBASTIAN BURCKHARDT Management For *Management No
AND MR. JUERG MORANT AS THE BOARD OF DIRECTORS Position Unknown
6. ELECT PROCEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management No
Position Unknown
8. AMEND NUMERALS 3.1.3 AND 3.1.8 OF THE ARTICLES Management For *Management No
OF ASSOCIATION Position Unknown
7. APPROVE THE MOVEMENT AND CHANGE OF HEADING AND Management For *Management No
NUMERAL 1.1 OF THE ARTICLES OF ASSOCIATION Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 2,500 2,500 2,500 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRIDENT MICROSYSTEMS, INC. TRID Annual Meeting Date: 03/24/2005
Issuer: 895919 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ACQUISITION BY TRIDENT OF THE Management For For No
MINORITY INTEREST IN ITS TAIWANESE SUBSIDIARY,
TRIDENT TECHNOLOGIES INC.
02 DIRECTOR Management For No
FRANK C. LIN Management For For
GLEN M. ANTLE Management For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 10,000 10,000 10,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED IMKTA Annual Meeting Date: 03/29/2005
Issuer: 457030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN O. POLLARD Management For For
J. ALTON WINGATE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 175,000 175,000 175,000 3/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC. GY Annual Meeting Date: 03/30/2005
Issuer: 368682 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withold Against No
02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management Abstain Against No
ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 270,000 270,000 270,000 3/30/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STEWART ENTERPRISES, INC. STEI Annual Meeting Date: 04/05/2005
Issuer: 860370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES W. MCFARLAND* Management For For
KENNETH C. BUDDE* Management For For
ALDEN J. MCDONALD, JR.* Management For For
JOHN C. MCNAMARA** Management For For
02 TO APPROVE THE ADOPTION OF THE 2005 DIRECTORS Management For For No
STOCK PLAN
03 TO RATIFY THE RETENTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 14,000 14,000 14,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WEIS MARKETS, INC. WMK Annual Meeting Date: 04/05/2005
Issuer: 948849 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT F. WEIS Management For For
JONATHAN H. WEIS Management For For
NORMAN S. RICH Management For For
WILLIAM R. MILLS Management For For
MICHAEL M. APFELBAUM Management For For
RICHARD E. SHULMAN Management For For
STEVEN C. SMITH Management For For
02 PROPOSAL TO APPROVE GRANT THORNTON LLP AS THE Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE CORPORATION FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 40,000 40,000 40,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION SAOSA Annual Meeting Date: 04/11/2005
Issuer: 831865 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For No
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 15,000 15,000 15,000 4/1/2005
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTORS Management For For No
02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For No
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 209 2,000 2,000 2,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MVC CAPITAL, INC. MVC Annual Meeting Date: 04/11/2005
Issuer: 553829 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EMILIO DOMINIANNI Management For For
ROBERT EVERETT Management For For
GERALD HELLERMAN Management For For
ROBERT KNAPP Management For For
MICHAEL TOKARZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 45,000 45,000 45,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HARTMARX CORPORATION HMX Annual Meeting Date: 04/13/2005
Issuer: 417119 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL F. ANTHONY Management For For
JEFFREY A. COLE Management For For
JAMES P. DOLLIVE Management For For
RAYMOND F. FARLEY Management For For
ELBERT O. HAND Management For For
DIPAK C. JAIN Management For For
HOMI B. PATEL Management For For
MICHAEL B. ROHLFS Management For For
STUART L. SCOTT Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
(ITEM (2) OF PROXY STATEMENT).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 180,000 180,000 180,000 4/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
H.B. FULLER COMPANY FUL Annual Meeting Date: 04/14/2005
Issuer: 359694 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. MICHAEL LOSH Management For For
LEE R. MITAU Management For For
ROBERT WILLIAM VAN SANT Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 3, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 130,000 130,000 130,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOLOGIC CORP. OLGC Annual Meeting Date: 04/15/2005
Issuer: 68750J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN M. HOLLIMAN III Management For For
A.A. WHITE, III MD PH.D Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S Management For For No
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 50,000,000 TO 100,000,000
03 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No
OF DELOITTE & TOUCHE LLP
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 2,000 2,000 2,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BALDOR ELECTRIC COMPANY BEZ Annual Meeting Date: 04/16/2005
Issuer: 057741 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JEFFERSON W. ASHER, JR. Management For For
RICHARD E. JAUDES Management For For
ROBERT J. MESSEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 150,000 150,000 150,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JURYS DOYLE HOTEL GROUP PLC JDH.L AGM Meeting Date: 04/19/2005
Issuer: G5203L100 ISIN: IE0004792242
SEDOL: 0479224, 4944427
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORT OF THE DIRECTORS Management For *Management No
AND THE AUDITORS AND THE STATEMENT OF ACCOUNTS Position Unknown
FOR THE YE 31 DEC 2004
2. APPROVE THE FINAL DIVIDEND Management For *Management No
Position Unknown
3.1 RE-ELECT MRS. B.C. GALLAGHER AS A DIRECTOR UNDER Management For *Management No
ARTICLE 90 OF THE ARTICLES OF ASSOCIATION Position Unknown
*Management
3.2 RE-ELECT MR. R. HOOPER AS A DIRECTOR UNDER ARTICLE Management For Position Unknown No
90 OF THE ARTICLES OF ASSOCIATION
3.3 RE-ELECT MR. P. MACQUILLAN AS A DIRECTOR UNDER Management For *Management No
ARTICLE 90 OF THE ARTICLES OF ASSOCIATION Position Unknown
3.4 RE-ELECT MRS. E.M. MONAHAN A DIRECTOR UNDER ARTICLE Management For *Management No
90 OF THE ARTICLES OF ASSOCIATION Position Unknown
3.5 RE-ELECT MRS. R.I. NELSON AS A DIRECTOR UNDER Management For *Management No
ARTICLE 90 OF THE ARTICLE OF ASSOCIATION Position Unknown
3.6 RE-ELECT MR. T.J. ROCHE AS A DIRECTOR UNDER ARTICLE Management For *Management No
90 OF THE ARTICLES OF ASSOCIATION Position Unknown
3.7 RE-ELECT MR. D.M. KENNEDY AS A DIRECTOR IN ACCORDANCE Management For *Management No
WITH THE NINE-YEAR SERVICE PRINCIPLE UNDER THE Position Unknown
REVISED COMBINED CODE
4. AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
S.5 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management No
24 OF THE COMPANIES AMENDMENT ACT, 1983, TO Position Unknown
ALLOT EQUITY SECURITIES SECTION 23 OF THE SAID
ACT FOR CASH PURSUANT TO THE AUTHORITY CONFERRED
BY THIS RESOLUTION, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 23(1), PROVIDED
THAT THIS POWER BE LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHT
ISSUE IN FAVOR OF SHAREHOLDERS WHERE THE EQUITY
SECURITIES ARE ISSUED PROPORTIONATELY OR AS
NEARLY AS MAY BE TO THE RESPECTIVE NUMBERS OF
SHARES HELD BY THE SHAREHOLDERS, B) UP TO AN
AGGREGATE NOMINAL VALUE OF EUR1,007,889.71 WHICH
IS EQUIVALENT TO 5% OF THE ISSUED ORDINARY SHARE
CAPITAL OF THE COMPANY AS AT 11 MAR 2005; AUTHORITY
EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY ; AND, AUTHORIZE THE DIRECTORS TO
ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
S.6 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF Management For *Management No
THE COMPANY SECTION 155 OF THE COMPANIES ACT, Position Unknown
1963 TO MAKE MARKET PURCHASES SECTION 212 OF
THE COMPANIES ACT, 1990 OF ORDINARY SHARES IN
THE COMPANY SHARES SUBJECT TO THE PROVISIONS
OF THE COMPANIES ACT, 1990, AT A MINIMUM PRICE
EQUAL TO THE NOMINAL VALUE OF THE SHARE AND THE
MAXIMUM PRICE EQUAL TO 105% OF THE AVERAGE OF
THE FIVE AMOUNTS RESULTING FOR SUCH SHARES DERIVED
FROM THE IRISH STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS, PROVIDED
THE AVERAGE PRICE SHALL BE: A) THE AVERAGE OF
THE PRICES AT WHICH SUCH DEALINGS TOOK PLACE
IF THERE SHALL BE MORE THAN ONE DEALING REPORTED
FOR THE DAY; OR B) THE PRICE AT WHICH SUCH DEALING
TOOK PLACE IF THERE SHALL BE ONLY ONE DEALING
REPORTED FOR THE DAY; OR C) IF THERE SHALL NOT
BE ANY DEALING REPORTED FOR THE DAY, THE AVERAGE
OF THE HIGH AND LOW MARKET GUIDE PRICE FOR THAT
DAY OR D) IF THERE SHALL BE ONLY A HIGH BUT
NOT A LOW OR ONLY A LOW BUT NOT A HIGH MARKET
GUIDE PRICE REPORTED OR IF THERE SHALL NOT BE
ANY MARKET GUIDE PRICE REPORTED FOR ANY PARTICULAR
DAY THEN THAT DAY SHALL NOT COUNT AS ONE OF THE
SAID FIVE BUSINESS DAYS FOR THE PURPOSE OF DETERMINING
THE MAXIMUM PRICE; AUTHORITY EXPIRES THE EARLIER
OF THE DATE OF THE NEXT AGM OF THE COMPANY OR
18 MONTHS ; AND THE COMPANY OR ANY SUCH SUBSIDIARY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.7 APPROVE THAT, SUBJECT TO THE PASSING OF RESOLUTION Management For *Management No
S.6 OF THE PURPOSE OF SECTION 209 OF THE COMPANIES Position Unknown
ACT, 1990 THE REISSUE PRICE RANGE AT WHICH ANY
TREASURY SHARE AS DEFINED BY THE SECTION FOR
THE TIME BEING HELD BY THE COMPANY MAY BE REISSUED
OFF-MARKET SHELL BE AS FOLLOWS: A) THE MAXIMUM
PRICE AT WHICH A TREASURY SHARE MAY BE REISSUED
OFF-MARKET SHALL BE AN AMOUNT EQUAL TO 120% OF
THE APPROPRIATE PRICE; AND B) THE MINIMUM PRICE
AT WHICH A TREASURY SHARE MAY BE REISSUED OFF-MARKET
SHALL BE AN AMOUNT EQUAL TO 95% OF TH APPROPRIATE
PRICE PROVIDED THAT IF TREASURY SHARES ARE BEING
REISSUED FOR THE PURPOSE OF EITHER THE 1996 SHARE
OPTION SCHEME OR THE 1999 SAVING RELATED SHARE
OPTION SCHEME, THE REISSUE PRICE BE THE ISSUE
OR SUBSCRIPTION PRICE PROVIDED FOR IN SUCH SCHEMES;
FOR THE PURPOSE OF THIS RESOLUTION THE EXPRESSION
APPROPRIATE PRICE SHALL MEAN THE AVERAGE OF
5 AMOUNTS RESULTING FROM DETERMINING WHICHEVER
OF THE FOLLOWING (I), (II) OR (III) SPECIFIED
BELOW IN RELATION TO SHARES OF THE CLASS OF WHICH
SUCH TREASURY SHARE IS TO BE REISSUED SHALL BE
APPROPRIATE IN RESPECT OF THE 5 BUSINESS DAY
IMMEDIATELY PRECEDING THE DAY ON WHICH THE TREASURY
SHARE IS REISSUED AS DETERMINED FROM INFORMATION
PUBLISHED IN THE IRISH STOCK EXCHANGE DAILY OFFICIAL
LIST REPORTING THE BUSINESS DONE IN EACH OF THOSE
5 BUSINESS DAYS: I) IF THERE SHALL BE MORE THAN
ONE DEALING REPORTED FOR THE DAY, THE AVERAGE
OF THE PRICES AT WHICH SUCH DEALING TOOK PLACE;
OR II) IF THERE SHALL BE ONLY ONE DEALING REPORTED
FOR THE DAY THE PRICE AT WHICH SUCH DEALING TOOK
PLACE; OR III) IF THERE SHALL NOT BE ANY DEALING
REPORTED FOR THE DAY, THE AVERAGE OF THE HIGH
AND LOW MARKET GUIDE PRICES FOR HE DAY; AND IF
THERE SHALL BE ONLY A HIGH BUT NOT LOW MARKET
GUIDE PRICE REPORTED, OR IF THERE SHALL NOT BE
ANY MARKET GUIDE PRICE REPORTED, FOR ANY PARTICULAR
DAY THAN THAT DAY SHALL NOT COUNT AS ONE OF THE
SAID 5 BUSINESS DAY FOR THE PURPOSES OF DETERMINING
THE MAXIMUM PRICE, IF THE MEANS OF PROVIDING
THE FOREGOING INFORMATION AS TO DEALINGS AS PRICES
BY REFERENCE TO WHICH THE MAXIMUM PRICES IS TO
BE DETERMINED IS ALTERED OR IS REPLACE D BY SOME
OTHER MEANS, THEN A MAXIMUM PRICES SHALL BE DETERMINED
ON THE BASIS OF THE EQUIVALENT INFORMATION PUBLISHED
BY THE RELEVANT AUTHORITY IN RELATION TO DEALINGS
ON THE IRISH STOCK EXCHANGE OR ITS EQUIVALENT;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY OR 18 MONTHS
S.8 AMEND ARTICLE 90 OF THE ARTICLES BY DELETING Management For *Management No
AND REPLACING WITH THE NEW ONE Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 5,000 5,000 5,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION ALB Annual Meeting Date: 04/20/2005
Issuer: 012653 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. ALFRED BROADDUS, JR. Management For For
FLOYD D. GOTTWALD, JR. Management For For
JOHN D. GOTTWALD Management For For
WILLIAM M. GOTTWALD Management For For
RICHARD L. MORRILL Management For For
SEYMOUR S. PRESTON III Management For For
MARK C. ROHR Management For For
JOHN SHERMAN, JR. Management For For
CHARLES E. STEWART Management For For
ANNE MARIE WHITTEMORE Management For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For No
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 48,000 48,000 48,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HIBERNIA CORPORATION HIB Annual Meeting Date: 04/20/2005
Issuer: 428656 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PAUL CANDIES Management For For
SIDNEY W. LASSEN Management For For
JANEE MERCADEL-TUCKER Management For For
RAY B. NESBITT Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 62,000 62,000 62,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INVITROGEN CORPORATION IVGN Annual Meeting Date: 04/20/2005
Issuer: 46185R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BALAKRISHNAN S. IYER Management For For
RONALD A. MATRICARIA Management For For
W. ANN REYNOLDS, PH.D. Management For For
JAY M. SHORT, PH.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 27,000 27,000 27,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MYERS INDUSTRIES, INC. MYE Annual Meeting Date: 04/20/2005
Issuer: 628464 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KEITH A. BROWN Management For For
KARL S. HAY Management For For
RICHARD P. JOHNSTON Management For For
MICHAEL W. KANE Management For For
EDWARD W. KISSEL Management For For
STEPHEN E. MYERS Management For For
RICHARD L. OSBORNE Management For For
JON H. OUTCALT Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 275,000 275,000 275,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY SON Annual Meeting Date: 04/20/2005
Issuer: 835495 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
C.J. BRADSHAW* Management For For
R.J. BROWN* Management For For
J.L. COKER* Management For For
PAUL FULTON* Management For For
P.S. LEWIS** Management For For
J.E. LINVILLE** Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 25,000 25,000 25,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC. UFPI Annual Meeting Date: 04/20/2005
Issuer: 913543 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GARY F. GOODE Management For For
MARK A. MURRAY Management For For
LOUIS A. SMITH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 1,000 1,000 1,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. B Annual Meeting Date: 04/21/2005
Issuer: 067806 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM S. BRISTOW, JR. Management For For
EDMUND M. CARPENTER Management For For
G. JACKSON RATCLIFFE JR Management For For
02 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 16,000 16,000 16,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. CYT Annual Meeting Date: 04/21/2005
Issuer: 232820 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANTHONY G. FERNANDES Management For For
DAVID LILLEY Management For For
JERRY R. SATRUM Management For For
RAYMOND P. SHARPE Management For For
02 RATIFICATION OF KPMG LLP AS THE COMPANY S AUDITORS Management For For No
FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 10,000 10,000 10,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO CONTINENTAL SA CONTAL GPOCY.PK OGM Meeting Date: 04/21/2005
Issuer: P3091R172 ISIN: MXP3091R1239
SEDOL: 2415066
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
*Management
1. APPOINT THE ELECTORAL INSPECTORS SO THAT THEY Management For Position Unknown No
CAN EXECUTE THEIR DUTIES AND DECLARE THE OPENING
OF THE MEETING
*Management
2. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS, Management For Position Unknown No
INDIVIDUAL AND CONSOLIDATED,OF THE COMPANY AND
RESPECTIVE SUBSIDIARIES, ON 31 DEC 2004 AND THE
COMMISSIONER REPORT
*Management
3. APPROVE THE REPORT OF THE AUDITORS COMMITTEE Management For Position Unknown No
*Management
4. APPROVE THE AGREEMENTS AND THE ACTIONS PERFORMED Management For Position Unknown No
BY THE BOARD OF DIRECTORS DURING THE FY 2004
*Management
5. APPROVE THE APPLICATION OF THE EARNINGS AND THE Management For Position Unknown No
PAYMENT OF THE CASH DIVIDEND
*Management
6. APPROVE THE REPORT ON PURCHASING OF THE COMPANY Management For Position Unknown No
SHARES
*Management
7. APPROVE TO SET THE MAXIMUM AMOUNT TO PURCHASE Management For Position Unknown No
THE COMPANY SHARES
*Management
8. ELECT THE BOARD OF DIRECTORS Management For Position Unknown No
*Management
9. ELECT THE AUDITORS COMMITTEE Management For Position Unknown No
*Management
10. ELECT THE COMMISSIONERS Management For Position Unknown No
*Management
11. APPROVE TO SET THE ALLOWANCES FOR THE DIRECTORS Management For Position Unknown No
AND COMMISSIONERS
*Management
12. APPROVE THE MINUTES OF THE MEETING Management For Position Unknown No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 701,500 701,500 701,500 4/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NICOR INC. GAS Annual Meeting Date: 04/21/2005
Issuer: 654086 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.M. BEAVERS, JR. Management For For
B.P. BICKNER Management For For
J.H. BIRDSALL, III Management For For
T.A. DONAHOE Management For For
T.L. FISHER Management For For
J.E. JONES Management For For
D.J. KELLER Management For For
W.A. OSBORN Management For For
R.E. MARTIN Management For For
J. RAU Management For For
J.F. RIORDAN Management For For
R.M. STROBEL Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 10,000 10,000 10,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION SXT Annual Meeting Date: 04/21/2005
Issuer: 81725T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANK BROWN Management For For
JAMES A.D. CROFT Management For For
ALBERTO FERNANDEZ Management For For
02 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management For For No
ARTICLES OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE COMPANY S BOARD OF DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS
THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 270,000 270,000 270,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WAUSAU-MOSINEE PAPER CORPORATION WMO Annual Meeting Date: 04/21/2005
Issuer: 943315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GARY W. FREELS Management For For
THOMAS J. HOWATT Management For For
MICHAEL M. KNETTER Management For For
02 AMENDMENT TO RESTATED ARTICLES OF INCORPORATION Management For For No
TO CHANGE NAME TO WAUSAU PAPER CORP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 22,000 22,000 22,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WILMINGTON TRUST CORPORATION WL Annual Meeting
Date: 04/21/2005
Issuer: 971807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CAROLYN S. BURGER Management For For
ROBERT V.A. HARRA JR. Management For For
REX L. MEARS Management For For
ROBERT W. TUNNELL JR. Management For For
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 50,000 50,000 50,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC. WWW Annual Meeting Date: 04/21/2005
Issuer: 978097 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONALD V. FITES Management For For
PHILLIP D. MATTHEWS Management For For
PAUL D. SCHRAGE Management For For
02 PROPOSAL TO APPROVE THE AMENDMENT TO THE CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 PROPOSAL TO APPROVE THE STOCK INCENTIVE PLAN Management Against Against No
OF 2005.*
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 200,000 200,000 200,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Y Annual Meeting Date: 04/22/2005
Issuer: 017175 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F.M. KIRBY Management For For
REX D. ADAMS Management For For
WESTON M. HICKS Management For For
ROGER NOALL Management For For
02 PROPOSAL TO APPROVE THE 2005 DIRECTORS STOCK Management Against Against No
PLAN OF ALLEGHANY CORPORATION.
03 PROPOSAL TO APPROVE THE 2005 MANAGEMENT INCENTIVE Management For For No
PLAN OF ALLEGHANY CORPORATION.
04 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 11,000 11,000 11,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT Annual Meeting Date: 04/22/2005
Issuer: 361448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROD F. DAMMEYER Management For For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
BRIAN A. KENNEY Management For For
MILES L. MARSH Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
RONALD H. ZECH Management For For
02 APPROVAL OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 130,000 130,000 130,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRACO INC. GGG Annual Meeting Date: 04/22/2005
Issuer: 384109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LEE R. MITAU Management For For
JAMES H. MOAR Management For For
MARTHA A. MORFITT Management For For
DAVID A. ROBERTS Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 84,000 84,000 84,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANT'ILARIO (RE) IP.MI MIX Meeting Date: 04/22/2005
Issuer: T5513W107 ISIN: IT0001078911 BLOCKING
SEDOL: 5161407, 5849004
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
*Management
O.3 APPROVE THE DIRECTORS EMOLUMENTS Management For Position Unknown No
*Management
O.4 APPOINT THE INTERNAL AUDITORS Management For Position Unknown No
*Management
O.5 APPOINT THE AUDITORS FOR BALANCE SHEET AND CONSOLIDATED Management For Position Unknown No
BALANCE SHEET ACCOUNTING REVIEW AS OF 31 DEC
2005, 31 DEC 2006, AND 31 DEC 2007 AS PER LEGAL
DECREE N. 58 OF 24 FEB 1998 SOLE TEXT OF FINANCE
MEDIATION REGULATION AND FOR THE LIMITED ACCOUNTING
REVIEW OF THE BI-YEARLY REPORTS AS OF 30 JUN
2005, 2006, AND 2007 AND APPOINT THE DIRECTORS
BY SLATE VOTING
*Management
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Position Unknown No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 APR 2005 THIRD CALL ON 27 APR 2005. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
*Management
E.1 AMEND ARTICLE 5 AND 14 OF THE COMPANY BY-LAW Management For Position Unknown No
RESPECTIVELY THROUGH I) THE INTRODUCTION OF
A CLAUSE TO ALLOW FOR A DISBURSEMENT IN KIND
IN CASE OF CAPITAL INCREASE AS PER ARTICLE 2342
OF THE ITALIAN CIVIL CODE; AND II THE ADJUSTMENT
OF THE MAXIMUM NUMBER OF THE BOARD OF DIRECTORS
MEMBERS FROM 9 TO 13
*Management
O.1 APPROVE THE FINANCIAL STATEMENT AS OF 31 DEC Management For Position Unknown No
2004 NONETHELESS THE BOARD OF DIRECTORS MANAGEMENT
REPORTS AND THE INTERNAL AUDITORS REPORTS; CONSOLIDATED
BALANCE SHEET REPORTS AS OF 31 DEC 2004 NONETHELESS
THE BOARD OF DIRECTORS MANAGEMENT REPORTS AND
THE INTERNAL AUDITORS REPORTS; RESOLUTIONS RELATED
THERETO
*Management
O.2 APPOINT THE BOARD OF DIRECTORS MEMBERS AFTER Management For Position Unknown No
HAVING DETERMINED THE NUMBER OF MEMBERS TO BE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 160,000 160,000 160,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SNIA SPA SN.MI OGM Meeting Date: 04/23/2005
Issuer: T85795226 ISIN: IT0001495271 BLOCKING
SEDOL: B020RJ5, 4473114, 4457594
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
*Management
2. APPOINT THE BOARD OF DIRECTORS AFTER STATING Management For Position Unknown No
MEMBERS NUMBER AND APPROVE TO STATE THEIR EMOLUMENT
*Management
3. APPOINT BOARD OF AUDITOR, OF ITS CHAIRMAN AND Management For Position Unknown No
DETERMINATION OF REWARD, APPOINT BOARD OF AUDITOR
WILL BE EXECUTED AS PER ARTICLE 18 OF CORPORATE
BY LAWS, BASED ON LISTS PRESENTED BY SHAREHOLDERS,
LISTS CAN BE PRESENTED BY SHAREHOLDERS THAT ALONE
OR GROUPED REPRESENT AT LEAST 3% OF CORPORATE
CAPITAL OF THE ISSUER, LISTS MUST BE DEPOSITED
AT THE SOCIAL SEAT OF THE ISSUER AT LATEST WITHIN
10 DAYS PRIOR TO THE FIRST CALL OF THE MEETING
*Management
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Position Unknown No
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 APR 2005. CONSEQUENTLY,YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED.THANK YOU
*Management
1. APPROVE THE BALANCE SHEET REPORT AS OF 31-DEC-04, Management For Position Unknown No
BOARD OF DIRECTORS REPORTS AND INTERNAL AUDITORS
REPORTS; RESOLUTIONS RELATED THERETO
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 590,000 590,000 590,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CRANE CO. CR Annual Meeting Date: 04/25/2005
Issuer: 224399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.T. BIGELOW, JR. Management For For
J. GAULIN Management For For
C.J. QUEENAN, JR. Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 150,000 150,000 150,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HUTTIG BUILDING PRODUCTS, INC. HBP Annual Meeting Date: 04/25/2005
Issuer: 448451 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.S. EVANS Management For For
J. KEITH MATHENEY Management For For
STEVEN A. WISE Management For For
02 APPROVAL OF THE HUTTIG BUILDING PRODUCTS, INC. Management Against Against No
2005 NONEMPLOYEE DIRECTORS RESTRICTED STOCK PLAN.
03 APPROVAL OF THE HUTTIG BUILDING PRODUCTS, INC. Management Against Against No
2005 EXECUTIVE INCENTIVE COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 25,000 25,000 25,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. VMI Annual Meeting Date: 04/25/2005
Issuer: 920253 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MOGENS C. BAY Management For For
JOHN E. JONES Management For For
WALTER SCOTT, JR. Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 5,000 5,000 5,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMETEK, INC. AME Annual Meeting Date: 04/26/2005
Issuer: 031100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SHELDON S. GORDON Management For For
FRANK S. HERMANCE Management For For
DAVID P. STEINMANN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2002 Management For For No
STOCK INCENTIVE PLAN OF AMETEK, INC.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 175,000 175,000 175,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. BIOB Annual Meeting Date: 04/26/2005
Issuer: 090572 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTORS Management For For No
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For No
& TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT
AUDITORS.
03 PROPOSAL TO AMEND THE AMENDED AND RESTATED 1988 Management For For No
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR SALE THEREUNDER
BY 500,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 207 7,800 7,800 7,800 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/26/2005
Issuer: 12541M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARGARITA K. DILLEY Management For For
STEVEN M. FETTER Management For For
STANLEY J. GRUBEL Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 142,000 142,000 142,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CNA SURETY CORPORATION SUR Annual Meeting Date: 04/26/2005
Issuer: 12612L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PHILIP H. BRITT Management For For
ROY E. POSNER Management For For
ADRIAN M. TOCKLIN Management For For
JAMES R. LEWIS Management For For
LORI KOMSTADIUS Management For For
ROBERT TINSTMAN Management For For
JOHN F. WELCH Management For For
02 TO RATIFY THE BOARD OF DIRECTORS APPOINTMENT Management For For No
OF THE COMPANY S INDEPENDENT AUDITORS, DELOITTE
& TOUCHE LLP FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 370,000 370,000 370,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EDO CORPORATION EDO Annual Meeting Date: 04/26/2005
Issuer: 281347 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT E. ALLEN Management For For
ROBERT ALVINE Management For For
DENNIS C. BLAIR Management For For
ROBERT M. HANISEE Management For For
MICHAEL J. HEGARTY Management For For
LESLIE F. KENNE Management For For
PAUL J. KERN Management For For
RONALD L. LEACH Management For For
JAMES ROTH Management For For
JAMES M. SMITH Management For For
ROBERT S. TYRER Management For For
ROBERT WALMSLEY Management For For
02 TO APPROVE THE EDO CORPORATION INCENTIVE COMPENSATION Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 16,000 16,000 16,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GP STRATEGIES CORPORATION GPX Annual Meeting Date: 04/26/2005
Issuer: 36225V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HARVEY P. EISEN Management For For
JEROME I. FELDMAN Management For For
MARSHALL S. GELLER Management For For
SCOTT N. GREENBERG Management For For
SCOTT R. PEPPET Management For For
R.C. PFENNIGER, JR. Management For For
OGDEN R. REID Management For For
MATTHEW ZELL Management For For
02 TO RATIFY THE BOARD OF DIRECTORS APPOINTMENT Management For For No
OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 80,000 80,000 80,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MARINE PRODUCTS CORPORATION MPX Annual Meeting Date: 04/26/2005
Issuer: 568427 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R. RANDALL ROLLINS Management For For
HENRY B. TIPPIE Management For For
JAMES B. WILLIAMS Management For For
02 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management For For No
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CAPITAL STOCK TO 75 MILLION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 293,250 293,250 293,250 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PAXAR CORPORATION PXR Annual Meeting Date: 04/26/2005
Issuer: 704227 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JACK BECKER Management For For
LEO BENATAR Management For For
VICTOR HERSHAFT Management For For
DAVID E. MCKINNEY Management For For
JAMES R. PAINTER Management For For
ROGER M. WIDMANN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 100,000 100,000 100,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
R.H. DONNELLEY CORPORATION RHD Annual Meeting Date: 04/26/2005
Issuer: 74955W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID M. VEIT Management For For
02 APPROVAL OF THE 2005 STOCK AWARD AND INCENTIVE Management Against Against No
PLAN
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
04 STOCKHOLDER PROPOSAL REGARDING REDEMPTION OF Shareholder For Against No
RIGHTS UNDER THE COMPANY S RIGHTS PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 307 22,000 22,000 22,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. ROL Annual Meeting Date: 04/26/2005
Issuer: 775711 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R. RANDALL ROLLINS Management For For
JAMES B. WILLIAMS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 321,000 321,000 321,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RPC, INC. RES Annual Meeting Date: 04/26/2005
Issuer: 749660 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R. RANDALL ROLLINS Management For For
HENRY B. TIPPIE Management For For
JAMES B. WILLIAMS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 436,500 436,500 436,500 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION SYK Annual Meeting Date: 04/26/2005
Issuer: 863667 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN W. BROWN Management For For
HOWARD E. COX, JR. Management For For
D.M. ENGELMAN, PH.D. Management For For
JEROME H. GROSSMAN, MD Management For For
STEPHEN P. MACMILLAN Management For For
WILLIAM U. PARFET Management For For
RONDA E. STRYKER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 4,200 4,200 4,200 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. ATG Annual Meeting Date: 04/27/2005
Issuer: 001204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS D. BELL, JR. Management For For
ARTHUR E. JOHNSON Management For For
PAULA ROSPUT REYNOLDS Management For For
JAMES A. RUBRIGHT Management For For
BETTINA M. WHYTE Management For For
02 APPROVAL OF AMENDMENT TO AGL RESOURCES INC. S Management For For No
ARTICLES OF INCORPORATION TO CLARIFY THE LENGTH
OF THE INITIAL TERM A BOARD MEMBER MAY SERVE
WHEN APPOINTED BY THE BOARD OF DIRECTORS TO FILL
A VACANCY CAUSED BY A NEWLY CREATED DIRECTORSHIP.
03 APPROVAL OF THE AMENDED AND RESTATED AGL RESOURCES Management For For No
INC. EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT AUDITOR FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 7,000 7,000 7,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. BWA Annual Meeting Date: 04/27/2005
Issuer: 099724 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBIN J. ADAMS Management For For
DAVID T. BROWN Management For For
PAUL E. GLASKE Management For For
JOHN RAU Management For For
02 TO VOTE UPON A PROPOSAL TO APPROVE THE BORGWARNER Management For For No
INC. 2005 EXECUTIVE INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 78,000 78,000 78,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC. CIR Annual Meeting Date: 04/27/2005
Issuer: 17273K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID A. BLOSS, SR. Management For For
THOMAS E. CALLAHAN Management For For
02 TO APPROVE THE COMPANY S AMENDED AND RESTATED Management Against Against No
1999 STOCK OPTION AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 203,000 203,000 203,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER DOWNS GAMING & ENTERTAINMENT, DDE Annual Meeting Date: 04/27/2005
Issuer: 260095 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DENIS MCGLYNN Management For For
JEFFREY W. ROLLINS Management For For
KENNETH K. CHALMERS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 80,000 80,000 80,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER MOTORSPORTS, INC. DVD Annual Meeting Date: 04/27/2005
Issuer: 260174 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DENIS MCGLYNN Management For For
JEFFREY W. ROLLINS Management For For
KENNETH K. CHALMERS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 200,000 200,000 200,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC. NAL Annual Meeting Date: 04/27/2005
Issuer: 650203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROXANNE J. COADY Management For For
JOHN F. CROWEAK Management For For
SHEILA B. FLANAGAN Management For For
RICHARD J. GROSSI Management For For
02 TO APPROVE THE NEWALLIANCE BANCSHARES, INC. 2005 Management Against Against No
LONG-TERM COMPENSATION PLAN.
TO RATIFY THE APPOINTMENT OF THE FIRM OF
03 PRICEWATERHOUSECOOPERS, Management For For No
LLP AS INDEPENDENT AUDITORS OF NEWALLIANCE FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 31,000 31,000 31,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PLACER DOME INC. PDG Annual Meeting Date: 04/27/2005
Issuer: 725906 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.J. CARTY Management For For
G.B. COULOMBE Management For For
J.W. CROW Management For For
G. FARQUHARSON Management For For
R.M. FRANKLIN Management For For
D.S. KARPIN Management For For
A.R. MCFARLAND Management For For
H.C. MATHER Management For For
E.A. PARKINSON-MARCOUX Management For For
V.F. TAYLOR III Management For For
P.W. TOMSETT Management For For
W.G. WILSON Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 70,000 70,000 70,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO PWX Annual Meeting Date: 04/27/2005
Issuer: 743737 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD ANDERSON Management For For
ROBERT EDER Management For For
JOHN HEALY Management For For
02 PROPOSAL TO APPROVE THE COMPANY S ALL STAR/ANNIVERSARY Management Against Against No
SAFETY INCENTIVE PLAN.
03 AMENDMENT TO THE COMPANY S BYLAWS TO ELIMINATE Management For For No
MANDATORY RETIREMENT AGE FOR BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 5,100 5,100 5,100 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RAYOVAC CORPORATION ROV Annual Meeting Date: 04/27/2005
Issuer: 755081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
NEIL P. DEFEO Management For For
DAVID A. JONES Management For For
BARBARA S. THOMAS Management For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY S AMENDED Management For For No
AND RESTATED ARTICLES OF INCORPORATION TO CHANGE
THE COMPANY S NAME TO SPECTRUM BRANDS, INC.
03 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Management For For No
OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 5,000 5,000 5,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION AP Annual Meeting Date: 04/28/2005
Issuer: 032037 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LOUIS BERKMAN Management For For
WILLIAM K. LIEBERMAN Management For For
STEPHEN E. PAUL Management For For
CARL H. PFORZHEIMER III Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 100,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ARCH CHEMICALS, INC. ARJ Annual Meeting Date: 04/28/2005
Issuer: 03937R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
MICHAEL E. CAMPBELL Management For For
H. W. LICHTENBERGER Management For For
JOHN P. SCHAEFER Management For For
DANIEL S. SANDERS Management For For
02 APPROVAL OF SENIOR MANAGEMENT INCENTIVE COMPENSATION Management For For No
PLAN
03 APPROVAL OF THE 1999 LONG TERM INCENTIVE PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 42,000 42,000 42,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORPORATION ATRO Annual Meeting Date: 04/28/2005
Issuer: 046433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RAYMOND W. BOUSHIE Management For For
ROBERT T. BRADY Management For For
JOHN B. DRENNING Management For For
PETER J. GUNDERMANN Management For For
KEVIN T. KEANE Management For For
ROBERT J. MCKENNA Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For No
INDEPENDENT AUDITORS FOR FISCAL YEAR 2005.
03 TO APPROVE THE COMPANY S 2005 DIRECTOR STOCK Management Against Against No
OPTION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 10,000 10,000 10,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. CCK Annual Meeting Date: 04/28/2005
Issuer: 228368 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JENNE K. BRITELL Management For For
JOHN W. CONWAY Management For For
ARNOLD W. DONALD Management For For
MARIE L. GARIBALDI Management For For
WILLIAM G. LITTLE Management For For
HANS J. LOLIGER Management For For
THOMAS A. RALPH Management For For
HUGUES DU ROURET Management For For
ALAN W. RUTHERFORD Management For For
HAROLD A. SORGENTI Management For For
WILLIAM S. URKIEL Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005,
WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
03 FOR A PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against No
STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS,
WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 200,000 200,000 200,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC. DECC Annual Meeting Date: 04/28/2005
Issuer: 232860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN AMOS Management For For
G. WILLIAM RUHL Management For For
W. GARTH SPRECHER Management For For
RICHARD G. WEIDNER Management For For
02 PROPOSAL TO AMEND AND RESTATE THE COMPANY S ARTICLES Management Against Against No
OF INCORPORATION IN THE FORM ATTACHED TO THE
PROXY STATEMENT AS EXHIBIT I.
03 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 46,950 46,950 46,950 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC. FSCI Annual Meeting Date: 04/28/2005
Issuer: 337756 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD L. HAWLEY Management For For
GEORGE F. WARREN, JR. Management For For
WILLIAM W. WARREN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 209 78,000 78,000 78,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC. JRN Annual Meeting Date: 04/28/2005
Issuer: 481130 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN J. SMITH Management For For
MARY ELLEN STANEK Management For For
JEANETTE TULLY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 40,000 40,000 40,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. MEG Annual Meeting Date: 04/28/2005
Issuer: 584404 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 67,000 67,000 67,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NETBANK, INC. NTBK Annual Meeting Date: 04/28/2005
Issuer: 640933 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. STEPHEN HEARD Management For For
DOUGLAS K. FREEMAN Management For For
CATHERINE A. GHIGLIERI Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL
2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 1,500 1,500 1,500 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, OPFIKON NBCHF.PK OGM Meeting Date: 04/28/2005
Issuer: H5783Q106 ISIN: CH0014030040 BLOCKING
SEDOL: 7389713, 7385722, 7413322
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management No
Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND Management For *Management No
CONSOLIDATED FINANCIAL STATEMENTS FOR 2004 Position Unknown
2. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS/DIVIDENDS Management For *Management No
FOR 2004 AS SPECIFIED Position Unknown
3. APPROVE THAT, OUT OF THE AGGREGATE CHF 2,074,006,295 Management For *Management No
OF GENERAL RESERVES AS SHOWN IN THE BALANCE SHEET Position Unknown
DATED 31 DEC 2004, CHF 350,000,000 SHALL BE BOOKED
INTO THE FREE RESERVES
4. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For *Management No
DIRECTORS AND OTHER EXECUTIVE BODIES FOR THEIR Position Unknown
SERVICES IN THE BUSINESS YEAR 2004
5.1 RE-ELECT MR. MICHAEL ORSINGER, MRS. JANE ROYSTON Management For *Management No
AND MESSRS. ROLF SOIRON AND ERNST ZAENGERLE FOR Position Unknown
A 1 YEAR TERM OF OFFICE TO THE MEMBERS OF BOARD
OF DIRECTORS
5.2 ELECT MESSRS. ANTOINE A. FIRMENICH AND ROBERT Management For *Management No
LILJA FOR A 1 YEAR TERM OF OFFICE TO THE NEW Position Unknown
MEMBERS OF BOARD OF DIRECTORS
5.3 RE-ELECT KPMG FIDES PEAT, ZURICH, FOR A 1 YEAR Management For *Management No
TERM OF OFFICE AS AUDITOR AND GROUP AUDITOR Position Unknown
6.1 APPROVE THE CHANGE OF DOMICILE FROM OPFIKON TO Management For *Management No
KLOTEN AND AMEND ARTICLE 1 OF THE ARTICLES OF Position Unknown
ASSOCIATION AS SPECIFIED
6.2 AMEND ARTICLE 7 OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY INSERTING A NEW PARAGRAPH 6AS SPECIFIED
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 1,300 1,300 1,300 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION OLN Annual Meeting Date: 04/28/2005
Issuer: 680665 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VIRGINIA A. KAMSKY Management For For
RICHARD M. ROMPALA Management For For
JOSEPH D. RUPP Management For For
02 PROPOSAL TO APPROVE AMENDED AND RESTATED 1997 Management Against Against No
STOCK PLAN FOR NON-EMPLOYEE DIRECTORS
03 PROPOSAL TO APPROVE THE OLIN SENIOR MANAGEMENT Management For For No
INCENTIVE COMPENSATION PLAN, AS AMENDED
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 205 15,000 15,000 15,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OWENS & MINOR, INC. OMI Annual Meeting Date: 04/28/2005
Issuer: 690732 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
G. GILMER MINOR, III Management For For
J. ALFRED BROADDUS, JR. Management For For
EDDIE N. MOORE, JR. Management For For
PETER S. REDDING Management For For
CRAIG R. SMITH Management For For
02 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN Management Against Against No
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 35,000 35,000 35,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS Annual Meeting Date: 04/28/2005
Issuer: 71343P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERBERT M. BAUM Management For For
RICHARD G. CLINE Management For For
PIERRE S. DU PONT Management For For
ARCHIE R. DYKES Management For For
JAROBIN GILBERT, JR. Management For For
JAMES R. KACKLEY Management For For
MATTHEW M. MCKENNA Management For For
ROBERT C. POHLAD Management For For
CYNTHIA SWANSON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 29). Shareholder Against For No
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 32). Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 200 35,000 35,000 35,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, IN SWM Annual Meeting Date: 04/28/2005
Issuer: 808541 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CLAIRE L. ARNOLD Management For For
LAURENT G. CHAMBAZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 18,000 18,000 18,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW Annual Meeting Date: 04/28/2005
Issuer: 784305 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D. GIBSON Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH Management For For
02 APPROVE THE EMPLOYEE STOCK PURCHASE PLAN WHICH Management For For No
WAS ADOPTED BY THE BOARD OF DIRECTORS ON JANUARY
27, 2005.
03 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 48,000 48,000 48,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE GENLYTE GROUP INCORPORATED GLYT Annual Meeting Date: 04/28/2005
Issuer: 372302 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT D. NIXON Management For For
02 PROPOSAL TO APPROVE THE AMENDMENT OF THE RESTATED Management For For No
CERTIFICATE OF INCORPORATION, INCREASING THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 2,000 2,000 2,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE GORMAN-RUPP COMPANY GRC Annual Meeting Date: 04/28/2005
Issuer: 383082 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES C. GORMAN Management For For
JEFFREY S. GORMAN Management For For
THOMAS E. HOAGLIN Management For For
CHRISTOPHER H. LAKE Management For For
DR. PETER B. LAKE Management For For
RICK R. TAYLOR Management For For
W. WAYNE WALSTON Management For For
JOHN A. WALTER Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 100,343 100,343 100,343 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MIDLAND COMPANY MLAN Annual Meeting Date: 04/28/2005
Issuer: 597486 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. BUSHMAN Management For For
JAMES H. CAREY Management For For
JOHN W. HAYDEN Management For For
DAVID B. O'MALEY Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 109,000 109,000 109,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TREDEGAR CORPORATION TG Annual Meeting Date: 04/28/2005
Issuer: 894650 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HORST R. ADAM Management For For
NORMAN A. SCHER Management For For
R. GREGORY WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR TREDEGAR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 50,000 50,000 50,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ASCENTIAL SOFTWARE CORPORATION ASCL Special Meeting Date: 04/29/2005
Issuer: 04362P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For No
OF MERGER, DATED AS OF MARCH 13, 2005, AMONG
INTERNATIONAL BUSINESS MACHINES CORPORATION,
A NEW YORK CORPORATION, IRONBRIDGE ACQUISITION
CORP., A DELAWARE CORPORATION AND WHOLLY OWNED
SUBSIDIARY OF IBM, AND ASCENTIAL SOFTWARE CORPORATION.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Management For For No
A LATER DATE, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF PROPOSAL NUMBER 1.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 207 105,000 105,000 105,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/29/2005
Issuer: 171871 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BRUCE L. BYRNES Management For For
JOHN F. CASSIDY Management For For
ROBERT W. MAHONEY Management For For
DANIEL J. MEYER Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS INDEPENDENT ACCOUNTANTS TO AUDIT
THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2005.
03 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS OF THE CINCINNATI BELL INC. 1997 LONG TERM
INCENTIVE PLAN.
04 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS OF THE CINCINNATI BELL INC. SHORT TERM
INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 190,000 190,000 190,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC. FELE Annual Meeting Date: 04/29/2005
Issuer: 353514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID A. ROBERTS Management For For
HOWARD B. WITT Management For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against No
THE FRANKLIN ELECTRIC CO., INC. PERFORMANCE INCENTIVE
STOCK PLAN.
03 APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM - PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2005
FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 177,000 177,000 177,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL DISTRIBUTION GROUP, INC. IDGR Annual Meeting Date: 04/29/2005
Issuer: 456061 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE L. SACHS, JR. Management For For
DAVID K. BARTH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 80,000 80,000 80,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IRISH CONTINENTAL GROUP PLC IRCUF.PK AGM Meeting Date: 04/29/2005
Issuer: G49406146 ISIN: IE0033336516
SEDOL: 3339455, B06L4G0, 3333651
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management For *Management No
AND REPORTS Position Unknown
2.a RE-APPOINT MR. GEAROID O. DEA AS A DIRECTOR Management For *Management No
Position Unknown
2.b RE-APPOINT MR. JOHN B. MCGUCKIAN AS A DIRECTOR Management For *Management No
Position Unknown
3. APPROVE THE REMUNERATION OF THE AUDITORS Management For *Management No
Position Unknown
4. GRANT AUTHORITY TO ALLOT SHARES Management For *Management No
Position Unknown
5. APPROVE TO DIS-APPLY THE STATUTORY PRE-EMPTION Management For *Management No
PROVISIONS Position Unknown
6. AUTHORIZE THE MARKET PURCHASES OF THE COMPANY Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 2,000 2,000 2,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LAMSON & SESSIONS CO. LMS Annual Meeting Date: 04/29/2005
Issuer: 513696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES J. ABEL Management For For
A. MALACHI MIXON, III Management For For
JOHN B. SCHULZE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 222,000 222,000 222,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED TFX Annual Meeting Date: 04/29/2005
Issuer: 879369 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LENNOX K. BLACK Management For For
WILLIAM R. COOK Management For For
GEORGE BABICH, JR. Management For For
BENSON F. SMITH Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 5,000 5,000 5,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. HDI Annual Meeting Date: 04/30/2005
Issuer: 412822 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE H. CONRADES Management For For
SARA L. LEVINSON Management For For
GEORGE L. MILES, JR. Management For For
02 APPROVAL OF THE HARLEY-DAVIDSON, INC. EMPLOYEE Management For For No
SHORT TERM INCENTIVE PLAN.
03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 2,000 2,000 2,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MAGNA ENTERTAINMENT CORP. MECA Annual Meeting Date: 05/02/2005
Issuer: 559211 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
JOHN R. BARNETT Management For For
JERRY D. CAMPBELL Management For For
W. THOMAS HODGSON Management For For
LOUIS E. LATAIF Management For For
EDWARD C. LUMLEY Management For For
JIM MCALPINE Management For For
WILLIAM J. MENEAR Management For For
DENNIS MILLS Management For For
GINO RONCELLI Management For For
FRANK STRONACH Management For For
B IN RESPECT OF THE RATIFICATION OF THE AUDIT COMMITTEE Management For For No
S APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED
PUBLIC ACCOUNTANTS, AS MEC S AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
C THE STOCKHOLDER PROPOSAL OF HOWARD LIPSITZ. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 355,000 355,000 355,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NWH, INC. NWIR Annual Meeting Date: 05/02/2005
Issuer: 62946E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL A. MCMANUS, JR. Management For For
VINCENT TESE Management For For
02 RATIFICATION OF MCGLADREY & PULLEN, LLP AS THE Management For For No
COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 4,100 4,100 4,100 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. TR Annual Meeting Date: 05/02/2005
Issuer: 890516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MELVIN J. GORDON Management For For
ELLEN R. GORDON Management For For
LANA JANE LEWIS-BRENT Management For For
BARRE A. SEIBERT Management For For
RICHARD P. BERGEMAN Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS AUDITORS FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 37,726 37,726 37,726 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED WYNN Annual Meeting Date: 05/02/2005
Issuer: 983134 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KAZUO OKADA Management For For
ROBERT J. MILLER Management For For
KIRIL SOKOLOFF Management For For
ALLAN ZEMAN Management For For
02 TO APPROVE A PROPOSED AMENDMENT TO THE COMPANY Management For For No
S ANNUAL PERFORMANCE-BASED INCENTIVE PLAN FOR
EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 16,000 16,000 16,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AARON RENTS, INC. RNT Annual Meeting Date: 05/03/2005
Issuer: 002535 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R. C. LOUDERMILK, SR. Management For For
R. C. LOUDERMILK, JR. Management For For
GILBERT L. DANIELSON Management For For
WILLIAM K. BUTLER, JR. Management For For
RONALD W. ALLEN Management For For
LEO BENATAR Management For For
EARL DOLIVE Management For For
INGRID SAUNDERS JONES Management For For
DAVID L. KOLB Management For For
RAY M. ROBINSON Management For For
02 APPROVAL OF THE AARON RENTS, INC. EXECUTIVE BONUS Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 201 20,000 20,000 20,000 4/28/2005
GABELLI SMALL CAP GROWTH FUND 997G004 300 146,250 146,250 146,250 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CATELLUS DEVELOPMENT CORPORATION CDX Annual Meeting Date: 05/03/2005
Issuer: 149113 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER BARKER Management For For
STEPHEN F. BOLLENBACH Management For For
DARYL J. CARTER Management For For
RICHARD D. FARMAN Management For For
CHRISTINE GARVEY Management For For
WILLIAM M. KAHANE Management For For
LESLIE D. MICHELSON Management For For
DEANNA W. OPPENHEIMER Management For For
NELSON C. RISING Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 APPROVAL OF AMENDED POLICY REGARDING STOCKHOLDER Management For For No
RIGHTS PLANS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 17,000 17,000 17,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES, INC. CHB Annual Meeting Date: 05/03/2005
Issuer: 158496 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
SHIRLEY D. PETERSON Management For For
02 PROPOSAL TO ADOPT THE 2005 EQUITY COMPENSATION Management Against Against No
AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 335,000 335,000 335,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FARGO ELECTRONICS, INC. FRGO Annual Meeting Date: 05/03/2005
Issuer: 30744P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM H. GIBBS Management For For
EDWARD J. SMITH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 20,000 20,000 20,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC. GDI Annual Meeting Date: 05/03/2005
Issuer: 365558 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONALD G. BARGER, JR. Management For For
RAYMOND R. HIPP Management For For
DAVID D. PETRATIS Management For For
02 TO APPROVE THE COMPANY S EXECUTIVE ANNUAL BONUS Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 6,000 6,000 6,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC. PNK Annual Meeting Date: 05/03/2005
Issuer: 723456 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DANIEL R. LEE Management For For
JOHN V. GIOVENCO Management For For
RICHARD J. GOEGLEIN Management For For
BRUCE A. LESLIE Management For For
JAMES L. MARTINEAU Management For For
MICHAEL ORNEST Management For For
TIMOTHY J. PARROTT Management For For
LYNN P. REITNOUER Management For For
02 APPROVAL OF THE COMPANY S 2005 EQUITY AND PERFORMANCE Management Against Against No
INCENTIVE AND ADOPTION PLAN.
03 APPROVAL OF THE CHARTER AMENDMENT. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 85,000 85,000 85,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PRICE COMMUNICATIONS CORPORATION PR Annual Meeting Date: 05/03/2005
Issuer: 741437 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STUART B. ROSENSTEIN Management For For
FRANK OSBORN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 305 72,000 72,000 72,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPAN SHEN Annual Meeting Date: 05/03/2005
Issuer: 82312B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DOUGLAS C. ARTHUR Management For For
TRACY FITZSIMMONS Management For For
WILLIAM A. TRUBAN, JR. Management For For
02 APPROVAL OF 2005 SHENANDOAH TELECOMMUNICATIONS Management Against Against No
COMPANY STOCK INCENTIVE PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 20,000 20,000 20,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STILLWATER MINING COMPANY SWC Annual Meeting Date: 05/03/2005
Issuer: 86074Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CRAIG L. FULLER Management For For
PATRICK M. JAMES Management For For
STEVEN S. LUCAS Management For For
JOSEPH P. MAZUREK Management For For
FRANCIS R. MCALLISTER Management For For
SHERYL K. PRESSLER Management For For
DONALD W. RIEGLE Management For For
TODD D. SCHAFER Management For For
JACK E. THOMPSON Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
COMPANY S INDEPENDENT ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 26,148 26,148 26,148 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE LIBERTY CORPORATION LC Annual Meeting Date: 05/03/2005
Issuer: 530370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withold For No
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For For No
& YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR LIBERTY.
03 SHAREHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT. Shareholder For Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 183,900 183,900 183,900 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. YBTVA Annual Meeting Date: 05/03/2005
Issuer: 987434 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
02 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 120,000 120,000 120,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AQUILA,INC. ILA Annual Meeting Date: 05/04/2005
Issuer: 03840P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERMAN CAIN Management For For
PATRICK J. LYNCH Management For For
NICHOLAS J. SINGER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 380,000 380,000 380,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BOSTON BEER COMPANY, INC. SAM Annual Meeting Date: 05/04/2005
Issuer: 100557 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE APPOINTMENT BY THE CLASS A DIRECTORS Management For For No
ON FEBRUARY 15, 2005 OF DAVID A. BURWICK AS A
CLASS A DIRECTOR TO FILL THE VACANCY CREATED
BY THE RESIGNATION OF JAMES C. KAUTZ.
02 DIRECTOR Management For No
DAVID A. BURWICK Management For For
PEARSON C. CUMMIN, III Management For For
ROBERT N. HIATT Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 26,000 26,000 26,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CTS CORPORATION CTS Annual Meeting Date: 05/04/2005
Issuer: 126501 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W.S. CATLOW Management For For
L.J. CIANCIA Management For For
T.G. CODY Management For For
G.H. FRIELING, JR. Management For For
R.R. HEMMINGHAUS Management For For
M.A. HENNING Management For For
R.A. PROFUSEK Management For For
D.K. SCHWANZ Management For For
P.K. VINCENT Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 204,600 204,600 204,600 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION DHR Annual Meeting Date: 05/04/2005
Issuer: 235851 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. LAWRENCE CULP, JR. Management For For
MITCHELL P. RALES Management For For
A. EMMET STEPHENSON JR Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2005.
03 TO APPROVE THE AMENDED AND RESTATED DANAHER CORPORATION Management Against Against No
1998 STOCK OPTION PLAN.
04 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For No
THAT THE BOARD OF DIRECTORS INITIATE PROCESSES
TO AMEND THE COMPANY S GOVERNANCE DOCUMENTS TO
PROVIDE THAT DIRECTOR NOMINEES BE ELECTED BY
THE AFFIRMATIVE VOTE OF THE MAJORITY OF VOTES
CAST AT AN ANNUAL MEETING OF SHAREHOLDERS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 2,500 2,500 2,500 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DUCOMMUN INCORPORATED DCO Annual Meeting Date: 05/04/2005
Issuer: 264147 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT C. DUCOMMUN Management For For
THOMAS P. MULLANEY Management For For
ROBERT D. PAULSON Management For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS: RATIFICATION Management For For No
OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS THE CORPORATION S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 7,500 7,500 7,500 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE Annual Meeting Date: 05/04/2005
Issuer: 283677 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GARY R. HEDRICK Management For For
KENNETH R. HEITZ Management For For
MICHAEL K. PARKS Management For For
ERIC B. SIEGEL Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 854 150,000 150,000 150,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EXACTECH, INC. EXAC Annual Meeting Date: 05/04/2005
Issuer: 30064E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM B. LOCANDER PHD Management For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP TO SERVE AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 40,000 40,000 40,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. GTN Annual Meeting Date: 05/04/2005
Issuer: 389375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD L. BOGER Management For For
RAY M. DEAVER Management For For
T.L. ELDER Management For For
HILTON H. HOWELL, JR. Management For For
WILLIAM E. MAYHER, III Management For For
ZELL B. MILLER Management For For
HOWELL W. NEWTON Management For For
HUGH E. NORTON Management For For
ROBERT S. PRATHER, JR. Management For For
HARRIETT J. ROBINSON Management For For
J. MACK ROBINSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 390,000 390,000 390,000 4/29/2005
GABELLI SMALL CAP GROWTH FUND 997G004 205 38,300 38,300 38,300 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HEARST-ARGYLE TELEVISION, INC. HTV Annual Meeting Date: 05/04/2005
Issuer: 422317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID PULVER Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
EXTERNAL AUDITORS.
03 AT THE DISCRETION OF SUCH PROXIES, ON ANY OTHER Management For For No
MATTER THAT PROPERLY MAY COME BEFORE THE MEETING
OR ANY ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 48,000 48,000 48,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIN TV CORP. TVL Annual Meeting Date: 05/04/2005
Issuer: 532774 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RANDALL S. FOJTASEK Management For For
02 TO APPROVE THE AMENDED AND RESTATED 2002 STOCK Management Against Against No
PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
03 TO APPROVE THE AMENDED AND RESTATED 2002 NON-EMPLOYEE Management Against Against No
DIRECTOR STOCK PLAN, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT(S)
OR POSTPONEMENT(S) THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 90,000 90,000 90,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. LUFK Annual Meeting Date: 05/04/2005
Issuer: 549764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H.J. TROUT, JR. Management For For
J.T. JONGEBLOED Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 55,000 55,000 55,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NASHUA CORPORATION NSH Annual Meeting Date: 05/04/2005
Issuer: 631226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANDREW B. ALBERT Management For For
L. SCOTT BARNARD Management For For
AVRUM GRAY Management For For
GEORGE R. MRKONIC, JR. Management For For
JAMES F. ORR III Management For For
MARK E. SCHWARZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 166,000 166,000 166,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TESORO CORPORATION TSO Annual Meeting Date: 05/04/2005
Issuer: 881609 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT W. GOLDMAN Management For For
STEVEN H. GRAPSTEIN Management For For
WILLIAM J. JOHNSON Management For For
A. MAURICE MYERS Management For For
DONALD H. SCHMUDE Management For For
BRUCE A. SMITH Management For For
PATRICK J. WARD Management For For
MICHAEL E. WILEY Management For For
02 PROPOSAL TO ADOPT THE 2005 NON-EMPLOYEE DIRECTOR Management Against Against No
STOCK PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 10,000 10,000 10,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB Annual Meeting Date: 05/04/2005
Issuer: 884315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.H. DREW Management For For
T.K. DUNNIGAN Management For For
J.K. HAUSWALD Management For For
D. JERNIGAN Management For For
R.B. KALICH SR. Management For For
K.R. MASTERSON Management For For
D.J. PILEGGI Management For For
J.P. RICHARD Management For For
D.D. STEVENS Management For For
W.H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 290,000 290,000 290,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRITON PCS HOLDINGS, INC. TPC Annual Meeting Date: 05/04/2005
Issuer: 89677M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL E. KALOGRIS Management For For
ROHIT M. DESAI Management For For
ERIC HASKELL Management For For
02 TO APPROVE AN AMENDMENT TO THE SECOND RESTATED Management For For No
CERTIFICATE OF INCORPORATION OF TRITON PCS HOLDINGS,
INC. TO CHANGE THE COMPANY S NAME TO SUNCOM
WIRELESS HOLDINGS, INC.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 12,000 12,000 12,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. WTS Annual Meeting Date: 05/04/2005
Issuer: 942749 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
TIMOTHY P. HORNE Management For For
RALPH E. JACKSON, JR. Management For For
KENNETH J. MCAVOY Management For For
JOHN K. MCGILLICUDDY Management For For
GORDON W. MORAN Management For For
DANIEL J. MURPHY, III Management For For
PATRICK S. O'KEEFE Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Management For For No
AUDITORS OF THE COMPANY FOR THE CURRENT FISCAL
YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 190,500 190,500 190,500 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY CPE Annual Meeting Date: 05/05/2005
Issuer: 13123X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
L. RICHARD FLURY Management For For
B.F. WEATHERLY Management For For
RICHARD O. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 95,000 95,000 95,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION CPK Annual Meeting Date: 05/05/2005
Issuer: 165303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS J. BRESNAN Management For For
WALTER J. COLEMAN Management For For
JOSEPH E. MOORE Management For For
JOHN R. SCHIMKAITIS Management For For
02 FOR ADOPTION OF THE CHESAPEAKE UTILITIES CORPORATION Management For For No
EMPLOYEE STOCK AWARD PLAN.
03 FOR ADOPTION OF THE CHESAPEAKE UTILITIES CORPORATION Management Against Against No
PERFORMANCE INCENTIVE PLAN.
04 FOR ADOPTION OF THE CHESAPEAKE UTILITIES CORPORATION Management For For No
DIRECTORS STOCK COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 12,000 12,000 12,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. CHD Annual Meeting Date: 05/05/2005
Issuer: 171340 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES R. CRAIGIE Management For For
ROBERT A. DAVIES, III Management For For
ROSINA B. DIXON Management For For
ROBERT D. LEBLANC Management For For
LIONEL L. NOWELL, III Management For For
02 APPROVAL OF AN AMENDMENT OF THE COMPANY S RESTATED Management For For No
CERTIFICATE OF INCORPORATION TO INCREASE THE
COMPANY S AUTHORIZED COMMON STOCK FROM 100 MILLION
SHARES TO 150 MILLION SHARES.
03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management For For No
PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE COMPANY S 2005 CONSOLIDATED
FINANCIAL STATEMENTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 37,500 37,500 37,500 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COACHMEN INDUSTRIES, INC. COA Annual Meeting Date: 05/05/2005
Issuer: 189873 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEOFFREY B. BLOOM Management For For
WILLIAM P. JOHNSON Management For For
REX MARTIN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 35,000 35,000 35,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET Annual Meeting Date: 05/05/2005
Issuer: 367905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.K. GAYLORD II Management For For
E. GORDON GEE Management For For
ELLEN LEVINE Management For For
ROBERT P. BOWEN Management For For
RALPH HORN Management For For
MICHAEL J. BENDER Management For For
LAURENCE S. GELLER Management For For
MICHAEL D. ROSE Management For For
COLIN V. REED Management For For
MICHAEL I. ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 150,000 150,000 150,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JOURNAL REGISTER COMPANY JRC Annual Meeting Date: 05/05/2005
Issuer: 481138 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR FISCAL
YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 110,000 110,000 110,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. MLI Annual Meeting Date: 05/05/2005
Issuer: 624756 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALEXANDER P. FEDERBUSH Management For For
GENNARO J. FULVIO Management For For
GARY S. GLADSTEIN Management For For
TERRY HERMANSON Management For For
ROBERT B. HODES Management For For
HARVEY L. KARP Management For For
WILLIAM D. O'HAGAN Management For For
02 APPROVE THE MUELLER INDUSTRIES, INC. ANNUAL BONUS Management For For No
PLAN.
03 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 19,000 19,000 19,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
POPE & TALBOT, INC. POP Annual Meeting Date: 05/05/2005
Issuer: 732827 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LIONEL G. DODD Management For For
KENNETH G. HANNA Management For For
02 THE PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For No
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM
20 MILLION TO 30 MILLION.
03 THE PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY Management Against Against No
S EMPLOYEE STOCK OPTION PLAN TO AUTHORIZE 750,000
ADDITIONAL SHARES OF COMMON STOCK FOR ISSUANCE
UNDER THE PLAN, TO RE-NAME THE PLAN, AND TO MAKE
CERTAIN OTHER AMENDMENTS TO THE PLAN.
04 THE PROPOSAL TO RATIFY THE SELECTION OF KPMG Management For For No
LLP TO CONTINUE AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 55,000 55,000 55,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA Annual Meeting Date: 05/05/2005
Issuer: 817320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. ALEXANDER Management For For
MR. BARR Management For For
MR. DWORMAN Management For For
MR. LEFRAK Management For For
MR. SOVERN Management For For
MR. SULLIVAN Management For For
MR. TSAI Management For For
MR. WEINBERG Management For For
MR. WEINSTEIN Management For For
02 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For No
FOR CORPORATE EXECUTIVE OFFICERS
03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 40,500 40,500 40,500 5/2/2005
GABELLI SMALL CAP GROWTH FUND 997G004 203 80,000 80,000 80,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SONIC INNOVATIONS, INC. SNCI Annual Meeting Date: 05/05/2005
Issuer: 83545M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES M. CALLAHAN Management For For
LEWIS S. EDELHEIT Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For No
AS THE COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 20,000 20,000 20,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/05/2005
Issuer: 844895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management No
GEORGE C. BIEHL Management Withheld Against
THOMAS E. CHESTNUT Management Withheld Against
MANUEL J. CORTEZ Management Withheld Against
RICHARD M. GARDNER Management Withheld Against
LEROY C. HANNEMAN, JR. Management Withheld Against
THOMAS Y. HARTLEY Management Withheld Against
JAMES J. KROPID Management Withheld Against
MICHAEL O. MAFFIE Management Withheld Against
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management Withheld Against
CAROLYN M. SPARKS Management Withheld Against
TERRENCE L. WRIGHT Management Withheld Against
NOMINATED AT THE MEETING SAL ZIZZA Shareholder For Against
02 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 112,000 112,000 112,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP STL Annual Meeting Date: 05/05/2005
Issuer: 859158 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT ABRAMS Management For For
JOSEPH M. ADAMKO Management For For
LOUIS J. CAPPELLI Management For For
WALTER FELDESMAN Management For For
FERNANDO FERRER Management For For
ALLAN F. HERSHFIELD Management For For
HENRY J. HUMPHREYS Management For For
JOHN C. MILLMAN Management For For
EUGENE T. ROSSIDES Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 38,400 38,400 38,400 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY TNC Annual Meeting Date: 05/05/2005
Issuer: 880345 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JANET M. DOLAN Management For For
STEPHEN G. SHANK Management For For
FRANK L. SIMS Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 48,000 48,000 48,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER SCIENTIFIC INTERNATIONAL INC. FSH Annual Meeting Date: 05/06/2005
Issuer: 338032 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROSANNE F. COPPOLA* Management For For
BRUCE L. KOEPFGEN* Management For For
PAUL M. MEISTER* Management For For
W. CLAYTON STEPHENS* Management For For
RICHARD W. VIESER** Management For For
02 APPROVAL AND ADOPTION OF THE FISHER SCIENTIFIC Management Against Against No
2005 EQUITY AND INCENTIVE PLAN.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP, Management For For No
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 204 8,000 8,000 8,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. LFUS Annual Meeting Date: 05/06/2005
Issuer: 537008 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HOWARD B. WITT Management For For
JOHN P. DRISCOLL Management For For
ANTHONY GRILLO Management For For
GORDON HUNTER Management For For
BRUCE A. KARSH Management For For
JOHN E. MAJOR Management For For
RONALD L. SCHUBEL Management For For
02 APPROVAL AND RATIFICATION OF THE DIRECTORS APPOINTMENT Management For For No
OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
03 APPROVAL OF AN AMENDMENT TO THE 1993 STOCK PLAN Management Against Against No
FOR EMPLOYEES AND DIRECTORS OF LITTELFUSE, INC.
(THE 1993 STOCK PLAN ), ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
04 APPROVAL OF AMENDMENTS TO THE LITTELFUSE DEFERRED Management For For No
COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS
(THE NON EMPLOYEE DIRECTORS PLAN ), ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 28,000 28,000 28,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY BCO Annual Meeting Date: 05/06/2005
Issuer: 109696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RONALD M. GROSS* Management For For
MARC C. BRESLAWSKY** Management For For
JOHN S. BRINZO** Management For For
MICHAEL T. DAN** Management For For
02 TO APPROVE THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For No
PUBLIC ACCOUNTANTS TO AUDIT THE ACCOUNTS OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE YEAR 2005.
03 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS UNDER THE BRINK S COMPANY MANAGEMENT PERFORMANCE
IMPROVEMENT PLAN.
04 TO APPROVE THE BRINK S COMPANY 2005 EQUITY INCENTIVE Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 53,000 53,000 53,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBAL SOURCES LTD. GSOL Annual Meeting Date: 05/09/2005
Issuer: G39300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. DAVID F. JONES* Management For For
MR. JAMES WATKINS** Management For For
03 TO FIX THE NUMBER OF DIRECTORS THAT COMPRISE Management For For No
THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE
ANY VACANCIES ON THE BOARD TO BE CASUAL VACANCIES
AND AUTHORIZE THE BOARD TO FILL THESE VACANCIES
ON THE BOARD AS AND WHEN IT DEEMS FIT.
04 TO RE-APPOINT ERNST & YOUNG AS THE COMPANY S Management For For No
INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 19,000 19,000 19,000 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. MKSI Annual Meeting Date: 05/09/2005
Issuer: 55306N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. BERTUCCI Management For For
ROBERT R. ANDERSON Management For For
02 TO APPROVE THE COMPANY S SECOND RESTATED BY-LAWS. Management For For No
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 15,187 15,187 15,187 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG Annual Meeting Date: 05/09/2005
Issuer: 844030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF DIRECTORS.
02 TO APPROVE AMENDMENTS TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ELIMINATE THE REQUIREMENT
THAT DIRECTORS MAY BE REMOVED ONLY FOR CAUSE
AND THE PROVISION SPECIFYING WHEN CAUSE FOR REMOVAL
SHALL BE CONSTRUED TO EXIST.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING.
04 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ADD A DIRECTOR QUALIFICATION
THAT PERMITS ANY INDIVIDUAL WHO IS AN OFFICER
OF THE COMPANY TO BE ELIGIBLE TO BE A DIRECTOR,
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 TO REMOVE ALL OF THE CURRENT DIRECTORS WITHOUT Management For For No
CAUSE.
06 DIRECTOR Management For For No
07A TO ELECT DAVID BRODSKY.** Management For For No
07B TO ELECT HERBERT H. JACOBI.** Management For For No
07C TO ELECT THOMAS F. KARAM.** Management For For No
07D TO ELECT GEORGE L. LINDEMANN.** Management For For No
08 TO AMEND THE COMPANY S 2003 STOCK AND INCENTIVE Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 50,000 50,000 50,000 5/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEWEST GLOBAL, INC. TLWT Annual Meeting Date: 05/09/2005
Issuer: 87956T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BARRY R. ELSON Management For For
MICHAEL J. MCGUINESS Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG AUDIT Management For For No
PLC TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2005.
03 APPROVAL OF THE TELEWEST GLOBAL, INC. LONG-TERM Management Against Against No
INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 621 621 621 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/10/2005
Issuer: 040157 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HECTOR DELEON Management For For
FRANK W. MARESH Management For For
ALLAN W. FULKERSON Management For For
DAVID HARTOCH Management For For
JOHN R. POWER, JR. Management For For
FAYEZ S. SAROFIM Management For For
MARK E. WATSON, III Management For For
GARY V. WOODS Management For For
H. BERRY CASH Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 40,000 40,000 40,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BIW LIMITED BIW Annual Meeting Date: 05/10/2005
Issuer: 05547U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL J. ADANTI Management For For
MARY JANE BURT Management For For
JAMES E. COHEN Management For For
BETSY HENLEY-COHN Management For For
JURI HENLEY-COHN Management For For
ALVARO DA SILVA Management For For
THEMIS KLARIDES Management For For
B. LANCE SAUERTEIG Management For For
KENNETH E. SCHAIBLE Management For For
JOHN S. TOMAC Management For For
02 APPROVAL OF APPOINTMENT OF DWORKEN, HILLMAN, Management For For No
LAMORTE & STERCZALA, P.C. AS THE COMPANY S INDEPENDENT
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 6,400 6,400 6,400 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FALCONSTOR SOFTWARE, INC. FALC Annual Meeting Date: 05/10/2005
Issuer: 306137 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN R. FISCHER Management For For
ALAN W. KAUFMAN Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 80,200 80,200 80,200 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA PUBLIC UTILITIES COMPANY FPU Annual Meeting Date: 05/10/2005
Issuer: 341135 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PAUL L. MADDOCK, JR. Management For For
02 TO APPROVE THE NON-EMPLOYEE DIRECTORS COMPENSATION Management For For No
PLAN.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For For No
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE UNDER THE PLAN
BY 100,000 TREASURY SHARES.
04 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For No
AS THE COMPANY S REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 66,000 66,000 66,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER LTD Annual Meeting Date: 05/10/2005
Issuer: G36535 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management No
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management No
FOSTER WHEELER LTD. S INDEPENDENT AUDITORS FOR
2005 AND AUTHORIZATION OF THE BOARD, THROUGH
THE AUDIT COMMITTEE, TO APPROVE REMUNERATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 139 803 803 803
- ------------------------------------------------------------------------------------------------------------------------------------
IMAGISTICS INTERNATIONAL INC. IGI Annual Meeting Date: 05/10/2005
Issuer: 45247T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARC C. BRESLAWSKY Management For For
CRAIG R. SMITH Management For For
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 20,000 20,000 20,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IVANHOE MINES LTD. IVN Annual Meeting Date: 05/10/2005
Issuer: 46579N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT M. FRIEDLAND Management For For
R. EDWARD FLOOD Management For For
KJELD THYGESEN Management For For
ROBERT HANSON Management For For
JOHN WEATHERALL Management For For
MARKUS FABER Management For For
JOHN MACKEN Management For For
DAVID HUBERMAN Management For For
JOHN BRUK Management For For
HOWARD BALLOCH Management For For
PETER MEREDITH Management For For
02 APPOINTMENT OF AUDITORS: TO APPOINT DELOITTE Management For For No
& TOUCHE, CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE CORPORATION AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS.
03 EMPLOYEES AND DIRECTORS EQUITY INCENTIVE PLAN: Management For For No
TO APPROVE THE AMENDED AND RESTATED EMPLOYEE
S AND DIRECTORS EQUITY INCENTIVE PLAN AS DEFINED
IN SCHEDULE A OF THE MANAGEMENT PROXY CIRCULAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 2,000 2,000 2,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MARTHA STEWART LIVING OMNIMEDIA, INC MSO Annual Meeting Date: 05/10/2005
Issuer: 573083 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICK BOYKO Management For For
MICHAEL GOLDSTEIN Management For For
CHARLES A. KOPPELMAN Management For For
SUSAN LYNE Management For For
WENDA HARRIS MILLARD Management For For
THOMAS C. SIEKMAN Management For For
BRADLEY E. SINGER Management For For
02 THE APPROVAL OF AN AMENDMENT TO MSO S AMENDED Management For For No
AND RESTATED 1999 STOCK INCENTIVE PLAN.
03 THE APPROVAL OF AN AMENDMENT TO MSO S NON-EMPLOYEE Management For For No
DIRECTOR STOCK AND OPTION COMPENSATION PLAN.
04 THE APPROVAL OF MSO S ANNUAL INCENTIVE PLAN. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 16,000 16,000 16,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MERIDIAN GOLD INC. MDG Special Meeting Date: 05/10/2005
Issuer: 589975 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ELECTION OF THE NOMINEES PROPOSED BY MANAGEMENT Management For For No
AS DIRECTORS OF THE CORPORATION.
02 THE APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Management For For No
CORPORATION AND TO AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THEIR REMUNERATION.
03 THE CONFIRMATION OF THE RESOLUTION APPROVING Management Against Against No
THE AMENDED SHAREHOLDER RIGHTS PLAN OF THE CORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 10,000 10,000 10,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MIDAS, INC. MDS Annual Meeting Date: 05/10/2005
Issuer: 595626 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS L. BINDLEY Management For For
ROBERT R. SCHOEBERL Management For For
02 PROPOSAL TO APPROVE THE MIDAS, INC. AMENDED AND Management Against Against No
RESTATED STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For No
AS THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 200,000 200,000 200,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TENNECO AUTOMOTIVE INC. TEN Annual Meeting Date: 05/10/2005
Issuer: 880349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES W. CRAMB Management For For
TIMOTHY R. DONOVAN Management For For
M. KATHRYN EICKHOFF Management For For
MARK P. FRISSORA Management For For
FRANK E. MACHER Management For For
ROGER B. PORTER Management For For
DAVID B. PRICE, JR. Management For For
DENNIS G. SEVERANCE Management For For
PAUL T. STECKO Management For For
JANE L. WARNER Management For For
02 APPROVE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 230,000 230,000 230,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONNECTICUT WATER SERVICE, INC. CTWS Annual Meeting Date: 05/11/2005
Issuer: 207797 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARY ANN HANLEY Management For For
MARK G. KACHUR Management For For
RONALD D. LENGYEL Management For For
DAVID A. LENTINI Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 23,000 23,000 23,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PACKAGING DYNAMICS CORPORATION PKDY Annual Meeting Date: 05/11/2005
Issuer: 695160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE V. BAYLY Management For For
PHILLIP D. HARRIS Management For For
ANTHONY P. SCOTTO Management For For
FRANK V. TANNURA Management For For
WILLIAM J. WHITE Management For For
02 APPROVAL OF THE PACKAGING DYNAMICS CORPORATION Management Against Against No
2005 LONG-TERM INCENTIVE STOCK PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 40,000 40,000 40,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMEDIA INC. PRM Annual Meeting Date: 05/11/2005
Issuer: 74157K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOSEPH Y. BAE Management For For
DAVID A. BELL Management For For
BEVERLY C. CHELL Management For For
KELLY P. CONLIN Management For For
TIMOTHY D. DATTELS Management For For
MEYER FELDBERG Management For For
PERRY GOLKIN Management For For
H. JOHN GREENIAUS Management For For
HENRY R. KRAVIS Management For For
DEAN B. NELSON Management For For
02 TO APPROVE CERTAIN AMENDMENTS TO THE 1992 STOCK Management Against Against No
PURCHASE AND OPTION PLAN (AS AMENDED).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 400,000 400,000 400,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION KWR Annual Meeting Date: 05/11/2005
Issuer: 747316 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT E. CHAPPELL Management For For
RONALD J. NAPLES Management For For
ROBERT H. ROCK Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 10,000 10,000 10,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION MIDD Annual Meeting Date: 05/11/2005
Issuer: 596278 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SELIM A. BASSOUL Management For For
ROBERT B. LAMB Management For For
JOHN R. MILLER III Management For For
GORDON O' BRIEN Management For For
PHILIP G. PUTNAM Management For For
SABIN C. STREETER Management For For
ROBERT L. YOHE Management For For
02 TO RATIFY THE ELECTION OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL
YEAR ENDED DECEMBER 31, 2005.
03 TO AMEND AND RESTATE THE MANAGEMENT INCENTIVE Management For For No
COMPENSATION PLAN.
04 TO AMEND THE 1998 STOCK INCENTIVE PLAN. Management Against Against No
05 TO AMEND THE COMPANY S CHARTER TO REMOVE OBSOLETE Management For For No
PROVISIONS AND TO CLARIFY CERTAIN EXISTING PROVISIONS.
06 TO AMEND THE COMPANY S CHARTER TO GRANT THE BOARD Management For For No
OF DIRECTORS THE AUTHORITY TO ADOPT, AMEND, ALTER
OR REPEAL THE COMPANY S BYLAWS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 1,000 1,000 1,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
W-H ENERGY SERVICES, INC. WHQ Annual Meeting Date: 05/11/2005
Issuer: 92925E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KENNETH T. WHITE, JR. Management For For
ROBERT H. WHILDEN, JR. Management For For
JAMES D. LIGHTNER Management For For
MILTON L. SCOTT Management For For
CHRISTOPHER MILLS Management For For
JOHN R. BROCK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 7,000 7,000 7,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AZTAR CORPORATION AZR Annual Meeting Date: 05/12/2005
Issuer: 054802 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN B. BOHLE Management For For
JOHN A. SPENCER Management For For
02 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2005.
03 THE ADOPTION OF THE SHAREHOLDER PROPOSAL, IF Shareholder Against For No
PRESENTED AT THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 270,000 270,000 270,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BEASLEY BROADCAST GROUP, INC. BBGI Annual Meeting Date: 05/12/2005
Issuer: 074014 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE G. BEASLEY* Management For For
BRUCE G. BEASLEY* Management For For
CAROLINE BEASLEY* Management For For
BRIAN E. BEASLEY* Management For For
JOE B. COX* Management For For
ALLEN B. SHAW* Management For For
MARK S. FOWLER** Management For For
HERBERT W. MCCORD** Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 24,100 24,100 24,100 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BOYD GAMING CORPORATION BYD Annual Meeting Date: 05/12/2005
Issuer: 103304 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM R. BOYD Management For For
MICHAEL O. MAFFIE Management For For
KEITH E. SMITH Management For For
VERONICA J. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
03 TO REAPPROVE THE COMPANY S 2000 EXECUTIVE MANAGEMENT Management For For No
INCENTIVE PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY S 2002 Management Against Against No
STOCK INCENTIVE PLAN ( 2002 PLAN ) TO INCREASE
THE NUMBER OF SHARES OF THE COMPANY S COMMON
STOCK SUBJECT TO THE 2002 PLAN FROM 7,000,000
SHARES TO 12,000,000 SHARES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 12,000 12,000 12,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BRUKER BIOSCIENCES CORPORATION BRKR Annual Meeting Date: 05/12/2005
Issuer: 116794 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DANIEL S. DROSS Management For For
COLLIN J. D'SILVA Management For For
JORG C. LAUKIEN Management For For
RICHARD M. STEIN Management For For
BERNHARD WANGLER Management For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For No
CONFIRM AND APPROVE THE SELECTION OF ERNST &
YOUNG LLP AS THE INDEPENDENT CERTIFIED PUBLIC
AUDITORS OF THE COMPANY FOR FISCAL 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 9,000 9,000 9,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO Annual Meeting Date: 05/12/2005
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES Q. CROWE Management For For
RICHARD R. JAROS Management For For
EUGENE ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 85,000 85,000 85,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORE MOLDING TECHNOLOGIES, INC. CMT Annual Meeting Date: 05/12/2005
Issuer: 218683 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS R. CELLITTI Management For For
JAMES F. CROWLEY Management For For
RALPH O. HELLMOLD Management For For
THOMAS M. HOUGH Management For For
MALCOM M. PRINE Management For For
JAMES L. SIMONTON Management For For
JOHN P. WRIGHT Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS AUDITORS FOR CORE MOLDING FOR THE YEAR
ENDING DECEMBER 31, 2005.
03 TO CONSIDER AND ACT UPON OTHER BUSINESS AS MAY Management For For No
PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS
OR POSTPONEMENTS OF THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 236,800 236,800 236,800 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION EW Annual Meeting Date: 05/12/2005
Issuer: 28176E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN T. CARDIS Management For For
PHILIP M. NEAL Management For For
DAVID E.I. PYOTT Management For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against No
THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM.
03 APPROVAL OF THE ADOPTION OF THE EDWARDS INCENTIVE Management For For No
PLAN.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 115,000 115,000 115,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MACDERMID, INCORPORATED MRD Annual Meeting Date: 05/12/2005
Issuer: 554273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DANIEL H. LEEVER Management For For
DONALD G. OGILVIE Management For For
JAMES C. SMITH Management For For
JOSEPH M. SILVESTRI Management For For
T. QUINN SPITZER Management For For
ROBERT L. ECKLIN Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG L.L.P. Management For For No
AS INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR ENDED
DECEMBER 31, 2005.
03 APPROVAL OF THE PROPOSED AMENDMENT FOR THE SPECIAL Management For For No
STOCK PURCHASE PLAN.
04 IN THEIR DISCRETION, UPON ANY OTHER MATTERS AS Management For For No
MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 140,000 140,000 140,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PETROQUEST ENERGY, INC. PQUE Annual Meeting Date: 05/12/2005
Issuer: 716748 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES T. GOODSON Management For For
WILLIAM W. RUCKS, IV Management For For
MICHAEL O. ALDRIDGE Management For For
E. WAYNE NORDBERG Management For For
MICHAEL L. FINCH Management For For
W.J. GORDON, III Management For For
C.F. MITCHELL, II, M.D. Management For For
02 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For No
AS MAY PROPERLY COME BEFORE THE MEETING; HEREBY
REVOKING ANY PROXY OR PROXIES HERETOFORE GIVEN
BY THE UNDERSIGNED.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 2,000 2,000 2,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. RSG Annual Meeting Date: 05/12/2005
Issuer: 760759 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. O'CONNOR Management For For
HARRIS W. HUDSON Management For For
JOHN W. CROGHAN Management For For
W. LEE NUTTER Management For For
RAMON A. RODRIGUEZ Management For For
ALLAN C. SORENSEN Management For For
MICHAEL W. WICKHAM Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
03 STOCKHOLDER PROPOSAL TO REQUIRE STOCKHOLDER APPROVAL Shareholder Against For No
OF FUTURE SEVERANCE AGREEMENTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 175,000 175,000 175,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. SBGI Annual Meeting Date: 05/12/2005
Issuer: 829226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID D. SMITH Management For For
FREDERICK G. SMITH Management For For
J. DUNCAN SMITH Management For For
ROBERT E. SMITH Management For For
BASIL A. THOMAS Management For For
LAWRENCE E. MCCANNA Management For For
DANIEL C. KEITH Management For For
MARTIN R. LEADER Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 200,000 200,000 200,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UBIQUITEL INC. UPCS Annual Meeting Date: 05/12/2005
Issuer: 903474 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MATTHEW J. BOOS Management For For
EVE M. TRKLA Management For For
ERIC S. WEINSTEIN Management For For
02 TO APPROVE AN AMENDMENT TO THE UBIQUITEL INC. Management Against Against No
AMENDED AND RESTATED 2000 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN TO 9,500,000
FROM 7,500,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 302 5,000 5,000 5,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WATER PIK TECHNOLOGIES, INC. PIK Annual Meeting Date: 05/12/2005
Issuer: 94113U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT P. BOZZONE Management For For
W. CRAIG MCCLELLAND Management For For
F. PETER CUNEO Management For For
02 COMPANY PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS Management For For No
03 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 10,000 10,000 10,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC. WMGI Annual Meeting Date: 05/12/2005
Issuer: 98235T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F. BARRY BAYS Management For For
RICHARD B. EMMITT Management For For
LAURENCE Y. FAIREY Management For For
DAVID D. STEVENS Management For For
JAMES E. THOMAS Management For For
THOMAS E. TIMBIE Management For For
JAMES T. TREACE Management For For
ELIZABETH H. WEATHERMAN Management For For
02 TO APPROVE THE AMENDMENT OF THE COMPANY S THIRD Management Against Against No
AMENDED AND RESTATED 1999 EQUITY INCENTIVE PLAN
AS DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No
S INDEPENDENT AUDITOR FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 1,000 1,000 1,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC. YDNT Annual Meeting Date: 05/12/2005
Issuer: 987520 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE E. RICHMOND Management For For
ALFRED E. BRENNAN Management For For
BRIAN F. BREMER Management For For
MARC R. SARNI Management For For
PATRICK J. FERRILLO Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 5,100 5,100 5,100 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BORLAND SOFTWARE CORPORATION BORL Annual Meeting Date: 05/13/2005
Issuer: 099849 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN F. OLSEN Management For For
GREGORY W. SLAYTON Management For For
02 APPROVAL OF AMENDMENT TO OUR RESTATED CERTIFICATE Management For For No
OF INCORPORATION.
03 APPROVAL OF AMENDMENT TO OUR 2002 STOCK INCENTIVE Management Against Against No
PLAN.
04 APPROVAL OF AMENDMENT TO OUR 1999 EMPLOYEE STOCK Management For For No
PURCHASE PLAN.
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS BORLAND S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 70,000 70,000 70,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. ICUI Annual Meeting Date: 05/13/2005
Issuer: 44930G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN J. CONNORS Management For For
M.T. KOVALCHIK, III MD Management For For
JOSEPH R. SAUCEDO Management For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS AUDITORS FOR THE COMPANY
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 34,000 34,000 34,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
K-TRON INTERNATIONAL, INC. KTII Annual Meeting Date: 05/13/2005
Issuer: 482730 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD B. CLOUES, II Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 10,000 10,000 10,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NABI BIOPHARMACEUTICALS NABI Annual Meeting Date: 05/13/2005
Issuer: 629519 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 15,000 15,000 15,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, I SUP Annual Meeting Date: 05/13/2005
Issuer: 868168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LOUIS L. BORICK Management For For
STEVEN J. BORICK Management For For
RAYMOND C. BROWN Management For For
02 APPROVAL OF AN INCENTIVE BONUS PLAN FOR STEVEN Management For For No
J. BORICK.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 6,000 6,000 6,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION CHE Annual Meeting Date: 05/16/2005
Issuer: 16359R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD L. HUTTON Management For For
KEVIN J. MCNAMARA Management For For
DONALD BREEN, JR. Management For For
CHARLES H. ERHART, JR. Management For For
JOEL F. GEMUNDER Management For For
PATRICK P. GRACE Management For For
THOMAS C. HUTTON Management For For
WALTER L. KREBS Management For For
SANDRA E. LANEY Management For For
TIMOTHY S. O'TOOLE Management For For
DONALD E. SAUNDERS Management For For
GEORGE J. WALSH III Management For For
FRANK E. WOOD Management For For
02 TO RATIFY THE SELECTION OF INDEPENDENT ACCOUNTANTS Management For For No
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 105,000 105,000 105,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
PRIORITY HEALTHCARE CORPORATION PHCC Annual Meeting Date: 05/16/2005
Issuer: 74264T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT L. MYERS Management For For
RICHARD W. ROBERSON Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 43,000 43,000 43,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ADESA, KAR Annual Meeting INC. Date: 05/17/2005
Issuer: 00686U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WYNN V. BUSSMANN Management For For
THOMAS L. CUNNINGHAM Management For For
DONALD C. WEGMILLER Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP (AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM) AS ADESA S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 70,000 70,000 70,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BELDEN CDT INC. BDC Annual Meeting Date: 05/17/2005
Issuer: 077454 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LORNE D. BAIN Management For For
LANCE C. BALK Management For For
CHRISTOPHER I. BYRNES Management For For
BRYAN C. CRESSEY Management For For
C. BAKER CUNNINGHAM Management For For
MICHAEL F.O. HARRIS Management For For
GLENN KALNASY Management For For
FERDINAND C. KUZNIK Management For For
JOHN M. MONTER Management For For
BERNARD G. RETHORE Management For For
02 APPROVE AN ADDITIONAL 2,500,000 SHARES FOR THE Management Against Against No
CABLE DESIGN TECHNOLOGIES CORPORATION 2001 LONG-TERM
PERFORMANCE INCENTIVE PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 94,500 94,500 94,500 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION CNMD Annual Meeting Date: 05/17/2005
Issuer: 207410 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EUGENE R. CORASANTI Management For For
BRUCE F. DANIELS Management For For
WILLIAM D. MATTHEWS Management For For
STUART J. SCHWARTZ Management For For
JOSEPH J. CORASANTI Management For For
STEPHEN M. MANDIA Management For For
JO ANN GOLDEN Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 20,000 20,000 20,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK FRC Annual Meeting Date: 05/17/2005
Issuer: 336158 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES J. BAUMBERGER Management For For
FRANK J. FAHRENKOPF JR. Management For For
L. MARTIN GIBBS Management For For
PAMELA J. JOYNER Management For For
CHARLES V. MOORE Management For For
02 TO AMEND FIRST REPUBLIC S AMENDED AND RESTATED Management For For No
ARTICLES OF INCORPORATION IN ORDER TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK, PAR VALUE
$.01 PER SHARE, THAT FIRST REPUBLIC IS AUTHORIZED
TO ISSUE FROM 40,000,000 TO 75,000,000.
03 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 33,000 33,000 33,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION FFIC Annual Meeting Date: 05/17/2005
Issuer: 343873 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL J. HEGARTY Management For For
DONNA M. O'BRIEN Management For For
JOHN J. MCCABE Management For For
MICHAEL J. RUSSO Management For For
02 APPROVAL OF THE COMPANY S 2005 OMNIBUS INCENTIVE Management For For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 94,100 94,100 94,100 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. IART Annual Meeting Date: 05/17/2005
Issuer: 457985 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID C. AUTH Management For For
KEITH BRADLEY Management For For
RICHARD E. CARUSO Management For For
STUART M. ESSIG Management For For
NEAL MOSZKOWSKI Management For For
JAMES M. SULLIVAN Management For For
ANNE M. VANLENT Management For For
02 PROPOSAL TO AMEND THE COMPANY S 2003 EQUITY INCENTIVE Management Against Against No
PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S AUDITORS FOR THE CURRENT
FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 208 2,000 2,000 2,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LABRANCHE & CO INC. LAB Annual Meeting Date: 05/17/2005
Issuer: 505447 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS E. DOOLEY Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For No
AS LABRANCHE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 40,500 40,500 40,500 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAMERICA FINANCIAL GROUP, INC. LFG Annual Meeting Date: 05/17/2005
Issuer: 514936 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GALE K. CARUSO Management For For
ROBERT F. NORFLEET, JR. Management For For
JULIOUS P. SMITH, JR. Management For For
THOMAS G. SNEAD, JR. Management For For
EUGENE P. TRANI Management For For
02 APPROVAL OF THE LANDAMERICA FINANCIAL GROUP, Management For For No
INC. 423 EMPLOYEE STOCK PURCHASE PLAN.
03 APPROVAL OF THE LANDAMERICA FINANCIAL GROUP, Management For For No
INC. EXECUTIVE OFFICER INCENTIVE PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 1,000 1,000 1,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK Annual Meeting Date: 05/17/2005
Issuer: 527288 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IAN M. CUMMING Management For For
PAUL M. DOUGAN Management For For
LAWRENCE D. GLAUBINGER Management For For
ALAN J. HIRSCHFIELD Management For For
JAMES E. JORDAN Management For For
JEFFREY C. KEIL Management For For
JESSE CLYDE NICHOLS III Management For For
JOSEPH S. STEINBERG Management For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION INCREASING THE NUMBER OF THE
COMPANY S COMMON SHARES AUTHORIZED FOR ISSUANCE
TO 300,000,000.
03 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2003 Management For For No
SENIOR EXECUTIVE ANNUAL INCENTIVE BONUS PLAN
EXTENDING THE PLAN THROUGH FISCAL YEAR 2014.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 1,500 1,500 1,500 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR Annual Meeting Date: 05/17/2005
Issuer: 95709T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MOLLIE H. CARTER Management For For
JERRY B. FARLEY Management For For
JAMES S. HAINES, JR. Management For For
ARTHUR B. KRAUSE Management For For
02 AMENDMENT TO ARTICLES OF INCORPORATION THAT CHANGES Management For For No
THE NOTICE PERIOD FOR SUBMITTING SHAREHOLDER
PROPOSALS AND SHAREHOLDER NOMINEES
03 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005
04 SHAREHOLDER PROPOSAL REGARDING THE PROCESS FOR Shareholder Against For No
NOMINATION OF A DIRECTOR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 170,000 170,000 170,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC. ANK Annual Meeting Date: 05/18/2005
Issuer: 049079 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ERNST A. BURRI Management For For
CORNELIUS B. PRIOR, JR. Management For For
CHARLES J. ROESSLEIN Management For For
HENRY U. WHEATLEY Management For For
02 APPROVAL OF THE 2005 RESTRICTED STOCK AND INCENTIVE Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 205 9,200 9,200 9,200 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. CPO Annual Meeting Date: 05/18/2005
Issuer: 219023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD J. ALMEIDA Management For For
GUENTHER E. GREINER Management For For
GREGORY B. KENNY Management For For
JAMES M. RINGLER Management For For
02 TO APPROVE AMENDMENTS TO THE CORN PRODUCTS INTERNATIONAL, Management Against Against No
INC., 1998 STOCK INCENTIVE PLAN WHICH WILL BE
REDESIGNATED AS THE CORN PRODUCTS INTERNATIONAL,
INC. STOCK INCENTIVE PLAN.
03 TO REAPPROVE THE CORN PRODUCTS INTERNATIONAL, Management For For No
INC. ANNUAL INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 38,000 38,000 38,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEPARTMENT 56, INC. DFS Annual Meeting Date: 05/18/2005
Issuer: 249509 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. BLOOM Management For For
SUSAN E. ENGEL Management For For
MICHAEL R. FRANCIS Management For For
CHARLES N. HAYSSEN Management For For
STEWART M. KASEN Management For For
REATHA CLARK KING Management For For
VIN WEBER Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 44,000 44,000 44,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DREW INDUSTRIES INCORPORATED DW Annual Meeting Date: 05/18/2005
Issuer: 26168L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD W. ROSE, III Management For For
LEIGH J. ABRAMS Management For For
DAVID L. WEBSTER Management For For
L. DOUGLAS LIPPERT Management For For
JAMES F. GERO Management For For
FREDERICK B. HEGI, JR. Management For For
DAVID A. REED Management For For
JOHN B. LOWE, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 205 8,500 8,500 8,500 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 05/18/2005
Issuer: 398231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WINSTON J CHURCHILL JR. Management For For
EDGAR M. CULLMAN Management For For
FREDERICK M. DANZIGER Management For For
JOHN L. ERNST Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 170,000 170,000 170,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MONACO COACH CORPORATION MNC Annual Meeting Date: 05/18/2005
Issuer: 60886R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN F. COGAN Management For For
ROBERT P. HANAFEE, JR. Management For For
DENNIS D. OKLAK Management For For
ROGER A. VANDENBERG Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 75,000 75,000 75,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION SALM Annual Meeting Date: 05/18/2005
Issuer: 794093 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STUART W. EPPERSON Management For For
PAUL PRESSLER Management For For
EDWARD G. ATSINGER III Management For For
DAVID DAVENPORT Management For For
ERIC H. HALVORSON Management For For
RICHARD A. RIDDLE Management For For
ROLAND S. HINZ Management For For
02 APPROVAL OF THE PROPOSED AMENDMENT AND RESTATEMENT Management Against Against No
OF SALEM S 1999 STOCK INCENTIVE PLAN TO INCREASE
BY 1,500,000 THE NUMBER OF SHARES OF CLASS A
COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER.
03 REAPPROVAL OF THE PROVISION IN SALEM S 1999 STOCK Management For For No
INCENTIVE PLAN ESTABLISHING THE MAXIMUM NUMBER
OF SHARES OF CLASS A COMMON STOCK AVAILABLE UNDER
AWARDS TO A SINGLE PARTICIPANT IN ANY ONE CALENDAR
YEAR.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS SALEM S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 94,650 94,650 94,650 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STATION CASINOS, INC. STN Contested Annual Meeting Date: 05/18/2005
Issuer: 857689 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FRANK J. FERTITTA III Management For For
LEE S. ISGUR Management For For
02 APPROVAL OF THE COMPANY S 2005 STOCK COMPENSATION Management Against Against No
PROGRAM.
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For No
THE COMPANY S INDEPENDENT AUDITORS FOR 2005.
04 STOCKHOLDER PROPOSAL TO CHANGE THE SUPERMAJORITY Management Against For No
VOTING PROVISIONS IN THE BYLAWS.
05 STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD Management Against For No
OF DIRECTORS AND INSTITUTE ANNUAL ELECTION OF
DIRECTORS.
06 STOCKHOLDER PROPOSAL TO SUBMIT THE COMPANY S Shareholder For Against No
RIGHTS AGREEMENT TO STOCKHOLDERS FOR APPROVAL.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 3,000 3,000 3,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCCLATCHY COMPANY MNI Annual Meeting Date: 05/18/2005
Issuer: 579489 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ELIZABETH BALLANTINE Management For For
LEROY BARNES, JR. Management For For
S. DONLEY RITCHEY Management For For
MAGGIE WILDEROTTER Management For For
02 TO APPROVE MCCLATCHY S AMENDED AND RESTATED LONG-TERM Management For For No
INCENTIVE PLAN.
03 TO APPROVE MCCLATCHY S FORM OF INDEMNIFICATION Management For For No
AGREEMENT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE
2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 53,000 53,000 53,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNOVA, INC. UNA Annual Meeting Date: 05/18/2005
Issuer: 91529B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN E. FRANK Management For For
CLAIRE W. GARGALLI Management For For
LYDIA H. KENNARD Management For For
02 SHAREHOLDER PROPOSAL ON DECLASSIFICATION OF THE Shareholder Against For No
BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 130,000 130,000 130,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC. AXE Annual Meeting Date: 05/19/2005
Issuer: 035290 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LORD JAMES BLYTH Management For For
ROBERT L. CRANDALL Management For For
ROBERT W. GRUBBS JR. Management For For
F. PHILIP HANDY Management For For
MELVYN N. KLEIN Management For For
GEORGE MUNOZ Management For For
STUART M. SLOAN Management For For
THOMAS C. THEOBALD Management For For
MATTHEW ZELL Management For For
SAMUEL ZELL Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 6,000 6,000 6,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/19/2005
Issuer: 12686C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
VINCENT TESE Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No
OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 510,000 510,000 510,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW Annual Meeting Date: 05/19/2005
Issuer: 231561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For No
S. MARCE FULLER Management For For
03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For For No
OF COMMON STOCK INTO A SINGLE CLASS OF COMMON
STOCK BY CONVERTING THE COMMON STOCK AND CLASS
B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK
ON A ONE-FOR-ONE BASIS.
04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 45,000,000 SHARES
TO 100,000,000 SHARES.
05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No
LONG-TERM INCENTIVE PLAN.
06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management Against Against No
PLAN FOR NON-EMPLOYEE DIRECTORS.
07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 27,000 27,000 27,000 5/13/2005
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For For No
OF COMMON STOCK INTO A SINGLE CLASS OF COMMON
STOCK BY CONVERTING THE COMMON STOCK AND CLASS
B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK
ON A ONE-FOR-ONE BASIS.
04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 45,000,000 SHARES
TO 100,000,000 SHARES.
05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No
LONG-TERM INCENTIVE PLAN.
06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management Against Against No
PLAN FOR NON-EMPLOYEE DIRECTORS.
07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 408 34,200 34,200 34,200 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FOAMEX INTERNATIONAL INC. FMXI Annual Meeting Date: 05/19/2005
Issuer: 344123 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RAYMOND E. MABUS, JR. Management For For
ROBERT J. HAY Management For For
S. DENNIS N. BELCHER Management For For
THOMAS E. CHORMAN Management For For
JOHN C. CULVER Management For For
THOMAS M. HUDGINS Management For For
DAVID A. LIEBERMAN Management For For
RAUL VALDES-FAULI Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No
S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JANUARY 1, 2006.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 15,000 15,000 15,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HUGHES SUPPLY, INC. HUG Annual Meeting Date: 05/19/2005
Issuer: 444482 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID H. HUGHES Management For For
VINCENT S. HUGHES Management For For
AMOS R. MCMULLIAN Management For For
02 AMEND AND RESTATE THE RESTATED ARTICLES OF INCORPORATION Management For For No
TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES
AND TO REMOVE HISTORICAL PURPOSES AND POWERS PROVISIONS.
03 APPROVE THE HUGHES SUPPLY, INC. 2005 EXECUTIVE Management For For No
STOCK PLAN.
04 APPROVE THE HUGHES SUPPLY, INC. 2005 ANNUAL INCENTIVE Management For For No
PLAN.
05 CONSIDER AND TAKE ACTION UPON ANY OTHER MATTERS Management For For No
THAT MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 4,000 4,000 4,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVE DATA CORPORATION IDC Annual Meeting Date: 05/19/2005
Issuer: 45840J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STUART J. CLARK Management For For
WILLIAM T. ETHRIDGE Management For For
JOHN FALLON Management For For
OLIVIER FLEUROT Management For For
DONALD P. GREENBERG Management For For
ALAN J. HIRSCHFIELD Management For For
PHILIP J. HOFFMAN Management For For
JOHN C. MAKINSON Management For For
CARL SPIELVOGEL Management For For
ALLAN R. TESSLER Management For For
02 RE-APPROVE PERFORMANCE CRITERIA UNDER OUR 2000 Management For For No
LONG-TERM INCENTIVE PLAN FOR PURPOSES OF GRANTING
PERFORMANCE-BASED COMPENSATION AWARDS IN COMPLIANCE
WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE.
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 60,000 60,000 60,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LA QUINTA CORPORATION LQI Annual Meeting Date: 05/19/2005
Issuer: 50419U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES P. CONN Management For For
TERRELL B. JONES Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
03 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management Against Against No
THE LA QUINTA CORPORATION 2005 INCENTIVE COMPENSATION
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 202 370,000 370,000 370,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NTL INCORPORATED NTLI Annual Meeting Date: 05/19/2005
Issuer: 62940M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES F. MOONEY Management For For
WILLIAM R. HUFF Management For For
GEORGE R. ZOFFINGER Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For No
THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
03 ADOPTION OF SHARE ISSUANCE FEATURE OF THE NTL Management Against Against No
GROUP 2005 BONUS SCHEME.
04 ADOPTION OF SHARE ISSUANCE FEATURE OF THE NTL Management For For No
LONG TERM INCENTIVE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 277 277 277 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OMI CORPORATION OMM Annual Meeting Date: 05/19/2005
Issuer: Y6476W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT BUGBEE Management For For
JAMES N. HOOD Management For For
PHILIP J. SHAPIRO Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS THE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 50,000 50,000 50,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. SMP Annual Meeting Date: 05/19/2005
Issuer: 853666 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withold Against No
02 STOCKHOLDER PROPOSAL CONCERNING PREFERRED SHARE Shareholder For Against No
PURCHASE RIGHTS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 170,000 170,000 170,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TOREADOR RESOURCES CORPORATION TRGL Annual Meeting Date: 05/19/2005
Issuer: 891050 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID M. BREWER Management For For
HERBERT L. BREWER Management For For
PETER L. FALB Management For For
G. THOMAS GRAVES III Management For For
THOMAS P. KELLOGG, JR. Management For For
WILLIAM I. LEE Management For For
JOHN MARK MCLAUGHLIN Management For For
H.R. SANDERS, JR. Management For For
02 PROPOSAL TO APPROVE THE 2005 LONG-TERM INCENTIVE Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 4,000 4,000 4,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRANS-LUX CORPORATION TLX Annual Meeting Date: 05/19/2005
Issuer: 893247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MATTHEW BRANDT Management For For
ROBERT B. GREENES Management For For
HOWARD S. MODLIN Management For For
MICHAEL R. MULCAHY Management For For
02 RATIFY THE RETENTION OF EISNER LLP AS THE INDEPENDENT Management For For No
AUDITORS FOR THE CORPORATION FOR THE ENSUING YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 100,000 100,000 100,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. TYL Annual Meeting Date: 05/19/2005
Issuer: 902252 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONALD R. BRATTAIN Management For For
J. LUTHER KING, JR. Management For For
JOHN S. MARR, JR. Management For For
G. STUART REEVES Management For For
MICHAEL D. RICHARDS Management For For
DUSTIN R. WOMBLE Management For For
JOHN M. YEAMAN Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 360,000 360,000 360,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WOLVERINE TUBE, INC. WLV Annual Meeting Date: 05/19/2005
Issuer: 978093 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
NEUMAN Management For For
HAUPTFUHRER Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For No
AUDITORS OF WOLVERINE FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 15,000 15,000 15,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC. AW Annual Meeting Date: 05/20/2005
Issuer: 019589 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES H. COTROS Management For For
ROBERT M. AGATE Management For For
LEON D. BLACK Management For For
JAMES W. CROWNOVER Management For For
MICHAEL S. GROSS Management For For
DENNIS R. HENDRIX Management For For
J. TOMILSON HILL Management For For
NOLAN LEHMANN Management For For
HOWARD A. LIPSON Management For For
ANTONY P. RESSLER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (INDEPENDENT AUDITOR) FOR FISCAL
YEAR 2005.
03 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Against No
OF THE 1994 AMENDED AND RESTATED NON-EMPLOYEE
DIRECTOR STOCK OPTION PLAN INTO THE 2005 NON-EMPLOYEE
DIRECTOR EQUITY COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 308 225,000 225,000 225,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BRANDPARTNERS GROUP, INC. BPTR Annual Meeting Date: 05/20/2005
Issuer: 10531R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. WELDON CHITWOOD Management For For
RICHARD LEVY Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No
OF INDEPENDENT PUBLIC ACCOUNTANTS.
03 PROPOSAL TO AMEND THE 2004 STOCK INCENTIVE PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 5,000 5,000 5,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CAREER EDUCATION CORPORATION CECO Contested Consent Meeting Date: 05/20/2005
Issuer: 141665 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld No
DENNIS H. CHOOKASZIAN Management Withheld *Management
Position Unknown
ROBERT E. DOWDELL Management Withheld *Management
Position Unknown
PATRICK K. PESCH Management Withheld *Management
Position Unknown
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For *Management No
S INDEPENDENT AUDITORS. Position Unknown
03 MR. BOSTIC S PROPOSAL REGARDING DECLASSIFICATION Management Abstain *Management No
OF THE COMPANY S BOARD OF DIRECTORS. Position Unknown
04 MR. BOSTIC S PROPOSAL REGARDING THE ABILITY FOR Management Abstain *Management No
THE STOCKHOLDERS HOLDING 33-1/3% OR GREATER OF Position Unknown
THE COMPANY S COMMON STOCK TO CALL A SPECIAL
MEETING OF THE STOCKHOLDERS.
05 MR. BOSTIC S PROPOSAL REGARDING THE TERMINATION Management For *Management No
OF THE COMPANY S STOCKHOLDERS RIGHTS PLAN. Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 2,000 2,000 2,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION CMS Annual Meeting Date: 05/20/2005
Issuer: 125896 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MERRIBEL S. AYRES Management For For
RICHARD M. GABRYS Management For For
EARL D. HOLTON Management For For
DAVID W. JOOS Management For For
PHILIP R. LOCHNER, JR. Management For For
MICHAEL T. MONAHAN Management For For
JOSEPH F. PAQUETTE, JR. Management For For
PERCY A. PIERRE Management For For
S. KINNIE SMITH, JR. Management For For
KENNETH L. WAY Management For For
KENNETH WHIPPLE Management For For
JOHN B. YASINSKY Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 125,000 125,000 125,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEXSTAR BROADCASTING GROUP, INC. NXST Annual Meeting Date: 05/23/2005
Issuer: 65336K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PERRY A. SOOK Management For For
BLAKE R. BATTAGLIA Management For For
ERIK BROOKS Management For For
JAY M. GROSSMAN Management For For
BRENT STONE Management For For
ROYCE YUDKOFF Management For For
GEOFF ARMSTRONG Management For For
MICHAEL DONOVAN Management For For
I. MARTIN POMPADUR Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 20,000 20,000 20,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ACME COMMUNICATIONS, INC. ACME Annual Meeting Date: 05/24/2005
Issuer: 004631 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMIE KELLNER Management For For
DOUGLAS GEALY Management For For
THOMAS ALLEN Management For For
JOHN CONLIN Management For For
JAMES COLLIS Management For For
MICHAEL CORRIGAN Management For For
THOMAS EMBRESCIA Management For For
BRIAN MCNEILL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 120,000 120,000 120,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ADAMS GOLF, INC. ADGO Annual Meeting Date: 05/24/2005
Issuer: 006228 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN R. PATCHIN Management For For
ROBERT D. ROGERS Management For For
02 RATIFY THE APPOINTMENT OF KBA GROUP LLP AS THE Management For For No
COMPANY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 27,000 27,000 27,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC. JCS Annual Meeting Date: 05/24/2005
Issuer: 203900 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWIN C. FREEMAN Management For For
LUELLA G. GOLDBERG Management For For
RANDALL D. SAMPSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 130,000 130,000 130,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. HSIC Annual Meeting Date: 05/24/2005
Issuer: 806407 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
DR. MARGARET A. HAMBURG Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
NORMAN S. MATTHEWS Management For For
MARVIN H. SCHEIN Management For For
DR. LOUIS W. SULLIVAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2001 Management For For No
HENRY SCHEIN, INC. SECTION 162(M) CASH BONUS PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 50,000 50,000 50,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INVERNESS MEDICAL INNOVATIONS, INC. IMA Annual Meeting Date: 05/24/2005
Issuer: 46126P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN A. QUELCH Management For For
JOHN F. LEVY Management For For
JERRY MCALEER, PH.D. Management For For
02 APPROVE AN INCREASE IN THE NUMBER OF SHARES OF Management Against Against No
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
INVERNESS MEDICAL INNOVATIONS, INC. 2001 STOCK
OPTION AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 35,000 35,000 35,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RURAL CELLULAR CORPORATION RCCC Annual Meeting Date: 05/24/2005
Issuer: 781904 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANN K. NEWHALL Management For For
GEORGE M. REVERING Management For For
DON C. SWENSON Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE COMPANY S 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 55,000 55,000 55,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN Annual Meeting Date: 05/24/2005
Issuer: 78412D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HARVEY I. KLEIN Management For For
GEORGE A. SCHREIBER, JR Management For For
JOHN C. VAN RODEN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 25,000 25,000 25,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED CAKE Annual Meeting Date: 05/24/2005
Issuer: 163072 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID OVERTON Management For For
KARL L. MATTHIES Management For For
02 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
INCENTIVE GOALS FOR THE CHEESECAKE FACTORY INCORPORATED
AMENDED AND RESTATED ANNUAL PERFORMANCE INCENTIVE
PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE MAXIMUM AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK FROM 150,000,000
TO 250,000,000, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 11,250 11,250 11,250 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WILSON GREATBATCH TECHNOLOGIES, INC. GB Annual Meeting Date: 05/24/2005
Issuer: 972232 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD F. VOBORIL Management For For
PAMELA G. BAILEY Management For For
JOSEPH A. MILLER, JR. Management For For
BILL R. SANFORD Management For For
PETER H. SODERBERG Management For For
THOMAS S. SUMMER Management For For
WILLIAM B. SUMMERS, JR. Management For For
JOHN P. WAREHAM Management For For
02 APPROVE WILSON GREATBATCH TECHNOLOGIES, INC. Management Against Against No
2005 STOCK INCENTIVE PLAN
03 APPROVE AMENDMENT TO AMENDED AND RESTATED CERTIFICATE Management For For No
TO CHANGE NAME TO GREATBATCH, INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 20,000 20,000 20,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. ALGN Annual Meeting Date: 05/25/2005
Issuer: 016255 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. KENT BOWEN Management For For
DAVID E. COLLINS Management For For
BRIAN DOVEY Management For For
JOSEPH LACOB Management For For
C. RAYMOND LARKIN, JR. Management For For
THOMAS M. PRESCOTT Management For For
GREG J. SANTORA Management For For
KELSEY WIRTH Management For For
WARREN S. THALER Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTANTS: PROPOSAL TO RATIFY THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS ALIGN TECHNOLOGY,
INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
03 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN: PROPOSAL Management Against Against No
TO OBTAIN STOCKHOLDER APPROVAL OF THE 2005 STOCK
INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 50,000 50,000 50,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DENNY'S CORPORATION DNYY Annual Meeting Date: 05/25/2005
Issuer: 24869P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VERA K. FARRIS Management For For
VADA HILL Management For For
BRENDA J. LAUDERBACK Management For For
NELSON J. MARCHIOLI Management For For
ROBERT E. MARKS Management For For
MICHAEL MONTELONGO Management For For
HENRY J. NASELLA Management For For
DONALD R. SHEPHERD Management For For
DEBRA SMITHART-OGLESBY Management For For
02 A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS THE PRINCIPAL INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF DENNY S CORPORATION AND ITS
SUBSIDIARIES FOR THE YEAR 2005.
03 A PROPOSAL TO APPROVE AN AMENDMENT TO THE DENNY Management For For No
S CORPORATION 2004 OMNIBUS INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 85,000 85,000 85,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC. EDGW Annual Meeting Date: 05/25/2005
Issuer: 280358 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SHIRLEY SINGLETON Management For For
CLETE T. BREWER Management For For
PAUL GUZZI Management For For
MICHAEL R. LOEB Management For For
BOB L. MARTIN Management For For
WAYNE WILSON Management For For
02 IN THEIR DISCRETION, UPON ANY OTHER MATTERS WHICH Management For For No
MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 200,000 200,000 200,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. GTI Annual Meeting Date: 05/25/2005
Issuer: 384313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
R. EUGENE CARTLEDGE Management For For
MARY B. CRANSTON Management For For
JOHN R. HALL Management For For
HAROLD E. LAYMAN Management For For
FERRELL P. MCCLEAN Management For For
MICHAEL C. NAHL Management For For
FRANK A. RIDDICK III Management For For
CRAIG S. SHULAR Management For For
B TO APPROVE THE GRAFTECH 2005 EQUITY INCENTIVE Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 42,000 42,000 42,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY MSEX Annual Meeting Date: 05/25/2005
Issuer: 596680 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. MIDDLETON, MD Management For For
JEFFRIES SHEIN Management For For
J. RICHARD TOMPKINS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 44,399 44,399 44,399 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SIRIUS SATELLITE RADIO INC. SIRI Annual Meeting Date: 05/25/2005
Issuer: 82966U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LEON D. BLACK Management For For
JOSEPH P. CLAYTON Management For For
LAWRENCE F. GILBERTI Management For For
JAMES P. HOLDEN Management For For
MEL KARMAZIN Management For For
WARREN N. LIEBERFARB Management For For
MICHAEL J. MCGUINESS Management For For
JAMES F. MOONEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 150,000 150,000 150,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SL INDUSTRIES, INC. SLI Annual Meeting Date: 05/25/2005
Issuer: 784413 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. DWANE BAUMGARDNER Management For For
AVRUM GRAY Management For For
JAMES R. HENDERSON Management For For
GLEN KASSAN Management For For
WARREN G. LICHTENSTEIN Management For For
JAMES A. RISHER Management For For
MARK E. SCHWARZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For No
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 92,000 92,000 92,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SORIN SPA, MILANO SORJF.PK MIX Meeting Date: 05/25/2005
Issuer: T8782F102 ISIN: IT0003544431 BLOCKING
SEDOL: 7744709, B020RN9
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
26 MAY 2005 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
233149 DUE TO THE ADDITIONALRESOLUTIONS. ALL Position Unknown
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
O.1 APPROVE THE BALANCE SHEET REPORT AS OF 31 DEC Management For *Management No
2004 AND THE MANAGEMENT REPORT;RESOLUTION RELATED Position Unknown
TO COVERING THE FINANCIAL LOSS
O.2 APPOINT THE DIRECTORS, INTERNAL AUDITORS AND *Management
THEIR CHAIRMAN, ACCORDING TO THEMOTIONS RELATED Management For Position Unknown No
TO ARTICLE 2364, N.2 OF THE ITALIAN CIVIL CODE;
RESOLUTION RELATED THERETO, RELATED TO THE ARTICLE
2364
E.1 AUTHORIZE THE BOARD OF DIRECTORS (A) TO ISSUE *Management
CONVERTIBLE BONDS IN ONE OR MORE INSTALLMENTS Management For Position Unknown No
AND/OR WITH WARRANT FOR A MAXIMUM AMOUNT OF EUR
150 MILLION WITH OR WITHOUT OPTION RIGHT IN THE
CASE IT WERE TO BE INTENDED FOR PROFESSIONAL
ITALIAN INVESTORS AND/OR FOREIGN INSTITUTIONAL
INVESTORS FOR A MAXIMUM TIME LENGTH OF 5 YEARS
FROM THE RESOLUTION DATE; (B) TO RAISE STOCK
CAPITAL INTENDED FOR THE POSSIBLE SORIN S.P.A.
CONVERTIBLE BONDS CONVERSION NONETHELESS FOR
THE POSSIBLE BOND CONVERSION INTO SORIN ORDINARY
SHARES ISSUED BY SUBSIDIARIES FOR A MAXIMUM AMOUNT
OF EUR 150 MILLION AND FOR A MAXIMUM PERIOD OF
5 YEARS FROM THE RESOLUTION DATE AND CONSEQUENT
AMENDMENT OF ARTICLE 5 OF THE BYLAW
E.2 AUTHORIZE THE BOARD OF DIRECTORS TO RAISE STOCK *Management
CAPITAL BY 31 DEC 2005 TO A MAXIMUM AMOUNT OF Management For Position Unknown No
EUR 8.5 MILLION WITH THE ISSUE OF 8,500,000 ORDINARY
SHARES TO BE OFFERED IN SUBSCRIPTION TO THE CHIEF
EXECUTIVE OFFICER AND TO THE BOARD OF DIRECTORS
OF SORIN AND ITS SUBSIDIARIES WITHOUT OPTION
RIGHT AS PER ARTICLE 2441, 5TH AND 8TH COMMA
OF THE ITALIAN CIVIL CODE AND ARTICLE 134, 2ND
COMMA OF LEGISLATIVE DECREE 58/98 AND FOLLOWING
BOARD OF DIRECTORS GUIDELINES AND CONSEQUENT
AMENDMENT OF ARTICLE 5 OF THE BY-LAW
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 1,880,000 1,880,000 1,880,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. STMP Annual Meeting Date: 05/25/2005
Issuer: 852857 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KEN MCBRIDE Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
03 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY Management For For No
HOLDERS, TO ACT UPON ALL MATTERS INCIDENT TO
THE CONDUCT OF THE MEETING AND UPON OTHER MATTERS
AS MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 200 25,000 25,000 25,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THORATEC CORPORATION THOR Annual Meeting Date: 05/25/2005
Issuer: 885175 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. DONALD HILL Management For For
D. KEITH GROSSMAN Management For For
HOWARD E. CHASE Management For For
J. DANIEL COLE Management For For
NEIL F. DIMICK Management For For
WILLIAM M. HITCHCOCK Management For For
GEORGE W. HOLBROOK, JR. Management For For
DANIEL M. MULVENA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 307 41,000 41,000 41,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. DQE Annual Meeting Date: 05/26/2005
Issuer: 266233 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SIGO FALK Management For For
DAVID M. KELLY Management For For
JOHN D. TURNER Management For For
02 RATIFICATION OF AUDITORS DELOITTE & TOUCHE LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 120,000 120,000 120,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KATY INDUSTRIES, INC. KT Annual Meeting Date: 05/26/2005
Issuer: 486026 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
03 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shareholder For Against No
REGARDING KATY S STOCKHOLDER RIGHTS AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 67,500 67,500 67,500 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MDC PARTNERS INC. MDCAE Special Meeting Date: 05/26/2005
Issuer: 552697 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE NOMINEES PROPOSED BY MANAGEMENT TO ACT AS Management For For No
DIRECTORS OF MDC PARTNERS, TO HOLD OFFICE UNTIL
HIS SUCCESSOR IS ELECTED AT THE NEXT ANNUAL MEETING
OF MDC PARTNERS, OR ANY ADJOURNMENT OR POSTPONEMENT
THEREOF, OR UNTIL HIS SUCCESSOR IS OTHERWISE
ELECTED OR APPOINTED.
02 A RESOLUTION APPOINTING KPMG LLP TO ACT AS AUDITORS Management For For No
OF MDC PARTNERS AND TO AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION.
03 A RESOLUTION APPROVING THE 2005 INCENTIVE PLAN Management Against Against No
(AS DEFINED IN THE ACCOMPANYING PROXY STATEMENT
AND MANAGEMENT INFORMATION CIRCULAR).
04 A RESOLUTION APPROVING THE AMENDMENT OF THE BY-LAWS Management For For No
OF MDC PARTNERS TO CHANGE THE QUORUM REQUIREMENT
FOR A SHAREHOLDERS MEETING FROM TWO SHAREHOLDERS
TO 33 1/3 PERCENT OF THE SHARES ENTITLED TO VOTE
AT THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 104 4,000 4,000 4,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP. PKOH Annual Meeting Date: 05/26/2005
Issuer: 700666 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD F. CRAWFORD Management For For
KEVIN R. GREENE Management For For
RONNA ROMNEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 215,000 215,000 215,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC. XMSR Annual Meeting Date: 05/26/2005
Issuer: 983759 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GARY M. PARSONS Management For For
HUGH PANERO Management For For
NATHANIEL A. DAVIS Management For For
THOMAS J. DONOHUE Management For For
EDDY W. HARTENSTEIN Management For For
GEORGE W. HAYWOOD Management For For
CHESTER A. HUBER, JR. Management For For
JOHN MENDEL Management For For
JARL MOHN Management For For
PIERCE J. ROBERTS, JR. Management For For
JACK SHAW Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 35,000 35,000 35,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NATURE'S SUNSHINE PRODUCTS, INC. NATR Annual Meeting Date: 05/27/2005
Issuer: 639027 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KRISTINE F. HUGHES Management For For
FRANZ L. CRISTIANI Management For For
02 RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT Management For For No
PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 3,000 3,000 3,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. SHOO Annual Meeting Date: 05/27/2005
Issuer: 556269 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMIESON A. KARSON Management For For
JEFFREY BIRNBAUM Management For For
MARC COOPER Management For For
HAROLD KAHN Management For For
JOHN L. MADDEN Management For For
PETER MIGLIORINI Management For For
THOMAS H. SCHWARTZ Management For For
AWADHESH SINHA Management For For
WALTER YETNIKOFF Management For For
02 RATIFICATION OF THE APPOINTMENT OF EISNER LLP Management For For No
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
3A APPROVAL OF THE ISSUANCE OF SHARES TO MR. SCHMERTZ Management For For No
AND MR. CHEN: FOR THE ISSUANCE OF SHARES TO
MR. SCHMERTZ AND AGAINST THE ISSUANCE OF SHARES
TO MR. CHEN.
3B APPROVAL OF THE ISSUANCE OF SHARES TO MR. SCHMERTZ Management For For No
AND MR. CHEN: FOR THE ISSUANCE OF SHARES TO
MR. CHEN AND AGAINST THE ISSUANCE OF SHARES
TO MR. SCHMERTZ.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 4,000 4,000 4,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WATSCO, INC. WSOB Annual Meeting Date: 05/27/2005
Issuer: 942622 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FREDERICK H. JOSEPH* Management For For
PAUL F. MANLEY** Management For For
BOB L. MOSS** Management For For
02 THE PROPOSAL TO APPROVE, ADOPT AND RATIFY AMENDMENTS Management For For No
TO THE COMPANY S SECOND AMENDED AND RESTATED
1996 QUALIFIED EMPLOYEE STOCK PURCHASE PLAN TO,
AMONG OTHER ITEMS, INCREASE THE AMOUNT OF SHARES
OF COMMON STOCK OF THE COMPANY RESERVED FOR ISSUANCE
FROM 800,000 TO 900,000 SHARES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 7,875 7,875 7,875 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORIXA CORPORATION CRXA Annual Meeting Date: 05/31/2005
Issuer: 21887F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN GILLIS, PH.D. Management For For
RONALD HUNT Management For For
ROBERT MOMSEN Management For For
ARNOLD L. ORONSKY, PHD Management For For
SAMUEL R. SAKS, M.D. Management For For
GREGORY SESSLER Management For For
JAMES W. YOUNG, PH.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CORIXA FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 7,000 7,000 7,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GAMESA CORPORACION TECNOLOGICA SA GCTAF.PK OGM Meeting Date: 06/01/2005
Issuer: E54667113 ISIN: ES0143416115
SEDOL: B01D7H3, B01CP21, B01QLN6
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE: THE ANNUAL ACCOUNTS, BALANCE SHEET, Management For *Management No
PROFIT AND LOSS ACCOUNT AND NOTES TO THE ACCOUNTS; Position Unknown
THE MANAGEMENT REPORT OF GAMESA CORPORACION TECHNOLOGICAL,
SOCIEDADA ANONIMA, AND ITS CONSOLIDATED GROUP,
FOR THE YEAR 2004; MANAGEMENT OF THE BOARD OF
DIRECTORS, RESOLUTIONS CONCERNING APPLICATION
OF PROFITS AND DIVIDEND DISTRIBUTION
2. AUTHORIZE THE BOARD OF DIRECTORS TO CARRY OUT Management For *Management No
THE DERIVATIVE ACQUISITION OF WON SHARES, EITHER Position Unknown
DIRECTLY OR VIA SUBSIDIARY COMPANIES, UNDER THE
TERMS AGREED BY THE GENERAL MEETING AND WITHIN
THE LIMITS AND REQUIREMENTS PROVIDED BY LAW,
THEN PROCEEDING TO THEIR SALE
3. APPROVE THE APPROPRIATE RESOLUTIONS REGARDING Management For *Management No
THE FINANCIAL AUDITORS OF THE COMPANY AND ITS Position Unknown
CONSOLIDATED GROUP, UNDER THE PROVISIONS OF ARTICLE
42 OF THE COMMERCIAL CODE AND SECTION 204 OF
THE SPANISH LIMITED COMPANIES CONSOLIDATION ACT,
TEXTO REFUNDIDO DE LA LEY DE SOCIEDADES ANONIMAS
4. RATIFY THE APPOINTMENTS DECIDED BY THE BOARD Management For *Management No
OF DIRECTORS BY MEANS OF CO-OPTATION Position Unknown
5. APPROVE THE DELEGATION OF POWERS TO EXECUTE AND Management For *Management No
DEVELOP THE RESOLUTIONS PASSED BY THE GENERAL Position Unknown
MEETING AS WELL AS FOR THEIR PUBLIC RECORDING
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
02 JUN 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 25,000 25,000 25,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC. PENN Annual Meeting Date: 06/01/2005
Issuer: 707569 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER M. CARLINO Management For For
HAROLD CRAMER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 82,000 82,000 82,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PENWEST PHARMACEUTICALS CO. PPCO Annual Meeting Date: 06/01/2005
Issuer: 709754 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER F. DRAKE Management For For
ANNE M. VANLENT Management For For
02 APPROVAL OF THE COMPANY S 2005 STOCK INCENTIVE Management Against Against No
PLAN
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE CURRENT FISCAL YEAR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 51,000 51,000 51,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRIARC COMPANIES, INC. TRY Annual Meeting Date: 06/01/2005
Issuer: 895927 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
NELSON PELTZ Management For For
PETER W. MAY Management For For
HUGH L. CAREY Management For For
CLIVE CHAJET Management For For
EDWARD P. GARDEN Management For For
JOSEPH A. LEVATO Management For For
GREGORY H. SACHS Management For For
DAVID E. SCHWAB II Management For For
RAYMOND S. TROUBH Management For For
GERALD TSAI, JR. Management For For
JACK G. WASSERMAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE PERFORMANCE Management For For No
GOAL BONUS AWARDS PORTION OF THE COMPANY S 1999
EXECUTIVE BONUS PLAN AS DESCRIBED IN THE PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 60,000 60,000 60,000 5/26/2005
GABELLI SMALL CAP GROWTH FUND 997G004 309 120,000 120,000 120,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WPT ENTERPRISES, INC. WPTE Annual Meeting Date: 06/01/2005
Issuer: 98211W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LYLE BERMAN Management For For
STEVEN LIPSCOMB Management For For
MICHAEL BEINDORFF Management For For
BRADLEY BERMAN Management For For
JOSEPH S. CARSON, JR. Management For For
TIMOTHY J. COPE Management For For
RAY M. MOBERG Management For For
GLENN PADNICK Management For For
MIMI ROGERS Management For For
02 UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For No
BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 38,000 38,000 38,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AFTERMARKET TECHNOLOGY CORP. ATAC Annual Meeting Date: 06/02/2005
Issuer: 008318 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT L. EVANS Management For For
CURTLAND E. FIELDS Management For For
DR. MICHAEL J. HARTNETT Management For For
DONALD T. JOHNSON, JR. Management For For
MICHAEL D. JORDAN Management For For
S. LAWRENCE PRENDERGAST Management For For
EDWARD STEWART Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 3,816 3,816 3,816 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALAMOSA HOLDINGS, INC. APCS Annual Meeting Date: 06/02/2005
Issuer: 011589 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KENDALL W. COWAN Management For For
SCHUYLER B. MARSHALL Management For For
THOMAS F. RILEY Management For For
JANE E. SHIVERS Management For For
02 APPROVAL OF AMENDMENT TO OUR THIRD AMENDED AND Management For For No
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
03 APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED Management For For No
1999 LONG-TERM INCENTIVE PLAN.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 17,220 17,220 17,220 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CANTERBURY PARK HOLDING CORPORATION ECP Annual Meeting Date: 06/02/2005
Issuer: 13811E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PATRICK R. CRUZEN Management For For
CARIN J. OFFERMAN Management For For
CURTIS A. SAMPSON Management For For
RANDALL D. SAMPSON Management For For
DALE H. SCHENIAN Management For For
BURTON F. DAHLBERG Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 20,000 20,000 20,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CATALYTICA ENERGY SYSTEMS, INC. CESI Annual Meeting Date: 06/02/2005
Issuer: 148884 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HOWARD I. HOFFEN Management For For
RICARDO B. LEVY Management For For
DAVID F. MERRION Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 30,000 30,000 30,000 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST Annual Meeting Date: 06/02/2005
Issuer: 36866W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE AMENDMENTS TO THE COMPANY S CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO DECLASSIFY THE BOARD
OF DIRECTORS SO THAT ALL DIRECTORS ARE ELECTED
ANNUALLY.
02 DIRECTOR Management For No
RICHARD BATTISTA Management For For
K. RUPERT MURDOCH Management For For
RUTHANN QUINDLEN Management For For
03 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 580,000 580,000 580,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
YOUBET.COM, INC. UBET Annual Meeting Date: 06/02/2005
Issuer: 987413 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES F. CHAMPION Management For For
DAVID M. MARSHALL Management For For
GARY ADELSON Management For For
JAMES EDGAR Management For For
JOSEPH BARLETTA Management For For
ROBERT E. BRIERLEY Management For For
R. DOUGLAS DONN Management For For
F. JACK LIEBAU Management For For
02 TO APPROVE THE YOUBET.COM, INC. EQUITY INCENTIVE Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 20,000 20,000 20,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWERS FOODS, INC. FLO Annual Meeting Date: 06/03/2005
Issuer: 343498 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
B.H. GRISWOLD, IV* Management For For
J.L. LANIER, JR.* Management For For
J.M. WARD* Management For For
C.M. WOOD III* Management For For
M.A. FERNANDEZ** Management For For
M.T. STITH** Management For For
02 TO APPROVE OUR 2001 EQUITY AND PERFORMANCE INCENTIVE Management Against Against No
PLAN, AS AMENDED AND RESTATED AS OF FEBRUARY
11, 2005.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FLOWERS
FOODS, INC. FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 200,000 200,000 200,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PULITZER INC. PTZ Special Meeting Date: 06/03/2005
Issuer: 745769 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 29, 2005, BY AND AMONG PULITZER
INC., LEE ENTERPRISES, INCORPORATED AND LP ACQUISITION
CORP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 21,400 21,400 21,400 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
REVLON, INC. REV Annual Meeting Date: 06/03/2005
Issuer: 761525 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RONALD O. PERELMAN Management For For
ALAN S. BERNIKOW Management For For
PAUL J. BOHAN Management For For
DONALD G. DRAPKIN Management For For
MEYER FELDBERG Management For For
HOWARD GITTIS Management For For
EDWARD J. LANDAU Management For For
LINDA GOSDEN ROBINSON Management For For
JACK L. STAHL Management For For
KENNETH L. WOLFE Management For For
02 APPROVAL OF THE REVLON EXECUTIVE BONUS PLAN. Management For For No
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 500 90,000 90,000 90,000 6/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
C&D TECHNOLOGIES, INC. CHP Annual Meeting Date: 06/06/2005
Issuer: 124661 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM HARRAL, III Management For For
GEORGE MACKENZIE Management For For
KEVIN P. DOWD Management For For
ROBERT I. HARRIES Management For For
PAMELA S. LEWIS Management For For
JOHN A.H. SHOBER Management For For
STANLEY W. SILVERMAN Management For For
ELLEN C. WOLF Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2006.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 12,000 12,000 12,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. ROP Contested Annual Meeting Date: 06/06/2005
Issuer: 776696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONALD G. CALDER Management For For
DERRICK N. KEY Management For For
CHRISTOPHER WRIGHT Management For For
02 THE PROPOSED AMENDMENT TO THE COMPANY S RESTATED Management For For No
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE AUTHORIZED SHARES OF COMMON STOCK
OF THE COMPANY.
03 TO TRANSACT ANY OTHER BUSINESS PROPERLY BROUGHT Management For For No
BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 16,000 16,000 16,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE SPORTS AUTHORITY, INC. TSA Annual Meeting Date: 06/07/2005
Issuer: 84917U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GORDON D. BARKER Management For For
MARY ELIZABETH BURTON Management For For
CYNTHIA R. COHEN Management For For
PETER R. FORMANEK Management For For
MARTIN E. HANAKA Management For For
RICHARD L. MARKEE Management For For
KEVIN M. MCGOVERN Management For For
JOHN DOUGLAS MORTON Management For For
JONATHAN D. SOKOLOFF Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS OF THE SPORTS AUTHORITY,
INC. FOR THE FISCAL YEAR ENDING JANUARY 28, 2006.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 1,500 1,500 1,500 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Annual Meeting Date: 06/07/2005
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL B. ALEXANDER Management For For
EDWARD H. BERSOFF Management For For
JOSEPH F. CALIGIURI Management For For
PETER A. COHEN Management For For
SUSAN GOLDING Management For For
ROBERT M. HANISEE Management For For
ROBERT E. LA BLANC Management For For
ANTHONY J. PRINCIPI Management For For
GENE W. RAY Management For For
JAMES ROTH Management For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 10,000 10,000 10,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GANDER MOUNTAIN COMPANY GMTN Annual Meeting Date: 06/08/2005
Issuer: 36471P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARK R. BAKER Management For For
KAREN M. BOHN Management For For
MARSHALL L. DAY Management For For
RICHARD C. DELL Management For For
GERALD A. ERICKSON Management For For
RONALD A. ERICKSON Management For For
DALE NITSCHKE Management For For
02 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Against No
OF THE GANDER MOUNTAIN COMPANY 2004 OMNIBUS STOCK
PLAN
03 PROPOSAL TO APPROVE THE GANDER MOUNTAIN COMPANY Management For For No
EMPLOYEE STOCK PURCHASE PLAN
04 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 4,000 4,000 4,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC INP.NZ AGM Meeting Date: 06/08/2005
Issuer: G4755S126 ISIN: IE0004614818
SEDOL: B014WP9, 4699103, B01ZKS1, 0461481, 6459639
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORT OF THE DIRECTORS Management For *Management No
AND THE FINANCIAL STATEMENTS FOR THE YEAR ENDED Position Unknown
31 DEC 2004 AND THE INDEPENDENT AUDITORS THEREON
2. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For *Management
Position Unknown No
3.1 RE-ELECT MR. J.C. DAVEY AS A DIRECTOR Management For *Management
Position Unknown No
3.2 RE-ELECT MR. V.A. FERGUSON AS A DIRECTOR Management For *Management
Position Unknown No
3.3 RE-ELECT MR. B.M.A. HOPKINS AS A DIRECTOR Management For *Management
Position Unknown No
3.4 RE-ELECT DR. I.E. KENNY AS A DIRECTOR Management For *Management
Position Unknown No
3.5 RE-ELECT MR. A.C. O REILLY AS A DIRECTOR Management For *Management
Position Unknown No
3.6 RE-ELECT MR. B.MULRONEY ULRONEY AS A DIRECTOR Management For *Management
Position Unknown No
4. APPROVE TO FIX THE REMUNERATION OF THE DIRECTORS Management For *Management
Position Unknown No
5. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management
OF THE AUDITORS Position Unknown No
6. APPROVE THAT, PURSUANT TO THE PROVISIONS OF SECTION Management For *Management
140 OF THE COMPANIES ACT 1963, THE COMPANY MAY Position Unknown No
CONVENE AND HOLD ITS NEXT AGM AT ANY LOCATION
OUTSIDE THE STATE AS DETERMINE BY THE DIRECTORS
AT THEIR SOLE AND ABSOLUTE DISCRETION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 307,237 307,237 307,237 5/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC INP.NZ EGM Meeting Date: 06/08/2005
Issuer: G4755S126 ISIN: IE0004614818
SEDOL: B014WP9, 4699103, B01ZKS1, 0461481, 6459639
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. GRANT AUTHORITY TO MAKE MARKET PURCHASES AND Management For *Management No
Position Unknown
RE-ISSUE TREASURY SHARES
2. APPROVE THE DISAPPLICATION OF THE PRE-EMPTION Management Against *Management No
RIGHTS Position Unknown
3. GRANT AUTHORITY FOR SCRIP DIVIDENDS Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI SMALL CAP GROWTH G004 307,237 307,237 307,237 5/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/08/2005
Issuer: 530718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID E. RAPLEY Management For For
LARRY E. ROMRELL Management For For
02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 5,000 5,000 5,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MET-PRO CORPORATION MPR Annual Meeting Date: 06/08/2005
Issuer: 590876 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL J. MORRIS Management For For
C.N. PAPADAKIS Management For For
02 PROPOSAL TO APPROVE THE ADOPTION OF THE MET-PRO Management Against Against No
2005 EQUITY INCENTIVE PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF MARGOLIS Management For For No
& COMPANY P.C. AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS
04 SHAREHOLDER PROPOSAL PERTAINING TO BOARD DIVERSITY Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 306 20,000 20,000 20,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK PBY Annual Meeting Date: 06/08/2005
Issuer: 713278 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BENJAMIN STRAUSS Management For For
MALCOLMN D. PRYOR Management For For
PETER A. BASSI Management For For
JANE SCACCETTI Management For For
JOHN T. SWEETWOOD Management For For
WILLIAM LEONARD Management For For
LAWRENCE N. STEVENSON Management For For
M. SHAN ATKINS Management For For
ROBERT H. HOTZ Management For For
02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Against No
RIGHTS PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 8,300 8,300 8,300 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AVIALL, INC. AVL Annual Meeting Date: 06/09/2005
Issuer: 05366B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD J. SCHNIEDERS Management For For
BRUCE N. WHITMAN Management For For
ALLAN M. HOLT Management For For
CHRIS A. DAVIS Management For For
02 APPROVAL OF THE AVIALL, INC. MANAGEMENT INCENTIVE Management For For No
PLAN
03 APPROVAL OF THE AMENDMENT TO THE AMENDED AND Management Against Against No
RESTATED 1998 DIRECTORS STOCK PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 77,000 77,000 77,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION JAH Annual Meeting Date: 06/09/2005
Issuer: 471109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DOUGLAS W. HUEMME Management For For
IRWIN D. SIMON Management For For
ROBERT L. WOOD Management For For
02 PROPOSAL TO APPROVE AND ADOPT THE JARDEN CORPORATION Management Against Against No
AMENDED AND RESTATED 2003 STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS JARDEN CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
04 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK
FROM 50,000,000 TO 150,000,000 SHARES.
05 PROPOSAL TO APPROVE THE CONVERSION FEATURE OF Management For For No
OUR SERIES C PREFERRED STOCK INTO SERIES B PREFERRED
STOCK AND COMMON STOCK AND THE ISSUANCE OF COMMON
STOCK AS A RESULT OF THE SUBSEQUENT CONVERSION
OF SERIES B PREFERRED STOCK.
06 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S RESTATED CERTIFICATE OF INCORPORATION TO AMEND
THE DEFINITION OF RELATED PARTY IN SECTION C
OF ARTICLE VIII.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 3,000 3,000 3,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JUPITERMEDIA CORPORATION JUPM Annual Meeting Date: 06/09/2005
Issuer: 48207D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALAN M. MECKLER Management For For
CHRISTOPHER S. CARDELL Management For For
MICHAEL J. DAVIES Management For For
GILBERT F. BACH Management For For
WILLIAM A. SHUTZER Management For For
JOHN R. PATRICK Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 50,000 50,000 50,000 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. LVS Annual Meeting Date: 06/09/2005
Issuer: 517834 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES D. FORMAN Management For For
IRWIN A. SIEGEL Management For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For No
THE SELECTION OF AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 1,200 1,200 1,200 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMICAS, INC. AMCS Annual Meeting Date: 06/10/2005
Issuer: 001712 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KENNETH R. ADAMS Management For For
PHILLIP M. BERMAN Management For For
STEPHEN J. DENELSKY Management For For
S.N. KAHANE, M.D., M.S. Management For For
DAVID B. SHEPHERD Management For For
LISA W. ZAPPALA Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For No
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR AMICAS, INC. FOR THE YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 120,000 120,000 120,000 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PAXSON COMMUNICATIONS CORPORATION PAX Annual Meeting Date: 06/10/2005
Issuer: 704231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DEAN M. GOODMAN Management For For
W. LAWRENCE PATRICK Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS THE COMPANY S INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 125,000 125,000 125,00 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC. CWTR Annual Meeting Date: 06/11/2005
Issuer: 193068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CURT HECKER AS CLASS I DIRECTOR. Management For For No
1B ELECTION OF GEORGIA SHONK-SIMMONS AS CLASS I DIRECTOR. Management For For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For No
COMPANY S 1996 STOCK OPTION/STOCK ISSUANCE PLAN.
03 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
CRITERIA FOR EXECUTIVE INCENTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING JANUARY 28, 2006.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 57,000 57,000 57,000 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STARTEK, INC. SRT Annual Meeting
Date: 06/14/2005
Issuer: 85569C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A.E. STEPHENSON, JR. Management For For
ED ZSCHAU Management For For
KAY NORTON Management For For
ALBERT C. YATES Management For For
STEVE BUTLER Management For For
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS FOR THE COMPANY.
02 AMENDMENT OF THE STOCK OPTION PLAN TO INCREASE Management For For No
THE MAXIMUM NUMBER OF SHARES AVAILABLE FOR AWARD
UNDER THE PLAN FROM 1,835,000 TO 1,985,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 2,000 2,000 2,000 6/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 06/14/2005
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 17, 2005, AMONG LIBERTY MEDIA
INTERNATIONAL, INC., THE COMPANY, LIBERTY GLOBAL,
INC., CHEETAH ACQUISITION CORP. AND TIGER GLOBAL
ACQUISITION CORP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 508 160,823 160,823 160,823 6/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V. OFIX Annual Meeting Date: 06/15/2005
Issuer: N6748L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES W. FEDERICO Management For For
JAMES F. GERO Management For For
ROBERT GAINES-COOPER Management For For
JERRY C. BENJAMIN Management For For
PETER J. HEWETT Management For For
WALTER P. VON WARTBURG Management For For
THOMAS J. KESTER Management For For
KENNETH R. WEISSHAAR Management For For
GUY J. JORDAN Management For For
STEFAN WIDENSOHLER Management For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE ARTICLES Management For For No
OF ASSOCIATION (ARTICLE 10 AND ARTICLE 11).
03 PROPOSAL TO APPROVE BALANCE SHEET AND INCOME Management For For No
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER
31, 2004.
04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For No
AS INDEPENDENT AUDITORS FOR ORTHOFIX AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 102 34,000 34,000 34,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED CHDN Annual Meeting Date: 06/16/2005
Issuer: 171484 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT L. FEALY Management For For
DANIEL P. HARRINGTON Management For For
CARL F. POLLARD Management For For
DARRELL R. WELLS Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management Against Against No
S ARTICLES OF INCORPORATION TO ADD A PROVISION
CONCERNING THE RIGHT OF THE COMPANY TO REDEEM
THE SHARES OF CERTAIN SHAREHOLDERS IF REQUIRED
TO COMPLY WITH REGULATORY MATTERS.
03 PROPOSAL TO APPROVE AMENDMENTS TO THE 2005 CHURCHILL Management For For No
DOWNS INCORPORATED DEFERRED COMPENSATION PLAN
CONCERNING INVESTMENTS IN THE COMPANY S SHARES
BY DIRECTORS.
04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For No
PERFORMANCE GOALS ESTABLISHED BY THE COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS FOR THE PAYMENT
OF COMPENSATION TO THOMAS H. MEEKER UNDER THE
1997 INCENTIVE COMPENSATION PLAN.
05 PROPOSAL TO APPROVE MINUTES OF THE 2004 ANNUAL Management For For No
MEETING OF SHAREHOLDERS, APPROVAL OF WHICH DOES
NOT AMOUNT TO RATIFICATION OF ACTION TAKEN THEREAT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 50,000 50,000 50,000 6/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CSK AUTO CORPORATION CAO Annual Meeting Date: 06/16/2005
Issuer: 125965 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MAYNARD JENKINS Management For For
JAMES G. BAZLEN Management For For
MORTON GODLAS Management For For
TERILYN A. HENDERSON Management For For
CHARLES K. MARQUIS Management For For
CHARLES J. PHILIPPIN Management For For
WILLIAM A. SHUTZER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 80,000 80,000 80,000 6/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED HPC Annual Meeting Date: 06/16/2005
Issuer: 427056 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANNA CHENG CATALANO Management For For
BURTON M. JOYCE Management For For
JEFFREY M. LIPTON Management For For
JOHN K. WULFF Management For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 430,000 430,000 430,000 6/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MOVADO GROUP, INC. MOV Annual Meeting Date: 06/16/2005
Issuer: 624580 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEDALIO GRINBERG Management For For
EFRAIM GRINBERG Management For For
MARGARET HAYES-ADAME Management For For
RICHARD COTE Management For For
ALAN H. HOWARD Management For For
NATHAN LEVENTHAL Management For For
DONALD ORESMAN Management For For
LEONARD L. SILVERSTEIN Management For For
02 TO RATIFY AND APPROVE THE SELECTION BY THE AUDIT Management For For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING JANUARY 31,
2006.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 35,000 35,000 35,000 6/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BIOSITE INCORPORATED BSTE Annual Meeting Date: 06/17/2005
Issuer: 090945 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against No
COMPANY S 1996 STOCK INCENTIVE PLAN TO INCREASE
THE TOTAL NUMBER OF SHARES RESERVED FOR ISSUANCE.
01 DIRECTOR Management For No
ANTHONY DEMARIA, M.D. Management For For
HOWARD E. GREENE, JR. Management For For
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For No
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
03 TO APPROVE THE AMENDMENT OF THE COMPANY S RESTATED Management For For No
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE TOTAL NUMBER OF SHARES AND THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 10,000 10,000 10,000 6/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC. CVCO Annual Meeting Date: 06/21/2005
Issuer: 149568 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOSEPH H. STEGMAYER Management For For
MICHAEL H. THOMAS Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
AUDITOR FOR FISCAL 2006.
03 APPROVAL OF THE CAVCO INDUSTRIES, INC. 2005 STOCK Management For For No
INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 107 58,000 58,000 58,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE CENTRAL EUROPE AND RUSSIA FUND, CEE Annual Meeting Date: 06/21/2005
Issuer: 153436 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DR. KURT W. BOCK Management For For
MR. JOHN BULT Management For For
MR. ROBERT H. WADSWORTH Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 60,000 60,000 60,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE GERMANY FUND, INC. GER Annual Meeting Date: 06/21/2005
Issuer: 374143 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. FRED H. LANGHAMMER Management For For
MR. CHRISTIAN STRENGER Management For For
MR. WERNER WALBROL Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 105 36,700 36,700 36,700 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Contested Consent Meeting Date: 06/22/2005
Issuer: 68370R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
*Management
01 APPROVAL OF THE 2004 VIMPELCOM ANNUAL REPORT Management For Position Unknown No
*Management
02 APPROVAL OF VIMPELCOM S ACCOUNTING STATEMENTS, Management For Position Unknown No
INCLUDING PROFIT AND LOSS STATEMENT FOR 2004
03 ALLOCATION OF PROFITS AND LOSSES, ALL AS MORE Management For *Management No
FULLY DESCRIBED IN THE NOTICE Position Unknown
04 ELECTION OF DIRECTORS. IF YOU WISH TO VOTE SELECTIVELY Management For *Management No
OR CUMULATE, PLEASE CONTACT YOUR REPRESENTATIVE. Position Unknown
05 APPROVAL OF THE AMENDED AND RESTATED PROCEDURAL Management For *Management No
REGULATIONS OF THE BOARD OF DIRECTORS Position Unknown
06 ELECTION OF THE AUDIT COMMISSION Management For *Management No
Position Unknown
07 APPROVAL OF EXTERNAL AUDITORS Management For *Management No
Position Unknown
08 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No
MERGER OF CJSC EXTEL INTO VIMPELCOM Position Unknown
09 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No
MERGER OF CJSC SOTOVAYA COMPANY INTO VIMPELCOM Position Unknown
10 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No
MERGER OF CJSC STAVTELESOT INTO VIMPELCOM Position Unknown
11 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No
MERGER OF CJSC VOSTOK-ZAPAD TELECOM INTO VIMPELCOM Position Unknown
12 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No
MERGER OF OJSC ORENSOT INTO VIMPELCOM Position Unknown
13 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No
MERGER OF OJSC BEELINE-SAMARA INTO VIMPELCOM Position Unknown
14 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No
MERGER OF OJSC DAL TELECOM INTERNATIONAL INTO Position Unknown
VIMPELCOM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 187,000 187,000 187,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEW GERMANY FUND, INC. GF Contested Annual Meeting Date: 06/22/2005
Issuer: 644465 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN BULT Management For For
JOHN H. CANNON Management For For
WERNER WALBROL Management For For
PETER ZUHLSDORFF Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
03 TO APPROVE A STOCKHOLDER PROPOSAL TO REQUEST Management Against For No
THAT STOCKHOLDERS OF THE FUND BE AFFORDED AN
OPPORTUNITY TO REALIZE NET ASSET VALUE FOR THEIR
SHARES AS SOON AS PRACTICABLE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 55,000 55,000 55,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
XANSER CORPORATION XNR Annual Meeting Date: 06/22/2005
Issuer: 98389J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SANGWOO AHN Management For For
JOHN R. BARNES Management For For
CHARLES R. COX Management For For
HANS KESSLER Management For For
JAMES R. WHATLEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 103 210,000 210,000 210,000 6/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. CZR Annual Meeting Date: 06/24/2005
Issuer: 127687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN F. BOLLENBACH Management For For
WALLACE R. BARR Management For For
PETER G. ERNAUT Management For For
WILLIAM BARRON HILTON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 90,000 90,000 90,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN Annual Meeting Date: 06/28/2005
Issuer: 78412D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HARVEY I. KLEIN Management For For
G.A. SCHREIBER, JR. Management For For
JOHN C. VAN RODEN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 35,000 35,000 35,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SIX FLAGS, INC. PKS Annual Meeting Date: 06/28/2005
Issuer: 83001P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KIERAN E. BURKE Management For For
PAUL A. BIDDELMAN Management For For
JAMES F. DANNHAUSER Management For For
MICHAEL E. GELLERT Management For For
FRANCOIS LETACONNOUX Management For For
ROBERT J. MCGUIRE Management For For
STANLEY S. SHUMAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 150 MILLION TO 210 MILLION SHARES.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 109 340,000 340,000 340,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SPANISH BROADCASTING SYSTEM, INC. SBSA Annual Meeting Date: 06/28/2005
Issuer: 846425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RAUL ALARCON, JR. Management For For
PABLO RAUL ALARCON, SR. Management For For
DAN MASON Management For For
ANTONIO S. FERNANDEZ Management For For
JOSE A. VILLAMIL Management For For
JASON L. SHRINSKY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 882 57,000 57,000 57,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROGERS COMMUNICATIONS INC. RG Annual Meeting Date: 06/29/2005
Issuer: 775109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO THE RESTRICTED SHARE UNIT PLAN OF Management For For No
THE CORPORATION TO INCREASE THE NUMBER OF CLASS
B NON-VOTING SHARES RESERVED FOR ISSUANCE FROM
50,916 TO 2,000,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 200 80,525 80,525 80,525 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE SPAIN FUND, INC. SNF Annual Meeting Date: 06/29/2005
Issuer: 846330 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D. DE FERNANDO GARCIA Management For For
IGNACIO GOMEZ-ACEBO Management For For
JOSE IGNACIO COMENGE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 108 11,000 11,000 11,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BED BATH & BEYOND INC. BBBY Annual Meeting Date: 06/30/2005
Issuer: 075896 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LEONARD FEINSTEIN Management For For
ROBERT KAPLAN Management For For
DEAN S. ADLER Management For For
JORDAN HELLER Management For For
03 SHAREHOLDER PROPOSAL; FOREIGN WORKPLACE MONITORING Shareholder Against For No
04 SHAREHOLDER PROPOSAL; EXECUTIVE STOCK HOLDINGS Shareholder Against For No
05 SHAREHOLDER PROPOSAL; BOARD STRUCTURE Shareholder Against For No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 100 4,000 4,000 4,000 6/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEL GLOBAL TECHNOLOGIES CORP. DGTC Annual Meeting Date: 06/30/2005
Issuer: 245073 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GERALD M. CZARNECKI Management For For
JAMES R. HENDERSON Management For For
WALTER F. SCHNEIDER Management For For
EDGAR J. SMITH, JR. Management For For
GEN. MERRILL A. MCPEAK Management For For
JAMES RISHER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 101 82,000 82,000 82,000 6/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE TOPPS COMPANY, INC. TOPP Annual Meeting Date: 06/30/2005
Issuer: 890786 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN D. GREENBERG Management For For
ANN KIRSCHNER Management For For
RICHARD TARLOW Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP, AS INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI SMALL CAP GROWTH FUND 997G004 106 150,100 150,100 150,100 6/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BANKGESELLSCHAFT BERLIN AG, BERLIN N/A AGM Meeting Date: 07/02/2004
Issuer: D09408135 ISIN: DE0008023227 BLOCKING
SEDOL: 4093772, 5107854
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1.a RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For *Management No
REPORT FOR THE FY 2003 WITH THE REPORT OF THE Position Unknown
SUPERVISORY BOARD
1.b RECEIVE THE GROUP FINANCIAL STATEMENTS AND THE Management For *Management No
GROUP ANNUAL REPORT Position Unknown
2. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For *Management No
Position Unknown
3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For *Management No
Position Unknown
4. ELECT THE SUPERVISORY BOARD Management For *Management No
Position Unknown
5. APPROVE THE REGULATIONS OF COMPETENCE S AND PROCEDURES Management For *Management No
IN CONNECTION WITH THE AGREEMENT WITH THE FEDERAL Position Unknown
STATEM OF BERLIN TO SHIELD THE BANKGESELLSCHAFT
BERLIN GROUP FROM THE RISKS OF THE COMPANY S
REAL ESTATE BUSINESS
6. AUTHORIZE THE COMPANY TO ACQUIRE AND SELL OWN Management For *Management No
SHARES, AT A PRICE NOT DIFFERING MORE THAN 10% Position Unknown
FROM THEIR MARKET PRICE, ON OR BEFORE 30 SEP
2005; THE TRADING PORTFOLIO OF SHARES TO BE ACQUIRED
FOR SUCH PURPOSE SHALL NOT EXCEED 5% OF THE SHARE
CAPITAL AT THE END OF EACH DAY
7. AUTHORIZE THE COMPANY TO ACQUIRE SHARES, OF UP Management For *Management No
TO 10% OF ITS SHARE CAPITAL, AT PRICE NOT DIFFERING Position Unknown
MORE THAN 10% FROM THE MARKET PRICE OF THE SHARES,
ON OR BEFORE 30 SEP 2005; AUTHORIZE THE BOARD
OF DIRECTORS TO RETIRE THE SHARES
8. APPOINT PWC DEUTSCHE REVISION AG, BERLIN, AS Management For *Management No
THE AUDITORS FOR THE FY 2004 Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 30,000 30,000 30,000 6/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC BTY Annual Meeting Date: 07/14/2004
Issuer: 05577E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 REPORTS AND ACCOUNTS. Management For For No
02 REMUNERATION REPORT. Management For For No
03 FINAL DIVIDEND. Management For For No
04 RE-ELECT SIR CHRISTOPHER BLAND. Management For For No
05 RE-ELECT ANDY GREEN. Management For For No
06 RE-ELECT IAN LIVINGSTON. Management For For No
07 RE-ELECT JOHN NELSON. Management For For No
08 REAPPOINTMENT AND REMUNERATION OF AUDITORS. Management For For No
09 AUTHORITY TO ALLOT SHARES. Management For For No
10 AUTHORITY TO ALLOT SHARES FOR CASH. (SPECIAL RESOLUTION) Management For For No
11 AUTHORITY TO PURCHASE OWN SHARES. (SPECIAL RESOLUTION) Management For For No
12 AUTHORITY FOR POLITICAL DONATIONS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 30,000 30,000 30,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC BTY AGM Meeting Date: 07/14/2004
Issuer: G16612106 ISIN: GB0030913577
SEDOL: B014679, 3091357, B02S7B1, 7392089
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS Management For *Management No
AND THE AUDITORS FOR THE YE31 MAR 2004 Position Unknown
2. APPROVE THE DIRECTOR S REMUNERATION REPORT FOR Management For *Management No
THE YE 31 MAR 2004 Position Unknown
3. DECLARE A FINAL DIVIDEND OF 5.3 PENCE PER SHARE Management For *Management No
PAYABLE ON 06 SEP 2004 TO HOLDERS OF ORDINARY Position Unknown
SHARES REGISTERED ON 06 AUG 2004
4. RE-ELECT SIR. CHRISTOPHER BLAND AS A DIRECTOR Management For *Management No
Position Unknown
5. RE-ELECT MR. ANDY GREEN AS A DIRECTOR Management For *Management No
Position Unknown
6. RE-ELECT MR. IAN LIVINGSTON AS A DIRECTOR Management For *Management No
Position Unknown
7. RE-ELECT MR. JOHN NELSON AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-ELECT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For *Management No
OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT Position Unknown
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY AND THEIR REMUNERATION BE FIXED BY
THE DIRECTORS
9. AUTHORIZE THE DIRECTORS, BY ARTICLE 74 OF THE Management For *Management No
COMPANY S ARTICLES OF ASSOCIATION AND FOR SECTION Position Unknown
80 OF THE COMPANIES ACT 1985, TO ALLOT UNISSUED
SHARES UP TO AN AGGREGATE NOMINAL VALUE OF GBP
142 MILLION, EQUAL TO 33% OF THE ISSUED SHARE
CAPITAL EXCLUDING TREASURY SHARES OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER OF THE 13 OCT
2005 OR 15 MONTHS
S.10 AUTHORIZE THE DIRECTORS, PURSUANT TO THE AUTHORITY Management For *Management No
CONFERRED BY ARTICLE 74 OFTHE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION TO ALLOT TREASURY SHARES FOR CASH,
DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS,
PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT
OF EQUITY SECURITIES: A) IN CONNECTION WITH A
RIGHTS ISSUE AS AN OFFER IN FAVOR OF ORDINARY
SHAREHOLDERS; B) UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 22 MILLION 5% OF THE COMPANY S ISSUED
SHARE CAPITAL ; AUTHORITY EXPIRES THE EARLIER
OF THE 13 OCT 2005 OR 15 MONTHS ; AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.11 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management No
SECTION 163(3) OF THE COMPANIES 1985 OF UP Position Unknown
TO A MAXIMUM NUMBER OF 859 MILLION SHARES OF
5P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM
PRICE OF 5P AND UP TO 105% OF THE AVERAGE MIDDLE
MARKET QUOTATIONS OF SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CLOSE OF THE AGM OF THE COMPANY
OR 13 OCT 2005 ; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY
12. AUTHORIZE THE BRITISH TELECOMMUNICATIONS PLC, Management For *Management No
TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS, Position Unknown
NOT EXCEEDING GBP 1,00,000 IN TOTAL; AUTHORITY
EXPIRES AT THE CONCLUSION OF AGM IN 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 300,000 300,000 300,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY MOD Annual Meeting Date: 07/21/2004
Issuer: 607828 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
RICHARD J. DOYLE Management For For
GARY L. NEALE Management For For
DAVID B. RAYBURN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 60,000 60,000 60,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CABLE AND WIRELESS PLC CWP Annual Meeting Date: 07/22/2004
Issuer: 126830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
16 TO DECLARE A FULL YEAR DIVIDEND. Management For For No
15 TO OFFER A SCRIP DIVIDEND SCHEME. Management For For No
14 TO AMEND THE ARTICLES OF ASSOCIATION. (SPECIAL Management For For No
RESOLUTION)
13 PURCHASE OF OWN SHARES BY THE COMPANY. (SPECIAL RESOLUTION) Management For For No
12 TO AUTHORIZE THE COMPANY TO MAKE POLITICAL DONATIONS. Management For For No
11 TO OPERATE THE INCENTIVE PLAN IN FRANCE. Management For For No
10 TO AMEND THE RULES OF THE DEFERRED SHORT TERM Management For For No
INCENTIVE PLAN.
09 TO AMEND THE RULES OF THE INCENTIVE PLAN. Management For For No
08 TO AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION Management For For No
OF THE AUDITORS.
07 TO RE-APPOINT THE AUDITORS. Management For For No
03 DIRECTOR Management For No
CHARLES HERLINGER* Management For For
LORD ROBERTSON* Management For For
RICHARD LAPTHORNE** Management For For
GRAHAM HOWE**+ Management For For
02 TO APPROVE THE REMUNERATION REPORT. Management For For No
01 TO ADOPT THE REPORT AND ACCOUNTS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 207 25,000 25,000 25,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SCOTTISH POWER PLC SPI Annual Meeting Date: 07/23/2004
Issuer: 81013T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR Management For For No
THE YEAR ENDED MARCH 31, 2004.
O2 TO APPROVE THE REMUNERATION REPORT. Management For For No
O3 TO ELECT VICKY BAILEY AS A DIRECTOR. Management For For No
O4 TO ELECT PHILIP CARROLL AS A DIRECTOR. Management For For No
O5 TO ELECT JUDI JOHANSEN AS A DIRECTOR. Management For For No
O6 TO ELECT SIMON LOWTH AS A DIRECTOR. Management For For No
O7 TO ELECT NANCY WILGENBUSCH AS A DIRECTOR. Management For For No
O8 TO RE-ELECT EUAN BAIRD AS A DIRECTOR. Management For For No
O9 TO RE-ELECT IAN RUSSELL AS A DIRECTOR. Management For For No
O10 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For No
OF THE COMPANY AND TO SET THE REMUNERATION OF
THE AUDITORS.
O11 TO AUTHORIZE THE COMPANY TO MAKE DONATIONS TO Management For For No
EU POLITICAL ORGANIZATIONS AND TO INCUR EU POLITICAL
EXPENDITURE.
S12 TO RENEW THE AUTHORITY OF THE DIRECTORS TO DISAPPLY Management For For No
PRE-EMPTION RIGHTS.
S13 TO RENEW THE AUTHORITY OF THE COMPANY TO PURCHASE Management For For No
ITS OWN SHARES.
S14 TO AMEND THE ARTICLES OF ASSOCIATION AS DETAILED Management For For No
IN THE NOTICE OF MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 705 12,000 12,000 12,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO, S.A. DE FMX Special Meeting Date: 07/27/2004
Issuer: 344419 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 APPROVE THE CONDITIONS PRECEDENT FOR THE EFFECTIVENESS Management For For No
OF THE RESOLUTIONS ADOPTED DURING THE MEETING.
04 TO AUTHORIZE THE DIRECTORS (1) TO DETERMINE THE Management For For No
SUBSCRIPTION PRICE PER SHARE, AND PER UNIT DURING
THE PUBLIC OFFER; (2) TO DETERMINE THE AMOUNT
TO BE ALLOCATED AS CAPITAL STOCK INCREASE AND
AMOUNT AS SUBSCRIPTION PREMIUM PER SHARE AND
PER UNIT, AND (3) TO DETERMINE THE MANNER, TERM
AND CONDITIONS FOR THE CAPITAL INCREASE AND THE
PUBLIC OFFERING OF THE UNITS.
03 APPROVE THE PUBLIC OFFER IN THE SECURITIES MARKETS Management For For No
OF MEXICO, UNITED STATES OF AMERICA AND OTHER
MARKETS.
02 EXPRESS WAIVER BY THE SHAREHOLDERS TO THEIR PRE-EMPTIVE Management For For No
RIGHTS GRANTED BY ARTICLE 132 OF THE MEXICAN
GENERAL CORPORATIONS LAW, TO SUBSCRIBE THE SHARES
AND UNITS ISSUED IN ACCORDANCE WITH ITEM I OF
THE AGENDA.
01 SUBJECT TO THE APPROVAL OF, AND THE CONDITIONS Management For For No
IMPOSED BY THE MEXICAN SECURITIES COMMISSION
AND IN ACCORDANCE WITH ARTICLE 81 OF THE MEXICAN
SECURITIES MARKET LAW, TO INCREASE THE VARIABLE
PORTION OF THE CAPITAL STOCK OF THE COMPANY,
BY THE ISSUANCE OF COMMON SERIES B SHARES AND
LIMITED VOTING SERIES D SHARES, AND TO APPROVE
THEIR INTEGRATION INTO B UNITS AND BD UNITS.
08 APPROVAL OF THE MINUTES OF THE SHAREHOLDERS MEETING. Management For For No
07 APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For For No
MEETING.
06 ISSUANCE OF POWERS OF ATTORNEY TO EXECUTE THE Management For For No
RESOLUTIONS ADOPTED DURING THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 17,000 17,000 17,000 7/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC OOM Annual Meeting Date: 07/28/2004
Issuer: 55309W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
11 ADOPT MMO2 DEFERRED EQUITY INCENTIVE PLAN Management For For No
10 AUTHORITY TO PURCHASE OWN SHARES (SPECIAL RESOLUTION) Management For For No
09 POWER TO ALLOT SHARES FOR CASH (SPECIAL RESOLUTION) Management For For No
08 AUTHORITY TO ALLOT SHARES Management For For No
07 REMUNERATION OF AUDITORS Management For For No
06 RE-APPOINTMENT OF AUDITORS Management For For No
05 RE-ELECT ANDREW SUKAWATY Management For For No
04 RE-ELECT STEPHEN HODGE Management For For No
03 RE-ELECT DAVID FINCH Management For For No
02 REMUNERATION REPORT Management For For No
01 REPORT AND ACCOUNTS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 20,000 20,000 20,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC, SLOUGH OOTFF.PK AGM Meeting Date: 07/28/2004
Issuer: G6179P109 ISIN: GB0030872716
SEDOL: 3087271
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS Management For *Management No
AND THE AUDITORS FOR THE FYE 31 MAR 2004 Position Unknown
2. APPROVE THE REPORT ON DIRECTORS REMUNERATION Management For *Management No
FOR THE FYE 31 MAR 2004 Position Unknown
3. RE-ELECT MR. DAVID FINCH AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
4. RE-ELECT MR. STEPHEN HODGE AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
5. RE-ELECT MR. ANDREW SUKAWATY AS A DIRECTOR OF Management For *Management No
THE COMPANY Position Unknown
6. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS OF THE COMPANY UNTIL THE CONCLUSION Position Unknown
OF THE NEXT GENERAL MEETING
7. AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS Management For *Management No
REMUNERATION Position Unknown
8. APPROVE TO RENEW THE AUTHORITY TO ALLOT RELEVANT Management For *Management No
SECURITIES CONFERRED ON THE BOARD BY ARTICLE Position Unknown
74.2 OF THE COMPANY S ARTICLE OF ASSOCIATION
FOR THE PERIOD ENDING ON THE DATE OF THE AGM
IN 2005 OR ON 23 OCT 2003, WHICHEVER IS THE EARLIER,
AND FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL
BE GBP 2,891,000; AUTHORITY EXPIRES ON 28 OCT
2005 OR AT THE CONCLUSION OF THE NEXT AGM, WHICH
EVER IS EARLIER
S.9 APPROVE TO RENEW, SUBJECT TO THE PASSING OF RESOLUTION Management For *Management No
8, THE POWER TO ALLOT EQUITY SECURITIES FOR CASH, Position Unknown
CONFERRED ON THE BOARD BY ARTICLE 74.3 OF THE
COMPANY S ARTICLE OF ASSOCIATION FOR THE PERIOD
REFERRED TO IN RESOLUTION 8 AND FOR SUCH PERIOD
THE SECTION 89 AMOUNT SHALL BE GBP 433,700;
AUTHORITY EXPIRES ON 28 OCT 2005 OR AT THE CONCLUSION
OF THE NEXT AGM, WHICH EVER IS EARLIER
S.10 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH ARTICLE Management For *Management No
83 OF THE COMPANY S ARTICLES OF ASSOCIATION AND Position Unknown
SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE
MARKET PURCHASES OF ITS ORDINARY SHARES OF 0.1P
EACH SECTION 163, PROVIDED THAT: (A) THE MAXIMUM
AGGREGATE NUMBER OF ORDINARY SHARES BEING PURCHASED
IS 867,400,000; (B) THE MINIMUM PRICE OF EACH
SHARE IS 0.1P; (C) THE MAXIMUM PRICE WHICH MAY
BE PAID FOR EACH ORDINARY SHARE IS AN AMOUNT
EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET
QUOTATIONS FOR THE COMPANY S ORDINARY SHARES
AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DATE OF PURCHASE; AUTHORITY EXPIRES
ON 28 OCT 2005 OR AT THE CONCLUSION OF THE AGM
OF THE COMPANY IN 2005, WHICHEVER IS EARLIER
; AND THE COMPANY MAY ENTER INTO CONTRACTS OF
PURCHASE DURING THE RELEVANT PERIOD WHICH MAY
BE EXERCISED AFTER THE RELEVANT PERIOD
11. APPROVE THE MMO2 DEFERRED EQUITY INCENTIVE PLAN Management For *Management No
AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH ACTS Position Unknown
AND THINGS AS THEY MAY CONSIDER APPROPRIATE TO
IMPLEMENT THE PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 300,000 300,000 300,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ST. PAUL TRAVELERS COMPANIES, IN SPC Annual Meeting Date: 07/28/2004
Issuer: 792860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H.P. BERKOWITZ Management For For
K.J. BIALKIN Management For For
C.H. BYRD Management For For
J.H. DASBURG Management For For
L.B. DISHAROON Management For For
J.M. DOLAN Management For For
K.M. DUBERSTEIN Management For For
J.S. FISHMAN Management For For
L.G. GRAEV Management For For
M.D. HARTZBAND Management For For
T.R. HODGSON Management For For
W.H. KLING Management For For
J.A. LAWRENCE Management For For
R.I. LIPP Management For For
B.J. MCGARVIE Management For For
G.D. NELSON, MD Management For For
C. OTIS, JR. Management For For
J.M. PEEK Management For For
N.A. ROSEMAN Management For For
C.W. SCHARF Management For For
G.M. SPRENGER Management For For
F.J. TASCO Management For For
L.J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS ST. PAUL TRAVELERS INDEPENDENT AUDITORS FOR
2004.
03 PROPOSAL TO APPROVE THE ST. PAUL TRAVELERS COMPANIES, Management Against Against No
INC. 2004 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 40,000 40,000 40,000 7/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MUNICIPAL MORTGAGE & EQUITY, LLC MMA Annual Meeting Date: 07/30/2004
Issuer: 62624B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDDIE C. BROWN Management For For
DOUGLAS A. MCGREGOR Management For For
CARL W. STEARN Management For For
FRED N. PRATT, JR. Management For For
02 APPROVAL OF THE 2004 NON-EMPLOYEE DIRECTORS Management For For No
SHARE PLAN.
03 APPROVAL OF THE 2004 SHARE INCENTIVE PLAN. Management For For No
04 ANY OTHER MATTERS THAT MAY PROPERLY BE BROUGHT Management For For No
BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 3,000 3,000 3,000 5/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
APOGENT TECHNOLOGIES INC. AOT Special Meeting Date: 08/02/2004
Issuer: 03760A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For No
02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No
SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 8,000 8,000 8,000 7/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Annual Meeting Date: 08/19/2004
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004
01 DIRECTOR Management For No
MICHAEL B. ALEXANDER Management For For
EDWARD H. BERSOFF Management For For
JOSEPH F. CALIGIURI Management For For
PETER A. COHEN Management For For
DANIEL J. FINK Management For For
SUSAN GOLDING Management For For
ROBERT M. HANISEE Management For For
ROBERT E. LA BLANC Management For For
GENE W. RAY Management For For
JAMES ROTH Management For For
JOSEPH R. WRIGHT, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 110,000 110,000 110,000 8/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHARTER ONE FINANCIAL, INC. CF Special Meeting Date: 08/23/2004
Issuer: 160903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER AGREEMENT: TO APPROVE AND ADOPT THE AGREEMENT Management For For No
AND PLAN OF MERGER, DATED AS OF MAY 4, 2004,
BY AND AMONG CHARTER ONE FINANCIAL, INC., CITIZENS
FINANCIAL GROUP, INC., CARDINAL ACQUISITION CORP.
AND, SOLELY WITH RESPECT TO ARTICLE 11 OF THE
AGREEMENT, THE ROYAL BANK OF SCOTLAND GROUP PLC,
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 ADJOURNMENT: TO APPROVE THE ADJOURNMENT OF THE Management For For No
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
AND ADOPT THE AGREEMENT AND PLAN OF MERGER REFERENCED
ABOVE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 10,000 10,000 10,000 8/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Special Meeting Date: 09/01/2004
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No
THE SHARE SUBSCRIPTION AND/OR PURCHASE OPTIONS
04 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No
SHARES RESERVED FOR PERSONS WHO SIGNED A LIQUIDITY
CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS
HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A.
03 NOTING THE DEFINITIVE COMPLETION OF THE MERGER Management For For No
BY ABSORPTION OF WANADOO BY THE COMPANY AND THE
DISSOLUTION OF WANADOO
02 ASSUMPTION OF STOCK OPTIONS OF WANADOO Management For For No
01 APPROVAL OF THE MERGER BY ABSORPTION OF WANADOO Management For For No
BY THE COMPANY
08 POWERS Management For For No
07 MODIFICATION TO THE AUTHORIZATION TO THE BOARD Management For For No
OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER
FRANCE TELECOM SHARES AS GRANTED BY THE SHAREHOLDERS
IN THEIR ORDINARY GENERAL MEETING ON APRIL 9, 2004
06 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No
SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY
S SHARE CAPITAL FOR THE BENEFIT OF MEMBERS OF
A FRANCE TELECOM GROUP COMPANY SAVINGS PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 12,000 12,000 12,000 8/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. HRB Annual Meeting Date: 09/08/2004
Issuer: 093671 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONNA R. ECTON Management For For
LOUIS W. SMITH Management For For
RAYFORD WILKINS, JR. Management For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For No
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK, WITHOUT
PAR VALUE, FROM 500,000,000 TO 800,000,000 SHARES.
03 THE APPROVAL OF AN AMENDMENT TO THE 1989 STOCK Management For For No
OPTION PLAN FOR OUTSIDE DIRECTORS TO EXTEND THE
PLAN FOR FIVE YEARS, SUCH THAT IT WILL TERMINATE,
UNLESS FURTHER EXTENDED, ON DECEMBER 5, 2009.
04 THE APPROVAL OF AMENDMENTS TO THE 1999 STOCK Management Against Against No
OPTION PLAN FOR SEASONAL EMPLOYEES TO (I) EXTEND
THE PLAN FOR TWO YEARS, SUCH THAT IT WILL TERMINATE,
UNLESS FURTHER EXTENDED, ON DECEMBER 31, 2006
AND (II) INCREASE THE AGGREGATE NUMBER OF SHARES
OF COMMON STOCK ISSUABLE UNDER THE PLAN FROM
20,000,000 TO 23,000,000.
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
YEAR ENDING APRIL 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 3,000 3,000 3,000 8/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY HNZ Annual Meeting Date: 09/08/2004
Issuer: 423074 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W.R. JOHNSON Management For For
C.E. BUNCH Management For For
M.C. CHOKSI Management For For
L.S. COLEMAN, JR. Management For For
P.H. COORS Management For For
E.E. HOLIDAY Management For For
C. KENDLE Management For For
D.R. O'HARE Management For For
L.C. SWANN Management For For
T.J. USHER Management For For
J.M. ZIMMERMAN Management For For
02 RATIFICATION OF AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 64,000 64,000 64,000 8/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO TIAMF.PK EGM Meeting Date: 09/10/2004
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
13 SEP 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
1. APPROVE THE STOCK CAPITAL INCREASE BY ISSUING Management For *Management No
FROM A MINIMUM NUMBER OF 473,566,962 TO A MAXIMUM Position Unknown
NUMBER OF 591,958,700 ORDINARY SHARES FACE VALUE
EUR 0.03 AND FROM A MINIMUM NUMBER OF 7,940,702
TO A MAXIMUM NUMBER OF 9,925,875 SAVING SHARES
FACE VALUE EUR 0.03 TO BE RESERVED TO SHAREHOLDERS;
AMEND ARTICLE 5 OF THE BY-LAW ACCORDINGLY; RESOLUTION
RELATED THERE TO
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 154 154 154 8/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. STI Special Meeting Date: 09/15/2004
Issuer: 867914 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SUNTRUST COMMON STOCK Management For For No
TO NATIONAL COMMERCE FINANCIAL CORPORATION SHAREHOLDERS
IN THE MERGER PURSUANT TO THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF MAY 7, 2004, BY AND BETWEEN
SUNTRUST BANKS, INC. AND NATIONAL COMMERCE FINANCIAL
CORPORATION (THE MERGER AGREEMENT ), AS DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS AND THE
MERGER AGREEMENT.
02 TO ADJOURN OR POSTPONE THE SUNTRUST SPECIAL MEETING, Management For For No
IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
Report Date: 07/28/2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 12,000 12,000 12,000 9/1/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. GIS Annual Meeting Date: 09/27/2004
Issuer: 370334 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITOR.
01 DIRECTOR Management For No
STEPHEN R. DEMERITT Management For For
LIVIO D. DESIMONE Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH R. HOPE Management For For
ROBERT L. JOHNSON Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
MICHAEL D. ROSE Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
03 APPROVAL OF AMENDMENTS TO THE COMPANY S BY-LAWS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 25,000 25,000 25,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO SPGBF.PK MIX Meeting Date: 09/27/2004
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE BALANCE SHEET AS AT 31 DEC 2003; Management For *Management No
APPOINT A DIRECTOR; APPROVE THE REMUNERATION Position Unknown
OF A DIRECTOR AND CONSEQUENT DELIBERATIONS
E.1 AMEND THE STATUTE AND CONSEQUENT DELIBERATIONS Management For *Management No
Position Unknown
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
28 SEP 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 406 406 406 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/30/2004
Issuer: 24522P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOE L. MORGAN Management For For
DAVID R. WILLIAMS Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING MAY 1, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 55,330 55,330 55,330 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PRIME HOSPITALITY CORP. PDQ Special Meeting Date: 10/06/2004
Issuer: 741917 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF AUGUST 18, 2004, BY AND AMONG THE COMPANY,
BREP IV HOTELS HOLDING L.L.C. AND BREP IV HOTELS
ACQUISITION L.L.C.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 125,200 125,200 125,200 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PROCESSING, INC. NAP Special Meeting Date: 10/08/2004
Issuer: 637229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER AMONG Management For For No
BANK OF AMERICA CORPORATION, MONARCH ACQUISITION,
INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF
BANK OF AMERICA, AND NATIONAL PROCESSING, INC.,
AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 5,000 5,000 5,000 10/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY PG Annual Meeting Date: 10/12/2004
Issuer: 742718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVE AMENDMENT TO AMENDED ARTICLES OF INCORPORATION Management For For No
TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For No
R. KERRY CLARK Management For For
JOSEPH T. GORMAN Management For For
LYNN M. MARTIN Management For For
RALPH SNYDERMAN Management For For
ROBERT D. STOREY Management For For
05 SHAREHOLDER PROPOSAL NO. 1 IN-HOME FOOD STUDIES Shareholder Against For No
FOR PET NUTRITION
04 APPROVE AMENDMENT TO CODE OF REGULATIONS TO PROVIDE Management Against For No
FOR THE ANNUAL ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 38,000 38,000 38,000 9/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBG Annual Meeting Date: 10/18/2004
Issuer: G4285W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For No
AUDITOR FOR THE COMPANY UNTIL THE CLOSE OF THE
COMPANY S 2005 ANNUAL GENERAL MEETING, AT A FEE
TO BE AGREED TO BY THE DIRECTORS ACTING THROUGH
THE COMPANY S AUDIT COMMITTEE.
02 TO APPROVE THE AMENDED AND RESTATED HARBOR GLOBAL Management For For No
COMPANY LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN,
WHICH AMENDS AND RESTATES THE HARBOR GLOBAL COMPANY
LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN TO INCREASE
BY 23,000 THE NUMBER OF COMMON SHARES AUTHORIZED
FOR ISSUANCE UNDER THE PLAN AND EXTEND THE TERM
OF THE PLAN, AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 5,000 5,000 5,000 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC. NPK Annual Meeting Date: 10/19/2004
Issuer: 637215 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD N. CARDOZO Management For For
PATRICK J. QUINN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 36,000 36,000 36,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC DEO Annual Meeting Date: 10/20/2004
Issuer: 25243Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
18 AMENDMENTS TO THE DIAGEO 1999 IRISH SHARESAVE Management For For No
SCHEME
17 AMENDMENTS TO THE DIAGEO UK SHARESAVE SCHEME Management For For No
2000
16 AMENDMENTS TO THE DIAGEO 2001 SHARE INCENTIVE Management For For No
PLAN
15 AMENDMENTS TO THE DISCRETIONARY INCENTIVE PLAN Management For For No
14 AMENDMENTS TO THE DIAGEO EXECUTIVE SHARE OPTION Management For For No
PLAN
13 AMENDMENTS TO THE DIAGEO LONG TERM INCENTIVE Management For For No
PLAN
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For No
19 AMENDMENT TO THE DIAGEO LONG TERM INCENTIVE PLAN Management For For No
AWARDS
11 AMENDMENT TO ARTICLES OF ASSOCIATION Management For For No
10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For No
09 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For No
04 DIRECTOR Management For No
LORD HOLLICK (1,3,4) Management For For
MR NC ROSE (2) Management For For
MR PA WALKER (1,3,4) Management For For
MR HT STITZER (1,3,4) Management For For
MR JR SYMONDS (1,3,4) Management For For
03 DECLARATION OF FINAL DIVIDEND Management For For No
02 DIRECTORS REMUNERATION REPORT 2004 Management For For No
01 REPORTS AND ACCOUNTS 2004 Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 205 50,000 50,000 50,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CENTRAL HISPANO S.A. STD Special Meeting Date: 10/21/2004
Issuer: 05964H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 CAPITAL INCREASE IN THE NOMINAL AMOUNT OF 755,688,951.5 Management For For No
EUROS BY MEANS OF THE ISSUANCE OF 1,511,377,903
NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF
(0.5) EURO AND AN ISSUANCE PREMIUM TO BE DETERMINED
BY THE BOARD OF DIRECTORS OR, IN SUBSTITUTION
THEREOF, THE EXECUTIVE COMMITTEE, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
05 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INTERPRET, Management For For No
RECTIFY, SUPPLEMENT, EXECUTE AND FURTHER DEVELOP
THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT
THE GENERAL MEETING.
04 RATIFICATION OF DIRECTOR. Management For For No
03 AUTHORIZATION FOR THE DELIVERY OF ONE HUNDRED Management For For No
(100) SHARES OF THE BANK TO EACH OF THE EMPLOYEES
OF THE ABBEY NATIONAL GROUP PLC, AS A SPECIAL
BONUS UPON THE ACQUISITION OF ABBEY NATIONAL
PLC, ONCE SUCH ACQUISITION HAS BEEN COMPLETED.
02 AUTHORIZATION, WITHIN THE FRAMEWORK OF THE ACQUISITION Management For For No
OF ABBEY NATIONAL PLC BY THE BANK, AND ONCE SUCH
ACQUISITION HAS BEEN COMPLETED, FOR THE CONTINUATION
OF CERTAIN OPTION PLANS FOR SHARES AND RIGHTS
TO RECEIVE SHARES OF ABBEY NATIONAL PLC THAT
IT CURRENTLY GRANTS TO EMPLOYEES IN ITS GROUP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 18,000 18,000 18,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LIMITED NWS Annual Meeting Date: 10/26/2004
Issuer: 652487 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1A RE-ELECTION OF MR. KE COWLEY, AS DIRECTOR. Management For For No
1B RE-ELECTION OF MR. DF DEVOE, AS DIRECTOR. Management For For No
1C ELECTION OF MR. V DINH, AS DIRECTOR. Management For For No
1D ELECTION OF MR. PL BARNES, AS DIRECTOR. Management For For No
1E ELECTION OF MR. JL THORNTON, AS DIRECTOR. Management For For No
02 SHARE SCHEME MEETING OF ORDINARY SHAREHOLDERS. Management For For No
APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE
INFORMATION MEMORANDUM.
03 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For For No
REDUCTION BY CANCELLATION OF ALL SHARES IN THE
COMPANY.
ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For For No
AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES
AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING
WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY
IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 703 3,008 3,008 3,008 10/13/2004
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 SHARE SCHEME MEETING OF PREFERRED SHAREHOLDERS. Management For For No
APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE
INFORMATION MEMORANDUM.
ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For For No
AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES
AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING
WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY
IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS.
02 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For For No
REDUCTION BY CANCELLATION OF ALL SHARES IN THE
COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 802 5,730 5,730 5,730 10/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/27/2004
Issuer: 701094 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CANDY M. OBOURN Management For For
HECTOR R. ORTINO Management For For
NICKOLAS W. VANDE STEEG Management For For
DONALD E. WASHKEWICZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY05.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2004 Management Against Against No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 2,000 2,000 2,000 10/5/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG Annual Meeting Date: 10/28/2004
Issuer: 844030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KURT A. GITTER Management For For
ADAM M. LINDEMANN Management For For
GEORGE ROUNTREE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 63,000 63,000 63,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004
Issuer: 929903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For For No
IN THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION
AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL
MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED
SEPTEMBER 24, 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 25,000 25,000 25,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. ADP Annual Meeting Date: 11/09/2004
Issuer: 053015 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No
01 DIRECTOR Management For No
GREGORY D. BRENNEMAN Management For For
LESLIE A. BRUN Management For For
GARY C. BUTLER Management For For
JOSEPH A. CALIFANO, JR. Management For For
LEON G. COOPERMAN Management For For
R. GLENN HUBBARD Management For For
ANN DIBBLE JORDAN Management For For
HARVEY M. KRUEGER Management For For
FREDERIC V. MALEK Management For For
HENRY TAUB Management For For
ARTHUR F. WEINBACH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 4,000 4,000 4,000 11/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/09/2004
Issuer: 594918 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For For No
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For For No
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK
OPTION PLAN FOR CONSULTANTS AND ADVISORS
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management Against Against No
PLAN AND THE 1991 STOCK OPTION PLAN
01 DIRECTOR Management For No
WILLIAM H. GATES III Management For For
STEVEN A. BALLMER Management For For
JAMES I. CASH JR. Management For For
RAYMOND V. GILMARTIN Management For For
A. MCLAUGHLIN KOROLOGOS Management For For
DAVID F. MARQUARDT Management For For
CHARLES H. NOSKI Management For For
HELMUT PANKE Management For For
JON A. SHIRLEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 50,000 50,000 50,000 11/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ROUSE COMPANY RSE Special Meeting Date: 11/09/2004
Issuer: 779273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
B PROPOSAL TO APPROVE AN ADJOURNMENT OF THE SPECIAL Management For For No
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE MERGER.
A PROPOSAL TO APPROVE THE MERGER BETWEEN THE ROUSE Management For For No
COMPANY AND RED ACQUISITION, LLC, A SUBSIDIARY
OF GENERAL GROWTH PROPERTIES, INC., SUBSTANTIALLY
ON THE TERMS SET FORTH IN THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF AUGUST 19, 2004, ATTACHED
TO THE PROXY STATEMENT AS ANNEX A, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 80,000 80,000 80,000 11/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOX ENTERTAINMENT GROUP, INC. FOX Annual Meeting Date: 11/16/2004
Issuer: 35138T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K. RUPERT MURDOCH Management For For
PETER CHERNIN Management For For
DAVID F. DEVOE Management For For
ARTHUR M. SISKIND Management For For
LACHLAN K. MURDOCH Management For For
CHRISTOS M. COTSAKOS Management For For
PETER POWERS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 20,000 20,000 20,000 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/17/2004
Issuer: 189054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DANIEL BOGGAN, JR. Management For For
TULLY M. FRIEDMAN Management For For
CHRISTOPH HENKEL Management For For
WILLIAM R. JOHNSON Management For For
GERALD E. JOHNSTON Management For For
ROBERT W. MATSCHULLAT Management For For
GARY G. MICHAEL Management For For
KLAUS MORWIND Management For For
JAN L. MURLEY Management For For
LARY R. SCOTT Management For For
MICHAEL E. SHANNON Management For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE CLOROX Management For For No
COMPANY INDEPENDENT DIRECTORS STOCK-BASED COMPENSATION
PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 1,000 1,000 1,000 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY CPB Annual Meeting Date: 11/18/2004
Issuer: 134429 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN F. BROCK Management For For
EDMUND M. CARPENTER Management For For
PAUL R. CHARRON Management For For
DOUGLAS R. CONANT Management For For
BENNETT DORRANCE Management For For
KENT B. FOSTER Management For For
HARVEY GOLUB Management For For
RANDALL W. LARRIMORE Management For For
PHILIP E. LIPPINCOTT Management For For
MARY ALICE D. MALONE Management For For
DAVID C. PATTERSON Management For For
CHARLES R. PERRIN Management For For
DONALD M. STEWART Management For For
GEORGE STRAWBRIDGE, JR. Management For For
LES C. VINNEY Management For For
CHARLOTTE C. WEBER Management For For
03 RE-APPROVAL OF THE ANNUAL INCENTIVE PLAN Management For For No
02 RATIFICATION OF APPOINTMENT OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 35,000 35,000 35,000 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP Annual Meeting Date: 11/18/2004
Issuer: 28336L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN M. BISSELL Management For For
JUAN CARLOS BRANIFF Management For For
JAMES L. DUNLAP Management For For
DOUGLAS L. FOSHEE Management For For
ROBERT W. GOLDMAN Management For For
ANTHONY W. HALL, JR. Management For For
THOMAS R. HIX Management For For
WILLIAM H. JOYCE Management For For
RONALD L. KUEHN, JR. Management For For
J. MICHAEL TALBERT Management For For
JOHN L. WHITMIRE Management For For
JOE B. WYATT Management For For
03 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING EXPENSING Shareholder Against For No
COSTS OF ALL FUTURE STOCK OPTIONS IN THE ANNUAL
INCOME STATEMENT.
04 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING COMMONSENSE Shareholder Against For No
EXECUTIVE COMPENSATION.
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 140,000 140,000 140,000 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE READER'S DIGEST ASSOCIATION, INC RDA Annual Meeting Date: 11/19/2004
Issuer: 755267 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LAWRENCE R. RICCIARDI Management For For
WILLIAM J. WHITE Management For For
ED ZSCHAU Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 90,000 90,000 90,000 11/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MANDALAY RESORT GROUP MBG Annual Meeting Date: 12/10/2004
Issuer: 562567 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JUNE 15, 2004, AMONG MGM MIRAGE,
MGM MIRAGE ACQUISITION CO. #61 AND MANDALAY,
PROVIDING FOR THE MERGER OF A WHOLLY OWNED SUBSIDIARY
OF MGM MIRAGE WITH AND INTO MANDALAY.
02 TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For No
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO APPROVE THE FIRST PROPOSAL
DESCRIBED ABOVE.
03 DIRECTOR Management For No
WILLIAM E. BANNEN, M.D. Management For For
JEFFREY D. BENJAMIN Management For For
ROSE MCKINNEY-JAMES Management For For
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
JANUARY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 10,000 10,000 10,000 12/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ROBERT MONDAVI CORPORATION MOND Annual Meeting Date: 12/22/2004
Issuer: 609200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 COMPANY S PROPOSAL TO AMEND THE 1993 EQUITY INCENTIVE Management For For No
PLAN.
05 COMPANY S PROPOSAL TO AMEND THE 1993 NON-EMPLOYEE Management Against Against No
DIRECTORS STOCK PLAN.
04 COMPANY S PROPOSAL TO AMEND THE 1993 EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
03 COMPANY S PROPOSAL TO RATIFY THE APPOINTMENT Management For For No
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
02 DIRECTOR Management For No
PHILIP GREER Management For For
JOHN M. THOMPSON Management For For
ANTHONY GREENER Management For For
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BY Management For For No
AND AMONG CONSTELLATION BRANDS, INC., RMD ACQUISITION
CORP. AND THE ROBERT MONDAVI CORPORATION DATED
AS OF NOVEMBER 3, 2004, WHICH PROVIDES FOR THE
MERGER OF RMD ACQUISITION CORP. WITH AND INTO
THE ROBERT MONDAVI CORPORATION, AND THE RELATED
AGREEMENT OF MERGER OF RMD ACQUISITION CORP.
AND THE ROBERT MONDAVI CORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 3,000 3,000 3,000 12/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. AYI Annual Meeting Date: 01/06/2005
Issuer: 00508Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN L. CLENDENIN Management For For
ROBERT F. MCCULLOUGH Management For For
NEIL WILLIAMS Management For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 22,000 22,000 22,000 12/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005
Issuer: 61166W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against For No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against For No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against For No
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against For No
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Against No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For For No
01 DIRECTOR Management For No
JOHN W. BACHMANN Management For For
WILLIAM U. PARFET Management For For
GEORGE H. POSTE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 68,000 68,000 68,000 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. ENR Annual Meeting Date: 01/25/2005
Issuer: 29266R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WARD M. KLEIN Management For For
RICHARD A. LIDDY Management For For
JOE R. MICHELETTO Management For For
W. PATRICK MCGINNIS Management For For
BILL G. ARMSTRONG Management For For
JOHN C. HUNTER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 44,000 44,000 44,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. JCI Annual Meeting Date: 01/26/2005
Issuer: 478366 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
01 DIRECTOR Management For No
NATALIE A. BLACK Management For For
ROBERT A. CORNOG Management For For
WILLIAM H. LACY Management For For
STEPHEN A. ROELL Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 5,000 5,000 5,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED DOMECQ PLC AED Annual Meeting Date: 01/28/2005
Issuer: 019121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS. Management For For No
02 TO DECLARE A FINAL DIVIDEND. Management For For No
03 TO RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For For No
REPORT.
04 TO RE-ELECT GRAHAM HETHERINGTON AS A DIRECTOR Management For For No
OF THE COMPANY.
05 TO RE-ELECT DAVID SCOTLAND AS A DIRECTOR OF THE Management For For No
COMPANY.
06 TO RE-ELECT RICHARD TURNER AS A DIRECTOR OF THE Management For For No
COMPANY.
07 TO REAPPOINT THE AUDITOR. Management For For No
08 TO AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For For No
OF THE AUDITOR.
09 TO RE-NEW THE DIRECTORS AUTHORITY TO ALLOT UNISSUED Management For For No
SHARES.
10 TO RE-NEW THE DIRECTORS AUTHORITY IN RESPECT Management For For No
OF THE PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS.
11 TO AUTHORIZE THE COMPANY TO MAKE LIMITED MARKET Management For For No
PURCHASES OF ITS OWN ORDINARY SHARES.
12 TO AUTHORIZE ALLIED DOMECQ (HOLDINGS) PLC ( ADH Management For For No
) TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL
EXPENDITURE.
13 TO APPROVE THE ALLIED DOMECQ PLC PERFORMANCE Management For For No
SHARE PLAN 2005.
14 TO AMEND THE RULES OF THE ALLIED DOMECQ PLC LONG Management For For No
TERM INCENTIVE SCHEME 1999.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 201 52,900 52,900 52,900 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY BDX Annual Meeting Date: 02/01/2005
Issuer: 075887 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For For No
01 DIRECTOR Management For No
BASIL L. ANDERSON Management For For
GARY A. MECKLENBURG Management For For
JAMES E. PERRELLA Management For For
ALFRED SOMMER Management For For
04 CUMULATIVE VOTING. Shareholder Against For No
03 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 16,000 16,000 16,000 1/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. ROK Annual Meeting Date: 02/02/2005
Issuer: 773903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
B APPROVE THE SELECTION OF AUDITORS Management For For No
A DIRECTOR Management For No
BRUCE M. ROCKWELL Management For For
JOSEPH F. TOOT, JR. Management For For
KENNETH F. YONTZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 2,000 2,000 2,000 1/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. LDR Annual Meeting Date: 02/03/2005
Issuer: 51476K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO APPROVE THE LANDAUER, INC. 2005 LONG-TERM Management Against Against No
INCENTIVE PLAN.
02 PROPOSAL TO APPROVE PRICEWATERHOUSECOOPERS LLP Management For For No
AS AUDITORS.
01 DIRECTOR Management For No
MR. CRONIN Management For For
MR. LATTA Management For For
MR. RISK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 2,500 2,500 2,500 2/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION ATO Annual Meeting Date: 02/09/2005
Issuer: 049560 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE AMENDMENT TO THE ARTICLES OF Management For For No
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK TO 200,000,000 SHARES
FROM 100,000,000 SHARES.
01 DIRECTOR Management For No
TRAVIS W. BAIN, II* Management For For
DAN BUSBEE* Management For For
RICHARD K. GORDON* Management For For
GENE C. KOONCE* Management For For
NANCY K. QUINN** Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 24,500 24,500 24,500 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY DIS Annual Meeting Date: 02/11/2005
Issuer: 254687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For No
TO CHINA LABOR STANDARDS.
04 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For No
TO GREENMAIL.
03 TO APPROVE THE 2005 STOCK INCENTIVE PLAN. Management Against Against No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2005.
01 DIRECTOR Management For No
JOHN E. BRYSON Management For For
JOHN S. CHEN Management For For
MICHAEL D. EISNER Management For For
JUDITH L. ESTRIN Management For For
ROBERT A. IGER Management For For
FRED H. LANGHAMMER Management For For
AYLWIN B. LEWIS Management For For
MONICA C. LOZANO Management For For
ROBERT W. MATSCHULLAT Management For For
GEORGE J. MITCHELL Management For For
LEO J. O'DONOVAN, S.J. Management For For
GARY L. WILSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 120,000 120,000 120,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC OOM Special Meeting Date: 02/14/2005
Issuer: 55309W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
C1 FOR OR AGAINST THE SAID SCHEME Management For For No
EO2 TO ELECT PATRICK LUPO AS A DIRECTOR OF THE COMPANY. Management For For No
EO1 TO APPROVE THE AMENDMENTS TO THE RULES OF THE Management For For No
EMPLOYEE SHARE PLANS IN THE MANNER DESCRIBED
IN PARAGRAPH 11 OF PART 3 OF THE CIRCULAR TO
SHAREHOLDERS DATED JANUARY 12, 2005, AND THE
RENAMING OF THOSE PLANS TO A NAME PREFACED BY
O2 RATHER THAN MMO2.
ES1 TO APPROVE THE COMPANY S SCHEME OF ARRANGEMENT, Management For For No
THE O2 PLC REDUCTION OF CAPTIAL AND RELATED MATTERS.*
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 20,000 20,000 20,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC, SLOUGH OOTFF.PK EGM Meeting Date: 02/14/2005
Issuer: G6179P109 ISIN: GB0030872716
SEDOL: 3087271
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THE COMPANY S SCHEME OF ARRANGEMENT, Management For *Management No
THE O2 PLC REDUCTION OF CAPITAL AND RELATED MATTERS Position Unknown
2. APPROVE THE AMENDMENTS TO THE RULES OF THE EMPLOYEE Management For *Management No
SHARE PLANS AND THE RENAMING OF THOSE PLANS Position Unknown
3. ELECT MR. PATRICK LUPO AS A DIRECTOR OF THE COMPANY Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 300,000 300,000 300,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC, SLOUGH OOTFF.PK CRT Meeting Date: 02/14/2005
Issuer: G6179P109 ISIN: GB0030872716
SEDOL: 3087271
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THE SCHEME OF ARRANGEMENT Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 300,000 300,000 300,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. COL Annual Meeting Date: 02/15/2005
Issuer: 774341 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M.P.C. CARNS Management For For
C.A. DAVIS Management For For
J.F. TOOT, JR. Management For For
02 THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For No
AUDITORS FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 2,000 2,000 2,000 2/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ARVINMERITOR, INC. ARM Annual Meeting Date: 02/16/2005
Issuer: 043353 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOSEPH P. FLANNERY* Management For For
WILLIAM D. GEORGE, JR.* Management For For
CHARLES H. HARFF* Management For For
STEVEN G. ROTHMEIER* Management For For
ANDREW J. SCHINDLER* Management For For
RICHARD W. HANSELMAN** Management For For
02 THE SELECTION OF AUDITORS Management For For No
03 APPROVAL OF AMENDMENTS TO THE 1997 LONG-TERM Management For For No
INCENTIVES PLAN
04 APPROVAL OF AMENDMENTS TO THE INCENTIVE COMPENSATION Management For For No
PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 2,000 2,000 2,000 2/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY NFG Annual Meeting Date: 02/17/2005
Issuer: 636180 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT T. BRADY* Management For For
ROLLAND E. KIDDER* Management For For
RICHARD G. REITEN** Management For For
CRAIG G. MATTHEWS** Management For For
02 APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENTS TO THE COMPANY S RESTATED Management Against Against No
CERTIFICATE OF INCORPORATION.
04 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against For No
PROPOSAL.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 25,000 25,000 25,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION MHM Special Meeting Date: 02/18/2005
Issuer: 575384 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A SPECIAL RESOLUTION (THE ARRANGEMENT RESOLUTION) Management For For No
APPROVING THE ARRANGEMENT OF MASONITE UNDER
SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 10,000 10,000 10,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IONICS, INCORPORATED ION Special Meeting Date: 02/22/2005
Issuer: 462218 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For No
AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING,
IF NECESSARY, TO SATISFY THE CONDITIONS TO COMPLETING
THE MERGER AS SET FORTH IN THE AGREEMENT AND
PLAN OF MERGER, INCLUDING FOR THE PURPOSE OF
SOLICITING PROXIES TO VOTE IN FAVOR OF THE AGREEMENT
AND PLAN OF MERGER.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF NOVEMBER 24, 2004, AMONG GENERAL
ELECTRIC COMPANY, TRITON ACQUISITION CORP., AN
INDIRECT WHOLLY-OWNED SUBSIDIARY OF GENERAL ELECTRIC
COMPANY, AND IONICS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 15,100 15,100 15,100 2/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ----------- ------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. BLOCK Management For For
T. KEVIN DUNNIGAN Management For For
DIPAK C. JAIN Management For For
JOACHIM MILBERG Management For For
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 28,000 28,000 28,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PEOPLES ENERGY CORPORATION PGL Annual Meeting Date: 02/25/2005
Issuer: 711030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K.E. BAILEY Management For For
J.R. BORIS Management For For
W.J. BRODSKY Management For For
P. CAFFERTY Management For For
D.S. FERGUSON Management For For
J.W. HIGGINS Management For For
D.C. JAIN Management For For
M.E. LAVIN Management For For
H.J. LIVINGSTON, JR. Management For For
T.M. PATRICK Management For For
R.P. TOFT Management For For
A.R. VELASQUEZ Management For For
02 APPROVAL OF SHAREHOLDER PROPOSAL Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 5,000 5,000 5,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PIEDMONT NATURAL GAS COMPANY, INC. PNY Annual Meeting Date: 03/04/2005
Issuer: 720186 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
B RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS
A DIRECTOR Management For No
MALCOLM E. EVERETT III Management For For
MURIEL W. HELMS Management For For
FRANK B. HOLDING, JR. Management For For
MINOR M. SHAW Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 24,000 24,000 24,000 2/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO, S.A. DE FMX Annual Meeting Date: 03/10/2005
Issuer: 344419 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
I REPORT OF THE BOARD OF DIRECTORS; PRESENTATION Management For *Management No
OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO Position Unknown
MEXICANO, S.A. DE C.V., FOR THE 2004 FISCAL YEAR,
AND THE REPORT OF THE EXAMINER PURSUANT TO ARTICLE
172 OF THE GENERAL LAW OF COMMERCIAL COMPANIES
AND THE APPLICABLE PROVISIONS OF THE SECURITIES
MARKET LAW.
II APPLICATION OF THE RESULTS FOR THE 2004 FISCAL Management For *Management No
YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND, Position Unknown
IN MEXICAN PESOS.
III PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT TO BE Management For *Management No
USED IN THE SHARE REPURCHASE PROGRAM. Position Unknown
IV ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For *Management No
AND EXAMINERS, AND RESOLUTION WITH RESPECT TO Position Unknown
THEIR REMUNERATION.
V APPOINTMENT OF COMMITTEES. Management For *Management No
Position Unknown
VI APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For *Management No
MEETING. Position Unknown
VII MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 20,000 20,000 20,000 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
01 DIRECTOR Management For No
DENNIS C. BLAIR Management For For
EDWARD D. BREEN Management For For
GEORGE W. BUCKLEY Management For For
BRIAN DUPERREAULT Management For For
BRUCE S. GORDON Management For For
RAJIV L. GUPTA Management For For
JOHN A. KROL Management For For
MACKEY J. MCDONALD Management For For
H. CARL MCCALL Management For For
BRENDAN R. O'NEILL Management For For
SANDRA S. WIJNBERG Management For For
JEROME B. YORK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 10,000 10,000 10,000 3/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. OMN Annual Meeting Date: 03/23/2005
Issuer: 682129 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD P. CAMPBELL Management For For
DAVID A. DABERKO Management For For
WILLIAM R. SEELBACH Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 22,700 22,700 22,700 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEARS, ROEBUCK AND CO. S Special Meeting Date: 03/24/2005
Issuer: 812387 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Management For For No
DATED AS OF NOVEMBER 16, 2004 BY AND AMONG KMART
HOLDING CORPORATION, SEARS, ROEBUCK AND CO.,
SEARS HOLDINGS CORPORATION, KMART ACQUISITION
CORP. AND SEARS ACQUISITION CORP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 2,000 2,000 2,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC. GY Annual Meeting Date: 03/30/2005
Issuer: 368682 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Against No
02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management Abstain Against No
ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 40,000 40,000 40,000 3/30/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION MHM Special Meeting Date: 03/31/2005
Issuer: 575384 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 A SPECIAL RESOLUTION (THE ARRANGEMENT RESOLUTION) Management For For No
APPROVING THE ARRANGEMENT OF MASONITE UNDER
SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 10,000 10,000 10,000 3/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO TIAMF.PK OGM Meeting Date: 04/04/2005
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
05 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For *Management No
2004; RESOLUTIONS RELATED THERETO Position Unknown
2. APPOINT THE BOARD OF DIRECTORS; RESOLUTIONS RELATED Management For *Management No
THERETO Position Unknown
3. APPOINT THE EXTERNAL AUDITORS FOR THREE YEARS Management For *Management No
PERIOD 2005/2007 Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 154 154 154 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO OGM Meeting Date: 04/04/2005
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 220139, DUE TO ADDITIONALRESOLUTIONS. ALL Position Unknown
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
1. APPROVE THE ANNUAL REPORT FOR THE YE 31 DEC 2004; Management For *Management No
RELATED AND CONSEQUENTIAL RESOLUTIONS Position Unknown
2.1 APPOINT MR. RICARDO PERISSICH TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.2 APPOINT MR. ENRICO PARAZZINI TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.3 APPOINT MR. CARLO BERTAZZO TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.4 APPOINT MR. ADRIANO DE MAIO TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.5 APPOINT MR. CANDIDO FOIS TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.6 APPOINT MR. GIULIA LIGRESTI TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.7 APPOINT MR. ROMANO MARNIGA TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.8 APPOINT MR. GIANFRANCO NEGRI CLEMENTI TO THE Management For *Management No
BOARD OF DIRECTORS Position Unknown
2.9 APPOINT MR. ALLESANDRO OVI TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.10 APPOINT MR. PAOLO ROVERATO TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.11 APPOINT MR. SERGIO RISTUCCIA TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.12 APPOINT MR. GIOVANNI SABBATUCCI TO THE BOARD Management For *Management No
OF DIRECTORS Position Unknown
2.13 APPOINT MR. MARIO ZANONE POMA TO THE BOARD OF Management For *Management No
DIRECTORS Position Unknown
3. APPOINT THE EXTERNAL AUDITORS FOR THREE YEARS Management For *Management No
PERIOD 2005/2007 Position Unknown
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
05 APR 2005 AT 400 PM. CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 154 154 154 4/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WEIS MARKETS, INC. WMK Annual Meeting Date: 04/05/2005
Issuer: 948849 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT F. WEIS Management For For
JONATHAN H. WEIS Management For For
NORMAN S. RICH Management For For
WILLIAM R. MILLS Management For For
MICHAEL M. APFELBAUM Management For For
RICHARD E. SHULMAN Management For For
STEVEN C. SMITH Management For For
02 PROPOSAL TO APPROVE GRANT THORNTON LLP AS THE Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE CORPORATION FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 10,000 10,000 10,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE BEAR STEARNS COMPANIES INC. BSC Annual Meeting Date: 04/07/2005
Issuer: 073902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. CAYNE Management For For
HENRY S. BIENEN Management For For
CARL D. GLICKMAN Management For For
ALAN C. GREENBERG Management For For
DONALD J. HARRINGTON Management For For
FRANK T. NICKELL Management For For
PAUL A. NOVELLY Management For For
FREDERIC V. SALERNO Management For For
ALAN D. SCHWARTZ Management For For
WARREN J. SPECTOR Management For For
VINCENT TESE Management For For
WESLEY S. WILLIAMS JR. Management For For
02 APPROVAL OF AMENDMENTS TO THE PERFORMANCE COMPENSATION Management For For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING NOVEMBER 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 2,000 2,000 2,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION SAOSA Annual Meeting Date: 04/11/2005
Issuer: 831865 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTORS Management For For No
02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For No
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 209 16,000 16,000 16,000 4/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. BK Annual Meeting Date: 04/12/2005
Issuer: 064057 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. BIONDI Management For For
MR. DONOFRIO Management For For
MR. HASSELL Management For For
MR. KOGAN Management For For
MR. KOWALSKI Management For For
MR. LUKE Management For For
MR. MALONE Management For For
MR. MYNERS Management For For
MS. REIN Management For For
MR. RENYI Management For For
MR. RICHARDSON Management For For
MR. ROBERTS Management For For
MR. SCOTT Management For For
02 RATIFICATION OF AUDITORS Management For For No
03 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For No
VOTING
04 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shareholder Against For No
COMPENSATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 44,000 44,000 44,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. CAT Annual Meeting Date: 04/13/2005
Issuer: 149123 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W. FRANK BLOUNT Management For For
JOHN R. BRAZIL Management For For
EUGENE V. FIFE Management For For
GAIL D. FOSLER Management For For
PETER A. MAGOWAN Management For For
02 RATIFY AUDITORS Management For For No
03 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shareholder For Against No
04 STOCKHOLDER PROPOSAL - CODE OF CONDUCT Shareholder Against For No
05 STOCKHOLDER PROPOSAL - GLOBAL PANDEMICS Shareholder Against For No
06 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 3,000 3,000 3,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB Annual Meeting Date: 04/13/2005
Issuer: 806857 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. DEUTCH Management For For
J.S. GORELICK Management For For
A. GOULD Management For For
T. ISAAC Management For For
A. LAJOUS Management For For
A. LEVY-LANG Management For For
M.E. MARKS Management For For
D. PRIMAT Management For For
T.I. SANDVOLD Management For For
N. SEYDOUX Management For For
L.G. STUNTZ Management For For
R. TALWAR Management For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Management For For No
3A ADOPTION OF MANDATORY AMENDMENTS TO THE ARTICLES Management For For No
OF INCORPORATION
3B ADOPTION OF VOLUNTARY AMENDMENTS TO THE ARTICLES Management For For No
OF INCORPORATION
4 APPROVAL OF ADOPTION OF THE SCHLUMBERGER 2005 Management For For No
OPTION PLAN
5 APPROVAL OF ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER Management For For No
DISCOUNTED STOCK PURCHASE PLAN
6 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For No
FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 12,000 12,000 12,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/13/2005
Issuer: 913017 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against For No
01 DIRECTOR Management For No
GEORGE DAVID Management For For
JEAN-PIERRE GARNIER Management For For
JAMIE S. GORELICK Management For For
CHARLES R. LEE Management For For
RICHARD D. MCCORMICK Management For For
HAROLD MCGRAW III Management For For
FRANK P. POPOFF Management For For
H. PATRICK SWYGERT Management For For
ANDRE VILLENEUVE Management For For
H.A. WAGNER Management For For
CHRISTINE TODD WHITMAN Management For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 Management Against Against No
LONG TERM INCENTIVE PLAN
04 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against For No
EXECUTIVE COMPENSATION
05 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against For No
FOR MILITARY CONTRACTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 8,000 8,000 8,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP Annual Meeting Date: 04/14/2005
Issuer: 055622 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DR D C ALLEN** Management For For
LORD BROWNE** Management For For
MR J H BRYAN** Management For For
MR A BURGMANS** Management For For
MR I C CONN* Management For For
MR E B DAVIS, JR** Management For For
MR D J FLINT* Management For For
DR B E GROTE** Management For For
DR A B HAYWARD** Management For For
DR D S JULIUS** Management For For
SIR TOM MCKILLOP* Management For For
MR J A MANZONI** Management For For
DR W E MASSEY** Management For For
MR H M P MILES** Management For For
SIR IAN PROSSER** Management For For
MR M H WILSON** Management For For
MR P D SUTHERLAND** Management For For
02 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For No
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
03 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For No
AMOUNT
04 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For No
A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING
AN OFFER TO SHAREHOLDERS
05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For No
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
06 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No
07 TO APPROVE THE RENEWAL OF EXECUTIVE DIRECTORS Management For For No
INCENTIVE PLAN
08 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For For No
ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 44,000 44,000 44,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY NSRGF.PK AGM Meeting Date: 04/14/2005
Issuer: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: 3056044, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register For *Management No
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Position Unknown
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL Non-Voting *Management No
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, Position Unknown
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 10,000 10,000 10,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY NSRGF.PK OGM Meeting Date: 04/14/2005
Issuer: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: 3056044, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVAL THE ANNUAL REPORT AND THE ANNUAL ACCOUNTS Management For *Management No
OF NESTLE S.A. AND THE NESTLE GROUP; ACKNOWLEDGE Position Unknown
THE REPORTS OF THE AUDITORS
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management For *Management No
THE MANAGEMENT Position Unknown
3. APPROVE THE DECISION ON THE APPROPRIATION OF Management For *Management No
PROFIT, RESULTING FROM THE BALANCE SHEET OF NESTLE Position Unknown
S.A.
4.a AMEND THE ARTICLE 24 PARAGRAPH 1 OF THE ARTICLES Management For *Management No
OF ASSOCIATION, REGARDING ORGANIZATION OF THE Position Unknown
BOARD OF DIRECTORS
4.b AMEND THE ARTICLE 23 PARAGRAPHS 1 AND 2 OF THE Management For *Management No
ARTICLES OF ASSOCIATION, REGARDING TERM OF THE Position Unknown
OFFICE AND ELECTION OF THE BOARD OF DIRECTORS
4.c AMEND THE ARTICLE 20 OF THE ARTICLES OF ASSOCIATION, Management For *Management No
REGARDING RIGHT OF SHAREHOLDERS TO THE COMPLETE Position Unknown
THE AGENDA
5. ELECT THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
6. ELECT THE AUDITORS Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management No
NOTICE SENT UNDER MEETING 212608, INCLUDING THE Position Unknown
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 10,000 10,000 10,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY SSP Annual Meeting Date: 04/14/2005
Issuer: 811054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID A. GALLOWAY Management For For
NICHOLAS B. PAUMGARTEN Management For For
RONALD W. TYSOE Management For For
JULIE A. WRIGLEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 204 3,000 3,000 3,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DANA CORPORATION DCN Annual Meeting Date: 04/18/2005
Issuer: 235811 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A.C. BAILLIE Management For For
D.E. BERGES Management For For
M.J. BURNS Management For For
E.M. CARPENTER Management For For
R.M. GABRYS Management For For
S.G. GIBARA Management For For
C.W. GRISE Management For For
J.P. KELLY Management For For
M.R. MARKS Management For For
R.B. PRIORY Management For For
02 TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANY Management For For No
S INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 100,000 100,000 100,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005
Issuer: 532457 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against For No
07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder Against For No
STOCK OPTIONS.
06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against For No
ON THE COMPANY S POLITICAL CONTRIBUTIONS.
05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against For No
OF LIMITING PRODUCT SUPPLY TO CANADA.
04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against For No
DRUGS.
03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder Against For No
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2005.
01 DIRECTOR Management For No
G.M.C. FISHER Management For For
A.G. GILMAN Management For For
K.N. HORN Management For For
J. ROSE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 96,000 96,000 96,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY GPC Annual Meeting Date: 04/18/2005
Issuer: 372460 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS C. GALLAGHER Management For For
JOHN D. JOHNS Management For For
LAWRENCE G. STEINER Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 125,000 125,000 125,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE SAN Annual Meeting Date: 04/19/2005
Issuer: 05965X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 SUBMIT FOR APPROVAL THE ANNUAL REPORT, BALANCE Management No
SHEET AND CONSOLIDATED FINANCIAL STATEMENTS OF
THE BANK AND ITS SUBSIDIARIES, THE INDEPENDENT
REPORT OF THE EXTERNAL AUDITORS, AND THE NOTES
CORRESPONDING TO THE FINANCIAL YEAR ENDING DECEMBER
31ST OF 2004.
02 ALLOCATION OF 2004 NET INCOME. A DIVIDEND OF Management No
CH$1.05491871 PER SHARE WILL BE PROPOSED AND
IF APPROVED WILL BE PAID BEGINNING ON APRIL 29,
2005. THIS WOULD CORRESPOND TO A PAYOUT OF 100%
OF 2004 EARNINGS.
03 DESIGNATION OF EXTERNAL AUDITORS. Management No
04 ELECTION OF BOARD AND ALTERNATE BOARD MEMBERS. Management No
05 DETERMINATION OF BOARD REMUNERATION. Management No
06 DIRECTORS COMMITTEE S ANNUAL REPORT AND APPROVAL Management No
OF DIRECTORS COMMITTEE S BUDGET FOR 2005.
07 ACCOUNT OF ALL OPERATIONS WITH RELATED PARTIES Management No
AS DEFINED BY ARTICLE 44 OF LAW 18,046. THESE
OPERATIONS ARE DETAILED ON NOTE 4 OF THE CONSOLIDATED
BALANCE SHEET.
08 DISCUSS ANY MATTER OF INTEREST THAT SHOULD BE Management No
DISCUSSED IN AN ORDINARY SHAREHOLDERS MEETING
AS DEFINED BY LAW AND BY BANK S BYLAWS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 2,000 2,000 2,000 Unvoted
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
C. MICHAEL ARMSTRONG Management For For
ALAIN J.P. BELDA Management For For
GEORGE DAVID Management For For
KENNETH T. DERR Management For For
JOHN M. DEUTCH Management For For
R. HERNANDEZ RAMIREZ Management For For
ANN DIBBLE JORDAN Management For For
KLAUS KLEINFELD Management For For
DUDLEY C. MECUM Management For For
ANNE MULCAHY Management For For
RICHARD D. PARSONS Management For For
CHARLES PRINCE Management For For
JUDITH RODIN Management For For
ROBERT E. RUBIN Management For For
FRANKLIN A. THOMAS Management For For
SANFORD I. WEILL Management For For
ROBERT B. WILLUMSTAD Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Against No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against For No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For No
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against For No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against For No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder Against For No
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 112,000 112,000 112,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.A. BOSCIA Management For For
R.H. CAMPBELL Management For For
R.F. CAVANAUGH Management For For
G.P. COUGHLAN Management For For
H. EDELMAN Management For For
B.G. HILL Management For For
R.H. LENNY Management For For
M.J. MCDONALD Management For For
M.J. TOULANTIS Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 4,000 4,000 4,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/19/2005
Issuer: 58551A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RUTH E. BRUCH Management For For
STEVEN G. ELLIOTT Management For For
EDMUND F. KELLY Management For For
ROBERT MEHRABIAN Management For For
WESLEY W. VON SCHACK Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 55,000 55,000 55,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION NTRS Annual Meeting Date: 04/19/2005
Issuer: 665859 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DUANE L. BURNHAM Management For For
SUSAN CROWN Management For For
ROBERT A. HELMAN Management For For
DIPAK C. JAIN Management For For
ARTHUR L. KELLY Management For For
ROBERT C. MCCORMACK Management For For
EDWARD J. MOONEY Management For For
WILLIAM A. OSBORN Management For For
JOHN W. ROWE Management For For
HAROLD B. SMITH Management For For
WILLIAM D. SMITHBURG Management For For
CHARLES A. TRIBBETT III Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
THE CORPORATION S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 6,000 6,000 6,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. STI Annual Meeting Date: 04/19/2005
Issuer: 867914 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS C FARNSWORTH JR* Management For For
PATRICIA C. FRIST* Management For For
BLAKE P. GARRETT, JR.* Management For For
L. PHILLIP HUMANN* Management For For
M. DOUGLAS IVESTER* Management For For
KAREN HASTIE WILLIAMS* Management For For
PHAIL WYNN, JR.** Management For For
THOMAS M GARROTT III*** Management For For
E. NEVILLE ISDELL*** Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For No
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
MANAGEMENT INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For No
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
PERFORMANCE UNIT PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 12,000 12,000 12,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERBERT A. ALLEN Management For For
RONALD W. ALLEN Management For For
CATHLEEN P. BLACK Management For For
WARREN E. BUFFETT Management For For
BARRY DILLER Management For For
E. NEVILLE ISDELL Management For For
DONALD R. KEOUGH Management For For
MARIA ELENA LAGOMASINO Management For For
DONALD F. MCHENRY Management For For
SAM NUNN Management For For
J. PEDRO REINHARD Management For For
JAMES D. ROBINSON III Management For For
PETER V. UEBERROTH Management For For
JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 55,000 55,000 55,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/19/2005
Issuer: 929903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN D. BAKER, II* Management For For
PETER C. BROWNING* Management For For
DONALD M. JAMES* Management For For
VAN L. RICHEY* Management For For
G. KENNEDY THOMPSON* Management For For
JOHN C. WHITAKER, JR.* Management For For
WALLACE D. MALONE, JR** Management For For
ROBERT J. BROWN*** Management For For
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 15,000 15,000 15,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION ALB Annual Meeting Date: 04/20/2005
Issuer: 012653 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. ALFRED BROADDUS, JR. Management For For
FLOYD D. GOTTWALD, JR. Management For For
JOHN D. GOTTWALD Management For For
WILLIAM M. GOTTWALD Management For For
RICHARD L. MORRILL Management For For
SEYMOUR S. PRESTON III Management For For
MARK C. ROHR Management For For
JOHN SHERMAN, JR. Management For For
CHARLES E. STEWART Management For For
ANNE MARIE WHITTEMORE Management For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For No
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 20,000 20,000 20,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DOW JONES & COMPANY, INC. DJ Annual Meeting Date: 04/20/2005
Issuer: 260561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IRVINE O. HOCKADAY, JR. Management For For
VERNON E. JORDAN, JR. Management For For
M. PETER MCPHERSON Management For For
WILLIAM C. STEERE Management For For
CHRISTOPHER BANCROFT Management For For
LEWIS B. CAMPBELL Management For For
MICHAEL B. ELEFANTE Management For For
LESLIE HILL Management For For
PETER R. KANN Management For For
ELIZABETH STEELE Management For For
DIETER VON HOLTZBRINCK Management For For
02 APPROVAL OF AUDITORS FOR 2005. Management For For No
03 AMENDMENTS TO THE COMPANY S 2001 LONG-TERM INCENTIVE Management Against Against No
PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE
FROM 9,000,000 TO 10,500,000 SHARES AND TO INCREASE
THE SHARES AVAILABLE FOR GRANTS OF STOCK-BASED
AWARDS FROM 2,100,000 TO 3,500,000 SHARES.
04 AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For No
TO REDUCE THE THRESHOLD AT WHICH CLASS B COMMON
STOCK IS AUTOMATICALLY CONVERTED INTO COMMON
STOCK FROM 12,000,000 TO 7,500,000 SHARES.
05 AMENDMENTS TO (I) THE BYLAWS SUCH THAT NO MEMBER Management For For No
OF MANAGEMENT OR BANCROFT FAMILY REP MAY BECOME
A DIRECTOR UNLESS THEREAFTER A MAJORITY OF DIRECTORS
WILL BE NEITHER MEMBERS OF MANAGEMENT NOR BANCROFT
FAMILY REPS AND (II) THE CERTIFICATE OF INCORPORATION
TO REQUIRE EITHER A SEPARATE VOTE OF EACH CLASS
OF STOCK OR A VOTE OF 80% OF DIRECTORS TO CHANGE
THE FOREGOING.
06 AMENDMENTS TO (I) THE BYLAWS TO FIX THE SIZE Management For For No
OF THE BOARD AT SIXTEEN (II) THE CERTIFICATE
OF INCORPORATION TO REQUIRE EITHER A SEPARATE
VOTE OF EACH CLASS OF STOCK OR A VOTE OF 80%
OF THE DIRECTORS TO CHANGE THE FOREGOING AND
(III) THE CERTIFICATE OF INCORPORATION AND BYLAWS
TO INCREASE TO SEVEN THE DIRECTORS TO BE ELECTED
BY HOLDERS OF COMMON STOCK VOTING SEPARATELY.
07 STOCKHOLDER PROPOSAL TO SEPARATE THE POSITIONS Shareholder Against For No
OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 25,000 25,000 25,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. BELK Management For For
GREGORY W. PENSKE Management For For
WARREN A. STEPHENS Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 8,000 8,000 8,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. B Annual Meeting Date: 04/21/2005
Issuer: 067806 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM S. BRISTOW, JR. Management For For
EDMUND M. CARPENTER Management For For
G. JACKSON RATCLIFFE JR Management For For
02 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 20,000 20,000 20,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION SXT Annual Meeting Date: 04/21/2005
Issuer: 81725T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANK BROWN Management For For
JAMES A.D. CROFT Management For For
ALBERTO FERNANDEZ Management For For
02 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management For For No
ARTICLES OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE COMPANY S BOARD OF DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS
THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 50,000 50,000 50,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.R. ADAMS Management For For
D.L. BOREN Management For For
D.A. CARP Management For For
C.S. COX Management For For
T.J. ENGIBOUS Management For For
G.W. FRONTERHOUSE Management For For
D.R. GOODE Management For For
P.H. PATSLEY Management For For
W.R. SANDERS Management For For
R.J. SIMMONS Management For For
R.K. TEMPLETON Management For For
C.T. WHITMAN Management For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 140,000 140,000 140,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WILMINGTON TRUST CORPORATION WL Annual Meeting Date: 04/21/2005
Issuer: 971807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CAROLYN S. BURGER Management For For
ROBERT V.A. HARRA JR. Management For For
REX L. MEARS Management For For
ROBERT W. TUNNELL JR. Management For For
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 75,000 75,000 75,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES ABT Annual Meeting Date: 04/22/2005
Issuer: 002824 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.S. AUSTIN Management For For
W.M. DALEY Management For For
H.L. FULLER Management For For
R.A. GONZALEZ Management For For
J.M. GREENBERG Management For For
J.M. LEIDEN Management For For
D.A.L. OWEN Management For For
B. POWELL, JR. Management For For
A.B. RAND Management For For
W.A. REYNOLDS Management For For
R.S. ROBERTS Management For For
W.D. SMITHBURG Management For For
J.R. WALTER Management For For
M.D. WHITE Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For No
03 SHAREHOLDER PROPOSAL - EXECUTIVE COMPENSATION Shareholder Against For No
04 SHAREHOLDER PROPOSAL - PERFORMANCE BASED OPTIONS Shareholder Against For No
05 SHAREHOLDER PROPOSAL - IN VITRO TESTING Shareholder Against For No
06 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For No
07 SHAREHOLDER PROPOSAL - HIV/AIDS-TB-MALARIA PANDEMICS Shareholder Against For No
08 SHAREHOLDER PROPOSAL - SEPARATING THE ROLES OF Shareholder Against For No
CHAIR AND CEO
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 8,000 8,000 8,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Y Annual Meeting Date: 04/22/2005
Issuer: 017175 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F.M. KIRBY Management For For
REX D. ADAMS Management For For
WESTON M. HICKS Management For For
ROGER NOALL Management For For
02 PROPOSAL TO APPROVE THE 2005 DIRECTORS STOCK Management Against Against No
PLAN OF ALLEGHANY CORPORATION.
03 PROPOSAL TO APPROVE THE 2005 MANAGEMENT INCENTIVE Management For For No
PLAN OF ALLEGHANY CORPORATION.
04 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 7,000 7,000 7,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. D Annual Meeting Date: 04/22/2005
Issuer: 25746U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER W. BROWN Management For For
RONALD J. CALISE Management For For
THOS. E. CAPPS Management For For
GEORGE A. DAVIDSON, JR. Management For For
THOMAS F. FARRELL, II Management For For
JOHN W. HARRIS Management For For
ROBERT S. JEPSON, JR. Management For For
MARK J. KINGTON Management For For
BENJAMIN J. LAMBERT III Management For For
RICHARD L. LEATHERWOOD Management For For
MARGARET A. MCKENNA Management For For
KENNETH A. RANDALL Management For For
FRANK S. ROYAL Management For For
S. DALLAS SIMMONS Management For For
DAVID A. WOLLARD Management For For
02 APPROVE THE ADOPTION OF THE NON-EMPLOYEE DIRECTORS Management For For No
COMPENSATION PLAN.
03 APPROVE THE ADOPTION OF THE 2005 INCENTIVE COMPENSATION Management For For No
PLAN.
04 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
FOR THE 2005 FINANCIAL STATEMENTS.
05 SHAREHOLDER PROPOSAL. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 1,000 1,000 1,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Annual Meeting Date: 04/22/2005
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 STATUTORY FINANCIAL STATEMENT Management For For No
02 CONSOLIDATED FINANCIAL STATEMENT Management For For No
03 ALLOCATION OF THE RESULTS Management For For No
04 TRANSFER OF THE AMOUNTS POSTED TO THE SPECIAL Management For For No
RESERVE OF LONG-TERM CAPITAL GAINS.
05 APPROVAL OF THE AGREEMENT REFFERED TO IN ARTICLE Management For For No
L. 225-38 OF THE FRENCH COMMERCIAL CODE
06 RATIFICATION OF THE COOTATION OF A DIRECTOR Management For For No
07 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
08 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
09 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
10 RENEWAL OF THE APPOINTMENT OF A DIRECTOR. Management For For No
11 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
12 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
13 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
14 APPOINTMENT OF THE DIRECTOR REPRESENTING EMPLOYEE Management For For No
SHAREHOLDERS
15 APPOINTMENT OF MR. JEAN-YVES BASSUEL AS DIRECTOR Management For For No
16 APPOINTMENT OF MR. STEHANE TIERCE AS DIRECTOR Management For For No
17 DIRECTORS FEES Management For For No
18 CHANGE IN CORPORATE NAME Management For For No
19 TO PURCHASE. RETAIN OR TRANSFER FRANCE TELECOM Management For For No
SHARES.
20 TERMINATE THE AUTHORIZATION ON THE BOARD Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 12,000 12,000 12,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Consent Meeting Date: 04/22/2005
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
21 AMENDMENT OF ARTICLE 9 OF THE BY-LAWS Management For For No
22 AMENDMENT OF THE BY-LAWS Management For For No
23 AMENDMENT OF THE BY-LAWS Management For For No
24 AUTHORITY TO ISSUE ORDINARY SHARES WITH PREFERENTIAL Management For For No
SUBSCRIPTION RIGHTS
25 AUTHORITY TO ISSUE ORDINARY SHARES WITHOUT PREFERENTIAL Management For For No
SUBSCRIPTION RIGHT
26 AUTHORIZATION TO DETERMINE THE ISSUE PRICE Management For For No
27 AUTHORIZATION TO INCREASE THE NUMBER OF SECURITIES Management For For No
TO BE ISSUED
28 DELEGATION OF AUTHORITY TO ISSUE ORDINARY SHARES Management For For No
29 DELEGATION OF POWERS TO ISSUE ORDINARY SHARES Management For For No
30 DELEGATION OF AUTHORITY TO ISSUE ORDINARY SHARES Management For For No
31 DELEGATION OF POWERS TO ISSUE THE SHARES RESERVED Management For For No
FOR PERSONS SIGNING A LIQUIDITY AGREEMENT
32 PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED Management For For No
LIQUIDITY INSTRUMENTS
33 OVERALL LIMITATION OF THE AUTHORIZATIONS Management For For No
34 ISSUE SECURITIES GIVING RIGHT TO THE ALLOCSTION Management For For No
OF DEBT SECURITIES
35 INCREASE THE SHARE CAPITAL Management For For No
36 CAPITAL INCREASE RESERVED FOR THE MEMBER OF THE Management For For No
TELECOM GROUP SAVINGS PLAN
37 REDUCE THE SHARE CAPITAL Management For For No
38 POOWERS OF FORMALITIES Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 12,000 12,000 12,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT Annual Meeting Date: 04/22/2005
Issuer: 361448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROD F. DAMMEYER Management For For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
BRIAN A. KENNEY Management For For
MILES L. MARSH Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
RONALD H. ZECH Management For For
02 APPROVAL OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 33,100 33,100 33,100 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. MER Annual Meeting Date: 04/22/2005
Issuer: 590188 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JILL K. CONWAY Management For For
HEINZ-JOACHIM NEUBURGER Management For For
E. STANLEY O'NEAL Management For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVE THE DIRECTOR STOCK UNIT PLAN. Management Against Against No
04 INSTITUTE CUMULATIVE VOTING. Shareholder Against For No
05 LIMIT CHIEF EXECUTIVE OFFICER COMPENSATION. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 10,000 10,000 10,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION BLS Annual Meeting Date: 04/25/2005
Issuer: 079860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shareholder Against For No
CONTRIBUTIONS
01 DIRECTOR Management For No
F. DUANE ACKERMAN Management For For
REUBEN V. ANDERSON Management For For
JAMES H. BLANCHARD Management For For
J. HYATT BROWN Management For For
ARMANDO M. CODINA Management For For
KATHLEEN F. FELDSTEIN Management For For
JAMES P. KELLY Management For For
LEO F. MULLIN Management For For
WILLIAM S. STAVROPOULOS Management For For
ROBIN B. SMITH Management For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 35,000 35,000 35,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARSHALL N. CARTER Management For For
DAVID M. COTE Management For For
BRADLEY T. SHEARES Management For For
JOHN R. STAFFORD Management For For
MICHAEL W. WRIGHT Management For For
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against For No
06 SEPARATION OF CHAIRMAN/CEO Shareholder Against For No
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against For No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against For No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK Shareholder Against For No
PROPOSAL
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 120,000 120,000 120,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC AEP Annual Meeting Date: 04/26/2005
Issuer: 025537 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.R. BROOKS Management For For
D.M. CARLTON Management For For
J.P. DESBARRES Management For For
R.W. FRI Management For For
W.R. HOWELL Management For For
L.A. HUDSON, JR. Management For For
M.G. MORRIS Management For For
L.L. NOWELL III Management For For
R.L. SANDOR Management For For
D.G. SMITH Management For For
K.D. SULLIVAN Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 APPROVAL OF AMENDED AND RESTATED AEP SYSTEM LONG-TERM Management For For No
INCENTIVE PLAN
04 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE Shareholder Against For No
RETIREMENT PLANS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 12,000 12,000 12,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. BIOB Annual Meeting Date: 04/26/2005
Issuer: 090572 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES J. BENNETT Management For For
R. NAUMANN-ETIENNE Management For For
ALICE N. SCHWARTZ Management For For
DAVID SCHWARTZ Management For For
NORMAN SCHWARTZ Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For No
& TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT
AUDITORS.
03 PROPOSAL TO AMEND THE AMENDED AND RESTATED 1988 Management For For No
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR SALE THEREUNDER
BY 500,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 300 300 300 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/26/2005
Issuer: 12541M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARGARITA K. DILLEY Management For For
STEVEN M. FETTER Management For For
STANLEY J. GRUBEL Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 44,000 44,000 44,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE Annual Meeting Date: 04/26/2005
Issuer: G24182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.M. DEVLIN Management For For
L.A. HILL Management For For
J.J. POSTL Management For For
H.J. RILEY, JR. Management For For
02 APPOINT ERNST & YOUNG AS INDEPENDENT AUDITORS Management For For No
FOR THE YEAR ENDING 12/31/2005.
03 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For No
A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION HUMAN RIGHTS STANDARDS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 35,000 35,000 35,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT Consent Meeting Date: 04/26/2005
Issuer: 251566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE RESOLUTION ON THE APPROPRIATION Management For For No
OF NET INCOME.
03 APPROVAL OF ACTIONS BY THE BOARD OF MANAGEMENT Management For For No
FOR THE FINANCIAL YEAR 2004.
04 APPROVAL OF ACTIONS BY THE SUPERVISORY BOARD Management For For No
FOR THE FINANCIAL YEAR 2004.
05 APPROVAL TO APPOINT AS INDEPENDENT AUDITOR AND Management For For No
GROUP AUDITOR FOR THE 2005 FINANCIAL YEAR.
06 APPROVAL OF THE RESOLUTION AUTHORIZING THE COMPANY Management For For No
TO PURCHASE AND USE ITS OWN SHARES.
07 APPROVAL OF THE RESOLUTION ON THE ELECTION OF Management For For No
STATE SECRETARY VOLKER HALSCH AS MEMBER OF THE
SUPERVISORY BOARD.
08 APPROVAL OF THE RESOLUTION ON THE ELECTION OF Management For For No
DR. WOLFGANG REITZLE AS MEMBER OF THE SUPERVISORY
BOARD.
09 APPROVAL OF THE RESOLUTION ON THE AUTHORIZATION Management For For No
TO ISSUE CONVERTIBLE BONDS AND/OR BONDS WITH WARRANTS.
10 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH MAGYARCOM HOLDING GMBH.
11 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DETEFLEET SERVICES GMBH.
12 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DFMG HOLDING GMBH.
13 APPROVAL OF THE RESOLUTION ON CONTROL AGREEMENT Management For For No
WITH DE TELMMOBILIEN, DEUTSCHE TELEKOM IMMOBILIEN
UND SERVICE GMBH.
14 APPROVAL OF THE RESOLUTION ON CONTROL AGREEMENT Management For For No
WITH DE TE ASSEKURANZ - DEUTSCHE TELEKOM
ASSEKURANZVERMITTLUNGSGELLSCHAFT MBH.
15 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH T-PUNKT VERTRIEBSGESELLSCHAFT MBH.
16 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DEUTSCHE TELEKOM TRAINING GMBH.
17 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH T-SYSTEMS INTERNATIONAL GMBH.
18 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DETEMEDIEN DEUTSCHE TELEKOM MEDIEN GMBH.
19 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH CARMEN TELEKOMMUNIKATIONSDIENSTE GMBH.
20 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH NORMA TELEKOMMUNIKATIONSDIANSTE GMBH.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 50,000 50,000 50,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT Consent Meeting Date: 04/26/2005
Issuer: 251566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
21 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE GMBH.
22 APPROVAL OF THE AND LOSS TRANSFER AGREEMENT WITH Management For For No
MAGYARCOM HOLDING GMBH.
23 APPROVAL OF THE ARTICLES OF INCORPORATION IN Management For For No
LINE WITH UMAG
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 50,000 50,000 50,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/26/2005
Issuer: 459200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
C. BLACK Management For For
K.I. CHENAULT Management For For
J. DORMANN Management For For
M.L. ESKEW Management For For
C. GHOSN Management For For
C.F. KNIGHT Management For For
M. MAKIHARA Management For For
L.A. NOTO Management For For
S.J. PALMISANO Management For For
J.E. SPERO Management For For
S. TAUREL Management For For
C.M. VEST Management For For
L.H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shareholder Against For No
25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shareholder Against For No
MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shareholder Against For No
(PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shareholder Against For No
(PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shareholder Against For No
COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 300 300 300 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KNIGHT-RIDDER, INC. KRI Annual Meeting Date: 04/26/2005
Issuer: 499040 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARK A. ERNST Management For For
VASANT PRABHU Management For For
P. ANTHONY RIDDER Management For For
JOHN E. WARNOCK Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
03 APPROVE THE MATERIAL TERMS OF THE ANNUAL INCENTIVE Management For For No
PLAN
04 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For No
EMPLOYEE STOCK OPTION PLAN
05 APPROVE THE AMENDMENT OF THE EMPLOYEE STOCK OPTION Management Against Against No
PLAN
06 SHAREHOLDER PROPOSAL RELATING TO SEPARATING THE Shareholder Against For No
POSITIONS OF CHAIRMAN AND CEO
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 11,000 11,000 11,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK Annual Meeting Date: 04/26/2005
Issuer: 589331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROCHELLE B. LAZARUS Management For For
WILLIAM G. BOWEN Management For For
RAYMOND V. GILMARTIN Management For For
THOMAS E. SHENK Management For For
ANNE M. TATLOCK Management For For
SAMUEL O. THIER Management For For
WENDELL P. WEEKS Management For For
PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2005 THE BOARD OF DIRECTORS RECOMMENDS A
VOTE AGAINST ITEMS 3 THROUGH 9.
03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shareholder Against For No
AWARDS.
04 STOCKHOLDER PROPOSAL CONCERNING SUBJECTING NON-DEDUCTIBLE Shareholder Against For No
EXECUTIVE COMPENSATION TO SHAREHOLDER VOTE
05 STOCKHOLDER PROPOSAL CONCERNING ELIMINATION OF Shareholder Against For No
ANIMAL-BASED TEST METHODS
06 STOCKHOLDER PROPOSAL CONCERNING SEPARATING THE Shareholder Against For No
ROLES OF BOARD CHAIR AND CEO
07 STOCKHOLDER PROPOSAL CONCERNING AVAILABILITY Shareholder Against For No
OF COMPANY PRODUCTS TO CANADIAN WHOLESALERS
08 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shareholder Against For No
RESOURCES FOR POLITICAL PURPOSES
09 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shareholder Against For No
TO THE GLOBAL HIV\AIDS-TB-MALARIA PANDEMICS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 100,000 100,000 100,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION MCO Annual Meeting Date: 04/26/2005
Issuer: 615369 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
III RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
I DIRECTOR Management For No
ROBERT R. GLAUBER Management For For
CONNIE MACK Management For For
NANCY S. NEWCOMB Management For For
II APPROVAL OF AMENDMENT TO MOODY S CORPORATION Management For For No
S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 400 MILLION TO 1 BILLION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 4,000 4,000 4,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
R.H. DONNELLEY CORPORATION RHD Annual Meeting Date: 04/26/2005
Issuer: 74955W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID M. VEIT Management For For
02 APPROVAL OF THE 2005 STOCK AWARD AND INCENTIVE Management Against Against No
PLAN
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
04 STOCKHOLDER PROPOSAL REGARDING REDEMPTION OF Shareholder For Against No
RIGHTS UNDER THE COMPANY S RIGHTS PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 307 6,000 6,000 6,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. ROL Annual Meeting Date: 04/26/2005
Issuer: 775711 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R. RANDALL ROLLINS Management For For
JAMES B. WILLIAMS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 52,500 52,500 52,500 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION SGP Annual Meeting Date: 04/26/2005
Issuer: 806605 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANS W. BECHERER Management For For
KATHRYN C. TURNER Management For For
ROBERT F.W. VAN OORDT Management For For
02 RATIFICATION OF DESIGNATION OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL ON ANNUAL ELECTION OF DIRECTORS Shareholder Against For No
04 SHAREHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 150,000 150,000 150,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. TROW Annual Meeting Date: 04/26/2005
Issuer: 74144T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD C. BERNARD Management For For
JAMES T. BRADY Management For For
J. ALFRED BROADDUS, JR. Management For For
DONALD B. HEBB, JR. Management For For
JAMES A.C. KENNEDY Management For For
JAMES S. RIEPE Management For For
GEORGE A. ROCHE Management For For
BRIAN C. ROGERS Management For For
DR. ALFRED SOMMER Management For For
DWIGHT S. TAYLOR Management For For
ANNE MARIE WHITTEMORE Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
PRICE GROUP S INDEPENDENT ACCOUNTANT FOR FISCAL
YEAR 2005.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 15,000 15,000 15,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN PNC Annual Meeting Date: 04/26/2005
Issuer:693475 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. CHELLGREN Management For For
MR. CLAY Management For For
MR. COOPER Management For For
MR. DAVIDSON Management For For
MR. KELSON Management For For
MR. LINDSAY Management For For
MR. MASSARO Management For For
MR. O'BRIEN Management For For
MS. PEPPER Management For For
MR. ROHR Management For For
MS. STEFFES Management For For
MR. STRIGL Management For For
MR. THIEKE Management For For
MR. USHER Management For For
MR. WASHINGTON Management For For
MR. WEHMEIER Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No
OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 47,000 47,000 47,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. ATG Annual Meeting Date: 04/27/2005
Issuer: 001204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS D. BELL, JR. Management For For
ARTHUR E. JOHNSON Management For For
PAULA ROSPUT REYNOLDS Management For For
JAMES A. RUBRIGHT Management For For
BETTINA M. WHYTE Management For For
02 APPROVAL OF AMENDMENT TO AGL RESOURCES INC. S Management For For No
ARTICLES OF INCORPORATION TO CLARIFY THE LENGTH
OF THE INITIAL TERM A BOARD MEMBER MAY SERVE
WHEN APPOINTED BY THE BOARD OF DIRECTORS TO FILL
A VACANCY CAUSED BY A NEWLY CREATED DIRECTORSHIP.
03 APPROVAL OF THE AMENDED AND RESTATED AGL RESOURCES Management For For No
INC. EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT AUDITOR FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 25,000 25,000 25,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/27/2005
Issuer: 025816 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
W.G. BOWEN Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P.R. DOLAN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
R.D. WALTER Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS. Shareholder Against For No
04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shareholder Against For No
REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 137,000 137,000 137,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 04/27/2005
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM BARNET, III Management For For
CHARLES W. COKER Management For For
JOHN T. COLLINS Management For For
GARY L. COUNTRYMAN Management For For
PAUL FULTON Management For For
CHARLES K. GIFFORD Management For For
W. STEVEN JONES Management For For
KENNETH D. LEWIS Management For For
WALTER E. MASSEY Management For For
THOMAS J. MAY Management For For
PATRICIA E. MITCHELL Management For For
EDWARD L. ROMERO Management For For
THOMAS M. RYAN Management For For
O. TEMPLE SLOAN, JR. Management For For
MEREDITH R. SPANGLER Management For For
ROBERT L. TILLMAN Management For For
JACKIE M. WARD Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For For No
03 STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 100,000 100,000 100,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON RESOURCES INC. BR Annual Meeting Date: 04/27/2005
Issuer:122014 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
B.T. ALEXANDER Management For For
R.V. ANDERSON Management For For
L.I. GRANT Management For For
R.J. HARDING Management For For
J.T. LAMACCHIA Management For For
R.L. LIMBACHER Management For For
J.F. MCDONALD Management For For
K.W. ORCE Management For For
D.M. ROBERTS Management For For
J.A. RUNDE Management For For
J.F. SCHWARZ Management For For
W. SCOTT, JR. Management For For
B.S. SHACKOULS Management For For
S.J. SHAPIRO Management For For
W.E. WADE, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 84,000 84,000 84,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005
Issuer: 166764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
S.H. ARMACOST Management For For
R.E. DENHAM Management For For
R.J. EATON Management For For
S. GINN Management For For
C.A. HILLS Management For For
F.G. JENIFER Management For For
S. NUNN Management For For
D.J. O'REILLY Management For For
P.J. ROBERTSON Management For For
C.R. SHOEMATE Management For For
R.D. SUGAR Management For For
C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against For No
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder Against For No
05 STOCK OPTION EXPENSING Shareholder Against For No
06 ANIMAL TESTING Shareholder Against For No
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against For No
08 REPORT ON ECUADOR Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 82,000 82,000 82,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 ON GOVERNMENT SERVICE Shareholder Against For No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against For No
05 ON EXECUTIVE COMPENSATION Shareholder Against For No
06 ON ANIMAL TESTING Shareholder Against For No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against For No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against For No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against For No
01 DIRECTOR Management For No
A.J.P. BELDA Management For For
R.H. BROWN Management For For
C.J. CRAWFORD Management For For
J.T. DILLON Management For For
L.C. DUEMLING Management For For
C.O. HOLLIDAY, JR. Management For For
L.D. JULIBER Management For For
M. NAITOH Management For For
W.K. REILLY Management For For
H.R. SHARP, III Management For For
C.M. VEST Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 117,000 117,000 117,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/27/2005
Issuer: 369604 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
JAMES I. CASH, JR. Management For For
WILLIAM M. CASTELL Management For For
DENNIS D. DAMMERMAN Management For For
ANN M. FUDGE Management For For
CLAUDIO X. GONZALEZ Management For For
JEFFREY R. IMMELT Management For For
ANDREA JUNG Management For For
ALAN G. LAFLEY Management For For
RALPH S. LARSEN Management For For
ROCHELLE B. LAZARUS Management For For
SAM NUNN Management For For
ROGER S. PENSKE Management For For
ROBERT J. SWIERINGA Management For For
DOUGLAS A. WARNER III Management For For
ROBERT C. WRIGHT Management For For
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For For No
01 CUMULATIVE VOTING Shareholder Against For No
02 REPORT ON NUCLEAR RISK Shareholder Against For No
03 REPORT ON PCB CLEANUP COSTS Shareholder Against For No
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against For No
05 REPORT ON SUSTAINABILITY Shareholder Against For No
06 DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against For No
07 ANIMAL TESTING Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 130,000 130,000 130,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION GDT Special Meeting Date: 04/27/2005
Issuer: 401698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED Management For For No
AS OF DECEMBER 15, 2004, AMONG JOHNSON & JOHNSON,
SHELBY MERGER SUB, INC., A WHOLLY-OWNED SUBSIDIARY
OF JOHNSON & JOHNSON, AND GUIDANT, PURSUANT TO
WHICH SHELBY MERGER SUB WILL MERGE INTO GUIDANT
WITH GUIDANT BECOMING A WHOLLY-OWNED SUBSIDIARY
OF JOHNSON & JOHNSON.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 10,000 10,000 10,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED HBAN Annual Meeting Date: 04/27/2005
Issuer: 446150 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DON M. CASTO III Management For For
MICHAEL J. ENDRES Management For For
WM. J. LHOTA Management For For
DAVID L. PORTEOUS Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP TO SERVE AS INDEPENDENT AUDITORS FOR THE
CORPORATION FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 25,000 25,000 25,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM Annual Meeting Date: 04/27/2005
Issuer: 651639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
G.A. BARTON Management For For
V.A. CALARCO Management For For
M.S. HAMSON Management For For
L.I. HIGDON, JR. Management For For
P. LASSONDE Management For For
R.J. MILLER Management For For
W.W. MURDY Management For For
R.A. PLUMBRIDGE Management For For
J.B. PRESCOTT Management For For
D.C. ROTH Management For For
S. SCHULICH Management For For
J.V. TARANIK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 APPROVE 2005 STOCK INCENTIVE PLAN Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 30,000 30,000 30,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. BPOP Annual Meeting Date: 04/27/2005
Issuer: 733174 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARIA LUISA FERRE Management For For
FREDERIC V. SALERNO Management For For
WILLIAM J. TEUBER JR. Management For For
02 TO RATIFY THE SELECTION OF THE CORPORATION S Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 20,000 20,000 20,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. TE Annual Meeting Date: 04/27/2005
Issuer: 872375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DUBOSE AUSLEY Management For For
JAMES L. FERMAN, JR. Management For For
JAMES O. WELCH, JR. Management For For
PAUL L. WHITING Management For For
02 RATIFICATION OF THE CORPORATION S INDEPENDENT Management For For No
AUDITOR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 50,000 50,000 50,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. MHP Annual Meeting Date: 04/27/2005
Issuer: 580645 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SIR WINFRIED BISCHOFF Management For For
MR. DOUGLAS N. DAFT Management For For
MS. LINDA KOCH LORIMER Management For For
MR. HAROLD MCGRAW III Management For For
02 APPROVAL OF KEY EXECUTIVE SHORT-TERM INCENTIVE Management For For No
COMPENSATION PLAN.
03 APPROVAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
05 SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER VOTE Shareholder For Against No
ON POISON PILLS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 10,000 10,000 10,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. WDR Annual Meeting Date: 04/27/2005
Issuer: 930059 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALAN W. KOSLOFF Management For For
KEITH A. TUCKER Management For For
JERRY W. WALTON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 60,000 60,000 60,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005
Issuer: 02209S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ELIZABETH E. BAILEY Management For For
HAROLD BROWN Management For For
MATHIS CABIALLAVETTA Management For For
LOUIS C. CAMILLERI Management For For
J. DUDLEY FISHBURN Management For For
ROBERT E. R. HUNTLEY Management For For
THOMAS W. JONES Management For For
GEORGE MUNOZ Management For For
LUCIO A. NOTO Management For For
JOHN S. REED Management For For
CARLOS SLIM HELU Management For For
STEPHEN M. WOLF Management For For
02 2005 PERFORMANCE INCENTIVE PLAN Management Against Against No
03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Against No
DIRECTORS
04 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For No
AUDITORS
05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against For No
OF ANIMAL TESTING FOR TOBACCO PRODUCTS
06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against For No
MORE ADEQUATELY WARN PREGNANT WOMEN
07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against For No
LIGHT AND ULTRA LIGHT BRANDS
08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against For No
NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 35,000 35,000 35,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW Annual Meeting Date: 04/28/2005
Issuer: 219350 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
02 APPROVAL OF THE ADOPTION OF THE 2005 EMPLOYEE Management Against Against No
EQUITY PARTICIPATION PROGRAM.
01 DIRECTOR Management For No
JOHN SEELY BROWN Management For For
GORDON GUND Management For For
JOHN M. HENNESSY Management For For
H. ONNO RUDING Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 120,000 120,000 120,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY DTE Annual Meeting Date: 04/28/2005
Issuer: 233331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LILLIAN BAUDER Management For For
JOSUE ROBLES JR. Management For For
HOWARD F. SIMS Management For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For No
DELOITTE & TOUCHE LLP
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 16,000 16,000 16,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION LION Annual Meeting Date: 04/28/2005
Issuer: 316394 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES B. MILLER, JR. Management For For
DAVID R. BOCKEL Management For For
EDWARD G. BOWEN, M.D. Management For For
KEVIN S. KING Management For For
H. PALMER PROCTOR, JR. Management For For
ROBERT J. RUTLAND Management For For
W. CLYDE SHEPHERD III Management For For
RANKIN M. SMITH, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 16,000 16,000 16,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/28/2005
Issuer: 478160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARY S. COLEMAN Management For For
JAMES G. CULLEN Management For For
ROBERT J. DARRETTA Management For For
MICHAEL M. E. JOHNS Management For For
ANN D. JORDAN Management For For
ARNOLD G. LANGBO Management For For
SUSAN L. LINDQUIST Management For For
LEO F. MULLIN Management For For
CHRISTINE A. POON Management For For
STEVEN S REINEMUND Management For For
DAVID SATCHER Management For For
WILLIAM C. WELDON Management For For
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Against No
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
AS INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 20,000 20,000 20,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT Annual Meeting Date: 04/28/2005
Issuer: 539830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.C."PETE"ALDRIDGE, JR. Management For For
NOLAN D. ARCHIBALD Management For For
MARCUS C. BENNETT Management For For
JAMES O. ELLIS, JR. Management For For
GWENDOLYN S. KING Management For For
DOUGLAS H. MCCORKINDALE Management For For
EUGENE F. MURPHY Management For For
JOSEPH W. RALSTON Management For For
FRANK SAVAGE Management For For
ANNE STEVENS Management For For
ROBERT J. STEVENS Management For For
JAMES R. UKROPINA Management For For
DOUGLAS C. YEARLEY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 MANAGEMENT PROPOSAL-AMENDMENTS TO THE 2003 PERFORMANCE Management Against Against No
INCENTIVE AWARD PLAN
04 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For No
05 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For No
06 STOCKHOLDER PROPOSAL BY THE CATHOLIC FUNDS AND Shareholder Against For No
OTHER GROUPS
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For No
AND OTHER GROUPS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 4,000 4,000 4,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, OPFIKON NBCHF.PK OGM Meeting Date: 04/28/2005
Issuer: H5783Q106 ISIN: CH0014030040 BLOCKING
SEDOL: 7389713, 7385722, 7413322
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management No
Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND Management For *Management No
CONSOLIDATED FINANCIAL STATEMENTS FOR 2004 Position Unknown
2. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS/DIVIDENDS Management For *Management No
FOR 2004 AS SPECIFIED Position Unknown
3. APPROVE THAT, OUT OF THE AGGREGATE CHF 2,074,006,295 Management For *Management No
OF GENERAL RESERVES AS SHOWN IN THE BALANCE SHEET Position Unknown
DATED 31 DEC 2004, CHF 350,000,000 SHALL BE BOOKED
INTO THE FREE RESERVES
4. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For *Management No
DIRECTORS AND OTHER EXECUTIVE BODIES FOR THEIR Position Unknown
SERVICES IN THE BUSINESS YEAR 2004
5.1 RE-ELECT MR. MICHAEL ORSINGER, MRS. JANE ROYSTON Management For *Management No
AND MESSRS. ROLF SOIRON AND ERNST ZAENGERLE FOR Position Unknown
A 1 YEAR TERM OF OFFICE TO THE MEMBERS OF BOARD
OF DIRECTORS
5.2 ELECT MESSRS. ANTOINE A. FIRMENICH AND ROBERT Management For *Management No
LILJA FOR A 1 YEAR TERM OF OFFICE TO THE NEW Position Unknown
MEMBERS OF BOARD OF DIRECTORS
5.3 RE-ELECT KPMG FIDES PEAT, ZURICH, FOR A 1 YEAR Management For *Management No
TERM OF OFFICE AS AUDITOR AND GROUP AUDITOR Position Unknown
6.1 APPROVE THE CHANGE OF DOMICILE FROM OPFIKON TO Management For *Management No
KLOTEN AND AMEND ARTICLE 1 OF THE ARTICLES OF Position Unknown
ASSOCIATION AS SPECIFIED
6.2 AMEND ARTICLE 7 OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY INSERTING A NEW PARAGRAPH 6AS SPECIFIED Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 1,000 1,000 1,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NSTAR NST Annual Meeting Date: 04/28/2005
Issuer: 67019E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES K. GIFFORD Management For For
PAUL A. LA CAMERA Management For For
SHERRY H. PENNEY Management For For
WILLIAM C. VAN FAASEN Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2005.
03 TO AMEND SECTION 28 OF THE COMPANY S DECLARATION Management For For No
OF TRUST TO INCREASE THE NUMBER OF THE COMPANY
S AUTHORIZED COMMON SHARES FROM 100,000,000 TO
200,000,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 40,000 40,000 40,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
STANLEY O. IKENBERRY Management For For
GEORGE A. LORCH Management For For
HENRY A. MCKINNELL Management For For
DANA G. MEAD Management For For
RUTH J. SIMMONS Management For For
WILLIAM C. STEERE, JR. Management For For
JEAN-PAUL VALLES Management For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against For No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against For No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against For No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against For No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For No
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 334,000 334,000 334,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO SPGBF.PK MIX Meeting Date: 04/28/2005
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE RESOLUTION AS PER ARTICLE 2364, NO. Management For *Management No
2, OF THE ITALIAN CIVIL CODE TO APPOINT A DIRECTOR Position Unknown
O.2 APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For *Management No
2004; BOARD OF DIRECTORS REPORT ON MANAGEMENT Position Unknown
ACTIVITY; RESOLUTIONS RELATED THEREON
E.1 APPROVE TO REDUCE AND WRITE OFF THE REVALUATION Management For *Management No
RESERVE DRAWN ON TO COVER 2004 FINANCIAL YEAR Position Unknown
LOSSES
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM THERE WILL BE A SECOND CALL ON 29 Position Unknown
APR 2005 YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 406 406 406 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION AES Annual Meeting Date: 04/28/2005
Issuer: 00130H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD DARMAN Management For For
PAUL T. HANRAHAN Management For For
KRISTINA M. JOHNSON Management For For
JOHN A. KOSKINEN Management For For
PHILIP LADER Management For For
JOHN H. MCARTHUR Management For For
SANDRA O. MOOSE Management For For
PHILIP A. ODEEN Management For For
CHARLES O. ROSSOTTI Management For For
SVEN SANDSTROM Management For For
ROGER W. SANT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 80,000 80,000 80,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE PHOENIX COMPANIES, INC. PNX Annual Meeting Date: 04/28/2005
Issuer: 71902E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SAL H. ALFIERO Management For For
MARTIN N. BAILY Management For For
JOHN H. FORSGREN Management For For
JOHN E. HAIRE Management For For
THOMAS S. JOHNSON Management For For
02 APPROVAL OF THE PHOENIX COMPANIES, INC. ANNUAL Management For For No
INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITOR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- -----------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 50,000 50,000 50,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE STATUTORY REPORTS AND STATUTORY Management For For No
FINANCIAL STATEMENTS FOR FISCAL YEAR 2004.
02 APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL Management For For No
STATEMENTS FOR FISCAL YEAR 2004.
03 APPROVAL OF THE AGREEMENTS COVERED BY THE STATUTORY Management For For No
AUDITORS SPECIAL REPORT.
04 ALLOCATION OF NET INCOME AND DETERMINATION OF Management For For No
THE DIVIDEND FOR FISCAL YEAR 2004.
15 DETERMINATION OF THE AMOUNT OF THE SUPERVISORY Management For For No
BOARD MEMBERS FEES.
16 RENEWAL OF SALUSTRO REYDEL AS STATUTORY AUDITORS. Management For For No
17 APPOINTMENT OF MR. JEAN-CLAUDE REYDEL AS ALTERNATE Management For For No
STATUTORY AUDITOR.
18 AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS Management For For No
OWN SHARES
19 AUTHORIZATION FOR PERFORMANCE OF LEGAL FORMALITIES. Management For For No
05 TRANSFORMATION OF THE COMPANY S STRUCTURE TO Management For For No
A STRUCTURE WITH A MANAGEMENT BOARD AND A SUPERVISORY
BOARD.
06 ADOPTION OF THE COMPANY S AMENDED BY-LAWS. Management For For No
12 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No
COMPANY STOCK OPTIONS.
6A AMENDMENT OF ARTICLE 17 OF THE BY-LAWS ( VOTING Management For For No
RIGHTS ) BY INSERTION OF A FOURTH SUB-PARAGRAPH:
ADJUSTMENT OF THE VOTING RIGHTS IN SHAREHOLDERS
MEETINGS.
07 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES
GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE
ISSUED AS A PART OF A SHARE CAPITAL INCREASE.
08 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES
GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE
ISSUED AS A PART OF A SHARE CAPITAL INCREASE.
09 AUTHORIZATION FOR THE MANAGEMENT BOARD TO INCREASE Management For For No
THE NUMBER OF SHARES OR MARKETABLE SECURITIES
TO BE ISSUED IN THE EVENT OF AN INCREASE IN THE
SHARE CAPITAL.
10 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO INCREASE THE SHARE CAPITAL BY INCORPORATION
OF PREMIUMS, RESERVES, INCOME OR OTHER ITEMS.
11 AUTHORIZATION FOR THE MANAGEMENT BOARD TO PROCEED Management For For No
WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES
AND PENSION SCHEMES OF THE COMPANY AND COMPANIES
IN THE GROUP TAKING PART IN THE GROUP S SAVINGS
PLAN
13 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No
RESTRICTED STOCK FROM TREASURY STOCK OR SHARES
TO BE ISSUED.
14 AUTHORIZATION FOR THE MANAGEMENT BOARD TO DECREASE Management For For No
THE SHARE CAPITAL BY CANCELLATION OF TREASURY
STOCK.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 204 12,500 12,500 12,500 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
15 DIRECTORS Management For No
FOUTOU Management For For
BEBAER Management For For
BREMOND Management For For
FERNANDEZ Management For For
FRIBOURG Management For For
HAWAWINI Management For For
LACHMANN Management For For
RODOCANACHI Management For For
MIERT Management For For
FRANK Management For For
KRON Management For For
OLECHOWSKI Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 204 12,500 12,500 12,500 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/29/2005
Issuer: 171871 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BRUCE L. BYRNES Management For For
JOHN F. CASSIDY Management For For
ROBERT W. MAHONEY Management For For
DANIEL J. MEYER Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS INDEPENDENT ACCOUNTANTS TO AUDIT
THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2005.
03 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS OF THE CINCINNATI BELL INC. 1997 LONG TERM
INCENTIVE PLAN.
04 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS OF THE CINCINNATI BELL INC. SHORT TERM
INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 250,000 250,000 250,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FREESCALE SEMICONDUCTOR, INC. FSLB Annual Meeting Date: 04/29/2005
Issuer: 35687M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. RAYMOND BINGHAM Management For For
STEPHEN P. KAUFMAN Management For For
02 TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED Management For For No
CERTIFICATE OF INCORPORATION.
03 TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED Management For For No
BY-LAWS.
04 TO APPROVE OUR OMNIBUS INCENTIVE PLAN OF 2005. Management Against Against No
05 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM OF KPMG LLP,
OUR INDEPENDENT AUDITORS, FOR FISCAL 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 206 10,000 10,000 10,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY K Annual Meeting Date: 04/29/2005
Issuer: 487836 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CLAUDIO X. GONZALEZ Management For For
A.D. DAVID MACKAY Management For For
WILLIAM C. RICHARDSON Management For For
JOHN L. ZABRISKIE Management For For
02 RATIFICATION OF INDEPENDENT AUDITOR FOR 2005 Management For For No
03 REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD Shareholder Against For No
04 APPOINTMENT OF INVESTMENT BANKER Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 13,000 13,000 13,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/29/2005
Issuer: 78387G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GILBERT F. AMELIO Management For For
AUGUST A. BUSCH III Management For For
MARTIN K. EBY, JR. Management For For
JAMES A. HENDERSON Management For For
CHARLES F. KNIGHT Management For For
LYNN M. MARTIN Management For For
JOHN B. MCCOY Management For For
MARY S. METZ Management For For
TONI REMBE Management For For
S. DONLEY RITCHEY Management For For
JOYCE M. ROCHE Management For For
LAURA D'ANDREA TYSON Management For For
PATRICIA P. UPTON Management For For
EDWARD E. WHITACRE, JR Management For For
02 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 APPROVAL OF STOCK PURCHASE AND DEFERRAL PLAN Management For For No
04 STOCKHOLDER PROPOSAL A Shareholder Against For No
05 STOCKHOLDER PROPOSAL B Shareholder Against For No
06 STOCKHOLDER PROPOSAL C Shareholder Against For No
07 STOCKHOLDER PROPOSAL D Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 75,000 75,000 75,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E. ZANDER Management For For
H.L. FULLER Management For For
J. LEWENT Management For For
W. MASSEY Management For For
T. MEREDITH Management For For
N. NEGROPONTE Management For For
I. NOOYI Management For For
S. SCOTT III Management For For
R. SOMMER Management For For
J. STENGEL Management For For
D. WARNER III Management For For
J. WHITE Management For For
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against For No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against For No
MAJORITY VOTE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 115,000 115,000 115,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY BA Annual Meeting Date: 05/02/2005
Issuer: 097023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KENNETH M. DUBERSTEIN Management For For
W. JAMES MCNERNEY, JR. Management For For
LEWIS E. PLATT Management For For
MIKE S. ZAFIROVSKI Management For For
02 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT AUDITORS.
03 ADOPT HUMAN RIGHTS POLICIES. Shareholder Against For No
04 PREPARE A REPORT ON MILITARY CONTRACTS. Shareholder Against For No
05 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For No
06 DECLASSIFY THE BOARD OF DIRECTORS. Shareholder Against For No
07 ADOPT SIMPLE MAJORITY VOTE. Shareholder Against For No
08 CREATE A MAJORITY VOTE SHAREHOLDER COMMITTEE. Shareholder Against For No
09 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 32,000 32,000 32,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. TR Annual Meeting Date: 05/02/2005
Issuer: 890516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MELVIN J. GORDON Management For For
ELLEN R. GORDON Management For For
LANA JANE LEWIS-BRENT Management For For
BARRE A. SEIBERT Management For For
RICHARD P. BERGEMAN Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS AUDITORS FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 12,514 12,514 12,514 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH Annual Meeting Date: 05/02/2005
Issuer: 98956P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. RAYMOND ELLIOTT Management For For
02 AMENDMENT TO ZIMMER HOLDINGS, INC. TEAMSHARE Management Against Against No
STOCK OPTION PLAN
03 AUDITOR RATIFICATION Management For For No
04 STOCKHOLDER PROPOSAL RELATING TO AUDITOR INDEPENDENCE Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 2,000 2,000 2,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. BAX Annual Meeting Date: 05/03/2005
Issuer: 071813 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 PROPOSAL RELATING TO RESTRICTIONS ON SERVICES Shareholder Against For No
PERFORMED BY THE INDEPENDENT AUDITORS.
05 PROPOSAL RELATING TO THE ANNUAL ELECTION OF DIRECTORS. Management For *Management No
01 DIRECTOR Management For Position Unknown No
BLAKE E. DEVITT Management For For
JOSEPH B. MARTIN MD PHD Management For For
ROBERT L. PARKINSON, JR Management For For
THOMAS T. STALLKAMP Management For For
ALBERT P.L. STROUCKEN Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM.
03 PROPOSAL RELATING TO CUMULATIVE VOTING IN THE Shareholder Against For No
ELECTION OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 35,000 35,000 35,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY Annual Meeting Date: 05/03/2005
Issuer: 110122 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
V.D. COFFMAN Management For For
J.M. CORNELIUS Management For For
P.R. DOLAN Management For For
E.V. FUTTER Management For For
L.V. GERSTNER, JR. Management For For
L. JOHANSSON Management For For
L.W. SULLIVAN, M.D. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 APPROVAL OF RESTATED CERTIFICATE OF INCORPORATION Management For For No
04 POLITICAL CONTRIBUTIONS Shareholder Against For No
05 HIV/AIDS-TB-MALARIA Shareholder Against For No
06 ANIMAL TESTING Shareholder Against For No
07 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shareholder Against For No
08 RESTATEMENT SITUATIONS Shareholder Against For No
09 RESTRICTED STOCK Shareholder Against For No
10 DIRECTOR VOTE THRESHOLD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 100,000 100,000 100,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES, INC. CHB Annual Meeting Date: 05/03/2005
Issuer: 158496 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
SHIRLEY D. PETERSON Management For For
02 PROPOSAL TO ADOPT THE 2005 EQUITY COMPENSATION Management Against Against No
AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 140,000 140,000 140,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED GXP Annual Meeting Date: 05/03/2005
Issuer: 391164 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.L. BODDE Management For For
M.J. CHESSER Management For For
W.H. DOWNEY Management For For
M.A. ERNST Management For For
R.C. FERGUSON, JR. Management For For
W.K. HALL Management For For
L.A. JIMENEZ Management For For
J.A. MITCHELL Management For For
W.C. NELSON Management For For
L.H. TALBOTT Management For For
R.H. WEST Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 35,000 35,000 35,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION DNB Annual Meeting Date: 05/03/2005
Issuer: 26483E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN W. ALESIO Management For For
RONALD L. KUEHN, JR. Management For For
NAOMI O. SELIGMAN Management For For
MICHAEL J. WINKLER Management For For
02 RATIFY SELECTION OF INDEPENDENT AUDITORS. Management For For No
03 APPROVE THE AMENDED AND RESTATED THE DUN & BRADSTREET Management For For No
CORPORATION 2000 STOCK INCENTIVE PLAN.
04 APPROVE THE AMENDED 2000 DUN & BRADSTREET CORPORATION Management For For No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 2,000 2,000 2,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE ST. PAUL TRAVELERS COMPANIES, IN STA Annual Meeting Date: 05/03/2005
Issuer: 792860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN H. DASBURG Management For For
LESLIE B. DISHAROON Management For For
JANET M. DOLAN Management For For
KENNETH M. DUBERSTEIN Management For For
JAY S. FISHMAN Management For For
LAWRENCE G. GRAEV Management For For
THOMAS R. HODGSON Management For For
ROBERT I. LIPP Management For For
BLYTHE J. MCGARVIE Management For For
GLEN D. NELSON, MD Management For For
CLARENCE OTIS, JR. Management For For
CHARLES W. SCHARF Management For For
LAURIE J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 40,000 40,000 40,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UST INC. UST Annual Meeting Date: 05/03/2005
Issuer: 902911 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.D. BARR Management For For
R.J. ROSSI Management For For
02 APPROVE THE UST INC. 2005 LONG-TERM INCENTIVE Management Against Against No
PLAN.
03 TO RATIFY AND APPROVE ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS OF THE COMPANY FOR THE YEAR 2005.
04 STOCKHOLDER PROPOSAL. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 10,000 10,000 10,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AQUILA, INC. ILA Annual Meeting Date: 05/04/2005
Issuer: 03840P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERMAN CAIN Management For For
PATRICK J. LYNCH Management For For
NICHOLAS J. SINGER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 180,000 180,000 180,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE Annual Meeting Date: 05/04/2005
Issuer: 283677 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GARY R. HEDRICK Management For For
KENNETH R. HEITZ Management For For
MICHAEL K. PARKS Management For For
ERIC B. SIEGEL Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 854 95,000 95,000 95,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IMATION CORP. IMN Annual Meeting Date: 05/04/2005
Issuer: 45245A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LINDA W. HART Management For For
BRUCE A. HENDERSON Management For For
CHARLES REICH Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 500 500 500 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY RTN Annual Meeting Date: 05/04/2005
Issuer: 755111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BARBARA M. BARRETT Management For For
FREDERIC M. POSES Management For For
LINDA G. STUNTZ Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS Management For For No
03 AMENDMENT TO CERTIFICATE OF INCORPORATION TO Management For For No
DECLASSIFY THE BOARD OF DIRECTORS
04 AMENDMENTS TO 2001 STOCK PLAN Management Against Against No
05 AMENDMENTS TO 1997 NONEMPLOYEE DIRECTORS RESTRICTED Management Against Against No
STOCK PLAN
06 MACBRIDE PRINCIPLES Shareholder Against For No
07 MAJORITY VOTING FOR DIRECTORS Shareholder Against For No
08 ELECT RETIREE AS DIRECTOR Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 507 10,000 10,000 10,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB Annual Meeting Date: 05/04/2005
Issuer: 884315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.H. DREW Management For For
T.K. DUNNIGAN Management For For
J.K. HAUSWALD Management For For
D. JERNIGAN Management For For
R.B. KALICH SR. Management For For
K.R. MASTERSON Management For For
D.J. PILEGGI Management For For
J.P. RICHARD Management For For
D.D. STEVENS Management For For
W.H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 50,000 50,000 50,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITRIN, INC. UTR Annual Meeting Date: 05/04/2005
Issuer: 913275 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. ANNABLE Management For For
ERIC J. DRAUT Management For For
DONALD V. FITES Management For For
DOUGLAS G. GEOGA Management For For
REUBEN L. HEDLUND Management For For
JERROLD V. JEROME Management For For
WILLIAM E. JOHNSTON JR. Management For For
WAYNE KAUTH Management For For
FAYEZ S. SAROFIM Management For For
DONALD G. SOUTHWELL Management For For
RICHARD C. VIE Management For For
ANN E. ZIEGLER Management For For
02 APPROVAL OF THE 2005 RESTRICTED STOCK AND RESTRICTED Management Against Against No
STOCK UNIT PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 50,000 50,000 50,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CINERGY CORP. CIN Annual Meeting Date: 05/05/2005
Issuer: 172474 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS E. PETRY Management For For
MARY L. SCHAPIRO Management For For
PHILIP R. SHARP Management For For
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For For No
S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 81,000 81,000 81,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2005
Issuer: 20825C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.J. MULVA Management For For
NORMAN R. AUGUSTINE Management For For
LARRY D. HORNER Management For For
CHARLES C. KRULAK Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005
03 COMPENSATION LIMITATIONS Shareholder Against For No
04 DIRECTOR ELECTION VOTE STANDARD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 58,000 58,000 58,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER CAMERON CORPORATION CAM Annual Meeting Date: 05/05/2005
Issuer: 216640 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER J. FLUOR Management For For
DAVID ROSS III Management For For
BRUCE W. WILKINSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS FOR 2005.
03 VOTE ON MANAGEMENT INCENTIVE COMPENSATION PLAN. Management For For No
04 VOTE ON 2005 EQUITY INCENTIVE PLAN. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 10,000 10,000 10,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2005
Issuer: 268648 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL J. CRONIN Management For For
W. PAUL FITZGERALD Management For For
JOSEPH M. TUCCI Management For For
02 PROPOSAL 2 - TO APPROVE AMENDMENTS TO THE EMC Management Against Against No
CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000
THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN,
AND INCREASE THE NUMBER OF SHARES WHICH MAY BE
ISSUED PURSUANT TO AWARDS OF RESTRICTED STOCK
AND/ OR RESTRICTED STOCK UNITS TO 30% OF THE
TOTAL AUTHORIZED SHARES UNDER THE PLAN, AS DESCRIBED
IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO RATIFY THE SELECTION BY THE AUDIT Management For For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
04 PROPOSAL 4 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder Against For No
RELATING TO PERFORMANCE-BASED STOCK OPTIONS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
05 PROPOSAL 5 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder Against For No
RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 2,000 2,000 2,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. FCXA Annual Meeting Date: 05/05/2005
Issuer: 35671D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT J. ALLISON, JR. Management For For
ROBERT A. DAY Management For For
H. DEVON GRAHAM, JR. Management For For
BOBBY LEE LACKEY Management For For
GABRIELLE K. MCDONALD Management For For
JAMES R. MOFFETT Management For For
B. M. RANKIN, JR. Management For For
J. STAPLETON ROY Management For For
J. TAYLOR WHARTON Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED 2005 ANNUAL INCENTIVE Management For For No
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For No
REQUIREMENT TO ELECT DIRECTORS.
05 STOCKHOLDER PROPOSAL REGARDING REVIEW OF POLICIES Shareholder Against For No
RELATING TO FINANCIAL SUPPORT OF INDONESIAN GOVERNMENT
SECURITY PERSONNEL.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 857 55,875 55,875 55,875 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KEYCORP KEY Annual Meeting Date: 05/05/2005
Issuer: 493267 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD P. CAMPBELL Management For For
H. JAMES DALLAS Management For For
CHARLES R. HOGAN Management For For
LAURALEE E. MARTIN Management For For
BILL R. SANFORD Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 20,000 20,000 20,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION MFC Annual Meeting Date: 05/05/2005
Issuer: 56501R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KEVIN E. BENSON Management For For
JOHN M. CASSADAY Management For For
LINO J. CELESTE Management For For
GAIL C. A. COOK-BENNETT Management For For
DOMINIC D'ALESSANDRO Management For For
THOMAS P. D'AQUINO Management For For
RICHARD B. DEWOLFE Management For For
ROBERT E. DINEEN, JR. Management For For
PIERRE Y. DUCROS Management For For
ALLISTER P. GRAHAM Management For For
THOMAS E. KIERANS Management For For
LORNA R. MARSDEN Management For For
ARTHUR R. SAWCHUK Management For For
HUGH W. SLOAN, JR. Management For For
GORDON G. THIESSEN Management For For
MICHAEL H. WILSON Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Management For For No
03 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For No
04 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For No
05 SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For No
06 SHAREHOLDER PROPOSAL NO. 4 Shareholder Against For No
07 SHAREHOLDER PROPOSAL NO. 5 Shareholder Against For No
08 SHAREHOLDER PROPOSAL NO. 6 Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 2,000 2,000 2,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. MLI Annual Meeting Date: 05/05/2005
Issuer: 624756 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALEXANDER P. FEDERBUSH Management For For
GENNARO J. FULVIO Management For For
GARY S. GLADSTEIN Management For For
TERRY HERMANSON Management For For
ROBERT B. HODES Management For For
HARVEY L. KARP Management For For
WILLIAM D. O'HAGAN Management For For
02 APPROVE THE MUELLER INDUSTRIES, INC. ANNUAL BONUS Management For For No
PLAN.
03 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 30,000 30,000 30,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER PLC RKBKF.PK AGM Meeting Date: 05/05/2005
Issuer: G7420A107 ISIN: GB0007278715
SEDOL: 0727871, 5861268
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE ANNUAL FINANCIAL STATEMENTS FOR THE Management For *Management No
FY 2004, WHICH ENDED ON 31 DEC 2004 AND THE REPORTS Position Unknown
OF THE DIRECTORS AND AUDITORS THEREON
2. APPROVE THE DIRECTOR S REMUNERATION REPORT AND Management For *Management No
THAT PART OF THE REPORT OF THE AUDITORS WHICH Position Unknown
REPORTS THEREON
3. APPROVE A FINAL DIVIDEND OF 18P PER ORDINARY Management For *Management No
SHARE BE PAID ON 26 MAY 2005 TO ALL ORDINARY Position Unknown
SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF
BUSINESS ON 04 MAR 2005
4. RE-ELECT MR. ADRIAN BELLAMY AS A DIRECTOR, WHO Management For *Management No
RETIRES BY ROTATION Position Unknown
5. RE-ELECT MR. GEORGE GREENER AS A DIRECTOR, UNDER Management For *Management No
COMBINED CODE PROVISION A.7.2 Position Unknown
6. ELECT MR. GRAHAM MACKAY AS A DIRECTOR Management For *Management No
Position Unknown
7. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For *Management No
OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION Position Unknown
OF THE NEXT AGM AND AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION
8. AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management For *Management No
FOR ALL EXISTING AUTHORITIES, TO ALLOT RELEVANT Position Unknown
SECURITIES WITHIN THE MEANING OF SECTION 80
OF THE COMPANIES ACT 1985 UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 25,438,000 AUTHORITY EXPIRES
5 YEARS FROM THE DATE OF THE PASSING OF THIS
RESOLUTION ; AND THE DIRECTORS MAY MAKE ALLOTMENTS
DURING THE RELEVANT PERIOD WHICH MAY BE EXERCISED
AFTER THE RELEVANT PERIOD AND THE DIRECTORS MAY
ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF
THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
*Management
S.9 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For Position Unknown No
OF RESOLUTION 8 AND PURSUANT TO SECTION 95 OF
THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES
WITHIN THE MEANING OF SECTION 94 OF THAT ACT
FOR CASH PURSUANT TO THE AUTHORITY CONFERRED
BY THE PREVIOUS RESOLUTION AND/OR WHERE SUCH
ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY
SECURITIES BY VIRTUE OF SECTION 94(3A) OF THE
SAID ACT, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER
IS LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES
IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER
OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS
AND B) UP TO AN AGGREGATE NOMINAL VALUE OF GBP
3,815,000 AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE AGM OF THE COMPANY AND AUTHORIZE
THE DIRECTORS TO ALLOT EQUITY SECURITIES AFTER
THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.10 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 7 Management For *Management No
OF THE COMPANY S ARTICLES OF ASSOCIATION OF THE Position Unknown
COMPANY AS PER SECTION 166 OF THE COMPANIES ACT
1985, TO MAKE MARKET PURCHASES SECTION 163(3)
OF THE COMPANIES ACT 1985 OF ORDINARY SHARES
OF 10 10/19P EACH IN THE CAPITAL OF THE COMPANY
(A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH
MAY PURCHASED IS 72,500,000 ORDINARY SHARES
REPRESENTING LESS THAN 10% OF THE COMPANY S ISSUED
ORDINARY SHARE CAPITAL AS AT 06 MAR 2005 ; (B)THE
MAXIMUM PRICE AT WHICH ORDINARY SHARES MAY BE
PURCHASED IS AN AMOUNT EQUAL TO 5% ABOVE THE
AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE
ORDINARY SHARES AS TAKEN FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 04 NOV 2006 ; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY; (D) ORDINARY SHARES CANCELLED
IMMEDIATELY UPON COMPLETION OF THE PURCHASE OR
TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY
SHARES IN ACCORDANCE WITH THE PROVISIONS OF THE
COMPANIES ACT 1985
11. APPROVE A) THE RECKITT BENCKISER 2005 SAVINGS-RELATED Management For *Management No
SHARE OPTION PLAN, AS SPECIFIED IN THE NOTICE Position Unknown
OF THE 2005 AGM DATED 06 APR 2005 AND IN THE
FORM OF THE DRAFT RULES PRODUCED TO THE MEETING
BE AND IS HEREBY ADOPTED AND THAT THE DIRECTORS
OR A COMMITTEE OF THE BOARD OF DIRECTORS BE AUTHORIZED
TO DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE
TO AMEND, IMPLEMENT OR GIVE EFFECT TO THE SAME
INCLUDING ANY CONSEQUENTIAL AMENDMENTS TO OBTAIN
THE APPROVAL OF THE INLAND REVENUE UNDER THE
PROVISIONS OF PART 6, CHAPTER 7 AND SCHEDULE
3 TO THE INCOME TAX (EARNINGS AND PENSIONS) ACT
2003 AND B) THE DIRECTORS BE AUTHORIZED TO VOTE
AND BE COUNTED IN THE QUORUM ON ANY MATTER CONNECTED
WITH THE PLAN REFERRED TO IN PARAGRAPH A) OF
THIS RESOLUTION EXCEPT THAT A DIRECTOR MAY NOT
BE COUNTED IN A QUORUM OR VOTE IN RESPECT OF
HIS OWN PARTICIPATION AND ANY PROHIBITION ON
VOTING CONTAINED IN THE ARTICLES OF ASSOCIATION
OF THE COMPANY BE AND IS HEREBY RELAXED ACCORDINGLY
12. APPROVE A) THE RECKITT BENCKISER 2005 GLOBAL Management For *Management No
STOCK PROFIT PLAN IN THE NOTICE OF THE 2005 AGM Position Unknown
DATED 06 APR 2005, AND IN THE FORM OF THE DRAFT
RULES PRODUCED TO THE MEETING BE ADOPTED AND
THAT THE DIRECTORS, OR A COMMITTEE OF THE BOARD
OF DIRECTORS, BE AUTHORIZED TO DO ALL ACTS AND
THINGS NECESSARY OR DESIRABLE TO AMEND, IMPLEMENT
OR GIVE EFFECT TO THE SAME AND B) THE DIRECTORS
BE AUTHORIZED TO VOTE AND BE COUNTED IN THE QUORUM
ON ANY MATTER CONNECTED WITH THE PLAN REFERRED
TO IN PARAGRAPH A) OF THIS RESOLUTION EXCEPT
THAT A DIRECTOR MAY NOT BE COUNTED IN A QUORUM
OR VOTE IN RESPECT OF HIS OWN PARTICIPATION
AND ANY PROHIBITION ON VOTING CONTAINED IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY BE RELAXED
ACCORDINGLY
13. APPROVE A) THE RECKITT BENCKISER 2005 USA SAVINGS-RELATED Management For *Management No
SHARE OPTION PLAN, IN THE NOTICE OF THE 2005 Position Unknown
AGM DATED 06 APR 2005, AND IN THE FORM OF THE
DRAFT RULES PRODUCED TO THE MEETING BE ADOPTED
AND THAT THE DIRECTORS BE AUTHORIZED TO DO ALL
ACTS AND THINGS NECESSARY OR DESIRABLE TO AMEND,
IMPLEMENT, OR GIVE EFFECT TO THE SAME AND (B)
THE DIRECTORS BE AUTHORIZED TO VOTE AND BE COUNTED
IN THE QUORUM ON ANY MATTER CONNECTED WITH THE
PLAN REFERRED TO IN PARAGRAPH A) OF THIS RESOLUTION
EXCEPT THAT A DIRECTOR MAY NOT BE COUNTED IN
A QUORUM OR VOTE IN RESPECT OF HIS OWN PARTICIPATION
AND ANY PROHIBITION ON VOTING CONTAINED IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY BE ACCORDINGLY
14. AMEND THE RULES OF THE RECKITT BENCKISER SENIOR Management For *Management No
EXECUTIVE SHARE OWNERSHIP POLICY PLAN OF THE Position Unknown
NOTICE OF THE 2005 AGM DATED 06 APR 2005, AND
IN THE FORM OF THE DRAFT RULES PRODUCED TO THE
MEETING, AND THAT THE DIRECTORS BE AUTHORIZED
TO DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE
TO CARRY IT INTO EFFECT
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 20,000 20,000 20,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA Annual Meeting Date: 05/05/2005
Issuer: 817320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. ALEXANDER Management For For
MR. BARR Management For For
MR. DWORMAN Management For For
MR. LEFRAK Management For For
MR. SOVERN Management For For
MR. SULLIVAN Management For For
MR. TSAI Management For For
MR. WEINBERG Management For For
MR. WEINSTEIN Management For For
02 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For No
FOR CORPORATE EXECUTIVE OFFICERS
03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 302 20,000 20,000 20,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/05/2005
Issuer: 844895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Cumulated
votes for
Michael
Merarkey
and
nominated
Sal Zizza
from the
floor Against No
02 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 100,000 100,000 100,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, HOT Annual Meeting Date: 05/05/2005
Issuer: 85590A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BARSHEFSKY Management For For
CHAPUS Management For For
DUNCAN Management For For
HEYER Management For For
HIPPEAU Management For For
QUAZZO Management For For
RYDER Management For For
STERNLICHT Management For For
YIH Management For For
YOUNGBLOOD Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 REAPPROVAL OF THE ANNUAL INCENTIVE PLAN FOR CERTAIN Management For For No
EXECUTIVES.
04 STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD Shareholder Against For No
OF DIRECTORS ADOPT A CONFIDENTIAL VOTING POLICY.
05 STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against For No
OF DIRECTORS ACT TO EXPENSE STOCK OPTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 203 30,000 30,000 30,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP STL Annual Meeting Date: 05/05/2005
Issuer: 859158 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT ABRAMS Management For For
JOSEPH M. ADAMKO Management For For
LOUIS J. CAPPELLI Management For For
WALTER FELDESMAN Management For For
FERNANDO FERRER Management For For
ALLAN F. HERSHFIELD Management For For
HENRY J. HUMPHREYS Management For For
JOHN C. MILLMAN Management For For
EUGENE T. ROSSIDES Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 108,000 108,000 108,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.R. BARKER Management For For
R.L. CARRION Management For For
R.W. LANE Management For For
S.O. MOOSE Management For For
J. NEUBAUER Management For For
T.H. O'BRIEN Management For For
H.B. PRICE Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management For For
J.R. STAFFORD Management For For
R.D. STOREY Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against For No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against For No
05 BOARD COMPOSITION Shareholder Against For No
06 SEPARATE CHAIRMAN AND CEO Shareholder Against For No
07 DIRECTORS LIABILITY Shareholder Against For No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 100,000 100,000 100,000 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION OXY Annual Meeting Date: 05/06/2005
Issuer: 674599 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SPENCER ABRAHAM Management For For
RONALD W. BURKLE Management For For
JOHN S. CHALSTY Management For For
EDWARD P. DJEREJIAN Management For For
R. CHAD DREIER Management For For
JOHN E. FEICK Management For For
RAY R. IRANI Management For For
IRVIN W. MALONEY Management For For
RODOLFO SEGOVIA Management For For
AZIZ D. SYRIANI Management For For
ROSEMARY TOMICH Management For For
WALTER L. WEISMAN Management For For
02 THE RATIFICATION OF THE SELECTION OF KPMG AS Management For For No
INDEPENDENT AUDITORS.
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Against No
04 STOCKHOLDER STATEMENTS OPPOSING BOARD SPONSORED Shareholder Against For No
PROPOSALS.
05 VOTE REGARDING FUTURE GOLDEN PARACHUTES. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 1,000 1,000 1,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HOSPIRA, INC. HSP Annual Meeting Date: 05/09/2005
Issuer: 441060 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IRVING W. BAILEY, II Management For For
JUDITH C. PELHAM Management For For
JACQUE J. SOKOLOV Management For For
02 PROPOSAL TO APPROVE THE HOSPIRA 2004 LONG-TERM Management For For No
STOCK INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE HOSPIRA, INC. 2004 PERFORMANCE Management For For No
INCENTIVE PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 1,000 1,000 1,000 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG Annual Meeting Date: 05/09/2005
Issuer: 844030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF DIRECTORS.
02 TO APPROVE AMENDMENTS TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ELIMINATE THE REQUIREMENT
THAT DIRECTORS MAY BE REMOVED ONLY FOR CAUSE
AND THE PROVISION SPECIFYING WHEN CAUSE FOR REMOVAL
SHALL BE CONSTRUED TO EXIST.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING.
04 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION TO ADD A DIRECTOR QUALIFICATION
THAT PERMITS ANY INDIVIDUAL WHO IS AN OFFICER
OF THE COMPANY TO BE ELIGIBLE TO BE A DIRECTOR,
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 TO REMOVE ALL OF THE CURRENT DIRECTORS WITHOUT Management For For No
CAUSE.
06 DIRECTOR Management For For No
07A TO ELECT DAVID BRODSKY.** Management For For No
07B TO ELECT HERBERT H. JACOBI.** Management For For No
07C TO ELECT THOMAS F. KARAM.** Management For For No
07D TO ELECT GEORGE L. LINDEMANN.** Management For For No
08 TO AMEND THE COMPANY S 2003 STOCK AND INCENTIVE Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 63,000 63,000 63,000 5/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. TRN Annual Meeting Date: 05/09/2005
Issuer: 896522 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
02 TO APPROVE RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 4,000 4,000 4,000 5/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/10/2005
Issuer: 88579Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VANCE D. COFFMAN Management For For
ROZANNE L. RIDGWAY Management For For
LOUIS W. SULLIVAN Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 APPROVAL OF THE 2005 MANAGEMENT STOCK OWNERSHIP Management Against Against No
PROGRAM
04 STOCKHOLDER PROPOSAL RELATING TO ANIMAL TESTING Shareholder Against For No
05 STOCKHOLDER PROPOSAL RELATING TO OPERATIONS IN Shareholder Against For No
CHINA
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 5,000 5,000 5,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/10/2005
Issuer: 040157 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HECTOR DELEON Management For For
FRANK W. MARESH Management For For
ALLAN W. FULKERSON Management For For
DAVID HARTOCH Management For For
JOHN R. POWER, JR. Management For For
FAYEZ S. SAROFIM Management For For
MARK E. WATSON, III Management For For
GARY V. WOODS Management For For
H. BERRY CASH Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 39,000 39,000 39,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IMAGISTICS INTERNATIONAL INC. IGI Annual Meeting Date: 05/10/2005
Issuer: 45247T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARC C. BRESLAWSKY Management For For
CRAIG R. SMITH Management For For
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 11,000 11,000 11,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU Annual Meeting Date: 05/10/2005
Issuer: 664397 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 AMENDMENT TO DECLARATION OF TRUST CONCERNING Management For For No
ELECTRONIC DISTRIBUTION OF NOTICES TO SHAREHOLDERS
AND VOTING METHODS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 90,000 90,000 90,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. UN Annual Meeting Date: 05/10/2005
Issuer: 904784 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 ADOPTION OF THE ANNUAL ACCOUNTS AND APPROPRIATION Management For For No
OF THE PROFIT FOR THE 2004 FINANCIAL YEAR.
03 DISCHARGE OF THE EXECUTIVE DIRECTORS. Management For For No
04 DISCHARGE OF THE NON-EXECUTIVE DIRECTORS. Management For For No
05 CORPORATE GOVERNANCE AND ALTERATIONS TO THE ARTICLES Management For For No
OF ASSOCIATION.
06 DIRECTOR Management For No
PJ CESCAU* Management For For
CJ VAN DER GRAAF* Management For For
RHP MARKHAM* Management For For
RD KUGLER* Management For For
A BURGMANS** Management For For
LORD BRITTAN** Management For For
BARONESS CHALKER** Management For For
B COLLOMB** Management For For
PROFESSOR W DIK** Management For For
O FANJUL** Management For For
H KOPPER** Management For For
LORD SIMON** Management For For
J VAN DER VEER** Management For For
08 REMUNERATION OF DIRECTORS. Management For For No
09 NLG 0.10 CUMULATIVE PREFERENCE SHARES; REDUCTION Management For For No
OF THE ISSUED CAPITAL BY CANCELLATION.
10 APPOINTMENT OF AUDITORS CHARGED WITH THE AUDITING Management For For No
OF THE ANNUAL ACCOUNTS FOR THE 2005 FINANCIAL
YEAR.
11 DESIGNATION, OF THE BOARD OF DIRECTORS AS THE Management For For No
COMPANY BODY AUTHORIZED IN RESPECT OF THE ISSUE
OF SHARES IN THE COMPANY.
12 AUTHORIZATION, OF THE BOARD OF DIRECTORS TO PURCHASE Management For For No
SHARES IN THE COMPANY AND DEPOSITARY RECEIPTS
THEREFOR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 709 26,000 26,000 26,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED DEFENSE INDUSTRIES, INC. UDI Annual Meeting Date: 05/10/2005
Issuer: 91018B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For No
AS OF MARCH 6, 2005, AMONG THE COMPANY, BAE SYSTEMS
NORTH AMERICA INC., A DELAWARE CORPORATION, AND
UTE ACQUISITION COMPANY INC., A DELAWARE CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF BAE SYSTEMS
NORTH AMERICA INC.
02 DIRECTORS Management For No
FRANK C. CARLUCCI Management For For
PETER J. CLARE Management For For
WILLIAM E. CONWAY, JR. Management For For
C. THOMAS FAULDERS, III Management For For
ROBERT J. NATTER Management For For
J.H. BINFORD PEAY, III Management For For
THOMAS W. RABAUT Management For For
FRANCIS RABORN Management For For
JOHN M. SHALIKASHVILI Management For For
03 TO GRANT DISCRETIONARY AUTHORITY TO ADJOURN THE Management For For No
ANNUAL MEETING, IF NECESSARY, FOR THE PURPOSE
OF SOLICITING ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 16,000 16,000 16,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY EK Annual Meeting Date: 05/11/2005
Issuer: 277461 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD S. BRADDOCK Management For For
DANIEL A. CARP Management For For
DURK I. JAGER Management For For
DEBRA L. LEE Management For For
ANTONIO M. PEREZ Management For For
MICHAEL J. HAWLEY Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS.
03 APPROVAL OF THE 2005 OMNIBUS LONG-TERM COMPENSATION Management Against Against No
PLAN.
04 APPROVAL OF AMENDMENT TO, AND RE-APPROVAL OF Management For For No
MATERIAL TERMS OF, THE EXECUTIVE COMPENSATION
FOR EXCELLENCE AND LEADERSHIP PLAN.
05 APPROVAL OF AMENDMENT TO SECTION 5 OF THE RESTATED Management For For No
CERTIFICATE OF INCORPORATION REGARDING THE ELECTION
OF DIRECTORS.
06 APPROVAL OF AMENDMENT TO SECTION 7 OF THE RESTATED Management For For No
CERTIFICATE OF INCORPORATION REGARDING CERTAIN
DISPOSITIONS OF THE COMPANY.
07 APPROVAL OF AMENDMENT TO SECTION 8 OF THE RESTATED Management For For No
CERTIFICATE OF INCORPORATION TO REMOVE THE PROVISION
REGARDING LOANS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 50,000 50,000 50,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC GLH Annual Meeting Date: 05/11/2005
Issuer: 363595 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE REPORT OF THE DIRECTORS AND THE Management For For No
ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2004
AND THE AUDITORS REPORT THEREON.
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For For No
31 DECEMBER 2004 OF 21.5P PER ORDINARY SHARE.
03 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No
IN THE ANNUAL REPORT AND FINANCIAL STATEMENTS
2004.
04 DIRECTOR Management For No
MR. JOHN GILDERSLEEVE Management For For
MRS. ALISON CARNWATH Management For For
MR. NIGEL DUNLOP Management For For
MR. JAMES HOGAN Management For For
MR. STEWART HAINSWORTH Management For For
09 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For No
OF THE COMPANY AND TO FIX THEIR REMUNERATION.
10 THAT THE COMPANY BE AUTHORISED TO MAKE DONATIONS Management For For No
TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL
EXPENDITURE.
11 THAT GALLAHER LIMITED BE AUTHORISED TO MAKE DONATIONS Management For For No
TO EU POLITICAL ORGANISATIONS
OR INCUR EU POLITICAL EXPENDITURE.
12 THAT AUSTRIA TABAK GMBH & CO. KG BE AUTHORISED Management For For No
TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS
OR INCUR EU POLITICAL EXPENDITURE.
13 THAT THE REVISED RULES OF THE DEFERRED BONUS Management For For No
PLAN BE ADOPTED AS THE RULES OF THE COMPANY S
DEFERRED BONUS PLAN.
14 THAT THE REVISED RULES OF THE PERFORMANCE SHARE Management For For No
PLAN BE ADOPTED AS THE RULES OF THE COMPANY S
PERFORMANCE SHARE PLAN.
19 THAT THE UPDATED ARTICLES OF ASSOCIATION BE ADOPTED Management For For No
AS THE NEW ARTICLES OF ASSOCIATON OF THE COMPANY.
15 THAT THE PERFORMANCE CRITERIA APPLICABLE TO AWARDS Management For For No
GRANTED UNDER THE PERFORMANCE SHARE PLAN FOR
THE PERIOD 2004-2006 BE AMENDED.
16 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For For No
S ARTICLES OF ASSOCIATION THE SECTION 80 AMOUNT
SHALL BE 21,837,651 POUNDS.
17 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For For No
S ARTICLES OF ASSOCIATION THE SECTION 89 AMOUNT
SHALL BE 3,275,647 POUNDS.
18 THAT THE COMPANY BE AUTHORISED TO MAKE MARKET Management For For No
PURCHASES OF THE COMPANY S ORDINARY SHARES TO
A MAXIMUM NUMBER OF 65,512,953.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 94,700 94,700 94,700 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION MUR Annual Meeting Date: 05/11/2005
Issuer: 626717 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F.W. BLUE Management For For
G.S. DEMBROSKI Management For For
C.P. DEMING Management For For
R.A. HERMES Management For For
R.M. MURPHY Management For For
W.C. NOLAN, JR. Management For For
I.B. RAMBERG Management For For
N.E. SCHMALE Management For For
D.J.H. SMITH Management For For
C.G. THEUS Management For For
02 PROPOSED AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION.
03 APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 4,000 4,000 4,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. PGN Annual Meeting Date: 05/11/2005
Issuer:743263 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W. MCCOY Management For For
J. MULLIN,III Management For For
C. SALADRIGAS Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 80,000 80,000 80,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION KWR Annual Meeting Date: 05/11/2005
Issuer:747316 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT E. CHAPPELL Management For For
RONALD J. NAPLES Management For For
ROBERT H. ROCK Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 4,000 4,000 4,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STATOIL ASA STO Annual Meeting Date: 05/11/2005
Issuer: 85771P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 ELECTION OF A CHAIR OF THE MEETING. Management For *Management No
Position Unknown
04 ELECTION OF A PERSON TO CO-SIGN THE MINUTES TOGETHER Management For *Management No
WITH THE CHAIR OF THE MEETING. Position Unknown
05 APPROVAL OF THE NOTICE AND THE AGENDA. Management For *Management No
Position Unknown
06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR Management For *Management No
STATOIL ASA AND THE STATOIL GROUP FOR 2004, INCLUDING Position Unknown
THE BOARD OF DIRECTORS PROPOSAL OF AN ORDINARY
AND EXTRAORDINARY DIVIDEND.
07 DETERMINATION OF REMUNERATION FOR THE COMPANY Management For *Management No
S AUDITOR. Position Unknown
08 AUTHORISATION TO ACQUIRE OWN SHARES IN ORDER Management For *Management No
TO CONTINUE IMPLEMENTATION OF THE SHARE SAVING Position Unknown
PLAN FOR EMPLOYEES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 25,000 25,000 25,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION UIL Annual Meeting Date: 05/11/2005
Issuer:902748 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS UIL HOLDINGS CORPORATION S INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2005.
03 PROPOSAL TO APPROVE AMENDMENT TO EMPLOYMENT AGREEMENT Management For For No
OF NATHANIEL D. WOODSON AND PHANTOM STOCK OPTIONS
AWARD THEREUNDER AND SECOND AMENDMENT TO THE
UNITED ILLUMINATING COMPANY PHANTOM STOCK OPTION
AGREEMENT (TO MAKE PHANTOM SHARES PAYABLE IN
SHARES OF UIL HOLDINGS STOCK RATHER THAN CASH).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 7,000 7,000 7,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 05/12/2005
Issuer: ISIN:
017361
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. FURLONG BALDWIN Management For For
ELEANOR BAUM Management For For
PAUL J. EVANSON Management For For
CYRUS F. FREIDHEIM, JR. Management For For
JULIA L. JOHNSON Management For For
TED J. KLEISNER Management For For
STEVEN H. RICE Management For For
GUNNAR E. SARSTEN Management For For
MICHAEL H. SUTTON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL REQUIRING MANAGEMENT TO Shareholder Against For No
RETAIN STOCK.
04 STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No
BOARD CHAIRMAN.
05 STOCKHOLDER PROPOSAL TO DISCOURAGE ANY OVEREXTENDED Shareholder Against For No
DIRECTORS.
06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No
OPTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 42,000 42,000 42,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION APC Annual Meeting Date: 05/12/2005
Issuer:032511 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. BUTLER, JR. Management For For
PRESTON M. GEREN III Management For For
JOHN R. GORDON Management For For
02 APPROVAL OF AMENDED AND RESTATED 1999 STOCK INCENTIVE Management For For No
PLAN
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No
04 STOCKHOLDER PROPOSAL-CORPORATE POLITICAL GIVING Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 5,000 5,000 5,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK Annual Meeting Date: 05/12/2005
Issuer:264399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROGER AGNELLI* Management For For
G. ALEX BERNHARDT, SR.* Management For For
DENNIS R. HENDRIX* Management For For
A. MAX LENNON** Management For For
02 APPROVAL OF AMENDMENTS TO DUKE ENERGY S RESTATED Management For For No
ARTICLES OF INCORPORATION TO ELIMINATE CLASSIFICATION
OF DUKE ENERGY S BOARD OF DIRECTORS.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For No
ENERGY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 100,000 100,000 100,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY DOW Annual Meeting Date: 05/12/2005
Issuer:260543 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JACQUELINE K. BARTON Management For For
ANTHONY J. CARBONE Management For For
BARBARA H. FRANKLIN Management For For
ANDREW N. LIVERIS Management For For
HAROLD T. SHAPIRO Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL ON CERTAIN TOXIC SUBSTANCES. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 10,000 10,000 10,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE GILLETTE COMPANY G Annual Meeting Date: 05/12/2005
Issuer:375766 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL B. GIFFORD Management For For
RAY J. GROVES Management For For
FRED H. LANGHAMMER Management For For
MARJORIE M. YANG Management For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 70,000 70,000 70,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE WASHINGTON POST COMPANY WPO Annual Meeting Date: 05/12/2005
Issuer:939640 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN L. DOTSON, JR. Management For For
RONALD L. OLSON Management For For
ALICE M. RIVLIN Management For For
02 TO APPROVE THE RESERVATION OF AN ADDITIONAL 150,000 Management For For No
SHARES OF CLASS B COMMON STOCK OF THE COMPANY
FOR FUTURE GRANTS UNDER THE COMPANY S INCENTIVE
COMPENSATION PLAN.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For No
COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 1,200 1,200 1,200 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. WMI Annual Meeting Date: 05/13/2005
Issuer:94106L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PASTORA S.J. CAFFERTY Management For For
FRANK M. CLARK, JR. Management For For
ROBERT S. MILLER Management For For
JOHN C. POPE Management For For
W. ROBERT REUM Management For For
STEVEN G. ROTHMEIER Management For For
DAVID P. STEINER Management For For
THOMAS H. WEIDEMEYER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 TO VOTE ON A PROPOSAL RELATING TO DISCLOSURE Shareholder Against For No
OF OUR STRATEGY ON OPPOSITION TO PRIVATIZATION.
04 TO VOTE ON A PROPOSAL RELATING TO ELECTION OF Shareholder Against For No
DIRECTORS BY MAJORITY VOTE.
05 TO VOTE ON A PROPOSAL RELATING TO DISCLOSURE Shareholder Against For No
OF POLITICAL CONTRIBUTIONS.
06 TO VOTE ON A PROPOSAL RELATING TO EXECUTIVE SEVERANCE Shareholder Against For No
AGREEMENTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 60,000 60,000 60,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. JPM Annual Meeting Date: 05/17/2005
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANS W. BECHERER Management For For
JOHN H. BIGGS Management For For
LAWRENCE A. BOSSIDY Management For For
STEPHEN B. BURKE Management For For
JAMES S. CROWN Management For For
JAMES DIMON Management For For
ELLEN V. FUTTER Management For For
WILLIAM H. GRAY III Management For For
WILLIAM B. HARRISON JR. Management For For
LABAN P. JACKSON JR. Management For For
JOHN W. KESSLER Management For For
ROBERT I. LIPP Management For For
RICHARD A. MANOOGIAN Management For For
DAVID C. NOVAK Management For For
LEE R. RAYMOND Management For For
WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management For For No
04 DIRECTOR TERM LIMITS Shareholder Against For No
05 SEPARATION OF CHAIRMAN AND CEO Shareholder Against For No
06 COMPETITIVE PAY Shareholder Against For No
07 RECOUP UNEARNED MANAGEMENT BONUSES Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 77,080 77,080 77,080 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK Annual Meeting Date: 05/17/2005
Issuer:527288 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IAN M. CUMMING Management For For
PAUL M. DOUGAN Management For For
LAWRENCE D. GLAUBINGER Management For For
ALAN J. HIRSCHFIELD Management For For
JAMES E. JORDAN Management For For
JEFFREY C. KEIL Management For For
JESSE CLYDE NICHOLS III Management For For
JOSEPH S. STEINBERG Management For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION INCREASING THE NUMBER OF THE
COMPANY S COMMON SHARES AUTHORIZED FOR ISSUANCE
TO 300,000,000.
03 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2003 Management For For No
SENIOR EXECUTIVE ANNUAL INCENTIVE BONUS PLAN
EXTENDING THE PLAN THROUGH FISCAL YEAR 2014.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 16,500 16,500 16,500 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION NOC Annual Meeting Date: 05/17/2005
Issuer:666807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PHILLIP FROST Management For For
JOHN B. SLAUGHTER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION
OF DIRECTORS.
04 PROPOSAL TO AMEND THE 1993 STOCK PLAN FOR NON-EMPLOYEE Management Against Against No
DIRECTORS TO INCREASE THE NUMBER OF SHARES AVAILABLE.
05 SHAREHOLDER PROPOSAL REGARDING THE SIMPLE MAJORITY Shareholder Against For No
VOTE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 12,000 12,000 12,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION ALL Annual Meeting Date: 05/17/2005
Issuer: 020002 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F. DUANE ACKERMAN Management For For
JAMES G. ANDRESS Management For For
EDWARD A. BRENNAN Management For For
W. JAMES FARRELL Management For For
JACK M. GREENBERG Management For For
RONALD T. LEMAY Management For For
EDWARD M. LIDDY Management For For
J. CHRISTOPHER REYES Management For For
H. JOHN RILEY, JR. Management For For
JOSHUA I. SMITH Management For For
JUDITH A. SPRIESER Management For For
MARY ALICE TAYLOR Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 PROVIDE CUMULATIVE VOTING FOR BOARD OF DIRECTORS. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 2,000 2,000 2,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THERMO ELECTRON CORPORATION TMO Annual Meeting Date: 05/17/2005
Issuer: 883556 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN L. LAMATTINA Management For For
MICHAEL E. PORTER Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For No
03 APPROVAL OF THE COMPANY S 2005 STOCK INCENTIVE Management Against Against No
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING THE VOTE STANDARD Shareholder Against For No
FOR DIRECTOR ELECTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 11,000 11,000 11,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. TOT Annual Meeting Date: 05/17/2005
Issuer: 89151E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS Management For For No
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For No
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Management For For No
O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Management For For No
FRENCH COMMERCIAL CODE
O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE Management For For No
SHARES OF THE COMPANY
O6 RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS Management For For No
JR. AS A DIRECTOR
O7 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND JACQUILLAT Management For For No
AS A DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF MR. MAURICE LIPPENS Management For For No
AS A DIRECTOR
O9 APPOINTMENT OF LORD LEVENE OF PORTSOKEN, KBE, Management For For No
AS A DIRECTOR
E10 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Management For For No
EQUITY OR EQUITY- LINKED SECURITIES WITH PREFERENTIAL
SUBSCRIPTION RIGHTS
E11 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Management For For No
EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
E12 AUTHORITY TO THE BOARD FOR THE PURPOSE OF CAPITAL Management For For No
INCREASES PURSUANT TO ARTICLE L. 443-5 OF THE
FRENCH LABOR CODE
E13 AUTHORIZATION TO GRANT SHARES OF THE COMPANY Management For For No
TO EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY
AND GROUP COMPANIES
A AMENDED AUTHORIZATION TO GRANT SHARES TO EMPLOYEES Management Against For No
AND EXECUTIVE OFFICERS OF THE COMPANY AND GROUP
COMPANIES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 8,759 8,759 8,759 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR Annual Meeting Date: 05/17/2005
Issuer: 95709T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MOLLIE H. CARTER Management For For
JERRY B. FARLEY Management For For
JAMES S. HAINES, JR. Management For For
ARTHUR B. KRAUSE Management For For
02 AMENDMENT TO ARTICLES OF INCORPORATION THAT CHANGES Management For For No
THE NOTICE PERIOD FOR SUBMITTING SHAREHOLDER
PROPOSALS AND SHAREHOLDER NOMINEES
03 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005
04 SHAREHOLDER PROPOSAL REGARDING THE PROCESS FOR Shareholder Against For No
NOMINATION OF A DIRECTOR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 95,000 95,000 95,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS BNPQY.PK OGM Meeting Date: 05/18/2005
Issuer: F1058Q238 ISIN: FR0000131104 BLOCKING
SEDOL: 7529757, 4144681, 6222187, 4133667, 4904357, 7309681, 7166057
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management No
YOU. Position Unknown
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. FRANCOIS Management For *Management No
GRAPPOTTE AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MRS. HELENE Management For *Management No
PLOIX AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.10 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BAUDOIN Management For *Management No
PROT AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.11 APPOINT MRS. LOYOLA DE PALACIO DEL VALLE-LERSUNDI Management For *Management No
AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.12 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 780,000.00 Management For *Management No
TO THE BOARD OF DIRECTORS Position Unknown
O.13 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THIS MEETING IN ORDER Position Unknown
TO ACCOMPLISH ALL FORMALITIES, FILINGS AND REGISTRATIONS
PRESCRIBED BY LAW
E.14 APPROVE TO DELEGATE THE BOARD OF DIRECTORS ALL Management For *Management No
POWERS TO GRANT, IN ONE OR MORE TRANSACTIONS, Position Unknown
TO OFFICERS AND EMPLOYEES OF THE COMPANY AND
ITS SUBSIDIARIES, OPTIONS GIVING THE RIGHT EITHER
TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY, OR
TO PURCHASE EXISTING SHARES PURCHASED BY THE
COMPANY, IT BEING PROVIDED THAT THE OPTIONS SHALL
NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES,
WHICH SHALL EXCEED 1.5% OF THE COMPANY S REGISTERED
CAPITAL; AUTHORITY EXPIRES AT THE END OF 38
MONTHS ; APPROVE TO DELEGATE ALL POWERS TO THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.15 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management For *Management No
DIRECTORS TO ALLOCATE, IN ONE OR IN MORE TRANSACTIONS, Position Unknown
EITHER FREE EXISTING SHARES PURCHASED BY THE
COMPANY, OR FREE SHARES TO BE ISSUED, GRANTED
TO EMPLOYEES AND OFFICERS OF THE COMPANY OR ITS
SUBSIDIARIES, PROVIDED THAT THE NUMBER OF SHARES
SHALL NOT EXCEED 1.5% OF THE COMPANY S REGISTERED
CAPITAL THE AUTHORITY EXPIRES AT THE END OF
38 MONTHS ; APPROVE TO DELEGATE ALL POWERS TO
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 GRANT ALL POWERS TO THE BOARD OF DIRECTORS TO Management For *Management No
REDUCE THE SHARE CAPITAL BY CANCELING THE SHARES Position Unknown
HELD BY THE COMPANY IN CONNECTION WITH A STOCK
REPURCHASE PLAN, PROVIDED THAT THE TOTAL NUMBER
OF SHARES CANCELLED IN THE 24 MONTHS DOES NOT
EXCEED 10% OF THE CAPITAL; AUTHORITY EXPIRES
AT THE END OF 18 MONTHS ; APPROVE TO DELEGATES
ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.17 AMEND ARTICLE OF ASSOCIATION NUMBER 7 RELATING Management For *Management No
TO THE NUMBER OF DIRECTORS ELECTED BY THE EMPLOYEES Position Unknown
O.18 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THIS MEETING IN ORDER Position Unknown
TO ACCOMPLISH ALL FORMALITIES, FILINGS AND REGISTRATIONS
PRESCRIBED BY LAW
* VERIFICATION PERIOD IN FRANCE IS THAT PERIOD Non-Voting *Management No
DURING WHICH THE SHARES ARE BLOCKED FROM BEING Position Unknown
TRADED. IT IS 6 TO 8 DAYS PRIOR TO THE MEETING
DATE AND THAT ONCE THE SHARES ARE BLOCKED THE
CUSTODIANS HAVE TO WAIT TILL THE MEETING DATE
IS PASSED. VERIFICATION PERIOD IS LIKE SOFT BLOCKING
REQUESTING THE SUB-CUSTODIANS TO UNBLOCK THE
SHARES. PLEASE MAKE SURE TO INCORPORATE THE
FOLLOWING COMMENT TO ALL OUTGOING FRENCH MEETINGS:
A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
* PLEASE NOTE THAT THE MEETING HELD ON 03 MAY 2005 Non-Voting *Management No
HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND Position Unknown
THAT THE SECOND CONVOCATION WILL BE HELD ON 18
MAY 2005. PLEASE ALSO NOTE THE NEW CUTOFF DATE.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
AND THE STATUTORY AUDITORS AND APPROVE THE CONSOLIDATED Position Unknown
BALANCE SHEET AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2004
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
AND THE STATUTORY AUDITORS AND APPROVE THE FINANCIAL Position Unknown
STATEMENTS AND THE BALANCE SHEET FOR THE YE 31
DEC 2004
O.3 APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS: Management For *Management No
PROFITS FOR THE FY: EUR 3,281,771,448.69; PRIOR Position Unknown
RETAINED EARNINGS: EUR 7,114,262,360.48; TOTAL:
EUR 10,396,033,809.17; TO THE SPECIAL INVESTMENT
RESERVE: EUR 46,102,393.00; GLOBAL DIVIDEND:
EUR 1,770,438,404.00; CARRY FORWARD ACCOUNT:
EUR 8,579,493,012.17; THE SHAREHOLDERS WILL RECEIVE
A NET DIVIDEND OF EUR 2.00 PER SHARE THIS DIVIDEND
WILL BE PAID ON FROM 30 MAY 2005
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management No
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE Position Unknown
FRENCH COMMERCIAL CODE AND APPROVE THE SAID REPORT
AND THE AGREEMENTS REFERRED TO THEREIN
O.5 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For *Management No
THE COMPANY S SHARES ON THE STOCK MARKET, AS Position Unknown
PER THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE
PRICE: EUR 75.00, MAXIMUM NUMBER OF SHARES TO
BE TRADED: 10% OF THE TOTAL NUMBER OF SHARES
COMPRISING THE CAPITAL OF THE COMPANY; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; APPROVE TO
DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.6 RATIFY THE CO-OPTATION BY THE BOARD OF DIRECTOR Management For *Management No
OF MR. JEAN-FRANCOIS LEPETIT WHO REPLACES MR. Position Unknown
JEAN-MARIE MESSIER AS A DIRECTOR FOR THE REMAINDER
OF THE LATTER S TERM OF OFFICE, UNTIL THE GENERAL
MEETING, WHICH WILL DELIBERATE UPON THE ANNUAL
FINANCIAL STATEMENTS FOR FY 2007 AND APPROVE
TO RENEW THE TERM OF OFFICE OF MR. JEAN-FRANCOIS
LEPETIT AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. GERHARD Management For *Management No
CROMME AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 8,000 8,000 8,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. CPO Annual Meeting Date: 05/18/2005
Issuer: 219023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD J. ALMEIDA Management For For
GUENTHER E. GREINER Management For For
GREGORY B. KENNY Management For For
JAMES M. RINGLER Management For For
02 TO APPROVE AMENDMENTS TO THE CORN PRODUCTS INTERNATIONAL, Management Against Against No
INC., 1998 STOCK INCENTIVE PLAN WHICH WILL BE
REDESIGNATED AS THE CORN PRODUCTS INTERNATIONAL,
INC. STOCK INCENTIVE PLAN.
03 TO REAPPROVE THE CORN PRODUCTS INTERNATIONAL, Management For For No
INC. ANNUAL INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 20,000 20,000 20,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG DB Annual Meeting Date: 05/18/2005
Issuer: D18190 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For No
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For No
BOARD OF MANAGING DIRECTORS FOR THE 2004 FINANCIAL
YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For No
SUPERVISORY BOARD FOR THE 2004 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2005 FINANCIAL Management For For No
YEAR
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For No
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION
ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Management For For No
TO (SECTION 71 (1) NO. 8 STOCK CORPORATION ACT)
08 ELECTION OF THE SUPERVISORY BOARD Management For For No
CMA COUNTER MOTION A Management *Management No
Position Unknown
CMB COUNTER MOTION B Management *Management No
Position Unknown
CMC COUNTER MOTION C Management *Management No
Position Unknown
CMD COUNTER MOTION D Management *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 898 35,000 35,000 35,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DREYER'S GRAND ICE CREAM HOLDINGS, I DRYR Annual Meeting Date: 05/18/2005
Issuer: 261877 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAN L. BOOTH Management For For
P. BRABECK-LETMATHE Management For For
WILLIAM F. CRONK, III Management For For
JEAN-MARIE GURNE Management For For
TAHIRA HASSAN Management For For
JOHN W. LARSON Management For For
CARLOS E. REPRESAS Management For For
T. GARY ROGERS Management For For
TIMOTHY P. SMUCKER Management For For
JOE WELLER Management For For
02 THE APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE 2005 FISCAL YEAR OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 60,000 60,000 60,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 05/18/2005
Issuer: 398231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WINSTON J CHURCHILL JR. Management For For
EDGAR M. CULLMAN Management For For
FREDERICK M. DANZIGER Management For For
JOHN L. ERNST Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 5,000 5,000 5,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL Annual Meeting Date: 05/18/2005
Issuer: 406216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.L. CRANDALL Management For For
K.T. DERR Management For For
S.M. GILLIS Management For For
W.R. HOWELL Management For For
R.L. HUNT Management For For
D.J. LESAR Management For For
J.L. MARTIN Management For For
J.A. PRECOURT Management For For
D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For No
AUDITORS.
03 STOCKHOLDER PROPOSAL ON SEVERANCE AGREEMENTS. Shareholder Against For No
04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE Shareholder Against For No
THRESHOLD.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 14,000 14,000 14,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION INTC Annual Meeting Date: 05/18/2005
Issuer: 458140 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CRAIG R. BARRETT Management For For
CHARLENE BARSHEFSKY Management For For
E. JOHN P. BROWNE Management For For
D. JAMES GUZY Management For For
REED E. HUNDT Management For For
PAUL S. OTELLINI Management For For
DAVID S. POTTRUCK Management For For
JANE E. SHAW Management For For
JOHN L. THORNTON Management For For
DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENT AND EXTENSION OF THE 2004 Management Against Against No
EQUITY INCENTIVE PLAN.
04 APPROVAL OF AMENDMENT AND EXTENSION OF THE EXECUTIVE Management For For No
OFFICER INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 20,000 20,000 20,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCCLATCHY COMPANY MNI Annual Meeting Date: 05/18/2005
Issuer: 579489 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ELIZABETH BALLANTINE Management For For
LEROY BARNES, JR. Management For For
S. DONLEY RITCHEY Management For For
MAGGIE WILDEROTTER Management For For
02 TO APPROVE MCCLATCHY S AMENDED AND RESTATED LONG-TERM Management For For No
INCENTIVE PLAN.
03 TO APPROVE MCCLATCHY S FORM OF INDEMNIFICATION Management For For No
AGREEMENT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE
2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 4,000 4,000 4,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY TRB Annual Meeting Date: 05/18/2005
Issuer: 896047 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROGER GOODAN Management For For
ENRIQUE HERNANDEZ, JR. Management For For
J. CHRISTOPHER REYES Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 60,000 60,000 60,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AQUA AMERICA, INC. WTR Annual Meeting Date: 05/19/2005
Issuer: 03836W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARY C. CARROLL Management For For
DR. C. PAPADAKIS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 18,750 18,750 18,750 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/19/2005
Issuer: 12686C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
VINCENT TESE Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No
OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 89,002 89,002 89,002 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG Annual Meeting Date: 05/19/2005
Issuer: 127209 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
10 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For No
11 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For No
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For No
01 FINANCIAL STATEMENTS Management For For No
02 DECLARATION OF FINAL DIVIDEND 2004 Management For For No
03 REPORT ON DIRECTORS REMUNERATION Management For For No
04 RE-APPOINTMENT OF WOLFGANG BERNDT Management For For No
05 RE-APPOINTMENT OF BOB STACK Management For For No
06 RE-APPOINTMENT OF ROSEMARY THORNE Management For For No
07 RE-APPOINTMENT OF BARONESS WILCOX Management For For No
08 RE-APPOINTMENT OF AUDITORS Management For For No
09 REMUNERATION OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 302 44,000 44,000 44,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW Annual Meeting Date: 05/19/2005
Issuer: 231561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For No
S. MARCE FULLER Management For For
03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For For No
OF COMMON STOCK INTO A SINGLE CLASS OF COMMON
STOCK BY CONVERTING THE COMMON STOCK AND CLASS
B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK
ON A ONE-FOR-ONE BASIS.
04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 45,000,000 SHARES
TO 100,000,000 SHARES.
05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No
LONG-TERM INCENTIVE PLAN.
06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management Against Against No
PLAN FOR NON-EMPLOYEE DIRECTORS.
07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 11,000 11,000 11,000 5/13/2005
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For For No
OF COMMON STOCK INTO A SINGLE CLASS OF COMMON
STOCK BY CONVERTING THE COMMON STOCK AND CLASS
B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK
ON A ONE-FOR-ONE BASIS.
04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 45,000,000 SHARES
TO 100,000,000 SHARES.
05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No
LONG-TERM INCENTIVE PLAN.
06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management Against Against No
PLAN FOR NON-EMPLOYEE DIRECTORS.
07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 408 12,096 12,096 12,096 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. OGE Annual Meeting Date: 05/19/2005
Issuer: 670837 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERBERT H. CHAMPLIN Management For For
LINDA PETREE LAMBERT Management For For
RONALD H. WHITE, M.D. Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For No
OUR PRINCIPAL INDEPENDENT ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 10,000 10,000 10,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. OKE Annual Meeting Date: 05/19/2005
Issuer: 682680 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES C. DAY* Management For For
DAVID L. KYLE* Management For For
BERT H. MACKIE* Management For For
MOLLIE B. WILLIFORD* Management For For
EDUARDO A. RODRIGUEZ** Management For For
02 TO APPROVE THE ONEOK, INC. EQUITY COMPENSATION Management For For No
PLAN.
03 TO APPROVE AN AMENDMENT TO THE ONEOK, INC. EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
04 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For No
AUDITOR OF THE CORPORATION FOR THE 2005 FISCAL
YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 45,000 45,000 45,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION SCH Annual Meeting Date: 05/19/2005
Issuer: 808513 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FRANK C. HERRINGER Management For For
STEPHEN T. MCLIN Management For For
CHARLES R. SCHWAB Management For For
ROGER O. WALTHER Management For For
ROBERT N. WILSON Management For For
02 APPROVAL OF AN AMENDMENT TO THE 2004 STOCK INCENTIVE Management For For No
PLAN REGARDING GRANTS TO NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF AN AMENDMENT TO THE CORPORATE EXECUTIVE Management For For No
BONUS PLAN REGARDING PERFORMANCE MEASURES.
04 STOCKHOLDER PROPOSAL REGARDING TERMS OF DIRECTORS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 6,000 6,000 6,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TOMKINS PLC TKS AGM Meeting Date: 05/19/2005
Issuer: G89158136 ISIN: GB0008962655
SEDOL: 0896265, B02S379, 5626906
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTORS REPORT AND FINANCIAL STATEMENTS Management For *Management No
FOR THE YE 01 JAN 2005 TOGETHER WITH THE INDEPENDENT Position Unknown
AUDITORS REPORT
2. APPROVE THE REMUNERATION COMMITTEE REPORT FOR Management For *Management No
THE YE 01 JAN 2005 Position Unknown
3. DECLARE A FINAL DIVIDEND OF 7.77P PER ORDINARY Management For *Management No
SHARE FOR THE YE 01 JAN 2005 Position Unknown
4. RE-APPOINT MR. N.N. BROADHURST AS A DIRECTOR Management For *Management No
Position Unknown
5. RE-APPOINT MR. J.M.J. KEENAN AS A DIRECTOR Management For *Management No
Position Unknown
6. RE-APPOINT MR. J. NICOL AS A DIRECTOR Management For *Management No
Position Unknown
7. RE-APPOINT DELOITTE & TOUCHE LLP AS THE INDEPENDENT Management For *Management No
AUDITORS Position Unknown
8. AUTHORIZE THE DIRECTORS TO DETERMINE THE INDEPENDENT Management For *Management No
AUDITORS REMUNERATION Position Unknown
9. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH AND Management For *Management No
SUBJECT TO THE TERMS OF ARTICLE 5 OF THE COMPANY Position Unknown
S ARTICLES OF ASSOCIATION, TO ALLOT RELEVANT
SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 12,880,674
S.10 AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH AND Management For *Management No
SUBJECT TO THE TERMS OF ARTICLE 5 OF THE COMPANY Position Unknown
S ARTICLES OF ASSOCIATION, TO ALLOT SHARES FOR
CASH FOR THE PURPOSES OF PARAGRAPH II) OF ARTICLE
6 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,934,724
S.11 AUTHORIZE THE COMPANY, IN SUBSTITUTION TO THE Management For *Management No
AUTHORITY TO PURCHASE ORDINARY SHARES OF 5P EACH Position Unknown
IN THE CAPITAL OF THE COMPANY PREVIOUSLY CONFERRED
SAVE TO THE EXTENT THE SAME HAS BEEN EXERCISED,
TO MAKE MARKET PURCHASES SECTION 163(3) OF
THE COMPANIES ACT 1985 OF UP TO 77,408,588 ORDINARY
SHARES OR, IF LOWER SUCH NUMBER OF SHARES AS
IS EQUAL TO 10% OF THE ISSUED ORDINARY SHARE
CAPITAL OF THE COMPANY AT THE CLOSE OF BUSINESS
ON 18 MAY 2005 OF 5P EACH IN THE CAPITAL OF THE
COMPANY, NOT MORE THAN 105% OF THE AVERAGE OF
THE MIDDLE MARKET QUOTATIONS FOR A SHARE DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES EARLIER THE CONCLUSION OF THE AGM OF
THE COMPANY TO BE HELD IN 2006 OR 30 JUN 2006
; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
12. APPROVE THE RULES OF THE TOMKINS 2005 SHARESAVE Management For *Management No
SCHEME AS SPECIFIED, AND THE DIRECTORS BE AUTHORIZED Position Unknown
TO DO ALL ACTS AND THINGS WHICH THEY MAY CONSIDER
NECESSARY OR DESIRABLE FOR IMPLEMENTING AND GIVING
EFFECT TO THE SAID SCHEME, AND FURTHER THAT THE
DIRECTORS BE AUTHORIZED TO ESTABLISH ONE OR MORE
FURTHER SCHEMES BASED ON THE TOMKINS 2005 SHARESAVE
SCHEME
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 1,000,000 1,000,000 1,000,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION XRX Annual Meeting Date: 05/19/2005
Issuer: 984121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GLENN A. BRITT Management For For
RICHARD J. HARRINGTON Management For For
WILLIAM CURT HUNTER Management For For
VERNON E. JORDAN, JR. Management For For
HILMAR KOPPER Management For For
RALPH S. LARSEN Management For For
ROBERT A. MCDONALD Management For For
ANNE M. MULCAHY Management For For
N.J. NICHOLAS, JR. Management For For
ANN N. REESE Management For For
STEPHEN ROBERT Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 13,000 13,000 13,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG Annual Meeting Date: 05/20/2005
Issuer: 210371 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
YVES C. DE BALMANN Management For For
F.A. HRABOWSKI, III Management For For
NANCY LAMPTON Management For For
LYNN M. MARTIN Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 70,000 70,000 70,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/20/2005
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
A DIRECTOR Management For No
H. JESSE ARNELLE Management For For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
LEWIS HAY, III Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES II Management For For
PAUL R. TREGURTHA Management For For
FRANK G. ZARB Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 56,000 56,000 56,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON GROUP PLC HLTGY.PK AGM Meeting Date: 05/20/2005
Issuer: G45098103 ISIN: GB0005002547
SEDOL: 5474752, 0500254
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS FOR Management For *Management No
2004 Position Unknown
2. DECLARE A FINAL DIVIDEND Management For *Management No
Position Unknown
3. RE-APPOINT MR. C. BELL AS A DIRECTOR Management For *Management No
Position Unknown
4. RE-APPOINT MR. S.F. BOLLENBACH AS A DIRECTOR Management For *Management No
Position Unknown
5. REAPPOINT MR. D.M.C. MICHELS AS A DIRECTOR Management For *Management No
Position Unknown
6. APPOINT MR. I.R. CARTER AS A DIRECTOR Management For *Management No
Position Unknown
7. APPOINT MR. C.P. WICKS AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR AND Management For *Management No
AUTHORIZE THE DIRECTORS TO AGREE THE AUDITOR Position Unknown
S REMUNERATION
9. APPROVE THE REMUNERATION REPORT Management For *Management No
Position Unknown
10. AUTHORIZE DONATIONS TO EU POLITICAL ORGANIZATIONS Management For *Management No
AND EU POLITICAL EXPENDITURE Position Unknown
11. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management No
Position Unknown
12. AUTHORIZE THE DIRECTORS TO ALLOT SHARES Management For *Management No
Position Unknown
13. APPROVE TO DISAPPLY SECTION 89(1) OF THE COMPANIES Management Against *Management No
ACT 1985 Position Unknown
14. AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 1,300,000 1,300,000 1,300,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PACTIV CORP. PTV Annual Meeting Date: 05/20/2005
Issuer: 695257 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LARRY D. BRADY Management For For
K. DANE BROOKSHER Management For For
ROBERT J. DARNALL Management For For
MARY R (NINA) HENDERSON Management For For
ROGER B. PORTER Management For For
RICHARD L. WAMBOLD Management For For
NORMAN H. WESLEY Management For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For No
INDEPENDENT PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 10,000 10,000 10,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX Annual Meeting Date: 05/20/2005
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES L. BARKSDALE Management For For
STEPHEN F. BOLLENBACH Management For For
STEPHEN M. CASE Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
JESSICA P. EINHORN Management For For
MILES R. GILBURNE Management For For
CARLA A. HILLS Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
R.E. TURNER Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF AUDITORS. Management For For No
03 STOCKHOLDER PROPOSAL REGARDING PAY COMPARISON. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 120,000 120,000 120,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TXU CORP. TXU Annual Meeting Date: 05/20/2005
Issuer: 873168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DEREK C. BONHAM Management For For
E. GAIL DE PLANQUE Management For For
WILLIAM M. GRIFFIN Management For For
KERNEY LADAY Management For For
JACK E. LITTLE Management For For
ERLE NYE Management For For
J.E. OESTERREICHER Management For For
MICHAEL W. RANGER Management For For
HERBERT H. RICHARDSON Management For For
C. JOHN WILDER Management For For
02 APPROVAL OF THE 2005 OMNIBUS INCENTIVE PLAN Management For For No
03 APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 108 26,500 26,500 26,500 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNOCAL CORPORATION UCL Annual Meeting Date: 05/23/2005
Issuer: 915289 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CRAIG ARNOLD Management For For
JAMES W. CROWNOVER Management For For
DONALD B. RICE Management For For
MARK A. SUWYN Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL: AMENDMENT TO CERTIFICATE Shareholder Against For No
OF INCORPORATION TO REQUIRE THAT THE CHAIRMAN
BE AN INDEPENDENT DIRECTOR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 32,500 32,500 32,500 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BANCO POPULAR ESPANOL SA, MADRID BPOP.MC AGM Meeting Date: 05/24/2005
Issuer: E19550156 ISIN: ES0113790234
SEDOL: 5900440, B0372Z6, 5857836, 5960295
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management No
Position Unknown
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
25 MAY 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
1. RECEIVE AND APPROVE THE ANNUAL ACCOUNTS, BALANCE Management For *Management No
SHEET, PROFIT AND LOSS ACCOUNT AND NOTES TO THE Position Unknown
ACCOUNTS, AND OF THE MANAGEMENT REPORT OF THE
BANCO POPULAR ESPANOL, S.A. AND ITS CONSOLIDATED
GROUP, AS WELL AS OF THE PROPOSED APPLICATION
OF PROFITS AND THE MANAGEMENT OF THE BOARD OF
DIRECTORS; ALL OF THE FOREGOING WITH REFERENCE
TO THE YEAR 2004
2. APPOINT, RATIFY AND RE-ELECT THE DIRECTORS Management For *Management No
Position Unknown
3. REAPPOINT THE FINANCIAL AUDITORS FOR THE REVISION Management For *Management No
AND COMPLIANCE AUDIT OF THE FINANCIAL STATEMENTS, Position Unknown
BOTH OF THE BANK AND ITS CONSOLIDATED GROUP
4. AMEND ARTICLE 15 AND TEMPORARY PROVISIONS 1 AND Management For *Management No
2 OF THE COMPANY BY-LAWS, ABOUT THE COMPANY CHAIRMANSHIP; Position Unknown
AMEND THE INFORMATION TO THE MEETING ABOUT THE
CORRELATIVE RULES AND REGULATIONS OF THE BOARD
OF DIRECTORS
5. APPROVE TO REDUCE THE NOMINAL VALUE OF THE COMPANY Management For *Management No
SHARES FROM 50 EURO CENTS TO 10 EURO CENTS, WITH Position Unknown
NO MODIFICATION OF THE SHARE CAPITAL, AND WITH
CONSEQUENT INCREASE OF THE NUMBER OF SHARES REPRESENTING
THE OUTSTANDING SHARE CAPITAL; AMEND THE ARTICLE
5 AND FIRST PARAGRAPH OF THE LAST ARTICLE OF
THE COMPANY BY-LAWS
6. AUTHORIZE THE ACQUISITION OF OWN SHARES, WITHIN Management For *Management No
THE TERMS AND CONDITIONS PROVIDED BY LAW, AND Position Unknown
TO PROCEED THEIR AMORTIZATION BY DEBITING THE
CONTRIBUTED CAPITAL, WITH CONSEQUENT CAPITAL
DECREASE BY A MAXIMUM AMOUNT EQUIVALENT TO 5%
OF THE SHARE CAPITAL
7. AUTHORIZE THE BOARD OF DIRECTORS TO RAISE THE Management For *Management No
SHARE CAPITAL, THROUGH INCREASE OF THE NOMINAL Position Unknown
VALUE OF THE EXISTING SHARES, OR BY ISSUING NEW
ORDINARY OR PREFERRED OR REDEEMABLE SHARES, WITH
OR WITHOUT PREMIUM, WITH OR WITHOUT VOTING RIGHTS,
WITHIN THE CLASSES AND TYPES PROVIDED BY LAW;
CONSEQUENT MODIFICATION OF THE LAST ARTICLE OF
THE COMPANY BY-LAWS; ALL OF THE FOREGOING IN
CONFORMITY WITH SECTIONS 153.1. B AND 159.2 OF
THE SPANISH LIMITED COMPANIES ACT, LEY DE SOCIEDADES
ANONIMAS, AND THE PROVISIONS IN SECTION 161.1
THEREIN, AND WITH POWERS TO EXCLUDE THE PREFERENTIAL
SUBSCRIPTION RIGHT
8. AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE, WITHIN Management For *Management No
THE LEGAL TERM OF 5 YEARS, PROMISSORY NOTES, Position Unknown
BONDS AND DEBENTURES, PREFERRED SHARES, MORTGAGE
BONDS, MORTGAGE BACKED SECURITIES AND ANY OTHER
FIXED INCOME SECURITIES NOT CONVERTIBLE INTO
SHARES, IN EUROS OR OTHER FOREIGN CURRENCIES,
AND WITH A FIXED OR A VARIABLE INTEREST
9. AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE, ACCORDING Management For *Management No
TO THE PROVISIONS OF ARTICLE 319 OF THE REGULATIONS Position Unknown
OF THE REGISTRAR OF COMPANIES, FIXED INCOME SECURITIES
CONVERTIBLE INTO NEWLY ISSUED SHARES, AND, OR
EXCHANGEABLE INTO EXISTING SHARES, SETTING OUT
THE RATIO AND CONDITIONS OF THE CONVERSION AND,
OR EXCHANGE, WITH EXCLUSION OF THE PREFERENTIAL
SUBSCRIPTION RIGHT, AND WITH POWERS TO INCREASE
THE SHARE CAPITAL BY THE NECESSARY AMOUNT; GRANT
AUTHORITY TO THE BOARD OF DIRECTORS TO FULLY
IMPLEMENT ABOVE RESOLUTION, WITH POWERS TO ABSTAIN,
POSTPONE OR PARTIALLY POSTPONE THE EXECUTION
THEREOF
10. AUTHORIZE THE BOARD OF DIRECTORS, WITH AUTHORITY Management For *Management No
TO DEPUTY THE POWERS GRANTED TO IT BY THE MEETING, Position Unknown
TO CONSTRUE, AMEND AND FULLY EXECUTE THE RESOLUTIONS
ADOPTED BY THE MEETING, AND FOR THEIR PUBLIC
RECORDING
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 5,000 5,000 5,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. HSIC Annual Meeting Date: 05/24/2005
Issuer: 806407 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
DR. MARGARET A. HAMBURG Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
NORMAN S. MATTHEWS Management For For
MARVIN H. SCHEIN Management For For
DR. LOUIS W. SULLIVAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2001 Management For For No
HENRY SCHEIN, INC. SECTION 162(M) CASH BONUS PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 25,000 25,000 25,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 05/24/2005
Issuer: 749121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LINDA G. ALVARADO Management For For
CANNON Y. HARVEY Management For For
RICHARD C. NOTEBAERT Management For For
02 MANAGEMENT PROPOSAL - RATIFICATION OF THE APPOINTMENT Management For For No
OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2005
YOUR BOARD OF DIRECTORS RECOMMENDS YOU VOTE
FOR ITEM 2.
03 STOCKHOLDER PROPOSAL - REQUESTING WE ADOPT A Shareholder Against For No
POLICY THAT ALL MEMBERS OF CERTAIN COMMITTEES
OF THE BOARD OF DIRECTORS SHALL BE INDEPENDENT
UNDER A DEFINITION OF INDEPENDENCE ADOPTED
BY THE COUNCIL OF INSTITUTIONAL INVESTORS YOUR
BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST
ITEM 3.
04 STOCKHOLDER PROPOSAL - REQUESTING WE SEEK STOCKHOLDER Shareholder Against For No
APPROVAL OF CERTAIN BENEFITS FOR SENIOR EXECUTIVES
UNDER OUR NON-QUALIFIED PENSION PLAN OR ANY SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN YOUR BOARD OF DIRECTORS
RECOMMENDS YOU VOTE AGAINST ITEM 4.
05 STOCKHOLDER PROPOSAL - REQUESTING WE ADOPT A Shareholder Against For No
POLICY WHEREBY, IN THE EVENT OF A SUBSTANTIAL
RESTATEMENT OF FINANCIAL RESULTS, OUR BOARD SHALL
REVIEW CERTAIN PERFORMANCE-BASED COMPENSATION
MADE TO EXECUTIVE OFFICERS AND PURSUE LEGAL REMEDIES
TO RECOVER SUCH COMPENSATION YOUR BOARD OF DIRECTORS
RECOMMENDS YOU VOTE AGAINST ITEM 5.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 420,000 420,000 420,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN Annual Meeting Date: 05/24/2005
Issuer: 78412D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HARVEY I. KLEIN Management For For
GEORGE A. SCHREIBER, JR. Management For For
JOHN C. VAN RODEN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 40,000 40,000 40,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO TIAMF.PK EGM Meeting Date: 05/24/2005
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT *Management No
REACH QUORUM THERE WILL BE A SECOND CALL ON 27 Non-Voting Position Unknown
MAY 2005. YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK *Management No
YOU. Non-Voting Position Unknown
O.1 GRANT AUTHORITY TO PURCHASE OWN SHARES AS PER *Management No
ARTICLE 2357 AND CONSEQUENTIAL OF THE ITALIAN Management For Position Unknown
CIVIL CODE, NONETHELESS OF ARTICLE 132 OF LEGISLATIVE
DECREE NUMBER 58/1998
O.2 ANY ADJOURNMENT Management For *Management No
Position Unknown
E.1 APPROVE TO DECREASE STOCK CAPITAL AS PER ARTICLE *Management No
2445 C.C FOR A MAXIMUM AMOUNT OF EUR 11,110,789.35 Management For Position Unknown
THROUGH DISSOLUTION OF OWN SHARES
E.2 ANY ADJOURNMENT Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management No
OF RECORD DATE AND DETAILED AGENDA. IF YOU HAVE Position Unknown
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 154 154 154 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BCE INC. BCE Annual Meeting Date: 05/25/2005
Issuer: 05534B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
A. BERARD Management For For
R.A. BRENNEMAN Management For For
R.J. CURRIE Management For For
A.S. FELL Management For For
D. SOBLE KAUFMAN Management For For
B.M. LEVITT Management For For
E.C. LUMLEY Management For For
J. MAXWELL Management For For
J.H. MCARTHUR Management For For
T.C. O'NEILL Management For For
J.A. PATTISON Management For For
R.C. POZEN Management For For
M.J. SABIA Management For For
P.M. TELLIER Management For For
V.L. YOUNG Management For For
B APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR. Management For For No
C FORBID ANY COMMERCIAL RELATIONSHIP WITH THE EXTERNAL Shareholder Against For No
AUDITOR AND ITS AFFILIATES OTHER THAN IN CONNECTION
WITH THE AUDITING OF BCE S FINANCIAL STATEMENTS.
D LIMIT THE NUMBER OF YEARS DURING WHICH AN INDEPENDENT Shareholder Against For No
DIRECTOR MAY SERVE ON THE BOARD.
E IMPLEMENT A CUMULATIVE VOTING MECHANISM FOR THE Shareholder Against For No
ELECTION OF THE DIRECTORS.
F REPLACE THE STOCK OPTION PLAN WITH A RESTRICTED Shareholder Against For No
SHARE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 63,900 63,900 63,900 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/25/2005
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M.J. BOSKIN Management For For
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
H.A. MCKINNELL, JR. Management For For
M.C. NELSON Management For For
L.R. RAYMOND Management For For
W.V. SHIPLEY Management For For
R.W. TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28). Management For For No
03 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against For No
04 BOARD COMPENSATION (PAGE 31). Shareholder Against For No
05 INDUSTRY EXPERIENCE (PAGE 32). Shareholder Against For No
06 ACEH SECURITY REPORT (PAGE 33). Shareholder Against For No
07 AMENDMENT OF EEO POLICY (PAGE 34). Shareholder Against For No
08 BIODIVERSITY IMPACT REPORT (PAGE 36). Shareholder Against For No
09 CLIMATE SCIENCE REPORT (PAGE 37). Shareholder Against For No
10 KYOTO COMPLIANCE REPORT (PAGE 40). Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 141,000 141,000 141,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC GSK Annual Meeting Date: 05/25/2005
Issuer: 37733W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 DIRECTORS REPORT AND FINANCIAL STATEMENTS Management For For No
O2 REMUNERATION REPORT Management For For No
O3 TO ELECT SIR CHRISTOPHER GENT AS A DIRECTOR Management For For No
O4 TO ELECT SIR DERYCK MAUGHAN AS A DIRECTOR Management For For No
O5 TO ELECT MR JULIAN HESLOP AS A DIRECTOR Management For For No
O6 TO RE-ELECT DR JEAN-PIERRE GARNIER AS A DIRECTOR Management For For No
O7 TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR Management For For No
O8 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR Management For For No
O9 TO RE-ELECT DR LUCY SHAPIRO AS A DIRECTOR Management For For No
O10 RE-APPOINTMENT OF AUDITORS Management For For No
O11 REMUNERATION OF AUDITORS Management For For No
S12 TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO Management For For No
EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL
EXPENDITURE
S13 DISAPPLICATION OF PRE-EMPTION RIGHTS* Management Against Against No
S14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Management For For No
SHARES*
S15 INSERTION OF NEW ARTICLE 48A INTO ARTICLES OF Management For For No
ASSOCIATION*
S16 DELETION OF ARTICLE 154.2 OF ARTICLES OF ASSOCIATION* Management For For No
S17 AMENDMENT OF ARTICLE 81 OF ARTICLES OF ASSOCIATION* Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 11,276 11,276 11,276 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC GSC AGM Meeting Date: 05/25/2005
Issuer: G3910J112 ISIN: GB0009252882
SEDOL: 0925288, 4907657
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE *Management No
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2004 Management For Position Unknown
2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 *Management No
DEC 2004 Management For Position Unknown
3. ELECT SIR CHRISTOPHER GENT AS A DIRECTOR OF THE *Management No
COMPANY Management For Position Unknown
4. ELECT SIR DERYCK MAUGHAN AS A DIRECTOR OF THE *Management No
COMPANY Management For Position Unknown
5. ELECT MR. JULIAN HESLOP AS A DIRECTOR OF THE COMPANY Management For *Management No
Position Unknown
6. RE-ELECT DR. JEAN-PIERRE GARNIER AS A DIRECTOR Management *Management No
OF THE COMPANY For Position Unknown
*Management No
7. RE-ELECT SIR IAN PROSSER AS A DIRECTOR OF THE Management For Position Unknown
COMPANY
8. RE-ELECT DR. RONALDO SCHMITZ AS A DIRECTOR OF Management *Management No
THE COMPANY For Position Unknown
9. RE-ELECT DR. LUCY SHAPIRO AS A DIRECTOR OF THE Management *Management No
COMPANY For Position Unknown
10. AUTHORIZE THE AUDIT COMMITTEE TO RE-APPOINT *Management No
PRICEWATERHOUSECOOPERS LLP AS A AUDITORS TO THE Management For Position Unknown
COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE
MEETING TO THE CONCLUSION OF THE NEXT MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
11. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE *Management No
REMUNERATION OF THE AUDITORS Management For Position Unknown
12. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH 347C *Management No
OF THE COMPANIES ACT 1985, TO MAKE DONATIONS Management For Position Unknown
TO EU POLITICAL ORGANIZATION AND TO INCUR EU
POLITICAL EXPENDITURE UP TO A MAXIMUM AGGREGATE
AMOUNT OF GBP 50,000; AUTHORITY EXPIRES EARLIER
THE CONCLUSION OF THE NEXT AGM IN 2006 OR 24
NOV 2006
S.13 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF *Management No
ARTICLE 12 OF THE COMPANY S ARTICLES OF ASSOCIATION Management Against Position Unknown
AND PURSUANT TO SECTION 95 OF THE COMPANIES ACT
1985, TO ALLOT EQUITY SECURITIES SECTION 94
OF THE ACT FOR CASH PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 20 PASSED AT THE AGM
HELD ON 21 MAY 2001, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED
THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS
ISSUE AS DEFINED IN ARTICLE 12.5 OF THE COMPANY
S ARTICLES OF ASSOCIATION PROVIDED THAT AN OFFER
OF EQUITY SECURITIES PURSUANT TO ANY SUCH RIGHTS
ISSUE NEED NOT BE OPEN TO ANY SHAREHOLDER HOLDING
ORDINARY SHARES AS TREASURY SHARES; AND B) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 73,301,955;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY IN 2006 OR ON
24 NOV 2006 ; AND THE DIRECTORS TO ALLOT EQUITY
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY
S.14 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION *Management No
166 OF THE COMPANIES ACT 1985, TO MAKE MARKET Management For Position Unknown
PURCHASES SECTION 163 OF THE ACT OF UP TO 586,415,642
ORDINARY SHARES OF 25P EACH, AT A MINIMUM PRICE
OF 25P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY HELD IN 2006 OR ON 24 NOV 2006;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
S.15 AMEND ARTICLE 48A OF THE ARTICLES OF ASSOCIATION Management For *Management No
Position Unknown
S.16 AMEND THE ARTICLE 154.2 OF THE ARTICLES OF ASSOCIATION Management For *Management No
Position Unknown
S.17 AMEND THE ARTICLE 81 OF THE ARTICLE OF ASSOCIATION Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 11,276 11,276 11,276 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC. MTX Annual Meeting Date: 05/25/2005
Issuer: 603158 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PAULA H.J. CHOLMONDELEY Management For For
DUANE R. DUNHAM Management For For
STEVEN J. GOLUB Management For For
JEAN-PAUL VALLES Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 1,500 1,500 1,500 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/25/2005
Issuer: 786514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN A. BURD Management For For
JANET E. GROVE Management For For
MOHAN GYANI Management For For
PAUL HAZEN Management For For
ROBERT I. MACDONNELL Management For For
DOUGLAS J. MACKENZIE Management For For
REBECCA A. STIRN Management For For
WILLIAM Y. TAUSCHER Management For For
RAYMOND G. VIAULT Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR FISCAL YEAR 2005.
03 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For No
04 STOCKHOLDER PROPOSAL REQUESTING THE SALE OF SAFEWAY Shareholder Against For No
TO THE HIGHEST BIDDER.
05 STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT Shareholder Against For No
DIRECTOR AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For No
ISSUE AN ANNUAL SUSTAINABILITY REPORT.
07 STOCKHOLDER PROPOSAL REQUESTING THAT 50% OF EACH Shareholder Against For No
DIRECTOR S COMPENSATION BE PAID IN RESTRICTED
STOCK.
08 STOCKHOLDER PROPOSAL REQUESTING MAJORITY VOTE Shareholder Against For No
FOR ELECTION OF DIRECTORS.
09 STOCKHOLDER PROPOSAL REQUESTING INDEPENDENT BOARD Shareholder Against For No
COMMITTEES.
10 STOCKHOLDER PROPOSAL REQUESTING AN OFFICE OF Shareholder Against For No
THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 208 140,000 140,000 140,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN Annual Meeting Date: 05/26/2005
Issuer: 17453B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JERRY ELLIOTT Management For For
LAWTON WEHLE FITT Management For For
STANLEY HARFENIST Management For For
WILLIAM M. KRAUS Management For For
SCOTT N. SCHNEIDER Management For For
LARRAINE D. SEGIL Management For For
ROBERT A. STANGER Management For For
EDWIN TORNBERG Management For For
DAVID H. WARD Management For For
MYRON A. WICK, III Management For For
MARY AGNES WILDEROTTER Management For For
02 TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE Management For For No
CITIZENS COMMUNICATIONS COMPANY AMENDED AND RESTATED
2000 EQUITY INCENTIVE PLAN TO REMOVE THE 2,500,000
SHARE SUB-LIMIT FOR STOCK-BASED AWARDS OTHER
THAN STOCK OPTIONS, WITHOUT INCREASING THE TOTAL
NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER
THE 2000 PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2005.
04 TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY Management For For No
BE BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT OF THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 70,000 70,000 70,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. DQE Annual Meeting Date: 05/26/2005
Issuer: 266233 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SIGO FALK Management For For
DAVID M. KELLY Management For For
JOHN D. TURNER Management For For
02 RATIFICATION OF AUDITORS DELOITTE & TOUCHE LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 105 150,000 150,000 150,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP Annual Meeting Date: 05/26/2005
Issuer: 28336L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JUAN CARLOS BRANIFF Management For For
JAMES L. DUNLAP Management For For
DOUGLAS L. FOSHEE Management For For
ROBERT W. GOLDMAN Management For For
ANTHONY W. HALL, JR. Management For For
THOMAS R. HIX Management For For
WILLIAM H. JOYCE Management For For
RONALD L. KUEHN, JR. Management For For
J. MICHAEL TALBERT Management For For
ROBERT F. VAGT Management For For
JOHN L. WHITMIRE Management For For
JOE B. WYATT Management For For
02 APPROVAL OF EL PASO CORPORATION 2005 COMPENSATION Management Against Against No
PLAN FOR NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF EL PASO CORPORATION 2005 OMNIBUS Management Against Against No
INCENTIVE COMPENSATION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 150,000 150,000 150,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA EIPAF.PK AGM Meeting Date: 05/26/2005
Issuer: T3643A145 ISIN: IT0003132476 BLOCKING
SEDOL: B020CR8, 7145056, B07LWK9, 7146059
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID: 213014 DUE TO ADDITION OF RESOLUTIONS. ALL Position Unknown
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM THERE WILL BE A SECOND CALL ON 27 Position Unknown
MAY 2005. YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
1. APPROVE THE FINANCIAL STATEMENT AS OF 31 DEC Management For *Management No
2004 OF ENI SPA, THE CONSOLIDATED FINANCIAL STATEMENT Position Unknown
AS OF 31 DEC 2004, THE REPORTS OF THE BOARD OF
DIRECTORS, OF THE BOARD OF AUDITORS AND OF THE
EXTERNAL AUDITORS
2. APPROVE THE ALLOCATION OF EARNINGS Management For *Management No
Position Unknown
3. GRANT AUTHORITY TO BUY BACK OWN SHARES Management For *Management No
Position Unknown
4. APPROVE THE DISPOSAL OF OWN SHARES IN SERVICE Management For *Management No
OF A STOCK OPTION PLAN TO THE MANAGERS OF THE Position Unknown
GROUP
5. APPROVE THE NUMBER OF THE MEMBERS OF THE BOARD Management For *Management No
OF DIRECTORS Position Unknown
6. APPROVE TO ESTABLISH THE DURATION OF THE BOARD Management For *Management No
OF DIRECTORS Position Unknown
8. APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
7. APPOINT MR. ALBERTO CLO, MR. RENZO COSTI AND Management For *Management No
MR. MARCO REBOA PRESENTED BY FINECO ASSET MANAGEMENT Position Unknown
SPA SGR, ARCA SGR SPA, AUREO GESTIONI SGR SPA,
BNL GESTIONI SGR SPA, DWS INVESTMENTS ITALY SGR
SPA, ERSEL ASSET MANAGEMENT SGR SPA, RAS ASSET
MANAGEMENT SGR SPA, HERMES ADMINISTRATION SERVICES
LIMITED, MEDIOLANUM INTERNATIONAL FUNDS LIMITED,
MEDIOLANUM GESTIONE FONDI SGR SPA, MONTE PASCHI
ASSET MANAGEMENT SGR SPA, NEXTRA INVESTMENT MANAGEMENT
SGR SPA, PIONEER ASSET MANAGEMENT SA, PIONEER
INVESTMENT MANAGEMENT SGR SPA, ALETTI GESTIELLE
SGR SPA, SAN PAOLO IMI ASSET MANAGEMENT SGR SPA,
HOLDING MORE THAN 1% OF STOCK CAPITAL AND APPOINT
MR.ROBERTO POLI CHAIRMAN, MR. DARIO FRUSCIO,
MR. MARCO PINTO, MARIO RESCA, MR. PAOLO SCARONI,
MR. PIERLUIGI SCIBETTA PRESENTED BY MINISTRY
OF FINANCE, HOLDING 20,31% OF STOCK CAPITAL AS
A DIRECTORS
9. APPROVE THE REWARDS FOR THE CHAIRMAN OF BOARD Management For *Management No
OF DIRECTORS Position Unknown
10. APPOINT MR. GIORGIO SILVA, MR. RICCARDO PEROTTA Management For *Management No
AND MR. MASSIMO GENTILE ALTERNATIVE AUDITOR Position Unknown
PRESENTED BY CANDIDATES PRESENTED BY FINECO
ASSET MANAGEMENT SPA SGR, ARCA SGR SPA, AUREO
GESTIONI SGR SPA, BNL GESTIONI SGR SPA, DWS INVESTMENTS
ITALY SGR SPA, ERSEL ASSET MANAGEMENT SGR SPA,
RAS ASSET MANAGEMENT SGR SPA, HERMES ADMINISTRATION
SERVICES LIMITED, MEDIOLANUM INTERNATIONAL FUNDS
LIMITED, MEDIOLANUM GESTIONE FONDI SGR SPA, MONTE
PASCHI ASSET MANAGEMENT SGR SPA, NEXTRA INVESTMENT
MANAGEMENT SGR SPA, PIONEER ASSET MANAGEMENT
SA, PIONEER INVESTMENT MANAGEMENT SGR SPA, ALETTI
GESTIELLE SGR SPA, SAN PAOLO IMI ASSET MANAGEMENT
SGR SPA, HOLDING MORE THAN 1% OF STOCK CAPITAL
AND APPOINT MR. PAOLO COLOMBO CHAIRMAN, MR.
FILIPPO DUODO, MR. EDOARDO GRISOLIA AND MR. FRANCESCO
BILOTTI ALTERNATIVE AUDITOR PRESENTED BY THE
MINISTRY OF FINANCE, HOLDING 20,31% OF STOCK
CAPITAL AS THE INTERNAL AUDITORS
11. APPOINT THE CHAIRMAN OF BOARD OF AUDITORS Management For *Management No
Position Unknown
12. APPROVE THE REWARDS FOR THE CHAIRMAN OF BOARD Management For *Management No
OF AUDITORS AND THE STATUTORY AUDITORS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND G005 29,000 29,000 29,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON HOTELS CORPORATION HLT Annual Meeting Date: 05/26/2005
Issuer: 432848 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN F. BOLLENBACH Management For For
BARBARA BELL COLEMAN Management For For
BENJAMIN V. LAMBERT Management For For
JOHN L. NOTTER Management For For
PETER V. UEBERROTH Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005
03 A STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER Shareholder Against For No
APPROVAL OF SEVERANCE AGREEMENTS
04 A STOCKHOLDER PROPOSAL CONCERNING VOTING STANDARDS Shareholder Against For No
FOR THE ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 50,000 50,000 50,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMARKET CORPORATION NEU Annual Meeting Date: 05/26/2005
Issuer: 651587 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PHYLLIS L. COTHRAN Management For For
BRUCE C. GOTTWALD Management For For
THOMAS E. GOTTWALD Management For For
PATRICK D. HANLEY Management For For
JAMES E. ROGERS Management For For
SIDNEY BUFORD SCOTT Management For For
CHARLES B. WALKER Management For For
02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 6,000 6,000 6,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED PTR Annual Meeting Date: 05/26/2005
Issuer: 71646E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD Management For *Management No
OF DIRECTORS OF THE COMPANY FOR THE YEAR 2004. Position Unknown
02 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY Management For *Management No
COMMITTEE OF THE COMPANY FOR THE YEAR 2004. Position Unknown
03 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Management For *Management No
STATEMENTS OF THE COMPANY FOR THE YEAR 2004. Position Unknown
04 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT Management For *Management No
OF A FINAL DIVIDEND. Position Unknown
05 TO CONSIDER AND APPROVE THE AUTHORISATION OF Management For *Management No
THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION Position Unknown
OF INTERIM DIVIDEND FOR THE YEAR 2005.
06 TO CONSIDER AND APPROVE THE CONTINUATION OF APPOINTMENT Management For *Management No
OF PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS, Position Unknown
AS THE INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS
ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC
ACCOUNTANTS, AS THE DOMESTIC AUDITORS.
07 TO CONSIDER AND APPROVE THE AMENDMENTS TO THE Management For *Management No
ARTICLES OF ASSOCIATION OF THE COMPANY. Position Unknown
08 TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS Management For *Management No
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC Position Unknown
SHARES AND OVERSEAS LISTED FOREIGN SHARES.
09 TO CONSIDER AND APPROVE OTHER MATTERS, IF ANY. Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 6,000 6,000 6,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION THC Annual Meeting Date: 05/26/2005
Issuer: 88033G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
TREVOR FETTER Management For For
BRENDA J. GAINES Management For For
KAREN M. GARRISON Management For For
EDWARD A. KANGAS Management For For
J. ROBERT KERREY Management For For
FLOYD D. LOOP, M.D. Management For For
RICHARD R. PETTINGILL Management For For
JAMES A. UNRUH Management For For
J. MCDONALD WILLIAMS Management For For
02 PROPOSAL TO APPROVE THE THIRD AMENDED AND RESTATED Management For For No
2001 STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 50,000 50,000 50,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. HD Annual Meeting Date: 05/26/2005
Issuer: 437076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GREGORY D. BRENNEMAN Management For For
RICHARD H. BROWN Management For For
JOHN L. CLENDENIN Management For For
BERRY R. COX Management For For
CLAUDIO X. GONZALEZ Management For For
MILLEDGE A. HART, III Management For For
BONNIE G. HILL Management For For
LABAN P. JACKSON, JR. Management For For
LAWRENCE R. JOHNSTON Management For For
KENNETH G. LANGONE Management For For
ROBERT L. NARDELLI Management For For
THOMAS J. RIDGE Management For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For No
KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2005.
03 COMPANY PROPOSAL TO AMEND THE SIXTH ARTICLE OF Management For For No
THE COMPANY S CERTIFICATE OF INCORPORATION.
04 COMPANY PROPOSAL TO APPROVE THE HOME DEPOT, INC. Management Against Against No
2005 OMNIBUS STOCK INCENTIVE PLAN.
05 STOCKHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shareholder Against For No
REPORT DISCLOSURE.
06 STOCKHOLDER PROPOSAL REGARDING METHOD OF VOTING. Shareholder Against For No
07 STOCKHOLDER PROPOSAL REGARDING NONDEDUCTIBLE Shareholder Against For No
COMPENSATION.
08 STOCKHOLDER PROPOSAL REGARDING FUTURE SEVERANCE Shareholder Against For No
AGREEMENTS.
09 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE AND Shareholder Against For No
TIME-BASED RESTRICTED SHARES.
10 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No
OPTIONS.
11 STOCKHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 6,000 6,000 6,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIACOM INC. VIA Annual Meeting Date: 05/26/2005
Issuer: 925524 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE S. ABRAMS Management For For
DAVID R. ANDELMAN Management For For
JOSEPH A. CALIFANO, JR. Management For For
WILLIAM S. COHEN Management For For
PHILIPPE P. DAUMAN Management For For
ALAN C. GREENBERG Management For For
CHARLES E. PHILLIPS JR. Management For For
SHARI REDSTONE Management For For
SUMNER M. REDSTONE Management For For
FREDERIC V. SALERNO Management For For
WILLIAM SCHWARTZ Management For For
ROBERT D. WALTER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2005.
03 APPROVAL OF THE AMENDED AND RESTATED VIACOM INC. Management For For No
SENIOR EXECUTIVE SHORT-TERM INCENTIVE PLAN.
04 APPROVAL OF THE VIACOM INC. 2005 RSU PLAN FOR Management For For No
OUTSIDE DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 100 25,000 25,000 25,000 5/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA TEF OGM Meeting Date: 05/30/2005
Issuer: E90183182 ISIN: ES0178430E18
SEDOL: 6167460, B0389V4, 2608413, 5732524, 5786930, 0798394, 5720972, 5736322
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
31 MAY 2005 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE ALSO BE ADVISED THAT ADDITIONAL
INFORMATION CONCERNING TELEFONICA SA CAN ALSO
BE VIEWED ON THE COMPANY S WEBSITE: HTTP://WWW.TELEFONICA.ES.
THANK YOU.
1. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management No
ANNUAL ACCOUNTS AND MANAGEMENT REPORT OF TELEFONICA, Position Unknown
S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES,
AS WELL AS THE PROPOSAL FOR THE APPLICATION OF
THE RESULTS OF TELEFONICA, S.A., AND THAT OF
THE MANAGEMENT OF THE COMPANY S BOARD OF DIRECTORS,
ALL FOR THE 2004 FINANCIAL YEAR.
2. SHAREHOLDER REMUNERATION: A) DISTRIBUTION OF Management For *Management No
DIVIDENDS WITH A CHARGE TO THE ADDITIONAL PAID- Position Unknown
IN CAPITAL RESERVE AND B) EXTRAORDINARY NON-CASH
DISTRIBUTION OF ADDITIONAL PAID- IN CAPITAL.
3. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management No
PROPOSED MERGER OF TELEFONICA, S.A. AND TERRA Position Unknown
NETWORKS, S.A. AND APPROVAL, AS THE MERGER BALANCE
SHEET, OF TELEFONICA, S.A. S BALANCE SHEET CLOSED
ON DECEMBER 31, 2004. APPROVAL OF MERGER BETWEEN
TELEFONICA, S.A. AND TERRA NETWORKS, S.A. BY
MEANS OF THE ABSORPTION OF THE LATTER BY THE
FORMER, WITH THE EXTINCTION OF TERRA NETWORKS,
S.A. AND THE EN BLOC TRANSFER OF ALL OF ITS ASSETS
AND LIABILITIES TO TELEFONICA, S.A., WITH THE
PROVISION THAT THE EXCHANGE SHALL BE SATISFIED
THROUGH THE DELIVERY OF TREASURY SHARES OF TELEFONICA
S.A., ALL IN ACCORDANCE WITH THE PROVISIONS OF
THE MERGER PLAN. APPLICATION OF THE SPECIAL TAX
REGIME SET FORTH IN CHAPTER VIII OF TITLE VII
OF THE RESTATED TEXT OF THE CORPORATE INCOME
TAX LAW IN CONNECTION WITH THE MERGER. ESTABLISHMENT
OF PROCEDURES TO FACILITATE THE EXCHANGE OF SHARES.
DELEGATION OF POWERS.
4. APPOINTMENT OF DIRECTORS. Management For *Management No
Position Unknown
5. DESIGNATION OF THE ACCOUNTS AUDITOR FOR TELEFONICA, Management For *Management No
S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES, Position Unknown
UNDER THE PROVISIONS OF ARTICLE 42 OF THE SPANISH
COMMERCE CODE (CODIGO DE COMERCIO) AND ARTICLE
204 OF THE SPANISH CORPORATIONS ACT (LEY DE SOCIEDADES
ANONIMAS).
6. AUTHORIZATION FOR THE ACQUISITION OF TREASURY Management For *Management No
STOCK, DIRECTLY OR THROUGH GROUP COMPANIES. Position Unknown
7. REDUCTION OF SHARE CAPITAL THROUGH THE AMORTIZING Management For *Management No
OF TREASURY STOCK, WITH THE EXCLUSION OF THE Position Unknown
RIGHT TO OPPOSITION BY CREDITORS, THROUGH THE
REDRAFTING OF THE ARTICLE IN THE BYLAWS THAT
REFERS TO THE SHARE CAPITAL.
8. DELEGATION OF POWERS TO FORMALIZE, CONSTRUE, Management For *Management No
CORRECT AND EXECUTE THE RESOLUTIONS ADOPTED BY Position Unknown
THE ANNUAL GENERAL SHAREHOLDERS MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 7,880 7,880 7,880 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. MHS Annual Meeting Date: 05/31/2005
Issuer: 58405U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN L. CASSIS Management For For
MICHAEL GOLDSTEIN Management For For
BLENDA J. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
03 PROPOSAL TO APPROVE THE 2002 STOCK INCENTIVE Management For For No
PLAN, AS AMENDED.
04 PROPOSAL TO APPROVE THE 2003 EMPLOYEE STOCK PURCHASE Management For For No
PLAN, AS AMENDED.
05 PROPOSAL TO APPROVE THE EXECUTIVE INCENTIVE COMPENSATION Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 15,030 15,030 15,030 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
REPSOL YPF, S.A. REP Annual Meeting Date: 05/31/2005
Issuer: 76026T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 APPOINTMENT, RATIFICATION, OR RE-ELECTION OF DIRECTORS. Management For *Management No
Position Unknown
05 APPOINTMENT OR RE-ELECTION OF THE ACCOUNTS AUDITOR Management For *Management No
OF REPSOL YPF, S.A., AND OF ITS CONSOLIDATED GROUP. Position Unknown
06 AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For *Management No
DERIVATIVE ACQUISITION OF SHARES OF REPSOL YPF, Position Unknown
S.A.
07 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management Against *Management No
TO RESOLVE THE INCREASE OF THE CAPITAL STOCK. Position Unknown
08 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management For *Management No
TO ISSUE DEBENTURES, BONDS AND ANY OTHER FIXED Position Unknown
RATE SECURITIES OF ANALOGOUS NATURE.
09 DELEGATION OF POWERS TO SUPPLEMENT, DEVELOP, Management For *Management No
EXECUTE, RECTIFY OR FORMALIZE THE RESOLUTIONS Position Unknown
ADOPTED BY THE GENERAL MEETING.
01 REVIEW AND APPROVAL, IF APPROPRIATE, OF THE ANNUAL Management For *Management No
FINANCIAL STATEMENTS (BALANCE SHEET, PROFIT AND Position Unknown
LOSS ACCOUNT AND THE ANNUAL REPORT) AND THE MANAGEMENT
REPORT OF REPSOL YPF, S.A.
02 INFORMATION TO THE GENERAL SHAREHOLDERS MEETING Management For *Management No
ON THE AMENDMENTS TO THE REGULATIONS OF THE BOARD Position Unknown
OF DIRECTORS.
03 AMENDMENT OF CHAPTER II OF TITLE IV (RELATED Management For *Management No
TO THE BOARD OF DIRECTORS) AND OF ARTICLE 40 Position Unknown
(RELATED TO AUDIT); REMOVAL OF ARTICLE 47 (RELATED
TO RESOLUTION OF DISPUTES)
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 205 30,000 30,000 30,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF Annual Meeting Date: 05/31/2005
Issuer: 879382 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT Management For For No
REPORT OF TELEFONICA, S.A., AND OF ITS CONSOLIDATED
GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR
THE APPLICATION OF THE RESULTS OF TELEFONICA,
S.A., AND THAT OF THE MANAGEMENT OF ITS BOARD
OF DIRECTORS CORRESPONDING TO THE FISCAL YEAR
2004.
02 APPROVAL OF THE SHAREHOLDER REMUNERATION: A) Management For For No
DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO THE
ADDITIONAL PAID-IN CAPITAL RESERVE AND B) EXTRAORDINARY
NON-CASH DISTRIBUTIONS OF ADDITIONAL PAID-IN CAPITAL.
03 APPROVAL OF THE MERGER PLAN BETWEEN TELEFONICA, Management For For No
S.A. AND TERRA NETWORKS, S.A. AND APPROVAL, AS
THE MERGER BALANCE SHEET, OF TELEFONICA S.A.
S BALANCE SHEET CLOSED AS OF DECEMBER 31, 2004,
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
04 APPROVAL OF THE APPOINTMENT OF DIRECTORS. Management For For No
05 APPROVAL OF THE DESIGNATION OF THE ACCOUNTS AUDITOR Management For For No
FOR TELEFONICA S.A. AND ITS CONSOLIDATED GROUP
OF COMPANIES.
06 APPROVAL OF THE AUTHORIZATION FOR THE ACQUISITION Management For For No
OF TREASURY STOCK.
07 APPROVAL OF THE REDUCTION OF SHARE CAPITAL THROUGH Management For For No
THE AMORTIZATION OF TREASURY STOCK.
08 DELEGATION OF POWERS FOR THE FORMALIZING, INTERPRETING, Management For For No
CORRECTING AND EXECUTING OF THE RESOLUTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 208 7,880 7,880 7,880 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION CMCSA Annual Meeting Date: 06/01/2005
Issuer: 20030N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
S. DECKER ANSTROM Management For For
KENNETH J. BACON Management For For
SHELDON M. BONOVITZ Management For For
EDWARD D. BREEN Management For For
JULIAN A. BRODSKY Management For For
JOSEPH L. CASTLE, II Management For For
JOSEPH J. COLLINS Management For For
J. MICHAEL COOK Management For For
BRIAN L. ROBERTS Management For For
RALPH J. ROBERTS Management For For
DR. JUDITH RODIN Management For For
MICHAEL I. SOVERN Management For For
02 INDEPENDENT AUDITORS. Management For For No
03 2002 RESTRICTED STOCK PLAN. Management For For No
04 DISCLOSE POLITICAL CONTRIBUTIONS. Shareholder Against For No
05 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT HAVE Shareholder Against For No
MANAGERIAL RESPONSIBILITIES.
06 ELIMINATE SHAREHOLDER RIGHTS PLAN UNLESS SHAREHOLDER Shareholder For Against No
APPROVAL IS RECEIVED.
07 ADOPT A RECAPITALIZATION PLAN. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 9,000 9,000 9,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED IR Annual Meeting Date: 06/01/2005
Issuer: G4776G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A.C. BERZIN Management For For
H.L. HENKEL Management For For
H.W. LICHTENBERGER Management For For
T.L. WHITE Management For For
02 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS Management For For No
TO ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS.
03 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS Management Against Against No
TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS.
04 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For For No
OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 3,000 3,000 3,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV Annual Meeting Date: 06/01/2005
Issuer:25459L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RALPH F. BOYD, JR. Management For For
JAMES M. CORNELIUS Management For For
DAVID F. DEVOE Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For No
ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 106 36,000 36,000 36,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTSON'S, INC. ABS Annual Meeting Date: 06/02/2005
Issuer: 013104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HENRY I. BRYANT Management For For
BONNIE G. HILL Management For For
LAWRENCE R. JOHNSTON Management For For
KATHI P. SEIFERT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For For No
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For No
FOR DIRECTOR ELECTIONS.
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For No
VOTING.
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shareholder Against For No
AGREEMENTS.
06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For No
CHAIRMAN.
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY Shareholder Against For No
GRANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 104 170,000 170,000 170,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MUNICIPAL MORTGAGE & EQUITY, LLC MMA Annual Meeting Date: 06/02/2005
Issuer: 62624B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES C. BAUM Management For For
MARK K. JOSEPH Management For For
ARTHUR S. MEHLMAN Management For For
02 ANY OTHER MATTERS THAT MAY PROPERLY BE BROUGHT Management For For No
BEFORE THE MEETING
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 101 3,000 3,000 3,000 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PULITZER INC. PTZ Special Meeting Date: 06/03/2005
Issuer:745769 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 29, 2005, BY AND AMONG PULITZER
INC., LEE ENTERPRISES, INCORPORATED AND LP ACQUISITION
CORP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 51,000 51,000 51,000 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG Annual Meeting Date: 06/07/2005
Issuer: 492386 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM F. WALLACE Management For For
IAN L. WHITE-THOMSON Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 APPROVAL OF 2005 LONG TERM INCENTIVE PLAN. Management Against Against No
04 APPROVAL TO AMEND THE AMENDED AND RESTATED CERTIFICATION Management For For No
OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER
OF SHARES OF COMMON STOCK FROM 300,000,000 TO
500,000,000.
05 STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT Shareholder Against For No
OF AN OFFICE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 107 19,000 19,000 19,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Annual Meeting Date: 06/07/2005
Issuer:888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL B. ALEXANDER Management For For
EDWARD H. BERSOFF Management For For
JOSEPH F. CALIGIURI Management For For
PETER A. COHEN Management For For
SUSAN GOLDING Management For For
ROBERT M. HANISEE Management For For
ROBERT E. LA BLANC Management For For
ANTHONY J. PRINCIPI Management For For
GENE W. RAY Management For For
JAMES ROTH Management For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 95,000 95,000 95,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2005
Issuer: 25179M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN A. HILL Management For For
WILLIAM J. JOHNSON Management For For
ROBERT A. MOSBACHER JR. Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For For No
S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2005
03 ADOPTION OF THE DEVON ENERGY CORPORATION 2005 Management Against Against No
LONG-TERM INCENTIVE PLAN
04 REVISED DIRECTOR ELECTION VOTE STANDARD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 103 30,000 30,000 30,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK PBY Annual Meeting Date: 06/08/2005
Issuer:713278 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BENJAMIN STRAUSS Management For For
MALCOLMN D. PRYOR Management For For
PETER A. BASSI Management For For
JANE SCACCETTI Management For For
JOHN T. SWEETWOOD Management For For
WILLIAM LEONARD Management For For
LAWRENCE N. STEVENSON Management For For
M. SHAN ATKINS Management For For
ROBERT H. HOTZ Management For For
02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Against No
RIGHTS PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 3,000 3,000 3,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGY EAST CORPORATION EAS Annual Meeting Date: 06/09/2005
Issuer: 29266M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN T. CARDIS Management For For
JOSEPH J. CASTIGLIA Management For For
LOIS B. DEFLEUR Management For For
G. JEAN HOWARD Management For For
DAVID M. JAGGER Management For For
SETH A. KAPLAN Management For For
BEN E. LYNCH Management For For
PETER J. MOYNIHAN Management For For
WALTER G. RICH Management For For
WESLEY W. VON SCHACK Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 150,000 150,000 150,000 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V. OFIX Annual Meeting Date: 06/15/2005
Issuer: N6748L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES W. FEDERICO Management For For
JAMES F. GERO Management For For
ROBERT GAINES-COOPER Management For For
JERRY C. BENJAMIN Management For For
PETER J. HEWETT Management For For
WALTER P. VON WARTBURG Management For For
THOMAS J. KESTER Management For For
KENNETH R. WEISSHAAR Management For For
GUY J. JORDAN Management For For
STEFAN WIDENSOHLER Management For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE ARTICLES Management For For No
OF ASSOCIATION (ARTICLE 10 AND ARTICLE 11).
03 PROPOSAL TO APPROVE BALANCE SHEET AND INCOME Management For For No
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER
31, 2004.
04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For No
AS INDEPENDENT AUDITORS FOR ORTHOFIX AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 102 5,000 5,000 5,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM COMPANY RD Annual Meeting Date: 06/28/2005
Issuer: 780257 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 ANNUAL ACCOUNTS 2004 Management For For No
03B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR Management For For No
2004
04A DISCHARGE OF THE MANAGING DIRECTORS Management For For No
4B DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD Management For For No
05 APPOINTMENT OF MR. L.R. RICCIARDI AS A MEMBER Management For For No
OF THE SUPERVISORY BOARD
06 AUTHORIZATION FOR THE ACQUISITION OF ORDINARY Management For For No
SHARES
07 CANCELLATION OF THE ORDINARY SHARES HELD BY THE Management For For No
COMPANY
9B APPROVAL OF THE IMPLEMENTATION AGREEMENT Management For For No
10 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Management For For No
OF THE COMPANY
11A APPOINTMENT OF MR A.G. JACOBS AS A NON-EXECUTIVE Management For For No
DIRECTOR
11B APPOINTMENT OF MS CH. MORIN-POSTEL AS A NON-EXECUTIVE Management For For No
DIRECTOR
11C APPOINTMENT OF MR A.A. LOUDON AS A NON-EXECUTIVE Management For For No
DIRECTOR
11D APPOINTMENT OF MR L.R. RICCIARDI AS A NON-EXECUTIVE Management For For No
DIRECTOR
12 ADOPTION OF THE REMUNERATION POLICY FOR THE BOARD Management For For No
OF DIRECTORS
13 APPROVAL OF AMENDED LONG-TERM INCENTIVE PLAN Management For For No
14 APPROVAL OF AMENDED RESTRICTED SHARE PLAN Management For For No
15 APPROVAL OF AMENDED DEFERRED BONUS PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 804 114,000 114,000 114,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN Annual Meeting Date: 06/28/2005
Issuer: 78412D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HARVEY I. KLEIN Management For For
G.A. SCHREIBER, JR. Management For For
JOHN C. VAN RODEN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 109 40,000 40,000 40,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T CORP. T Annual Meeting Date: 06/30/2005
Issuer: 001957 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPT THE MERGER AGREEMENT AMONG SBC, AT&T AND Management For For No
MERGER SUB
01A ADJOURNMENT TO PERMIT FURTHER SOLICITATION OF Management For For No
PROXIES IN FAVOR OF ITEM 1
02 DIRECTOR Management For No
W.F. ALDINGER Management For For
K.T. DERR Management For For
D.W. DORMAN Management For For
M.K. EICKHOFF-SMITH Management For For
H.L. HENKEL Management For For
F.C. HERRINGER Management For For
J.C. MADONNA Management For For
D.F. MCHENRY Management For For
T.L. WHITE Management For For
03 RATIFICATION OF AUDITORS Management For For No
04 NO FUTURE STOCK OPTIONS Shareholder Against For No
05 LINK RESTRICTED STOCK UNIT VESTING TO PERFORMANCE Shareholder Against For No
06 EXECUTIVE COMPENSATION Shareholder Against For No
07 POISON PILL Shareholder For Against No
08 SHAREHOLDER APPROVAL OF FUTURE SERPS Shareholder Against For No
09 SHAREHOLDER RATIFICATION OF SEVERANCE AGREEMENTS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 505 180,000 180,000 180,000 6/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION NWS Special Meeting Date: 06/30/2005
Issuer:65248E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSED ADOPTION OF THE 2005 LONG-TERM INCENTIVE Management For For No
PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY INCOME FUND 997G005 203 6,016 6,016 6,016 6/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE TOPPS COMPANY, INC. TOPP Annual Meeting Date: 07/01/2004
Issuer: 890786 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALLAN A. FEDER Management For For
DAVID M. MAUER Management For For
JACK H. NUSBAUM Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE TOPPS COMPANY,
INC. FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 106 4,760 4,760 4,760 6/19/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
APOGENT TECHNOLOGIES INC. AOT Special Meeting Date: 08/02/2004
Issuer: 03760A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For No
02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No
SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 101 2,830 2,830 2,830 6/23/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC. ATK Annual Meeting Date: 08/03/2004
Issuer: 018804 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FRANCES D. COOK Management For For
GILBERT F. DECKER Management For For
RONALD R. FOGLEMAN Management For For
JONATHAN G. GUSS Management For For
DAVID E. JEREMIAH Management For For
ROMAN MARTINEZ IV Management For For
PAUL DAVID MILLER Management For For
DANIEL J. MURPHY, JR. Management For For
ROBERT W. RISCASSI Management For For
MICHAEL T. SMITH Management For For
WILLIAM G. VAN DYKE Management For For
03 STOCKHOLDER PROPOSAL - WEAPONIZATION OF SPACE/MISSILE Shareholder Against For No
DEFENSE
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 104 1,030 1,030 1,030 7/21/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
ACXIOM CORPORATION ACXM Annual Meeting Date: 08/04/2004
Issuer: 005125 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DR. MARY L. GOOD Management For For
RODGER S. KLINE Management For For
STEPHEN M. PATTERSON Management For For
JAMES T. WOMBLE Management For For
02 APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES Management Against Against No
AVAILABLE UNDER THE 2000 STOCK OPTION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 109 1,810 1,810 1,810 7/21/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
STELLENT, INC. STEL Annual Meeting Date: 08/11/2004
Issuer: 85856W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING MARCH 31, 2005.
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against No
STELLENT, INC. 1997 DIRECTOR STOCK OPTION PLAN
TO INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER SUCH
PLAN BY 200,000 SHARES.
01 DIRECTOR Management For No
ROBERT F. OLSON Management For For
KENNETH H. HOLEC Management For For
ALAN B. MENKES Management For For
PHILIP E. SORAN Management For For
RAYMOND A. TUCKER Management For For
STEVEN C. WALDRON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 105 5,990 5,990 5,990 7/22/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
CNS, INC. CNXS Annual Meeting Date: 08/25/2004
Issuer: 126136 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS.
01 DIRECTOR Management For No
DANIEL E. COHEN Management For For
KAREN T. BECKWITH Management For For
PATRICK DELANEY Management For For
ANDREW J. GREENSHIELDS Management For For
H. ROBERT HAWTHORNE Management For For
MARTI MORFITT Management For For
RICHARD PERKINS Management For For
MORRIS J. SIEGEL Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 100 7,570 7,570 7,570 8/4/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/30/2004
Issuer: 24522P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOE L. MORGAN Management For For
DAVID R. WILLIAMS Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING MAY 1, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 103 7,120 7,120 7,120 9/29/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC. TXI Annual Meeting Date: 10/19/2004
Issuer: 882491 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MELVIN G. BREKHUS Management For For
ROBERT D. ROGERS Management For For
IAN WACHTMEISTER Management For For
03 TO TRANSACT SUCH OTHER BUSINESS THAT MAY PROPERLY Management For For No
COME BEFORE THE MEETING.
02 TO APPROVE TEXAS INDUSTRIES, INC. 2004 OMNIBUS Management Against Against No
EQUITY COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 103 1,800 1,800 1,800 10/19/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
TECHNE CORPORATION TECH Annual Meeting Date: 10/21/2004
Issuer: 878377 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO SET THE NUMBER OF DIRECTORS AT SIX. Management For For No
02 DIRECTOR Management No
THOMAS E. OLAND Management For For
ROGER C. LUCAS, PHD Management For For
HOWARD V. O'CONNELL Management For For
G. ARTHUR HERBERT Management For For
RANDOLPH C STEER MD PHD Management For For
ROBERT V. BAUMGARTNER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 100 840 840 840 10/5/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
LIFECORE BIOMEDICAL, INC. LCBM Annual Meeting Date: 11/11/2004
Issuer: 532187 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD W. PERKINS Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No
OF GRANT THORNTON LLP AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE CURRENT
FISCAL YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 101 3,830 3,830 3,830 10/26/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
DANKA BUSINESS SYSTEMS PLC DANKY Annual Meeting Date: 12/07/2004
Issuer: 236277 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RE-ELECT TODD L. MAVIS AS A DIRECTOR Management For *Management Position Unknown No
02 TO RE-ELECT ERIK VONK AS A DIRECTOR Management For *Management Position Unknown No
03 TO RE-ELECT P. LANG LOWREY, III AS A DIRECTOR Management For *Management Position Unknown No
04 TO RE-ELECT MICHAEL B. GIFFORD AS A DIRECTOR Management For *Management Position Unknown No
05 TO RE-APPOINT THE AUDITORS AND AUTHORIZE THE Management For *Management Position Unknown No
BOARD OF DIRECTORS, OR A DULY APPOINTED COMMITTEE
THEREOF, TO FIX THEIR REMUNERATION
06 TO AUTHORIZE THE BOARD OF DIRECTORS TO ALLOT Management For *Management Position Unknown No
EQUITY SECURITIES
07 TO EMPOWER THE BOARD OF DIRECTORS TO ALLOT EQUITY Management For *Management Position Unknown No
SECURITIES, SUBJECT TO CERTAIN LIMITATIONS, WITHOUT
PROVIDING CERTAIN PRE-EMPTIVE RIGHTS
08 TO AUTHORIZE THE BOARD OF DIRECTORS TO ALLOT Management For *Management Position Unknown No
EQUITY SECURITIES RELATING TO OUR CONVERTIBLE
PARTICIPATING SHARES
09 TO EMPOWER THE BOARD OF DIRECTORS TO ALLOT EQUITY Management For *Management Position Unknown No
SECURITIES, SUBJECT TO CERTAIN LIMITATIONS, WITHOUT
PROVIDING CERTAIN PRE-EMPTIVE RIGHTS RELATING
TO OUR CONVERTIBLE PARTICIPATING SHARES
10 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For *Management Position Unknown No
FOR THE YEAR ENDED 31ST MARCH, 2004
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 109 4,760 4,760 4,760 11/29/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
VAIL RESORTS, INC. MTN Annual Meeting Date: 12/17/2004
Issuer: 91879Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ADAM M. ARON Management For For
JOHN J. HANNAN Management For For
ROLAND A. HERNANDEZ Management For For
ROBERT A. KATZ Management For For
JOE R. MICHELETTO Management For For
JOHN F. SORTE Management For For
WILLIAM P. STIRITZ Management For For
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS.
02 AMENDMENT AND RESTATEMENT OF THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION.
04 IN THEIR DISCRETION, UPON OTHER MATTERS AS THEY Management For For No
PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 109 2,480 2,480 2,480 12/7/2004
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
DELTA AND PINE LAND COMPANY DLP Annual Meeting Date: 01/11/2005
Issuer: 247357 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JON E.M. JACOBY Management For For
F. MURRAY ROBINSON Management For For
02 APPROVAL OF THE AUDITING FIRM OF KPMG, LLP. Management For For No
03 APPROVAL OF THE 2005 OMNIBUS STOCK PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 106 840 840 840 1/6/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY ACV Annual Meeting Date: 01/27/2005
Issuer: 013068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HOWARD B. BERNICK Management For For
KING HARRIS Management For For
SAM J. SUSSER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 101 1,630 1,630 1,630 1/21/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
SURMODICS, INC. SRDX Annual Meeting Date: 01/31/2005
Issuer: 868873 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVE AMENDMENT OF THE COMPANY S 2003 EQUITY Management Against Against No
INCENTIVE PLAN TO INCREASE THE SHARES AVAILABLE
FOR ISSUANCE UNDER THE PLAN BY 1,800,000.
02 DIRECTOR Management For No
DALE R. OLSETH Management For For
KENNETH H. KELLER Management For For
DAVID A. KOCH Management For For
01 SET THE NUMBER OF DIRECTORS AT NINE (9). Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 100 2,530 2,530 2,530 1/25/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
FAIR ISAAC CORPORATION FIC Annual Meeting Date: 02/01/2005
Issuer: 303250 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A. GEORGE BATTLE Management For For
ANDREW CECERE Management For For
TONY J. CHRISTIANSON Management For For
THOMAS G. GRUDNOWSKI Management For For
ALEX W. HART Management For For
PHILIP G. HEASLEY Management For For
GUY R. HENSHAW Management For For
DAVID S.P. HOPKINS Management For For
MARGARET L. TAYLOR Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 104 1,910 1,910 1,910 1/28/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC. ESE Annual Meeting Date: 02/03/2005
Issuer: 296315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF COMPANY S SELECTION OF KPMG LLP Management For For No
AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
SEPTEMBER 30, 2005.
01 DIRECTOR Management For No
W.S. ANTLE III Management For For
L.W. SOLLEY Management For For
J.D. WOODS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 104 290 290 290 1/28/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
LAIDLAW INTERNATIONAL, INC. LI Annual Meeting Date: 02/08/2005
Issuer: 50730R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
III APPROVAL OF THE LAIDLAW INTERNATIONAL, INC. SHORT-TERM Management For For No
INCENTIVE PLAN
I DIRECTOR Management For No
RICHARD R. RANDAZZO Management For For
CARROLL R. WETZEL, JR. Management For For
II APPROVAL OF THE LAIDLAW INTERNATIONAL, INC. AMENDED Management For For No
AND RESTATED 2003 EQUITY AND PERFORMANCE INCENTIVE
PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 102 3,470 3,470 3,470 2/4/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFON CORPORATION GFF Annual Meeting Date: 02/16/2005
Issuer: 398433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BERTRAND M. BELL Management For For
MARTIN S. SUSSMAN Management For For
JOSEPH J. WHALEN Management For For
LESTER WOLFF Management For For
ROBERT HARRISON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 102 3,060 3,060 3,060 2/14/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
IONICS, INCORPORATED ION Special Meeting Date: 02/22/2005
Issuer: 462218 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For No
AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING,
IF NECESSARY, TO SATISFY THE CONDITIONS TO COMPLETING
THE MERGER AS SET FORTH IN THE AGREEMENT AND
PLAN OF MERGER, INCLUDING FOR THE PURPOSE OF
SOLICITING PROXIES TO VOTE IN FAVOR OF THE AGREEMENT
AND PLAN OF MERGER.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF NOVEMBER 24, 2004, AMONG GENERAL
ELECTRIC COMPANY, TRITON ACQUISITION CORP., AN
INDIRECT WHOLLY-OWNED SUBSIDIARY OF GENERAL ELECTRIC
COMPANY, AND IONICS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 108 2,470 2,470 2,470 2/16/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
THE TORO COMPANY TTC Annual Meeting Date: 03/15/2005
Issuer: 891092 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
07 TO TRANSACT ANY OTHER BUSINESS PROPERLY BROUGHT Management For For No
BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
OF THE MEETING.
06 RATIFY SELECTION OF INDEPENDENT AUDITORS FOR Management For For No
FISCAL 2005.
05 APPROVE AMENDMENT OF THE TORO COMPANY 2000 STOCK Management Against Against No
OPTION PLAN.
04 APPROVE AMENDMENTS OF ANNUAL MANAGEMENT INCENTIVE Management For For No
PLAN II.
03 DIRECTOR Management For No
R.O. BAUKOL Management For For
K.J. HARLESS Management For For
M.J. HOFFMAN Management For For
D.R. OLSETH Management For For
02 APPROVE AMENDMENT OF AMENDED AND RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE SIZE OF BOARD.
01 APPROVE AMENDMENT OF AMENDED AND RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 108 1,240 1,240 1,240 3/9/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
H.B. FULLER COMPANY FUL Annual Meeting Date: 04/14/2005
Issuer: 359694 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. MICHAEL LOSH Management For For
LEE R. MITAU Management For For
ROBERT WILLIAM VAN SANT Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 3, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 106 1,400 1,400 1,400 4/12/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED CSL Contested Annual Meeting Date: 04/20/20
Issuer: 142339 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMIESON Management For For
KROGH Management For For
MCKINNISH Management For For
RUGGIERO Management For For
02 APPROVE THE COMPANY S AMENDED AND RESTATED NONEMPLOYEE Management Against Against No
DIRECTOR EQUITY PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 100 1,340 1,340 1,340 4/18/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. CYT Annual Meeting Date: 04/21/2005
Issuer: 232820 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANTHONY G. FERNANDES Management For For
DAVID LILLEY Management For For
JERRY R. SATRUM Management For For
RAYMOND P. SHARPE Management For For
02 RATIFICATION OF KPMG LLP AS THE COMPANY S AUDITORS Management For For No
FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 100 1,210 1,210 1,210 4/18/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
JOHN H. HARLAND COMPANY JH Annual Meeting Date: 04/21/2005
Issuer: 412693 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD K. LOCHRIDGE Management For For
G. HAROLD NORTHROP Management For For
TIMOTHY C. TUFF Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2005.
03 APPROVAL OF THE 2005 COMPENSATION PLAN FOR Management Against Against No
NON-EMPLOYEE DIRECTORS.
04 APPROVAL OF THE MATERIAL TERMS OF THE SENIOR Management For For No
MANAGEMENT INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 103 1,290 1,290 1,290 4/19/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. WST Annual Meeting Date: 04/26/2005
Issuer: 955306 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
TENLEY E. ALBRIGHT Management For For
DONALD E. MOREL, JR. Management For For
ROBERT C. YOUNG Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 105 2,100 2,100 2,100 4/21/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC. NAL Annual Meeting Date: 04/27/2005
Issuer: 650203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROXANNE J. COADY Management For For
JOHN F. CROWEAK Management For For
SHEILA B. FLANAGAN Management For For
RICHARD J. GROSSI Management For For
02 TO APPROVE THE NEWALLIANCE BANCSHARES, INC. 2005 Management Against Against No
LONG-TERM COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF THE FIRM OF Management For For No
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
OF NEWALLIANCE FOOOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 102 4,310 4,310 4,310 4/22/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION TCB Annual Meeting Date: 04/27/2005
Issuer: 872275 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RODNEY P. BURWELL Management For For
WILLIAM A. COOPER Management For For
THOMAS A. CUSICK Management For For
PETER L. SCHERER Management For For
DOUGLAS A. SCOVANNER Management For For
02 RE-APPROVAL OF THE DIRECTORS STOCK PROGRAM FOR Management For For No
TEN ADDITIONAL YEARS.
03 ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP Management For For No
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 102 4,190 4,190 4,190 4/22/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC. JRN Annual Meeting Date: 04/28/2005
Issuer: 481130 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN J. SMITH Management For For
MARY ELLEN STANEK Management For For
JEANETTE TULLY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 102 2,470 2,470 2,470 4/25/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS Annual Meeting Date: 04/28/2005
Issuer: 71343P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERBERT M. BAUM Management For For
RICHARD G. CLINE Management For For
PIERRE S. DU PONT Management For For
ARCHIE R. DYKES Management For For
JAROBIN GILBERT, JR. Management For For
JAMES R. KACKLEY Management For For
MATTHEW M. MCKENNA Management For For
ROBERT C. POHLAD Management For For
CYNTHIA SWANSON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 29). Shareholder Against For No
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 32). Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 200 2,350 2,350 2,350 4/25/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
PENTAIR, INC. PNR Annual Meeting Date: 04/29/2005
Issuer: 709631 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD J. CATHCART Management For For
BARBARA B. GROGAN Management For For
AUGUSTO MEOZZI Management For For
RONALD L. MERRIMAN Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 105 3,720 3,720 3,720 4/27/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES, INC. CHB Annual Meeting Date: 05/03/2005
Issuer: 158496 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
SHIRLEY D. PETERSON Management For For
02 PROPOSAL TO ADOPT THE 2005 EQUITY COMPENSATION Management Against Against No
AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 109 5,450 5,450 5,450 4/28/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
HNI CORPORATION HNI Annual Meeting Date: 05/03/2005
Issuer: 404251 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MIGUEL M. CALADO Management For For
CHERYL A. FRANCIS Management For For
LARRY B. PORCELLATO Management For For
BRIAN E. STERN Management For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Management For For No
THE HNI CORPORATION EXECUTIVE BONUS PLAN.
03 APPROVAL OF THE HNI CORPORATION LONG-TERM PERFORMANCE Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 100 1,960 1,960 1,960 4/28/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
BRUNSWICK CORPORATION BC Annual Meeting Date: 05/04/2005
Issuer: 117043 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE W. BUCKLEY Management For For
PETER HARF Management For For
RALPH C. STAYER Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 109 2,030 2,030 2,030 5/2/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. CHD Annual Meeting Date: 05/05/2005
Issuer: 171340 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES R. CRAIGIE Management For For
ROBERT A. DAVIES, III Management For For
ROSINA B. DIXON Management For For
ROBERT D. LEBLANC Management For For
LIONEL L. NOWELL, III Management For For
02 APPROVAL OF AN AMENDMENT OF THE COMPANY S RESTATED Management For For No
CERTIFICATE OF INCORPORATION TO INCREASE THE
COMPANY S AUTHORIZED COMMON STOCK FROM 100 MILLION
SHARES TO 150 MILLION SHARES.
03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management For For No
PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE COMPANY S 2005
CONSOLIDATED FINANCIAL STATEMENTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 102 1,825 1,825 1,825 5/2/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET Annual Meeting Date: 05/05/2005
Issuer: 367905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.K. GAYLORD II Management For For
E. GORDON GEE Management For For
ELLEN LEVINE Management For For
ROBERT P. BOWEN Management For For
RALPH HORN Management For For
MICHAEL J. BENDER Management For For
LAURENCE S. GELLER Management For For
MICHAEL D. ROSE Management For For
COLIN V. REED Management For For
MICHAEL I. ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 106 3,740 3,740 3,740 5/2/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY TNC Annual Meeting Date: 05/05/2005
Issuer: 880345 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JANET M. DOLAN Management For For
STEPHEN G. SHANK Management For For
FRANK L. SIMS Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 103 2,440 2,440 2,440 5/2/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER SCIENTIFIC INTERNATIONAL INC. FSH Annual Meeting Date: 05/06/2005
Issuer: 338032 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROSANNE F. COPPOLA* Management For For
BRUCE L. KOEPFGEN* Management For For
PAUL M. MEISTER* Management For For
W. CLAYTON STEPHENS* Management For For
RICHARD W. VIESER** Management For For
02 APPROVAL AND ADOPTION OF THE FISHER SCIENTIFIC Management Against Against No
2005 EQUITY AND INCENTIVE PLAN.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP, Management For For No
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 204 783 783 783 5/3/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY BCO Annual Meeting Date: 05/06/2005
Issuer: 109696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RONALD M. GROSS* Management For For
MARC C. BRESLAWSKY** Management For For
JOHN S. BRINZO** Management For For
MICHAEL T. DAN** Management For For
02 TO APPROVE THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For No
PUBLIC ACCOUNTANTS TO AUDIT THE ACCOUNTS OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE YEAR 2005.
03 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS UNDER THE BRINK S COMPANY MANAGEMENT PERFORMANCE
IMPROVEMENT PLAN.
04 TO APPROVE THE BRINK S COMPANY 2005 EQUITY INCENTIVE Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 104 2,180 2,180 2,180 5/3/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
ALLETE, INC. ALE Annual Meeting Date: 05/10/2005
Issuer: 018522 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDDINS Management For For
JOHNSON Management For For
LUDLOW Management For For
MAYER Management For For
PEIRCE Management For For
RAJALA Management For For
SHIPPAR Management For For
SMITH Management For For
STENDER Management For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For No
PRICEWATERHOUSECOOPERS LLP AS ALLETE S INDEPENDENT
REGISTERED PUBLICCC ACCOUNTING FIRM.
03 APPROVAL OF THE CONTINUATION OF THE ALLETE EXECUTIVE Management For For No
LONG-TERM INCENTIVE COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 300 1,096 1,096 1,096 5/5/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC. NPO Annual Meeting Date: 05/10/2005
Issuer: 29355X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM R. HOLLAND Management For For
ERNEST F. SCHAUB Management For For
J.P. BOLDUC Management For For
PETER C. BROWNING Management For For
JOE T. FORD Management For For
JAMES H. HANCE, JR. Management For For
GORDON D. HARNETT Management For For
02 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT AUDITORS FOR 2005
03 CONSIDER AND ACT UPON A PROPOSAL TO AMEND THE Management For For No
COMPANY S AMENDED AND RESTATED 2002 EQUITY
COMPENSATION PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 107 1,720 1,720 1,720 5/5/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP. AIN Annual Meeting Date: 05/12/2005
Issuer: 012348 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
FRANK R. SCHMELER Management For For
THOMAS R. BEECHER, JR. Management For For
FRANCIS L. MCKONE Management For For
JOSEPH G. MORONE Management For For
CHRISTINE L. STANDISH Management For For
ERLAND E. KAILBOURNE Management For For
JOHN C. STANDISH Management For For
JUHANI PAKKALA Management For For
PAULA H.J CHOLMONDELEY Management For For
B APPROVAL OF THE ALBANY INTERNATIONAL CORP. 2005 Management Against Against No
INCENTIVE PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 108 1,970 1,970 1,970 5/9/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
INTERGRAPH CORPORATION INGR Annual Meeting Date: 05/12/2005
Issuer: 458683 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SIDNEY L. MCDONALD Management For For
MICHAEL D. BILLS Management For For
RICHARD W. CARDIN Management For For
LINDA L. GREEN Management For For
LAWRENCE R. GREENWOOD Management For For
LARRY J. LASTER Management For For
THOMAS J. LEE Management For For
KEVIN M. TWOMEY Management For For
R. HALSEY WISE Management For For
02 PROPOSAL TO CONSIDER AND APPROVE THE INTERGRAPH Management For For No
CORPORATION 2005 EMPLOYEE STOCK PURCHASE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE CURRENT FISCAL YEAR.
04 IN THE DISCRETION OF THE PROXIES ON ANY OTHER Management For For No
MATTER THAT MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 109 4,347 4,347 4,347 5/9/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. ODP Annual Meeting Date: 05/13/2005
Issuer: 676220 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LEE A. AULT III Management For For
NEIL R. AUSTRIAN Management For For
DAVID W. BERNAUER Management For For
ABELARDO E. BRU Management For For
DAVID I. FUENTE Management For For
BRENDA J. GAINES Management For For
MYRA M. HART Management For For
W. SCOTT HEDRICK Management For For
JAMES L. HESKETT Management For For
PATRICIA A. MCKAY Management For For
MICHAEL J. MYERS Management For For
STEVE ODLAND Management For For
02 TO RATIFY OUR AUDIT COMMITTEE S APPOINTMENT OF Management For For No
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT ACCOUNTANTS
FOR THE TERM DESCRIBED IN THIS PROXY STATEMENT.
03 TO CONSIDER A PROPOSAL FROM A SHAREHOLDER Shareholder Against For No
RECOMMENDING: (I) THAT OUR BOARD AMEND THE BYLAWS TO
PROVIDE THAT NO CORPORATE OFFICER SHALL RECEIVE
ANNUAL COMPENSATION IN EXCESS OF THE LIMITS
ESTABLISHED BY THE INTERNAL REVENUE CODE FOR
DEDUCTIBILITY OF EMPLOYEE REMUNERATION AND CERTAIN
OTHER MATTERS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
04 TO CONSIDER A PROPOSAL FROM A SHAREHOLDER Shareholder Against For No
RECOMMENDING THAT OUR BOARD OF DIRECTORS AMEND THE
GOVERNANCE DOCUMENTS (CERTIFICATE OF INCORPORATION
OR BYLAWS) OF THE COMPANY TO PROVIDE THAT DIRECTOR
NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF
THE MAJORITY OF THE VOTES CAST AT AN ANNUAL MEETING
OF SHAREHOLDERS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 106 3,360 3,360 3,360 5/10/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
ADESA, INC. KAR Annual Meeting Date: 05/17/2005
Issuer: 00686U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WYNN V. BUSSMANN Management For For
THOMAS L. CUNNINGHAM Management For For
DONALD C. WEGMILLER Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP (AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM) AS ADESA S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 104 3,690 3,690 3,690 5/11/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS LH Annual Meeting Date: 05/18/2005
Issuer: 50540R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS P. MAC MAHON Management For For
JEAN-LUC BELINGARD Management For For
WENDY E. LANE Management For For
R.E. MITTELSTAEDT, JR. Management For For
ARTHUR H. RUBENSTEIN Management For For
ANDREW G. WALLACE Management For For
M. KEITH WEIKEL Management For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For No
LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS
PRICEWATERHOUSECOOPERS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRMMM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 409 1,970 1,970 1,970 5/12/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. TYL Annual Meeting Date: 05/19/2005
Issuer: 902252 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONALD R. BRATTAIN Management For For
J. LUTHER KING, JR. Management For For
JOHN S. MARR, JR. Management For For
G. STUART REEVES Management For For
MICHAEL D. RICHARDS Management For For
DUSTIN R. WOMBLE Management For For
JOHN M. YEAMAN Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 105 4,650 4,650 4,650 5/13/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
INSURANCE AUTO AUCTIONS, INC. IAAI Special Meeting Date: 05/25/2005
Issuer: 457875 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BY Management For For No
AND AMONG IAAI, AXLE HOLDINGS, INC. AND AXLE
MERGER SUB., INC.
02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Management For For No
PROXIES IN THE EVENT THAT THE NUMBER OF PROXIES
SUFFICIENT TO APPROVE AND ADOPT THE MERGER HAS
NOT BEEN RECEIVED BY THE DATE OF THE SPECIAL MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 102 5,120 5,120 5,120 5/20/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
BOWNE & CO., INC. BNE Annual Meeting Date: 05/26/2005
Issuer: 103043 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
P.E. KUCERA Management For For
H.M. SCHWARZ Management For For
D.J. SHEA Management For For
W.M. SMITH Management For For
02 APPROVAL OF THE APPOINTMENT OF KPMG LLP AS AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 105 5,370 5,370 5,370 5/23/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
TRIARC COMPANIES, INC. TRY Annual Meeting Date: 06/01/2005
Issuer: 895927 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
NELSON PELTZ Management For For
PETER W. MAY Management For For
HUGH L. CAREY Management For For
CLIVE CHAJET Management For For
EDWARD P. GARDEN Management For For
JOSEPH A. LEVATO Management For For
GREGORY H. SACHS Management For For
DAVID E. SCHWAB II Management For For
RAYMOND S. TROUBH Management For For
GERALD TSAI, JR. Management For For
JACK G. WASSERMAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE PERFORMANCE Management For For No
GOAL BONUS AWARDS PORTION OF THE COMPANY S 1999
EXECUTIVE BONUS PLAN AS DESCRIBED IN THE PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 101 3,490 3,490 3,490 5/26/2005
WOODLAND
SMALL CAP
VALUE
GABELLI 997G020 309 7,070 7,070 7,070 5/26/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
GANDER MOUNTAIN COMPANY GMTN Annual Meeting Date: 06/08/2005
Issuer: 36471P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARK R. BAKER Management For For
KAREN M. BOHN Management For For
MARSHALL L. DAY Management For For
RICHARD C. DELL Management For For
GERALD A. ERICKSON Management For For
RONALD A. ERICKSON Management For For
DALE NITSCHKE Management For For
02 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Against No
OF THE GANDER MOUNTAIN COMPANY 2004 OMNIBUS STOCK
PLAN
03 PROPOSAL TO APPROVE THE GANDER MOUNTAIN COMPANY Management For For No
EMPLOYEE STOCK PURCHASE PLAN
04 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS THE Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CURRENT FISCAL YEAR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 108 2,410 2,410 2,410 5/26/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION JAH Annual Meeting Date: 06/09/2005
Issuer: 471109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DOUGLAS W. HUEMME Management For For
IRWIN D. SIMON Management For For
ROBERT L. WOOD Management For For
02 PROPOSAL TO APPROVE AND ADOPT THE JARDEN CORPORATION Management Against Against No
AMENDED AND RESTATED 2003 STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS JARDEN CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
04 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANYS Management For For No
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK
FROM 50,000,000 TO 150,000,000 SHARES.
05 PROPOSAL TO APPROVE THE CONVERSION FEATURE OF Management For For No
OUR SERIES C PREFERRED STOCK INTO SERIES B PREFERRED
STOCK AND COMMON STOCK AND THE ISSUANCE OF COMMON
STOCK AS A RESULT OF THE SUBSEQUENT CONVERSION
OF SERIES B PREFERRED STOCK.
06 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANYS Management For For No
RESTATED CERTIFICATE OF INCORPORATION TO AMEND
THE DEFINITION OF RELATED PARTY IN SECTION C
OF ARTICLE VIII.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 108 1,830 1,830 1,830 5/26/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC. APOG Annual Meeting Date: 06/21/2005
Issuer: 037598 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT J. MARZEC Management For For
STEPHEN C. MITCHELL Management For For
DAVID E. WEISS Management For For
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For No
APOGEE ENTERPRISES, INC. EXECUTIVE MANAGEMENT
INCENTIVE PLAN
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For No
APOGEE ENTERPRISES, INC. 2002 OMNIBUS STOCK INCENTIVE
PLAN
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 109 7,720 7,720 7,720 6/16/2005
WOODLAND
SMALL CAP
VALUE
</table>
- ------------------------------------------------------------------------------------------------------------------------------------
THE TOPPS COMPANY, INC. TOPP Annual Meeting Date: 06/30/2005
Issuer: 890786 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN D. GREENBERG Management For For
ANN KIRSCHNER Management For For
RICHARD TARLOW Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP, AS INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI 997G020 106 6,160 6,160 6,160 6/24/2005
WOODLAND
SMALL CAP
VALUE
</table>
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Gabelli Equity Series Funds, Inc.
---------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 30, 2005
----------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.