UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09377
The Gabelli Dividend Growth Fund (formerly, Blue Chip Value Fund)
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2011 - June 30, 2012
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2011 TO JUNE 30, 2012
INVESTMENT COMPANY REPORT
VODAFONE GROUP PLC
SECURITY 92857W209 MEETING TYPE Annual
TICKER SYMBOL VOD MEETING DATE 26-Jul-2011
ISIN US92857W2098 AGENDA 933480648 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF Management For For
THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31
MARCH 2011 MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
02 TO ELECT GERARD KLEISTERLEE AS A DIRECTOR MGMT Management For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL
NOT BE VOTED
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER OF Management For For
THE AUDIT COMMITTEE) (MEMBER OF THE NOMINATIONS AND
GOVERNANCE COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR MGMT Management For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL
NOT BE VOTED
05 TO RE-ELECT MICHEL COMBES AS A DIRECTOR MGMT Management For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL
NOT BE VOTED
06 TO RE-ELECT ANDY HALFORD AS A DIRECTOR MGMT Management For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL
NOT BE VOTED
07 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR MGMT Management For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL
NOT BE VOTED
08 TO ELECT RENEE JAMES AS A DIRECTOR MGMT Management For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL
NOT BE VOTED
09 TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF Management For For
THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
10 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF Management For For
THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION =
FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
11 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE Management For For
AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
12 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER Management For For
OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
13 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF Management For For
THE NOMINATIONS AND GOVERNANCE COMMITTEE) (MEMBER
OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION
= FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
14 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF Management For For
THE NOMINATIONS AND GOVERNANCE COMMITTEE) (MEMBER
OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION
= FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
15 TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE Management For For
REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
16 TO APPROVE A FINAL DIVIDEND OF 6.05P PER ORDINARY Management For For
SHARE MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
17 TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR Management For For
THE YEAR ENDED 31 MARCH 2011 MGMT RECOMMENDATION =
FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
18 TO RE-APPOINT DELOITTE LLP AS AUDITOR MGMT Management For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL
NOT BE VOTED
19 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE Management For For
REMUNERATION OF THE AUDITOR MGMT RECOMMENDATION =
FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES MGMT Management For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL
NOT BE VOTED
S21 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Management For For
PRE-EMPTION RIGHTS MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
S22 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES Management For For
(SECTION 701, COMPANIES ACT 2006) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL
NOT BE VOTED
S23 TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER Management For For
THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14
CLEAR DAYS' NOTICE MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
DIAMOND FOODS, INC.
SECURITY 252603105 MEETING TYPE Special
TICKER SYMBOL DMND MEETING DATE 27-Oct-2011
ISIN US2526031057 AGENDA 933511241 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
01 A PROPOSAL TO APPROVE THE ISSUANCE OF DIAMOND Management For For
COMMON STOCK IN CONNECTION WITH A MERGER OF THE
PRINGLES BUSINESS OF P&G WITH A WHOLLY-OWNED
SUBSIDIARY OF DIAMOND.
02 SUBJECT TO THE APPROVAL OF THE FIRST PROPOSAL, A Management For For
PROPOSAL TO APPROVE THE ADOPTION OF THE CERTIFICATE
OF AMENDMENT TO DIAMOND'S CERTIFICATE OF
INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF
SHARES OF DIAMOND COMMON STOCK.
03 A PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Management For For
OF THE SPECIAL MEETING, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO APPROVE THE ISSUANCE OF DIAMOND COMMON STOCK IN
CONNECTION WITH THE MERGER.
04 SUBJECT TO THE APPROVAL OF THE FIRST PROPOSAL, A Management Against Against
PROPOSAL TO APPROVE THE ADOPTION OF THE 2011
INTERNATIONAL STOCK PURCHASE PLAN.
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY 039483102 MEETING TYPE Annual
TICKER SYMBOL ADM MEETING DATE 03-Nov-2011
ISIN US0394831020 AGENDA 933511102 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: G.W. BUCKLEY Management For For
1B ELECTION OF DIRECTOR: M.H. CARTER Management For For
1C ELECTION OF DIRECTOR: T. CREWS Management For For
1D ELECTION OF DIRECTOR: P. DUFOUR Management For For
1E ELECTION OF DIRECTOR: D.E. FELSINGER Management For For
1F ELECTION OF DIRECTOR: A. MACIEL Management For For
1G ELECTION OF DIRECTOR: P.J. MOORE Management For For
1H ELECTION OF DIRECTOR: T.F. O'NEILL Management For For
1I ELECTION OF DIRECTOR: K.R. WESTBROOK Management For For
1J ELECTION OF DIRECTOR: P.A. WOERTZ Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING
JUNE 30, 2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER'S PROPOSAL REGARDING POLITICAL Shareholder Against For
CONTRIBUTIONS.
06 STOCKHOLDER'S PROPOSAL REGARDING REPORT ON Shareholder Against For
POLITICAL CONTRIBUTIONS.
07 STOCKHOLDER'S PROPOSAL REGARDING SUSTAINABLE PALM Shareholder Against For
OIL.
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 07-Dec-2011
ISIN US17275R1023 AGENDA 933516885 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Management For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Management For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Management For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Management For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Management For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Management For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Management For For
1J ELECTION OF DIRECTOR: ARUN SARIN Management For For
1K ELECTION OF DIRECTOR: STEVEN M. WEST Management For For
1L ELECTION OF DIRECTOR: JERRY YANG Management For For
2 APPROVAL OF AMENDMENT AND RESTATEMENT OF THE CISCO Management For For
2005 STOCK INCENTIVE PLAN.
3 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Management Abstain Against
COMPENSATION.
4 RECOMMENDATION, ON AN ADVISORY BASIS, ON THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2012.
6 APPROVAL TO AMEND CISCO'S BYLAWS TO ESTABLISH A Shareholder Against For
BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY.
7 APPROVAL TO REQUIRE THE BOARD TO PUBLISH INTERNET Shareholder Against For
FRAGMENTATION REPORT TO SHAREHOLDERS WITHIN SIX
MONTHS.
8 APPROVAL TO REQUIRE THAT CISCO EXECUTIVES RETAIN A Shareholder Against For
SIGNIFICANT PERCENTAGE OF STOCK UNTIL TWO YEARS
FOLLOWING TERMINATION.
MONSANTO COMPANY
SECURITY 61166W101 MEETING TYPE Annual
TICKER SYMBOL MON MEETING DATE 24-Jan-2012
ISIN US61166W1018 AGENDA 933535429 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: JANICE L. FIELDS Management For For
1B ELECTION OF DIRECTOR: HUGH GRANT Management For For
1C ELECTION OF DIRECTOR: C. STEVEN MCMILLAN Management For For
1D ELECTION OF DIRECTOR: ROBERT J. STEVENS Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2012.
03 ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Management Abstain Against
COMPENSATION.
04 APPROVAL OF THE MONSANTO COMPANY 2005 LONG-TERM Management Against Against
INCENTIVE PLAN (AS AMENDED AND RESTATED AS OF
JANUARY 24, 2012).
05 SHAREOWNER PROPOSAL REQUESTING A REPORT ON CERTAIN Shareholder Against For
MATTERS RELATED TO GMO PRODUCTS.
AIR PRODUCTS AND CHEMICALS, INC.
SECURITY 009158106 MEETING TYPE Annual
TICKER SYMBOL APD MEETING DATE 26-Jan-2012
ISIN US0091581068 AGENDA 933535746 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: MARIO L. BAEZA Management For For
1B ELECTION OF DIRECTOR: SUSAN K. CARTER Management For For
1C ELECTION OF DIRECTOR: JOHN E. MCGLADE Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS. TO RATIFY APPOINTMENT OF KPMG LLP, AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2012.
03 ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. TO Management Abstain Against
APPROVE THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
TYCO INTERNATIONAL LTD.
SECURITY H89128104 MEETING TYPE Annual
TICKER SYMBOL TYC MEETING DATE 07-Mar-2012
ISIN CH0100383485 AGENDA 933544593 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
01 APPROVE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL Management For For
STATEMENTS OF TYCO INTERNATIONAL LTD AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2011.
02 TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY Management For For
FOR THE FINANCIAL YEAR ENDED SEPTEMBER 30, 2011.
03 DIRECTOR Management
1 EDWARD D. BREEN For For
2 MICHAEL E. DANIELS For For
3 TIMOTHY M. DONAHUE For For
4 BRIAN DUPERREAULT For For
5 BRUCE S. GORDON For For
6 RAJIV L. GUPTA For For
7 JOHN A. KROL For For
8 BRENDAN R. O'NEILL For For
9 DINESH PALIWAL For For
10 WILLIAM S. STAVROPOULOS For For
11 SANDRA S. WIJNBERG For For
12 R. DAVID YOST For For
4A TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS Management For For
UNTIL THE NEXT ANNUAL GENERAL MEETING.
4B TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
PURPOSES OF UNITED STATES SECURITIES LAW REPORTING
FOR THE YEAR ENDING SEPTEMBER 28, 2012.
4C TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS Management For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
5A TO APPROVE THE ALLOCATION OF FISCAL YEAR 2011 Management For For
RESULTS.
5B TO APPROVE THE CONSOLIDATION OF RESERVES. Management For For
5C TO APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND Management For For
IN AN AMOUNT OF UP TO $1.00 PER SHARE OUT OF TYCO'S
CAPITAL CONTRIBUTION RESERVE IN ITS STATUTORY
ACCOUNTS.
06 TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION WITH RESPECT TO FISCAL 2011.
07 TO APPROVE AMENDMENTS TO OUR ARTICLES OF ASSOCIATION Management For For
REGARDING BOOK ENTRY SECURITIES AND TO REFLECT THE
TRANSFER OF THE REGISTERED SEAT OF TYCO INTERNATIONAL
LTD.
COVIDIEN PLC
SECURITY G2554F113 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 13-Mar-2012
ISIN IE00B68SQD29 AGENDA 933546004 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: JOSE E. ALMEIDA Management For For
1B ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For
1C ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For
1D ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Management For For
1E ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For
1F ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Management For For
1H ELECTION OF DIRECTOR: MARTIN D. MADAUS Management For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1J ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For
02 APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE THE Management For For
AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION.
03 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
04 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES OF Management For For
COMPANY SHARES.
S5 AUTHORIZE THE PRICE RANGE AT WHICH THE COMPANY CAN Management For For
REISSUE SHARES IT HOLDS AS TREASURY SHARES.
(SPECIAL RESOLUTION)
S6 AMEND ARTICLES OF ASSOCIATION TO PROVIDE FOR Management For For
ESCHEATMENT IN ACCORDANCE WITH U.S. LAWS. (SPECIAL
RESOLUTION)
S7 AMEND ARTICLES OF ASSOCIATION TO GIVE THE BOARD OF Management For For
DIRECTORS AUTHORITY TO DECLARE NON-CASH DIVIDENDS.
(SPECIAL RESOLUTION)
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 13-Mar-2012
ISIN US2546871060 AGENDA 933546434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Management For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1C ELECTION OF DIRECTOR: JUDITH L. ESTRIN Management For For
1D ELECTION OF DIRECTOR: ROBERT A. IGER Management For For
1E ELECTION OF DIRECTOR: FRED H. LANGHAMMER Management For For
1F ELECTION OF DIRECTOR: AYLWIN B. LEWIS Management For For
1G ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1H ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Management For For
1I ELECTION OF DIRECTOR: SHERYL K. SANDBERG Management For For
1J ELECTION OF DIRECTOR: ORIN C. SMITH Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2012.
03 TO APPROVE AN AMENDMENT TO THE 2011 STOCK INCENTIVE Management Against Against
PLAN.
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
THE BANK OF NEW YORK MELLON CORPORATION
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 10-Apr-2012
ISIN US0640581007 AGENDA 933564898 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Management For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Management For For
1C. ELECTION OF DIRECTOR: GERALD L. HASSELL Management For For
1D. ELECTION OF DIRECTOR: EDMUND F. KELLY Management For For
1E. ELECTION OF DIRECTOR: RICHARD J. KOGAN Management For For
1F. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Management For For
1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR Management For For
1H. ELECTION OF DIRECTOR: MARK A. NORDENBERG Management For For
1I. ELECTION OF DIRECTOR: CATHERINE A. REIN Management For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Management For For
1K. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Management For For
1L. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Management For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
4. STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against For
POLICY RELATED TO AN INDEPENDENT CHAIRMAN.
5. STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For
VOTING.
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 16-Apr-2012
ISIN US5324571083 AGENDA 933555394 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: K. BAICKER Management For For
1B ELECTION OF DIRECTOR: J.E. FYRWALD Management For For
1C ELECTION OF DIRECTOR: E.R. MARRAM Management For For
1D ELECTION OF DIRECTOR: D.R. OBERHELMAN Management For For
2 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2012.
3 APPROVE, BY NON-BINDING VOTE, COMPENSATION PAID TO Management Abstain Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For
TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS.
5 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For
TO ELIMINATE ALL SUPERMAJORITY VOTING REQUIREMENTS.
6 PROPOSAL BY SHAREHOLDERS REQUESTING THAT THE Shareholder Against For
COMPANY ESTABLISH A MAJORITY VOTE COMMITTEE.
7 PROPOSAL BY SHAREHOLDERS ON TRANSPARENCY IN ANIMAL Shareholder Against For
RESEARCH.
CITIGROUP INC.
SECURITY 172967424 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2012
ISIN US1729674242 AGENDA 933557069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: FRANZ B. HUMER Management For For
1B ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For
1C ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Management For For
1D ELECTION OF DIRECTOR: VIKRAM S. PANDIT Management For For
1E ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Management For For
1F ELECTION OF DIRECTOR: JUDITH RODIN Management For For
1G ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1H ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Management For For
1I ELECTION OF DIRECTOR: JOAN E. SPERO Management For For
1J ELECTION OF DIRECTOR: DIANA L. TAYLOR Management For For
1K ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Management For For
1L ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP Management For For
2009 STOCK INCENTIVE PLAN.
04 ADVISORY APPROVAL OF CITI'S 2011 EXECUTIVE Management Abstain Against
COMPENSATION.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR Shareholder Against For
GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
LOBBYING AND POLITICAL CONTRIBUTIONS.
07 STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES Shareholder Against For
RETAIN 25% OF THEIR STOCK FOR ONE YEAR FOLLOWING
TERMINATION.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shareholder Against For
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND REPORT ON
CONTROLS RELATED TO LOANS, FORECLOSURES, AND
SECURITIZATIONS.
WADDELL & REED FINANCIAL, INC.
SECURITY 930059100 MEETING TYPE Annual
TICKER SYMBOL WDR MEETING DATE 18-Apr-2012
ISIN US9300591008 AGENDA 933560422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 THOMAS C. GODLASKY For For
2 DENNIS E. LOGUE For For
3 MICHAEL F. MORRISSEY For For
4 RONALD C. REIMER For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
3. APPROVAL OF AMENDMENT & RESTATEMENT OF WADDELL & REED Management For For
FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN, AS
AMENDED & RESTATED, TO (A) EXTEND TERM OF THE PLAN TO
DECEMBER 31, 2017, & (B) RESUBMIT FOR STOCKHOLDER
APPROVAL ELIGIBLE EMPLOYEES & BUSINESS CRITERIA UNDER
THE PLAN FOR PURPOSES OF COMPLYING WITH THE
REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR 2012.
TEXAS INSTRUMENTS INCORPORATED
SECURITY 882508104 MEETING TYPE Annual
TICKER SYMBOL TXN MEETING DATE 19-Apr-2012
ISIN US8825081040 AGENDA 933556245 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Management For For
1B. ELECTION OF DIRECTOR: D.A. CARP Management For For
1C. ELECTION OF DIRECTOR: C.S. COX Management For For
1D. ELECTION OF DIRECTOR: P.H. PATSLEY Management For For
1E. ELECTION OF DIRECTOR: R.E. SANCHEZ Management For For
1F. ELECTION OF DIRECTOR: W.R. SANDERS Management For For
1G. ELECTION OF DIRECTOR: R.J. SIMMONS Management For For
1H. ELECTION OF DIRECTOR: R.K. TEMPLETON Management For For
1I. ELECTION OF DIRECTOR: C.T. WHITMAN Management For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
NESTLE S.A.
SECURITY 641069406 MEETING TYPE Annual
TICKER SYMBOL NSRGY MEETING DATE 19-Apr-2012
ISIN US6410694060 AGENDA 933572302 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL Management For For
STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2011
1B. ACCEPTANCE OF THE COMPENSATION REPORT 2011 Management Abstain Against
(ADVISORY VOTE)
2. RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
AND OF THE MANAGEMENT
3. APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE Management For For
SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE
FINANCIAL YEAR 2011
4A. RE-ELECTION TO THE BOARD OF DIRECTOR: MR. DANIEL Management For For
BOREL
4B. ELECTION TO THE BOARD OF DIRECTOR: MR. HENRI DE Management For For
CASTRIES
4C. RE-ELECTION OF THE STATUTORY AUDITOR: KPMG SA, Management For For
GENEVA BRANCH
5. CAPITAL REDUCTION (BY CANCELLATION OF SHARES) Management For For
6. IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A Management For For
SHAREHOLDER DURING THE ANNUAL GENERAL MEETING, I
INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE IN
FAVOR OF THE PROPOSAL OF THE BOARD OF DIRECTORS
7. MARK THE BOX AT THE RIGHT IF YOU WISH TO GIVE A Management For For
PROXY TO THE INDEPENDENT REPRESENTATIVE, MR.
JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE
COMPANY'S INVITATION)
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 23-Apr-2012
ISIN US4385161066 AGENDA 933558631 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Management For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Management For For
1H. ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Management For For
1J. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Management For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
4. INDEPENDENT BOARD CHAIRMAN. Shareholder Against For
5. POLITICAL CONTRIBUTIONS. Shareholder Against For
NEWMONT MINING CORPORATION
SECURITY 651639106 MEETING TYPE Annual
TICKER SYMBOL NEM MEETING DATE 24-Apr-2012
ISIN US6516391066 AGENDA 933561436 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: B.R. BROOK Management For For
1B ELECTION OF DIRECTOR: V.A. CALARCO Management For For
1C ELECTION OF DIRECTOR: J.A. CARRABBA Management For For
1D ELECTION OF DIRECTOR: N. DOYLE Management For For
1E ELECTION OF DIRECTOR: V.M HAGEN Management For For
1F ELECTION OF DIRECTOR: M.S. HAMSON Management For For
1G ELECTION OF DIRECTOR: J. NELSON Management For For
1H ELECTION OF DIRECTOR: R.T. O'BRIEN Management For For
1I ELECTION OF DIRECTOR: J.B. PRESCOTT Management For For
1J ELECTION OF DIRECTOR: D.C. ROTH Management For For
1K ELECTION OF DIRECTOR: S. R. THOMPSON Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2012.
03 ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 25-Apr-2012
ISIN US2635341090 AGENDA 933562731 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Management For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Management For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Management Abstain Against
4. ON INDEPENDENT CHAIR Shareholder Against For
5. ON EXECUTIVE COMPENSATION REPORT Shareholder Against For
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2012
ISIN US3696041033 AGENDA 933564951 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A12 ELECTION OF DIRECTOR: SAM NUNN Management For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B1 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
B2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION
B3 APPROVAL OF AN AMENDMENT TO THE GE 2007 LONG-TERM Management For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER Management For For
PERFORMANCE GOALS
C1 CUMULATIVE VOTING Shareholder Against For
C2 NUCLEAR ACTIVITIES Shareholder Against For
C3 INDEPENDENT BOARD CHAIRMAN Shareholder Against For
C4 SHAREOWNER ACTION BY WRITTEN CONSENT Shareholder Against For
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 26-Apr-2012
ISIN US7170811035 AGENDA 933560472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B. ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1D. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
1E. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Management For For
1G. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1I. ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1J. ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1L. ELECTION OF DIRECTOR: IAN C. READ Management For For
1M. ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1N. ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE Management For For
2. RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
4. SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shareholder Against For
POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN Shareholder Against For
CONSENT.
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
7. SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON Shareholder Against For
DIRECTOR PAY.
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 26-Apr-2012
ISIN US4781601046 AGENDA 933562301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Management For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Management For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Management For For
1K. ELECTION OF DIRECTOR: DAVID SATCHER Management For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
1M. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION
3. APPROVAL OF THE COMPANY'S 2012 LONG-TERM INCENTIVE Management Against Against
PLAN
4. RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012
5. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN Shareholder Against For
6. SHAREHOLDER PROPOSAL ON BINDING VOTE ON POLITICAL Shareholder Against For
CONTRIBUTIONS
7. SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shareholder Against For
METHODS FOR TRAINING
DIEBOLD, INCORPORATED
SECURITY 253651103 MEETING TYPE Annual
TICKER SYMBOL DBD MEETING DATE 26-Apr-2012
ISIN US2536511031 AGENDA 933563860 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1 DIRECTOR Management
1 PATRICK W. ALLENDER For For
2 BRUCE L. BYRNES For For
3 MEI-WEI CHENG For For
4 PHILLIP R. COX For For
5 RICHARD L. CRANDALL For For
6 GALE S. FITZGERALD For For
7 JOHN N. LAUER For For
8 RAJESH K. SOIN For For
9 THOMAS W. SWIDARSKI For For
10 HENRY D.G. WALLACE For For
11 ALAN J. WEBER For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE YEAR
2012.
3 TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
AMERICAN EXPRESS COMPANY
SECURITY 025816109 MEETING TYPE Annual
TICKER SYMBOL AXP MEETING DATE 30-Apr-2012
ISIN US0258161092 AGENDA 933566094 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 C. BARSHEFSKY For For
2 U.M. BURNS For For
3 K.I. CHENAULT For For
4 P. CHERNIN For For
5 T.J. LEONSIS For For
6 J. LESCHLY For For
7 R.C. LEVIN For For
8 R.A. MCGINN For For
9 E.D. MILLER For For
10 S.S REINEMUND For For
11 R.D. WALTER For For
12 R.A. WILLIAMS For For
2. RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
4. APPROVAL OF PERFORMANCE GOALS AND AWARD LIMITS Management For For
UNDER 2007 INCENTIVE COMPENSATION PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING Shareholder Against For
FOR DIRECTORS.
6. SHAREHOLDER PROPOSAL RELATING TO SEPARATION OF Shareholder Against For
CHAIRMAN AND CEO ROLES.
SPECTRA ENERGY CORP
SECURITY 847560109 MEETING TYPE Annual
TICKER SYMBOL SE MEETING DATE 01-May-2012
ISIN US8475601097 AGENDA 933563947 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 WILLIAM T. ESREY For For
2 GREGORY L. EBEL For For
3 AUSTIN A. ADAMS For For
4 JOSEPH ALVARADO For For
5 PAMELA L. CARTER For For
6 F. ANTHONY COMPER For For
7 PETER B. HAMILTON For For
8 DENNIS R. HENDRIX For For
9 MICHAEL MCSHANE For For
10 JOSEPH H. NETHERLAND For For
11 MICHAEL E.J. PHELPS For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS SPECTRA ENERGY CORP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012.
3. AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR A
MAJORITY VOTE STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
4. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2012
ISIN US1101221083 AGENDA 933567274 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Management For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1D. ELECTION OF DIRECTOR: L.J. FREEH Management For For
1E. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1F. ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
1G. ELECTION OF DIRECTOR: A.J. LACY Management For For
1H. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
1I. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Management For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Management For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For
1L. ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS
4. PROPOSAL ON THE APPROVAL OF THE 2012 STOCK AWARD Management Against Against
AND INCENTIVE PLAN
5. CUMULATIVE VOTING Shareholder Against For
6. TRANSPARENCY IN ANIMAL RESEARCH Shareholder Against For
7. SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
GREAT PLAINS ENERGY INCORPORATED
SECURITY 391164100 MEETING TYPE Annual
TICKER SYMBOL GXP MEETING DATE 01-May-2012
ISIN US3911641005 AGENDA 933568581 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 TERRY BASSHAM For For
2 DAVID L. BODDE For For
3 MICHAEL J. CHESSER For For
4 R.C. FERGUSON, JR. For For
5 GARY D. FORSEE For For
6 THOMAS D. HYDE For For
7 JAMES A. MITCHELL For For
8 JOHN J. SHERMAN For For
9 LINDA H. TALBOTT For For
10 ROBERT H. WEST For For
2. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2012.
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 02-May-2012
ISIN US7134481081 AGENDA 933566842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: S.L. BROWN Management For For
1B. ELECTION OF DIRECTOR: I.M. COOK Management For For
1C. ELECTION OF DIRECTOR: D. DUBLON Management For For
1D. ELECTION OF DIRECTOR: V.J. DZAU Management For For
1E. ELECTION OF DIRECTOR: R.L. HUNT Management For For
1F. ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1G. ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1H. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1I. ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
1J. ELECTION OF DIRECTOR: L.G. TROTTER Management For For
1K. ELECTION OF DIRECTOR: D. VASELLA Management For For
1L. ELECTION OF DIRECTOR: A. WEISSER Management For For
2. RATIFY THE APPOINTMENT KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2012.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION.
4. RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER OUR Management For For
2007 LONG-TERM INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL - LOBBYING PRACTICES REPORT. Shareholder Against For
6. SHAREHOLDER PROPOSAL - FORMATION OF RISK OVERSIGHT Shareholder Against For
COMMITTEE.
7. SHAREHOLDER PROPOSAL - CHAIRMAN OF THE BOARD SHALL Shareholder Against For
BE AN INDEPENDENT DIRECTOR.
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 03-May-2012
ISIN US92343V1044 AGENDA 933561739 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B. ELECTION OF DIRECTOR: MELANIE L. HEALEY Management For For
1C. ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1D. ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1E. ELECTION OF DIRECTOR: LOWELL C. MCADAM Management For For
1F. ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1G. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1I. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1J. ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1K. ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
4. DISCLOSURE OF PRIOR GOVERNMENT SERVICE Shareholder Against For
5. DISCLOSURE OF LOBBYING ACTIVITIES Shareholder Against For
6. VESTING OF PERFORMANCE STOCK UNITS Shareholder Against For
7. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
8. SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
9. NETWORK NEUTRALITY FOR WIRELESS BROADBAND Shareholder Against For
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 04-May-2012
ISIN US0138171014 AGENDA 933562298 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: KATHRYN S. FULLER Management For For
1B ELECTION OF DIRECTOR: JUDITH M. GUERON Management For For
1C ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1D ELECTION OF DIRECTOR: ERNESTO ZEDILLO Management For For
02 RATIFY THE INDEPENDENT AUDITOR Management For For
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Management Abstain Against
04 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE Management For For
ARTICLES OF INCORPORATION - ARTICLE SEVENTH (FAIR
PRICE PROTECTION)
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE Management For For
ARTICLES OF INCORPORATION - ARTICLE EIGHTH
(DIRECTOR ELECTIONS)
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE Management For For
ARTICLES OF INCORPORATION - ARTICLE EIGHTH (REMOVAL
OF DIRECTORS)
07 PHASE OUT THE CLASSIFIED BOARD BY APPROVING Management For For
AMENDMENTS TO THE ARTICLES OF INCORPORATION
08 PERMIT SHAREHOLDER ACTION BY WRITTEN CONSENT BY Management For For
APPROVING AMENDMENTS TO THE ARTICLES OF
INCORPORATION AND BY-LAWS
INTERNATIONAL PAPER COMPANY
SECURITY 460146103 MEETING TYPE Annual
TICKER SYMBOL IP MEETING DATE 07-May-2012
ISIN US4601461035 AGENDA 933591667 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: DAVID J. BRONCZEK Management For For
1B ELECTION OF DIRECTOR: AHMET C. DORDUNCU Management For For
1C ELECTION OF DIRECTOR: JOHN V. FARACI Management For For
1D ELECTION OF DIRECTOR: STACEY J. MOBLEY Management For For
1E ELECTION OF DIRECTOR: JOAN E. SPERO Management For For
1F ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Management For For
1G ELECTION OF DIRECTOR: JOHN F. TURNER Management For For
1H ELECTION OF DIRECTOR: WILLIAM G. WALTER Management For For
1I ELECTION OF DIRECTOR: J. STEVEN WHISLER Management For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012
3 APPROVAL OF THE NON-BINDING RESOLUTION TO APPROVE Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
4 SHAREOWNER PROPOSAL CONCERNING SHAREOWNER ACTION BY Shareholder Against For
WRITTEN CONSENT
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 09-May-2012
ISIN US20825C1045 AGENDA 933579659 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E. ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Management For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Management For For
1H. ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1L. ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1M. ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
1N. ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For
1O. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
4. COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shareholder Against For
5. ACCIDENT RISK MITIGATION. Shareholder Against For
6. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shareholder Against For
7. GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against For
8. GENDER EXPRESSION NON- DISCRIMINATION. Shareholder Against For
WASTE MANAGEMENT, INC.
SECURITY 94106L109 MEETING TYPE Annual
TICKER SYMBOL WM MEETING DATE 10-May-2012
ISIN US94106L1098 AGENDA 933577441 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For
1B. ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Management For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Management For For
1D. ELECTION OF DIRECTOR: PATRICK W. GROSS Management For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1F. ELECTION OF DIRECTOR: W. ROBERT REUM Management For For
1G. ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Management For For
1H. ELECTION OF DIRECTOR: DAVID P. STEINER Management For For
1I. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Management For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2012.
3. TO APPROVE OUR EXECUTIVE COMPENSATION. Management Abstain Against
4. TO AMEND OUR EMPLOYEE STOCK PURCHASE PLAN TO Management For For
INCREASE THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE.
5. STOCKHOLDER PROPOSAL RELATING TO A STOCK RETENTION Shareholder Against For
POLICY REQUIRING SENIOR EXECUTIVES TO RETAIN A
SIGNIFICANT PERCENTAGE OF STOCK ACQUIRED THROUGH
EQUITY PAY PROGRAMS UNTIL ONE YEAR FOLLOWING
TERMINATION OF EMPLOYMENT, IF PROPERLY PRESENTED AT
THE MEETING.
6. STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS AND OTHER Shareholder Against For
GOVERNING DOCUMENTS TO GIVE STOCKHOLDERS OF THE
LOWEST PERCENTAGE OF OUR OUTSTANDING COMMON STOCK
PERMITTED BY STATE LAW THE POWER TO CALL SPECIAL
STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED AT THE
MEETING.
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 10-May-2012
ISIN US2605431038 AGENDA 933578758 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Management For For
1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Management For For
1C. ELECTION OF DIRECTOR: JAMES A. BELL Management For For
1D. ELECTION OF DIRECTOR: JEFF M. FETTIG Management For For
1E. ELECTION OF DIRECTOR: JOHN B. HESS Management For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Management For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Management For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Management For For
2. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
4. APPROVAL OF THE 2012 STOCK INCENTIVE PLAN. Management Against Against
5. APPROVAL OF THE 2012 EMPLOYEE STOCK PURCHASE PLAN. Management For For
6. STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY Shareholder Against For
WRITTEN CONSENT.
7. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN. Shareholder Against For
AMERICAN WATER WORKS COMPANY, INC.
SECURITY 030420103 MEETING TYPE Annual
TICKER SYMBOL AWK MEETING DATE 11-May-2012
ISIN US0304201033 AGENDA 933578784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: STEPHEN P. ADIK Management For For
1B. ELECTION OF DIRECTOR: MARTHA CLARK GOSS Management For For
1C. ELECTION OF DIRECTOR: JULIE A. DOBSON Management For For
1D. ELECTION OF DIRECTOR: RICHARD R. GRIGG Management For For
1E. ELECTION OF DIRECTOR: JULIA L. JOHNSON Management For For
1F. ELECTION OF DIRECTOR: GEORGE MACKENZIE Management For For
1G. ELECTION OF DIRECTOR: WILLIAM J. MARRAZZO Management For For
1H. ELECTION OF DIRECTOR: JEFFRY E. STERBA Management For For
2. RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDED DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
4. STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE Shareholder Against For
COMPANY'S ANNUAL INCENTIVE PLAN.
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 15-May-2012
ISIN US46625H1005 AGENDA 933581301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: JAMES A. BELL Management For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Management For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Management For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
2. APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION
4. POLITICAL NON-PARTISANSHIP Shareholder Against For
5. INDEPENDENT DIRECTOR AS CHAIRMAN Shareholder Against For
6. LOAN SERVICING Shareholder Against For
7. CORPORATE POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
8. GENOCIDE-FREE INVESTING Shareholder Against For
9. SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
10. STOCK RETENTION Shareholder Against For
MORGAN STANLEY
SECURITY 617446448 MEETING TYPE Annual
TICKER SYMBOL MS MEETING DATE 15-May-2012
ISIN US6174464486 AGENDA 933589840 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Management For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Management For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Management For For
1E ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1F ELECTION OF DIRECTOR: KLAUS KLEINFELD Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management For For
1I ELECTION OF DIRECTOR: JAMES W. OWENS Management For For
1J ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Management For For
1K ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Management For For
1L ELECTION OF DIRECTOR: MASAAKI TANAKA Management For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Management For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITOR
3 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN Management Against Against
4 TO AMEND THE DIRECTORS' EQUITY CAPITAL ACCUMULATION Management Against Against
PLAN
5 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Management Abstain Against
DISCLOSED IN THE PROXY STATEMENT (NON-BINDING
ADVISORY RESOLUTION)
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 16-May-2012
ISIN US4062161017 AGENDA 933585082 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For
1E ELECTION OF DIRECTOR: M.S. GERBER Management For For
1F ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Management For For
1H ELECTION OF DIRECTOR: D.J. LESAR Management For For
1I ELECTION OF DIRECTOR: R.A. MALONE Management For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1K ELECTION OF DIRECTOR: D.L. REED Management For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
4 PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON Management For For
COMPANY STOCK AND INCENTIVE PLAN.
THOMSON REUTERS CORPORATION
SECURITY 884903105 MEETING TYPE Annual
TICKER SYMBOL TRI MEETING DATE 16-May-2012
ISIN CA8849031056 AGENDA 933589131 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 DAVID THOMSON For For
2 W. GEOFFREY BEATTIE For For
3 JAMES C. SMITH For For
4 MANVINDER S. BANGA For For
5 MARY CIRILLO For For
6 STEVEN A. DENNING For For
7 LAWTON W. FITT For For
8 ROGER L. MARTIN For For
9 SIR DERYCK MAUGHAN For For
10 KEN OLISA, OBE For For
11 VANCE K. OPPERMAN For For
12 JOHN M. THOMPSON For For
13 PETER J. THOMSON For For
14 WULF VON SCHIMMELMANN For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR Management For For
AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S
REMUNERATION.
03 TO ACCEPT, ON AN ADVISORY BASIS, THE APPROACH TO Management For For
EXECUTIVE COMPENSATION DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 17-May-2012
ISIN US4581401001 AGENDA 933577061 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Management For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F. ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I. ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
4. STOCKHOLDER PROPOSAL: WHETHER TO HOLD AN ADVISORY Shareholder Against For
VOTE ON POLITICAL CONTRIBUTIONS
CABLEVISION SYSTEMS CORPORATION
SECURITY 12686C109 MEETING TYPE Annual
TICKER SYMBOL CVC MEETING DATE 18-May-2012
ISIN US12686C1099 AGENDA 933588153 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 ZACHARY W. CARTER For For
2 THOMAS V. REIFENHEISER For For
3 JOHN R. RYAN For For
4 VINCENT TESE For For
5 LEONARD TOW For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR FISCAL YEAR 2012.
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 18-May-2012
ISIN CH0048265513 AGENDA 933591946 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1. APPROVAL OF THE 2011 ANNUAL REPORT, INCLUDING THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2011 AND THE STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL
YEAR 2011.
2. APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR Management For For
2011.
3A. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: Management For For
GLYN BARKER
3B. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: Management For For
VANESSA C.L. CHANG
3C. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: Management For For
CHAD DEATON
3D. REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: Management For For
EDWARD R. MULLER
3E. REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: Management For For
TAN EK KIA
4. APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2012 AND REELECTION OF ERNST & YOUNG
LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A
FURTHER ONE- YEAR TERM.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 18-May-2012
ISIN CH0048265513 AGENDA 933631776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1. APPROVAL OF THE 2011 ANNUAL REPORT, INCLUDING THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2011 AND THE STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL
YEAR 2011.
2. APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR Management For For
2011.
3A. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: Management For For
GLYN BARKER
3B. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: Management For For
VANESSA C.L. CHANG
3C. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: Management For For
CHAD DEATON
3D. REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: Management For For
EDWARD R. MULLER
3E. REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: Management For For
TAN EK KIA
4. APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2012 AND REELECTION OF ERNST & YOUNG
LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A
FURTHER ONE- YEAR TERM.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
TUPPERWARE BRANDS CORPORATION
SECURITY 899896104 MEETING TYPE Annual
TICKER SYMBOL TUP MEETING DATE 22-May-2012
ISIN US8998961044 AGENDA 933591251 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Management For For
1B ELECTION OF DIRECTOR: SUSAN M. CAMERON Management For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Management For For
1D ELECTION OF DIRECTOR: E. V. GOINGS Management For For
1E ELECTION OF DIRECTOR: JOE R. LEE Management For For
1F ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Management For For
1G ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Management For For
1H ELECTION OF DIRECTOR: ROBERT J. MURRAY Management For For
1I ELECTION OF DIRECTOR: DAVID R. PARKER Management For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1K ELECTION OF DIRECTOR: M. ANNE SZOSTAK Management For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION PROGRAM
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 22-May-2012
ISIN US58933Y1055 AGENDA 933595158 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. Management For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
2. RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
4. SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDER ACTION Shareholder Against For
BY WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING REPORT ON Shareholder Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
KRAFT FOODS INC.
SECURITY 50075N104 MEETING TYPE Annual
TICKER SYMBOL KFT MEETING DATE 23-May-2012
ISIN US50075N1046 AGENDA 933593609 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: MYRA M. HART Management For For
1B. ELECTION OF DIRECTOR: PETER B. HENRY Management For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Management For For
1F. ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1G. ELECTION OF DIRECTOR: JORGE S. MESQUITA Management For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1I. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For
1J. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For
1K. ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
3. APPROVAL OF AMENDMENT TO CHANGE COMPANY NAME. Management For For
4. RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
AUDITORS.
5. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY REPORT. Shareholder Against For
6. SHAREHOLDER PROPOSAL:REPORT ON EXTENDED PRODUCER Shareholder Against For
RESPONSIBILITY.
7. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING. Shareholder Against For
BLACKROCK, INC.
SECURITY 09247X101 MEETING TYPE Annual
TICKER SYMBOL BLK MEETING DATE 24-May-2012
ISIN US09247X1019 AGENDA 933597897 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Management For For
1B. ELECTION OF DIRECTOR: LAURENCE D. FINK Management For For
1C. ELECTION OF DIRECTOR: ROBERT S. KAPITO Management For For
1D. ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Management For For
1E. ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
2. APPROVAL OF THE AMENDMENT TO BLACKROCK'S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY BLACKROCK'S BOARD OF DIRECTORS.
3. APPROVAL, IN A NON-BINDING VOTE, OF THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS,
AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012.
NEXTERA ENERGY, INC.
SECURITY 65339F101 MEETING TYPE Annual
TICKER SYMBOL NEE MEETING DATE 25-May-2012
ISIN US65339F1012 AGENDA 933587555 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Management For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Management For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Management For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Management For For
1E. ELECTION OF DIRECTOR: J. BRIAN FERGUSON Management For For
1F. ELECTION OF DIRECTOR: LEWIS HAY, III Management For For
1G. ELECTION OF DIRECTOR: TONI JENNINGS Management For For
1H. ELECTION OF DIRECTOR: OLIVER D. KINGSLEY, JR. Management For For
1I. ELECTION OF DIRECTOR: RUDY E. SCHUPP Management For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
1K. ELECTION OF DIRECTOR: MICHAEL H. THAMAN Management For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Management For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA Management Abstain Against
ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 30-May-2012
ISIN US30231G1022 AGENDA 933600086 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 M.J. BOSKIN For For
2 P. BRABECK-LETMATHE For For
3 L.R. FAULKNER For For
4 J.S. FISHMAN For For
5 H.H. FORE For For
6 K.C. FRAZIER For For
7 W.W. GEORGE For For
8 S.J. PALMISANO For For
9 S.S REINEMUND For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE 61) Management For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
(PAGE 62)
4. INDEPENDENT CHAIRMAN (PAGE 64) Shareholder Against For
5. MAJORITY VOTE FOR DIRECTORS (PAGE 65) Shareholder Against For
6. REPORT ON POLITICAL CONTRIBUTIONS (PAGE 66) Shareholder Against For
7. AMENDMENT OF EEO POLICY (PAGE 67) Shareholder Against For
8. REPORT ON NATURAL GAS PRODUCTION (PAGE 69) Shareholder Against For
9. GREENHOUSE GAS EMISSIONS GOALS (PAGE 71) Shareholder Against For
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 30-May-2012
ISIN US1667641005 AGENDA 933601913 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: L.F. DEILY Management For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1C. ELECTION OF DIRECTOR: C. HAGEL Management For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Management For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Management For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1J. ELECTION OF DIRECTOR: C. WARE Management For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Management For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION
4. EXCLUSIVE FORUM PROVISIONS Shareholder Against For
5. INDEPENDENT CHAIRMAN Shareholder Against For
6. LOBBYING DISCLOSURE Shareholder Against For
7. COUNTRY SELECTION GUIDELINES Shareholder Against For
8. HYDRAULIC FRACTURING Shareholder Against For
9. ACCIDENT RISK OVERSIGHT Shareholder Against For
10. SPECIAL MEETINGS Shareholder Against For
11. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE Shareholder Against For
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 01-Jun-2012
ISIN US9311421039 AGENDA 933607408 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For
1H ELECTION OF DIRECTOR: MARISSA A. MAYER Management For For
1I ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For
1J ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For
1K ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1L ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For
1M ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1N ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1O ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1P ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
ACCOUNTANTS
03 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION
04 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
05 DIRECTOR NOMINATION POLICY Shareholder Against For
06 REPORT REGARDING INCENTIVE COMPENSATION PROGRAMS Shareholder Against For
CME GROUP INC.
SECURITY 12572Q105 MEETING TYPE Annual
TICKER SYMBOL CME MEETING DATE 13-Jun-2012
ISIN US12572Q1058 AGENDA 933597758 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 DENNIS H. CHOOKASZIAN For For
2 LARRY G. GERDES For For
3 DANIEL R. GLICKMAN For For
4 JAMES E. OLIFF For For
5 EDEMIR PINTO For For
6 ALEX J. POLLOCK For For
7 WILLIAM R. SHEPARD For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
4. APPROVAL OF THE FOURTH AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION OF CME GROUP INC.
5. APPROVAL OF THE CME GROUP INC. AMENDED AND RESTATED Management For For
OMNIBUS STOCK PLAN.
6. APPROVAL OF THE CME GROUP INC. AMENDED AND RESTATED Management For For
EMPLOYEE STOCK PURCHASE PLAN.
7. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. Shareholder Against For
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Annual
TICKER SYMBOL FCX MEETING DATE 14-Jun-2012
ISIN US35671D8570 AGENDA 933621989 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------------- ----------- -------- -----------
1 DIRECTOR Management
1 RICHARD C. ADKERSON For For
2 ROBERT J. ALLISON, JR. For For
3 ROBERT A. DAY For For
4 GERALD J. FORD For For
5 H. DEVON GRAHAM, JR. For For
6 CHARLES C. KRULAK For For
7 BOBBY LEE LACKEY For For
8 JON C. MADONNA For For
9 DUSTAN E. MCCOY For For
10 JAMES R. MOFFETT For For
11 B. M. RANKIN, JR. For For
12 STEPHEN H. SIEGELE For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Management For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A Shareholder Against For
CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE
RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Dividend Growth Fund (formerly, Blue Chip Value Fund)
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date 08/10/12
* Print the name and title of each signing officer under his or her
signature.