UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-04700
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The Gabelli Equity Trust Inc.
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, NY 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2004 - June 30, 2005
------------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2004 TO JUNE 30, 2005
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EMI GROUP PLC EMIPY Annual Meeting Date: 07/13/2004
Issuer: 268694 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Management For For No
02 FINAL DIVIDEND Management For For No
03 REMUNERATION REPORT Management For For No
04 BANDIER AS A DIRECTOR Management For For No
05 O DONOVAN AS A DIRECTOR Management For For No
06 GILDERSLEEVE AS A DIRECTOR Management For For No
07 BAILEY AS A DIRECTOR Management For For No
08 AUDITOR Management For For No
09 REMUNERATION OF THE AUDITOR Management For For No
10 ALLOT SHARES Management For For No
11 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For No
12 PURCHASE OF OWN SHARES Management For For No
13 OPTION SCHEME Management For For No
14 SHARE INCENTIVE PLAN Management For For No
15 POLITICAL DONATIONS AND EXPENDITURE BY EMI GROUP Management For For No
PLC
16 POLITICAL DONATIONS AND EXPENDITURE BY EMI MUSIC Management For For No
LTD
17 POLITICAL DONATIONS AND EXPENDITURE BY EMI RECORDS Management For For No
LTD
18 POLITICAL DONATIONS AND EXPENDITURE BY EMI MUSIC Management For For No
PUBLISHING LTD
19 POLITICAL DONATIONS AND EXPENDITURE BY VIRGIN Management For For No
RECORDS LTD
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 205 80,000 80,000 80,000 6/25/2004
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COMPANIA DE TELECOMUNICACIONES DE CH CTC Special Meeting Date: 07/15/2004
Issuer: 204449 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE SALE OF 100% OF TELEFONICA CTC Management For For No
CHILE S EQUITY STAKE IN ITS MOBILE SUBSIDIARY
TELEFONICA MOVIL DE CHILE S.A.
03 APPROVAL OF DISTRIBUTION OF A GROSS DIVIDEND Management For For No
OF US$0.626856 PER SHARE TO BE CHARGED AGAINST
RETAINED EARNINGS AS OF DECEMBER 31, 2003, SUBJECT
TO THE APPROVAL AND PAYMENT OF THE PROPOSED SALE.
02 APPROVAL OF MODIFICATION OF THE INVESTMENT AND Management For For No
FINANCING STRATEGY, SUBJECT TO THE APPROVAL OF
THE PROPOSED SALE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 300 110,000 110,000 110,000 7/9/2004
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IVAX CORPORATION IVX Annual Meeting Date: 07/15/2004
Issuer: 465823 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF 2004 INCENTIVE COMPENSATION PLAN Management Against Against No
01 DIRECTOR Management For No
BETTY G. AMOS Management For For
MARK ANDREWS Management For For
ERNST BIEKERT, PH.D. Management For For
PAUL L. CEJAS Management For For
JACK FISHMAN, PH.D. Management For For
NEIL FLANZRAICH Management For For
PHILLIP FROST, M.D. Management For For
BRUCE W. GREER Management For For
JANE HSIAO, PH.D. Management For For
DAVID A. LIEBERMAN Management For For
RICHARD C. PFENNIGER JR Management For For
BERTRAM PITT, M.D. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 102 15,000 15,000 15,000 6/19/2004
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PENTON MEDIA, INC. PME Annual Meeting Date: 07/15/2004
Issuer: 709668 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PENI A. GARBER Management For For
HANNAH C. CRAVEN Management For For
02 APPROVE THE APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No
FOR FISCAL YEAR 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 107 324,500 324,500 324,500 6/15/2004
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MODINE MANUFACTURING COMPANY MOD Annual Meeting Date: 07/21/2004
Issuer: 607828 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
RICHARD J. DOYLE Management For For
GARY L. NEALE Management For For
DAVID B. RAYBURN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 100 331,500 331,500 331,500 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. CHTR Annual Meeting Date: 07/27/2004
Issuer: 16117M ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
NANCY B. PERETSMAN Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC Management For For No
ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 107 30,000 30,000 30,000 7/10/2004
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FOMENTO ECONOMICO MEXICANO, S.A. DE FMX Special Meeting Date: 07/27/2004
Issuer: 344419 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 APPROVE THE CONDITIONS PRECEDENT FOR THE EFFECTIVENESS Management For For No
OF THE RESOLUTIONS ADOPTED DURING THE MEETING.
04 TO AUTHORIZE THE DIRECTORS (1) TO DETERMINE THE Management For For No
SUBSCRIPTION PRICE PER SHARE, AND PER UNIT DURING
THE PUBLIC OFFER; (2) TO DETERMINE THE AMOUNT
TO BE ALLOCATED AS CAPITAL STOCK INCREASE AND
AMOUNT AS SUBSCRIPTION PREMIUM PER SHARE AND
PER UNIT, AND (3) TO DETERMINE THE MANNER, TERM
AND CONDITIONS FOR THE CAPITAL INCREASE AND THE
PUBLIC OFFERING OF THE UNITS.
03 APPROVE THE PUBLIC OFFER IN THE SECURITIES MARKETS Management For For No
OF MEXICO, UNITED STATES OF AMERICA AND OTHER
MARKETS.
02 EXPRESS WAIVER BY THE SHAREHOLDERS TO THEIR PRE-EMPTIVE Management For For No
RIGHTS GRANTED BY ARTICLE 132 OF THE MEXICAN
GENERAL CORPORATIONS LAW, TO SUBSCRIBE THE SHARES
AND UNITS ISSUED IN ACCORDANCE WITH ITEM I OF
THE AGENDA.
01 SUBJECT TO THE APPROVAL OF, AND THE CONDITIONS Management For For No
IMPOSED BY THE MEXICAN SECURITIES COMMISSION
AND IN ACCORDANCE WITH ARTICLE 81 OF THE MEXICAN
SECURITIES MARKET LAW, TO INCREASE THE VARIABLE
PORTION OF THE CAPITAL STOCK OF THE COMPANY,
BY THE ISSUANCE OF COMMON SERIES B SHARES AND
LIMITED VOTING SERIES D SHARES, AND TO APPROVE
THEIR INTEGRATION INTO B UNITS AND BD UNITS.
08 APPROVAL OF THE MINUTES OF THE SHAREHOLDERS MEETING. Management For For No
07 APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For For No
MEETING.
06 ISSUANCE OF POWERS OF ATTORNEY TO EXECUTE THE Management For For No
RESOLUTIONS ADOPTED DURING THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 106 30,000 30,000 30,000 7/23/2004
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VODAFONE GROUP PLC VOD Annual Meeting Date: 07/27/2004
Issuer: 92857W ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
12 TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For No
UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES
OF ASSOCIATION+
13 TO AUTHORIZE THE COMPANY S PURCHASE OF ITS OWN Management For For No
SHARES+
14 TO AUTHORIZE THE COMPANY S PURCHASE OF ITS OWN Management For For No
SHARES PURSUANT TO CONTINGENT PURCHASE CONTRACTS
AND OFF-MARKET PURCHASES+
01 TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL Management For For No
STATEMENTS
02 TO APPROVE THE REMUNERATION REPORT Management For For No
03 TO RE-ELECT PETER BAMFORD AS A DIRECTOR Management For For No
04 TO RE-ELECT JULIAN HORN-SMITH AS A DIRECTOR Management For For No
05 TO RE-ELECT SIR DAVID SCHOLEY AS A DIRECTOR (MEMBER Management For For No
OF THE NOMINATIONS AND GOVERNANCE AND AUDIT COMMITTEE)
06 TO ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER Management For For No
OF THE REMUNERATION COMMITTEE)
07 TO APPROVE A FINAL DIVIDEND OF 1.07800 PENCE Management For For No
PER ORDINARY SHARE
08 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For For No
09 TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE Management For For No
THE AUDITORS REMUNERATION
10 TO AUTHORIZE DONATIONS UNDER THE POLITICAL PARTIES, Management For For No
ELECTIONS AND REFERENDUMS ACT 2000
11 TO RENEW AUTHORITY TO ALLOT SHARES UNDER ARTICLE Management For For No
16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 100 100,000 100,000 100,000 7/21/2004
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MMO2 PLC OOM Annual Meeting Date: 07/28/2004
Issuer: 55309W ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
11 ADOPT MMO2 DEFERRED EQUITY INCENTIVE PLAN Management For For No
10 AUTHORITY TO PURCHASE OWN SHARES (SPECIAL RESOLUTION) Management For For No
09 POWER TO ALLOT SHARES FOR CASH (SPECIAL RESOLUTION) Management For For No
08 AUTHORITY TO ALLOT SHARES Management For For No
07 REMUNERATION OF AUDITORS Management For For No
06 RE-APPOINTMENT OF AUDITORS Management For For No
05 RE-ELECT ANDREW SUKAWATY Management For For No
04 RE-ELECT STEPHEN HODGE Management For For No
03 RE-ELECT DAVID FINCH Management For For No
02 REMUNERATION REPORT Management For For No
01 REPORT AND ACCOUNTS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST B01GETF0036102B 101 40,800 40,800 40,800 7/28/2004
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 100,000 100,000 100,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
APOGENT TECHNOLOGIES INC. AOT Special Meeting Date: 08/02/2004
Issuer: 03760A ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For No
02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No
SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST B01GETF0036102B 101 40,000 40,000 40,000 7/31/2004
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GTECH HOLDINGS CORPORATION GTK Annual Meeting Date: 08/02/2004
Issuer: 400518 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 RATIFICATION OF ERNST & YOUNG LLP, INDEPENDENT Management For For No
CERTIFIED PUBLIC ACCOUNTANTS, AS AUDITORS FOR
THE FISCAL YEAR ENDING FEBRUARY 26, 2005.
03 APPROVAL OF THE AMENDMENT TO THE CERTIFICATE Management For For No
OF INCORPORATION OF GTECH HOLDINGS CORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK, $.01 PAR VALUE, FROM 150,000,000
TO 200,000,000.
02 APPROVAL OF THE GTECH HOLDINGS CORPORATION 2004 Management For For No
EMPLOYEE STOCK PURCHASE PLAN.
01 DIRECTOR Management For No
CHRISTINE M. COURNOYER Management For For
ROBERT M. DEWEY, JR. Management For For
PHILIP R. LOCHNER, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 106 8,000 8,000 8,000 7/9/2004
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PRECISION CASTPARTS CORP. PCP Annual Meeting Date: 08/11/2004
Issuer: 740189 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF INDEPENDENT Management For For No
AUDITORS
01 DIRECTOR Management For No
PETER R. BRIDENBAUGH Management For For
STEVEN G. ROTHMEIER Management For For
J. FRANK TRAVIS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 105 90,000 90,000 90,000 7/30/2004
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THE J.M. SMUCKER COMPANY SJM Contested Consent Meeting Date: 08/12/2004
Issuer: 832696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KATHRYN W. DINDO Management For For
RICHARD K. SMUCKER Management For For
WILLIAM H. STEINBRINK Management For For
02 RATIFICATION OF APPOINTMENT OF AUDITORS. Management For For No
03 APPROVAL OF AMENDED AND RESTATED NONEMPLOYEE Management For For No
DIRECTOR STOCK PLAN.
04 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Management For For No
ANNUAL MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE
THE ABOVE PROPOSALS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 405 2,000 2,000 2,000 7/22/2004
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THE TITAN CORPORATION TTN Annual Meeting Date: 08/19/2004
Issuer: 888266 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004
01 DIRECTOR Management For No
MICHAEL B. ALEXANDER Management For For
EDWARD H. BERSOFF Management For For
JOSEPH F. CALIGIURI Management For For
PETER A. COHEN Management For For
DANIEL J. FINK Management For For
SUSAN GOLDING Management For For
ROBERT M. HANISEE Management For For
ROBERT E. LA BLANC Management For For
GENE W. RAY Management For For
JAMES ROTH Management For For
JOSEPH R. WRIGHT, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 103 110,000 110,000 110,000 8/3/2004
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THOMAS NELSON, INC. TNM Annual Meeting Date: 08/19/2004
Issuer: 640376 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RONALD W. BLUE Management For For
MICHAEL S. HYATT Management For For
SAM MOORE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
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GABELLI EQUITY TRUST INC. B01GETF0036152B 109 80,000 80,000 80,000 7/21/2004
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CHARTER ONE FINANCIAL, INC. CF Special Meeting Date: 08/23/2004
Issuer: 160903 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER AGREEMENT: TO APPROVE AND ADOPT THE AGREEMENT Management For For No
AND PLAN OF MERGER, DATED AS OF MAY 4, 2004,
BY AND AMONG CHARTER ONE FINANCIAL, INC., CITIZENS
FINANCIAL GROUP, INC., CARDINAL ACQUISITION CORP.
AND , SOLELY WITH RESPECT TO ARTICLE 11 OF THE
AGREEMENT, THE ROYAL BANK OF SCOTLAND GROUP PLC,
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 ADJOURNMENT: TO APPROVE THE ADJOURNMENT OF THE Management For For No
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
AND ADOPT THE AGREEMENT AND PLAN OF MERGER REFERENCED
ABOVE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 250,000 250,000 250,000 8/19/2004
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DENNY'S CORPORATION DNYY Special Meeting Date: 08/25/2004
Issuer: 24869P ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED Management For For No
CERTIFICATE OF INCORPORATION OF DENNY S CORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK, PAR VALUE $0.01 PER SHARE, FROM
100,000,000 SHARES TO 135,000,000 SHARES.
02 A PROPOSAL TO APPROVE THE DENNY S CORPORATION Management Against Against No
2004 OMNIBUS INCENTIVE PLAN. APPROVAL OF PROPOSAL
2 IS CONTINGENT UPON THE STOCKHOLDERS APPROVAL
OF PROPOSAL 1.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 10,108 10,108 10,108 8/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Special Meeting Date: 09/01/2004
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No
THE SHARE SUBSCRIPTION AND/OR PURCHASE OPTIONS
04 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No
SHARES RESERVED FOR PERSONS WHO SIGNED A LIQUIDITY
CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS
HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A.
03 NOTING THE DEFINITIVE COMPLETION OF THE MERGER Management For For No
BY ABSORPTION OF WANADOO BY THE COMPANY AND THE
DISSOLUTION OF WANADOO
02 ASSUMPTION OF STOCK OPTIONS OF WANADOO Management For For No
01 APPROVAL OF THE MERGER BY ABSORPTION OF WANADOO Management For For No
BY THE COMPANY
08 POWERS Management For For No
07 MODIFICATION TO THE AUTHORIZATION TO THE BOARD Management For For No
OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER
FRANCE TELECOM SHARES AS GRANTED BY THE SHAREHOLDERS
IN THEIR ORDINARY GENERAL MEETING ON APRIL 9,
2004
06 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No
SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY
S SHARE CAPITAL FOR THE BENEFIT OF MEMBERS OF
A FRANCE TELECOM GROUP COMPANY SAVINGS PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 5,000 5,000 5,000 8/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. HRB Annual Meeting Date: 09/08/2004
Issuer: 093671 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONNA R. ECTON Management For For
LOUIS W. SMITH Management For For
RAYFORD WILKINS, JR. Management For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For No
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK, WITHOUT
PAR VALUE, FROM 500,000,000 TO 800,000,000 SHARES.
03 THE APPROVAL OF AN AMENDMENT TO THE 1989 STOCK Management For For No
OPTION PLAN FOR OUTSIDE DIRECTORS TO EXTEND THE
PLAN FOR FIVE YEARS, SUCH THAT IT WILL TERMINATE,
UNLESS FURTHER EXTENDED, ON DECEMBER 5, 2009.
04 THE APPROVAL OF AMENDMENTS TO THE 1999 STOCK Management Against Against No
OPTION PLAN FOR SEASONAL EMPLOYEES TO (I) EXTEND
THE PLAN FOR TWO YEARS, SUCH THAT IT WILL TERMINATE,
UNLESS FURTHER EXTENDED, ON DECEMBER 31, 2006
AND (II) INCREASE THE AGGREGATE NUMBER OF SHARES
OF COMMON STOCK ISSUABLE UNDER THE PLAN FROM
20,000,000 TO 23,000,000.
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
YEAR ENDING APRIL 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 5,000 5,000 5,000 8/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY HNZ Annual Meeting Date: 09/08/2004
Issuer: 423074 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W.R. JOHNSON Management For For
C.E. BUNCH Management For For
M.C. CHOKSI Management For For
L.S. COLEMAN, JR. Management For For
P.H. COORS Management For For
E.E. HOLIDAY Management For For
C. KENDLE Management For For
D.R. O'HARE Management For For
L.C. SWANN Management For For
T.J. USHER Management For For
J.M. ZIMMERMAN Management For For
02 RATIFICATION OF AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 130,000 130,000 130,000 8/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO EGM Meeting Date: 09/10/2004
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
13 SEP 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
1. APPROVE THE STOCK CAPITAL INCREASE BY ISSUING Management For *Management No
FROM A MINIMUM NUMBER OF 473,566,962 TO A MAXIMUM Position Unknown
NUMBER OF 591,958,700 ORDINARY SHARES FACE VALUE
EUR 0.03 AND FROM A MINIMUM NUMBER OF 7,940,702
TO A MAXIMUM NUMBER OF 9,925,875 SAVING SHARES
FACE VALUE EUR 0.03 TO BE RESERVED TO SHAREHOLDERS;
AMEND ARTICLE 5 OF THE BY-LAW ACCORDINGLY; RESOLUTION
RELATED THERE TO
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 25,256 25,256 25,256 8/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FLEETWOOD ENTERPRISES, INC. FLE Annual Meeting Date: 09/14/2004
Issuer: 339099 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PAUL D. BORGHESANI Management For For
EDWARD B. CAUDILL Management For For
THOMAS B. PITCHER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 50,000 50,000 50,000 8/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. STI Special Meeting Date: 09/15/2004
Issuer: 867914 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SUNTRUST COMMON STOCK Management For For No
TO NATIONAL COMMERCE FINANCIAL CORPORATION SHAREHOLDERS
IN THE MERGER PURSUANT TO THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF MAY 7, 2004, BY AND BETWEEN
SUNTRUST BANKS, INC. AND NATIONAL COMMERCE FINANCIAL
CORPORATION (THE MERGER AGREEMENT ), AS DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS AND THE
MERGER AGREEMENT.
02 TO ADJOURN OR POSTPONE THE SUNTRUST SPECIAL MEETING, Management For For No
IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 20,000 20,000 20,000 9/1/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC. GRB Annual Meeting Date: 09/22/2004
Issuer: 373730 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 TO APPROVE THE GERBER SCIENTIFIC, INC. 2005-2006 Management Against Against No
EXECUTIVE ANNUAL INCENTIVE BONUS PLAN, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
05 TO AMEND OR REPEAL TAKEOVER DEFENSE PROVISIONS Management For For No
OF THE BY-LAWS OF GERBER SCIENTIFIC, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
04 TO ADD INDEMNIFICATION PROVISIONS AND MAKE OTHER Management For For No
CHANGES TO THE RESTATED CERTIFICATE OF INCORPORATION
OF GERBER SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
03 TO AMEND OR REPEAL TAKEOVER DEFENSE PROVISIONS Management For For No
OF THE RESTATED CERTIFICATE OF INCORPORATION
OF GERBER SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
02 TO AMEND THE AUTHORIZED STOCK PROVISIONS OF THE Management For For No
RESTATED CERTIFICATE OF INCORPORATION OF GERBER
SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
01 DIRECTOR Management For No
DONALD P. AIKEN Management For For
GEORGE M. GENTILE Management For For
EDWARD G. JEPSEN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 100,000 100,000 100,000 9/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. GIS Annual Meeting Date: 09/27/2004
Issuer: 370334 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITOR.
01 DIRECTOR Management For No
STEPHEN R. DEMERITT Management For For
LIVIO D. DESIMONE Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH R. HOPE Management For For
ROBERT L. JOHNSON Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
MICHAEL D. ROSE Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
03 APPROVAL OF AMENDMENTS TO THE COMPANY S BY-LAWS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 90,000 90,000 90,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO MIX Meeting Date: 09/27/2004
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE BALANCE SHEET AS AT 31 DEC 2003; Management For *Management No
APPOINT A DIRECTOR; APPROVE THE REMUNERATION Position Unknown
OF A DIRECTOR AND CONSEQUENT DELIBERATIONS
E.1 AMEND THE STATUTE AND CONSEQUENT DELIBERATIONS Management For *Management No
Position Unknown
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
28 SEP 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 66,585 66,585 66,585 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC. RVT Annual Meeting Date: 09/28/2004
Issuer: 780910 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARK R. FETTING Management For For
RICHARD M. GALKIN Management For For
ARTHUR S. MEHLMAN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 36,000 36,000 36,000 9/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/30/2004
Issuer: 24522P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOE L. MORGAN Management For For
DAVID R. WILLIAMS Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL
YEAR ENDING MAY 1, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 73,592 73,592 73.592 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SKYLINE CORPORATION SKY Annual Meeting Date: 09/30/2004
Issuer: 830830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ARTHUR J. DECIO Management For For
THOMAS G. DERANEK Management For For
JERRY HAMMES Management For For
RONALD F. KLOSKA Management For For
WILLIAM H. LAWSON Management For For
DAVID T. LINK Management For For
ANDREW J. MCKENNA Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 3,000 3,000 3.000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY PG Annual Meeting Date: 10/12/2004
Issuer: 742718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Management For For No
INCORPORATION TO INCREASE THE AUTHORIZED NUMBER
OF SHARES OF COMMON STOCK
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For No
R. KERRY CLARK Management For For
JOSEPH T. GORMAN Management For For
LYNN M. MARTIN Management For For
RALPH SNYDERMAN Management For For
ROBERT D. STOREY Management For For
05 SHAREHOLDER PROPOSAL NO. 1 IN-HOME FOOD STUDIES Shareholder Against For No
FOR PET NUTRITION
04 APPROVE AMENDMENT TO CODE OF REGULATIONS TO PROVIDE Management Against For No
FOR THE ANNUAL ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 200,000 200,000 200.000 9/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC. NPK Annual Meeting Date: 10/19/2004
Issuer: 637215 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD N. CARDOZO Management For For
PATRICK J. QUINN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 50,000 50,000 50.000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC DEO Annual Meeting Date: 10/20/2004
Issuer: 25243Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
18 AMENDMENTS TO THE DIAGEO 1999 IRISH SHARESAVE Management For For No
SCHEME
17 AMENDMENTS TO THE DIAGEO UK SHARESAVE SCHEME Management For For No
2000
16 AMENDMENTS TO THE DIAGEO 2001 SHARE INCENTIVE Management For For No
PLAN
15 AMENDMENTS TO THE DISCRETIONARY INCENTIVE PLAN Management For For No
14 AMENDMENTS TO THE DIAGEO EXECUTIVE SHARE OPTION Management For For No
PLAN
13 AMENDMENTS TO THE DIAGEO LONG TERM INCENTIVE Management For For No
PLAN
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For No
19 AMENDMENT TO THE DIAGEO LONG TERM INCENTIVE PLAN Management For For No
AWARDS
11 AMENDMENT TO ARTICLES OF ASSOCIATION Management For For No
10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For No
09 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For No
04 DIRECTOR Management For No
LORD HOLLICK (1,3,4) Management For For
MR NC ROSE (2) Management For For
MR PA WALKER (1,3,4) Management For For
MR HT STITZER (1,3,4) Management For For
MR JR SYMONDS (1,3,4) Management For For
03 DECLARATION OF FINAL DIVIDEND Management For For No
02 DIRECTORS REMUNERATION REPORT 2004 Management For For No
01 REPORTS AND ACCOUNTS 2004 Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 205 224,000 224,000 224,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IMC GLOBAL INC. IGL Special Meeting Date: 10/20/2004
Issuer: 449669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE CONSUMMATION OF THE TRANSACTIONS Management For For No
AS CONTEMPLATED IN THE AGREEMENT AND PLAN OF
MERGER AND CONTRIBUTION, DATED AS OF JANUARY
26, 2004, BY AND AMONG IMC GLOBAL INC., CARGILL,
INCORPORATED AND CERTAIN OTHER PARTIES, AS AMENDED,
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 10,000 10,000 10.000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CENTRAL HISPANO S.A. STD Special Meeting Date: 10/21/2004
Issuer: 05964H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 CAPITAL INCREASE IN THE NOMINAL AMOUNT OF 755,688,951.5 Management For For No
EUROS BY MEANS OF THE ISSUANCE OF 1,511,377,903
NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF
(0.5) EURO AND AN ISSUANCE PREMIUM TO BE DETERMINED
BY THE BOARD OF DIRECTORS OR, IN SUBSTITUTION
THEREOF, THE EXECUTIVE COMMITTEE, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
05 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INTERPRET, Management For For No
RECTIFY, SUPPLEMENT, EXECUTE AND FURTHER DEVELOP
THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE
GENERAL MEETING.
04 RATIFICATION OF DIRECTOR. Management For For No
03 AUTHORIZATION FOR THE DELIVERY OF ONE HUNDRED Management For For No
(100) SHARES OF THE BANK TO EACH OF THE EMPLOYEES
OF THE ABBEY NATIONAL GROUP PLC, AS A SPECIAL
BONUS UPON THE ACQUISITION OF ABBEY NATIONAL
PLC, ONCE SUCH ACQUISITION HAS BEEN COMPLETED.
02 AUTHORIZATION, WITHIN THE FRAMEWORK OF THE ACQUISITION Management For For No
OF ABBEY NATIONAL PLC BY THE BANK, AND ONCE SUCH
ACQUISITION HAS BEEN COMPLETED, FOR THE CONTINUATION
OF CERTAIN OPTION PLANS FOR SHARES AND RIGHTS
TO RECEIVE SHARES OF ABBEY NATIONAL PLC THAT
IT CURRENTLY GRANTS TO EMPLOYEES IN ITS GROUP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 90,000 90,000 90,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORP SCH Meeting Date: 10/26/2004
Issuer: 652487802 ISIN: US6524878021
SEDOL: 2617680, 2630074
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SHARE SCHEME TO BE ENTERED INTO BETWEEN Management For *Management No
THE COMPANY ON THE ONE HAND AND THE ORDINARY Position Unknown
SHAREHOLDERS AND PREFERRED SHAREHOLDERS ON THE
OTHER FOR THE PURPOSES OF SECTION 411 OF THE
CORPORATIONS ACT 2001, CONDITIONAL UPON APPROVAL
BY THE OPTION HOLDERS OF THE OPTION SCHEME AND
BY SHAREHOLDERS OF THE CAPITAL REDUCTION
* PLEASE NOTE THAT BY VOTING AS A REGISTERED LEGAL Non-Voting *Management No
OWNER OF NEWSCORP SHARES, YOU ARE AUTHORIZING Position Unknown
THE RELEASE OF YOUR NAME AND ADDRESS TO NEWSCORP.
THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 336,760 336,760 336,760 10/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORP NWS OTH Meeting Date: 10/26/2004
Issuer: 652487802 ISIN: US6524878021
SEDOL: 2617680, 2630074
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE, CONDITIONAL UPON APPROVAL BY SHAREHOLDERS Management For *Management No
OF THE SHARE SCHEME AND BYOPTIONHOLDERS OF THE Position Unknown
OPTION SCHEME, THE CAPITAL OF THE COMPANY BE
REDUCED BY CANCELING ALL OF THE ORDINARY SHARES
AND ALL OF THE PREFERRED SHARES IN THE CAPITAL
OF THE COMPANY, SUCH REDUCTION AND CANCELLATION
TO TAKE EFFECT UPON IMPLEMENTATION OF THE SHARE
SCHEME AS SPECIFIED
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 336,760 336,760 336,760 10/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LIMITED NWS Annual Meeting Date: 10/26/2004
Issuer: 652487 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1A RE-ELECTION OF MR. KE COWLEY, AS DIRECTOR. Management For For No
1B RE-ELECTION OF MR. DF DEVOE, AS DIRECTOR. Management For For No
1C ELECTION OF MR. V DINH, AS DIRECTOR. Management For For No
1D ELECTION OF MR. PL BARNES, AS DIRECTOR. Management For For No
1E ELECTION OF MR. JL THORNTON, AS DIRECTOR. Management For For No
02 SHARE SCHEME MEETING OF ORDINARY SHAREHOLDERS. Management For For No
APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE
INFORMATION MEMORANDUM.
03 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For For No
REDUCTION BY CANCELLATION OF ALL SHARES IN THE
COMPANY.
ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For For No
AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES
AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING
WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY
IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 703 10,000 10,000 10,000 10/13/2004
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 SHARE SCHEME MEETING OF PREFERRED SHAREHOLDERS. Management For For No
APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE
INFORMATION MEMORANDUM.
ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For For No
AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES
AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING
WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY
IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS.
02 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For For No
REDUCTION BY CANCELLATION OF ALL SHARES IN THE
COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 802 40,171 40,171 40,171 10/13/2004
GABELLI EQUITY TRUST INC. B01GETF0036152B 802 296,589 296,589 396,589 10/13/2004
GABELLI EQUITY TRUST INC. B01GETF0036152B 802 434,843 434,843 434,843 10/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHECKFREE CORPORATION CKFR Annual Meeting Date: 10/27/2004
Issuer: 162813 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER J. KIGHT Management For For
LEWIS C. LEVIN Management For For
JEFFREY M. WILKINS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 1,000 1,000 1,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION SLE Annual Meeting Date: 10/28/2004
Issuer: 803111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING CHARITABLE Shareholder Against For No
CONTRIBUTIONS.
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS SARA LEE S INDEPENDENT AUDITORS FOR FISCAL
2005.
01 DIRECTOR Management For No
B. BARNES Management For For
J.T. BATTENBERG III Management For For
C. COKER Management For For
J. CROWN Management For For
W. DAVIS Management For For
V. JORDAN, JR. Management For For
L. KOELLNER Management For For
C. VAN LEDE Management For For
J. MANLEY Management For For
C. STEVEN MCMILLAN Management For For
I. PROSSER Management For For
R. RIDGWAY Management For For
R. THOMAS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 70,000 70,000 70,000 10/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SCMP GROUP LTD SCPXY SGM Meeting Date: 10/28/2004
Issuer: G7867B105 ISIN: BMG7867B1054
SEDOL: 6824657, 5752737, B02V4Q4, 6425243
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE AND RATIFY THE CONDITIONAL SALE AND PURCHASE Management For *Management No
AGREEMENT DATED 13 SEP 2004 ENTERED IN TO BETWEEN Position Unknown
SCMP RETAILING (HK) LIMITED THE VENDOR , A
WHOLLY SUBSIDIARY OWNER OF SCMP AND THE DIARY
FARM COMPANY LIMITED THE PURCHASER THE
AGREEMENT AND AUTHORIZE THE DIRECTORS OF SCMP
TO EXERCISE AL SUCH POWERS AND TO DO ALL SUCH
ACTS AND THINGS AS THEY MAY CONSIDER DESIRABLE,
NECESSARY OR APPROPRIATE TO IMPLEMENT OR TO GIVE
EFFECT TO THE TERMS OF THE AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THERE UNDER INCLUDING
WITHOUT LIMITATION, EXERCISING OR ENFORCING ANY
RIGHT THERE UNDER AND TO MAKE AND AGREE TO SUCH
VARIATIONS, AMENDMENTS OR MODIFICATIONS IF ANY
TO THE TERMS OF THE AGREEMENT AND THE TRANSACTION
CONTEMPLATED THEREIN AS THEY MAY CONSIDER TO
BE DESIRABLE, NECESSARY OR APPROPRIATE IN THE
INTEREST OF SCMP
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 261,319 261,319 261,319 10/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EARL SCHEIB, INC. ESH Annual Meeting Date: 11/02/2004
Issuer: 806398 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT M. SMILAND Management For For
CHRISTIAN K. BEMENT Management For For
ALLAN E. BUCH Management For For
JAMES P. BURRA Management For For
SALVATORE J. ZIZZA Management For For
02 APPROVAL OF 2004 EQUITY INCENTIVE PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 80,500 80,500 80,500 10/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ARGENTINA, S.A. TEO Special Meeting Date: 11/02/2004
Issuer: 879273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND Management For For No
SIGN THE MINUTES.
02 RATIFICATION OF ALL BOARD MEMBERS AND COMPANY Management For For No
OFFICERS ACTIONS IN CONNECTION WITH THE APE
SOLICITATION STATEMENT ( APE ), AS MORE FULLY
DESCRIBED ON THE COMPANY S WEBSITE LISTED BELOW.
03 APPROVAL OF THE ISSUANCE - SUBJECT TO COMPLIANCE Management For For No
WITH THE TERMS OF THE APE SOLICITATION STATEMENT
AND APPROVAL BY THE RELEVANT REGULATORY AUTHORITY
- OF THE NEW NOTES, NON-CONVERTIBLE INTO SHARES,
PURSUANT TO LAW NO 23,576, AS MORE FULLY DESCRIBED
ON THE COMPANY S WEBSITE LISTED BELOW.
04 DELEGATION TO THE BOARD OF AMPLE AUTHORITY TO Management For For No
ESTABLISH ALL TERMS AND CONDITIONS FOR THE ISSUANCE,
OFFER, AND PLACEMENT OF THE NEW NOTES, AS MORE
FULLY DESCRIBED ON THE COMPANY S WEBSITE LISTED
BELOW.
05 GRANTING TO THE BOARD OF AUTHORITY TO SUB-DELEGATE Management For For No
THE POWERS AND AUTHORITY GRANTED BY THE MEETING
TO ANY ONE OR MORE BOARD MEMBERS AND/OR SENIOR
OFFICERS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 209 50,000 50,000 50,000 10/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC. SFA Annual Meeting Date: 11/03/2004
Issuer: 808655 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES I. CASH, JR. Management For For
JAMES F. MCDONALD Management For For
TERENCE F. MCGUIRK Management For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Management For For No
OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 1, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 44,000 44,000 44,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY ADM Annual Meeting Date: 11/04/2004
Issuer: 039483 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 ADOPT STOCKHOLDER S PROPOSAL NO. 1 (REPORT ON Shareholder Against For No
IMPACTS OF GENETICALLY ENGINEERED FOOD)
03 ADOPT ADM INTERNATIONAL LIMITED SAVINGS-RELATED Management For For No
SHARE OPTION SCHEME.
02 ADOPT AMENDMENT TO ARCHER-DANIELS-MIDLAND COMPANY Management For For No
2002 INCENTIVE COMPENSATION PLAN.
01 DIRECTOR Management For No
G.A. ANDREAS Management For For
A.L. BOECKMANN Management For For
M.H. CARTER Management For For
R.S. JOSLIN Management For For
P.J. MOORE Management For For
M.B. MULRONEY Management For For
T.F. O'NEILL Management For For
O.G. WEBB Management For For
K.R. WESTBROOK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 1,000,000 1,000,000 1,000,000 10/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOCA RESORTS, INC. RST Annual Meeting Date: 11/04/2004
Issuer: 09688T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN R. BERRARD Management For For
DENNIS J. CALLAGHAN Management For For
MICHAEL S. EGAN Management For For
HARRIS W. HUDSON Management For For
H. WAYNE HUIZENGA Management For For
GEORGE D. JOHNSON, JR. Management For For
HENRY LATIMER Management For For
PETER H. ROBERTS Management For For
02 TO RATIFY THE ACTION OF THE AUDIT COMMITTEE OF Management For For No
THE BOARD OF DIRECTORS IN APPOINTING ERNST &
YOUNG LLP AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 100,000 100,000 100,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SA DE CV BIMBO, MEXICO GBBAF.PK OGM Meeting Date: 11/08/2004
Issuer: P49521126 ISIN: MXP495211262
SEDOL: 2392471
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PAYMENT OF A CASH DIVIDEND IN THE Non-Voting *Management No
AMOUNT OF MXN 0.60 PER SHARE Position Unknown
2. APPROVE THE DESIGNATION OF THE MEETING DELEGATES Non-Voting *Management No
Position Unknown
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management No
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING Position Unknown
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP.
THANK YOU.
* PLEASE NOTE THE REVISED MEETING DATE FROM 11 Non-Voting *Management No
NOV 2004 TO 08 NOV 2004. THANK YOU Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 500,000 0 500,000
- ------------------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION MDP Annual Meeting Date: 11/08/2004
Issuer: 589433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Management Against Against No
OF DIRECTORS TO APPROVE THE MEREDITH CORPORATION
2004 STOCK INCENTIVE PLAN.
01 DIRECTOR Management For No
MARY SUE COLEMAN Management For For
D MELL MEREDITH FRAZIER Management For For
JOEL W. JOHNSON Management For For
STEPHEN M. LACY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 125,000 125,000 125,000 11/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Annual Meeting Date: 11/15/2004
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
02 APPROVAL OF AMENDMENT TO INCREASE NUMBER OF SHARES Management For For No
OF COMMON STOCK RESERVED FOR EQUITY INCENTIVE
PLAN BY 20,000,000.
01 DIRECTOR Management For No
ROBERT R. BENNETT Management For For
BERNARD G. DVORAK Management For For
DAVID B. KOFF Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 508 461,472 461,472 461,472 11/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOX ENTERTAINMENT GROUP, INC. FOX Annual Meeting Date: 11/16/2004
Issuer: 35138T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K. RUPERT MURDOCH Management For For
PETER CHERNIN Management For For
DAVID F. DEVOE Management For For
ARTHUR M. SISKIND Management For For
LACHLAN K. MURDOCH Management For For
CHRISTOS M. COTSAKOS Management For For
PETER POWERS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 120,000 120,000 120,000 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SMITHS GROUP SMGKF.PK AGM Meeting Date:11/16/2004
Issuer: G82401103 ISIN: GB0008182700
SEDOL: 0818270, 5848056
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
6. RE-APPOINT MR. D.P. LILLYCROP AS A DIRECTOR Management For *Management No
Position Unknown
7. RE-APPOINT MR. E. LINDH AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-APPOINT MR. A. M. THOMSOM AS A DIRECTOR Management For *Management No
Position Unknown
9. RE-APPOINT MR. D.H. BRYDON AS A DIRECTOR Management For *Management No
Position Unknown
10. RE-APPOINT MR. D. J. CHALLEN AS A DIRECTOR Management For *Management No
Position Unknown
11. RE-APPOINT MR. P.J. JACKSON AS A DIRECTOR Management For *Management No
Position Unknown
12. RE-APPOINT LORD ROBERTSON AS A DIRECTOR Management For *Management No
Position Unknown
13. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS Position Unknown
14. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
15. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION OF THE Management For *Management No
EXISTING AUTHORITIES SECTION 80 AND IN ACCORDANCE Position Unknown
WITH THE ARTICLE 6 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY, TO ALLOT RELEVANT SECURITIES,
NOT EXCEEDING THE AGGREGATE OF GBP 46,811,832;
AUTHORITY EXPIRES AT THE END OF 5 YEARS
S.16 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION OF EXISTING Management For *Management No
AUTHORITIES SECTION 95 , IN ACCORDANCE WITH Position Unknown
THE ARTICLE 7 OF THE COMPANY S ARTICLES OF ASSOCIATION
AND IN ACCORDANCE WITH SECTION 94(3A) OF THE
ACT, TO ALLOT EQUITY SECURITIES FOR CASH, DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1)
OF THE ACT , PROVIDED THAT THE POWER IS LIMITED
TO THE ALLOTMENT OF EQUITY SECURITIES OTHER
THAN IN CONNECTION WITH A RIGHTS ISSUE HAVING
A MAXIMUM NOMINAL AMOUNT OF GBP 7,021,774; AUTHORITY
EXPIRES AT THE END OF 5 YEARS
S.17 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH THE Management For *Management No
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION OF Position Unknown
THE COMPANY, TO MAKE MARKET PURCHASES SECTION
163 OF THE COMPANIES ACT 1985 OF UP TO 56,174,198
ORDINARY SHARES OF 25P EACH IN THE CAPITAL OF
THE COMPANY, AT A MINIMUM PRICE OF 25P AND UP
TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES AT THE CONCLUSION
OF THE NEXT GENERAL MEETING OF THE COMPANY ;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
18. AUTHORIZE THE SMITHS GROUP PLC AND EACH AND EVERY Management For *Management No
SUBSIDIARY COMPANY OF SMITHS GROUP PLC 50% OR Position Unknown
MORE OF THE VOTING RIGHTS ARE OWNED DIRECTLY
OR INDIRECTLY BY SMITHS GROUP PLC TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS AND INCUR POLITICAL
EXPENDITURE PROVIDED THAT THE AMOUNT OF ANY SUCH
DONATIONS AND/OR EXPENDITURE IN AGGREGATE SHALL
NOT EXCEED GBP 100,000 PER ANNUM; AUTHORITY
EXPIRES AT THE END OF 4 YEARS
19. ADOPT THE SMITHS GROUP PERFORMANCE SHARE PLAN Management For *Management No
THE PERFORMANCE SHARE PLAN AND AUTHORIZE THE Position Unknown
DIRECTORS TO DO ALL SUCH ACTS AND THINGS AS THEY
MAY CONSIDER APPROPRIATE TO IMPLEMENT THE PERFORMANCE
SHARE PLAN; AND AUTHORIZE THE DIRECTORS TO VOTE
AS DIRECTORS AND BE COUNTED IN ANY QUORUM ON
ANY MATTER CONNECTED WITH THE PERFORMANCE SHARE
PLAN, NOTWITHSTANDING THAT THEY MAY BE INTERESTED
IN THE SAME, SAVE THAT NO DIRECTOR MAY VOTE OR
BE COUNTED IN THE QUORUM ON ANY MATTER SOLELY
CONCERNING HIS OWN PARTICIPATION THEREIN AND
THAT ANY PROHIBITION ON THE DIRECTORS VOTING
SHALL BE SUSPENDED TO THIS EXTENT ACCORDINGLY
20. ADOPT THE SMITHS GROUP CO-INVESTMENT PLAN THE Management For *Management No
CO-INVESTMENT PLAN AND AUTHORIZE THE DIRECTORS Position Unknown
TO DO ALL SUCH ACTS AND THINGS AS THEY MAY CONSIDER
APPROPRIATE TO IMPLEMENT THE CO-INVESTMENT PLAN;
AND AUTHORIZE THE DIRECTORS TO VOTE AS THE DIRECTORS
AND BE COUNTED IN ANY QUORUM ON ANY MATTER CONNECTED
WITH THE CO-INVESTMENT PLAN, NOTWITHSTANDING
THAT THEY MAY BE INTERESTED IN THE SAME, SAVE
THAT NO DIRECTOR MAY VOTE OR BE COUNTED IN THE
QUORUM ON ANY MATTER SOLELY CONCERNING HIS OWN
PARTICIPATION THEREIN AND THAT ANY PROHIBITION
ON THE DIRECTORS VOTING SHALL BE SUSPENDED TO
THIS EXTENT ACCORDINGLY
1. ADOPT THE REPORTS OF THE DIRECTORS AND THE AUDITORS Management For *Management No
AND THE AUDITED ACCOUNTS FOR THE YE 31 JUL 2004 Position Unknown
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management No
THE YE 31 JUL 2004 Position Unknown
3. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For *Management No
Position Unknown
4. RE-APPOINT SIR NIGEL BROOMFIELD AS A DIRECTOR Management For *Management No
Position Unknown
5. RE-APPOINT MR. J. LANGSTON AS A DIRECTOR Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DETAILED Non-Voting *Management No
AGENDA. IF YOU HAVE ALREADY SENT IN YOUR VOTES, Position Unknown
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 10,000 10,000 10,000 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY CPB Annual Meeting Date: 11/18/2004
Issuer: 134429 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN F. BROCK Management For For
EDMUND M. CARPENTER Management For For
PAUL R. CHARRON Management For For
DOUGLAS R. CONANT Management For For
BENNETT DORRANCE Management For For
KENT B. FOSTER Management For For
HARVEY GOLUB Management For For
RANDALL W. LARRIMORE Management For For
PHILIP E. LIPPINCOTT Management For For
MARY ALICE D. MALONE Management For For
DAVID C. PATTERSON Management For For
CHARLES R. PERRIN Management For For
DONALD M. STEWART Management For For
GEORGE STRAWBRIDGE, JR. Management For For
LES C. VINNEY Management For For
CHARLOTTE C. WEBER Management For For
03 RE-APPROVAL OF THE ANNUAL INCENTIVE PLAN Management For For No
02 RATIFICATION OF APPOINTMENT OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 90,000 90,000 90,000 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP Annual Meeting Date: 11/18/2004
Issuer: 28336L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN M. BISSELL Management For For
JUAN CARLOS BRANIFF Management For For
JAMES L. DUNLAP Management For For
DOUGLAS L. FOSHEE Management For For
ROBERT W. GOLDMAN Management For For
ANTHONY W. HALL, JR. Management For For
THOMAS R. HIX Management For For
WILLIAM H. JOYCE Management For For
RONALD L. KUEHN, JR. Management For For
J. MICHAEL TALBERT Management For For
JOHN L. WHITMIRE Management For For
JOE B. WYATT Management For For
03 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING EXPENSING Shareholder Against For No
COSTS OF ALL FUTURE STOCK OPTIONS IN THE ANNUAL
INCOME STATEMENT.
04 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING COMMONSENSE Shareholder Against For No
EXECUTIVE COMPENSATION.
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 195,000 195,000 195,000 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. DCI Annual Meeting Date: 11/19/2004
Issuer: 257651 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
WILLIAM COOK Management For For
KENDRICK MELROSE Management For For
JOHN WIEHOFF Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 220,000 220,000 220,000 11/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE READER'S DIGEST ASSOCIATION, INC RDA Annual Meeting Date: 11/19/2004
Issuer: 755267 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LAWRENCE R. RICCIARDI Management For For
WILLIAM J. WHITE Management For For
ED ZSCHAU Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 175,000 175,000 175,000 11/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ARGENTINA, S.A. TEO Annual Meeting Date: 11/26/2004
Issuer: 879273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE FILING WITH THE COURTS OF Management For For No
THE ACUERDO PREVENTIVO EXTRAJUDICIAL OF TELECOM.
RESOLUTION WHETHER OR NOT CONTINUE WITH THE PROCESS
THEREOF. APPROVAL OF THE EVENTUAL FILING OF APE
TO COURTS OF FOREIGN COMPETENT JURISDICTION.
01 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND Management For For No
SIGN THE MINUTES OF THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 209 50,000 50,000 50,000 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. HAIN Annual Meeting Date: 12/02/2004
Issuer: 405217 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IRWIN D. SIMON Management For For
BARRY J. ALPERIN Management For For
BETH L. BRONNER Management For For
JACK FUTTERMAN Management For For
DANIEL R. GLICKMAN Management For For
MARINA HAHN Management For For
ANDREW R. HEYER Management For For
ROGER MELTZER Management For For
MITCHELL A. RING Management For For
LEWIS D. SCHILIRO Management For For
D. EDWARD I. SMYTH Management For For
LARRY S. ZILAVY Management For For
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For No
TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE
30, 2005.
02 TO APPROVE THE AMENDMENT TO THE 2002 LONG TERM Management Against Against No
INCENTIVE AND STOCK AWARD PLAN TO INCREASE THE
NUMBER OF SHARES ISSUABLE OVER THE TERM OF THE
PLAN BY 1,800,000 SHARES TO 4,900,000 SHARES
IN THE AGGREGATE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 20,000 20,000 20,000 11/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOCA RESORTS, INC. RST Special Meeting Date: 12/08/2004
Issuer: 09688T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No
AS OF OCTOBER 20, 2004, AMONG THE COMPANY, BATON
HOLDINGS INC. AND BATON ACQUISITION INC.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 100,000 100,000 100,000 12/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC. CWTR Special Meeting Date: 12/08/2004
Issuer: 193068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
INCREASING THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 60,000,000 TO 150,000,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 33,750 33,750 33,750 12/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MANDALAY RESORT GROUP MBG Annual Meeting Date: 12/10/2004
Issuer: 562567 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JUNE 15, 2004, AMONG MGM MIRAGE,
MGM MIRAGE ACQUISITION CO. #61 AND MANDALAY,
PROVIDING FOR THE MERGER OF A WHOLLY OWNED SUBSIDIARY
OF MGM MIRAGE WITH AND INTO MANDALAY.
02 TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For No
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO APPROVE THE FIRST PROPOSAL
DESCRIBED ABOVE.
03 DIRECTOR Management For No
WILLIAM E. BANNEN, M.D. Management For For
JEFFREY D. BENJAMIN Management For For
ROSE MCKINNEY-JAMES Management For For
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
JANUARY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 40,000 40,000 40,000 12/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
METRO-GOLDWYN-MAYER INC. MGM Special Meeting Date: 12/17/2004
Issuer: 591610 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF MERGER AGREEMENT. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 82,788 82,788 82,788 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DPL INC. DPL Annual Meeting Date: 12/22/2004
Issuer: 233293 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL. Shareholder Against For No
02 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For No
01 DIRECTOR Management For No
ROBERT D. BIGGS Management For For
GLENN E. HARDER Management For For
W AUGUST HILLENBRAND Management For For
NED J. SIFFERLEN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 26,000 26,000 26,000 12/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ROBERT MONDAVI CORPORATION MOND Annual Meeting Date: 12/22/2004
Issuer: 609200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 COMPANY S PROPOSAL TO AMEND THE 1993 EQUITY INCENTIVE Management For For No
PLAN.
05 COMPANY S PROPOSAL TO AMEND THE 1993 NON-EMPLOYEE Management Against Against No
DIRECTORS STOCK PLAN.
04 COMPANY S PROPOSAL TO AMEND THE 1993 EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
03 COMPANY S PROPOSAL TO RATIFY THE APPOINTMENT Management For For No
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
02 DIRECTOR Management For No
PHILIP GREER Management For For
JOHN M. THOMPSON Management For For
ANTHONY GREENER Management For For
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BY Management For For No
AND AMONG CONSTELLATION BRANDS, INC., RMD ACQUISITION
CORP. AND THE ROBERT MONDAVI CORPORATION DATED
AS OF NOVEMBER 3, 2004, WHICH PROVIDES FOR THE
MERGER OF RMD ACQUISITION CORP. WITH AND INTO
THE ROBERT MONDAVI CORPORATION, AND THE RELATED
AGREEMENT OF MERGER OF RMD ACQUISITION CORP.
AND THE ROBERT MONDAVI CORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 50,000 50,000 50,000 12/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. AYI Annual Meeting Date: 01/06/2005
Issuer: 00508Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN L. CLENDENIN Management For For
ROBERT F. MCCULLOUGH Management For For
NEIL WILLIAMS Management For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 175,000 175,000 175,000 12/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DELTA AND PINE LAND COMPANY DLP Annual Meeting Date: 01/11/2005
Issuer: 247357 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JON E.M. JACOBY Management For For
F. MURRAY ROBINSON Management For For
02 APPROVAL OF THE AUDITING FIRM OF KPMG, LLP. Management For For No
03 APPROVAL OF THE 2005 OMNIBUS STOCK PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 5,000 5,000 5,000 1/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEIMAN MARCUS GROUP, INC. Annual Meeting Date: 01/14/2005
Issuer: 640204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING CUMULATIVE Shareholder Against For No
VOTING
03 APPROVAL OF THE NEIMAN MARCUS GROUP, INC. 2005 Management Against Against No
STOCK INCENTIVE PLAN
02 APPROVAL OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE CURRENT FISCAL YEAR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 301 323,500 323,500 323,500 1/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. ENR Annual Meeting Date: 01/25/2005
Issuer: 29266R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WARD M. KLEIN Management For For
RICHARD A. LIDDY Management For For
JOE R. MICHELETTO Management For For
W. PATRICK MCGINNIS Management For For
BILL G. ARMSTRONG Management For For
JOHN C. HUNTER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 35,000 35,000 35,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. JCI Annual Meeting Date: 01/26/2005
Issuer: 478366 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
01 DIRECTOR Management For No
NATALIE A. BLACK Management For For
ROBERT A. CORNOG Management For For
WILLIAM H. LACY Management For For
STEPHEN A. ROELL Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 175,000 175,000 175,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RALCORP HOLDINGS, INC. RAH Annual Meeting Date: 02/02/2005
Issuer: 751028 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 AMENDMENT TO 2002 INCENTIVE STOCK PLAN Management For For No
01 DIRECTOR Management For No
BILL G. ARMSTRONG Management For For
DAVID R. BANKS Management For For
KEVIN J. HUNT Management For For
DAVID W. KEMPER Management For For
DAVID P. SKARIE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 60,000 60,000 60,000 1/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. LDR Annual Meeting Date: 02/03/2005
Issuer: 51476K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO APPROVE THE LANDAUER, INC. 2005 LONG-TERM Management Against Against No
INCENTIVE PLAN.
02 PROPOSAL TO APPROVE PRICEWATERHOUSECOOPERS LLP Management For For No
AS AUDITORS.
01 DIRECTOR Management For No
MR. CRONIN Management For For
MR. LATTA Management For For
MR. RISK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 98,000 98,000 98,000 2/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ANDREW CORPORATION ANDW Annual Meeting Date: 02/08/2005
Issuer: 034425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
T.A. DONAHOE Management For For
R.E. FAISON Management For For
J.D. FLUNO Management For For
W.O. HUNT Management For For
C.R. NICHOLAS Management For For
R.G. PAUL Management For For
G.A. POCH Management For For
A.F. POLLACK Management For For
G.O. TONEY Management For For
02 TO APPROVE THE ADOPTION OF A NEW MANAGEMENT INCENTIVE Management For For No
PLAN.
03 TO APPROVE THE ADOPTION OF A NEW LONG TERM INCENTIVE Management For For No
PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS Management For For No
INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR 2005.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 75,000 75,000 75,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SYBRON DENTAL SPECIALTIES, INC. SYD Annual Meeting Date: 02/08/2005
Issuer: 871142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DENNIS BROWN Management For For
KENNETH F. YONTZ Management For For
02 APPROVAL OF SYBRON DENTAL SPECIALTIES, INC. S Management Against Against No
2005 OUTSIDE DIRECTORS STOCK OPTION PLAN.
03 APPROVAL OF SYBRON DENTAL SPECIALTIES, INC. S Management Against Against No
2005 LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 60,000 60,000 60,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY DIS Annual Meeting Date: 02/11/2005
Issuer: 254687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For No
TO CHINA LABOR STANDARDS.
04 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For No
TO GREENMAIL.
03 TO APPROVE THE 2005 STOCK INCENTIVE PLAN. Management Against Against No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2005.
01 DIRECTOR Management For No
JOHN E. BRYSON Management For For
JOHN S. CHEN Management For For
MICHAEL D. EISNER Management For For
JUDITH L. ESTRIN Management For For
ROBERT A. IGER Management For For
FRED H. LANGHAMMER Management For For
AYLWIN B. LEWIS Management For For
MONICA C. LOZANO Management For For
ROBERT W. MATSCHULLAT Management For For
GEORGE J. MITCHELL Management For For
LEO J. O'DONOVAN, S.J. Management For For
GARY L. WILSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 260,000 260,000 260,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC OOM Special Meeting Date: 02/14/2005
Issuer: 55309W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
C1 FOR OR AGAINST THE SAID SCHEME Management For For No
EO2 TO ELECT PATRICK LUPO AS A DIRECTOR OF THE COMPANY. Management For For No
EO1 TO APPROVE THE AMENDMENTS TO THE RULES OF THE Management For For No
EMPLOYEE SHARE PLANS IN THE MANNER DESCRIBED
IN PARAGRAPH 11 OF PART 3 OF THE CIRCULAR TO
SHAREHOLDERS DATED JANUARY 12, 2005, AND THE
RENAMING OF THOSE PLANS TO A NAME PREFACED BY
O2 RATHER THAN MMO2 .
ES1 TO APPROVE THE COMPANY S SCHEME OF ARRANGEMENT, Management For For No
THE O2 PLC REDUCTION OF CAPTIAL AND RELATED MATTERS.*
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 100,000 100,000 100,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC, SLOUGH OOTFF.PK EGM Meeting Date: 02/14/2005
Issuer: G6179P109 ISIN: GB0030872716
SEDOL: 3087271
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THE COMPANY S SCHEME OF ARRANGEMENT, Management For *Management No
THE O2 PLC REDUCTION OF CAPITAL AND RELATED MATTERS Position Unknown
2. APPROVE THE AMENDMENTS TO THE RULES OF THE EMPLOYEE Management For *Management No
SHARE PLANS AND THE RENAMING OF THOSE PLANS Position Unknown
3. ELECT MR. PATRICK LUPO AS A DIRECTOR OF THE COMPANY Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 1,760,000 1,760,000 1,760,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC, SLOUGH OOTFF.PK CRT Meeting Date: 02/14/2005
Issuer: G6179P109 ISIN: GB0030872716
SEDOL: 3087271
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THE SCHEME OF ARRANGEMENT Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 1,760,000 1,760,000 1,760,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC. LU Annual Meeting Date: 02/16/2005
Issuer: 549463 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 SHAREOWNER PROPOSAL TO AMEND COMPANY S AUDIT Shareholder Against For No
SERVICES PRE-APPROVAL POLICY
06 SHAREOWNER PROPOSAL TO REQUIRE SHAREOWNER APPROVAL Shareholder Against For No
OF FUTURE GOLDEN PARACHUTES
01 DIRECTOR Management For No
ROBERT E. DENHAM Management For For
DANIEL S. GOLDIN Management For For
EDWARD E. HAGENLOCKER Management For For
CARLA A. HILLS Management For For
KARL J. KRAPEK Management For For
RICHARD C. LEVIN Management For For
PATRICIA F. RUSSO Management For For
HENRY B. SCHACHT Management For For
FRANKLIN A. THOMAS Management For For
RONALD A. WILLIAMS Management For For
02 DIRECTORS PROPOSAL TO APPROVE A REVERSE STOCK Management For For No
SPLIT IN ONE OF FOUR RATIOS
03 SHAREOWNER PROPOSAL REGARDING PUBLICATION OF Shareholder Against For No
POLITICAL ACTION CONTRIBUTIONS
04 SHAREOWNER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No
COMPENSATION AWARDS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 130,000 130,000 130,000 2/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE FAIRCHILD CORPORATION FA Annual Meeting Date: 02/16/2005
Issuer: 303698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MORTIMER M. CAPLIN Management For For
ROBERT E. EDWARDS Management For For
STEVEN L. GERARD Management For For
HAROLD J. HARRIS Management For For
DANIEL LEBARD Management For For
JOHN W. PODKOWSKY Management For For
HERBERT S. RICHEY Management For For
ERIC I. STEINER Management For For
JEFFREY J. STEINER Management For For
03 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No
FOR THE CHIEF EXECUTIVE OFFICER.
02 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No
FOR THE PRESIDENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 120,400 120,400 120,400 2/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AGERE SYSTEMS INC. AGRA Annual Meeting Date: 02/17/2005
Issuer: 00845V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD S. HILL Management For For
ARUN NETRAVALI Management For For
HAROLD A. WAGNER Management For For
02 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO RECLASSIFY OUR CLASS A COMMON
STOCK AND CLASS B COMMON STOCK INTO A NEW, SINGLE
CLASS OF COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-10 REVERSE STOCK
SPLIT.
04 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-20 REVERSE STOCK
SPLIT.
05 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-30 REVERSE STOCK
SPLIT.
06 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-40 REVERSE STOCK
SPLIT.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO MAKE ADMINISTRATIVE CHANGES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 209 160,000 160,000 160,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. BLOCK Management For For
T. KEVIN DUNNIGAN Management For For
DIPAK C. JAIN Management For For
JOACHIM MILBERG Management For For
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 320,000 320,000 320,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GREIF, INC. GEF Annual Meeting Date: 02/28/2005
Issuer: 397624 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO APPROVE THE COMPANY S 2005 OUTSIDE Management For For No
DIRECTORS EQUITY AWARD PLAN.
01 DIRECTOR Management For No
MICHAEL J. GASSER Management For For
MICHAEL H. DEMPSEY Management For For
PATRICK J. NORTON Management For For
VICKI L. AVRIL Management For For
DANIEL J. GUNSETT Management For For
DAVID J. OLDERMAN Management For For
CHARLES R. CHANDLER Management For For
JUDITH D. HOOK Management For For
WILLIAM B. SPARKS, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 206 5,000 5,000 5,000 2/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG NVS Annual Meeting Date: 03/01/2005
Issuer: 66987V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL Management For For No
STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2004.
02 APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS. Management For For No
03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS Management For For No
AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND.
04 REDUCTION OF SHARE CAPITAL. Management For For No
05 FURTHER SHARE REPURCHASE PROGRAM. Management For For No
6A RE-ELECTION OF DR. H.C. BIRGIT BREUEL FOR A TWO-YEAR Management For For No
TERM.
6B RE-ELECTION OF PROF. DR. PETER BURCKHARDT FOR Management For For No
A THREE-YEAR TERM.
6C RE-ELECTION OF ALEXANDRE F. JETZER FOR A THREE-YEAR Management For For No
TERM.
6D RE-ELECTION OF PIERRE LANDOLT FOR A THREE YEAR Management For For No
TERM.
6E RE-ELECTION OF PROF. DR. ULRICH LEHNER FOR A Management For For No
THREE YEAR TERM.
07 APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 105,000 105,000 105,000 2/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CIBA SPECIALTY CHEMICALS HOLDING INC CSB Annual Meeting Date: 03/03/2005
Issuer: 17162W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
07 APPROVAL OF THE PROPOSAL TO RE-ELECT ERNST & Management For For No
YOUNG AG, ZURICH, AS AUDITORS AND GROUP AUDITORS
FOR A FURTHER PERIOD OF ONE YEAR.
06 APPROVAL OF THE PROPOSAL OF THE BOARD OF DIRECTORS Management For For No
THAT THE NOMINAL SHARE CAPITAL AMOUNT REQUIRED
TO HAVE AN ITEM PUT ON THE AGENDA BE REDUCED
FROM CHF 300,000 TO CHF 100,000 BY AMENDMENT
OF ARTICLE 13 PARAGRAPH 1 OF THE ARTICLES OF ASSOCIATION.
05 APPROVAL OF THE PROPOSAL OF THE BOARD OF DIRECTORS Management For For No
TO REDUCE THE SHARE CAPITAL FROM CHF 207,193,851
BY CHF 138,129,234 TO CHF 69,064,617 AND REPAYMENT
OF NOMINAL VALUE OF SHARES.
04 APPROVAL OF THE PROPOSAL TO CANCEL 1,762,000 Management For For No
SHARES AS A CONSEQUENCE OF THE SHARE BUYBACK PROGRAM.
03 APPROVAL OF THE DISCHARGE OF THE BOARD OF DIRECTORS Management For For No
AND THE MANAGEMENT FROM LIABILITY FOR THEIR ACTIVITIES
IN THE BUSINESS YEAR 2004.
02 APPROVAL OF THE DISTRIBUTION OF 2004 RETAINED Management For For No
EARNINGS.
01 APPROVAL OF THE ANNUAL REPORT, OF THE ANNUAL Management For For No
FINANCIAL STATEMENTS AND OF THE CONSOLIDATED
STATEMENTS FOR 2004; ACKNOWLEDGEMENT OF THE REPORTS
OF THE AUDITORS AND OF THE INDEPENDENT GROUP AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 206 5,400 5,400 5,400 2/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NOBILITY HOMES, INC. NOBH Annual Meeting Date: 03/04/2005
Issuer: 654892 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
TERRY E. TREXLER Management For For
RICHARD C. BARBERIE Management For For
ROBERT P. HOLLIDAY Management For For
ROBERT P. SALTSMAN Management For For
THOMAS W. TREXLER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 10,000 10,000 10,000 2/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WM. WRIGLEY JR. COMPANY WWY Annual Meeting Date: 03/08/2005
Issuer: 982526 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A Shareholder Against For No
CHANGE TO THE PROXY CARD.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
ERNST & YOUNG LLP FOR THE YEAR ENDING 12/31/05.
02 TO AMEND ARTICLE FOURTH OF THE COMPANY S SECOND Management For For No
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK AND
CLASS B COMMON STOCK.
01 DIRECTOR Management For No
JOHN RAU Management For For
RICHARD K. SMUCKER Management For For
WILLIAM WRIGLEY, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 170,000 170,000 170,000 2/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO, S.A. DE FMX Annual Meeting Date: 03/10/2005
Issuer: 344419 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
I REPORT OF THE BOARD OF DIRECTORS; PRESENTATION Management For *Management No
OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO Position Unknown
MEXICANO, S.A. DE C.V., FOR THE 2004 FISCAL YEAR,
AND THE REPORT OF THE EXAMINER PURSUANT TO ARTICLE
172 OF THE GENERAL LAW OF COMMERCIAL COMPANIES
AND THE APPLICABLE PROVISIONS OF THE SECURITIES
MARKET LAW.
II APPLICATION OF THE RESULTS FOR THE 2004 FISCAL Management For *Management No
YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND, Position Unknown
IN MEXICAN PESOS.
III PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT TO BE Management For *Management No
USED IN THE SHARE REPURCHASE PROGRAM. Position Unknown
IV ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For *Management No
AND EXAMINERS, AND RESOLUTION WITH RESPECT TO Position Unknown
THEIR REMUNERATION.
V APPOINTMENT OF COMMITTEES. Management For *Management No
Position Unknown
VI APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For *Management No
MEETING. Position Unknown
VII MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 30,000 30,000 30,000 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. CZR Special Meeting Date: 03/11/2005
Issuer: 127687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No
PLAN OF MERGER, DATED AS OF JULY 14, 2004, BY
AND AMONG HARRAH S ENTERTAINMENT, INC., HARRAH
S OPERATING COMPANY, INC., A WHOLLY OWNED SUBSIDIARY
OF HARRAH S ENTERTAINMENT, INC., AND CAESARS
ENTERTAINMENT, INC., AND THE TRANSACTIONS CONTEMPLATED
BY THE MERGER AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 50,000 50,000 50,000 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CLARCOR INC. CLC Annual Meeting Date: 03/21/2005
Issuer: 179895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. ROBERT H. JENKINS Management For For
MR PHILIP R. LOCHNER JR Management For For
02 PROPOSAL TO APPROVE AND ADOPT THE AMENDMENT TO Management For For No
THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 100,000 100,000 100,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEVISION BROADCASTS LTD TVBCY.PK EGM Meeting Date: 03/21/2005
Issuer: Y85830100 ISIN: HK0511001957
SEDOL: 5274190, B01Y6R9, 6881674
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE AND RATIFY THE AGREEMENT AS SPECIFIED Management For *Management No
AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Position Unknown
2. APPROVE THAT THE PERIOD OF 30 DAYS DURING WHICH Management For *Management No
THE COMPANY S REGISTER OF MEMBER MAY BE CLOSED Position Unknown
UNDER SECTION 99(1) OF THE COMPANIES ORDINANCE
DURING THE CALENDAR YEAR 2005, BE EXTENDED, PURSUANT
TO SECTION 99(2) OF THE COMPANIES ORDINANCE,
TO 60 DAYS
* PLEASE NOTE THAT THE SHAREHOLDERS NEED TO FILL Non-Voting *Management No
A DECLARATION FORM FOR THEIR VOTE INSTRUCTIONS Position Unknown
TO BE ACCEPTED. THESE FORMS CONTAIN 3 SECTIONS.
SECTION A WILL BE FILLED BY THE INSTITUTION.
PLEASE FIND THE SCANNED DOCUMENTS VIA THE LINK
WW3.ICS.ADP.COM/STREETLINK_DATA/DIRY85830100/SA65E0.PDF
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 100,000 100,000 100,000 3/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION IEX Annual Meeting Date: 03/22/2005
Issuer: 45167R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BRADLEY J. BELL Management For For
GREGORY B. KENNY Management For For
LAWRENCE D. KINGSLEY Management For For
02 APPROVAL OF AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 75,000,000 TO 150,000,000
SHARES.
03 APPROVAL OF THE COMPANY S INCENTIVE AWARD PLAN. Management For For No
04 APPROVAL OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For No
OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 250,000 250,000 250,000 3/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION NAV Annual Meeting Date: 03/23/2005
Issuer: 63934E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EUGENIO CLARIOND Management For For
JOHN D. CORRENTI Management For For
DANIEL C. USTIAN Management For For
02 VOTE TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS OUR INDEPENDENT AUDITOR.
03 VOTE TO APPROVE CERTAIN AMENDMENTS TO OUR 2004 Management For For No
PERFORMANCE INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 335,000 335,000 335,000 3/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. OMN Annual Meeting Date: 03/23/2005
Issuer: 682129 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD P. CAMPBELL Management For For
DAVID A. DABERKO Management For For
WILLIAM R. SEELBACH Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 232,300 232,300 232,300 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC. GY Annual Meeting Date: 03/30/2005
Issuer: 368682 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld No
JAMES J. DIDION Management Withheld Against
JAMES M. OSTERHOFF Management Withheld Against
SHEILA E. WIDNALL Management Withheld Against
02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management Abstain Against No
ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 220,000 220,000 220,000 3/30/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELESP CELULAR PARTICIPACOES S A TCP MIX Meeting Date: 04/01/2005
Issuer: P9036T108 ISIN: BRTSPPACNPR0
SEDOL: 2292690
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED Position Unknown
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU.
A.I APPROVE THE ACCOUNTS OF THE DIRECTOR S, THE BOARD Management For *Management No
OF DIRECTORS ANNUAL REPORT, RELATING TO FYE Position Unknown
31 DEC 2004
A.II ELECT THE MEMBERS OF THE FINANCE COMMITTEE Management For *Management No
Position Unknown
A.III APPROVE TO FIX THE REMUNERATION OF THE DIRECTOR Management For *Management No
S AND THE FINANCE COMMITTEE, THE ANNUAL GLOBAL Position Unknown
AND INDIVIDUAL OF THE FINANCE COMMITTEE
E.I APPROVE TO CONFIRM THE WORDING OF THE ARTICLE Management For *Management No
5 OF THE COMPANY BYLAWS AS SPECIFIED IN THE MEETING Position Unknown
HELD ON 07 JAN 2005 WHEN THE INCREASE IN THE
COMPANY S CORPORATE STOCK WAS RATIFIED
E.II APPROVE TO GROUP THE 1,582,563,526,803 NOMINAL Management For *Management No
BOOK ENTRY SHARES OF NO PAR VALUE, OF WHICH 552,896,931,154 Position Unknown
BEING COMMON SHARES AND 1,029,666,595,649 BEING
PREFERRED SHARES, REPRESENTATIVE OF THE CORPORATE
STOCK, AT THE RATE 2,500 SHARES FOR 01 SHARE
OF THE RESPECTIVE TYPE, TRANSFORMING THEM INTO
633,025,410 NOMINAL BOOK ENTRY SHARES OF NO PAR
VALUE, OF WHICH 221,158,772 ARE COMMON SHARES
AND 411,866,638 ARE PREFERRED SHARES, IN ACCORDANCE
WITH THE PROVISIONS OF THE ARTICLE 12 OF LAW
NUMBER 6.404/76, WITH THE CONSEQUENT AMENDMENT
TO THE ARTICLE 5 OF THE COMPANY BYLAWS
E.III AMEND THE ARTICLE 4 OF THE COMPANY BYLAWS, AS Management For *Management No
A CONSEQUENCE TO GROUP SHARES, RELATING TO THE Position Unknown
AUTHORIZED CAPITAL LIMIT, CHANGING LIMIT FORM
TO UP TO 1,800,000,000,000 TO SEVEN HUNDRED AND
720,000,000 SHARES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 14,613,537 4,613,537 14,613,537 3/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO TI OGM Meeting Date: 04/04/2005
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
05 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For *Management No
2004; RESOLUTIONS RELATED THERETO Position Unknown
2. APPOINT THE BOARD OF DIRECTORS; RESOLUTIONS RELATED Management For *Management No
THERETO Position Unknown
3. APPOINT THE EXTERNAL AUDITORS FOR THREE YEARS Management For *Management No
PERIOD 2005/2007 Position Unknown
Page 66 of 291
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 25,256 25,256 25,256 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO TI OGM Meeting Date: 04/04/2005
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 220139, DUE TO ADDITIONALRESOLUTIONS. ALL Position Unknown
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
1. APPROVE THE ANNUAL REPORT FOR THE YE 31 DEC 2004; Management For *Management No
RELATED AND CONSEQUENTIAL RESOLUTIONS Position Unknown
2.1 APPOINT MR. RICARDO PERISSICH TO THE BOARD OF Management For *Management No
DIRECTORS Position Unknown
2.2 APPOINT MR. ENRICO PARAZZINI TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.3 APPOINT MR. CARLO BERTAZZO TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.4 APPOINT MR. ADRIANO DE MAIO TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.5 APPOINT MR. CANDIDO FOIS TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.6 APPOINT MR. GIULIA LIGRESTI TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.7 APPOINT MR. ROMANO MARNIGA TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.8 APPOINT MR. GIANFRANCO NEGRI CLEMENTI TO THE Management For *Management No
BOARD OF DIRECTORS Position Unknown
2.9 APPOINT MR. ALLESANDRO OVI TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.10 APPOINT MR. PAOLO ROVERATO TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.11 APPOINT MR. SERGIO RISTUCCIA TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
2.12 APPOINT MR. GIOVANNI SABBATUCCI TO THE BOARD Management For *Management No
OF DIRECTORS Position Unknown
2.13 APPOINT MR. MARIO ZANONE POMA TO THE BOARD OF Management For *Management No
DIRECTORS Position Unknown
3. APPOINT THE EXTERNAL AUDITORS FOR THREE YEARS Management For *Management No
PERIOD 2005/2007 Position Unknown
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
05 APR 2005 AT 400 PM. CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 25,256 25,256 25,256 4/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MOBILE SPA TIM, TORINO TLEBF.PK MIX Meeting Date: 04/05/2005
Issuer: T9276A104 ISIN: IT0001052049 BLOCKING
SEDOL: B020S70, 5527957, 4876746
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
06 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 216109 DUE TO CHANGE IN MEETING TYPE AND ADDITIONAL Position Unknown
RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL NEED
TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
E.1 APPROVE THE MERGER BY THE INCORPORATION OF TELECOM Management For *Management No
ITALIA MOBILE SPA INTO THE TELECOM ITALIA SPA Position Unknown
AS PER ARTICLE 146, COMMA 1B OF ITALIAN LEGISLATIVE
DECREE NO.58/98
O.1 APPROVE THE BALANCE SHEET REPORT AS ON 31 DEC Management For *Management No
2004; RESOLUTIONS RELATED THERETO Position Unknown
O.2 APPOINT THE BOARD OF DIRECTORS; RESOLUTIONS RELATED Management For *Management No
THERETO Position Unknown
O.3 APPOINT THE INTERNAL AUDITORS; RESOLUTIONS RELATED Management For *Management No
THERETO Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 96,876 96,876 96,876 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW TI EGM Meeting Date: 04/05/2005
Issuer: T92778108 ISIN: IT0003497168 BLOCKING
SEDOL: 7649882, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
06 APR 2005 AND A THIRD CALL ON 07 APR 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. APPROVE THE MERGER PLAN OF TELECOM ITALIA MOBILE Management For *Management No
SPA INTO TELECOM ITALIA SPA, RELATED AND CONSEQUENT Position Unknown
RESOLUTIONS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIVE Non-Voting *Management No
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN Position Unknown
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 1,320,480 1,320,480 1,320,480 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW TI MIX Meeting Date: 04/05/2005
Issuer: T92778108 ISIN: IT0003497168 BLOCKING
SEDOL: 7649882, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
06 APR 2005 (AND A THIRD CALL ON 07 APR 2005).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
E.1 APPROVE THE MERGER BY INCORPORATION OF TELECOM Management For *Management No
ITALIA MOBILE SPA INTO TELECOM ITALIA SPA AND Position Unknown
THE RESOLUTIONS RELATED THERE TO
O.1 APPROVE THE BALANCE SHEET REPORT AS OF 31 DEC Management For *Management No
04 AND THE RESOLUTIONS RELATED THERETO Position Unknown
O.2 APPROVE TO INTEGRATE THE BOARD OF DIRECTORS Management For *Management No
MEMBERS NUMBER; APPROVE UPON RESTATING THE BOARD Position Unknown
OF DIRECTORS MEMBERS NUMBER, STATING THE BOARD
OF DIRECTORS YEARLY EMOLUMENTS AND APPOINT TWO
NEW MEMBERS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 1,320,480 1,320,480 1,320,480 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WILLIAM DEMANT HOLDING WILLF.PK AGM Meeting Date: 04/05/2005
Issuer: K9898W129 ISIN: DK0010268440
SEDOL: 5961544, 5991819
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED Position Unknown
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU.
1. APPROVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management No
ON THE COMPANY S ACTIVITIES DURING THE PAST YEAR Position Unknown
2. APPROVE THE AUDITED FINANCIAL ANNUAL REPORT INCLUDING Management For *Management No
CONSOLIDATED FINANCIAL STATEMENT Position Unknown
3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management For *Management No
MANAGEMENT FROM THEIR LIABILITIES Position Unknown
4. APPROVE THAT THE YEAR S PROFIT OF DKK 716 MILLION Management For *Management No
BE TRANSFERRED TO CORPORATE RESERVES, SO THAT Position Unknown
NO DIVIDEND IS PAID
5.1 RE-ELECT MR. LARS NORBY JOHANSEN AS A MEMBER Management For *Management No
TO THE BOARD Position Unknown
5.2 RE-ELECT MR. MICHAEL PRAM RASMUSSEN AS A MEMBER Management For *Management No
TO THE BOARD Position Unknown
6. RE-ELECT DELOITTE AND KPMG C. JESPERSEN, STATSAUTORISERT Management For *Management No
REVISIONSAKTIESELSKAB AS THE AUDITORS Position Unknown
7.a APPROVE TO REDUCE THE COMPANY S SHARE CAPITAL Management For *Management No
BY THE COMPANY S HOLDING OF OWN SHARES AND AMEND Position Unknown
ARTICLE 4.1 OF THE ARTICLES OF ASSOCIATION
7.b APPROVE TO DELETE ARTICLE 8.2, NUMBER 3 OF THE Management For *Management No
ARTICLES OF ASSOCIATION REGARDING THE GRANTING Position Unknown
THE BOARD AND THE MANAGEMENT A DISCHARGE FROM
THEIR LIABILITIES
7.c AMEND ARTICLE 2.1 OF THE ARTICLES OF ASSOCIATION Management For *Management No
REGARDING THE REGISTERED OFFICE OF THE COMPANY Position Unknown
AS A CONSEQUENCE OF THE RELOCATION FROM THE MUNICIPALITY
OF GENTOFTE TO THE MUNICIPALITY OF THE LEDOJE-SMORUM
7.d AUTHORIZE THE BOARD OF DIRECTORS TO LET THE COMPANY Management For *Management No
ACQUIRE OWN SHARES AT A NOMINAL VALUE OF UP TO Position Unknown
10% OF THE SHARE CAPITAL, AT A PRICE NO MORE
THAN 10% FROM THE PRICE QUOTED AT THE COPENHAGEN
STOCK EXCHANGE AT THE TIME OF PURCHASE; AUTHORITY
EXPIRES AT THE NEXT AGM
7.e AUTHORIZE THE CHAIRMAN OF THE GENERAL MEETING Management For *Management No
TO MAKE SUCH CHANGES AND ADJUSTMENTS ADOPTED Position Unknown
AT THE GENERAL METING AS WELL AS THE APPLICATION
FOR REGISTRATION WITH THE DANISH COMMERCE AND
COMPANIES AGENCY AS MAY BE REQUIRED BY THE DANISH
COMMERCE AND COMPANIES AGENCY ON REGISTRATION
OF ADOPTED CHANGES
8. ANY OTHER BUSINESS Other For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 63,900 63,900 63,900 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SA DE CV BIMBO, MEXICO GBBAF.PK AGM Meeting Date: 04/08/2005
Issuer: P49521126 ISIN: MXP495211262
SEDOL: 2392471
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management No
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING Position Unknown
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP.
THANK YOU.
1. APPROVE TO AMEND THE BOARD OF DIRECTORS REPORT, Non-Voting *Management No
PURSUANT TO THE ARTICLE 172, COMMERCIAL COMPANIES Position Unknown
LAW, INCLUDING THE FINANCIAL STATEMENTS, THE
AUDITED CONSOLIDATED WITH SUBSIDIARIES, FOR THE
FYE 31 DEC 2004, PRIOR READING THE REPORTS PREPARED
BY THE EXTERNAL AUDITORS, THE COMMISSIONER AND
THE COMPANY AUDIT COMMITTEE
2. APPROVE THE APPLICATION OF THE EARNINGS FOR THE Non-Voting *Management No
FYE 31 DEC 2004 Position Unknown
3. APPROVE TO PAY A CASH DIVIDEND AT A RATE OF 0.28 Non-Voting *Management No
PER EACH CAPITAL STOCK REPRESENTATIVE OUTSTANDING Position Unknown
SHARE
4. APPOINT THE BOARD OF DIRECTORS MEMBERS AND THE Non-Voting *Management No
COMPANY COMMISSIONER AND APPROVE TO SET THEIR Position Unknown
REMUNERATION
5. APPOINT THE MEMBERS OF THE AUDITORS COMMITTEE, Non-Voting *Management No
THE ASSESSMENT AND COMPENSATION COMMITTEE, THE Position Unknown
FINANCE AND PLANNING COMMITTEE AND APPROVE TO
SET THEIR ALLOWANCES
6. APPROVE THE REPORT ABOUT THE PURCHASE OF THE Non-Voting *Management No
COMPANY SHARES, AS WELL AS TO SET THE MAXIMUM Position Unknown
AMOUNT THAT THE COMPANY MAY USE TO PURCHASE THE
COMPANY SHARES, PURSUANT TO THE ARTICLE 14-3
OF THE SECURITIES MARKET LAW
7. APPOINT THE SPECIAL DELEGATES Non-Voting *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 500,000 0 500,000
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SA DE CV BIMBO, MEXICO GBBAF.PK AGM Meeting Date: 04/08/2005
Issuer: P49521126 ISIN: MXP495211262
SEDOL: 2392471
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO AMEND THE BOARD OF DIRECTORS REPORT, Management For *Management No
PURSUANT TO THE ARTICLE 172, COMMERCIAL COMPANIES Position Unknown
LAW, INCLUDING THE FINANCIAL STATEMENTS, THE
AUDITED CONSOLIDATED WITH SUBSIDIARIES, FOR THE
FYE 31 DEC 2004, PRIOR READING THE REPORTS PREPARED
BY THE EXTERNAL AUDITORS, THE COMMISSIONER AND
THE COMPANY AUDIT COMMITTEE
2. APPROVE THE APPLICATION OF THE EARNINGS FOR THE Management For *Management No
FYE 31 DEC 2004 Position Unknown
3. APPROVE TO PAY A CASH DIVIDEND AT A RATE OF 0.28 Management For *Management No
PER EACH CAPITAL STOCK REPRESENTATIVE OUTSTANDING Position Unknown
SHARE
4. APPOINT THE BOARD OF DIRECTORS MEMBERS AND THE Management For *Management No
COMPANY COMMISSIONER AND APPROVE TO SET THEIR Position Unknown
REMUNERATION
5. APPOINT THE MEMBERS OF THE AUDITORS COMMITTEE, Management For *Management No
THE ASSESSMENT AND COMPENSATION COMMITTEE, THE Position Unknown
FINANCE AND PLANNING COMMITTEE AND APPROVE TO
SET THEIR ALLOWANCES
6. APPROVE THE REPORT ABOUT THE PURCHASE OF THE Management For *Management No
COMPANY SHARES, AS WELL AS TO SET THE MAXIMUM Position Unknown
AMOUNT THAT THE COMPANY MAY USE TO PURCHASE THE
COMPANY SHARES, PURSUANT TO THE ARTICLE 14-3
OF THE SECURITIES MARKET LAW
7. APPOINT THE SPECIAL DELEGATES Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
222764 DUE TO CHANGE IN THE VOTING STATUS. ALL Position Unknown
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 500,000 500,000 500,000 4/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SA DE CV BIMBO, MEXICO GBBAF.PK AGM Meeting Date: 04/08/2005
Issuer: P49521126 ISIN: MXP495211262
SEDOL: 2392471
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
225315 DUE TO RECEIPT OF RECORD DATE. ALL VOTES Position Unknown
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1. APPROVE TO AMEND THE BOARD OF DIRECTORS REPORT, Management For *Management No
PURSUANT TO THE ARTICLE 172,COMMERCIAL COMPANIES Position Unknown
LAW, INCLUDING THE FINANCIAL STATEMENTS, THE
AUDITED CONSOLIDATED WITH SUBSIDIARIES, FOR THE
FYE 31 DEC 2004, PRIOR READING THE REPORTS PREPARED
BY THE EXTERNAL AUDITORS, THE COMMISSIONER AND
THE COMPANY AUDIT COMMITTEE
2. APPROVE THE APPLICATION OF THE EARNINGS FOR THE Management For *Management No
FYE 31 DEC 2004 Position Unknown
3. APPROVE TO PAY A CASH DIVIDEND AT A RATE OF 0.28 Management For *Management No
PER EACH CAPITAL STOCK REPRESENTATIVE OUTSTANDING Position Unknown
SHARE
4. APPOINT THE BOARD OF DIRECTORS MEMBERS AND THE Management For *Management No
COMPANY COMMISSIONER AND APPROVE TO SET THEIR Position Unknown
REMUNERATION
5. APPOINT THE MEMBERS OF THE AUDITORS COMMITTEE, Management For *Management No
THE ASSESSMENT AND COMPENSATION COMMITTEE, THE Position Unknown
FINANCE AND PLANNING COMMITTEE AND APPROVE TO
SET THEIR ALLOWANCES
6. APPROVE THE REPORT ABOUT THE PURCHASE OF THE Management For *Management No
COMPANY SHARES, AS WELL AS TO SET THE MAXIMUM Position Unknown
AMOUNT THAT THE COMPANY MAY USE TO PURCHASE THE
COMPANY SHARES, PURSUANT TO THE ARTICLE 14-3
OF THE SECURITIES MARKET LAW
7. APPOINT THE SPECIAL DELEGATES Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 500,000 500,000 500,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS Special Meeting Date: 04/11/2005
Issuer: 879433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Management For For No
02 AMENDMENTS TO 2004 LONG-TERM INCENTIVE PLAN Management For For No
03 AMENDMENTS TO 2003 EMPLOYEE STOCK PURCHASE PLAN Management For For No
04 NON-EMPLOYEE DIRECTOR COMPENSATION PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 400,000 400,000 400,000 4/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV AHODF.PK AGM Meeting Date: 04/12/2005
Issuer: N4297B146 ISIN: NL0000009082 BLOCKING
SEDOL: 5956078, 5983537
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT BLOCKING CONDITIONS ARE RELAXED. Non-Voting *Management No
BLOCKING IS LIMITED TO THE PERIOD BETWEEN THE Position Unknown
CUT-OFF DATE AND ONE DAY FOLLOWING THE REGISTRATION
DATE. VOTE INSTRUCTIONS RECEIVED AFTER THE CUT-OFF
DATE ARE CONSIDERED LATE. LATE VOTES ARE PROCESSED
ON A BEST EFFORT BASIS. SHARE BLOCKING IS APPLIED
TO LATE VOTES BEGINNING ON RECEIPT DATE OF VOTE
INSTRUCTIONS THROUGH THE DAY FOLLOWING REGISTRATION
DATE. THANK YOU.
1. OPENING AND ANNOUNCEMENTS Non-Voting *Management No
Position Unknown
2. REPORT BY THE BOARD OF MANAGEMENT FOR THE FINANCIAL Non-Voting *Management No
YEAR 2004 Position Unknown
3.A PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR Management For *Management No
THE FINANCIAL YEAR 2004 Position Unknown
3.B EXPLANATION OF THE DIVIDEND POLICY Non-Voting *Management No
Position Unknown
3.C PROPOSAL TO ADOPT A DIVIDEND OVER THE FINANCIAL Management For *Management No
YEAR 2004 Position Unknown
4.A PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD Management For *Management No
OF MANAGEMENT FROM LIABILITY Position Unknown
4.B PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY Management For *Management No
BOARD FROM LIABILITY Position Unknown
5.A REPORT ON CORPORATE GOVERNANCE Non-Voting *Management No
Position Unknown
5.B PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Management For *Management No
Position Unknown
6. PROPOSAL TO APPOINT THE AUDITOR Management For *Management No
Position Unknown
7.A DISCUSSION ON PROFILE OF THE SUPERVISORY BOARD Non-Voting *Management No
Position Unknown
7.B OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT Non-Voting *Management No
OF TWO MEMBERS OF THE SUPERVISORY BOARD Position Unknown
7.C.1 APPOINTMENT OF MR. A.H.J. RISSEEUW AS A MEMBER Management For *Management No
OF THE SUPERVISORY BOARD Position Unknown
7.C.2 APPOINTMENT OF MS. M.E. VAN LIER LELS AS A MEMBER Management For *Management No
OF THE SUPERVISORY BOARD Position Unknown
7.D ANNOUNCEMENT CONCERNING VACANCIES ARISING AT Non-Voting *Management No
THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN Position Unknown
2006
7.E PROPOSAL TO AMEND THE REMUNERATION OF MEMBERS Management For *Management No
OF THE SUPERVISORY BOARD Position Unknown
8.A PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT Management For *Management No
TO RESOLVE FOR THE COMPANY TO ACQUIRE ITS OWN Position Unknown
SHARES
8.B PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD Management For *Management No
OF MANAGEMENT AS COMPETENT BODY TO ISSUE SHARES Position Unknown
8.C PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD Management For *Management No
OF MANAGEMENT AS COMPETENT BODY TO RESTRICT OR Position Unknown
EXCLUDE PRE-EMPTIVE RIGHTS
8.D PROPOSAL TO REDUCE THE CAPITAL THROUGH CANCELLATION Management For *Management No
OF OWN SHARES Position Unknown
9. ANY OTHER BUSINESS AND CLOSURE OF THE MEETING Non-Voting *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 100,000 100,000 100,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. BK Annual Meeting Date: 04/12/2005
Issuer: 064057 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. BIONDI Management For For
MR. DONOFRIO Management For For
MR. HASSELL Management For For
MR. KOGAN Management For For
MR. KOWALSKI Management For For
MR. LUKE Management For For
MR. MALONE Management For For
MR. MYNERS Management For For
MS. REIN Management For For
MR. RENYI Management For For
MR. RICHARDSON Management For For
MR. ROBERTS Management For For
MR. SCOTT Management For For
02 RATIFICATION OF AUDITORS Management For For No
03 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For No
VOTING
04 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shareholder Against For No
COMPENSATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 77,000 77,000 77,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. CAT Annual Meeting Date: 04/13/2005
Issuer: 149123 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W. FRANK BLOUNT Management For For
JOHN R. BRAZIL Management For For
EUGENE V. FIFE Management For For
GAIL D. FOSLER Management For For
PETER A. MAGOWAN Management For For
02 RATIFY AUDITORS Management For For No
03 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shareholder For Against No
04 STOCKHOLDER PROPOSAL - CODE OF CONDUCT Shareholder Against For No
05 STOCKHOLDER PROPOSAL - GLOBAL PANDEMICS Shareholder Against For No
06 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 10,000 10,000 10,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP Annual Meeting Date: 04/14/2005
Issuer: 055622 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DR D C ALLEN** Management For For
LORD BROWNE** Management For For
MR J H BRYAN** Management For For
MR A BURGMANS** Management For For
MR I C CONN* Management For For
MR E B DAVIS, JR** Management For For
MR D J FLINT* Management For For
DR B E GROTE** Management For For
DR A B HAYWARD** Management For For
DR D S JULIUS** Management For For
SIR TOM MCKILLOP* Management For For
MR J A MANZONI** Management For For
DR W E MASSEY** Management For For
MR H M P MILES** Management For For
SIR IAN PROSSER** Management For For
MR M H WILSON** Management For For
MR P D SUTHERLAND** Management For For
02 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For No
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
03 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For No
AMOUNT
04 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For No
A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING
AN OFFER TO SHAREHOLDERS
05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For No
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
06 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No
07 TO APPROVE THE RENEWAL OF EXECUTIVE DIRECTORS Management For For No
INCENTIVE PLAN
08 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For For No
ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 247,000 247,000 247,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANIA DE TELECOMUNICACIONES DE CH CTC Annual Meeting Date: 04/14/2005
Issuer: 204449 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 APPROVAL TO APPOINT THE DOMESTIC CREDIT RATING Management For For No
AGENCIES AND TO DETERMINE THEIR COMPENSATION
10 APPROVAL OF THE COMPENSATION FOR THE DIRECTORS Management For For No
COMMITTEE MEMBERS AND OF THE DIRECTORS COMMITTEE
BUDGET
12 APPROVAL OF THE INVESTMENT AND FINANCING STRATEGY Management For For No
PROPOSED BY MANAGEMENT (ACCORDING TO DECREE LAW
3,500)
15 APPROVAL OF A SANTIAGO NEWSPAPER IN WHICH TO Management For For No
PUBLISH THE NOTICES FOR FUTURE SHAREHOLDERS
MEETINGS AND DIVIDEND PAYMENTS
16 PROVIDE INFORMATION ON ALL ISSUES RELATING TO Management For For No
THE MANAGEMENT AND ADMINISTRATION OF THE BUSINESS
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Management For For No
INCOME STATEMENT AND REPORTS OF ACCOUNT INSPECTORS
AND INDEPENDENT AUDITORS
02 APPROVAL OF DISTRIBUTION OF NET INCOME FOR FISCAL Management For For No
YEAR ENDED DECEMBER 31, 2004 AND THE PAYMENT
OF A FINAL DIVIDEND.
03 APPROVAL OF THE DISTRIBUTION OF RETAINED EARNINGS Management For For No
AS OF DECEMBER 31, 2004, THROUGH AN EXTRAORDINARY
DIVIDEND
05 APPROVAL TO APPOINT THE INDEPENDENT AUDITORS Management For For No
FOR FISCAL YEAR 2005, AND TO DETERMINE THEIR COMPENSATION
Page 81 of 291
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 300 110,000 110,000 110,000 3/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
H.B. FULLER COMPANY FUL Annual Meeting Date: 04/14/2005
Issuer: 359694 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J. MICHAEL LOSH Management For For
LEE R. MITAU Management For For
ROBERT WILLIAM VAN SANT Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 3, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 40,000 40,000 40,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY NSRFG.PK AGM Meeting Date: 04/14/2005
Issuer: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: 3056044, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss For *Management No
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register Position Unknown
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL Non-Voting *Management No
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, Position Unknown
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 2,500 2,500 2,500 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY NSRFG.PK OGM Meeting Date: 04/14/2005
Issuer: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: 3056044, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVAL THE ANNUAL REPORT AND THE ANNUAL ACCOUNTS Management For *Management No
OF NESTLE S.A. AND THE NESTLE GROUP; ACKNOWLEDGE Position Unknown
THE REPORTS OF THE AUDITORS
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management For *Management No
THE MANAGEMENT Position Unknown
3. APPROVE THE DECISION ON THE APPROPRIATION OF Management For *Management No
PROFIT, RESULTING FROM THE BALANCE SHEET OF NESTLE Position Unknown
S.A.
4.a AMEND THE ARTICLE 24 PARAGRAPH 1 OF THE ARTICLES Management For *Management No
OF ASSOCIATION, REGARDING ORGANIZATION OF THE Position Unknown
BOARD OF DIRECTORS
4.b AMEND THE ARTICLE 23 PARAGRAPHS 1 AND 2 OF THE Management For *Management No
ARTICLES OF ASSOCIATION, REGARDING TERM OF THE Position Unknown
OFFICE AND ELECTION OF THE BOARD OF DIRECTORS
4.c AMEND THE ARTICLE 20 OF THE ARTICLES OF ASSOCIATION, Management For *Management No
REGARDING RIGHT OF SHAREHOLDERS TO THE COMPLETE Position Unknown
THE AGENDA
5. ELECT THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
6. ELECT THE AUDITORS Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management No
NOTICE SENT UNDER MEETING 212608, INCLUDING THE Position Unknown
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 2,500 2,500 2,500 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY SSP Annual Meeting Date: 04/14/2005
Issuer: 811054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID A. GALLOWAY Management For For
NICHOLAS B. PAUMGARTEN Management For For
RONALD W. TYSOE Management For For
JULIE A. WRIGLEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 204 145,000 145,000 145,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SULZER AG, WINTERTHUR N/A OGM Meeting Date: 04/15/2005
Issuer: H83580128 ISIN: CH0002376454 BLOCKING
SEDOL: 4854719, 5263563
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management No
NOTICE SENT UNDER MEETING 216878, INCLUDING THE Position Unknown
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. APPROVE THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL Management For *Management No
STATEMENTS AND THE FINANCIAL STATEMENTS 2004: Position Unknown
REPORT OF THE AUDITORS AND THE GROUP AUDITORS
2. APPROVE THE APPROPRIATION OF BALANCE SHEET PROFIT Management For *Management No
Position Unknown
3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
4. ELECT THE BOARD OF THE DIRECTORS Management For *Management No
Position Unknown
5. ELECT THE AUDITORS AND THE GROUP AUDITORS Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 4,000 4,000 4,000 3/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DANA CORPORATION DCN Annual Meeting Date: 04/18/2005
Issuer: 235811 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A.C. BAILLIE Management For For
D.E. BERGES Management For For
M.J. BURNS Management For For
E.M. CARPENTER Management For For
R.M. GABRYS Management For For
S.G. GIBARA Management For For
C.W. GRISE Management For For
J.P. KELLY Management For For
M.R. MARKS Management For For
R.B. PRIORY Management For For
02 TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANY Management For For No
S INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 400,000 400,000 400,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY GPC Annual Meeting Date: 04/18/2005
Issuer: 372460 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS C. GALLAGHER Management For For
JOHN D. JOHNS Management For For
LAWRENCE G. STEINER Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 300,000 300,000 300,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
C. MICHAEL ARMSTRONG Management For For
ALAIN J.P. BELDA Management For For
GEORGE DAVID Management For For
KENNETH T. DERR Management For For
JOHN M. DEUTCH Management For For
R. HERNANDEZ RAMIREZ Management For For
ANN DIBBLE JORDAN Management For For
KLAUS KLEINFELD Management For For
DUDLEY C. MECUM Management For For
ANNE MULCAHY Management For For
RICHARD D. PARSONS Management For For
CHARLES PRINCE Management For For
JUDITH RODIN Management For For
ROBERT E. RUBIN Management For For
FRANKLIN A. THOMAS Management For For
SANFORD I. WEILL Management For For
ROBERT B. WILLUMSTAD Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Against No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against For No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For No
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against For No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against For No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder Against For No
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 15,000 15,000 15,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.A. BOSCIA Management For For
R.H. CAMPBELL Management For For
R.F. CAVANAUGH Management For For
G.P. COUGHLAN Management For For
H. EDELMAN Management For For
B.G. HILL Management For For
R.H. LENNY Management For For
M.J. MCDONALD Management For For
M.J. TOULANTIS Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 27,000 27,000 27,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/19/2005
Issuer: 58551A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RUTH E. BRUCH Management For For
STEVEN G. ELLIOTT Management For For
EDMUND F. KELLY Management For For
ROBERT MEHRABIAN Management For For
WESLEY W. VON SCHACK Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 100,000 100,000 100,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. STI Annual Meeting Date: 04/19/2005
Issuer: 867914 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS C FARNSWORTH JR* Management For For
PATRICIA C. FRIST* Management For For
BLAKE P. GARRETT, JR.* Management For For
L. PHILLIP HUMANN* Management For For
M. DOUGLAS IVESTER* Management For For
KAREN HASTIE WILLIAMS* Management For For
PHAIL WYNN, JR.** Management For For
THOMAS M GARROTT III*** Management For For
E. NEVILLE ISDELL*** Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For No
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
MANAGEMENT INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For No
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
PERFORMANCE UNIT PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 20,000 20,000 20,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERBERT A. ALLEN Management For For
RONALD W. ALLEN Management For For
CATHLEEN P. BLACK Management For For
WARREN E. BUFFETT Management For For
BARRY DILLER Management For For
E. NEVILLE ISDELL Management For For
DONALD R. KEOUGH Management For For
MARIA ELENA LAGOMASINO Management For For
DONALD F. MCHENRY Management For For
SAM NUNN Management For For
J. PEDRO REINHARD Management For For
JAMES D. ROBINSON III Management For For
PETER V. UEBERROTH Management For For
JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 45,000 45,000 45,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VNU NV, HAARLEM VNUVF.PK AGM Meeting Date:04/19/2005
Issuer: N93612104 ISIN: NL0000389872 BLOCKING
SEDOL: 5088603, 2552189, 5002476, 5335020, 4970950
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING Non-Voting *Management No
AT THIS GENERAL MEETING ARE RELAXED. BLOCKING Position Unknown
PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE
SET ON 12 APR 2005. SHARES CAN BE TRADED THEREAFTER.
THANK YOU.
1. OPENING Non-Voting *Management No
Position Unknown
2. APPROVE THE REPORT OF THE BOARD OF MANAGEMENT Management For *Management No
Position Unknown
3.A APPROVE THE ESTABLISHMENT OF ANNUAL ACCOUNTS 2004 Management For *Management No
Position Unknown
3.B GRANT DISCHARGE FROM LIABILITY TO THE MANAGEMENT Management For *Management No
BOARD FOR MANAGEMENT CONDUCTED IN 2004 Position Unknown
3.C GRANT DISCHARGE FROM LIABILITY TO THE SUPERVISORY Management For *Management No
BOARD FOR SUPERVISION EXERCISED Position Unknown
3.D APPROVE THE ANNUAL REPORT AND THE ANNUAL ACCOUNTS Management For *Management No
IN THE ENGLISH LANGUAGE AS FROM 2005 Position Unknown
4.A APPROVE THE EXPLANATION DIVIDEND AND THE RESERVATION Management For *Management No
POLICY Position Unknown
4.B APPROVE THE DIVIDEND PROPOSAL Management For *Management No
Position Unknown
5. AUTHORIZE THE BOARD OF MANAGEMENT TO PURCHASE Management For *Management No
THE COMPANY S OWN SHARES Position Unknown
6.A AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY Management For *Management No
SHARES ON 7% PREFERENCE SHARES Position Unknown
7. RE-APPOINT AN EXTERNAL AUDITOR Management For *Management No
Position Unknown
6.B AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE PREFERENTIAL Management For *Management No
SHARES B Position Unknown
6.C AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE PREFERENTIAL Management For *Management No
SHARES A Position Unknown
6.D AUTHORIZE THE BOARD OF MANAGEMENT TO RESTRICT Management For *Management No
OR EXCLUDE THE PRE-EMPTIVE RIGHT Position Unknown
8. APPROVE THE REMUNERATION OF THE MEMBERS OF THE Management For *Management No
BOARD OF MANAGEMENT Position Unknown
9. APPOINT MR. A. VAN ROSSUM AS THE MEMBER OF THE Management For *Management No
SUPERVISORY BOARD AS FROM 19 APR 2005 Position Unknown
10. APPROVE THE REMUNERATION OF THE MEMBERS OF THE Management For *Management No
SUPERVISORY BOARD Position Unknown
11. ANNOUNCEMENTS AND QUESTIONS Management For *Management No
Position Unknown
12. CLOSURE Non-Voting *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 1,000 1,000 1,000 4/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DOW JONES & COMPANY, INC. DJ Annual Meeting Date: 04/20/2005
Issuer: 260561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IRVINE O. HOCKADAY, JR. Management For For
VERNON E. JORDAN, JR. Management For For
M. PETER MCPHERSON Management For For
WILLIAM C. STEERE Management For For
CHRISTOPHER BANCROFT Management For For
LEWIS B. CAMPBELL Management For For
MICHAEL B. ELEFANTE Management For For
LESLIE HILL Management For For
PETER R. KANN Management For For
ELIZABETH STEELE Management For For
DIETER VON HOLTZBRINCK Management For For
02 APPROVAL OF AUDITORS FOR 2005. Management For For No
03 AMENDMENTS TO THE COMPANY S 2001 LONG-TERM INCENTIVE Management Against Against No
PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE
FROM 9,000,000 TO 10,500,000 SHARES AND TO INCREASE
THE SHARES AVAILABLE FOR GRANTS OF STOCK-BASED
AWARDS FROM 2,100,000 TO 3,500,000 SHARES.
04 AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For No
TO REDUCE THE THRESHOLD AT WHICH CLASS B COMMON
STOCK IS AUTOMATICALLY CONVERTED INTO COMMON
STOCK FROM 12,000,000 TO 7,500,000 SHARES.
05 AMENDMENTS TO (I) THE BYLAWS SUCH THAT NO MEMBER Management For For No
OF MANAGEMENT OR BANCROFT FAMILY REP MAY BECOME
A DIRECTOR UNLESS THEREAFTER A MAJORITY OF DIRECTORS
WILL BE NEITHER MEMBERS OF MANAGEMENT NOR BANCROFT
FAMILY REPS AND (II) THE CERTIFICATE OF INCORPORATION
TO REQUIRE EITHER A SEPARATE VOTE OF EACH CLASS
OF STOCK OR A VOTE OF 80% OF DIRECTORS TO CHANGE
THE FOREGOING.
06 AMENDMENTS TO (I) THE BYLAWS TO FIX THE SIZE Management For For No
OF THE BOARD AT SIXTEEN (II) THE CERTIFICATE
OF INCORPORATION TO REQUIRE EITHER A SEPARATE
VOTE OF EACH CLASS OF STOCK OR A VOTE OF 80%
OF THE DIRECTORS TO CHANGE THE FOREGOING AND
(III) THE CERTIFICATE OF INCORPORATION AND BYLAWS
TO INCREASE TO SEVEN THE DIRECTORS TO BE ELECTED
BY HOLDERS OF COMMON STOCK VOTING SEPARATELY.
07 STOCKHOLDER PROPOSAL TO SEPARATE THE POSITIONS Shareholder Against For No
OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 20,000 20,000 20,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HIBERNIA CORPORATION HIB Annual Meeting Date: 04/20/2005
Issuer: 428656 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PAUL CANDIES Management For For
SIDNEY W. LASSEN Management For For
JANEE MERCADEL-TUCKER Management For For
RAY B. NESBITT Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 23,000 23,000 23,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INVITROGEN CORPORATION IVGN Annual Meeting Date: 04/20/2005
Issuer: 46185R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BALAKRISHNAN S. IYER Management For For
RONALD A. MATRICARIA Management For For
W. ANN REYNOLDS, PH.D. Management For For
JAY M. SHORT, PH.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 47,000 47,000 47,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION STT Annual Meeting Date: 04/20/2005
Issuer: 857477 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
T. ALBRIGHT Management For For
K. BURNES Management For For
T. CASNER Management For For
N. DAREHSHORI Management For For
A. GOLDSTEIN Management For For
D. GRUBER Management For For
L. HILL Management For For
C. LAMANTIA Management For For
R. LOGUE Management For For
R. SERGEL Management For For
R. SKATES Management For For
G. SUMME Management For For
D. WALSH Management For For
R. WEISSMAN Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 80,000 80,000 80,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. BELK Management For For
GREGORY W. PENSKE Management For For
WARREN A. STEPHENS Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 10,000 10,000 10,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION SXT Annual Meeting Date: 04/21/2005
Issuer: 81725T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANK BROWN Management For For
JAMES A.D. CROFT Management For For
ALBERTO FERNANDEZ Management For For
02 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management For For No
ARTICLES OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE COMPANY S BOARD OF DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS
THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 300,000 300,000 300,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.R. ADAMS Management For For
D.L. BOREN Management For For
D.A. CARP Management For For
C.S. COX Management For For
T.J. ENGIBOUS Management For For
G.W. FRONTERHOUSE Management For For
D.R. GOODE Management For For
P.H. PATSLEY Management For For
W.R. SANDERS Management For For
R.J. SIMMONS Management For For
R.K. TEMPLETON Management For For
C.T. WHITMAN Management For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 270,000 270,000 270,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/21/2005
Issuer: 983024 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.L. CARRION Management For For
R. ESSNER Management For For
J.D. FEERICK Management For For
F.D. FERGUSSON Management For For
R. LANGER Management For For
J.P. MASCOTTE Management For For
M.L. POLAN Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management For For
J.R. TORELL III Management For For
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For No
FIRM
03 ADOPT 2005 STOCK INCENTIVE PLAN Management Against Against No
04 REIMPORTATION OF PRESCRIPTION DRUGS Shareholder Against For No
05 SEPARATE THE ROLES OF CHAIRMAN & CEO Shareholder Against For No
06 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For No
07 DISCONTINUE PROMOTING PREMARIN AND PROTECTION Shareholder Against For No
OF MARES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 100,000 100,000 100,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES ABT Annual Meeting Date: 04/22/2005
Issuer: 002824 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.S. AUSTIN Management For For
W.M. DALEY Management For For
H.L. FULLER Management For For
R.A. GONZALEZ Management For For
J.M. GREENBERG Management For For
J.M. LEIDEN Management For For
D.A.L. OWEN Management For For
B. POWELL, JR. Management For For
A.B. RAND Management For For
W.A. REYNOLDS Management For For
R.S. ROBERTS Management For For
W.D. SMITHBURG Management For For
J.R. WALTER Management For For
M.D. WHITE Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For No
03 SHAREHOLDER PROPOSAL - EXECUTIVE COMPENSATION Shareholder Against For No
04 SHAREHOLDER PROPOSAL - PERFORMANCE BASED OPTIONS Shareholder Against For No
05 SHAREHOLDER PROPOSAL - IN VITRO TESTING Shareholder Against For No
06 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For No
07 SHAREHOLDER PROPOSAL - HIV/AIDS-TB-MALARIA PANDEMICS Shareholder Against For No
08 SHAREHOLDER PROPOSAL - SEPARATING THE ROLES OF Shareholder Against For No
CHAIR AND CEO
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 10,000 10,000 10,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Annual Meeting Date: 04/22/2005
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 STATUTORY FINANCIAL STATEMENT Management For For No
02 CONSOLIDATED FINANCIAL STATEMENT Management For For No
03 ALLOCATION OF THE RESULTS Management For For No
04 TRANSFER OF THE AMOUNTS POSTED TO THE SPECIAL Management For For No
RESERVE OF LONG-TERM CAPITAL GAINS.
05 APPROVAL OF THE AGREEMENT REFFERED TO IN ARTICLE Management For For No
L. 225-38 OF THE FRENCH COMMERCIAL CODE
06 RATIFICATION OF THE COOTATION OF A DIRECTOR Management For For No
07 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
08 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
09 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
10 RENEWAL OF THE APPOINTMENT OF A DIRECTOR. Management For For No
11 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
12 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
13 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No
14 APPOINTMENT OF THE DIRECTOR REPRESENTING EMPLOYEE Management For For No
SHAREHOLDERS
15 APPOINTMENT OF MR. JEAN-YVES BASSUEL AS DIRECTOR Management For For No
16 APPOINTMENT OF MR. STEHANE TIERCE AS DIRECTOR Management For For No
17 DIRECTORS FEES Management For For No
18 CHANGE IN CORPORATE NAME Management For For No
19 TO PURCHASE. RETAIN OR TRANSFER FRANCE TELECOM Management For For No
SHARES.
20 TERMINATE THE AUTHORIZATION ON THE BOARD Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 5,000 5,000 5,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE Consent Meeting Date: 04/22/2005
Issuer: 35177Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
21 AMENDMENT OF ARTICLE 9 OF THE BY-LAWS Management For For No
22 AMENDMENT OF THE BY-LAWS Management For For No
23 AMENDMENT OF THE BY-LAWS Management For For No
24 AUTHORITY TO ISSUE ORDINARY SHARES WITH PREFERENTIAL Management For For No
SUBSCRIPTION RIGHTS
25 AUTHORITY TO ISSUE ORDINARY SHARES WITHOUT PREFERENTIAL Management For For No
SUBSCRIPTION RIGHT
26 AUTHORIZATION TO DETERMINE THE ISSUE PRICE Management For For No
27 AUTHORIZATION TO INCREASE THE NUMBER OF SECURITIES Management For For No
TO BE ISSUED
28 DELEGATION OF AUTHORITY TO ISSUE ORDINARY SHARES Management For For No
29 DELEGATION OF POWERS TO ISSUE ORDINARY SHARES Management For For No
30 DELEGATION OF AUTHORITY TO ISSUE ORDINARY SHARES Management For For No
31 DELEGATION OF POWERS TO ISSUE THE SHARES RESERVED Management For For No
FOR PERSONS SIGNING A LIQUIDITY AGREEMENT
32 PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED Management For For No
LIQUIDITY INSTRUMENTS
33 OVERALL LIMITATION OF THE AUTHORIZATIONS Management For For No
34 ISSUE SECURITIES GIVING RIGHT TO THE ALLOCSTION Management For For No
OF DEBT SECURITIES
35 INCREASE THE SHARE CAPITAL Management For For No
36 CAPITAL INCREASE RESERVED FOR THE MEMBER OF THE Management For For No
TELECOM GROUP SAVINGS PLAN
37 REDUCE THE SHARE CAPITAL Management For For No
38 POOWERS OF FORMALITIES Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 5,000 5,000 5,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT Annual Meeting Date: 04/22/2005
Issuer: 361448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROD F. DAMMEYER Management For For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
BRIAN A. KENNEY Management For For
MILES L. MARSH Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
RONALD H. ZECH Management For For
02 APPROVAL OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 110,000 110,000 110,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GROUPE DANONE DA MIX Meeting Date: 04/22/2005
Issuer: F12033134 ISIN: FR0000120644 BLOCKING
SEDOL: B018SX1, 5981810, 5984057, 7164437, B01HKG5, B01HK10, 0799085, 5983560, 5984068
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
22 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management No
AND THE GENERAL REPORT OF THE STATUTORY AUDITORS Position Unknown
AND APPROVE THE FINANCIAL STATEMENTS AND THE
BALANCE SHEET FOR THE YEAR 2004
O.2 APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management No
FOR THE FY, ENDING ON 31 DEC 2004 Position Unknown
O.3 APPROVE THAT THE PROFITS FOR THE FY AMOUNT TO Management For *Management No
EUR 422,978,494.25 AND THE PRIOR RETAINED EARNINGS Position Unknown
AMOUNT TO EUR 1,268,339,828.36, AND TO APPROPRIATE
THE DISPOSABLE PROFITS OF EUR 1,696,305,822.61
AS FOLLOWS: GLOBAL DIVIDEND: EUR 361,928,952.00;
CARRY FORWARD ACCOUNT: EUR 1,334,376,870.61;
AN AMOUNT OF EUR 200,000,000.00 CHARGED TO THE
SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS WILL
BE TRANSFERRED TO THE ORDINARY RESERVES ACCOUNT;
AN AMOUNT OF EUR 4,987,500.00 CHARGED TO THE
ORDINARY RESERVES ACCOUNT TO BE TRANSFERRED TO
THE CARRY FORWARD ACCOUNT FOLLOWING THIS APPROPRIATION;
THE CARRY FORWARD ACCOUNT WILL AMOUNT TO EUR
1,339,634,370.61; THE SHAREHOLDERS TO RECEIVE
A NET DIVIDEND OF EUR 1.35 PER SHARE AND THIS
DIVIDEND WILL BE PAID ON 17 MAY 2005
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management No
AGREEMENTS GOVERNED BY ARTICLES L.225-38 AND Position Unknown
SEQUENCE OF THE FRENCH COMMERCIAL CODE
O.5 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BRUNO Management For *Management No
BONNELL AS DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. MICHEL Management For *Management No
DAVID-WEILL AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. JACQUES Management For *Management No
NAHMIAS AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. JACQUES Management For *Management No
VINCENT AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.9 RATIFY THE CO-OPTATION OF MR. HIROKATSU HIRANO Management For *Management No
AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.10 RATIFY THE CO-OPTATION OF MR. JEAN LAURENT, AS Management For *Management No
A DIRECTOR UNTIL THE OGM CALLED TO DELIBERATE Position Unknown
ON THE FINANCIAL STATEMENTS FOR THE YEAR 2005
O.11 APPOINT MR. BERNARD HOURS AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
O.12 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For *Management No
THE COMPANY S SHARES ON THE STOCK MARKET, AS: Position Unknown
MAXIMUM PURCHASE PRICE: EUR 100.00; MINIMUM SALE
PRICE: EUR 60.00; MAXIMUM NUMBER OF SHARES TO
BE TRADED: 18,000,000; AUTHORITY IS GIVEN FOR
A PERIOD OF 18 MONTHS ; APPROVE TO CANCEL AND
REPLACE THE DELEGATION SET FORTH IN RESOLUTION
12 AND GIVEN BY THE COMBINED GENERAL MEETING
OF 15 APR 2004 AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.13 AUTHORIZE THE BOARD OF DIRECTORS, REPLACING THE Management For *Management No
DELEGATION SET FORTH IN RESOLUTION 12 AND GIVEN Position Unknown
BY THE COMBINED GENERAL MEETING OF 11 APR 2003,
TO ISSUE, IN FRANCE OR ABROAD, ORDINARY BONDS
OR SUBORDINATED BONDS FOR A MAXIMUM NOMINAL AMOUNT
OF EUR 2,000,000,000.00; AUTHORITY IS GIVEN
FOR A PERIOD OF 5 YEARS
O.14 AUTHORIZE THE BOARD OF DIRECTORS, REPLACING THE Management For *Management No
DELEGATION SET FORTH IN RESOLUTION 13 AND GIVEN Position Unknown
BY THE GENERAL MEETING OF 15 APR 2004, TO INCREASE
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD,
THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 45,000,000.00, BY WAY OF ISSUING ORDINARY
SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL, PREFERENTIAL RIGHT OF SUBSCRIPTION
MAINTAINED AND THE NOMINAL VALUE OF DEBT SECURITIES
ISSUED NOT EXCEEDING EUR 2,000,000,000.00; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.15 AUTHORIZE THE BOARD OF DIRECTORS, REPLACING THE Management For *Management No
DELEGATION SET FORTH IN RESOLUTION 14 AND GIVEN Position Unknown
BY THE GENERAL MEETING OF 15 APR 2004, TO INCREASE
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD,
THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 33,000,000.00, BY WAY OF ISSUING ORDINARY
SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL, WITHOUT THE SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED
PROVIDED THAT THE NOMINAL VALUE OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 2,000,000,000.00;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.16 AUTHORIZE THE BOARD OF DIRECTORS, FOR THE ISSUES Management For *Management No
REFERRED TO IN RESOLUTIONS 14 AND 15, TO INCREASE Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS
O.17 AUTHORIZE THE BOARD OF DIRECTORS, REPLACING THE Management For *Management No
DELEGATION SET FORTH IN RESOLUTION 14 AND GIVEN Position Unknown
BY THE GENERAL MEETING OF 15 APR 2004, TO ISSUE
SHARES AND SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL AS A REMUNERATION OF SHARES TENDERED
TO ANY PUBLIC EXCHANGE OFFER MADE BY THE COMPANY;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.18 AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUE THE Management For *Management No
COMPANY S SHARES AND SECURITIES GIVING ACCESS Position Unknown
TO THE SHARE CAPITAL IN ORDER TO REMUNERATE THE
CONTRIBUTIONS IN KIND, PROVIDED THAT IT DOES
NOT EXCEED 10% OF THE SHARE CAPITAL; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS ; AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.19 AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUE ONE Management For *Management No
OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, SECURITIES Position Unknown
GIVING RIGHTS TO THE ALLOCATION OF THE DEBT SECURITIES
SUCH AS BONDS, SIMILAR INSTRUMENTS AND FIXED
TERM OR UNFIXED TERM SUBORDINATE BONDS PROVIDED
THAT THE NOMINAL VALUE OF DEBT SECURITIES TO
BE ISSUED SHALL NOT EXCEED EUR 2,0000,000,000.00;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL IN ONE OR MORE TRANSACTIONS Position Unknown
BY A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00
BY WAY OF CAPITALIZING RETAINED EARNINGS, INCOME
OR ADDITIONAL PAID-IN CAPITAL OR ANY OTHER CAPITALIZABLE
ITEMS, TO BE CARRIED OUT THROUGH THE ISSUE AND
ALLOCATION OF FREE SHARES OR THE RAISE OF THE
PAR VALUE OF THE EXISTING SHARES OR BY SIMULTANEOUSLY;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.21 AUTHORIZE THE BOARD OF DIRECTORS, REPLACING THE Management For *Management No
DELEGATION SET FORTH IN RESOLUTION 15 AND GIVEN Position Unknown
BY THE GENERAL MEETING OF 15 APR 2004 , TO INCREASE
THE SHARE CAPITAL IN ONE OR MORE TRANSACTIONS
AT ITS SOLE DISCRETION IN FAVOUR OF THE COMPANY
S EMPLOYEES WHO ARE THE MEMBERS OF THE COMPANY
SAVINGS PLAN PROVIDED THAT THE AMOUNT SHALL NOT
EXCEED 2,000,000.00; AUTHORITY IS GIVEN FOR
A PERIOD OF 26 MONTHS; AUTHORIZE THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.22 AUTHORIZE THE COMPANY AND ITS SUBSIDIARIES, EMPLOYEES Management For *Management No
AND OFFICERS, REPLACING THE DELEGATION SET FORTH Position Unknown
IN RESOLUTION 15 AND GIVEN BY THE GENERAL MEETING
OF 15 APR 2004, TO PURCHASE COMPANY S EXISTING
SHARES, PROVIDED THAT THE TOTAL NUMBER OF SHARES
NOT TO EXCEED 3,000,000.00; AUTHORITY IS GIVEN
FOR A PERIOD OF 26 MONTHS; AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.23 AUTHORIZE THE BOARD OF DIRECTORS IN ONE OR MORE Management For *Management No
TRANSACTIONS, THE COMPANY AND ITS SUBSIDIARIES, Position Unknown
EMPLOYEES AND OFFICERS, TO ISSUE ORDINARY SHARES,
PROVIDED THAT THE TOTAL NUMBER OF SHARES NOT
TO EXCEED 0.40% OF THE COMPANY S SHARE CAPITAL;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.24 AUTHORIZE THE BOARD OF DIRECTORS IN SUBSTITUTION Management For *Management No
TO THE EARLIER AUTHORIZATIONS, TO REDUCE THE Position Unknown
SHARE CAPITAL BY CANCELING THE SHARES HELD BY
THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE
PLAN, PROVIDED THAT THE TOTAL NUMBER OF SHARES
CANCELLED IN THE 24 MONTHS DOES NOT EXCEED 10%
OF THE CAPITAL; AUTHORITY IS GIVEN FOR A PERIOD
OF 24 MONTHS
O.25 GRANT ALL POWERS TO THE BEARER OF THE A COPY Management For *Management No
OF AN EXTRACT OF THE MINUTES OF THIS MEETING Position Unknown
IN ORDER TO ACCOMPLISH ALL FORMALITIES, FILINGS
AND REGISTRATIONS PRESCRIBED BY LAW
* PLEASE NOTE THAT THE MIXED MEETING TO BE HELD Non-Voting *Management No
ON 12 APR 2005 HAS BEEN POSTPONED AND WILL BE Position Unknown
HELD ON SECOND CALL ON 22 APR 2005. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 40,000 40,000 40,000 3/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CRANE CO. CR Annual Meeting Date: 04/25/2005
Issuer: 224399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.T. BIGELOW, JR. Management For For
J. GAULIN Management For For
C.J. QUEENAN, JR. Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 250,000 250,000 250,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARSHALL N. CARTER Management For For
DAVID M. COTE Management For For
BRADLEY T. SHEARES Management For For
JOHN R. STAFFORD Management For For
MICHAEL W. WRIGHT Management For For
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against For No
06 SEPARATION OF CHAIRMAN/CEO Shareholder Against For No
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against For No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against For No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK Shareholder Against For No
PROPOSAL
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 410,000 410,000 410,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HUTTIG BUILDING PRODUCTS, INC. HBP Annual Meeting Date: 04/25/2005
Issuer: 448451 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.S. EVANS Management For For
J. KEITH MATHENEY Management For For
STEVEN A. WISE Management For For
02 APPROVAL OF THE HUTTIG BUILDING PRODUCTS, INC. Management Against Against No
2005 NONEMPLOYEE DIRECTORS RESTRICTED STOCK PLAN.
03 APPROVAL OF THE HUTTIG BUILDING PRODUCTS, INC. Management Against Against No
2005 EXECUTIVE INCENTIVE COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 32,222 32,222 32,222 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMETEK, INC. AME Annual Meeting Date: 04/26/2005
Issuer: 031100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SHELDON S. GORDON Management For For
FRANK S. HERMANCE Management For For
DAVID P. STEINMANN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2002 Management For For No
STOCK INCENTIVE PLAN OF AMETEK, INC.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 225,000 225,000 225,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CENDANT CORPORATION CD Annual Meeting Date: 04/26/2005
Issuer: 151313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MYRA J. BIBLOWIT Management For For
LEONARD S. COLEMAN Management For For
CHERYL D. MILLS Management For For
RT. HON. BRIAN MULRONEY Management For For
ROBERT E. NEDERLANDER Management For For
RONALD L. NELSON Management For For
ROBERT W. PITTMAN Management For For
PAULINE D.E. RICHARDS Management For For
SHELI Z. ROSENBERG Management For For
ROBERT F. SMITH Management For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2005.
03 TO APPROVE AN AMENDMENT TO THE CENDANT AMENDED Management For For No
AND RESTATED 1999 NON-EMPLOYEE DIRECTORS DEFERRED
COMPENSATION PLAN.
04 TO APPROVE THE CENDANT 2005 UK SHARE INCENTIVE Management For For No
PLAN.
05 STOCKHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE Shareholder Against For No
OFFICER COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING SEVERANCE AGREEMENTS. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 150,000 150,000 150,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/26/2005
Issuer: 12541M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARGARITA K. DILLEY Management For For
STEVEN M. FETTER Management For For
STANLEY J. GRUBEL Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 115,000 115,000 115,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE Annual Meeting Date: 04/26/2005
Issuer: G24182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.M. DEVLIN Management For For
L.A. HILL Management For For
J.J. POSTL Management For For
H.J. RILEY, JR. Management For For
02 APPOINT ERNST & YOUNG AS INDEPENDENT AUDITORS Management For For No
FOR THE YEAR ENDING 12/31/2005.
03 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For No
A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION HUMAN RIGHTS STANDARDS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 160,000 160,000 160,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT Consent Meeting Date: 04/26/2005
Issuer: 251566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE RESOLUTION ON THE APPROPRIATION Management For For No
OF NET INCOME.
03 APPROVAL OF ACTIONS BY THE BOARD OF MANAGEMENT Management For For No
FOR THE FINANCIAL YEAR 2004.
04 APPROVAL OF ACTIONS BY THE SUPERVISORY BOARD Management For For No
FOR THE FINANCIAL YEAR 2004.
05 APPROVAL TO APPOINT AS INDEPENDENT AUDITOR AND Management For For No
GROUP AUDITOR FOR THE 2005 FINANCIAL YEAR.
06 APPROVAL OF THE RESOLUTION AUTHORIZING THE COMPANY Management For For No
TO PURCHASE AND USE ITS OWN SHARES.
07 APPROVAL OF THE RESOLUTION ON THE ELECTION OF Management For For No
STATE SECRETARY VOLKER HALSCH AS MEMBER OF THE
SUPERVISORY BOARD.
08 APPROVAL OF THE RESOLUTION ON THE ELECTION OF Management For For No
DR. WOLFGANG REITZLE AS MEMBER OF THE SUPERVISORY
BOARD.
09 APPROVAL OF THE RESOLUTION ON THE AUTHORIZATION Management For For No
TO ISSUE CONVERTIBLE BONDS AND/OR BONDS WITH WARRANTS.
10 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH MAGYARCOM HOLDING GMBH.
11 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DETEFLEET SERVICES GMBH.
12 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DFMG HOLDING GMBH.
13 APPROVAL OF THE RESOLUTION ON CONTROL AGREEMENT Management For For No
WITH DE TELMMOBILIEN, DEUTSCHE TELEKOM IMMOBILIEN
UND SERVICE GMBH.
14 APPROVAL OF THE RESOLUTION ON CONTROL AGREEMENT Management For For No
WITH DE TE ASSEKURANZ - DEUTSCHE TELEKOM
ASSEKURANZVERMITTLUNGSGESELLSCHAFT MBH.
15 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH T-PUNKT VERTRIEBSGESELLSCHAFT MBH.
16 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DEUTSCHE TELEKOM TRAINING GMBH.
17 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH T-SYSTEMS INTERNATIONAL GMBH.
18 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH DETEMEDIEN DEUTSCHE TELEKOM MEDIEN GMBH.
19 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH CARMEN TELEKOMMUNIKATIONSDIENSTE GMBH.
20 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH NORMA TELEKOMMUNIKATIONSDIANSTE GMBH.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 170,000 170,000 170,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT Consent Meeting Date: 04/26/2005
Issuer: 251566 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
21 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No
WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE GMBH.
22 APPROVAL OF THE AND LOSS TRANSFER AGREEMENT WITH Management For For No
MAGYARCOM HOLDING GMBH.
23 APPROVAL OF THE ARTICLES OF INCORPORATION IN Management For For No
LINE WITH UMAG
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 170,000 170,000 170,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS, INC. FO Annual Meeting Date: 04/26/2005
Issuer: 349631 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS C. HAYS Management For For
PIERRE E. LEROY Management For For
GORDON R. LOHMAN Management For For
J. CHRISTOPHER REYES Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 APPROVE THE 2005 NON-EMPLOYEE DIRECTOR STOCK Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 35,000 35,000 35,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KNIGHT-RIDDER, INC. KRI Annual Meeting Date: 04/26/2005
Issuer: 499040 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARK A. ERNST Management For For
VASANT PRABHU Management For For
P. ANTHONY RIDDER Management For For
JOHN E. WARNOCK Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
03 APPROVE THE MATERIAL TERMS OF THE ANNUAL INCENTIVE Management For For No
PLAN
04 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For No
EMPLOYEE STOCK OPTION PLAN
05 APPROVE THE AMENDMENT OF THE EMPLOYEE STOCK OPTION Management Against Against No
PLAN
06 SHAREHOLDER PROPOSAL RELATING TO SEPARATING THE Shareholder Against For No
POSITIONS OF CHAIRMAN AND CEO
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 20,000 20,000 20,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK Annual Meeting Date: 04/26/2005
Issuer: 589331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROCHELLE B. LAZARUS Management For For
WILLIAM G. BOWEN Management For For
RAYMOND V. GILMARTIN Management For For
THOMAS E. SHENK Management For For
ANNE M. TATLOCK Management For For
SAMUEL O. THIER Management For For
WENDELL P. WEEKS Management For For
PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2005 THE BOARD OF DIRECTORS RECOMMENDS A
VOTE AGAINST ITEMS 3 THROUGH 9.
03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shareholder Against For No
AWARDS.
04 STOCKHOLDER PROPOSAL CONCERNING SUBJECTING NON-DEDUCTIBLE Shareholder Against For No
EXECUTIVE COMPENSATION TO SHAREHOLDER VOTE
05 STOCKHOLDER PROPOSAL CONCERNING ELIMINATION OF Shareholder Against For No
ANIMAL-BASED TEST METHODS
06 STOCKHOLDER PROPOSAL CONCERNING SEPARATING THE Shareholder Against For No
ROLES OF BOARD CHAIR AND CEO
07 STOCKHOLDER PROPOSAL CONCERNING AVAILABILITY Shareholder Against For No
OF COMPANY PRODUCTS TO CANADIAN WHOLESALERS
08 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shareholder Against For No
RESOURCES FOR POLITICAL PURPOSES
09 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shareholder Against For No
TO THE GLOBAL HIV\AIDS-TB-MALARIA PANDEMICS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 95,000 95,000 95,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION MCO Annual Meeting Date: 04/26/2005
Issuer: 615369 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
III RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
I DIRECTOR Management For No
ROBERT R. GLAUBER Management For For
CONNIE MACK Management For For
NANCY S. NEWCOMB Management For For
II APPROVAL OF AMENDMENT TO MOODY S CORPORATION Management For For No
S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 400 MILLION TO 1 BILLION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 30,000 30,000 30,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PACCAR INC PCAR Annual Meeting Date: 04/26/2005
Issuer: 693718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN M. FLUKE, JR. Management For For
STEPHEN F. PAGE Management For For
MICHAEL A. TEMBREULL Management For For
02 STOCKHOLDER PROPOSAL REGARDING ANNUAL ELECTION Shareholder Against For No
OF THE ENTIRE BOARD OF DIRECTORS
03 STOCKHOLDER PROPOSAL REGARDING DIRECTOR VOTE Shareholder Against For No
THRESHOLD
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 43,000 43,000 43,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. ROL Annual Meeting Date: 04/26/2005
Issuer: 775711 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R. RANDALL ROLLINS Management For For
JAMES B. WILLIAMS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 941,550 941,550 941,550 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION SGP Annual Meeting Date: 04/26/2005
Issuer: 806605 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANS W. BECHERER Management For For
KATHRYN C. TURNER Management For For
ROBERT F.W. VAN OORDT Management For For
02 RATIFICATION OF DESIGNATION OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL ON ANNUAL ELECTION OF DIRECTORS Shareholder Against For No
04 SHAREHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 100,000 100,000 100,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG SYT Annual Meeting Date: 04/26/2005
Issuer: 87160A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT, THE ANNUAL FINANCIAL Management For For No
STATEMENTS AND THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2004
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For No
AND THE EXECUTIVE COMMITTEE
03 APPROPRIATION OF BALANCE SHEET PROFIT 2004 Management For For No
04 REDUCTION OF SHARE CAPITAL BY CANCELLATION OF Management For For No
SHARES REPURCHASED ON THE SECOND TRADING LINE
05 REDUCTION OF SHARE CAPITAL BY REPAYMENT OF NOMINAL Management For For No
VALUE OF SHARES
6A ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Management For For No
OF MARTIN TAYLOR FOR A THREE-YEAR TERM
6B ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Management For For No
OF PETER THOMPSON FOR A THREE-YEAR TERM
6C ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Management For For No
OF ROLF WATTER FOR A THREE-YEAR TERM
6D ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Management For For No
OF FELIX WEBER FOR A THREE-YEAR TERM
6E ELECTIONS TO THE BOARD OF DIRECTORS: NEW-ELECTION Management For For No
OF JACQUES VINCENT FOR A TWO-YEAR TERM
07 ELECTION OF THE AUDITORS AND GROUP AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 10,000 10,000 10,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. TROW Annual Meeting Date: 04/26/2005
Issuer: 74144T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD C. BERNARD Management For For
JAMES T. BRADY Management For For
J. ALFRED BROADDUS, JR. Management For For
DONALD B. HEBB, JR. Management For For
JAMES A.C. KENNEDY Management For For
JAMES S. RIEPE Management For For
GEORGE A. ROCHE Management For For
BRIAN C. ROGERS Management For For
DR. ALFRED SOMMER Management For For
DWIGHT S. TAYLOR Management For For
ANNE MARIE WHITTEMORE Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
PRICE GROUP S INDEPENDENT ACCOUNTANT FOR FISCAL
YEAR 2005.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 78,500 78,500 78,500 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY NYT Annual Meeting Date: 04/26/2005
Issuer: 650111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS Management For For No
FOR ANNUAL AND LONG-TERM EXECUTIVE PERFORMANCE
AWARDS.
01 DIRECTOR Management For No
RAUL E. CESAN Management For For
WILLIAM E. KENNARD Management For For
ELLEN R. MARRAM Management For For
THOMAS MIDDELHOFF Management For For
DOREEN A. TOBEN Management For For
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 117,500 117,500 117,500 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. ATG Annual Meeting Date: 04/27/2005
Issuer: 001204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS D. BELL, JR. Management For For
ARTHUR E. JOHNSON Management For For
PAULA ROSPUT REYNOLDS Management For For
JAMES A. RUBRIGHT Management For For
BETTINA M. WHYTE Management For For
02 APPROVAL OF AMENDMENT TO AGL RESOURCES INC. S Management For For No
ARTICLES OF INCORPORATION TO CLARIFY THE LENGTH
OF THE INITIAL TERM A BOARD MEMBER MAY SERVE
WHEN APPOINTED BY THE BOARD OF DIRECTORS TO FILL
A VACANCY CAUSED BY A NEWLY CREATED DIRECTORSHIP.
03 APPROVAL OF THE AMENDED AND RESTATED AGL RESOURCES Management For For No
INC. EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT AUDITOR FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 10,000 10,000 10,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/27/2005
Issuer: 025816 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
W.G. BOWEN Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P.R. DOLAN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
R.D. WALTER Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS. Shareholder Against For No
04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shareholder Against For No
REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 550,000 550,000 550,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. BWA Annual Meeting Date: 04/27/2005
Issuer: 099724 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBIN J. ADAMS Management For For
DAVID T. BROWN Management For For
PAUL E. GLASKE Management For For
JOHN RAU Management For For
02 TO VOTE UPON A PROPOSAL TO APPROVE THE BORGWARNER Management For For No
INC. 2005 EXECUTIVE INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 60,000 60,000 60,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON RESOURCES INC. BR Annual Meeting Date: 04/27/2005
Issuer: 122014 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
B.T. ALEXANDER Management For For
R.V. ANDERSON Management For For
L.I. GRANT Management For For
R.J. HARDING Management For For
J.T. LAMACCHIA Management For For
R.L. LIMBACHER Management For For
J.F. MCDONALD Management For For
K.W. ORCE Management For For
D.M. ROBERTS Management For For
J.A. RUNDE Management For For
J.F. SCHWARZ Management For For
W. SCOTT, JR. Management For For
B.S. SHACKOULS Management For For
S.J. SHAPIRO Management For For
W.E. WADE, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 275,000 275,000 275,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC. CIR Annual Meeting Date: 04/27/2005
Issuer: 17273K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID A. BLOSS, SR. Management For For
THOMAS E. CALLAHAN Management For For
02 TO APPROVE THE COMPANY S AMENDED AND RESTATED Management Against Against No
1999 STOCK OPTION AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 94,000 94,000 94,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 ON GOVERNMENT SERVICE Shareholder Against For No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against For No
05 ON EXECUTIVE COMPENSATION Shareholder Against For No
06 ON ANIMAL TESTING Shareholder Against For No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against For No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against For No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against For No
01 DIRECTOR Management For No
A.J.P. BELDA Management For For
R.H. BROWN Management For For
C.J. CRAWFORD Management For For
J.T. DILLON Management For For
L.C. DUEMLING Management For For
C.O. HOLLIDAY, JR. Management For For
L.D. JULIBER Management For For
M. NAITOH Management For For
W.K. REILLY Management For For
H.R. SHARP, III Management For For
C.M. VEST Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 20,000 20,000 20,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA, VERNIER N/A AGM Meeting Date: 04/27/2005
Issuer: H3238Q102 ISIN: CH0010645932 BLOCKING
SEDOL: 5990032, 5980613
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, THE ANNUAL ACCOUNTS Management For *Management No
AND THE ACCOUNTS OF THE GROUP 2004 Position Unknown
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
3. APPROVE THE RESOLUTION ON THE APPROPRIATION OF Management For *Management No
THE BALANCE PROFIT Position Unknown
4. APPROVE THE REDUCTION OF THE SHARE CAPITAL Management For *Management No
Position Unknown
5. ELECT THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
6. ELECT THE AUDITORS AND THE GROUP AUDITOR Management For *Management No
Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO A Non-Voting *Management No
CHANGE IN THE RECORD DATE. IF YOU HAVE ALREADY Position Unknown
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 2,000 2,000 2,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM Annual Meeting Date: 04/27/2005
Issuer: 651639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
G.A. BARTON Management For For
V.A. CALARCO Management For For
M.S. HAMSON Management For For
L.I. HIGDON, JR. Management For For
P. LASSONDE Management For For
R.J. MILLER Management For For
W.W. MURDY Management For For
R.A. PLUMBRIDGE Management For For
J.B. PRESCOTT Management For For
D.C. ROTH Management For For
S. SCHULICH Management For For
J.V. TARANIK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 APPROVE 2005 STOCK INCENTIVE PLAN Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 100,000 100,000 100,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PLACER DOME INC. PDG Annual Meeting Date: 04/27/2005
Issuer: 725906 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.J. CARTY Management For For
G.B. COULOMBE Management For For
J.W. CROW Management For For
G. FARQUHARSON Management For For
R.M. FRANKLIN Management For For
D.S. KARPIN Management For For
A.R. MCFARLAND Management For For
H.C. MATHER Management For For
E.A. PARKINSON-MARCOUX Management For For
V.F. TAYLOR III Management For For
P.W. TOMSETT Management For For
W.G. WILSON Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 50,000 50,000 50,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RANK GROUP PLC RANKY AGM Meeting Date: 04/27/2005
Issuer: G7377H105 ISIN: GB0007240764
SEDOL: 0724076, B02T134, 5909470
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For *Management No
ACCOUNTS FOR THE YE 31 DEC 2004 Position Unknown
3. DECLARE A FINAL DIVIDEND OF 9.8P PER ORDINARY Management For *Management No
SHARE Position Unknown
4. RE-APPOINT MR. RICHARD GREENHALGH AS A DIRECTOR Management For *Management No
Position Unknown
5. RE-APPOINT MR. BRENDAN O NEILL AS A DIRECTOR Management For *Management No
Position Unknown
6. RE-APPOINT MR. DAVID BODEN AS A DIRECTOR Management For *Management No
Position Unknown
7. RE-APPOINT MR. OLIVER STOCKEN AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-APPOINT MR. MIKE SMITH AS A DIRECTOR Management For *Management No
Position Unknown
9. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION Position Unknown
OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY
10. AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
11. APPROVE THE RANK GROUP 2005 SHARE SAVINGS SCHEME Management For *Management No
AND AUTHORIZE THE DIRECTORS TO DO ALL ACTS AND Position Unknown
THINGS AS MAY BE NECESSARY OR DESIRABLE TO CARRY
THE SAME INTO EFFECT
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management No
THE YE 31 DEC 2004 Position Unknown
12. APPROVE THE RANK GROUP 2005 LONG TERM INCENTIVE Management For *Management No
PLAN AND AUTHORIZE THE DIRECTORS TO DO ALL ACTS Position Unknown
AND THINGS AS MAY BE NECESSARY OR DESIRABLE TO
CARRY THE SAME INTO EFFECT
13. APPROVE, PURSUANT TO THE AUTHORITY CONFERRED Management For *Management No
BY ARTICLE 76 OF THE COMPANY S ARTICLES OF ASSOCIATION, Position Unknown
THE AGGREGATE FEES WHICH THE DIRECTORS OTHER
THAN ANY DIRECTOR WHO FOR THE TIME BEING HOLDS
AN EXECUTIVE OFFICE SHALL BE PAID BY WAY OF
REMUNERATION FOR THEIR SERVICES AS THE DIRECTORS
BE INCREASED FROM AN AMOUNT NOT EXCEEDING IN
AGGREGATE GBP 200,000 PER ANNUM TO AN AMOUNT
NOT EXCEEDING IN AGGREGATE GBP 500,000 PER ANNUM
14. AUTHORIZE THE DIRECTORS IN ACCORDANCE WITH THE Management For *Management No
TERMS OF PARAGRAPH (A) OF ARTICLE 6 OF THE ARTICLES Position Unknown
OF ASSOCIATION ON THE BASIS THAT THE PRESCRIBED
PERIOD AS DEFINED IN PARAGRAPH (D) OF THAT ARTICLE
SHALL BE THE PERIOD EXPIRING ON THE DATE FOR
WHICH THE AGM OF THE COMPANY NEXT FOLLOWING THIS
MEETING IS CONVENED AND THE SECTION 80 AMOUNT
AS SO DEFINED SHALL BE GBP 22,600,000
S.15 AUTHORIZE THE DIRECTORS, SUBJECT TO AND CONDITIONAL Management For *Management No
UPON THE PASSING AS AN RESOLUTION 14 AND IN ACCORDANCE Position Unknown
WITH THE TERMS OF PARAGRAPH (C) OF ARTICLE 6
OF THE ARTICLES OF ASSOCIATION ON THE BASIS THAT
THE PRESCRIBED PERIOD AS DEFINED IN PARAGRAPH (D)
OF THAT ARTICLE SHALL BE THE PERIOD EXPIRING
ON THE DATE FOR WHICH THE AGM OF THE COMPANY
NEXT FOLLOWING THIS MEETING IS CONVENED AND THE
SECTION 89 AMOUNT AS SO DEFINED SHALL BE GBP
3,120,000
S.16 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 4(B) Management For *Management No
OF THE ARTICLES OF ASSOCIATION, FOR THE PURPOSE Position Unknown
OF SECTION 166 OF THE COMPANIES ACT 1985 TO MAKE
ONE OR MORE MARKET PURCHASES SECTION 163(3)
OF THE COMPANIES ACT 1985 OF UP TO 93,610,000
ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF
THE COMPANY ORDINARY SHARES , AT A MINIMUM PRICE
OF 10P AND NOT MORE THAN 5% ABOVE THE AVERAGE
OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY
SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS
DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY IN 2006 OR 18
MONTHS ; THE COMPANY, BEFORE THE EXPIRY, MAY
MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY AND MAY PURCHASE ORDINARY SHARES
IN PURSUANCE OF ANY SUCH CONTRACT OR CONTRACTS
17. AUTHORIZE THE DIRECTORS, TO EXERCISE THE POWER Management For *Management No
CONTAINED IN ARTICLE 134(C) OF THE ARTICLES OF Position Unknown
ASSOCIATION OF THE COMPANY TO OFFER HOLDERS OF
ORDINARY SHARES THE RIGHT TO ELECT TO RECEIVE
NEW ORDINARY SHARES, CREDITED AS FULLY PAID,
IN WHOLE OR IN PART, INSTEAD OF CASH IN RESPECT
OF ANY DIVIDEND PAID OR DECLARED DURING THE PERIOD
COMMENCING ON THE DATE HEREOF AND EXPIRING AT
THE CONCLUSION OF THE NEXT AGM OF THE COMPANY;
AND TO DETERMINE THE BASIS OF ALLOTMENT OF NEW
ORDINARY SHARES IN RESPECT OF ANY SUCH DIVIDEND
SO THAT THE VALUE OF SUCH NEW ORDINARY SHARES
MAY EXCEED THE AMOUNT OF SUCH DIVIDEND, BUT NOT
BY MORE THAN 20% OF SUCH AMOUNT, AND FOR THESE
PURPOSES THE VALUE OF SUCH NEW ORDINARY SHARES
SHALL BE CALCULATED BY REFERENCE TO THE AVERAGE
OF AN ORDINARY SHARE, WHICH SHALL BE THE AVERAGE
OF THE BEST BID PRICES FOR AN ORDINARY SHARE
AS DERIVED FROM THE STOCK EXCHANGE ELECTRONIC
TRADING SERVICE AT 10A.M., 12 NOON AND 3.00 P.M.
FOR SUCH 5 CONSECUTIVE DEALING DAYS AS THE DIRECTORS
MAY DETERMINE, SAVE THAT IF A BEST BID PRICE
FOR AN ORDINARY SHARE IS NOT SO AVAILABLE OR
IS ZERO IN RESPECT OF ANY SUCH TIME, TO DETERMINE
THE VALUE OF SUCH NEW ORDINARY SHARES ON SUCH
BASIS AS THEY MAY DEEM APPROPRIATE IN CONSULTATION
WITH LONDON STOCK EXCHANGE PLC
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 95,000 95,000 95,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SWEDISH MATCH AB SWMAF.PK AGM Meeting Date: 04/27/2005
Issuer: W92277115 ISIN: SE0000310336
SEDOL: 5068887, 5048566, 5496723
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED Position Unknown
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU.
* MULTIPLE BENEFICAL OWNER INFORMATION NOTE: MARKET Non-Voting *Management No
RULES REQUIRE ADP TO DISCLOSE BENEFICIAL OWNER Position Unknown
INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT
HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED
TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR ADP
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION
IS REQUIRED IN ORDER FOR ADP TO LODGE YOUR VOTE.
* PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting *Management No
OPTION IN SWEDEN. THANK YOU Position Unknown
1. ELECT MR. INGEMAR MUNDEBO AS THE CHAIRMAN OF Management For *Management No
THE MEETING Position Unknown
2. APPROVE THE LIST OF SHAREHOLDERS ENTITLED TO Management For *Management No
VOTE AT THE MEETING Position Unknown
3. ELECT 1 OR 2 MINUTES CHECKERS WHO, IN ADDITION Management For *Management No
TO THE CHAIRMAN, SHALL VERIFY THE MINUTES Position Unknown
4. APPROVE TO DETERMINE WHETHER THE MEETING HAS Management For *Management No
BEEN DULY CONVENED Position Unknown
5. APPROVE THE AGENDA Management For *Management No
Position Unknown
6. RECEIVE THE ANNUAL REPORT AND THE AUDITORS REPORT Management For *Management No
AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS Position Unknown
AND THE AUDITORS REPORT ON THE CONSOLIDATED
FINANCIAL STATEMENTS FOR 2004; IN CONNECTION
THEREWITH, THE PRESIDENT S SPEECH AND THE BOARD
OF DIRECTORS REPORT REGARDING ITS WORK AND FUNCTION
OF THE COMPENSATION COMMITTEE AND THE AUDIT COMMITTEE
7. ADOPT THE PROFIT AND LOSS STATEMENT AND THE BALANCE Management For *Management No
SHEET AS WELL AS HE CONSOLIDATED PROFIT AND LOSS Position Unknown
STATEMENT AND BALANCE SHEET
8. APPROVE, THAT THE DIVIDEND BE PAID TO THE SHAREHOLDERS Management For *Management No
IN THE AMOUNT OF SEK 1.90 PER SHARE AND THE REMAINING Position Unknown
PROFIT BE CARRIED FORWARD; THAT THE YEAR S DIVIDEND
INITIALLY BE DEDUCTED FROM THE NON-RESTRICTED
RESERVES, AFTER THE REDUCTION OF THE SHARE CAPITAL,
WITH THE REMAINDER BEING DAWN FROM THE PROFIT
CARRIED FORWARD; 02 MAY 2005 IS PROPOSED AS THE
RECORD DATE FOR ENTITLEMENT TO RECEIVE A CASH
DIVIDED; PAYMENT OF THE DIVIDEND IS EXPECTED
TO OCCUR THROUGH VPC AB SWEDISH SECURITIES REGISTER
CENTER ON 06 MAY 2005
9. APPROVE THAT IN 1999, THE BOARD OF DIRECTORS Management For *Management No
ADOPTED A STOCK OPTION PROGRAMME FOR SENIOR SWEDISH Position Unknown
MATCH OFFICIALS AS PART OF THE TOTAL COMPENSATION
PACKAGE; THE PURPOSE OF THE PROGRAMME IS TO INCREASE
STILL FURTHER THE INVOLVEMENT OF SENIOR COMPANY
OFFICIALS IN THE COMPANY AND THEIR OWNERSHIP
OF IT, AS WELL AS TO ATTRACT, MOTIVATE AND RETAIN
KEY EMPLOYEES; THROUGH THE STOCK OPTION PROGRAMME,
THE INCENTIVES OF SENIOR OFFICIALS WILL CORRESPOND
TO THE INTERESTS OF THE SHAREHOLDERS; THE BOARD
OF DIRECTORS PROPOSES THAT A STOCK OPTION PROGRAMME
FOR THE YEAR 2005; THE TERMS AND CONDITIONS SHALL
BE SUBSTANTIALLY THE SAME AS THE COMPANY S STOCK
OPTION PROGRAMMES IN PLACE BETWEEN 1999 AND 2004;
THE BOARD OF DIRECTORS PROPOSAL FOR 2005 INCLUDES
A MAXIMUM OF 61 SENIOR COMPANY OFFICIALS AND
KEY EMPLOYEES; THE REQUIREMENTS FOR ALLOCATION
OF OPTIONS IN THE STOCK OPTION PROGRAMME ARE
AS FOLLOWS: A POSITIVE TOTAL STOCK RETURN FOR
THE SWEDISH MATCH SHARE THAT EXCEEDS THE RETURN
ON THE SHARES IN A SELECTION OF OTHER COMPANIES
IN THE INDUSTRY; THE MAXIMUM ALLOCATION IN ACCORDANCE
WITH THIS CRITERION WILL TAKE PLACE WHEN THE
COMPANY S RETURN EXCEEDS THE OTHER COMPANIES
RETURNS BY 20%; AN INCREASE IN EARNINGS PER
SHARE AND AN EPS THAT EXCEEDS THE AVERAGE FOR
THE 3 PREVIOUS YEARS; THE MAXIMUM ALLOCATION
IN ACCORDANCE WITH THIS CRITERION WILL TAKE PLACE
WHEN EARNINGS PER SHARE EXCEED THE AVERAGE FOR
THE 3 PREVIOUS YEARS BY 20%; THE FIGURE FOR EARNINGS
PER SHARE IS CALCULATED ON THE BASIS OF THE NUMBER
OF SHARES AT THE BEGINNING OF THE YEAR; THE 2
REQUIREMENTS A POSITIVE TOTAL STOCK RETURN THAT
IS BETTER THAN THAT OF COMPETITORS AND HIGHER
EARNINGS PER SHARE ARE EQUALLY WEIGHTED; WHEN
ONLY 1 OF THE REQUIREMENTS SET FORTH ABOVE IS
MET, ALLOCATION WILL BE A MAXIMUM OF 50% OF THE
FULL ALLOCATION; THE MARKET VALUE OF THE STOCK
OPTIONS SHALL BE DETERMINED IN ACCORDANCE WITH
A GENERALLY ACKNOWLEDGED VALUATION MODEL BLACK-SCHOLES
AND THE STOCK OPTIONS SHALL BE ALLOCATED WITHOUT
CONSIDERATION; THE TOTAL VALUE OF THE STOCK OPTION
PROGRAMME FOR 2005 SHALL NOT EXCEED A LIMIT OF
SEK 25,200,000 EXCLUDING ANY PAYROLL TAX , WHICH
IS EQUIVALENT TO A LIMIT OF 30% OF THE TOTAL
BASE SALARY IN 2005 OF THE COMPANY OFFICIALS
PARTICIPATING IN THE PROGRAMME; THE STOCK OPTIONS
ARE FREELY TRANSFERABLE AND NOT RELATED TO EMPLOYMENT;
THE STOCK OPTIONS MAY BE REDEEMED DURING THE
PERIOD FROM MAR 2009 TO FEB 2011 AND SHALL CARRY
A REDEMPTION PRICE CORRESPONDING TO 120% OF THE
AVERAGE SHARE PRICE OVER A TIME PERIOD CLOSE
TO THE ALLOCATION DATE AND SUBSEQUENT TO THE
PUBLICATION OF THE YEAR-END REPORT FOR 2005;
COMMITMENTS UNDER THE STOCK OPTION PROGRAMME
FOR 2005 MAY BE SECURED BY WAY OF REPURCHASES
OF THE COMPANY S SHARES AND THE TRANSFER OF SUCH
SHARES IN CONNECTION WITH THE DEMAND FOR THE
POSSIBLE REDEMPTION OF THE STOCK OPTIONS; ANY
DECISION TO REPURCHASE SHARES AND ISSUE STOCK
OPTIONS FOR THE STOCK OPTION PROGRAMME FOR 2005
WILL BE TAKEN BY THE AGM OF SHAREHOLDERS IN 2006;
THE UPON BEING SUPPORTED BY SHAREHOLDERS REPRESENTING
AT LEAST 2/3 RD OF THE VOTES CAST AND 2/3 RD
OF THE SHARES REPRESENTED AT THE MEETING
*Management
10. AMEND THE ARTICLES OF ASSOCIATION SECTION 4 Management For Position Unknown No
SO AS THAT THE COMPANY S SHARE CAPITAL SHALL
BE A MINIMUM OF SEK 300,000,000 AND A MAXIMUM
OF SEK 1,200,000,000
11. AUTHORIZE THE BOARD OF DIRECTORS PROPOSES TO Management For *Management No
DECIDE TO ACQUIRE, PRIOR TO THE NEXT AGM, A MAXIMUM Position Unknown
OF AS MANY SHARES AS MAY BE ACQUIRED WITHOUT
THE COMPANY S HOLDING AT ANY TIME EXCEEDING 10%
OF ALL SHARES IN THE COMPANY; THE SHARES SHALL
BE ACQUIRED ON THE STOCKHOLM STOCK EXCHANGE AT
A PRICE WITHIN THE PRICE INTERVAL REGISTERED
AT ANY GIVEN TIME, THE INTERVAL BETWEEN THE HIGHEST
BID PRICE AND THE LOWEST OFFER PRICE; THE PURPOSE
OF THE REPURCHASE IS PRIMARILY TO ENABLE THE
COMPANY S CAPITAL STRUCTURE TO BE ADJUSTED AND
TO COVER THE ALLOCATION OF OPTIONS THAT FORMS
PART OF THE COMPANY S ROLLING OPTION PROGRAMMES;
THE RESOLUTION OF THE MEETING WITH REGARD TO
ITEM 10 IS CONTINGENT UPON BEING SUPPORTED BY
SHAREHOLDERS REPRESENTING AT LEAST 2/3 RD OF
THE VOTES CAST AND 2/3 RD OF THE SHARES REPRESENTED
AT THE MEETING
12. APPROVE TO DECIDE ON THE ALLOCATION OF STOCK Management For *Management No
OPTIONS FOR THE YEARS 1999-2004 AND THE COMPANY Position Unknown
S SHAREHOLDERS HAVE, AT THE RESPECTIVE ANNUAL
SHAREHOLDERS MEETINGS, DECIDED TO ISSUE STOCK
OPTIONS ON THE COMPANY S SHARES TO SECURE THE
COMPANY S OBLIGATIONS; ACCORDING TO THE STOCK
OPTION PROGRAMME FOR 2004, CERTAIN SENIOR COMPANY
OFFICIALS SHALL BE ALLOCATED A MINIMUM OF 6,805
OPTIONS AND A MAXIMUM OF 64,815 STOCK OPTIONS
PER PERSON; THE OPTIONS CAN BE USED TO BUY SHARES
OVER THE PERIOD FROM 03 MAR 2008 TO 01 MAR 2010
AT A REDEMPTION PRICE OF SEK 99.75; THE TERMS
AND CONDITIONS APPLYING TO THE OPTIONS WERE ESTABLISHED
ON THE BASIS OF THE AVERAGE PRICE OF THE SWEDISH
MATCH SHARE ON THE STOCKHOLM STOCK EXCHANGE OVER
THE PERIOD FROM 11 FEB 2005 TO 24 FEB 2005, WHICH
WAS SEK 83.21; THE MARKET VALUE OF THE OPTIONS,
CALCULATED ON THE BASIS OF THE CONDITIONS PREVAILING
AT THE TIME AT WHICH THE TERMS AND CONDITIONS
APPLYING TO THE OPTIONS WERE ESTABLISHED, IS
DEEMED BY AN INDEPENDENT VALUATION INSTITUTE
TO BE SEK 10.80 PER OPTION, CORRESPONDING TO
A TOTAL MAXIMUM VALUE OF SEK 9,800,000; THE BOARD
OF DIRECTORS PROPOSES THAT THE MEETING RESOLVE
THAT THE COMPANY SHALL ISSUE A MAXIMUM 907,408
STOCK OPTIONS TO SECURE THE STOCK OPTION PROGRAMME
FOR 2004; THE BOARD OF DIRECTORS FURTHER PROPOSES
THAT THE COMPANY DEVIATE FROM THE REFERENTIAL
RIGHTS OF SHAREHOLDERS AND BE PERMITTED TO TRANSFER
A MAXIMUM OF 907,408 SHARES IN THE COMPANY AT
A SELLING PRICE OF SEK 99.75 PER SHARE IN CONJUNCTION
WITH DEMAND FOR THE REDEMPTION OF THE CALL OPTIONS;
THE NUMBER OF SHARES AND THE SELLING PRICE OF
THE SHARES COVERED BY THE TRANSFER RESOLUTION
UNDER ITEM 12 MAY BE CHANGED AS A CONSEQUENCE,
INTER ALIA, OF A BONUS ISSUE OF SHARES, A COMBINATION
OR SPLIT OF SHARES, A NEW SHARE ISSUE, A REDUCTION
OF THE SHARE CAPITAL OR OTHER SIMILAR MEASURE;
THE RESOLUTION OF THE MEETING WITH REGARD TO
ITEM 12 IS CONTINGENT UPON BEING SUPPORTED BY
SHAREHOLDERS REPRESENTING AT LEAST 9/10 TH OF
THE VOTES CAST AND 9/10 TH OF THE SHARES REPRESENTED
AT THE MEETING
18. APPROVE TO DETERMINE THE FEES TO BE PAID TO THE Management For *Management No
BOARD OF DIRECTORS Position Unknown
13. APPROVE: TO REDUCE THE COMPANY S SHARE CAPITAL Management For *Management No
BY SEK 28,800,000 THROUGH THE WITHDRAWAL OF 12,000,000 Position Unknown
SHARES IN THE COMPANY; THE SHARES IN THE COMPANY
PROPOSED FOR WITHDRAWAL HAVE BEEN REPURCHASED
BY THE COMPANY IN ACCORDANCE WITH THE AUTHORIZATION
GRANTED BY THE GENERAL MEETING OF SHAREHOLDERS
OF THE COMPANY; THAT THE REDUCED AMOUNT BE TRANSFERRED
TO NON-RESTRICTED SHAREHOLDERS EQUITY FOR ALLOCATION
TO A FUND FOR USE IN REPURCHASING THE COMPANY
S OWN SHARES; THE RESOLUTION OF THE MEETING WITH
REGARD TO ITEM 13 IS CONTINGENT UPON BEING SUPPORTED
BY SHAREHOLDERS REPRESENTING AT LEAST 2/3 RD
OF THE VOTES CAST AND 2/3 RD OF THE SHARES REPRESENTED
AT THE MEETING
14. APPROVE TO REDUCE THE COMPANY S SHARE CAPITAL Management For *Management No
THROUGH A REDUCTION IN THE NOMINAL AMOUNT FROM Position Unknown
SEK 2.40 TO SEK 1.20 PER SHARE WITHOUT REPAYMENT
TO THE SHAREHOLDERS, AND ALSO PROPOSES TO TRANSFER
THE REDUCED AMOUNT TO NON-RESTRICTED SHAREHOLDERS
EQUITY FOR ALLOCATION TO A FUND FOR USE IN REPURCHASING
THE COMPANY S OWN SHARES; AMEND THE ARTICLES
OF ASSOCIATION SECTION 5 TO SPECIFY THAT THE
NOMINAL AMOUNT OF THE SHARE SHALL BE SEK 1.20;
THE RESOLUTION OF THE MEETING WITH REGARD TO
ITEM 14 IS CONTINGENT UPON BEING SUPPORTED BY
SHAREHOLDERS REPRESENTING AT LEAST 2/3 RD OF
THE VOTES CAST AND 2/3 RD OF THE SHARES REPRESENTED
AT THE MEETING
15. APPROVE: THAT THE COMPANY S STATUTORY RESERVE Management For *Management No
BE REDUCED BY SEK 114,000,000 TO SEK 80,364,332.20; Position Unknown
THAT THE REDUCED AMOUNT BE TRANSFERRED TO NON-RESTRICTED
SHAREHOLDERS EQUITY FOR ALLOCATION TO A FUND
FOR USE IN REPURCHASING THE COMPANY S OWN SHARES
16. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management For *Management No
OF THE PRESIDENT FROM LIABILITY FOR THE FY Position Unknown
17. APPROVE TO DETERMINE THE NUMBER OF BOARD MEMBERS Management For *Management No
AND THE DEPUTY MEMBERS TO BE ELECTED BY THE MEETING Position Unknown
19. ELECT THE BOARD MEMBERS AND THE DEPUTY MEMBERS Management For *Management No
Position Unknown
20. ADOPT THE REVISED INSTRUCTION TO SWEDISH MATCH Management For *Management No
AB S NOMINATING COMMITTEE ELECTION COMMITTEE Position Unknown
23. OTHER ISSUES Other For *Management No
Position Unknown
21. ELECT THE MEMBERS OF THE ELECTION COMMITTEE: Management For *Management No
AS MESSRS. JOACHIM SPETZ HANDELSBANKEN FONDER, Position Unknown
MARIANNE NILSSON ROBUR, CARL ROSEN SECOND
SWEDISH NATIONAL PENSION FUND, PERNILLA KLEIN
THIRD SWEDISH NATIONAL PENSION FUND AND BERNT
MAGNUSSON
22. AMEND THE ARTICLES OF ASSOCIATION SECTION 9 TO Management For *Management No
SPECIFY THAT THE AGM OF SHAREHOLDERS SHALL DETERMINE Position Unknown
THE FEES TO BE PAID TO THE BOARD, ALONG WITH
THE DIVISION BETWEEN THE CHAIRMAN AND OTHER BOARD
MEMBERS, AS WELL AS ANY COMPENSATION FOR COMMITTEE
WORK AND THAT THE CHAIRMAN OF THE BOARD SHALL
BE ELECTED BY THE AGM; THE RESOLUTION OF THE
MEETING WITH REGARD TO ITEM 22 IS CONTINGENT
UPON BEING SUPPORTED BY SHAREHOLDERS REPRESENTING
AT LEAST 2/3 RD OF THE VOTES CAST AND 2/3 RD
OF THE SHARES REPRESENTED AT THE MEETING
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 890,000 890,000 890,000 4/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ARGENTINA, S.A. TEO Annual Meeting Date: 04/27/2005
Issuer: 879273 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 DISCUSSION OF COMPANY S STATUS UNDER SECTION Management No
206 OF THE CORPORATE LAW ( LSC ).
04 REVIEW OF THE PERFORMANCE OF THE BOARD OF DIRECTORS Management No
AND THE SURVEILLANCE COMMITTEE ACTING DURING
THE SIXTEENTH FISCAL YEAR.
05 REVIEW OF THE BOARD OF DIRECTORS COMPENSATION Management No
($1,670,000,- ALLOCATED AMOUNT) FOR THE FISCAL
YEAR ENDED ON DECEMBER 31, 2004
06 AUTHORIZATION OF THE BOARD OF DIRECTORS TO MAKE Management No
ADVANCE PAYMENTS OF FEES PAYABLE IN THE AMOUNT
SET FORTH AT THE MEETING.
07 FEES PAYABLE TO THE SURVEILLANCE COMMITTEE ACTING Management No
DURING THE SIXTEENTH FISCAL YEAR.
08 DETERMINATION OF THE NUMBER OF REGULAR AND ALTERNATE Management No
DIRECTORS WHO SHALL HOLD OFFICE DURING THE SEVENTEENTH
FISCAL YEAR.
09 ELECTION OF REGULAR AND ALTERNATE DIRECTORS TO Management No
SERVE DURING THE SEVENTEENTH FISCAL YEAR.
10 ELECTION OF REGULAR AND ALTERNATE MEMBERS OF Management No
THE SURVEILLANCE COMMITTEE FOR THE SEVENTEENTH
FISCAL YEAR.
11 APPOINTMENT OF THE INDEPENDENT AUDITORS WHO SHALL Management No
REVIEW THE FINANCIAL STATEMENTS FOR THE SEVENTEETH
FISCAL YEAR.
12 CONSIDERATION OF THE BUDGET TO BE ASSIGNED TO Management No
THE AUDIT COMMITTEE FOR THE FISCAL YEAR 2005.
01 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND Management No
SIGN THE MINUTES.
02 CONSIDERATION OF THE DOCUMENTS PROVIDED FOR IN Management No
SECTION 234, SUBSECTION 1 OF LAW 19,550, THE
REGULATION OF THE COMISION NACIONAL DE VALORES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 209 50,000 0 50,000 Unvoted
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. MHP Annual Meeting Date: 04/27/2005
Issuer: 580645 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SIR WINFRIED BISCHOFF Management For For
MR. DOUGLAS N. DAFT Management For For
MS. LINDA KOCH LORIMER Management For For
MR. HAROLD MCGRAW III Management For For
02 APPROVAL OF KEY EXECUTIVE SHORT-TERM INCENTIVE Management For For No
COMPENSATION PLAN.
03 APPROVAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
05 SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER VOTE Shareholder For Against No
ON POISON PILLS .
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 100,000 100,000 100,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. WDR Annual Meeting Date: 04/27/2005
Issuer: 930059 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALAN W. KOSLOFF Management For For
KEITH A. TUCKER Management For For
JERRY W. WALTON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 60,000 60,000 60,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION AP Annual Meeting Date: 04/28/2005
Issuer: 032037 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LOUIS BERKMAN Management For For
WILLIAM K. LIEBERMAN Management For For
STEPHEN E. PAUL Management For For
CARL H. PFORZHEIMER III Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 195,000 195,000 195,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW Annual Meeting Date: 04/28/2005
Issuer: 219350 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
02 APPROVAL OF THE ADOPTION OF THE 2005 EMPLOYEE Management Against Against No
EQUITY PARTICIPATION PROGRAM.
01 DIRECTOR Management For No
JOHN SEELY BROWN Management For For
GORDON GUND Management For For
JOHN M. HENNESSY Management For For
H. ONNO RUDING Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 550,000 550,000 550,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DPL INC. DPL Annual Meeting Date: 04/28/2005
Issuer: 233293 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES F. DICKE, II Management For For
JAMES V. MAHONEY Management For For
BARBARA S. GRAHAM Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 26,000 26,000 26,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY DTE Annual Meeting Date: 04/28/2005
Issuer: 233331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LILLIAN BAUDER Management For For
JOSUE ROBLES JR. Management For For
HOWARD F. SIMS Management For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For No
DELOITTE & TOUCHE LLP
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 15,000 15,000 15,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT Annual Meeting Date: 04/28/2005
Issuer: 539830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.C."PETE"ALDRIDGE, JR. Management For For
NOLAN D. ARCHIBALD Management For For
MARCUS C. BENNETT Management For For
JAMES O. ELLIS, JR. Management For For
GWENDOLYN S. KING Management For For
DOUGLAS H. MCCORKINDALE Management For For
EUGENE F. MURPHY Management For For
JOSEPH W. RALSTON Management For For
FRANK SAVAGE Management For For
ANNE STEVENS Management For For
ROBERT J. STEVENS Management For For
JAMES R. UKROPINA Management For For
DOUGLAS C. YEARLEY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 MANAGEMENT PROPOSAL-AMENDMENTS TO THE 2003 PERFORMANCE Management Against Against No
INCENTIVE AWARD PLAN
04 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For No
05 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For No
06 STOCKHOLDER PROPOSAL BY THE CATHOLIC FUNDS AND Shareholder Against For No
OTHER GROUPS
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For No
AND OTHER GROUPS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 45,000 45,000 45,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. MEG Annual Meeting Date: 04/28/2005
Issuer: 584404 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 338,000 338,000 338,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, OPFIKON NBCHF.PK OGM Meeting Date: 04/28/2005
Issuer: H5783Q106 ISIN: CH0014030040 BLOCKING
SEDOL: 7389713, 7385722, 7413322
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management No
Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND Management For *Management No
CONSOLIDATED FINANCIAL STATEMENTS FOR 2004 Position Unknown
2. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS/DIVIDENDS Management For *Management No
FOR 2004 AS SPECIFIED Position Unknown
3. APPROVE THAT, OUT OF THE AGGREGATE CHF 2,074,006,295 Management For *Management No
OF GENERAL RESERVES AS SHOWN IN THE BALANCE SHEET Position Unknown
DATED 31 DEC 2004, CHF 350,000,000 SHALL BE BOOKED
INTO THE FREE RESERVES
4. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For *Management No
DIRECTORS AND OTHER EXECUTIVE BODIES FOR THEIR Position Unknown
SERVICES IN THE BUSINESS YEAR 2004
5.1 RE-ELECT MR. MICHAEL ORSINGER, MRS. JANE ROYSTON Management For *Management No
AND MESSRS. ROLF SOIRON AND ERNST ZAENGERLE FOR Position Unknown
A 1 YEAR TERM OF OFFICE TO THE MEMBERS OF BOARD
OF DIRECTORS
5.2 ELECT MESSRS. ANTOINE A. FIRMENICH AND ROBERT Management For *Management No
LILJA FOR A 1 YEAR TERM OF OFFICE TO THE NEW Position Unknown
MEMBERS OF BOARD OF DIRECTORS
5.3 RE-ELECT KPMG FIDES PEAT, ZURICH, FOR A 1 YEAR Management For *Management No
TERM OF OFFICE AS AUDITOR AND GROUP AUDITOR Position Unknown
6.1 APPROVE THE CHANGE OF DOMICILE FROM OPFIKON TO Management For *Management No
KLOTEN AND AMEND ARTICLE 1 OF THE ARTICLES OF Position Unknown
ASSOCIATION AS SPECIFIED
6.2 AMEND ARTICLE 7 OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY INSERTING A NEW PARAGRAPH 6AS SPECIFIED Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 2,000 2,000 2,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS Annual Meeting Date: 04/28/2005
Issuer: 71343P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERBERT M. BAUM Management For For
RICHARD G. CLINE Management For For
PIERRE S. DU PONT Management For For
ARCHIE R. DYKES Management For For
JAROBIN GILBERT, JR. Management For For
JAMES R. KACKLEY Management For For
MATTHEW M. MCKENNA Management For For
ROBERT C. POHLAD Management For For
CYNTHIA SWANSON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 29). Shareholder Against For No
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 32). Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 200 550,000 550,000 550,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
STANLEY O. IKENBERRY Management For For
GEORGE A. LORCH Management For For
HENRY A. MCKINNELL Management For For
DANA G. MEAD Management For For
RUTH J. SIMMONS Management For For
WILLIAM C. STEERE, JR. Management For For
JEAN-PAUL VALLES Management For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against For No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against For No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against For No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against For No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For No
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 275,000 275,000 275,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO SPGMF.PK MIX Meeting Date: 04/28/2005
Issuer: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: 7646593, 7743621
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE RESOLUTION AS PER ARTICLE 2364, NO. Management For *Management No
2, OF THE ITALIAN CIVIL CODE TO APPOINT A DIRECTOR Position Unknown
O.2 APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For *Management No
2004; BOARD OF DIRECTORS REPORT ON MANAGEMENT Position Unknown
ACTIVITY; RESOLUTIONS RELATED THEREON
E.1 APPROVE TO REDUCE AND WRITE OFF THE REVALUATION Management For *Management No
RESERVE DRAWN ON TO COVER 2004 FINANCIAL YEAR Position Unknown
LOSSES
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM THERE WILL BE A SECOND CALL ON 29 Position Unknown
APR 2005 YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 66,585 66,585 66,585 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW Annual Meeting Date: 04/28/2005
Issuer: 784305 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D. GIBSON Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH Management For For
02 APPROVE THE EMPLOYEE STOCK PURCHASE PLAN WHICH Management For For No
WAS ADOPTED BY THE BOARD OF DIRECTORS ON JANUARY
27, 2005.
03 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 30,000 30,000 30,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION AES Annual Meeting Date: 04/28/2005
Issuer: 00130H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD DARMAN Management For For
PAUL T. HANRAHAN Management For For
KRISTINA M. JOHNSON Management For For
JOHN A. KOSKINEN Management For For
PHILIP LADER Management For For
JOHN H. MCARTHUR Management For For
SANDRA O. MOOSE Management For For
PHILIP A. ODEEN Management For For
CHARLES O. ROSSOTTI Management For For
SVEN SANDSTROM Management For For
ROGER W. SANT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 70,000 70,000 70,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MIDLAND COMPANY MLAN Annual Meeting Date: 04/28/2005
Issuer: 597486 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. BUSHMAN Management For For
JAMES H. CAREY Management For For
JOHN W. HAYDEN Management For For
DAVID B. O'MALEY Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 189,300 189,300 189,300 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE PHOENIX COMPANIES, INC. PNX Annual Meeting Date: 04/28/2005
Issuer: 71902E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SAL H. ALFIERO Management For For
MARTIN N. BAILY Management For For
JOHN H. FORSGREN Management For For
JOHN E. HAIRE Management For For
THOMAS S. JOHNSON Management For For
02 APPROVAL OF THE PHOENIX COMPANIES, INC. ANNUAL Management For For No
INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITOR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 145,000 145,000 145,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE STATUTORY REPORTS AND STATUTORY Management For For No
FINANCIAL STATEMENTS FOR FISCAL YEAR 2004.
02 APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL Management For For No
STATEMENTS FOR FISCAL YEAR 2004.
03 APPROVAL OF THE AGREEMENTS COVERED BY THE STATUTORY Management For For No
AUDITORS SPECIAL REPORT.
04 ALLOCATION OF NET INCOME AND DETERMINATION OF Management For For No
THE DIVIDEND FOR FISCAL YEAR 2004.
15 DETERMINATION OF THE AMOUNT OF THE SUPERVISORY Management For For No
BOARD MEMBERS FEES.
16 RENEWAL OF SALUSTRO REYDEL AS STATUTORY AUDITORS. Management For For No
17 APPOINTMENT OF MR. JEAN-CLAUDE REYDEL AS ALTERNATE Management For For No
STATUTORY AUDITOR.
18 AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS Management For For No
OWN SHARES
19 AUTHORIZATION FOR PERFORMANCE OF LEGAL FORMALITIES. Management For For No
05 TRANSFORMATION OF THE COMPANY S STRUCTURE TO Management For For No
A STRUCTURE WITH A MANAGEMENT BOARD AND A SUPERVISORY
BOARD.
06 ADOPTION OF THE COMPANY S AMENDED BY-LAWS. Management For For No
12 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No
COMPANY STOCK OPTIONS.
6A AMENDMENT OF ARTICLE 17 OF THE BY-LAWS ( VOTING Management For For No
RIGHTS ) BY INSERTION OF A FOURTH SUB-PARAGRAPH:
ADJUSTMENT OF THE VOTING RIGHTS IN SHAREHOLDERS
MEETINGS.
07 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES
GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE
ISSUED AS A PART OF A SHARE CAPITAL INCREASE.
08 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES
GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE
ISSUED AS A PART OF A SHARE CAPITAL INCREASE.
09 AUTHORIZATION FOR THE MANAGEMENT BOARD TO INCREASE Management For For No
THE NUMBER OF SHARES OR MARKETABLE SECURITIES
TO BE ISSUED IN THE EVENT OF AN INCREASE IN THE
SHARE CAPITAL.
10 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO INCREASE THE SHARE CAPITAL BY INCORPORATION
OF PREMIUMS, RESERVES, INCOME OR OTHER ITEMS.
11 AUTHORIZATION FOR THE MANAGEMENT BOARD TO PROCEED Management For For No
WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES
AND PENSION SCHEMES OF THE COMPANY AND COMPANIES
IN THE GROUP TAKING PART IN THE GROUP S SAVINGS
PLAN
13 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No
RESTRICTED STOCK FROM TREASURY STOCK OR SHARES
TO BE ISSUED.
14 AUTHORIZATION FOR THE MANAGEMENT BOARD TO DECREASE Management For For No
THE SHARE CAPITAL BY CANCELLATION OF TREASURY
STOCK.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 204 330,000 330,000 330,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
15 DIRECTORS Management For No
FOUTOU Management For For
BEBAER Management For For
BREMOND Management For For
FERNANDEZ Management For For
FRIBOURG Management For For
HAWAWINI Management For For
LACHMANN Management For For
RODOCANACHI Management For For
MIERT Management For For
FRANK Management For For
KRON Management For For
OLECHOWSKI Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 204 330,000 330,000 330,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/29/2005
Issuer: 171871 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BRUCE L. BYRNES Management For For
JOHN F. CASSIDY Management For For
ROBERT W. MAHONEY Management For For
DANIEL J. MEYER Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS INDEPENDENT ACCOUNTANTS TO AUDIT
THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2005.
03 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS OF THE CINCINNATI BELL INC. 1997 LONG TERM
INCENTIVE PLAN.
04 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS OF THE CINCINNATI BELL INC. SHORT TERM
INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 950,000 950,000 950,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. CCE Annual Meeting Date: 04/29/2005
Issuer: 191219 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FERNANDO AGUIRRE Management For For
JAMES E. COPELAND, JR. Management For For
IRIAL FINAN Management For For
S. K. JOHNSTON III Management For For
02 TO APPROVE THE EXECUTIVE MANAGEMENT INCENTIVE Management For For No
PLAN (EFFECTIVE JANUARY 1, 2005)
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
2005 FISCAL YEAR
04 SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER APPROVAL Shareholder Against For No
OF CERTAIN SEVERANCE AGREEMENTS
05 SHAREOWNER PROPOSAL TO REQUEST SIGNIFICANT PORTION Shareholder Against For No
OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES
BE PERFORMANCE-BASED
06 SHAREOWNER PROPOSAL TO REQUEST AMENDMENT OF GOVERNANCE Shareholder Against For No
DOCUMENTS TO REQUIRE ELECTION OF DIRECTORS BY
MAJORITY VOTE
07 SHAREOWNER PROPOSAL TO REQUEST A PERFORMANCE Shareholder Against For No
AND TIME BASED RESTRICTED SHARE GRANT PROGRAM
TO SENIOR EXECUTIVES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 5,000 5,000 5,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC. FELE Annual Meeting Date: 04/29/2005
Issuer: 353514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID A. ROBERTS Management For For
HOWARD B. WITT Management For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against No
THE FRANKLIN ELECTRIC CO., INC. PERFORMANCE INCENTIVE
STOCK PLAN.
03 APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM - PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2005
FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 24,000 24,000 24,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY K Annual Meeting Date: 04/29/2005
Issuer: 487836 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CLAUDIO X. GONZALEZ Management For For
A.D. DAVID MACKAY Management For For
WILLIAM C. RICHARDSON Management For For
JOHN L. ZABRISKIE Management For For
02 RATIFICATION OF INDEPENDENT AUDITOR FOR 2005 Management For For No
03 REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD Shareholder Against For No
04 APPOINTMENT OF INVESTMENT BANKER Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 210,000 210,000 210,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LAMSON & SESSIONS CO. LMS Annual Meeting Date: 04/29/2005
Issuer: 513696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES J. ABEL Management For For
A. MALACHI MIXON, III Management For For
JOHN B. SCHULZE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 390,000 390,000 390,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/29/2005
Issuer: 78387G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GILBERT F. AMELIO Management For For
AUGUST A. BUSCH III Management For For
MARTIN K. EBY, JR. Management For For
JAMES A. HENDERSON Management For For
CHARLES F. KNIGHT Management For For
LYNN M. MARTIN Management For For
JOHN B. MCCOY Management For For
MARY S. METZ Management For For
TONI REMBE Management For For
S. DONLEY RITCHEY Management For For
JOYCE M. ROCHE Management For For
LAURA D'ANDREA TYSON Management For For
PATRICIA P. UPTON Management For For
EDWARD E. WHITACRE, JR Management For For
02 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 APPROVAL OF STOCK PURCHASE AND DEFERRAL PLAN Management For For No
04 STOCKHOLDER PROPOSAL A Shareholder Against For No
05 STOCKHOLDER PROPOSAL B Shareholder Against For No
06 STOCKHOLDER PROPOSAL C Shareholder Against For No
07 STOCKHOLDER PROPOSAL D Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 140,000 140,000 140,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. HDI Annual Meeting Date: 04/30/2005
Issuer: 412822 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE H. CONRADES Management For For
SARA L. LEVINSON Management For For
GEORGE L. MILES, JR. Management For For
02 APPROVAL OF THE HARLEY-DAVIDSON, INC. EMPLOYEE Management For For No
SHORT TERM INCENTIVE PLAN.
03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 44,000 44,000 44,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E. ZANDER Management For For
H.L. FULLER Management For For
J. LEWENT Management For For
W. MASSEY Management For For
T. MEREDITH Management For For
N. NEGROPONTE Management For For
I. NOOYI Management For For
S. SCOTT III Management For For
R. SOMMER Management For For
J. STENGEL Management For For
D. WARNER III Management For For
J. WHITE Management For For
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against For No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against For No
MAJORITY VOTE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 110,000 110,000 110,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY BA Annual Meeting Date: 05/02/2005
Issuer: 097023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KENNETH M. DUBERSTEIN Management For For
W. JAMES MCNERNEY, JR. Management For For
LEWIS E. PLATT Management For For
MIKE S. ZAFIROVSKI Management For For
02 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT AUDITORS.
03 ADOPT HUMAN RIGHTS POLICIES. Shareholder Against For No
04 PREPARE A REPORT ON MILITARY CONTRACTS. Shareholder Against For No
05 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For No
06 DECLASSIFY THE BOARD OF DIRECTORS. Shareholder Against For No
07 ADOPT SIMPLE MAJORITY VOTE. Shareholder Against For No
08 CREATE A MAJORITY VOTE SHAREHOLDER COMMITTEE. Shareholder Against For No
09 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 110,000 110,000 110,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. TR Annual Meeting Date: 05/02/2005
Issuer: 890516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MELVIN J. GORDON Management For For
ELLEN R. GORDON Management For For
LANA JANE LEWIS-BRENT Management For For
BARRE A. SEIBERT Management For For
RICHARD P. BERGEMAN Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS AUDITORS FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 109,000 109,000 109,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY Annual Meeting Date: 05/03/2005
Issuer: 110122 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
V.D. COFFMAN Management For For
J.M. CORNELIUS Management For For
P.R. DOLAN Management For For
E.V. FUTTER Management For For
L.V. GERSTNER, JR. Management For For
L. JOHANSSON Management For For
L.W. SULLIVAN, M.D. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 APPROVAL OF RESTATED CERTIFICATE OF INCORPORATION Management For For No
04 POLITICAL CONTRIBUTIONS Shareholder Against For No
05 HIV/AIDS-TB-MALARIA Shareholder Against For No
06 ANIMAL TESTING Shareholder Against For No
07 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shareholder Against For No
08 RESTATEMENT SITUATIONS Shareholder Against For No
09 RESTRICTED STOCK Shareholder Against For No
10 DIRECTOR VOTE THRESHOLD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 145,000 145,000 145,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CATELLUS DEVELOPMENT CORPORATION CDX Annual Meeting Date: 05/03/2005
Issuer: 149113 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PETER BARKER Management For For
STEPHEN F. BOLLENBACH Management For For
DARYL J. CARTER Management For For
RICHARD D. FARMAN Management For For
CHRISTINE GARVEY Management For For
WILLIAM M. KAHANE Management For For
LESLIE D. MICHELSON Management For For
DEANNA W. OPPENHEIMER Management For For
NELSON C. RISING Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 APPROVAL OF AMENDED POLICY REGARDING STOCKHOLDER Management For For No
RIGHTS PLANS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 10,000 10,000 10,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES, INC. CHB Annual Meeting Date: 05/03/2005
Issuer: 158496 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
SHIRLEY D. PETERSON Management For For
02 PROPOSAL TO ADOPT THE 2005 EQUITY COMPENSATION Management Against Against No
AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 50,000 50,000 50,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MGM MIRAGE MGG Annual Meeting Date: 05/03/2005
Issuer: 552953 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES D. ALJIAN Management For For
ROBERT H. BALDWIN Management For For
TERRY N. CHRISTENSEN Management For For
WILLIE D. DAVIS Management For For
ALEXANDER M. HAIG, JR. Management For For
ALEXIS M. HERMAN Management For For
ROLAND HERNANDEZ Management For For
GARY N. JACOBS Management For For
KIRK KERKORIAN Management For For
J. TERRENCE LANNI Management For For
GEORGE J. MASON Management For For
JAMES J. MURREN Management For For
RONALD M. POPEIL Management For For
JOHN T. REDMOND Management For For
DANIEL M. WADE Management For For
MELVIN B. WOLZINGER Management For For
ALEX YEMENIDJIAN Management For For
02 AMENDMENT TO THE COMPANY S CERTIFICATE OF INCORPORATION Management For For No
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
03 ADOPTION OF THE COMPANY S 2005 OMNIBUS INCENTIVE Management Against Against No
PLAN.
04 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 65,000 65,000 65,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION DNB Annual Meeting Date: 05/03/2005
Issuer: 26483E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN W. ALESIO Management For For
RONALD L. KUEHN, JR. Management For For
NAOMI O. SELIGMAN Management For For
MICHAEL J. WINKLER Management For For
02 RATIFY SELECTION OF INDEPENDENT AUDITORS. Management For For No
03 APPROVE THE AMENDED AND RESTATED THE DUN & BRADSTREET Management For For No
CORPORATION 2000 STOCK INCENTIVE PLAN.
04 APPROVE THE AMENDED 2000 DUN & BRADSTREET CORPORATION Management For For No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 20,000 20,000 20,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE LIBERTY CORPORATION LC Annual Meeting Date: 05/03/2005
Issuer: 530370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld No
FRANK E. MELTON Management Withheld Against
JOHN H. MULLIN, III Management Withheld Against
EUGENE E. STONE, IV Management Withheld Against
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For For No
& YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR LIBERTY.
03 SHAREHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT. Shareholder For Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 200,000 200,000 200,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC. MTW Annual Meeting Date: 05/03/2005
Issuer: 563571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DEAN H. ANDERSON Management For For
KEITH D. NOSBUSCH Management For For
ROBERT S. THROOP Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 1,000 1,000 1,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM Annual Meeting Date: 05/03/2005
Issuer: 911684 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.S. CROWLEY Management For For
02 2005 LONG-TERM INCENTIVE PLAN. Management For For No
03 RATIFY ACCOUNTANTS FOR 2005. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 50,000 50,000 50,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. YBTVA Annual Meeting Date: 05/03/2005
Issuer: 987434 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management No
ALFRED J. HICKEY, JR. Management Withold Against
DAVID C. LEE Management Withold Against
LEIF LOMO Management For For
RICHARD C. LOWE Management Withold Against
DEBORAH A. MCDERMOTT Management Withold Against
JAMES A. MORGAN Management Withold Against
REID MURRAY Management Withold Against
VINCENT J. YOUNG Management Withold Against
02 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 115,500 115,500 115,500 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY CL Annual Meeting Date: 05/04/2005
Issuer: 194162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.K. CONWAY Management For For
R.E. FERGUSON Management For For
E.M. HANCOCK Management For For
D.W. JOHNSON Management For For
R.J. KOGAN Management For For
D.E. LEWIS Management For For
R. MARK Management For For
E.A. MONRAD Management For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For No
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management Against Against No
OPTION PLAN
04 APPROVAL OF THE COMPANY S 2005 NON-EMPLOYEE DIRECTOR Management Against Against No
STOCK OPTION PLAN
05 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 3,000 3,000 3,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE Annual Meeting Date: 05/04/2005
Issuer: 283677 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GARY R. HEDRICK Management For For
KENNETH R. HEITZ Management For For
MICHAEL K. PARKS Management For For
ERIC B. SIEGEL Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 854 370,000 370,000 370,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. GTN Annual Meeting Date: 05/04/2005
Issuer: 389375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD L. BOGER Management For For
RAY M. DEAVER Management For For
T.L. ELDER Management For For
HILTON H. HOWELL, JR. Management For For
WILLIAM E. MAYHER, III Management For For
ZELL B. MILLER Management For For
HOWELL W. NEWTON Management For For
HUGH E. NORTON Management For For
ROBERT S. PRATHER, JR. Management For For
HARRIETT J. ROBINSON Management For For
J. MACK ROBINSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 120,000 120,000 120,000 4/29/2005
GABELLI EQUITY TRUST INC. B01GETF0036152B 205 27,500 27,500 27,500 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIN TV CORP. TVL Annual Meeting Date: 05/04/2005
Issuer: 532774 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RANDALL S. FOJTASEK Management For For
02 TO APPROVE THE AMENDED AND RESTATED 2002 STOCK Management Against Against No
PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
03 TO APPROVE THE AMENDED AND RESTATED 2002 NON-EMPLOYEE Management Against Against No
DIRECTOR STOCK PLAN, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT(S)
OR POSTPONEMENT(S) THEREOF.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 35,000 35,000 35,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. LUFK Annual Meeting Date: 05/04/2005
Issuer: 549764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H.J. TROUT, JR. Management For For
J.T. JONGEBLOED Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 54,000 54,000 54,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NASHUA CORPORATION NSH Annual Meeting Date: 05/04/2005
Issuer: 631226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANDREW B. ALBERT Management For For
L. SCOTT BARNARD Management For For
AVRUM GRAY Management For For
GEORGE R. MRKONIC, JR. Management For For
JAMES F. ORR III Management For For
MARK E. SCHWARZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 70,000 70,000 70,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP Annual Meeting Date: 05/04/2005
Issuer: 713448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.F. AKERS Management For For
R.E. ALLEN Management For For
R.L. HUNT Management For For
A.C. MARTINEZ Management For For
I.K. NOOYI Management For For
S.S REINEMUND Management For For
S.P. ROCKEFELLER Management For For
J.J. SCHIRO Management For For
F.A. THOMAS Management For For
C.M. TRUDELL Management For For
S.D. TRUJILLO Management For For
D. VASELLA Management For For
02 APPROVAL OF AUDITORS Management For For No
03 SHAREHOLDER PROPOSAL Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 370,000 370,000 370,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELUS CORPORATION TULCF Special Meeting Date: 05/04/2005
Issuer: 87971M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PASS SPECIAL RESOLUTION TO AMEND ARTICLE 12.1 Management For For No
OF THE ARTICLES OF THE COMPANY.
02 PASS (I) SPECIAL RESOLUTION TO REMOVE PRE-EXISTING Management For For No
COMPANY PROVISIONS, (II) TO DELETE ARTICLES AND
REPLACE THEM WITH NEW ARTICLES, AND (III) TO
CHANGE VOTES REQUIRED TO PASS A SPECIAL SEPARATE
RESOLUTION OF HOLDERS OF COMMON SHARES FROM 3/4
TO 2/3.
03 TO AMEND THE ARTICLES TO REMOVE CUMULATIVE VOTING Management For For No
AND ADD PROVISION TO THE ARTICLES RESPECTING
THE ELECTION OF DIRECTORS.
04 TO AMEND THE SPECIAL RIGHTS AND RESTRICTIONS Management Against Against No
ATTACHED TO THE COMMON AND NON-VOTING SHARES.
05 DIRECTORS Management For For No
06 APPOINT DELOITTE & TOUCHE LLP AS AUDITORS FOR Management For For No
THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX
THEIR REMUNERATION.
07 APPROVE INCREASE TO THE RESERVE OF NON-VOTING Management For For No
SHARES AUTHORIZED FOR ISSUANCE UNDER THE TELUS
MANAGEMENT SHARE OPTION PLAN.
08 APPROVE AMENDMENT TO THE TELUS MANAGEMENT SHARE Management For For No
OPTION PLAN TO PERMIT A STOCK SETTLEMENT FEATURE.
09 APPROVE AMENDMENT TO, AND RECONFIRM AND APPROVE Management Against Against No
THE COMPANY S SHAREHOLDER RIGHTS PLAN, AS AMENDED
AND RESTATED.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 52,500 52,500 52,500 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB Annual Meeting Date: 05/04/2005
Issuer: 884315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.H. DREW Management For For
T.K. DUNNIGAN Management For For
J.K. HAUSWALD Management For For
D. JERNIGAN Management For For
R.B. KALICH SR. Management For For
K.R. MASTERSON Management For For
D.J. PILEGGI Management For For
J.P. RICHARD Management For For
D.D. STEVENS Management For For
W.H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 300,000 300,000 300,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. WTS Annual Meeting Date: 05/04/2005
Issuer: 942749 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
TIMOTHY P. HORNE Management For For
RALPH E. JACKSON, JR. Management For For
KENNETH J. MCAVOY Management For For
JOHN K. MCGILLICUDDY Management For For
GORDON W. MORAN Management For For
DANIEL J. MURPHY, III Management For For
PATRICK S. O'KEEFE Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Management For For No
AUDITORS OF THE COMPANY FOR THE CURRENT FISCAL
YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 230,000 230,000 230,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION APA Annual Meeting Date: 05/05/2005
Issuer: 037411 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
G. STEVEN FARRIS Management For For
RANDOLPH M. FERLIC Management For For
A.D. FRAZIER, JR. Management For For
JOHN A. KOCUR Management For For
02 APPROVAL OF THE 2005 STOCK OPTION PLAN Management For For No
03 APPROVAL OF THE 2005 SHARE APPRECIATION PLAN Management For For No
04 STOCKHOLDER PROPOSAL CONCERNING DIRECTOR ELECTION Shareholder Against For No
MAJORITY VOTE STANDARD
05 STOCKHOLDER PROPOSAL CONCERNING AUDITOR INDEPENDENCE Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 70,000 70,000 70,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. CHD Annual Meeting Date: 05/05/2005
Issuer: 171340 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES R. CRAIGIE Management For For
ROBERT A. DAVIES, III Management For For
ROSINA B. DIXON Management For For
ROBERT D. LEBLANC Management For For
LIONEL L. NOWELL, III Management For For
02 APPROVAL OF AN AMENDMENT OF THE COMPANY S RESTATED Management For For No
CERTIFICATE OF INCORPORATION TO INCREASE THE
COMPANY S AUTHORIZED COMMON STOCK FROM 100 MILLION
SHARES TO 150 MILLION SHARES.
03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management For For No
PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE COMPANY S 2005 CONSOLIDATED
FINANCIAL STATEMENTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 15,000 15,000 15,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CINERGY CORP. CIN Annual Meeting Date: 05/05/2005
Issuer: 172474 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS E. PETRY Management For For
MARY L. SCHAPIRO Management For For
PHILIP R. SHARP Management For For
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For For No
S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 20,000 20,000 20,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2005
Issuer: 20825C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.J. MULVA Management For For
NORMAN R. AUGUSTINE Management For For
LARRY D. HORNER Management For For
CHARLES C. KRULAK Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005
03 COMPENSATION LIMITATIONS Shareholder Against For No
04 DIRECTOR ELECTION VOTE STANDARD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 100,000 100,000 100,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET Annual Meeting Date: 05/05/2005
Issuer: 367905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.K. GAYLORD II Management For For
E. GORDON GEE Management For For
ELLEN LEVINE Management For For
ROBERT P. BOWEN Management For For
RALPH HORN Management For For
MICHAEL J. BENDER Management For For
LAURENCE S. GELLER Management For For
MICHAEL D. ROSE Management For For
COLIN V. REED Management For For
MICHAEL I. ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 200,000 200,000 200,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. MLI Annual Meeting Date: 05/05/2005
Issuer: 624756 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALEXANDER P. FEDERBUSH Management For For
GENNARO J. FULVIO Management For For
GARY S. GLADSTEIN Management For For
TERRY HERMANSON Management For For
ROBERT B. HODES Management For For
HARVEY L. KARP Management For For
WILLIAM D. O'HAGAN Management For For
02 APPROVE THE MUELLER INDUSTRIES, INC. ANNUAL BONUS Management For For No
PLAN.
03 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 11,000 11,000 11,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER PLC RKBKF.PK AGM Meeting Date: 05/05/2005
Issuer: G7420A107 ISIN: GB0007278715
SEDOL: 0727871, 5861268
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE ANNUAL FINANCIAL STATEMENTS FOR THE Management For *Management No
FY 2004, WHICH ENDED ON 31 DEC 2004 AND THE REPORTS Position Unknown
OF THE DIRECTORS AND AUDITORS THEREON
2. APPROVE THE DIRECTOR S REMUNERATION REPORT AND Management For *Management No
THAT PART OF THE REPORT OF THE AUDITORS WHICH Position Unknown
REPORTS THEREON
3. APPROVE A FINAL DIVIDEND OF 18P PER ORDINARY Management For *Management No
SHARE BE PAID ON 26 MAY 2005 TO ALL ORDINARY Position Unknown
SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF
BUSINESS ON 04 MAR 2005
4. RE-ELECT MR. ADRIAN BELLAMY AS A DIRECTOR, WHO Management For *Management No
RETIRES BY ROTATION Position Unknown
5. RE-ELECT MR. GEORGE GREENER AS A DIRECTOR, UNDER Management For *Management No
COMBINED CODE PROVISION A.7.2 Position Unknown
6. ELECT MR. GRAHAM MACKAY AS A DIRECTOR Management For *Management No
Position Unknown
7. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For *Management No
OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION Position Unknown
OF THE NEXT AGM AND AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION
8. AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management For *Management No
FOR ALL EXISTING AUTHORITIES, TO ALLOT RELEVANT Position Unknown
SECURITIES WITHIN THE MEANING OF SECTION 80
OF THE COMPANIES ACT 1985 UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 25,438,000 AUTHORITY EXPIRES
5 YEARS FROM THE DATE OF THE PASSING OF THIS
RESOLUTION ; AND THE DIRECTORS MAY MAKE ALLOTMENTS
DURING THE RELEVANT PERIOD WHICH MAY BE EXERCISED
AFTER THE RELEVANT PERIOD AND THE DIRECTORS MAY
ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF
THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.9 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For *Management No
OF RESOLUTION 8 AND PURSUANT TO SECTION 95 OF Position Unknown
THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES
WITHIN THE MEANING OF SECTION 94 OF THAT ACT
FOR CASH PURSUANT TO THE AUTHORITY CONFERRED
BY THE PREVIOUS RESOLUTION AND/OR WHERE SUCH
ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY
SECURITIES BY VIRTUE OF SECTION 94(3A) OF THE
SAID ACT, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1) , PROVIDED THAT THIS POWER
IS LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES
IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER
OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS
AND B) UP TO AN AGGREGATE NOMINAL VALUE OF GBP
3,815,000 AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE AGM OF THE COMPANY AND AUTHORIZE
THE DIRECTORS TO ALLOT EQUITY SECURITIES AFTER
THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.10 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 7 Management For *Management No
OF THE COMPANY S ARTICLES OF ASSOCIATION OF THE Position Unknown
COMPANY AS PER SECTION 166 OF THE COMPANIES ACT
1985, TO MAKE MARKET PURCHASES SECTION 163(3)
OF THE COMPANIES ACT 1985 OF ORDINARY SHARES
OF 10 10/19P EACH IN THE CAPITAL OF THE COMPANY
(A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH
MAY PURCHASED IS 72,500,000 ORDINARY SHARES
REPRESENTING LESS THAN 10% OF THE COMPANY S ISSUED
ORDINARY SHARE CAPITAL AS AT 06 MAR 2005 ; (B)THE
MAXIMUM PRICE AT WHICH ORDINARY SHARES MAY BE
PURCHASED IS AN AMOUNT EQUAL TO 5% ABOVE THE
AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE
ORDINARY SHARES AS TAKEN FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 04 NOV 2006 ; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY; (D) ORDINARY SHARES CANCELLED
IMMEDIATELY UPON COMPLETION OF THE PURCHASE OR
TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY
SHARES IN ACCORDANCE WITH THE PROVISIONS OF THE
COMPANIES ACT 1985
11. APPROVE A) THE RECKITT BENCKISER 2005 SAVINGS-RELATED Management For *Management No
SHARE OPTION PLAN, AS SPECIFIED IN THE NOTICE Position Unknown
OF THE 2005 AGM DATED 06 APR 2005 AND IN THE
FORM OF THE DRAFT RULES PRODUCED TO THE MEETING
BE AND IS HEREBY ADOPTED AND THAT THE DIRECTORS
OR A COMMITTEE OF THE BOARD OF DIRECTORS BE AUTHORIZED
TO DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE
TO AMEND, IMPLEMENT OR GIVE EFFECT TO THE SAME
INCLUDING ANY CONSEQUENTIAL AMENDMENTS TO OBTAIN
THE APPROVAL OF THE INLAND REVENUE UNDER THE
PROVISIONS OF PART 6, CHAPTER 7 AND SCHEDULE
3 TO THE INCOME TAX (EARNINGS AND PENSIONS) ACT
2003 AND B) THE DIRECTORS BE AUTHORIZED TO VOTE
AND BE COUNTED IN THE QUORUM ON ANY MATTER CONNECTED
WITH THE PLAN REFERRED TO IN PARAGRAPH A) OF
THIS RESOLUTION EXCEPT THAT A DIRECTOR MAY NOT
BE COUNTED IN A QUORUM OR VOTE IN RESPECT OF
HIS OWN PARTICIPATION AND ANY PROHIBITION ON
VOTING CONTAINED IN THE ARTICLES OF ASSOCIATION
OF THE COMPANY BE AND IS HEREBY RELAXED ACCORDINGLY
12. APPROVE A) THE RECKITT BENCKISER 2005 GLOBAL Management For *Management No
STOCK PROFIT PLAN IN THE NOTICE OF THE 2005 AGM Position Unknown
DATED 06 APR 2005, AND IN THE FORM OF THE DRAFT
RULES PRODUCED TO THE MEETING BE ADOPTED AND
THAT THE DIRECTORS, OR A COMMITTEE OF THE BOARD
OF DIRECTORS, BE AUTHORIZED TO DO ALL ACTS AND
THINGS NECESSARY OR DESIRABLE TO AMEND, IMPLEMENT
OR GIVE EFFECT TO THE SAME AND B) THE DIRECTORS
BE AUTHORIZED TO VOTE AND BE COUNTED IN THE QUORUM
ON ANY MATTER CONNECTED WITH THE PLAN REFERRED
TO IN PARAGRAPH A) OF THIS RESOLUTION EXCEPT
THAT A DIRECTOR MAY NOT BE COUNTED IN A QUORUM
OR VOTE IN RESPECT OF HIS OWN PARTICIPATION
AND ANY PROHIBITION ON VOTING CONTAINED IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY BE RELAXED
ACCORDINGLY
13. APPROVE A) THE RECKITT BENCKISER 2005 USA SAVINGS-RELATED Management For *Management No
SHARE OPTION PLAN, IN THE NOTICE OF THE 2005 Position Unknown
AGM DATED 06 APR 2005, AND IN THE FORM OF THE
DRAFT RULES PRODUCED TO THE MEETING BE ADOPTED
AND THAT THE DIRECTORS BE AUTHORIZED TO DO ALL
ACTS AND THINGS NECESSARY OR DESIRABLE TO AMEND,
IMPLEMENT, OR GIVE EFFECT TO THE SAME AND (B)
THE DIRECTORS BE AUTHORIZED TO VOTE AND BE COUNTED
IN THE QUORUM ON ANY MATTER CONNECTED WITH THE
PLAN REFERRED TO IN PARAGRAPH A) OF THIS RESOLUTION
EXCEPT THAT A DIRECTOR MAY NOT BE COUNTED IN
A QUORUM OR VOTE IN RESPECT OF HIS OWN PARTICIPATION
AND ANY PROHIBITION ON VOTING CONTAINED IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY BE ACCORDINGLY
14. AMEND THE RULES OF THE RECKITT BENCKISER SENIOR Management For *Management No
EXECUTIVE SHARE OWNERSHIP POLICY PLAN OF THE Position Unknown
NOTICE OF THE 2005 AGM DATED 06 APR 2005, AND
IN THE FORM OF THE DRAFT RULES PRODUCED TO THE
MEETING, AND THAT THE DIRECTORS BE AUTHORIZED
TO DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE
TO CARRY IT INTO EFFECT
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 20,000 20,000 2,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA Annual Meeting Date: 05/05/2005
Issuer: 817320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. ALEXANDER Management For For
MR. BARR Management For For
MR. DWORMAN Management For For
MR. LEFRAK Management For For
MR. SOVERN Management For For
MR. SULLIVAN Management For For
MR. TSAI Management For For
MR. WEINBERG Management For For
MR. WEINSTEIN Management For For
02 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For No
FOR CORPORATE EXECUTIVE OFFICERS
03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 203 74,600 74,600 74,600 5/2/2005
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 84,000 84,000 84,000 5/2/2005
GABELLI EQUITY TRUST INC. B01GETF0036152B 302 3,100 3,100 3,100 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/05/2005
Issuer: 844895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management No
GEORGE C. BIEHL Management Withheld Against
THOMAS E. CHESTNUT Management Withheld Against
MANUEL J. CORTEZ Management Withheld Against
RICHARD M. GARDNER Management Withheld Against
LEROY C. HANNEMAN, JR. Management Withheld Against
THOMAS Y. HARTLEY Management Withheld Against
JAMES J. KROPID Management Withheld Against
MICHAEL O. MAFFIE Management Withheld Against
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management Withheld Against
CAROLYN M. SPARKS Management Withheld Against
TERRENCE L. WRIGHT Management Withheld Against
NOMINATED AT THE MEETING SAL ZIZZA Shareholder For Against
02 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 20,000 20,000 20,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, HOT Annual Meeting Date: 05/05/2005
Issuer: 85590A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BARSHEFSKY Management For For
CHAPUS Management For For
DUNCAN Management For For
HEYER Management For For
HIPPEAU Management For For
QUAZZO Management For For
RYDER Management For For
STERNLICHT Management For For
YIH Management For For
YOUNGBLOOD Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 REAPPROVAL OF THE ANNUAL INCENTIVE PLAN FOR CERTAIN Management For For No
EXECUTIVES.
04 STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD Shareholder Against For No
OF DIRECTORS ADOPT A CONFIDENTIAL VOTING POLICY.
05 STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against For No
OF DIRECTORS ACT TO EXPENSE STOCK OPTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 203 38,000 38,000 38,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS Annual Meeting Date: 05/05/2005
Issuer: 879433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K.A. MUNDT Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
02 RATIFY ACCOUNTANTS FOR 2005. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 400,000 400,000 400,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.R. BARKER Management For For
R.L. CARRION Management For For
R.W. LANE Management For For
S.O. MOOSE Management For For
J. NEUBAUER Management For For
T.H. O'BRIEN Management For For
H.B. PRICE Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management For For
J.R. STAFFORD Management For For
R.D. STOREY Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against For No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against For No
05 BOARD COMPOSITION Shareholder Against For No
06 SEPARATE CHAIRMAN AND CEO Shareholder Against For No
07 DIRECTORS LIABILITY Shareholder Against For No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 135,000 135,000 135,000 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RIGGS NATIONAL CORPORATION RIGS Special Meeting Date: 05/06/2005
Issuer: 766570 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AMENDED AND RESTATED Management For For No
AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY
10, 2005, BY AND BETWEEN THE PNC FINANCIAL SERVICES
GROUP, INC. ( PNC ) AND RIGGS NATIONAL CORPORATION
( RIGGS ), WHICH PROVIDES FOR, AMONG OTHER THINGS,
THE MERGER OF RIGGS WITH AND INTO PNC.
02 SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE Management For For No
THE SPECIAL MEETING AND ADJOURNMENTS OF THE SPECIAL
MEETING INCLUDING WHETHER TO ADJOURN THE SPECIAL
MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 60,000 60,000 60,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HOSPIRA, INC. HSP Annual Meeting Date: 05/09/2005
Issuer: 441060 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IRVING W. BAILEY, II Management For For
JUDITH C. PELHAM Management For For
JACQUE J. SOKOLOV Management For For
02 PROPOSAL TO APPROVE THE HOSPIRA 2004 LONG-TERM Management For For No
STOCK INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE HOSPIRA, INC. 2004 PERFORMANCE Management For For No
INCENTIVE PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 1,500 1,500 1,500 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. TRN Annual Meeting Date: 05/09/2005
Issuer: 896522 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
02 TO APPROVE RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 50,000 50,000 50,000 5/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/10/2005
Issuer: 040157 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HECTOR DELEON Management For For
FRANK W. MARESH Management For For
ALLAN W. FULKERSON Management For For
DAVID HARTOCH Management For For
JOHN R. POWER, JR. Management For For
FAYEZ S. SAROFIM Management For For
MARK E. WATSON, III Management For For
GARY V. WOODS Management For For
H. BERRY CASH Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 34,000 34,000 34,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ITT INDUSTRIES, INC. ITT Annual Meeting Date: 05/10/2005
Issuer: 450911 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
STEVEN R. LORANGER Management For For
CURTIS J. CRAWFORD Management For For
CHRISTINA A. GOLD Management For For
RALPH F. HAKE Management For For
JOHN J. HAMRE Management For For
RAYMOND W. LEBOEUF Management For For
FRANK T. MACINNIS Management For For
LINDA S. SANFORD Management For For
MARKOS I. TAMBAKERAS Management For For
B RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
C APPROVAL OF AMENDMENT TO THE RESTATED ARTICLES Management For For No
OF INCORPORATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 120,000 120,000 120,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
IVANHOE MINES LTD. IVN Annual Meeting Date: 05/10/2005
Issuer: 46579N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT M. FRIEDLAND Management For For
R. EDWARD FLOOD Management For For
KJELD THYGESEN Management For For
ROBERT HANSON Management For For
JOHN WEATHERALL Management For For
MARKUS FABER Management For For
JOHN MACKEN Management For For
DAVID HUBERMAN Management For For
JOHN BRUK Management For For
HOWARD BALLOCH Management For For
PETER MEREDITH Management For For
02 APPOINTMENT OF AUDITORS: TO APPOINT DELOITTE Management For For No
& TOUCHE, CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE CORPORATION AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS.
03 EMPLOYEES AND DIRECTORS EQUITY INCENTIVE PLAN: Management For For No
TO APPROVE THE AMENDED AND RESTATED EMPLOYEE
S AND DIRECTORS EQUITY INCENTIVE PLAN AS DEFINED
IN SCHEDULE A OF THE MANAGEMENT PROXY CIRCULAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 2,000 2,000 2,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. JNS Annual Meeting Date: 05/10/2005
Issuer: 47102X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PAUL F. BALSER Management For For
GARY D. BLACK Management For For
ROBERT SKIDELSKY Management For For
02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT AUDITORS.
03 APPROVE THE 2005 LONG TERM INCENTIVE STOCK PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 140,000 140,000 140,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MIDAS, INC. MDS Annual Meeting Date: 05/10/2005
Issuer: 595626 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS L. BINDLEY Management For For
ROBERT R. SCHOEBERL Management For For
02 PROPOSAL TO APPROVE THE MIDAS, INC. AMENDED AND Management Against Against No
RESTATED STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For No
AS THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 116,000 116,000 116,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. NI Annual Meeting Date: 05/10/2005
Issuer: 65473P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN R. MCCRACKEN Management For For
IAN M. ROLLAND Management For For
ROBERT C. SKAGGS, JR. Management For For
JOHN W. THOMPSON Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
03 APPROVAL OF THE AMENDMENTS TO THE COMPANY S LONG-TERM Management Against Against No
INCENTIVE PLAN.
04 APPROVAL OF THE AMENDMENTS TO THE COMPANY S EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
05 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS ANNUALLY Shareholder Against For No
06 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS BY MAJORITY Shareholder Against For No
VOTE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 12,270 12,270 12,270 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU Annual Meeting Date: 05/10/2005
Issuer: 664397 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 AMENDMENT TO DECLARATION OF TRUST CONCERNING Management For For No
ELECTRONIC DISTRIBUTION OF NOTICES TO SHAREHOLDERS
AND VOTING METHODS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 300,000 300,000 300,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN Annual Meeting Date: 05/11/2005
Issuer: 031162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DR. DAVID BALTIMORE Management For For
MS. JUDITH C. PELHAM Management For For
MR. KEVIN W. SHARER Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2005.
03A STOCKHOLDER PROPOSAL #1 (IN VITRO TESTING) Shareholder Against For No
03B STOCKHOLDER PROPOSAL #2 (EXECUTIVE COMPENSATION) Shareholder Against For No
03C STOCKHOLDER PROPOSAL #3 (STOCK RETENTION) Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 52,000 52,000 52,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AUTONATION, INC. AN Annual Meeting Date: 05/11/2005
Issuer: 05329W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MIKE JACKSON Management For For
ROBERT J. BROWN Management For For
J.P. BRYAN Management For For
RICK L. BURDICK Management For For
WILLIAM C. CROWLEY Management For For
EDWARD S. LAMPERT Management For For
IRENE B. ROSENFELD Management For For
02 RATIFICATION OF KPMG LLP IS RECOMMENDED BY THE Management For For No
BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 230,000 230,000 230,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC GLH Annual Meeting Date: 05/11/2005
Issuer: 363595 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE REPORT OF THE DIRECTORS AND THE Management For For No
ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2004
AND THE AUDITORS REPORT THEREON.
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For For No
31 DECEMBER 2004 OF 21.5P PER ORDINARY SHARE.
03 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No
IN THE ANNUAL REPORT AND FINANCIAL STATEMENTS
2004.
04 DIRECTOR Management For No
MR. JOHN GILDERSLEEVE Management For For
MRS. ALISON CARNWATH Management For For
MR. NIGEL DUNLOP Management For For
MR. JAMES HOGAN Management For For
MR. STEWART HAINSWORTH Management For For
09 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For No
OF THE COMPANY AND TO FIX THEIR REMUNERATION.
10 THAT THE COMPANY BE AUTHORISED TO MAKE DONATIONS Management For For No
TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL
EXPENDITURE.
11 THAT GALLAHER LIMITED BE AUTHORISED TO MAKE DONATIONS Management For For No
TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL
EXPENDITURE.
12 THAT AUSTRIA TABAK GMBH & CO. KG BE AUTHORISED Management For For No
TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS
OR INCUR EU POLITICAL EXPENDITURE.
13 THAT THE REVISED RULES OF THE DEFERRED BONUS Management For For No
PLAN BE ADOPTED AS THE RULES OF THE COMPANY S
DEFERRED BONUS PLAN.
14 THAT THE REVISED RULES OF THE PERFORMANCE SHARE Management For For No
PLAN BE ADOPTED AS THE RULES OF THE COMPANY S
PERFORMANCE SHARE PLAN.
19 THAT THE UPDATED ARTICLES OF ASSOCIATION BE ADOPTED Management For For No
AS THE NEW ARTICLES OF ASSOCIATON OF THE COMPANY.
15 THAT THE PERFORMANCE CRITERIA APPLICABLE TO AWARDS Management For For No
GRANTED UNDER THE PERFORMANCE SHARE PLAN FOR
THE PERIOD 2004-2006 BE AMENDED.
16 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For For No
S ARTICLES OF ASSOCIATION THE SECTION 80 AMOUNT
SHALL BE 21,837,651 POUNDS.
17 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For For No
S ARTICLES OF ASSOCIATION THE SECTION 89 AMOUNT
SHALL BE 3,275,647 POUNDS.
18 THAT THE COMPANY BE AUTHORISED TO MAKE MARKET Management For For No
PURCHASES OF THE COMPANY S ORDINARY SHARES TO
A MAXIMUM NUMBER OF 65,512,953.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 234,000 234,000 234,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMEDIA INC. PRM Annual Meeting Date: 05/11/2005
Issuer: 74157K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOSEPH Y. BAE Management For For
DAVID A. BELL Management For For
BEVERLY C. CHELL Management For For
KELLY P. CONLIN Management For For
TIMOTHY D. DATTELS Management For For
MEYER FELDBERG Management For For
PERRY GOLKIN Management For For
H. JOHN GREENIAUS Management For For
HENRY R. KRAVIS Management For For
DEAN B. NELSON Management For For
02 TO APPROVE CERTAIN AMENDMENTS TO THE 1992 STOCK Management Against Against No
PURCHASE AND OPTION PLAN (AS AMENDED).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 400,000 400,000 400,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP RGC Annual Meeting Date: 05/11/2005
Issuer: 758766 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PHILIP F. ANSCHUTZ Management For For
MICHAEL J. DOLAN Management For For
STEPHEN A. KAPLAN Management For For
02 APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES Management For For No
OF CLASS A COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER OUR 2002 STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No
OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 29, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 14,000 14,000 14,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WEIR GROUP PLC AGM Meeting Date: 05/11/2005
Issuer: G95248137 ISIN: GB0009465807
SEDOL: 0946580
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE STATEMENTS OF ACCOUNTS Management For *Management No
FOR THE 53 WEEKS ENDED 31 DEC 2004 AND THE REPORTS Position Unknown
OF THE DIRECTORS AND AUDITORS THEREON
2. DECLARE A DIVIDEND Management For *Management No
Position Unknown
3. APPROVE THE REMUNERATION COMMITTEE REPORT AS Management For *Management No
SET OUT IN THE ANNUAL REPORT FOR THE 53 WEEKS Position Unknown
ENDED 31 DEC 2004
4. ELECT MR. S.A. KING AS A DIRECTOR Management For *Management No
Position Unknown
5. RE-ELECT PROFESSOR J.P. PERCY AS THE DIRECTOR, Management For *Management No
WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE Position Unknown
COMPANY S ARTICLES OF ASSOCIATION
6. RE-ELECT MR. M.W. SELWAY AS THE DIRECTOR, WHO Management For *Management No
RETIRES BY ROTATION IN ACCORDANCE WITH THE COMPANY Position Unknown
S ARTICLES OF ASSOCIATION
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management No
Position Unknown
8. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
9. AUTHORIZE THE DIRECTORS, FOR THE PURPOSE OF SECTION Management For *Management No
80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT Position Unknown
SECURITIES SECTION 80 UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 8,600,000; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY OR 11 AUG 2006; AND THE DIRECTORS
MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.10 AUTHORIZE THE DIRECTORS, FOR THE PURPOSE OF SECTION Management For *Management No
95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY Position Unknown
SECURITIES SECTION 94 OF THE ACT FOR CASH PURSUANT
TO THE AUTHORITY CONFERRED UPON THEM IN ACCORDANCE
WITH SECTION 80 OF THE ACT, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) , PROVIDED
THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS
ISSUE IN FAVOR OF ORDINARY SHAREHOLDERS; B) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,290,000;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 11 AUG 2006;
AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.11 AUTHORIZE THE COMPANY, PURSUANT TO SECTION 166 Management For *Management No
OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES Position Unknown
SECTION 163 OF THE ACT OF UP TO GBP 2,580,000,
BEING EQUAL TO APPROXIMATELY 10% OF THE PRESENT
ISSUED ORDINARY SHARES CAPITAL OF THE COMPANY,
AT A MINIMUM PRICE OF THE NOMINAL VALUE OF THAT
SHARE AND UP TO 105% OF THE AVERAGE MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR 11 NOV 2006; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 100,000 100,000 100,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 05/12/2005
Issuer: 017361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. FURLONG BALDWIN Management For For
ELEANOR BAUM Management For For
PAUL J. EVANSON Management For For
CYRUS F. FREIDHEIM, JR. Management For For
JULIA L. JOHNSON Management For For
TED J. KLEISNER Management For For
STEVEN H. RICE Management For For
GUNNAR E. SARSTEN Management For For
MICHAEL H. SUTTON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL REQUIRING MANAGEMENT TO Shareholder Against For No
RETAIN STOCK.
04 STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No
BOARD CHAIRMAN.
05 STOCKHOLDER PROPOSAL TO DISCOURAGE ANY OVEREXTENDED Shareholder Against For No
DIRECTORS.
06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No
OPTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 120,000 120,000 120,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AZTAR CORPORATION AZR Annual Meeting Date: 05/12/2005
Issuer: 054802 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN B. BOHLE Management For For
JOHN A. SPENCER Management For For
02 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2005.
03 THE ADOPTION OF THE SHAREHOLDER PROPOSAL, IF Shareholder Against For No
PRESENTED AT THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 115,000 115,000 115,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. CTL Annual Meeting Date: 05/12/2005
Issuer: 156700 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VIRGINIA BOULET Management For For
CALVIN CZESCHIN Management For For
JAMES B. GARDNER Management For For
GREGORY J. MCCRAY Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No
S INDEPENDENT AUDITOR FOR 2005.
03 APPROVAL OF THE 2005 MANAGEMENT INCENTIVE COMPENSATION Management For For No
PLAN.
04 APPROVAL OF THE 2005 DIRECTORS STOCK PLAN. Management For For No
05 APPROVAL OF THE 2005 EXECUTIVE OFFICER SHORT-TERM Management For For No
INCENTIVE PROGRAM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 10,000 10,000 10,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHRISTIAN DIOR SA CHDRF.PK MIX Meeting Date: 05/12/2005
Issuer: F26334106 ISIN: FR0000130403 BLOCKING
SEDOL: 4069030, 5690097, 4061393, 4194545
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
O.1 RECEIVE THE MANAGEMENT REPORT OF THE BOARD OF Management For *Management No
DIRECTORS AND THE GENERAL REPORT OF THE STATUTORY Position Unknown
AUDITORS, AND APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2004 FY
O.2 RECEIVE THE MANAGEMENT REPORT OF THE BOARD OF Management For *Management No
DIRECTORS, THE REPORT OF THE CHAIRMAN OF THE Position Unknown
BOARD OF DIRECTORS AND THE GENERAL REPORT OF
THE STATUTORY AUDITORS, AND APPROVE THE FINANCIAL
STATEMENTS AND THE BALANCE SHEET FOR THE YE 31
DEC 2004; AND GRANT DISCHARGE TO THE DIRECTORS
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
SAID FY
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITOR ON Management For *Management No
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE Position Unknown
FRENCH COMMERCIAL CODE, AND APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE AN AMOUNT OF EUR 82,741,928.90 CHARGED Management For *Management No
TO THE SPECIAL RESERVE ON LONG TERM CAPITAL GAINS Position Unknown
ACCOUNT WILL BE TRANSFERRED TO THE OTHER RESERVES
ACCOUNT; THE PAYMENT OF THE OUTSTANDING TAX,
AMOUNTING TO EUR 2,112,124.00 WILL BE CHARGED
TO THE OTHER RESERVES ACCOUNT
O.5 APPROVE THE APPROPRIATE AND DISTRIBUTE THE PROFITS Management For *Management No
OF THE FY, AS FOLLOWS: PROFITS: EUR 138,231,394.32; Position Unknown
PRIOR RETAINED EARNINGS: EUR 116,726,307.17;
DISTRIBUTABLE PROFITS: EUR 254 ,957,701.49; GLOBAL
DIVIDEND (EUR 0.97 PER SHARE): EUR 76,275,236.56;
THE BALANCE IS ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT: EUR 78,682,464.93; THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 0.97 PER SHARE;
AN INTERIM DIVIDEND OF EUR 0.32 PER SHARE, WITH
A TAX CREDIT OF EUR 0.16 PER SHARE WAS PAID ON
02 DEC 2004, THE BALANCE AMOUNTS TO EUR 0.65
WITH NO TAX CREDIT BUT ELIGIBLE FOR THE 50% ALLOWANCE;
IT WILL BE PAID ON 18 MAY 2005 AS REQUIRED BY
LAW
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BERNARD Management For *Management No
ARNAULT AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PIERRE Management For *Management No
GODE AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.8 APPOINT MR. SIDNEY TOLEDANO AS A DIRECTOR FOR Management For *Management No
A PERIOD OF 3 YEARS Position Unknown
O.9 APPROVE TO RESOLVE TO AWARD TOTAL ANNUAL FEES Management For *Management No
OF EUR 85,752.54 TO THE BOARD OF DIRECTORS Position Unknown
O.10 AUTHORIZES THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE GENERAL MEETING ON 13 Position Unknown
MAY 2004, TO TRADE IN THE COMPANY S SHARES ON
THE STOCK MARKET, AS PER THE FOLLOWING CONDITIONS:
MAXIMUM PURCHASE PRICE: EUR 90.00 MAXIMUM NUMBER
OF SHARES THAT MAY BE ACQUIRED: 908,635, PROVIDED
THAT IT SHALL NOT EXCEED 0.5% OF THE SHARE CAPITAL;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES AND IN PARTICULAR TO TRADE ON THE
STOCK MARKET; AUTHORITY EXPIRES AT THE END OF
18 MONTHS THE SHARE PURCHASES SHALL BE POSSIBLE
ONLY IF AIMING AT THE BUOYANCY OF THE MARKET,
IN THE EVENT OF A LIQUIDITY AGREEMENT WITH AN
INVESTMENT SERVICES SUPPLIER
O.11 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE GENERAL MEETING ON 13 Position Unknown
MAY 2004, TO REDUCE THE SHARE CAPITAL BY CANCELING
THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, PROVIDED THAT THE
TOTAL NUMBER OF SHARES CANCELLED IN THE 24 MONTHS
DOES NOT EXCEED 10% OF THE CAPITAL; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS
E.12 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE EGM ON 15 MAY 2003, Position Unknown
TO INCREASE IN ONE OR MORE TRANSACTIONS, THE
SHARE CAPITAL: IN FRANCE OR ABROAD, BY A MAXIMUM
NOMINAL AMOUNT OF EUR 40,000,000.00 BY WAY OF
ISSUING, WITH MAINTENANCE OF THE SHAREHOLDERS
PREFERENTIAL RIGHT OF SUBSCRIPTION, COMPANYS
ORDINARY SHARES AND OR SECURITIES GIVING ACCESS
TO SHARES IN THE COMPANY, OR GIVING RIGHT TO
A DEBT SECURITY; THE AMOUNT OF ALL CAPITAL INCREASES
RESULTING FROM THE ISSUES DECIDED BY RESOLUTIONS
NUMBER E.13, O.14, E.15 OR E.16 SHALL COUNT AGAINST
THIS AMOUNT; BY CAPITALIZING RETAINED EARNINGS,
PROFITS AND PREMIUMS, TO BE CARRIED OUT THROUGH
THE ISSUE OF BONUS SHARES OR THE RAISE OF THE
PAR VALUE OF THE EXISTING SHARES BY A MAXIMUM
NOMINAL AMOUNT WHICH SHALL NOT EXCEED THE OVERALL
AMOUNT OF CAPITALIZABLE SUMS; AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.13 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE CGM ON 15 MAY 2003; Position Unknown
TO INCREASE IN ONE OR MORE TRANSACTIONS, IN FRANCE
OR ABROAD, THE SHARE CAPITAL BY A MAXIMUM NOMINAL
AMOUNT OF EUR 40,000,000.00, BY WAY OF ISSUING,
WITH WAIVER OF THE SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS, COMPANY S ORDINARY SHARES
OR SECURITIES GIVING ACCESS TO SHARES IN THE
COMPANY OR GIVING RIGHT TO A DEBT SECURITY THE
AMOUNT OF ALL CAPITAL INCREASES RESULTING FROM
THE ISSUES DECIDED BY RESOLUTIONS NUMBER E.12,
O.14, E.15 OR E.16 SHALL COUNT AGAINST THIS AMOUNT;
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; AUTHORITY EXPIRES AT THE END OF
26 MONTHS
O.14 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL BY WAY OF ISSUING SHARES AND Position Unknown
SECURITIES GIVING ACCESS TO THE CAPITAL OR GIVING
RIGHT TO A DEBT SECURITY: EITHER IN CONSIDERATION
FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE
OFFER; EITHER, WITHIN THE LIMIT OF 10% OF THE
CAPITAL IN CONSIDERATION FOR THE CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY AND COMPRISED
OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS
TO SHARE CAPITAL; THE AMOUNT OF THIS CAPITAL
INCREASE SHALL COUNT AGAINST THE AMOUNT OF ALL
CAPITA INCREASE RESULTING FROM THE ISSUE DECIDED
BY RESOLUTIONS NUMBER E.12, E.13, E15 OR E.16;
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; AUTHORITY EXPIRES AT THE END OF
26 MONTHS
E.15 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE GENERAL MEETING ON 15 Position Unknown
MAY 2003; TO INCREASE THE SHARE CAPITAL IN ONE
OR MORE TRANSACTIONS, IN FAVOR OF THE COMPANY
AND ITS SUBSIDIARIES EMPLOYEES WHO ARE MEMBERS
OF A COMPANY SAVINGS PLAN; FOR AN AMOUNT, WHICH
SHALL NOT EXCEED 3% OF THE SHARE CAPITAL; THE
AMOUNT OF THIS CAPITAL INCREASE SHALL COUNT AGAINST
THE AMOUNT OF ALL CAPITAL INCREASES RESULTING
FROM THE ISSUES DECIDED BY RESOLUTIONS NUMBER
E.12, E.13, O.14 OR E.16; AND AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO FREELY ALLOCATE Management For *Management No
IN ONE OR MORE TRANSACTIONS, THE COMPANY S EXISTING Position Unknown
SHARES OR TO BE ISSUED, TO THE PROFIT OF THE
COMPANY AND ITS SUBSIDIARY EMPLOYEES AND OFFICERS,
IT BEING PROVIDED THAT THE TOTAL NUMBER OF SHARES
SHALL NOT EXCEED 3% OF THE REGISTERED CAPITAL
THE AMOUNT OF THIS CAPITAL INCREASE SHALL COUNT
AGAINST THE AMOUNT OF ALL CAPITAL INCREASES RESULTING
FROM THE ISSUES DECIDED BY RESOLUTIONS NUMBER
E.12, E.13, O.14 OR E.15; AND AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 38 MONTHS
E.17 AMEND THE ARTICLES OF ASSOCIATION IN ORDER TO Management For *Management No
ADAPT THEM TO THE LEGAL PROVISIONS: ARTICLE 18 Position Unknown
POWERS, ARTICLE 19 HOLDING OF MEETINGS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 21,000 21,000 21,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO Annual Meeting Date: 05/12/2005
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES Q. CROWE Management For For
RICHARD R. JAROS Management For For
EUGENE ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 220,000 220,000 220,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK Annual Meeting Date: 05/12/2005
Issuer: 264399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROGER AGNELLI* Management For For
G. ALEX BERNHARDT, SR.* Management For For
DENNIS R. HENDRIX* Management For For
A. MAX LENNON** Management For For
02 APPROVAL OF AMENDMENTS TO DUKE ENERGY S RESTATED Management For For No
ARTICLES OF INCORPORATION TO ELIMINATE CLASSIFICATION
OF DUKE ENERGY S BOARD OF DIRECTORS.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For No
ENERGY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 295,000 295,000 295,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON, PARIS LVMHF.PK MIX Meeting Date: 05/12/2005
Issuer: F58485115 ISIN: FR0000121014 BLOCKING
SEDOL: B043D61, 4061412, 2731364, 4061434, 4067119, 4617439
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ACKNOWLEDGE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
AND THE STATUTORY AUDITORS; APPROVE THE CONSOLIDATED Position Unknown
FINANCIAL STATEMENTS FOR THE YEAR 2004, IN THE
FORM PRESENTED TO THE MEETING
2. ACKNOWLEDGE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management No
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE Position Unknown
STATUTORY AUDITORS; APPROVE THE FINANCIAL STATEMENTS
AND THE BALANCE SHEET FOR THE YEAR 2004, IN THE
FORM PRESENTED TO THE MEETING; GRANT PERMANENT
DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
SAID FY
3. ACKNOWLEDGE THE SPECIAL REPORT OF THE AUDITORS Management For *Management No
ON THE AGREEMENTS GOVERNED BY THE ARTICLE L. Position Unknown
225-38 OF THE FRENCH COMMERCIAL CODE AND APPROVE
THE SAID REPORT AND THE AGREEMENTS REFERRED TO
THEREIN
4. ACKNOWLEDGE THE DRAWING OF THE AMOUNT OF EUR Management For *Management No
4,987,500.00 UPON THE RETAINED EARNINGS ACCOUNT Position Unknown
ON 31 DEC 2004, PURSUANT TO THE ARTICLE 39 OF
THE AMENDED FINANCE LAW FOR 2004; THIS AMOUNT
CORRESPONDS TO THE EXTRAORDINARY AND COMPULSORY
TAX OF 2.5% UPON THE SPECIAL RESERVE OF LONG-TERM
CAPITAL GAINS; FOLLOWING THIS THE RETAINED EARNINGS
ACCOUNT IS REDUCED TO EUR 927,138,052.53; APPROVE,
PURSUANT TO THE ABOVE ARTICLE, TO TRANSFER THE
AMOUNT OF EUR 200,000,000.00 POSTED TO THE SPECIAL
RESERVE OF LONG-TERM CAPITAL GAINS TO AN ORDINARY
RESERVE ACCOUNT; AN AMOUNT OF EUR 4,987,500 WILL
BE DRAWN UPON THIS RESERVE, FROM THE EXTRAORDINARY
TAX OF 2.5% IN ORDER TO REBUILD THE BALANCE OF
THE RETAINED EARNINGS, THUS AMOUNTING TO EUR
932,125,552.53
5. APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management For *Management No
PROFITS FOR THE FY: EUR 1,011,081,163.78; LEGAL Position Unknown
RESERVE: - PRIOR RETAINED EARNINGS: EUR 932,125,552.53;
DISTRIBUTABLE PROFITS: EUR 1,943,206,716.31;
SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS: NIL;
STATUTORY DIVIDEND: EUR 7,349,061.15; ADDITIONAL
DIVIDEND: EUR 458,091,478.35; PRECOMPTE: EUR
3,061,369.00; CARRIED FORWARD ACCOUNT: EUR 1,474,704,807.81;
IF THESE APPROPRIATIONS ARE ADOPTED THE DIVIDEND
WILL AMOUNT TO EUR 0.95 PER SHARE; THE REMAINING
DIVIDEND OF EUR 0.70, APART FROM THE DIVIDEND
OF EUR 0.125 ALREADY PAID, WILL BE PAID ON 18
MAY 2005; IN THE EVENT THAT THE COMPANY HOLDS
SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT
OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE
ALLOCATED TO THE RETAINED EARNINGS ACCOUNT
6. ELECT MR. NICOLAS BAZIRE AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
7. ELECT MR. ANTONIO BELLONI AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
8. ELECT MR. DIEGO VALLE AS A DIRECTOR FOR A PERIOD Management For *Management No
OF 3 YEARS Position Unknown
9. ELECT MR. JACQUES FRIEDMAN AS A DIRECTOR FOR Management For *Management No
A PERIOD OF 3 YEARS Position Unknown
10. ELECT MR. GILLES HENNESY AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
11. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE CGM MEETING OF 13 MAY Position Unknown
2004, TO BUY BACK THE COMPANY S SHARES ON THE
ON THE OPEN MARKET AS PER THE FOLLOWING CONDITIONS:
MAXIMUM PURCHASE PRICE: EUR 100.00; MAXIMUM NUMBER
OF SHARES TO BE TRADED: 10%; MAXIMUM TOTAL AMOUNT
OF THE PURCHASES : EUR 4,900,000,000.00; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
12. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 13 MAY Position Unknown
2004, TO REDUCE THE SHARE CAPITAL, IN ONE OR
SEVERAL TRANSACTIONS, BY CANCELING THE SHARES
HELD BY THE COMPANY IN CONNECTION WITH A STOCK
REPURCHASE PLAN, PROVIDED THAT THE TOTAL NUMBER
OF SHARES CANCELLED IN THE 24 MONTHS DOES NOT
EXCEED 10% OF THE CAPITAL; AUTHORITY IS GIVEN
FOR A PERIOD OF 18 MONTHS ; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
13. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 15 MAY Position Unknown
2004, TO INCREASE THE SHARE CAPITAL, IN ONE OR
MORE TRANSACTIONS, IN FRANCE OR ABROAD, BY MEANS
OF A PUBLIC OFFERING, BY A MAXIMUM NOMINAL AMOUNT
OF EUR 30,000,000.00, BY WAY OF ISSUING, WITH
THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS
MAINTAINED, ORDINARY SHARES AND, OR ANY SECURITIES
GIVING ACCESS TO THE CAPITAL OR GIVING THE RIGHT
TO A DEBT SECURITY; THE NOMINAL AMOUNT OF THE
CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS 14, 15, 16, 17, 18,
19 OR 20 SHALL COUNT AGAINST THIS AMOUNT; BY
WAY OF CAPITALIZING ALL OR PART OF THE RESERVES,
PROFITS OR, PREMIUMS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, TO BE
CARRIED OUT THROUGH THE ISSUE OF BONUS SHARES
OR THE RAISE OF THE PAR VALUE OF THE EXISTING
SHARES, BY A MAXIMUM NOMINAL AMOUNT, WHICH CAN
NOT EXCEED THE AGGREGATE AMOUNT OF THE SUMS WHICH
CAN BE CAPITALIZED; THIS AMOUNT WILL BE ADDED
TO THE AMOUNT OF EUR 30,000,000.00; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
14. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 15 MAY Position Unknown
2004, TO INCREASE THE SHARE CAPITAL, IN ONE OR
MORE TRANSACTIONS, IN FRANCE OR ABROAD, BY MEANS
OF A PUBLIC OFFERING, BY A MAXIMUM NOMINAL AMOUNT
OF EUR 30,000,000.00, BY WAY OF ISSUING, WITHOUT
THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS,
ORDINARY SHARES AND, OR ANY SECURITIES GIVING
ACCESS TO THE CAPITAL OR GIVING THE RIGHT TO
A DEBT SECURITY; THE NOMINAL AMOUNT OF THE CAPITAL
INCREASES RESULTING FROM THE ISSUANCES SET FORTH
IN RESOLUTIONS 13, 15, 16, 17, 18, 19 OR 20 SHALL
COUNT AGAINST THIS AMOUNT; AUTHORITY IS GIVEN
FOR A PERIOD OF 26 MONTHS; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
15. AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management No
IN ONE OR MORE TRANSACTIONS, WITH THE ISSUE OF Position Unknown
SHARES AND ANY SECURITIES GIVING ACCESS TO THE
CAPITAL OR GIVING THE RIGHT TO A DEBT SECURITY,
EITHER IN CONSIDERATION FOR SECURITIES TENDERED
IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY;
OR, WITHIN THE LIMIT OF 10% OF THE CAPITAL, IN
CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED
TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES
OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL;
THE NOMINAL AMOUNT OF THE CAPITAL INCREASES RESULTING
FROM THE ISSUANCES SET FORTH IN RESOLUTIONS 13,
14, 16, 17, 18, 19 OR 20 SHALL COUNT AGAINST
THIS AMOUNT; AUTHORITY IS GIVEN FOR A PERIOD
OF 26 MONTHS; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
16. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, Position Unknown
IN FRANCE OR ABROAD, BY MEANS OF A PUBLIC OFFERING
WITH THE ISSUE, WITH THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED, OF PREFERRED
SHARES WITH OR WITHOUT VOTING RIGHTS AND, OR
ANY SECURITIES GIVING ACCESS TO THE CAPITAL OR
GIVING THE RIGHT TO A DEBT SECURITY; THE MAXIMUM
NOMINAL VALUE OF THE CAPITAL INCREASES TO BE
CARRIED OUT UNDER THIS DELEGATION SHALL NOT EXCEED
EUR 30,000,000.00; THE NOMINAL AMOUNT OF THE
CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS 13, 14, 15, 17, 18,
19 OR 20 SHALL COUNT AGAINST THIS AMOUNT; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
17. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, Position Unknown
IN FRANCE OR ABROAD, BY MEANS OF A PUBLIC OFFERING
WITH THE ISSUE, WITHOUT THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED, OF PREFERRED
SHARES WITH OR WITHOUT VOTING RIGHTS AND, OR
ANY SECURITIES GIVING THE RIGHT TO PREFERENCE
SHARES TO WHICH COULD BE ATTACHED A DEBT SECURITY;
THE MAXIMUM NOMINAL VALUE OF THE CAPITAL INCREASES
TO BE CARRIED OUT UNDER THIS DELEGATION SHALL
NOT EXCEED EUR 30,000,000.00; THE NOMINAL AMOUNT
OF THE CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS 13, 14, 15, 16, 18,
19 OR 20 SHALL COUNT AGAINST THIS AMOUNT; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
18. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY GRANTED AT THE CGM MEETING OF Position Unknown
15 MAY 2004, TO INCREASE THE SHARE CAPITAL BY
CASH, IN FAVOR OF THE COMPANY AND ITS SUBSIDIARIES
EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS
PLAN; AND FOR AN AMOUNT WHICH SHALL NOT EXCEED
3% OF THE SHARE CAPITAL; THE AMOUNT SHALL COUNT
AGAINST THE NOMINAL AMOUNT OF THE CAPITAL INCREASES
RESULTING FROM THE ISSUANCES SET FORTH IN RESOLUTIONS
NUMBER 13, 14, 15, 16, 17, 19 OR 20; AUTHORITY
IS GIVEN FOR A PERIOD OF 26 MONTHS
19. AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITH Management For *Management No
ALLOCATIONS FREE OF CHARGE OF THE COMPANY S EXISTING Position Unknown
ORDINARY SHARES OR TO BE ISSUED, IN FAVOR OF
THE EMPLOYEES OR THE OFFICERS OF THE COMPANY
OR ITS SUBSIDIARIES, PROVIDED THAT THEY SHALL
NOT REPRESENT MORE THAN 1% OF THE SHARE CAPITAL;
THE AMOUNT SHALL COUNT AGAINST THE NOMINAL AMOUNT
OF THE CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS NUMBER 13, 14, 15, 16,
17, 18 OR 20; AUTHORITY IS GIVEN FOR A PERIOD
OF 38 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
20. AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management No
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
BY MEANS OF A PUBLIC OFFERING, WITH THE ISSUE
OF ORDINARY SHARE OR ANY OTHER SECURITIES GIVING
ACCESS TO THE CAPITAL OR THE RIGHT TO A DEBT
SECURITY, WITHOUT THE SHAREHOLDERS PREFERRED
RIGHTS IN THE FAVOR OF CREDIT INSTITUTIONS OR
THE COMPANIES GOVERNED BY THE CODE OF INSURANCES;
THE MAXIMUM NOMINAL VALUE OF CAPITAL INCREASES
TO BE CARRIED OUT UNDER THIS DELEGATION SHALL
NOT EXCEED EUR 30,000,000.00; THE NOMINAL AMOUNT
OF THE CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN THE RESOLUTIONS NUMBER 13, 14, 15,
17, 18 OR 19 SHALL COUNT AGAINST THIS AMOUNT;
AUTHORITY IS GIVEN FOR A PERIOD OF 18 MONTHS
; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 12,100 12,100 12,100 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON, PARIS LVMHF.PK MIX Meeting Date: 05/12/2005
Issuer: F58485115 ISIN: FR0000121014 BLOCKING
SEDOL: B043D61, 4061412, 2731364, 4061434, 4067119, 4617439
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 227087, DUE TO THE CANCELLATION OF 2 RESOLUTIONS Position Unknown
AND SOME RESOLUTIONS BEING MODIFIED. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
O.1 ACKNOWLEDGE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
AND THE STATUTORY AUDITORS; APPROVE THE CONSOLIDATED Position Unknown
FINANCIAL STATEMENTS FOR THE YEAR 2004, IN THE
FORM PRESENTED TO THE MEETING
O.2 ACKNOWLEDGE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management No
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE Position Unknown
STATUTORY AUDITORS; APPROVE THE FINANCIAL STATEMENTS
AND THE BALANCE SHEET FOR THE YEAR 2004, IN THE
FORM PRESENTED TO THE MEETING; GRANT PERMANENT
DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
SAID FY
O.3 ACKNOWLEDGE THE SPECIAL REPORT OF THE AUDITORS Management For *Management No
ON THE AGREEMENTS GOVERNED BY THE ARTICLE L. Position Unknown
225-38 OF THE FRENCH COMMERCIAL CODE AND APPROVE
THE SAID REPORT AND THE AGREEMENTS REFERRED TO
THEREIN
O.4 ACKNOWLEDGE THE DRAWING OF THE AMOUNT OF EUR Management For *Management No
4,987,500.00 UPON THE RETAINED EARNINGS ACCOUNT Position Unknown
ON 31 DEC 2004, PURSUANT TO THE ARTICLE 39 OF
THE AMENDED FINANCE LAW FOR 2004; THIS AMOUNT
CORRESPONDS TO THE EXTRAORDINARY AND COMPULSORY
TAX OF 2.5% UPON THE SPECIAL RESERVE OF LONG-TERM
CAPITAL GAINS; FOLLOWING THIS THE RETAINED EARNINGS
ACCOUNT IS REDUCED TO EUR 927,138,052.53; APPROVE,
PURSUANT TO THE ABOVE ARTICLE, TO TRANSFER THE
AMOUNT OF EUR 200,000,000.00 POSTED TO THE SPECIAL
RESERVE OF LONG-TERM CAPITAL GAINS TO AN ORDINARY
RESERVE ACCOUNT; AN AMOUNT OF EUR 4,987,500 WILL
BE DRAWN UPON THIS RESERVE, FROM THE EXTRAORDINARY
TAX OF 2.5% IN ORDER TO REBUILD THE BALANCE OF
THE RETAINED EARNINGS, THUS AMOUNTING TO EUR
932,125,552.53
O.5 APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management For *Management No
PROFITS FOR THE FY: EUR 1,011,081,163.78; LEGAL Position Unknown
RESERVE: - PRIOR RETAINED EARNINGS: EUR 932,125,552.53;
DISTRIBUTABLE PROFITS: EUR 1,943,206,716.31;
SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS: NIL;
STATUTORY DIVIDEND: EUR 7,349,061.15; ADDITIONAL
DIVIDEND: EUR 458,091,478.35; PRECOMPTE: EUR
3,061,369.00; CARRIED FORWARD ACCOUNT : EUR 1,474,704,807.81;
IF THESE APPROPRIATIONS ARE ADOPTED THE DIVIDEND
WILL AMOUNT TO EUR 0.95 PER SHARE; THE REMAINING
DIVIDEND OF EUR 0.70, WILL BE PAID ON 18 MAY
2005; IN THE EVENT THAT THE COMPANY HOLDS SOME
OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF
THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED
TO THE RETAINED EARNINGS ACCOUNT
O.6 ELECT MR. NICOLAS BAZIRE AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
O.7 ELECT MR. ANTONIO BELLONI AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
O.8 ELECT MR. DIEGO DELLA VALLE AS A DIRECTOR FOR Management For *Management No
A PERIOD OF 3 YEARS Position Unknown
O.9 ELECT MR. JACQUES FRIEDMAN AS A DIRECTOR FOR Management For *Management No
A PERIOD OF 3 YEARS Position Unknown
O.10 ELECT MR. GILLES HENNESY AS A DIRECTOR FOR A Management For *Management No
PERIOD OF 3 YEARS Position Unknown
O.11 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE CGM MEETING OF 13 MAY Position Unknown
2004, TO BUY BACK THE COMPANY S SHARES ON THE
ON THE OPEN MARKET AS PER THE FOLLOWING CONDITIONS:
MAXIMUM PURCHASE PRICE: EUR 100.00; MAXIMUM NUMBER
OF SHARES TO BE TRADED: 10%; MAXIMUM TOTAL AMOUNT
OF THE PURCHASES : EUR 4,900,000,000.00; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 13 MAY Position Unknown
2004, TO REDUCE THE SHARE CAPITAL, IN ONE OR
SEVERAL TRANSACTIONS, BY CANCELING THE SHARES
HELD BY THE COMPANY IN CONNECTION WITH A STOCK
REPURCHASE PLAN, PROVIDED THAT THE TOTAL NUMBER
OF SHARES CANCELLED IN THE 24 MONTHS DOES NOT
EXCEED 10% OF THE CAPITAL; AUTHORITY IS GIVEN
FOR A PERIOD OF 18 MONTHS ; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 15 MAY Position Unknown
2004, TO INCREASE THE SHARE CAPITAL, IN ONE OR
MORE TRANSACTIONS, IN FRANCE OR ABROAD, BY MEANS
OF A PUBLIC OFFERING, BY A MAXIMUM NOMINAL AMOUNT
OF EUR 30,000,000.00, BY WAY OF ISSUING, WITH
THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS
MAINTAINED, ORDINARY SHARES AND, OR ANY SECURITIES
GIVING ACCESS TO THE CAPITAL OR GIVING THE RIGHT
TO A DEBT SECURITY; THE NOMINAL AMOUNT OF THE
CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS 14, 15, 16, 17, OR 18,
SHALL COUNT AGAINST THIS AMOUNT; BY WAY OF CAPITALIZING
ALL OR PART OF THE RESERVES, PROFITS OR, PREMIUMS,
PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BY LAW AND UNDER THE BY-LAWS, TO BE CARRIED OUT
THROUGH THE ISSUE OF BONUS SHARES OR THE RAISE
OF THE PAR VALUE OF THE EXISTING SHARES, BY A
MAXIMUM NOMINAL AMOUNT, WHICH CAN NOT EXCEED
THE AGGREGATE AMOUNT OF THE SUMS WHICH CAN BE
CAPITALIZED; THIS AMOUNT WILL BE ADDED TO THE
AMOUNT OF EUR 30,000,000.00; AUTHORITY IS GIVEN
FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY OF THE CGM MEETING OF 15 MAY Position Unknown
2004, TO INCREASE THE SHARE CAPITAL, IN ONE OR
MORE TRANSACTIONS, IN FRANCE OR ABROAD, BY MEANS
OF A PUBLIC OFFERING, BY A MAXIMUM NOMINAL AMOUNT
OF EUR 30,000,000.00, BY WAY OF ISSUING, WITHOUT
THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS,
ORDINARY SHARES AND, OR ANY SECURITIES GIVING
ACCESS TO THE CAPITAL OR GIVING THE RIGHT TO
A DEBT SECURITY; THE NOMINAL AMOUNT OF THE CAPITAL
INCREASES RESULTING FROM THE ISSUANCES SET FORTH
IN RESOLUTIONS 13, 15, 16, 17, OR 18 SHALL COUNT
AGAINST THIS AMOUNT; AUTHORITY IS GIVEN FOR
A PERIOD OF 26 MONTHS ; AND AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management No
IN ONE OR MORE TRANSACTIONS, WITH THE ISSUE OF Position Unknown
SHARES AND ANY SECURITIES GIVING ACCESS TO THE
CAPITAL OR GIVING THE RIGHT TO A DEBT SECURITY,
EITHER IN CONSIDERATION FOR SECURITIES TENDERED
IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY;
OR, WITHIN THE LIMIT OF 10% OF THE CAPITAL, IN
CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED
TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES
OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL;
THE NOMINAL AMOUNT OF THE CAPITAL INCREASES RESULTING
FROM THE ISSUANCES SET FORTH IN RESOLUTIONS 13,
14, 16, 17, OR 18 SHALL COUNT AGAINST THIS AMOUNT;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, Position Unknown
IN FRANCE OR ABROAD, BY MEANS OF A PUBLIC OFFERING
WITH THE ISSUE, WITHOUT THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED, OF PREFERRED
SHARES WITH OR WITHOUT VOTING RIGHTS AND, OR
ANY SECURITIES GIVING THE RIGHT TO PREFERENCE
SHARES TO WHICH COULD BE ATTACHED A DEBT SECURITY;
THE MAXIMUM NOMINAL VALUE OF THE CAPITAL INCREASES
TO BE CARRIED OUT UNDER THIS DELEGATION SHALL
NOT EXCEED EUR 30,000,000.00; THE NOMINAL AMOUNT
OF THE CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS 13, 14, 15, 17 OR 18
SHALL COUNT AGAINST THIS AMOUNT; AUTHORITY IS
GIVEN FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF THE AUTHORITY GRANTED AT THE CGM MEETING OF Position Unknown
15 MAY 2004, TO INCREASE THE SHARE CAPITAL BY
CASH, IN FAVOR OF THE COMPANY AND ITS SUBSIDIARIES
EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS
PLAN; AND FOR AN AMOUNT WHICH SHALL NOT EXCEED
3% OF THE SHARE CAPITAL; THE AMOUNT SHALL COUNT
AGAINST THE NOMINAL AMOUNT OF THE CAPITAL INCREASES
RESULTING FROM THE ISSUANCES SET FORTH IN RESOLUTIONS
NUMBER 13, 14, 15, 16, OR 18; AUTHORITY IS GIVEN
FOR A PERIOD OF 26 MONTHS
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITH Management For *Management No
ALLOCATIONS FREE OF CHARGE OF THE COMPANY S EXISTING Position Unknown
ORDINARY SHARES OR TO BE ISSUED, IN FAVOR OF
THE EMPLOYEES OR THE OFFICERS OF THE COMPANY
OR ITS SUBSIDIARIES, PROVIDED THAT THEY SHALL
NOT REPRESENT MORE THAN 1% OF THE SHARE CAPITAL;
THE AMOUNT SHALL COUNT AGAINST THE NOMINAL AMOUNT
OF THE CAPITAL INCREASES RESULTING FROM THE ISSUANCES
SET FORTH IN RESOLUTIONS NUMBER 13, 14, 15, 16
OR 17; AUTHORITY IS GIVEN FOR A PERIOD OF 38
MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
* PLEASE NOTE THAT THIS IS A REVISION DUE TO REVISED Non-Voting *Management No
NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, Position Unknown
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 12,100 12,100 12,100 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MAYTAG CORPORATION MYG Annual Meeting Date: 05/12/2005
Issuer: 578592 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BARBARA R. ALLEN Management For For
HOWARD L. CLARK, JR. Management For For
LESTER CROWN Management For For
WILLIAM T. KERR Management For For
02 THE RATIFICATION OF THE SELECTION OF ERNST & Management For For No
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL
STATEMENTS FOR 2005.
03 THE COMPANY PROPOSAL TO AMEND BYLAWS TO CHANGE Management For For No
THE ELECTION OF DIRECTORS TO AN ANNUAL BASIS
FROM A CLASSIFIED BASIS.
04 THE PROPOSAL OF A STOCKHOLDER CONCERNING THE Shareholder Against For No
CLASSIFICATION OF THE BOARD OF DIRECTORS.
05 THE PROPOSAL OF A STOCKHOLDER CONCERNING ADOPTION Shareholder For Against No
OF POISON PILL PROVISIONS.
06 THE PROPOSAL OF A STOCKHOLDER CONCERNING A COMMITTEE Shareholder Against For No
TO REPORT ON OUTSOURCING/OFFSHORE MANUFACTURING.
07 THE PROPOSAL OF A STOCKHOLDER CONCERNING A CODE Shareholder Against For No
OF CONDUCT BASED ON INTERNATIONAL LABOR ORGANIZATION
STANDARDS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 60,000 60,000 60,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. RSG Annual Meeting Date: 05/12/2005
Issuer: 760759 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. O'CONNOR Management For For
HARRIS W. HUDSON Management For For
JOHN W. CROGHAN Management For For
W. LEE NUTTER Management For For
RAMON A. RODRIGUEZ Management For For
ALLAN C. SORENSEN Management For For
MICHAEL W. WICKHAM Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
03 STOCKHOLDER PROPOSAL TO REQUIRE STOCKHOLDER APPROVAL Shareholder Against For No
OF FUTURE SEVERANCE AGREEMENTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 65,000 65,000 65,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE GILLETTE COMPANY G Annual Meeting Date: 05/12/2005
Issuer: 375766 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL B. GIFFORD Management For For
RAY J. GROVES Management For For
FRED H. LANGHAMMER Management For For
MARJORIE M. YANG Management For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 125,000 125,000 125,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, I SUP Annual Meeting Date: 05/13/2005
Issuer: 868168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LOUIS L. BORICK Management For For
STEVEN J. BORICK Management For For
RAYMOND C. BROWN Management For For
02 APPROVAL OF AN INCENTIVE BONUS PLAN FOR STEVEN Management For For No
J. BORICK.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 20,000 20,000 20,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP. TRW Annual Meeting Date: 05/13/2005
Issuer: 87264S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOSHUA H. ASTROF Management For For
FRANCOIS J. CASTAING Management For For
PAUL H. O'NEILL Management For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
PUBLIC ACCOUNTANTS TO AUDIT THE CONSOLIDATED
FINANCIAL STATEMENTS OF TRW AUTOMOTIVE HOLDINGS
CORP. FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 190,000 190,000 190,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. WMI Annual Meeting Date: 05/13/2005
Issuer: 94106L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PASTORA S.J. CAFFERTY Management For For
FRANK M. CLARK, JR. Management For For
ROBERT S. MILLER Management For For
JOHN C. POPE Management For For
W. ROBERT REUM Management For For
STEVEN G. ROTHMEIER Management For For
DAVID P. STEINER Management For For
THOMAS H. WEIDEMEYER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 TO VOTE ON A PROPOSAL RELATING TO DISCLOSURE Shareholder Against For No
OF OUR STRATEGY ON OPPOSITION TO PRIVATIZATION.
04 TO VOTE ON A PROPOSAL RELATING TO ELECTION OF Shareholder Against For No
DIRECTORS BY MAJORITY VOTE.
05 TO VOTE ON A PROPOSAL RELATING TO DISCLOSURE Shareholder Against For No
OF POLITICAL CONTRIBUTIONS.
06 TO VOTE ON A PROPOSAL RELATING TO EXECUTIVE SEVERANCE Shareholder Against For No
AGREEMENTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 400,000 400,000 400,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. JPM Annual Meeting Date: 05/17/2005
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANS W. BECHERER Management For For
JOHN H. BIGGS Management For For
LAWRENCE A. BOSSIDY Management For For
STEPHEN B. BURKE Management For For
JAMES S. CROWN Management For For
JAMES DIMON Management For For
ELLEN V. FUTTER Management For For
WILLIAM H. GRAY III Management For For
WILLIAM B. HARRISON JR. Management For For
LABAN P. JACKSON JR. Management For For
JOHN W. KESSLER Management For For
ROBERT I. LIPP Management For For
RICHARD A. MANOOGIAN Management For For
DAVID C. NOVAK Management For For
LEE R. RAYMOND Management For For
WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management For For No
04 DIRECTOR TERM LIMITS Shareholder Against For No
05 SEPARATION OF CHAIRMAN AND CEO Shareholder Against For No
06 COMPETITIVE PAY Shareholder Against For No
07 RECOUP UNEARNED MANAGEMENT BONUSES Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 45,000 45,000 45,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK Annual Meeting Date: 05/17/2005
Issuer: 527288 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
IAN M. CUMMING Management For For
PAUL M. DOUGAN Management For For
LAWRENCE D. GLAUBINGER Management For For
ALAN J. HIRSCHFIELD Management For For
JAMES E. JORDAN Management For For
JEFFREY C. KEIL Management For For
JESSE CLYDE NICHOLS III Management For For
JOSEPH S. STEINBERG Management For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No
OF INCORPORATION INCREASING THE NUMBER OF THE
COMPANY S COMMON SHARES AUTHORIZED FOR ISSUANCE
TO 300,000,000.
03 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2003 Management For For No
SENIOR EXECUTIVE ANNUAL INCENTIVE BONUS PLAN
EXTENDING THE PLAN THROUGH FISCAL YEAR 2014.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 78,000 78,000 78,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION NOC Annual Meeting Date: 05/17/2005
Issuer: 666807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PHILLIP FROST Management For For
JOHN B. SLAUGHTER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION
OF DIRECTORS.
04 PROPOSAL TO AMEND THE 1993 STOCK PLAN FOR NON-EMPLOYEE Management Against Against No
DIRECTORS TO INCREASE THE NUMBER OF SHARES AVAILABLE.
05 SHAREHOLDER PROPOSAL REGARDING THE SIMPLE MAJORITY Shareholder Against For No
VOTE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 197,000 197,000 197,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN ENERGY HOMES, INC. SEHI Annual Meeting Date: 05/17/2005
Issuer: 842814 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WENDELL L. BATCHELOR Management For For
LOUIS C. HENDERSON, JR. Management For For
KEITH O. HOLDBROOKS Management For For
CLINTON O. HOLDBROOKS Management For For
JOHNNY R. LONG Management For For
JAMES A. TAYLOR Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 1,000 1,000 1,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION ALL Annual Meeting Date: 05/17/2005
Issuer: 020002 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
F. DUANE ACKERMAN Management For For
JAMES G. ANDRESS Management For For
EDWARD A. BRENNAN Management For For
W. JAMES FARRELL Management For For
JACK M. GREENBERG Management For For
RONALD T. LEMAY Management For For
EDWARD M. LIDDY Management For For
J. CHRISTOPHER REYES Management For For
H. JOHN RILEY, JR. Management For For
JOSHUA I. SMITH Management For For
JUDITH A. SPRIESER Management For For
MARY ALICE TAYLOR Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 PROVIDE CUMULATIVE VOTING FOR BOARD OF DIRECTORS. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 10,000 10,000 10,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE ST. JOE COMPANY JOE Annual Meeting Date: 05/17/2005
Issuer: 790148 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL L. AINSLIE Management For For
JOHN S. LORD Management For For
HUGH M. DURDEN Management For For
WALTER L. REVELL Management For For
THOMAS A. FANNING Management For For
PETER S. RUMMELL Management For For
ADAM W. HERBERT, JR. Management For For
WILLIAM H. WALTON, III Management For For
DELORES M. KESLER Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No
INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2005
FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 177,000 177,000 177,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR Annual Meeting Date: 05/17/2005
Issuer: 95709T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MOLLIE H. CARTER Management For For
JERRY B. FARLEY Management For For
JAMES S. HAINES, JR. Management For For
ARTHUR B. KRAUSE Management For For
02 AMENDMENT TO ARTICLES OF INCORPORATION THAT CHANGES Management For For No
THE NOTICE PERIOD FOR SUBMITTING SHAREHOLDER
PROPOSALS AND SHAREHOLDER NOMINEES
03 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005
04 SHAREHOLDER PROPOSAL REGARDING THE PROCESS FOR Shareholder Against For No
NOMINATION OF A DIRECTOR
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 255,000 255,000 255,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMR CORPORATION AMR Annual Meeting Date: 05/18/2005
Issuer: 001765 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GERARD J. ARPEY Management For For
JOHN W. BACHMANN Management For For
DAVID L. BOREN Management For For
EDWARD A. BRENNAN Management For For
ARMANDO M. CODINA Management For For
EARL G. GRAVES Management For For
ANN M. KOROLOGOS Management For For
MICHAEL A. MILES Management For For
PHILIP J. PURCELL Management For For
JOE M. RODGERS Management For For
JUDITH RODIN Management For For
MATTHEW K. ROSE Management For For
ROGER T. STAUBACH Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2005.
03 STOCKHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For No
FOR NON-EMPLOYEE DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 100,000 100,000 100,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. CPO Annual Meeting Date: 05/18/2005
Issuer: 219023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD J. ALMEIDA Management For For
GUENTHER E. GREINER Management For For
GREGORY B. KENNY Management For For
JAMES M. RINGLER Management For For
02 TO APPROVE AMENDMENTS TO THE CORN PRODUCTS INTERNATIONAL, Management Against Against No
INC., 1998 STOCK INCENTIVE PLAN WHICH WILL BE
REDESIGNATED AS THE CORN PRODUCTS INTERNATIONAL,
INC. STOCK INCENTIVE PLAN.
03 TO REAPPROVE THE CORN PRODUCTS INTERNATIONAL, Management For For No
INC. ANNUAL INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 100,000 100,000 100,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEPARTMENT 56, INC. DFS Annual Meeting Date: 05/18/2005
Issuer: 249509 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. BLOOM Management For For
SUSAN E. ENGEL Management For For
MICHAEL R. FRANCIS Management For For
CHARLES N. HAYSSEN Management For For
STEWART M. KASEN Management For For
REATHA CLARK KING Management For For
VIN WEBER Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 50,000 50,000 50,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG DB Annual Meeting Date: 05/18/2005
Issuer: D18190 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For No
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For No
BOARD OF MANAGING DIRECTORS FOR THE 2004 FINANCIAL
YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For No
SUPERVISORY BOARD FOR THE 2004 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2005 FINANCIAL Management For For No
YEAR
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For No
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION
ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Management For For No
TO (SECTION 71 (1) NO. 8 STOCK CORPORATION ACT)
08 ELECTION OF THE SUPERVISORY BOARD Management For For No
CMA COUNTER MOTION A Management For *Management No
Position Unknown
CMB COUNTER MOTION B Management For *Management No
Position Unknown
CMC COUNTER MOTION C Management For *Management No
Position Unknown
CMD COUNTER MOTION D Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 898 154,000 154,000 154,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DREYER'S GRAND ICE CREAM HOLDINGS, I DRYR Annual Meeting Date: 05/18/2005
Issuer: 261877 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAN L. BOOTH Management For For
P. BRABECK-LETMATHE Management For For
WILLIAM F. CRONK, III Management For For
JEAN-MARIE GURNE Management For For
TAHIRA HASSAN Management For For
JOHN W. LARSON Management For For
CARLOS E. REPRESAS Management For For
T. GARY ROGERS Management For For
TIMOTHY P. SMUCKER Management For For
JOE WELLER Management For For
02 THE APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE 2005 FISCAL YEAR OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 200,000 200,000 200,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 05/18/2005
Issuer: 398231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WINSTON J CHURCHILL JR. Management For For
EDGAR M. CULLMAN Management For For
FREDERICK M. DANZIGER Management For For
JOHN L. ERNST Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 55,000 55,000 55,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL Annual Meeting Date: 05/18/2005
Issuer: 406216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.L. CRANDALL Management For For
K.T. DERR Management For For
S.M. GILLIS Management For For
W.R. HOWELL Management For For
R.L. HUNT Management For For
D.J. LESAR Management For For
J.L. MARTIN Management For For
J.A. PRECOURT Management For For
D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For No
AUDITORS.
03 STOCKHOLDER PROPOSAL ON SEVERANCE AGREEMENTS. Shareholder Against For No
04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE Shareholder Against For No
THRESHOLD.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 70,000 70,000 70,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCCLATCHY COMPANY MNI Annual Meeting Date: 05/18/2005
Issuer: 579489 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ELIZABETH BALLANTINE Management For For
LEROY BARNES, JR. Management For For
S. DONLEY RITCHEY Management For For
MAGGIE WILDEROTTER Management For For
02 TO APPROVE MCCLATCHY S AMENDED AND RESTATED LONG-TERM Management For For No
INCENTIVE PLAN.
03 TO APPROVE MCCLATCHY S FORM OF INDEMNIFICATION Management For For No
AGREEMENT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE
2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 5,000 5,000 5,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY TRB Annual Meeting Date: 05/18/2005
Issuer: 896047 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROGER GOODAN Management For For
ENRIQUE HERNANDEZ, JR. Management For For
J. CHRISTOPHER REYES Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 280,000 280,000 280,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/19/2005
Issuer: 12686C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
VINCENT TESE Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No
OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 1,500,000 1,500,000 1,500,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG Annual Meeting Date: 05/19/2005
Issuer: 127209 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
10 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For No
11 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For No
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For No
01 FINANCIAL STATEMENTS Management For For No
02 DECLARATION OF FINAL DIVIDEND 2004 Management For For No
03 REPORT ON DIRECTORS REMUNERATION Management For For No
04 RE-APPOINTMENT OF WOLFGANG BERNDT Management For For No
05 RE-APPOINTMENT OF BOB STACK Management For For No
06 RE-APPOINTMENT OF ROSEMARY THORNE Management For For No
07 RE-APPOINTMENT OF BARONESS WILCOX Management For For No
08 RE-APPOINTMENT OF AUDITORS Management For For No
09 REMUNERATION OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 302 30,000 30,000 30,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW Annual Meeting Date: 05/19/2005
Issuer: 231561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For F No
OF COMMON STOCK INTO A SINGLE CLASS OF COMMON
STOCK BY CONVERTING THE COMMON STOCK AND CLASS
B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK
ON A ONE-FOR-ONE BASIS.
04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 45,000,000 SHARES
TO 100,000,000 SHARES.
05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No
LONG-TERM INCENTIVE PLAN.
06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management For For No
PLAN FOR NON-EMPLOYEE DIRECTORS.
07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 408 202,000 202,000 202,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. MAT Annual Meeting Date: 05/19/2005
Issuer: 577081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EUGENE P. BEARD Management For For
MICHAEL J. DOLAN Management For For
ROBERT A. ECKERT Management For For
TULLY M. FRIEDMAN Management For For
DR. ANDREA L. RICH Management For For
RONALD L. SARGENT Management For For
CHRISTOPHER A. SINCLAIR Management For For
G. CRAIG SULLIVAN Management For For
JOHN L. VOGELSTEIN Management For For
KATHY BRITTAIN WHITE Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS MATTEL S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2005.
03 APPROVAL OF THE MATTEL, INC. 2005 EQUITY COMPENSATION Management Against Against No
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING GOLDEN PARACHUTE Shareholder Against For No
VOTE PROVISION.
05 STOCKHOLDER PROPOSAL REGARDING CERTAIN REPORTS Shareholder Against For No
BY THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 100,000 100,000 100,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
RAYONIER INC. RYN Annual Meeting Date: 05/19/2005
Issuer: 754907 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES H. HANCE, JR.* Management For For
PAUL G. KIRK, JR.* Management For For
CARL S. SLOANE* Management For For
RICHARD D. KINCAID** Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 16,656 16,656 16,656 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. SMP Annual Meeting Date: 05/19/2005
Issuer: 853666 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withold Against No
02 STOCKHOLDER PROPOSAL CONCERNING PREFERRED SHARE Shareholder For Against No
PURCHASE RIGHTS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 160,000 160,000 160,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION SCH Annual Meeting Date: 05/19/2005
Issuer: 808513 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FRANK C. HERRINGER Management For For
STEPHEN T. MCLIN Management For For
CHARLES R. SCHWAB Management For For
ROGER O. WALTHER Management For For
ROBERT N. WILSON Management For For
02 APPROVAL OF AN AMENDMENT TO THE 2004 STOCK INCENTIVE Management For For No
PLAN REGARDING GRANTS TO NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF AN AMENDMENT TO THE CORPORATE EXECUTIVE Management For For No
BONUS PLAN REGARDING PERFORMANCE MEASURES.
04 STOCKHOLDER PROPOSAL REGARDING TERMS OF DIRECTORS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 45,000 45,000 45,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/19/2005
Issuer: 984332 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS.
01 DIRECTOR Management For No
TERRY S. SEMEL Management For For
JERRY YANG Management For For
ROY J. BOSTOCK Management For For
RONALD W. BURKLE Management For For
ERIC HIPPEAU Management For For
ARTHUR H. KERN Management For For
ROBERT A. KOTICK Management For For
EDWARD R. KOZEL Management For For
GARY L. WILSON Management For For
02 AMENDMENT OF THE 1995 STOCK PLAN. Management Against Against No
03 AMENDMENT OF THE 1996 DIRECTORS STOCK OPTION Management For For No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 30,000 30,000 30,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION CMS Annual Meeting Date: 05/20/2005
Issuer: 125896 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MERRIBEL S. AYRES Management For For
RICHARD M. GABRYS Management For For
EARL D. HOLTON Management For For
DAVID W. JOOS Management For For
PHILIP R. LOCHNER, JR. Management For For
MICHAEL T. MONAHAN Management For For
JOSEPH F. PAQUETTE, JR. Management For For
PERCY A. PIERRE Management For For
S. KINNIE SMITH, JR. Management For For
KENNETH L. WAY Management For For
KENNETH WHIPPLE Management For For
JOHN B. YASINSKY Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 100,000 100,000 100,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG Annual Meeting Date: 05/20/2005
Issuer: 210371 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
YVES C. DE BALMANN Management For For
F.A. HRABOWSKI, III Management For For
NANCY LAMPTON Management For For
LYNN M. MARTIN Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 8,000 8,000 8,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/20/2005
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
A DIRECTOR Management For No
H. JESSE ARNELLE Management For For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
LEWIS HAY, III Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES II Management For For
PAUL R. TREGURTHA Management For For
FRANK G. ZARB Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 20,000 20,000 20,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON GROUP PLC HLTGY.PK AGM Meeting Date: 05/20/2005
Issuer: G45098103 ISIN: GB0005002547
SEDOL: 5474752, 0500254
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS FOR Management For *Management No
2004 Position Unknown
2. DECLARE A FINAL DIVIDEND Management For *Management No
Position Unknown
3. RE-APPOINT MR. C. BELL AS A DIRECTOR Management For *Management No
Position Unknown
4. RE-APPOINT MR. S.F. BOLLENBACH AS A DIRECTOR Management For *Management No
Position Unknown
5. REAPPOINT MR. D.M.C. MICHELS AS A DIRECTOR Management For *Management No
Position Unknown
6. APPOINT MR. I.R. CARTER AS A DIRECTOR Management For *Management No
Position Unknown
7. APPOINT MR. C.P. WICKS AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR AND Management For *Management No
AUTHORIZE THE DIRECTORS TO AGREE THE AUDITOR Position Unknown
S REMUNERATION
9. APPROVE THE REMUNERATION REPORT Management For *Management No
Position Unknown
10. AUTHORIZE DONATIONS TO EU POLITICAL ORGANIZATIONS Management For *Management No
AND EU POLITICAL EXPENDITURE Position Unknown
11. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management No
Position Unknown
12. AUTHORIZE THE DIRECTORS TO ALLOT SHARES Management For *Management No
Position Unknown
13. APPROVE TO DISAPPLY SECTION 89(1) OF THE COMPANIES Management Against *Management No
ACT 1985 Position Unknown
14. AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 2,530,000 2,530,000 2,2530,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PACTIV CORP. PTV Annual Meeting Date: 05/20/2005
Issuer: 695257 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LARRY D. BRADY Management For For
K. DANE BROOKSHER Management For For
ROBERT J. DARNALL Management For For
MARY R (NINA) HENDERSON Management For For
ROGER B. PORTER Management For For
RICHARD L. WAMBOLD Management For For
NORMAN H. WESLEY Management For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For No
INDEPENDENT PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 120,000 120,000 120,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION SEE Annual Meeting Date: 05/20/2005
Issuer: 81211K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANK BROWN Management For For
MICHAEL CHU Management For For
LAWRENCE R. CODEY Management For For
T.J. DERMOT DUNPHY Management For For
CHARLES F. FARRELL, JR. Management For For
WILLIAM V. HICKEY Management For For
JACQUELINE B. KOSECOFF Management For For
KENNETH P. MANNING Management For For
WILLIAM J. MARINO Management For For
02 APPROVAL OF THE 2005 CONTINGENT STOCK PLAN OF Management For For No
SEALED AIR CORPORATION
03 APPROVAL OF THE PERFORMANCE-BASED COMPENSATION Management For For No
PROGRAM OF SEALED AIR CORPORATION AS AMENDED
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 1,000 1,000 1,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX Annual Meeting Date: 05/20/2005
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES L. BARKSDALE Management For For
STEPHEN F. BOLLENBACH Management For For
STEPHEN M. CASE Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
JESSICA P. EINHORN Management For For
MILES R. GILBURNE Management For For
CARLA A. HILLS Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
R.E. TURNER Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF AUDITORS. Management For For No
03 STOCKHOLDER PROPOSAL REGARDING PAY COMPARISON. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 800,000 800,000 800,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TXU CORP. TXU Annual Meeting Date: 05/20/2005
Issuer: 873168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DEREK C. BONHAM Management For For
E. GAIL DE PLANQUE Management For For
WILLIAM M. GRIFFIN Management For For
KERNEY LADAY Management For For
JACK E. LITTLE Management For For
ERLE NYE Management For For
J.E. OESTERREICHER Management For For
MICHAEL W. RANGER Management For For
HERBERT H. RICHARDSON Management For For
C. JOHN WILDER Management For For
02 APPROVAL OF THE 2005 OMNIBUS INCENTIVE PLAN Management For For No
03 APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 83,000 83,000 83,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. HSIC Annual Meeting Date: 05/24/2005
Issuer: 806407 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
DR. MARGARET A. HAMBURG Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
NORMAN S. MATTHEWS Management For For
MARVIN H. SCHEIN Management For For
DR. LOUIS W. SULLIVAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2001 Management For For No
HENRY SCHEIN, INC. SECTION 162(M) CASH BONUS PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 34,000 34,000 34,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC KRYAY.PK AGM Meeting Date: 05/24/2005
Issuer: G52416107 ISIN: IE0004906560
SEDOL: 0490656, B01ZKX6, B014WT3, 4519579
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE ACCOUNTS FOR THE YE Management For *Management No
31 DEC 2004 AND THE DIRECTORS AND AUDITORS Position Unknown
REPORTS THEREON
2. DECLARE A FINAL DIVIDEND AS RECOMMENDED BY THE Management For *Management No
DIRECTORS Position Unknown
3.a1 RE-ELECT MR. DERTIS BUCKLEY, WHO RETIRES IN ACCORDANCE Management For *Management No
IN ACCORDANCE WITH THEPROVISIONS OF THE COMBINED Position Unknown
CODE ON CORPORATE GOVERNANCE
3.a2 RE-ELECT MR. EUGENE MCSWEENEY, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH THE PROVISIONS Position Unknown
OF THE COMBINED CODE ON CORPORATE GOVERNANCE
3.b1 RE-ELECT MR. PATRICK A BARRETT, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE Position Unknown
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b2 RE-ELECT MR. JAMES V BROSNAN, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE Position Unknown
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b3 RE-ELECT MR. WALTER COSTELLOE, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE Position Unknown
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b4 RE-ELECT MR. PATRICK MINOGUE, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE Position Unknown
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b5 RE-ELECT MR. STAN MCCARTHY, WHO RETIRES IN ACCORDANCE Management For *Management No
IN ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES Position Unknown
OF ASSOCIATION OF THE COMPANY
3.c RE-ELECT MR. DERRIS CARROLL, WHO RETIRES IN ACCORDANCE Management For *Management No
IN ACCORDANCE WITH ARTICLE 102 OF THE ARTICLES Position Unknown
OF ASSOCIATION OF THE COMPANY
3.d RE-ELECT MR. DONAL O DONOGHUE, WHO RETIRES IN Management For *Management No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 100 OF Position Unknown
THE ARTICLES OF ASSOCIATION OF THE COMPANY
4. APPROVE THE DIRECTORS BE PAID AS FEES IN RESPECT Management For *Management No
OF EACH YEAR COMMENCING WITHTHE YE 31 DEC 2005, Position Unknown
SUCH SUM NOT EXCEEDING EUR 1,000,000 IN AGGREGATE
IN ANY YEAR, AS THE DIRECTORS SHAFT DETERMINE,
WHICH SUM SHALL BE DIVIDED AMONGST THEM IN SUCH
PROPORTION AS THEY SHELL DETERMINE
5. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
S.6 APPROVE THAT AUTHORIZED SHARE CAPITAL OF THE Management For *Management No
COMPANY BE INCREASED TO EUR 35,000,000 DIVIDED Position Unknown
INTO 280,000,000 A ORDINARY SHARES OF EUR 0.125
EACH AND AMEND ARTICLE 3 OF THE ARTICLES OF ASSOCIATION
S.7 AMEND ARTICLE 114 OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY DELETING IT AND REPLACINGIT WITH A NEW ONE Position Unknown
8. AUTHORIZE THE DIRECTORS TO EXERCISE ALL THE POWERS Management For *Management No
OF THE COMPANY TO ALLOT RELEVANT SECURITIES WITHIN Position Unknown
THE MEANING OF SECTION 20 OF THE COMPANIES AMENDMENT
ACT 1983; THE MAXIMUM AMOUNT OF THE RELEVANT
SECURITIES WHICH MAY BE ALLOTTED UNDER THE AUTHORITY
HEREBY CONFERRED SHALL BE THE AUTHORIZED BUT
UNISSUED A ORDINARY SHARES IN THE CAPITAL OF
THE COMPANY; THE AUTHORITY HEREBY CONFERRED SHALL
EXPIRE ON 24 AUG 2006 UNLESS AND TO THE EXTENT
THAT SUCH AUTHORITY IS RENEWED, REVOKED OR EXTENDED
PRIOR TO SUCH DATE; THE COMPANY MAY BEFORE SUCH
EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD
OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT
RELEVANT SECURITIES IN PURSUANCE OF SUCH OFFER
OR AGREEMENT, NOTWITHSTANDING THAT THE AUTHORITY
HEREBY CONFERRED HAS EXPIRED
S.10 AMEND ARTICLE 2(A) OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY DELETING IT AND REPLACING IT WITH A NEW ONE Position Unknown
S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTIONS Management For *Management No
23 AND 24(1) OF THE COMPANIES AMENDMENT ACT, Position Unknown
1983 TO ALLOT EQUITY SECURITIES WITHIN THE MEANING
OF THE SAID SECTION 23 FOR CASH AS IF SECTION
23(1) OF THE SAID ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT PROVIDED THAT THIS POWER SHALL EXPIRE
ON 24 AUG 2006 UNLESS AND TO THE EXTENT THAT
SUCH AUTHORITY IS RENEWED, REVOKED OR EXTENDED
PRIOR TO SUCH DATE, SAVE THAT THE COMPANY MAY
BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT
WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES
TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH
AN OFFER OR AGREEMENT AS IF THE POWER CONFERRED
BY THIS PARAGRAPH HAD NOT EXPIRED AND PROVIDED
THAT THE MAXIMUM AMOUNT OF EQUITY SECURITIES
WITHIN THE MEANING OF THE SAID SECTION 23 WHICH
MAY BE ALLOTTED UNDER THIS AUTHORITY SHALL NOT
EXCEED IN AGGREGATE THE EQUIVALENT OF 5% OF THE
ISSUED A ORDINARY SHARE CAPITAL OF THE COMPANY
AT THE DATE HEREOF
S.11 AMEND ARTICLE 7 OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY DELETING IT AND REPLACING IT WITH A NEW ONE Position Unknown
S.12 AMEND ARTICLE 13A OF THE ARTICLES OF ASSOCIATION Management For *Management No
BY DELETING IT AND REPLACINGIT WITH A NEW ONE Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 75,000 75,000 75,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. MLM Annual Meeting Date: 05/24/2005
Issuer: 573284 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SUE W. COLE Management For For
LAREE E. PEREZ Management For For
WILLIAM B. SANSOM Management For For
STEPHEN P. ZELNAK, JR. Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For No
AS INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 14,000 14,000 14,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 05/24/2005
Issuer: 749121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LINDA G. ALVARADO Management For For
CANNON Y. HARVEY Management For For
RICHARD C. NOTEBAERT Management For For
02 MANAGEMENT PROPOSAL - RATIFICATION OF THE APPOINTMENT Management For For No
OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2005
YOUR BOARD OF DIRECTORS RECOMMENDS YOU VOTE
FOR ITEM 2.
03 STOCKHOLDER PROPOSAL - REQUESTING WE ADOPT A Shareholder Against For No
POLICY THAT ALL MEMBERS OF CERTAIN COMMITTEES
OF THE BOARD OF DIRECTORS SHALL BE INDEPENDENT
UNDER A DEFINITION OF INDEPENDENCE ADOPTED
BY THE COUNCIL OF INSTITUTIONAL INVESTORS YOUR
BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST
ITEM 3.
04 STOCKHOLDER PROPOSAL - REQUESTING WE SEEK STOCKHOLDER Shareholder Against For No
APPROVAL OF CERTAIN BENEFITS FOR SENIOR EXECUTIVES
UNDER OUR NON-QUALIFIED PENSION PLAN OR ANY SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN YOUR BOARD OF DIRECTORS
RECOMMENDS YOU VOTE AGAINST ITEM 4.
05 STOCKHOLDER PROPOSAL - REQUESTING WE ADOPT A Shareholder Against For No
POLICY WHEREBY, IN THE EVENT OF A SUBSTANTIAL
RESTATEMENT OF FINANCIAL RESULTS, OUR BOARD SHALL
REVIEW CERTAIN PERFORMANCE-BASED COMPENSATION
MADE TO EXECUTIVE OFFICERS AND PURSUE LEGAL REMEDIES
TO RECOVER SUCH COMPENSATION YOUR BOARD OF DIRECTORS
RECOMMENDS YOU VOTE AGAINST ITEM 5.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 1,000,000 1,000,000 1,000,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO TIAMF.PK EGM Meeting Date: 05/24/2005
Issuer: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM THERE WILL BE A SECOND CALL ON 27 Position Unknown
MAY 2005. YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management No
YOU. Position Unknown
O.1 GRANT AUTHORITY TO PURCHASE OWN SHARES AS PER Management For *Management No
ARTICLE 2357 AND CONSEQUENTIAL OF THE ITALIAN Position Unknown
CIVIL CODE, NONETHELESS OF ARTICLE 132 OF LEGISLATIVE
DECREE NUMBER 58/1998
O.2 ANY ADJOURNMENT Management For *Management No
Position Unknown
E.1 APPROVE TO DECREASE STOCK CAPITAL AS PER ARTICLE Management For *Management No
2445 C.C FOR A MAXIMUM AMOUNT OF EUR 11,110,789.35 Position Unknown
THROUGH DISSOLUTION OF OWN SHARES
E.2 ANY ADJOURNMENT Management For *Management No
Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management No
OF RECORD DATE AND DETAILED AGENDA. IF YOU HAVE Position Unknown
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 25,256 25,256 25,256 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION APH Annual Meeting Date: 05/25/2005
Issuer: 032095 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RONALD P. BADIE Management For For
DEAN H. SECORD Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
PUBLIC ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 2,000 2,000 2,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BCE INC. BCE Annual Meeting Date: 05/25/2005
Issuer: 05534B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
A. BERARD Management For For
R.A. BRENNEMAN Management For For
R.J. CURRIE Management For For
A.S. FELL Management For For
D. SOBLE KAUFMAN Management For For
B.M. LEVITT Management For For
E.C. LUMLEY Management For For
J. MAXWELL Management For For
J.H. MCARTHUR Management For For
T.C. O'NEILL Management For For
J.A. PATTISON Management For For
R.C. POZEN Management For For
M.J. SABIA Management For For
P.M. TELLIER Management For For
V.L. YOUNG Management For For
B APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR. Management For For No
C FORBID ANY COMMERCIAL RELATIONSHIP WITH THE EXTERNAL Shareholder Against For No
AUDITOR AND ITS AFFILIATES OTHER THAN IN CONNECTION
WITH THE AUDITING OF BCE S FINANCIAL STATEMENTS.
D LIMIT THE NUMBER OF YEARS DURING WHICH AN INDEPENDENT Shareholder Against For No
DIRECTOR MAY SERVE ON THE BOARD.
E IMPLEMENT A CUMULATIVE VOTING MECHANISM FOR THE Shareholder Against For No
ELECTION OF THE DIRECTORS.
F REPLACE THE STOCK OPTION PLAN WITH A RESTRICTED Shareholder Against For No
SHARE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 280,000 280,000 280,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DENNY'S CORPORATION DNYY Annual Meeting Date: 05/25/2005
Issuer: 24869P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VERA K. FARRIS Management For For
VADA HILL Management For For
BRENDA J. LAUDERBACK Management For For
NELSON J. MARCHIOLI Management For For
ROBERT E. MARKS Management For For
MICHAEL MONTELONGO Management For For
HENRY J. NASELLA Management For For
DONALD R. SHEPHERD Management For For
DEBRA SMITHART-OGLESBY Management For For
02 A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS THE PRINCIPAL INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF DENNY S CORPORATION AND ITS
SUBSIDIARIES FOR THE YEAR 2005.
03 A PROPOSAL TO APPROVE AN AMENDMENT TO THE DENNY Management For For No
S CORPORATION 2004 OMNIBUS INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 10,108 10,108 10,108 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/25/2005
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
M.J. BOSKIN Management For For
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
H.A. MCKINNELL, JR. Management For For
M.C. NELSON Management For For
L.R. RAYMOND Management For For
W.V. SHIPLEY Management For For
R.W. TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28). Management For For No
03 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against For No
04 BOARD COMPENSATION (PAGE 31). Shareholder Against For No
05 INDUSTRY EXPERIENCE (PAGE 32). Shareholder Against For No
06 ACEH SECURITY REPORT (PAGE 33). Shareholder Against For No
07 AMENDMENT OF EEO POLICY (PAGE 34). Shareholder Against For No
08 BIODIVERSITY IMPACT REPORT (PAGE 36). Shareholder Against For No
09 CLIMATE SCIENCE REPORT (PAGE 37). Shareholder Against For No
10 KYOTO COMPLIANCE REPORT (PAGE 40). Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 80,000 80,000 80,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC GSK Annual Meeting Date: 05/25/2005
Issuer: 37733W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O1 DIRECTORS REPORT AND FINANCIAL STATEMENTS Management For For No
O2 REMUNERATION REPORT Management For For No
O3 TO ELECT SIR CHRISTOPHER GENT AS A DIRECTOR Management For For No
O4 TO ELECT SIR DERYCK MAUGHAN AS A DIRECTOR Management For For No
O5 TO ELECT MR JULIAN HESLOP AS A DIRECTOR Management For For No
O6 TO RE-ELECT DR JEAN-PIERRE GARNIER AS A DIRECTOR Management For For No
O7 TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR Management For For No
O8 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR Management For For No
O9 TO RE-ELECT DR LUCY SHAPIRO AS A DIRECTOR Management For For No
O10 RE-APPOINTMENT OF AUDITORS Management For For No
O11 REMUNERATION OF AUDITORS Management For For No
S12 TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO Management For For No
EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL
EXPENDITURE
S13 DISAPPLICATION OF PRE-EMPTION RIGHTS* Management Against Against No
S14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Management For For No
SHARES*
S15 INSERTION OF NEW ARTICLE 48A INTO ARTICLES OF Management For For No
ASSOCIATION*
S16 DELETION OF ARTICLE 154.2 OF ARTICLES OF ASSOCIATION* Management For For No
S17 AMENDMENT OF ARTICLE 81 OF ARTICLES OF ASSOCIATION* Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 4,000 4,000 4,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. GTI Annual Meeting Date: 05/25/2005
Issuer: 384313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
R. EUGENE CARTLEDGE Management For For
MARY B. CRANSTON Management For For
JOHN R. HALL Management For For
HAROLD E. LAYMAN Management For For
FERRELL P. MCCLEAN Management For For
MICHAEL C. NAHL Management For For
FRANK A. RIDDICK III Management For For
CRAIG S. SHULAR Management For For
B TO APPROVE THE GRAFTECH 2005 EQUITY INCENTIVE Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 70,000 70,000 70,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SCMP GROUP LTD SCPXY.PK AGM Meeting Date: 05/25/2005
Issuer: G7867B105 ISIN: BMG7867B1054
SEDOL: 6824657, 5752737, B02V4Q4, 6425243
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE AUDITED FINANCIAL STATEMENTS AND Management For *Management No
THE DIRECTORS REPORT AND THE AUDITORS REPORT Position Unknown
FOR THE YE 31 DEC 2004
2. APPROVE THE PAYMENT OF A FINAL AND A SPECIAL Management For *Management No
DIVIDEND DISTRIBUTION FROM THE CONTRIBUTED SURPLUS Position Unknown
ACCOUNT
3.a RE-ELECT MR. KUOK KHOON EAN AS AN EXECUTIVE DIRECTOR Management For *Management No
Position Unknown
3.b RE-ELECT MR. RONALD J. ARCULLI AS AN INDEPENDENT Management For *Management No
NON-EXECUTIVE DIRECTOR Position Unknown
3.c RE-ELECT TAN SRI DR. KHOO KAY PENG AS A NON-EXECUTIVE Management For *Management No
DIRECTOR Position Unknown
3.d RE-ELECT MR. ROBERT NG CHEE SIANG AS A NON-EXECUTIVE Management For *Management No
DIRECTOR Position Unknown
4. AUTHORIZE THE BOARD TO FIX DIRECTORS FEE Management For *Management No
Position Unknown
5. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management No
AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION Position Unknown
S.6 AMEND THE BYE-LAWS OF THE COMPANY, WITH EFFECT Management For *Management No
FROM THE CONCLUSION OF THE AGM AS FOLLOWS: A) Position Unknown
BY ADDING THE SPECIFIED NEW BYE-LAW 70A IMMEDIATELY
AFTER BYE-LAW 70; B) BY DELETING BYE-LAW 99 IN
ITS ENTIRETY AND REPLACING IT WITH SPECIFIED
ONE; C) BY ADDING THE SPECIFIED PARAGRAPH IMMEDIATELY
AFTER BYE-LAW 100(II) AND RE-NUMBERING EXISTING
BYE-LAWS 100(III) AND (IV) AS BYE-LAWS 100(IV)
AND (V) RESPECTIVELY; D) BY ADDING THE SPECIFIED
BYE-LAW 104A IMMEDIATELY AFTER BYE-LAW 104
7. AUTHORIZE THE DIRECTORS, DURING OR AFTER THE Management For *Management No
RELEVANT PERIOD AS SPECIFIED OF ALL THE POWERS Position Unknown
OF THE COMPANY, TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OR SECURITIES CONVERTIBLE INTO
SUCH SHARES OR OPTIONS OR WARRANTS OR SIMILAR
RIGHTS TO SUBSCRIBE FOR ANY SHARES AND TO MAKE
OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH
WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED
AND ISSUED; THE AGGREGATE NOMINAL AMOUNT OF SHARES
ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY
TO BE ALLOTTED BY THE DIRECTORS PURSUANT TO THE
APPROVAL AS SPECIFIED, OTHERWISE THAN PURSUANT
TO OR IN CONSEQUENCE OF: I) A RIGHTS ISSUE AS
SPECIFIED ; OR II) THE EXERCISE OF THE CONVERSION
RIGHTS UNDER THE TERMS OF ANY SECURITIES WHICH
ARE CONVERTIBLE INTO SHARES; OR III) ANY OPTION
SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING
ADOPTED FOR THE GRANT OR ISSUE TO OFFICERS AND/OR
EMPLOYEES OF THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES
OF SHARES OR RIGHTS TO ACQUIRE SHARES; OR IV)
THE EXERCISE OF RIGHTS OF SUBSCRIPTION UNDER
THE TERMS OF ANY WARRANTS ISSUED BY THE COMPANY;
OR V) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT
PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU
OF THE WHOLE OR PART OF A DIVIDEND ON SHARES
IN ACCORDANCE WITH THE BYE-LAWS OF THE COMPANY,
SHALL NOT EXCEED 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN
ISSUE AT THE DATE OF THE PASSING OF THIS RESOLUTION;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY FOLLOWING THE
PASSING OF THIS RESOLUTION OR THE EXPIRATION
OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE
COMPANY IS REQUIRED BY THE BYE-LAWS OF THE COMPANY
OR ANY APPLICABLE LAW TO BE HELD
8. AUTHORIZE THE DIRECTORS, DURING THE RELEVANT Management For *Management No
PERIOD AS SPECIFIED OF ALL POWERS OF THE COMPANY Position Unknown
TO REPURCHASE ITS SHARES, SUBJECT TO AND IN ACCORDANCE
WITH ALL APPLICABLE LAWS AND/OR REQUIREMENTS
OF THE LISTING RULES; THE AGGREGATE NOMINAL AMOUNT
OF SHARES WHICH MAY BE REPURCHASED BY THE COMPANY
PURSUANT TO THE APPROVAL SHOULD NOT EXCEED 10%
OF THE AGGREGATE NOMINAL AMOUNT OF SHARES IN
ISSUE AT THE DATE OF THE PASSING OF THIS RESOLUTION
AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY FOLLOWING THE
PASSING OF THIS RESOLUTION OR THE EXPIRATION
OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE
COMPANY IS REQUIRED BY THE BYE-LAWS OF THE COMPANY
OR ANY APPLICABLE LAW TO BE HELD
9. AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For *Management No
OF THE RESOLUTIONS 7 AND 8, TO EXERCISE THE POWERS Position Unknown
OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES PURSUANT TO RESOLUTION 7 BE
HEREBY EXTENDED BY THE ADDITION THERETO OF AN
AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT
OF SHARES REPURCHASED BY THE COMPANY UNDER THE
AUTHORITY GRANTED PURSUANT TO RESOLUTION 8, PROVIDED
THAT SUCH AMOUNT OF SHARES SO REPURCHASED SHALL
NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE
AT THE DATE OF THE PASSING OF THIS RESOLUTION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 261,319 261,319 261,319 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEVISION BROADCASTS LTD TVBCY.PK EGM Meeting Date: 05/25/2005
Issuer: Y85830100 ISIN: HK0511001957
SEDOL: 5274190, B01Y6R9, 6881674
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE AND RATIFY THE AGREEMENTS AS SPECIFIED Management For *Management No
AND THE TRANSACTIONS CONTEMPLATED THERE UNDER Position Unknown
AND THE CAPITAL AMOUNT AS SPECIFIED
* PLEASE NOTE THAT THE SHAREHOLDERS NEED TO FILL Non-Voting *Management No
A DECLARATION FORM FOR THEIR VOTE INSTRUCTIONS Position Unknown
TO BE ACCEPTED. THESE FORMS CONTAIN 3 SECTIONS.
SECTION A WILL BE FILLED BY THE INSTITUTION.
PLEASE FIND THE SCANNED DOCUMENTS VIA THE LINK
WW3.ICS.ADP.COM/STREETLINK_DATA/DIRY85830100/SA3D2D.PDF
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 100,000 100,000 100,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEVISION BROADCASTS LTD TVBCY.PK AGM Meeting Date: 05/25/2005
Issuer: Y85830100 ISIN: HK0511001957
SEDOL: 5274190, B01Y6R9, 6881674
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
# 224043 DUE TO CHANGE IN THE AGENDA. ALL VOTES Position Unknown
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1. RECEIVE THE COMPANY S ACCOUNTS AND THE REPORTS Management For *Management No
OF THE DIRECTORS AND THE AUDITORS FOR THE YE Position Unknown
31 DEC 2004
2. APPROVE TO SANCTION A FINAL DIVIDEND Management For *Management No
Position Unknown
3.a.1 ELECT MR. CHIEN LEE AS A DIRECTOR Management For *Management No
Position Unknown
3.a.2 ELECT MR. LOUIS PAGE AS A DIRECTOR Management For *Management No
Position Unknown
3.a.3 ELECT DR. CHOW YEI CHING AS A DIRECTOR Management For *Management No
Position Unknown
3.b FIX DIRECTORS REMUNERATION. Management For *Management No
Position Unknown
4. APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS Management For *Management No
TO FIX THEIR REMUNERATION Position Unknown
5.I AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management For *Management No
OF ALL PREVIOUS AUTHORITIES, DURING OR AFTER Position Unknown
THE RELEVANT PERIOD, TO ALLOT, ISSUE AND DEAL
WITH UNISSUED SHARES IN THE CAPITAL OF THE COMPANY
AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND OTHER RIGHTS, OR ISSUE SECURITIES, WHICH
MIGHT REQUIRE THE EXERCISE OF SUCH POWERS BE
GENERALLY AND UNCONDITIONALLY APPROVED; THE AGGREGATE
NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED
OR ISSUED WHETHER PURSUANT TO AN OPTION OR OTHERWISE
BY THE DIRECTORS OF THE COMPANY, OTHERWISE THAN
PURSUANT TO I) A RIGHTS ISSUE; OR II) ANY SCRIP
DIVIDEND OR SIMILAR ARRANGEMENT PROVIDING FOR
ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART
OF A DIVIDEND ON THE ORDINARY SHARES IN THE COMPANY
SUCH ORDINARY SHARES BEING DEFINED IN THIS AND
THE FOLLOWING RESOLUTION 5.II, SHARES IN ACCORDANCE
WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY,
SHALL NOT EXCEED THE AGGREGATE OF: I) 10% OF
THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL
OF THE COMPANY IN ISSUE AT THE DATE OF PASSING
OF THIS RESOLUTION; AND II) IF THE DIRECTORS
OF THE COMPANY ARE SO AUTHORIZED BY A SEPARATE
ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE
COMPANY THE NOMINAL AMOUNT OF ANY SHARE CAPITAL
OF THE COMPANY REPURCHASED BY THE COMPANY SUBSEQUENT
TO THE PASSING OF THIS RESOLUTION UP TO A MAXIMUM
EQUIVALENT TO 10% OF THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE
AT THE DATE OF PASSING OF THIS RESOLUTION; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR THE EXPIRY OF THE
PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY
IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF
THE COMPANY OR ANY OTHER APPLICABLE LAW TO BE
HELD
5.II AUTHORIZE THE DIRECTORS OF THE COMPANY, DURING Management For *Management No
THE RELEVANT PERIOD OF ALL POWERS OF THE COMPANY Position Unknown
TO PURCHASE SHARES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED OR ANY OTHER STOCK EXCHANGE ON WHICH
THE SHARES MAY BE LISTED AND RECOGNIZED BY THE
SECURITIES AND FUTURES COMMISSION AND THE STOCK
EXCHANGE OF HONG KONG LIMITED; THE AGGREGATE
NOMINAL AMOUNT OF SHARES WHICH MAY BE PURCHASED
BY THE COMPANY SHALL NOT EXCEED 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF
THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION
AND THE APPROVAL AS SPECIFIED SHALL BE LIMITED
ACCORDINGLY; AUTHORITY EXPIRES THE EARLIER OF
THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE EXPIRY OF THE PERIOD WITHIN WHICH THE
NEXT AGM OF THE COMPANY IS REQUIRED BY THE ARTICLES
OF ASSOCIATION OF THE COMPANY OR ANY OTHER APPLICABLE
LAW TO BE HELD
5.III AUTHORIZE THE DIRECTORS OF THE COMPANY, REFERRED Management For *Management No
TO IN RESOLUTION 5.I IN RESPECT OF THE SHARE Position Unknown
CAPITAL OF THE COMPANY AS SPECIFIED
* PLEASE NOTE THAT THE SHAREHOLDERS NEED TO FILL Non-Voting *Management No
A DECLARATION FORM FOR THEIR VOTE INSTRUCTIONS Position Unknown
TO BE ACCEPTED. THESE FORMS CONTAIN 3 SECTIONS.
SECTION A WILL BE FILLED BY THE INSTITUTION.
PLEASE FIND THE SCANNED DOCUMENTS VIA THE LINK;
WW3.ICS.ADP.COM/STREETLINK_DATA/DIRY85830100/SA3D2D.PDF
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 100,000 100,000 100,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN Annual Meeting Date: 05/26/2005
Issuer: 17453B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JERRY ELLIOTT Management For For
LAWTON WEHLE FITT Management For For
STANLEY HARFENIST Management For For
WILLIAM M. KRAUS Management For For
SCOTT N. SCHNEIDER Management For For
LARRAINE D. SEGIL Management For For
ROBERT A. STANGER Management For For
EDWIN TORNBERG Management For For
DAVID H. WARD Management For For
MYRON A. WICK, III Management For For
MARY AGNES WILDEROTTER Management For For
02 TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE Management For For No
CITIZENS COMMUNICATIONS COMPANY AMENDED AND RESTATED
2000 EQUITY INCENTIVE PLAN TO REMOVE THE 2,500,000
SHARE SUB-LIMIT FOR STOCK-BASED AWARDS OTHER
THAN STOCK OPTIONS, WITHOUT INCREASING THE TOTAL
NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER
THE 2000 PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For No
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2005.
04 TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY Management For For No
BE BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT OF THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 95,000 95,000 95,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. DQE Annual Meeting Date: 05/26/2005
Issuer: 266233 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SIGO FALK Management For For
DAVID M. KELLY Management For For
JOHN D. TURNER Management For For
02 RATIFICATION OF AUDITORS DELOITTE & TOUCHE LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 108,800 108,800 108,800 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP Annual Meeting Date: 05/26/2005
Issuer: 28336L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JUAN CARLOS BRANIFF Management For For
JAMES L. DUNLAP Management For For
DOUGLAS L. FOSHEE Management For For
ROBERT W. GOLDMAN Management For For
ANTHONY W. HALL, JR. Management For For
THOMAS R. HIX Management For For
WILLIAM H. JOYCE Management For For
RONALD L. KUEHN, JR. Management For For
J. MICHAEL TALBERT Management For For
ROBERT F. VAGT Management For For
JOHN L. WHITMIRE Management For For
JOE B. WYATT Management For For
02 APPROVAL OF EL PASO CORPORATION 2005 COMPENSATION Management Against Against No
PLAN FOR NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF EL PASO CORPORATION 2005 OMNIBUS Management Against Against No
INCENTIVE COMPENSATION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 210,000 210,000 210,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON HOTELS CORPORATION HLT Annual Meeting Date: 05/26/2005
Issuer: 432848 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN F. BOLLENBACH Management For For
BARBARA BELL COLEMAN Management For For
BENJAMIN V. LAMBERT Management For For
JOHN L. NOTTER Management For For
PETER V. UEBERROTH Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005
03 A STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER Shareholder Against For No
APPROVAL OF SEVERANCE AGREEMENTS
04 A STOCKHOLDER PROPOSAL CONCERNING VOTING STANDARDS Shareholder Against For No
FOR THE ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 610,000 610,000 610,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP. PKOH Annual Meeting Date: 05/26/2005
Issuer: 700666 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EDWARD F. CRAWFORD Management For For
KEVIN R. GREENE Management For For
RONNA ROMNEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 98,000 98,000 98,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED PTR Annual Meeting Date: 05/26/2005
Issuer: 71646E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD Management For *Management No
OF DIRECTORS OF THE COMPANY FOR THE YEAR 2004. Position Unknown
02 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY Management For *Management No
COMMITTEE OF THE COMPANY FOR THE YEAR 2004. Position Unknown
03 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Management For *Management No
STATEMENTS OF THE COMPANY FOR THE YEAR 2004. Position Unknown
04 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT Management For *Management No
OF A FINAL DIVIDEND. Position Unknown
05 TO CONSIDER AND APPROVE THE AUTHORISATION OF Management For *Management No
THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION Position Unknown
OF INTERIM DIVIDEND FOR THE YEAR 2005.
06 TO CONSIDER AND APPROVE THE CONTINUATION OF APPOINTMENT Management For *Management No
OF PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS, Position Unknown
AS THE INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS
ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC
ACCOUNTANTS, AS THE DOMESTIC AUDITORS.
07 TO CONSIDER AND APPROVE THE AMENDMENTS TO THE Management For *Management No
ARTICLES OF ASSOCIATION OF THE COMPANY. Position Unknown
08 TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS Management For *Management No
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC Position Unknown
SHARES AND OVERSEAS LISTED FOREIGN SHARES.
09 TO CONSIDER AND APPROVE OTHER MATTERS, IF ANY. Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 200 200 200 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIACOM INC. VIA Annual Meeting Date: 05/26/2005
Issuer: 925524 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE S. ABRAMS Management For For
DAVID R. ANDELMAN Management For For
JOSEPH A. CALIFANO, JR. Management For For
WILLIAM S. COHEN Management For For
PHILIPPE P. DAUMAN Management For For
ALAN C. GREENBERG Management For For
CHARLES E. PHILLIPS JR. Management For For
SHARI REDSTONE Management For For
SUMNER M. REDSTONE Management For For
FREDERIC V. SALERNO Management For For
WILLIAM SCHWARTZ Management For For
ROBERT D. WALTER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2005.
03 APPROVAL OF THE AMENDED AND RESTATED VIACOM INC. Management For For No
SENIOR EXECUTIVE SHORT-TERM INCENTIVE PLAN.
04 APPROVAL OF THE VIACOM INC. 2005 RSU PLAN FOR Management For For No
OUTSIDE DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 835,000 835,000 835,000 5/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA TEF OGM Meeting Date: 05/30/2005
Issuer: E90183182 ISIN: ES0178430E18
SEDOL: 6167460, B0389V4, 2608413, 5732524, 5786930, 0798394, 5720972, 5736322
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
31 MAY 2005 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE ALSO BE ADVISED THAT ADDITIONAL
INFORMATION CONCERNING TELEFONICA SA CAN ALSO
BE VIEWED ON THE COMPANY S WEBSITE: HTTP://WWW.TELEFONICA.ES.
THANK YOU.
1. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management No
ANNUAL ACCOUNTS AND MANAGEMENT REPORT OF TELEFONICA, Position Unknown
S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES,
AS WELL AS THE PROPOSAL FOR THE APPLICATION OF
THE RESULTS OF TELEFONICA, S.A., AND THAT OF
THE MANAGEMENT OF THE COMPANY S BOARD OF DIRECTORS,
ALL FOR THE 2004 FINANCIAL YEAR.
2. SHAREHOLDER REMUNERATION: A) DISTRIBUTION OF Management For *Management No
DIVIDENDS WITH A CHARGE TO THE ADDITIONAL PAID- Position Unknown
IN CAPITAL RESERVE AND B) EXTRAORDINARY NON-CASH
DISTRIBUTION OF ADDITIONAL PAID- IN CAPITAL.
3. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management No
PROPOSED MERGER OF TELEFONICA, S.A. AND TERRA Position Unknown
NETWORKS, S.A. AND APPROVAL, AS THE MERGER BALANCE
SHEET, OF TELEFONICA, S.A. S BALANCE SHEET CLOSED
ON DECEMBER 31, 2004. APPROVAL OF MERGER BETWEEN
TELEFONICA, S.A. AND TERRA NETWORKS, S.A. BY
MEANS OF THE ABSORPTION OF THE LATTER BY THE
FORMER, WITH THE EXTINCTION OF TERRA NETWORKS,
S.A. AND THE EN BLOC TRANSFER OF ALL OF ITS ASSETS
AND LIABILITIES TO TELEFONICA, S.A., WITH THE
PROVISION THAT THE EXCHANGE SHALL BE SATISFIED
THROUGH THE DELIVERY OF TREASURY SHARES OF TELEFONICA
S.A., ALL IN ACCORDANCE WITH THE PROVISIONS OF
THE MERGER PLAN. APPLICATION OF THE SPECIAL TAX
REGIME SET FORTH IN CHAPTER VIII OF TITLE VII
OF THE RESTATED TEXT OF THE CORPORATE INCOME
TAX LAW IN CONNECTION WITH THE MERGER. ESTABLISHMENT
OF PROCEDURES TO FACILITATE THE EXCHANGE OF SHARES.
DELEGATION OF POWERS.
4. APPOINTMENT OF DIRECTORS. Management For *Management No
Position Unknown
5. DESIGNATION OF THE ACCOUNTS AUDITOR FOR TELEFONICA, Management For *Management No
S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES, Position Unknown
UNDER THE PROVISIONS OF ARTICLE 42 OF THE SPANISH
COMMERCE CODE (CODIGO DE COMERCIO) AND ARTICLE
204 OF THE SPANISH CORPORATIONS ACT (LEY DE SOCIEDADES
ANONIMAS).
6. AUTHORIZATION FOR THE ACQUISITION OF TREASURY Management For *Management No
STOCK, DIRECTLY OR THROUGH GROUP COMPANIES. Position Unknown
7. REDUCTION OF SHARE CAPITAL THROUGH THE AMORTIZING Management For *Management No
OF TREASURY STOCK, WITH THE EXCLUSION OF THE Position Unknown
RIGHT TO OPPOSITION BY CREDITORS, THROUGH THE
REDRAFTING OF THE ARTICLE IN THE BYLAWS THAT
REFERS TO THE SHARE CAPITAL.
8. DELEGATION OF POWERS TO FORMALIZE, CONSTRUE, Management For *Management No
CORRECT AND EXECUTE THE RESOLUTIONS ADOPTED BY Position Unknown
THE ANNUAL GENERAL SHAREHOLDERS MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 250,000 250,000 250,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA TEF OGM Meeting Date: 05/30/2005
Issuer: E90183281 ISIN: BRTEFCBDR014
SEDOL: 2607443
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
31 MAY 2005, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
I. APPROVE THE FINANCIAL STATEMENTS AND THE BOARD Management For *Management No
OF DIRECTORS REPORT OF TELEFONICA S.A; A S WELL Position Unknown
AS ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL
AS THE DISTRIBUTE TELEFONICA S.A. S PROFITS AND
THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL
RELATING TO THE 2003 FY
II. APPROVE TO DISTRIBUTE DIVIDENDS ON THE BASIS Management For *Management No
OF THE PROFITS OF THE 2003 FY AND ON THE BASIS Position Unknown
OF THE SHARE ISSUE PREMIUM RESERVES
III. APPROVE, THE TELEFONICA S.A. AND TERRA NETWORKS Management For *Management No
S.A; TAKEOVER PROJECT AND TAKEOVER BALANCE OF Position Unknown
TELEFONICA S.A. S BALANCE SHEET CLOSED ON 31
DEC 2004; THE TAKEOVER BETWEEN TELEFONICA S.A
AND TERRA NETWORKS S.A. BY TH E FIRST ENTITY
ABSORBING THE SECOND ENTITY, WITH THE EXTINCTION
OF TERRA NETW ORKS S.A. AND THE BLOCK TRANSFER
OF ALL ITS ASSETS TO TELEFONICA S.A., ANTICIPATING
THAT THE EXCHANGE BE BY DELIVERY OF SHARES FROM
TELEFONICA S.A. S OWN SHARE PORTFOLIO, ALL IN
ACCORDANCE WITH THE TAKEOVER PROJECT; INTEGRATION
OF THE TAKEOVER INTO THE SPECIAL TAX REGIME PROVIDED
FOR UNDER CHAPTER VIII OF HEADING III OF THE
CONSOLIDATED VERSION OF THE CORPORATE TAX LAW;
SETTING OF THE PROCEDURE AIMED AT ACILITATING
THE CARRYING OUT OF THE EXCHANGE; DELEGATION
OF POWERS
IV. APPOINT THE DIRECTORS Management For *Management No
Position Unknown
V. APPOINT OF THE ACCOUNTS AUDITOR FOR THE COMPANY Management For *Management No
AND ITS CONSOLIDATED GROUP OF COMPANIES, UNDER Position Unknown
ARTICLES 42 OF THE COMMERCIAL CODE AND 204 OF
THE CORPORATIONS LAW
VI. GRANT AUTHORITY TO PURCHASE OF OWN SHARES DIRECTLY Management For *Management No
OR THOUGHT THE COMPANIES IN THE GROUP Position Unknown
VII. APPROVE TO REDUCE THE CORPORATE CAPITAL BY REDEEMING Management For *Management No
ITS OWN SHARES, AND EXCLUDING CREDITORS RIGHTS Position Unknown
TO OPPOSE, REWORDING THE ARTICLE IN THE COMPANY
BYLAWS RELATING TO THE CORPORATE CAPITAL
VIII. APPROVE TO DELEGATE THE POWERS TO FORMALIZE, Management For *Management No
INTERPRET, CORRECT AND SIGN DECISIONS TAKEN BY Position Unknown
THE AGM OF SHAREHOLDERS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 17,595 17,595 17,595 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF Annual Meeting Date: 05/31/2005
Issuer: 879382 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT Management For For No
REPORT OF TELEFONICA, S.A., AND OF ITS CONSOLIDATED
GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR
THE APPLICATION OF THE RESULTS OF TELEFONICA,
S.A., AND THAT OF THE MANAGEMENT OF ITS BOARD
OF DIRECTORS CORRESPONDING TO THE FISCAL YEAR 2004.
02 APPROVAL OF THE SHAREHOLDER REMUNERATION: A) Management For For No
DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO THE
ADDITIONAL PAID-IN CAPITAL RESERVE AND B) EXTRAORDINARY
NON-CASH DISTRIBUTIONS OF ADDITIONAL PAID-IN CAPITAL.
03 APPROVAL OF THE MERGER PLAN BETWEEN TELEFONICA, Management For For No
S.A. AND TERRA NETWORKS, S.A. AND APPROVAL, AS
THE MERGER BALANCE SHEET, OF TELEFONICA S.A.
S BALANCE SHEET CLOSED AS OF DECEMBER 31, 2004,
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
04 APPROVAL OF THE APPOINTMENT OF DIRECTORS. Management For For No
05 APPROVAL OF THE DESIGNATION OF THE ACCOUNTS AUDITOR Management For For No
FOR TELEFONICA S.A. AND ITS CONSOLIDATED GROUP
OF COMPANIES.
06 APPROVAL OF THE AUTHORIZATION FOR THE ACQUISITION Management For For No
OF TREASURY STOCK.
07 APPROVAL OF THE REDUCTION OF SHARE CAPITAL THROUGH Management For For No
THE AMORTIZATION OF TREASURY STOCK.
08 DELEGATION OF POWERS FOR THE FORMALIZING, INTERPRETING, Management For For No
CORRECTING AND EXECUTING OF THE RESOLUTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 208 250,000 250,000 250,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION CMCSA Annual Meeting Date: 06/01/2005
Issuer: 20030N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
S. DECKER ANSTROM Management For For
KENNETH J. BACON Management For For
SHELDON M. BONOVITZ Management For For
EDWARD D. BREEN Management For For
JULIAN A. BRODSKY Management For For
JOSEPH L. CASTLE, II Management For For
JOSEPH J. COLLINS Management For For
J. MICHAEL COOK Management For For
BRIAN L. ROBERTS Management For For
RALPH J. ROBERTS Management For For
DR. JUDITH RODIN Management For For
MICHAEL I. SOVERN Management For For
02 INDEPENDENT AUDITORS. Management For For No
03 2002 RESTRICTED STOCK PLAN. Management For For No
04 DISCLOSE POLITICAL CONTRIBUTIONS. Shareholder Against For No
05 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT HAVE Shareholder Against For No
MANAGERIAL RESPONSIBILITIES.
06 ELIMINATE SHAREHOLDER RIGHTS PLAN UNLESS SHAREHOLDER Shareholder For Against No
APPROVAL IS RECEIVED.
07 ADOPT A RECAPITALIZATION PLAN. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 350,000 350,000 350,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED IR Annual Meeting Date: 06/01/2005
Issuer: G4776G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A.C. BERZIN Management For For
H.L. HENKEL Management For For
H.W. LICHTENBERGER Management For For
T.L. WHITE Management For For
02 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS Management For For No
TO ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS.
03 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS Management Against Against No
TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS.
04 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For For No
OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 20,000 20,000 20,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV Annual Meeting Date: 06/01/2005
Issuer: 25459L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RALPH F. BOYD, JR. Management For For
JAMES M. CORNELIUS Management For For
DAVID F. DEVOE Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For No
ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 153,444 153,444 153,444 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTSON'S, INC. ABS Annual Meeting Date: 06/02/2005
Issuer: 013104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HENRY I. BRYANT Management For For
BONNIE G. HILL Management For For
LAWRENCE R. JOHNSTON Management For For
KATHI P. SEIFERT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For For No
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For No
FOR DIRECTOR ELECTIONS.
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For No
VOTING.
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shareholder Against For No
AGREEMENTS.
06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For No
CHAIRMAN.
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY Shareholder Against For No
GRANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 180,000 180,000 180,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA EAST COAST INDUSTRIES, INC. FLA Annual Meeting Date: 06/02/2005
Issuer: 340632 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT D. FAGAN Management For For
DAVID M. FOSTER Management For For
ALLEN C. HARPER Management For For
ADOLFO HENRIQUES Management For For
JAMES E. JORDAN Management For For
GILBERT H. LAMPHERE Management For For
JOSEPH NEMEC Management For For
JORGE PEREZ Management For For
JAMES J. PIECZYNSKI Management For For
WELLFORD L. SANDERS JR. Management For For
02 THE APPROVAL OF THE AMENDED AND RESTATED FLORIDA Management Against Against No
EAST COAST INDUSTRIES 2002 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 108 100,000 100,000 100,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST Annual Meeting Date: 06/02/2005
Issuer: 36866W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE AMENDMENTS TO THE COMPANY S CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO DECLASSIFY THE BOARD
OF DIRECTORS SO THAT ALL DIRECTORS ARE ELECTED
ANNUALLY.
02 DIRECTOR Management For No
RICHARD BATTISTA Management For For
K. RUPERT MURDOCH Management For For
RUTHANN QUINDLEN Management For For
03 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 500,000 500,000 500,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. BIIB Annual Meeting Date: 06/03/2005
Issuer: 09062X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS F. KELLER Management For For
WILLIAM H. RASTETTER Management For For
LYNN SCHENK Management For For
PHILLIP A. SHARP Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
03 TO APPROVE OUR 2005 OMNIBUS EQUITY PLAN. Management Against Against No
04 TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR Management For For No
1995 EMPLOYEE STOCK PURCHASE PLAN, INCLUDING
AN INCREASE IN THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE UNDER THE PLAN FROM 4,170,000 SHARES
TO 6,170,000 SHARES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 27,000 27,000 27,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWERS FOODS, INC. FLO Annual Meeting Date: 06/03/2005
Issuer: 343498 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
B.H. GRISWOLD, IV* Management For For
J.L. LANIER, JR.* Management For For
J.M. WARD* Management For For
C.M. WOOD III* Management For For
M.A. FERNANDEZ** Management For For
M.T. STITH** Management For For
02 TO APPROVE OUR 2001 EQUITY AND PERFORMANCE INCENTIVE Management Against Against No
PLAN, AS AMENDED AND RESTATED AS OF FEBRUARY
11, 2005.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FLOWERS
FOODS, INC. FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 60,000 60,000 60,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PULITZER INC. PTZ Special Meeting Date: 06/03/2005
Issuer: 745769 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 29, 2005, BY AND AMONG PULITZER
INC., LEE ENTERPRISES, INCORPORATED AND LP ACQUISITION
CORP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 90,000 90,000 90,000 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CALAMOS ASSET MANAGEMENT, INC. CLMS Annual Meeting Date: 06/07/2005
Issuer: 12811R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ARTHUR L. KNIGHT Management For For
G. BRADFORD BULKLEY Management For For
RICHARD W. GILBERT Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER
31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 104 7,500 7,500 7,500 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GM Annual Meeting Date: 06/07/2005
Issuer: 370442 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
P.N. BARNEVIK Management For For
E.B. BOWLES Management For For
J.H. BRYAN Management For For
A.M. CODINA Management For For
G.M.C. FISHER Management For For
K. KATEN Management For For
K. KRESA Management For For
E.J. KULLMAN Management For For
P.A. LASKAWY Management For For
E.S. O'NEAL Management For For
E. PFEIFFER Management For For
G.R. WAGONER, JR. Management For For
02 RATIFY SELECTION OF INDEPENDENT ACCOUNTANTS Management For For No
03 STOCKHOLDER PROPOSAL - ELIMINATE AWARDING, REPRICING, Shareholder Against For No
OR RENEWING STOCK OPTIONS
04 STOCKHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING Shareholder Against For No
05 STOCKHOLDER PROPOSAL - REQUEST REPORT ON GREENHOUSE Shareholder Against For No
GAS EMISSIONS
06 STOCKHOLDER PROPOSAL - REQUEST STOCKHOLDER APPROVAL Shareholder Against For No
FOR FUTURE GOLDEN PARACHUTES
07 STOCKHOLDER PROPOSAL - APPLY SIMPLE MAJORITY Shareholder Against For No
VOTE ON ITEMS SUBJECT TO STOCKHOLDER VOTE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 85,000 85,000 85,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG Annual Meeting Date: 06/07/2005
Issuer: 492386 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM F. WALLACE Management For For
IAN L. WHITE-THOMSON Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 APPROVAL OF 2005 LONG TERM INCENTIVE PLAN. Management Against Against No
04 APPROVAL TO AMEND THE AMENDED AND RESTATED CERTIFICATION Management For For No
OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER
OF SHARES OF COMMON STOCK FROM 300,000,000 TO
500,000,000.
05 STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT Shareholder Against For No
OF AN OFFICE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 107 35,000 35,000 35,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. PRU Annual Meeting Date: 06/07/2005
Issuer: 744320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES G. CULLEN Management For For
JAMES A. UNRUH Management For For
GORDON M. BETHUNE Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2005.
03 APPROVAL TO AMEND THE COMPANY S CERTIFICATE OF Management For For No
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 APPROVAL OF THE PRUDENTIAL FINANCIAL, INC. EMPLOYEE Management For For No
STOCK PURCHASE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 2,500 2,500 2,500 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Annual Meeting Date: 06/07/2005
Issuer: 888266 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL B. ALEXANDER Management For For
EDWARD H. BERSOFF Management For For
JOSEPH F. CALIGIURI Management For For
PETER A. COHEN Management For For
SUSAN GOLDING Management For For
ROBERT M. HANISEE Management For For
ROBERT E. LA BLANC Management For For
ANTHONY J. PRINCIPI Management For For
GENE W. RAY Management For For
JAMES ROTH Management For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No
THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 75,000 75,000 75,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC INP.NZ AGM Meeting Date: 06/08/2005
Issuer: G4755S126 ISIN: IE0004614818
SEDOL: B014WP9, 4699103, B01ZKS1, 0461481, 6459639
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORT OF THE DIRECTORS Management For *Management No
AND THE FINANCIAL STATEMENTS FOR THE YEAR ENDED Position Unknown
31 DEC 2004 AND THE INDEPENDENT AUDITORS THEREON
2. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For *Management No
Position Unknown
3.1 RE-ELECT MR. J.C. DAVEY AS A DIRECTOR Management For *Management No
Position Unknown
3.2 RE-ELECT MR. V.A. FERGUSON AS A DIRECTOR Management For *Management No
Position Unknown
3.3 RE-ELECT MR. B.M.A. HOPKINS AS A DIRECTOR Management For *Management No
Position Unknown
3.4 RE-ELECT DR. I.E. KENNY AS A DIRECTOR Management For *Management No
Position Unknown
3.5 RE-ELECT MR. A.C. O REILLY AS A DIRECTOR Management For *Management No
Position Unknown
3.6 RE-ELECT MR. B.MULRONEY ULRONEY AS A DIRECTOR Management For *Management No
Position Unknown
4. APPROVE TO FIX THE REMUNERATION OF THE DIRECTORS Management For *Management No
Position Unknown
5. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
6. APPROVE THAT, PURSUANT TO THE PROVISIONS OF SECTION Management For *Management No
140 OF THE COMPANIES ACT 1963, THE COMPANY MAY Position Unknown
CONVENE AND HOLD ITS NEXT AGM AT ANY LOCATION
OUTSIDE THE STATE AS DETERMINE BY THE DIRECTORS
AT THEIR SOLE AND ABSOLUTE DISCRETION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 248,266 248,266 248,266 5/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC INP.NZ EGM Meeting Date: 06/08/2005
Issuer: G4755S126 ISIN: IE0004614818
SEDOL: B014WP9, 4699103, B01ZKS1, 0461481, 6459639
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. GRANT AUTHORITY TO MAKE MARKET PURCHASES AND Management For *Management No
RE-ISSUE TREASURY SHARES Position Unknown
2. APPROVE THE DISAPPLICATION OF THE PRE-EMPTION Management Against *Management No
RIGHTS Position Unknown
3. GRANT AUTHORITY FOR SCRIP DIVIDENDS Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 248,266 248,266 248,266 5/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/08/2005
Issuer: 530718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID E. RAPLEY Management For For
LARRY E. ROMRELL Management For For
02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 105 2,200,000 2,200,000 2,200,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGY EAST CORPORATION EAS Annual Meeting Date: 06/09/2005
Issuer: 29266M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN T. CARDIS Management For For
JOSEPH J. CASTIGLIA Management For For
LOIS B. DEFLEUR Management For For
G. JEAN HOWARD Management For For
DAVID M. JAGGER Management For For
SETH A. KAPLAN Management For For
BEN E. LYNCH Management For For
PETER J. MOYNIHAN Management For For
WALTER G. RICH Management For For
WESLEY W. VON SCHACK Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 50,000 50,000 50,000 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PAXSON COMMUNICATIONS CORPORATION PAX Annual Meeting Date: 06/10/2005
Issuer: 704231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DEAN M. GOODMAN Management For For
W. LAWRENCE PATRICK Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS THE COMPANY S INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 129,000 129,000 129,000 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC. CWTR Annual Meeting Date: 06/11/2005
Issuer: 193068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CURT HECKER AS CLASS I DIRECTOR. Management For For No
1B ELECTION OF GEORGIA SHONK-SIMMONS AS CLASS I DIRECTOR. Management For For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For No
COMPANY S 1996 STOCK OPTION/STOCK ISSUANCE PLAN.
03 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
CRITERIA FOR EXECUTIVE INCENTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING JANUARY 28, 2006.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 40,000 40,000 40,000 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 06/14/2005
Issuer: 913247 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 17, 2005, AMONG LIBERTY MEDIA
INTERNATIONAL, INC., THE COMPANY, LIBERTY GLOBAL,
INC., CHEETAH ACQUISITION CORP. AND TIGER GLOBAL
ACQUISITION CORP.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 508 461,472 461,472 461,472 6/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA INTERNATIONAL, INC. L Annual Meeting Date: 06/15/2005
Issuer: 530719 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 17, 2005, AMONG LIBERTY MEDIA
INTERNATIONAL, INC., UNITEDGLOBALCOM INC., LIBERTY
GLOBAL, INC., CHEETAH ACQUISITION CORP. AND TIGER
GLOBAL ACQUISITION CORP.
02 DIRECTORS Management For No
DAVID E. RAPLEY Management For For
LARRY E. ROMRELL Management For For
03 APPROVAL OF THE LIBERTY MEDIA INTERNATIONAL, Management Against Against No
INC. 2004 INCENTIVE PLAN (AS AMENDED AND RESTATED
EFFECTIVE MARCH 9, 2005).
04 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 103 130,000 130,000 130,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED HPC Annual Meeting Date: 06/16/2005
Issuer: 427056 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANNA CHENG CATALANO Management For For
BURTON M. JOYCE Management For For
JEFFREY M. LIPTON Management For For
JOHN K. WULFF Management For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 120,000 120,000 120,000 6/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO INC. NTT AGM Meeting Date: 06/21/2005
Issuer: J59399105 ISIN: JP3165650007
SEDOL: 5559079, 3141003, 6129277
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE APPROPRIATION OF PROFITS: TERM-END DIVIDEND Management For *Management No
- ORDINARY DIVIDEND 1,000YEN Position Unknown
2. APPROVE PURCHASE OF OWN SHARES Management For *Management No
Position Unknown
3. AMEND THE ARTICLES OF INCORPORATION Management For *Management No
Position Unknown
4.1 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.2 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.3 ELECT A DIRECTOR Management For *Management No
Position Unknown
5. APPOINT A CORPORATE AUDITOR Management For *Management No
Position Unknown
6. APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management No
DIRECTORS AND CORPORATE AUDITORS Position Unknown
7. AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management No
OFFICERS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 1,500 1,500 1,500 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE CENTRAL EUROPE AND RUSSIA FUND, CEE Annual Meeting Date: 06/21/2005
Issuer: 153436 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DR. KURT W. BOCK Management For For
MR. JOHN BULT Management For For
MR. ROBERT H. WADSWORTH Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 100 75,000 75,000 75,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEC CORPORATION NIPNY Annual Meeting Date: 06/22/2005
Issuer: 629050 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE PROPOSED APPROPRIATION OF RETAINED Management For *Management No
EARNINGS FOR THE 167TH BUSINESS PERIOD Position Unknown
02 PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For *Management No
Position Unknown
03 DIRECTOR Management For No
HAJIME SASAKI Management For For
AKINOBU KANASUGI Management For For
KAORU YANO Management For For
TOSHIRO KAWAMURA Management For For
KAZUHIKO KOBAYASHI Management For For
KAZUMASA FUJIE Management For For
SHUNICHI SUZUKI Management For For
TSUTOMU NAKAMURA Management For For
KONOSUKE KASHIMA Management For For
YASUO MATOI Management For For
IWAO FUCHIGAMI Management For For
SABURO TAKIZAWA Management For For
TOSHIO MORIKAWA Management For For
KOICHI KIMURA Management For For
AKIRA UEHARA Management For For
04 ELECTION OF ONE CORPORATE AUDITOR Management For *Management No
Position Unknown
05 ISSUANCE OF STOCK ACQUISITION RIGHTS WITH FAVORABLE Management For *Management No
CONDITIONS TO PERSONS OTHER THAN THE SHAREHOLDERS Position Unknown
FOR THE PURPOSE OF GRANTING STOCK OPTIONS
06 PRESENTATION OF RETIREMENT ALLOWANCES TO RETIRING Management For *Management No
CORPORATE AUDITOR Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 204 7,500 7,500 7,500 6/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION SNE Annual Meeting Date: 06/22/2005
Issuer: 835699 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
C1 TO AMEND A PART OF THE ARTICLES OF INCORPORATION. Management For For No
C2 TO ELECT 12 DIRECTORS. Management For For No
C3 TO ISSUE STOCK ACQUISITION RIGHTS FOR SHARES Management For For No
OF COMMON STOCK OF THE CORPORATION FOR THE PURPOSE
OF GRANTING STOCK OPTIONS.
S4 TO AMEND THE ARTICLES OF INCORPORATION WITH RESPECT Shareholder Against For No
TO DISCLOSURE TO SHAREHOLDERS REGARDING REMUNERATION
PAID TO EACH DIRECTOR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 307 45,000 45,000 45,000 6/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEW GERMANY FUND, INC. GF Contested Annual Meeting Date: 06/22/2005
Issuer: 644465 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN BULT Management For For
JOHN H. CANNON Management For For
WERNER WALBROL Management For For
PETER ZUHLSDORFF Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
03 TO APPROVE A STOCKHOLDER PROPOSAL TO REQUEST Management Against For No
THAT STOCKHOLDERS OF THE FUND BE AFFORDED AN
OPPORTUNITY TO REALIZE NET ASSET VALUE FOR THEIR
SHARES AS SOON AS PRACTICABLE.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 70,000 70,000 70,000 6/16/2005
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For *Management No
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER Position Unknown
31, 2005.
03 A RECOMMEDATION THAT STOCKHOLDERS OF THE FUND Management Against *Management No
BE AFFORDED AN OPPORTUNITY TO REALIZE NET ASSET Position Unknown
VALUE FOR THEIR SHARES AS SOON AS PRACTICABLE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 106 70,000 70,000 70,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. CZR Annual Meeting Date: 06/24/2005
Issuer: 127687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN F. BOLLENBACH Management For For
WALLACE R. BARR Management For For
PETER G. ERNAUT Management For For
WILLIAM BARRON HILTON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 101 45,000 45,000 45,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SIX FLAGS, INC. PKS Annual Meeting Date: 06/28/2005
Issuer: 83001P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
KIERAN E. BURKE Management For For
PAUL A. BIDDELMAN Management For For
JAMES F. DANNHAUSER Management For For
MICHAEL E. GELLERT Management For For
FRANCOIS LETACONNOUX Management For For
ROBERT J. MCGUIRE Management For For
STANLEY S. SHUMAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No
S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 150 MILLION TO 210 MILLION SHARES.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 109 170,000 170,000 170,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MATSUSHITA ELECTRIC INDUSTRIAL CO., MC Annual Meeting Date: 06/29/2005
Issuer: 576879 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO GRANT CONDOLENCE AND RETIREMENT ALLOWANCES Management For For No
TO RETIRING DIRECTORS FOR THEIR MERITORIOUS SERVICE
01 TO APPROVE THE PROPOSED ALLOCATION OF PROFIT Management For For No
WITH RESPECT TO THE 98TH FISCAL PERIOD
02 DIRECTOR Management For No
YOICHI MORISHITA Management For For
MASAYUKI MATSUSHITA Management For For
KUNIO NAKAMURA Management For For
KAZUO TODA Management For For
TAKAMI SANO Management For For
SUSUMU KOIKE Management For For
FUMIO OHTSUBO Management For For
TETSUYA KAWAKAMI Management For For
HIDETSUGU OTSURU Management For For
YOSHITAKA HAYASHI Management For For
TOSHIHIRO SAKAMOTO Management For For
MASAKI AKIYAMA Management For For
SHINICHI FUKUSHIMA Management For For
MIKIO ITO Management For For
MASAHARU MATSUSHITA Management For For
TAKAHIRO MORI* Management For For
IKUSABURO KASHIMA* Management For For
IKUO UNO* Management For For
YOSHIFUMI NISHIKAWA* Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 209 15,000 15,000 15,000 6/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTEL NETWORKS CORPORATION NT Annual Meeting Date: 06/29/2005
Issuer: 656568 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
013 SHAREHOLDER PROPOSAL NO. 9 Shareholder Against For No
014 SHAREHOLDER PROPOSAL NO. 10 Shareholder Against For No
015 SHAREHOLDER PROPOSAL NO. 11 Shareholder Against For No
01 DIRECTOR Management For No
JALYNN H. BENNETT Management For For
DR. MANFRED BISCHOFF Management For For
ROBERT E. BROWN Management For For
JOHN E. CLEGHORN Management For For
HON. JAMES B. HUNT, JR. Management For For
ROBERT A. INGRAM Management For For
JOHN A. MACNAUGHTON Management For For
HON. JOHN P. MANLEY Management For For
RICHARD D. MCCORMICK Management For For
RONALD W. OSBORNE Management For For
WILLIAM A. OWENS Management For For
HARRY J. PEARCE Management For For
3 THE ADOPTION OF THE NORTEL U.S. STOCK PURCHASE Management For For No
PLAN, THE NORTEL GLOBAL STOCK PURCHASE PLAN,
AND THE NORTEL STOCK PURCHASE PLAN FOR MEMBERS
OF THE NORTEL SAVINGS AND RETIREMENT PROGRAM.
4 THE ADOPTION OF THE NORTEL 2005 STOCK INCENTIVE Management Against Against No
PLAN.
5 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For No
6 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For No
7 SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For No
8 SHAREHOLDER PROPOSAL NO. 4 Shareholder Against For No
9 SHAREHOLDER PROPOSAL NO. 5 Shareholder Against For No
010 SHAREHOLDER PROPOSAL NO. 6 Shareholder Against For No
011 SHAREHOLDER PROPOSAL NO. 7 Shareholder Against For No
012 SHAREHOLDER PROPOSAL NO. 8 Shareholder Against For No
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 102 100,000 100,000 100,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROGERS COMMUNICATIONS INC. RG Annual Meeting Date: 06/29/2005
Issuer: 775109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO THE RESTRICTED SHARE UNIT PLAN OF Management For For No
THE CORPORATION TO INCREASE THE NUMBER OF CLASS
B NON-VOTING SHARES RESERVED FOR ISSUANCE FROM
50,916 TO 2,000,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 200 407,845 407,845 407,845 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TI AUTOMOTIVE LTD N/A AGM Meeting Date: 06/29/2005
Issuer: G8859L101 ISIN: GB0030675291
SEDOL: 3067529
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE REPORTS OF THE DIRECTORS AND AUDITORS Management For *Management No
AND THE AUDITED ACCOUNTS FOR THE YE 31 DEC 2004 Position Unknown
2. RE-APPOINT MR. JOHN M. HARRIS AS A DIRECTOR OF Management For *Management No
THE COMPANY Position Unknown
3. RE-APPOINT MR. CHRISTOPHER J. KINSELLA AS A DIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
4. RE-APPOINT MR. WILLIAM J. LAULE AS A DIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
5. RE-APPOINT MR. BERNARD J. TAYLOR AS A DIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
6. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS OF THE COMPANY Position Unknown
7. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 27,000 27,000 27,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T CORP. T Annual Meeting Date: 06/30/2005
Issuer: 001957 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPT THE MERGER AGREEMENT AMONG SBC, AT&T AND Management For For No
MERGER SUB
01A ADJOURNMENT TO PERMIT FURTHER SOLICITATION OF Management For For No
PROXIES IN FAVOR OF ITEM 1
02 DIRECTOR Management For No
W.F. ALDINGER Management For For
K.T. DERR Management For For
D.W. DORMAN Management For For
M.K. EICKHOFF-SMITH Management For For
H.L. HENKEL Management For For
F.C. HERRINGER Management For For
J.C. MADONNA Management For For
D.F. MCHENRY Management For For
T.L. WHITE Management For For
03 RATIFICATION OF AUDITORS Management For For No
04 NO FUTURE STOCK OPTIONS Shareholder Against For No
05 LINK RESTRICTED STOCK UNIT VESTING TO PERFORMANCE Shareholder Against For No
06 EXECUTIVE COMPENSATION Shareholder Against For No
07 POISON PILL Shareholder For Against No
08 SHAREHOLDER APPROVAL OF FUTURE SERPS Shareholder Against For No
09 SHAREHOLDER RATIFICATION OF SEVERANCE AGREEMENTS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 505 320,000 320,000 320,000 6/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GROUP 4 SECURICOR PLC, SUTTON GPSFS.PK OGM Meeting Date: 06/30/2005
Issuer: G4194K106 ISIN: GB00B01FLG62
SEDOL: B01FLG6
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management No
Position Unknown
1. RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY Management For *Management No
FOR THE YE 31 DEC 2004 AND THE REPORTS OF THE Position Unknown
DIRECTORS AND THE AUDITOR THEREON
2. RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For *Management No
REPORT FOR THE YE 31 DEC 2004 Position Unknown
3. DECLARE A FINAL DIVIDEND Management For *Management No
Position Unknown
4. ELECT MR. NICK BUCKLES AS A DIRECTOR Management For *Management No
Position Unknown
5. ELECT LORD CONDON AS A DIRECTOR Management For *Management No
Position Unknown
6. ELECT MR. TREVOR DIGHTON AS A DIRECTOR Management For *Management No
Position Unknown
7. ELECT MR. ALF DUCH-PEDERSON AS A DIRECTOR Management For *Management No
Position Unknown
8. ELECT MR. GRAHAME GIBSON AS A DIRECTOR Management For *Management No
Position Unknown
9. ELECT MR. THORLEIF KRARUP AS A DIRECTOR Management For *Management No
Position Unknown
10. ELECT MR. BO LERENIUS AS A DIRECTOR Management For *Management No
Position Unknown
11. ELECT MR. JORGEN PHILIP-SORENSEN AS A DIRECTOR Management For *Management No
Position Unknown
12. ELECT MR. WALDEMAR SCHMIDT AS A DIRECTOR Management For *Management No
Position Unknown
13. ELECT LORD SHARMAN AS A DIRECTOR Management For *Management No
Position Unknown
14. ELECT MR. MALCOLM WILLIAMSON AS A DIRECTOR Management For *Management No
Position Unknown
15. APPOINT KPMG AS THE AUDITOR OF THE COMPANY UNTIL Management For *Management No
THE CONCLUSION OF THE NEXT GENERAL MEETING AT Position Unknown
WHICH ACCOUNTS ARE LAID AND AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION
16. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH SECTION Management For *Management No
80 OF THE COMPANIES ACT 1985 THE ACT , TO Position Unknown
ALLOT RELEVANT SECURITIES SECTION 80(2) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 105,000,000;
AUTHORITY EXPIRES ON 01 JUN 2010 ; AND THE DIRECTORS
MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.17 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management Against *Management No
95 OF THE ACT, TO ALLOT EQUITY SECURITIES SECTION Position Unknown
94(2) OF THE ACT FOR CASH, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) , PROVIDED
THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES: I) IN CONNECTION WITH A RIGHTS
ISSUE IN FAVOR OF ORDINARY SHAREHOLDERS; II)
UP TO AN AGGREGATE NOMINAL VALUE OF GBP 15,800,000;
AUTHORITY EXPIRES ON 01 JUN 2010 ; AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.18 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For *Management No
SECTION 163(3) OF THE ACT OF UP TO 126,400,000 Position Unknown
ORDINARY SHARES OF 25P EACH IN THE CAPITAL OF
THE COMPANY, AT A MINIMUM PRICE OF 25P AND UP
TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES AT THE CONCLUSION
OF THE AGM OF THE COMPANY TO BE HELD IN 2006
; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
S.19 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management No
BY THE DELETION OF ARTICLE 172 AND SUBSTITUTING Position Unknown
WITH NEW WORDS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036152 212,500 212,500 212,500 6/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION NWS Special Meeting Date: 06/30/2005
Issuer: 65248E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSED ADOPTION OF THE 2005 LONG-TERM INCENTIVE Management For For No
PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INC. B01GETF0036152B 203 20,000 20,000 20,000 6/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MMO2 PLC OOM Annual Meeting Date: 07/28/2004
Issuer: 55309W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
11 ADOPT MMO2 DEFERRED EQUITY INCENTIVE PLAN Management For For No
10 AUTHORITY TO PURCHASE OWN SHARES (SPECIAL RESOLUTION) Management For For No
09 POWER TO ALLOT SHARES FOR CASH (SPECIAL RESOLUTION) Management For For No
08 AUTHORITY TO ALLOT SHARES Management For For No
07 REMUNERATION OF AUDITORS Management For For No
06 RE-APPOINTMENT OF AUDITORS Management For For No
05 RE-ELECT ANDREW SUKAWATY Management For For No
04 RE-ELECT STEPHEN HODGE Management For For No
03 RE-ELECT DAVID FINCH Management For For No
02 REMUNERATION REPORT Management For For No
01 REPORT AND ACCOUNTS Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST- INTERNATIONAL B01GETF0036102B 101 9,000 9,000 9,000 7/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
INVIK & CO AB INVIK-B.ST EGM Meeting Date: 08/26/2004
Issuer: W4832D110 ISIN: SE0000164626
SEDOL: B00GC12, 4487245
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED Position Unknown
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU
1. ELECT THE CHAIRMAN OF THE MEETING Management For *Management No
Position Unknown
2. APPROVE THE VOTING LIST Management For *Management No
Position Unknown
3. APPROVE THE AGENDA Management For *Management No
Position Unknown
4. ELECT 1 OF 2 PERSONS TO CHECK AND VERIFY THE MINUTES Management For *Management No
Position Unknown
5. APPROVE TO DETERMINE WHETHER THE MEETING HAS Management For *Management No
BEEN DULY CONVENED Position Unknown
6. ELECT MESSRS PEHR G. GYLLENHAMMAR, EDWARD VON Management For *Management No
HORN, WILHELM KLINGSPOR, ERIK MITTEREGGER, STIG Position Unknown
NORDIN AND CRISTINA STENBECK AS THE BOARD OF
DIRECTORS
7. APPROVE TO DETERMINE THE FEES OF THE MEMBERS Management For *Management No
OF THE BOARD OF DIRECTORS Position Unknown
8. AMEND ARTICLE 1 OF THE ARTICLES OF ASSOCIATION Management For *Management No
THE COMPANY NAME WILL BE CHANGED FROM INVIK Position Unknown
& CO. AB TO INVESTMENT AB KINNEVIK
9. APPROVE THE NOMINATION PROCESS FOR THE ELECTION Management For *Management No
OF THE BOARD OF DIRECTORS ANDTHE PROCEDURE FOR Position Unknown
NOMINATION OF BOARD OF DIRECTORS FOR THE AGM
IN 2005 WILL BE LED BY MR. CHRISTINA STENBECK
AS THE CHAIRMAN OF THE NOMINATION GROUP AND IT
WILL BE FORMALIZED IN THE FALL OF 2004 IN CONSULTATION
WITH 3 MAJOR SHAREHOLDERS AND THE PARTICIPANTS
OF THE GROUP WILL BE DISCLOSED IN THE INTERIM
REPORT FOR THE THIRD QUARTER 2004
10. CLOSING Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 155,000 155,000 155,000 8/19/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT AG, ZUG CFR.VX AGM Meeting Date: 09/16/2004
Issuer: H25662141 ISIN: CH0012731458 BLOCKING
SEDOL: 7151116
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE BUSINESS REPORT Management For *Management No
Position Unknown
2. APPROVE THE APPROPRIATION OF PROFITS Management For *Management No
Position Unknown
3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
4. ELECT THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
5. ELECT THE AUDITORS Management For *Management No
Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 90,000 90,000 90,000 9/3/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
BOUYGUES, GUYANCOURT EN.PA OGM Meeting Date: 10/07/2004
Issuer: F11487125 ISIN: FR0000120503 BLOCKING
SEDOL: 2696612, 4067528, 4002121, 4115159, 7164028
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1.
1. APPROVE TO DISTRIBUTE EXCEPTIONALLY THE AMOUNT Management For *Management No
OF EUR 5.00 PER SHARE OR PER INVESTMENT CERTIFICATE Position Unknown
AND THIS AMOUNT SHALL BE WITHDRAWN FROM THE ISSUE
PREMIUMS ACCOUNT
2. APPROVE THAT THE EXCEPTIONAL DISTRIBUTION SHALL Management For *Management No
BE PAID BY CASH ON 07 JAN 2005 TO THE PROFIT Position Unknown
OF THE BEARER OF 1 OR SEVERAL SHARE S OR OF
1 OR SEVERAL INVESTMENT CERTIFICATE S MAKING
UP THE COMPANY CAPITAL ON THE DAY OF THE PRESENT
MEETING
3. GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THE PRESENT IN ORDER Position Unknown
TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS WHICH
ARE PRESCRIBED BY LAW
* PLEASE NOTE THAT THIS IS A REVISION DUE TO REVISED Non-Voting *Management No
WORDINGS FOR RESOLUTION NUMBER 2. IF YOU HAVE Position Unknown
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 25,000 25,000 25,000 9/30/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC DEO AGM Meeting Date: 10/20/2004
Issuer: G42089113 ISIN: GB0002374006
SEDOL: 0237400, 5399736, 5409345, 5460494
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTORS AND THE AUDITOR S REPORTS Management For *Management No
AND THE ACCOUNTS FOR THE YE 30 JUN 2004 Position Unknown
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management No
THE YE 30 JUN 2004 Position Unknown
3. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For *Management No
Position Unknown
4. RE-ELECT LORD HOLLICK OF NOTTING HILL AS A DIRECTOR, Management For *Management No
WHO RETIRES BY ROTATION Position Unknown
5. RE-ELECT MR. N.C. ROSE AS A DIRECTOR, WHO RETIRES Management For *Management No
BY ROTATION Position Unknown
6. RE-ELECT MR. P.A. WALKER AS A DIRECTOR, WHO RETIRES Management For *Management No
BY ROTATION Position Unknown
7. ELECT MR. H.T. STITZER AS A DIRECTOR Management For *Management No
Position Unknown
8. ELECT MR. J.R. SYMONDS AS A DIRECTOR Management For *Management No
Position Unknown
9. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR OF THE Management For *Management No
COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL Position Unknown
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY AND AUTHORIZE THE DIRECTORS TO DETERMINE
THEIR REMUNERATION
S.10 APPROVE TO RENEW THE POWER CONFERRED ON THE DIRECTORS Management For *Management No
BY PARAGRAPH 4.3 OF ARTICLE 4 OF THE COMPANY Position Unknown
S ARTICLES OF ASSOCIATION FOR A PERIOD EXPIRING
AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR ON 19 JAN 2006, WHICHEVER IS EARLIER AND FOR
SUCH PERIOD THE MAXIMUM AMOUNT OF EQUITY SECURITIES
WHICH THE DIRECTORS MAY SO ALLOT IN ACCORDANCE
WITH PARAGRAPH 4.4 (C) OF ARTICLE 4 SECTION
95 PRESCRIBED AMOUNT REFERRED TO IN ARTICLE
4.4(C) SHALL BE GBP 44,234,986
S.11 AMEND ARTICLE 46.1 OF THE ARTICLES OF ASSOCIATION Management For *Management No
OF THE COMPANY Position Unknown
S.12 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For *Management No
SECTION 163 OF THE COMPANIES ACT 1985 AS AMENDED Position Unknown
OF UP TO 305,752,223 OF ITS ORDINARY SHARES
OF 28 101/108 PENCE EACH, AT A MINIMUM PRICE
OF 28 101/108 PENCE FOR AN ORDINARY SHARE AND
UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES AT THE CONCLUSION
OF THE NEXT AGM ; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY
13. AMEND THE DIAGEO LONG TERM INCENTIVE PLAN IN Management For *Management No
ACCORDANCE WITH THE SCHEDULE OF AMENDMENTS PRODUCED Position Unknown
TO THE MEETING, SUBJECT TO THE PASSING OF RESOLUTION
11
14. AUTHORIZE THE BOARD TO AMEND THE DIAGEO EXECUTIVE Management For *Management No
SHARE OPTION PLAN IN ACCORDANCE WITH THE SCHEDULE Position Unknown
OF AMENDMENTS PRODUCED TO THE MEETING, SUBJECT
TO THE PASSING OF RESOLUTION 11
15. AMEND THE DISCRETIONARY INCENTIVE PLAN IN ACCORDANCE Management For *Management No
WITH THE SCHEDULE OF AMENDMENTS PRODUCED TO THE Position Unknown
MEETING, SUBJECT TO THE PASSING OF RESOLUTION
11
16. AUTHORIZE THE BOARD TO AMEND THE DIAGEO 2001 Management For *Management No
SHARE INCENTIVE PLAN IN ACCORDANCE WITH THE SCHEDULE Position Unknown
OF AMENDMENTS PRODUCED TO THE MEETING, SUBJECT
TO THE PASSING OF RESOLUTION 11
17. AUTHORIZE THE BOARD TO AMEND THE UK SHARESAVE Management For *Management No
SCHEME 2000 IN ACCORDANCE WITH THE SCHEDULE OF Position Unknown
AMENDMENTS PRODUCED TO THE MEETING, SUBJECT TO
THE PASSING OF RESOLUTION 11
18. AUTHORIZE THE BOARD TO AMEND THE DIAGEO 1999 Management For *Management No
IRISH SHARESAVE SCHEME IN ACCORDANCE WITH THE Position Unknown
SCHEDULE OF AMENDMENTS PRODUCED TO THE MEETING,
SUBJECT TO THE PASSING OF RESOLUTION 11
19. AMEND THE DIAGEO LONG TERM INCENTIVE PLAN IN Management For *Management No
ACCORDANCE WITH THE SCHEDULE OF AMENDMENTS PRODUCED Position Unknown
TO THE MEETING SO THAT THE MAXIMUM INDIVIDUAL
LIMIT ON ANNUAL AWARDS UNDER THE LONG TERM INCENTIVE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 100,000 100,000 100,000 10/19/2004
INTERNATIONAL
- -----------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW TI SGM Meeting Date: 10/25/2004
Issuer: T92778124 ISIN: IT0003497176 BLOCKING
SEDOL: 7634402
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
26 OCT 2004 (AND A THIRD CALL ON 27 OCT 2004).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. RECEIVE THE COMMON REPRESENTATIVE S REPORT ON Management For *Management No
THE FUND SET UP TO COVER THE NECESSARY EXPENSES Position Unknown
FOR THE PROTECTION OF SAVING SHARES INTERESTS
2. APPOINT SAVING SHARES COMMON REPRESENTATIVE AND Management For *Management No
APPROVE TO STATE RELATED EMOLUMENTS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 495,130 495,130 495,130 10/20/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLISHING AND BROADCASTING LIMITED PBL PBL.AX AGM Meeting Date: 10/26/2004
Issuer: Q7788C108 ISIN: AU000000PBL6
SEDOL: 5636820, 6637082
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* RECEIVE AND APPROVE THE CONSOLIDATED FINANCIAL Non-Voting *Management No
STATEMENTS OF THE COMPANY AND ITS CONTROLLED Position Unknown
ENTITIES AND THE REPORTS OF THE DIRECTORS AND
THE AUDITOR FOR THE FYE 30 JUN 2004
a. ELECT MR. CHRISTOPHER ANDERSON AS A DIRECTOR, Management For *Management No
WHO RETIRES IN ACCORDANCE WITH CLAUSE 6.1(E) Position Unknown
OF THE COMPANY S CONSTITUTION
b. ELECT MR. SAMUEL CHISHOLM AS A DIRECTOR, WHO Management For *Management No
RETIRES IN ACCORDANCE WITH CLAUSE 6.1(E) OF THE Position Unknown
COMPANY S CONSTITUTION
c. RE-ELECT MR. ROWEN CRAIGIE AS A DIRECTOR, WHO Management For *Management No
RETIRES IN ACCORDANCE WITH CLAUSE 6.1(F) OF THE Position Unknown
COMPANY S CONSTITUTION
d. RE-ELECT MR. JAMES PACKER AS A DIRECTOR, WHO Management For *Management No
RETIRES IN ACCORDANCE WITH CLAUSE 6.1(F) OF THE Position Unknown
COMPANY S CONSTITUTION
e. RE-ELECT MR. KERRY PACKER AS A DIRECTOR, WHO Management For *Management No
RETIRES IN ACCORDANCE WITH CLAUSE 6.1(F) OF THE Position Unknown
COMPANY S CONSTITUTION
S.f APPROVE, FOR THE PURPOSES OF SECTION 260B(2) Management For *Management No
OF THE CORPORATIONS ACT 2001, THE GIVING OF FINANCIAL Position Unknown
ASSISTANCE BY BURSWOOD LIMITED BURSWOOD OR
ANY OF ITS SUBSIDIARIES WHETHER AS TRUSTEE OR
OTHERWISE IN CONNECTION WITH THE ACQUISITION
OF SHARES IN BURSWOOD BY PBL WA PTY LIMITED
BEING A WHOLLY SUBSIDIARY OF THE COMPANY AS
SPECIFIED
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 160,000 160,000 160,000 10/20/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LTD NCP.NZ AGM Meeting Date: 10/26/2004
Issuer: Q67027112 ISIN: AU000000NCP0
SEDOL: 0637163, 4633543, 5412105, 6633433, 6886925
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RE-ELECT MR. K.E. COWLEY AS A DIRECTOR Management For *Management No
Position Unknown
2. RE-ELECT MR. D.F. DEVOE AS A DIRECTOR Management For *Management No
Position Unknown
3. ELECT MR. V. DINH AS A DIRECTOR Management For *Management No
Position Unknown
4. ELECT MR. P.L. BARNES AS A DIRECTOR Management For *Management No
Position Unknown
5. ELECT MR. J.L. THORNTON AS A DIRECTOR Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 120,000 120,000 120,000 10/13/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LTD NCP.NZ EGM Meeting Date: 10/26/2004
Issuer: Q67027112 ISIN: AU000000NCP0
SEDOL: 0637163, 4633543, 5412105, 6633433, 6886925
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DETAILED Non-Voting *Management No
AGENDA. IF HAVE ALREADY SENT IN YOUR VOTES, PLEASE Position Unknown
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
S.1 APPROVE, CONDITIONAL UPON APPROVAL BY SHAREHOLDERS Management For *Management No
OF THE SHARE SCHEME AND BY OPTIONHOLDERS OF THE Position Unknown
OPTION SCHEME, THE CAPITAL OF THE COMPANY BE
REDUCED BY CANCELING ALL OF THE ORDINARY SHARES
AND ALL OF THE PREFERRED SHARES IN THE CAPITAL
OF THE COMPANY, SUCH REDUCTION AND CANCELLATION
TO TAKE EFFECT UPON IMPLEMENTATION OF THE SHARE
SCHEME AS SPECIFIED
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 120,000 120,000 120,000 10/13/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LTD NCP.NZ CRT Meeting Date: 10/26/2004
Issuer: Q67027112 ISIN: AU000000NCP0
SEDOL: 0637163, 4633543, 5412105, 6633433, 6886925
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DETAILED Non-Voting *Management No
AGENDA. IF YOU HAVE ALREADY SENT IN YOUR VOTES, Position Unknown
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1. APPROVE THE SHARE SCHEME TO BE ENTERED INTO BETWEEN Management For *Management No
THE COMPANY ON THE ONE HAND AND THE ORDINARY Position Unknown
SHAREHOLDERS AND PREFERRED SHAREHOLDERS ON THE
OTHER FOR THE PURPOSES OF SECTION 411 OF THE
CORPORATIONS ACT 2001, CONDITIONAL UPON APPROVAL
BY THE OPTION HOLDERS OF THE OPTION SCHEME AND
BY SHAREHOLDERS OF THE CAPITAL REDUCTION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 120,000 120,000 120,000 10/13/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING CO LTD HMY EGM Meeting Date: 11/12/2004
Issuer: S34320101 ISIN: ZAE000015228
SEDOL: 0410568, 4410564, 6410562, 7413021
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management No
Position Unknown
1.O1 APPROVE, SUBJECT TO 3.O2 AND 2.S1, THE ACQUISITION Management Against *Management No
BY THE COMPANY OF THE SHARES IN THE ORDINARY Position Unknown
SHARE CAPITAL OF GOLD FIELDS LTD, BY WAY OF THE
EARLY SETTLEMENT OFFER AND THE SUBSEQUENT OFFER
2.S1 APPROVE, SUBJECT TO 1.O1 AND 3.O2, TO INCREASE Management Against *Management No
THE AUTHORIZED ORDINARY SHARE CAPITAL OF THE Position Unknown
COMPANY FROM ZAR 225,000,000 TO ZAR 600,000,000
BY THE CREATION OF 750,000,000 NEW ORDINARY SHARES
OF ZAR 0.50 EACH RANKING PARI PASSU WITH THE
EXISTING ORDINARY SHARES
3.O2 AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT Management Against *Management No
TO 1.O1 AND 2.S1, TO ALLOT AND ISSUE SUCH NUMBER Position Unknown
OF UNISSUED SHARES IN THE CAPITAL OF THE COMPANY
AS MAY BE NECESSARY TO IMPLEMENT THE OFFERS
4.O3 AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT Management Against *Management No
AND ISSUE, AFTER PROVIDING FOR THE HARMONY SHARE Position Unknown
OPTION SCHEMES OF 1994, 2001 AND 2003, THE REMAINING
UNISSUED SHARES INCLUDING THE NEW ORDINARY SHARES
CREATED ITO 2.S1
5.O4 AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT Management Against *Management No
AND ISSUE EQUITY SECURITIES, INCLUDING THE GRANT Position Unknown
OR ISSUE OF OPTIONS OR SECURITIES THAT ARE CONVERTIBLE
INTO AN EXISTING CLASS OF EQUITY SECURITIES,
FOR CASH
6.O5 AUTHORIZE THE DIRECTORS, SUBJECT TO 1.O1, 3.O2 Management Against *Management No
AND 2.S1, TO ALLOT AND ISSUE UNISSUED SHARES Position Unknown
IN THE COMPANY TO MVELAPHANDA GOLD, MEZZ SPV
OR TO THE PROVIDERS OF MEZZANINE FINANCE ITO
THE EMPOWERMENT TRANSACTION
7.O6 AUTHORIZE ANY 1 OF THE DIRECTORS OF THE COMPANY Management Against *Management No
TO DO ALL SUCH THINGS AND SIGN ALL SUCH DOCUMENTS Position Unknown
AS MAY BE NECESSARY FOR OR INCIDENTAL TO THE
IMPLEMENTATION OF THE OFFERS AND THE RESOLUTIONS
PROPOSED AT THE GENERAL MEETING
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 72,500 72,500 72,500 11/4/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING CO LTD HMY AGM Meeting Date: 11/12/2004
Issuer: S34320101 ISIN: ZAE000015228
SEDOL: 0410568, 4410564, 6410562, 7413021
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 204981 DUE TO CHANGE IN THE NUMBER OF RESOLUTIONS. Position Unknown
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. RECEIVE AND ADOPT THE ANNUAL FINANCIAL STATEMENTS Management For *Management No
FOR THE YE 30 JUN 2004 INCLUDING THE REPORTS Position Unknown
OF THE DIRECTORS AND THE AUDITORS
2. APPROVE TO FIX THE REMUNERATION OF THE DIRECTORS Management For *Management No
Position Unknown
3. RE-ELECT THE NUMBER OF DIRECTORS BY WAY OF A Management Against *Management No
SINGLE RESOLUTION Position Unknown
4.1 RE-ELECT MR. R. MENELL AS A DIRECTOR Management For *Management No
Position Unknown
4.2 RE-ELECT MR. M. MOTLOBA AS A DIRECTOR Management For *Management No
Position Unknown
4.3 RE-ELECT DR. M.Z. NKOSI AS A DIRECTOR Management For *Management No
Position Unknown
4.4 RE-ELECT MR. N.V. QANGULE AS A DIRECTOR Management For *Management No
Position Unknown
5.1 RE-ELECT MR. F. DIPPENAAR AS A DIRECTOR, WHO Management For *Management No
RETIRES BY ROTATION Position Unknown
5.2 RE-ELECT MR. N. FAKUDE AS A DIRECTOR, WHO RETIRES Management For *Management No
BY ROTATION Position Unknown
5.3 RE-ELECT DR. S. LUSHABA AS A DIRECTOR, WHO RETIRES Management For *Management No
BY ROTATION Position Unknown
6.S1 APPROVE TO INCREASE THE SHARE CAPITAL OF THE Management Against *Management No
COMPANY FROM MYR 175,000,000 DIVIDED INTO 350,000,000 Position Unknown
ORDINARY SHARES OF 50 CENTS EACH TO MYR 225,000,000
DIVIDED INTO 450,000,000 ORDINARY SHARES OF 50
CENTS EACH BY THE CREATION OF 100000000 NEW ORDINARY
SHARES OF 50 CENTS EACH RANKING PARI PASSU IN
ALL RESPECTS WITH THE EXISTING ORDINARY SHARES
IN THE AUTHORIZED SHARE CAPITAL OF THE COMPANY
6.S2 AUTHORIZE THE COMPANY OR ANY OF ITS SUBSIDIARIES, Management For *Management No
IN TERMS OF SECTION 85(2) OF THE COMPANIES ACT, Position Unknown
1973, TO ACQUIRE SHARES ISSUED BY THE COMPANY,
ON THE OPEN MARKET OF JSE, AS DETERMINED BY THE
DIRECTORS, BUT SUBJECT TO THE PROVISIONS OF THE
ACT AND THE LISTING REQUIREMENTS OF THE JSE,
NOT EXCEEDING IN AGGREGATE 20% OF THE COMPANY
S ISSUED ORDINARY SHARE CAPITAL IN ANY 1 FY,
AT A PRICE OF NO MORE THAN 10% ABOVE THE WEIGHTED
AVERAGE MARKET PRICE OF SUCH SHARES OVER THE
PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE NEXT AGM OR 15 MONTHS ; A
PAID PRESS ANNOUNCEMENT WILL BE PUBLISHED WHEN
THE COMPANY HAS ACQUIRED, ON A CUMULATIVE BASIS,
3% OF THE INITIAL NUMBER OF THE RELEVANT CLASS
OF SECURITIES AND FOR EACH 3% IN AGGREGATE OF
THE INITIAL NUMBER OF THAT CLASS ACQUIRED THEREAFTER
7.O1 AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT Management For *Management No
AND ISSUE, AFTER PROVIDING FOR THE REQUIREMENTS Position Unknown
OF THE HARMONY (1994) SHARE OPTION SCHEME, THE
HARMONY (2001) SHARE OPTION SCHEME AND THE HARMONY
(2003) SHARE OPTION SCHEME, ALL OR ANY OF THE
REMAINING UNISSUED SECURITIES IN THE CAPITAL
OF THE COMPANY AT SUCH TIME OR TIMES TO SUCH
PERSON OR PERSONS OR BODIES CORPORATE UPON SUCH
TERMS AND CONDITIONS AS THE DIRECTORS MAY FROM
TIME TO TIME AT THEIR SOLE DISCRETION DETERMINE,
SUBJECT TO THE PROVISIONS OF THE COMPANIES ACT,
1973 (ACT 61 IF 1973) AS AMENDED, AND THE LISTING
REQUIREMENTS OF THE JSE SECURITIES EXCHANGE OF
SOUTH AFRICA
8.O2 AUTHORIZE THE DIRECTORS, SUBJECT TO THE LISTING Management For *Management No
REQUIREMENTS OF THE JSE SECURITIES EXCHANGE SOUTH Position Unknown
AFRICA, TO ALLOT AND ISSUE EQUITY SECURITIES
FOR CASH, NOT EXCEEDING IN AGGREGATE 15% OF THE
NUMBER OF SHARES IN THE COMPANY S ISSUED SHARE
CAPITAL, AT THE MAXIMUM PERMITTED DISCOUNT OF
10% OF THE WEIGHTED AVERAGE TRADED PRICE OF SUCH
SHARES OVER THE 30 DAYS PRIOR TO THE DATE THAT
THE PRICE OF THE ISSUE IS DETERMINED BY THE DIRECTORS,
AND ISSUES AT A DISCOUNT GREATER THAN 10% MAY
BE UNDERTAKEN SUBJECT TO SPECIFIC SHAREHOLDER
CONSENT; AUTHORITY EXPIRES THE EARLIER OF THE
NEXT AGM OF THE COMPANY, OR 15 MONTHS ; A PAID
PRESS ANNOUNCEMENT GIVING FULL DETAILS, INCLUDING
THE IMPACT ON THE NET ASSET VALUE AND EARNINGS
PER SHARE, WILL BE PUBLISHED AT THE TIME OF ANY
ISSUE OF SHARES REPRESENTING, ON A CUMULATIVE
BASIS WITHIN ONE YEAR, 5% OR MORE OF THE NUMBER
OF THE COMPANY S ISSUED SHARES PRIOR TO ANY SUCH
ISSUE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 72,500 72,500 72,500 11/4/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LIMITED HMY Annual Meeting Date: 11/12/2004
Issuer: 413216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF 2003 AUDITED FINANCIAL STATEMENTS Management For *Management No
Position Unknown
02 TO FIX THE REMUNERATION OF DIRECTORS Management For *Management No
Position Unknown
03 TO ELECT AND RE-ELECT A NUMBER OF DIRECTORS BY Management Against *Management No
SINGLE RESOLUTION Position Unknown
04 DIRECTOR Management For No
R MENELL Management For For
M MOTLOBA Management For For
DR M Z NKOSI Management For For
NV QANGULE Management For For
F DIPPENAAR Management For For
N FAKUDE Management For For
DR S LUSHABA Management For For
S1 TO INCREASE THE AUTHORISED SHARE CAPITAL Management Against *Management No
Position Unknown
S2 TO GRANT AUTHORITY FOR REPURCHASES OF SECURITIES Management For *Management No
Position Unknown
O1 TO PLACE THE BALANCE OF THE UNISSUED SECURITIES Management For *Management No
OF THE COMPANY UNDER THE CONTROL OF THE DIRECTORS Position Unknown
O2 TO AUTHORISE THE DIRECTORS TO ISSUE SECURITIES Management For *Management No
FOR CASH Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INTERNATIONAL, B01GETF0036102B 300 35,000 35,000 35,000 11/4/2004
INC.
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LIMITED HMY Special Meeting Date: 11/12/2004
Issuer: 413216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O6 TO AUTHORISE THE DIRECTORS TO SIGN ALL SUCH DOCUMENTS Management Against *Management No
AND DO ALL SUCH THINGS AS MAY BE NECESSARY FOR Position Unknown
OR INCIDENTAL TO THE IMPLEMENTATION OF THE OFFERS
O5 TO AUTHORISE THE DIRECTORS TO ISSUE SHARES IN Management Against *Management No
TERMS OF THE EMPOWERMENT TRANSACTION Position Unknown
O4 TO AUTHORISE THE DIRECTORS TO ISSUE SECURITIES Management Against *Management No
FOR CASH Position Unknown
O3 TO PLACE THE BALANCE OF THE UNISSUED SECURITIES Management Against *Management No
OF THE COMPANY UNDER THE CONTROL OF THE DIRECTORS Position Unknown
O2 TO ALLOT AND ISSUE ANY OF THE UNAUTHORISED SHARES Management Against *Management No
IN TERMS OF THE OFFERS Position Unknown
S1 TO INCREASE THE AUTHORISED SHARE CAPITAL Management Against *Management No
Position Unknown
O1 TO APPROVE THE OFFERS Management Against *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INTERNATIONAL, B01GETF0036102B 300 35,000 35,000 35,000 11/4/2004
INC.
- ------------------------------------------------------------------------------------------------------------------------------------
SANOFI-AVENTIS SNY EGM Meeting Date: 12/23/2004
Issuer: F5548N101 ISIN: FR0000120578 BLOCKING
SEDOL: 7166239, B043B67, 5696589, B01DR51, 5671735
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
23 DEC 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
1. ACKNOWLEDGE THE AMALGAMATION-MERGER PROJECT OF Management For *Management No
AVENTIS BY SANOFI-AVENTIS DATED 14 OCT 2004, Position Unknown
UNDER WHICH IT IS STATED THAT THE AVENTIS SHALL
CONTRIBUTE THE TOTAL OF ITS ASSETS (EUR 41,208,544,876.00),
WITH THE CORRESPONDING TAKING-OVER OF ALL ITS
LIABILITIES (EUR 14,099,319,197.00) AND APPROVE
THE TERMS AND CONDITIONS OF THIS AGREEMENT; NET
WORTH: EUR 27,109,225,679.00; AND ALSO APPROVE
THE PAYMENT FOR THE CONTRIBUTIONS ACCORDING TO
A RATIO OF EXCHANGE OF 27 SANOFI-AVENTIS SHARES
AGAINST 23 AVENTIS SHARES AND THE OPERATION SHALL
BE FINAL ON 31 DEC 2004; CONSEQUENTLY, THE GENERAL
MEETING DECIDES TO INCREASE THE SHARE CAPITAL
BY EUR 38,245,770.00 TO INCREASE IT FROM EUR
2,784,562,864.00 TO EUR 2,822,808,634.00, BY
THE CREATION OF 19,122,885 NEW FULLY PAID-UP
SHARES OF A PAR VALUE OF EUR 2.00 EACH, TO BE
DISTRIBUTED AMONG THE SHAREHOLDERS OF THE ACQUIRED
COMPANY, WITH A RATIO OF EXCHANGE OF 27 SANOFI-AVENTIS
SHARES AGAINST 23 AVENTIS SHARES, BEARING AN
ACCRUING DIVIDEND AS DECIDED AFTER THEIR ISSUE;
THE MERGER SURPLUS OF EUR 508,561,335.00 SHALL
BE REGISTERED IN A MERGER SURPLUS ACCOUNT; THE
AMOUNT OF THE DIVIDENDS RECEIVED BY AVENTIS FOR
THE SANOFI-AVENTIS SHARES IT HOLDS, WHICH REPRESENTS
EUR 27,894,216.00 SHALL BE CHARGED TO THE MERGER
SURPLUS ACCOUNT, THUS AMOUNTING TO EUR 536,455,551.00;
CAPITAL LOSS ON TRANSFERRED SHARES: EUR 25,277,722,121.00
2. AUTHORIZE THE BOARD OF DIRECTORS, SUBJECT TO Management For *Management No
THE REALIZATION OF THE CONDITIONS AIMED AT ARTICLE Position Unknown
NO. 14 OF THE AMALGAMATION-MERGER TREATY, TO
WITHDRAW FROM THE MERGER PREMIUM ALL NECESSARY
AMOUNTS IN ORDER TO: FUND THE LEGAL RESERVE:
10% OF THE CAPITAL EXISTING AFTER THE AMALGAMATION-MERGER,
FUND THE SPECIAL RESERVE ON LONG-TERM CAPITAL
GAINS: EUR 319,518,918.00; FUN OTHER RESERVES
AND PROVISIONS TO CHARGE ALL FEES, EXPENSES AND
RIGHT RESULTING FROM THE AMALGAMATION-MERGER;
THE GENERAL MEETING ALSO DECIDES TO CHARGE THE
CAPITAL LOSS ON TRANSFERRED SHARES TO THE SHARE
PREMIUM, THUS AMOUNTING TO EUR 9,863,155,240.00
3. APPROVE THE SUBSTITUTION OF SANOFI-AVENTIS IN Management For *Management No
THE AVENTIS COMMITMENTS RELATING TO THE EQUITY Position Unknown
WARRANTS ISSUED BY AVENTIS; ONCE THE MERGER IS
EFFECTIVE, THE AVENTIS EQUITY WARRANTS SHALL
GIVE RIGHT TO SANOFI-AVENTIS SHARES AND THEIR
NUMBER SHALL CORRESPOND TO THE NUMBER OF AVENTIS
SHARES THESE EQUITY WARRANTS SHALL GIVE RIGHT
AFTER THE IMPLEMENTATION OF THE RATIO OF EXCHANGE
OF 27 AGAINST 23; THE GENERAL MEETING DECIDES
TO RELINQUISH, TO THE BENEFIT OF THE EQUITY WARRANT
HOLDERS, TO THE PRE-EMPTIVE RIGHT OF SUBSCRIPTION
TO SHARES TO BE ISSUED BY SANOFI-AVENTIS IN ORDER
TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NUMBER
OF 301,986; AND APPROVE TO DELEGATE ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
4. APPROVE THE SUBSTITUTION OF SANOFI-AVENTIS IN Management For *Management No
ALL THE OBLIGATIONS RESULTING FROM THE AVENTIS Position Unknown
COMMITMENTS REGARDING THE HOLDERS OF THE 48,080,289
OPTIONS GRANTING THE RIGHT TO THE SUBSCRIBE AVENTIS
SHARES; AFTER THE AMALGAMATION-MERGER IS FINAL,
SANOFI-AVENTIS SHARES SHALL BE ALLOTTED TO THE
BENEFICIARIES OF OPTIONS GRANTING THE RIGHT TO
SUBSCRIBE AVENTIS SHARES; THE GENERAL MEETING
DECIDES TO RELINQUISH, TO THE BENEFIT OF THE
OPTION HOLDERS, TO THE PRE-EMPTIVE RIGHT OF SUBSCRIPTION
TO SHARES TO BE ISSUED BY SANOFI-AVENTIS IN ORDER
TO INCREASE THE SHARE CAPITAL; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
5. ACKNOWLEDGE THAT THE AMALGAMATION SHALL BE DEFINITELY Management For *Management No
REALIZED ON 31 DEC 2004, AND THAT CONSEQUENTLY, Position Unknown
AVENTIS SHALL BE DISSOLVED WITHOUT LIQUIDATION
ON 31 DEC 2004
6. AMEND THE ARTICLES OF ASSOCIATION AS FOLLOWS: Management For *Management No
ARTICLE 6 (SHARE CAPITAL): THE SHARE CAPITAL Position Unknown
IS SET AT EUR 2,822,808,634.00 AND IS DIVIDED
INTO 1,411,404,317 FULLY PAID-UP SHARES OF A
PAR VALUE OF EUR 2.00 EACH
7. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, BY WAY OF ISSUING, WITHOUT Position Unknown
THE PRE-EMPTIVE RIGHT OF SUBSCRIPTION, SHARES
GIVING ACCESS TO SANOFI-AVENTIS CAPITAL TO THE
BENEFIT OF THE COMPANY S EMPLOYEES, IN ACCORDANCE
WITH THE LEGAL PROVISIONS OF ARTICLE: L.225-138
C AND L 443-5 C; AUTHORITY IS GIVEN FOR A PERIOD
EXPIRING ON 23 AUG 2006 ; AUTHORIZE THE BOARD
OF DIRECTORS TO MAKE USE OF RESOLUTIONS 8 AND
10 OF THE COMBINED GENERAL MEETING OF 23 JUN
2004 IN ORDER TO ALLOT TO SANOFI-AVENTIS EMPLOYEES
FREE SHARES OR OTHER SECURITIES GIVING ACCESS
TO THE CAPITAL, IN ADDITION TO SHARES TO BE SUBSCRIBED
BY CASH; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES; THE PRESENT DELEGATION
CANCELS ALL PREVIOUS DELEGATIONS IN ORDER TO
INCREASE SANOFI-AVENTIS CAPITAL BY WAY OF ISSUING
SHARES GRANTED TO EMPLOYEES, WITHOUT THE PRE-EMPTIVE
RIGHT OF SUBSCRIPTIONS AND IT CANCELS AND REPLACES,
FOR ITS PART UNUSED, THE DELEGATION GIVEN IN
RESOLUTION 11 AT THE GENERAL MEETING OF 23 JUN
2004
8. GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THE PRESENT IN ORDER Position Unknown
TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS WHICH
ARE PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
* PLEASE NOTE THAT THE MEETING HELD ON 13 DEC 2004 Non-Voting *Management No
HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND Position Unknown
THAT THE SECOND CONVOCATION WILL BE HELD ON 23
DEC 2004. PLEASE ALSO NOTE THAT THE NEW CUTOFF
DATE IS 09 DEC 2004. IF YOU HAVE ALREADY SENT
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 31,808 31,808 31,808 11/30/2004
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
NRJ GROUP NRG.PA MIX Meeting Date: 02/17/2005
Issuer: F6637Z112 ISIN: FR0000121691 BLOCKING
SEDOL: 5996126
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 ACKNOWLEDGE THE NOTE OF THE EXECUTIVE COMMITTEE Management For *Management No
S MANAGEMENT REPORT, THE REPORTS OF THE SUPERVISORY Position Unknown
BOARD AND THE CHAIRMAN OF THE SUPERVISORY BOARD,
AS WELL AS THE GENERAL REPORT OF THE AUDITORS,
APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR
THE FYE 30 SEP 2004, IN THE FORM PRESENTED TO
THE MEETING; APPROVE THE NON-DEDUCTIBLE FEES
AND EXPENSES OF EUR 11,832.00 WITH A CORRESPONDING
TAX OF EUR 354.99
O.2 ACKNOWLEDGE THE NOTE OF THE REPORT OF THE EXECUTIVE Management For *Management No
Position Unknown
COMMITTEE ON THE GROUP MANAGEMENT INCLUDED IN
THE MANAGEMENT REPORT, THE REPORTS OF THE SUPERVISORY
BOARD, THE CHAIRMAN OF THE SUPERVISORY BOARD
AND THE STATUTORY AUDITORS, APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING, SHOWING A CONSOLIDATED
RESULT OF EUR 70,562,000.00 AND A NET PROFIT
GROUP SHARE OF EUR 70,568,000.00
O.3 APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS: Management For *Management No
PROFITS FOR THE FY: EUR 32,246,136.39 TO THE Position Unknown
GLOBAL DIVIDEND: EUR 25,079,404.16 THE BALANCE
TO THE ORDINARY RESERVE: EUR 7,166,732.23 THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR
0.29 PER SHARE; THIS DIVIDEND WILL BE PAID ON
28 FEB 2005
O.4 ACKNOWLEDGE THE NOTE OF THE SPECIAL REPORT OF Management For *Management No
THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLES Position Unknown
L.225-86 ET SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVE THE SAID REPORT AND THE AGREEMENTS REFERRED
TO THEREIN
O.5 ACKNOWLEDGE THE NOTE OF THE INFORMATION MENTIONED Management For *Management No
IN THE REPORTS OF THE CHAIRMAN OF THE SUPERVISORY Position Unknown
BOARD AND THE AUDITORS ON THE INTERNAL CONTROL
PROCEDURES
O.6 ACKNOWLEDGE THE NOTE OF THE REPORT OF THE EXECUTIVE Management For *Management No
COMMITTEE ON THE USE OF THE AUTHORIZATION GRANTED Position Unknown
BY THE EGM OF 13 SEP 2001 AND THE SPECIAL REPORT
OF THE EXECUTIVE COMMITTEE ON STOCK OPTION PLANS
O.7 GRANT PERMANENT DISCHARGE TO THE MEMBERS OF THE Management For *Management No
EXECUTIVE COMMITTEE, OF THE SUPERVISORY BOARD Position Unknown
AND TO THE AUDITORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING THE SAID FY
O.8 APPROVE TO SET AN AMOUNT OF EUR 50,000.00 TO Management For *Management No
BE ALLOCATED TO ITS MEMBERS AS ATTENDANCE FEES Position Unknown
O.9 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE THE Management For *Management No
COMPANY S SHARES ON THE STOCK EXCHANGE, NOTABLY Position Unknown
IN VIEW OF ADJUSTING THEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 30.00,
MINIMUM SELLING PRICE: EUR 12.00, MAXIMUM NUMBER
OF SHARES TO BE TRADED: 3% OF THE NUMBER OF SHARES
MAKING UP THE SHARE CAPITAL; AUTHORITY EXPIRES
AT THE END OF 18 MONTHS AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.10 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THIS MEETING IN ORDER Position Unknown
TO ACCOMPLISH ALL FORMALITIES, FILINGS AND REGISTRATIONS
PRESCRIBED BY LAW
E.11 APPROVE TO CHANGE THE END-DATE OF THE COMPANY Management For *Management No
FY TO 31 DEC OF EVERY YEAR Position Unknown
E.12 AMEND THE ARTICLE OF ASSOCIATION NUMBER 16 AS Management For *Management No
FOLLOWS: ARTICLE 16 - FY: THE FY SHALL COMMENCE Position Unknown
ON 01 JAN AND END ON 31 DEC
E.13 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THIS MEETING IN ORDER Position Unknown
TO ACCOMPLISH ALL FORMALITIES, FILINGS AND REGISTRATIONS
PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 40,375 40,375 40,375 2/7/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
ROCHE HLDG LTD RHHBY AGM Meeting Date: 02/28/2005
Issuer: H69293217 ISIN: CH0012032048
SEDOL: 7110388, 7119158, 7618086
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management No
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING Position Unknown
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP.
THANK YOU
1. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS Non-Voting *Management No
AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR Position Unknown
2004
2. RATIFY THE ACTIONS TAKEN BY BOARD OF DIRECTORS Non-Voting *Management No
MEMBERS IN 2004 Position Unknown
3. APPROVE THE DISTRIBUTION OF AN ORDINARY DIVIDED Non-Voting *Management No
OF CHF 2.00 GROSS PER SHARE AND NON-VOTING EQUITY Position Unknown
SECURITY
4.1 RE-ELECT PROF. JOHN BELL AS A DIRECTOR FOR A Non-Voting *Management No
TERM OF 4 YEARS AS PROVIDED BY THE ARTICLES OF Position Unknown
ASSOCIATION
4.2 RE-ELECT MR. ANDRE HOFFMANN AS A DIRECTOR FOR Non-Voting *Management No
A TERM OF 4 YEARS AS PROVIDED BY THE ARTICLES Position Unknown
OF ASSOCIATION
4.3 RE-ELECT DR. FRANZ B. HUMER AS A DIRECTOR FOR Non-Voting *Management No
A TERM OF 4 YEARS AS PROVIDED BY THE ARTICLES Position Unknown
OF ASSOCIATION
5. RE-ELECT KPMG KLYNVELD PEAT MARWICK GOERDELER Non-Voting *Management No
SA AS THE STATUTORY AND THE GROUP AUDITORS FOR Position Unknown
THE FY 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 18,100 0 18,100
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL NVSEF.PK AGM Meeting Date: 03/01/2005
Issuer: H5820Q150 ISIN: CH0012005267 BLOCKING
SEDOL: 7103065
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, THE FINANCIAL STATEMENTS Management For *Management No
OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL Position Unknown
STATEMENTS FOR THE YEAR 2004
2. APPROVE THE ACTIVITIES OF THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS Management For *Management No
OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARE Position Unknown
A DIVIDEND; A TOTAL DIVIDEND PAYMENT OF CHF 2,610,034,767
IS EQUIVALENT TO A GROSS DIVIDEND OF CHF 1.05
PER REGISTERED SHARE OF CHF 0.50 NOMINAL VALUE
ENTITLED TO DIVIDENDS, PAYMENT WILL BE MADE WITH
EFFECT FROM 04 MAR 2005
4. APPROVE TO REDUCE THE SHARE CAPITAL BY CHF 19,019,500, Management For *Management No
FROM CHF 1,388,605,000 TO CHF 1,369,585,500, Position Unknown
THAT THE CORRESPONDING NUMBER OF REGISTERED SHARES
BE SUBSEQUENTLY CANCELLED AND AMEND THE RELEVANT
CLAUSE IN THE ARTICLES OF INCORPORATION
5. AUTHORIZE THE BOARD OF DIRECTORS I) TO LAUNCH Management For *Management No
A FIFTH SHARE REPURCHASE PROGRAM TO A MAXIMUM Position Unknown
AMOUNT OF CHF 4 BILLION, WITH THE AIM OF CANCELING
THE SHARES BOUGHT BACK AND II) TO REPURCHASE
FOR CANCELLATION OWN SHARES BEYOND THE LIMIT
OF 10% OF THE SHARE CAPITAL OF NOVARTIS AG IN
THE COURSE OF EITHER THE COMPLETION OF THE EXISTING
FOURTH SHARE REPURCHASE PROGRAM OF CHF 3 BILLION
OR THE IMPLEMENTATION OF THE FIFTH PROGRAM
6.1 RE-ELECT DR. H.C. BIRGIT BREUEL AS A BOARD OF Management For *Management No
DIRECTOR FOR A TWO-YEAR TERM Position Unknown
6.2 RE-ELECT PROF. DR. PETER BURCKHARDT AS A BOARD Management For *Management No
OF DIRECTOR FOR A THREE-YEAR TERM EACH Position Unknown
6.3 RE-ELECT MR. ALEXANDRE F. JETZER AS A BOARD OF Management For *Management No
DIRECTOR FOR A THREE-YEAR TERM EACH Position Unknown
6.4 RE-ELECT MR. PIERRE LANDOLT AS A BOARD OF DIRECTOR Management For *Management No
FOR A THREE-YEAR TERM EACH Position Unknown
6.5 RE-ELECT PROF. DR. ULRICH LEHNER AS A BOARD OF Management For *Management No
DIRECTOR FOR A THREE-YEAR TERM EACH Position Unknown
7. APPOINT PRICEWATERHOUSECOOPERS AG, AS THE AUDITORS Management For *Management No
AND THE GROUP AUDITORS, FOR A FURTHER YEAR Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management No
NOTICE SENT UNDER MEETING 206785, INCLUDING THE Position Unknown
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 41,000 41,000 41,000 2/8/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLISHING AND BROADCASTING LIMITED PBL PBL.AX EGM Meeting Date: 03/04/2005
Issuer: Q7788C108 ISIN: AU000000PBL6
SEDOL: 5636820, 6637082
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management No
Position Unknown
1. APPROVE, FOR THE PURPOSES OF ASX LISTING RULES Management For *Management No
10.1 AND 10.11, SECTION 208 OF THE CORPORATIONS Position Unknown
ACT AND FOR ALL OTHER PURPOSES, THE ACQUISITION
BY THE PUBLISHING AND BROADCASTING LIMITED PBL
OF 50% OF HOYTS FROM CONSOLIDATED PRESS HOLDINGS
LIMITED CPH AND IN CONNECTION WITH SUCH INVESTMENT,
PBL PROVIDING THE SALE CONSIDERATION TO CPH SELLER
INCLUDING THE ISSUE TO CPH SELLER OF 11,136,925
PBL SHARES AS SHARE CONSIDERATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 160,000 160,000 160,000 2/17/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, WALDENBURG STMN.SW AGM Meeting Date: 03/24/2005
Issuer: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: 7156832
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss For *Management No
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register Position Unknown
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS. THANK YOU.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 4,250 4,250 4,250 2/28/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, WALDENBURG STMN.SW AGM Meeting Date: 03/24/2005
Issuer: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: 7156832
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management No
NOTICE SENT UNDER MEETING ID 213108, INCLUDING Position Unknown
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
1. RECEIVE THE ANNUAL REPORT 2004 AND REPORTS OF Management For *Management No
THE AUDITORS AND THE GROUP AUDITORS Position Unknown
2. APPROVE THE ANNUAL REPORT 2004, ANNUAL FINANCIAL Management For *Management No
STATEMENTS 2004 AND CONSOLIDATED FINANCIAL STATEMENTS Position Unknown
2004
3. APPROVE APPROPRIATION OF THE BALANCE SHEET PROFIT; Management For *Management No
ALLOCATION OF INCOME AND DIVIDENDS OF CHF 2.00 Position Unknown
PER SHARE
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
5. ELECT MR. RUDOLF MAAG, MR. SEBASTIAN BURCKHARDT Management For *Management No
AND MR. JUERG MORANT AS THE BOARD OF DIRECTORS Position Unknown
6. ELECT PROCEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management No
Position Unknown
8. AMEND NUMERALS 3.1.3 AND 3.1.8 OF THE ARTICLES Management For *Management No
OF ASSOCIATION Position Unknown
7. APPROVE THE MOVEMENT AND CHANGE OF HEADING AND Management For *Management No
NUMERAL 1.1 OF THE ARTICLES OF ASSOCIATION Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 4,250 4,250 4,250 3/4/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS PBR Special Meeting Date: 03/31/2005
Issuer: 71654V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -----------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MANAGEMENT REPORT, THE FINANCIAL Management For For No
STATEMENTS AND AUDIT COMMITTEE S OPINION FOR
THE FISCAL YEAR 2004.
02 APPROVAL OF THE CAPITAL EXPENDITURES BUDGET FOR Management For For No
THE FISCAL YEAR 2005.
03 APPROVAL OF THE DISTRIBUTION OF RESULTS FOR THE Management For For No
FISCAL YEAR 2004.
04 APPROVAL OF THE ELECTION OF MEMBERS TO THE BOARD Management For For No
OF DIRECTORS, AUDIT COMMITTEE AND THEIR RESPECTIVE
SUBSTITUTES, TO VOTE IN THE SAME MANNER AS THE
MAJORITY OF THE SHAREHOLDERS AT THE MEETING.*
05 APPROVAL OF THE ELECTION OF THE CHAIRMAN OF THE Management For For No
BOARD OF DIRECTORS.
06 APPROVAL OF THE ESTABLISHMENT OF THE COMPENSATION Management For For No
OF MANAGEMENT AND EFFECTIVE MEMBERS OF THE AUDIT
COMMITTEE, AS WELL AS THEIR PARTICIPATION IN
THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF
THE COMPANY S BYLAWS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST B01GETF0036102B 408 23,000 23,000 23,000 3/18/2005
INTERNATIONAL, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW BLOCKING EGM Meeting Date: 04/05/2005
Issuer: T92778108 ISIN: IT0003497168
SEDOL: 7649882, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
06 APR 2005 AND A THIRD CALL ON 07 APR 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. APPROVE THE MERGER PLAN OF TELECOM ITALIA MOBILE Management For *Management No
SPA INTO TELECOM ITALIA SPA, RELATED AND CONSEQUENT Position Unknown
RESOLUTIONS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIVE Non-Voting *Management No
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN Position Unknown
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 400,000 400,000 400,000 3/15/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW TI MIX Meeting Date: 04/05/2005
Issuer: T92778108 ISIN: IT0003497168 BLOCKING
SEDOL: 7649882, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
06 APR 2005 (AND A THIRD CALL ON 07 APR 2005).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
E.1 APPROVE THE MERGER BY INCORPORATION OF TELECOM Management For *Management No
ITALIA MOBILE SPA INTO TELECOM ITALIA SPA AND Position Unknown
THE RESOLUTIONS RELATED THERE TO
O.1 APPROVE THE BALANCE SHEET REPORT AS OF 31 DEC Management For *Management No
04 AND THE RESOLUTIONS RELATED THERETO Position Unknown
O.2 APPROVE TO INTEGRATE THE BOARD OF DIRECTORS Management For *Management No
MEMBERS NUMBER; APPROVE UPON RESTATING THE BOARD Position Unknown
OF DIRECTORS MEMBERS NUMBER, STATING THE BOARD
OF DIRECTORS YEARLY EMOLUMENTS AND APPOINT TWO
NEW MEMBERS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 400,000 400,000 400,000 3/15/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
WILLIAM DEMANT HOLDING WILLF.PK AGM Meeting Date: 04/05/2005
Issuer: K9898W129 ISIN: DK0010268440
SEDOL: 5961544, 5991819
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED Position Unknown
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU.
1. APPROVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management No
ON THE COMPANY S ACTIVITIES DURING THE PAST YEAR Position Unknown
2. APPROVE THE AUDITED FINANCIAL ANNUAL REPORT INCLUDING Management For *Management No
CONSOLIDATED FINANCIAL STATEMENT Position Unknown
3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management For *Management No
MANAGEMENT FROM THEIR LIABILITIES Position Unknown
4. APPROVE THAT THE YEAR S PROFIT OF DKK 716 MILLION Management For *Management No
BE TRANSFERRED TO CORPORATE RESERVES, SO THAT Position Unknown
NO DIVIDEND IS PAID
5.1 RE-ELECT MR. LARS NORBY JOHANSEN AS A MEMBER Management For *Management No
TO THE BOARD Position Unknown
5.2 RE-ELECT MR. MICHAEL PRAM RASMUSSEN AS A MEMBER Management For *Management No
TO THE BOARD Position Unknown
6. RE-ELECT DELOITTE AND KPMG C. JESPERSEN, STATSAUTORISERET Management For *Management No
REVISIONSAKTIESELSKAB AS THE AUDITORS Position Unknown
7.a APPROVE TO REDUCE THE COMPANY S SHARE CAPITAL Management For *Management No
BY THE COMPANY S HOLDING OF OWN SHARES AND AMEND Position Unknown
ARTICLE 4.1 OF THE ARTICLES OF ASSOCIATION
7.b APPROVE TO DELETE ARTICLE 8.2, NUMBER 3 OF THE Management For *Management No
ARTICLES OF ASSOCIATION REGARDING THE GRANTING Position Unknown
THE BOARD AND THE MANAGEMENT A DISCHARGE FROM
THEIR LIABILITIES
7.c AMEND ARTICLE 2.1 OF THE ARTICLES OF ASSOCIATION Management For *Management No
REGARDING THE REGISTERED OFFICE OF THE COMPANY Position Unknown
AS A CONSEQUENCE OF THE RELOCATION FROM THE MUNICIPALITY
OF GENTOFTE TO THE MUNICIPALITY OF THE LEDOJE-SMORUM
7.d AUTHORIZE THE BOARD OF DIRECTORS TO LET THE COMPANY Management For *Management No
ACQUIRE OWN SHARES AT A NOMINAL VALUE OF UP TO Position Unknown
10% OF THE SHARE CAPITAL, AT A PRICE NO MORE
THAN 10% FROM THE PRICE QUOTED AT THE COPENHAGEN
STOCK EXCHANGE AT THE TIME OF PURCHASE; AUTHORITY
EXPIRES AT THE NEXT AGM
7.e AUTHORIZE THE CHAIRMAN OF THE GENERAL MEETING Management For *Management No
TO MAKE SUCH CHANGES AND ADJUSTMENTS ADOPTED Position Unknown
AT THE GENERAL METING AS WELL AS THE APPLICATION
FOR REGISTRATION WITH THE DANISH COMMERCE AND
COMPANIES AGENCY AS MAY BE REQUIRED BY THE DANISH
COMMERCE AND COMPANIES AGENCY ON REGISTRATION
OF ADOPTED CHANGES
8. ANY OTHER BUSINESS Other For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 17,000 17,000 17,000 3/17/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL VVDUF.D1682PK OGM Meeting Date: 04/18/2005
Issuer: F7063C114 ISIN: FR0000127771 BLOCKING
SEDOL: 4834777, 4859587, 4841379, 4863470
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
O.15 APPOINT MR. JEAN RENE FOURTOU AS A MEMBER OF Management For *Management No
THE SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.16 APPOINT MR. CLAUDE BEBEAR AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.17 APPOINT MR. GERARD BREMOND AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD 3 YEARS Position Unknown
O.18 APPOINT MR. FERNANDO FALCO AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.19 APPOINT MR. PAUL FRIBOURG AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.20 APPOINT MR. GABRIEL HAWAWINI AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 1 YEAR Position Unknown
O.21 APPOINT MR. HENRI LACHMANN AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.22 APPOINT MR. RODOCANACHI AS A MEMBER OF THE SUPERVISORY Management For *Management No
BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.23 APPOINT MR. KAREL VAN MIERT AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.24 APPOINT MRS. SARAH FRANK AS A MEMBER OF THE SUPERVISORY Management For *Management No
BOARD FOR A PERIOD OF 4 YEARS Position Unknown
O.25 APPOINT MR. PATRICK KRON AS A MEMBER OF THE SUPERVISORY Management For *Management No
BOARD FOR A PERIOD OF 4 YEARS Position Unknown
O.26 APPOINT MR. ANDRZEJ OLECHOWSKI AS A MEMBER OF Management For *Management No
THE SUPERVISORY BOARD FOR A PERIOD OF 4 YEARS Position Unknown
O.27 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 1,200,000.00 Management For *Management No
TO THE SUPERVISORY BOARD Position Unknown
O.28 APPROVE TO RENEW THE TERM OF OFFICE OF THE CABINET Management For *Management No
ALUSTRO-REYDEL AS THE STATUTORY AUDITOR FOR A Position Unknown
PERIOD OF 6 YEARS
O.29 APPOINT MR. SAN CLAUDE REYDEL IN REPLACEMENT Management For *Management No
OF MR. HUBERT LUNEAU AS A DEPUTY AUDITOR FOR Position Unknown
A PERIOD OF 6 YEARS
O.30 AUTHORIZE THE BOARD OF DIRECTORS OR IF THE RESOLUTIONS Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE TO TRADE IN THE COMPANY S SHARES ON
THE STOCK MARKET, AS PER THE FOLLOWING CONDITIONS:
MAXIMUM PURCHASE PRICE: EUR 40.00 THE PURCHASE
AMOUNT ACCUMULATED UPON THE BASIS OF AN AVERAGE
PRICE OF EUR 24.00 PER SHARE, WILL NOT EXCEED
EUR 2,570,000,000.00; AUTHORITY EXPIRES AT THE
END OF 18 MONTHS ; THE PRESENT DELEGATION CANCELS
AND REPLACES FOR THE REMAINING PERIOD, THE DELEGATION
GIVEN BY THE CGM OF 06 MAY 2004; AND AUTHORIZE
THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS
NUMBER E.5 AND O.6 ARE ADOPTED, TO THE EXECUTIVE
COMMITTEE, TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
O.31 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THIS MEETING IN ORDER Position Unknown
TO ACCOMPLISH ALL FORMALITIES, FILINGS AND REGISTRATIONS
PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD VOTING
INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE
DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY,
THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD
AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE
UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP.
TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS
A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
28 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
O.1 RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management No
AND THE GENERAL REPORT OF THE STATUTORY AUDITORS, Position Unknown
APPROVES THE FINANCIAL STATEMENTS AND THE BALANCE
SHEET FOR THE YEAR 2004, IN THE FORM PRESENTED
TO THE MEETING
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
AND THE STATUTORY AUDITORS, AND APPROVE THE CONSOLIDATED Position Unknown
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management No
AGREEMENTS GOVERNED BY ARTICLES L. 225-40 OF Position Unknown
THE FRENCH COMMERCIAL CODE AND APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management For *Management No
AND RESOLVE TO APPROPRIATE THE PROFITS OF EUR Position Unknown
1,227,292,200.00 AS FOLLOWS: LEGAL RESERVE: EUR
61,364,610.00, GLOBAL DIVIDEND: EUR 643,574,618.00,
CARRY FORWARD ACCOUNT: EUR 522,352,972.00; THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF
EUR 0.60 PER SHARE, THIS DIVIDEND WILL BE PAID
ON 04 MAY 2005, THE SUM OF EUR 3,251,101.00 CORRESPONDING
TO THE AMOUNT OF THE SPECIAL RESERVE ON LONG-TERM
CAPITAL GAINS, REGISTERED IN THE INDIVIDUAL ACCOUNTS
ON 21 DEC 2004, WILL BE TRANSFERRED TO THE OTHER
RESERVES ACCOUNT, AS REQUIRED BY LAW
E.5 APPROVE THAT THE COMPANY SHALL BE RULED BY AN Management For *Management No
EXECUTIVE COMMITTEE AND A SUPERVISORY BOARD Position Unknown
O.6 RECEIVE THE BOARD OF DIRECTORS REPORT AND ADOPT Management For *Management No
THE TEXT OF THE NEW ARTICLES OF ASSOCIATION WHICH Position Unknown
WILL GOVERN HENCE FORTH THE COMPANY
O.7 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, TO THE EXECUTIVE Position Unknown
COMMITTEE, TO INCREASE IN ONE OR MORE TRANSACTIONS,
IN FRANCE OR ABROAD, WITH SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS MAINTAINED, THE SHARE CAPITAL
BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00,
BY WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
AS WELL AS ANY KIND OF SECURITIES GIVING ACCESS
BY ANY MEANS TO ORDINARY SHARES OF THE COMPANY
AUTHORITY EXPIRES AT THE END OF 26 MONTHS ,
IT CANCELS AND REPLACES THE DELEGATION SET FORTH
IN RESOLUTION NUMBER 17 AND GIVEN BY THE GENERAL
MEETING OF 29 APR 2003
O.8 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTION Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, TO THE EXECUTIVE Position Unknown
COMMITTEE TO INCREASE IN ONE OR MORE TRANSACTIONS,
IN FRANCE OR ABROAD, WITH WAIVER OF SHAREHOLDERS
PRE-EMPTIVE SUBSCRIPTION RIGHTS, THE SHARE
CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00,
BY WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
AS WELL AS SECURITIES GIVING ACCESS BY ANY MEANS
TO ORDINARY SHARES OF THE COMPANY, THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTION NUMBER O.7; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS IT CANCELS AND REPLACES
THE DELEGATION SET FORTH IN RESOLUTION NUMBER
18 AND GIVEN BY THE GENERAL MEETING OF 29 APR
2003; IN ALL CASES, THE AMOUNT OF THE CAPITAL
INCREASES REALIZED ACCORDING TO THE PRESENT RESOLUTION,
COUNTS AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION NUMBER O.7
O.9 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE TO INCREASE WITHIN THE LIMIT OF THE
GLOBAL CEILING SET IN THE RESOLUTION NUMBER O.7,
THE NUMBER OF SHARES, EQUITY SECURITIES OR SECURITIES
TO BE ISSUED IN CASE OF A SHARE CAPITAL INCREASE,
WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS;
AUTHORITY EXPIRES AFTER 26 MONTHS
E.10 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE ALL POWERS IN ORDER TO INCREASE THE
SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, BY
A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00,
BY WAY OF CAPITALIZING PREMIUMS, RETAINED EARNINGS,
INCOME OR OTHERS, TO BE CARRIED OUT THROUGH THE
ALLOTMENT OF BONUS SHARES OR THE RAISE OF THE
PAR VALUE OF THE EXISTING SHARES; THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTION NUMBER O.7; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS ; THE PRESENT DELEGATION
CANCELS AND REPLACES THE DELEGATION SET FORTH
IN RESOLUTION NUMBER 19 AND GIVEN BY THE GENERAL
MEETING OF 29 APR 2003
O.11 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS O.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE TO INCREASE THE SHARE CAPITAL, IN ONE
OR MORE TRANSACTIONS, IN FAVOUR OF THE COMPANY
S EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS
PLAN, WITH THE ISSUE OF SHARES TO BE PAID UP
IN CASH; AUTHORITY EXPIRES AT THE END OF 26
MONTHS AND FOR AN AMOUNT, WHICH SHALL NOT EXCEED
1.5% OF THE SHARE CAPITAL; THE PRESENT DELEGATION
CANCELS AND REPLACES, FOR THE PERIOD UNUSED,
THE DELEGATION SET FORTH IN RESOLUTION NUMBER
21 AND GIVEN BY THE GENERAL MEETING OF 23 APR
2003; IN ALL THE CASES, THE AMOUNT OF THE CAPITAL
INCREASES REALIZED ACCORDING TO THE PRESENT RESOLUTION,
COUNTS AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION NUMBER 7; GRANT ALL POWERS TO THE
BOARD OF DIRECTORS, OR IF THE RESOLUTIONS NUMBERS
O.5 AND O.6 ARE ADOPTED, TO THE EXECUTIVE COMMITTEE,
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS O.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE, ALL POWERS TO GRANT, IN ONE OR MORE
TRANSACTIONS, TO OFFICERS, SENIOR MANAGERS, SENIOR
EXECUTIVES OR EXCEPTIONALLY NON-EXECUTIVE EMPLOYEES
OF THE GROUP VIVENDI UNIVERSAL, OPTIONS GIVING
THE RIGHT TO SUBSCRIBE FOR NEW SHARES IN THE
COMPANY TO BE ISSUED THROUGH A SHARE CAPITAL
INCREASE, IT BEING PROVIDED THAT THE OPTIONS
SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES,
WHICH SHALL NOT EXCEED 2.5% OF THE SHARE CAPITAL;
AUTHORITY EXPIRES AT THE END OF 36 MONTHS ;
THE PRESENT DELEGATION CANCELS AND REPLACES,
FOR THE PERIOD UNUSED THE DELEGATION SET FORTH
IN RESOLUTION 20 AND GIVEN BY THE GENERAL MEETING
OF 29 APR 2003; IN ALL THE CASES, THE AMOUNT
OF THE CAPITAL INCREASE REALIZED ACCORDING TO
THE PRESENT RESOLUTION, COUNTS AGAINST THE OVERALL
VALUE SET FORTH IN RESOLUTION NUMBER 7, AUTHORISE
THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS
NUMBERS 5 AND 5 ARE ADOPTED TO THE EXECUTIVE
COMMITTEE, TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
O.13 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE TO PROCEED, IN ONE OR MORE TRANSACTIONS
TO THE ALLOTMENT OF ORDINARY BONUS SHARES IN
ISSUE OR TO BE ISSUED; THE MAXIMUM NUMBER OF
SHARES GRANTED WILL NOT EXCEED 5% OF THE SHARE
CAPITAL; AUTHORITY EXPIRES AT THE END OF 36
MONTHS ; AUTHORIZE THE BOARD OF DIRECTORS, OR
IF THE RESOLUTIONS NUMBER E.5 AND O.6 ARE ADOPTED,
TO THE EXECUTIVE COMMITTEE, TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.14 AUTHORIZE IF THE RESOLUTION NUMBER O.30 IS APPROVED, Management For *Management No
THE BOARD OF DIRECTORS, OR IF THE RESOLUTION Position Unknown
NUMBERS E.5 AND O.6 ARE ADOPTED, THE EXECUTIVE
COMMITTEE, TO REDUCE THE SHARE CAPITAL BY CANCELING
THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, PROVIDED THAT THE
TOTAL NUMBER OF SHARES CANCELLED IN THE 24 MONTHS
DOES NOT EXCEED 10% OF THE CAPITAL; AND AUTHORIZE
THE BOARD OF DIRECTORS, OR IF THE RESOLUTION
NUMBERS E.5 AND O.6 ARE ADOPTED, TO THE EXECUTIVE
COMMITTEE TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 43,900 43,900 43,900 4/1/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
SYNTHES INC SYST.VX AGM Meeting Date: 04/21/2005
Issuer: 87162M409 ISIN: US87162M4096 BLOCKING
SEDOL: B014635
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS. THANK YOU
1. APPROVE THE REPORT ON THE BUSINESS YEAR 2004 Management For *Management No
Position Unknown
2. APPROVE THE REPORT ON THE FINANCIAL YEAR, THE Management For *Management No
ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS Position Unknown
FOR 2004
3. APPROVE THE REPORT ON THE DIVIDEND APPROVED BY Management For *Management No
THE BOARD OF DIRECTORS Position Unknown
4. ELECT THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
5. RATIFY THE SELECTION OF THE HOLDING COMPANY AND Management For *Management No
THE GROUP AUDITORS FOR 2005 Position Unknown
6. AMEND THE CERTIFICATE OF INCORPORATION: RESTRICTIONS Management For *Management No
ON STOCK ISSUANCE Position Unknown
7. MISCELLANEOUS Other For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 10,000 10,000 10,000 4/6/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS THNPF+D1937.PK MIX Meeting Date: 04/21/2005
Issuer: F90676101 ISIN: FR0000131708 BLOCKING
SEDOL: 4122018, B06PC80, 4874160
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
E.1 APPROVE TO REDUCE THE NOMINAL VALUE OF THE SHARES Management For *Management No
BY PROCEEDING WITH THE INCREASE OF THE NUMBER Position Unknown
OF THE EXISTING SHARES; IT SHALL RESULT IN THE
EXCHANGE OF 1 PARENT SHARE AGAINST 4 NEW SHARES
BEARING THE SAME ACCRUING DIVIDEND AS THE OLD
SHARES; THE GENERAL MEETING DECIDES TO AMEND
THE ARTICLES OF ASSOCIATION AS FOLLOWS: ARTICLE
6 CAPITAL STOCK : THE SHARE CAPITAL IS SET AT
EUR: 73,597,518.70 AND DIVIDED INTO 96,521,336
SHARES OF THE SAME CLASS AND FULLY PAID IN; ARTICLE
14.2 SHARES HELD BY THE DIRECTORS
E.2 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
IN 1 OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
THE SHARES CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 37,500,000.00, BY WAY OF ISSUING COMPANY
S ORDINARY SHARES OR ANY SECURITIES ACCESS TO
SHARES IN THE COMPANY OR TO DEBT INSTRUMENTS,
WITH THE SHAREHOLDERS PREFERENTIAL RIGHT OF
SUBSCRIPTION MAINTAINED, THE TOTAL NOMINAL AMOUNT
OF CAPITAL INCREASES REFERRED TO IN THE PRESENT
RESOLUTION AND IN RESOLUTION NO. 3 AND SHALL
NOT EXCEED EUR 75,000,000.00; THE AMOUNT OF CAPITAL
INCREASE REFERRED TO IN THE PRESENT RESOLUTION
PLUS IN RESOLUTION NO. 3 SHALL NOT EXCEED EUR
60,000,000.00; THE NOMINAL VALUE OF DEBT SECURITIES
ISSUED SHALL JOT EXCEED EUR 2,500,000,000.00;
THE NOMINAL VALUE OF THE ISSUANCES OF DEBT INSTRUMENTS
SHALL NOT EXCEED EUR 2,500,000,000.00; AND AUTHORITY
EXPIRES AT THE PERIOD OF 26 MONTHS ; AND GRANT
ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.3 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
IN 1 OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
THE SHARES CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 37,500,000.00, BY WAY OF ISSUING COMPANY
S ORDINARY SHARES OR ANY SECURITIES ACCESS TO
SHARES IN THE COMPANY OR TO DEBT INSTRUMENTS,
WITHOUT THE SHAREHOLDERS PREFERENTIAL RIGHT
OF SUBSCRIPTION; THE NOMINAL VALUE OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 2,500,000,000.00;
THE WHOLE OF THE ISSUANCES OF DEBT INSTRUMENTS
SHALL NOT EXCEED EUR 2,500,000,000.00; AND AUTHORITY
EXPIRES AT THE PERIOD OF 26 MONTHS ; AND GRANT
ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.4 AUTHORIZE THE BOARD OF DIRECTORS, IN ACCORDANCE Management For *Management No
WITH THE DELEGATION IN RESOLUTION NO. 3 AND NOT Position Unknown
EXCEEDING THE ANNUAL LIMIT OF 10% OF THE COMPANY
S CAPITAL , TO SET THE ISSUANCE PRICE OF THE
COMPANY S ORDINARY SHARES AND OR THE SECURITIES
ACCESS TO ORDINARY SHARES TO BE ISSUED; AND
AUTHORITY EXPIRES AT THE PERIOD OF 26 MONTHS
E.5 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE NUMBER OF INSTRUMENTS FOR EACH OF THE SHARE Position Unknown
CAPITAL INCREASES SET FORTH IN RESOLUTION NO.
2 AND 3, NOT EXCEEDING 15% OF THE INITIAL ISSUE;
AND AUTHORITY EXPIRES AT THE PERIOD OF 26 MONTHS
E.6 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN 1 OR MORE TRANSACTIONS, Position Unknown
AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS
OF THE COMPANY SAVING PLAN; AND AUTHORITY EXPIRES
AT THE PERIOD OF 26 MONTHS AND AN AMOUNT WHICH
SHALL NOT EXCEED 3% OF THE COMPANY CAPITAL; THIS
AMOUNT SHALL COUNT AGAINST THE MAXIMUM CEILING
OF CAPITAL INCREASE SET FORTH IN RESOLUTION NO.
2; AND GRANT ALL POWERS TO THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.7 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, NOT EXCEEDING 10% OF THE COMPANY Position Unknown
S CAPITAL , BY WAY OF ISSUING ORDINARY SHARES
OR ANY SECURITIES ACCESS TO SHARES IN THE COMPANY
IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND;
AUTHORITY EXPIRES AT THE PERIOD OF 26 MONTHS
; AND GRANT ALL POWERS TO THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.8 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN 1 OR MORE TRANSACTIONS, Position Unknown
BY A MAXIMUM NOMINAL AMOUNT OF EUR 75,000,000.00
BY WAY OF CAPITALIZING RETAINED EARNING, INCOME
OR ADDITIONAL PAID-IN CAPITAL OR ANY OTHER CAPITALIZABLE
ITEMS, TO BE CARRIED OUT THROUGH THE ISSUE OF
BONUS SHARES OR THE RAISE OF THE PAR VALUE OF
THE EXISTING SHARES OR BY UTILIZING BOTH METHODS;
AUTHORITY EXPIRES AT THE PERIOD OF 26 MONTHS
; AND GRANT ALL POWERS TO THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.9 AUTHORIZE THE BOARD OF DIRECTORS TO FREELY HARES Management For *Management No
OR TO BE ISSUED, SHALL NOT EXCEED 3% OF THE SHARE Position Unknown
CAPITAL, TO THE PROFIT OF THE COMPANY AND ITS
SUBSIDIARIES EMPLOYEES AND OFFICERS; AUTHORITY
EXPIRES AT THE PERIOD OF 38 MONTHS ; AND GRANT
ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.10 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management For *Management No
1 OR MORE TRANSACTIONS, TO THE GENERAL MEETING Position Unknown
PROXY SERVICE PARIS FRANCE , PROFIT OF THE COMPANY
AND ITS SUBSIDIARIES EMPLOYEES AND OFFICERS,
OPTIONS GIVING THE RIGHT EITHER TO SUBSCRIBE
FOR NEW SHARES IN THE COMPANY TO BE ISSUED THROUGH
A SHARE CAPITAL INCREASE, OR TO PURCHASE EXISTING
SHARES PURCHASED BY THE COMPANY, IT BEING PROVIDED
THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL
NUMBER OF SHARES, NOT EXCEEDING 3% OF THE CAPITAL;
AUTHORITY EXPIRES AT THE PERIOD OF 38 MONTHS
; AND GRANT ALL POWERS TO THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.11 AUTHORIZED THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management No
SHARES CAPITAL BY CANCELLING THE SHARES HELD Position Unknown
BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE
PLAN, PROVIDED THAT THE TOTAL NUMBER OF SHARES
CANCELLED IN THE 24 MONTHS, NOT EXCEEDING 10%
OF THE CAPITAL; AUTHORITY EXPIRES AT THE PERIOD
OF 5 YEARS ; AND GRANT ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
O.12 RECEIVE THE BOARD OF DIRECTORS REPORT AND THE Management For *Management No
GENERAL REPORT OF THE STATUTORY AUDITORS, AND Position Unknown
APPROVE THE FINANCIAL STATEMENTS AND THE BALANCE
SHEET FOR THE FYE 2004
O.13 APPROVE THE EARNINGS FOR THE FY: EUR 104,190,55.76; Management For *Management No
PRIOR RETAINED EARNINGS: EUR 5,181,519.58; DISTRIBUTABLE Position Unknown
PROFITS: EUR 109,372,070.34; GLOBAL DIVIDEND:
EUR 79,565,158.20; AND THE SHAREHOLDERS WILL
RECEIVE A NET DIVIDEND OF EUR 3.30 PER SHARE,
AND AN INTERIM DIVIDEND OF EUR 2.00 WAS BE PAID
ON 20 DEC 2004; THE BALANCE OF THE DISTRIBUTABLE
PROFITS WILL BE CHARGED TO THE CARRY FORWARD
ACCOUNT
O.14 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
AND THE STATUTORY AUDITORS AND APPROVE THE CONSOLIDATED Position Unknown
FINANCIAL STATEMENTS FOR THE FY
O.15 APPROVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management No
AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 AND Position Unknown
SEQUENT OF THE FRENCH COMMERCIAL CODE FOR THE
FY 2004
O.16 GRANT DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE Management For *Management No
OF THEIR DUTIES DURING THE FY Position Unknown
O.17 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For *Management No
THE COMPANY S SHARES ON THE STOCK MARKET, AS Position Unknown
PER THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE
PRICE: EUR 200.00; MINIMUM SALE PRICE: EUR 100.00;
MAXIMUM NUMBER OF SHARES TO BE ISSUED SHARE CAPITAL;
AUTHORITY EXPIRES AT THE PERIOD OF 18 MONTHS
; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL FORMALITIES NECESSARY FORMALITIES
O.18 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH Position Unknown
ALL FORMALITIES, FILLINGS AND REGISTRATIONS PRESCRIBED
BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS:
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
29 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 7,500 7,500 7,500 4/1/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS TNHPF.PK MIX Meeting Date: 04/21/2005
Issuer: F90676101 ISIN: FR0000131708 BLOCKING
SEDOL: 4122018, B06PC80, 4874160
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 221795 DUE TO ADDITONAL RESOLUTIONS. ALL VOTES Position Unknown
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
29 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
E.1 RECEIVE THE BOARD OF DIRECTOR S REPORT TO THE Management For *Management No
EGM Position Unknown
E.2 APPROVE THE REDUCING OF THE PAR VALUE OF THE Management For *Management No
SHARE AND MULTIPLYING THE NUMBER OF EXISTING Position Unknown
SHARES BY 4
E.3 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL BY ISSUING ORDINARY SHARES Position Unknown
OR ANY OTHER SECURITIES THAT GIVE ACCESS TO THE
SHARE CAPITAL OR GIVE THE RIGHT TO DEBT SECURITIES
WHILE MAINTAINING THE SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHT
E.4 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL BY ISSUING ORDINARY SHARES Position Unknown
OR ANY OTHER SECURITIES THAT GIVE ACCESS TO THE
SHARE CAPITAL OR GIVE THE RIGHT TO DEBT SECURITIES
WHILE ELIMINATING THE SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHT, BUT WITH THE AUTHORITY TO
GRANT A PRIORITY PERIOD
E.5 AUTHORIZE THE BOARD OF DIRECTORS, UNDER THE DELEGATION Management For *Management No
OF AUTHORITY, TO INCREASE THE SHARE CAPITAL WHILE Position Unknown
ELIMINATING THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION
RIGHTS, TO SET THE ISSUE PRICE OF ORDINARY SHARES
OF SECURITIES THAT GIVE ACCESS TO ORDINARY SHARES
UP TO THE ANNUAL LIMIT OF 10% OF THE SHARE CAPITAL
E.6 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT Position Unknown
OF A SHARE CAPITAL INCREASE, WITH OR WITHOUT
ELIMINATING THE SHAREHOLDERS SUBSCRIPTION RIGHT
E.7 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL BY ISSUES FOR WHICH THE SUBSCRIPTION Position Unknown
IS RESERVED TO THE MEMBERS OF THE GROUP SAVINGS
PLAN
E.8 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, UP TO THE LIMIT OF 10% OF Position Unknown
THE COMPANY S SHARE CAPITAL, BY ISSUING ORDINARY
SHARES OR ANY SECURITIES THAT GIVE ACCESS TO
THE SHARE CAPITAL, IN ORDER TO COMPENSATE CONTRIBUTIONS
IN KIND
E.9 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL OF THE COMPANY BY INCORPORATION Position Unknown
OF RESERVES, PROFITS OR PREMIUMS OR OTHER AMOUNT
WHOSE CAPITALIZATION IS ALLOWED
E.10 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT FREE Management For *Management No
SHARES TO ELIGIBLE OFFICERS AND EMPLOYEES OF Position Unknown
THE COMPANY AND ITS AFFILIATED COMPANIES
E.11 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT OPTIONS Management For *Management No
TO SUBSCRIBE OR TO PURCHASE SHARES Position Unknown
E.12 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management No
SHARE CAPITAL BY CANCELING SHARES THAT HAVE PREVIOUSLY Position Unknown
BEEN REPURCHASED
O.13 RECEIVE THE BOARD OF DIRECTORS REPORT TO THE Management For *Management No
OGM Position Unknown
O.14 APPROVE THE ANNUAL FINANCIAL STATEMENTS FOR THE Management For *Management No
FYE 31 DEC 2004 Position Unknown
O.15 APPROVE THE ALLOCATION OF INCOME FOR THE FYE Management For *Management No
31 DEC 2004, SETTING THE DIVIDEND AND THE PAYMENT Position Unknown
DATE
O.16 APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management No
FOR THE FYE 31 DEC 2004 Position Unknown
O.17 RECEIVE THE SPECIAL REPORT OF THE INDEPENDENT Management For *Management No
AUDITORS ON THE REGULATED AGREEMENTS INDICATED Position Unknown
IN ARTICLES L.225-38 ET SEQ. OF THE COMMERCIAL
CODE AND APPROVE THOSE AGREEMENTS
O.18 RELEASE FOR DIRECTORS Management For *Management No
Position Unknown
O.19 APPROVE THE PURCHASE OF THE COMPANY OF ITS SHARES Management For *Management No
Position Unknown
O.20 POWERS FOR FORMALITIES Management For *Management No
Position Unknown
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 7,500 7,500 7,500 4/1/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
UBS AG UBS AGM Meeting Date: 04/21/2005
Issuer: H8920M855 ISIN: CH0012032030 BLOCKING
SEDOL: 2782179, 2193607, 7126114
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management No
NOTICE SENT UNDER MEETING 213164, INCLUDING THE Position Unknown
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. APPROVE THE ANNUAL REPORT, THE GROUP AND THE Management For *Management No
PARENT COMPANY ACCOUNTS FOR 2004, THE REPORTS Position Unknown
OF THE GROUP AND THE STATUTORY AUDITORS
2. APPROVE THE APPROPRIATION OF THE RETAINED EARNINGS, Management For *Management No
DIVIDEND FOR FY 2004 Position Unknown
3. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For *Management No
DIRECTORS AND THE GROUP EXECUTIVE BOARD Position Unknown
4.1.1 RE-ELECT MR. MARCEL OSPEL AS A BOARD MEMBER Management For *Management No
Position Unknown
4.1.2 RE-ELECT MR. LAWRENCE A. WEINBACH AS A BOARD Management For *Management No
MEMBER Position Unknown
4.2.1 ELECT MR. MARCO SUTER AS A BOARD MEMBER Management For *Management No
Position Unknown
4.2.2 ELECT MR. PETER R. VOSER AS A BOARD MEMBER Management For *Management No
Position Unknown
4.3 RE-ELECT ERNST AND YOUNG LTD, BASEL AS THE GROUP Management For *Management No
AND THE STATUTORY AUDITORS Position Unknown
5.1 APPROVE THE CANCELLATION OF SHARES REPURCHASED Management For *Management No
UNDER THE 2004/2005 SHARE BUYBACK PROGRAM AND Position Unknown
THE RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE
ARTICLES OF ASSOCIATION
5.2 APPROVE THE NEW 2005/2006 SHARE BUY BACK PROGRAM Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 23,000 23,000 23,000 4/1/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
AVIVA PLC AVIVAF.PK AGM Meeting Date: 04/26/2005
Issuer: G0683Q109 ISIN: GB0002162385
SEDOL: 4100490, 5983991, 0216238, 4191007
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
18. APPROVE THE RULES OF THE AVIVA ANNUAL BONUS PLAN Management For *Management No
2005; AUTHORIZE THE DIRECTORS TO DO ALL THE ACTS Position Unknown
AND THINGS NECESSARY AND EXPEDIENT TO ADOPT AND
OPERATE IT, INCLUDING MAKING SUCH MODIFICATIONS
AS THE DIRECTORS CONSIDER APPROPRIATE TO TAKE
ACCOUNT OF THE REQUIREMENTS OF THE UK LISTING
AUTHORITY AND BEST PRACTICE
19. APPROVE THE RULES OF THE AVIVA LONG TERM INCENTIVE Management For *Management No
PLAN 2005; AUTHORIZE THE DIRECTORS TO DO ALL Position Unknown
THE ACTS AND THINGS NECESSARY AND EXPEDIENT TO
ADOPT AND OPERATE IT, INCLUDING MAKING SUCH MODIFICATIONS
AS THE DIRECTORS CONSIDER APPROPRIATE TO TAKE
ACCOUNT OF THE REQUIREMENTS OF THE UK LISTING
AUTHORITY AND BEST PRACTICE
20. APPROVE THE RULES OF THE AVIVA EXECUTIVE SHARE Management For *Management No
OPTION PLAN 2005; AUTHORIZE THE DIRECTORS TO Position Unknown
DO ALL THE ACTS AND THINGS NECESSARY AND EXPEDIENT
TO ADOPT AND OPERATE IT
21. APPROVE THE LIMIT ON THE AGGREGATE AMOUNT OF Management For *Management No
THE REMUNERATION WHICH MAY BE PAID BY THE COMPANY Position Unknown
TO THE DIRECTORS FOR THEIR SERVICES AS SET OUT
IN THE ARTICLE 20.04 OF THE COMPANY S ARTICLES
OF ASSOCIATION BE INCREASED FROM GBP 1,000,000
TO GBP 1,500,000 PER ANNUM
S.22 APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management No
OF THE COMPANY FORM GBP 950 MILLION TO GBP 1.45 Position Unknown
BILLION AND EUR 700 MILLION BY CREATING OF :
500 MILLION PREFERENCE SHARES OF GBP 1 EACH
THE EURO SHARES ; AND 700 MILLION PREFERENCE
SHARES OF EUR 1 EACH THE EURO NEW PREFERENCE
SHARES TOGETHER WITH THE STERLING NEW PREFERENCE
SHARES , THE NEW PREFERENCE SHARES THE NEW PREFERENCE
SHARES SHALL HAVE ATTACHED TO THEM THE RIGHTS
AND TERMS REFERRED TO OR AUTHORIZED IN THE NEW
ARTICLE 3.05 REFERRED BELOW; AUTHORIZE THE DIRECTORS,
IN SUBSTITUTION OF ANY EXISTING AUTHORITY AND
PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985
THE ACT , TO ALLOT NEW PREFERENCE SHARES SECTION
94 FOR CASH PURSUANT TO THE AUTHORITY CONFERRED
BY THIS RESOLUTION, SECTION 89(1) , DOES NOT
APPLY TO SUCH ALLOTMENT; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY
IN 2010 OR 5 YEARS ; AND THE DIRECTORS MAY ALLOT
PREFERENCE SHARES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY; AMEND THE COMPANY S ARTICLES
OF ASSOCIATION BY ADOPTING THE INCLUSION OF ARTICLE
3.05
S.23 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management No
SECTION 163(3) OF THE COMPANIES ACT 1985 OF Position Unknown
UP TO 228 MILLION ORDINARY SHARES OF 25 PENCE
EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM
PRICE OF 25 PENCE AND UP TO 105% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR 15 MONTHS ; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.24 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management No
SECTION 163(3) OF THE COMPANIES ACT 1985 OF Position Unknown
UP TO 100 MILLION 8 3/4% CUMULATIVE IRREDEEMABLE
PREFERENCE SHARES OF GBP 1 EACH IN THE CAPITAL
OF THE COMPANY, AT A MINIMUM PRICE OF 25 PENCE
AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 15 MONTHS ; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY
S.25 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management No
SECTION 163(3) OF THE COMPANIES ACT 1985 OF Position Unknown
UP TO 100 MILLION 8 3/4% CUMULATIVE IRREDEEMABLE
PREFERENCE SHARES OF GBP 1 EACH IN THE CAPITAL
OF THE COMPANY, AT A MINIMUM PRICE OF 25 PENCE
AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 15 MONTHS ; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY
1. RECEIVE AND APPROVE THE COMPANY S REPORT AND Management For *Management No
THE ACCOUNTS FOR THE YE 31 DEC 2004 Position Unknown
2. DECLARE THE FINAL DIVIDEND OF 16.00 PENCE PER Management For *Management No
ORDINARY SHARE OF THE COMPANY FOR THE YE 31 DEC Position Unknown
2004
3. ELECT MR. RICHARD GOELTZ AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
4. ELECT MR. ANDREW MOSS AS A DIRECTOR OF THE COMPANY Management For *Management No
Position Unknown
5. ELECT LORD SHARMAN OF REDLYNCH AS A DIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
6. ELECT MR. RUSSELL WALLS AS A DIRECTOR OF THE COMAPNY Management For *Management No
Position Unknown
7. RE-ELECT MR. GUILLERMO DE LA DEHESA AS ADIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
8. RE-ELECT MR. WIM DIK AS A DIRECTOR OF THE COMPANY Management For *Management No
Position Unknown
9. RE-ELECT MR. DEREK STEVENS AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
10. RE-ELECT MR. ANDRE VILLENEUVE AS A DIRECTOR OF Management For *Management No
THE COMPANY Position Unknown
11. RE-ELECT MR. GEORGE PAUL AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
12. RE-ELECT MR. ELIZABETH VLLANCE AS A DIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
13. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR OF Management For *Management No
THE COMPANY UNTIL THE NEXT AGM Position Unknown
14. AUTHORIZE THE DIRECTORS TO DETERMINE THE AUDITORS Management For *Management No
REMUNERATION Position Unknown
15. AUTHORIZE THE DIRECTORS, TO ALLOT THE COMPANY Management For *Management No
S UNISSUED SHARES UP TO AN MINIMUM NOMINAL AMOUNT Position Unknown
OF GBP 179 MILLION 31.4% OF THE TOTAL ORDINARY
SHARE CAPITAL AS AT 08 MAR 2005 ; THE COMPANY
DID NOT HOLD ANY TREASURY SHARES AS AT 08 MAR
2005; AUTHORITY EXPIRES THE EARLIER OF THE NEXT
AGM OF THE COMPANY OR 26 SEP 2004 ; AND THE DIRECTORS
MAY MAKE ALLOTMENTS DURING THE RELEVANT PERIOD
WHICH MAY BE EXERCISED AFTER THE RELEVANT PERIOD;
OTHER THAN IN RELATION TO COMPANY S OFFER FOR
RAC PLC, THE EMPLOYEE SHARE OPTION PLANS OPERATED
BY THE GROUP AND THE OPERATION OF THE COMPANY
S SCRIP DIVIDEND SCHEME, THE DIRECTORS HAVE NO
PRESENT INTENTION OF EXERCISING THIS AUTHORITY
S.16 APPROVE THAT THE AUTHORITY CONFERRED ON THE DIRECTORS Management For *Management No
BY ARTICLE 5.04(B) OF THE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION BE RENEWED; AUTHORITY EXPIRES
EARLIER THE CONCLUSION OF THE NEXT AGM OF THE
COMPANY OR 15 MONTHS FOR THAT PERIOD THE SECTION
89 AMOUNT WILL BE GBP 28 MILLION; THE AUTHORITY
SOUGHT AND THE LIMITS SET BY THIS RESOLUTION
WILL ALSO DISAPPLY THE APPLICATION OF SECTION
89 OF THE COMPANIES ACT 1985 FROM A SALE OF TREASURY
SHARES TO THE EXTENT; THE GUIDELINES ISSUED BY
THE INVESTMENT COMMITTEE OF THE ASSOCIATION OF
BRITISH ISSUERS AND THE NATIONAL ASSOCIATION
OF PENSION FUNDS LIMITED, THE BOARD CONFIRMS
ITS INTENTION THAT NO MORE THAN 7.5% OF THE ISSUED
SHARE CAPITAL WILL BE ISSUED FOR CASH ON A NON-PRE-EMPTIVE
BASIS DURING ANY ROLLING 3 YEAR PERIOD; THE DIRECTORS
HAVE NO PRESENT INTENTIONS OF EXERCISING THIS
AUTHORITY
17. APPROVE THE DIRECTORS REMUNERATION REPORT CONTAINING Management For *Management No
WITH IN THE REPORT AND THE ACCOUNTS FOR THE YE Position Unknown
31 DEC 2004 BY SHAREHOLDERS IN ACCORDANCE WITH
SECTION 214A OF THE COMPANIES ACT 1985
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 95,000 95,000 95,000 4/12/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIASET SPA MS.MI OGM Meeting Date: 04/27/2005
Issuer: T6688Q107 ISIN: IT0001063210 BLOCKING
SEDOL: 5077946, 5474774
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
29 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE BALANCE SHEET REPORT AND CONSOLIDATED Management For *Management No
BALANCE SHEET REPORT AS OF 31 DEC 2004, THE BOARD Position Unknown
OF DIRECTORS MANAGEMENT REPORT, INTERNAL AUDITORS
REPORT; RESOLUTIONS RELATED THERETO
2. AUTHORIZE THE BOARD OF DIRECTORS TO BUY AND SELL Management For *Management No
OWN SHARES; CONSEQUENT RESOLUTIONS Position Unknown
3. APPOINT EXTERNAL AUDITORS IN ORDER TO AUDIT THE Management For *Management No
BALANCE SHEET AND THE CONSOLIDATED BALANCE SHEETS Position Unknown
REPORTS AND IN ORDER TO AUDIT THE HALF-YEARLY
REPORT FOR THE THREE YEARS TERM 2005/2007
4. APPOINT THE INTERNAL AUDITORS AND THEIR CHAIRMAN; Management For *Management No
AND APPROVE TO STATE THEIR EMOLUMENTS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 165,000 165,000 165,000 4/12/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM Annual Meeting Date: 04/27/2005
Issuer: 651639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
G.A. BARTON Management For For
V.A. CALARCO Management For For
M.S. HAMSON Management For For
L.I. HIGDON, JR. Management For For
P. LASSONDE Management For For
R.J. MILLER Management For For
W.W. MURDY Management For For
R.A. PLUMBRIDGE Management For For
J.B. PRESCOTT Management For For
D.C. ROTH Management For For
S. SCHULICH Management For For
J.V. TARANIK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 APPROVE 2005 STOCK INCENTIVE PLAN Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
GABELLI EQUITY TRUST INTERNATIONAL, B01GETF0036102B 106 25,000 25,000 25,000 4/22/2005
INC.
- ------------------------------------------------------------------------------------------------------------------------------------
SEKISUI HOUSE LTD SKHSF.PK AGM Meeting Date: 04/27/2005
Issuer: J70746136 ISIN: JP3420600003
SEDOL: 5763450, 4798680, 6793906
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For *Management No
DIVIDENDS: INTERIM JY 9, FINAL JY 9, SPECIAL Position Unknown
JY 0
2 AMEND ARTICLES TO: AUTHORIZE PUBLIC ANNOUNCEMENTS Management For *Management No
IN ELECTRONIC FORMAT Position Unknown
3 APPOINT INTERNAL STATUTORY AUDITOR Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 80,000 80,000 80,000 4/11/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC AZNCF.PK AGM Meeting Date: 04/28/2005
Issuer: G0593M107 ISIN: GB0009895292
SEDOL: 0989529, 5659902, 4983884
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE COMPANY S ACCOUNTS AND THE REPORTS Management For *Management No
OF THE DIRECTORS AND THE AUDITOR FOR THE YE 31 Position Unknown
DEC 2004
2. APPROVE TO CONFIRM THE FIRST INTERIM DIVIDEND Management For *Management No
OF USD 0.295 16.0 PENCE, SEK 2.200 PER ORDINARY Position Unknown
SHARE AND TO CONFIRM AS THE FINAL DIVIDEND FOR
2004 THE SECOND INTERIM DIVIDEND OF USD 0.645
34.3 PENCE SEK 4.497 PER ORDINARY SHARE
3. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR Management For *Management No
Position Unknown
4. AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION Management For *Management No
OF THE AUDITOR Position Unknown
5.1 RE-ELECT MR. LOUIS SCHWEITZER AS A DIRECTOR IN Management For *Management No
ACCORDANCE WITH THE ARTICLE 65OF THE COMPANY S Position Unknown
ARTICLES OF ASSOCIATION
5.2 RE-ELECT MR. HAKAN MORGEN AS A DIRECTOR IN ACCORDANCE Management For *Management No
WITH THE ARTICLE 65 OF THE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION
5.3 RE-ELECT SIR TOM MCKILLOP AS A DIRECTOR IN ACCORDANCE Management For *Management No
WITH THE ARTICLE 65 OF THE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION
5.4 RE-ELECT MR. JONATHAN SYMONDS AS A DIRECTOR IN Management For *Management No
ACCORDANCE WITH THE ARTICLE 65OF THE COMPANY S Position Unknown
ARTICLES OF ASSOCIATION
5.5 RE-ELECT MR. JOHN PETTERSON FRCP AS A DIRECTOR Management For *Management No
IN ACCORDANCE WITH THE ARTICLE65 OF THE COMPANY S Position Unknown
ARTICLES OF ASSOCIATION
5.6 RE-ELECT MR. DAVID R. BRENNAN AS A DIRECTOR IN Management For *Management No
ACCORDANCE WITH THE ARTICLE 65OF THE COMPANY S Position Unknown
ARTICLES OF ASSOCIATION
5.7 RE-ELECT SIR PETER BONFIELD CBE AS A DIRECTOR Management For *Management No
IN ACCORDANCE WITH THE ARTICLE 65 OF THE COMPANY S Position Unknown
ARTICLES OF ASSOCIATION
5.8 RE-ELECT MR. JOHN BUCHANAN AS A DIRECTOR IN ACCORDANCE Management For *Management No
WITH THE ARTICLE 65 OFTHE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION
5.9 RE-ELECT MR. JANE HENNEY AS A DIRECTOR IN ACCORDANCE Management For *Management No
WITH THE ARTICLE 65 OF THE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION
5.10 RE-ELECT MR. MICHELE HOOPER AS A DIRECTOR IN Management For *Management No
ACCORDANCE WITH THE ARTICLE 65 OF THE COMPANY Position Unknown
S ARTICLES OF ASSOCIATION
5.11 RE-ELECT MR. JOE JIMENEZ AS A DIRECTOR IN ACCORDANCE Management For *Management No
WITH THE ARTICLE 65 OF THE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION
5.12 RE-ELECT MR. EMA MOLLER AS A DIRECTOR IN ACCORDANCE Management For *Management No
WITH THE ARTICLE 65 OF THE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION
5.13 RE-ELECT MR. DAME BRIDGET OGILVIE AS A DIRECTOR Management For *Management No
IN ACCORDANCE WITH THE ARTICLE 65 OF THE COMPANY Position Unknown
S ARTICLES OF ASSOCIATION
6. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management No
THE YE 31 DEC 2004 AS SPECIFIED Position Unknown
5.14 RE-ELECT MR. MARCUS WALLENBERG AS A DIRECTOR Management For *Management No
IN ACCORDANCE WITH THE ARTICLE 65 OF THE COMPANY Position Unknown
S ARTICLES OF ASSOCIATION
7. APPROVE: THE RULES OF THE ASTRAZENECA PERFORMANCE Management For *Management No
SHARE PLAN THE PLAN AND AUTHORIZE THE DIRECTORS Position Unknown
TO DO ALL SUCH ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY OR EXPEDIENT TO CARRY THE PLAN INTO
EFFECT; TO ESTABLISH SUCH SCHEDULES TO THE PALN
AS THEY MAY CONSIDER NECESSARY IN RELATION TO
EMPLOYEES IN JURISDICTIONS OUTSIDE THE UK, WITH
SUCH MODIFICATIONS AS MAY BE NECESSARY OR DESIRABLE
TO TAKE ACCOUNT OF LOCAL SECURITIES LAWS, EXCHANGE
CONTROL AND TAX LEGISLATION, PROVIDED THAT ANY
SHARES MADE AVAILABLE UNDER SUCH SCHEDULES BE
TREATED AS COUNTING AGAINST THE RELEVANT LIMITS
ON INDIVIDUAL AND OVERALL PARTICIPATION IN THE
PLAN
8. AUTHORIZE THE COMPANY AND ANY COMPANY WHICH IS Management For *Management No
OR BECOMES A SUBSIDIARY OF THECOMPANY DURING Position Unknown
THE PERIOD TO WHICH THIS RESOLUTION RELATES,
FOR THE PURPOSES OF PART XA OF THE COMPANIES
ACT 1985, TO MAKE DONATION TO EU POLITICAL EXPENDITURE
DURING THE PERIOD ENDING ON THE DATE THE OF THE
COMPANY S AGM IN 2006 PROVIDED THAT ANY SUCH
DONATIONS AND EXPENDITURE MADE BY THE COMPANY
TOGETHER WITH THOSE MADE BY ANY SUBSIDIARY COMPANY
WHILE IT IS A SUBSIDIARY OF THE COMPANY NOT EXCEEDING
IN AGGREGATE OF GBP 150,000 DURING THAT PERIOD
9. APPROVE THAT THE AUTHORITY AND POWER TO ALLOT Management For *Management No
NEW SHARES CONFERRED ON THE DIRECTORS BY ARTICLE Position Unknown
7.1 OF THE COMPANY S ARTICLES OF ASSOCIATION
BE RENEWED FOR THE PERIOD COMMENCING ON THE DATE
OF THIS AGM AND ENDING ON THE DATE OF THE AGM
OF THE COMPANY IN 2006 OR, IF EARLIER, ON 30
JUN 2006, AND FOR SUCH PERIOD THE SECTION 80
AMOUNT SHALL BE USD 136,488,521
S.10 APPROVE THAT THE POWER CONFERRED ON THE DIRECTORS Management For *Management No
BY ARTICLE 7.1 OF THE COMPANY S ARTICLES OF ASSOCIATION Position Unknown
BE RENEWED FOR THE PERIOD COMMENCING ON THE DATE
OF THIS AGM AND ENDING ON THE DATE OF THE AGM
OF THE COMPANY IN 2006 OR, IF EARLIER, ON 30
JUN 2006, AND FOR SUCH PERIOD THE SECTION 89
AMOUNT SHALL BE USD 20,473,278
S.11 AUTHORIZE THE COMPANY, FOR THE PURPOSES OF SECTION Management For *Management No
166 OF THE COMPANIES ACT 1985, TO MAKE MARKET Position Unknown
PURCHASES SECTION 163 OF THAT ACT OF A MAXIMUM
NUMBER OF SHARES OF UP TO 10% ORDINARY SHARES
OF USD 0.25 EACH IN THE CAPITAL OF THE COMPANY,
AT A MINIMUM PRICE OF USD 0.25 AND UP TO 105%
OF THE AVERAGE OF MIDDLE MARKET VALUES OF THE
COMPANY S ORDINARY SHARES AS DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE AGM OF THE
COMPANY IN 2006 OR 30 JUN 2006 ; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 19,146 19,146 19,146 4/15/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
BOUYGUES, GUYANCOURT EN.PA MIX Meeting Date: 04/28/2005
Issuer: F11487125 ISIN: FR0000120503 BLOCKING
SEDOL: 2696612, 4067528, 4002121, 4115159, 7164028
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
O.1 RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management No
AND THE GENERAL REPORT OF THE STATUTORY AUDITORS, Position Unknown
AND APPROVE THE FINANCIAL STATEMENTS SHOWING
A NET PROFIT OF EUR 585,890,337.74 AND THE BALANCE
SHEET FOR THE YE 31 DEC 2004; AND GRANT PERMANENT
DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE
OF THEIR DUTIES DURING THE SAID FY
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
CHAIRMAN AND THE STATUTORY AUDITORS AND THE Position Unknown
FINANCIAL REPORT OF THE BOARD OF DIRECTORS AND
APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS
SHOWING A NET PROFIT OF EUR 858,113,000.00
FOR THE SAID FY
O.3 APPROVE TO APPROPRIATE THE DISTRIBUTABLE PROFITS Management For *Management No
OF EUR 628,343,867.62 AS FOLLOWS: SPECIAL RESERVE Position Unknown
ON LONG-TERM CAPITAL GAINS: EUR 2,871,169.00;
OTHER RESERVES: EUR 100,000,000.00; DISTRIBUTION
REFERRING TO THE FIRST NET DIVIDEND: EUR 16,637,931.20
EUR 0.05 NET PER SHARE OR INVESTMENT CERTIFICATE;
DISTRIBUTION REFERRING TO THE ADDITIONAL DIVIDEND:
EUR 232,931,036.80 EUR 0.70 NET PER SHARE OR
INVESTMENT CERTIFICATE ; CARRY FORWARD ACCOUNT:
EUR: 275,903,730.62; THE SHAREHOLDERS WILL RECEIVE
A NET DIVIDEND OF EUR 0.75 PER SHARE AND PER
INVESTMENT CERTIFICATE; THIS DIVIDEND WILL BE
PAID ON 04 MAY 2005
O.4 APPROVE THAT AN AMOUNT OF EUR 200,000,000.00 Management For *Management No
CHARGED TO THE SPECIAL RESERVE ON LONG-TERM CAPITAL Position Unknown
GAINS ACCOUNT WILL BE TRANSFERRED TO THE ACCOUNT
ENTITLED OTHER RESERVES; CONSEQUENTLY, THE SPECIAL
RESERVE ON LONG-TERM CAPITAL GAINS ACCOUNT WILL
AMOUNT TO EUR 183,615,274.88; GRANT ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.5 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management No
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE Position Unknown
FRENCH COMMERCIAL CODE, AND APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. MICHEL Management For *Management No
ROUGER AS A DIRECTOR FOR A PERIOD OF 3 YEARS, Position Unknown
PROVIDED THAT RESOLUTION O.23 IS APPROVED
O.7 APPOINT MR. THIERRY JOURDAINE AS A DIRECTOR MEMBER Management For *Management No
OF THE SUPERVISORY BOARD OF ONE OF THE INVESTMENT Position Unknown
TRUSTS OWNING SOME COMPANY S SHARES FOR A PERIOD
OF 2 YEARS
O.8 APPOINT MR. JEAN-MICHEL GRAS AS A DIRECTOR MEMBER Management For *Management No
OF THE SUPERVISORY BOARD OF ONE OF THE INVESTMENT Position Unknown
TRUSTS OWNING SOME COMPANY S SHARES, FOR A PERIOD
OF 2 YEARS
O.9 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For *Management No
THE COMPANY S SHARES IN THE STOCK MARKET, AS Position Unknown
PER THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE
PRICE: EUR 60.00 PER SHARE OR PER INVESTMENT
CERTIFICATE; MINIMUM SALE PRICE: EUR 25.00 PER
SHARE OR PER INVESTMENT CERTIFICATE; THE MAXIMUM
NUMBER OF SHARES TO BE TRADED SHALL NOT EXCEED
10% OF THE SHARE CAPITAL; AUTHORITY EXPIRES
AT THE END OF 18 MONTHS ; AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
O.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
WITH MAINTENANCE OF THE SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHT, THE SHARE CAPITAL BY WAY
OF ISSUING COMPANY S ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY
OR OF ANOTHER COMPANY CONTROLLED MORE THAN 50%
BY IT; THE MAXIMUM SHARE CAPITAL INCREASE IN
CASH TO BE ISSUED SHALL NOT EXCEED EUR 150,000,000.00;
THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES
TO BE ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00;
AUTHORITY EXPIRES AT THE END OF 26 MONTHS ;
THIS DELEGATION OF POWERS SUPERSEDES, FOR THE
FRACTION UNUSED, ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; GRANT ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.11 AUTHORIZE THE BOARD OF DIRECTORS IN ORDER TO Management For *Management No
INCREASE THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS Position Unknown
AND AT ITS SOLE DISCRETION, BY A MAXIMUM NOMINAL
AMOUNT OF EUR 4,000,000,000.00, BY WAY OF CAPITALIZING
RETAINED EARNINGS, INCOME OR ADDITIONAL PAID-IN
CAPITAL, TO BE CARRIED OUT THROUGH THE ISSUE
OF BONUS SHARES OR THE RAISE OF THE PAR VALUE
OF THE EXISTING SHARES; AUTHORITY EXPIRES AT
THE END OF 26 MONTHS ; THIS DELEGATION OF POWERS
SUPERSEDES FOR THE FRACTION UNUSED ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT; AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.12 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
WITH WAIVER OF THE SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHT, THE SHARE CAPITAL BY WAY
OF ISSUING COMPANY S ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY
OR OF ANOTHER COMPANY CONTROLLED MORE THAN 50%
BY IT; THE MAXIMUM SHARE CAPITAL INCREASE TO
BE ISSUED SHALL NOT EXCEED EUR 150,000,000.00;
THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES
TO BE ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00;
AUTHORITY EXPIRES AT THE END OF 26 MONTHS ;
THIS DELEGATION OF POWERS SUPERSEDES, FOR THE
FRACTION UNUSED, ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
COMPANY S SHARES TO BE ISSUED, IN THE EVENT OF Position Unknown
A CAPITAL INCREASE, WITH OR WITHOUT SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHTS, THE TOTAL
NUMBER OF SHARES NOT EXCEEDING 15% OF THE SHARES
INITIALLY ISSUED; AUTHORITY EXPIRES AT THE END
OF 26 MONTHS
O.14 AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE PRICE Management For *Management No
OF ISSUE BY WAY OF PUBLIC SAVING OFFER, BY WAY Position Unknown
OF ISSUING, WITHOUT THE PREFERENTIAL REGISTRATIONS
PRESCRIBED BY LAW, SHARES OR SECURITIES TO BE
ISSUED GIVING ACCESS TO THE SHARE CAPITAL NOT
EXCEEDING 10% OF THE SHARE CAPITAL; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS ; AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.15 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT Position Unknown
OF 10% OF THE SHARE CAPITAL IN ORDER IN CONSIDERATION
FOR CONTRIBUTIONS IN KIND COMPOSED OF EQUITY
SHARES SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL; AUTHORITY EXPIRES AT THE END OF 26
MONTHS ; IT CANCELS AND REPLACES FOR THE FRACTION
UNUSED THEREOF, ALL EARLIER AUTHORIZATION TO
THE SAME EFFECT; AUTHORIZE THE BOARD OF DIRECTORS
TAKE ALL NECESSARY MEASURE AND ACCOMPLISH ALL
NECESSARY FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
IN ONE OR MORE TRANSACTIONS, THE SHARE CAPITAL, Position Unknown
WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION
RIGHTS; AUTHORITY EXPIRES AT END OF 26 MONTHS
AND SUPERSEDES FOR THE FRACTION UNUSED THEREOF,
ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.17 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, Position Unknown
AT ITS SOLE DISCRETION, IN FAVOUR OF THE COMPANY
S EMPLOYEES OR OF ITS SUBSIDIARIES EMPLOYEES
WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS AND FOR AN AMOUNT
NOT EXCEEDING 10% OF THE SHARE CAPITAL; AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ALL NECESSARY FORMALITIES; THIS
DELEGATION OF POWERS SUPERSEDES FOR THE FRACTION
UNUSED THEREOF, ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
O.18 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE SHARES Management For *Management No
CONSEQUENTLY TO SECURITIES ISSUED BY ONE OF BOUYGUES Position Unknown
SUBSIDIARIES; THE SAID SECURITIES GIVING ACCESS
TO ORDINARY SHARES OF THE COMPANY; THE CEILING
OF THE NOMINAL AMOUNT IS SIMILAR TO THE ONE REFERRED
TO IN RESOLUTION NUMBER O.12 AND SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION
NUMBER O.10. AUTHORITY EXPIRES AT THE END OF
26 MONTHS ; THIS DELEGATION OF POWERS SUPERSEDES,
FOR THE FRACTION UNUSED THEREOF, ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT; AUTHORIZE
THE BOARD OF D TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO FREELY ALLOCATE Management For *Management No
IN ONE OR MORE TRANSACTIONS, THE COMPANY S EXISTING Position Unknown
SHARES OR TO BE ISSUED, TO THE PROFIT OF THE
COMPANY AND ITS SUBSIDIARIES EMPLOYEES AND OFFICERS,
THE TOTAL NUMBER OF SHARES NOT EXCEEDING 10%
OF THE REGISTERED CAPITAL; AUTHORITY EXPIRES
AT THE END OF 38 MONTHS; IT CANCELS AND REPLACES,
FOR THE FRACTION UNUSED THEREOF, ALL EARLIER
AUTHORIZATIONS TO THE SAME EFFECT; AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management For *Management No
ONE OR MORE TRANSACTIONS, TO THE PROFIT OF THE Position Unknown
COMPANY AND ITS SUBSIDIARIES EMPLOYEES AND OFFICERS,
OPTIONS GIVING THE RIGHT ETHER TO SUBSCRIBE FOR
NEW SHARES IN THE COMPANY TO BE ISSUED THROUGH
A SHARE CAPITAL INCREASE, OR TO PURCHASE EXISTING
SHARES PURCHASED BY THE COMPANY, THE NUMBER OF
SHARES NOT EXCEEDING THE LEGAL LIMITS; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS ; IT CANCE1S
AND REPLACES, FOR THE FRACTION UNUSED THEREOF,
ALL EARLIER AUTHORIZATIONS TO THE SAME EFFECT;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.21 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE, IN Management For *Management No
ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
SECURITIES REPRESENTING DEBT GIVING RIGHT TO
THE ALLOCATION OF DEBT SECURITIES, BY A MAXIMUM
NOMINAL AMOUNT OF EUR 5,000,000.00; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS ; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.22 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management No
SHARE CAPITAL IN ONE OR MORE TRANSACTIONS, BY Position Unknown
CANCELLING THE SHARES HELD BY THE COMPANY, PROVIDED
THAT THE TOTAL NUMBER OF SHARES CANCELLED IN
THE 24 MONTHS DOES NOT EXCEED 10% OF THE CAPITAL;
AUTHORITY EXPIRES AT THE END OF 18 MONTHS ;
THIS DELEGATION OF POWERS SUPERCEDES ANY AND
ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.23 AMEND THE 3 FOLLOWING ARTICLES OF ASSOCIATION: Management For *Management No
ARTICLE NUMBER 7 ENTITLED SHARE CAPITAL; ARTICLE Position Unknown
NUMBER 8.2 ENTITLED IDENTIFICATION OF SHAREHOLDERS;
ARTICLE NUMBER 13.2 RELATING TO THE DIRECTORS
TERMS OF OFFICE
O.24 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE. IN Management For *Management No
ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
PREFERENTIAL SHARES WITH NO VOTING RIGHT AND
WITH THE SAME RIGHTS AS INVESTMENT CERTIFICATES,
PROVIDED THE MAXIMUM NOMINAL AMOUNT SHALL NOT
EXCEED EUR 10,000,000.00; DEBT INSTRUMENTS SHALL
NOT EXCEED A MAXIMUM NOMINAL AMOUNT OF EUR 10,000.000.00;
AUTHORITY EXPIRES AT THE END OF 18 MONTHS ;
THIS DELEGATION OF POWERS SUPERSEDES ANY AND
ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.25 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH Position Unknown
ALL FORMALITIES, FILINGS AND GENERAL MEETING
PROXY SERVICES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 25,000 25,000 25,000 4/12/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
CIA ASSICURATRICE UNIPOL SPA, BOLOGNA UNPLF.PK MIX Meeting Date: 04/28/2005
Issuer: T96440150 ISIN: IT0001074571 BLOCKING
SEDOL: 5107832, B00LJB6, 5848993
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM THERE WILL BE A SECOND CALL ON 29 Position Unknown
APR 2005.YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
O.1 APPROVE THE BALANCE SHEET REPORT AS OF 31 DEC Management For *Management No
2004; THE BOARD OF DIRECTORS REPORT ON THE MANAGEMENT Position Unknown
ACTIVITY, THE INTERNAL AND EXTERNAL AUDITORS
REPORTS; RESOLUTIONS RELATED THERETO
O.2 APPROVE THE RESOLUTIONS AS PER THE ARTICLE 2357, Management For *Management No
2357 TER AND 2359 BIS OF THEITALIAN CIVIL CODE Position Unknown
AUTHORIZATION TO BUY AND SELL OWN SHARES AND
CONTROLLED COMPANIES SHARES
E.1 AMEND THE ARTICLE 6 SHARES AND THE ARTICLE Management For *Management No
8 MEETING CALLING OF THE BY-LAWS; RESOLUTION Position Unknown
RELATED THERETO
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 140,000 140,000 140,000 4/12/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL SA TT MIX Meeting Date: 04/28/2005
Issuer: F92124100 ISIN: FR0000120271 BLOCKING
SEDOL: 5836976, B030QX1, 4617462, 5180628, 0214663, 4905413, 5638279
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
17 MAY 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
O.1 RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management No
AND THE GENERAL REPORT OF THE STATUTORY AUDITORS; Position Unknown
APPROVE THE FINANCIAL STATEMENTS AND THE BALANCE
SHEET FOR THE YEAR 2004
O.2 APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management No
FOR THE SAID FY Position Unknown
O.3 APPROVE THE PROFITS FOR THE FY : EUR 3,443,251,656.00 Management For *Management No
PRIOR RETAINED EARNINGS: EUR 1,355,570,990.00 Position Unknown
DISTRIBUTABLE PROFITS : EUR 4,798,822,646.00
APPROPRIATION TO: GLOBAL DIVIDEND: EUR 3,429,081,583.00
CARRY FORWARD ACCOUNT: EUR 1,369,741,063.00 A
DIVIDEND OF EUR 5.40 WILL BE PAID; AND TO PAY
THE INTERIM DIVIDEND OF EUR 2.40 ON 24 NOV 2004
GIVING THE RIGHT TO A TAX CREDIT; THE REMAINING
DIVIDEND OF EUR 3.00 WILL BE PAID ON 24 MAY 2005
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management No
THE AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 Position Unknown
OF THE FRENCH COMMERCIAL CODE; APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
O.5 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For *Management No
THE COMPANY S SHARES ON THE STOCK MARKET AS PER Position Unknown
THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE PRICE:
EUR 250.00, MAXIMUM NUMBER OF SHARES TO BE TRADED:
10% OF THE TOTAL NUMBER OF SHARES COMPRISING
THE SHARE CAPITAL; AUTHORITY EXPIRES AT THE
END OF 18 MONTHS ; IT CANCELS AND REPLACES FOR
THE PERIOD UNUSED THEREOF, THE DELEGATION SET
FORTH IN RESOLUTION NO. 5 AT THE CGM OF 14 MAY
2004; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PAUL Management For *Management No
DESMARAIS JR AS A DIRECTOR FOR A PERIOD OF 3 Position Unknown
YEARS
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BERTRAND Management For *Management No
JACQUILLAT AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. MAURICE Management For *Management No
LIPPENS AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.9 APPOINT MR. LORD LEVENE OF PORTSOKEN KBE AS A Management For *Management No
DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
E.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 4,000,000,000.00, BY WAY OF ISSUING WITH
THE SHAREHOLDERS PREFERENTIAL RIGHT OF SUBSCRIPTION,
COMPANY S ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO SHARES IN THE COMPANY; APPROVE THAT
THE NOMINAL VALUE OF DEBT SECURITIES ISSUED SHALL
NOT EXCEED EUR 10,000,000,00.00; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS ; IT CANCELS AND REPLACES
FOR THE PERIOD UNUSED THEREOF ALL EARLIER AUTHORIZATIONS;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.11 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD Position Unknown
THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 1,800,000,000.00 BY WAY OF ISSUING WITH
WAIVER OF THE SHAREHOLDERS PREFERENTIAL RIGHTS,
COMPANY S ORDINARY SHARES OR SECURITIES GIVING
ACCESS TO SHARES IN THE COMPANY; APPROVE THAT
THE NOMINAL VALUE OF DEBT SECURITIES ISSUED SHALL
NOT EXCEED EUR 10,000,000,00.00; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS ; IT CANCELS AND REPLACES
FOR THE PERIOD UNUSED THEREOF ALL EARLIER AUTHORIZATIONS;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, Position Unknown
IN FAVOUR OF THE COMPANY S EMPLOYEES WHO ARE
MEMBERS OF A COMPANY SAVING PLAN; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS AND FOR AN AMOUNT
WHICH SHALL NOT EXCEED 1.50% OF THE SHARE CAPITAL
; IT CANCELS AND REPLACES FOR THE FRACTION UNUSED,
THE DELEGATION GIVEN FOR A PERIOD OF 5 YEARS
BY THE EGM OF 14 MAY 2004; AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO FREELY ALLOCATE Management For *Management No
IN ONE OR MORE TRANSACTIONS, COMPANY S EXISTING Position Unknown
SHARES OR TO BE ISSUED, TO THE PROFIT OF THE
COMPANY AND ITS SUBSIDIARIES EMPLOYEES AND OFFICERS,
IT BEING PROVIDED THAT THE TOTAL NUMBER OF SHARES
SHALL NOT EXCEED 1% OF THE REGISTERED CAPITAL;
AUTHORITY EXPIRES AT THE END OF 38 MONTHS ;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL FORMALITIES
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD VOTING
INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE
DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY,
THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD
AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE
UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP.
TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS
A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 8,657 8,657 8,657 4/12/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL VVDUF.PK MIX Meeting Date: 04/28/2005
Issuer: F7063C114 ISIN: FR0000127771 BLOCKING
SEDOL: 4834777, 4859587, 4841379, 4863470
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 220984 DUE TO AN ADDITIONAL RESOLUTION. ALL Position Unknown
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD VOTING
INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE
DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY,
THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD
AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE
UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT ADP.
TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS
A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
O.1 RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management No
AND THE GENERAL REPORT OF THE STATUTORY AUDITORS, Position Unknown
APPROVES THE FINANCIAL STATEMENTS AND THE BALANCE
SHEET FOR THE YEAR 2004, IN THE FORM PRESENTED
TO THE MEETING
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
AND THE STATUTORY AUDITORS, AND APPROVE THE CONSOLIDATED Position Unknown
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management No
AGREEMENTS GOVERNED BY ARTICLES L. 225-40 OF Position Unknown
THE FRENCH COMMERCIAL CODE AND APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management For *Management No
AND RESOLVE TO APPROPRIATE THE PROFITS OF EUR Position Unknown
1,227,292,200.00 AS FOLLOWS: LEGAL RESERVE: EUR
61,364,610.00, GLOBAL DIVIDEND: EUR 643,574,618.00,
CARRY FORWARD ACCOUNT: EUR 522,352,972.00; THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR
0.60 PER SHARE, THIS DIVIDEND WILL BE PAID ON
04 MAY 2005, THE SUM OF EUR 3,251,101.00 CORRESPONDING
TO THE AMOUNT OF THE SPECIAL RESERVE ON LONG-TERM
CAPITAL GAINS, REGISTERED IN THE INDIVIDUAL ACCOUNTS
ON 21 DEC 2004, WILL BE TRANSFERRED TO THE OTHER
RESERVES ACCOUNT, AS REQUIRED BY LAW
E.5 APPROVE THAT THE COMPANY SHALL BE RULED BY AN Management For *Management No
EXECUTIVE COMMITTEE AND A SUPERVISORY BOARD Position Unknown
O.6 RECEIVE THE BOARD OF DIRECTORS REPORT AND ADOPT Management For *Management No
THE TEXT OF THE NEW ARTICLES OF ASSOCIATION WHICH Position Unknown
WILL GOVERN HENCE FORTH THE COMPANY
O.7 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, TO THE EXECUTIVE Position Unknown
COMMITTEE, TO INCREASE IN ONE OR MORE TRANSACTIONS,
IN FRANCE OR ABROAD, WITH SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS MAINTAINED, THE SHARE CAPITAL
BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00,
BY WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
AS WELL AS ANY KIND OF SECURITIES GIVING ACCESS
BY ANY MEANS TO ORDINARY SHARES OF THE COMPANY
AUTHORITY EXPIRES AT THE END OF 26 MONTHS ,
IT CANCELS AND REPLACES THE DELEGATION SET FORTH
IN RESOLUTION NUMBER 17 AND GIVEN BY THE GENERAL
MEETING OF 29 APR 2003
O.8 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTION Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, TO THE EXECUTIVE Position Unknown
COMMITTEE TO INCREASE IN ONE OR MORE TRANSACTIONS,
IN FRANCE OR ABROAD, WITH WAIVER OF SHAREHOLDERS
PRE-EMPTIVE SUBSCRIPTION RIGHTS, THE SHARE CAPITAL
BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00,
BY WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
AS WELL AS SECURITIES GIVING ACCESS BY ANY MEANS
TO ORDINARY SHARES OF THE COMPANY, THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTION NUMBER O.7; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS IT CANCELS AND REPLACES
THE DELEGATION SET FORTH IN RESOLUTION NUMBER
18 AND GIVEN BY THE GENERAL MEETING OF 29 APR
2003; IN ALL CASES, THE AMOUNT OF THE CAPITAL
INCREASES REALIZED ACCORDING TO THE PRESENT RESOLUTION,
COUNTS AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION NUMBER O.7
O.9 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE TO INCREASE WITHIN THE LIMIT OF THE
GLOBAL CEILING SET IN THE RESOLUTION NUMBER O.7,
THE NUMBER OF SHARES, EQUITY SECURITIES OR SECURITIES
TO BE ISSUED IN CASE OF A SHARE CAPITAL INCREASE,
WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS;
AUTHORITY EXPIRES AFTER 26 MONTHS
E.10 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE ALL POWERS IN ORDER TO INCREASE THE
SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, BY
A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00,
BY WAY OF CAPITALIZING PREMIUMS, RETAINED EARNINGS,
INCOME OR OTHERS, TO BE CARRIED OUT THROUGH THE
ALLOTMENT OF BONUS SHARES OR THE RAISE OF THE
PAR VALUE OF THE EXISTING SHARES; THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTION NUMBER O.7; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS ; THE PRESENT DELEGATION
CANCELS AND REPLACES THE DELEGATION SET FORTH
IN RESOLUTION NUMBER 19 AND GIVEN BY THE GENERAL
MEETING OF 29 APR 2003
O.15 APPOINT MR. JEAN RENE FOURTOU AS A MEMBER OF Management For *Management No
THE SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.11 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS O.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE TO INCREASE THE SHARE CAPITAL, IN ONE
OR MORE TRANSACTIONS, IN FAVOR OF THE COMPANY
S EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS
PLAN, WITH THE ISSUE OF SHARES TO BE PAID UP
IN CASH; AUTHORITY EXPIRES AT THE END OF 26
MONTHS AND FOR AN AMOUNT, WHICH SHALL NOT EXCEED
1.5% OF THE SHARE CAPITAL; THE PRESENT DELEGATION
CANCELS AND REPLACES, FOR THE PERIOD UNUSED,
THE DELEGATION SET FORTH IN RESOLUTION NUMBER
21 AND GIVEN BY THE GENERAL MEETING OF 23 APR
2003; IN ALL THE CASES, THE AMOUNT OF THE CAPITAL
INCREASES REALIZED ACCORDING TO THE PRESENT RESOLUTION,
COUNTS AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION NUMBER 7; GRANT ALL POWERS TO THE
BOARD OF DIRECTORS, OR IF THE RESOLUTIONS NUMBERS
O.5 AND O.6 ARE ADOPTED, TO THE EXECUTIVE COMMITTEE,
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS O.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE, ALL POWERS TO GRANT, IN ONE OR MORE
TRANSACTIONS, TO OFFICERS, SENIOR MANAGERS, SENIOR
EXECUTIVES OR EXCEPTIONALLY NON-EXECUTIVE EMPLOYEES
OF THE GROUP VIVENDI UNIVERSAL, OPTIONS GIVING
THE RIGHT TO SUBSCRIBE FOR NEW SHARES IN THE
COMPANY TO BE ISSUED THROUGH A SHARE CAPITAL
INCREASE, IT BEING PROVIDED THAT THE OPTIONS
SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES,
WHICH SHALL NOT EXCEED 2.5% OF THE SHARE CAPITAL;
AUTHORITY EXPIRES AT THE END OF 36 MONTHS ;
THE PRESENT DELEGATION CANCELS AND REPLACES,
FOR THE PERIOD UNUSED THE DELEGATION SET FORTH
IN RESOLUTION 20 AND GIVEN BY THE GENERAL MEETING
OF 29 APR 2003; IN ALL THE CASES, THE AMOUNT
OF THE CAPITAL INCREASE REALIZED ACCORDING TO
THE PRESENT RESOLUTION, COUNTS AGAINST THE OVERALL
VALUE SET FORTH IN RESOLUTION NUMBER 7, AUTHORIZE
THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS
NUMBERS 5 AND 5 ARE ADOPTED TO THE EXECUTIVE
COMMITTEE, TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
O.13 AUTHORIZE THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE TO PROCEED, IN ONE OR MORE TRANSACTIONS
TO THE ALLOTMENT OF ORDINARY BONUS SHARES IN
ISSUE OR TO BE ISSUED; THE MAXIMUM NUMBER OF
SHARES GRANTED WILL NOT EXCEED 5% OF THE SHARE
CAPITAL; AUTHORITY EXPIRES AT THE END OF 36
MONTHS ; AUTHORIZE THE BOARD OF DIRECTORS, OR
IF THE RESOLUTIONS NUMBER E.5 AND O.6 ARE ADOPTED,
TO THE EXECUTIVE COMMITTEE, TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.14 AUTHORIZE IF THE RESOLUTION NUMBER O.30 IS APPROVED, Management For *Management No
THE BOARD OF DIRECTORS, OR IF THE RESOLUTION Position Unknown
NUMBERS E.5 AND O.6 ARE ADOPTED, THE EXECUTIVE
COMMITTEE, TO REDUCE THE SHARE CAPITAL BY CANCELING
THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, PROVIDED THAT THE
TOTAL NUMBER OF SHARES CANCELLED IN THE 24 MONTHS
DOES NOT EXCEED 10% OF THE CAPITAL; AND AUTHORIZE
THE BOARD OF DIRECTORS, OR IF THE RESOLUTION
NUMBERS E.5 AND O.6 ARE ADOPTED, TO THE EXECUTIVE
COMMITTEE TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
O.16 APPOINT MR. CLAUDE BEBEAR AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.17 APPOINT MR. GERARD BREMOND AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD 3 YEARS Position Unknown
O.32 AMEND ARTICLE OF ASSOCIATION NUMBER 17 Management For *Management No
Position Unknown
O.18 APPOINT MR. FERNANDO FALCO AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.19 APPOINT MR. PAUL FRIBOURG AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.20 APPOINT MR. GABRIEL HAWAWINI AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 1 YEAR Position Unknown
O.21 APPOINT MR. HENRI LACHMANN AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.22 APPOINT MR. RODOCANACHI AS A MEMBER OF THE SUPERVISORY Management For *Management No
BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.23 APPOINT MR. KAREL VAN MIERT AS A MEMBER OF THE Management For *Management No
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS Position Unknown
O.24 APPOINT MRS. SARAH FRANK AS A MEMBER OF THE SUPERVISORY Management For *Management No
BOARD FOR A PERIOD OF 4 YEARS Position Unknown
O.25 APPOINT MR. PATRICK KRON AS A MEMBER OF THE SUPERVISORY Management For *Management No
BOARD FOR A PERIOD OF 4 YEARS Position Unknown
O.26 APPOINT MR. ANDRZEJ OLECHOWSKI AS A MEMBER OF Management For *Management No
THE SUPERVISORY BOARD FOR A PERIOD OF 4 YEARS Position Unknown
O.27 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 1,200,000.00 Management For *Management No
TO THE SUPERVISORY BOARD Position Unknown
O.28 APPROVE TO RENEW THE TERM OF OFFICE OF THE CABINET Management For *Management No
ALUSTRO-REYDEL AS THE STATUTORY AUDITOR FOR A Position Unknown
PERIOD OF 6 YEARS
O.29 APPOINT MR. SAN CLAUDE REYDEL IN REPLACEMENT Management For *Management No
OF MR. HUBERT LUNEAU AS A DEPUTY AUDITOR FOR Position Unknown
A PERIOD OF 6 YEARS
O.30 AUTHORIZE THE BOARD OF DIRECTORS OR IF THE RESOLUTIONS Management For *Management No
NUMBERS E.5 AND O.6 ARE ADOPTED, THE EXECUTIVE Position Unknown
COMMITTEE TO TRADE IN THE COMPANY S SHARES ON
THE STOCK MARKET, AS PER THE FOLLOWING CONDITIONS:
MAXIMUM PURCHASE PRICE: EUR 40.00 THE PURCHASE
AMOUNT ACCUMULATED UPON THE BASIS OF AN AVERAGE
PRICE OF EUR 24.00 PER SHARE, WILL NOT EXCEED
EUR 2,570,000,000.00; AUTHORITY EXPIRES AT THE
END OF 18 MONTHS ; THE PRESENT DELEGATION CANCELS
AND REPLACES FOR THE REMAINING PERIOD, THE DELEGATION
GIVEN BY THE CGM OF 06 MAY 2004; AND AUTHORIZE
THE BOARD OF DIRECTORS, OR IF THE RESOLUTIONS
NUMBER E.5 AND O.6 ARE ADOPTED, TO THE EXECUTIVE
COMMITTEE, TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
O.31 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THIS MEETING IN ORDER Position Unknown
TO ACCOMPLISH ALL FORMALITIES, FILINGS AND REGISTRATIONS
PRESCRIBED BY LAW
* PLEASE NOTE THAT THE MEETING HELD ON 18 APR 2005 Non-Voting *Management No
HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND Position Unknown
THAT THE SECOND CONVOCATION WILL BE HELD ON 28
APR 2005. PLEASE ALSO NOTE THE NEW CUTOFF DATE.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 43,900 43,900 43,900 4/12/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
PEARSON PLC PES.L AGM Meeting Date: 04/29/2005
Issuer: G69651100 ISIN: GB0006776081
SEDOL: 5684283, 0677608
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS OF THE COMPANY AND REPORTS Management For *Management No
OF THE DIRECTORS OF THE COMPANY DIRECTORS AND Position Unknown
AUDITORS OF THE COMPANY AUDITORS FOR YE 31
DEC 2004
2. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For *Management No
AS RECOMMENDED BY THE DIRECTORS Position Unknown
3. RE-ELECT MR. MARJORIE SCARDINO AS A DIRECTOR Management For *Management No
Position Unknown
4. RE-ELECT MR. RONA FAIRHEAD AS A DIRECTOR Management For *Management No
Position Unknown
5. RE-ELECT MR. PATRICK CESCAU AS A DIRECTOR Management For *Management No
Position Unknown
6. RE-ELECT MR. REUBEN MARK AS A DIRECTOR Management For *Management No
Position Unknown
7. RE-ELECT MR. VERNON SANKEY AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-APPOINT MRS. SUSAN FUHRMAN AS A DIRECTOR Management For *Management No
Position Unknown
9. RECEIVE AND APPROVE THE REPORT ON THE DIRECTORS Management For *Management No
REMUNERATION Position Unknown
10. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS FOR THE ENSUING YEAR Position Unknown
11. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
12. AUTHORIZE THE DIRECTORS, PURSUANT TO THE AUTHORITY Management For *Management No
CONFERRED ON THE DIRECTORS PURSUANT TO RESOLUTION Position Unknown
10 PASSED AT THE AGM OF THE COMPANY HELD ON 30
APR 2004 AND SUBJECT TO THE PASSING OF RESOLUTION
13 AS SPECIFIED, TO ALLOT RELEVANT SECURITIES
SECTION 80 OF THE COMPANIES ACT 1985 THE ACT
UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 66,955,000;
AUTHORITY EXPIRES AT THE END OF THE NEXT AGM
OF THE COMPANY AFTER THE DATE OF THE PASSING
OF THIS RESOLUTION ; AND THE DIRECTORS MAY ALLOT
RELEVANT SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
13. APPROVE TO INCREASE THE AUTHORIZED ORDINARY SHARE Management For *Management No
CAPITAL OF THE COMPANY OF GBP 295,500,000 BY Position Unknown
GBP 1,000,000 TO GBP 296,500,000 BY THE CREATION
OF 4,000,000 ORDINARY SHARES OF 25P EACH
S.14 AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY Management For *Management No
BOARD , PURSUANT TO SECTION 95 OF THE ACT, TO Position Unknown
ALLOT EQUITY SECURITIES SECTION 94 OF THE ACT
FOR CASH PURSUANT TO THE AUTHORITY CONFERRED
BY RESOLUTION 12 OR, IF RESOLUTION 12 IS NOT
PASSED OR DOES NOT BECOME UNCONDITIONAL, PURSUANT
TO THE AUTHORITY CONFERRED BY RESOLUTION 10 PASSED
AT THE AGM HELD ON 30 APR 2004 , DISAPPLYING
SECTION 89(1) OF THE ACT, PROVIDED THAT THIS
POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES
A) IN CONNECTION WITH AN OFFER OR RIGHTS ISSUE
IN FAVOR OF ORDINARY SHAREHOLDERS; AND B) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 10,040,000;
AUTHORITY EXPIRES AT THE END OF THE NEXT AGM
OF THE COMPANY ; AND AUTHORIZE THE DIRECTORS
TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF
THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.15 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 9 Management For *Management No
OF THE COMPANY S ARTICLES, TO MAKE MARKET PURCHASES Position Unknown
SECTION 163(3) OF THE ACT OF UP TO 80,000,000
ORDINARY SHARES OF 25P EACH IN THE CAPITAL OF
THE COMPANY, AT A MINIMUM PRICE OF 25P PER SHARE
AND NOT MORE THAN 105% OF THE AVERAGE OF THE
MARKET VALUE FOR SUCH SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE END OF THE NEXT AGM OF THE
COMPANY OR 18 MONTHS ; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 80,000 80,000 80,000 4/19/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
RIUNIONE ADRIATICA DI SICURTA RAS SPA, MILANO RASAF.PK MIX Meeting Date: 04/29/2005
Issuer: T79470109 ISIN: IT0000062825 BLOCKING
SEDOL: 4741833, 4718246
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM THERE WILL BE A SECOND CALL ON 02 Position Unknown
MAY 2005.YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
O.1 APPROVE THE BALANCES SHEET REPORTS AS OF 31 DEC Management For *Management No
2004; THE BOARD OF DIRECTORS REPORTS ON THE Position Unknown
MANAGEMENT ACTIVITY AND THE INTERNAL AUDITORS
REPORT; RESOLUTIONS RELATED THERETO
O.2 APPROVE TO REINSTATE THE BOARD OF DIRECTORS AFTER Management For *Management No
STATING THE DIRECTORS NUMBER AND THEIR EMOLUMENT Position Unknown
; RESOLUTIONS RELATED THERETO
O.3 GRANT AUTHORITY TO BUY OWN SHARES AND DISPOSE Management For *Management No
OF THEM AS PER ARTICLE 2357 AND FOLLOWING IF Position Unknown
ITALIAN CIVIL CODE AND ARTICLE 132 OF LEGISLATIVE
DECREE NO. 58/98; RESOLUTIONS RELATED THERETO
E.1 AMEND ARTICLE 7, 31 AND 32 OF THE BY-LAW; RESOLUTIONS Management For *Management No
RELATED THERETO Position Unknown
E.2 APPROVE TO EMPOWER THE BOARD OF DIRECTORS FOR Management For *Management No
A STOCK CAPITAL INCREASE AND THE BONDS ISSUE Position Unknown
AS PER ARTICLE 2443 AND 2420 TER ITALIAN CIVIL
CODE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 21,002 21,002 33,002 4/15/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIANZ AG, MUENCHEN ALLZF.PK OGM Meeting Date: 05/04/2005
Issuer: D03080112 ISIN: DE0008404005
SEDOL: 5766749, 0048646, 5242487, 0018490, 5231485, 5479531, 7158333
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management No
Position Unknown
* PLEASE BE ADVISED THAT ALLIANZ AG SHARES ARE Non-Voting *Management No
ISSUED IN REGISTERED FORM AND AS SUCH DO NOT Position Unknown
REQUIRE SHARE BLOCKING IN ORDER TO ENTITLE YOU
TO VOTE. THANK YOU.
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For *Management No
REPORT FOR THE FY 2004 WITH THE REPORT OF THE Position Unknown
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROUP ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management No
PROFIT OF EUR 852,000,000 AS FOLLOWS: PAYMENT Position Unknown
OF A DIVIDEND OF EUR 1.75 PER NO-PAR SHARES;
EUR 177,635,811.25 SHALL BE ALLOCATED TO THE
OTHER REVENUE RESERVES; AND EX-DIVIDEND AND PAYABLE
DATE: 05 MAY 2005 PAYABLE DATE: 06 MAY 2005
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For *Management No
Position Unknown
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For *Management No
Position Unknown
5.1 RE-ELECT MR. IGOR LANDAU AS AN OFFICER TO THE Management For *Management No
SUPERVISORY BOARD Position Unknown
5.2 RE-ELECT PROFESSOR. DR. DENNIS J. SNOWER AS AN Management For *Management No
OFFICER TO THE SUPERVISORY BOARD Position Unknown
5.3 RE-ELECT MR. FRANZ FEHRENBACH AS AN OFFICER TO Management For *Management No
THE SUPERVISORY BOARD Position Unknown
5.4 RE-ELECT DR. FRANZ B. HUMER AS AN OFFICER TO Management For *Management No
THE SUPERVISORY BOARD Position Unknown
5.5 RE-ELECT DR. ALBRECHT SCHAEFER AS A SUBSTITUTE Management For *Management No
MEMBER TO THE SUPERVISORY BOARD Position Unknown
5.6 RE-ELECT DR. JUERGEN THAN AS AN OFFICER TO THE Management For *Management No
SUPERVISORY BOARD Position Unknown
6. AMEND THE ARTICLES OF ASSOCIATION IN RESPECT Management For *Management No
OF THE REMUNERATION FOR THE SUPERVISORY BOARD Position Unknown
AS FOLLOWS: FROM THE 2005 FINANCIAL YEAR ON,
EACH MEMBER OF THE SUPERVISORY BOARD SHALL RECEIVE
A FIXED ANNUAL REMUNERATION OF EUR 50,000, A
SHORT-TERM PROFIT-RELATED REMUNERATION OF UP
TO EUR 24,000, AND A LONG-TERM PROFIT-RELATED
REMUNERATION OF UP TO EUR 24,000, THE CHAIRMAN
SHALL RECEIVE TWICE, AND THE DEPUTY CHAIRMAN
ONE AND A HALF TIMES, THESE AMOUNTS; COMMITTEE
MEMBERS EXCEPT FOR MEMBERS OF THE MEDIATION
COMMITTEE AND AUDIT COMMITTEE SHALL RECEIVE
AN ADDITIONAL REMUNERATION OF 25% COMMITTEE
CHAIRMEN 50% OF THE ABOVE THE ABOVE MENTIONED
REMUNERATION, MEMBERS OF THE AUDIT COMMITTEE
A FIXED ANNUAL REMUNERATION OF EUR 30,000 THE
CHAIRMAN OF THE AUDIT COMMITTEE EUR 45,000 ,
EACH MEMBER SHALL RECEIVE AN ATTENDANCE FEE OF
EUR 500 PER SUPERVISORY BOARD MEETING AND COMMITTEE
MEETING; SHOULD SEVERAL MEETINGS BE HELD ON THE
SAME DAY OR ON CONSECUTIVE DAYS, THE ATTENDANCE
FEE WILL BE PAID ONLY ONCE
7. GRANT AUTHORITY TO ACQUIRE OWN SHARES FOR PURPOSES Management For *Management No
OF SECURITIES TRADING FINANCIAL INSTITUTIONS Position Unknown
IN WHICH THE COMPANY HOLDS A MAJORITY INTEREST
SHALL BE AUTHORIZED TO ACQUIRE AND SELL SHARES
OF THE COMPANY, AT PRICES NOT DEVIATING MORE
THAN 10% FROM THE MARKET PRICE OF THE SHARES,
ON OR BEFORE 03 NOV 2006; THE TRADING PORTFOLIO
OF SHARES TO BE ACQUIRED FOR SUCH PURPOSE SHALL
NOT EXCEED 5% OF THE COMPANY S SHARE CAPITAL
AT THE END OF ANY DAY
8. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management For *Management No
UP TO 10% OF ITS SHARE CAPITAL, THROUGH THE STOCK Position Unknown
EXCHANGE AT A PRICE NOT DIFFERING MORE THAN 15%
FROM THE MARKET PRICE OF THE SHARES, OR BY WAY
OF A REPURCHASE OFFER AT A PRICE NOT DIFFERING
MORE THAN 20 %; FROM THE MARKET PRICE OF THE
SHARES, ON OR BEFORE 03 NOV 2006; AUTHORIZE THE
BOARD OF MANAGING DIRECTORS TO DISPOSE OF THE
SHARES IN A MANNER OTHER THAN THROUGH THE STOCK
EXCHANGE OR A RIGHTS OFFERING IF THE SHARES ARE
SOLD AT A PRICE NOT MATERIALLY BELOW THEIR MARKET
PRICE, TO USE THE SHARES FOR ACQUISITION PURPOSES,
TO FLOAT THE SHARES ON FOREIGN STOCK EXCHANGES,
TO USE THE SHARES FOR THE FULFILLMENT OF CONVERTIBLE
OR OPTION RIGHTS, TO OFFER THE SHARES TO EMPLOYEES
OF THE COMPANY OR ITS AFFILIATES, AND TO RETIRE
THE SHARES
9. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO Management For *Management No
ISSUE NEW PROFIT-SHARING CERTIFICATES OF UP TO Position Unknown
EUR 10,000,000, IN ORDER TO SECURE THE SUBSCRIPTION
RIGHTS OF HOLDERS OF PROFIT-SHARING CERTIFICATES,
ON OR BEFORE 03 MAY 2010; THE CAPITAL REPRESENTED
BY THE PROFIT-SHARING CERTIFICATES SHALL BE INCREASED
IN ACCORDANCE WITH ANY INCREASE OF THE SHARE
CAPITAL, HOLDERS OF PROFIT-SHARING CERTIFICATES
BEING GRANTED SUBSCRIPTION RIGHTS FOR NEW CERTIFICATES
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting *Management No
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION Position Unknown
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATION. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEND AND
VOTE YOUR SHARES AT THE COMPANYS MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 7,000 7,000 7,000 4/18/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
CRH PLC CRHCF.PK AGM Meeting Date: 05/04/2005
Issuer: G25508105 ISIN: IE0001827041
SEDOL: 0182704, 4182249
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE COMPANY S FINANCIAL STATEMENTS AND Management For *Management No
THE REPORTS OF THE DIRECTORS AND THE AUDITORS Position Unknown
FOR THE YE 31 DEC 2004
2. DECLARE A DIVIDEND ON THE ORDINARY SHARES Management For *Management No
Position Unknown
3.1 ELECT MR. T.W. HILL AS A DIRECTOR, IN ACCORDANCE Management For *Management No
WITH ARTICLES 103 Position Unknown
3.2 ELECT MR. D.M. KENNEDY AS A DIRECTOR, IN ACCORDANCE Management For *Management No
WITH ARTICLES 103. Position Unknown
3.3 ELECT MR. K. MCGOWAN AS A DIRECTOR, IN ACCORDANCE Management For *Management No
WITH ARTICLES 103 Position Unknown
3.4 ELECT MR. A. OBRIEN AS A DIRECTOR, IN ACCORDANCE Management For *Management No
WITH ARTICLES 103 Position Unknown
3.5 ELECT MR. J.L. WITTSTOCK AS A DIRECTOR, IN ACCORDANCE Management For *Management No
WITH ARTICLES 103 Position Unknown
3.6 ELECT MR. N. HARTERY AS A DIRECTOR, IN ACCORDANCE Management For *Management No
WITH ARTICLES 109 Position Unknown
3.7 ELECT DR. J.M.C. OCONNOR AS A DIRECTOR IN ACCORDANCE Management For *Management No
WITH ARTICLES 109 Position Unknown
4. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
5. APPROVE THAT AGGREGATE FEES OF THE NON-EXECUTIVE Management For *Management No
DIRECTOR SHALL NOT EXCEED EUR 750,000 Position Unknown
S.6 AUTHORIZE THE COMPANY TO PURCHASE ORDINARY SHARES Management For *Management No
ON THE MARKET SECTION 212 OF THE COMPANIES ACT Position Unknown
, IN THE MANNER PROVIDED FOR IN ARTICLES 8A
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY,
UP TO A MAXIMUM OF 10% OF THE ORDINARY SHARES;
AUTHORITY EXPIRE AT THE EARLIER OF THE CONCLUSION
OF THE AGM IN 2006 OR 03 AUG 2006
S.7 AUTHORIZE THE COMPANY TO RE-ISSUE TREASURY SHARES Management For *Management No
SECTION 209 OF THE COMPANIES ACT IN THE MANNER Position Unknown
PROVIDED FOR IN ARTICLES 8B OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY; AUTHORITY EXPIRES
EARLIER OF THE CONCLUSION AGM IN 2006 OR 03 AUG
2006
S.8 AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH Management For *Management No
THE POWERS, PROVISION AND LIMITATION OF ARTICLES Position Unknown
11(E) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY,
TO ALLOT EQUITY SECURITIES FOR CASH AND IN RESPECT
OF SUB-PARAGRAPH (III) THERE OF UP TO AN AGGREGATE
NOMINAL VALUE OF EUR 9,056,000; AUTHORITY EXPIRES
AT THE EARLIER OF THE CONCLUSION OF THE AGM IN
2006 OR 03 AUG 2006
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 92,500 92,500 92,500 4/22/2005
INTERNATIONAL
THE GABELLI EQUITY TRUST GETF0036102 8,000 8,000 8,000 4/22/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
LLOYDS TSB GROUP PLC LYG OGM Meeting Date: 05/05/2005
Issuer: G5542W106 ISIN: GB0008706128
SEDOL: 5460524, 0870612
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS Management For *Management No
AND OF THE AUDITORS FOR THE YE 31 DEC 2004 Position Unknown
2. APPROVE THE DIRECTORS REMUNERATION REPORT CONTAINED Management For *Management No
IN THE REPORT AND ACCOUNTS Position Unknown
3.a ELECT SIR JULIAN HORN-SMITH AS A DIRECTOR, WHO Management For *Management No
RETIRES UNDER ARTICLE 79 OF THE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION
3.b ELECT MR. G.T. TATE AS A DIRECTOR, WHO RETIRES Management For *Management No
UNDER ARTICLE 79 OF THE COMPANY S ARTICLES OF Position Unknown
ASSOCIATION
4.a RE-ELECT MR. G.J.N GEMMELL AS A DIRECTOR, WHO Management For *Management No
RETIRES UNDER ARTICLE 82 OF THE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION
4.b RE-ELECT MR. M. E. FAIREY AS A DIRECTOR, WHO Management For *Management No
RETIRES UNDER ARTICLE 82 OF THE COMPANY S ARTICLES Position Unknown
OF ASSOCIATION
4.c RE-ELECT DR. D.S. JULIUS AS A DIRECTOR, WHO RETIRES Management For *Management No
UNDER ARTICLE 82 OF THE COMPANY S ARTICLES OF Position Unknown
ASSOCIATION
5. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS Position Unknown
6. AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
7. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For *Management No
DIRECTORS BY PARAGRAPH 9.2 OF THE ARTICLE 9 OF Position Unknown
THE COMPANY S ARTICLES OF ASSOCIATION, FOR THE
PERIOD ENDING ON THE DAY OF THE AGM IN 2006 OR
ON 04 AUG 2006, WHICHEVER IS EARLIER, AND FOR
THAT PERIOD THE SECTION 80 AMOUNT SHALL BE GBP
40,000,000 USD 40,000,000, EUR 40,000,000 AND
JPY 1,250,000,000
S.8. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For *Management No
DIRECTORS, SUBJECT TO THE PASSING OF RESOLUTION Position Unknown
7, BY PARAGRAPH 9.3 OF THE ARTICLE 9 OF THE COMPANY
S ARTICLES OF ASSOCIATION AND FOR THAT PERIOD
THE SECTION 89 AMOUNT SHALL BE GBP 70,942,899
S.9. APPROVE TO RENEW THE AUTHORITY GIVEN TO THE COMPANY, Management For *Management No
TO MAKE MARKET PURCHASES SECTION 163 OF THE Position Unknown
COMPANIES ACT 1985 OF UP TO 567 MILLION ORDINARY
SHARES OF 25P EACH IN THE CAPITAL OF THE COMPANY,
AT A MINIMUM PRICE OF 25P AND UP TO 105% OF THE
AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES
DERIVED FROM THE STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY IN 20066 OR 04 NOV 2005;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 95,000 95,000 95,000 4/22/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC SNNUF.PK AGM Meeting Date: 05/05/2005
Issuer: G82343164 ISIN: GB0009223206
SEDOL: 4228499, 0922320
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE REPORT AND THE ACCOUNTS Management For *Management No
Position Unknown
2. DECLARE A FINAL DIVIDEND Management For *Management No
Position Unknown
3. APPROVE THE REMUNERATION REPORT Management For *Management No
Position Unknown
4. RE-ELECT MR. JOHN BUCHANAN Management For *Management No
Position Unknown
5. RE-ELECT MR. BRAIN LARCOMBE Management For *Management No
Position Unknown
6. RE-ELECT DR. PAMELA KIRBY Management For *Management No
Position Unknown
7. RE-APPOINT THE AUDITORS Management For *Management No
Position Unknown
8. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management No
OF THE AUDITORS Position Unknown
9. APPROVE TO RENEW THE DIRECTORS AUTHORITY TO Management For *Management No
ALLOT SHARES Position Unknown
S.10 APPROVE TO RENEW THE DIRECTORS AUTHORITY FOR Management For *Management No
THE DISAPPLICATION OF THE PRE-EMPTION RIGHTS Position Unknown
S.11 APPROVE TO RENEW THE DIRECTORS LIMITED AUTHORITY Management For *Management No
TO MAKE MARKET PURCHASES OF THE COMPANY S OWN Position Unknown
SHARES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 80,000 80,000 80,000 4/22/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA MOVILES S A TEM AGM Meeting Date: 05/06/2005
Issuer: E9016S114 ISIN: ES0178401016
SEDOL: 4695532
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management No
Position Unknown
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
07 MAY 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
1. APPROVE THE 2004 AND ACCOUNTS, MANAGEMENT REPORT, Management For *Management No
APPLICATION OF EARNINGS AND BOARDS MANAGEMENT Position Unknown
FOR BOTH THE COMPANY AND THE GROUP
2. APPROVE THE DIVIDEND PAYMENT Management For *Management No
Position Unknown
3. RE-ELECT THE DIRECTORS Management For *Management No
Position Unknown
4. RE-ELECT THE AUDITORS Management For *Management No
Position Unknown
5. GRANT AUTHORITY TO ACQUIRE OWN SHARES Management For *Management No
Position Unknown
6. DELEGATION OF POWERS Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 90,000 90,000 90,000 4/26/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC, LONDON GLHGF.PK AGM Meeting Date: 05/11/2005
Issuer: G3708C105 ISIN: GB0003833695
SEDOL: 5830309, 0383369
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
7. ELECT MR. JAMES HOGAN AS A DIRECTOR OF THE COMPANY Management For *Management No
Position Unknown
8. ELECT MR. STEWART HAINSWORTH AS A DIRECTOR OF Management For *Management No
THE COMPANY Position Unknown
9. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No
AUDITORS OF THE COMPANY AND AUTHORIZE THE DIRECTORS Position Unknown
TO FIX THE AUDITORS REMUNERATION
10. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management No
347C OF THE COMPANIES ACT 1985 ACT , TO MAKE Position Unknown
DONATIONS TO EU POLITICAL ORGANIZATIONS AND TO
INCUR EU POLITICAL EXPENDITURE SECTION 347A
OF THE ACT , UP TO A MAXIMUM AGGREGATE AMOUNT
OF GBP 50,000 PER ANNUM; AUTHORITY EXPIRES EARLIER
OF THE CONCLUSION OF THE COMPANY S AGM TO BE
HELD IN 2006 OR 10 AUG 2006
11. AUTHORIZE GALLAHER LIMITED, A WHOLLY-OWNED SUBSIDIARY Management For *Management No
OF THE COMPANY, IN ACCORDANCE WITH SECTION 347D Position Unknown
OF THE ACT, TO MAKE DONATIONS TO EU POLITICAL
ORGANIZATIONS AND TO INCUR EU POLITICAL EXPENDITURE
SECTION 347A OF THE ACT , UP TO A MAXIMUM AGGREGATE
AMOUNT OF GBP 50,000 PER ANNUM; AUTHORITY EXPIRES
EARLIER OF THE CONCLUSION OF THE COMPANY S AGM
TO BE HELD IN 2006 OR 10 AUG 2006
12. AUTHORIZE AUSTRIA TABAK GMBH & CO. KG, BEING Management For *Management No
A SUBSIDIARY UNDERTAKING OF THE COMPANY WHICH Position Unknown
IS INCORPORATED OUTSIDE GREAT BRITAIN, IN ACCORDANCE
WITH SECTION 347E OF THE ACT, TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS AND TO INCUR EU
POLITICAL EXPENDITURE SECTION 347A OF THE ACT,
UP TO A MAXIMUM AGGREGATE AMOUNT OF GBP 50,000
PER ANNUM; AUTHORITY EXPIRES EARLIER OF THE
CONCLUSION OF THE COMPANY S AGM TO BE HELD IN
2006 OR 10 AUG 2006
13. ADOPT THE RULES OF THE COMPANY S DEFERRED BONUS Management For *Management No
PLAN AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH Position Unknown
ACTS AND THINGS AS THEY CONSIDER NECESSARY OR
DESIRABLE TO GIVE EFFECT THIS RESOLUTION
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE ACCOUNTS Management For *Management No
FOR THE YE 31 DEC 2004 AND THE AUDITORS REPORT Position Unknown
THEREON
14. ADOPT THE RULES OF THE COMPANY S PERFORMANCE Management For *Management No
SHARE PLAN, AS THE RULES OF THE PERFORMANCE SHARE Position Unknown
PLAN AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH
ACTS AND THINGS AS THEY CONSIDER NECESSARY OR
DESIRABLE TO GIVE EFFECT TO THIS RESOLUTION
2. DECLARE A FINAL DIVIDEND OF 21.5P PER ORDINARY Management For *Management No
SHARE FOR THE YE 31 DEC 2004 PAYABLE ON 24 MAY Position Unknown
2005 TO THE SHAREHOLDERS ON THE REGISTER AT THE
CLOSE OF BUSINESS ON 18 MAR 2005
3. APPROVE THE DIRECTORS REMUNERATION REPORT CONTAINED Management For *Management No
IN THE 2004 ANNUAL REPORT AND THE FINANCIAL STATEMENTS Position Unknown
4. RE-ELECT MR. JOHN GILDERSLEEVE AS A DIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
5. RE-ELECT MRS. ALISON CARNWATH AS A DIRECTOR OF Management For *Management No
THE COMPANY Position Unknown
6. RE-ELECT MR. NIGEL DUNLOP AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
15. APPROVE, SUBJECT TO AND CONDITIONAL ON THE APPROVAL Management For *Management No
OF THE COMPANY IN GENERALMEETING OF RESOLUTION Position Unknown
14, THE PERFORMANCE CRITERIA APPLICABLE TO AWARDS
GRANTED UNDER THE COMPANY S PERFORMANCE SHARE
PLAN FOR THE PERIOD 2004-2006, RETROSPECTIVELY
BY THE ADOPTION FOR THAT PERIOD OF THE PERFORMANCE
CRITERIA CONTAINED IN THE COPY THE RULES OF THE
PERFORMANCE SHARE PLAN AND AUTHORIZE THE DIRECTORS
TO DO ALL SUCH ACTS AND THINGS AS THEY CONSIDER
NECESSARY OR DESIRABLE TO GIVE EFFECT TO SUCH
AMENDMENTS
16. AUTHORIZE THE BOARD, GENERALLY AND WITHOUT CONDITIONS, Management For *Management No
UNDER SECTION 80 OF THE ACT TO ALLOT SHARES, Position Unknown
AND THE RIGHTS TO SHARES WHICH ARE DEFINED IN
SECTION 80 AS RELEVANT SECURITIES , UP TO TOTAL
NOMINAL AMOUNT OF GBP 21,837,651; AND THIS SHALL
BE THE SECTION 80 AMOUNT FOR THE PURPOSE OF ARTICLE
10 OF THE COMPANY S ARTICLE OF ASSOCIATION, BUT
ONLY FOR SO LONG AS ARTICLE 10 REFERS TO A SECTION
80 AMOUNT ; AUTHORITY EXPIRES EARLIER OF THE
CONCLUSION OF THE COMPANY S AGM TO BE HELD IN
2006 OR 10 AUG 2006 ; AND THE BOARD CAN MAKE
OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD,
OR MIGHT NEED RELEVANT SECURITIES TO BE ALLOTTED
AFTER THIS PERIOD
S.17 AUTHORIZE THE BOARD UNDER FINE AUTHORITY GIVEN Management For *Management No
BY RESOLUTION 16 AND/OR WHERE AN ALLOTMENT CONSTITUTES Position Unknown
ON ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF
SECTION 94(3A) OF THE COMPANIES ACT 1985 TO ALLOT
EQUITY SECURITIES, ENTIRELY PAID FOR IN CASH,
FREE OF THE RESTRICTION IN SECTION 89(1) OF THE
ACT, THE TOTAL NOMINAL AMOUNT OF EQUITY SECURITIES
WHICH CON BE ALLOTTED UNDER THIS POWER IS 3,275,647
AND THIS SHALL BE THE SECTION 89 AMOUNT FOR
THE PURPOSES OF ARTICLE 10 OF THE COMPANY S ARTICLES
OF ASSOCIATION, BUT ONLY FOR SO LONG AS ARTICLE
10 REFERS TOO SECTION 89 AMOUNT ; AUTHORITY
EXPIRES EARLIER OF THE CONCLUSION OF THE COMPANY
S AGM TO BE HELD IN 2006 OR 10 AUG 2006 ; TO
MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH
WOULD, OR MIGHT, NEED EQUITY SECURITIES TO BE
ALLOTTED AFTER THIS PERIOD; THERE IS NO LIMIT
AN THE TOTAL NOMINAL AMOUNT OF EQUITY SECURITIES
WHICH CAN BE ALLOTTED UNDER THIS POWER WHERE
THE ALLOTMENT IS IN CONNECTION WITH A RIGHTS
ISSUE, IN ALL OTHER CASES
S.18 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For *Management No
SECTION 163(3) OF UP TO 65,512,953 ORDINARY Position Unknown
SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY,
AT A MINIMUM PRICE OF 10P AND AMOUNT EQUAL TO
105% ABOVE THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, FOR THE 5 BUSINESS
DAYS PRECEDING THE DATE OF PURCHASE; AUTHORITY
EXPIRES EARLIER OF THE CONCLUSION OF THE COMPANY
S AGM TO BE HELD IN 2006 OR 10 AUG 2006 ; THE
COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.19 ADOPT THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management No
AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH ACTS Position Unknown
AND THINGS AS THEY CONSIDER NECESSARY OR DESIRABLE
TO GIVE EFFECT THIS RESOLUTION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 30,000 30,000 30,000 4/28/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
MODERN TIMES GROUP AB MTGNY AGM Meeting Date: 05/11/2005
Issuer: W56523116 ISIN: SE0000412371
SEDOL: 5328127
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting *Management No
OPTION IN SWEDEN. THANK YOU. Position Unknown
* MARKET RULES REQUIRE ADP TO DISCLOSE BENEFICIAL Non-Voting *Management No
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF Position Unknown
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU
WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR
ADP CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION
IS REQUIRED IN ORDER FOR ADP TO LODGE YOUR VOTE.
THANK YOU.
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED Position Unknown
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU.
1. ELECT THE CHAIRMAN OF THE MEETING Management For *Management No
Position Unknown
2. APPROVE THE VOTING LIST Management For *Management No
Position Unknown
3. APPROVE THE AGENDA Management For *Management No
Position Unknown
4. ELECT 1 OR 2 PERSONS TO CHECK AND VERIFY THE Management For *Management No
MINUTES Position Unknown
5. APPROVE TO DETERMINE WHETHER THE MEETING HAS Management For *Management No
BEEN DULY CONVENED Position Unknown
6. RECEIVE THE ANNUAL REPORT AND THE AUDITORS REPORT Management For *Management No
AND OF THE CONSOLIDATED FINANCIAL STATEMENTS Position Unknown
AND THE AUDITORS REPORT ON THE CONSOLIDATED
FINANCIAL STATEMENTS
8. APPROVE THAT THERE WILL BE NO DIVIDEND PAYMENT Management For *Management No
FOR THE FY 2004 SHALL BE PAID Position Unknown
7. ADOPT THE INCOME STATEMENT AND BALANCE SHEET Management For *Management No
AND OF THE CONSOLIDATED INCOME STATEMENT AND Position Unknown
THE CONSOLIDATED BALANCE SHEET
9. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For *Management No
DIRECTORS AND THE MANAGING DIRECTOR FROM LIABILITY Position Unknown
10. APPROVE TO DETERMINE THE NUMBER OF MEMBERS AND Management For *Management No
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS Position Unknown
11. APPROVE TO PAY THE FEES OF A TOTAL OF SEK 3,475,000 Management For *Management No
TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR Position Unknown
THE PERIOD UNTIL THE END OF THE NEXT AGM, WHEREOF
SEK 1,000,000 TO THE CHAIRMAN, SEK 325,000 TO
EACH OF THE OTHER MEMBERS TO THE BOARD OF DIRECTORS
RESPECTIVELY AND A TOTAL OF SEK 200,000 FOR THE
WORK OF THE MEMBERS WITHIN THE COMMITTEES OF
THE BOARD OF DIRECTORS
12. RE-ELECT MESSRS. ASGER AAMUND, DAVID CHANCE, Management For *Management No
NICK HUMBY, LARS-JOHAN JARNHEIMER, DAVID MARCUS, Position Unknown
CRISTINA STENBECK AND PELLE TORNBERG AS THE MEMBERS
OF THE BOARD OF DIRECTORS AND ELECT MR. VIGO
CARLUND AS A NEW MEMBER OF THE BOARD
13. APPROVE THE PROCEDURE OF THE NOMINATION GROUP Management For *Management No
FOR THE ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Position Unknown
AS SPECIFIED
14.a ADOPT AN INCENTIVE PROGRAM FOR SENIOR EXECUTIVES Management For *Management No
AND OTHER KEY EMPLOYEES WITHIN THE MTG GROUP Position Unknown
IN ACCORDANCE WITH THE PRINCIPLES AS SPECIFIED,
WHEREBY THE SCOPE FOR 2005 AMOUNT TO A MAXIMUM
OF 133,333 WARRANTS AND A MAXIMUM OF 266,666
STOCK OPTIONS; AND AUTHORIZE THE BOARD OF DIRECTORS
TO DECIDE ON THE DETAILS OF THE TERMS AND CONDITIONS
OF THE INCENTIVE PROGRAM IN ACCORDANCE WITH THE
GENERAL TERMS AND GUIDELINES AS SPECIFIED
14.b APPROVE TO ISSUE 1 SUBORDINATED DEBENTURE WITH Management For *Management No
133,333 DETACHABLE WARRANTS, EACH ENTITLING THE Position Unknown
HOLDER TO SUBSCRIBE FOR 1 NEW CLASS B SHARE;
AS A RESULT THE COMPANY S SHARE CAPITAL MAY INCREASE
BY AT MOST SEK 666,665; THE WHOLLY-OWNED SUBSIDIARY
MTG HOLDING AB, SHALL BE ENTITLED TO SUBSCRIBE
FOR THE SUBORDINATED DEBENTURE AND MUST DETACH
THE WARRANTS AND TRANSFER THEM TO THE PARTICIPANTS
IN THE INCENTIVE PROGRAM ON MARKET TERMS; SUBSCRIPTION
FOR CLASS B SHARES THROUGH THE WARRANTS MAY TAKE
PLACE DURING THE PERIOD FROM 15 MAY TO 15 AUG
2008; AT A PRICE AMOUNT TO 115% OF THE AVERAGE
LAST TRADING PRICE OF THE COMPANY S CLASS B SHARE
DURING THE 10 TRADING DAYS IMMEDIATELY FOLLOWING
THE DAY OF THE AGM
14.c AUTHORIZE THE BOARD OF DIRECTORS, FOLLOWING THE Management For *Management No
OFFER TO THE PARTICIPANTS IN THE INCENTIVE PROGRAM, Position Unknown
TO GRANT A MAXIMUM OF 266,666 STOCK OPTIONS,
EACH ENTITLING THE HOLDER TO PURCHASE 1 CLASS
B SHARE DURING THE PERIOD FROM 15 MAY 2008 TO
15 MAY 2010; THE MINIMUM EXERCISE PRICE SHALL
AMOUNT TO 115% OF THE AVERAGE LAST TRADING PRICE
OF THE COMPANY S CLASS B SHARE DURING THE 10
TRADING DAYS IMMEDIATELY FOLLOWING THE AGM; THE
STOCK OPTIONS SHALL BE OFFERED TO THE PARTICIPANT
FREE OF CHARGE
15. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder For *Management No
PROPOSAL: APPROVE THAT THE HOLDERS OF CLASS A Position Unknown
SHARES SHALL ENTITLED TO RECLASSIFY CLASS A SHARES
INTO CLASS B SHARES DURING A CERTAIN SPECIFIED
PERIOD OF TIME
16. CLOSURE OF THE MEETING Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 30,000 30,000 30,000 4/26/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
CHRISTIAN DIOR SA CHDRF.PK MIX Meeting Date: 05/12/2005
Issuer: F26334106 ISIN: FR0000130403 BLOCKING
SEDOL: 4069030, 5690097, 4061393, 4194545
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
O.1 RECEIVE THE MANAGEMENT REPORT OF THE BOARD OF Managment For *Management No
DIRECTORS AND THE GENERAL REPORT OF THE STATUTORY Position Unknown
AUDITORS, AND APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2004 FY
O.2 RECEIVE THE MANAGEMENT REPORT OF THE BOARD OF Managment For *Management No
DIRECTORS, THE REPORT OF THE CHAIRMAN OF THE Position Unknown
BOARD OF DIRECTORS AND THE GENERAL REPORT OF
THE STATUTORY AUDITORS, AND APPROVE THE FINANCIAL
STATEMENTS AND THE BALANCE SHEET FOR THE YE 31
DEC 2004; AND GRANT DISCHARGE TO THE DIRECTORS
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
SAID FY
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITOR ON Managment For *Management No
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE Position Unknown
FRENCH COMMERCIAL CODE, AND APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE AN AMOUNT OF EUR 82,741,928.90 CHARGED Managment For *Management No
TO THE SPECIAL RESERVE ON LONG TERM CAPITAL GAINS Position Unknown
ACCOUNT WILL BE TRANSFERRED TO THE OTHER RESERVES
ACCOUNT; THE PAYMENT OF THE OUTSTANDING TAX,
AMOUNTING TO EUR 2,112,124.00 WILL BE CHARGED
TO THE OTHER RESERVES ACCOUNT
O.5 APPROVE THE APPROPRIATE AND DISTRIBUTE THE PROFITS Management For *Management No
OF THE FY, AS FOLLOWS: PROFITS: EUR 138,231,394.32; Position Unknown
PRIOR RETAINED EARNINGS: EUR 116,726,307.17;
DISTRIBUTABLE PROFITS: EUR 254 ,957,701.49; GLOBAL
DIVIDEND (EUR 0.97 PER SHARE): EUR 76,275,236.56;
THE BALANCE IS ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT: EUR 78,682,464.93; THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 0.97 PER SHARE;
AN INTERIM DIVIDEND OF EUR 0.32 PER SHARE, WITH
A TAX CREDIT OF EUR 0.16 PER SHARE WAS PAID ON
02 DEC 2004, THE BALANCE AMOUNTS TO EUR 0.65
WITH NO TAX CREDIT BUT ELIGIBLE FOR THE 50% ALLOWANCE;
IT WILL BE PAID ON 18 MAY 2005 AS REQUIRED BY
LAW
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BERNARD Management For *Management No
ARNAULT AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PIERRE Management For *Management No
GODE AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.8 APPOINT MR. SIDNEY TOLEDANO AS A DIRECTOR FOR Management For *Management No
A PERIOD OF 3 YEARS Position Unknown
O.9 APPROVE TO RESOLVE TO AWARD TOTAL ANNUAL FEES Management For *Management No
OF EUR 85,752.54 TO THE BOARD OF DIRECTORS Position Unknown
O.10 AUTHORIZES THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE GENERAL MEETING ON 13 Position Unknown
MAY 2004, TO TRADE IN THE COMPANY S SHARES ON
THE STOCK MARKET, AS PER THE FOLLOWING CONDITIONS
: MAXIMUM PURCHASE PRICE: EUR 90.00 MAXIMUM NUMBER
OF SHARES THAT MAY BE ACQUIRED: 908,635, PROVIDED
THAT IT SHALL NOT EXCEED 0.5% OF THE SHARE CAPITAL;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES AND IN PARTICULAR TO TRADE ON THE
STOCK MARKET; AUTHORITY EXPIRES AT THE END OF
18 MONTHS THE SHARE PURCHASES SHALL BE POSSIBLE
ONLY IF AIMING AT THE BUOYANCY OF THE MARKET,
IN THE EVENT OF A LIQUIDITY AGREEMENT WITH AN
INVESTMENT SERVICES SUPPLIER
O.11 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE GENERAL MEETING ON 13 Position Unknown
MAY 2004, TO REDUCE THE SHARE CAPITAL BY CANCELING
THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, PROVIDED THAT THE
TOTAL NUMBER OF SHARES CANCELLED IN THE 24 MONTHS
DOES NOT EXCEED 10% OF THE CAPITAL; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS
E.12 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE EGM ON 15 MAY 2003, Position Unknown
TO INCREASE IN ONE OR MORE TRANSACTIONS, THE
SHARE CAPITAL: IN FRANCE OR ABROAD, BY A MAXIMUM
NOMINAL AMOUNT OF EUR 40,000,000.00 BY WAY OF
ISSUING, WITH MAINTENANCE OF THE SHAREHOLDERS
PREFERENTIAL RIGHT OF SUBSCRIPTION, COMPANY
S ORDINARY SHARES AND OR SECURITIES GIVING ACCESS
TO SHARES IN THE COMPANY, OR GIVING RIGHT TO
A DEBT SECURITY; THE AMOUNT OF ALL CAPITAL INCREASES
RESULTING FROM THE ISSUES DECIDED BY RESOLUTIONS
NUMBER E.13, O.14, E.15 OR E.16 SHALL COUNT AGAINST
THIS AMOUNT; BY CAPITALIZING RETAINED EARNINGS,
PROFITS AND PREMIUMS, TO BE CARRIED OUT THROUGH
THE ISSUE OF BONUS SHARES OR THE RAISE OF THE
PAR VALUE OF THE EXISTING SHARES BY A MAXIMUM
NOMINAL AMOUNT WHICH SHALL NOT EXCEED THE OVERALL
AMOUNT OF CAPITALIZABLE SUMS; AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.13 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE CGM ON 15 MAY 2003; Position Unknown
TO INCREASE IN ONE OR MORE TRANSACTIONS, IN FRANCE
OR ABROAD, THE SHARE CAPITAL BY A MAXIMUM NOMINAL
AMOUNT OF EUR 40,000,000.00, BY WAY OF ISSUING,
WITH WAIVER OF THE SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS, COMPANY S ORDINARY SHARES
OR SECURITIES GIVING ACCESS TO SHARES IN THE
COMPANY OR GIVING RIGHT TO A DEBT SECURITY THE
AMOUNT OF ALL CAPITAL INCREASES RESULTING FROM
THE ISSUES DECIDED BY RESOLUTIONS NUMBER E.12,
O.14, E.15 OR E.16 SHALL COUNT AGAINST THIS AMOUNT;
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; AUTHORITY EXPIRES AT THE END OF
26 MONTHS
O.14 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL BY WAY OF ISSUING SHARES AND Position Unknown
SECURITIES GIVING ACCESS TO THE CAPITAL OR GIVING
RIGHT TO A DEBT SECURITY: EITHER IN CONSIDERATION
FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE
OFFER; EITHER, WITHIN THE LIMIT OF 10% OF THE
CAPITAL IN CONSIDERATION FOR THE CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY AND COMPRISED
OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS
TO SHARE CAPITAL; THE AMOUNT OF THIS CAPITAL
INCREASE SHALL COUNT AGAINST THE AMOUNT OF ALL
CAPITA INCREASE RESULTING FROM THE ISSUE DECIDED
BY RESOLUTIONS NUMBER E.12, E.13, E15 OR E.16;
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; AUTHORITY EXPIRES AT THE END OF
26 MONTHS
E.15 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR THE AUTHORITY OF THE GENERAL MEETING ON 15 Position Unknown
MAY 2003; TO INCREASE THE SHARE CAPITAL IN ONE
OR MORE TRANSACTIONS, IN FAVOR OF THE COMPANY
AND ITS SUBSIDIARIES EMPLOYEES WHO ARE MEMBERS
OF A COMPANY SAVINGS PLAN; FOR AN AMOUNT, WHICH
SHALL NOT EXCEED 3% OF THE SHARE CAPITAL; THE
AMOUNT OF THIS CAPITAL INCREASE SHALL COUNT AGAINST
THE AMOUNT OF ALL CAPITAL INCREASES RESULTING
FROM THE ISSUES DECIDED BY RESOLUTIONS NUMBER
E.12, E.13, O.14 OR E.16; AND AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO FREELY ALLOCATE Management For *Management No
IN ONE OR MORE TRANSACTIONS, THE COMPANY S EXISTING Position Unknown
SHARES OR TO BE ISSUED, TO THE PROFIT OF THE
COMPANY AND ITS SUBSIDIARY EMPLOYEES AND OFFICERS,
IT BEING PROVIDED THAT THE TOTAL NUMBER OF SHARES
SHALL NOT EXCEED 3% OF THE REGISTERED CAPITAL
THE AMOUNT OF THIS CAPITAL INCREASE SHALL COUNT
AGAINST THE AMOUNT OF ALL CAPITAL INCREASES RESULTING
FROM THE ISSUES DECIDED BY RESOLUTIONS NUMBER
E.12, E.13, O.14 OR E.15; AND AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES AT THE END OF 38 MONTHS
E.17 AMEND THE ARTICLES OF ASSOCIATION IN ORDER TO Management For *Management No
ADAPT THEM TO THE LEGAL PROVISIONS: ARTICLE 18 Position Unknown
POWERS, ARTICLE 19 HOLDING OF MEETINGS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 22,000 22,000 22,000 4/27/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENTS AB KINNEVIK INVKA.ST AGM Meeting Date: 05/12/2005
Issuer: W4832D110 ISIN: SE0000164626
SEDOL: B00GC12, 4487245
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting *Management No
OPTION IN SWEDEN. THANK YOU. Position Unknown
* MARKET RULES REQUIRE ADP TO DISCLOSE BENEFICIAL Non-Voting *Management No
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF Position Unknown
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU
WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR
ADP CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION
IS REQUIRED IN ORDER FOR ADP TO LODGE YOUR VOTE
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED Position Unknown
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU.
1. ELECT MR. PEHR G. GYLLENHAMMAR AS THE CHAIRMAN Management For *Management No
OF THE MEETING Position Unknown
2. APPROVE THE VOTING LIST Management For *Management No
Position Unknown
3. APPROVE THE AGENDA Management For *Management No
Position Unknown
4. ELECT 1 OR 2 PERSONS TO CHECK AND VERIFY THE Management For *Management No
MINUTES Position Unknown
5. APPROVE TO DETERMINE WHETHER THE MEETING HAS Management For *Management No
BEEN DULY CONVENED Position Unknown
6. RECEIVE THE ANNUAL REPORT AND THE AUDITORS REPORT Management For *Management No
AND OF THE CONSOLIDATED FINANCIAL STATEMENTS Position Unknown
AND THE AUDITORS REPORT ON THE CONSOLIDATED
FINANCIAL STATEMENTS
18. CLOSURE OF THE MEETING Management For *Management No
Position Unknown
7. ADOPT THE INCOME STATEMENT AND BALANCE SHEET Management For *Management No
AND OF THE CONSOLIDATED INCOME STATEMENT AND Position Unknown
THE CONSOLIDATED BALANCE SHEET
8. APPROVE THE CASH DIVIDENDS FOR THE FY 2004 CORRESPONDING Management For *Management No
TO SEK 0.25 PER SHARE; THE RECORD DATE FOR THE Position Unknown
CASH DIVIDEND SHALL BE TUESDAY 17 MAY 2005; AND
APPROVE TO EFFECT A NON-CASH DIVIDEND OF ALL
SHARES IN INVIK & CO. AB (PUBL) INVIK UNDER
ESSENTIALLY THE TERMS AND CONDITIONS AS SPECIFIED
9. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For *Management No
DIRECTORS AND THE MANAGING DIRECTORS FROM LIABILITY Position Unknown
10. APPROVE TO DETERMINE THE NUMBER OF MEMBERS AND Management For *Management No
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS AND Position Unknown
THE NUMBER OF AUDITORS AND DEPUTY AUDITORS
11. APPROVE A TOTAL OF SEK 3,825,000 FEE OF THE MEMBERS Management For *Management No
OF THE BOARD OF DIRECTORS FOR THE PERIOD UNTIL Position Unknown
THE END OF THE NEXT AGM, WHEREOF SEK 2,000,000
SHALL BE ALLOCATED TO THE CHAIRMAN, SEK 350,000
TO EACH OF THE OTHER MEMBERS OF THE BOARD OF
DIRECTORS RESPECTIVELY AND A TOTAL OF SEK 75,000
BE ALLOCATED FOR THE WORK OF THE MEMBERS WITHIN
THE COMMITTEES OF THE BOARD OF DIRECTORS
12. RE-ELECT MESSRS PEHR G GYLLENHAMMAR, EDVARD VON Management For *Management No
HORN, WILHELM KLINGSPOR, ERIK MITTEREGGER, STIG Position Unknown
NORDIN AND CRISTINA STENBECK AS THE BOARD MEMBERS
UNTIL THE END OF THE NEXT AGM
13. RE-APPOINT THE ACCOUNTING FIRM ERNST & YOUNG Management For *Management No
AB AS THE AUDITOR, WITH ERIK ASTROM AS THE AUDITOR Position Unknown
IN CHARGE, FOR A PERIOD OF 4 YEARS
14. APPROVE THE FOLLOWING PROCEDURE FOR THE NOMINATION Management For *Management No
GROUP FOR THE ELECTION OF MEMBERS OF THE BOARD Position Unknown
OF DIRECTORS; THE WORK OF PREPARING A PROPOSAL
OF MEMBERS TO THE BOARD OF DIRECTORS FOR THE
AGM OF 2006 SHALL BE EXECUTED BY A NOMINATION
GROUP; THE NOMINATION GROUP WILL BE FORMED DURING
THE AUTUMN OF 2005, IN CONSULTATION WITH AT LEAST
3 OF THE MAJOR SHAREHOLDERS AND MS. CRISTINA
STENBECK WILL ACT AS THE CONVENOR OF THE GROUP;
THE COMPOSITION OF THE GROUP WILL BE COMMUNICATED
IN THE INTERIM REPORT FOR THE 3RD QUARTER OF
2005
15. APPROVE, DURING THE PERIOD UNTIL THE NEXT AGM, Management For *Management No
TO REPURCHASE 2 CLASS A SHARES AND 7 CLASS B Position Unknown
SHARES; THE SHARE PURCHASE SHALL BE EFFECTED
ON STOCKHOLMSBORSEN AND ONLY AT A PRICE WITHIN
THE AT THE TIME APPLICABLE REGISTERED QUOTATION,
MEANING THE INTERVAL BETWEEN THE HIGHEST BUYING-RATE
AND THE LOWEST SELLING-RATE
16. APPROVE THE REDUCE THE SHARE CAPITAL BY NOT MORE Management For *Management No
THAN SEK 391,430.90 BY WAY OF RETIREMENT WITHOUT Position Unknown
REPAYMENT OF SHARES REPURCHASED IN ACCORDANCE
WITH THE PROPOSAL SET OUT IN ITEM 15 AND THE
3,914,300 CLASS A SHARES HELD BY THE COMPANY
AS A RESULT OF THE MERGER BETWEEN THE COMPANY
AND INDUSTRIFORVALTNINGS AB KINNEVIK (PUBL)
17. APPROVE AN INCENTIVE PROGRAM IN INVIK, MEANING Management For *Management No
AN ISSUE OF A SUBORDINATED DEBENTURE WITH 1,390,000 Position Unknown
DETACHABLE WARRANTS THAT EACH ENTITLE TO SUBSCRIPTION
OF 1 NEW CLASS B SHARE IN INVIK; IF ALL WARRANTS
ARE EXERCISED FOR SUBSCRIPTION OF CLASS B SHARES,
INVIK S SHARE CAPITAL WILL INCREASE BY SEK 6,950,000,
WHICH CORRESPONDS TO A DILUTION EFFECT OF 5%
OF THE SHARE CAPITAL AND 2% OF THE VOTES ON A
FULLY DILUTED BASIS; GIVEN FULL CONVERSION OF
THE CONVERTIBLE BOND ISSUED BY INVIK TO INVESTMENT
AB KINNEVIK, THE DILUTION EFFECT ON A FULL DILUTION
BASIS CORRESPONDS TO 4.3% OF THE SHARE CAPITAL
AND 1.8% OF THE VOTES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 130,000 130,000 130,000 4/27/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL SA TT MIX Meeting Date: 05/17/2005
Issuer: F92124100 ISIN: FR0000120271 BLOCKING
SEDOL: 5836976, B030QX1, 4617462, 5180628, 0214663, 4905413, 5638279
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE MEETING HELD ON 28 APR 2005 Non-Voting *Management No
HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND Position Unknown
THAT THE SECOND CONVOCATION WILL BE HELD ON 17
MAY 2005. PLEASE ALSO NOTE THE NEW CUTOFF DATE.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 221443, DUE TO CHANGE ADDITIONAL RESOLUTION. Position Unknown
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
o.1 RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management No
AND THE GENERAL REPORT OF THE STATUTORY AUDITORS; Position Unknown
APPROVE THE FINANCIAL STATEMENTS AND THE BALANCE
SHEET FOR THE YEAR 2004
o.2 APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management No
FOR THE SAID FY Position Unknown
o.3 APPROVE THE PROFITS FOR THE FY : EUR 3,443,251,656.00 Management For *Management No
PRIOR RETAINED EARNINGS: EUR 1,355,570,990.00 Position Unknown
DISTRIBUTABLE PROFITS : EUR 4,798,822,646.00
APPROPRIATION TO: GLOBAL DIVIDEND: EUR 3,429,081,583.00
CARRY FORWARD ACCOUNT: EUR 1,369,741,063.00 A
DIVIDEND OF EUR 5.40 WILL BE PAID; AND TO PAY
THE INTERIM DIVIDEND OF EUR 2.40 ON 24 NOV 2004
GIVING THE RIGHT TO A TAX CREDIT; THE REMAINING
DIVIDEND OF EUR 3.00 WILL BE PAID ON 24 MAY 2005
o.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management No
THE AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 Position Unknown
OF THE FRENCH COMMERCIAL CODE; APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PAUL Management For *Management No
DESMARAIS JR. AS A DIRECTOR FOR A PERIOD OF 3 Position Unknown
YEARS
o.5 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For *Management No
THE COMPANY S SHARES ON THE STOCK MARKET AS PER Position Unknown
THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE PRICE:
EUR 250.00, MAXIMUM NUMBER OF SHARES TO BE TRADED:
10% OF THE TOTAL NUMBER OF SHARES COMPRISING
THE SHARE CAPITAL; AUTHORITY EXPIRES AT THE
END OF 18 MONTHS ; IT CANCELS AND REPLACES FOR
THE PERIOD UNUSED THEREOF, THE DELEGATION SET
FORTH IN RESOLUTION NO. 5 AT THE CGM OF 14 MAY
2004; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BERTRAND Management For *Management No
JACQUILLAT AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. MAURICE Management For *Management No
LIPPENS AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
O.9 APPOINT LORD LEVENE OF PORTSOKEN KBE AS A DIRECTOR Management For *Management No
FOR A PERIOD OF 3 YEARS Position Unknown
E.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 4,000,000,000.00, BY WAY OF ISSUING WITH
THE SHAREHOLDERS PREFERENTIAL RIGHT OF SUBSCRIPTION,
COMPANY S ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO SHARES IN THE COMPANY; APPROVE THAT
THE NOMINAL VALUE OF DEBT SECURITIES ISSUED SHALL
NOT EXCEED EUR 10,000,000,00.00; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS ; IT CANCELS AND REPLACES
FOR THE PERIOD UNUSED THEREOF ALL EARLIER AUTHORIZATIONS;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.11 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
IN ONE OR MORE TRANSACTIONS, IN FRANCE OR ABROAD, Position Unknown
THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 1,800,000,000.00 BY WAY OF ISSUING WITH
WAIVER OF THE SHAREHOLDERS PREFERENTIAL RIGHTS,
COMPANY S ORDINARY SHARES OR SECURITIES GIVING
ACCESS TO SHARES IN THE COMPANY; APPROVE THAT
THE NOMINAL VALUE OF DEBT SECURITIES ISSUED SHALL
NOT EXCEED EUR 10,000,000,00.00; AUTHORITY EXPIRES
AT THE END OF 26 MONTHS ; IT CANCELS AND REPLACES
FOR THE PERIOD UNUSED THEREOF ALL EARLIER AUTHORIZATIONS;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management No
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS, Position Unknown
IN FAVOUR OF THE COMPANY S EMPLOYEES WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY
EXPIRES AT THE END OF 26 MONTHS AND FOR AN AMOUNT
WHICH SHALL NOT EXCEED 1.50% OF THE SHARE CAPITAL
; IT CANCELS AND REPLACES FOR THE FRACTION UNUSED,
THE DELEGATION GIVEN FOR A PERIOD OF 5 YEARS
BY THE EGM OF 14 MAY 2004; AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO FREELY ALLOCATE Management For *Management No
IN ONE OR MORE TRANSACTIONS, COMPANY S EXISTING Position Unknown
SHARES OR TO BE ISSUED, TO THE PROFIT OF THE
COMPANY AND ITS SUBSIDIARIES EMPLOYEES IN ACCORDANCE
WITH L.225-197-2 OF THE FRENCH COMMERCIAL CODE
AND OFFICERS, IT BEING PROVIDED THAT THE TOTAL
NUMBER OF SHARES SHALL NOT EXCEED 1% OF THE REGISTERED
CAPITAL; AUTHORITY EXPIRES AT THE END OF 38
MONTHS ; AUTHORIZE THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
FORMALITIES
* PLEASE NOTE THAT THE BELOW RESOLUTION A IS NOT Non-Voting *Management No
AGREED BY THE BOARD OF DIRECTORS. THANK YOU. Position Unknown
E.13A PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shareholder For *Management No
AUTHORIZE THE BOARD OF DIRECTORS TO FREELY ALLOCATE Position Unknown
IN ONE OR MORE TRANSACTIONS, COMPANY S EXISTING
SHARES OR TO BE ISSUED, TO THE PROFIT OF THE
COMPANY AND ITS SUBSIDIARIES EMPLOYEES IN ACCORDANCE
WITH ARTICLE L.225-197-2 OF THE FRENCH COMMERCIAL
CODE OR TO SOME CATEGORIES OF THEM AND OFFICERS,
IT BEING PROVIDED THAT THE TOTAL NUMBER OF SHARES
SHALL NOT EXCEED 1% OF THE REGISTERED
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 8,657 8,657 8,657 4/26/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG SWGAF.PK AGM Meeting Date: 05/18/2005
Issuer: H83949141 ISIN: CH0012255151 BLOCKING
SEDOL: 7184725
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1.3 APPROVE THE STATUTORY AUDITORS REPORT AND THE Management For *Management No
REPORT OF THE GROUP AUDITORS Position Unknown
1.4 APPROVE THE REPORTS AND THE FINANCIAL STATEMENTS Management For *Management No
Position Unknown
2. GRANT DISCHARGE THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
3. APPROVE THE APPROPRIATION OF THE NET INCOME Management For *Management No
Position Unknown
4. APPROVE THE REDUCTION OF THE SHARE CAPITAL ADAPTATION Management For *Management No
OF ARTICLE 4 OF THE STATUTES Position Unknown
5. ELECT THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
6. APPROVE TO NOMINATE THE STATUTORY AUDITORS AND Management For *Management No
THE GROUP AUDITORS Position Unknown
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management No
Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS. THANK YOU.
1.1 APPROVE THE 2004 ANNUAL REPORT OF THE BOARD OF Management For *Management No
DIRECTORS Position Unknown
1.2 APPROVE THE 2004 FINANCIAL STATEMENTS AND THE Management For *Management No
CONSOLIDATED FINANCIAL STATEMENTS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 10,000 10,000 10,000 5/2/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD CHEUY.PK AGM Meeting Date: 05/19/2005
Issuer: Y13213106 ISIN: HK0001000014
SEDOL: 5633100, B01XX20, 6190273, 6191458
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE AUDITED FINANCIAL STATEMENTS AND Management For *Management No
THE REPORTS OF THE DIRECTORS AND THE AUDITORS Position Unknown
FOR THE YE 31 DEC 2004
2. DECLARE A FINAL DIVIDEND Management For *Management No
Position Unknown
3.1 RE-ELECT MR. LI KA-SHING AS A DIRECTOR Management For *Management No
Position Unknown
3.2 RE-ELECT MR. LI TZAR KUOI AS A DIRECTOR Management For *Management No
Position Unknown
3.3 RE-ELECT MR. VICTOR AS A DIRECTOR Management For *Management No
Position Unknown
3.4 RE-ELECT MS. PAU YEE WAN AS A DIRECTOR Management For *Management No
Position Unknown
3.5 RE-ELECT MR. EZRA AS A DIRECTOR Management For *Management No
Position Unknown
3.6 RE-ELECT MR. WOO CHIA CHING AS A DIRECTOR Management For *Management No
Position Unknown
3.7 RE-ELECT MR. GRACE AS A DIRECTOR Management For *Management No
Position Unknown
3.8 RE-ELECT MR. LEUNG SIU HON AS A DIRECTOR Management For *Management No
Position Unknown
3.9 RE-ELECT MR. SIMON MURRAY AS A DIRECTOR Management For *Management No
Position Unknown
3.10 RE-ELECT MR. CHOW NIN MOW AS A DIRECTOR Management For *Management No
Position Unknown
3.11 RE-ELECT MR. ALBERT AS A DIRECTOR Management For *Management No
Position Unknown
3.12 RE-ELECT MR. KWAN CHIU YIN AS A DIRECTOR Management For *Management No
Position Unknown
3.13 RE-ELECT MR. ROBERT AS A DIRECTOR Management For *Management No
Position Unknown
3.14 RE-ELECT MR. CHEONG YING CHEW AS A DIRECTOR Management For *Management No
Position Unknown
3.15 RE-ELECT MR. HENRY AS A DIRECTOR Management For *Management No
Position Unknown
4. APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS Management For *Management No
TO FIX THEIR REMUNERATION Position Unknown
5.1 AUTHORIZE THE DIRECTORS, TO ISSUE AND DISPOSE Management For *Management No
THE ADDITIONAL SHARES NOT EXCEEDING 20% OF THE Position Unknown
EXISTING ISSUED SHARE CAPITAL OF THE COMPANY
AT THE DATE OF THIS RESOLUTION UNTIL THE NEXT
AGM RELEVANT PERIOD , SUCH MANDATE TO INCLUDE
THE GRANTING OF OFFERS OR OPTIONS INCLUDING
BONDS AND DEBENTURES CONVERTIBLE INTO SHARES
OF THE COMPANY WHICH MIGHT BE EXERCISABLE OR
CONVERTIBLE DURING OR AFTER THE RELEVANT PERIOD
5.2 AUTHORIZE THE DIRECTORS, DURING THE RELEVANT Management For *Management No
PERIOD AS SPECIFIED OF ALL THE POWERS OF THE Position Unknown
COMPANY, TO REPURCHASE SHARES OF HKD 0.50 EACH
IN. THE CAPITAL OF THE COMPANY IN ACCORDANCE
WITH ALL APPLICABLE LAWS AND THE REQUIREMENTS
OF THE RULES GOVERNING THE LISTING OF SECURITIES
ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR
OF ANY OTHER STOCK EXCHANGE AS AMENDED FROM TIME
TO TIME; THE AGGREGATE NOMINAL AMOUNT OF SHARES
OF THE COMPANY TO BE REPURCHASED BY THE COMPANY
PURSUANT TO THE APPROVAL AS SPECIFIED SHALL NOT
EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF
THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT
THE DATE OF THIS RESOLUTION, AND THE SAID APPROVAL
SHALL BE LIMITED ACCORDINGLY; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED
BY LAW TO BE HELD
5.3 AUTHORIZE THE DIRECTORS TO ISSUE AND DISPOSE Management For *Management No
OF ADDITIONAL SHARES PURSUANT TO ORDINARY RESOLUTION Position Unknown
NO. 5.1 AS SPECIFIED BE HEREBY EXTENDED BY THE
ADDITION THERETO OF AN AMOUNT REPRESENTING THE
AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL
OF THE COMPANY REPURCHASED BY THE COMPANY UNDER
THE AUTHORITY GRANTED PURSUANT TO ORDINARY RESOLUTION
NO. 5.2 AS SPECIFIED, PROVIDED THAT SUCH AMOUNT
SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY
AT THE DATE OF THE SAID RESOLUTION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 70,000 70,000 70,000 5/4/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD CHEUY.PK AGM Meeting Date: 05/19/2005
Issuer: Y13213106 ISIN: HK0001000014
SEDOL: 5633100, B01XX20, 6190273, 6191458
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID 232094 DUE TO A CHANGE INTHE AGENDA. ALL VOTES Position Unknown
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1. RECEIVE THE AUDITED FINANCIAL STATEMENTS AND Management For *Management No
THE REPORTS OF THE DIRECTORS ANDAUDITORS FOR Position Unknown
THE YE 31 DEC 2004
2. DECLARE A FINAL DIVIDEND Management For *Management No
Position Unknown
3.1 ELECT MR. LI KA-SHING AS A DIRECTOR Management For *Management No
Position Unknown
3.2 ELECT MR. LI TZAR KUOI, VICTOR AS A DIRECTOR Management For *Management No
Position Unknown
3.3 ELECT MS. PAU YEE WAN, EZRA AS A DIRECTOR Management For *Management No
Position Unknown
3.4 ELECT MS. WOO CHIA CHING, GRACE AS A DIRECTOR Management For *Management No
Position Unknown
3.5 ELECT MR. LEUNG SIU HON AS A DIRECTOR Management For *Management No
Position Unknown
3.6 ELECT MR. SIMON MURRAY AS A DIRECTOR Management For *Management No
Position Unknown
3.7 ELECT MR. CHOW NIN MOW, ALBERT AS A DIRECTOR Management For *Management No
Position Unknown
3.8 ELECT MR. KWAN CHIU YIN, ROBERT AS A DIRECTOR Management For *Management No
Position Unknown
3.9 ELECT MR. CHEONG YING CHEW, HENRY AS A DIRECTOR Management For *Management No
Position Unknown
4. APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS THE Management For *Management No
AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR Position Unknown
REMUNERATION
5.1 AUTHORIZE THE DIRECTORS, TO ISSUE AND DISPOSE Management For *Management No
THE ADDITIONAL SHARES NOT EXCEEDING 20% OF THE Position Unknown
EXISTING ISSUED SHARE CAPITAL OF THE COMPANY
AT THE DATE OF THIS RESOLUTION UNTIL THE NEXT
AGM RELEVANT PERIOD , SUCH MANDATE TO INCLUDE
THE GRANTING OF OFFERS OR OPTIONS INCLUDING
BONDS AND DEBENTURES CONVERTIBLE INTO SHARES
OF THE COMPANY WHICH MIGHT BE EXERCISABLE OR
CONVERTIBLE DURING OR AFTER THE RELEVANT PERIOD
5.2 AUTHORIZE THE DIRECTORS, DURING THE RELEVANT Management For *Management No
PERIOD AS SPECIFIED OF ALL THEPOWERS OF THE Position Unknown
COMPANY, TO REPURCHASE SHARES OF HKD 0.50 EACH
IN. THE CAPITAL OF THE COMPANY IN ACCORDANCE
WITH ALL APPLICABLE LAWS AND THE REQUIREMENTS
OF THE RULES GOVERNING THE LISTING OF SECURITIES
ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR
OF ANY OTHER STOCK EXCHANGE AS AMENDED FROM TIME
TO TIME; THE AGGREGATE NOMINAL AMOUNT OF SHARES
OF THE COMPANY TO BE REPURCHASED BY THE COMPANY
PURSUANT TO THE APPROVAL AS SPECIFIED SHALL NOT
EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF
THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT
THE DATE OF THIS RESOLUTION, AND THE SAID APPROVAL
SHALL BE LIMITED ACCORDINGLY; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED
BY LAW TO BE HELD
5.3 AUTHORIZE THE DIRECTORS TO ISSUE AND DISPOSE Management For *Management No
OF ADDITIONAL SHARES PURSUANT TORESOLUTION NO. Position Unknown
5.1 AS SPECIFIED BE HEREBY EXTENDED BY THE ADDITION
THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE
NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY
REPURCHASED BY THE COMPANY UNDER THE AUTHORITY
GRANTED PURSUANT TO RESOLUTION NO. 5.2 AS SPECIFIED,
PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10%
OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE
SAID RESOLUTION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 70,000 70,000 70,000 5/13/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON GROUP PLC HLTGY.PK AGM Meeting Date: 05/20/2005
Issuer: G45098103 ISIN: GB0005002547
SEDOL: 5474752, 0500254
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS FOR Management For *Management No
2004 Position Unknown
2. DECLARE A FINAL DIVIDEND Management For *Management No
Position Unknown
3. RE-APPOINT MR. C. BELL AS A DIRECTOR Management For *Management No
Position Unknown
4. RE-APPOINT MR. S.F. BOLLENBACH AS A DIRECTOR Management For *Management No
Position Unknown
5. REAPPOINT MR. D.M.C. MICHELS AS A DIRECTOR Management For *Management No
Position Unknown
6. APPOINT MR. I.R. CARTER AS A DIRECTOR Management For *Management No
Position Unknown
7. APPOINT MR. C.P. WICKS AS A DIRECTOR Management For *Management No
Position Unknown
8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR AND Management For *Management No
AUTHORIZE THE DIRECTORS TO AGREE THE AUDITOR Position Unknown
S REMUNERATION
9. APPROVE THE REMUNERATION REPORT Management For *Management No
Position Unknown
10. AUTHORIZE DONATIONS TO EU POLITICAL ORGANIZATIONS Management For *Management No
AND EU POLITICAL EXPENDITURE Position Unknown
11. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management No
Position Unknown
12. AUTHORIZE THE DIRECTORS TO ALLOT SHARES Management For *Management No
Position Unknown
13. APPROVE TO DISAPPLY SECTION 89(1) OF THE COMPANIES Management Against *Management No
ACT 1985 Position Unknown
14. AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 275,000 275,000 275,000 5/9/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
IRISH LIFE & PERMANENT PLC IPM.I OGM Meeting Date: 05/20/2005
Issuer: G4945H105 ISIN: IE0004678656
SEDOL: B01DKP2, 0467865, B014WR1, 4455253
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM.THANK YOU. Non-Voting *Management No
Position Unknown
1. RECEIVE THE ACCOUNTS AND REPORTS Management For *Management No
Position Unknown
2. APPROVE TO DECLARE A FINAL DIVIDEND Management For *Management No
Position Unknown
3.a RE-APPOINT MR. PETER FITZPATRIC Management For *Management No
Position Unknown
3.b RE-APPOINT MR. EAMONN HEFFERNAN Management For *Management No
Position Unknown
3.c RE-APPOINT MR. BRAIN MCCONNELL Management For *Management No
Position Unknown
3.d RE-APPOINT MR. BREFFNI BRYNE Management For *Management No
Position Unknown
3.e RE-APPOINT MR. DAVID BYRNE Management For *Management No
Position Unknown
3.f RE-APPOINT MR. DANUTA GRAY Management For *Management No
Position Unknown
4. GRANT AUTHORITY TO FIX THE AUDITORS REMUNERATION Management For *Management No
Position Unknown
5. GRANT AUTHORITY TO ALLOT SHARES Management For *Management No
Position Unknown
6. AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO Management For *Management No
PURCHASE THE COMPANY S SHARES AND TO FIX THE Position Unknown
RE.ISSUE PRICE OF TREASURY SHARES
7. AUTHORIZE THE DIRECTORS TO DISAPPLY STATUTORY Management Against *Management No
PRE.EMPTION RIGHTS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 90,000 90,000 90,000 5/9/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC GLAXF.PK AGM Meeting Date: 05/25/2005
Issuer: G3910J112 ISIN: GB0009252882
SEDOL: 0925288, 4907657
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE Management For *Management No
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2004 Position Unknown
2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For *Management No
DEC 2004 Position Unknown
3. ELECT SIR CHRISTOPHER GENT AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
4. ELECT SIR DERYCK MAUGHAN AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
5. ELECT MR. JULIAN HESLOP AS A DIRECTOR OF THE COMPANY Management For *Management No
Position Unknown
6. RE-ELECT DR. JEAN-PIERRE GARNIER AS A DIRECTOR Management For *Management No
OF THE COMPANY Position Unknown
7. RE-ELECT SIR IAN PROSSER AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
8. RE-ELECT DR. RONALDO SCHMITZ AS A DIRECTOR OF Management For *Management No
THE COMPANY Position Unknown
9. RE-ELECT DR. LUCY SHAPIRO AS A DIRECTOR OF THE Management For *Management No
COMPANY Position Unknown
10. AUTHORIZE THE AUDIT COMMITTEE TO RE-APPOINT Management For *Management No
PRICEWATERHOUSECOOPERS LLP AS A AUDITORS TO THE Position Unknown
COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE
MEETING TO THE CONCLUSION OF THE NEXT MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
11. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE Management For *Management No
REMUNERATION OF THE AUDITORS Position Unknown
12. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH 347C Management For *Management No
OF THE COMPANIES ACT 1985, TO MAKE DONATIONS Position Unknown
TO EU POLITICAL ORGANIZATION AND TO INCUR EU
POLITICAL EXPENDITURE UP TO A MAXIMUM AGGREGATE
AMOUNT OF GBP 50,000; AUTHORITY EXPIRES EARLIER
THE CONCLUSION OF THE NEXT AGM IN 2006 OR 24
NOV 2006
S.13 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management Against *Management No
ARTICLE 12 OF THE COMPANY S ARTICLES OF ASSOCIATION Position Unknown
AND PURSUANT TO SECTION 95 OF THE COMPANIES ACT
1985, TO ALLOT EQUITY SECURITIES SECTION 94
OF THE ACT FOR CASH PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 20 PASSED AT THE AGM
HELD ON 21 MAY 2001, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) , PROVIDED
THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS
ISSUE AS DEFINED IN ARTICLE 12.5 OF THE COMPANY
S ARTICLES OF ASSOCIATION PROVIDED THAT AN OFFER
OF EQUITY SECURITIES PURSUANT TO ANY SUCH RIGHTS
ISSUE NEED NOT BE OPEN TO ANY SHAREHOLDER HOLDING
ORDINARY SHARES AS TREASURY SHARES; AND B) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 73,301,955;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY IN 2006 OR ON
24 NOV 2006 ; AND THE DIRECTORS TO ALLOT EQUITY
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY
S.14 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For *Management No
166 OF THE COMPANIES ACT 1985, TO MAKE MARKET Position Unknown
PURCHASES SECTION 163 OF THE ACT OF UP TO 586,415,642
ORDINARY SHARES OF 25P EACH, AT A MINIMUM PRICE
OF 25P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY HELD IN 2006 OR ON 24 NOV 2006;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
S.15 AMEND ARTICLE 48A OF THE ARTICLES OF ASSOCIATION Management For *Management No
Position Unknown
S.16 AMEND THE ARTICLE 154.2 OF THE ARTICLES OF ASSOCIATION Management For *Management No
Position Unknown
S.17 AMEND THE ARTICLE 81 OF THE ARTICLE OF ASSOCIATION Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 65,036 65,036 65,036 5/12/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA EIPAF.PK AGM Meeting Date: 05/26/2005
Issuer: T3643A145 ISIN: IT0003132476 BLOCKING
SEDOL: B020CR8, 7145056, B07LWK9, 7146059
- ---------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No
ID: 213014 DUE TO ADDITION OF RESOLUTIONS. ALL Position Unknown
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM THERE WILL BE A SECOND CALL ON 27 Position Unknown
MAY 2005. YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
1. APPROVE THE FINANCIAL STATEMENT AS OF 31 DEC Management For *Management No
Position Unknown
2004 OF ENI SPA, THE CONSOLIDATED FINANCIAL STATEMENT
AS OF 31 DEC 2004, THE REPORTS OF THE BOARD OF
DIRECTORS, OF THE BOARD OF AUDITORS AND OF THE
EXTERNAL AUDITORS
2. APPROVE THE ALLOCATION OF EARNINGS Management For *Management No
Position Unknown
3. GRANT AUTHORITY TO BUY BACK OWN SHARES Management For *Management No
Position Unknown
4. APPROVE THE DISPOSAL OF OWN SHARES IN SERVICE Management For *Management No
OF A STOCK OPTION PLAN TO THE MANAGERS OF THE Position Unknown
GROUP
5. APPROVE THE NUMBER OF THE MEMBERS OF THE BOARD Management For *Management No
OF DIRECTORS Position Unknown
6. APPROVE TO ESTABLISH THE DURATION OF THE BOARD Management For *Management No
OF DIRECTORS Position Unknown
8. APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For *Management No
Position Unknown
7. APPOINT MR. ALBERTO CLO, MR. RENZO COSTI AND Management For *Management No
MR. MARCO REBOA PRESENTED BY FINECO ASSET MANAGEMENT Position Unknown
SPA SGR, ARCA SGR SPA, AUREO GESTIONI SGR SPA,
BNL GESTIONI SGR SPA, DWS INVESTMENTS ITALY SGR
SPA, ERSEL ASSET MANAGEMENT SGR SPA, RAS ASSET
MANAGEMENT SGR SPA, HERMES ADMINISTRATION SERVICES
LIMITED, MEDIOLANUM INTERNATIONAL FUNDS LIMITED,
MEDIOLANUM GESTIONE FONDI SGR SPA, MONTE PASCHI
ASSET MANAGEMENT SGR SPA, NEXTRA INVESTMENT MANAGEMENT
SGR SPA, PIONEER ASSET MANAGEMENT SA, PIONEER
INVESTMENT MANAGEMENT SGR SPA, ALETTI GESTIELLE
SGR SPA, SAN PAOLO IMI ASSET MANAGEMENT SGR SPA,
HOLDING MORE THAN 1% OF STOCK CAPITAL AND APPOINT
MR.ROBERTO POLI CHAIRMAN , MR. DARIO FRUSCIO,
MR. MARCO PINTO, MARIO RESCA, MR. PAOLO SCARONI,
MR. PIERLUIGI SCIBETTA PRESENTED BY MINISTRY
OF FINANCE, HOLDING 20,31% OF STOCK CAPITAL AS
A DIRECTORS
9. APPROVE THE REWARDS FOR THE CHAIRMAN OF BOARD Management For *Management No
OF DIRECTORS Position Unknown
10. APPOINT MR. GIORGIO SILVA, MR. RICCARDO PEROTTA Management For *Management No
AND MR. MASSIMO GENTILE ALTERNATIVE AUDITOR Position Unknown
PRESENTED BY CANDIDATES PRESENTED BY FINECO
ASSET MANAGEMENT SPA SGR, ARCA SGR SPA, AUREO
GESTIONI SGR SPA, BNL GESTIONI SGR SPA, DWS INVESTMENTS
ITALY SGR SPA, ERSEL ASSET MANAGEMENT SGR SPA,
RAS ASSET MANAGEMENT SGR SPA, HERMES ADMINISTRATION
SERVICES LIMITED, MEDIOLANUM INTERNATIONAL FUNDS
LIMITED, MEDIOLANUM GESTIONE FONDI SGR SPA, MONTE
PASCHI ASSET MANAGEMENT SGR SPA, NEXTRA INVESTMENT
MANAGEMENT SGR SPA, PIONEER ASSET MANAGEMENT
SA, PIONEER INVESTMENT MANAGEMENT SGR SPA, ALETTI
GESTIELLE SGR SPA, SAN PAOLO IMI ASSET MANAGEMENT
SGR SPA, HOLDING MORE THAN 1% OF STOCK CAPITAL
AND APPOINT MR. PAOLO COLOMBO CHAIRMAN , MR.
FILIPPO DUODO, MR. EDOARDO GRISOLIA AND MR. FRANCESCO
BILOTTI ALTERNATIVE AUDITOR PRESENTED BY THE
MINISTRY OF FINANCE, HOLDING 20,31% OF STOCK
CAPITAL AS THE INTERNAL AUDITORS
11. APPOINT THE CHAIRMAN OF BOARD OF AUDITORS Management For *Management No
Position Unknown
12. APPROVE THE REWARDS FOR THE CHAIRMAN OF BOARD Management For *Management No
OF AUDITORS AND THE STATUTORY AUDITORS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 80,000 80,000 80,000 5/11/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
ITO-YOKADO CO LTD IYCOF.PK AGM Meeting Date: 05/26/2005
Issuer: J25209115 ISIN: JP3142800006
SEDOL: B02H2Y6, 4468723, 5335149, 6467944
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For *Management No
DIVIDENDS: INTERIM JY 16, FINAL JY 18, SPECIAL Position Unknown
JY 0
2 APPROVE FORMATION OF JOINT HOLDING COMPANY WITH Management For *Management No
SEVEN-ELEVEN JAPAN CO. AND DENNY S JAPAN CO. Position Unknown
3 AMEND ARTICLES TO CHANGE RECORD DATE FOR PAYMENT Management For *Management No
OF INTERIM DIVIDENDS Position Unknown
4.1 ELECT MR. T. SUZUKI AS A DIRECTOR Management For *Management No
Position Unknown
4.2 ELECT MR. N. SATO AS A DIRECTOR Management For *Management No
Position Unknown
4.3 ELECT MR. S. ISAKA AS A DIRECTOR Management For *Management No
Position Unknown
4.4 ELECT MR. A. HANAWA AS A DIRECTOR Management For *Management No
Position Unknown
4.5 ELECT MR. N. MURATA AS A DIRECTOR Management For *Management No
Position Unknown
4.6 ELECT MR. A. KAMEI AS A DIRECTOR Management For *Management No
Position Unknown
4.7 ELECT MR. A. HINOSAWA AS A DIRECTOR Management For *Management No
Position Unknown
4.8 ELECT MR. S. MIZUKOSHI AS A DIRECTOR Management For *Management No
Position Unknown
4.9 ELECT MR. M. INAOKA AS A DIRECTOR Management For *Management No
Position Unknown
4.10 ELECT MR. Y. OTA AS A DIRECTOR Management For *Management No
Position Unknown
4.11 ELECT MR. K. GOTO AS A DIRECTOR Management For *Management No
Position Unknown
4.12 ELECT MR. D. SCOTT AS A DIRECTOR Management For *Management No
Position Unknown
4.13 ELECT MR. Y. OKAMURA AS A DIRECTOR Management For *Management No
Position Unknown
4.14 ELECT MR. S. OZEKI AS A DIRECTOR Management For *Management No
Position Unknown
4.15 ELECT MR. Y. TANAKA AS A DIRECTOR Management For *Management No
Position Unknown
4.16 ELECT MR. S. AOKI AS A DIRECTOR Management For *Management No
Position Unknown
4.17 ELECT MR. Y. TAKAHA AS A DIRECTOR Management For *Management No
Position Unknown
4.18 ELECT MR. Y. FUJIMAKI AS A DIRECTOR Management For *Management No
Position Unknown
5.1 APPOINT MR. I. KANDA AS AN INTERNAL STATUTORY Management For *Management No
AUDITOR Position Unknown
5.2 APPOINT MR. H. NAKACHI AS AN INTERNAL STATUTORY Management For *Management No
AUDITOR Position Unknown
6 APPROVE RETIREMENT BONUSES FOR DIRECTOR AND STATUTORY Management For *Management No
AUDITOR Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 22,000 22,000 22,000 5/12/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP BLOCKING AGM Meeting Date: 05/31/2005
Issuer: X5967A101 ISIN: GRS419003009
SEDOL: 7107250
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2004 Management For *Management No
AFTER HEARING THE BOARD OF DIRECTOR S AND AUDITORS Position Unknown
RELEVANT REPORTS
2. APPROVE THE PROFITS APPROPRIATION Management For *Management No
Position Unknown
3. APPROVE THE EXEMPTION OF THE BOARD OF DIRECTORS Management For *Management No
MEMBERS AND THE AUDITORS FROM ANY LIABILITY Position Unknown
FOR INDEMNITY FOR THE FY 2004
4. ELECT THE CERTIFIED AUDITORS, TWO REGULAR AND Management For *Management No
TWO SUBSTITUTE, FOR THE FY 2005AND DETERMINATION Position Unknown
OF THEIR FEES
5. APPROVE THE BOARD OF DIRECTORS REMUNERATION Management For *Management No
FOR THE FY 2005 Position Unknown
6. APPROVE THE BOARD OF DIRECTORS PARTICIPATION Management For *Management No
IN COMMITTEES AND THE FEES FOR THE FY 2005 Position Unknown
7. RATIFY THE ELECTION OF A MEMBER OF THE BOARD Management For *Management No
OF DIRECTOR IN REPLACEMENT OF A RESIGNED MEMBER Position Unknown
8. APPROVE THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For *Management No
MONTHLY REMUNERATION FROM 22 MAR 2005 TO 31 Position Unknown
MAY 2005 AND DETERMINATION OF HIS MONTHLY REMUNERATION
FROM 01 JUN 2005
9. APPROVE THE CONTRACT WITH THE NEW MANAGING DIRECTOR Management For *Management No
FROM 22 MAR 2005 TO 31 MAY 2005 AND GRANT AUTHORITY Position Unknown
COMPANY S BOARD OF DIRECTOR S IN ORDER TO SIGN
THE AFORESAID CONTRACT
10. AMEND THE PARAGRAPH 11, ARTICLE 5 SHARE CAPITAL Management For *Management No
SHAREHOLDERS OF THE COMPANY S ARTICLES OF ASSOCIATION Position Unknown
ACCORDING TO ARTICLE 14 PARAGRAPH 1 OF LAW 3336/2005
11. MISCELLANEOUS ANNOUNCEMENTS Other For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 55,000 55,000 55,000 5/16/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
SANOFI-AVENTIS SNY OGM Meeting Date: 05/31/2005
Issuer: F5548N101 ISIN: FR0000120578 BLOCKING
SEDOL: 7166239, B043B67, 5696589, B01DR51, 5671735
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE MEETING HELD ON 18 MAY 2005 Non-Voting *Management No
HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND Position Unknown
THAT THE SECOND CONVOCATION WILL BE HELD ON 31
MAY 2005. PLEASE ALSO NOTE THE NEW CUTOFF DATE.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 ACKNOWLEDGE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management No
AND THE GENERAL REPORT OF THE AUDITORS AND APPROVE Position Unknown
THE FINANCIAL STATEMENTS AND THE BALANCE SHEET
FOR THE YEAR 2004, IN THE FORM PRESENTED TO THE
MEETING
O.2 ACKNOWLEDGE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No
AND THE STATUTORY AUDITORS AND APPROVE THE CONSOLIDATED Position Unknown
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
O.3 APPROVE THE TRANSFER OF THE AMOUNT OF EUR 200,000,000.00, Management For *Management No
PURSUANT TO THE ARTICLE 39 OF THE AMENDED FINANCE Position Unknown
LAW, POSTED TO THE SPECIAL RESERVE OF LONG-TERM
CAPITAL GAINS TO AN ORDINARY RESERVE ACCOUNT
AND ACKNOWLEDGE THAT : PROFITS FOR THE FY : EUR
2,854,176,549.99; RETAINED EARNINGS : EUR 158,403,755.79
AN EXTRAORDINARY TAX ON THE SPECIAL RESERVE
ON LONG-TERM CAPITAL GAINS BEING TAKEN IN TO
ACCOUNT (EUR 4,987,500.00) ; DISTRIBUTABLE PROFITS :
EUR 3,012,580,305.78; AND TO APPROPRIATE DISTRIBUTABLE
PROFITS AS FOLLOWS : GLOBAL DIVIDEND : EUR 1,693,685,180.40,
CARRIED FORWARD ACCOUNT : EUR 1,318,895,125.38;
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE PAYABLE ON 07 JUN 2005
O.4 ACKNOWLEDGE THE SPECIAL REPORT OF THE AUDITORS Management For *Management No
ON AGREEMENTS GOVERNED BY THE ARTICLE L. 225-38 Position Unknown
AND SEQ. OF THE FRENCH COMMERCIAL CODE AND APPROVE
THE SAID REPORT AND THE AGREEMENTS REFERRED TO
THEREIN
O.5 APPROVE TO RENEW THE TERM OF OFFICE OF PRICEWATERHOUSECOOPERS Management For *Management No
AUDIT AS THE STATUTORY AUDITORS FOR A PERIOD Position Unknown
OF 6 YEARS
O.6 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PIERRE Management For *Management No
COLL AS PRICEWATERHOUSECOOPERS AUDIT S DEPUTY Position Unknown
AUDITOR FOR A PERIOD OF 6 YEARS
O.7 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
FOR ANY EARLIER AUTHORITY, TO TRADE THE COMPANY Position Unknown
S SHARES ON THE STOCK EXCHANGE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 90.00;
GLOBAL AMOUNT TO THIS REPURCHASE PROGRAM WILL
NOT EXCEED EUR 12,702,638,858.00 AND, MAXIMUM
NUMBER OF SHARES TO BE TRADED: 10%; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.8 APPROVE TO END TO THE DELEGATION GRANTED TO THE Management For *Management No
BOARD OF DIRECTORS SET FORTH IN RESOLUTION 6 Position Unknown
AND GIVEN BY THE GENERAL MEETING OF 13 JUN 2004,
IN ORDER TO ISSUE BONDS
O.9 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF ANY EARLIER AUTHORITY, TO INCREASE THE SHARE Position Unknown
CAPITAL, IN ONE OR MORE TRANSACTIONS, IN FRANCE
OR ABROAD, BY MEANS OF A PUBLIC OFFERING, BY
A MAXIMUM NOMINAL AMOUNT OF EUR 1,400,000,000.00,
BY WAY OF ISSUING, WITH THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED THE PREFERENTIAL
SHARE EXCLUDED , SHARES OR ANY SECURITIES GIVING
RIGHT TO THE CAPITAL OR GIVING THE RIGHT TO A
DEBT SECURITY; THE NOMINAL MAXIMUM AMOUNT OF
THE CAPITAL INCREASES REALIZED IN ACCORDANCE
WITH THE PRESENT RESOLUTION AND THOSE GRANTED
BY THE RESOLUTIONS 10, 11, 12, 13 14 AND 15 OF
THE PRESENT MEETING IS SET AT EUR 1,600,000,000.00;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.10 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF ANY EARLIER AUTHORITY, TO INCREASE THE SHARE Position Unknown
CAPITAL, IN ONE OR MORE TRANSACTIONS, IN FRANCE
OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR
840,000,000.00, BY WAY OF ISSUING, WITHOUT THE
SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS
THE PREFERENTIAL SHARE EXCLUDED , SHARES OR ANY
SECURITIES GIVING RIGHT TO THE CAPITAL OR GIVING
THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES;
THE AMOUNT SHALL COUNT AGAINST THE VALUE OF THE
OVERALL CEILING SET FORTH IN RESOLUTION OF THE
PRESENT MEETING AND THOSE GRANTED BY THE RESOLUTIONS
; AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS
; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.11 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF ALL AND ANY EARLIER AUTHORITY, TO INCREASE Position Unknown
THE SHARE CAPITAL, IN ONE OR MORE TRANSACTIONS,
IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT
OF EUR 500,000,000.00, BY WAY OF CAPITALIZING
PREMIUMS, RESERVES, PROFITS, PREMIUMS OR ANY
OTHER MEANS PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, TO BE
CARRIED OUT THROUGH THE ISSUE OF BONUS SHARES
OR THE RAISE OF PAR VALUE OF EXISTING SHARES,
OR BY UTILIZING BOTH METHOD SIMULTANEOUSLY; THE
AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE
SET FORTH IN RESOLUTION NUMBER 9 OF THE PRESENT
MEETING; AUTHORITY IS GIVEN FOR A PERIOD OF
26 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.12 APPROVE THAT THE BOARD OF DIRECTORS MAY DECIDE Management For *Management No
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED Position Unknown
IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT
SUBSCRIPTION PRE-EMPTIVE RIGHTS, TO THE SAME
PRICE THAN THE ONE OF THE INITIAL ISSUE WITHIN
THE LIMIT OF 15% OF THE INITIAL ISSUE ; THE NOMINAL
AMOUNT OF THE CAPITAL INCREASED AGAINST THE OVERALL
VALUE SET FORTH IN THE RESOLUTION NUMBER 9 OF
THE PRESENT MEETING; AUTHORITY IS GIVEN FOR
A PERIOD OF 26 MONTHS
O.13 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF ALL AND ANY AUTHORITY, TO INCREASE THE SHARE Position Unknown
CAPITAL, IN ONE OR MORE TRANSACTIONS, IN FAVOR
OF THE MEMBERS OF ONE OR MORE OF THE COMPANY
SAVINGS PLANS OF THE GROUP SANOFI-AVENTIS AND
AN AMOUNT WHICH SHALL NOT EXCEED 2% OF THE SHARE
CAPITAL; THE NOMINAL MAXIMUM AMOUNT WHICH COULD
BE REALIZED ACCORDING TO THE PRESENT DELEGATION,
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION NUMBER 9 OF THE PRESENT MEETING;
AUTHORITY IS GIVEN FOR A PERIOD OF 26 MONTHS;
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF AL AND ANY EARLIER AUTHORITIES, TO GRANT, Position Unknown
IN ONE OR MORE TRANSACTIONS, TO EMPLOYEES AND
EVENTUALLY THE OFFICERS OF THE COMPANY OR ITS
SUBSIDIARIES, OPTIONS GIVING A RIGHT EITHER TO
SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO BE
ISSUED THROUGH A SHARE CAPITAL INCREASE, OR TO
PURCHASE EXISTING SHARES REPURCHASED BY THE COMPANY,
PROVIDED THAT THE OPTIONS SHALL NOT GIVE RIGHTS
TO A TOTAL NUMBER OF SHARES WHICH SHALL NOT EXCEED
2.5 OF THE SHARE CAPITAL; THE NOMINAL MAXIMUM
AMOUNT OF THE CAPITAL INCREASE RESULTING FROM
THE EXERCISE OF THE OPTIONS GIVING A RIGHT TO
SUBSCRIBE FOR SHARES, IN ACCORDANCE WITH THE
PRESENT DELEGATION, SHALL COUNT AGAINST THE CEILING
SET FORTH IN THE RESOLUTION NUMBER 9 OF THE PRESENT
MEETING; AUTHORITY IS GIVEN FOR A PERIOD OF
26 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.15 AUTHORIZE THE BOARD OF DIRECTORS, TO PROCEED Management For *Management No
WITH THE ALLOCATIONS FREE OF CHARGE OF THE COMPANY Position Unknown
S EXISTING SHARES OR TO BE ISSUED THE PREFERENTIAL
SHARES BEING EXCLUDED , IN FAVOR OF BENEFICIARIES
TO BE CHOSEN FROM THE EMPLOYEES AND THE OFFICERS
OF THE COMPANY AND ITS SUBSIDIARIES, PROVIDED
THAT THEY SHALL NOT REPRESENT MORE THAN 1% OF
THE SHARE CAPITAL; THE NOMINAL AMOUNT OF THE
CAPITAL INCREASES WHICH WOULD BE REALIZED IN
ACCORDANCE WITH THE PRESENT DELEGATION, SHALL
COUNT AGAINST THE CEILING SET FORTH IN THE RESOLUTION
NUMBER 9 OF THE PRESENT MEETING; AUTHORITY IS
GIVEN FOR A PERIOD OF 38 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.16 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management For *Management No
OF ALL AND ANY EARLIER AUTHORITIES, TO REDUCE Position Unknown
THE SHARE CAPITAL BY CANCELING THE COMPANY S
SELF DETAINED SHARES, IN CONNECTION WITH A STOCK
REPURCHASE PLAN, PROVIDED THAT THE TOTAL NUMBER
OF SHARES CANCELLED IN THE 24 MONTHS DOES NOT
EXCEED 10% OF THE SHARE CAPITAL; AUTHORITY IS
GIVEN FOR A PERIOD OF 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
O.17 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THIS MEETING IN ORDER Position Unknown
TO ACCOMPLISH ALL FORMALITIES, FILINGS AND REGISTRATION
PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management No
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE Position Unknown
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 31,808 31,808 31,808 5/3/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
COCA COLA HELLENIC BOTTLING CO SA CCH OGM Meeting Date: 06/17/2005
Issuer: X1435J105 ISIN: GRS104111000 BLOCKING
SEDOL: 0964850, 5890433, B0338M3, 4420723
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS FOR THE FY 2004, Management For *Management No
ALONG WITH THE BOARD OF DIRECTORS AND THE CHARTERED Position Unknown
AUDITORS REPORTS
2. RECEIVE THE FINANCIAL STATEMENTS FOR THE FY 2004, Management For *Management No
ALONG WITH THE BOARD OF DIRECTORS AND THE CHARTERED Position Unknown
AUDITORS REPORTS
3. GRANT DISCHARGE THE BOARD OF DIRECTOR MEMBERS Management For *Management No
AND THE CHARTERED AUDITORS FROM ANY RESPONSIBILITY Position Unknown
OF REIMBURSEMENT FOR THE FY 2004
4. APPROVE THE REMUNERATION OF THE BOARD OF DIRECTOR Management For *Management No
MEMBERS FOR THE FY 2004 AND PREAPPROVAL FOR THE Position Unknown
FY 2005
5. ELECT CHARTERED AUDITORS, ORDINARY AND THE DEPUTY Management For *Management No
FOR THE FY 2004 AND APPROVE TO DETERMINE THEIR Position Unknown
SALARIES
6. APPROVE THE PROFITS DISTRIBUTION FOR THE FY 2004 Management For *Management No
Position Unknown
7. ELECT THE NEW BOARD OF DIRECTOR Management For *Management No
Position Unknown
8. APPROVE THE STOCK OPTIONS PLAN TO COMPANY S EXECUTIVES, Management For *Management No
ALONG WITH THE COMPANIES THAT PURSUE SIMILAR Position Unknown
PURPOSES
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 40,000 40,000 40,000 6/3/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
KEYENCE CORP KYCCF.PK AGM Meeting Date: 06/17/2005
Issuer: J32491102 ISIN: JP3236200006
SEDOL: B02HPZ8, 6490995, 5998735
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For *Management No
DIVIDENDS: INTERIM JY 5, FINAL JY 15, SPECIAL Position Unknown
JY 0
2.1 ELECT DIRECTOR Management For *Management No
Position Unknown
2.2 ELECT DIRECTOR Management For *Management No
Position Unknown
2.3 ELECT DIRECTOR Management For *Management No
Position Unknown
2.4 ELECT DIRECTOR Management For *Management No
Position Unknown
3.1 APPOINT INTERNAL STATUTORY AUDITOR Management For *Management No
Position Unknown
3.2 APPOINT INTERNAL STATUTORY AUDITOR Management For *Management No
Position Unknown
3.3 APPOINT ALTERNATE INTERNAL STATUTORY AUDITOR Management For *Management No
Position Unknown
4 APPROVE RETIREMENT BONUS FOR STATUTORY AUDITOR Management For *Management No
Position Unknown
5 APPROVE ADJUSTMENT TO AGGREGATE COMPENSATION Management For *Management No
CEILING FOR DIRECTORS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 4,500 4,500 4,500 6/8/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
NIKKO CORDIAL CORP NIKOF.PK AGM Meeting Date: 06/23/2005
Issuer: J51656122 ISIN: JP3670000003
SEDOL: B03TC41, 5485345, 4576875, 6640284, 6646464
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE ISSUER RELEASED AN UPDATED Non-Voting *Management No
VERSION OF THE PROXY STATEMENT AND SUPPLEMENTAL Position Unknown
INFORMATION FOR YOUR REFERENCE. INVESTORS CAN
ACCESS THIS REVISED MATERIAL THRU THE CORRESPONDING
URL LINKS. THANK YOU.
1. APPROVE SHARE CONSOLIDATION Management For *Management No
Position Unknown
2. AMEND THE ARTICLES OF INCORPORATION Management For *Management No
Position Unknown
3.1 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.2 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.3 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.4 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.5 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.6 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.7 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.8 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.9 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.10 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.11 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.12 ELECT A DIRECTOR Management For *Management No
Position Unknown
4. APPROVE THE ISSUANCE OF STOCK ACQUISITION RIGHTS Management For *Management No
AS STOCK OPTION SCHEME FOR STOCK-LINKED COMPENSATION Position Unknown
PLAN
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 257,500 257,500 257,500 6/8/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
KDDI CORP DIP.F AGM Meeting Date: 06/24/2005
Issuer: J31843105 ISIN: JP3496400007
SEDOL: B06NQV5, 6248990, 5674444
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
4.1 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.2 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.3 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.4 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.5 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.6 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.7 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.8 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.9 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.10 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.11 ELECT A DIRECTOR Management For *Management No
Position Unknown
5. APPOINT A CORPORATE AUDITOR Management For *Management No
Position Unknown
1. APPROVE APPROPRIATION OF PROFITS: FINAL DIVIDEND Management For *Management No
JY 3,500 Position Unknown
2. AMEND THE ARTICLES OF INCORPORATION Management For *Management No
Position Unknown
3. APPROVE ISSUANCE OF SHARE PURCHASE WARRANTS TO Management For *Management No
A THIRD PARTY OR THIRD PARTIESON FAVORABLE CONDITIONS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 233 233 233 6/9/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LTD TOELF.PK AGM Meeting Date: 06/24/2005
Issuer: J86957115 ISIN: JP3571400005
SEDOL: 5791707, B02LVL8, 6895675
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE ISSUER RELEASED ENGLISH Non-Voting *Management No
PROXY STATEMENT IN REGARDS TO THIS MEETING. INVESTORS Position Unknown
CAN ACCESS ENGLISH PROXY STATEMENT THRU MEETING
MATERIAL. THANK YOU.
1. APPROVE APPROPRIATION OF PROFITS: TERM-END DIVIDEND Management For *Management No
- ORDINARY DIVIDEND 30 YEN Position Unknown
2. AMEND THE ARTICLES OF INCORPORATION Management For *Management No
Position Unknown
3.1 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.2 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.3 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.4 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.5 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.6 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.7 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.8 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.9 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.10 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.11 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.12 ELECT A DIRECTOR Management For *Management No
Position Unknown
4. APPOINT A CORPORATE AUDITOR Management For *Management No
Position Unknown
5. APPROVE FOR ISSUING SHARE SUBSCRIPTION RIGHTS Management For *Management No
TO PERSONS OTHER THAN SHAREHOLDERS ON ESPECIALLY Position Unknown
FAVORABLE CONDITIONS, WITH THE AIM OF GRANTING
STOCK OPTIONS FOR STOCK LINKED COMPENSATION
6. APPROVE FOR ISSUING SHARE SUBSCRIPTION RIGHTS Management For *Management No
TO PERSONS OTHER THAN SHAREHOLDERS ON ESPECIALLY Position Unknown
FAVORABLE CONDITIONS, WITH THE AIM OF GRANTING
STOCK OPTIONS TO EXECUTIVES OF TEL S OVERSEAS
SUBSIDIARIES AND OTHER PERSONNEL
7. AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management No
OFFICERS Position Unknown
8. APPROVE RETIREMENT BONUS FOR A RETIRING CORPORATE Management For *Management No
AUDITOR; DUE TO THE ABOLISHMENT OF THE RETIREMENT Position Unknown
BONUS SYSTEM, GRANT ACCRUED BENEFITS TO CONTINUING
DIRECTORS AND CORPORATE AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 14,400 14,400 14,400 6/9/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
ALTADIS SA ALDTF.PK OGM Meeting Date: 06/28/2005
Issuer: E0432C106 ISIN: ES0177040013
SEDOL: B02T9V8, 5843114, 5444012, 5860652
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No
REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown
29 JUN. SUBSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
1. EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For *Management No
THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND Position Unknown
LOSS STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS)
AND MANAGEMENT REPORT, AS WELL AS THE MANAGEMENT
EFFECTED BY THE BOARD OF DIRECTORS OF ALTADIS,
S.A. AND ITS CONSOLIDATED GROUP FOR THE 2004
FINANCIAL YEAR, AND THE PROPOSAL FOR ALLOCATION
OF PROFITS AND THE DISTRIBUTION OF DIVIDENDS.
2. DETERMINATION OF THE NUMBER OF MEMBERS OF THE Management For *Management No
BOARD OF DIRECTORS, AND RATIFICATION AND RE-ELECTION Position Unknown
OF DIRECTORS.
3. APPOINTMENT OR RE-ELECTION OF THE ACCOUNTS AUDITOR Management For *Management No
FOR ALTADIS, S.A. AND ITS CONSOLIDATED GROUP Position Unknown
FOR THE 2005 FINANCIAL YEAR.
4. MODIFICATION OF ARTICLES 31 (MEMBERSHIP AND ELECTION Management For *Management No
OF MEMBERS OF BOARD OF DIRECTORS), 35 (MEETINGS Position Unknown
AND CALLING OF THE BOARD OF DIRECTORS), 36 (QUORUM
AND ADOPTION OF RESOLUTIONS), 37 (PROXIES TO
ATTEND BOARD MEETINGS), 41 (MEMBERSHIP OF THE
EXECUTIVE COMMITTEE), 42 (MEETINGS AND CALLING
OF THE EXECUTIVE COMMITTEE), 44 (SETTING-UP OF
THE STRATEGY, ETHICAL AND GOOD GOVERNANCE COMMITTEE),
FORMULATION OF CHAPTER FOUR (ON THE CHAIRMAN
OF THE BOARD OF DIRECTORS, THE CHAIRMAN OF THE
EXECUTIVE COMMITTEE AND CHIEF EXECUTIVE OFFICER
AND THE SECRETARY), 45 (CHAIRMAN AND VICE-CHAIRMEN
OF THE BOARD OF DIRECTORS) AND 46 (CREATION OF
THE POST OF CHIEF EXECUTIVE OFFICER AND CHAIRMAN
OF THE EXECUTIVE COMMITTEE) OF THE COMPANY BY-LAWS.
5. REDUCTION OF COMPANY SHARE CAPITAL THROUGH THE Management For *Management No
REDEMPTION OF OWN SHARES, THUS AMENDING THE WORDING Position Unknown
OF THE ARTICLE OF THE COMPANY BY-LAWS THAT REFERS
TO SHARE CAPITAL.
9. DELEGATION OF POWER TO FORMALISE, INTERPRET, Management For *Management No
CORRECT, REGISTER AND EXECUTE THE RESOLUTIONS Position Unknown
ADOPTED BY THE GENERAL SHAREHOLDERS MEETING.
6. AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For *Management No
ACQUISITION OF OWN SHARES, EITHER DIRECTLY OR Position Unknown
THROUGH GROUP AFFILIATES, WITHIN THE LEGAL LIMITS
AND REQUIREMENTS, FOR A MAXIMUM TERM OF EIGHTEEN
MONTHS, RENDERING NULL AND VOID THE UNUSED PORTION
OF THE AUTHORISATION GRANTED BY THE GENERAL SHAREHOLDERS
MEETING OF 15 JUNE 2004, AS WELL AS AUTHORISATION
FOR THEIR SALE AND/OR THE APPLICATION OF THE
REMUNERATION SYSTEMS ENVISAGED IN ARTICLE 75
OF THE JOINT STOCK COMPANIES ACT.
7. AUTHORISATION TO THE BOARD OF DIRECTORS TO ISSUE Management For *Management No
ON ONE OR MORE OCCASIONS, NONCONVERTIBLE DEBENTURES, Position Unknown
BONDS AND OTHER SECURITIES AND EFFECTS THAT SERVE
TO CREATE OR RECOGNISE DEBT, IN THE LEGALLY ESTABLISHED
TERMS, PERIODS AND CONDITIONS, RENDERING NULL
AND VOID THE UNUSED PREVIOUS AUTHORISATION GRANTED
BY THE GENERAL SHAREHOLDERS MEETING.
8. ESTABLISHMENT OF A REMUNERATION PLAN FOR DIRECTORS, Management For *Management No
MANAGEMENT AND EMPLOYEES, COMPRISING THE DELIVERY Position Unknown
OF SHARES IN THE COMPANY, EMPOWERING THE BOARD
OF DIRECTORS TO CARRY OUT ITS APPLICATION, EXECUTION
AND DEVELOPMENT.
* PLEASE BE ADVISED THAT ADDITIONAL INFORMATION Non-Voting *Management No
CONCERNING ALTADIS, S.A. CAN ALSO BE VIEWED ON Position Unknown
THE COMPANY S WEBSITE: HTTP://WWW.ALTADIS.COM/EN/INDEX01.HTML
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 60,000 60,000 60,000 6/14/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO INC AJINF.PK AGM Meeting Date: 06/29/2005
Issuer: J00882126 ISIN: JP3119600009
SEDOL: B03NQ52, 5573392, 6010906
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For *Management No
DIVIDENDS: INTERIM JY6, FINAL JY 7, SPECIAL JY 0 Position Unknown
2.1 ELECT DIRECTOR Management For *Management No
Position Unknown
2.2 ELECT DIRECTOR Management For *Management No
Position Unknown
2.3 ELECT DIRECTOR Management For *Management No
Position Unknown
2.4 ELECT DIRECTOR Management For *Management No
Position Unknown
2.5 ELECT DIRECTOR Management For *Management No
Position Unknown
2.6 ELECT DIRECTOR Management For *Management No
Position Unknown
2.7 ELECT DIRECTOR Management For *Management No
Position Unknown
2.8 ELECT DIRECTOR Management For *Management No
Position Unknown
2.9 ELECT DIRECTOR Management For *Management No
Position Unknown
2.10 ELECT DIRECTOR Management For *Management No
Position Unknown
2.11 ELECT DIRECTOR Management For *Management No
Position Unknown
2.12 ELECT DIRECTOR Management For *Management No
Position Unknown
2.13 ELECT DIRECTOR Management For *Management No
Position Unknown
2.14 ELECT DIRECTOR Management For *Management No
Position Unknown
3 APPROVE RETIREMENT BONUSES FOR DIRECTORS Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 85,000 85,000 85,000 6/14/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
MATSUMOTOKIYOSHI CO LTD MTKYF.PK AGM Meeting Date: 06/29/2005
Issuer: J40885105 ISIN: JP3869000004
SEDOL: B02HTB2, 6572581, 5082724
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVAL THE PROFIT APPROPRIATION FOR NO.52 TERM: Management For *Management No
DIVIDENDS FOR THE CURRENT TERM HAS BEEN PROPOSED Position Unknown
AS JPY 20 PER SHARE
2. AMEND THE COMPANY S ARTICLES OF INCORPORATION Management For *Management No
TO CHANGE THE ISSUED AND OUTSTANDING SHARES TO Position Unknown
210,000,000 FROM THE PRESENT 160,000,000
3.1 ELECT MR. NAMIO MATSUMOTO AS A DIRECTOR Management For *Management No
Position Unknown
3.2 ELECT MR. MASASHI YOSHIDA AS A DIRECTOR Management For *Management No
Position Unknown
3.3 ELECT MR. KATSUHIKO TERADA AS A DIRECTOR Management For *Management No
Position Unknown
3.4 ELECT MR. TETSUO MATSUMOTO AS A DIRECTOR Management For *Management No
Position Unknown
3.5 ELECT MR. TOSHIO HAYATA AS A DIRECTOR Management For *Management No
Position Unknown
3.6 ELECT MR. TAKAO WATANABE AS A DIRECTOR Management For *Management No
Position Unknown
3.7 ELECT MR. YUKIHIKO OOKUBO AS A DIRECTOR Management For *Management No
Position Unknown
3.8 ELECT MR. KAZUAKI KARAHI AS A DIRECTOR` Management For *Management No
Position Unknown
3.9 ELECT MR. KAZUMI MATSUMOTO AS A DIRECTOR Management For *Management No
Position Unknown
3.10 ELECT MR. KIYOO MATSUMOTO AS A DIRECTOR Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 38,000 38,000 38,000 6/22/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
NIPPON TELEVISION NETWORK CORP NPTVF.PK AGM Meeting Date: 06/29/2005
Issuer: J56171101 ISIN: JP3732200005
SEDOL: 5899805, B02JNV6, 6644060
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE APPROPRIATION OF PROFITS: TERM-END DIVIDEND Management For *Management No
- ORDINARY DIVIDEND JPY 140 Position Unknown
2. AMEND THE ARTICLES OF INCORPORATION Management For *Management No
Position Unknown
3.1 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.2 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.3 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.4 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.5 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.6 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.7 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.8 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.9 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.10 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.11 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.12 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.13 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.14 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.15 ELECT A DIRECTOR Management For *Management No
Position Unknown
4. APPOINT A SUBSTITUTE CORPORATE AUDITOR Management For *Management No
Position Unknown
5. AMEND THE COMPENSATION TO BE RECEIVED BY DIRECTORS Management For *Management No
Position Unknown
6. APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management No
DIRECTORS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 1,600 1,600 1,600 6/14/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
ROHM CO LTD ROHCF.PK AGM Meeting Date: 06/29/2005
Issuer: J65328122 ISIN: JP3982800009
SEDOL: 5451625, B02K9B1, 6747204
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE APPROPRIATION OF PROFITS: TERM-END DIVIDEND Management For *Management No
- ORDINARY DIVIDEND 42.5 YEN Position Unknown
2. APPROVE PURCHASE OF OWN SHARES Management For *Management No
Position Unknown
3. AMEND THE ARTICLES OF INCORPORATION Management For *Management No
Position Unknown
4.1 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.2 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.3 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.4 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.5 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.6 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.7 ELECT A DIRECTOR Management For *Management No
Position Unknown
4.8 ELECT A DIRECTOR Management For *Management No
Position Unknown
5. APPROVE PAYMENT OF RETIREMENT ALLOWANCE TO THE Management For *Management No
CORPORATE AUDITORS IN ACCORDANCE WITH THE ABOLISHMENT Position Unknown
OF THE RETIREMENT ALLOWANCE PROGRAM FOR CORPORATE
AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 9,500 9,500 9,500 6/14/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
SECOM CO LTD SOMLF.PK AGM Meeting Date: 06/29/2005
Issuer: J69972107 ISIN: JP3421800008
SEDOL: B018RR8, 6791591, 5798504
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE APPROPRIATION OF PROFITS: TERM-END DIVIDEND Management For *Management No
- ORDINARY DIVIDEND JPY 50 Position Unknown
2. AMEND THE ARTICLES OF INCORPORATION Management For *Management No
Position Unknown
3.1 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.2 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.3 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.4 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.5 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.6 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.7 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.8 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.9 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.10 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.11 ELECT A DIRECTOR Management For *Management No
Position Unknown
4. APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management No
DIRECTORS Position Unknown
5. AMEND THE COMPENSATION TO BE RECEIVED BY DIRECTORS Management For *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 25,000 25,000 25,000 6/15/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO LTD TKPHF.PK AGM Meeting Date: 06/29/2005
Issuer: J8129E108 ISIN: JP3463000004
SEDOL: 5296752, B01DRX9, B03FZP1, 6870445
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE APPROPRIATION OF PROFITS: TERM-END DIVIDEND Management For *Management No
- ORDINARY DIVIDEND 44 YEN Position Unknown
2. AMEND THE ARTICLES OF INCORPORATION Management For *Management No
Position Unknown
3.1 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.2 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.3 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.4 ELECT A DIRECTOR Management For *Management No
Position Unknown
3.5 ELECT A DIRECTOR Management For *Management No
Position Unknown
4. APPOINT A CORPORATE AUDITOR Management For *Management No
Position Unknown
5. APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management No
DIRECTORS AND CORPORATE AUDITORS Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 23,000 23,000 23,000 6/14/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORP NWS SGM Meeting Date: 06/30/2005
Issuer: U6525C103 ISIN: AU000000NWS2
SEDOL: B03Q907, B03VWD6
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE 2005 LONG-TERM INCENTIVE PLAN Management For *Management No
Position Unknown
* TRANSACT ANY OTHER BUSINESS Non-Voting *Management No
Position Unknown
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 60,000 60,000 60,000 6/13/2005
INTERNATIONAL
- ------------------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD PDRDY.PK EGM Meeting Date: 06/30/2005
Issuer: F72027109 ISIN: FR0000120693 BLOCKING
SEDOL: B043D05, 4682318, B030Q53, 4427100, 4682329
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- -------- ---------------------------------------------------------------------------------------------------------------------------
1. APPROVE: THE CONTRIBUTION IN KIND FOR THE SHARES Management For *Management No
EXCHANGED FOR THE PERNOD RICARD SHARES WITHIN Position Unknown
THE SCOPE OF THE SCHEME OF ARRANGEMENT, A MAXIMUM
OF 140,031,645,570 SHARES OF CLASS B OF THE ALLIED
DOMECQ COMPANY WHICH WILL BE CONTRIBUTED WITHIN
THE SCOPE OF THE SCHEME OF ARRANGEMENT; THE VALUATION
OF THE CONTRIBUTION, A TOTAL MAXIMUM AMOUNT OF
EUR 2,053,200,000.00, CORRESPONDING TO AN AMOUNT
OF EUR 0,0146624 PER SHARES B CONTRIBUTED; THE
CONSIDERATION FOR THE CONTRIBUTION, 0.0001264
PERNOD RICARD SHARE FOR 1 SHARE B CONTRIBUTED,
IT BEING SAID THAT FOR THE SHARES CONTRIBUTED
IN THE MAIN SECTOR BY THE SHAREHOLDERS OF ALLIED
DOMECQ, THE REMUNERATION WILL BE FOR ONE ALLIED
DOMECQ SHARE OF 545 PENCE IN CASH AND 0.0158
PERNOD RICARD SHARE; THIS RESOLUTION WILL BE
EFFECTIVE ON THE DATE THE SCHEME OF ARRANGEMENT
COMES INTO FORCE
2. APPROVE, ONLY IF THE SCHEME OF ARRANGEMENT HAS Management For *Management No
BECOME EFFECTIVE, AND EFFECTIVE ON THE DATE THE Position Unknown
SCHEME OF ARRANGEMENT COMES INTO FORCE, THAT:
THE CAPITAL OF PERNOD RICARD IS INCREASED BY
A MAXIMUM AMOUNT OF EUR 54,870,000.00 BY WAY
OF ISSUING A MAXIMUM NUMBER OF 17,700,000 PERNOD
RICARD SHARES, THE NEW SHARES WILL HAVE A NOMINAL
VALUE OF EUR 3.10 EACH, WITH A UNIT CONTRIBUTION
PREMIUM OF EUR 112.90 FULLY PAID-IN, BEARING
THE SAME ACCRUING DIVIDEND AS THE OLDS HARES,
A GLOBAL CONTRIBUTION PREMIUM OF A MAXIMUM AMOUNT
OF EUR 1,998,330,000.00, THESE NEW SHARES SHALL
GIVE RIGHT TO ALL THE DISTRIBUTIONS OF INCOME,
PREMIUMS OR RESERVES DECIDED AS OF THEIR DATE
OF ISSUE, AS OF THEIR DATE OF ISSUE, THEY WILL
BE CONSIDERED SIMILAR TO THE OLD SHARES OF THE
SAME CLASS, COMPRISING THE CURRENT SHARE CAPITAL,
AND WILL BENEFIT FROM THE SAME RIGHTS, AND BEAR
THE SAME CHARGES; THE SAID CREATED SHARES WILL
BE CONTRIBUTED TO THE FORMER HOLDERS OF SHARES
B, HAVING CHOSEN, WITHIN THE SCOPE OF THE SCHEME
OF ARRANGEMENT, TO RECEIVE PERNOD RICARD SHARES,
WITH A RATIO OF 0.0001264 NEW SHARE FOR 1 SHARE
OF CLASS B, IT BEING SAID THAT FOR THE SHARES
CONTRIBUTED IN THE MAIN SECTOR BY THE SHAREHOLDERS
OF ALLIED DOMECQ, THE REMUNERATION WILL BE FOR
ONE ALLIED DOMECQ SHARE, 545 PENCE IN CASH AND
0.0158 PERNOD RICARD SHARE; THE NEW SHARES ISSUED
WILL BE ENTITLED TO DIVIDENDS WHICH WILL BE PAID
AS OF THEIR DATE OF ISSUE; THE AMOUNT CORRESPONDING
TO THE DIFFERENCE BETWEEN THE TOT AL AMOUNT OF
THE CONTRIBUTION AND THE TOTAL AMOUNT OF THE
SHARE CAPITAL INCREASE OF PERNOD RICARD WILL
BE POSTED TO THE CONTRIBUTION PREMIUM ACCOUNT;
THE BOARD OF DIRECTORS MAY CHARGE THE CONTRIBUTION
AND INCREASE OF THE CAPITAL COSTS AGAINST THE
CONTRIBUTION PREMIUM; THIS RESOLUTION WILL BE
EFFECTIVE WHEN THE SCHEME OF ARRANGEMENT COMES
INTO FORCE
3. AMEND, PURSUANT TO THE ADOPTION OF THE ABOVE Management For *Management No
RESOLUTIONS, THE ARTICLE 6 OF ASSOCIATION CAPITAL Position Unknown
STOCK IN ORDER TO SET THE SHARE CAPITAL AT EUR
218,500,651.10, INCREASED OF THE TOTAL PAR VALUE
OF THE PERNOD RICARD SHARES ISSUED WITH USE OF
THE RESOLUTION 2, I.E., 70,484,081 SHARES OF
THE TOTAL NUMBER OF PERNOD RICARD SHARES ISSUED
IN ACCORDANCE WITH RESOLUTION 2
4. AUTHORIZE THE CHAIRMAN AND MANAGING DIRECTOR Management For *Management No
OF PERNOD RICARD TO TAKE ALL NECESSARY MEASURES Position Unknown
AND ACCOMPLISH ALL NECESSARY FORMALITIES AND
IN PARTICULAR, TO REGISTER THAT THE SCHEME ARRANGEMENT
HAS BECOME EFFECTIVE AND THAT THE SUSPENSIVE
CONDITION OF THE CONTRIBUTION IS REALIZED
5. GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No
EXTRACT OF THE MINUTES OF THIS MEETING IN ORDER Position Unknown
TO ACCOMPLISH ALL FORMALITIES, FILINGS AND REGISTRATIONS
PRESCRIBED BY LAW
* VERIFICATION PERIOD: REGISTERED SHARES: 1 TO Non-Voting *Management No
5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON Position Unknown
COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR
TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS
MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD
DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS.
THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS:
PROXY CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT ADP. TRADES/VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD,
FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE
TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN
ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A PROCESS
IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN
OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING.
THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS
INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND
RELEASE THE SHARES FOR SETTLEMENT OF THE SALE
TRANSACTION. THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO
MEETING DATE + 1
* PLEASE NOTE THAT THE MEETING HELD ON 20 JUN 2005 Non-Voting *Management No
HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND Position Unknown
THAT THE SECOND CONVOCATION WILL BE HELD ON 30
JUN 2005. PLEASE ALSO NOTE THE NEW CUTOFF DATE
23 JUN 2005. IF YOU HAVE ALREADY SENT YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ------------------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST GETF0036102 6,750 6,750 6,750 6/2/2005
INTERNATIONAL
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Equity Trust Inc.
---------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 30, 2005
----------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.