UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04719
The GAMCO Westwood Funds
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2011 - June 30, 2012
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2011 TO JUNE 30, 2012
GAMCO WESTWOOD MIGHTY MITES(SM) FUND
VOTE SUMMARY
DELL INC.
SECURITY 24702R101 MEETING TYPE Annual
TICKER SYMBOL DELL MEETING DATE 15-Jul-2011
ISIN US24702R1014 AGENDA 933470700 - Management
RECORD DATE 20-May-2011 HOLDING RECON DATE 20-May-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-Jul-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 Election of Directors Management
1 JAMES W. BREYER Withheld Against
2 DONALD J. CARTY For For
3 MICHAEL S. DELL For For
4 WILLIAM H. GRAY, III For For
5 GERARD J. KLEISTERLEE For For
6 THOMAS W. LUCE, III For For
7 KLAUS S. LUFT For For
8 ALEX J. MANDL For For
9 SHANTANU NARAYEN For For
10 H. ROSS PEROT, JR. For For
02 Ratify Appointment of Independent Auditors Management For For
03 14A Executive Compensation Management For For
04 14A Executive Compensation Vote Frequency Management 1 Year For
SH1 S/H Proposal - Establish Independent Chairman Shareholder For Against
SH2 S/H Proposal - Corporate Governance Shareholder For Against
SH3 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 149,000 21-Jun-2011 22-Jun-2011
EQUITY FUND NEW YORK
MELLON
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
SECURITY 881624209 MEETING TYPE Annual
TICKER SYMBOL TEVA MEETING DATE 19-Sep-2011
ISIN US8816242098 AGENDA 933499104 - Management
RECORD DATE 10-Aug-2011 HOLDING RECON DATE 10-Aug-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 08-Sep-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 Dividends Management For For
2A Election of Directors (Majority Voting) Management For For
2B Election of Directors (Majority Voting) Management For For
2C Election of Directors (Majority Voting) Management For For
3A Election of Directors (Majority Voting) Management For For
3B Election of Directors (Majority Voting) Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 Approve Director Liability Insurance Management For For
6A Miscellaneous Compensation Plans Management For For
6B Miscellaneous Compensation Plans Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 47,300 29-Aug-2011 30-Aug-2011
EQUITY FUND NEW YORK
MELLON
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 15-Nov-2011
ISIN US5949181045 AGENDA 933510706 - Management
RECORD DATE 02-Sep-2011 HOLDING RECON DATE 02-Sep-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-Nov-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 Election of Directors (Majority Voting) Management For For
2 Election of Directors (Majority Voting) Management For For
3 Election of Directors (Majority Voting) Management For For
4 Election of Directors (Majority Voting) Management For For
5 Election of Directors (Majority Voting) Management For For
6 Election of Directors (Majority Voting) Management For For
7 Election of Directors (Majority Voting) Management For For
8 Election of Directors (Majority Voting) Management For For
9 Election of Directors (Majority Voting) Management For For
10 14A Executive Compensation Management For For
11 14A Executive Compensation Vote Frequency Management 1 Year For
12 Ratify Appointment of Independent Auditors Management For For
13 S/H Proposal - Environmental Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 88,900 27-Oct-2011 28-Oct-2011
EQUITY FUND NEW YORK
MELLON
SYSCO CORPORATION
SECURITY 871829107 MEETING TYPE Annual
TICKER SYMBOL SYY MEETING DATE 16-Nov-2011
ISIN US8718291078 AGENDA 933511998 - Management
RECORD DATE 19-Sep-2011 HOLDING RECON DATE 19-Sep-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 15-Nov-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 14A Executive Compensation Management For For
03 14A Executive Compensation Vote Frequency Management 1 Year For
04 Declassify Board Management For For
05 Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 36,300 26-Oct-2011 27-Oct-2011
EQUITY FUND NEW YORK
MELLON
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Special
TICKER SYMBOL ACE MEETING DATE 09-Jan-2012
ISIN CH0044328745 AGENDA 933534768 - Management
RECORD DATE 30-Nov-2011 HOLDING RECON DATE 30-Nov-2011
CITY / COUNTRY / Bermuda VOTE DEADLINE DATE 05-Jan-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 Approve Allocation of Dividends on Shares Held Management For For
By Company
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 28,600 13-Dec-2011 14-Dec-2011
EQUITY FUND NEW YORK
MELLON
WALGREEN CO.
SECURITY 931422109 MEETING TYPE Annual
TICKER SYMBOL WAG MEETING DATE 11-Jan-2012
ISIN US9314221097 AGENDA 933529717 - Management
RECORD DATE 14-Nov-2011 HOLDING RECON DATE 14-Nov-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 10-Jan-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 14A Executive Compensation Management For For
05 14A Executive Compensation Vote Frequency Management 1 Year For
06 S/H Proposal - Report on Executive Shareholder Against For
Compensation
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 29,000 19-Dec-2011 20-Dec-2011
EQUITY FUND NEW YORK
MELLON
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 29-Feb-2012
ISIN US2441991054 AGENDA 933543692 - Management
RECORD DATE 30-Dec-2011 HOLDING RECON DATE 30-Dec-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 28-Feb-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 14A Executive Compensation Management For For
03 Adopt Non-Employee Director Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 12,100 07-Feb-2012 08-Feb-2012
EQUITY FUND NEW YORK
MELLON
TE CONNECTIVITY LTD
SECURITY H84989104 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 07-Mar-2012
ISIN CH0102993182 AGENDA 933547688 - Management
RECORD DATE 10-Jan-2012 HOLDING RECON DATE 10-Jan-2012
CITY / COUNTRY / Switzerland VOTE DEADLINE DATE 06-Mar-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management Against Against
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management Against Against
1K. Election of Directors (Majority Voting) Management For For
2.1 Receive Consolidated Financial Statements Management For For
2.2 Receive Consolidated Financial Statements Management For For
2.3 Receive Consolidated Financial Statements Management For For
3. Adopt Accounts for Past Year Management For For
4.1 Ratify Appointment of Independent Auditors Management For For
4.2 Ratify Appointment of Independent Auditors Management For For
4.3 Ratify Appointment of Independent Auditors Management For For
5. 14A Executive Compensation Management Against Against
6. Amend Stock Compensation Plan Management For For
7. Stock Repurchase Plan Management For For
8. Authorize Directors to Repurchase Shares Management For For
9. Approve Allocation of Dividends on Shares Held Management For For
By Company
10. Authorize Directors to Repurchase Shares Management For For
11. Approve Motion to Adjourn Meeting Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 29,000 16-Feb-2012 17-Feb-2012
EQUITY FUND NEW YORK
MELLON
TE CONNECTIVITY LTD
SECURITY H84989104 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 07-Mar-2012
ISIN CH0102993182 AGENDA 933554239 - Management
RECORD DATE 17-Feb-2012 HOLDING RECON DATE 17-Feb-2012
CITY / COUNTRY / Switzerland VOTE DEADLINE DATE 06-Mar-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Miscellaneous Corporate Governance Management For For
1B. Miscellaneous Corporate Governance Management For For
1C. Miscellaneous Corporate Governance Management For For
1D. Miscellaneous Corporate Governance Management For For
1E. Miscellaneous Corporate Governance Management For For
1F. Miscellaneous Corporate Governance Management Against Against
1G. Miscellaneous Corporate Governance Management For For
1H. Miscellaneous Corporate Governance Management For For
1I. Miscellaneous Corporate Governance Management For For
1J. Miscellaneous Corporate Governance Management Against Against
1K. Miscellaneous Corporate Governance Management For For
2.1 Miscellaneous Corporate Governance Management For For
2.2 Miscellaneous Corporate Governance Management For For
2.3 Miscellaneous Corporate Governance Management For For
3. Miscellaneous Corporate Governance Management For For
4.1 Ratify Appointment of Independent Auditors Management For For
4.2 Ratify Appointment of Independent Auditors Management For For
4.3 Ratify Appointment of Independent Auditors Management For For
5. 14A Executive Compensation Management Against Against
6. Miscellaneous Corporate Governance Management For For
7. Miscellaneous Corporate Governance Management For For
8. Miscellaneous Corporate Governance Management For For
9. Miscellaneous Corporate Governance Management For For
10. Miscellaneous Corporate Governance Management For For
11. Miscellaneous Corporate Governance Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 29,000 27-Feb-2012 28-Feb-2012
EQUITY FUND NEW YORK
MELLON
COVIDIEN PLC
SECURITY G2554F113 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 13-Mar-2012
ISIN IE00B68SQD29 AGENDA 933546004 - Management
RECORD DATE 12-Jan-2012 HOLDING RECON DATE 12-Jan-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 12-Mar-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 14A Executive Compensation Management For For
04 Authorize Purchase of Assets Management For For
S5 Allot Securities Management Against Against
S6 Approve Article Amendments Management For For
S7 Dividends Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 61,200 22-Feb-2012 23-Feb-2012
EQUITY FUND NEW YORK
MELLON
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 13-Mar-2012
ISIN US2546871060 AGENDA 933546434 - Management
RECORD DATE 13-Jan-2012 HOLDING RECON DATE 13-Jan-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 12-Mar-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 14A Executive Compensation Management Against Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 45,900 23-Feb-2012 24-Feb-2012
EQUITY FUND NEW YORK
MELLON
FRANKLIN RESOURCES, INC.
SECURITY 354613101 MEETING TYPE Annual
TICKER SYMBOL BEN MEETING DATE 14-Mar-2012
ISIN US3546131018 AGENDA 933545305 - Management
RECORD DATE 17-Jan-2012 HOLDING RECON DATE 17-Jan-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 13-Mar-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 10,200 17-Feb-2012 18-Feb-2012
EQUITY FUND NEW YORK
MELLON
EQT CORPORATION
SECURITY 26884L109 MEETING TYPE Annual
TICKER SYMBOL EQT MEETING DATE 18-Apr-2012
ISIN US26884L1098 AGENDA 933557982 - Management
RECORD DATE 15-Feb-2012 HOLDING RECON DATE 15-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 17-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 Election of Directors (Majority Voting) Management For For
1.2 Election of Directors (Majority Voting) Management For For
1.3 Election of Directors (Majority Voting) Management For For
1.4 Election of Directors (Majority Voting) Management For For
1.5 Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Declassify Board Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 38,400 21-Mar-2012 21-Mar-2012
EQUITY FUND NEW YORK
MELLON
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 23-Apr-2012
ISIN US4385161066 AGENDA 933558631 - Management
RECORD DATE 24-Feb-2012 HOLDING RECON DATE 24-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 20-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management Against Against
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Establish Independent Chairman Shareholder For Against
5. S/H Proposal - Political/Government Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 34,700 24-Mar-2012 25-Mar-2012
EQUITY FUND NEW YORK
MELLON
AMERICAN ELECTRIC POWER COMPANY, INC.
SECURITY 025537101 MEETING TYPE Annual
TICKER SYMBOL AEP MEETING DATE 24-Apr-2012
ISIN US0255371017 AGENDA 933559873 - Management
RECORD DATE 27-Feb-2012 HOLDING RECON DATE 27-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 23-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Approve Stock Compensation Plan Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. 14A Executive Compensation Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 45,400 27-Mar-2012 28-Mar-2012
EQUITY FUND NEW YORK
MELLON
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 24-Apr-2012
ISIN US9497461015 AGENDA 933560369 - Management
RECORD DATE 24-Feb-2012 HOLDING RECON DATE 24-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 23-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A) Election of Directors (Majority Voting) Management Against Against
1B) Election of Directors (Majority Voting) Management For For
1C) Election of Directors (Majority Voting) Management For For
1D) Election of Directors (Majority Voting) Management For For
1E) Election of Directors (Majority Voting) Management For For
1F) Election of Directors (Majority Voting) Management For For
1G) Election of Directors (Majority Voting) Management Against Against
1H) Election of Directors (Majority Voting) Management Against Against
1I) Election of Directors (Majority Voting) Management For For
1J) Election of Directors (Majority Voting) Management For For
1K) Election of Directors (Majority Voting) Management Against Against
1L) Election of Directors (Majority Voting) Management For For
1M) Election of Directors (Majority Voting) Management For For
1N) Election of Directors (Majority Voting) Management For For
1O) Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Establish Independent Chairman Shareholder For Against
5. S/H Proposal - Adopt Cumulative Voting Shareholder For Against
6. S/H Proposal - Proxy Process/Statement Shareholder For Against
7. S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 65,600 05-Apr-2012 05-Apr-2012
EQUITY FUND NEW YORK
MELLON
METLIFE, INC.
SECURITY 59156R108 MEETING TYPE Annual
TICKER SYMBOL MET MEETING DATE 24-Apr-2012
ISIN US59156R1086 AGENDA 933574584 - Management
RECORD DATE 01-Mar-2012 HOLDING RECON DATE 01-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 23-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. Election of Directors Management
1 JOHN M. KEANE For For
2 CATHERINE R. KINNEY For For
3 HUGH B. PRICE For For
4 KENTON J. SICCHITANO For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 52,000 30-Mar-2012 30-Mar-2012
EQUITY FUND NEW YORK
MELLON
AMERIPRISE FINANCIAL, INC.
SECURITY 03076C106 MEETING TYPE Annual
TICKER SYMBOL AMP MEETING DATE 25-Apr-2012
ISIN US03076C1062 AGENDA 933561145 - Management
RECORD DATE 27-Feb-2012 HOLDING RECON DATE 27-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 24-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 34,300 30-Mar-2012 30-Mar-2012
EQUITY FUND NEW YORK
MELLON
MARATHON OIL CORPORATION
SECURITY 565849106 MEETING TYPE Annual
TICKER SYMBOL MRO MEETING DATE 25-Apr-2012
ISIN US5658491064 AGENDA 933561171 - Management
RECORD DATE 27-Feb-2012 HOLDING RECON DATE 27-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 24-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Stock Compensation Plan Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 61,300 04-Apr-2012 04-Apr-2012
EQUITY FUND NEW YORK
MELLON
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 26-Apr-2012
ISIN US7170811035 AGENDA 933560472 - Management
RECORD DATE 28-Feb-2012 HOLDING RECON DATE 28-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 25-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
1M. Election of Directors (Majority Voting) Management For For
1N. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Political/Government Shareholder Against For
5. S/H Proposal - Corporate Governance Shareholder For Against
6. S/H Proposal - Proxy Process/Statement Shareholder Against For
7. S/H Proposal - Compensation Discussion and Shareholder Against For
Analysis
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 88,400 07-Apr-2012 07-Apr-2012
EQUITY FUND NEW YORK
MELLON
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 26-Apr-2012
ISIN US4781601046 AGENDA 933562301 - Management
RECORD DATE 28-Feb-2012 HOLDING RECON DATE 28-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 25-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management Against Against
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management Against Against
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
1M. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Approve Stock Compensation Plan Management For For
4. Ratify Appointment of Independent Auditors Management For For
5. S/H Proposal - Establish Independent Chairman Shareholder For Against
6. S/H Proposal - Political/Government Shareholder Against For
7. S/H Proposal - Animal Rights Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 36,100 07-Apr-2012 07-Apr-2012
EQUITY FUND NEW YORK
MELLON
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2012
ISIN US00206R1023 AGENDA 933559049 - Management
RECORD DATE 28-Feb-2012 HOLDING RECON DATE 28-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 26-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Charter Amendment Management For For
5. S/H Proposal - Political/Government Shareholder For Against
6. S/H Proposal - Corporate Governance Shareholder Against For
7. S/H Proposal - Establish Independent Chairman Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 89,900 06-Apr-2012 06-Apr-2012
EQUITY FUND NEW YORK
MELLON
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2012
ISIN US0028241000 AGENDA 933560408 - Management
RECORD DATE 29-Feb-2012 HOLDING RECON DATE 29-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 26-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. Election of Directors Management
1 R.J. ALPERN For For
2 R.S. AUSTIN For For
3 S.E. BLOUNT For For
4 W.J. FARRELL For For
5 E.M. LIDDY For For
6 N. MCKINSTRY Withheld Against
7 P.N. NOVAKOVIC For For
8 W.A. OSBORN For For
9 S.C. SCOTT III For For
10 G.F. TILTON For For
11 M.D. WHITE For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Animal Rights Shareholder Against For
5. S/H Proposal - Political/Government Shareholder For Against
6. S/H Proposal - Board Independence Shareholder For Against
7. S/H Proposal - Political/Government Shareholder For Against
8. S/H Proposal - Create Threshold as to Number of Shareholder Against For
Shares Held to be Director
9. S/H Proposal - Executive Compensation Shareholder For Against
10. S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 50,200 11-Apr-2012 11-Apr-2012
EQUITY FUND NEW YORK
MELLON
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 30-Apr-2012
ISIN US0970231058 AGENDA 933565977 - Management
RECORD DATE 01-Mar-2012 HOLDING RECON DATE 01-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 27-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Political/Government Shareholder For Against
5. S/H Proposal - Corporate Governance Shareholder For Against
6. S/H Proposal - Executive Compensation Shareholder Against For
7. S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 24,200 06-Apr-2012 06-Apr-2012
EQUITY FUND NEW YORK
MELLON
CONSOL ENERGY INC.
SECURITY 20854P109 MEETING TYPE Annual
TICKER SYMBOL CNX MEETING DATE 01-May-2012
ISIN US20854P1093 AGENDA 933579356 - Management
RECORD DATE 16-Mar-2012 HOLDING RECON DATE 16-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 30-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 Election of Directors Management
1 J. BRETT HARVEY For For
2 PHILIP W. BAXTER For For
3 JAMES E. ALTMEYER, SR. Withheld Against
4 WILLIAM E. DAVIS For For
5 RAJ K. GUPTA For For
6 PATRICIA A. HAMMICK For For
7 DAVID C. HARDESTY, JR. Withheld Against
8 JOHN T. MILLS For For
9 WILLIAM P. POWELL For For
10 JOSEPH T. WILLIAMS For For
2 Amend Stock Compensation Plan Management For For
3 Ratify Appointment of Independent Auditors Management For For
4 14A Executive Compensation Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 54,800 07-Apr-2012 07-Apr-2012
EQUITY FUND NEW YORK
MELLON
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 02-May-2012
ISIN US7134481081 AGENDA 933566842 - Management
RECORD DATE 02-Mar-2012 HOLDING RECON DATE 02-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 01-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Stock Compensation Plan Management For For
5. S/H Proposal - Political/Government Shareholder Against For
6. S/H Proposal - Corporate Governance Shareholder Against For
7. S/H Proposal - Establish Independent Chairman Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 29,700 10-Apr-2012 10-Apr-2012
EQUITY FUND NEW YORK
MELLON
GENERAL DYNAMICS CORPORATION
SECURITY 369550108 MEETING TYPE Annual
TICKER SYMBOL GD MEETING DATE 02-May-2012
ISIN US3695501086 AGENDA 933567553 - Management
RECORD DATE 08-Mar-2012 HOLDING RECON DATE 08-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 01-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management Against Against
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management Against Against
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
4. Approve Stock Compensation Plan Management For For
5. S/H Proposal - Human Rights Related Shareholder Against For
6. S/H Proposal - Establish Independent Chairman Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 12,900 10-Apr-2012 10-Apr-2012
EQUITY FUND NEW YORK
MELLON
ST. JUDE MEDICAL, INC.
SECURITY 790849103 MEETING TYPE Annual
TICKER SYMBOL STJ MEETING DATE 03-May-2012
ISIN US7908491035 AGENDA 933566854 - Management
RECORD DATE 07-Mar-2012 HOLDING RECON DATE 07-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 02-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
2 Amend Employee Stock Purchase Plan Management For For
3 Approve Charter Amendment Management For For
4 14A Executive Compensation Management For For
5 Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 43,900 11-Apr-2012 11-Apr-2012
EQUITY FUND NEW YORK
MELLON
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 04-May-2012
ISIN US6745991058 AGENDA 933577768 - Management
RECORD DATE 13-Mar-2012 HOLDING RECON DATE 13-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 03-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Environmental Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 17,910 18-Apr-2012 18-Apr-2012
EQUITY FUND NEW YORK
MELLON
AFLAC INCORPORATED
SECURITY 001055102 MEETING TYPE Annual
TICKER SYMBOL AFL MEETING DATE 07-May-2012
ISIN US0010551028 AGENDA 933570358 - Management
RECORD DATE 29-Feb-2012 HOLDING RECON DATE 29-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 04-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
1M. Election of Directors (Majority Voting) Management For For
1N. Election of Directors (Majority Voting) Management Against Against
2. 14A Executive Compensation Management For For
3. Amend Stock Compensation Plan Management For For
4. Approve Stock Compensation Plan Management For For
5. Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 41,200 16-Apr-2012 16-Apr-2012
EQUITY FUND NEW YORK
MELLON
BAXTER INTERNATIONAL INC.
SECURITY 071813109 MEETING TYPE Annual
TICKER SYMBOL BAX MEETING DATE 08-May-2012
ISIN US0718131099 AGENDA 933574736 - Management
RECORD DATE 12-Mar-2012 HOLDING RECON DATE 12-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 07-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Declassify Board Shareholder For For
5. S/H Proposal - Election of Directors By Majority Shareholder For For
Vote
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 32,000 16-Apr-2012 16-Apr-2012
EQUITY FUND NEW YORK
MELLON
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 09-May-2012
ISIN US0605051046 AGENDA 933571665 - Management
RECORD DATE 14-Mar-2012 HOLDING RECON DATE 14-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 08-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management Against Against
1L. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Political/Government Shareholder Against For
5. S/H Proposal - Political/Government Shareholder For Against
6. S/H Proposal - Executive Compensation Shareholder Against For
7. S/H Proposal - Corporate Governance Shareholder For Against
8. S/H Proposal - Political/Government Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 234,000 20-Apr-2012 20-Apr-2012
EQUITY FUND NEW YORK
MELLON
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 09-May-2012
ISIN US7181721090 AGENDA 933572136 - Management
RECORD DATE 16-Mar-2012 HOLDING RECON DATE 16-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 08-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management Against Against
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Stock Compensation Plan Management For For
5. S/H Proposal - Establish Independent Chairman Shareholder For Against
6. S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 22,780 17-Apr-2012 17-Apr-2012
EQUITY FUND NEW YORK
MELLON
XYLEM INC.
SECURITY 98419M100 MEETING TYPE Annual
TICKER SYMBOL XYL MEETING DATE 10-May-2012
ISIN US98419M1009 AGENDA 933576843 - Management
RECORD DATE 16-Mar-2012 HOLDING RECON DATE 16-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. 14A Executive Compensation Vote Frequency Management 1 Year For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 59,100 29-Apr-2012 29-Apr-2012
EQUITY FUND NEW YORK
MELLON
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 10-May-2012
ISIN US1266501006 AGENDA 933577011 - Management
RECORD DATE 13-Mar-2012 HOLDING RECON DATE 13-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.A Election of Directors (Majority Voting) Management For For
1.B Election of Directors (Majority Voting) Management For For
1.C Election of Directors (Majority Voting) Management For For
1.D Election of Directors (Majority Voting) Management For For
1.E Election of Directors (Majority Voting) Management For For
1.F Election of Directors (Majority Voting) Management For For
1.G Election of Directors (Majority Voting) Management For For
1.H Election of Directors (Majority Voting) Management For For
1.I Election of Directors (Majority Voting) Management For For
1.J Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Limit/Eliminate Written Consent Management For For
5. S/H Proposal - Political/Government Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 44,100 24-Apr-2012 24-Apr-2012
EQUITY FUND NEW YORK
MELLON
SEMPRA ENERGY
SECURITY 816851109 MEETING TYPE Annual
TICKER SYMBOL SRE MEETING DATE 10-May-2012
ISIN US8168511090 AGENDA 933577035 - Management
RECORD DATE 13-Mar-2012 HOLDING RECON DATE 13-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management Against Against
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management Against Against
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management Against Against
1J. Election of Directors (Majority Voting) Management Against Against
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management Against Against
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
4. S/H Proposal - Establish Independent Chairman Shareholder For Against
5. S/H Proposal - Environmental Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 32,800 19-Apr-2012 19-Apr-2012
EQUITY FUND NEW YORK
MELLON
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 10-May-2012
ISIN US2605431038 AGENDA 933578758 - Management
RECORD DATE 19-Mar-2012 HOLDING RECON DATE 19-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management Against Against
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Stock Compensation Plan Management For For
5. Adopt Employee Stock Purchase Plan Management For For
6. S/H Proposal - Proxy Process/Statement Shareholder For Against
7. S/H Proposal - Establish Independent Chairman Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 54,200 21-Apr-2012 21-Apr-2012
EQUITY FUND NEW YORK
MELLON
UNION PACIFIC CORPORATION
SECURITY 907818108 MEETING TYPE Annual
TICKER SYMBOL UNP MEETING DATE 10-May-2012
ISIN US9078181081 AGENDA 933584294 - Management
RECORD DATE 29-Feb-2012 HOLDING RECON DATE 29-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Political/Government Shareholder For Against
5. S/H Proposal - Report on Executive Shareholder Against For
Compensation
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 17,000 19-Apr-2012 19-Apr-2012
EQUITY FUND NEW YORK
MELLON
TIME WARNER INC.
SECURITY 887317303 MEETING TYPE Annual
TICKER SYMBOL TWX MEETING DATE 15-May-2012
ISIN US8873173038 AGENDA 933572213 - Management
RECORD DATE 22-Mar-2012 HOLDING RECON DATE 22-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management Against Against
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management Against Against
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
4. S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 50,100 02-May-2012 02-May-2012
EQUITY FUND NEW YORK
MELLON
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 15-May-2012
ISIN US46625H1005 AGENDA 933581301 - Management
RECORD DATE 16-Mar-2012 HOLDING RECON DATE 16-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management Against Against
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Political/Government Shareholder Against For
5. S/H Proposal - Establish Independent Chairman Shareholder For Against
6. S/H Proposal - Corporate Governance Shareholder Against For
7. S/H Proposal - Political/Government Shareholder Against For
8. S/H Proposal - Human Rights Related Shareholder Against For
9. S/H Proposal - Corporate Governance Shareholder For Against
10. S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 45,784 25-Apr-2012 25-Apr-2012
EQUITY FUND NEW YORK
MELLON
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 15-May-2012
ISIN US0325111070 AGENDA 933582240 - Management
RECORD DATE 20-Mar-2012 HOLDING RECON DATE 20-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. Approve Stock Compensation Plan Management Against Against
4. 14A Executive Compensation Management Against Against
5. S/H Proposal - Establish Independent Chairman Shareholder For Against
6. S/H Proposal - Human Rights Related Shareholder Against For
7. S/H Proposal - Proxy Process/Statement Shareholder For Against
8. S/H Proposal - Political/Government Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 21,500 25-Apr-2012 25-Apr-2012
EQUITY FUND NEW YORK
MELLON
CIT GROUP INC.
SECURITY 125581801 MEETING TYPE Annual
TICKER SYMBOL CIT MEETING DATE 15-May-2012
ISIN US1255818015 AGENDA 933586591 - Management
RECORD DATE 19-Mar-2012 HOLDING RECON DATE 19-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 46,300 14-May-2012 14-May-2012
EQUITY FUND NEW YORK
MELLON
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 16-May-2012
ISIN CH0044328745 AGENDA 933602597 - Management
RECORD DATE 30-Mar-2012 HOLDING RECON DATE 30-Mar-2012
CITY / COUNTRY / Bermuda VOTE DEADLINE DATE 11-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 Election of Directors (Majority Voting) Management For For
1.2 Election of Directors (Majority Voting) Management For For
1.3 Election of Directors (Majority Voting) Management For For
2.1 Adopt Accounts for Past Year Management For For
2.2 Receive Consolidated Financial Statements Management For For
2.3 Receive Consolidated Financial Statements Management For For
3. Approve Allocation of Dividends on Shares Held Management For For
By Company
4. Approve Discharge of Board and President Management For For
5. Amend Articles/Charter to Reflect Changes in Management For For
Capital
6.1 Ratify Appointment of Independent Auditors Management For For
6.2 Ratify Appointment of Independent Auditors Management For For
6.3 Ratify Appointment of Independent Auditors Management For For
7. Approve Allocation of Dividends on Shares Held Management For For
By Company
8. 14A Executive Compensation Management Against Against
9. Amend Employee Stock Purchase Plan Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 25,400 25-Apr-2012 25-Apr-2012
EQUITY FUND NEW YORK
MELLON
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 17-May-2012
ISIN US4581401001 AGENDA 933577061 - Management
RECORD DATE 19-Mar-2012 HOLDING RECON DATE 19-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 16-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management Against Against
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management Against Against
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Political/Government Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 67,200 30-Apr-2012 30-Apr-2012
EQUITY FUND NEW YORK
MELLON
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 22-May-2012
ISIN US58933Y1055 AGENDA 933595158 - Management
RECORD DATE 23-Mar-2012 HOLDING RECON DATE 23-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 21-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Corporate Governance Shareholder For Against
5. S/H Proposal - Corporate Governance Shareholder Against For
6. S/H Proposal - Political/Government Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 47,700 04-May-2012 04-May-2012
EQUITY FUND NEW YORK
MELLON
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 23-May-2012
ISIN US89417E1091 AGENDA 933596009 - Management
RECORD DATE 26-Mar-2012 HOLDING RECON DATE 26-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 22-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management Against Against
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
4. S/H Proposal - Political/Government Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 16,400 03-May-2012 03-May-2012
EQUITY FUND NEW YORK
MELLON
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 24-May-2012
ISIN US0374111054 AGENDA 933591100 - Management
RECORD DATE 26-Mar-2012 HOLDING RECON DATE 26-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 23-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. Election of Directors (Majority Voting) Management For For
2. Election of Directors (Majority Voting) Management For For
3. Election of Directors (Majority Voting) Management For For
4. Election of Directors (Majority Voting) Management For For
5. Ratify Appointment of Independent Auditors Management For For
6. 14A Executive Compensation Management For For
7. S/H Proposal - Declassify Board Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 17,006 14-May-2012 14-May-2012
EQUITY FUND NEW YORK
MELLON
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 30-May-2012
ISIN US1667641005 AGENDA 933601913 - Management
RECORD DATE 04-Apr-2012 HOLDING RECON DATE 04-Apr-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 29-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Corporate Governance Shareholder For Against
5. S/H Proposal - Establish Independent Chairman Shareholder For Against
6. S/H Proposal - Political/Government Shareholder Against For
7. S/H Proposal - Proxy Process/Statement Shareholder Against For
8. S/H Proposal - Environmental Shareholder Against For
9. S/H Proposal - Proxy Process/Statement Shareholder Against For
10. S/H Proposal - Rights To Call Special Meeting Shareholder Against For
11. S/H Proposal - Environmental Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 16,600 18-May-2012 18-May-2012
EQUITY FUND NEW YORK
MELLON
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 31-May-2012
ISIN US20030N1019 AGENDA 933605620 - Management
RECORD DATE 22-Mar-2012 HOLDING RECON DATE 22-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 30-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. Election of Directors Management
1 KENNETH J. BACON Withheld Against
2 SHELDON M. BONOVITZ For For
3 JOSEPH J. COLLINS For For
4 J. MICHAEL COOK For For
5 GERALD L. HASSELL For For
6 JEFFREY A. HONICKMAN For For
7 EDUARDO G. MESTRE For For
8 BRIAN L. ROBERTS For For
9 RALPH J. ROBERTS For For
10 JOHNATHAN A. RODGERS For For
11 DR. JUDITH RODIN Withheld Against
2. Ratify Appointment of Independent Auditors Management For For
3. Adopt Employee Stock Purchase Plan Management For For
4. Amend Employee Stock Purchase Plan Management For For
5. S/H Proposal - Adopt Cumulative Voting Shareholder For Against
6. S/H Proposal - Establish Independent Chairman Shareholder For Against
7. S/H Proposal - Proxy Process/Statement Shareholder Against For
8. S/H Proposal - to Ratify Poison Pill Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 64,000 15-May-2012 15-May-2012
EQUITY FUND NEW YORK
MELLON
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 01-Jun-2012
ISIN US9311421039 AGENDA 933607408 - Management
RECORD DATE 04-Apr-2012 HOLDING RECON DATE 04-Apr-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 31-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management Against Against
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management Against Against
1P Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 14A Executive Compensation Management For For
04 S/H Proposal - Political/Government Shareholder For Against
05 S/H Proposal - Corporate Governance Shareholder Against For
06 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 28,900 19-May-2012 19-May-2012
EQUITY FUND NEW YORK
MELLON
GENERAL MOTORS COMPANY
SECURITY 37045V100 MEETING TYPE Annual
TICKER SYMBOL GM MEETING DATE 12-Jun-2012
ISIN US37045V1008 AGENDA 933620963 - Management
RECORD DATE 13-Apr-2012 HOLDING RECON DATE 13-Apr-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 11-Jun-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management Against Against
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
1M. Election of Directors (Majority Voting) Management For For
1N. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382688 WESTWOOD 4367 THE BANK OF 70,600 01-Jun-2012 01-Jun-2012
EQUITY FUND NEW YORK
MELLON
GAMCO WESTWOOD BALANCED FUND
VOTE SUMMARY
DELL INC.
SECURITY 24702R101 MEETING TYPE Annual
TICKER SYMBOL DELL MEETING DATE 15-Jul-2011
ISIN US24702R1014 AGENDA 933470700 - Management
RECORD DATE 20-May-2011 HOLDING RECON DATE 20-May-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-Jul-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 Election of Directors Management
1 JAMES W. BREYER Withheld Against
2 DONALD J. CARTY For For
3 MICHAEL S. DELL For For
4 WILLIAM H. GRAY, III For For
5 GERARD J. KLEISTERLEE For For
6 THOMAS W. LUCE, III For For
7 KLAUS S. LUFT For For
8 ALEX J. MANDL For For
9 SHANTANU NARAYEN For For
10 H. ROSS PEROT, JR. For For
02 Ratify Appointment of Independent Auditors Management For For
03 14A Executive Compensation Management For For
04 14A Executive Compensation Vote Frequency Management 1 Year For
SH1 S/H Proposal - Establish Independent Chairman Shareholder For Against
SH2 S/H Proposal - Corporate Governance Shareholder For Against
SH3 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 89,600 21-Jun-2011 22-Jun-2011
BALANCED NEW YORK
FUND MELLON
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
SECURITY 881624209 MEETING TYPE Annual
TICKER SYMBOL TEVA MEETING DATE 19-Sep-2011
ISIN US8816242098 AGENDA 933499104 - Management
RECORD DATE 10-Aug-2011 HOLDING RECON DATE 10-Aug-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 08-Sep-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 Dividends Management For For
2A Election of Directors (Majority Voting) Management For For
2B Election of Directors (Majority Voting) Management For For
2C Election of Directors (Majority Voting) Management For For
3A Election of Directors (Majority Voting) Management For For
3B Election of Directors (Majority Voting) Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 Approve Director Liability Insurance Management For For
6A Miscellaneous Compensation Plans Management For For
6B Miscellaneous Compensation Plans Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 29,200 29-Aug-2011 30-Aug-2011
BALANCED NEW YORK
FUND MELLON
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 15-Nov-2011
ISIN US5949181045 AGENDA 933510706 - Management
RECORD DATE 02-Sep-2011 HOLDING RECON DATE 02-Sep-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-Nov-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 Election of Directors (Majority Voting) Management For For
2 Election of Directors (Majority Voting) Management For For
3 Election of Directors (Majority Voting) Management For For
4 Election of Directors (Majority Voting) Management For For
5 Election of Directors (Majority Voting) Management For For
6 Election of Directors (Majority Voting) Management For For
7 Election of Directors (Majority Voting) Management For For
8 Election of Directors (Majority Voting) Management For For
9 Election of Directors (Majority Voting) Management For For
10 14A Executive Compensation Management For For
11 14A Executive Compensation Vote Frequency Management 1 Year For
12 Ratify Appointment of Independent Auditors Management For For
13 S/H Proposal - Environmental Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 56,100 27-Oct-2011 28-Oct-2011
BALANCED NEW YORK
FUND MELLON
SYSCO CORPORATION
SECURITY 871829107 MEETING TYPE Annual
TICKER SYMBOL SYY MEETING DATE 16-Nov-2011
ISIN US8718291078 AGENDA 933511998 - Management
RECORD DATE 19-Sep-2011 HOLDING RECON DATE 19-Sep-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 15-Nov-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 14A Executive Compensation Management For For
03 14A Executive Compensation Vote Frequency Management 1 Year For
04 Declassify Board Management For For
05 Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 20,400 26-Oct-2011 27-Oct-2011
BALANCED NEW YORK
FUND MELLON
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Special
TICKER SYMBOL ACE MEETING DATE 09-Jan-2012
ISIN CH0044328745 AGENDA 933534768 - Management
RECORD DATE 30-Nov-2011 HOLDING RECON DATE 30-Nov-2011
CITY / COUNTRY / Bermuda VOTE DEADLINE DATE 05-Jan-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 Approve Allocation of Dividends on Shares Held Management For For
By Company
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 17,400 13-Dec-2011 14-Dec-2011
BALANCED NEW YORK
FUND MELLON
WALGREEN CO.
SECURITY 931422109 MEETING TYPE Annual
TICKER SYMBOL WAG MEETING DATE 11-Jan-2012
ISIN US9314221097 AGENDA 933529717 - Management
RECORD DATE 14-Nov-2011 HOLDING RECON DATE 14-Nov-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 10-Jan-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 14A Executive Compensation Management For For
05 14A Executive Compensation Vote Frequency Management 1 Year For
06 S/H Proposal - Report on Executive Compensation Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 17,300 19-Dec-2011 20-Dec-2011
BALANCED NEW YORK
FUND MELLON
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 29-Feb-2012
ISIN US2441991054 AGENDA 933543692 - Management
RECORD DATE 30-Dec-2011 HOLDING RECON DATE 30-Dec-2011
CITY / COUNTRY / United States VOTE DEADLINE DATE 28-Feb-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 14A Executive Compensation Management For For
03 Adopt Non-Employee Director Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 7,000 07-Feb-2012 08-Feb-2012
BALANCED NEW YORK
FUND MELLON
TE CONNECTIVITY LTD
SECURITY H84989104 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 07-Mar-2012
ISIN CH0102993182 AGENDA 933547688 - Management
RECORD DATE 10-Jan-2012 HOLDING RECON DATE 10-Jan-2012
CITY / COUNTRY / Switzerland VOTE DEADLINE DATE 06-Mar-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management Against Against
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management Against Against
1K. Election of Directors (Majority Voting) Management For For
2.1 Receive Consolidated Financial Statements Management For For
2.2 Receive Consolidated Financial Statements Management For For
2.3 Receive Consolidated Financial Statements Management For For
3. Adopt Accounts for Past Year Management For For
4.1 Ratify Appointment of Independent Auditors Management For For
4.2 Ratify Appointment of Independent Auditors Management For For
4.3 Ratify Appointment of Independent Auditors Management For For
5. 14A Executive Compensation Management Against Against
6. Amend Stock Compensation Plan Management For For
7. Stock Repurchase Plan Management For For
8. Authorize Directors to Repurchase Shares Management For For
9. Approve Allocation of Dividends on Shares Held Management For For
By Company
10. Authorize Directors to Repurchase Shares Management For For
11. Approve Motion to Adjourn Meeting Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 18,800 16-Feb-2012 17-Feb-2012
BALANCED NEW YORK
FUND MELLON
TE CONNECTIVITY LTD
SECURITY H84989104 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 07-Mar-2012
ISIN CH0102993182 AGENDA 933554239 - Management
RECORD DATE 17-Feb-2012 HOLDING RECON DATE 17-Feb-2012
CITY / COUNTRY / Switzerland VOTE DEADLINE DATE 06-Mar-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Miscellaneous Corporate Governance Management For For
1B. Miscellaneous Corporate Governance Management For For
1C. Miscellaneous Corporate Governance Management For For
1D. Miscellaneous Corporate Governance Management For For
1E. Miscellaneous Corporate Governance Management For For
1F. Miscellaneous Corporate Governance Management Against Against
1G. Miscellaneous Corporate Governance Management For For
1H. Miscellaneous Corporate Governance Management For For
1I. Miscellaneous Corporate Governance Management For For
1J. Miscellaneous Corporate Governance Management Against Against
1K. Miscellaneous Corporate Governance Management For For
2.1 Miscellaneous Corporate Governance Management For For
2.2 Miscellaneous Corporate Governance Management For For
2.3 Miscellaneous Corporate Governance Management For For
3. Miscellaneous Corporate Governance Management For For
4.1 Ratify Appointment of Independent Auditors Management For For
4.2 Ratify Appointment of Independent Auditors Management For For
4.3 Ratify Appointment of Independent Auditors Management For For
5. 14A Executive Compensation Management Against Against
6. Miscellaneous Corporate Governance Management For For
7. Miscellaneous Corporate Governance Management For For
8. Miscellaneous Corporate Governance Management For For
9. Miscellaneous Corporate Governance Management For For
10. Miscellaneous Corporate Governance Management For For
11. Miscellaneous Corporate Governance Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 18,800 27-Feb-2012 28-Feb-2012
BALANCED NEW YORK
FUND MELLON
COVIDIEN PLC
SECURITY G2554F113 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 13-Mar-2012
ISIN IE00B68SQD29 AGENDA 933546004 - Management
RECORD DATE 12-Jan-2012 HOLDING RECON DATE 12-Jan-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 12-Mar-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 14A Executive Compensation Management For For
04 Authorize Purchase of Assets Management For For
S5 Allot Securities Management Against Against
S6 Approve Article Amendments Management For For
S7 Dividends Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 39,900 22-Feb-2012 23-Feb-2012
BALANCED NEW YORK
FUND MELLON
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 13-Mar-2012
ISIN US2546871060 AGENDA 933546434 - Management
RECORD DATE 13-Jan-2012 HOLDING RECON DATE 13-Jan-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 12-Mar-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 14A Executive Compensation Management Against Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 33,300 23-Feb-2012 24-Feb-2012
BALANCED NEW YORK
FUND MELLON
FRANKLIN RESOURCES, INC.
SECURITY 354613101 MEETING TYPE Annual
TICKER SYMBOL BEN MEETING DATE 14-Mar-2012
ISIN US3546131018 AGENDA 933545305 - Management
RECORD DATE 17-Jan-2012 HOLDING RECON DATE 17-Jan-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 13-Mar-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 6,600 17-Feb-2012 18-Feb-2012
BALANCED NEW YORK
FUND MELLON
EQT CORPORATION
SECURITY 26884L109 MEETING TYPE Annual
TICKER SYMBOL EQT MEETING DATE 18-Apr-2012
ISIN US26884L1098 AGENDA 933557982 - Management
RECORD DATE 15-Feb-2012 HOLDING RECON DATE 15-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 17-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 Election of Directors (Majority Voting) Management For For
1.2 Election of Directors (Majority Voting) Management For For
1.3 Election of Directors (Majority Voting) Management For For
1.4 Election of Directors (Majority Voting) Management For For
1.5 Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Declassify Board Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 24,300 21-Mar-2012 21-Mar-2012
BALANCED NEW YORK
FUND MELLON
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 23-Apr-2012
ISIN US4385161066 AGENDA 933558631 - Management
RECORD DATE 24-Feb-2012 HOLDING RECON DATE 24-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 20-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management Against Against
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Establish Independent Chairman Shareholder For Against
5. S/H Proposal - Political/Government Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 23,700 24-Mar-2012 25-Mar-2012
BALANCED NEW YORK
FUND MELLON
AMERICAN ELECTRIC POWER COMPANY, INC.
SECURITY 025537101 MEETING TYPE Annual
TICKER SYMBOL AEP MEETING DATE 24-Apr-2012
ISIN US0255371017 AGENDA 933559873 - Management
RECORD DATE 27-Feb-2012 HOLDING RECON DATE 27-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 23-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Approve Stock Compensation Plan Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. 14A Executive Compensation Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 29,300 27-Mar-2012 28-Mar-2012
BALANCED NEW YORK
FUND MELLON
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 24-Apr-2012
ISIN US9497461015 AGENDA 933560369 - Management
RECORD DATE 24-Feb-2012 HOLDING RECON DATE 24-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 23-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A) Election of Directors (Majority Voting) Management Against Against
1B) Election of Directors (Majority Voting) Management For For
1C) Election of Directors (Majority Voting) Management For For
1D) Election of Directors (Majority Voting) Management For For
1E) Election of Directors (Majority Voting) Management For For
1F) Election of Directors (Majority Voting) Management For For
1G) Election of Directors (Majority Voting) Management Against Against
1H) Election of Directors (Majority Voting) Management Against Against
1I) Election of Directors (Majority Voting) Management For For
1J) Election of Directors (Majority Voting) Management For For
1K) Election of Directors (Majority Voting) Management Against Against
1L) Election of Directors (Majority Voting) Management For For
1M) Election of Directors (Majority Voting) Management For For
1N) Election of Directors (Majority Voting) Management For For
1O) Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Establish Independent Chairman Shareholder For Against
5. S/H Proposal - Adopt Cumulative Voting Shareholder For Against
6. S/H Proposal - Proxy Process/Statement Shareholder For Against
7. S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 44,000 05-Apr-2012 05-Apr-2012
BALANCED NEW YORK
FUND MELLON
METLIFE, INC.
SECURITY 59156R108 MEETING TYPE Annual
TICKER SYMBOL MET MEETING DATE 24-Apr-2012
ISIN US59156R1086 AGENDA 933574584 - Management
RECORD DATE 01-Mar-2012 HOLDING RECON DATE 01-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 23-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. Election of Directors Management
1 JOHN M. KEANE For For
2 CATHERINE R. KINNEY For For
3 HUGH B. PRICE For For
4 KENTON J. SICCHITANO For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 32,600 30-Mar-2012 30-Mar-2012
BALANCED NEW YORK
FUND MELLON
AMERIPRISE FINANCIAL, INC.
SECURITY 03076C106 MEETING TYPE Annual
TICKER SYMBOL AMP MEETING DATE 25-Apr-2012
ISIN US03076C1062 AGENDA 933561145 - Management
RECORD DATE 27-Feb-2012 HOLDING RECON DATE 27-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 24-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 22,000 30-Mar-2012 30-Mar-2012
BALANCED NEW YORK
FUND MELLON
MARATHON OIL CORPORATION
SECURITY 565849106 MEETING TYPE Annual
TICKER SYMBOL MRO MEETING DATE 25-Apr-2012
ISIN US5658491064 AGENDA 933561171 - Management
RECORD DATE 27-Feb-2012 HOLDING RECON DATE 27-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 24-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Stock Compensation Plan Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 39,700 04-Apr-2012 04-Apr-2012
BALANCED NEW YORK
FUND MELLON
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 26-Apr-2012
ISIN US7170811035 AGENDA 933560472 - Management
RECORD DATE 28-Feb-2012 HOLDING RECON DATE 28-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 25-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
1M. Election of Directors (Majority Voting) Management For For
1N. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Political/Government Shareholder Against For
5. S/H Proposal - Corporate Governance Shareholder For Against
6. S/H Proposal - Proxy Process/Statement Shareholder Against For
7. S/H Proposal - Compensation Discussion and Shareholder Against For
Analysis
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 61,800 07-Apr-2012 07-Apr-2012
BALANCED NEW YORK
FUND MELLON
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 26-Apr-2012
ISIN US4781601046 AGENDA 933562301 - Management
RECORD DATE 28-Feb-2012 HOLDING RECON DATE 28-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 25-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management Against Against
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management Against Against
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
1M. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Approve Stock Compensation Plan Management For For
4. Ratify Appointment of Independent Auditors Management For For
5. S/H Proposal - Establish Independent Chairman Shareholder For Against
6. S/H Proposal - Political/Government Shareholder Against For
7. S/H Proposal - Animal Rights Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 22,800 07-Apr-2012 07-Apr-2012
BALANCED NEW YORK
FUND MELLON
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2012
ISIN US00206R1023 AGENDA 933559049 - Management
RECORD DATE 28-Feb-2012 HOLDING RECON DATE 28-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 26-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Charter Amendment Management For For
5. S/H Proposal - Political/Government Shareholder For Against
6. S/H Proposal - Corporate Governance Shareholder Against For
7. S/H Proposal - Establish Independent Chairman Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 59,300 06-Apr-2012 06-Apr-2012
BALANCED NEW YORK
FUND MELLON
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2012
ISIN US0028241000 AGENDA 933560408 - Management
RECORD DATE 29-Feb-2012 HOLDING RECON DATE 29-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 26-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. Election of Directors Management
1 R.J. ALPERN For For
2 R.S. AUSTIN For For
3 S.E. BLOUNT For For
4 W.J. FARRELL For For
5 E.M. LIDDY For For
6 N. MCKINSTRY Withheld Against
7 P.N. NOVAKOVIC For For
8 W.A. OSBORN For For
9 S.C. SCOTT III For For
10 G.F. TILTON For For
11 M.D. WHITE For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Animal Rights Shareholder Against For
5. S/H Proposal - Political/Government Shareholder For Against
6. S/H Proposal - Board Independence Shareholder For Against
7. S/H Proposal - Political/Government Shareholder For Against
S/H Proposal - Create Threshold as to Number of Shareholder Against For
8. Shares Held to be Director
9. S/H Proposal - Executive Compensation Shareholder For Against
10. S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 31,900 11-Apr-2012 11-Apr-2012
BALANCED NEW YORK
FUND MELLON
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 30-Apr-2012
ISIN US0970231058 AGENDA 933565977 - Management
RECORD DATE 01-Mar-2012 HOLDING RECON DATE 01-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 27-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Political/Government Shareholder For Against
5. S/H Proposal - Corporate Governance Shareholder For Against
6. S/H Proposal - Executive Compensation Shareholder Against For
7. S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 17,400 06-Apr-2012 06-Apr-2012
BALANCED NEW YORK
FUND MELLON
CONSOL ENERGY INC.
SECURITY 20854P109 MEETING TYPE Annual
TICKER SYMBOL CNX MEETING DATE 01-May-2012
ISIN US20854P1093 AGENDA 933579356 - Management
RECORD DATE 16-Mar-2012 HOLDING RECON DATE 16-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 30-Apr-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 Election of Directors Management
1 J. BRETT HARVEY For For
2 PHILIP W. BAXTER For For
3 JAMES E. ALTMEYER, SR. Withheld Against
4 WILLIAM E. DAVIS For For
5 RAJ K. GUPTA For For
6 PATRICIA A. HAMMICK For For
7 DAVID C. HARDESTY, JR. Withheld Against
8 JOHN T. MILLS For For
9 WILLIAM P. POWELL For For
10 JOSEPH T. WILLIAMS For For
2 Amend Stock Compensation Plan Management For For
3 Ratify Appointment of Independent Auditors Management For For
4 14A Executive Compensation Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 35,700 07-Apr-2012 07-Apr-2012
BALANCED NEW YORK
FUND MELLON
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 02-May-2012
ISIN US7134481081 AGENDA 933566842 - Management
RECORD DATE 02-Mar-2012 HOLDING RECON DATE 02-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 01-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Stock Compensation Plan Management For For
5. S/H Proposal - Political/Government Shareholder Against For
6. S/H Proposal - Corporate Governance Shareholder Against For
7. S/H Proposal - Establish Independent Chairman Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 18,600 10-Apr-2012 10-Apr-2012
BALANCED NEW YORK
FUND MELLON
GENERAL DYNAMICS CORPORATION
SECURITY 369550108 MEETING TYPE Annual
TICKER SYMBOL GD MEETING DATE 02-May-2012
ISIN US3695501086 AGENDA 933567553 - Management
RECORD DATE 08-Mar-2012 HOLDING RECON DATE 08-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 01-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management Against Against
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management Against Against
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
4. Approve Stock Compensation Plan Management For For
5. S/H Proposal - Human Rights Related Shareholder Against For
6. S/H Proposal - Establish Independent Chairman Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 8,800 10-Apr-2012 10-Apr-2012
BALANCED NEW YORK
FUND MELLON
ST. JUDE MEDICAL, INC.
SECURITY 790849103 MEETING TYPE Annual
TICKER SYMBOL STJ MEETING DATE 03-May-2012
ISIN US7908491035 AGENDA 933566854 - Management
RECORD DATE 07-Mar-2012 HOLDING RECON DATE 07-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 02-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
2 Amend Employee Stock Purchase Plan Management For For
3 Approve Charter Amendment Management For For
4 14A Executive Compensation Management For For
5 Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 32,700 11-Apr-2012 11-Apr-2012
BALANCED NEW YORK
FUND MELLON
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 04-May-2012
ISIN US6745991058 AGENDA 933577768 - Management
RECORD DATE 13-Mar-2012 HOLDING RECON DATE 13-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 03-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Environmental Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 12,500 18-Apr-2012 18-Apr-2012
BALANCED NEW YORK
FUND MELLON
AFLAC INCORPORATED
SECURITY 001055102 MEETING TYPE Annual
TICKER SYMBOL AFL MEETING DATE 07-May-2012
ISIN US0010551028 AGENDA 933570358 - Management
RECORD DATE 29-Feb-2012 HOLDING RECON DATE 29-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 04-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
1M. Election of Directors (Majority Voting) Management For For
1N. Election of Directors (Majority Voting) Management Against Against
2. 14A Executive Compensation Management For For
3. Amend Stock Compensation Plan Management For For
4. Approve Stock Compensation Plan Management For For
5. Ratify Appointment of Independent Auditors Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 28,000 16-Apr-2012 16-Apr-2012
BALANCED NEW YORK
FUND MELLON
BAXTER INTERNATIONAL INC.
SECURITY 071813109 MEETING TYPE Annual
TICKER SYMBOL BAX MEETING DATE 08-May-2012
ISIN US0718131099 AGENDA 933574736 - Management
RECORD DATE 12-Mar-2012 HOLDING RECON DATE 12-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 07-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Declassify Board Shareholder For For
5. S/H Proposal - Election of Directors By Majority Shareholder For For
Vote
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 20,400 16-Apr-2012 16-Apr-2012
BALANCED NEW YORK
FUND MELLON
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 09-May-2012
ISIN US0605051046 AGENDA 933571665 - Management
RECORD DATE 14-Mar-2012 HOLDING RECON DATE 14-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 08-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management Against Against
1L. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Political/Government Shareholder Against For
5. S/H Proposal - Political/Government Shareholder For Against
6. S/H Proposal - Executive Compensation Shareholder Against For
7. S/H Proposal - Corporate Governance Shareholder For Against
8. S/H Proposal - Political/Government Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 161,100 20-Apr-2012 20-Apr-2012
BALANCED NEW YORK
FUND MELLON
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 09-May-2012
ISIN US7181721090 AGENDA 933572136 - Management
RECORD DATE 16-Mar-2012 HOLDING RECON DATE 16-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 08-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management Against Against
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Stock Compensation Plan Management For For
5. S/H Proposal - Establish Independent Chairman Shareholder For Against
6. S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 16,220 17-Apr-2012 17-Apr-2012
BALANCED NEW YORK
FUND MELLON
XYLEM INC.
SECURITY 98419M100 MEETING TYPE Annual
TICKER SYMBOL XYL MEETING DATE 10-May-2012
ISIN US98419M1009 AGENDA 933576843 - Management
RECORD DATE 16-Mar-2012 HOLDING RECON DATE 16-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. 14A Executive Compensation Vote Frequency Management 1 Year For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 35,890 29-Apr-2012 29-Apr-2012
BALANCED NEW YORK
FUND MELLON
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 10-May-2012
ISIN US1266501006 AGENDA 933577011 - Management
RECORD DATE 13-Mar-2012 HOLDING RECON DATE 13-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.A Election of Directors (Majority Voting) Management For For
1.B Election of Directors (Majority Voting) Management For For
1.C Election of Directors (Majority Voting) Management For For
1.D Election of Directors (Majority Voting) Management For For
1.E Election of Directors (Majority Voting) Management For For
1.F Election of Directors (Majority Voting) Management For For
1.G Election of Directors (Majority Voting) Management For For
1.H Election of Directors (Majority Voting) Management For For
1.I Election of Directors (Majority Voting) Management For For
1.J Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Limit/Eliminate Written Consent Management For For
5. S/H Proposal - Political/Government Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 30,800 24-Apr-2012 24-Apr-2012
BALANCED NEW YORK
FUND MELLON
SEMPRA ENERGY
SECURITY 816851109 MEETING TYPE Annual
TICKER SYMBOL SRE MEETING DATE 10-May-2012
ISIN US8168511090 AGENDA 933577035 - Management
RECORD DATE 13-Mar-2012 HOLDING RECON DATE 13-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management Against Against
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management Against Against
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management Against Against
1J. Election of Directors (Majority Voting) Management Against Against
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management Against Against
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
4. S/H Proposal - Establish Independent Chairman Shareholder For Against
5. S/H Proposal - Environmental Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 20,900 19-Apr-2012 19-Apr-2012
BALANCED NEW YORK
FUND MELLON
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 10-May-2012
ISIN US2605431038 AGENDA 933578758 - Management
RECORD DATE 19-Mar-2012 HOLDING RECON DATE 19-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management Against Against
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Stock Compensation Plan Management For For
5. Adopt Employee Stock Purchase Plan Management For For
6. S/H Proposal - Proxy Process/Statement Shareholder For Against
7. S/H Proposal - Establish Independent Chairman Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 45,600 21-Apr-2012 21-Apr-2012
BALANCED NEW YORK
FUND MELLON
UNION PACIFIC CORPORATION
SECURITY 907818108 MEETING TYPE Annual
TICKER SYMBOL UNP MEETING DATE 10-May-2012
ISIN US9078181081 AGENDA 933584294 - Management
RECORD DATE 29-Feb-2012 HOLDING RECON DATE 29-Feb-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Political/Government Shareholder For Against
5. S/H Proposal - Report on Executive Compensation Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 11,000 19-Apr-2012 19-Apr-2012
BALANCED NEW YORK
FUND MELLON
TIME WARNER INC.
SECURITY 887317303 MEETING TYPE Annual
TICKER SYMBOL TWX MEETING DATE 15-May-2012
ISIN US8873173038 AGENDA 933572213 - Management
RECORD DATE 22-Mar-2012 HOLDING RECON DATE 22-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management Against Against
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management Against Against
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
4. S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 36,300 02-May-2012 02-May-2012
BALANCED NEW YORK
FUND MELLON
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 15-May-2012
ISIN US46625H1005 AGENDA 933581301 - Management
RECORD DATE 16-Mar-2012 HOLDING RECON DATE 16-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management Against Against
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Political/Government Shareholder Against For
5. S/H Proposal - Establish Independent Chairman Shareholder For Against
6. S/H Proposal - Corporate Governance Shareholder Against For
7. S/H Proposal - Political/Government Shareholder Against For
8. S/H Proposal - Human Rights Related Shareholder Against For
9. S/H Proposal - Corporate Governance Shareholder For Against
10. S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 32,496 25-Apr-2012 25-Apr-2012
BALANCED NEW YORK
FUND MELLON
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 15-May-2012
ISIN US0325111070 AGENDA 933582240 - Management
RECORD DATE 20-Mar-2012 HOLDING RECON DATE 20-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management Against Against
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. Approve Stock Compensation Plan Management Against Against
4. 14A Executive Compensation Management Against Against
5. S/H Proposal - Establish Independent Chairman Shareholder For Against
6. S/H Proposal - Human Rights Related Shareholder Against For
7. S/H Proposal - Proxy Process/Statement Shareholder For Against
8. S/H Proposal - Political/Government Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 14,500 25-Apr-2012 25-Apr-2012
BALANCED NEW YORK
FUND MELLON
CIT GROUP INC.
SECURITY 125581801 MEETING TYPE Annual
TICKER SYMBOL CIT MEETING DATE 15-May-2012
ISIN US1255818015 AGENDA 933586591 - Management
RECORD DATE 19-Mar-2012 HOLDING RECON DATE 19-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 28,900 14-May-2012 14-May-2012
BALANCED NEW YORK
FUND MELLON
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 16-May-2012
ISIN CH0044328745 AGENDA 933602597 - Management
RECORD DATE 30-Mar-2012 HOLDING RECON DATE 30-Mar-2012
CITY / COUNTRY / Bermuda VOTE DEADLINE DATE 11-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 Election of Directors (Majority Voting) Management For For
1.2 Election of Directors (Majority Voting) Management For For
1.3 Election of Directors (Majority Voting) Management For For
2.1 Adopt Accounts for Past Year Management For For
2.2 Receive Consolidated Financial Statements Management For For
2.3 Receive Consolidated Financial Statements Management For For
3. Approve Allocation of Dividends on Shares Held Management For For
By Company
4. Approve Discharge of Board and President Management For For
5. Amend Articles/Charter to Reflect Changes in Management For For
Capital
6.1 Ratify Appointment of Independent Auditors Management For For
6.2 Ratify Appointment of Independent Auditors Management For For
6.3 Ratify Appointment of Independent Auditors Management For For
7. Approve Allocation of Dividends on Shares Held Management For For
By Company
8. 14A Executive Compensation Management Against Against
9. Amend Employee Stock Purchase Plan Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 17,400 25-Apr-2012 25-Apr-2012
BALANCED NEW YORK
FUND MELLON
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 17-May-2012
ISIN US4581401001 AGENDA 933577061 - Management
RECORD DATE 19-Mar-2012 HOLDING RECON DATE 19-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 16-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management Against Against
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management Against Against
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Political/Government Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 46,600 30-Apr-2012 30-Apr-2012
BALANCED NEW YORK
FUND MELLON
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 22-May-2012
ISIN US58933Y1055 AGENDA 933595158 - Management
RECORD DATE 23-Mar-2012 HOLDING RECON DATE 23-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 21-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Corporate Governance Shareholder For Against
5. S/H Proposal - Corporate Governance Shareholder Against For
6. S/H Proposal - Political/Government Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 31,600 04-May-2012 04-May-2012
BALANCED NEW YORK
FUND MELLON
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 23-May-2012
ISIN US89417E1091 AGENDA 933596009 - Management
RECORD DATE 26-Mar-2012 HOLDING RECON DATE 26-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 22-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management Against Against
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
4. S/H Proposal - Political/Government Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 10,800 03-May-2012 03-May-2012
BALANCED NEW YORK
FUND MELLON
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 24-May-2012
ISIN US0374111054 AGENDA 933591100 - Management
RECORD DATE 26-Mar-2012 HOLDING RECON DATE 26-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 23-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. Election of Directors (Majority Voting) Management For For
2. Election of Directors (Majority Voting) Management For For
3. Election of Directors (Majority Voting) Management For For
4. Election of Directors (Majority Voting) Management For For
5. Ratify Appointment of Independent Auditors Management For For
6. 14A Executive Compensation Management For For
7. S/H Proposal - Declassify Board Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 12,255 14-May-2012 14-May-2012
BALANCED NEW YORK
FUND MELLON
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 30-May-2012
ISIN US1667641005 AGENDA 933601913 - Management
RECORD DATE 04-Apr-2012 HOLDING RECON DATE 04-Apr-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 29-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Corporate Governance Shareholder For Against
5. S/H Proposal - Establish Independent Chairman Shareholder For Against
6. S/H Proposal - Political/Government Shareholder Against For
7. S/H Proposal - Proxy Process/Statement Shareholder Against For
8. S/H Proposal - Environmental Shareholder Against For
9. S/H Proposal - Proxy Process/Statement Shareholder Against For
10. S/H Proposal - Rights To Call Special Meeting Shareholder Against For
11. S/H Proposal - Environmental Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 11,600 18-May-2012 18-May-2012
BALANCED NEW YORK
FUND MELLON
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 31-May-2012
ISIN US20030N1019 AGENDA 933605620 - Management
RECORD DATE 22-Mar-2012 HOLDING RECON DATE 22-Mar-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 30-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. Election of Directors Management
1 KENNETH J. BACON Withheld Against
2 SHELDON M. BONOVITZ For For
3 JOSEPH J. COLLINS For For
4 J. MICHAEL COOK For For
5 GERALD L. HASSELL For For
6 JEFFREY A. HONICKMAN For For
7 EDUARDO G. MESTRE For For
8 BRIAN L. ROBERTS For For
9 RALPH J. ROBERTS For For
10 JOHNATHAN A. RODGERS For For
11 DR. JUDITH RODIN Withheld Against
2. Ratify Appointment of Independent Auditors Management For For
3. Adopt Employee Stock Purchase Plan Management For For
4. Amend Employee Stock Purchase Plan Management For For
5. S/H Proposal - Adopt Cumulative Voting Shareholder For Against
6. S/H Proposal - Establish Independent Chairman Shareholder For Against
7. S/H Proposal - Proxy Process/Statement Shareholder Against For
8. S/H Proposal - to Ratify Poison Pill Shareholder For Against
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 40,700 15-May-2012 15-May-2012
BALANCED NEW YORK
FUND MELLON
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 01-Jun-2012
ISIN US9311421039 AGENDA 933607408 - Management
RECORD DATE 04-Apr-2012 HOLDING RECON DATE 04-Apr-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 31-May-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management Against Against
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management Against Against
1P Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 14A Executive Compensation Management For For
04 S/H Proposal - Political/Government Shareholder For Against
05 S/H Proposal - Corporate Governance Shareholder Against For
06 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 21,300 19-May-2012 19-May-2012
BALANCED NEW YORK
FUND MELLON
GENERAL MOTORS COMPANY
SECURITY 37045V100 MEETING TYPE Annual
TICKER SYMBOL GM MEETING DATE 12-Jun-2012
ISIN US37045V1008 AGENDA 933620963 - Management
RECORD DATE 13-Apr-2012 HOLDING RECON DATE 13-Apr-2012
CITY / COUNTRY / United States VOTE DEADLINE DATE 11-Jun-2012
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management Against Against
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
1M. Election of Directors (Majority Voting) Management For For
1N. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
ACCOUNT INTERNAL BALLOT UNAVAILABLE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN SHARES SHARES VOTE DATE CONFIRMED
--------- ------------ -------- ----------- ------- ----------- ----------- -----------
000382691 WESTWOOD 4307 THE BANK OF 54,800 01-Jun-2012 01-Jun-2012
BALANCED NEW YORK
FUND MELLON
GAMCO WESTWOOD SMALLCAP EQUITY FUND
INVESTMENT COMPANY REPORT
ASCENT CAPITAL GROUP, INC.
SECURITY 043632108 MEETING TYPE Annual
TICKER SYMBOL ASCMA MEETING DATE 11-Jul-2011
ISIN US0436321089 AGENDA 933461472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 WILLIAM R. FITZGERALD For For
2 MICHAEL J. POHL For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 THE SAY-ON-PAY PROPOSAL, TO APPROVE THE ADVISORY Management Abstain Against
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
04 THE SAY-ON FREQUENCY PROPOSAL, TO APPROVE THE Management Abstain Against
FREQUENCY WITH WHICH STOCKHOLDERS ARE PROVIDED
AN ADVISORY VOTE ON THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
AZZ INCORPORATED
SECURITY 002474104 MEETING TYPE Annual
TICKER SYMBOL AZZ MEETING DATE 12-Jul-2011
ISIN US0024741045 AGENDA 933475419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MARTIN C. BOWEN For For
2 SAM ROSEN For For
3 KEVERN R. JOYCE For For
02 APPROVAL, ON A NON-BINDING ADVISORY BASIS OF Management Abstain Against
AZZ'S EXECUTIVE COMPENSATION.
03 SELECTING EVERY 1 YEAR REGARDING THE FREQUENCY Management Abstain Against
OF THE NON-BINDING ADVISORY VOTE ON AZZ'S
EXECUTIVE COMPENSATION PROGRAM.
04 APPROVAL TO RATIFY THE APPOINTMENT OF BDO USA, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
FEBRUARY 29, 2012.
ULTRATECH, INC.
SECURITY 904034105 MEETING TYPE Annual
TICKER SYMBOL UTEK MEETING DATE 19-Jul-2011
ISIN US9040341052 AGENDA 933475483 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 ARTHUR W. ZAFIROPOULO For For
2 JOEL F. GEMUNDER For For
3 NICHOLAS KONIDARIS For For
4 DENNIS RANEY For For
5 HENRI RICHARD For For
6 RICK TIMMINS For For
7 BEN TSAI For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
3 TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY'S Management Against Against
1993 STOCK OPTION/STOCK ISSUANCE PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER THE PLAN.
4 TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
5 TO VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
PARK ELECTROCHEMICAL CORP.
SECURITY 700416209 MEETING TYPE Annual
TICKER SYMBOL PKE MEETING DATE 19-Jul-2011
ISIN US7004162092 AGENDA 933483858 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DALE BLANCHFIELD For For
2 LLOYD FRANK For For
3 EMILY J. GROEHL For For
4 BRIAN E. SHORE For For
5 STEVEN T. WARSHAW For For
02 APPROVAL OF AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO 2011 FISCAL YEAR EXECUTIVE
COMPENSATION.
03 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 26, 2012.
COLUMBUS MCKINNON CORPORATION
SECURITY 199333105 MEETING TYPE Annual
TICKER SYMBOL CMCO MEETING DATE 25-Jul-2011
ISIN US1993331057 AGENDA 933484141 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 TIMOTHY T. TEVENS For For
2 RICHARD H. FLEMING For For
3 ERNEST R. VEREBELYI For For
4 STEPHANIE K. KUSHNER For For
5 STEPHEN RABINOWITZ For For
6 LINDA A. GOODSPEED For For
7 NICHOLAS T. PINCHUK For For
8 LIAM G. MCCARTHY For For
9 CHRISTIAN B. RAGOT For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
STERIS CORPORATION
SECURITY 859152100 MEETING TYPE Annual
TICKER SYMBOL STE MEETING DATE 28-Jul-2011
ISIN US8591521005 AGENDA 933480357 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 RICHARD C. BREEDEN For For
2 CYNTHIA L. FELDMANN For For
3 JACQUELINE B. KOSECOFF For For
4 DAVID B. LEWIS For For
5 KEVIN M. MCMULLEN For For
6 WALTER M ROSEBROUGH, JR For For
7 MOHSEN M. SOHI For For
8 JOHN P. WAREHAM For For
9 LOYAL W. WILSON For For
10 MICHAEL B. WOOD For For
02 APPROVING THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
STERIS CORPORATION 2006 LONG-TERM EQUITY
INCENTIVE PLAN.
03 APPROVING, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 FOR, ON A NON-BINDING ADVISORY BASIS, HOLDING AN Management Abstain Against
ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS TO OCCUR EVERY
1, 2 OR 3 YEARS.
05 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH
31, 2012.
PLANTRONICS, INC.
SECURITY 727493108 MEETING TYPE Annual
TICKER SYMBOL PLT MEETING DATE 05-Aug-2011
ISIN US7274931085 AGENDA 933483529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MARV TSEU For For
2 KEN KANNAPPAN For For
3 BRIAN DEXHEIMER For For
4 GREGG HAMMANN For For
5 JOHN HART For For
6 MARSHALL MOHR For For
7 ROGER WERY For For
02 RATIFY AND APPROVE AMENDMENTS TO THE 2003 STOCK Management Against Against
PLAN, INCLUDING, AMONG OTHER THINGS, AN INCREASE
OF 1,700,000 SHARES OF COMMON STOCK ISSUABLE
THEREUNDER.
03 RATIFY AND APPROVE PLANTRONICS' 2012 EXECUTIVE Management For For
INCENTIVE PLAN.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF PLANTRONICS FOR FISCAL YEAR
2012.
05 NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF Management Abstain Against
PLANTRONICS' NAMED EXECUTIVE OFFICERS.
06 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON THE COMPENSATION OF
PLANTRONICS' NAMED EXECUTIVE OFFICERS.
ELECTRO SCIENTIFIC INDUSTRIES, INC.
SECURITY 285229100 MEETING TYPE Annual
TICKER SYMBOL ESIO MEETING DATE 11-Aug-2011
ISIN US2852291002 AGENDA 933485737 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 BARRY L. HARMON For For
2 EDWARD C. GRADY For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS ESI'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2012.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Management Abstain Against
FREQUENCY OF THE SHAREHOLDER ADVISORY VOTE ON
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
QLOGIC CORPORATION
SECURITY 747277101 MEETING TYPE Annual
TICKER SYMBOL QLGC MEETING DATE 25-Aug-2011
ISIN US7472771010 AGENDA 933490093 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: SIMON BIDDISCOMBE Management For For
1B ELECTION OF DIRECTOR: H.K. DESAI Management For For
1C ELECTION OF DIRECTOR: JAMES R. FIEBIGER Management For For
1D ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Management For For
1E ELECTION OF DIRECTOR: KATHRYN B. LEWIS Management For For
1F ELECTION OF DIRECTOR: D. SCOTT MERCER Management For For
1G ELECTION OF DIRECTOR: GEORGE D. WELLS Management For For
1H ELECTION OF DIRECTOR: WILLIAM M. ZEITLER Management For For
02 APPROVE, ON AN ADVISORY BASIS, COMPENSATION OF Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS AS SET FORTH
IN ACCOMPANYING PROXY STATEMENT.
03 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY Management Abstain Against
WITH WHICH FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS WILL BE CONDUCTED.
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS.
NETSCOUT SYSTEMS, INC.
SECURITY 64115T104 MEETING TYPE Annual
TICKER SYMBOL NTCT MEETING DATE 07-Sep-2011
ISIN US64115T1043 AGENDA 933489761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOSEPH G. HADZIMA, JR. For For
2 STEPHEN G. PEARSE For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2012.
03 TO APPROVE CERTAIN AMENDMENTS TO, AND THE Management Against Against
INCREASE OF 8,000,000 SHARES AUTHORIZED FOR
ISSUANCE UNDER, THE NETSCOUT SYSTEMS, INC. 2007
EQUITY INCENTIVE PLAN.
04 TO APPROVE OUR 2011 EMPLOYEE STOCK PURCHASE PLAN. Management For For
05 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THIS PROXY STATEMENT IN ACCORDANCE
WITH SECURITIES EXCHANGE COMMISSION RULES.
06 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Management Abstain Against
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
FLOW INTERNATIONAL CORPORATION
SECURITY 343468104 MEETING TYPE Annual
TICKER SYMBOL FLOW MEETING DATE 07-Sep-2011
ISIN US3434681041 AGENDA 933495067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: ROBERT S. JAFFE TO SERVE Management For For
UNTIL THE 2014 ANNUAL MEETING
1B ELECTION OF DIRECTOR: LARRY A. KRING TO SERVE Management For For
UNTIL THE 2014 ANNUAL MEETING
02 ADVISORY, NON-BINDING, VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
PATTERSON COMPANIES, INC.
SECURITY 703395103 MEETING TYPE Annual
TICKER SYMBOL PDCO MEETING DATE 12-Sep-2011
ISIN US7033951036 AGENDA 933495257 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ANDRE B. LACY For For
2 LES C. VINNEY For For
02 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Management Abstain Against
APPROVAL OF EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING APRIL 28, 2012.
INTEGRATED DEVICE TECHNOLOGY, INC.
SECURITY 458118106 MEETING TYPE Annual
TICKER SYMBOL IDTI MEETING DATE 15-Sep-2011
ISIN US4581181066 AGENDA 933494279 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOHN SCHOFIELD For For
2 LEW EGGEBRECHT For For
3 UMESH PADVAL For For
4 GORDON PARNELL For For
5 DONALD SCHROCK For For
6 RON SMITH, PH.D. For For
7 T.L. TEWKSBURY III, PHD For For
02 TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, Management Abstain Against
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO
THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION ("SAY-ON-
PAY").
03 TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, Management Abstain Against
WHETHER A SAY-ON-PAY VOTE SHOULD OCCUR EVERY ONE
(1) YEAR, EVERY TWO (2) YEARS OR EVERY THREE (3)
YEARS.
04 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR ITS FISCAL YEAR ENDING APRIL 1, 2012.
IXYS CORPORATION
SECURITY 46600W106 MEETING TYPE Annual
TICKER SYMBOL IXYS MEETING DATE 16-Sep-2011
ISIN US46600W1062 AGENDA 933491590 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DONALD L. FEUCHT For For
2 SAMUEL KORY For For
3 S. JOON LEE For For
4 TIMOTHY A. RICHARDSON For For
5 JAMES M. THORBURN For For
6 NATHAN ZOMMER For For
7 KENNETH D. WONG For For
02 TO APPROVE THE 2011 EQUITY INCENTIVE PLAN. Management Against Against
03 PROPOSAL TO APPROVE THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS OF THE COMPANY.
04 FREQUENCY OF THE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION VOTE.
05 TO RATIFY THE SELECTION OF BDO USA, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR ITS FISCAL YEAR ENDING MARCH 31,
2012.
NARA BANCORP, INC.
SECURITY 63080P105 MEETING TYPE Annual
TICKER SYMBOL NARA MEETING DATE 21-Sep-2011
ISIN US63080P1057 AGENDA 933497100 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 ADOPTION AND APPROVAL OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED DECEMBER 9, 2010, AS AMENDED,
PROVIDING FOR THE MERGER OF CENTER FINANCIAL
CORPORATION WITH AND INTO NARA BANCORP, INC. AS
DESCRIBED IN THE PROXY STATEMENT.
02 DIRECTOR Management
1 STEVEN D. BROIDY For For
2 LOUIS M. COSSO For For
3 ALVIN D. KANG For For
4 JESUN PAIK For For
5 HYON MAN PARK For For
6 KI SUH PARK For For
7 SCOTT YOON-SUK WHANG For For
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION OF NARA BANCORP, INC. TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK
TO 150,000,000 SHARES.
04 RATIFICATION OF THE SELECTION OF CROWE HORWATH Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011.
05 APPROVAL, ON AN ADVISORY AND NONBINDING BASIS, Management Abstain Against
OF THE COMPENSATION PAID TO OUR "NAMED EXECUTIVE
OFFICERS" AS DESCRIBED IN THE PROXY STATEMENT.
06 ADJOURNMENT OF THE MEETING IF NECESSARY OR Management For For
APPROPRIATE IN THE JUDGMENT OF OUR BOARD OF
DIRECTORS TO SOLICIT ADDITIONAL PROXIES OR VOTES
IN FAVOR OF THE ABOVE PROPOSALS THAT ARE TO BE
PRESENTED AT THE MEETING.
TAKE-TWO INTERACTIVE SOFTWARE, INC.
SECURITY 874054109 MEETING TYPE Annual
TICKER SYMBOL TTWO MEETING DATE 26-Sep-2011
ISIN US8740541094 AGENDA 933496867 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 STRAUSS ZELNICK For For
2 ROBERT A. BOWMAN For For
3 SUNGHWAN CHO For For
4 MICHAEL DORNEMANN For For
5 BRETT ICAHN For For
6 J. MOSES For For
7 JAMES L. NELSON For For
8 MICHAEL SHERESKY For For
02 APPROVAL OF THE AMENDMENT TO THE TAKE-TWO Management Against Against
INTERACTIVE SOFTWARE, INC. 2009 STOCK INCENTIVE
PLAN.
03 APPROVAL OF THE MANAGEMENT AGREEMENT, DATED AS Management Against Against
OF MAY 20, 2011, BY AND BETWEEN ZELNICK MEDIA
CORPORATION AND TAKE-TWO INTERACTIVE SOFTWARE,
INC.
04 ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Management Abstain Against
ADVISORY VOTES TO APPROVE THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
06 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH
31, 2012.
CARPENTER TECHNOLOGY CORPORATION
SECURITY 144285103 MEETING TYPE Annual
TICKER SYMBOL CRS MEETING DATE 10-Oct-2011
ISIN US1442851036 AGENDA 933506860 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ROBERT R. MCMASTER For For
2 GREGORY A. PRATT For For
02 APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE AMENDED AND RESTATED STOCK-BASED Management For For
INCENTIVE COMPENSATION PLAN FOR OFFICERS AND KEY
EMPLOYEES.
04 APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE Management For For
BONUS COMPENSATION PLAN.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
06 ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
TEXAS INDUSTRIES, INC.
SECURITY 882491103 MEETING TYPE Annual
TICKER SYMBOL TXI MEETING DATE 12-Oct-2011
ISIN US8824911031 AGENDA 933500147 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: MEL G. BREKHUS Management For For
1B ELECTION OF DIRECTOR: EUGENIO CLARIOND Management For For
1C ELECTION OF DIRECTOR: SAM COATS Management For For
1D ELECTION OF DIRECTOR: THOMAS R. RANSDELL Management For For
1E ELECTION OF DIRECTOR: ROBERT D. ROGERS Management For For
1F ELECTION OF DIRECTOR: RONALD G. STEINHART Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT AUDITORS.
03 APPROVE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
AAR CORP.
SECURITY 000361105 MEETING TYPE Annual
TICKER SYMBOL AIR MEETING DATE 12-Oct-2011
ISIN US0003611052 AGENDA 933501694 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 RONALD R. FOGLEMAN For For
2 PATRICK J. KELLY For For
3 PETER PACE For For
4 RONALD B. WOODARD For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
4 APPROVAL OF AN AMENDMENT TO THE AAR CORP. STOCK Management For For
BENEFIT PLAN TO ADD PERFORMANCE CRITERIA IN
ACCORDANCE WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
5 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY
31, 2012.
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Annual
TICKER SYMBOL ANGO MEETING DATE 17-Oct-2011
ISIN US03475V1017 AGENDA 933502723 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 VINCENT A. BUCCI For For
2 HOWARD W. DONNELLY For For
3 JOSEPH M. DEVIVO For For
2 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS ANGIODYNAMICS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2012.
3 TO AMEND ANGIODYNAMICS 2004 STOCK AND INCENTIVE Management Against Against
AWARD PLAN TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK THAT MAY BE OFFERED UNDER
THE PLAN FROM 3,750,000 TO 4,750,000.
4 TO APPROVE THE PERFORMANCE OBJECTIVES UNDER THE Management For For
ANGIODYNAMICS 2004 STOCK AND INCENTIVE AWARD
PLAN, IN ACCORDANCE WITH THE SHAREHOLDER
APPROVAL REQUIREMENTS OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
5 SAY-ON-PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
6 SAY-WHEN-ON-PAY - AN ADVISORY VOTE TO RECOMMEND Management Abstain Against
THE FREQUENCY OF SHAREHOLDER VOTES ON
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ANCHOR BANCORP WA
SECURITY 032838104 MEETING TYPE Annual
TICKER SYMBOL ANCB MEETING DATE 19-Oct-2011
ISIN US0328381043 AGENDA 933508422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DOUGLAS A. KAY* For For
2 GEORGE W. DONOVAN* For For
3 TERRI L. DEGNER* For For
4 JAMES A. BOORA** For For
5 WILLIAM K. FOSTER** For For
6 DENNIS C. MORRISETTE** For For
7 ROBERT D. RUECKER*** For For
8 JERALD L. SHAW*** For For
02 THE RATIFICATION OF THE APPOINTMENT OF MOSS Management For For
ADAMS LLP AS THE INDEPENDENT AUDITOR FOR THE
YEAR ENDING JUNE 30, 2012.
MAGMA DESIGN AUTOMATION, INC.
SECURITY 559181102 MEETING TYPE Annual
TICKER SYMBOL LAVA MEETING DATE 20-Oct-2011
ISIN US5591811022 AGENDA 933503270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ROY E. JEWELL For For
2 THOMAS M. ROHRS For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS MAGMA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING APRIL 29,
2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
MERCURY COMPUTER SYSTEMS, INC.
SECURITY 589378108 MEETING TYPE Annual
TICKER SYMBOL MRCY MEETING DATE 21-Oct-2011
ISIN US5893781089 AGENDA 933507470 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MARK ASLETT For For
2 GEORGE W. CHAMILLARD For For
3 WILLIAM K. O'BRIEN For For
02 TO APPROVE AN AMENDMENT TO OUR 2005 STOCK Management Against Against
INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO OUR 1997 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF HOLDING FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
06 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2012.
KENNAMETAL INC.
SECURITY 489170100 MEETING TYPE Annual
TICKER SYMBOL KMT MEETING DATE 25-Oct-2011
ISIN US4891701009 AGENDA 933506303 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
I DIRECTOR Management
1 WILLIAM J. HARVEY* For For
2 PHILIP A. DUR# For For
3 TIMOTHY R. MCLEVISH# For For
4 STEVEN H. WUNNING# For For
II RATIFICATION OF THE SELECTION OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2012.
III REAPPROVAL OF THE KENNAMETAL INC. MANAGEMENT Management For For
PERFORMANCE BONUS PLAN.
IV ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
V ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
LECROY CORPORATION
SECURITY 52324W109 MEETING TYPE Annual
TICKER SYMBOL LCRY MEETING DATE 26-Oct-2011
ISIN US52324W1099 AGENDA 933507468 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 NORMAN R. ROBERTSON For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JUNE
30, 2012.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against
APPROVAL OF THE FREQUENCY OF STOCKHOLDER VOTES
ON EXECUTIVE COMPENSATION.
05 TO APPROVE THE COMPANY'S EXECUTIVE INCENTIVE Management For For
PLAN.
MOLEX INCORPORATED
SECURITY 608554101 MEETING TYPE Annual
TICKER SYMBOL MOLX MEETING DATE 28-Oct-2011
ISIN US6085541018 AGENDA 933505743 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 EDGAR D. JANNOTTA For For
2 JOHN H. KREHBIEL, JR. For For
3 DONALD G. LUBIN For For
4 ROBERT J. POTTER For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT AUDITOR FOR FISCAL YEAR
2012.
03 NON-BINDING ADVISORY VOTE ON FISCAL YEAR 2011 Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 APPROVAL OF AN AMENDMENT TO THE 2008 MOLEX STOCK Management Against Against
INCENTIVE PLAN.
06 APPROVAL OF AN AMENDMENT TO THE 2005 MOLEX Management For For
EMPLOYEE STOCK PURCHASE PLAN.
SYMMETRICOM, INC.
SECURITY 871543104 MEETING TYPE Annual
TICKER SYMBOL SYMM MEETING DATE 28-Oct-2011
ISIN US8715431040 AGENDA 933510960 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ROBERT T. CLARKSON For For
2 DAVID G. COTE For For
3 ALFRED BOSCHULTE For For
4 JAMES A. CHIDDIX For For
5 ELIZABETH A. FETTER For For
6 R.M. NEUMEISTER, JR. For For
7 DR. RICHARD W. OLIVER For For
8 RICHARD N. SNYDER For For
9 ROBERT J. STANZIONE For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT
FISCAL YEAR
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
04 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
FREQUENCY OF A FUTURE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
G&K SERVICES, INC.
SECURITY 361268105 MEETING TYPE Annual
TICKER SYMBOL GKSR MEETING DATE 03-Nov-2011
ISIN US3612681052 AGENDA 933508042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 LYNN CRUMP-CAINE For For
2 J. PATRICK DOYLE For For
3 M. LENNY PIPPIN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITORS FOR
FISCAL 2012.
03 PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY Management Abstain Against
VOTE, EXECUTIVE COMPENSATION.
04 PROPOSAL TO RECOMMEND, BY NON-BINDING ADVISORY Management Abstain Against
VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
PIKE ELECTRIC CORPORATION
SECURITY 721283109 MEETING TYPE Annual
TICKER SYMBOL PIKE MEETING DATE 03-Nov-2011
ISIN US7212831090 AGENDA 933509791 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 J. ERIC PIKE For For
2 CHARLES E. BAYLESS For For
3 JAMES R. HELVEY III For For
4 ROBERT D. LINDSAY For For
5 PETER PACE For For
6 DANIEL J. SULLIVAN III For For
7 LOUIS F. TERHAR For For
8 J. RUSSELL TRIEDMAN For For
2 PROPOSAL TO AMEND AND RESTATE THE 2008 OMNIBUS Management Against Against
INCENTIVE COMPENSATION PLAN.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
4 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2012.
AVNET,INC.
SECURITY 053807103 MEETING TYPE Annual
TICKER SYMBOL AVT MEETING DATE 04-Nov-2011
ISIN US0538071038 AGENDA 933506846 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ELEANOR BAUM For For
2 J. VERONICA BIGGINS For For
3 RICHARD HAMADA For For
4 EHUD HOUMINER For For
5 JAMES A. LAWRENCE For For
6 FRANK R. NOONAN For For
7 RAY M. ROBINSON For For
8 WILLIAM H. SCHUMANN III For For
9 WILLIAM P. SULLIVAN For For
10 ROY VALLEE For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 APPROVAL TO AMEND AND RESTATE THE AVNET EMPLOYEE Management For For
STOCK PURCHASE PLAN.
05 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30, 2012.
ENERGY XXI (BERMUDA) LIMITED
SECURITY G10082140 MEETING TYPE Annual
TICKER SYMBOL EXXI MEETING DATE 08-Nov-2011
ISIN BMG100821401 AGENDA 933515770 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOHN D. SCHILLER, JR. For For
2 WILLIAM COLVIN For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
03 FREQUENCY OF FUTURE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 APPROVAL OF AMENDMENTS TO INCREASE OUR Management Against Against
AUTHORIZED PREFERENCE SHARES.
05 APPROVAL OF UHY LLP AS INDEPENDENT AUDITORS FOR Management For For
FISCAL YEAR ENDING JUNE 30, 2012 AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITORS' REMUNERATION.
MEREDITH CORPORATION
SECURITY 589433101 MEETING TYPE Annual
TICKER SYMBOL MDP MEETING DATE 09-Nov-2011
ISIN US5894331017 AGENDA 933508155 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 PHILIP A. MARINEAU For For
2 ELIZABETH E. TALLETT For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE Management Abstain Against
COMPENSATION PROGRAM FOR THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
03 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
WITH WHICH THE COMPANY WILL CONDUCT FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30,
2012.
INTERNATIONAL RECTIFIER CORPORATION
SECURITY 460254105 MEETING TYPE Annual
TICKER SYMBOL IRF MEETING DATE 11-Nov-2011
ISIN US4602541058 AGENDA 933510287 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 RICHARD J. DAHL For For
2 DWIGHT W. DECKER For For
3 ROCHUS E. VOGT For For
02 PROPOSAL TO APPROVE THE INTERNATIONAL RECTIFIER Management Against Against
CORPORATION 2011 PERFORMANCE INCENTIVE PLAN.
03 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE COMPENSATION PROGRAM.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR
2012.
ETHAN ALLEN INTERIORS INC.
SECURITY 297602104 MEETING TYPE Annual
TICKER SYMBOL ETH MEETING DATE 15-Nov-2011
ISIN US2976021046 AGENDA 933512457 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 M. FAROOQ KATHWARI For For
2 JOHN J. DOONER, JR. For For
02 PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012
FISCAL YEAR.
03 PROPOSAL TO APPROVE THE INCENTIVE PERFORMANCE Management For For
COMPONENTS OF THE NEW EMPLOYMENT AGREEMENT.
04 PROPOSAL TO RATIFY THE AMENDMENT TO THE Management Against Against
SHAREHOLDERS' RIGHTS PLAN.
05 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Management Abstain Against
EXECUTIVE COMPENSATION.
06 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
BOTTOMLINE TECHNOLOGIES (DE), INC.
SECURITY 101388106 MEETING TYPE Annual
TICKER SYMBOL EPAY MEETING DATE 17-Nov-2011
ISIN US1013881065 AGENDA 933514413 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOSEPH L. BARRY, JR. For For
2 ROBERT A. EBERLE For For
3 JEFFREY C. LEATHE For For
02 AMENDMENT TO THE COMPANY'S 2009 STOCK INCENTIVE Management Against Against
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN
FROM 2,750,000 TO 5,550,000, AS FURTHER SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE NON-BINDING ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
05 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
MATRIX SERVICE COMPANY
SECURITY 576853105 MEETING TYPE Annual
TICKER SYMBOL MTRX MEETING DATE 17-Nov-2011
ISIN US5768531056 AGENDA 933516772 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOHN R. HEWITT For For
2 MICHAEL J. HALL For For
3 I. EDGAR (ED) HENDRIX For For
4 PAUL K. LACKEY For For
5 TOM E. MAXWELL For For
6 DAVID J. TIPPECONNIC For For
02 TO RATIFY THE ENGAGEMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2012.
03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against
THE FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
DYCOM INDUSTRIES, INC.
SECURITY 267475101 MEETING TYPE Annual
TICKER SYMBOL DY MEETING DATE 22-Nov-2011
ISIN US2674751019 AGENDA 933514893 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 CHARLES B. COE For For
2 DWIGHT B. DUKE For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL 2012.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against
FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
GLOBE SPECIALTY METALS INC.
SECURITY 37954N206 MEETING TYPE Annual
TICKER SYMBOL GSM MEETING DATE 30-Nov-2011
ISIN US37954N2062 AGENDA 933522369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MR. BARGER For For
2 MR. DANJCZEK For For
3 MR. EIZENSTAT For For
4 MR. KESTENBAUM For For
5 MR. LAVIN For For
02 APPROVAL OF THE 2011 CFO/CLO LONG-TERM Management For For
INCENTIVE PLAN.
03 APPROVAL OF THE 2012 EXECUTIVE LONG-TERM Management For For
INCENTIVE PLAN.
04 APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF Management Abstain Against
THE NAMED EXECUTIVE OFFICERS.
05 VOTE ON AN ADVISORY BASIS UPON WHETHER THE Management Abstain Against
ADVISORY STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS.
06 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30,
2012.
EPOCH HOLDING CORPORATION
SECURITY 29428R103 MEETING TYPE Annual
TICKER SYMBOL EPHC MEETING DATE 01-Dec-2011
ISIN US29428R1032 AGENDA 933517596 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ALLAN R. TESSLER For For
2 WILLIAM W. PRIEST For For
3 ENRIQUE R. ARZAC For For
4 JEFFREY L. BERENSON For For
5 JOHN L. CECIL For For
6 PETER A. FLAHERTY For For
7 TIMOTHY T. TAUSSIG For For
02 TO APPROVE, IN A NONBINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO DETERMINE, IN A NONBINDING ADVISORY VOTE, Management Abstain Against
WHETHER A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO, OR THREE
YEARS.
04 TO RATIFY THE APPOINTMENT OF CF & CO., L.L.P. AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2012.
PERICOM SEMICONDUCTOR CORPORATION
SECURITY 713831105 MEETING TYPE Annual
TICKER SYMBOL PSEM MEETING DATE 08-Dec-2011
ISIN US7138311052 AGENDA 933518473 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ALEX CHIMING HUI For For
2 CHI-HUNG (JOHN) HUI PHD For For
3 HAU L. LEE, PH.D. For For
4 MICHAEL J. SOPHIE For For
5 SIU-WENG SIMON WONG PHD For For
6 EDWARD YANG For For
02 TO RATIFY THE APPOINTMENT OF BURR, PILGER & Management For For
MAYER, INC. AS THE INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR 2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE SAY-ON-PAY FREQUENCY. Management Abstain Against
HF FINANCIAL CORP.
SECURITY 404172108 MEETING TYPE Contested-Annual
TICKER SYMBOL HFFC MEETING DATE 13-Dec-2011
ISIN US4041721089 AGENDA 933527460 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MR. JOHN W. PALMER For For
2 MGT NOM T.L. VAN WYHE For For
02 RATIFICATION OF THE APPOINTMENT OF EIDE BAILLY, Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE HF FINANCIAL CORP. FOR
THE YEAR ENDING JUNE 30, 2012.
GP STRATEGIES CORPORATION
SECURITY 36225V104 MEETING TYPE Annual
TICKER SYMBOL GPX MEETING DATE 14-Dec-2011
ISIN US36225V1044 AGENDA 933521482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 HARVEY P. EISEN For For
2 MARSHALL S. GELLER For For
3 DANIEL M. FRIEDBERG For For
4 SCOTT N. GREENBERG For For
5 SUE W. KELLY For For
6 RICHARD C. PFENNIGER For For
7 A. MARVIN STRAIT For For
8 GENE A. WASHINGTON For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE Management Abstain Against
SHAREHOLDER ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
05 TO APPROVE AN AGREEMENT AND PLAN OF MERGER Management For For
PROVIDING FOR THE MERGER OF THE COMPANY WITH AND
INTO ITS WHOLLY-OWNED SUBSIDIARY, GENERAL
PHYSICS CORPORATION TO ELIMINATE THE CURRENT
HOLDING COMPANY STRUCTURE.
06 TO APPROVE THE GP STRATEGIES CORPORATION 2011 Management Against Against
STOCK INCENTIVE PLAN.
07 ANY OTHER MATTERS PROPERLY BROUGHT BEFORE THE Management For For
MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS
THEREOF.
THE GREENBRIER COMPANIES, INC.
SECURITY 393657101 MEETING TYPE Annual
TICKER SYMBOL GBX MEETING DATE 06-Jan-2012
ISIN US3936571013 AGENDA 933529933 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 WILLIAM A. FURMAN For For
2 C. BRUCE WARD For For
3 CHARLES J. SWINDELLS For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON WHETHER THE ADVISORY VOTE ON Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD BE HELD EVERY ONE, TWO
OR THREE YEARS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2012.
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 10-Jan-2012
ISIN US98944B1089 AGENDA 933530986 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 O.B. GRAYSON HALL, JR. For For
2 CAROL A. WILLIAMS For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
MOOG INC.
SECURITY 615394202 MEETING TYPE Annual
TICKER SYMBOL MOGA MEETING DATE 11-Jan-2012
ISIN US6153942023 AGENDA 933537790 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 BRIAN J. LIPKE For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For
FOR THE 2012 FISCAL YEAR
03 TO VOTE ON A NON-BINDING PROPOSAL AND RESOLUTION Management Abstain Against
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES, AND THE RELATED DISCLOSURES
IN OUR PROXY STATEMENT
04 TO VOTE ON A NON-BINDING PROPOSAL AND RESOLUTION Management Abstain Against
REGARDING THE FREQUENCY OF NON-BINDING ADVISORY
VOTES ON EXECUTIVE COMPENSATION BEING EVERY
WASHINGTON FEDERAL, INC.
SECURITY 938824109 MEETING TYPE Annual
TICKER SYMBOL WFSL MEETING DATE 18-Jan-2012
ISIN US9388241096 AGENDA 933534275 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 LIANE J. PELLETIER For For
2 MARK N. TABBUTT For For
3 ROY M. WHITEHEAD For For
4 JOHN F. CLEARMAN For For
02 ADVISORY VOTE ON THE COMPENSATION OF WASHINGTON Management Abstain Against
FEDERAL'S NAMED EXECUTIVE OFFICERS.
03 NON-BINDING ADVISORY VOTE TO DETERMINE THE Management Abstain Against
FREQUENCY OF STOCKHOLDER ADVISORY VOTES TO
APPROVE THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
AUDITORS.
WOODWARD, INC.
SECURITY 980745103 MEETING TYPE Annual
TICKER SYMBOL WWD MEETING DATE 25-Jan-2012
ISIN US9807451037 AGENDA 933537396 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 PAUL DONOVAN For For
2 THOMAS A. GENDRON For For
3 JOHN A. HALBROOK For For
4 RONALD M. SEGA For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2012.
03 PROPOSAL REGARDING THE ADVISORY RESOLUTION Management Abstain Against
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 PROPOSAL REGARDING THE REAPPROVAL OF MATERIAL Management For For
TERMS FOR QUALIFIED PERFORMANCE-BASED AWARDS FOR
SECTION 162(M) PURPOSES UNDER THE WOODWARD 2006
OMNIBUS INCENTIVE PLAN.
ROCHESTER MEDICAL CORPORATION
SECURITY 771497104 MEETING TYPE Annual
TICKER SYMBOL ROCM MEETING DATE 26-Jan-2012
ISIN US7714971048 AGENDA 933540064 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DARNELL L. BOEHM For For
2 ANTHONY J. CONWAY For For
3 DAVID A. JONAS For For
4 PETER H. SHEPARD For For
5 BENSON SMITH For For
02 RATIFICATION OF SELECTION OF GRANT THORNTON LLP Management For For
AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2012
03 ADVISORY APPROVAL, BY NON-BINDING VOTE, OF Management Abstain Against
EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 31-Jan-2012
ISIN US3984331021 AGENDA 933538300 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 HARVEY R. BLAU For For
2 GERALD J. CARDINALE For For
3 BRADLEY J. GROSS For For
4 GENERAL DONALD J.KUTYNA For For
2 APPROVAL OF THE RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
3 RATIFICATION OF THE SELECTION BY OUR AUDIT Management For For
COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2012.
FAIR ISAAC CORPORATION
SECURITY 303250104 MEETING TYPE Annual
TICKER SYMBOL FICO MEETING DATE 07-Feb-2012
ISIN US3032501047 AGENDA 933541484 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: A. GEORGE BATTLE Management For For
1B ELECTION OF DIRECTOR: NICHOLAS F. GRAZIANO Management For For
1C ELECTION OF DIRECTOR: MARK N. GREENE Management For For
1D ELECTION OF DIRECTOR: JAMES D. KRISNER Management For For
1E ELECTION OF DIRECTOR: WILLIAM J. LANSING Management For For
1F ELECTION OF DIRECTOR: RAHUL N. MERCHANT Management For For
1G ELECTION OF DIRECTOR: DAVID A. REY Management For For
1H ELECTION OF DIRECTOR: DUANE E. WHITE Management For For
02 TO APPROVE THE ADOPTION OF THE PROPOSED 2012 Management Against Against
LONG-TERM INCENTIVE PLAN DATED NOVEMBER 30,
2011, AS DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO THE COMPANY'S EXECUTIVE OFFICER
COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR.
BROOKS AUTOMATION, INC.
SECURITY 114340102 MEETING TYPE Annual
TICKER SYMBOL BRKS MEETING DATE 08-Feb-2012
ISIN US1143401024 AGENDA 933538766 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 A. CLINTON ALLEN For For
2 JOSEPH R. MARTIN For For
3 JOHN K. MCGILLICUDDY For For
4 KRISHNA G. PALEPU For For
5 C.S. PARK For For
6 KIRK P. POND For For
7 STEPHEN S. SCHWARTZ For For
8 ALFRED WOOLLACOTT, III For For
9 MARK S. WRIGHTON For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 1995 Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK
AVAILABLE FOR ISSUANCE THEREUNDER BY 1,000,000
SHARES, FROM 3,000,000 TO 4,000,000.
03 TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL Management Abstain Against
COMPENSATION OF BROOK'S EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against
FREQUENCY OF ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
05 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR THE 2012 FISCAL
YEAR.
THE VALSPAR CORPORATION
SECURITY 920355104 MEETING TYPE Annual
TICKER SYMBOL VAL MEETING DATE 16-Feb-2012
ISIN US9203551042 AGENDA 933543200 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JACK J. ALLEN For For
2 JOHN S. BODE For For
3 JEFFREY H. CURLER For For
02 TO CAST AN ADVISORY VOTE ON THE CORPORATION'S Management Abstain Against
EXECUTIVE COMPENSATION ("SAY-ON-PAY" VOTE).
03 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE THE
CORPORATION'S ACCOUNTS FOR THE FISCAL YEAR
ENDING OCTOBER 26, 2012.
NAVISTAR INTERNATIONAL CORPORATION
SECURITY 63934E108 MEETING TYPE Annual
TICKER SYMBOL NAV MEETING DATE 21-Feb-2012
ISIN US63934E1082 AGENDA 933545709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE Management For For
OF INCORPORATION, AS AMENDED, TO DECLASSIFY OUR
BOARD OF DIRECTORS.
02 DIRECTOR Management
1 DAVID D. HARRISON For For
2 STEVEN J. KLINGER For For
3 MICHAEL N. HAMMES For For
03 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
TETRA TECH, INC.
SECURITY 88162G103 MEETING TYPE Annual
TICKER SYMBOL TTEK MEETING DATE 28-Feb-2012
ISIN US88162G1031 AGENDA 933542854 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DAN L. BATRACK For For
2 HUGH M. GRANT For For
3 PATRICK C. HADEN For For
4 J. CHRISTOPHER LEWIS For For
5 ALBERT E. SMITH For For
6 J. KENNETH THOMPSON For For
7 RICHARD H. TRULY For For
2 TO VOTE ON A NONBINDING RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
3 TO VOTE ON THE AMENDMENT OF OUR 2005 EQUITY Management Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK ISSUABLE UNDER THE PLAN BY
1,000,000 SHARES AND INCREASE THE LIMITATION ON
FULL-VALUE AWARDS BY 1,000,000 SHARES.
4 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2012.
ABM INDUSTRIES INCORPORATED
SECURITY 000957100 MEETING TYPE Annual
TICKER SYMBOL ABM MEETING DATE 06-Mar-2012
ISIN US0009571003 AGENDA 933550154 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 LINDA CHAVEZ For For
2 J. PHILIP FERGUSON For For
3 HENRIK C. SLIPSAGER For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
ABM INDUSTRIES INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2012.
03 PROPOSAL TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 PROPOSAL TO APPROVE AMENDMENTS TO THE ABM Management Against Against
INDUSTRIES INCORPORATED 2006 EQUITY INCENTIVE
PLAN.
PARAMETRIC TECHNOLOGY CORPORATION
SECURITY 699173209 MEETING TYPE Annual
TICKER SYMBOL PMTC MEETING DATE 07-Mar-2012
ISIN US6991732099 AGENDA 933545355 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DONALD K. GRIERSON For For
2 JAMES E. HEPPELMANN For For
3 RENATO ZAMBONINI For For
02 ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
03 APPROVE AN AMENDMENT TO OUR ARTICLES OF Management For For
ORGANIZATION TO CHANGE OUR CORPORATE NAME TO PTC
WITH AN APPROPRIATE CORPORATE INDICATOR SELECTED
BY THE BOARD OF DIRECTORS.
04 CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS PTC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
VITERRA INC.
SECURITY 92849T108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL VTRAF MEETING DATE 08-Mar-2012
ISIN CA92849T1084 AGENDA 933551548 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 THOMAS BIRKS For For
2 THOMAS CHAMBERS For For
3 BONNIE DUPONT For For
4 BRIAN GIBSON For For
5 PERRY GUNNER For For
6 TIM HEARN For For
7 DALLAS HOWE For For
8 KEVIN OSBORN For For
9 HERBERT PINDER JR. For For
10 LARRY RUUD For For
11 MAYO SCHMIDT For For
12 MAX VENNING For For
02 TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS OF Management For For
THE COMPANY FOR THE ENSUING YEAR.
03 TO APPROVE AND ADOPT THE AMENDED AND RESTATED Management For For
BY-LAWS FOR THE COMPANY AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR DATED FEBRUARY 3, 2012.
VITERRA INC.
SECURITY 92849T108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL VTRAF MEETING DATE 08-Mar-2012
ISIN CA92849T1084 AGENDA 933552134 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 THOMAS BIRKS For For
2 THOMAS CHAMBERS For For
3 BONNIE DUPONT For For
4 BRIAN GIBSON For For
5 PERRY GUNNER For For
6 TIM HEARN For For
7 DALLAS HOWE For For
8 KEVIN OSBORN For For
9 HERBERT PINDER JR. For For
10 LARRY RUUD For For
11 MAYO SCHMIDT For For
12 MAX VENNING For For
02 TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS OF Management For For
THE COMPANY FOR THE ENSUING YEAR.
03 TO APPROVE AND ADOPT THE AMENDED AND RESTATED Management For For
BY-LAWS FOR THE COMPANY AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR DATED FEBRUARY 3, 2012.
OFFICIAL PAYMENTS HOLDINGS, INC.
SECURITY 67623R106 MEETING TYPE Annual
TICKER SYMBOL OPAY MEETING DATE 29-Mar-2012
ISIN US67623R1068 AGENDA 933553504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHARLES W. BERGER For For
2 MORGAN P. GUENTHER For For
3 JAMES C. HALE For For
4 ALEX P. HART For For
5 PHILIP G. HEASLEY For For
6 DAVID A. POE For For
7 ZACHARY F. SADEK For For
8 KATHERINE A. SCHIPPER For For
2. TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
IDEX CORPORATION
SECURITY 45167R104 MEETING TYPE Annual
TICKER SYMBOL IEX MEETING DATE 10-Apr-2012
ISIN US45167R1041 AGENDA 933559544 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILLIAM M. COOK For For
2 MICHAEL T. TOKARZ For For
2. TO VOTE ON A NON-BINDING RESOLUTION TO APPROVE Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
UMPQUA HOLDINGS CORPORATION
SECURITY 904214103 MEETING TYPE Annual
TICKER SYMBOL UMPQ MEETING DATE 17-Apr-2012
ISIN US9042141039 AGENDA 933556992 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: RAYMOND P.DAVIS Management For For
1B. ELECTION OF DIRECTOR: PEGGY Y. FOWLER Management For For
1C. ELECTION OF DIRECTOR: STEPHEN M. GAMBEE Management For For
1D. ELECTION OF DIRECTOR: WILLIAM A. LANSING Management For For
1E. ELECTION OF DIRECTOR: LUIS F. MACHUCA Management For For
1F. ELECTION OF DIRECTOR: DIANE D. MILLER Management For For
1G. ELECTION OF DIRECTOR: DUDLEY R. SLATER Management For For
1H. ELECTION OF DIRECTOR: HILLIARD C. TERRY, III Management For For
1I. ELECTION OF DIRECTOR: BRYAN L. TIMM Management For For
1J. ELECTION OF DIRECTOR: FRANK R.J. WHITTAKER Management For For
2. TO RATIFY THE AUDIT AND COMPLIANCE COMMITTEE'S Management For For
APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. TO CONSIDER AND APPROVE THE ADVISORY Management Abstain Against
(NON-BINDING) PROPOSAL REGARDING COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 18-Apr-2012
ISIN US4835481031 AGENDA 933555851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 E. REEVES CALLAWAY III For For
2 KAREN M. GARRISON For For
3 A. WILLIAM HIGGINS For For
2 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
FORMFACTOR, INC.
SECURITY 346375108 MEETING TYPE Annual
TICKER SYMBOL FORM MEETING DATE 18-Apr-2012
ISIN US3463751087 AGENDA 933557324 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 RICHARD DELATEUR For For
2 EDWARD ROGAS, JR. For For
2 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
3 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
COMPANY'S EQUITY INCENTIVE PLAN.
4 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY'S EMPLOYEE STOCK PURCHASE PLAN.
5 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS FORMFACTOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2012.
VALLEY NATIONAL BANCORP
SECURITY 919794107 MEETING TYPE Annual
TICKER SYMBOL VLY MEETING DATE 18-Apr-2012
ISIN US9197941076 AGENDA 933564759 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ANDREW B. ABRAMSON For For
2 PETER J. BAUM For For
3 PAMELA R. BRONANDER For For
4 PETER CROCITTO For For
5 ERIC P. EDELSTEIN For For
6 ALAN D. ESKOW For For
7 M.J. STEELE GUILFOILE For For
8 GRAHAM O. JONES For For
9 WALTER H. JONES, III For For
10 GERALD KORDE For For
11 MICHAEL L. LARUSSO For For
12 MARC J. LENNER For For
13 GERALD H. LIPKIN For For
14 BARNETT RUKIN For For
15 SURESH L. SANI For For
16 ROBERT C. SOLDOVERI For For
17 JEFFREY S. WILKS For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
VALLEY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012
AMN HEALTHCARE SERVICES, INC.
SECURITY 001744101 MEETING TYPE Annual
TICKER SYMBOL AHS MEETING DATE 18-Apr-2012
ISIN US0017441017 AGENDA 933564797 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: R. JEFFREY HARRIS Management For For
1B. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS, M.D. Management For For
1C. ELECTION OF DIRECTOR: MARTHA H. MARSH Management For For
1D. ELECTION OF DIRECTOR: SUSAN R. SALKA Management For For
1E. ELECTION OF DIRECTOR: ANDREW M. STERN Management For For
1F. ELECTION OF DIRECTOR: PAUL E. WEAVER Management For For
1G. ELECTION OF DIRECTOR: DOUGLAS D. WHEAT Management For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF THE COMPANY'S SENIOR MANAGEMENT Management For For
INCENTIVE BONUS PLAN, AS AMENDED AND RESTATED.
4. APPROVAL OF THE COMPANY'S EQUITY PLAN, AS Management Against Against
AMENDED AND RESTATED.
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
CARDINAL FINANCIAL CORPORATION
SECURITY 14149F109 MEETING TYPE Annual
TICKER SYMBOL CFNL MEETING DATE 20-Apr-2012
ISIN US14149F1093 AGENDA 933576184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STEVEN M. WILTSE* For For
2 BERNARD H. CLINEBURG# For For
3 MICHAEL A. GARCIA# For For
4 J. HAMILTON LAMBERT# For For
2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2012.
HANESBRANDS INC.
SECURITY 410345102 MEETING TYPE Annual
TICKER SYMBOL HBI MEETING DATE 24-Apr-2012
ISIN US4103451021 AGENDA 933554619 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 LEE A. CHADEN For For
2 BOBBY J. GRIFFIN For For
3 JAMES C. JOHNSON For For
4 JESSICA T. MATHEWS For For
5 J. PATRICK MULCAHY For For
6 RONALD L. NELSON For For
7 RICHARD A. NOLL For For
8 ANDREW J. SCHINDLER For For
9 ANN E. ZIEGLER For For
2. TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR HANESBRANDS' 2012 FISCAL YEAR
3. TO APPROVE, BY A NON-BINDING, ADVISORY VOTE, Management Abstain Against
EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING
WASHINGTON TRUST BANCORP, INC.
SECURITY 940610108 MEETING TYPE Annual
TICKER SYMBOL WASH MEETING DATE 24-Apr-2012
ISIN US9406101082 AGENDA 933558922 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 STEVEN J. CRANDALL For For
2 JOSEPH J. MARCAURELE For For
3 VICTOR J. ORSINGER, II For For
4 EDWIN J. SANTOS For For
5 PATRICK J. SHANAHAN, JR For For
2 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2012;
3 A NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS;
NATIONAL PENN BANCSHARES, INC.
SECURITY 637138108 MEETING TYPE Annual
TICKER SYMBOL NPBC MEETING DATE 24-Apr-2012
ISIN US6371381087 AGENDA 933575295 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 SCOTT V. FAINOR For For
2 DONNA D. HOLTON For For
3 THOMAS L. KENNEDY For For
4 MICHAEL E. MARTIN For For
2. RATIFICATION OF NATIONAL PENN'S INDEPENDENT Management For For
AUDITORS FOR 2012.
3. AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE Management Abstain Against
THE COMPENSATION OF NATIONAL PENN'S EXECUTIVE
OFFICERS.
NCR CORPORATION
SECURITY 62886E108 MEETING TYPE Annual
TICKER SYMBOL NCR MEETING DATE 25-Apr-2012
ISIN US62886E1082 AGENDA 933558845 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILLIAM R. NUTI For For
2 GARY J. DAICHENDT For For
3 ROBERT P. DERODES For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management For For
AS DISCLOSED IN THESE PROXY MATERIALS.
TTM TECHNOLOGIES, INC.
SECURITY 87305R109 MEETING TYPE Annual
TICKER SYMBOL TTMI MEETING DATE 25-Apr-2012
ISIN US87305R1095 AGENDA 933559087 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 RONALD W. IVERSON For For
2 ROBERT E. KLATELL For For
3 JOHN G. MAYER For For
2 THE RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012
FIRST NIAGARA FINANCIAL GROUP, INC.
SECURITY 33582V108 MEETING TYPE Annual
TICKER SYMBOL FNFG MEETING DATE 25-Apr-2012
ISIN US33582V1089 AGENDA 933561575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 CARL A. FLORIO For For
2 NATHANIEL D. WOODSON For For
3 ROXANNE J. COADY For For
2 AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR Management Abstain Against
EXECUTIVE COMPENSATION PROGRAMS AND POLICIES AS
DESCRIBED IN THIS PROXY STATEMENT.
3 APPROVAL OF THE FIRST NIAGARA FINANCIAL GROUP, Management For For
INC. 2012 EQUITY INCENTIVE PLAN.
4 APPROVAL OF THE FIRST NIAGARA FINANCIAL GROUP, Management For For
INC. EXECUTIVE ANNUAL INCENTIVE PLAN.
5 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.
BROWN & BROWN, INC.
SECURITY 115236101 MEETING TYPE Annual
TICKER SYMBOL BRO MEETING DATE 25-Apr-2012
ISIN US1152361010 AGENDA 933562490 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 J. HYATT BROWN For For
2 SAMUEL P. BELL, III For For
3 HUGH M. BROWN For For
4 J. POWELL BROWN For For
5 BRADLEY CURREY, JR. For For
6 THEODORE J. HOEPNER For For
7 TONI JENNINGS For For
8 TIMOTHY R. M. MAIN For For
9 WENDELL S. REILLY For For
10 JOHN R. RIEDMAN For For
11 CHILTON D. VARNER For For
2 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE, LLP AS BROWN & BROWN, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2012.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
ORIENTAL FINANCIAL GROUP INC.
SECURITY 68618W100 MEETING TYPE Annual
TICKER SYMBOL OFG MEETING DATE 25-Apr-2012
ISIN PR68618W1001 AGENDA 933562743 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JULIAN S. INCLAN For For
2 PEDRO MORAZZANI For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO RATIFY THE SELECTION OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.
COLUMBIA BANKING SYSTEM, INC.
SECURITY 197236102 MEETING TYPE Annual
TICKER SYMBOL COLB MEETING DATE 25-Apr-2012
ISIN US1972361026 AGENDA 933571920 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: MELANIE J. DRESSEL Management For For
1B. ELECTION OF DIRECTOR: JOHN P. FOLSOM Management For For
1C. ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG Management For For
1D. ELECTION OF DIRECTOR: THOMAS M. HULBERT Management For For
1E. ELECTION OF DIRECTOR: MICHELLE M. LANTOW Management For For
1F. ELECTION OF DIRECTOR: THOMAS L. MATSON Management For For
1G. ELECTION OF DIRECTOR: S. MAE FUJITA NUMATA Management For For
1H. ELECTION OF DIRECTOR: DANIEL C. REGIS Management For For
1I. ELECTION OF DIRECTOR: DONALD H. RODMAN Management For For
1J. ELECTION OF DIRECTOR: WILLIAM T. WEYERHAEUSER Management For For
1K. ELECTION OF DIRECTOR: JAMES M. WILL Management For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
TO APPROVE THE COMPENSATION OF COLUMBIA'S
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING 2012.
GLACIER BANCORP, INC.
SECURITY 37637Q105 MEETING TYPE Annual
TICKER SYMBOL GBCI MEETING DATE 25-Apr-2012
ISIN US37637Q1058 AGENDA 933577073 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MICHAEL J. BLODNICK For For
2 SHERRY L. CLADOUHOS For For
3 JAMES M. ENGLISH For For
4 ALLEN J. FETSCHER For For
5 DALLAS I. HERRON For For
6 CRAIG A. LANGEL For For
7 L. PETER LARSON For For
8 DOUGLAS J. MCBRIDE For For
9 JOHN W. MURDOCH For For
10 EVERIT A. SLITER For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
TO APPROVE THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BKD, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
TRUE RELIGION APPAREL, INC.
SECURITY 89784N104 MEETING TYPE Annual
TICKER SYMBOL TRLG MEETING DATE 25-Apr-2012
ISIN US89784N1046 AGENDA 933587036 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JEFFREY LUBELL For For
2 MARCELLO BOTTOLI For For
3 JOSEPH COULOMBE For For
4 G. LOUIS GRAZIADIO, III For For
5 ROBERT L. HARRIS, II For For
6 SETH R. JOHNSON For For
7 MARK S. MARON For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE &TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2012.
3. AN ADVISORY VOTE APPROVING THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
SVB FINANCIAL GROUP
SECURITY 78486Q101 MEETING TYPE Annual
TICKER SYMBOL SIVB MEETING DATE 26-Apr-2012
ISIN US78486Q1013 AGENDA 933562248 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GREG W. BECKER For For
2 ERIC A. BENHAMOU For For
3 DAVID M. CLAPPER For For
4 ROGER F. DUNBAR For For
5 JOEL P. FRIEDMAN For For
6 C. RICHARD KRAMLICH For For
7 LATA KRISHNAN For For
8 JEFFREY N. MAGGIONCALDA For For
9 KATE D. MITCHELL For For
10 JOHN F. ROBINSON For For
11 GAREN K. STAGLIN For For
12 KYUNG H. YOON For For
2. TO APPROVE THE COMPANY'S 2006 EQUITY INCENTIVE Management Against Against
PLAN, AS AMENDED AND RESTATED, TO RESERVE AN
ADDITIONAL 2,100,000 SHARES OF COMMON STOCK FOR
ISSUANCE THEREUNDER.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2012.
4. TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON Management Abstain Against
THE COMPANY'S EXECUTIVE COMPENSATION ("SAY ON
PAY").
5. TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management
COME BEFORE THE MEETING AND ANY POSTPONEMENTS OR
ADJOURNMENTS THEREOF, ACCORDING TO THE PROXY
HOLDERS' DECISION AND IN THEIR DISCRETION.
OFFICE DEPOT, INC.
SECURITY 676220106 MEETING TYPE Annual
TICKER SYMBOL ODP MEETING DATE 26-Apr-2012
ISIN US6762201068 AGENDA 933562515 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: NEIL R. AUSTRIAN Management For For
1B. ELECTION OF DIRECTOR: JUSTIN BATEMAN Management For For
1C. ELECTION OF DIRECTOR: THOMAS J. COLLIGAN Management For For
1D. ELECTION OF DIRECTOR: MARSHA J. EVANS Management For For
1E. ELECTION OF DIRECTOR: BRENDA J. GAINES Management For For
1F. ELECTION OF DIRECTOR: W. SCOTT HEDRICK Management For For
1G. ELECTION OF DIRECTOR: KATHLEEN MASON Management For For
1H. ELECTION OF DIRECTOR: JAMES S. RUBIN Management For For
1I. ELECTION OF DIRECTOR: RAYMOND SVIDER Management For For
1J. ELECTION OF DIRECTOR: NIGEL TRAVIS Management For For
2. TO RATIFY OUR AUDIT COMMITTEE'S APPOINTMENT OF Management For For
DELOITTE & TOUCHE, LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR.
3. TO HOLD AN ADVISORY VOTE APPROVING THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
CONVERGYS CORPORATION
SECURITY 212485106 MEETING TYPE Annual
TICKER SYMBOL CVG MEETING DATE 26-Apr-2012
ISIN US2124851062 AGENDA 933562680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JOHN F. BARRETT For For
2 JEFFREY H. FOX For For
3 JOSEPH E. GIBBS For For
4 JOAN E. HERMAN For For
5 RONALD L. NELSON For For
2 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE THE CONVERGYS CORPORATION ANNUAL Management For For
EXECUTIVE INCENTIVE PLAN.
4 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
JANUS CAPITAL GROUP INC.
SECURITY 47102X105 MEETING TYPE Annual
TICKER SYMBOL JNS MEETING DATE 26-Apr-2012
ISIN US47102X1054 AGENDA 933564139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. APPROVAL OF AN AMENDMENT TO THE JANUS CAPITAL Management For For
GROUP INC. CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS
2A. ELECTION OF DIRECTOR: TIMOTHY K. ARMOUR Management For For
2B. ELECTION OF DIRECTOR: J. RICHARD FREDERICKS Management For For
2C. ELECTION OF DIRECTOR: LAWRENCE E. KOCHARD Management For For
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE JANUS CAPITAL GROUP INC. INDEPENDENT
AUDITOR FOR FISCAL YEAR 2012
4. APPROVAL AND ADOPTION OF AN AMENDMENT TO THE Management Against Against
JANUS CAPITAL GROUP INC. 2010 LONG-TERM
INCENTIVE STOCK PLAN
5. APPROVE, BY NON-BINDING ADVISORY VOTE, THE Management For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
(SAY-ON-PAY)
6. NON-BINDING ADVISORY VOTE ON SHAREHOLDER Shareholder Abstain For
PROPOSAL FOR INDEPENDENT CHAIRMAN POLICY
GULF ISLAND FABRICATION, INC.
SECURITY 402307102 MEETING TYPE Annual
TICKER SYMBOL GIFI MEETING DATE 26-Apr-2012
ISIN US4023071024 AGENDA 933568721 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 KERRY J. CHAUVIN For For
2 JERRY D. DUMAS, SR. For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
CROWN HOLDINGS, INC.
SECURITY 228368106 MEETING TYPE Annual
TICKER SYMBOL CCK MEETING DATE 26-Apr-2012
ISIN US2283681060 AGENDA 933571639 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JENNE K. BRITELL For For
2 JOHN W. CONWAY For For
3 ARNOLD W. DONALD For For
4 WILLIAM G. LITTLE For For
5 HANS J. LOLIGER For For
6 JAMES H. MILLER For For
7 JOSEF M. MULLER For For
8 THOMAS A. RALPH For For
9 HUGUES DU ROURET For For
10 JIM L. TURNER For For
11 WILLIAM S. URKIEL For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2012.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Management Abstain Against
EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
A.T. CROSS COMPANY
SECURITY 227478104 MEETING TYPE Annual
TICKER SYMBOL ATX MEETING DATE 26-Apr-2012
ISIN US2274781044 AGENDA 933579003 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. FIXING THE NUMBER OF CLASS A DIRECTORS AT THREE Management For For
AND CLASS B DIRECTORS AT SIX.
2. DIRECTOR Management
1 HARLAN M. KENT For For
2 ANDREW J. PARSONS For For
3 FRANCES P. PHILIP For For
3. APPROVAL OF NON-BINDING VOTE ON COMPENSATION OF Management Abstain Against
NAMED EXECUTIVE OFFICERS.
4. RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
SECURITY 101119105 MEETING TYPE Annual
TICKER SYMBOL BPFH MEETING DATE 26-Apr-2012
ISIN US1011191053 AGENDA 933584307 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 HERBERT S. ALEXANDER For For
2 LYNN THOMPSON HOFFMAN For For
3 JOHN MORTON III For For
2. TO APPROVE A NON-BINDING, ADVISORY RESOLUTION Management Abstain Against
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO AMEND THE COMPANY'S RESTATED ARTICLES OF Management For For
ORGANIZATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
4. IF PROPERLY PRESENTED AT THE MEETING, TO Shareholder Against For
CONSIDER A SHAREHOLDER PROPOSAL TO ADOPT SIMPLE
MAJORITY VOTING.
LYDALL, INC.
SECURITY 550819106 MEETING TYPE Annual
TICKER SYMBOL LDL MEETING DATE 27-Apr-2012
ISIN US5508191062 AGENDA 933568733 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DALE G. BARNHART For For
2 KATHLEEN BURDETT For For
3 W. LESLIE DUFFY, ESQ. For For
4 MATTHEW T. FARRELL For For
5 MARC T. GILES For For
6 WILLIAM D. GURLEY For For
7 SUZANNE HAMMETT For For
8 S. CARL SODERSTROM, JR. For For
2 TO APPROVE THE LYDALL 2012 STOCK INCENTIVE PLAN. Management Against Against
3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
4 RATIFYING THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2012.
BADGER METER, INC.
SECURITY 056525108 MEETING TYPE Annual
TICKER SYMBOL BMI MEETING DATE 27-Apr-2012
ISIN US0565251081 AGENDA 933574558 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RONALD H. DIX For For
2 THOMAS J. FISCHER For For
3 GALE E. KLAPPA For For
4 GAIL A. LIONE For For
5 RICHARD A. MEEUSEN For For
6 ANDREW J. POLICANO For For
7 STEVEN J. SMITH For For
8 TODD J. TESKE For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2012.
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 27-Apr-2012
ISIN US3154051003 AGENDA 933584650 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JENNIE S. HWANG, PH.D. Withheld Against
2 JAMES F. KIRSCH Withheld Against
3 PETER T. KONG Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT.
3. APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE Management For For
COMPENSATION FOR NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THIS PROXY STATEMENT.
4. IF PROPERLY PRESENTED, A SHAREHOLDER PROPOSAL. Shareholder Against For
TRINITY INDUSTRIES, INC.
SECURITY 896522109 MEETING TYPE Annual
TICKER SYMBOL TRN MEETING DATE 30-Apr-2012
ISIN US8965221091 AGENDA 933580777 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JOHN L. ADAMS For For
2 RHYS J. BEST For For
3 DAVID W. BIEGLER For For
4 LELDON E. ECHOLS For For
5 RONALD J. GAFFORD For For
6 RONALD W. HADDOCK For For
7 ADRIAN LAJOUS For For
8 MELENDY E. LOVETT For For
9 CHARLES W. MATTHEWS For For
10 DOUGLAS L. ROCK For For
11 TIMOTHY R. WALLACE For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
3 TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2012.
MYR GROUP INC
SECURITY 55405W104 MEETING TYPE Annual
TICKER SYMBOL MYRG MEETING DATE 02-May-2012
ISIN US55405W1045 AGENDA 933565395 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JACK L. ALEXANDER For For
2 BETTY R. JOHNSON For For
3 MAURICE E. MOORE For For
2 ADVISORY RESOLUTION TO APPROVE THE CORPORATION'S Management Abstain Against
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF ERNST AND Management For For
YOUNG LLP AS THE CORPORATION'S INDEPENDENT
AUDITORS.
CIRCOR INTERNATIONAL, INC.
SECURITY 17273K109 MEETING TYPE Annual
TICKER SYMBOL CIR MEETING DATE 02-May-2012
ISIN US17273K1097 AGENDA 933566549 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DAVID F. DIETZ For For
2 DOUGLAS M. HAYES For For
3 THOMAS E. NAUGLE For For
2 TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF Management For For
DIRECTOR'S SELECTION OF GRANT THORNTON LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
3 TO CONSIDER AN ADVISORY RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
INTERSIL CORPORATION
SECURITY 46069S109 MEETING TYPE Annual
TICKER SYMBOL ISIL MEETING DATE 02-May-2012
ISIN US46069S1096 AGENDA 933566955 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: DAVID B. BELL Management For For
1.2 ELECTION OF DIRECTOR: DR. ROBERT W. CONN Management For For
1.3 ELECTION OF DIRECTOR: JAMES V. DILLER Management For For
1.4 ELECTION OF DIRECTOR: GARY E. GIST Management For For
1.5 ELECTION OF DIRECTOR: MERCEDES JOHNSON Management For For
1.6 ELECTION OF DIRECTOR: GREGORY LANG Management For For
1.7 ELECTION OF DIRECTOR: JAN PEETERS Management For For
1.8 ELECTION OF DIRECTOR: ROBERT N. POKELWALDT Management For For
1.9 ELECTION OF DIRECTOR: JAMES A. URRY Management For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 APPROVE AN AMENDMENT TO THE INTERSIL CORPORATION Management For For
EMPLOYEE STOCK PURCHASE PLAN, AS DESCRIBED IN
ITEM 3 OF OUR PROXY STATEMENT.
4 APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management Against Against
2008 EQUITY COMPENSATION PLAN, AS DESCRIBED IN
ITEM 4 OF PROXY STATEMENT.
5 TO VOTE ON A NON-BINDING ADVISORY PROPOSAL Management Abstain Against
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
BALLANTYNE STRONG, INC.
SECURITY 058516105 MEETING TYPE Annual
TICKER SYMBOL BTN MEETING DATE 02-May-2012
ISIN US0585161054 AGENDA 933569393 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 WILLIAM F. WELSH, II For For
2 GARY L. CAVEY For For
3 SAMUEL C. FREITAG For For
4 MARC E. LEBARON For For
5 MARK D. HASEBROOCK For For
6 DONDE PLOWMAN For For
7 JAMES C. SHAY For For
2 THE ADVISORY (NON-BINDING) RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
DUCOMMUN INCORPORATED
SECURITY 264147109 MEETING TYPE Annual
TICKER SYMBOL DCO MEETING DATE 02-May-2012
ISIN US2641471097 AGENDA 933581197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 EUGENE P. CONESE, JR. For For
2 RALPH D. CROSBY, JR. For For
3 ANTHONY J. REARDON For For
2. ADVISORY RESOLUTION ON NAMED EXECUTIVE Management Abstain Against
COMPENSATION
3. RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S
INDEPENDENT ACCOUNTANTS
HEXCEL CORPORATION
SECURITY 428291108 MEETING TYPE Annual
TICKER SYMBOL HXL MEETING DATE 03-May-2012
ISIN US4282911084 AGENDA 933565270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: JOEL S. BECKMAN Management For For
1B ELECTION OF DIRECTOR: DAVID E. BERGES Management For For
1C ELECTION OF DIRECTOR: LYNN BRUBAKER Management For For
1D ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL Management For For
1E ELECTION OF DIRECTOR: SANDRA L. DERICKSON Management For For
1F ELECTION OF DIRECTOR: W. KIM FOSTER Management For For
1G ELECTION OF DIRECTOR: THOMAS A. GENDRON Management For For
1H ELECTION OF DIRECTOR: JEFFREY A. GRAVES Management For For
1I ELECTION OF DIRECTOR: DAVID C. HILL Management For For
1J ELECTION OF DIRECTOR: DAVID L. PUGH Management For For
02 ADVISORY VOTE TO APPROVE 2011 EXECUTIVE Management Abstain Against
COMPENSATION
03 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
XENITH BANKSHARES, INC.
SECURITY 98410X105 MEETING TYPE Annual
TICKER SYMBOL XBKS MEETING DATE 03-May-2012
ISIN US98410X1054 AGENDA 933584903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 LARRY L. FELTON For For
2 PALMER P. GARSON For For
3 PATRICK D. HANLEY For For
4 PETER C. JACKSON For For
5 BRIAN D. JONES For For
6 T. GAYLON LAYFIELD, III For For
7 MICHAEL A. MANCUSI For For
8 MALCOLM S. MCDONALD For For
9 ROBERT J. MERRICK For For
10 SCOTT A. REED For For
11 MARK B. SISISKY For For
12 JAMES E. TURNER, JR. For For
2. THE PROPOSAL TO APPROVE THE XENITH BANKSHARES, Management For For
INC. 2012 STOCK INCENTIVE PLAN.
3. THE PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
STERLING BANCORP
SECURITY 859158107 MEETING TYPE Annual
TICKER SYMBOL STL MEETING DATE 03-May-2012
ISIN US8591581074 AGENDA 933584941 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROBERT ABRAMS For For
2 JOSEPH M. ADAMKO For For
3 LOUIS J. CAPPELLI For For
4 FERNANDO FERRER For For
5 ALLAN F. HERSHFIELD For For
6 HENRY J. HUMPHREYS For For
7 ROBERT W. LAZAR For For
8 CAROLYN JOY LEE For For
9 JOHN C. MILLMAN For For
10 EUGENE ROSSIDES For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2012.
3. ADVISORY APPROVAL OF THE COMPENSATION OF THE Management For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. FREQUENCY OF ADVISORY APPROVAL ON EXECUTIVE Management 1 Year For
COMPENSATION.
5. INDEPENDENT BOARD CHAIRMAN. Shareholder Against For
ITRON, INC.
SECURITY 465741106 MEETING TYPE Annual
TICKER SYMBOL ITRI MEETING DATE 04-May-2012
ISIN US4657411066 AGENDA 933561664 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: KIRBY A. DYESS Management For For
1.2 ELECTION OF DIRECTOR: LEROY D. NOSBAUM Management For For
1.3 ELECTION OF DIRECTOR: GRAHAM M. WILSON Management For For
2 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
3 PROPOSAL TO APPROVE THE ITRON, INC.2012 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
BARNES GROUP INC.
SECURITY 067806109 MEETING TYPE Annual
TICKER SYMBOL B MEETING DATE 04-May-2012
ISIN US0678061096 AGENDA 933568531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 THOMAS J. ALBANI For For
2 THOMAS O. BARNES For For
3 GARY G. BENANAV For For
4 MYLLE H. MANGUM For For
2. RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY (NON-BINDING) RESOLUTION TO APPROVE THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A Shareholder Against For
POLICY THAT THE BOARD CHAIRMAN BE INDEPENDENT
AND HAVE NOT PREVIOUSLY SERVED AS AN EXECUTIVE
OFFICER OF THE COMPANY.
THE BRINK'S COMPANY
SECURITY 109696104 MEETING TYPE Annual
TICKER SYMBOL BCO MEETING DATE 04-May-2012
ISIN US1096961040 AGENDA 933570310 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 REGINALD D. HEDGEBETH* For For
2 BETTY C. ALEWINE# For For
3 MICHAEL J. HERLING# For For
4 THOMAS C. SCHIEVELBEIN# For For
2. APPROVE A NON-BINDING ADVISORY RESOLUTION Management For For
RELATING TO NAMED EXECUTIVE OFFICER COMPENSATION.
3. APPROVE THE AUDIT AND ETHICS COMMITTEE'S Management For For
SELECTION OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR
2012.
TELEFLEX INCORPORATED
SECURITY 879369106 MEETING TYPE Annual
TICKER SYMBOL TFX MEETING DATE 04-May-2012
ISIN US8793691069 AGENDA 933581565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: SIGISMUNDUS W.W. LUBSEN Management For For
1B. ELECTION OF DIRECTOR: STUART A. RANDLE Management For For
1C. ELECTION OF DIRECTOR: HAROLD L. YOH III Management For For
2. ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Management Abstain Against
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2012 FISCAL YEAR.
CURTISS-WRIGHT CORPORATION
SECURITY 231561101 MEETING TYPE Annual
TICKER SYMBOL CW MEETING DATE 04-May-2012
ISIN US2315611010 AGENDA 933584422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MARTIN R. BENANTE For For
2 DEAN M. FLATT For For
3 S. MARCE FULLER For For
4 ALLEN A. KOZINSKI For For
5 JOHN R. MYERS For For
6 JOHN B. NATHMAN For For
7 ROBERT J. RIVET For For
8 WILLIAM W. SIHLER For For
9 ALBERT E. SMITH For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON Management For For
EXECUTIVE COMPENSATION.
HEARTLAND PAYMENT SYSTEMS, INC.
SECURITY 42235N108 MEETING TYPE Annual
TICKER SYMBOL HPY MEETING DATE 04-May-2012
ISIN US42235N1081 AGENDA 933602232 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROBERT O. CARR For For
2 MITCHELL L. HOLLIN For For
3 ROBERT H. NIEHAUS For For
4 MARC J. OSTRO, PH.D. For For
5 JONATHAN J. PALMER For For
6 GEORGE F. RAYMOND For For
7 RICHARD W. VAGUE For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against
EXECUTIVE COMPENSATION.
MINE SAFETY APPLIANCES COMPANY
SECURITY 602720104 MEETING TYPE Annual
TICKER SYMBOL MSA MEETING DATE 08-May-2012
ISIN US6027201044 AGENDA 933582125 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 THOMAS B. HOTOPP For For
2 JOHN T. RYAN III For For
3 THOMAS H. WITMER For For
2. APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED Management For For
AND RESTATED CEO ANNUAL INCENTIVE AWARD PLAN.
3. SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
COMSTOCK RESOURCES, INC.
SECURITY 205768203 MEETING TYPE Annual
TICKER SYMBOL CRK MEETING DATE 08-May-2012
ISIN US2057682039 AGENDA 933584876 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROLAND O. BURNS For For
2 DAVID K. LOCKETT For For
3 FREDERIC D. SEWELL For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, FOR 2012.
3. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Management Abstain Against
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS UNDER THE 2012 INCENTIVE
COMPENSATION PLAN.
KAYDON CORPORATION
SECURITY 486587108 MEETING TYPE Annual
TICKER SYMBOL KDN MEETING DATE 08-May-2012
ISIN US4865871085 AGENDA 933591148 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MARK A. ALEXANDER For For
2 DAVID A. BRANDON For For
3 PATRICK P. COYNE For For
4 WILLIAM K. GERBER For For
5 TIMOTHY J. O'DONOVAN For For
6 JAMES O'LEARY For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP, THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, FOR THE YEAR ENDING DECEMBER 31,
2012.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
USG CORPORATION
SECURITY 903293405 MEETING TYPE Annual
TICKER SYMBOL USG MEETING DATE 09-May-2012
ISIN US9032934054 AGENDA 933571728 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOSE ARMARIO For For
2 W. DOUGLAS FORD For For
3 WILLIAM H. HERNANDEZ For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2012.
PETROQUEST ENERGY, INC.
SECURITY 716748108 MEETING TYPE Annual
TICKER SYMBOL PQ MEETING DATE 09-May-2012
ISIN US7167481081 AGENDA 933571893 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 CHARLES T. GOODSON For For
2 WILLIAM W. RUCKS, IV For For
3 E. WAYNE NORDBERG For For
4 MICHAEL L. FINCH For For
5 W.J. GORDON, III For For
6 CHARLES F. MITCHELL, II For For
2 ADOPTION OF THE 2012 EMPLOYEE STOCK PURCHASE Management For For
PLAN.
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
4 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
POLYONE CORPORATION
SECURITY 73179P106 MEETING TYPE Annual
TICKER SYMBOL POL MEETING DATE 09-May-2012
ISIN US73179P1066 AGENDA 933572910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 J. DOUGLAS CAMPBELL For For
2 DR. CAROL A. CARTWRIGHT For For
3 RICHARD H. FEARON For For
4 GREGORY J. GOFF For For
5 GORDON D. HARNETT For For
6 RICHARD A. LORRAINE For For
7 STEPHEN D. NEWLIN For For
8 WILLIAM H. POWELL For For
9 FARAH M. WALTERS For For
10 WILLIAM A. WULFSOHN For For
2. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION ON Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO APPROVE THE FIRST AMENDMENT TO THE Management For For
POLYONE CORPORATION 2010 EQUITY AND PERFORMANCE
INCENTIVE PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS POLYONE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
PENSKE AUTOMOTIVE GROUP, INC.
SECURITY 70959W103 MEETING TYPE Annual
TICKER SYMBOL PAG MEETING DATE 09-May-2012
ISIN US70959W1036 AGENDA 933578873 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN D. BARR For For
2 MICHAEL R. EISENSON For For
3 ROBERT H. KURNICK, JR. For For
4 WILLIAM J. LOVEJOY For For
5 KIMBERLY J. MCWATERS For For
6 YOSHIMI NAMBA For For
7 LUCIO A. NOTO For For
8 ROGER S. PENSKE For For
9 RICHARD J. PETERS For For
10 RONALD G. STEINHART For For
11 H. BRIAN THOMPSON For For
2. FOR RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT AUDITING FIRM FOR
2012.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
FINANCIAL INSTITUTIONS, INC.
SECURITY 317585404 MEETING TYPE Annual
TICKER SYMBOL FISI MEETING DATE 09-May-2012
ISIN US3175854047 AGENDA 933581325 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 KARL V. ANDERSON, JR. For For
2 ERLAND E. KAILBOURNE For For
3 ROBERT N. LATELLA For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
KNOLL, INC.
SECURITY 498904200 MEETING TYPE Annual
TICKER SYMBOL KNL MEETING DATE 09-May-2012
ISIN US4989042001 AGENDA 933581351 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 BURTON B. STANIAR For For
2 SIDNEY LAPIDUS For For
2. TO RATIFY SELECTION OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
3. TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. Management Abstain Against
AEGION CORP
SECURITY 00770F104 MEETING TYPE Annual
TICKER SYMBOL AEGN MEETING DATE 09-May-2012
ISIN US00770F1049 AGENDA 933594118 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 J. JOSEPH BURGESS For For
2 STEPHEN P. CORTINOVIS For For
3 STEPHANIE A. CUSKLEY For For
4 JOHN P. DUBINSKY For For
5 CHARLES R. GORDON For For
6 JUANITA H. HINSHAW For For
7 M. RICHARD SMITH For For
8 ALFRED L. WOODS For For
9 PHILLIP D. WRIGHT For For
2. TO APPROVE AN ADVISORY RESOLUTION RELATING TO Management Abstain Against
EXECUTIVE COMPENSATION
3. TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2012
COHU, INC.
SECURITY 192576106 MEETING TYPE Annual
TICKER SYMBOL COHU MEETING DATE 09-May-2012
ISIN US1925761066 AGENDA 933595588 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 HARRY L. CASARI For For
2 HAROLD HARRIGIAN For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
3. PROPOSAL TO APPROVE AMENDMENTS TO THE COHU, INC. Management Against Against
2005 EQUITY INCENTIVE PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS COHU'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
BANKUNITED INC
SECURITY 06652K103 MEETING TYPE Annual
TICKER SYMBOL BKU MEETING DATE 09-May-2012
ISIN US06652K1034 AGENDA 933596821 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN BOHLSEN For For
2 CHINH E. CHU For For
3 AMBASSADOR SUE M. COBB For For
4 EUGENE F. DEMARK For For
5 JOHN A. KANAS For For
6 RICHARD S. LEFRAK For For
7 THOMAS M. O'BRIEN For For
8 WILBUR L. ROSS, JR. For For
9 PIERRE OLIVIER SARKOZY For For
10 LANCE N. WEST For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
FORTEGRA FINANCIAL CORPORATION
SECURITY 34954W104 MEETING TYPE Annual
TICKER SYMBOL FRF MEETING DATE 09-May-2012
ISIN US34954W1045 AGENDA 933600276 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD S. KAHLBAUGH For For
2 ARUN MAHESHWARI For For
3 JOHN R. CARROLL For For
4 FRANCIS M. COLALUCCI For For
5 FRANK P. FILIPPS For For
6 J.J. KARDWELL For For
7 TED W. ROLLINS For For
2. THE RATIFICATION OF THE AUDIT COMMITTEE'S Management For For
SELECTION OF JOHNSON LAMBERT & CO. LLP, AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
(AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2012.
KNIGHT CAPITAL GROUP, INC.
SECURITY 499005106 MEETING TYPE Annual
TICKER SYMBOL KCG MEETING DATE 09-May-2012
ISIN US4990051066 AGENDA 933602092 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: WILLIAM L. BOLSTER Management For For
1.2 ELECTION OF DIRECTOR: THOMAS M. JOYCE Management For For
1.3 ELECTION OF DIRECTOR: JAMES W. LEWIS Management For For
1.4 ELECTION OF DIRECTOR: JAMES T. MILDE Management For For
1.5 ELECTION OF DIRECTOR: CHRISTOPHER C. QUICK Management For For
1.6 ELECTION OF DIRECTOR: DANIEL F. SCHMITT Management For For
1.7 ELECTION OF DIRECTOR: LAURIE M. SHAHON Management For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012. THE BOARD OF DIRECTORS RECOMMENDS A
VOTE "AGAINST" PROPOSAL 4.
4. STOCKHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
STOCKHOLDER MEETINGS.
OLD NATIONAL BANCORP
SECURITY 680033107 MEETING TYPE Annual
TICKER SYMBOL ONB MEETING DATE 10-May-2012
ISIN US6800331075 AGENDA 933571778 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1) DIRECTOR Management
1 ALAN W. BRAUN For For
2 LARRY E. DUNIGAN For For
3 NIEL C. ELLERBROOK For For
4 ANDREW E. GOEBEL For For
5 ROBERT G. JONES For For
6 PHELPS L. LAMBERT For For
7 ARTHUR H. MCELWEE, JR. For For
8 JAMES T. MORRIS For For
9 MARJORIE Z. SOYUGENC For For
10 KELLY N. STANLEY For For
11 LINDA E. WHITE For For
2) APPROVAL OF THE OLD NATIONAL BANCORP AMENDED AND Management For For
RESTATED 2008 INCENTIVE COMPENSATION PLAN.
3) ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
4) RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
GENERAL CABLE CORPORATION
SECURITY 369300108 MEETING TYPE Annual
TICKER SYMBOL BGC MEETING DATE 10-May-2012
ISIN US3693001089 AGENDA 933574635 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GREGORY B. KENNY For For
2 GREGORY E. LAWTON For For
3 CHARLES G. MCCLURE, JR. For For
4 CRAIG P. OMTVEDT For For
5 PATRICK M. PREVOST For For
6 ROBERT L. SMIALEK For For
7 JOHN E. WELSH, III For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, TO AUDIT GENERAL CABLE'S 2012
CONSOLIDATED FINANCIAL STATEMENTS AND INTERNAL
CONTROL OVER FINANCIAL REPORTING.
3. APPROVAL ON AN ADVISORY BASIS OF THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
BERKSHIRE HILLS BANCORP, INC.
SECURITY 084680107 MEETING TYPE Annual
TICKER SYMBOL BHLB MEETING DATE 10-May-2012
ISIN US0846801076 AGENDA 933582721 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 LAWRENCE A. BOSSIDY For For
2 ROBERT M. CURLEY For For
3 BARTON D. RASER For For
4 D. JEFFREY TEMPLETON For For
2. TO CONSIDER A NON-BINDING PROPOSAL TO GIVE Management Abstain Against
ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION
AS DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2012.
OCEANFIRST FINANCIAL CORP.
SECURITY 675234108 MEETING TYPE Annual
TICKER SYMBOL OCFC MEETING DATE 10-May-2012
ISIN US6752341080 AGENDA 933585107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN W. CHADWICK For For
2 DIANE F. RHINE For For
3 MARK G. SOLOW For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
TESCO CORPORATION
SECURITY 88157K101 MEETING TYPE Annual
TICKER SYMBOL TESO MEETING DATE 10-May-2012
ISIN CA88157K1012 AGENDA 933591972 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOHN U. CLARKE For For
2 FRED J. DYMENT For For
3 GARY L. KOTT For For
4 R. VANCE MILLIGAN, Q.C. For For
5 JULIO M. QUINTANA For For
6 JOHN T. REYNOLDS For For
7 NORMAN W. ROBERTSON For For
8 MICHAEL W. SUTHERLIN For For
9 CLIFTON T. WEATHERFORD For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZATION FOR THE DIRECTORS TO FIX
THEIR REMUNERATION.
03 APPROVAL OF THE NON-BINDING ADVISORY VOTE ON THE Management Abstain Against
2011 COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
LUMBER LIQUIDATORS HOLDINGS INC
SECURITY 55003T107 MEETING TYPE Annual
TICKER SYMBOL LL MEETING DATE 10-May-2012
ISIN US55003T1079 AGENDA 933595538 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DOUGLAS T. MOORE For For
2 JIMMIE L. WADE For For
2. RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
HUDSON VALLEY HOLDING CORP.
SECURITY 444172100 MEETING TYPE Annual
TICKER SYMBOL HVB MEETING DATE 10-May-2012
ISIN US4441721002 AGENDA 933597784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILLIAM E. GRIFFIN For For
2 JAMES J. LANDY For For
3 STEPHEN R. BROWN For For
4 JOHN P. CAHILL For For
5 MARY-JANE FOSTER For For
6 GREGORY F. HOLCOMBE For For
7 ADAM W. IFSHIN For For
8 MICHAEL P. MALONEY For For
9 JOHN A. PRATT JR. For For
10 CECILE D. SINGER For For
11 CRAIG S. THOMPSON For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS
3. RATIFY APPOINTMENT OF CROWE HORWATH LLP AS Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER
31, 2012
PIONEER DRILLING COMPANY
SECURITY 723655106 MEETING TYPE Annual
TICKER SYMBOL PDC MEETING DATE 10-May-2012
ISIN US7236551062 AGENDA 933600187 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WM. STACY LOCKE For For
2 C. JOHN THOMPSON For For
2. TO APPROVE THE AMENDMENT TO THE PIONEER DRILLING Management For For
COMPANY RESTATED ARTICLES OF INCORPORATION TO
CHANGE THE COMPANY'S NAME FROM "PIONEER DRILLING
COMPANY" TO "PIONEER ENERGY SERVICES CORP."
3. TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
4. TO REAPPROVE THE MATERIAL TERMS OF Management For For
PERFORMANCE-BASED AWARDS UNDER THE PIONEER
DRILLING COMPANY AMENDED AND RESTATED 2007
INCENTIVE PLAN, AS REQUIRED BY SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
5. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
FURMANITE CORPORATION
SECURITY 361086101 MEETING TYPE Annual
TICKER SYMBOL FRM MEETING DATE 11-May-2012
ISIN US3610861011 AGENDA 933579142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHARLES R. COX Withheld Against
2 SANGWOO AHN Withheld Against
3 KEVIN R. JOST Withheld Against
4 RALPH PATITUCCI Withheld Against
2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
ICU MEDICAL, INC.
SECURITY 44930G107 MEETING TYPE Annual
TICKER SYMBOL ICUI MEETING DATE 11-May-2012
ISIN US44930G1076 AGENDA 933590108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JACK W. BROWN For For
2 RICHARD H. SHERMAN For For
2 TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS FOR THE COMPANY.
3 TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
4 TO APPROVE AMENDMENTS TO THE ICU MEDICAL, INC. Management Against Against
2011 STOCK INCENTIVE PLAN.
CASCADE MICROTECH, INC.
SECURITY 147322101 MEETING TYPE Annual
TICKER SYMBOL CSCD MEETING DATE 11-May-2012
ISIN US1473221018 AGENDA 933600745 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DR.F. PAUL CARLSON For For
2 DR. JOHN Y. CHEN For For
3 JOHN DELAFIELD For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2012.
3. TO APPROVE AN AMENDMENT TO THE CASCADE Management Against Against
MICROTECH, INC. 2010 STOCK INCENTIVE PLAN.
TEXAS CAPITAL BANCSHARES, INC.
SECURITY 88224Q107 MEETING TYPE Annual
TICKER SYMBOL TCBI MEETING DATE 15-May-2012
ISIN US88224Q1076 AGENDA 933581642 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 GEORGE F. JONES, JR. For For
2 PETER B. BARTHOLOW For For
3 JAMES H. BROWNING For For
4 JOSEPH M. (JODY) GRANT For For
5 FREDERICK B. HEGI, JR. For For
6 LARRY L. HELM For For
7 JAMES R. HOLLAND, JR. For For
8 W.W. MCALLISTER III For For
9 ELYSIA HOLT RAGUSA For For
10 STEVEN P. ROSENBERG For For
11 GRANT E. SIMS For For
12 ROBERT W. STALLINGS For For
13 DALE W. TREMBLAY For For
14 IAN J. TURPIN For For
2 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Management Abstain Against
OFFICERS.
FLUSHING FINANCIAL CORPORATION
SECURITY 343873105 MEETING TYPE Annual
TICKER SYMBOL FFIC MEETING DATE 15-May-2012
ISIN US3438731057 AGENDA 933586666 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STEVEN J. D'IORIO For For
2 LOUIS C. GRASSI For For
3 SAM HAN For For
4 JOHN E. ROE, SR. For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
3. RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2012.
NEWPORT CORPORATION
SECURITY 651824104 MEETING TYPE Annual
TICKER SYMBOL NEWP MEETING DATE 15-May-2012
ISIN US6518241046 AGENDA 933589989 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHRISTOPHER COX For For
2 ROBERT L. GUYETT For For
3 OLEG KHAYKIN For For
4 ROBERT J. PHILLIPPY For For
5 PETER J. SIMONE For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS NEWPORT'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 29, 2012.
3. APPROVAL OF NEWPORT'S SECOND AMENDED AND Management For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
4. ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
COMPENSATION OF NEWPORT'S NAMED EXECUTIVE
OFFICERS.
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 15-May-2012
ISIN US3843131026 AGENDA 933596174 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 NATHAN MILIKOWSKY For For
6 MICHAEL C. NAHL For For
7 STEVEN R. SHAWLEY For For
8 CRAIG S. SHULAR For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2012.
ON SEMICONDUCTOR CORPORATION
SECURITY 682189105 MEETING TYPE Annual
TICKER SYMBOL ONNN MEETING DATE 15-May-2012
ISIN US6821891057 AGENDA 933596186 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: ATSUSHI ABE Management For For
1.2 ELECTION OF DIRECTOR: CURTIS J. CRAWFORD, PH.D. Management For For
1.3 ELECTION OF DIRECTOR: DARYL A. OSTRANDER Management For For
2. ADVISORY (NON-BINDING) RESOLUTION TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION
3. RATIFY PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
4. TO APPROVE AN AMENDMENT TO THE ON SEMICONDUCTOR Management Against Against
CORPORATION AMENDED AND RESTATED STOCK INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
UNDER THE PLAN
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Special
TICKER SYMBOL ANGO MEETING DATE 15-May-2012
ISIN US03475V1017 AGENDA 933597176 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 TO APPROVE THE ISSUANCE OF 9,479,607 SHARES OF Management For For
ANGIODYNAMICS COMMON STOCK, PAR VALUE $0.01 PER
SHARE, PURSUANT TO THE STOCK PURCHASE AGREEMENT,
DATED AS OF JANUARY 30, 2012, BY AND AMONG
ANGIODYNAMICS, NAVILYST HOLDINGS, THE
STOCKHOLDERS OF NAVILYST HOLDINGS, THE
OPTIONHOLDERS OF NAVILYST HOLDINGS AND THE
SELLERS' REPRESENTATIVE.
2 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING OF ANGIODYNAMICS
STOCKHOLDERS FOR A PERIOD OF NOT MORE THAN 30
DAYS, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING OF ANGIODYNAMICS STOCKHOLDERS TO APPROVE
PROPOSAL NO. 1.
LAWSON PRODUCTS, INC.
SECURITY 520776105 MEETING TYPE Annual
TICKER SYMBOL LAWS MEETING DATE 15-May-2012
ISIN US5207761058 AGENDA 933600682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ANDREW B. ALBERT For For
2 I. STEVEN EDELSON For For
3 THOMAS S. POSTEK For For
2. RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2012
RUSH ENTERPRISES, INC.
SECURITY 781846209 MEETING TYPE Annual
TICKER SYMBOL RUSHA MEETING DATE 15-May-2012
ISIN US7818462092 AGENDA 933606177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1) DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 JAMES C. UNDERWOOD For For
4 HAROLD D. MARSHALL For For
5 THOMAS A. AKIN For For
6 GERALD R. SZCZEPANSKI For For
2) PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012
FISCAL YEAR.
TREDEGAR CORPORATION
SECURITY 894650100 MEETING TYPE Annual
TICKER SYMBOL TG MEETING DATE 16-May-2012
ISIN US8946501009 AGENDA 933584775 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 A. BROCKENBROUGH, III For For
2 WILLIAM M. GOTTWALD For For
3 RICHARD L. MORRILL For For
4 GEORGE A. NEWBILL For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
3. FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
AKAMAI TECHNOLOGIES, INC.
SECURITY 00971T101 MEETING TYPE Annual
TICKER SYMBOL AKAM MEETING DATE 16-May-2012
ISIN US00971T1016 AGENDA 933591136 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: GEORGE H. CONRADES Management For For
1B ELECTION OF DIRECTOR: MARTIN M. COYNE II Management For For
1C ELECTION OF DIRECTOR: JILL A. GREENTHAL Management For For
1D ELECTION OF DIRECTOR: GEOFFREY A. MOORE Management For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF AKAMAI TECHNOLOGIES, INC'S NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF AKAMAI TECHNOLOGIES, INC FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
TRUSTCO BANK CORP NY
SECURITY 898349105 MEETING TYPE Annual
TICKER SYMBOL TRST MEETING DATE 17-May-2012
ISIN US8983491056 AGENDA 933578190 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 THOMAS O. MAGGS For For
2 ROBERT J. MCCORMICK For For
3 WILLIAM J. PURDY For For
2. APPROVAL OF A NONBINDING ADVISORY RESOLUTION ON Management Abstain Against
THE COMPENSATION OF TRUSTCO'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH Management For For
LLP AS TRUSTCO'S INDEPENDENT AUDITORS FOR 2012.
THE DOLAN COMPANY
SECURITY 25659P402 MEETING TYPE Annual
TICKER SYMBOL DM MEETING DATE 17-May-2012
ISIN US25659P4028 AGENDA 933580361 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ANTON J. CHRISTIANSON For For
2 BILL L. FAIRFIELD For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
3. RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
TITANIUM METALS CORPORATION
SECURITY 888339207 MEETING TYPE Annual
TICKER SYMBOL TIE MEETING DATE 17-May-2012
ISIN US8883392073 AGENDA 933585020 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 KEITH R. COOGAN For For
2 GLENN R. SIMMONS For For
3 HAROLD C. SIMMONS For For
4 THOMAS P. STAFFORD For For
5 STEVEN L. WATSON For For
6 TERRY N. WORRELL For For
7 PAUL J. ZUCCONI For For
2 NONBINDING ADVISORY VOTE APPROVING NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
SEALED AIR CORPORATION
SECURITY 81211K100 MEETING TYPE Annual
TICKER SYMBOL SEE MEETING DATE 17-May-2012
ISIN US81211K1007 AGENDA 933587404 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: HANK BROWN Management For For
1B ELECTION OF DIRECTOR: MICHAEL CHU Management For For
1C ELECTION OF DIRECTOR: LAWRENCE R. CODEY Management For For
1D ELECTION OF DIRECTOR: PATRICK DUFF Management For For
1E ELECTION OF DIRECTOR: T. J. DERMOT DUNPHY Management For For
1F ELECTION OF DIRECTOR: WILLIAM V. HICKEY Management For For
1G ELECTION OF DIRECTOR: JACQUELINE B. KOSECOFF Management For For
1H ELECTION OF DIRECTOR: KENNETH P. MANNING Management For For
1I ELECTION OF DIRECTOR: WILLIAM J. MARINO Management For For
1J ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Management For For
1K ELECTION OF DIRECTOR: JERRY R. WHITAKER Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.
THE JONES GROUP INC.
SECURITY 48020T101 MEETING TYPE Annual
TICKER SYMBOL JNY MEETING DATE 17-May-2012
ISIN US48020T1016 AGENDA 933593712 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: WESLEY R. CARD Management For For
1B. ELECTION OF DIRECTOR: SIDNEY KIMMEL Management For For
1C. ELECTION OF DIRECTOR: MATTHEW H. KAMENS Management For For
1D. ELECTION OF DIRECTOR: GERALD C. CROTTY Management For For
1E. ELECTION OF DIRECTOR: LOWELL W. ROBINSON Management For For
1F. ELECTION OF DIRECTOR: ROBERT L. METTLER Management For For
1G. ELECTION OF DIRECTOR: MARGARET H. GEORGIADIS Management For For
1H. ELECTION OF DIRECTOR: JOHN D. DEMSEY Management For For
1I. ELECTION OF DIRECTOR: JEFFREY D. NUECHTERLEIN Management For For
1J. ELECTION OF DIRECTOR: ANN MARIE C. WILKINS Management For For
2. RATIFICATION OF BDO USA, LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR THE
CORPORATION FOR THE YEAR 2012.
3. APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
4. REAPPROVAL OF THE MATERIAL TERMS FOR Management For For
PERFORMANCE-BASED AWARDS UNDER THE 2007
EXECUTIVE ANNUAL CASH INCENTIVE PLAN.
KEY ENERGY SERVICES, INC.
SECURITY 492914106 MEETING TYPE Annual
TICKER SYMBOL KEG MEETING DATE 17-May-2012
ISIN US4929141061 AGENDA 933602181 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF CLASS III DIRECTOR FOR 3 YEAR TERM: Management For For
RICHARD J. ALARIO
1.2 ELECTION OF CLASS III DIRECTOR FOR 3 YEAR TERM: Management For For
RALPH S. MICHAEL, III
1.3 ELECTION OF CLASS III DIRECTOR FOR 3 YEAR TERM: Management For For
ARLENE M. YOCUM
2. TO APPROVE THE ADOPTION OF THE KEY ENERGY Management For For
SERVICES, INC. 2012 EQUITY AND CASH INCENTIVE
PLAN.
3. TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF GRANT THORNTON LLP,
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2012.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
WESTFIELD FINANCIAL, INC.
SECURITY 96008P104 MEETING TYPE Annual
TICKER SYMBOL WFD MEETING DATE 17-May-2012
ISIN US96008P1049 AGENDA 933605858 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DAVID C. COLTON, JR. For For
2 JAMES C. HAGAN For For
3 PHILIP R. SMITH For For
4 DONALD A. WILLIAMS For For
02 THE APPROVAL OF A NON-BINDING ADVISORY Management Abstain Against
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
03 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For
COMPANY, P.C. AS WESTFIELD FINANCIAL'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
MEADOWBROOK INSURANCE GROUP, INC.
SECURITY 58319P108 MEETING TYPE Annual
TICKER SYMBOL MIG MEETING DATE 17-May-2012
ISIN US58319P1084 AGENDA 933609212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROBERT S. CUBBIN For For
2 ROBERT F. FIX For For
3 HUGH W. GREENBERG For For
4 FLORINE MARK For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
GOODRICH PETROLEUM CORPORATION
SECURITY 382410405 MEETING TYPE Annual
TICKER SYMBOL GDP MEETING DATE 17-May-2012
ISIN US3824104059 AGENDA 933612081 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 HENRY GOODRICH For For
2 PATRICK E. MALLOY, III For For
3 MICHAEL J. PERDUE For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2012.
3. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
ULTRA CLEAN HOLDINGS, INC.
SECURITY 90385V107 MEETING TYPE Annual
TICKER SYMBOL UCTT MEETING DATE 17-May-2012
ISIN US90385V1070 AGENDA 933616700 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 SUSAN H. BILLAT For For
2 JOHN CHENAULT For For
3 CLARENCE L. GRANGER For For
4 DAVID T. IBNALE For For
5 LEONID MEZHVINSKY For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ULTRA CLEAN HOLDINGS, INC.
FOR FISCAL 2012.
3. TO APPROVE, BY AN ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF ULTRA CLEAN'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT FOR
THE 2012 ANNUAL MEETING OF STOCKHOLDERS.
WABASH NATIONAL CORPORATION
SECURITY 929566107 MEETING TYPE Annual
TICKER SYMBOL WNC MEETING DATE 17-May-2012
ISIN US9295661071 AGENDA 933621799 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: RICHARD J. GIROMINI Management For For
1.2 ELECTION OF DIRECTOR: MARTIN C. JISCHKE Management For For
1.3 ELECTION OF DIRECTOR: JAMES D. KELLY Management For For
1.4 ELECTION OF DIRECTOR: JOHN E. KUNZ Management For For
1.5 ELECTION OF DIRECTOR: LARRY J. MAGEE Management For For
1.6 ELECTION OF DIRECTOR: SCOTT K. SORENSEN Management For For
2. TO APPROVE THE COMPENSATION OF OUR EXECUTIVE Management Abstain Against
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS WABASH NATIONAL CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2012.
KAR AUCTION SERVICES INC
SECURITY 48238T109 MEETING TYPE Annual
TICKER SYMBOL KAR MEETING DATE 17-May-2012
ISIN US48238T1097 AGENDA 933622183 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DAVID J. AMENT For For
2 KELLY J. BARLOW For For
3 THOMAS J. CARELLA For For
4 BRIAN T. CLINGEN For For
5 ROBERT M. FINLAYSON For For
6 PETER R. FORMANEK For For
7 MICHAEL B. GOLDBERG For For
8 JAMES P. HALLETT For For
9 SANJEEV K. MEHRA For For
10 CHURCH M. MOORE For For
11 THOMAS C. O'BRIEN For For
12 GREGORY P. SPIVY For For
13 JONATHAN P. WARD For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
ZEBRA TECHNOLOGIES CORPORATION
SECURITY 989207105 MEETING TYPE Annual
TICKER SYMBOL ZBRA MEETING DATE 18-May-2012
ISIN US9892071054 AGENDA 933605682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD L. KEYSER For For
2 ROSS W. MANIRE For For
3 DR. ROBERT J. POTTER For For
2. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS.
PULSE ELECTRONICS CORP
SECURITY 74586W106 MEETING TYPE Annual
TICKER SYMBOL PULS MEETING DATE 18-May-2012
ISIN US74586W1062 AGENDA 933609173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: JOHN E. BURROWS, JR. Management For For
1.2 ELECTION OF DIRECTOR: JUSTIN C. CHOI Management For For
1.3 ELECTION OF DIRECTOR: STEVEN G. CRANE Management For For
1.4 ELECTION OF DIRECTOR: HOWARD C. DECK Management For For
1.5 ELECTION OF DIRECTOR: RALPH E. FAISON Management For For
1.6 ELECTION OF DIRECTOR: C. MARK MELLIAR- SMITH Management For For
1.7 ELECTION OF DIRECTOR: LAWRENCE P. REINHOLD Management For For
2. RATIFICATION OF KPMG, LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. APPROVAL OF THE OMNIBUS INCENTIVE COMPENSATION Management Against Against
PLAN.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
VCA ANTECH, INC.
SECURITY 918194101 MEETING TYPE Annual
TICKER SYMBOL WOOF MEETING DATE 21-May-2012
ISIN US9181941017 AGENDA 933592291 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN M. BAUMER For For
2 FRANK REDDICK For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
OMNICELL, INC.
SECURITY 68213N109 MEETING TYPE Annual
TICKER SYMBOL OMCL MEETING DATE 22-May-2012
ISIN US68213N1090 AGENDA 933600531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RANDALL A. LIPPS For For
2 JOSEPH E. WHITTERS For For
3 VANCE B. MOORE For For
2. SAY ON PAY - AN ADVISORY VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2012.
ATMI, INC.
SECURITY 00207R101 MEETING TYPE Annual
TICKER SYMBOL ATMI MEETING DATE 23-May-2012
ISIN US00207R1014 AGENDA 933593837 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 STEPHEN H. MAHLE For For
2 C. DOUGLAS MARSH For For
3 DOUGLAS A. NEUGOLD For For
2 ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS
3 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
THORATEC CORPORATION
SECURITY 885175307 MEETING TYPE Annual
TICKER SYMBOL THOR MEETING DATE 23-May-2012
ISIN US8851753074 AGENDA 933596047 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 NEIL F. DIMICK For For
2 GERHARD F. BURBACH For For
3 J. DANIEL COLE For For
4 STEVEN H. COLLIS For For
5 ELISHA W. FINNEY For For
6 D. KEITH GROSSMAN For For
7 WILLIAM A. HAWKINS, III For For
8 PAUL A. LAVIOLETTE For For
9 DANIEL M. MULVENA For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
THORATEC CORPORATION 2006 INCENTIVE STOCK PLAN.
3. APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR ITS FISCAL YEAR ENDING DECEMBER 29, 2012.
FIDELITY NATIONAL FINANCIAL, INC
SECURITY 31620R105 MEETING TYPE Annual
TICKER SYMBOL FNF MEETING DATE 23-May-2012
ISIN US31620R1059 AGENDA 933598180 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 FRANK P. WILLEY For For
2 WILLIE D. DAVIS For For
2. TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against
THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2012 FISCAL YEAR.
FEDERAL-MOGUL CORPORATION
SECURITY 313549404 MEETING TYPE Annual
TICKER SYMBOL FDML MEETING DATE 23-May-2012
ISIN US3135494041 AGENDA 933600012 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CARL C. ICAHN For For
2 JOSE MARIA ALAPONT For For
3 SUNG HWAN CHO For For
4 GEORGE FELDENKREIS For For
5 VINCENT J. INTRIERI For For
6 RAINER JUECKSTOCK For For
7 J. MICHAEL LAISURE For For
8 SAMUEL J. MERKSAMER For For
9 DANIEL A. NINIVAGGI For For
10 DAVID S. SCHECHTER For For
11 NEIL S. SUBIN For For
12 JAMES H. VANDENBERGHE For For
2. THE APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
OMNICARE, INC.
SECURITY 681904108 MEETING TYPE Annual
TICKER SYMBOL OCR MEETING DATE 23-May-2012
ISIN US6819041087 AGENDA 933611267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: MARK A. EMMERT Management For For
1B. ELECTION OF DIRECTOR: JOHN FIGUEROA Management For For
1C. ELECTION OF DIRECTOR: STEVEN J. HEYER Management For For
1D. ELECTION OF DIRECTOR: ANDREA R. LINDELL Management For For
1E. ELECTION OF DIRECTOR: BARRY SCHOCHET Management For For
1F. ELECTION OF DIRECTOR: JAMES D. SHELTON Management For For
1G. ELECTION OF DIRECTOR: AMY WALLMAN Management For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
VISHAY INTERTECHNOLOGY, INC.
SECURITY 928298108 MEETING TYPE Annual
TICKER SYMBOL VSH MEETING DATE 24-May-2012
ISIN US9282981086 AGENDA 933591073 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MARC ZANDMAN* For For
2 ZIV SHOSHANI* For For
3 RUTA ZANDMAN* For For
4 THOMAS C. WERTHEIMER# For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS VISHAY'S INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2012.
3. THE APPROVAL OF THE AMENDED AND RESTATED VISHAY Management For For
INTERTECHNOLOGY SECTION 162(M) CASH BONUS PLAN.
THE NAVIGATORS GROUP, INC.
SECURITY 638904102 MEETING TYPE Annual
TICKER SYMBOL NAVG MEETING DATE 24-May-2012
ISIN US6389041020 AGENDA 933595184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 H.J. MERVYN BLAKENEY For For
2 TERENCE N. DEEKS For For
3 STANLEY A. GALANSKI For For
4 GEOFFREY E. JOHNSON For For
5 JOHN F. KIRBY For For
6 ROBERT V. MENDELSOHN For For
7 MARJORIE D. RAINES For For
8 JANICE C. TOMLINSON For For
9 MARC M. TRACT For For
2 PASS AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
3 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF THE COMPANY TO EXAMINE
AND REPORT ON THE DECEMBER 31, 2012 FINANCIAL
STATEMENTS.
ARTHROCARE CORPORATION
SECURITY 043136100 MEETING TYPE Annual
TICKER SYMBOL ARTC MEETING DATE 24-May-2012
ISIN US0431361007 AGENDA 933599889 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHRISTIAN P. AHRENS For For
2 GREGORY A. BELINFANTI For For
3 BARBARA D. BOYAN, PH.D. For For
4 DAVID FITZGERALD For For
5 JAMES G. FOSTER For For
6 TERRENCE E. GEREMSKI For For
7 TORD B. LENDAU For For
8 PETER L. WILSON For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2012 FISCAL YEAR.
SIERRA WIRELESS, INC.
SECURITY 826516106 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL SWIR MEETING DATE 24-May-2012
ISIN CA8265161064 AGENDA 933622575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JASON W. COHENOUR For For
2 GREGORY D. AASEN For For
3 ROBIN A. ABRAMS For For
4 PAUL G. CATAFORD For For
5 CHARLES E. LEVINE For For
6 KENT P. THEXTON For For
02 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS Management For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER, AND, IF DEEMED ADVISABLE, PASS AN Management Against Against
ORDINARY RESOLUTION AUTHORIZING AND APPROVING
THE CONTINUATION AND THE AMENDMENT AND
RESTATEMENT OF THE CORPORATION'S SHAREHOLDER
RIGHTS PLAN.
HEALTHCARE SERVICES GROUP, INC.
SECURITY 421906108 MEETING TYPE Annual
TICKER SYMBOL HCSG MEETING DATE 29-May-2012
ISIN US4219061086 AGENDA 933621751 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DANIEL P. MCCARTNEY For For
2 JOSEPH F. MCCARTNEY For For
3 ROBERT L. FROME For For
4 ROBERT J. MOSS For For
5 JOHN M. BRIGGS For For
6 DINO D. OTTAVIANO For For
7 THEODORE WAHL For For
8 MICHAEL E. MCBRYAN For For
9 DIANE S. CASEY For For
10 JOHN J. MCFADDEN For For
2. TO APPROVE AND RATIFY THE SELECTION OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2012.
3. TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
4. TO APPROVE AND ADOPT THE 2012 EQUITY INCENTIVE Management Against Against
PLAN.
5. TO CONSIDER ONE SHAREHOLDER PROPOSAL, IF Shareholder Against For
PROPERLY PRESENTED.
BELDEN INC.
SECURITY 077454106 MEETING TYPE Annual
TICKER SYMBOL BDC MEETING DATE 30-May-2012
ISIN US0774541066 AGENDA 933597657 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DAVID ALDRICH For For
2 LANCE C. BALK For For
3 JUDY L. BROWN For For
4 BRYAN C. CRESSEY For For
5 GLENN KALNASY For For
6 GEORGE MINNICH For For
7 JOHN M. MONTER For For
8 JOHN S. STROUP For For
9 DEAN YOOST For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
EXCO RESOURCES, INC.
SECURITY 269279402 MEETING TYPE Annual
TICKER SYMBOL XCO MEETING DATE 31-May-2012
ISIN US2692794025 AGENDA 933611748 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DOUGLAS H. MILLER For For
2 STEPHEN F. SMITH For For
3 JEFFREY D. BENJAMIN For For
4 EARL E. ELLIS For For
5 B. JAMES FORD For For
6 MARK MULHERN For For
7 T. BOONE PICKENS For For
8 WILBUR L. ROSS, JR. For For
9 JEFFREY S. SEROTA For For
10 ROBERT L. STILLWELL For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
APPROACH RESOURCES, INC.
SECURITY 03834A103 MEETING TYPE Annual
TICKER SYMBOL AREX MEETING DATE 31-May-2012
ISIN US03834A1034 AGENDA 933612776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JAMES H. BRANDI For For
2 JAMES C. CRAIN For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
3. APPROVE SECOND AMENDMENT TO THE COMPANY'S 2007 Management For For
STOCK INCENTIVE PLAN
4. RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012
PROGRESS SOFTWARE CORPORATION
SECURITY 743312100 MEETING TYPE Contested-Special
TICKER SYMBOL PRGS MEETING DATE 31-May-2012
ISIN US7433121008 AGENDA 933614782 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JAY H. BHATT For For
2 BARRY N. BYCOFF For For
3 JOHN R. EGAN For For
4 RAM GUPTA For For
5 CHARLES F. KANE For For
6 DAVID A. KRALL For For
7 MICHAEL L. MARK For For
8 PHILIP M. PEAD For For
2 TO APPROVE AN AMENDMENT TO THE PROGRESS SOFTWARE Management For For
CORPORATION 1991 EMPLOYEE STOCK PURCHASE PLAN,
AS AMENDED, TO INCREASE THE MAXIMUM NUMBER OF
SHARES THAT MAY BE ISSUED UNDER THAT PLAN BY
1,300,000.
3 TO APPROVE THE COMPENSATION OF PROGRESS SOFTWARE Management Abstain Against
CORPORATION'S NAMED EXECUTIVE OFFICERS
4 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2012
CHECKPOINT SYSTEMS, INC.
SECURITY 162825103 MEETING TYPE Annual
TICKER SYMBOL CKP MEETING DATE 31-May-2012
ISIN US1628251035 AGENDA 933617740 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GEORGE BABICH For For
2 JULIE S. ENGLAND For For
3 SALLY PEARSON For For
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management For For
AN AMENDMENT TO THE COMPANY'S 423 EMPLOYEE STOCK
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE UNDER THE PLAN BY 400,000 SHARES.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
4. TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS ("PWC") AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
30, 2012.
BBCN BANCORP INC
SECURITY 073295107 MEETING TYPE Annual
TICKER SYMBOL BBCN MEETING DATE 31-May-2012
ISIN US0732951076 AGENDA 933622260 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STEVEN D. BROIDY For For
2 LOUIS M. COSSO For For
3 JIN CHUL JHUNG For For
4 ALVIN D. KANG For For
5 CHANG HWI KIM For For
6 KEVIN S. KIM For For
7 PETER Y.S. KIM For For
8 SANG HOON KIM For For
9 CHUNG HYUN LEE For For
10 JESUN PAIK For For
11 H. MAN PARK (J.H. PARK) For For
12 KI SUH PARK For For
13 SCOTT YOON-SUK WHANG For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM. TO RATIFY THE
APPOINTMENT OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2012, AS
DESCRIBED IN THE PROXY STATEMENT.
3. NONBINDING ADVISORY STOCKHOLDER VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION. TO APPROVE, ON AN
ADVISORY AND NON-BINDING BASIS, THE
COMPENSATION PAID TO OUR "NAMED EXECUTIVE
OFFICERS," AS DESCRIBED IN THE PROXY STATEMENT.
4. MEETING ADJOURNMENT. TO ADJOURN THE MEETING TO A Management For For
LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE
IN THE JUDGMENT OF THE BOARD OF DIRECTORS, TO
PERMIT FURTHER SOLICITATION OF ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE MEETING TO APPROVE THE
MATTERS TO BE CONSIDERED BY THE SHAREHOLDERS AT
THE MEETING.
ICF INTERNATIONAL, INC.
SECURITY 44925C103 MEETING TYPE Annual
TICKER SYMBOL ICFI MEETING DATE 01-Jun-2012
ISIN US44925C1036 AGENDA 933606139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 SUDHAKAR KESAVAN For For
2 S. LAWRENCE KOCOT For For
2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM - RATIFICATION OF THE
APPOINTMENT OF GRANT THORNTON LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Management Abstain Against
OVERALL PAY-FOR-PERFORMANCE EXECUTIVE
COMPENSATION PROGRAM - APPROVE, BY NON-BINDING
VOTE, THE COMPANY'S OVERALL PAY-FOR-PERFORMANCE
EXECUTIVE COMPENSATION PROGRAM, AS DESCRIBED IN
THE COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND THE RELATED NARRATIVES
AND OTHER MATERIALS IN THE PROXY STATEMENT.
ULTRALIFE CORPORATION
SECURITY 903899102 MEETING TYPE Annual
TICKER SYMBOL ULBI MEETING DATE 05-Jun-2012
ISIN US9038991025 AGENDA 933615695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STEVEN M. ANDERSON For For
2 PATRICIA C. BARRON For For
3 JAMES A. CROCE For For
4 MICHAEL D. POPIELEC For For
5 THOMAS L. SAELI For For
6 ROBERT W. SHAW II For For
7 RANJIT C. SINGH For For
8 BRADFORD T. WHITMORE For For
2. TO RATIFY THE SELECTION OF BDO USA, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
FTI CONSULTING, INC.
SECURITY 302941109 MEETING TYPE Annual
TICKER SYMBOL FCN MEETING DATE 06-Jun-2012
ISIN US3029411093 AGENDA 933613033 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DENIS J. CALLAGHAN For For
2 JACK B. DUNN, IV For For
3 GERARD E. HOLTHAUS For For
4 CLAUDIO COSTAMAGNA For For
5 SIR VERNON ELLIS For For
6 MARC HOLTZMAN For For
7 H. DE CAMPOS MEIRELLES For For
2. RATIFY THE RETENTION OF KPMG LLP AS FTI Management For For
CONSULTING, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2012.
3. ADVISORY (NON-BINDING) VOTE ON NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT FOR THE 2012 ANNUAL MEETING OF
STOCKHOLDERS.
AMERICAN EAGLE OUTFITTERS, INC.
SECURITY 02553E106 MEETING TYPE Annual
TICKER SYMBOL AEO MEETING DATE 06-Jun-2012
ISIN US02553E1064 AGENDA 933613615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: JANICE E. PAGE Management For For
1B ELECTION OF DIRECTOR: NOEL J. SPIEGEL Management For For
1C ELECTION OF DIRECTOR: GERALD E. WEDREN Management For For
2 PROPOSAL TWO. RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 2, 2013.
3 PROPOSAL THREE. HOLD AN ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
CALLIDUS SOFTWARE INC.
SECURITY 13123E500 MEETING TYPE Annual
TICKER SYMBOL CALD MEETING DATE 06-Jun-2012
ISIN US13123E5006 AGENDA 933617485 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHARLES M. BOESENBERG For For
2 LESLIE J. STRETCH For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. TO APPROVE THE RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
STIFEL FINANCIAL CORP.
SECURITY 860630102 MEETING TYPE Annual
TICKER SYMBOL SF MEETING DATE 06-Jun-2012
ISIN US8606301021 AGENDA 933619174 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHARLES A. DILL For For
2 RICHARD J. HIMELFARB For For
3 ALTON F. IRBY III For For
4 VICTOR J. NESI For For
5 JAMES M. ZEMLYAK For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, A Management Abstain Against
RESOLUTION RELATING TO THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2012.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT Shareholder Against Against
THE ANNUAL MEETING.
STAGE STORES, INC.
SECURITY 85254C305 MEETING TYPE Annual
TICKER SYMBOL SSI MEETING DATE 07-Jun-2012
ISIN US85254C3051 AGENDA 933613413 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: ALAN BAROCAS Management For For
1B ELECTION OF DIRECTOR: MICHAEL GLAZER Management For For
1C ELECTION OF DIRECTOR: GABRIELLE GREENE Management For For
1D ELECTION OF DIRECTOR: EARL HESTERBERG Management For For
1E ELECTION OF DIRECTOR: WILLIAM MONTGORIS Management For For
1F ELECTION OF DIRECTOR: DAVID SCHWARTZ Management For For
1G ELECTION OF DIRECTOR: RALPH SCOZZAFAVA Management For For
2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
3 APPROVAL OF MATERIAL TERMS OF EXECUTIVE OFFICER Management For For
PERFORMANCE GOALS.
4 RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2012.
NEWPARK RESOURCES, INC.
SECURITY 651718504 MEETING TYPE Annual
TICKER SYMBOL NR MEETING DATE 07-Jun-2012
ISIN US6517185046 AGENDA 933616572 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DAVID C. ANDERSON For For
2 JERRY W. BOX For For
3 G. STEPHEN FINLEY For For
4 PAUL L. HOWES For For
5 JAMES W. MCFARLAND, PHD For For
6 GARY L. WARREN For For
2 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF Management Abstain Against
THE NAMED EXECUTIVE OFFICER COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
3 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2012.
PATTERSON-UTI ENERGY, INC.
SECURITY 703481101 MEETING TYPE Annual
TICKER SYMBOL PTEN MEETING DATE 07-Jun-2012
ISIN US7034811015 AGENDA 933617055 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 MARK S. SIEGEL For For
2 KENNETH N. BERNS For For
3 CHARLES O. BUCKNER For For
4 CURTIS W. HUFF For For
5 TERRY H. HUNT For For
6 KENNETH R. PEAK For For
7 CLOYCE A. TALBOTT For For
2 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
3 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
PATTERSON-UTI FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
UNION DRILLING INC.
SECURITY 90653P105 MEETING TYPE Annual
TICKER SYMBOL UDRL MEETING DATE 07-Jun-2012
ISIN US90653P1057 AGENDA 933620824 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 M. JOSEPH MCHUGH For For
2 RONALD HARRELL For For
3 ROBERT M. WOHLEBER For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
KBW, INC.
SECURITY 482423100 MEETING TYPE Annual
TICKER SYMBOL KBW MEETING DATE 12-Jun-2012
ISIN US4824231009 AGENDA 933620191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN G. DUFFY For For
2 DANIEL M. HEALY For For
3 MICHAEL J. ZIMMERMAN For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION (A "SAY ON PAY" VOTE).
3. AMENDMENT TO THE KBW, INC. 2009 INCENTIVE Management For For
COMPENSATION PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2012.
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 12-Jun-2012
ISIN US0490792050 AGENDA 933623729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MARTIN L. BUDD For For
2 MICHAEL T. FLYNN For For
3 LIANE J. PELLETIER For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
2. RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2012.
DYNAMICS RESEARCH CORPORATION
SECURITY 268057106 MEETING TYPE Annual
TICKER SYMBOL DRCO MEETING DATE 13-Jun-2012
ISIN US2680571062 AGENDA 933615708 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GEN G.T. BABBITT, JR. For For
2 LT. GEN C.P. MCCAUSLAND For For
3 W. SCOTT THOMPSON For For
2. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN. Management For For
3. APPROVAL OF 2012 EXECUTIVE LONG-TERM INCENTIVE Management For For
PLAN.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
TELECOMMUNICATION SYSTEMS, INC.
SECURITY 87929J103 MEETING TYPE Annual
TICKER SYMBOL TSYS MEETING DATE 14-Jun-2012
ISIN US87929J1034 AGENDA 933636360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JAN C. HULY For For
2 A. REZA JAFARI For For
3 WELDON H. LATHAM For For
PRGX GLOBAL, INC.
SECURITY 69357C503 MEETING TYPE Annual
TICKER SYMBOL PRGX MEETING DATE 19-Jun-2012
ISIN US69357C5031 AGENDA 933630938 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROMIL BAHL For For
2 WILLIAM C. COPACINO For For
3 STEVEN P. ROSENBERG For For
2. RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS Management For For
PRGX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2012.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. AMENDMENT OF THE 2008 EQUITY INCENTIVE PLAN TO Management Against Against
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE PLAN.
EVOLVING SYSTEMS, INC.
SECURITY 30049R209 MEETING TYPE Annual
TICKER SYMBOL EVOL MEETING DATE 20-Jun-2012
ISIN US30049R2094 AGENDA 933631726 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 THADDEUS DUPPER For For
2 DAVID J. NICOL For For
3 DAVID S. OROS For For
4 RICHARD R. RAMLALL For For
5 JOHN B. SPIRTOS For For
2 TO RATIFY THE APPOINTMENT OF FRIEDMAN LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS.
RADISYS CORPORATION
SECURITY 750459109 MEETING TYPE Annual
TICKER SYMBOL RSYS MEETING DATE 26-Jun-2012
ISIN US7504591097 AGENDA 933636954 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 C. SCOTT GIBSON For For
2 MICHEL A. DAGENAIS For For
3 HUBERT DE PESQUIDOUX For For
4 KEVIN C. MELIA For For
5 DAVID NIERENBERG For For
6 M. NIEL RANSOM For For
7 LORENE K. STEFFES For For
8 VINCENT H. TOBKIN For For
2 ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED Management Abstain Against
EXECUTIVE OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4 APPROVAL OF AN AMENDMENT TO THE RADISYS Management Against Against
CORPORATION 2007 STOCK PLAN.
5 APPROVAL OF AN AMENDMENT TO THE RADISYS Management For For
CORPORATION 1996 EMPLOYEE STOCK PURCHASE PLAN.
GAMCO WESTWOOD MIGHTY MITES(SM) FUND
INVESTMENT COMPANY REPORT
K SEA TRANSPORTATION PARTNERS LP
SECURITY 48268Y101 MEETING TYPE Special
TICKER SYMBOL KSP MEETING DATE 01-Jul-2011
ISIN US48268Y1010 AGENDA 933472829 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 APPROVAL OF AGREEMENT & PLAN OF MERGER DATED Management For For
MARCH 13, 2011, AS SUCH AGREEMENT MAY BE AMENDED
FROM TIME TO TIME, BY & AMONG K-SEA, K-SEA
GENERAL PARTNER L.P., K-SEA GENERAL PARTNER GP
LLC, K-SEA IDR HOLDINGS LLC, KIRBY CORPORATION,
KSP HOLDING SUB, LLC, KSP LP SUB, LLC, & KSP
MERGER SUB, LLC, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
02 THE PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
K-SEA TRANSPORTATION PARTNERS L.P. LONG-TERM
INCENTIVE PLAN, INCLUDING AN INCREASE IN THE
NUMBER OF COMMON UNITS OF K-SEA AUTHORIZED FOR
ISSUANCE THEREUNDER FROM 440,000 COMMON UNITS TO
940,000 COMMON UNITS.
03 THE PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Management Abstain Against
THE COMPENSATION TO BE RECEIVED BY K-SEA GENERAL
PARTNER GP LLC EXECUTIVE OFFICERS IN CONNECTION
WITH THE MERGER.
WILLAMETTE VALLEY VINEYARDS, INC.
SECURITY 969136100 MEETING TYPE Annual
TICKER SYMBOL WVVI MEETING DATE 10-Jul-2011
ISIN US9691361003 AGENDA 933477970 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JAMES W. BERNAU For For
2 JAMES L. ELLIS For For
3 THOMAS M. BRIAN For For
4 SEAN M. CARY For For
5 DELNA L. JONES For For
6 BETTY M. O'BRIEN For For
7 CRAIG SMITH For For
8 STAN G. TUREL For For
02 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF WILLAMETTE VALLEY VINEYARDS, INC. FOR
THE YEAR ENDING DECEMBER 31, 2011.
ASCENT CAPITAL GROUP, INC.
SECURITY 043632108 MEETING TYPE Annual
TICKER SYMBOL ASCMA MEETING DATE 11-Jul-2011
ISIN US0436321089 AGENDA 933461472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 WILLIAM R. FITZGERALD For For
2 MICHAEL J. POHL For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 THE SAY-ON-PAY PROPOSAL, TO APPROVE THE ADVISORY Management For For
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
04 THE SAY-ON FREQUENCY PROPOSAL, TO APPROVE THE Management 1 Year Against
FREQUENCY WITH WHICH STOCKHOLDERS ARE PROVIDED
AN ADVISORY VOTE ON THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
AZZ INCORPORATED
SECURITY 002474104 MEETING TYPE Annual
TICKER SYMBOL AZZ MEETING DATE 12-Jul-2011
ISIN US0024741045 AGENDA 933475419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MARTIN C. BOWEN For For
2 SAM ROSEN For For
3 KEVERN R. JOYCE For For
02 APPROVAL, ON A NON-BINDING ADVISORY BASIS OF Management Abstain Against
AZZ'S EXECUTIVE COMPENSATION.
03 SELECTING EVERY 1 YEAR REGARDING THE FREQUENCY Management Abstain Against
OF THE NON-BINDING ADVISORY VOTE ON AZZ'S
EXECUTIVE COMPENSATION PROGRAM.
04 APPROVAL TO RATIFY THE APPOINTMENT OF BDO USA, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
FEBRUARY 29, 2012.
FARMERS & MERCHANTS BANK OF LONG BEACH
SECURITY 308243104 MEETING TYPE Annual
TICKER SYMBOL FMBL MEETING DATE 14-Jul-2011
ISIN US3082431046 AGENDA 933481830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 RICHARD W. DARLING For For
2 WALTER M. FLORIE For For
3 WILLIAM G. HAYTER For For
4 TIMOTHY W. JACKERT For For
5 LAWRENCE J. MCLAUGHLIN For For
6 DANIEL K. WALKER For For
7 TIMOTHY M. WILSON For For
2 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
3 APPROVAL OF POTENTIAL FUTURE SHARE REPURCHASES Management For For
BY THE BANK FOR AN AGGREGRATE AMOUNT NOT TO
EXCEED $20 MILLION.
ULTRATECH, INC.
SECURITY 904034105 MEETING TYPE Annual
TICKER SYMBOL UTEK MEETING DATE 19-Jul-2011
ISIN US9040341052 AGENDA 933475483 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 ARTHUR W. ZAFIROPOULO For For
2 JOEL F. GEMUNDER For For
3 NICHOLAS KONIDARIS For For
4 DENNIS RANEY For For
5 HENRI RICHARD For For
6 RICK TIMMINS For For
7 BEN TSAI For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
3 TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY'S Management Against Against
1993 STOCK OPTION/STOCK ISSUANCE PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER THE PLAN.
4 TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
5 TO VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
KID BRANDS INC
SECURITY 49375T100 MEETING TYPE Annual
TICKER SYMBOL KID MEETING DATE 19-Jul-2011
ISIN US49375T1007 AGENDA 933478364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 RAPHAEL BENAROYA For For
2 MARIO CIAMPI For For
3 BRUCE G. CRAIN For For
4 FREDERICK J. HOROWITZ For For
5 HUGH R. ROVIT For For
6 SALVATORE M. SALIBELLO For For
7 MICHAEL ZIMMERMAN For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLC AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 CALENDAR YEAR
03 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
NOBILITY HOMES, INC.
SECURITY 654892108 MEETING TYPE Annual
TICKER SYMBOL NOBH MEETING DATE 19-Jul-2011
ISIN US6548921088 AGENDA 933480903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 TERRY E. TREXLER For For
2 RICHARD C. BARBERIE For For
3 ROBERT P. HOLLIDAY For For
4 ROBERT P. SALTSMAN For For
5 THOMAS W. TREXLER For For
02 ADOPTION OF THE NOBILITY HOMES 2011 INCENTIVE Management Against Against
STOCK PLAN.
PARK ELECTROCHEMICAL CORP.
SECURITY 700416209 MEETING TYPE Annual
TICKER SYMBOL PKE MEETING DATE 19-Jul-2011
ISIN US7004162092 AGENDA 933483858 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DALE BLANCHFIELD For For
2 LLOYD FRANK For For
3 EMILY J. GROEHL For For
4 BRIAN E. SHORE For For
5 STEVEN T. WARSHAW For For
02 APPROVAL OF AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO 2011 FISCAL YEAR EXECUTIVE
COMPENSATION.
03 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 26, 2012.
MODINE MANUFACTURING COMPANY
SECURITY 607828100 MEETING TYPE Annual
TICKER SYMBOL MOD MEETING DATE 21-Jul-2011
ISIN US6078281002 AGENDA 933485028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: DAVID J. ANDERSON Management For For
1B ELECTION OF DIRECTOR: LARRY O. MOORE Management For For
1C ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Management For For
02 RATIFY THE APPOINTMENT OF MARY PETROVICH TO THE Management For For
BOARD OF DIRECTORS.
03 RATIFY THE APPOINTMENT OF DR. SURESH GARIMELLA Management For For
TO THE BOARD OF DIRECTORS.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
05 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
2008 INCENTIVE COMPENSATION PLAN.
06 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
07 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE Management Abstain Against
ON THE COMPANY'S EXECUTIVE COMPENSATION.
TRIANGLE PETROLEUM CORPORATION
SECURITY 89600B201 MEETING TYPE Annual
TICKER SYMBOL TPLM MEETING DATE 22-Jul-2011
ISIN US89600B2016 AGENDA 933476803 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 PETER HILL For For
2 JONATHAN SAMUELS For For
3 F. GARDNER PARKER For For
4 STEPHEN HOLDITCH For For
5 RANDAL MATKALUK For For
02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVE THE REINCORPORATION FROM THE STATE OF Management Against Against
NEVADA TO DELAWARE PURSUANT TO A MERGER OF THE
COMPANY WITH AND INTO A NEWLY FORMED DELAWARE
CORPORATION THAT WILL BE A WHOLLY-OWNED
SUBSIDIARY OF THE COMPANY & BY WHICH COMPANY
WILL INCREASE ITS COMMON STOCK TO 150,000,000
SHARES, AUTHORIZE 22,500,000 SHARES OF PREFERRED
STOCK, CHANGE ITS NAME TO "TRIANGLE RESOURCES
CORPORATION".
04 PROPOSAL TO ADOPT THE 2011 OMNIBUS INCENTIVE Management Against Against
PLAN.
KRATOS DEFENSE & SEC SOLUTIONS, INC.
SECURITY 50077B207 MEETING TYPE Special
TICKER SYMBOL KTOS MEETING DATE 26-Jul-2011
ISIN US50077B2079 AGENDA 933484115 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO APPROVE THE ISSUANCE OF KRATOS COMMON STOCK, Management For For
PAR VALUE $0.001 PER SHARE, IN CONNECTION WITH
THE MERGER CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF MAY 15, 2011, BY AND
AMONG KRATOS, INTEGRAL SYSTEMS, INC., IRIS
MERGER SUB, INC., A WHOLLY-OWNED SUBSIDIARY OF
KRATOS, AND IRIS ACQUISITION SUB LLC, A WHOLLY-
OWNED SUBSIDIARY OF KRATOS.
02 TO APPROVE THE ADJOURNMENT OF THE KRATOS SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF KRATOS PROPOSAL NO. 1.
ORITANI FINANCIAL CORP
SECURITY 68633D103 MEETING TYPE Special
TICKER SYMBOL ORIT MEETING DATE 26-Jul-2011
ISIN US68633D1037 AGENDA 933485307 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 APPROVAL OF THE ORITANI FINANCIAL CORP. 2011 Management Against Against
EQUITY INCENTIVE PLAN.
02 APPROVAL OF SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE SPECIAL MEETING OR ANY
ADJOURNMENT THEREOF.
ALERE INC.
SECURITY 01449J105 MEETING TYPE Annual
TICKER SYMBOL ALR MEETING DATE 28-Jul-2011
ISIN US01449J1051 AGENDA 933480698 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JOHN F. LEVY For For
2 JERRY MCALEER, PH.D. For For
3 JOHN A. QUELCH, D.B.A. For For
2 APPROVAL OF AN INCREASE TO THE NUMBER OF SHARES Management Against Against
OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
ALERE INC. 2010 STOCK OPTION AND INCENTIVE PLAN
BY 1,500,000, FROM 1,653,663 TO 3,153,663.
3 APPROVAL OF AN INCREASE TO THE NUMBER OF SHARES Management For For
OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
ALERE INC. 2001 EMPLOYEE STOCK PURCHASE PLAN BY
1,000,000, FROM 2,000,000 TO 3,000,000.
4 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2011.
5 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION.
6 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Management Abstain Against
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
GRAHAM CORPORATION
SECURITY 384556106 MEETING TYPE Annual
TICKER SYMBOL GHM MEETING DATE 28-Jul-2011
ISIN US3845561063 AGENDA 933481169 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JAMES J. BARBER, PH.D. For For
2 GERARD T. MAZURKIEWICZ For For
02 TO PROVIDE AN ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2012.
CUMULUS MEDIA INC.
SECURITY 231082108 MEETING TYPE Annual
TICKER SYMBOL CMLS MEETING DATE 29-Jul-2011
ISIN US2310821085 AGENDA 933485888 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT Management For For
OF THE COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT.
02 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Management For For
THE COMPANY'S COMMON STOCK PURSUANT TO, AND AS
CONTEMPLATED BY, THE EXCHANGE AGREEMENT (AS
DEFINED IN THE PROXY STATEMENT) RELATING TO
CUMULUS MEDIA PARTNERS, LLC ("CMP"), AND THE
TRANSACTIONS CONTEMPLATED THEREBY.
03 DIRECTOR Management
1 LEWIS W. DICKEY JR. For For
2 RALPH B. EVERETT For For
3 ERIC P. ROBISON For For
4 DAVID M. TOLLEY For For
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
HAWKINS, INC.
SECURITY 420261109 MEETING TYPE Annual
TICKER SYMBOL HWKN MEETING DATE 02-Aug-2011
ISIN US4202611095 AGENDA 933482844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 ELECTION OF DIRECTOR: JOHN S. MCKEON Management For For
02 ELECTION OF DIRECTOR: PATRICK H. HAWKINS Management For For
03 ELECTION OF DIRECTOR: JAMES A. FAULCONBRIDGE Management For For
04 ELECTION OF DIRECTOR: DUANE M. JERGENSON Management For For
05 ELECTION OF DIRECTOR: DARYL I. SKAAR Management For For
06 ELECTION OF DIRECTOR: JAMES T. THOMPSON Management For For
07 ELECTION OF DIRECTOR: JEFFREY L. WRIGHT Management For For
08 PROPOSAL TO APPROVE THE HAWKINS, INC. EMPLOYEE Management For For
STOCK PURCHASE PLAN
09 NON-BINDING ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION ("SAY-ON-PAY")
10 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
THE VOTE ON EXECUTIVE COMPENSATION
ARCTIC CAT INC.
SECURITY 039670104 MEETING TYPE Annual
TICKER SYMBOL ACAT MEETING DATE 03-Aug-2011
ISIN US0396701049 AGENDA 933482907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 KENNETH J. ROERING For For
2 TONY J. CHRISTIANSON For For
3 D. CHRISTIAN KOCH For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
03 TO CAST A NON-BINDING ADVISORY VOTE ON NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
04 TO CAST A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF NAMED EXECUTIVE OFFICER
COMPENSATION ADVISORY VOTES.
EDGAR ONLINE, INC.
SECURITY 279765101 MEETING TYPE Annual
TICKER SYMBOL EDGR MEETING DATE 04-Aug-2011
ISIN US2797651013 AGENDA 933484254 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ALFRED R. BERKELEY For For
2 HAROLD D. COPPERMAN For For
3 ROBERT J. FARRELL For For
4 ERIC B. HERR For For
5 MARK MAGED For For
02 TO APPROVE AND RATIFY THE APPOINTMENT OF BDO Management For For
USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
SENECA FOODS CORPORATION
SECURITY 817070709 MEETING TYPE Annual
TICKER SYMBOL SENEL MEETING DATE 04-Aug-2011
ISIN US8170707090 AGENDA 933487692 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 PETER R. CALL For For
2 SAMUEL T. HUBBARD For For
3 ARTHUR S. WOLCOTT For For
02 TO PROVIDE AN ADVISORY VOTE FOR APPROVAL ON Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 APPOINTMENT OF AUDITORS: RATIFICATION OF THE Management For For
APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2012.
ELECTRO SCIENTIFIC INDUSTRIES, INC.
SECURITY 285229100 MEETING TYPE Annual
TICKER SYMBOL ESIO MEETING DATE 11-Aug-2011
ISIN US2852291002 AGENDA 933485737 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 BARRY L. HARMON For For
2 EDWARD C. GRADY For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS ESI'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2012.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Management Abstain Against
FREQUENCY OF THE SHAREHOLDER ADVISORY VOTE ON
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ORTHOFIX INTERNATIONAL N.V.
SECURITY N6748L102 MEETING TYPE Annual
TICKER SYMBOL OFIX MEETING DATE 16-Aug-2011
ISIN ANN6748L1027 AGENDA 933488543 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JAMES F. GERO For For
2 GUY J. JORDAN For For
3 MICHAEL R. MAINELLI For For
4 ALAN W. MILINAZZO For For
5 MARIA SAINZ For For
6 DAVEY S. SCOON For For
7 ROBERT S. VATERS For For
8 WALTER P. VON WARTBURG For For
9 KENNETH R. WEISSHAAR For For
02 APPROVAL OF THE BALANCE SHEET AND INCOME Management For For
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER 31,
2010.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
04 APPROVAL OF AN ADVISORY AND NON-BINDING Management Abstain Against
RESOLUTION ON EXECUTIVE COMPENSATION.
05 RECOMMENDATION, BY ADVISORY AND NON-BINDING Management Abstain Against
VOTE, REGARDING THE FREQUENCY OF FUTURE VOTES ON
EXECUTIVE COMPENSATION.
ACME COMMUNICATIONS, INC.
SECURITY 004631107 MEETING TYPE Annual
TICKER SYMBOL ACME MEETING DATE 17-Aug-2011
ISIN US0046311074 AGENDA 933489189 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JAMIE KELLNER For For
2 DOUGLAS GEALY For For
3 THOMAS ALLEN For For
4 MICHAEL CORRIGAN For For
5 FREDERICK WASSERMAN For For
2 RATIFICATION OF MAYER HOFFMAN MCCANN P.C. AS OUR Management For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Special
TICKER SYMBOL GRB MEETING DATE 18-Aug-2011
ISIN US3737301008 AGENDA 933493051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 10, 2011, AMONG GERBER
SCIENTIFIC, INC., VECTOR KNIFE HOLDINGS
(CAYMAN), LTD. AND KNIFE MERGER SUB, INC.
02 TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, Management Abstain Against
THE COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO GERBER'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER, AND THE AGREEMENTS
AND UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER AGREEMENT.
CONTINUCARE CORPORATION
SECURITY 212172100 MEETING TYPE Special
TICKER SYMBOL CNU MEETING DATE 22-Aug-2011
ISIN US2121721003 AGENDA 933491932 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF JUNE 26, 2011, AMONG
METROPOLITAN HEALTH NETWORKS, INC., CAB MERGER
SUB, INC., AND CONTINUCARE CORPORATION (THE
"MERGER AGREEMENT"), PURSUANT TO WHICH
CONTINUCARE CORPORATION WILL BECOME A WHOLLY
OWNED SUBSIDIARY OF METROPOLITAN HEALTH
NETWORKS, INC.
02 A PROPOSAL TO APPROVE AN ADJOURNMENT OF THE Management For For
CONTINUCARE CORPORATION SPECIAL MEETING OF
SHAREHOLDERS, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE MERGER
AGREEMENT.
SUNWEST BANK
SECURITY 86789K200 MEETING TYPE Annual
TICKER SYMBOL SWBC MEETING DATE 23-Aug-2011
ISIN US86789K2006 AGENDA 933493253 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 PETER F. BASTONE For For
2 GLEN R. MOZINGO, ESQ For For
3 GLENN E. GRAY For For
4 JOHN STROCKIS For For
5 ERIC D. HOVDE For For
6 JEFFREY M. THOMAS For For
7 RONALD C. HOWARTH For For
8 RUSSELL E. WERTZ For For
CAPSTONE TURBINE CORPORATION
SECURITY 14067D102 MEETING TYPE Annual
TICKER SYMBOL CPST MEETING DATE 26-Aug-2011
ISIN US14067D1028 AGENDA 933488442 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 GARY D. SIMON For For
2 RICHARD K. ATKINSON For For
3 JOHN V. JAGGERS For For
4 DARREN R. JAMISON For For
5 NOAM LOTAN For For
6 GARY J. MAYO For For
7 ELIOT G. PROTSCH For For
8 HOLLY A. VAN DEURSEN For For
9 DARRELL J. WILK For For
02 APPROVE THE RIGHTS AGREEMENT, DATED AS OF JULY Management Against Against
7, 2005, WITH MELLON INVESTOR SERVICES LLC, AS
AMENDED.
03 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS AS PRESENTED
IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
05 RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH
31, 2012.
TREE.COM, INC.
SECURITY 894675107 MEETING TYPE Special
TICKER SYMBOL TREE MEETING DATE 26-Aug-2011
ISIN US8946751075 AGENDA 933494849 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO APPROVE THE SALE OF SUBSTANTIALLY ALL OF THE Management For For
OPERATING ASSETS OF HOME LOAN CENTER, INC. AS
CONTEMPLATED BY THE ASSET PURCHASE AGREEMENT BY
AND AMONG TREE.COM, INC. AND ITS WHOLLY-OWNED
SUBSIDIARIES LENDINGTREE, LLC, HOME LOAN CENTER,
INC. AND HLC ESCROW, INC., ON THE ONE HAND, AND
DISCOVER BANK ON THE OTHER, DATED AS OF MAY 12,
2011 AND DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
COMPENSATION TO CERTAIN OF OUR NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE HLC ASSET SALE
TRANSACTION.
03 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE HLC ASSET SALE
PROPOSAL.
ZORAN CORPORATION
SECURITY 98975F101 MEETING TYPE Special
TICKER SYMBOL ZRAN MEETING DATE 30-Aug-2011
ISIN US98975F1012 AGENDA 933494205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 ADOPTION OF THE AMENDED AND RESTATED AGREEMENT Management For For
AND PLAN OF MERGER, DATED AS OF JUNE 16, 2011,
AMONG CSR PLC., ZEISS MERGER SUB, INC. AND ZORAN
CORPORATION.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE MEETING TO ADOPT THE
MERGER AGREEMENT.
BIGLARI HOLDINGS INC.
SECURITY 08986R101 MEETING TYPE Special
TICKER SYMBOL BH MEETING DATE 02-Sep-2011
ISIN US08986R1014 AGENDA 933488668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 AMEND THE AMENDED AND RESTATED ARTICLES OF Management For For
INCORPORATION IN ORDER TO (A) INCREASE NUMBER OF
SHARES OF ALL CLASSES OF STOCK THAT IS
AUTHORIZED TO ISSUE; (B) REDESIGNATE THE
EXISTING COMMON STOCK, STATED VALUE $0.50 PER
SHARE, AS CLASS A COMMON STOCK; & (C) AUTHORIZE
48,000,000 SHARES OF A NEW CLASS B COMMON STOCK,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
FLOW INTERNATIONAL CORPORATION
SECURITY 343468104 MEETING TYPE Annual
TICKER SYMBOL FLOW MEETING DATE 07-Sep-2011
ISIN US3434681041 AGENDA 933495067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: ROBERT S. JAFFE TO SERVE Management For For
UNTIL THE 2014 ANNUAL MEETING
1B ELECTION OF DIRECTOR: LARRY A. KRING TO SERVE Management For For
UNTIL THE 2014 ANNUAL MEETING
02 ADVISORY, NON-BINDING, VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
BIO-REFERENCE LABORATORIES, INC.
SECURITY 09057G602 MEETING TYPE Annual
TICKER SYMBOL BRLI MEETING DATE 08-Sep-2011
ISIN US09057G6026 AGENDA 933495245 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 SAM SINGER For For
2 HARRY ELIAS For For
02 TO HOLD AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION AS DISCLOSED IN THESE MATERIALS.
03 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
04 IN THEIR DISCRETION, ON ALL OTHER MATTERS AS Management For For
SHALL PROPERLY COME BEFORE THE MEETING.
SEARCHMEDIA HOLDINGS LIMITED
SECURITY G8005Y106 MEETING TYPE Annual
TICKER SYMBOL IDI MEETING DATE 13-Sep-2011
ISIN KYG8005Y1061 AGENDA 933496499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO ELECT MR. ROBERT FRIED AS A DIRECTOR OF THE Management For For
COMPANY.
02 TO ELECT MR. CHI-CHUAN (FRANK) CHEN AS A Management For For
DIRECTOR OF THE COMPANY.
03 TO ELECT MR. STEVEN D. RUBIN AS A DIRECTOR OF Management For For
THE COMPANY.
04 TO ELECT MR. PETER W.H. TAN AS A DIRECTOR OF THE Management For For
COMPANY.
05 TO ELECT MS. QINYING LIU AS A DIRECTOR OF THE Management For For
COMPANY.
06 APPROVAL OF THE AMENDMENT TO THE COMPANY'S Management Against Against
AMENDED AND RESTATED 2008 SHARE INCENTIVE PLAN
(THE "2008 PLAN") BY INCREASING THE NUMBER OF
AUTHORIZED ORDINARY SHARES AVAILABLE FOR GRANT
UNDER THE 2008 PLAN FROM 1,796,492 ORDINARY
SHARES TO 3,000,000 ORDINARY SHARES.
07 APPROVAL, RATIFICATION AND CONFIRMATION OF THE Management For For
APPOINTMENT OF MARCUM BERNSTEIN & PINCHUK LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
METHODE ELECTRONICS, INC.
SECURITY 591520200 MEETING TYPE Annual
TICKER SYMBOL MEI MEETING DATE 15-Sep-2011
ISIN US5915202007 AGENDA 933491235 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: WALTER J. ASPATORE Management For For
1B ELECTION OF DIRECTOR: WARREN L. BATTS Management For For
1C ELECTION OF DIRECTOR: J. EDWARD COLGATE Management For For
1D ELECTION OF DIRECTOR: DARREN M. DAWSON Management For For
1E ELECTION OF DIRECTOR: DONALD W. DUDA Management For For
1F ELECTION OF DIRECTOR: STEPHEN F. GATES Management For For
1G ELECTION OF DIRECTOR: ISABELLE C. GOOSSEN Management For For
1H ELECTION OF DIRECTOR: CHRISTOPHER J. HORNUNG Management For For
1I ELECTION OF DIRECTOR: PAUL G. SHELTON Management For For
1J ELECTION OF DIRECTOR: LAWRENCE B. SKATOFF Management For For
02 THE RATIFICATION OF THE AUDIT COMMITTEE'S Management For For
SELECTION OF ERNST & YOUNG LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING APRIL 28, 2012.
03 THE APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
NATHAN'S FAMOUS, INC.
SECURITY 632347100 MEETING TYPE Annual
TICKER SYMBOL NATH MEETING DATE 15-Sep-2011
ISIN US6323471002 AGENDA 933491627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ROBERT J. EIDE For For
2 ERIC GATOFF For For
3 BRIAN S. GENSON For For
4 BARRY LEISTNER For For
5 HOWARD M. LORBER For For
6 WAYNE NORBITZ For For
7 DONALD L. PERLYN For For
8 A.F. PETROCELLI For For
9 CHARLES RAICH For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS AUDITORS FOR FISCAL 2012.
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
CINEDIGM DIGITAL CINEMA CORP.
SECURITY 172407108 MEETING TYPE Annual
TICKER SYMBOL CIDM MEETING DATE 15-Sep-2011
ISIN US1724071089 AGENDA 933493190 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 CHRISTOPHER J. MCGURK For For
2 ADAM M. MIZEL For For
3 GARY S. LOFFREDO For For
4 PETER C. BROWN For For
5 WAYNE L. CLEVENGER For For
6 MATTHEW W. FINLAY For For
7 EDWARD A. GILHULY For For
8 MARTIN B. O'CONNOR II For For
9 LAURA NISONGER SIMS For For
02 TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS Management For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING MARCH 31, 2012.
TECHPRECISION CORPORATION
SECURITY 878739101 MEETING TYPE Annual
TICKER SYMBOL TPCS MEETING DATE 15-Sep-2011
ISIN US8787391015 AGENDA 933502038 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 PHILIP A. DUR For For
2 MICHAEL R. HOLLY For For
3 ANDREW A. LEVY For For
4 JAMES S. MOLINARO For For
5 LOUIS A. WINOSKI For For
6 LEONARD M. ANTHONY For For
02 APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF Management Against Against
AUTHORIZED SHARES UNDER OUR 2006 LONG-TERM
INCENTIVE PLAN.
03 APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management Against Against
INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF
OUR OUTSTANDING COMMON STOCK AT AN EXCHANGE
RATIO OF UP TO 1-FOR-2, AT ANY TIME PRIOR TO THE
ONE YEAR ANNIVERSARY OF OUR 2011 ANNUAL MEETING
OF STOCKHOLDERS, THE IMPLEMENTATION AND TIMING
OF WHICH SHALL BE SUBJECT TO THE DISCRETION OF
OUR BOARD OF DIRECTORS.
04 APPROVE RATIFICATION OF APPOINTMENT OF KPMG, LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON
MARCH 31, 2012.
IXYS CORPORATION
SECURITY 46600W106 MEETING TYPE Annual
TICKER SYMBOL IXYS MEETING DATE 16-Sep-2011
ISIN US46600W1062 AGENDA 933491590 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DONALD L. FEUCHT For For
2 SAMUEL KORY For For
3 S. JOON LEE For For
4 TIMOTHY A. RICHARDSON For For
5 JAMES M. THORBURN For For
6 NATHAN ZOMMER For For
7 KENNETH D. WONG For For
02 TO APPROVE THE 2011 EQUITY INCENTIVE PLAN. Management Against Against
03 PROPOSAL TO APPROVE THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS OF THE COMPANY.
04 FREQUENCY OF THE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION VOTE.
05 TO RATIFY THE SELECTION OF BDO USA, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR ITS FISCAL YEAR ENDING MARCH 31,
2012.
NARA BANCORP, INC.
SECURITY 63080P105 MEETING TYPE Annual
TICKER SYMBOL NARA MEETING DATE 21-Sep-2011
ISIN US63080P1057 AGENDA 933497100 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 ADOPTION AND APPROVAL OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED DECEMBER 9, 2010, AS AMENDED,
PROVIDING FOR THE MERGER OF CENTER FINANCIAL
CORPORATION WITH AND INTO NARA BANCORP, INC. AS
DESCRIBED IN THE PROXY STATEMENT.
02 DIRECTOR Management
1 STEVEN D. BROIDY For For
2 LOUIS M. COSSO For For
3 ALVIN D. KANG For For
4 JESUN PAIK For For
5 HYON MAN PARK For For
6 KI SUH PARK For For
7 SCOTT YOON-SUK WHANG For For
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION OF NARA BANCORP, INC. TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK
TO 150,000,000 SHARES.
04 RATIFICATION OF THE SELECTION OF CROWE HORWATH Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011.
05 APPROVAL, ON AN ADVISORY AND NONBINDING BASIS, Management Abstain Against
OF THE COMPENSATION PAID TO OUR "NAMED EXECUTIVE
OFFICERS" AS DESCRIBED IN THE PROXY STATEMENT.
06 ADJOURNMENT OF THE MEETING IF NECESSARY OR Management For For
APPROPRIATE IN THE JUDGMENT OF OUR BOARD OF
DIRECTORS TO SOLICIT ADDITIONAL PROXIES OR VOTES
IN FAVOR OF THE ABOVE PROPOSALS THAT ARE TO BE
PRESENTED AT THE MEETING.
MESA LABORATORIES, INC.
SECURITY 59064R109 MEETING TYPE Annual
TICKER SYMBOL MLAB MEETING DATE 22-Sep-2011
ISIN US59064R1095 AGENDA 933498025 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 L.R. SCHMIEDER For For
2 H.S. CAMPBELL For For
3 M. BROOKS For For
4 R.V. DWYER For For
5 E. GUILLEMIN For For
6 J. SULLIVAN For For
7 D.M. KELLY For For
02 TO RATIFY THE APPOINTMENT OF EHRHARDT, KEEFE, Management For For
STEINER & HOTTMAN, PC (EKS&H) AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL 2012
(THE "RATIFICATION OF AUDITORS PROPOSAL").
SKYLINE CORPORATION
SECURITY 830830105 MEETING TYPE Annual
TICKER SYMBOL SKY MEETING DATE 26-Sep-2011
ISIN US8308301055 AGENDA 933498431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ARTHUR J. DECIO For For
2 THOMAS G. DERANEK For For
3 JOHN C. FIRTH For For
4 JERRY HAMMES For For
5 WILLIAM H. LAWSON For For
6 DAVID T. LINK For For
7 ANDREW J. MCKENNA For For
02 THE RATIFICATION OF CROWE HORWATH LLP AS Management For For
SKYLINE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING MAY 31, 2012.
03 RESOLVED, THE SHAREHOLDERS APPROVE THE Management Abstain Against
COMPENSATION AWARDED TO SKYLINE'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2011, AS
DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-
K, INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, COMPENSATION TABLES AND NARRATIVE
DISCUSSION IS HEREBY APPROVED.
04 PLEASE CAST YOUR ADVISORY VOTE FOR ONE OF THE Management Abstain Against
FOLLOWING OPTIONS ON THE FREQUENCY OF ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
CENTRAL VERMONT PUBLIC SERVICE CORP.
SECURITY 155771108 MEETING TYPE Special
TICKER SYMBOL CV MEETING DATE 29-Sep-2011
ISIN US1557711082 AGENDA 933503179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 APPROVE AGREEMENT & PLAN OF MERGER, DATED AS OF Management For For
JULY 11, 2011, BY AND AMONG GAZ METRO LIMITED
PARTNERSHIP., A QUEBEC LIMITED PARTNERSHIP,
DANAUS VERMONT CORP., A VERMONT CORPORATION AND
INDIRECT WHOLLY-OWNED SUBSIDIARY OF GAZ METRO
LIMITED PARTNERSHIP & CENTRAL VERMONT PUBLIC
SERVICE CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 GRANT TO PROXY HOLDERS THE AUTHORITY TO VOTE IN Management For For
THEIR DISCRETION WITH RESPECT TO APPROVAL OF ANY
PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL
MEETING TO A LATER DATE FOR A REASONABLE
BUSINESS PURPOSE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF
THE AGREEMENT AND PLAN OF MERGER IF THERE ARE
NOT SUFFICIENT VOTES FOR APPROVAL OF THE SPECIAL
MEETING.
03 THE PROPOSAL TO APPROVE, BY A NON-BINDING Management Abstain Against
ADVISORY VOTE, THE CHANGE IN CONTROL PAYMENTS
RELATED TO THE MERGER AND PAYABLE TO THE NAMED
EXECUTIVE OFFICERS.
HAMPTON ROADS BANKSHARES, INC.
SECURITY 409321502 MEETING TYPE Annual
TICKER SYMBOL HMPR MEETING DATE 04-Oct-2011
ISIN US4093215022 AGENDA 933506252 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ROBERT B. GOLDSTEIN For For
2 HAL F. GOLTZ For For
3 RANDAL K. QUARLES For For
02 RATIFICATION OF ACCOUNTANTS. TO RATIFY THE Management For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 2011 OMNIBUS INCENTIVE PLAN. TO GRANT Management For For
SHAREHOLDER APPROVAL OF THE 2011 OMNIBUS
INCENTIVE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO Management Abstain Against
ALLOW SHAREHOLDERS TO ENDORSE OR NOT ENDORSE THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
NEOGEN CORPORATION
SECURITY 640491106 MEETING TYPE Annual
TICKER SYMBOL NEOG MEETING DATE 06-Oct-2011
ISIN US6404911066 AGENDA 933505200 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JAMES L. HERBERT For For
2 G. BRUCE PAPESH For For
3 THOMAS H. REED For For
02 TO APPROVE AN INCREASE IN THE COMPANY'S Management For For
AUTHORIZED COMMON SHARES FROM 30,000,000 SHARES
TO 60,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Management Against Against
STOCK OPTION PLAN TO INCREASE AVAILABLE SHARES
FROM 1,500,000 SHARES TO 2,500,000 SHARES.
04 TO APPROVE THE ESTABLISHMENT OF THE NEOGEN Management For For
CORPORATION 2011 EMPLOYEE STOCK PURCHASE PLAN.
05 TO APPROVE, BY NON-BINDING VOTE, THE Management Abstain Against
COMPENSATION OF EXECUTIVES.
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
07 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM.
5N PLUS INC.
SECURITY 33833X101 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL FPLSF MEETING DATE 06-Oct-2011
ISIN CA33833X1015 AGENDA 933507937 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 ELECTION OF DIRECTORS FOR ALL NOMINEES PROPOSED Management For For
FOR ELECTION AS DIRECTORS IN THE MANAGEMENT
PROXY CIRCULAR.
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION.
03 THE RESOLUTION RATIFYING, CONFIRMING AND Management For For
APPROVING THE 2011 STOCK OPTION PLAN (THE "2011
PLAN") OF THE CORPORATION AND THE OPTIONS
GRANTED SINCE THE INCEPTION OF THE 2011 PLAN, AS
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR,
WHICH RESOLUTION IS ANNEXED AS SCHEDULE A TO THE
MANAGEMENT PROXY CIRCULAR.
SCHMITT INDUSTRIES, INC.
SECURITY 806870200 MEETING TYPE Annual
TICKER SYMBOL SMIT MEETING DATE 07-Oct-2011
ISIN US8068702005 AGENDA 933504119 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MICHAEL J. ELLSWORTH For For
CASELLA WASTE SYSTEMS, INC.
SECURITY 147448104 MEETING TYPE Annual
TICKER SYMBOL CWST MEETING DATE 11-Oct-2011
ISIN US1474481041 AGENDA 933503294 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOSEPH G. DOODY For For
2 GREGORY B. PETERS For For
02 TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO RECOMMEND, IN A NON-BINDING ADVISORY VOTE, Management Abstain Against
THE FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 30, 2012.
THE MARCUS CORPORATION
SECURITY 566330106 MEETING TYPE Annual
TICKER SYMBOL MCS MEETING DATE 11-Oct-2011
ISIN US5663301068 AGENDA 933503903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 STEPHEN H. MARCUS For For
2 DIANE MARCUS GERSHOWITZ For For
3 DANIEL F. MCKEITHAN, JR For For
4 ALLAN H. SELIG For For
5 TIMOTHY E. HOEKSEMA For For
6 BRUCE J. OLSON For For
7 PHILIP L. MILSTEIN For For
8 BRONSON J. HAASE For For
9 JAMES D. ERICSON For For
10 GREGORY S. MARCUS For For
02 TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
ADVISORY VOTES TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
COMPANY'S 2004 EQUITY INCENTIVE PLAN.
05 THE RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR
2012.
STRATTEC SECURITY CORPORATION
SECURITY 863111100 MEETING TYPE Annual
TICKER SYMBOL STRT MEETING DATE 11-Oct-2011
ISIN US8631111007 AGENDA 933505248 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MICHAEL J. KOSS For For
2 DAVID R. ZIMMER For For
02 TO APPROVE THE NON-BINDING ADVISORY PROPOSAL ON Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO APPROVE THE NON-BINDING ADVISORY PROPOSAL ON Management Abstain Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
THE L.S. STARRETT COMPANY
SECURITY 855668109 MEETING TYPE Annual
TICKER SYMBOL SCX MEETING DATE 12-Oct-2011
ISIN US8556681091 AGENDA 933508004 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 RALPH G. LAWRENCE For For
2 SALVADOR DE CAMARGO, JR For For
3 STEPHEN F. WALSH For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
APAC CUSTOMER SERVICES, INC.
SECURITY 00185E106 MEETING TYPE Special
TICKER SYMBOL APAC MEETING DATE 12-Oct-2011
ISIN US00185E1064 AGENDA 933508307 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF JULY 6, 2011, BY AND AMONG
APAC CUSTOMER SERVICES, INC., OR APAC, BLACKHAWK
ACQUISITION PARENT, LLC, OR PARENT, AND
BLACKHAWK MERGER SUB, INC., A WHOLLY OWNED
SUBSIDIARY OF PARENT, AS IT MAY BE AMENDED FROM
TIME TO TIME.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO ALLOW FOR THE
SOLICITATION OF ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF
THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT.
03 PROPOSAL TO APPROVE, BY NON-BINDING, ADVISORY Management Abstain Against
VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR
APAC'S NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH THE MERGER.
S1 CORPORATION
SECURITY 78463B101 MEETING TYPE Contested-Special
TICKER SYMBOL SONE MEETING DATE 13-Oct-2011
ISIN US78463B1017 AGENDA 933500642 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO APPROVE THE ISSUANCE OF SHARES OF S1 Management Against Against
CORPORATION COMMON STOCK IN CONNECTION WITH THE
TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER AND REORGANIZATION DATED AS OF
JUNE 26, 2011, BY AND AMONG S1 CORPORATION,
FINLAND HOLDINGS (2011) LTD. AND FUNDTECH LTD.
(PROPOSAL 1).
02 SUBJECT TO THE CONSUMMATION OF THE MERGER, TO Management Against Against
APPROVE THE ADOPTION OF A CERTIFICATE OF
AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF
S1 CORPORATION (PROPOSAL 2).
03 TO AMEND THE S1 CORPORATION 2003 STOCK INCENTIVE Management Against Against
PLAN, AS AMENDED AND RESTATED EFFECTIVE FEBRUARY
26, 2008, TO INCREASE THE NUMBER OF SHARES OF S1
CORPORATION COMMON STOCK AVAILABLE FOR ISSUANCE
THEREUNDER (PROPOSAL 3).
04 TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, Management Abstain Against
THE COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO S1 CORPORATION'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER, AND THE
AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH
SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE
(PROPOSAL 4).
05 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF THE Management Against Against
SPECIAL MEETING, IF NECESSARY, TO PERMIT THE
FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE
FOREGOING PROPOSALS.
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Annual
TICKER SYMBOL ANGO MEETING DATE 17-Oct-2011
ISIN US03475V1017 AGENDA 933502723 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 VINCENT A. BUCCI For For
2 HOWARD W. DONNELLY For For
3 JOSEPH M. DEVIVO For For
2 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS ANGIODYNAMICS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2012.
3 TO AMEND ANGIODYNAMICS 2004 STOCK AND INCENTIVE Management Against Against
AWARD PLAN TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK THAT MAY BE OFFERED UNDER
THE PLAN FROM 3,750,000 TO 4,750,000.
4 TO APPROVE THE PERFORMANCE OBJECTIVES UNDER THE Management For For
ANGIODYNAMICS 2004 STOCK AND INCENTIVE AWARD
PLAN, IN ACCORDANCE WITH THE SHAREHOLDER
APPROVAL REQUIREMENTS OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
5 SAY-ON-PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
6 SAY-WHEN-ON-PAY - AN ADVISORY VOTE TO RECOMMEND Management Abstain Against
THE FREQUENCY OF SHAREHOLDER VOTES ON
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ANCHOR BANCORP WA
SECURITY 032838104 MEETING TYPE Annual
TICKER SYMBOL ANCB MEETING DATE 19-Oct-2011
ISIN US0328381043 AGENDA 933508422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DOUGLAS A. KAY* For For
2 GEORGE W. DONOVAN* For For
3 TERRI L. DEGNER* For For
4 JAMES A. BOORA** For For
5 WILLIAM K. FOSTER** For For
6 DENNIS C. MORRISETTE** For For
7 ROBERT D. RUECKER*** For For
8 JERALD L. SHAW*** For For
02 THE RATIFICATION OF THE APPOINTMENT OF MOSS Management For For
ADAMS LLP AS THE INDEPENDENT AUDITOR FOR THE
YEAR ENDING JUNE 30, 2012.
MAGMA DESIGN AUTOMATION, INC.
SECURITY 559181102 MEETING TYPE Annual
TICKER SYMBOL LAVA MEETING DATE 20-Oct-2011
ISIN US5591811022 AGENDA 933503270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ROY E. JEWELL For For
2 THOMAS M. ROHRS For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS MAGMA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING APRIL 29,
2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
MGP INGREDIENTS, INC.
SECURITY 55302G103 MEETING TYPE Annual
TICKER SYMBOL MGPI MEETING DATE 20-Oct-2011
ISIN US55302G1031 AGENDA 933509044 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 GARY GRADINGER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE TRANSITION PERIOD ENDED
DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF THE ADVISORY STOCKHOLDER VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
MERCURY COMPUTER SYSTEMS, INC.
SECURITY 589378108 MEETING TYPE Annual
TICKER SYMBOL MRCY MEETING DATE 21-Oct-2011
ISIN US5893781089 AGENDA 933507470 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MARK ASLETT For For
2 GEORGE W. CHAMILLARD For For
3 WILLIAM K. O'BRIEN For For
02 TO APPROVE AN AMENDMENT TO OUR 2005 STOCK Management Against Against
INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO OUR 1997 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF HOLDING FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
06 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2012.
TWIN DISC, INCORPORATED
SECURITY 901476101 MEETING TYPE Annual
TICKER SYMBOL TWIN MEETING DATE 21-Oct-2011
ISIN US9014761012 AGENDA 933508143 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MICHAEL E. BATTEN For For
2 MICHAEL DOAR For For
3 DAVID R. ZIMMER For For
02 ADVISE APPROVAL OF THE COMPENSATION OF THE NAMED Management Abstain Against
EXECUTIVE OFFICERS.
03 ADVISE FREQUENCY OF THE VOTE ON NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 30, 2012.
57TH STREET GENERAL ACQUISITION CORP.
SECURITY 316816107 MEETING TYPE Annual
TICKER SYMBOL CRMB MEETING DATE 25-Oct-2011
ISIN US3168161079 AGENDA 933511518 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MARK D. KLEIN For For
2 FREDERICK G. KRAEGEL For For
3 LEONARD A. POTTER For For
4 ANDREW J. MOGER For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management For For
CERTIFICATE OF INCORPORATION TO (I) AMEND
ARTICLE FIRST TO CHANGE THE NAME OF THE COMPANY
FROM "57TH STREET GENERAL ACQUISITION CORP." TO
"CRUMBS BAKE SHOP, INC." AND (II) REMOVE CERTAIN
LANGUAGE THEREFROM RELATED TO THE COMPANY'S
EARLIER STATUS AS A SPECIAL PURPOSE ACQUISITION
COMPANY.
03 ADOPTION OF THE AMENDMENT TO THE CERTIFICATE OF Management For For
DESIGNATION TO, AMONG OTHER THINGS, SPECIFICALLY
ELIMINATE THE ABILITY OF THE HOLDERS OF THE
SERIES A PREFERRED STOCK ( THE "SERIES A
HOLDERS"), AS A CLASS, TO ELECT A MAJORITY OF
THE BOARD OF DIRECTORS IF SUCH RIGHT EXCEEDS THE
SERIES A HOLDERS' AGGREGATE BENEFICIAL
COMMENSURATE OWNERSHIP.
04 APPROVAL OF THE ADOPTION OF THE INCENTIVE PLAN Management For For
PURSUANT TO WHICH 338,295 SHARES OF COMMON STOCK
WILL BE RESERVED FOR ISSUANCE TO EMPLOYEES,
DIRECTORS, OFFICERS AND OTHER ELIGIBLE PERSONS
UPON THE EXERCISE OF VARIOUS TYPES OF EQUITY
AWARDS TO BE GRANTED PURSUANT TO THE TERMS OF
THE INCENTIVE PLAN.
05 RATIFICATION OF THE APPOINTMENT OF ROTHSTEIN Management For For
KASS & COMPANY P.C., AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
06 AUTHORIZATION TO ADJOURN THE ANNUAL MEETING TO A Management For For
LATER DATE OR DATES IF THERE ARE INSUFFICIENT
VOTES PRESENT OR REPRESENTED BY PROXY AT THE
ANNUAL MEETING TO APPROVAL THE PROPOSALS OR ANY
OF THEM.
LECROY CORPORATION
SECURITY 52324W109 MEETING TYPE Annual
TICKER SYMBOL LCRY MEETING DATE 26-Oct-2011
ISIN US52324W1099 AGENDA 933507468 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 NORMAN R. ROBERTSON For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JUNE
30, 2012.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against
APPROVAL OF THE FREQUENCY OF STOCKHOLDER VOTES
ON EXECUTIVE COMPENSATION.
05 TO APPROVE THE COMPANY'S EXECUTIVE INCENTIVE Management For For
PLAN.
STANDEX INTERNATIONAL CORPORATION
SECURITY 854231107 MEETING TYPE Annual
TICKER SYMBOL SXI MEETING DATE 26-Oct-2011
ISIN US8542311076 AGENDA 933508395 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 THOMAS E. CHORMAN For For
2 ROGER L. FIX For For
3 DANIEL B. HOGAN, JD,PHD For For
02 TO REQUEST STOCKHOLDER APPROVAL OF THE AMENDED Management Against Against
AND RESTATED STANDEX INTERNATIONAL CORPORATION
2008 LONG TERM INCENTIVE PLAN.
03 TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
05 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS.
SCHIFF NUTRITION INTERNATIONAL, INC.
SECURITY 806693107 MEETING TYPE Annual
TICKER SYMBOL WNI MEETING DATE 26-Oct-2011
ISIN US8066931077 AGENDA 933510655 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ERIC WEIDER For For
2 GEORGE F. LENGVARI For For
3 TARANG P. AMIN For For
4 RONALD L. COREY For For
5 MATTHEW T. HOBART For For
6 MICHAEL HYATT For For
7 EUGENE B. JONES For For
8 ROGER H. KIMMEL For For
9 WILLIAM E. MCGLASHAN JR For For
10 RICHARD G. WOLFORD For For
DAWSON GEOPHYSICAL COMPANY
SECURITY 239359102 MEETING TYPE Special
TICKER SYMBOL DWSN MEETING DATE 27-Oct-2011
ISIN US2393591027 AGENDA 933511140 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK, Management For For
PAR VALUE $0.33 1/3 PER SHARE, OF DAWSON
GEOPHYSICAL COMPANY (DAWSON) IN CONNECTION WITH
THE AGREEMENT AND PLAN OF MERGER BY AND AMONG
DAWSON, 6446 ACQUISITION CORP., A DIRECT WHOLLY
OWNED SUBSIDIARY OF DAWSON, AND TGC INDUSTRIES,
INC, (TGC) DATED MARCH 20, 2011, AS AMENDED, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 PROPOSAL TO APPROVE ADJOURNMENT OF THE DAWSON Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO
PERMIT THE SOLICITATION OF ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE DAWSON SPECIAL MEETING TO ADOPT PROPOSAL 1.
TGC INDUSTRIES, INC.
SECURITY 872417308 MEETING TYPE Special
TICKER SYMBOL TGE MEETING DATE 27-Oct-2011
ISIN US8724173088 AGENDA 933511431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 APPROVE AGREEMENT AND PLAN OF MERGER, DATED Management For For
MARCH 20, 2011, BY & AMONG TGC INDUSTRIES, INC.
(TGC), DAWSON GEOPHYSICAL COMPANY (DAWSON) AND
6446 ACQUISITION CORP., AS AMENDED, PURSUANT TO
WHICH 6446 ACQUISITION CORP. WILL BE MERGED WITH
AND INTO TGC, WITH TGC SURVIVING AND BECOMING A
DIRECT WHOLLY OWNED SUBSIDIARY OF DAWSON, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY Management Abstain Against
RESOLUTION ON CERTAIN COMPENSATION TO BE PAID BY
TGC TO TGC'S NAMED EXECUTIVE OFFICERS UPON
CONSUMMATION OF THE MERGER.
03 PROPOSAL TO APPROVE ADJOURNMENTS OF THE TGC Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
PERMIT THE SOLICITATION OF ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT PROPOSAL 1.
FEIHE INTERNATIONAL INC
SECURITY 31429Y103 MEETING TYPE Annual
TICKER SYMBOL ADY MEETING DATE 27-Oct-2011
ISIN US31429Y1038 AGENDA 933513459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 LENG YOU-BIN For For
2 LIU SHENG-HUI For For
3 LIU HUA For For
4 KIRK G. DOWNING, ESQ. For For
5 JAMES C. LEWIS, ESQ. For For
6 NEIL N. SHEN For For
7 SEAN S. SHAO For For
02 TO RATIFY THE SELECTION OF DELOITTE TOUCHE Management For For
TOHMATSU CPA LTD., AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
SYMMETRICOM, INC.
SECURITY 871543104 MEETING TYPE Annual
TICKER SYMBOL SYMM MEETING DATE 28-Oct-2011
ISIN US8715431040 AGENDA 933510960 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ROBERT T. CLARKSON For For
2 DAVID G. COTE For For
3 ALFRED BOSCHULTE For For
4 JAMES A. CHIDDIX For For
5 ELIZABETH A. FETTER For For
6 R.M. NEUMEISTER, JR. For For
7 DR. RICHARD W. OLIVER For For
8 RICHARD N. SNYDER For For
9 ROBERT J. STANZIONE For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT
FISCAL YEAR
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
04 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
FREQUENCY OF A FUTURE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
CHINA HYDROELECTRIC CORPORATION
SECURITY 16949D101 MEETING TYPE Annual
TICKER SYMBOL CHC MEETING DATE 31-Oct-2011
ISIN US16949D1019 AGENDA 933514920 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
S1 AMENDMENT BY WAY OF SPECIAL RESOLUTION OF Management Against Against
ARTICLE 12 OF THE ARTICLES OF ASSOCIATION OF THE
COMPANY FOR CLARIFICATION PURPOSE.
2A RE-ELECTION OF DIRECTOR: ANTHONY H. DIXON Management For For
2B RE-ELECTION OF DIRECTOR: YOU-SU LIN Management For For
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG HUA MING Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
HAMPDEN BANCORP, INC.
SECURITY 40867E107 MEETING TYPE Annual
TICKER SYMBOL HBNK MEETING DATE 01-Nov-2011
ISIN US40867E1073 AGENDA 933511075 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 STANLEY KOWALSKI, JR. For For
2 MARY ELLEN SCOTT For For
3 STUART F. YOUNG, JR. For For
02 TO RATIFY THE APPOINTMENT OF WOLF & COMPANY, Management For For
P.C. AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE YEAR ENDING JUNE 30, 2012.
HARRIS INTERACTIVE INC.
SECURITY 414549105 MEETING TYPE Annual
TICKER SYMBOL HPOL MEETING DATE 01-Nov-2011
ISIN US4145491050 AGENDA 933513219 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 STEVEN L. FINGERHOOD For For
02 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR FISCAL YEAR 2012.
03 APPROVAL OF AMENDMENT TO 2007 EMPLOYEE STOCK Management For For
PURCHASE PLAN TO INCREASE SHARES AVAILABLE FOR
ISSUANCE BY 500,000 SHARES.
PIKE ELECTRIC CORPORATION
SECURITY 721283109 MEETING TYPE Annual
TICKER SYMBOL PIKE MEETING DATE 03-Nov-2011
ISIN US7212831090 AGENDA 933509791 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 J. ERIC PIKE For For
2 CHARLES E. BAYLESS For For
3 JAMES R. HELVEY III For For
4 ROBERT D. LINDSAY For For
5 PETER PACE For For
6 DANIEL J. SULLIVAN III For For
7 LOUIS F. TERHAR For For
8 J. RUSSELL TRIEDMAN For For
2 PROPOSAL TO AMEND AND RESTATE THE 2008 OMNIBUS Management Against Against
INCENTIVE COMPENSATION PLAN.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
4 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2012.
CALIPER LIFE SCIENCES, INC.
SECURITY 130872104 MEETING TYPE Special
TICKER SYMBOL CALP MEETING DATE 07-Nov-2011
ISIN US1308721042 AGENDA 933515100 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
SEPTEMBER 7, 2011, AS IT MAY BE AMENDED FROM
TIME TO TIME, BY AND AMONG CALIPER LIFE
SCIENCES, INC., PERKINELMER, INC. AND
PERKINELMER HOPKINTON CO.
02 TO CONSIDER AND VOTE ON ANY PROPOSAL TO ADJOURN Management For For
THE SPECIAL MEETING TO A LATER DATE, IF
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF ITEM 1 IF THERE ARE
INSUFFICIENT VOTES TO APPROVE ITEM 1 AT THE TIME
OF THE SPECIAL MEETING.
03 TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Management Abstain Against
CERTAIN COMPENSATION ARRANGEMENTS FOR CALIPER
LIFE SCIENCE, INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED IN THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
SEPTEMBER 7, 2011, AS MAY BE AMENDED FROM TIME
TO TIME, BY AND AMONG CALIPER LIFE SCIENCES,
INC., PERKINELMER, INC. AND PERKINELMER
HOPKINTON CO.
MAGNETEK, INC.
SECURITY 559424106 MEETING TYPE Annual
TICKER SYMBOL MAG MEETING DATE 09-Nov-2011
ISIN US5594241060 AGENDA 933507773 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DAVID A. BLOSS, SR. For For
2 YON Y. JORDEN For For
3 ALAN B. LEVINE For For
4 PETER M. MCCORMICK For For
5 MITCHELL I. QUAIN For For
6 DAVID P. REILAND For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE SIX-
MONTH TRANSITION PERIOD ENDING JANUARY 1, 2012.
03 AMEND MAGNETEK'S RESTATED CERTIFICATE OF Management Abstain Against
INCORPORATION TO EFFECT A REVERSE STOCK SPLIT
WITH THE FINAL DECISION TO PROCEED DETERMINED BY
THE BOARD OF DIRECTORS NOT LATER THAN DECEMBER
31, 2012.
04 APPROVAL OF FIRST AMENDMENT TO SECOND AMENDED Management For For
AND RESTATED 2004 STOCK INCENTIVE PLAN OF
MAGNETEK, INC.
05 APPROVAL OF DIRECTOR COMPENSATION AND DEFERRAL Management Against Against
INVESTMENT PLAN.
06 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
07 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
BALDWIN TECHNOLOGY COMPANY, INC.
SECURITY 058264102 MEETING TYPE Annual
TICKER SYMBOL BLD MEETING DATE 10-Nov-2011
ISIN US0582641025 AGENDA 933519158 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 CLAES WARNANDER For For
2 PAUL J. GRISWOLD For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLC Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2012.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Management Against Against
EQUITY COMPENSATION PLAN, AS AMENDED, TO
INCREASE THE NUMBER OF SHARES OF CLASS A COMMON
STOCK THAT MAY BE ISSUED TO PARTICIPANTS BY
1,000,000.
PERVASIVE SOFTWARE INC.
SECURITY 715710109 MEETING TYPE Annual
TICKER SYMBOL PVSW MEETING DATE 14-Nov-2011
ISIN US7157101095 AGENDA 933513409 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 SHELBY H. CARTER, JR. For For
2 NANCY R. WOODWARD For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING JUNE 30, 2012.
CORINTHIAN COLLEGES, INC.
SECURITY 218868107 MEETING TYPE Annual
TICKER SYMBOL COCO MEETING DATE 15-Nov-2011
ISIN US2188681074 AGENDA 933512483 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 PAUL R. ST. PIERRE For For
2 LINDA AREY SKLADANY For For
3 ROBERT LEE For For
4 JACK D. MASSIMINO For For
5 ALICE T. KANE For For
6 TERRY O. HARTSHORN For For
7 TIMOTHY J. SULLIVAN For For
8 SHARON P. ROBINSON For For
9 HANK ADLER For For
10 JOHN M. DIONISIO For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
CORINTHIAN COLLEGES, INC. 2003 PERFORMANCE AWARD
PLAN, WHICH AUTHORIZES THE ISSUANCE OF
ADDITIONAL SHARES UNDER SUCH PLAN, AND CERTAIN
OTHER AMENDMENTS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JUNE 30, 2012.
04 APPROVAL, BY A NONBINDING ADVISORY VOTE, OF Management Abstain Against
EXECUTIVE COMPENSATION PAID BY THE COMPANY TO
ITS NAMED EXECUTIVE OFFICERS.
05 RECOMMENDATION, BY A NONBINDING ADVISORY VOTE, Management Abstain Against
OF THE FREQUENCY OF HOLDING FUTURE NONBINDING
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
COLLECTORS UNIVERSE, INC.
SECURITY 19421R200 MEETING TYPE Annual
TICKER SYMBOL CLCT MEETING DATE 15-Nov-2011
ISIN US19421R2004 AGENDA 933513586 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 A. CLINTON ALLEN For For
2 DEBORAH A. FARRINGTON For For
3 DAVID G. HALL For For
4 MICHAEL J. MCCONNELL For For
5 A.J. "BERT" MOYER For For
6 VAN D. SIMMONS For For
7 BRUCE A. STEVENS For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2012.
ZYGO CORPORATION
SECURITY 989855101 MEETING TYPE Annual
TICKER SYMBOL ZIGO MEETING DATE 16-Nov-2011
ISIN US9898551018 AGENDA 933513170 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 STEPHEN D. FANTONE For For
2 SAMUEL H. FULLER For For
3 CHRIS L. KOLIOPOULOS For For
4 SEYMOUR E. LIEBMAN For For
5 ROBERT B. TAYLOR For For
6 CAROL P. WALLACE For For
7 GARY K. WILLIS For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Management Abstain Against
APPROVING THE COMPANY'S EXECUTIVE COMPENSATION
AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Management Abstain Against
WITH RESPECT TO THE FREQUENCY OF FUTURE ADVISORY
VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 TO APPROVE THE ADOPTION OF THE ZYGO CORPORATION Management Against Against
2012 EQUITY INCENTIVE PLAN.
05 TO APPROVE THE AMENDMENT TO THE ZYGO CORPORATION Management For For
EMPLOYEE STOCK PURCHASE PLAN.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR FISCAL 2012.
SWS GROUP INC.
SECURITY 78503N107 MEETING TYPE Annual
TICKER SYMBOL SWS MEETING DATE 17-Nov-2011
ISIN US78503N1072 AGENDA 933511568 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ROBERT A. BUCHHOLZ For For
2 BRODIE L. COBB For For
3 J. TAYLOR CRANDALL For For
4 GERALD J. FORD For For
5 LARRY A. JOBE For For
6 FREDERICK R. MEYER For For
7 DR. MIKE MOSES For For
8 JAMES H. ROSS For For
9 JOEL T. WILLIAMS III For For
02 THE RATIFICATION OF THE SELECTION OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING JUNE 29, 2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
THE HAIN CELESTIAL GROUP, INC.
SECURITY 405217100 MEETING TYPE Annual
TICKER SYMBOL HAIN MEETING DATE 17-Nov-2011
ISIN US4052171000 AGENDA 933514285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 IRWIN D. SIMON For For
2 BARRY J. ALPERIN For For
3 RICHARD C. BERKE For For
4 JACK FUTTERMAN For For
5 MARINA HAHN For For
6 BRETT ICAHN For For
7 ROGER MELTZER For For
8 DAVID SCHECHTER For For
9 LEWIS D. SCHILIRO For For
10 LAWRENCE S. ZILAVY For For
02 TO VOTE, ON AN ADVISORY BASIS, FOR THE Management Abstain Against
COMPENSATION AWARDED TO THE NAMED EXECUTIVE
OFFICERS FOR THE FISCAL YEAR ENDED JUNE 30,
2011, AS SET FORTH IN THIS PROXY STATEMENT.
03 TO VOTE, ON AN ADVISORY BASIS, FOR THE FREQUENCY Management Abstain Against
WITH WHICH STOCKHOLDERS WILL PARTICIPATE IN AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT OF THE AMENDED AND Management Against Against
RESTATED 2002 LONG TERM INCENTIVE AND STOCK
AWARD PLAN.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For
TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30,
2012.
SHARPS COMPLIANCE CORP.
SECURITY 820017101 MEETING TYPE Annual
TICKER SYMBOL SMED MEETING DATE 17-Nov-2011
ISIN US8200171010 AGENDA 933515150 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOHN W. DALTON For For
2 PARRIS H. HOLMES For For
3 F. GARDNER PARKER For For
4 DAVID P. TUSA For For
5 DR. PHILIP C. ZERRILLO For For
02 TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION Management Abstain Against
ON AN ADVISORY BASIS.
03 TO RECOMMEND FUTURE VOTES ON APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION OCCUR EVERY
DELTA NATURAL GAS COMPANY, INC.
SECURITY 247748106 MEETING TYPE Annual
TICKER SYMBOL DGAS MEETING DATE 17-Nov-2011
ISIN US2477481061 AGENDA 933516746 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS DELTA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
02 DIRECTOR Management
1 GLENN R. JENNINGS For For
2 LEWIS N. MELTON For For
3 ARTHUR E. WALKER, JR. For For
03 NON-BINDING, ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION PAID OUR NAMED EXECUTIVE OFFICERS.
04 NON-BINDING, ADVISORY VOTE ON WHETHER THE Management Abstain Against
SHAREHOLDER VOTE ON OUR NAMED EXECUTIVE
OFFICERS' COMPENSATION SHOULD OCCUR EVERY 1, 2
OR 3 YEARS.
CARDICA, INC.
SECURITY 14141R101 MEETING TYPE Annual
TICKER SYMBOL CRDC MEETING DATE 17-Nov-2011
ISIN US14141R1014 AGENDA 933516847 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 B.A. HAUSEN, M.D., PH.D For For
2 KEVIN T. LARKIN For For
3 RICHARD P. POWERS For For
4 JEFFREY L. PURVIN For For
5 JOHN SIMON, PH.D. For For
6 WILLIAM H. YOUNGER, JR. For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Management Against Against
EQUITY INCENTIVE PLAN (THE "2005 PLAN") TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE
2005 PLAN BY 750,000 SHARES.
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR ITS FISCAL YEAR ENDING JUNE
30, 2012.
ACCURAY INCORPORATED
SECURITY 004397105 MEETING TYPE Annual
TICKER SYMBOL ARAY MEETING DATE 18-Nov-2011
ISIN US0043971052 AGENDA 933512091 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Management For For
1B ELECTION OF DIRECTOR: DENNIS L. WINGER Management For For
1C ELECTION OF DIRECTOR: JACK GOLDSTEIN, PH.D. Management For For
02 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Management For For
UNDER THE ACCURAY INCORPORATED 2007 INCENTIVE
AWARD PLAN
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS (SAY-ON-PAY VOTE)
04 ADVISORY VOTE ON THE FREQUENCY OF OUR SAY-ON-PAY Management Abstain Against
VOTE IN THE FUTURE
05 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2012
ORITANI FINANCIAL CORP
SECURITY 68633D103 MEETING TYPE Annual
TICKER SYMBOL ORIT MEETING DATE 22-Nov-2011
ISIN US68633D1037 AGENDA 933519261 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JAMES J. DOYLE, JR. For For
2 JOHN J. SKELLY, JR. For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2012.
03 AN ADVISORY, NON-BINDING PROPOSAL WITH RESPECT Management Abstain Against
TO THE EXECUTIVE COMPENSATION DESCRIBED IN THE
PROXY STATEMENT.
04 AN ADVISORY, NON-BINDING PROPOSAL WITH RESPECT Management Abstain Against
TO THE FREQUENCY THAT STOCKHOLDERS WILL VOTE ON
OUR EXECUTIVE COMPENSATION.
EMULEX CORPORATION
SECURITY 292475209 MEETING TYPE Annual
TICKER SYMBOL ELX MEETING DATE 29-Nov-2011
ISIN US2924752098 AGENDA 933516859 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 FRED B. COX For For
2 MICHAEL P. DOWNEY For For
3 BRUCE C. EDWARDS For For
4 PAUL F. FOLINO For For
5 ROBERT H. GOON For For
6 DON M. LYLE For For
7 JAMES M. MCCLUNEY For For
8 NERSI NAZARI For For
9 DEAN A. YOOST For For
02 RATIFICATION AND APPROVAL OF THE EMPLOYEE STOCK Management For For
PURCHASE PLAN, AS AMENDED AND RESTATED.
03 RATIFICATION AND APPROVAL OF ADVISORY RESOLUTION Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 RATIFICATION AND APPROVAL OF ADVISORY VOTE ON Management Abstain Against
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
05 RATIFICATION OF SELECTION OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
HANDY & HARMAN LTD
SECURITY 410315105 MEETING TYPE Annual
TICKER SYMBOL HNH MEETING DATE 29-Nov-2011
ISIN US4103151050 AGENDA 933521886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 WARREN G. LICHTENSTEIN For For
2 ROBERT FRANKFURT For For
3 JACK L. HOWARD For For
4 GLEN M. KASSAN For For
5 JOHN H. MCNAMARA, JR. For For
6 MITCHELL I. QUAIN For For
7 GAREN W. SMITH For For
8 JEFFREY A. SVOBODA For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
VIEWCAST CORPORATION
SECURITY 926713108 MEETING TYPE Annual
TICKER SYMBOL VCST MEETING DATE 30-Nov-2011
ISIN US9267131087 AGENDA 933521583 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 GEORGE C. PLATT For For
2 JOSEPH AUTEM For For
3 DAVID W. BRANDENBURG For For
4 JOHN W. SLOCUM, JR. For For
02 RATIFICATION OF THE APPOINTMENT OF BKD, LLP AS Management For For
VIEWCAST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
GLOBAL INDUSTRIES, LTD.
SECURITY 379336100 MEETING TYPE Special
TICKER SYMBOL GLBL MEETING DATE 30-Nov-2011
ISIN US3793361003 AGENDA 933521812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF SEPTEMBER 11, 2011,
AMONG GLOBAL INDUSTRIES, LTD. ("GLOBAL
INDUSTRIES"), TECHNIP S.A. ("TECHNIP"), AND
APOLLON MERGER SUB B, INC., AN INDIRECT, WHOLLY
OWNED SUBSIDIARY OF TECHNIP, AS SUCH MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT").
02 PROPOSAL TO APPROVE AND ADOPT AMENDED AND Management For For
RESTATED ARTICLES OF INCORPORATION TO REMOVE THE
LIMITATION ON NON-U.S. OWNERSHIP OF GLOBAL
INDUSTRIES' COMMON STOCK CONTAINED IN THE
EXISTING ARTICLES OF INCORPORATION OF GLOBAL
INDUSTRIES.
03 NON-BINDING, ADVISORY PROPOSAL TO APPROVE Management Abstain Against
CERTAIN COMPENSATION ARRANGEMENTS FOR GLOBAL
INDUSTRIES' NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED BY THE
MERGER AGREEMENT.
EPOCH HOLDING CORPORATION
SECURITY 29428R103 MEETING TYPE Annual
TICKER SYMBOL EPHC MEETING DATE 01-Dec-2011
ISIN US29428R1032 AGENDA 933517596 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ALLAN R. TESSLER For For
2 WILLIAM W. PRIEST For For
3 ENRIQUE R. ARZAC For For
4 JEFFREY L. BERENSON For For
5 JOHN L. CECIL For For
6 PETER A. FLAHERTY For For
7 TIMOTHY T. TAUSSIG For For
02 TO APPROVE, IN A NONBINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO DETERMINE, IN A NONBINDING ADVISORY VOTE, Management Abstain Against
WHETHER A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO, OR THREE
YEARS.
04 TO RATIFY THE APPOINTMENT OF CF & CO., L.L.P. AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2012.
KMG CHEMICALS, INC.
SECURITY 482564101 MEETING TYPE Annual
TICKER SYMBOL KMGB MEETING DATE 06-Dec-2011
ISIN US4825641016 AGENDA 933522701 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DAVID L. HATCHER For For
2 J. NEAL BUTLER For For
3 GERALD G. ERMENTROUT For For
4 CHRISTOPHER T. FRASER For For
5 GEORGE W. GILMAN For For
6 JOHN C. HUNTER, III For For
7 FRED C. LEONARD, III For For
8 STEPHEN A. THORINGTON For For
9 KAREN A. TWITCHELL For For
10 RICHARD L. URBANOWSKI For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF UHY LLP AS Management For For
THE INDEPENDENT AUDITORS OF THE COMPANY
03 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, OUR Management Abstain Against
EXECUTIVE COMPENSATION
04 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE Management Abstain Against
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION
ALLANA POTASH CORP.
SECURITY 016735102 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL ALLRF MEETING DATE 06-Dec-2011
ISIN AGENDA 933525935 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 THE ELECTION OF DIRECTORS PROPOSED BY MANAGEMENT; Management For For
02 THE APPOINTMENT OF MCGOVERN, HURLEY, CUNNINGHAM, Management For For
LLP, AS AUDITORS OF THE CORPORATION AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION;
03 THE ADOPTION AND APPROVAL OF THE ROLLING STOCK Management For For
OPTION PLAN, MORE PARTICULARLY DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR ACCOMPANYING
THIS NOTICE OF MEETING;
04 THE ADOPTION AND APPROVAL OF THE SHARE BONUS Management For For
PLAN, MORE PARTICULARLY DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR ACCOMPANYING
THIS VOTING INSTRUCTION FORM;
05 THE APPROVAL OF THE SHAREHOLDER RIGHTS PLAN MORE Management Against Against
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR ACCOMPANYING THIS VOTING INSTRUCTION
FORM.
PERICOM SEMICONDUCTOR CORPORATION
SECURITY 713831105 MEETING TYPE Annual
TICKER SYMBOL PSEM MEETING DATE 08-Dec-2011
ISIN US7138311052 AGENDA 933518473 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ALEX CHIMING HUI For For
2 CHI-HUNG (JOHN) HUI PHD For For
3 HAU L. LEE, PH.D. For For
4 MICHAEL J. SOPHIE For For
5 SIU-WENG SIMON WONG PHD For For
6 EDWARD YANG For For
02 TO RATIFY THE APPOINTMENT OF BURR, PILGER & Management For For
MAYER, INC. AS THE INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR 2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE SAY-ON-PAY FREQUENCY. Management Abstain Against
A. SCHULMAN, INC.
SECURITY 808194104 MEETING TYPE Annual
TICKER SYMBOL SHLM MEETING DATE 08-Dec-2011
ISIN US8081941044 AGENDA 933523006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 EUGENE R. ALLSPACH For For
2 GREGORY T. BARMORE For For
3 DAVID G. BIRNEY For For
4 HOWARD R. CURD For For
5 JOSEPH M. GINGO For For
6 MICHAEL A. MCMANUS, JR. For For
7 LEE D. MEYER For For
8 JAMES A. MITAROTONDA For For
9 ERNEST J. NOVAK, JR. For For
10 DR. IRVIN D. REID For For
11 JOHN B. YASINSKY For For
02 THE RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS A. SCHULMAN'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING AUGUST 31, 2012.
03 TO APPROVE, ON AN ADVISORY BASIS, THE PROPOSAL Management Abstain Against
REGARDING A. SCHULMAN'S EXECUTIVE COMPENSATION.
04 TO RECOMMEND THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
THERMOGENESIS CORP.
SECURITY 883623308 MEETING TYPE Annual
TICKER SYMBOL KOOL MEETING DATE 09-Dec-2011
ISIN US8836233085 AGENDA 933518889 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 J. MELVILLE ENGLE For For
2 PATRICK J. MCENANY For For
3 DAVID W. CARTER For For
4 CRAIG W. MOORE For For
5 ROBIN C. STRACEY For For
02 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
GYRODYNE COMPANY OF AMERICA, INC.
SECURITY 403820103 MEETING TYPE Annual
TICKER SYMBOL GYRO MEETING DATE 09-Dec-2011
ISIN US4038201038 AGENDA 933526634 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 NAVEEN BHATIA For For
2 ELLIOT H. LEVINE For For
02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN Management For For
REMINICK LLP AS INDEPENDENT ACCOUNTANTS FOR THE
CURRENT FISCAL YEAR.
1-800-FLOWERS.COM, INC.
SECURITY 68243Q106 MEETING TYPE Annual
TICKER SYMBOL FLWS MEETING DATE 12-Dec-2011
ISIN US68243Q1067 AGENDA 933519273 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JAMES F. MCCANN For For
2 CHRISTOPHER G. MCCANN For For
3 LARRY ZARIN For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM PROPOSAL TO RATIFY THE
APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
1, 2012 AS DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE AN AMENDMENT TO THE 2003 LONG TERM Management Against Against
INCENTIVE AND SHARE AWARD PLAN, AS AMENDED AND
RESTATED OCTOBER 22, 2009, TO INCREASE THE SHARE
RESERVE BY 3,250,000 SHARES.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
WINNEBAGO INDUSTRIES, INC.
SECURITY 974637100 MEETING TYPE Annual
TICKER SYMBOL WGO MEETING DATE 13-Dec-2011
ISIN US9746371007 AGENDA 933519754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 ROBERT J. OLSON For For
2 RANDY J. POTTS For For
3 MARK T. SCHROEPFER For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS WINNEBAGO INDUSTRIES, INC.
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR 2012.
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION, Management Abstain Against
(THE "SAY ON PAY" VOTE).
4 ADVISORY APPROVAL ON FREQUENCY OF "SAY ON PAY" Management Abstain Against
VOTES.
OIL-DRI CORPORATION OF AMERICA
SECURITY 677864100 MEETING TYPE Annual
TICKER SYMBOL ODC MEETING DATE 13-Dec-2011
ISIN US6778641000 AGENDA 933522941 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 J. STEVEN COLE For For
2 ARNOLD W. DONALD For For
3 DANIEL S. JAFFEE For For
4 RICHARD M. JAFFEE For For
5 JOSEPH C. MILLER For For
6 MICHAEL A. NEMEROFF For For
7 ALLAN H. SELIG For For
8 PAUL E. SUCKOW For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
JULY 31, 2012.
03 APPROVE THE NAMED EXECUTIVE OFFICER COMPENSATION Management Abstain Against
DISCLOSED IN THIS PROXY STATEMENT.
04 SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION.
GP STRATEGIES CORPORATION
SECURITY 36225V104 MEETING TYPE Annual
TICKER SYMBOL GPX MEETING DATE 14-Dec-2011
ISIN US36225V1044 AGENDA 933521482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 HARVEY P. EISEN For For
2 MARSHALL S. GELLER For For
3 DANIEL M. FRIEDBERG For For
4 SCOTT N. GREENBERG For For
5 SUE W. KELLY For For
6 RICHARD C. PFENNIGER For For
7 A. MARVIN STRAIT For For
8 GENE A. WASHINGTON For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE Management Abstain Against
SHAREHOLDER ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
05 TO APPROVE AN AGREEMENT AND PLAN OF MERGER Management For For
PROVIDING FOR THE MERGER OF THE COMPANY WITH AND
INTO ITS WHOLLY-OWNED SUBSIDIARY, GENERAL
PHYSICS CORPORATION TO ELIMINATE THE CURRENT
HOLDING COMPANY STRUCTURE.
06 TO APPROVE THE GP STRATEGIES CORPORATION 2011 Management Against Against
STOCK INCENTIVE PLAN.
07 ANY OTHER MATTERS PROPERLY BROUGHT BEFORE THE Management For For
MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS
THEREOF.
DGT HOLDINGS CORP.
SECURITY 23328R107 MEETING TYPE Annual
TICKER SYMBOL DGTC MEETING DATE 15-Dec-2011
ISIN US23328R1077 AGENDA 933522244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 T. SCOTT AVILA For For
2 JACK L. HOWARD For For
3 GENERAL M.A. MCPEAK For For
4 JOHN J. QUICKE For For
5 JAMES A. RISHER For For
02 TO APPROVE AN ADVISORY RESOLUTION REGARDING THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING JULY 28, 2012.
VILLAGE SUPER MARKET, INC.
SECURITY 927107409 MEETING TYPE Annual
TICKER SYMBOL VLGEA MEETING DATE 16-Dec-2011
ISIN US9271074091 AGENDA 933522206 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JAMES SUMAS For For
2 ROBERT SUMAS For For
3 WILLIAM SUMAS For For
4 JOHN P. SUMAS For For
5 KEVIN BEGLEY For For
6 NICHOLAS SUMAS For For
7 JOHN J. SUMAS For For
8 STEVEN CRYSTAL For For
9 DAVID C. JUDGE For For
10 PETER R. LAVOY For For
11 STEPHEN F. ROONEY For For
2 RATIFICATION OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2012
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
4 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
ADVANCED ANALOGIC TECHNOLOGIES, INC.
SECURITY 00752J108 MEETING TYPE Annual
TICKER SYMBOL AATI MEETING DATE 16-Dec-2011
ISIN US00752J1088 AGENDA 933523549 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 C. SUBRAMANIAM For For
02 TO VOTE FOR AND RATIFY THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN OUR PROXY STATEMENT FOR THE 2011
ANNUAL MEETING OF STOCKHOLDERS, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE 2010
SUMMARY COMPENSATION TABLE AND OTHER RELATED
TABLES AND DISCLOSURE.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING
COMPENSATION AWARDED TO OUR NAMED EXECUTIVE
OFFICERS.
TGC INDUSTRIES, INC.
SECURITY 872417308 MEETING TYPE Annual
TICKER SYMBOL TGE MEETING DATE 16-Dec-2011
ISIN US8724173088 AGENDA 933528866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 WAYNE A. WHITENER For For
2 WILLIAM J. BARRETT For For
3 HERBERT M. GARDNER For For
4 ALLEN T. MCINNES For For
5 EDWARD L. FLYNN For For
6 STEPHANIE P. HURTT For For
02 RATIFICATION OF SELECTION OF LANE GORMAN Management For For
TRUBITT, L.L.P. AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
M & F WORLDWIDE CORP.
SECURITY 552541104 MEETING TYPE Special
TICKER SYMBOL MFW MEETING DATE 21-Dec-2011
ISIN US5525411048 AGENDA 933529628 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF SEPTEMBER 12, 2011, BY AND AMONG M &
F WORLDWIDE CORP., MX HOLDINGS ONE, LLC, MX
HOLDINGS TWO, INC., AND MACANDREWS & FORBES
HOLDINGS, INC., AS DESCRIBED IN THE PROXY
STATEMENT.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
KAISER FEDERAL FINANCIAL GROUP INC.
SECURITY 483056107 MEETING TYPE Annual
TICKER SYMBOL KFFG MEETING DATE 22-Dec-2011
ISIN US4830561076 AGENDA 933528626 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOHN H. COCHRANE, III For For
2 DONALD R. VOSS For For
02 APPROVAL OF THE KAISER FEDERAL FINANCIAL GROUP, Management Against Against
INC. 2011 EQUITY INCENTIVE PLAN.
03 THE APPROVAL OF CROWE HORWATH LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30,
2012.
04 AN ADVISORY, NON-BINDING RESOLUTION WITH RESPECT Management Abstain Against
TO OUR EXECUTIVE COMPENSATION.
05 AN ADVISORY, NON-BINDING VOTE WITH RESPECT TO Management Abstain Against
THE FREQUENCY OF VOTING ON OUR EXECUTIVE
COMPENSATION.
SONESTA INTERNATIONAL HOTELS CORPORATION
SECURITY 835438409 MEETING TYPE Special
TICKER SYMBOL SNSTA MEETING DATE 30-Dec-2011
ISIN US8354384096 AGENDA 933534136 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS Management Abstain Against
SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME
(THE "MERGER AGREEMENT"), DATED AS OF NOVEMBER
2, 2011, BY AND AMONG SONESTA INTERNATIONAL
HOTELS CORPORATION, SONESTA ACQUISITION CORP.
(F/K/A PROPERTY ACQUISITION CORP.), AND PAC
MERGER CORP., A WHOLLY-OWNED SUBSIDIARY OF
SONESTA ACQUISITION CORP.
02 TO APPROVE THE MERGER RELATED COMPENSATION THAT Management Abstain Against
MAY BE RECEIVED BY THE SONESTA NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
03 TO APPROVE ONE OR MORE ADJOURNMENTS OR Management Abstain Against
POSTPONEMENTS OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
THE GREENBRIER COMPANIES, INC.
SECURITY 393657101 MEETING TYPE Annual
TICKER SYMBOL GBX MEETING DATE 06-Jan-2012
ISIN US3936571013 AGENDA 933529933 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 WILLIAM A. FURMAN For For
2 C. BRUCE WARD For For
3 CHARLES J. SWINDELLS For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON WHETHER THE ADVISORY VOTE ON Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD BE HELD EVERY ONE, TWO
OR THREE YEARS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2012.
SYCAMORE NETWORKS, INC.
SECURITY 871206405 MEETING TYPE Annual
TICKER SYMBOL SCMR MEETING DATE 10-Jan-2012
ISIN US8712064059 AGENDA 933530316 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DANIEL E. SMITH For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS SYCAMORE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31, 2012.
03 TO HOLD AN ADVISORY VOTE ON SYCAMORE'S NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
04 TO HOLD AN ADVISORY VOTE REGARDING THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF
SYCAMORE'S NAMED EXECUTIVE OFFICERS.
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 10-Jan-2012
ISIN US98944B1089 AGENDA 933530986 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 O.B. GRAYSON HALL, JR. For For
2 CAROL A. WILLIAMS For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
CANTEL MEDICAL CORP.
SECURITY 138098108 MEETING TYPE Annual
TICKER SYMBOL CMN MEETING DATE 12-Jan-2012
ISIN US1380981084 AGENDA 933535568 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 CHARLES M. DIKER For For
2 ALAN R. BATKIN For For
3 ANN E. BERMAN For For
4 JOSEPH M. COHEN For For
5 MARK N. DIKER For For
6 GEORGE L. FOTIADES For For
7 ALAN J. HIRSCHFIELD For For
8 ANDREW A. KRAKAUER For For
9 PETER J. PRONOVOST For For
10 BRUCE SLOVIN For For
02 APPROVE AMENDMENTS TO THE COMPANY'S 2006 EQUITY Management For For
INCENTIVE PLAN THAT WOULD, AMONG OTHER THINGS,
INCREASE BY 400,000 THE NUMBER OF SHARES OF
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
PLAN.
03 AN ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
05 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31, 2012.
ANALOGIC CORPORATION
SECURITY 032657207 MEETING TYPE Annual
TICKER SYMBOL ALOG MEETING DATE 23-Jan-2012
ISIN US0326572072 AGENDA 933535479 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: BERNARD C. BAILEY Management For For
1B ELECTION OF DIRECTOR: JEFFREY P. BLACK Management For For
1C ELECTION OF DIRECTOR: JAMES W. GREEN Management For For
1D ELECTION OF DIRECTOR: JAMES J. JUDGE Management For For
1E ELECTION OF DIRECTOR: KEVIN C. MELIA Management For For
1F ELECTION OF DIRECTOR: MICHAEL T. MODIC Management For For
1G ELECTION OF DIRECTOR: FRED B. PARKS Management For For
1H ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Management For For
1I ELECTION OF DIRECTOR: EDWARD F. VOBORIL Management For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO HOLD AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION ("SAY-ON-PAY").
04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
05 TO APPROVE AN AMENDED AND RESTATED 2009 STOCK Management Against Against
INCENTIVE PLAN.
06 TO APPROVE AN AMENDED AND RESTATED NON-EMPLOYEE Management Against Against
DIRECTOR STOCK PLAN.
SEVCON, INC.
SECURITY 81783K108 MEETING TYPE Annual
TICKER SYMBOL SEV MEETING DATE 24-Jan-2012
ISIN US81783K1088 AGENDA 933537992 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 PAUL B. ROSENBERG For For
2 BERNARD F. START For For
3 FREDERICK A. WANG For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2012.
03 TO APPROVE THE FISCAL 2011 COMPENSATION OF THE Management Abstain Against
COMPANY'S EXECUTIVE OFFICERS.
DAWSON GEOPHYSICAL COMPANY
SECURITY 239359102 MEETING TYPE Annual
TICKER SYMBOL DWSN MEETING DATE 24-Jan-2012
ISIN US2393591027 AGENDA 933538285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 PAUL H. BROWN For For
2 CRAIG W. COOPER For For
3 L. DECKER DAWSON For For
4 GARY M. HOOVER For For
5 STEPHEN C. JUMPER For For
6 JACK D. LADD For For
7 TED R. NORTH For For
8 TIM C. THOMPSON For For
02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2012.
03 PROPOSAL TO APPROVE A NON-BINDING ADVISORY Management Abstain Against
RESOLUTION ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT OF THE COMPANY FOR THE 2012 ANNUAL
MEETING OF SHAREHOLDERS PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SECURITIES
AND EXCHANGE COMMISSION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
CAPITOL FEDERAL FINANCIAL INC
SECURITY 14057J101 MEETING TYPE Annual
TICKER SYMBOL CFFN MEETING DATE 24-Jan-2012
ISIN US14057J1016 AGENDA 933538615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
I DIRECTOR Management
1 MORRIS J. HUEY, II For For
2 REGINALD L. ROBINSON For For
II ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
III APPROVAL OF THE CAPITOL FEDERAL FINANCIAL, INC. Management For For
2012 EQUITY INCENTIVE PLAN.
IV THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS CAPITOL FEDERAL FINANCIAL, INC'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2012.
CRAZY WOMAN CREEK BANCORP INCORPORATED
SECURITY 225233105 MEETING TYPE Annual
TICKER SYMBOL CRZY MEETING DATE 25-Jan-2012
ISIN US2252331051 AGENDA 933540014 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DEANE D. BJERKE Withheld Against
2 THOMAS J. BERRY Withheld Against
02 THE RATIFICATION OF THE APPOINTMENT OF ANDERSON Management For For
ZURMUEHLEN, CPA AS INDEPENDENT AUDITORS OF CRAZY
WOMAN CREEK BANCORP INCORPORATED FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2011.
ROCHESTER MEDICAL CORPORATION
SECURITY 771497104 MEETING TYPE Annual
TICKER SYMBOL ROCM MEETING DATE 26-Jan-2012
ISIN US7714971048 AGENDA 933540064 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DARNELL L. BOEHM For For
2 ANTHONY J. CONWAY For For
3 DAVID A. JONAS For For
4 PETER H. SHEPARD For For
5 BENSON SMITH For For
02 RATIFICATION OF SELECTION OF GRANT THORNTON LLP Management For For
AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2012
03 ADVISORY APPROVAL, BY NON-BINDING VOTE, OF Management Abstain Against
EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT
RGC RESOURCES, INC.
SECURITY 74955L103 MEETING TYPE Annual
TICKER SYMBOL RGCO MEETING DATE 30-Jan-2012
ISIN US74955L1035 AGENDA 933537219 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MARYELLEN F. GOODLATTE For For
2 GEORGE W. LOGAN For For
02 TO RATIFY THE SELECTION OF BROWN EDWARDS & Management For For
COMPANY L.L.P. AS THE INDEPENDENT ACCOUNTANTS.
03 A NON-BINDING SHAREHOLDER ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
LINDSAY CORPORATION
SECURITY 535555106 MEETING TYPE Annual
TICKER SYMBOL LNN MEETING DATE 30-Jan-2012
ISIN US5355551061 AGENDA 933539958 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 RICHARD W. PAROD For For
2 MICHAEL D. WALTER For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2012.
03 NON-BINDING VOTE ON RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 31-Jan-2012
ISIN US3984331021 AGENDA 933538300 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 HARVEY R. BLAU For For
2 GERALD J. CARDINALE For For
3 BRADLEY J. GROSS For For
4 GENERAL DONALD J.KUTYNA For For
2 APPROVAL OF THE RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
3 RATIFICATION OF THE SELECTION BY OUR AUDIT Management For For
COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2012.
MULTIMEDIA GAMES HOLDING COMPANY, INC.
SECURITY 625453105 MEETING TYPE Annual
TICKER SYMBOL MGAM MEETING DATE 01-Feb-2012
ISIN US6254531055 AGENDA 933538211 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: STEPHEN J. GREATHOUSE Management For For
1B ELECTION OF DIRECTOR: NEIL E. JENKINS Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. MAPLES, SR. Management For For
1D ELECTION OF DIRECTOR: JUSTIN A. ORLANDO Management For For
1E ELECTION OF DIRECTOR: PATRICK J. RAMSEY Management For For
1F ELECTION OF DIRECTOR: ROBERT D. REPASS Management For For
1G ELECTION OF DIRECTOR: TIMOTHY S. STANLEY Management For For
02 TO APPROVE THE MULTIMEDIA GAMES HOLDING COMPANY, Management Against Against
INC. 2012 EQUITY INCENTIVE PLAN.
03 TO CONSIDER AND CONDUCT A NON-BINDING ADVISORY Management Abstain Against
VOTE REGARDING THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF MULTIMEDIA GAMES HOLDING
COMPANY, INC.
04 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
MULTIMEDIA GAMES HOLDING COMPANY, INC. FOR
FISCAL YEAR ENDING SEPTEMBER 30, 2012.
SURMODICS, INC.
SECURITY 868873100 MEETING TYPE Annual
TICKER SYMBOL SRDX MEETING DATE 06-Feb-2012
ISIN US8688731004 AGENDA 933539174 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOSE H. BEDOYA For For
2 DAVID R. DANTZKER, M.D. For For
3 GARY R. MAHARAJ For For
4 SCOTT R. WARD For For
02 SET THE NUMBER OF DIRECTORS AT TEN (10). Management For For
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS SURMODICS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
04 TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
CHASE CORPORATION
SECURITY 16150R104 MEETING TYPE Annual
TICKER SYMBOL CCF MEETING DATE 06-Feb-2012
ISIN US16150R1041 AGENDA 933539934 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 ADAM P. CHASE For For
2 PETER R. CHASE For For
3 MARY CLAIRE CHASE For For
4 J. BROOKS FENNO For For
5 LEWIS P. GACK For For
6 GEORGE M. HUGHES For For
7 RONALD LEVY For For
8 THOMAS WROE, JR. For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING AUGUST 31, 2012.
TECHNICAL COMMUNICATIONS CORPORATION
SECURITY 878409101 MEETING TYPE Annual
TICKER SYMBOL TCCO MEETING DATE 06-Feb-2012
ISIN US8784091014 AGENDA 933541143 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 CARL H. GUILD, JR. For For
2 THOMAS E. PEOPLES For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT FOR THE MEETING.
03 RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 29, 2012.
AMERICAN DENTAL PARTNERS, INC.
SECURITY 025353103 MEETING TYPE Special
TICKER SYMBOL ADPI MEETING DATE 07-Feb-2012
ISIN US0253531034 AGENDA 933539023 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
("MERGER AGREEMENT"), AMONG THE COMPANY, JLL
CROWN HOLDINGS, LLC, A DELAWARE LIMITED
LIABILITY COMPANY ("BUYER"), AND JLL CROWN
MERGER SUB, INC., ("MERGER SUB"), PROVIDING FOR
THE MERGER OF MERGER SUB WITH AND INTO THE
COMPANY (THE "MERGER"), WITH THE COMPANY
SURVIVING THE MERGER AS A WHOLLY-OWNED
SUBSIDIARY OF BUYER.
02 TO CAST A NON-BINDING, ADVISORY VOTE TO APPROVE Management Abstain Against
CERTAIN MERGER-RELATED EXECUTIVE COMPENSATION
PAYABLE UNDER EXISTING AGREEMENTS WITH THE
COMPANY THAT CERTAIN EXECUTIVE OFFICERS OF THE
COMPANY WILL OR MAY RECEIVE IN CONNECTION WITH
THE MERGER.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE MERGER AGREEMENT OR TO CONSTITUTE A
QUORUM.
MTS SYSTEMS CORPORATION
SECURITY 553777103 MEETING TYPE Annual
TICKER SYMBOL MTSC MEETING DATE 08-Feb-2012
ISIN US5537771033 AGENDA 933537740 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DAVID J. ANDERSON For For
2 JEAN-LOU CHAMEAU For For
3 BRENDAN C. HEGARTY For For
4 EMILY M. LIGGETT For For
5 WILLIAM V. MURRAY For For
6 BARB J. SAMARDZICH For For
7 GAIL P. STEINEL For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2012.
03 TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
J & J SNACK FOODS CORP.
SECURITY 466032109 MEETING TYPE Annual
TICKER SYMBOL JJSF MEETING DATE 08-Feb-2012
ISIN US4660321096 AGENDA 933538297 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DENNIS G. MOORE For For
02 APPROVAL OF THE 2011 STOCK OPTION PLAN. Management Against Against
03 ADVISORY VOTE ON APPROVAL OF THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION PROGRAMS.
KEY TECHNOLOGY, INC.
SECURITY 493143101 MEETING TYPE Annual
TICKER SYMBOL KTEC MEETING DATE 08-Feb-2012
ISIN US4931431013 AGENDA 933540002 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MICHAEL L. SHANNON For For
2 DONALD A. WASHBURN For For
02 PROPOSAL TO CONSIDER ADVISORY APPROVAL OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 PROPOSAL TO RATIFY SELECTION OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE 2012 FISCAL YEAR.
COMPASS PETROLEUM LTD.
SECURITY 20451H104 MEETING TYPE Special
TICKER SYMBOL CPOZF MEETING DATE 09-Feb-2012
ISIN CA20451H1047 AGENDA 933543654 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 THE SPECIAL RESOLUTION, THE FULL TEXT OF WHICH Management For For
IS SET OUT IN APPENDIX "C" TO THE MANAGEMENT
PROXY CIRCULAR OF THE CORPORATION DATED JANUARY
6, 2012 (THE "PROXY CIRCULAR"), AUTHORIZING AND
APPROVING A PLAN OF ARRANGEMENT (THE "PLAN OF
ARRANGEMENT") PURSUANT TO SECTION 193 OF THE
BUSINESS CORPORATIONS ACT (ALBERTA), UPON THE
TERMS AND CONDITIONS SET OUT IN THE AMENDED AND
RESTATED ARRANGEMENT AGREEMENT, DATED DECEMBER
21, 2011, BETWEEN COMPASS AND WHITECAP RESOURCES
INC. (THE "ARRANGEMENT AGREEMENT").
INGLES MARKETS, INCORPORATED
SECURITY 457030104 MEETING TYPE Annual
TICKER SYMBOL IMKTA MEETING DATE 14-Feb-2012
ISIN US4570301048 AGENDA 933540026 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 FRED D. AYERS For For
2 JOHN O. POLLARD For For
02 TO CONSIDER AND VOTE ON A COMPANY PROPOSAL TO Management Against Against
AMEND THE COMPANY'S ARTICLE OF INCORPORATION TO
ALLOW THE COMPANY'S INVESTMENT/PROFIT SHARING
PLAN TRUST TO DISTRIBUTE SHARES OF CLASS B
COMMON STOCK TO ALL PARTICIPANTS IN THE PLAN.
DEMANDTEC, INC.
SECURITY 24802R506 MEETING TYPE Special
TICKER SYMBOL DMAN MEETING DATE 14-Feb-2012
ISIN US24802R5063 AGENDA 933543882 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF DECEMBER 7, 2011, BY AND
AMONG INTERNATIONAL BUSINESS MACHINES
CORPORATION {"IBM"), A NEW YORK CORPORATION,
CUDGEE ACQUISITION CORP, A DELAWARE CORPORATION
AND WHOLLY-OWNED SUBSIDIARY OF IBM, AND
DEMANDTEC, INC., A DELAWARE CORPORATION, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For For
LATER DATE, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF
THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
03 THE PROPOSAL TO APPROVE, ON AN ADVISORY Management Abstain Against
(NON-BINDING) BASIS, CERTAIN "GOLDEN PARACHUTE"
COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE
TO DEMANDTEC, INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER, INCLUDING THE
AGREEMENTS AND UNDERSTANDINGS WITH DEMANDTEC,
INC. PURSUANT TO WHICH SUCH COMPENSATION MAY BE
PAID OR BECOME PAYABLE.
PROVIDENT NEW YORK BANCORP
SECURITY 744028101 MEETING TYPE Annual
TICKER SYMBOL PBNY MEETING DATE 16-Feb-2012
ISIN US7440281019 AGENDA 933541092 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 NAVY E. DJONOVIC For For
2 THOMAS G. KAHN For For
3 THOMAS F. JAUNTIG, JR. For For
4 CARL J. ROSENSTOCK For For
02 APPROVAL, BY NON-BINDING VOTE, ON THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
(SAY-ON-PAY).
03 APPROVAL OF THE 2012 STOCK INCENTIVE PLAN. Management Against Against
04 RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2012.
MAGMA DESIGN AUTOMATION, INC.
SECURITY 559181102 MEETING TYPE Special
TICKER SYMBOL LAVA MEETING DATE 16-Feb-2012
ISIN US5591811022 AGENDA 933543666 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED NOVEMBER 30, 2011, BY AND AMONG SYNOPSYS,
INC., LOTUS ACQUISITION CORP., AND MAGMA DESIGN
AUTOMATION, INC., AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME, AND AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
03 APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, Management Abstain Against
OF THE "GOLDEN PARACHUTE" COMPENSATION THAT MAY
BE PAID OR BECOME PAYABLE TO MAGMA'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER, INCLUDING THE AGREEMENTS AND
UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
MARINEMAX, INC.
SECURITY 567908108 MEETING TYPE Annual
TICKER SYMBOL HZO MEETING DATE 21-Feb-2012
ISIN US5679081084 AGENDA 933542107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: WILLIAM H. MCGILL, JR. Management For For
1B ELECTION OF DIRECTOR: JOHN B. FURMAN Management For For
1C ELECTION OF DIRECTOR: ROBERT S. KANT Management For For
02 TO APPROVE THE AMENDMENT TO THE 2008 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
03 TO PROVIDE A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR
FISCAL 2011 (SAY-ON-PAY).
04 TO PROVIDE A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES
FOR THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (SAY-ON-FREQUENCY).
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP Management For For
AS OUR INDEPENDENT AUDITOR FOR THE YEAR ENDING
SEPTEMBER 30, 2012.
UNIVERSAL TECHNICAL INSTITUTE, INC.
SECURITY 913915104 MEETING TYPE Annual
TICKER SYMBOL UTI MEETING DATE 22-Feb-2012
ISIN US9139151040 AGENDA 933543464 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
1B ELECTION OF DIRECTOR: JOHN C. WHITE Management For For
1C ELECTION OF DIRECTOR: LINDA J. SRERE Management For For
2 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR-ENDED SEPTEMBER 30, 2012.
3 APPROVAL OF AMENDMENTS TO THE UNIVERSAL Management Against Against
TECHNICAL INSTITUTE INC.'S 2003 INCENTIVE
COMPENSATION PLAN.
HEADWATERS INCORPORATED
SECURITY 42210P102 MEETING TYPE Annual
TICKER SYMBOL HW MEETING DATE 23-Feb-2012
ISIN US42210P1021 AGENDA 933541864 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 BLAKE O. FISHER, JR. For For
2 GRANT E. GUSTAFSON For For
3 JAMES A. HERICKHOFF For For
02 RATIFY THE SELECTION BY THE BOARD OF BDO USA, Management For For
LLP AS INDEPENDENT AUDITORS OF HEADWATERS FOR
FISCAL 2012.
03 APPROVE 2012 EXECUTIVE MASTER BONUS PLAN. Management For For
04 APPROVE 2,700,000 INCREASE IN THE NUMBER OF Management Against Against
SHARES AVAILABLE FOR ISSUANCE UNDER THE 2010
INCENTIVE COMPENSATION PLAN.
05 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
POWELL INDUSTRIES, INC.
SECURITY 739128106 MEETING TYPE Annual
TICKER SYMBOL POWL MEETING DATE 29-Feb-2012
ISIN US7391281067 AGENDA 933543539 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JAMES F. CLARK For For
2 SCOTT E. ROZZELL For For
3 STEPHEN W. SEALE, JR For For
4 ROBERT C. TRANCHON For For
2 TO HOLD A STOCKHOLDER ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF EXECUTIVES, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES AND ANY
RELATED MATERIAL DISCLOSED IN THIS PROXY
STATEMENT ("SAY-ON-PAY").
LIQUIDITY SERVICES, INC.
SECURITY 53635B107 MEETING TYPE Annual
TICKER SYMBOL LQDT MEETING DATE 29-Feb-2012
ISIN US53635B1070 AGENDA 933547450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 PATRICK W. GROSS For For
2 FRANKLIN D. KRAMER For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2012.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
JOHNSON OUTDOORS INC.
SECURITY 479167108 MEETING TYPE Annual
TICKER SYMBOL JOUT MEETING DATE 01-Mar-2012
ISIN US4791671088 AGENDA 933547474 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 TERRY E. LONDON For For
2 JOHN M. FAHEY, JR. For For
02 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN Management For For
LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS OF THE COMPANY FOR ITS FISCAL
YEAR ENDING SEPTEMBER 28, 2012.
03 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Management Abstain Against
EXECUTIVE COMPENSATION.
TRANS-LUX CORPORATION
SECURITY 893247106 MEETING TYPE Annual
TICKER SYMBOL TNLX MEETING DATE 06-Mar-2012
ISIN US8932471068 AGENDA 933550611 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A RATIFY THE AMENDMENT AND RESTATEMENT OF THE Management For For
CORPORATION'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE AUTHORIZED SHARES AND
REDUCE THE PAR VALUE OF COMMON STOCK.
1B RATIFY THE AMENDMENT AND RESTATEMENT OF THE Management For For
CORPORATION'S RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE CLASS A STOCK FROM
AUTHORIZED CAPITAL STOCK.
1C RATIFY THE AMENDMENT AND RESTATEMENT OF THE Management For For
CORPORATION'S RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE CLASS B STOCK FROM
AUTHORIZED CAPITAL STOCK.
1D RATIFY THE AMENDMENT AND RESTATEMENT OF THE Management For For
CORPORATION'S RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE ARTICLE TWELFTH
REGARDING SUPER-MAJORITY VOTING REQUIREMENTS.
2 RATIFY THE APPROVAL OF THE ADOPTION OF THE 2012 Management For For
LONG-TERM INCENTIVE PLAN.
3 DIRECTOR Management
1 JEAN-MARC ALLAIN* For For
2 GEORGE W. SCHIELE* For For
3 JEAN FIRSTENBERG** For For
4 RICHARD NUMMI** For For
5 ELLIOT SLOYER** For For
4 RATIFY THE RETENTION OF BDO USA, LLP, AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE ENSUING YEAR.
MVC CAPITAL, INC.
SECURITY 553829102 MEETING TYPE Annual
TICKER SYMBOL MVC MEETING DATE 12-Mar-2012
ISIN US5538291023 AGENDA 933546597 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 EMILIO DOMINIANNI For For
2 GERALD HELLERMAN For For
3 WARREN HOLTSBERG For For
4 ROBERT KNAPP For For
5 WILLIAM TAYLOR For For
6 MICHAEL TOKARZ For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE FUND'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
SHILOH INDUSTRIES, INC.
SECURITY 824543102 MEETING TYPE Annual
TICKER SYMBOL SHLO MEETING DATE 14-Mar-2012
ISIN US8245431023 AGENDA 933551459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DAVID J. HESSLER For For
2 GARY A. OATEY For For
3 JOHN J. TANIS For For
OMNOVA SOLUTIONS INC.
SECURITY 682129101 MEETING TYPE Annual
TICKER SYMBOL OMN MEETING DATE 15-Mar-2012
ISIN US6821291019 AGENDA 933549024 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 KEVIN M. MCMULLEN For For
2 LARRY B. PORCELLATO For For
3 ROBERT A. STEFANKO For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING NOVEMBER 30, 2012
3. APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management Abstain Against
EXECUTIVE OFFICERS
4A. APPROVAL OF THE MATERIAL TERMS OF THE FOLLOWING Management For For
INCENTIVE COMPENSATION PLANS PURSUANT TO
INTERNAL REVENUE CODE SECTION 162(M): OMNOVA
SOLUTIONS INC. EXECUTIVE INCENTIVE COMPENSATION
PLAN
4B. APPROVAL OF THE MATERIAL TERMS OF THE FOLLOWING Management For For
INCENTIVE COMPENSATION PLANS PURSUANT TO
INTERNAL REVENUE CODE SECTION 162(M): OMNOVA
SOLUTIONS INC. LONG-TERM INCENTIVE PLAN
5. APPROVAL OF THE OMNOVA SOLUTIONS INC. THIRD Management For For
AMENDED AND RESTATED 1999 EQUITY PERFORMANCE
INCENTIVE PLAN
BALDWIN TECHNOLOGY COMPANY, INC.
SECURITY 058264102 MEETING TYPE Special
TICKER SYMBOL BLD MEETING DATE 15-Mar-2012
ISIN US0582641025 AGENDA 933553388 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. TO ADOPT THE AGREEMENT & PLAN OF MERGER, DATED Management For For
AS OF DECEMBER 22, 2011, AMONG BALDWIN
TECHNOLOGY COMPANY, INC., FORSYTH CAPITAL
INVESTORS, LLC, FORSYTH BALDWIN, LLC, FORSYTH
BALDWIN MEZZANINE, INC., AND FORSYTH BALDWIN,
INC., ("MERGER SUB"), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Management For For
THE SPECIAL MEETING OF STOCKHOLDERS (THE
"SPECIAL MEETING"), IF NECESSARY OR APPROPRIATE
TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT REFERRED TO IN PROPOSAL 1 SET FORTH
ABOVE.
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE, Management Abstain Against
ON A NONBINDING ADVISORY BASIS, THE "GOLDEN
PARACHUTE" COMPENSATION THAT MAY BE PAYABLE TO
MARK T. BECKER, THE COMPANY'S PRESIDENT AND
CHIEF EXECUTIVE OFFICER, AND IVAN R. HABIBE, THE
COMPANY'S CHIEF FINANCIAL OFFICER, TREASURER AND
VICE PRESIDENT OF GLOBAL ADMINISTRATIVE
SERVICES, IN CONNECTION WITH THE MERGER.
INFUSYSTEM HOLDINGS, INC.
SECURITY 45685K102 MEETING TYPE Contested-Consent
TICKER SYMBOL INFU MEETING DATE 16-Mar-2012
ISIN US45685K1025 AGENDA 933550116 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 THE DEMAND OF THE CALL OF A SPECIAL MEETING OF Management For For
STOCKHOLDERS OF THE COMPANY PURSUANT TO ARTICLE
I, SECTION 1.3 OF THE COMPANY'S AMENDED AND
RESTATED BYLAWS, TO BE HELD AS SOON AS POSSIBLE.
KEYNOTE SYSTEMS, INC.
SECURITY 493308100 MEETING TYPE Annual
TICKER SYMBOL KEYN MEETING DATE 16-Mar-2012
ISIN US4933081006 AGENDA 933552297 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 UMANG GUPTA For For
2 CHARLES M. BOESENBERG For For
3 MOHAN GYANI For For
4 JENNIFER M. JOHNSON For For
5 RAYMOND L. OCAMPO JR. For For
6 DEBORAH RIEMAN For For
7 ANTHONY SUN For For
2. APPROVAL, ON ADVISORY BASIS, OF EXECUTIVE Management Abstain Against
COMPENSATION.
3. APPROVAL OF AMENDMENT TO THE 1999 EQUITY Management Against Against
INCENTIVE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS KEYNOTE SYSTEMS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2012.
LIMONEIRA COMPANY
SECURITY 532746104 MEETING TYPE Annual
TICKER SYMBOL LMNR MEETING DATE 27-Mar-2012
ISIN US5327461043 AGENDA 933554746 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN W. BLANCHARD For For
2 HAROLD S. EDWARDS For For
3 JOHN W.H. MERRIMAN For For
4 RONALD MICHAELIS For For
2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF LIMONEIRA COMPANY FOR THE YEAR ENDING OCTOBER
31, 2012.
3. ADVISORY VOTE FOR THE APPROVAL OF THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE LIMONEIRA COMPANY AMENDED Management For For
AND RESTATED 2010 OMNIBUS INCENTIVE PLAN.
GENCORP INC.
SECURITY 368682100 MEETING TYPE Annual
TICKER SYMBOL GY MEETING DATE 28-Mar-2012
ISIN US3686821006 AGENDA 933551788 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 THOMAS A. CORCORAN For For
2 JAMES R. HENDERSON For For
3 WARREN G. LICHTENSTEIN For For
4 DAVID A. LORBER For For
5 JAMES H. PERRY For For
6 SCOTT J. SEYMOUR For For
7 MARTIN TURCHIN For For
8 ROBERT C. WOODS For For
2. TO APPROVE AN AMENDMENT TO THE GENCORP AMENDED Management For For
AND RESTATED 2009 EQUITY AND PERFORMANCE
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED AND RESERVED FOR ISSUANCE THEREUNDER
BY 3,000,000 SHARES.
3. TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION Management Abstain Against
REGARDING THE COMPENSATION OF GENCORP'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2012.
OFFICIAL PAYMENTS HOLDINGS, INC.
SECURITY 67623R106 MEETING TYPE Annual
TICKER SYMBOL OPAY MEETING DATE 29-Mar-2012
ISIN US67623R1068 AGENDA 933553504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHARLES W. BERGER For For
2 MORGAN P. GUENTHER For For
3 JAMES C. HALE For For
4 ALEX P. HART For For
5 PHILIP G. HEASLEY For For
6 DAVID A. POE For For
7 ZACHARY F. SADEK For For
8 KATHERINE A. SCHIPPER For For
2. TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
BURKE & HERBERT BANK & TRUST COMPANY
SECURITY 121331102 MEETING TYPE Annual
TICKER SYMBOL BHRB MEETING DATE 29-Mar-2012
ISIN US1213311020 AGENDA 933558578 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. THE ELECTION OF THE PERSONS LISTED ON THE PROXY Management For For
STATEMENT DATED FEBRUARY 27, 2012, ACCOMPANYING
THE NOTICE OF SAID MEETING AS DIRECTORS OF THE
BANK.
NORTH STATE TELECOMMUNICATIONS CORP.
SECURITY 662642107 MEETING TYPE Annual
TICKER SYMBOL NORSA MEETING DATE 04-Apr-2012
ISIN US6626421076 AGENDA 933564331 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DAVID L. HARMAN For For
2 C. HAYDEN MCKENZIE For For
3 ROYSTER M. TUCKER, III For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF BAUKNIGHT Management For For
PIETRAS & STORMER, P.A. AS INDEPENDENT AUDITORS
OF THE CORPORATION FOR 2012.
HANCOCK HOLDING COMPANY
SECURITY 410120109 MEETING TYPE Annual
TICKER SYMBOL HBHC MEETING DATE 05-Apr-2012
ISIN US4101201097 AGENDA 933559758 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD B. CROWELL* For For
2 HARDY B. FOWLER* For For
3 ERIC J. NICKELSEN* For For
4 TERENCE E. HALL** For For
5 JOHN M. HAIRSTON*** For For
6 JAMES H. HORNE*** For For
7 JERRY L. LEVENS*** For For
8 R. KING MILLING*** For For
9 CHRISTINE PICKERING*** For For
2. TO CONSIDER AND VOTE UPON, ON AN ADVISORY BASIS, Management Abstain Against
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO
AUDIT THE BOOKS OF THE COMPANY AND ITS
SUBSIDIARIES FOR 2012.
THE MONARCH CEMENT COMPANY
SECURITY 609031109 MEETING TYPE Annual
TICKER SYMBOL MCEM MEETING DATE 11-Apr-2012
ISIN US6090311092 AGENDA 933566967 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 BYRON J. RADCLIFF For For
2 MICHAEL R. WACHTER For For
3 WALTER H. WULF, JR. For For
4 WALTER H. WULF, III For For
RTI BIOLOGICS, INC.
SECURITY 74975N105 MEETING TYPE Annual
TICKER SYMBOL RTIX MEETING DATE 17-Apr-2012
ISIN US74975N1054 AGENDA 933562084 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DEAN H. BERGY For For
2 PHILIP R. CHAPMAN For For
3 GREGORY P. RAINEY For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT
(THE "SAY ON PAY VOTE").
SHENANDOAH TELECOMMUNICATIONS COMPANY
SECURITY 82312B106 MEETING TYPE Annual
TICKER SYMBOL SHEN MEETING DATE 17-Apr-2012
ISIN US82312B1061 AGENDA 933564393 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 KEN L. BURCH For For
2 RICHARD L. KOONTZ, JR. For For
3 JONELLE ST. JOHN For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE APPROVING THE COMPENSATION PAID TO Management Abstain Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
CORNING NATURAL GAS CORPORATION
SECURITY 219381100 MEETING TYPE Annual
TICKER SYMBOL CNIG MEETING DATE 17-Apr-2012
ISIN US2193811005 AGENDA 933567870 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 HENRY B. COOK, JR. For For
2 MICHAEL I. GERMAN For For
3 TED W. GIBSON For For
4 JOSEPH P. MIRABITO For For
5 WILLIAM MIRABITO For For
6 GEORGE J. WELCH For For
7 JOHN B. WILLIAMSON III For For
2. TO RATIFY THE APPOINTMENT OF EFP ROTENBERG, LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2012.
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
SECURITY 45769N105 MEETING TYPE Annual
TICKER SYMBOL ISSC MEETING DATE 18-Apr-2012
ISIN US45769N1054 AGENDA 933551106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: GEOFFREY S.M. HEDRICK Management For For
1B ELECTION OF DIRECTOR: WINSTON J. CHURCHILL Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2012.
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 18-Apr-2012
ISIN US4835481031 AGENDA 933555851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 E. REEVES CALLAWAY III For For
2 KAREN M. GARRISON For For
3 A. WILLIAM HIGGINS For For
2 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
FORMFACTOR, INC.
SECURITY 346375108 MEETING TYPE Annual
TICKER SYMBOL FORM MEETING DATE 18-Apr-2012
ISIN US3463751087 AGENDA 933557324 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 RICHARD DELATEUR For For
2 EDWARD ROGAS, JR. For For
2 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
3 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
COMPANY'S EQUITY INCENTIVE PLAN.
4 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY'S EMPLOYEE STOCK PURCHASE PLAN.
5 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS FORMFACTOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2012.
SONIC AUTOMOTIVE, INC.
SECURITY 83545G102 MEETING TYPE Annual
TICKER SYMBOL SAH MEETING DATE 18-Apr-2012
ISIN US83545G1022 AGENDA 933566032 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 O. BRUTON SMITH For For
2 B. SCOTT SMITH For For
3 DAVID B. SMITH For For
4 WILLIAM I. BELK For For
5 WILLIAM R. BROOKS For For
6 VICTOR H. DOOLAN For For
7 ROBERT HELLER For For
8 ROBERT L. REWEY For For
9 DAVID C. VORHOFF For For
2. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Management Abstain Against
SONIC'S EXECUTIVE COMPENSATION AS DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT.
3. TO APPROVE THE SONIC AUTOMOTIVE, INC. 2012 Management Against Against
FORMULA RESTRICTED STOCK PLAN FOR NON-EMPLOYEE
DIRECTORS.
4. TO APPROVE THE SONIC AUTOMOTIVE, INC. 2012 STOCK Management Against Against
INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS SONIC'S INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2012.
STEWART ENTERPRISES, INC.
SECURITY 860370105 MEETING TYPE Annual
TICKER SYMBOL STEI MEETING DATE 19-Apr-2012
ISIN US8603701058 AGENDA 933556841 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN B. ELSTROTT, JR. For For
2 THOMAS M. KITCHEN For For
3 ALDEN J. MCDONALD, JR. For For
4 RONALD H. PATRON For For
5 ASHTON J. RYAN, JR. For For
6 JOHN K. SAER, JR. For For
7 FRANK B. STEWART, JR. For For
2. SAY ON PAY VOTE: ADVISORY (NON-BINDING) VOTE TO Management Abstain Against
APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN
THE PROXY STATEMENT.
3. TO APPROVE THE EXECUTIVE OFFICER ANNUAL Management For For
INCENTIVE PLAN.
4. TO APPROVE THE AMENDED AND RESTATED 2010 STOCK Management Against Against
INCENTIVE PLAN.
5. TO RATIFY THE RETENTION OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING OCTOBER 31, 2012.
BIGLARI HOLDINGS INC.
SECURITY 08986R101 MEETING TYPE Annual
TICKER SYMBOL BH MEETING DATE 19-Apr-2012
ISIN US08986R1014 AGENDA 933571716 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 SARDAR BIGLARI For For
2 PHILIP L. COOLEY For For
3 KENNETH R. COOPER For For
4 WILLIAM L. JOHNSON For For
5 RUTH J. PERSON For For
2. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR.
3. NON-BINDING ADVISORY RESOLUTION TO APPROVE THE Management Abstain Against
CORPORATION'S EXECUTIVE COMPENSATION, AS
DESCRIBED IN THESE PROXY MATERIALS.
4. NON-BINDING ADVISORY RESOLUTION ON THE FREQUENCY Management Abstain Against
OF HOLDING FUTURE SHAREHOLDER ADVISORY VOTES ON
THE CORPORATION'S EXECUTIVE COMPENSATION.THE
BOARD OF DIRECTORS
RECOMMENDS YOU VOTE "AGAINST" PROPOSAL 5
5. TO APPROVE ONE HUMANE SOCIETY OF THE UNITED Shareholder Against For
STATES SHAREHOLDER PROPOSAL.
WHITECAP RESOURCES INC.
SECURITY 96467A200 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL SPGYF MEETING DATE 20-Apr-2012
ISIN CA96467A2002 AGENDA 933581933 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO APPROVE, WITH OR WITHOUT AMENDMENT, AN Management For For
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS
SET FORTH IN APPENDIX A-2 TO THE ACCOMPANYING
JOINT INFORMATION CIRCULAR-PROXY STATEMENT OF
WHITECAP AND MIDWAY ENERGY LTD. ("MIDWAY") DATED
MARCH 23, 2012 (THE "INFORMATION CIRCULAR"), TO
APPROVE THE ISSUANCE OF SUCH NUMBER OF COMMON
SHARES OF WHITECAP AS ARE REQUIRED TO ACQUIRE
ALL OF THE OUTSTANDING CLASS A COMMON SHARES OF
MIDWAY ("MIDWAY SHARES") IN ACCORDANCE WITH THE
TERMS OF A PLAN OF ARRANGEMENT INVOLVING
WHITECAP, MIDWAY AND THE HOLDERS OF MIDWAY
SHARES;
02 THE RESOLUTION FIXING THE NUMBER OF DIRECTORS TO Management For For
BE ELECTED AT THE MEETING AT SIX MEMBERS;
03 THE ELECTION AS DIRECTORS FOR THE ENSUING YEAR Management For For
OF THE SIX NOMINEES PROPOSED BY MANAGEMENT IN
THE INFORMATION CIRCULAR;
04 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS, AS OUR AUDITORS AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION AS SUCH.
MIDWAY ENERGY LTD.
SECURITY 598147106 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL MELEF MEETING DATE 20-Apr-2012
ISIN CA5981471066 AGENDA 933583696 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 APPROVING, WITH OR WITHOUT AMENDMENT, A SPECIAL Management For For
RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH
IN APPENDIX A-1 TO THE ACCOMPANYING JOINT
INFORMATION CIRCULAR OF MIDWAY ENERGY LTD.
("MIDWAY") AND WHITECAP RESOURCES INC.
("WHITECAP") DATED MARCH 23, 2012 (THE
"INFORMATION CIRCULAR"), APPROVING A PLAN OF
ARRANGEMENT INVOLVING WHITECAP, MIDWAY AND THE
MIDWAY SHAREHOLDERS UNDER SECTION 193 OF THE
BUSINESS CORPORATIONS ACT (ALBERTA), ALL AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR;
02 FIXING THE NUMBER OF DIRECTORS TO BE ELECTED AT Management For For
THE MEETING AT SEVEN;
03 THE ELECTION OF DIRECTORS AS SPECIFIED IN THE Management For For
INFORMATION CIRCULAR;
04 THE APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF MIDWAY FOR THE
ENSUING YEAR AND THE AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION AS SUCH.
HUTTIG BUILDING PRODUCTS, INC.
SECURITY 448451104 MEETING TYPE Annual
TICKER SYMBOL HBPI MEETING DATE 23-Apr-2012
ISIN US4484511047 AGENDA 933568896 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DONALD L. GLASS For For
2 DELBERT H. TANNER For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.
BURNHAM HOLDINGS, INC.
SECURITY 122295108 MEETING TYPE Annual
TICKER SYMBOL BURCA MEETING DATE 23-Apr-2012
ISIN US1222951089 AGENDA 933574318 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DOUGLAS S. BROSSMAN For For
2 ELEANOR B. DREW For For
3 GEORGE W. HODGES For For
4 ALBERT MORRISON, III For For
2. PROPOSAL TO APPROVE THE APPOINTMENT OF Management For For
PARENTEBEARD LLC, OR OTHER AUDITING FIRM AS THE
BOARD MAY SELECT, AS INDEPENDENT AUDITORS FOR
THE ENSUING YEAR.
WASHINGTON TRUST BANCORP, INC.
SECURITY 940610108 MEETING TYPE Annual
TICKER SYMBOL WASH MEETING DATE 24-Apr-2012
ISIN US9406101082 AGENDA 933558922 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 STEVEN J. CRANDALL For For
2 JOSEPH J. MARCAURELE For For
3 VICTOR J. ORSINGER, II For For
4 EDWIN J. SANTOS For For
5 PATRICK J. SHANAHAN, JR For For
2 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2012;
3 A NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS;
CEPHEID
SECURITY 15670R107 MEETING TYPE Annual
TICKER SYMBOL CPHD MEETING DATE 24-Apr-2012
ISIN US15670R1077 AGENDA 933561183 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN L. BISHOP For For
2 THOMAS D. BROWN For For
3 DEAN O. MORTON For For
2. TO AMEND CEPHEID'S 2006 EQUITY INCENTIVE PLAN. Management Against Against
3. TO APPROVE CEPHEID'S 2012 EMPLOYEE STOCK Management For For
PURCHASE PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF CEPHEID FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
5. TO APPROVE CEPHEID'S EXECUTIVE COMPENSATION. Management Abstain Against
DANA HOLDING CORP
SECURITY 235825205 MEETING TYPE Annual
TICKER SYMBOL DAN MEETING DATE 24-Apr-2012
ISIN US2358252052 AGENDA 933562286 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 VIRGINIA A. KAMSKY For For
2 TERRENCE J. KEATING For For
3 JOSEPH C. MUSCARI For For
4 S.B. SCHWARZWAELDER For For
5 RICHARD F. WALLMAN For For
6 KEITH E. WANDELL For For
7 ROGER J. WOOD For For
2. APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Management Abstain Against
APPROVING EXECUTIVE COMPENSATION
3. APPROVAL OF 2012 DANA HOLDING CORPORATION Management For For
OMNIBUS INCENTIVE PLAN
4. RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
MARINE PRODUCTS CORPORATION
SECURITY 568427108 MEETING TYPE Annual
TICKER SYMBOL MPX MEETING DATE 24-Apr-2012
ISIN US5684271084 AGENDA 933568997 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD A. HUBBELL For For
2 LINDA H. GRAHAM For For
3 BILL J. DISMUKE For For
4 LARRY L. PRINCE For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2012.
RPC, INC.
SECURITY 749660106 MEETING TYPE Annual
TICKER SYMBOL RES MEETING DATE 24-Apr-2012
ISIN US7496601060 AGENDA 933570322 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD A. HUBBELL For For
2 LINDA H. GRAHAM For For
3 BILL J. DISMUKE For For
4 LARRY L. PRINCE For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2012.
CH ENERGY GROUP, INC.
SECURITY 12541M102 MEETING TYPE Annual
TICKER SYMBOL CHG MEETING DATE 24-Apr-2012
ISIN US12541M1027 AGENDA 933571677 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MARGARITA K. DILLEY For For
2 STEVEN M. FETTER For For
3 STANLEY J. GRUBEL For For
4 MANUEL J. IRAOLA For For
5 E. MICHEL KRUSE For For
6 STEVEN V. LANT For For
7 EDWARD T. TOKAR For For
8 JEFFREY D. TRANEN For For
9 ERNEST R. VEREBELYI For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
FEDERAL SIGNAL CORPORATION
SECURITY 313855108 MEETING TYPE Annual
TICKER SYMBOL FSS MEETING DATE 24-Apr-2012
ISIN US3138551086 AGENDA 933571817 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JAMES E. GOODWIN For For
2 WILLIAM F. OWENS For For
3 PAUL W. JONES For For
4 DENNIS J. MARTIN For For
5 B.L. REICHELDERFER For For
2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION
3. RATIFY ERNST & YOUNG LLP'S APPOINTMENT AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012
CAPITAL PROPERTIES, INC.
SECURITY 140430109 MEETING TYPE Annual
TICKER SYMBOL CPTP MEETING DATE 24-Apr-2012
ISIN US1404301095 AGENDA 933577554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROBERT H. EDER For For
2 TODD D. TURCOTTE For For
CAPITAL PROPERTIES, INC.
SECURITY 140430307 MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 24-Apr-2012
ISIN US1404303075 AGENDA 933577566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MATTHEW C. BAUM For For
2 ALFRED J. CORSO For For
3 HARRIS N. ROSEN For For
4 CRAIG M. SCOTT For For
CALAVO GROWERS, INC.
SECURITY 128246105 MEETING TYPE Annual
TICKER SYMBOL CVGW MEETING DATE 25-Apr-2012
ISIN US1282461052 AGENDA 933561602 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 LECIL E. COLE For For
2 GEORGE H. BARNES For For
3 JAMES D. HELIN For For
4 DONALD M. SANDERS For For
5 MARC L. BROWN For For
6 ALVA V. SNIDER For For
7 SCOTT VAN DER KAR For For
8 J. LINK LEAVENS For For
9 DORCAS H. MCFARLANE For For
10 JOHN M. HUNT For For
11 EGIDIO CARBONE, JR. For For
12 HAROLD EDWARDS For For
13 STEVEN HOLLISTER For For
2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF CALAVO GROWERS, INC. FOR THE YEAR ENDING
OCTOBER 31, 2012
3. ADVISORY VOTE APPROVING THE EXECUTIVE Management Abstain Against
COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT
TENNANT COMPANY
SECURITY 880345103 MEETING TYPE Annual
TICKER SYMBOL TNC MEETING DATE 25-Apr-2012
ISIN US8803451033 AGENDA 933562197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JEFFREY A. BALAGNA For For
2 STEVEN A. SONNENBERG For For
3 DAVID S. WICHMANN For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
4. APPROVE THE AMENDED AND RESTATED 2010 STOCK Management Against Against
INCENTIVE PLAN.
SJW CORP.
SECURITY 784305104 MEETING TYPE Annual
TICKER SYMBOL SJW MEETING DATE 25-Apr-2012
ISIN US7843051043 AGENDA 933564812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 K. ARMSTRONG For For
2 W.J. BISHOP For For
3 M.L. CALI For For
4 D.R. KING For For
5 R.B. MOSKOVITZ For For
6 G.E. MOSS For For
7 W.R. ROTH For For
8 R.A. VAN VALER For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR FISCAL YEAR 2012.
THE EASTERN COMPANY
SECURITY 276317104 MEETING TYPE Annual
TICKER SYMBOL EML MEETING DATE 25-Apr-2012
ISIN US2763171046 AGENDA 933566892 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 D.C. ROBINSON For For
2 D.S. TUTTLE III For For
2 RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (FIONDELLA,
MILONE & LASARACINA LLP).
DOVER DOWNS GAMING & ENTERTAINMENT, INC.
SECURITY 260095104 MEETING TYPE Annual
TICKER SYMBOL DDE MEETING DATE 25-Apr-2012
ISIN US2600951048 AGENDA 933587151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 HENRY B. TIPPIE Withheld Against
2 R. RANDALL ROLLINS Withheld Against
3 RICHARD K. STRUTHERS Withheld Against
2. APPROVAL OF THE 2012 STOCK INCENTIVE PLAN Management Against Against
DOVER MOTORSPORTS, INC.
SECURITY 260174107 MEETING TYPE Annual
TICKER SYMBOL DVD MEETING DATE 25-Apr-2012
ISIN US2601741075 AGENDA 933589410 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 HENRY B. TIPPIE For For
2 R. RANDALL ROLLINS For For
3 RICHARD K. STRUTHERS For For
PROVIDENCE AND WORCESTER RAILROAD CO.
SECURITY 743737108 MEETING TYPE Annual
TICKER SYMBOL PWX MEETING DATE 25-Apr-2012
ISIN US7437371088 AGENDA 933590893 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD ANDERSON For For
2 ROBERT EDER For For
3 PAUL TITTERTON For For
2. SHAREHOLDER PROPOSAL PROVIDING THAT THE BOARD OF Shareholder For For
DIRECTORS GIVE CONSIDERATION TO PREPARING AND
RECOMMENDING FOR ADOPTION BY THE SHAREHOLDERS AN
AMENDMENT TO THE COMPANY'S RESTATED CHARTER TO
PROVIDE FOR ELIMINATION OF SEPARATE CLASSES OF
DIRECTORS AND REPLACEMENT WITH A SINGLE CLASS OF
DIRECTORS TO BE ELECTED BY HOLDERS OF COMMON
STOCK & PREFERRED STOCK VOTING AS SINGLE CLASS
RWC, INC.
SECURITY 749904108 MEETING TYPE Annual
TICKER SYMBOL RWCI MEETING DATE 26-Apr-2012
ISIN US7499041082 AGENDA 933564103 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD W. GLENN* For For
2 FREDERICK L. YOCUM** For For
2. A PROPOSAL TO CONFIRM THE APPOINTMENT OF Management For For
WEINLANDER FITZHUGH AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING OCTOBER
31, 2012.
GULF ISLAND FABRICATION, INC.
SECURITY 402307102 MEETING TYPE Annual
TICKER SYMBOL GIFI MEETING DATE 26-Apr-2012
ISIN US4023071024 AGENDA 933568721 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 KERRY J. CHAUVIN For For
2 JERRY D. DUMAS, SR. For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
THE GORMAN-RUPP COMPANY
SECURITY 383082104 MEETING TYPE Annual
TICKER SYMBOL GRC MEETING DATE 26-Apr-2012
ISIN US3830821043 AGENDA 933570207 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JAMES C. GORMAN For For
2 JEFFREY S. GORMAN For For
3 M. ANN HARLAN For For
4 THOMAS E. HOAGLIN For For
5 CHRISTOPHER H. LAKE For For
6 DR. PETER B. LAKE For For
7 RICK R. TAYLOR For For
8 W. WAYNE WALSTON For For
2. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE COMPANY DURING THE YEAR ENDING DECEMBER
31, 2012.
FIDELITY SOUTHERN CORPORATION
SECURITY 316394105 MEETING TYPE Annual
TICKER SYMBOL LION MEETING DATE 26-Apr-2012
ISIN US3163941053 AGENDA 933575461 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JAMES B. MILLER, JR. For For
2 MAJ GEN DAVID R. BOCKEL For For
3 WM. MILLARD CHOATE For For
4 DR. DONALD A. HARP, JR. For For
5 KEVIN S. KING For For
6 WILLIAM C. LANKFORD, JR For For
7 H. PALMER PROCTOR, JR. For For
8 W. CLYDE SHEPHERD III For For
9 RANKIN M. SMITH, JR. For For
2 TO APPROVE THE AMENDMENT TO THE COMPANY'S EQUITY Management Against Against
INCENTIVE PLAN.
3 THE RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
4 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
A.T. CROSS COMPANY
SECURITY 227478104 MEETING TYPE Annual
TICKER SYMBOL ATX MEETING DATE 26-Apr-2012
ISIN US2274781044 AGENDA 933579003 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. FIXING THE NUMBER OF CLASS A DIRECTORS AT THREE Management For For
AND CLASS B DIRECTORS AT SIX.
2. DIRECTOR Management
1 HARLAN M. KENT For For
2 ANDREW J. PARSONS For For
3 FRANCES P. PHILIP For For
3. APPROVAL OF NON-BINDING VOTE ON COMPENSATION OF Management Abstain Against
NAMED EXECUTIVE OFFICERS.
4. RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
MEDIA GENERAL, INC.
SECURITY 584404107 MEETING TYPE Annual
TICKER SYMBOL MEG MEETING DATE 26-Apr-2012
ISIN US5844041070 AGENDA 933586969 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 SCOTT D. ANTHONY No Action
2 DENNIS J. FITZSIMONS No Action
3 CARL S. THIGPEN No Action
LITHIA MOTORS, INC.
SECURITY 536797103 MEETING TYPE Annual
TICKER SYMBOL LAD MEETING DATE 27-Apr-2012
ISIN US5367971034 AGENDA 933564153 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 SIDNEY B. DEBOER For For
2 THOMAS R. BECKER For For
3 SUSAN O. CAIN For For
4 BRYAN B. DEBOER For For
5 WILLIAM J. YOUNG For For
6 M.L. DICK HEIMANN For For
7 KENNETH E. ROBERTS For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2012.
3 ADVISORY VOTE TO APPROVE THE 2011 COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
LYDALL, INC.
SECURITY 550819106 MEETING TYPE Annual
TICKER SYMBOL LDL MEETING DATE 27-Apr-2012
ISIN US5508191062 AGENDA 933568733 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DALE G. BARNHART For For
2 KATHLEEN BURDETT For For
3 W. LESLIE DUFFY, ESQ. For For
4 MATTHEW T. FARRELL For For
5 MARC T. GILES For For
6 WILLIAM D. GURLEY For For
7 SUZANNE HAMMETT For For
8 S. CARL SODERSTROM, JR. For For
2 TO APPROVE THE LYDALL 2012 STOCK INCENTIVE PLAN. Management Against Against
3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
4 RATIFYING THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2012.
IRIS INTERNATIONAL, INC.
SECURITY 46270W105 MEETING TYPE Annual
TICKER SYMBOL IRIS MEETING DATE 27-Apr-2012
ISIN US46270W1053 AGENDA 933573378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STEVEN M. BESBECK For For
2 CESAR M. GARCIA For For
3 BETH Y. KARLAN, M.D. For For
4 DAVID T. DELLA PENTA For For
5 RICK TIMMINS For For
6 EDWARD F. VOBORIL For For
7 STEPHEN E. WASSERMAN For For
2. APPROVAL OF THE 2012 OMNIBUS INCENTIVE PLAN. Management Against Against
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
4. RATIFICATION OF THE SELECTION OF BDO USA, LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
MYERS INDUSTRIES, INC.
SECURITY 628464109 MEETING TYPE Contested-Annual
TICKER SYMBOL MYE MEETING DATE 27-Apr-2012
ISIN US6284641098 AGENDA 933582404 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD L. BREADY For For
2 ROBERT S. PRATHER, JR. For For
2. THE RATIFICATION OF THE BOARD'S APPOINTMENT OF Management For For
ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
FISCAL 2012.
3. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Management Against For
COMPENSATION.
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 27-Apr-2012
ISIN US3154051003 AGENDA 933584650 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JENNIE S. HWANG, PH.D. Withheld Against
2 JAMES F. KIRSCH Withheld Against
3 PETER T. KONG Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT.
3. APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE Management For For
COMPENSATION FOR NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THIS PROXY STATEMENT.
4. IF PROPERLY PRESENTED, A SHAREHOLDER PROPOSAL. Shareholder Against For
PREFORMED LINE PRODUCTS COMPANY
SECURITY 740444104 MEETING TYPE Annual
TICKER SYMBOL PLPC MEETING DATE 30-Apr-2012
ISIN US7404441047 AGENDA 933580955 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GLENN E. CORLETT For For
2 MICHAEL E. GIBBONS For For
3 R. STEVEN KESTNER For For
4 RANDALL M. RUHLMAN For For
2. RATIFICATION OF ERNST & YOUNG LLP. Management For For
FAMOUS DAVE'S OF AMERICA, INC.
SECURITY 307068106 MEETING TYPE Annual
TICKER SYMBOL DAVE MEETING DATE 01-May-2012
ISIN US3070681065 AGENDA 933566789 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHRISTOPHER O'DONNELL For For
2 DEAN A. RIESEN For For
3 WALLACE B. DOOLIN For For
4 JOHN GILBERT III For For
5 LISA A. KRO For For
6 RICHARD L. MONFORT For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP, Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL 2012.
LIONBRIDGE TECHNOLOGIES, INC.
SECURITY 536252109 MEETING TYPE Annual
TICKER SYMBOL LIOX MEETING DATE 01-May-2012
ISIN US5362521099 AGENDA 933567248 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STEVEN FISHER For For
2 JACK NOONAN For For
3 CLAUDE SHEER For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
3. TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
CINCINNATI BELL INC.
SECURITY 171871106 MEETING TYPE Annual
TICKER SYMBOL CBB MEETING DATE 01-May-2012
ISIN US1718711062 AGENDA 933567402 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: PHILLIP R. COX Management For For
1B. ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For
1C. ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For For
1D. ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management For For
1E. ELECTION OF DIRECTOR: CRAIG F. MAIER Management For For
1F. ELECTION OF DIRECTOR: ALAN R. SCHRIBER Management For For
1G. ELECTION OF DIRECTOR: ALEX SHUMATE Management For For
1H. ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management For For
1I. ELECTION OF DIRECTOR: GARY J. WOJTASZEK Management For For
1J. ELECTION OF DIRECTOR: JOHN M. ZRNO Management For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management For For
COMPENSATION.
3. TO REAPPROVE THE MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS OF THE CINCINNATI BELL INC.
2007 LONG TERM INCENTIVE PLAN.
4. TO APPROVE THE AMENDMENT TO THE CINCINNATI BELL Management For For
INC. 2007 STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS.
5. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2012.
EARTHLINK, INC.
SECURITY 270321102 MEETING TYPE Annual
TICKER SYMBOL ELNK MEETING DATE 01-May-2012
ISIN US2703211027 AGENDA 933569103 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: SUSAN D. BOWICK Management For For
1B. ELECTION OF DIRECTOR: MARCE FULLER Management For For
1C. ELECTION OF DIRECTOR: ROLLA P. HUFF Management For For
1D. ELECTION OF DIRECTOR: DAVID A. KORETZ Management For For
1E. ELECTION OF DIRECTOR: GARRY K. MCGUIRE Management For For
1F. ELECTION OF DIRECTOR: THOMAS E. WHEELER Management For For
1G. ELECTION OF DIRECTOR: M. WAYNE WISEHART Management For For
2. APPROVAL OF A NON-BINDING ADVISORY RESOLUTION Management Abstain Against
APPROVING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SERVE AS EARTHLINK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
INTRICON CORPORATION
SECURITY 46121H109 MEETING TYPE Annual
TICKER SYMBOL IIN MEETING DATE 01-May-2012
ISIN US46121H1095 AGENDA 933572807 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 NICHOLAS A. GIORDANO For For
2 PHILIP N. SEAMON For For
2. TO APPROVE AN AMENDMENT TO THE CORPORATION'S Management Against Against
2006 EQUITY INCENTIVE PLAN TO, AMONG OTHER
THINGS, INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE UNDER THAT PLAN BY 300,000 SHARES,
AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF BAKER TILLY VIRCHOW Management For For
KRAUSE, LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2012, AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
THE ZIEGLER COMPANIES, INC.
SECURITY 989506209 MEETING TYPE Annual
TICKER SYMBOL ZGCO MEETING DATE 01-May-2012
ISIN US9895062092 AGENDA 933581034 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 BELVERD E. NEEDLES, JR. For For
2 DANIEL J. HERMANN For For
MAGNETEK, INC.
SECURITY 559424403 MEETING TYPE Annual
TICKER SYMBOL MAG MEETING DATE 01-May-2012
ISIN US5594244031 AGENDA 933590071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DAVID A. BLOSS, SR. For For
2 YON Y. JORDEN For For
3 ALAN B. LEVINE For For
4 PETER M. MCCORMICK For For
5 MITCHELL I. QUAIN For For
6 DAVID P. REILAND For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2012 ENDING DECEMBER 30, 2012.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
AARON'S INC.
SECURITY 002535300 MEETING TYPE Annual
TICKER SYMBOL AAN MEETING DATE 01-May-2012
ISIN US0025353006 AGENDA 933602838 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILLIAM K. BUTLER, JR. For For
2 LEO BENATAR For For
3 JOHN B. SCHUERHOLZ For For
2. APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
MYR GROUP INC
SECURITY 55405W104 MEETING TYPE Annual
TICKER SYMBOL MYRG MEETING DATE 02-May-2012
ISIN US55405W1045 AGENDA 933565395 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JACK L. ALEXANDER For For
2 BETTY R. JOHNSON For For
3 MAURICE E. MOORE For For
2 ADVISORY RESOLUTION TO APPROVE THE CORPORATION'S Management Abstain Against
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF ERNST AND Management For For
YOUNG LLP AS THE CORPORATION'S INDEPENDENT
AUDITORS.
CIRCOR INTERNATIONAL, INC.
SECURITY 17273K109 MEETING TYPE Annual
TICKER SYMBOL CIR MEETING DATE 02-May-2012
ISIN US17273K1097 AGENDA 933566549 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DAVID F. DIETZ For For
2 DOUGLAS M. HAYES For For
3 THOMAS E. NAUGLE For For
2 TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF Management For For
DIRECTOR'S SELECTION OF GRANT THORNTON LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
3 TO CONSIDER AN ADVISORY RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
BRUNSWICK CORPORATION
SECURITY 117043109 MEETING TYPE Annual
TICKER SYMBOL BC MEETING DATE 02-May-2012
ISIN US1170431092 AGENDA 933568973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: ANNE E. BELEC Management For For
1.2 ELECTION OF DIRECTOR: MANUEL A. FERNANDEZ Management For For
1.3 ELECTION OF DIRECTOR: J. STEVEN WHISLER Management For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
BALLANTYNE STRONG, INC.
SECURITY 058516105 MEETING TYPE Annual
TICKER SYMBOL BTN MEETING DATE 02-May-2012
ISIN US0585161054 AGENDA 933569393 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 WILLIAM F. WELSH, II For For
2 GARY L. CAVEY For For
3 SAMUEL C. FREITAG For For
4 MARC E. LEBARON For For
5 MARK D. HASEBROOCK For For
6 DONDE PLOWMAN For For
7 JAMES C. SHAY For For
2 THE ADVISORY (NON-BINDING) RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
THE E.W. SCRIPPS COMPANY
SECURITY 811054402 MEETING TYPE Annual
TICKER SYMBOL SSP MEETING DATE 02-May-2012
ISIN US8110544025 AGENDA 933570029 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 ROGER L. OGDEN For For
2 J. MARVIN QUIN For For
3 KIM WILLIAMS For For
ASTRONICS CORPORATION
SECURITY 046433207 MEETING TYPE Annual
TICKER SYMBOL ATROB MEETING DATE 02-May-2012
ISIN US0464332073 AGENDA 933573912 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RAYMOND W. BOUSHIE For For
2 ROBERT T. BRADY For For
3 JOHN B. DRENNING For For
4 PETER J. GUNDERMANN For For
5 KEVIN T. KEANE For For
6 ROBERT J. MCKENNA For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2012.
ASTRONICS CORPORATION
SECURITY 046433108 MEETING TYPE Annual
TICKER SYMBOL ATRO MEETING DATE 02-May-2012
ISIN US0464331083 AGENDA 933573912 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RAYMOND W. BOUSHIE For For
2 ROBERT T. BRADY For For
3 JOHN B. DRENNING For For
4 PETER J. GUNDERMANN For For
5 KEVIN T. KEANE For For
6 ROBERT J. MCKENNA For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2012.
DUCOMMUN INCORPORATED
SECURITY 264147109 MEETING TYPE Annual
TICKER SYMBOL DCO MEETING DATE 02-May-2012
ISIN US2641471097 AGENDA 933581197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 EUGENE P. CONESE, JR. For For
2 RALPH D. CROSBY, JR. For For
3 ANTHONY J. REARDON For For
2. ADVISORY RESOLUTION ON NAMED EXECUTIVE Management Abstain Against
COMPENSATION
3. RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S
INDEPENDENT ACCOUNTANTS
MATERION CORPORATION
SECURITY 576690101 MEETING TYPE Annual
TICKER SYMBOL MTRN MEETING DATE 02-May-2012
ISIN US5766901012 AGENDA 933582670 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD J. HIPPLE For For
2 WILLIAM B. LAWRENCE For For
3 GEOFFREY WILD For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY
3. TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE Management For For
OFFICER COMPENSATION
ENTEGRIS, INC.
SECURITY 29362U104 MEETING TYPE Annual
TICKER SYMBOL ENTG MEETING DATE 02-May-2012
ISIN US29362U1043 AGENDA 933584648 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 GIDEON ARGOV For For
2 MICHAEL A. BRADLEY For For
3 MARVIN D. BURKETT For For
4 R. NICHOLAS BURNS For For
5 DANIEL W. CHRISTMAN For For
6 ROGER D. MCDANIEL For For
7 PAUL L.H. OLSON For For
8 BRIAN F. SULLIVAN For For
2 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, Management For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3 APPROVAL OF THE COMPENSATION PAID TO ENTEGRIS, Management Abstain Against
INC.'S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE).
CENVEO, INC.
SECURITY 15670S105 MEETING TYPE Annual
TICKER SYMBOL CVO MEETING DATE 02-May-2012
ISIN US15670S1050 AGENDA 933589369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROBERT G. BURTON, SR. For For
2 GERALD S. ARMSTRONG For For
3 LEONARD C. GREEN For For
4 DR. MARK J. GRIFFIN For For
5 ROBERT B. OBERNIER For For
2. PROPOSAL TO RATIFY THE SELECTION OF GRANT Management For For
THORNTON, LLP AS THE CORPORATION'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 29,
2012.
3. PROPOSAL TO APPROVE, BY A NON-BINDING, ADVISORY Management Abstain Against
VOTE, 2011 COMPENSATION PAID TO THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
CHESAPEAKE UTILITIES CORPORATION
SECURITY 165303108 MEETING TYPE Annual
TICKER SYMBOL CPK MEETING DATE 02-May-2012
ISIN US1653031088 AGENDA 933591857 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 EUGENE H. BAYARD For For
2 THOMAS P. HILL, JR. For For
3 DENNIS S. HUDSON, III For For
4 CALVERT A. MORGAN, JR. For For
2. RATIFICATION OF THE SELECTION OF PARENTEBEARD Management For For
LLC AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
ASTEC INDUSTRIES, INC.
SECURITY 046224101 MEETING TYPE Annual
TICKER SYMBOL ASTE MEETING DATE 03-May-2012
ISIN US0462241011 AGENDA 933561195 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DANIEL K. FRIERSON For For
2 GLEN E. TELLOCK For For
3 JAMES B. BAKER For For
2. TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
AMPCO-PITTSBURGH CORPORATION
SECURITY 032037103 MEETING TYPE Annual
TICKER SYMBOL AP MEETING DATE 03-May-2012
ISIN US0320371034 AGENDA 933568947 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROBERT J. APPEL For For
2 PAUL A. GOULD For For
3 ROBERT A. PAUL For For
2. TO APPROVE, IN A NON-BINDING VOTE, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
EXACTECH, INC.
SECURITY 30064E109 MEETING TYPE Annual
TICKER SYMBOL EXAC MEETING DATE 03-May-2012
ISIN US30064E1091 AGENDA 933571057 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ALBERT BURSTEIN, PH.D. For For
2 FERN WATTS For For
2. APPROVE THE NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against
THE NAMED EXECUTIVE OFFICERS' COMPENSATION.
3. APPROVE THE AMENDMENT TO THE 2009 EMPLOYEE STOCK Management For For
PURCHASE PLAN.
4. RATIFY SELECTION OF MCGLADREY & PULLEN, LLP AS Management For For
THE COMPANY'S PRINCIPAL INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2012.
VALASSIS COMMUNICATIONS, INC.
SECURITY 918866104 MEETING TYPE Annual
TICKER SYMBOL VCI MEETING DATE 03-May-2012
ISIN US9188661048 AGENDA 933582985 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. Management For For
1B. ELECTION OF DIRECTOR: PATRICK F. BRENNAN Management For For
1C. ELECTION OF DIRECTOR: KENNETH V. DARISH Management For For
1D. ELECTION OF DIRECTOR: DR. WALTER H. KU Management For For
1E. ELECTION OF DIRECTOR: ROBERT A. MASON Management For For
1F. ELECTION OF DIRECTOR: ROBERT L. RECCHIA Management For For
1G. ELECTION OF DIRECTOR: THOMAS J. REDDIN Management For For
1H. ELECTION OF DIRECTOR: ALAN F. SCHULTZ Management For For
1I. ELECTION OF DIRECTOR: WALLACE S. SNYDER Management For For
1J. ELECTION OF DIRECTOR: AMBASSADOR FAITH WHITTLESEY Management For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE VALASSIS Management Against Against
COMMUNICATIONS, INC. 2008 OMNIBUS INCENTIVE
COMPENSATION PLAN.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2012.
5. APPROVE ANY ADJOURNMENT OF THE ANNUAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF ANY OR ALL
FOREGOING PROPOSALS IF THERE ARE NOT SUFFICIENT
VOTES.
SNYDERS-LANCE INC
SECURITY 833551104 MEETING TYPE Annual
TICKER SYMBOL LNCE MEETING DATE 03-May-2012
ISIN US8335511049 AGENDA 933584802 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JEFFREY A. ATKINS For For
2 PETER P. BRUBAKER For For
3 CARL E. LEE, JR. For For
4 ISAIAH TIDWELL For For
2. RATIFICATION OF SELECTION OF KPMG LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTING FIRM.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF SNYDER'S-LANCE, INC.'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE SNYDER'S-LANCE, INC. 2012 KEY Management For For
EMPLOYEE INCENTIVE PLAN.
5. APPROVAL OF THE SNYDER'S-LANCE, INC. ASSOCIATE Management For For
STOCK PURCHASE PLAN.
XENITH BANKSHARES, INC.
SECURITY 98410X105 MEETING TYPE Annual
TICKER SYMBOL XBKS MEETING DATE 03-May-2012
ISIN US98410X1054 AGENDA 933584903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 LARRY L. FELTON For For
2 PALMER P. GARSON For For
3 PATRICK D. HANLEY For For
4 PETER C. JACKSON For For
5 BRIAN D. JONES For For
6 T. GAYLON LAYFIELD, III For For
7 MICHAEL A. MANCUSI For For
8 MALCOLM S. MCDONALD For For
9 ROBERT J. MERRICK For For
10 SCOTT A. REED For For
11 MARK B. SISISKY For For
12 JAMES E. TURNER, JR. For For
2. THE PROPOSAL TO APPROVE THE XENITH BANKSHARES, Management For For
INC. 2012 STOCK INCENTIVE PLAN.
3. THE PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
CARDIONET, INC.
SECURITY 14159L103 MEETING TYPE Annual
TICKER SYMBOL BEAT MEETING DATE 04-May-2012
ISIN US14159L1035 AGENDA 933581616 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 KIRK E. GORMAN For For
2. APPROVAL OF OUR 2008 EQUITY INCENTIVE PLAN IN Management For For
ACCORDANCE WITH INTERNAL REVENUE CODE SECTION
162(M).
3. RATIFICATION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
VASCULAR SOLUTIONS, INC.
SECURITY 92231M109 MEETING TYPE Annual
TICKER SYMBOL VASC MEETING DATE 04-May-2012
ISIN US92231M1099 AGENDA 933584179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN ERB For For
2 MICHAEL KOPP For For
3 RICHARD NIGON For For
4 PAUL O'CONNELL For For
5 HOWARD ROOT For For
6 JORGE SAUCEDO For For
7 MARTIN EMERSON For For
2. TO RATIFY THE SELECTION OF BAKER TILLY VIRCHOW Management For For
KRAUSE, LLP AS INDEPENDENT AUDITOR OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2012.
ABRAXAS PETROLEUM CORPORATION
SECURITY 003830106 MEETING TYPE Annual
TICKER SYMBOL AXAS MEETING DATE 04-May-2012
ISIN US0038301067 AGENDA 933590374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 W. DEAN KARRASH For For
2 PAUL A. POWELL, JR. For For
3 ROBERT L.G. WATSON For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, Management For For
LLP AS ABRAXAS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. TO APPROVE AN AMENDMENT TO THE ABRAXAS PETROLEUM Management For For
CORPORATION 2005 EMPLOYEE LONG-TERM EQUITY
INCENTIVE PLAN.
4. TO APPROVE, BY ADVISORY VOTE, A RESOLUTION ON Management Abstain Against
EXECUTIVE COMPENSATION.
UTAH MEDICAL PRODUCTS, INC.
SECURITY 917488108 MEETING TYPE Annual
TICKER SYMBOL UTMD MEETING DATE 04-May-2012
ISIN US9174881089 AGENDA 933591162 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1) DIRECTOR Management
1 KEVIN L. CORNWELL For For
2 PAUL O. RICHINS For For
2) TO RATIFY THE SELECTION OF JONES SIMKINS, P.C. Management For For
AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.
3) TO APPROVE, BY ADVISORY VOTE, THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION PROGRAM.
THE YORK WATER COMPANY
SECURITY 987184108 MEETING TYPE Annual
TICKER SYMBOL YORW MEETING DATE 07-May-2012
ISIN US9871841089 AGENDA 933556904 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MICHAEL W. GANG, ESQ. For For
2 JEFFREY R. HINES, P.E. For For
3 GEORGE W. HODGES For For
4 GEORGE HAY KAIN III For For
2. APPOINT PARENTEBEARD LLC AS AUDITORS TO RATIFY Management For For
THE APPOINTMENT OF PARENTEBEARD LLC AS AUDITORS.
FALCONSTOR SOFTWARE, INC.
SECURITY 306137100 MEETING TYPE Annual
TICKER SYMBOL FALC MEETING DATE 07-May-2012
ISIN US3061371007 AGENDA 933575079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 IRWIN LIEBER For For
2 ALAN W. KAUFMAN For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012
DOT HILL SYSTEMS CORP.
SECURITY 25848T109 MEETING TYPE Annual
TICKER SYMBOL HILL MEETING DATE 07-May-2012
ISIN US25848T1097 AGENDA 933602244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 THOMAS H. MARMEN For For
2 R.M. SHERWOOD, III For For
2. RESOLVED, THAT THE COMPENSATION PAID TO THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-K,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, COMPENSATION TABLES AND NARRATIVE
DISCUSSIONS, IS HEREBY APPROVED.
3. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2012.
STONERIDGE, INC.
SECURITY 86183P102 MEETING TYPE Annual
TICKER SYMBOL SRI MEETING DATE 07-May-2012
ISIN US86183P1021 AGENDA 933610784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN C. COREY For For
2 JEFFREY P. DRAIME For For
3 DOUGLAS C. JACOBS For For
4 IRA C. KAPLAN For For
5 KIM KORTH For For
6 WILLIAM M. LASKY For For
7 PAUL J. SCHLATHER For For
2. RATIFICATION OF ERNST & YOUNG LLP. Management For For
3. ADVISORY RESOLUTION TO APPROVE THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 08-May-2012
ISIN US4811301021 AGENDA 933570005 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DAVID J. DRURY For For
2 JONATHAN NEWCOMB For For
2. NON-BINDING RESOLUTION TO APPROVE THE Management For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT
3. RE-APPROVAL OF THE MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S
2007 OMNIBUS INCENTIVE PLAN
4. RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 30, 2012
HESKA CORPORATION
SECURITY 42805E306 MEETING TYPE Annual
TICKER SYMBOL HSKA MEETING DATE 08-May-2012
ISIN US42805E3062 AGENDA 933570853 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILLIAM A. AYLESWORTH For For
2 ROBERT B. GRIEVE, PH.D. For For
3 SHARON L. RILEY For For
2. TO APPROVE AN AMENDMENT TO HESKA CORPORATION'S Management Against Against
1997 STOCK INCENTIVE PLAN WHICH WOULD, AMONG
OTHER THINGS, INCREASE THE NUMBER OF SHARES
WHICH COULD BE ISSUED BY 250,000 AND ALLOW FOR
AN ANNUAL INCREASE OF NO MORE THAN 45,000
SHARES, BASED ON THE NUMBER OF NON-EMPLOYEE
DIRECTORS SERVING AND THROUGH 2016 ONLY, IN
SHARES AVAILABLE UNDER THE 1997 STOCK INCENTIVE
PLAN.
3. TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE Management For For
STEINER & HOTTMAN PC AS HESKA CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT.
4. ADVISORY VOTE WITH RESPECT TO DISCRETIONARY Management For For
VOTING BY PROXYHOLDERS, IF OTHER BUSINESS
PROPERLY COMES BEFORE THE 2012 ANNUAL MEETING.
COHEN & STEERS, INC.
SECURITY 19247A100 MEETING TYPE Annual
TICKER SYMBOL CNS MEETING DATE 08-May-2012
ISIN US19247A1007 AGENDA 933574421 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: MARTIN COHEN Management For For
1B. ELECTION OF DIRECTOR: ROBERT H. STEERS Management For For
1C. ELECTION OF DIRECTOR: PETER L. RHEIN Management For For
1D. ELECTION OF DIRECTOR: RICHARD P. SIMON Management For For
1E. ELECTION OF DIRECTOR: EDMOND D. VILLANI Management For For
1F. ELECTION OF DIRECTOR: BERNARD B. WINOGRAD Management For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVAL, BY NON-BINDING VOTE, OF THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
HICKORYTECH CORPORATION
SECURITY 429060106 MEETING TYPE Annual
TICKER SYMBOL HTCO MEETING DATE 08-May-2012
ISIN US4290601065 AGENDA 933576867 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 LYLE T. BOSACKER For For
2 MYRITA P. CRAIG For For
3 JOHN W. FINKE For For
2. RATIFICATION OF GRANT THORNTON LLP AS Management For For
INDEPENDENT AUDITOR.
BELO CORP.
SECURITY 080555105 MEETING TYPE Annual
TICKER SYMBOL BLC MEETING DATE 08-May-2012
ISIN US0805551050 AGENDA 933577023 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 PETER A. ALTABEF For For
2 HENRY P. BECTON, JR. For For
3 JAMES M. MORONEY III For For
4 LLOYD D. WARD For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF THE COMPANY'S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION
HARDINGE INC.
SECURITY 412324303 MEETING TYPE Annual
TICKER SYMBOL HDNG MEETING DATE 08-May-2012
ISIN US4123243036 AGENDA 933581541 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DOUGLAS A. GREENLEE* For For
2 JOHN J. PERROTTI* For For
3 ROBERT J. LEPOFSKY** For For
4 R. TONY TRIPENY# For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR 2012.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
MINE SAFETY APPLIANCES COMPANY
SECURITY 602720104 MEETING TYPE Annual
TICKER SYMBOL MSA MEETING DATE 08-May-2012
ISIN US6027201044 AGENDA 933582125 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 THOMAS B. HOTOPP For For
2 JOHN T. RYAN III For For
3 THOMAS H. WITMER For For
2. APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED Management For For
AND RESTATED CEO ANNUAL INCENTIVE AWARD PLAN.
3. SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
YOUNG INNOVATIONS, INC.
SECURITY 987520103 MEETING TYPE Annual
TICKER SYMBOL YDNT MEETING DATE 08-May-2012
ISIN US9875201033 AGENDA 933587682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GEORGE E. RICHMOND For For
2 ALFRED E. BRENNAN For For
3 BRIAN F. BREMER For For
4 PATRICK J. FERRILLO, JR For For
5 RICHARD J. BLISS For For
6 EDWARD A. WIERTEL For For
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Management For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
TEJON RANCH CO.
SECURITY 879080109 MEETING TYPE Annual
TICKER SYMBOL TRC MEETING DATE 08-May-2012
ISIN US8790801091 AGENDA 933589319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GEOFFREY L. STACK For For
2 MICHAEL H. WINER For For
2. RATIFICATION OF ERNST & YOUNG AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2012.
CUMULUS MEDIA INC.
SECURITY 231082108 MEETING TYPE Annual
TICKER SYMBOL CMLS MEETING DATE 08-May-2012
ISIN US2310821085 AGENDA 933601331 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 LEWIS W. DICKEY, JR. For For
2 RALPH B. EVERETT For For
3 JEFFREY A. MARCUS For For
4 ARTHUR J. REIMERS For For
5 ERIC P. ROBISON For For
6 ROBERT H. SHERIDAN, III For For
7 DAVID M. TOLLEY For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.
CYNOSURE INC.
SECURITY 232577205 MEETING TYPE Annual
TICKER SYMBOL CYNO MEETING DATE 09-May-2012
ISIN US2325772059 AGENDA 933572162 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 THOMAS H. ROBINSON For For
3. TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, Management Abstain Against
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
CYNOSURE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2012.
WINDSTREAM CORPORATION
SECURITY 97381W104 MEETING TYPE Annual
TICKER SYMBOL WIN MEETING DATE 09-May-2012
ISIN US97381W1045 AGENDA 933573328 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: CAROL B. ARMITAGE Management For For
1.2 ELECTION OF DIRECTOR: SAMUEL E. BEALL, III Management For For
1.3 ELECTION OF DIRECTOR: DENNIS E. FOSTER Management For For
1.4 ELECTION OF DIRECTOR: FRANCIS X. FRANTZ Management For For
1.5 ELECTION OF DIRECTOR: JEFFERY R. GARDNER Management For For
1.6 ELECTION OF DIRECTOR: JEFFREY T. HINSON Management For For
1.7 ELECTION OF DIRECTOR: JUDY K. JONES Management For For
1.8 ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY Management For For
1.9 ELECTION OF DIRECTOR: ALAN L. WELLS Management For For
2. TO APPROVE WINDSTREAM'S PERFORMANCE INCENTIVE Management For For
COMPENSATION PLAN
3. TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
ON EXECUTIVE COMPENSATION
4. TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS WINDSTREAM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR
2012
5. STOCKHOLDER PROPOSAL - BAN ON ACCELERATED Shareholder Against For
VESTING OF RESTRICTED STOCK
6. STOCKHOLDER PROPOSAL - TRANSPARENCY AND Shareholder Against For
ACCOUNTABILITY IN CORPORATE SPENDING ON
POLITICAL ACTIVITIES
GUIDANCE SOFTWARE, INC.
SECURITY 401692108 MEETING TYPE Annual
TICKER SYMBOL GUID MEETING DATE 09-May-2012
ISIN US4016921086 AGENDA 933575411 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 SHAWN MCCREIGHT For For
2 VICTOR LIMONGELLI For For
3 JEFF LAWRENCE For For
4 KATHLEEN O'NEIL For For
5 STEPHEN RICHARDS For For
6 ROBERT VAN SCHOONENBERG For For
2. TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
3. TO APPROVE THE COMPANY'S SECOND AMENDMENT TO ITS Management Against Against
SECOND AMENDED AND RESTATED 2004 EQUITY
INCENTIVE PLAN, WHICH INCLUDES, AMONG OTHER
AMENDMENTS, AN INCREASE IN THE NUMBER OF SHARES
OF THE COMPANY'S COMMON STOCK AVAILABLE FOR
AWARDS THEREUNDER BY AN ADDITIONAL TWO MILLION
FIVE HUNDRED THOUSAND (2,500,000) SHARES.
CARIBOU COFFEE COMPANY, INC.
SECURITY 142042209 MEETING TYPE Annual
TICKER SYMBOL CBOU MEETING DATE 09-May-2012
ISIN US1420422099 AGENDA 933576918 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 KIP R. CAFFEY For For
2 SARAH PALISI CHAPIN For For
3 WALLACE B. DOOLIN For For
4 GARY A. GRAVES For For
5 CHARLES H. OGBURN For For
6 PHILIP H. SANFORD For For
7 MICHAEL J. TATTERSFIELD For For
2 APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION
3 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION
4 APPROVAL OF THE COMPANY'S AMENDED AND RESTATED Management For For
2005 EQUITY INCENTIVE PLAN
5 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2012
6 TO CONSIDER ANY OTHER BUSINESS TO PROPERLY COME Management For For
BEFORE THE MEETING
OTELCO, INC.
SECURITY 688823202 MEETING TYPE Annual
TICKER SYMBOL OTT MEETING DATE 09-May-2012
ISIN US6888232021 AGENDA 933589509 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROBERT E. GUTH For For
2 ANDREW MEYERS For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF OTELCO'S NAMED EXECUTIVES.
COMPUTER TASK GROUP, INCORPORATED
SECURITY 205477102 MEETING TYPE Annual
TICKER SYMBOL CTGX MEETING DATE 09-May-2012
ISIN US2054771025 AGENDA 933596237 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN M. PALMS# For For
2 DANIEL J. SULLIVAN$ For For
2. TO APPROVE, IN AN ADVISORY AND NON-BINDING Management Abstain Against
VOTE, THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management For For
AND RATIFY AN AMENDMENT TO THE COMPANY'S FIRST
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK
AUTHORIZED FOR PURCHASE UNDER SUCH PLAN BY
250,000 SHARES.
FISHER COMMUNICATIONS, INC.
SECURITY 337756209 MEETING TYPE Annual
TICKER SYMBOL FSCI MEETING DATE 09-May-2012
ISIN US3377562091 AGENDA 933600202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 PAUL A. BIBLE* For For
2 MATTHEW GOLDFARB* For For
3 FRANK P. WILLEY* For For
4 PETER E. MURPHY** For For
2. RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. APPROVAL ON ADVISORY BASIS OF THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
FORTEGRA FINANCIAL CORPORATION
SECURITY 34954W104 MEETING TYPE Annual
TICKER SYMBOL FRF MEETING DATE 09-May-2012
ISIN US34954W1045 AGENDA 933600276 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD S. KAHLBAUGH For For
2 ARUN MAHESHWARI For For
3 JOHN R. CARROLL For For
4 FRANCIS M. COLALUCCI For For
5 FRANK P. FILIPPS For For
6 J.J. KARDWELL For For
7 TED W. ROLLINS For For
2. THE RATIFICATION OF THE AUDIT COMMITTEE'S Management For For
SELECTION OF JOHNSON LAMBERT & CO. LLP, AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
(AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2012.
CORE MOLDING TECHNOLOGIES, INC.
SECURITY 218683100 MEETING TYPE Annual
TICKER SYMBOL CMT MEETING DATE 09-May-2012
ISIN US2186831002 AGENDA 933600959 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 KEVIN L. BARNETT For For
2 THOMAS R. CELLITTI For For
3 JAMES F. CROWLEY For For
4 RALPH O. HELLMOLD For For
5 JAMES L. SIMONTON For For
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2012.
THE MIDDLEBY CORPORATION
SECURITY 596278101 MEETING TYPE Annual
TICKER SYMBOL MIDD MEETING DATE 10-May-2012
ISIN US5962781010 AGENDA 933579421 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTORS Management
1 SELIM A. BASSOUL For For
2 ROBERT B. LAMB For For
3 RYAN LEVENSON For For
4 JOHN R. MILLER III For For
5 GORDON O'BRIEN For For
6 PHILIP G. PUTNAM For For
7 SABIN C. STREETER For For
02 APPROVAL, BY AN ADVISORY VOTE, OF THE 2011 Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SECURITIES
AND EXCHANGE COMMISSION ("SEC").
03 A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder For For
OF DIRECTORS INITIATE THE STEPS TO PROVIDE THAT
DIRECTOR NOMINEES ARE ELECTED BY A MAJORITY VOTE
IN UNCONTESTED DIRECTOR ELECTIONS.
CALLON PETROLEUM COMPANY
SECURITY 13123X102 MEETING TYPE Annual
TICKER SYMBOL CPE MEETING DATE 10-May-2012
ISIN US13123X1028 AGENDA 933581729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 FRED L. CALLON For For
2 L. RICHARD FLURY For For
2. TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Management Abstain Against
THE COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
BERKSHIRE HILLS BANCORP, INC.
SECURITY 084680107 MEETING TYPE Annual
TICKER SYMBOL BHLB MEETING DATE 10-May-2012
ISIN US0846801076 AGENDA 933582721 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 LAWRENCE A. BOSSIDY For For
2 ROBERT M. CURLEY For For
3 BARTON D. RASER For For
4 D. JEFFREY TEMPLETON For For
2. TO CONSIDER A NON-BINDING PROPOSAL TO GIVE Management Abstain Against
ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION
AS DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2012.
CHEMTURA CORPORATION
SECURITY 163893209 MEETING TYPE Annual
TICKER SYMBOL CHMT MEETING DATE 10-May-2012
ISIN US1638932095 AGENDA 933588898 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JEFFREY D. BENJAMIN For For
2 TIMOTHY J. BERNLOHR For For
3 ANNA C. CATALANO For For
4 ALAN S. COOPER For For
5 JAMES W. CROWNOVER For For
6 ROBERT A. DOVER For For
7 JONATHAN F. FOSTER For For
8 CRAIG A. ROGERSON For For
9 JOHN K. WULFF For For
2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
3 APPROVAL OF THE 2012 EMPLOYEE STOCK PURCHASE Management For For
PLAN.
4 RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
GAYLORD ENTERTAINMENT COMPANY
SECURITY 367905106 MEETING TYPE Annual
TICKER SYMBOL GET MEETING DATE 10-May-2012
ISIN US3679051066 AGENDA 933591439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GLENN J. ANGIOLILLO For For
2 MICHAEL J. BENDER For For
3 E.K. GAYLORD II For For
4 RALPH HORN For For
5 DAVID W. JOHNSON For For
6 ELLEN LEVINE For For
7 TERRELL T. PHILEN, JR. For For
8 ROBERT S. PRATHER, JR. For For
9 COLIN V. REED For For
10 MICHAEL D. ROSE For For
11 MICHAEL I. ROTH For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
4. A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder For For
NOT EXTEND THE AUGUST 12, 2012 EXPIRATION DATE
OF THE COMPANY'S AMENDED AND RESTATED RIGHTS
PLAN, UNLESS THE STOCKHOLDERS OF THE COMPANY
APPROVE SUCH EXTENSION.
TESCO CORPORATION
SECURITY 88157K101 MEETING TYPE Annual
TICKER SYMBOL TESO MEETING DATE 10-May-2012
ISIN CA88157K1012 AGENDA 933591972 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOHN U. CLARKE For For
2 FRED J. DYMENT For For
3 GARY L. KOTT For For
4 R. VANCE MILLIGAN, Q.C. For For
5 JULIO M. QUINTANA For For
6 JOHN T. REYNOLDS For For
7 NORMAN W. ROBERTSON For For
8 MICHAEL W. SUTHERLIN For For
9 CLIFTON T. WEATHERFORD For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZATION FOR THE DIRECTORS TO FIX
THEIR REMUNERATION.
03 APPROVAL OF THE NON-BINDING ADVISORY VOTE ON THE Management Abstain Against
2011 COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
LUMBER LIQUIDATORS HOLDINGS INC
SECURITY 55003T107 MEETING TYPE Annual
TICKER SYMBOL LL MEETING DATE 10-May-2012
ISIN US55003T1079 AGENDA 933595538 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DOUGLAS T. MOORE For For
2 JIMMIE L. WADE For For
2. RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
HUDSON VALLEY HOLDING CORP.
SECURITY 444172100 MEETING TYPE Annual
TICKER SYMBOL HVB MEETING DATE 10-May-2012
ISIN US4441721002 AGENDA 933597784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILLIAM E. GRIFFIN For For
2 JAMES J. LANDY For For
3 STEPHEN R. BROWN For For
4 JOHN P. CAHILL For For
5 MARY-JANE FOSTER For For
6 GREGORY F. HOLCOMBE For For
7 ADAM W. IFSHIN For For
8 MICHAEL P. MALONEY For For
9 JOHN A. PRATT JR. For For
10 CECILE D. SINGER For For
11 CRAIG S. THOMPSON For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS
3. RATIFY APPOINTMENT OF CROWE HORWATH LLP AS Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER
31, 2012
WATERFURNACE RENEWABLE ENERGY, INC.
SECURITY 9415EQ108 MEETING TYPE Annual
TICKER SYMBOL WFIFF MEETING DATE 10-May-2012
ISIN CA9415EQ1089 AGENDA 933607903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 ELECTION OF DIRECTORS. THE NOMINEES PROPOSED BY Management For For
MANAGEMENT ARE LISTED IN THE INFORMATION
CIRCULAR.
02 APPOINTMENT OF GRANT THORNTON, LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
WATERFURNACE RENEWABLE ENERGY, INC.
SECURITY 9415EQ108 MEETING TYPE Annual
TICKER SYMBOL WFIFF MEETING DATE 10-May-2012
ISIN CA9415EQ1089 AGENDA 933609440 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 ELECTION OF DIRECTORS. THE NOMINEES PROPOSED BY Management For For
MANAGEMENT ARE LISTED IN THE INFORMATION
CIRCULAR.
02 APPOINTMENT OF GRANT THORNTON, LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
BIOLASE TECHNOLOGY, INC.
SECURITY 090911108 MEETING TYPE Annual
TICKER SYMBOL BLTI MEETING DATE 10-May-2012
ISIN US0909111082 AGENDA 933609464 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Management For For
1.2 ELECTION OF DIRECTOR: DR. ALEXANDER K. ARROW Management For For
1.3 ELECTION OF DIRECTOR: DR. NORMAN J. NEMOY Management For For
1.4 ELECTION OF DIRECTOR: GREGORY E. LICHTWARDT Management For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF Management Abstain Against
FUTURE STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
5. TO APPROVE THE PROPOSED AMENDMENT TO THE Management For For
RESTATED CERTIFICATE OF INCORPORATION OF BIOLASE
TECHNOLOGY, INC., TO CHANGE THE NAME OF THE
CORPORATION TO BIOLASE, INC.
TYLER TECHNOLOGIES, INC.
SECURITY 902252105 MEETING TYPE Annual
TICKER SYMBOL TYL MEETING DATE 10-May-2012
ISIN US9022521051 AGENDA 933609628 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DONALD R. BRATTAIN For For
2 J. LUTHER KING, JR. For For
3 JOHN S. MARR, JR. For For
4 G. STUART REEVES For For
5 MICHAEL D. RICHARDS For For
6 DUSTIN R. WOMBLE For For
7 JOHN M. YEAMAN For For
2. APPROVAL OF THE AMENDED AND RESTATED EMPLOYEE Management For For
STOCK PURCHASE PLAN.
3. RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
BIOTEQ ENVIRONMENTAL TECH. INC.
SECURITY 09068W109 MEETING TYPE Annual
TICKER SYMBOL BTQNF MEETING DATE 10-May-2012
ISIN CA09068W1095 AGENDA 933609793 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO SET THE NUMBER OF DIRECTORS AT SEVEN. Management For For
02 DIRECTOR Management
1 GEORGE W. POLING For For
2 CLEMENT A. PELLETIER For For
3 C. BRUCE BURTON For For
4 CHRISTOPHER A. FLEMING For For
5 RONALD L. SIFTON For For
6 PETER GLEESON For For
7 JONATHAN WILKINSON For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
FURMANITE CORPORATION
SECURITY 361086101 MEETING TYPE Annual
TICKER SYMBOL FRM MEETING DATE 11-May-2012
ISIN US3610861011 AGENDA 933579142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHARLES R. COX Withheld Against
2 SANGWOO AHN Withheld Against
3 KEVIN R. JOST Withheld Against
4 RALPH PATITUCCI Withheld Against
2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
ICU MEDICAL, INC.
SECURITY 44930G107 MEETING TYPE Annual
TICKER SYMBOL ICUI MEETING DATE 11-May-2012
ISIN US44930G1076 AGENDA 933590108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JACK W. BROWN For For
2 RICHARD H. SHERMAN For For
2 TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS FOR THE COMPANY.
3 TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
4 TO APPROVE AMENDMENTS TO THE ICU MEDICAL, INC. Management Against Against
2011 STOCK INCENTIVE PLAN.
PEET'S COFFEE & TEA, INC.
SECURITY 705560100 MEETING TYPE Annual
TICKER SYMBOL PEET MEETING DATE 11-May-2012
ISIN US7055601006 AGENDA 933591631 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 TED W. HALL For For
2 PATRICK J. O'DEA For For
2 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY'S ARTICLES OF INCORPORATION.
3 APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
4 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
30, 2012.
CASCADE MICROTECH, INC.
SECURITY 147322101 MEETING TYPE Annual
TICKER SYMBOL CSCD MEETING DATE 11-May-2012
ISIN US1473221018 AGENDA 933600745 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DR.F. PAUL CARLSON For For
2 DR. JOHN Y. CHEN For For
3 JOHN DELAFIELD For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2012.
3. TO APPROVE AN AMENDMENT TO THE CASCADE Management Against Against
MICROTECH, INC. 2010 STOCK INCENTIVE PLAN.
PURE TECHNOLOGIES LTD.
SECURITY 745915108 MEETING TYPE Annual
TICKER SYMBOL PPEHF MEETING DATE 11-May-2012
ISIN CA7459151089 AGENDA 933609046 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO SET THE NUMBER OF DIRECTORS AT SEVEN (7), Management For For
SUBJECT TO THE RIGHT OF THE DIRECTORS OF THE
CORPORATION TO APPOINT TWO ADDITIONAL DIRECTORS
AT ANY TIME PRIOR TO THE NEXT ANNUAL GENERAL
MEETING OF SHAREHOLDERS.
02 DIRECTOR Management
1 JAMES E. PAULSON For For
2 PETER O. PAULSON For For
3 MICHAEL M. KANOVSKY For For
4 DAVID H. MCDERMID For For
5 CHARLES W. FISCHER For For
6 SCOTT I. MACDONALD For For
7 HELGE DAEBEL For For
03 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS AS Management For For
AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
PURE TECHNOLOGIES LTD.
SECURITY 745915108 MEETING TYPE Annual
TICKER SYMBOL PPEHF MEETING DATE 11-May-2012
ISIN CA7459151089 AGENDA 933610900 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 TO SET THE NUMBER OF DIRECTORS AT SEVEN (7), Management For For
SUBJECT TO THE RIGHT OF THE DIRECTORS OF THE
CORPORATION TO APPOINT TWO ADDITIONAL DIRECTORS
AT ANY TIME PRIOR TO THE NEXT ANNUAL GENERAL
MEETING OF SHAREHOLDERS.
02 DIRECTOR Management
1 JAMES E. PAULSON For For
2 PETER O. PAULSON For For
3 MICHAEL M. KANOVSKY For For
4 DAVID H. MCDERMID For For
5 CHARLES W. FISCHER For For
6 SCOTT I. MACDONALD For For
7 HELGE DAEBEL For For
03 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS AS Management For For
AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
SKILLED HEALTHCARE GROUP, INC.
SECURITY 83066R107 MEETING TYPE Annual
TICKER SYMBOL SKH MEETING DATE 14-May-2012
ISIN US83066R1077 AGENDA 933584458 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOSE C. LYNCH For For
2 LINDA ROSENSTOCK, M.D. For For
3 BOYD W. HENDRICKSON For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2012.
FLUSHING FINANCIAL CORPORATION
SECURITY 343873105 MEETING TYPE Annual
TICKER SYMBOL FFIC MEETING DATE 15-May-2012
ISIN US3438731057 AGENDA 933586666 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STEVEN J. D'IORIO For For
2 LOUIS C. GRASSI For For
3 SAM HAN For For
4 JOHN E. ROE, SR. For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
3. RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2012.
NEWPORT CORPORATION
SECURITY 651824104 MEETING TYPE Annual
TICKER SYMBOL NEWP MEETING DATE 15-May-2012
ISIN US6518241046 AGENDA 933589989 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHRISTOPHER COX For For
2 ROBERT L. GUYETT For For
3 OLEG KHAYKIN For For
4 ROBERT J. PHILLIPPY For For
5 PETER J. SIMONE For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS NEWPORT'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 29, 2012.
3. APPROVAL OF NEWPORT'S SECOND AMENDED AND Management For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
4. ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
COMPENSATION OF NEWPORT'S NAMED EXECUTIVE
OFFICERS.
NATIONAL PRESTO INDUSTRIES, INC.
SECURITY 637215104 MEETING TYPE Annual
TICKER SYMBOL NPK MEETING DATE 15-May-2012
ISIN US6372151042 AGENDA 933594295 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MARYJO COHEN For For
2. RATIFY THE APPOINTMENT OF BDO USA, LLP AS Management For For
NATIONAL PRESTO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 15-May-2012
ISIN US3843131026 AGENDA 933596174 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 NATHAN MILIKOWSKY For For
6 MICHAEL C. NAHL For For
7 STEVEN R. SHAWLEY For For
8 CRAIG S. SHULAR For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2012.
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Special
TICKER SYMBOL ANGO MEETING DATE 15-May-2012
ISIN US03475V1017 AGENDA 933597176 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 TO APPROVE THE ISSUANCE OF 9,479,607 SHARES OF Management For For
ANGIODYNAMICS COMMON STOCK, PAR VALUE $0.01 PER
SHARE, PURSUANT TO THE STOCK PURCHASE AGREEMENT,
DATED AS OF JANUARY 30, 2012, BY AND AMONG
ANGIODYNAMICS, NAVILYST HOLDINGS, THE
STOCKHOLDERS OF NAVILYST HOLDINGS, THE
OPTIONHOLDERS OF NAVILYST HOLDINGS AND THE
SELLERS' REPRESENTATIVE.
2 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING OF ANGIODYNAMICS
STOCKHOLDERS FOR A PERIOD OF NOT MORE THAN 30
DAYS, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING OF ANGIODYNAMICS STOCKHOLDERS TO APPROVE
PROPOSAL NO. 1.
QUIDEL CORPORATION
SECURITY 74838J101 MEETING TYPE Annual
TICKER SYMBOL QDEL MEETING DATE 15-May-2012
ISIN US74838J1016 AGENDA 933597683 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 THOMAS D. BROWN For For
2 DOUGLAS C. BRYANT For For
3 KENNETH F. BUECHLER For For
4 ROD F. DAMMEYER For For
5 MARY LAKE POLAN For For
6 MARK A. PULIDO For For
7 JACK W. SCHULER For For
2 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31,
2012.
3 TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
4 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
COMPANY'S 2010 EQUITY INCENTIVE PLAN.
5 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY'S 1983 EMPLOYEE STOCK PURCHASE PLAN.
LAWSON PRODUCTS, INC.
SECURITY 520776105 MEETING TYPE Annual
TICKER SYMBOL LAWS MEETING DATE 15-May-2012
ISIN US5207761058 AGENDA 933600682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ANDREW B. ALBERT For For
2 I. STEVEN EDELSON For For
3 THOMAS S. POSTEK For For
2. RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2012
STRATEGIC DIAGNOSTICS INC.
SECURITY 862700101 MEETING TYPE Annual
TICKER SYMBOL SDIX MEETING DATE 15-May-2012
ISIN US8627001014 AGENDA 933602105 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD VAN DEN BROEK For For
2 C. GEOFFREY DAVIS For For
3 STEPHEN L. WAECHTER For For
4 WAYNE P. YETTER For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
SYNERON MEDICAL LTD.
SECURITY M87245102 MEETING TYPE Annual
TICKER SYMBOL ELOS MEETING DATE 15-May-2012
ISIN IL0010909351 AGENDA 933605214 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. TO APPROVE AND RATIFY THE RE-APPOINTMENT OF Management For For
INDEPENDENT AUDITORS FOR THE COMPANY'S 2012
FISCAL YEAR AND FOR AN ADDITIONAL PERIOD UNTIL
THE NEXT ANNUAL GENERAL MEETING.
2. TO RE-ELECT MR. DAVID SCHLACHET, WHOSE CURRENT Management For For
TERM AS DIRECTOR EXPIRES AT THE MEETING, AND
ELECT MR. DOMINICK ARENA, AS CLASS I DIRECTORS
TO HOLD OFFICE UNTIL THE END OF THE THIRD ANNUAL
GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY
TO BE HELD AFTER THE MEETING OR UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN DULY ELECTED.
3. TO APPROVE A GRANT OF OPTIONS FROM THE COMPANY Management For For
AND FROM SYNERON BEAUTY LTD., A WHOLLY-OWNED
SUBSIDIARY OF THE COMPANY, TO SHIMON ECKHOUSE,
CHAIRMAN OF THE BOARD OF DIRECTORS.
RUSH ENTERPRISES, INC.
SECURITY 781846209 MEETING TYPE Annual
TICKER SYMBOL RUSHA MEETING DATE 15-May-2012
ISIN US7818462092 AGENDA 933606177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1) DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 JAMES C. UNDERWOOD For For
4 HAROLD D. MARSHALL For For
5 THOMAS A. AKIN For For
6 GERALD R. SZCZEPANSKI For For
2) PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012
FISCAL YEAR.
RUSH ENTERPRISES, INC.
SECURITY 781846308 MEETING TYPE Annual
TICKER SYMBOL RUSHB MEETING DATE 15-May-2012
ISIN US7818463082 AGENDA 933606177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1) DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 JAMES C. UNDERWOOD For For
4 HAROLD D. MARSHALL For For
5 THOMAS A. AKIN For For
6 GERALD R. SZCZEPANSKI For For
2) PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012
FISCAL YEAR.
BERKSHIRE BANCORP INC.
SECURITY 084597202 MEETING TYPE Annual
TICKER SYMBOL BERK MEETING DATE 15-May-2012
ISIN US0845972027 AGENDA 933607078 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILLIAM L. COHEN For For
2 MARTIN A. FISCHER For For
3 MOSES KRAUSZ For For
4 MOSES MARX For For
5 STEVEN ROSENBERG For For
6 RANDOLPH B. STOCKWELL For For
LA MANCHA RESOURCES INC.
SECURITY 503548109 MEETING TYPE Annual
TICKER SYMBOL LACHF MEETING DATE 15-May-2012
ISIN CA5035481095 AGENDA 933611798 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DOMINIQUE DELORME For For
2 FRANCOIS R. ROY For For
3 FRANCOIS LEMARCHAND For For
4 ANDREAS MITTLER For For
5 JEAN PIERRE OUELLET For For
6 NICOLAS NOUVEAU For For
7 OLIVIER WANTZ For For
8 YANN GUILBAUD For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For
OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE BOARD TO FIX THEIR REMUNERATION.
LA MANCHA RESOURCES INC.
SECURITY 503548109 MEETING TYPE Annual
TICKER SYMBOL LACHF MEETING DATE 15-May-2012
ISIN CA5035481095 AGENDA 933611801 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DOMINIQUE DELORME For For
2 FRANCOIS R. ROY For For
3 FRANCOIS LEMARCHAND For For
4 ANDREAS MITTLER For For
5 JEAN PIERRE OUELLET For For
6 NICOLAS NOUVEAU For For
7 OLIVIER WANTZ For For
8 YANN GUILBAUD For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For
OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE BOARD TO FIX THEIR REMUNERATION.
WATTS WATER TECHNOLOGIES, INC.
SECURITY 942749102 MEETING TYPE Annual
TICKER SYMBOL WTS MEETING DATE 16-May-2012
ISIN US9427491025 AGENDA 933579332 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 ROBERT L. AYERS For For
2 BERNARD BAERT For For
3 KENNETT F. BURNES For For
4 RICHARD J. CATHCART For For
5 DAVID J. COGHLAN For For
6 W. CRAIG KISSEL For For
7 JOHN K. MCGILLICUDDY For For
8 MERILEE RAINES For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
DENNY'S CORPORATION
SECURITY 24869P104 MEETING TYPE Annual
TICKER SYMBOL DENN MEETING DATE 16-May-2012
ISIN US24869P1049 AGENDA 933579584 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: GREGG R. DEDRICK Management For For
1B ELECTION OF DIRECTOR: GEORGE W. HAYWOOD Management For For
1C ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK Management For For
1D ELECTION OF DIRECTOR: ROBERT E. MARKS Management For For
1E ELECTION OF DIRECTOR: JOHN C. MILLER Management For For
1F ELECTION OF DIRECTOR: LOUIS P. NEEB Management For For
1G ELECTION OF DIRECTOR: DONALD C. ROBINSON Management For For
1H ELECTION OF DIRECTOR: DEBRA SMITHART-OGLESBY Management For For
1I ELECTION OF DIRECTOR: LAYSHA WARD Management For For
1J ELECTION OF DIRECTOR: F. MARK WOLLFINGER Management For For
2 A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF DENNY'S CORPORATION AND ITS SUBSIDIARIES
FOR THE YEAR ENDING DECEMBER 26, 2012.
3 AN ADVISORY RESOLUTION TO APPROVE THE EXECUTIVE Management Abstain Against
COMPENSATION OF THE COMPANY.
4 A PROPOSAL TO APPROVE THE DENNY'S CORPORATION Management Against Against
2012 OMNIBUS INCENTIVE PLAN.
MINERALS TECHNOLOGIES INC.
SECURITY 603158106 MEETING TYPE Annual
TICKER SYMBOL MTX MEETING DATE 16-May-2012
ISIN US6031581068 AGENDA 933584117 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 ROBERT L. CLARK For For
2 MICHAEL F. PASQUALE For For
3 MARC E. ROBINSON For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2012 FISCAL YEAR.
3 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
TREDEGAR CORPORATION
SECURITY 894650100 MEETING TYPE Annual
TICKER SYMBOL TG MEETING DATE 16-May-2012
ISIN US8946501009 AGENDA 933584775 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 A. BROCKENBROUGH, III For For
2 WILLIAM M. GOTTWALD For For
3 RICHARD L. MORRILL For For
4 GEORGE A. NEWBILL For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
3. FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
PALOMAR MEDICAL TECHNOLOGIES, INC.
SECURITY 697529303 MEETING TYPE Annual
TICKER SYMBOL PMTI MEETING DATE 16-May-2012
ISIN US6975293035 AGENDA 933585183 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOSEPH P. CARUSO For For
2 JEANNE COHANE For For
3 DAMIAN N. DELL'ANNO For For
4 NICHOLAS P. ECONOMOU For For
5 JAMES G. MARTIN For For
6 A. NEIL PAPPALARDO For For
7 LOUIS P. VALENTE For For
2. TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
4. TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against For
REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS.
CAMBIUM LEARNING GROUP, INC
SECURITY 13201A107 MEETING TYPE Annual
TICKER SYMBOL ABCD MEETING DATE 16-May-2012
ISIN US13201A1079 AGENDA 933587721 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 RON KLAUSNER For For
2 JEFFREY T. STEVENSON For For
3 RICHARD J. SURRATT For For
2 RATIFICATION OF THE APPOINTMENT OF WHITLEY PENN Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
TENNECO INC.
SECURITY 880349105 MEETING TYPE Annual
TICKER SYMBOL TEN MEETING DATE 16-May-2012
ISIN US8803491054 AGENDA 933589232 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For
1.2 ELECTION OF DIRECTOR: HARI N. NAIR Management For For
1.3 ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1.4 ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For
1.5 ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For
1.6 ELECTION OF DIRECTOR: PAUL T. STECKO Management For For
1.7 ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For
1.8 ELECTION OF DIRECTOR: JANE L. WARNER Management For For
2. APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2012.
3. APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY Management Abstain Against
VOTE.
INVENTURE FOODS INC
SECURITY 461212102 MEETING TYPE Annual
TICKER SYMBOL SNAK MEETING DATE 16-May-2012
ISIN US4612121024 AGENDA 933600707 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ASHTON D. ASENSIO For For
2 MACON BRYCE EDMONSON For For
3 MARK S. HOWELLS For For
4 RONALD C. KESSELMAN For For
5 LARRY R. POLHILL For For
6 ITZHAK REICHMAN For For
7 TERRY MCDANIEL For For
2. RATIFY SELECTION OF MOSS ADAMS LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS.
UNITED-GUARDIAN, INC.
SECURITY 910571108 MEETING TYPE Annual
TICKER SYMBOL UG MEETING DATE 16-May-2012
ISIN US9105711082 AGENDA 933602256 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROBERT S. RUBINGER For For
2 KENNETH H. GLOBUS For For
3 LAWRENCE F. MAIETTA For For
4 ARTHUR M. DRESNER For For
5 ANDREW A. BOCCONE For For
6 CHRISTOPHER W. NOLAN SR For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF HOLTZ Management For For
RUBENSTEIN REMINICK LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
BEL FUSE INC.
SECURITY 077347201 MEETING TYPE Annual
TICKER SYMBOL BELFA MEETING DATE 16-May-2012
ISIN US0773472016 AGENDA 933604515 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 HOWARD B. BERNSTEIN No Action
2 JOHN F. TWEEDY No Action
3 MARK B. SEGALL No Action
2. WITH RESPECT TO THE RATIFICATION OF THE Management No Action
DESIGNATION OF DELOITTE & TOUCHE LLP TO AUDIT
BEL'S BOOKS AND ACCOUNTS FOR 2012.
3. WITH RESPECT TO THE APPROVAL, ON AN ADVISORY Management No Action
BASIS, OF THE EXECUTIVE COMPENSATION OF BEL'S
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
THE WET SEAL, INC.
SECURITY 961840105 MEETING TYPE Annual
TICKER SYMBOL WTSLA MEETING DATE 16-May-2012
ISIN US9618401056 AGENDA 933606115 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JONATHAN DUSKIN For For
2 SIDNEY M. HORN For For
3 HAROLD D. KAHN For For
4 SUSAN P. MCGALLA For For
5 KENNETH M. REISS For For
6 HENRY D. WINTERSTERN For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE WET SEAL, INC.'S NAMED
EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE WET SEAL, INC. FOR FISCAL
2012.
MORGANS HOTEL GROUP CO.
SECURITY 61748W108 MEETING TYPE Annual
TICKER SYMBOL MHGC MEETING DATE 16-May-2012
ISIN US61748W1080 AGENDA 933606317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RONALD W. BURKLE For For
2 ROBERT FRIEDMAN For For
3 JEFFREY M. GAULT For For
4 MICHAEL J. GROSS For For
5 DAVID T. HAMAMOTO For For
6 JASON T. KALISMAN For For
7 THOMAS L. HARRISON For For
8 MICHAEL D. MALONE For For
9 ANDREW SASSON For For
2. PROPOSAL TO RATIFY BDO USA, LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2012 YEAR.
3. PROPOSAL TO APPROVE THE AMENDMENT TO OUR AMENDED Management Against Against
AND RESTATED 2007 OMNIBUS INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER.
4. PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
SCHAWK, INC.
SECURITY 806373106 MEETING TYPE Annual
TICKER SYMBOL SGK MEETING DATE 16-May-2012
ISIN US8063731066 AGENDA 933609604 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CLARENCE W. SCHAWK For For
2 DAVID A. SCHAWK For For
3 A. ALEX SARKISIAN, ESQ. For For
4 LEONARD S. CARONIA For For
5 JUDITH W. MCCUE, ESQ. For For
6 HOLLIS W. RADEMACHER For For
7 JOHN T. MCENROE, ESQ. For For
8 MICHAEL G. O'ROURKE For For
9 STANLEY N. LOGAN For For
2. FOR THE APPROVAL OF THE AMENDMENT TO THE SCHAWK, Management Against Against
INC. 2006 LONG-TERM INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
UNDER THE PLAN.
ARCHIPELAGO LEARNING, INC
SECURITY 03956P102 MEETING TYPE Special
TICKER SYMBOL ARCL MEETING DATE 16-May-2012
ISIN US03956P1021 AGENDA 933610710 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MARCH 3, 2012 (THE "MERGER
AGREEMENT"), BY AND AMONG ARCHIPELAGO LEARNING,
INC. ("ARCHIPELAGO"), PLATO LEARNING, INC., AND
PROJECT CAYMAN MERGER CORP., AS IT MAY BE
AMENDED FROM TIME TO TIME.
2. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE
TO ARCHIPELAGO'S NAMED EXECUTIVE OFFICERS THAT
IS BASED ON OR OTHERWISE RELATES TO THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
3. TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING TO A LATER DATE, TIME AND/OR
PLACE IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT AND APPROVE THE MERGER
AGREEMENT.
HORIZON TELCOM, INC.
SECURITY 440441103 MEETING TYPE Annual
TICKER SYMBOL HRZCA MEETING DATE 16-May-2012
ISIN US4404411039 AGENDA 933624543 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOEL GERBER For For
2 JOHN E. HERRNSTEIN For For
3 PETER HOLLAND For For
4 DAVID MCKELL For For
5 ROBERT MCKELL For For
6 THOMAS MCKELL For For
7 WILLIAM MCKELL For For
8 HELEN SPROAT For For
9 DONALD G. MCKELL For For
10 DONALD L. MCNEAL For For
11 JACK E. THOMPSON For For
12 JERRY B. WHITED For For
NORTHRIM BANCORP, INC.
SECURITY 666762109 MEETING TYPE Annual
TICKER SYMBOL NRIM MEETING DATE 17-May-2012
ISIN US6667621097 AGENDA 933575372 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 R. MARC LANGLAND For For
2 LARRY S. CASH For For
3 MARK G. COPELAND For For
4 RONALD A. DAVIS For For
5 ANTHONY DRABEK For For
6 CHRISTOPHER N. KNUDSON For For
7 RICHARD L. LOWELL For For
8 DAVID J. MCCAMBRIDGE For For
9 IRENE SPARKS ROWAN For For
10 JOHN C. SWALLING For For
11 DAVID G. WRIGHT For For
2. TO APPROVE, BY NONBINDING VOTE, THE COMPENSATION Management Abstain Against
OF THE NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF MOSS ADAMS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR NORTHRIM BANCORP, INC. FOR FISCAL YEAR 2012.
RAILAMERICA, INC.
SECURITY 750753402 MEETING TYPE Annual
TICKER SYMBOL RA MEETING DATE 17-May-2012
ISIN US7507534029 AGENDA 933575485 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WESLEY R. EDENS For For
2 ROBERT SCHMIEGE For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.
TRUSTCO BANK CORP NY
SECURITY 898349105 MEETING TYPE Annual
TICKER SYMBOL TRST MEETING DATE 17-May-2012
ISIN US8983491056 AGENDA 933578190 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 THOMAS O. MAGGS For For
2 ROBERT J. MCCORMICK For For
3 WILLIAM J. PURDY For For
2. APPROVAL OF A NONBINDING ADVISORY RESOLUTION ON Management Abstain Against
THE COMPENSATION OF TRUSTCO'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH Management For For
LLP AS TRUSTCO'S INDEPENDENT AUDITORS FOR 2012.
ENTERCOM COMMUNICATIONS CORP.
SECURITY 293639100 MEETING TYPE Annual
TICKER SYMBOL ETM MEETING DATE 17-May-2012
ISIN US2936391000 AGENDA 933582620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DAVID J. BERKMAN For For
2 DANIEL E. GOLD For For
3 JOSEPH M. FIELD For For
4 DAVID J. FIELD For For
5 JOHN C. DONLEVIE For For
6 ROBERT S. WIESENTHAL For For
7 MICHEL J. WOLF For For
2 RE-APPROVAL OF THE ENTERCOM ANNUAL INCENTIVE PLAN Management For For
3 RATIFICATION OF THE SELECTION OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2012.
PAR PHARMACEUTICAL COMPANIES, INC.
SECURITY 69888P106 MEETING TYPE Annual
TICKER SYMBOL PRX MEETING DATE 17-May-2012
ISIN US69888P1066 AGENDA 933584573 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 PETER S. KNIGHT For For
2 THOMAS P. RICE For For
2. TO RATIFY THE SELECTION OF THE FIRM OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY'S AUDITORS FOR
FISCAL YEAR 2012
3. APPROVAL OF THE 2012 OMNIBUS INCENTIVE PLAN Management Against Against
4. APPROVAL OF AN ADVISORY (NON-BINDING) PROPOSAL Management Abstain Against
ON THE COMPANY'S 2011 EXECUTIVE COMPENSATION
PROGRAMS AND POLICIES FOR THE NAMED EXECUTIVES
PZENA INVESTMENT MANAGEMENT, INC.
SECURITY 74731Q103 MEETING TYPE Annual
TICKER SYMBOL PZN MEETING DATE 17-May-2012
ISIN US74731Q1031 AGENDA 933595487 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 RICHARD S. PZENA For For
2 JOHN P. GOETZ For For
3 WILLIAM L. LIPSEY For For
4 STEVEN M. GALBRAITH For For
5 JOEL M. GREENBLATT For For
6 RICHARD P. MEYEROWICH For For
7 RONALD W. TYSOE For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR OUR COMPANY FOR OUR
FISCAL YEAR ENDING DECEMBER 31, 2012.
NEWPORT BANCORP, INC.
SECURITY 651754103 MEETING TYPE Annual
TICKER SYMBOL NFSB MEETING DATE 17-May-2012
ISIN US6517541032 AGENDA 933601951 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DONALD N. KAULL For For
2 ARTHUR P. MACAULEY For For
3 NINO MOSCARDI For For
4 B. SACCUCCI-RADEBACH For For
2. THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For
COMPANY, P.C. AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF NEWPORT BANCORP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
RIMAGE CORPORATION
SECURITY 766721104 MEETING TYPE Annual
TICKER SYMBOL RIMG MEETING DATE 17-May-2012
ISIN US7667211046 AGENDA 933602600 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 SHERMAN L. BLACK For For
2 LAWRENCE M. BENVENISTE For For
3 THOMAS F. MADISON For For
4 KIMBERLY K. NELSON For For
5 ROBERT F. OLSON For For
6 STEVEN M. QUIST For For
7 JAMES L. REISSNER For For
2. CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3. A PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR RIMAGE CORPORATION FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
PAIN THERAPEUTICS, INC.
SECURITY 69562K100 MEETING TYPE Annual
TICKER SYMBOL PTIE MEETING DATE 17-May-2012
ISIN US69562K1007 AGENDA 933604022 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 REMI BARBIER For For
2 SANFORD ROBERTSON For For
3 P.J. SCANNON, MD, PH.D. For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012 (PROPOSAL TWO)
3. APPROVE, BY NON-BINDING ADVISORY VOTE, THE 2011 Management Abstain Against
EXECUTIVE COMPENSATION FOR THE COMPANY'S
EXECUTIVE OFFICERS (PROPOSAL THREE)
WESTFIELD FINANCIAL, INC.
SECURITY 96008P104 MEETING TYPE Annual
TICKER SYMBOL WFD MEETING DATE 17-May-2012
ISIN US96008P1049 AGENDA 933605858 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 DAVID C. COLTON, JR. For For
2 JAMES C. HAGAN For For
3 PHILIP R. SMITH For For
4 DONALD A. WILLIAMS For For
02 THE APPROVAL OF A NON-BINDING ADVISORY Management Abstain Against
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
03 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For
COMPANY, P.C. AS WESTFIELD FINANCIAL'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
STANDARD MOTOR PRODUCTS, INC.
SECURITY 853666105 MEETING TYPE Annual
TICKER SYMBOL SMP MEETING DATE 17-May-2012
ISIN US8536661056 AGENDA 933606785 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 ROBERT M. GERRITY For For
2 PAMELA FORBES LIEBERMAN For For
3 ARTHUR S. SILLS For For
4 LAWRENCE I. SILLS For For
5 PETER J. SILLS For For
6 FREDERICK D. STURDIVANT For For
7 WILLIAM H. TURNER For For
8 RICHARD S. WARD For For
9 ROGER M. WIDMANN For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3 APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON Management Abstain Against
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
MEADOWBROOK INSURANCE GROUP, INC.
SECURITY 58319P108 MEETING TYPE Annual
TICKER SYMBOL MIG MEETING DATE 17-May-2012
ISIN US58319P1084 AGENDA 933609212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROBERT S. CUBBIN For For
2 ROBERT F. FIX For For
3 HUGH W. GREENBERG For For
4 FLORINE MARK For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
HALCON RESOURCES CORPORATION
SECURITY 40537Q209 MEETING TYPE Annual
TICKER SYMBOL HK MEETING DATE 17-May-2012
ISIN US40537Q2093 AGENDA 933611736 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 FLOYD C. WILSON For For
2 TUCKER S. BRIDWELL For For
3 MARK A. WELSH IV For For
2. APPROVAL OF AMENDMENTS TO OUR 2006 LONG TERM Management For For
INCENTIVE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2012.
GRIFFIN LAND & NURSERIES, INC.
SECURITY 398231100 MEETING TYPE Annual
TICKER SYMBOL GRIF MEETING DATE 17-May-2012
ISIN US3982311009 AGENDA 933613742 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WINSTON J. CHURCHILL JR Withheld Against
2 DAVID M. DANZIGER Withheld Against
3 FREDERICK M. DANZIGER Withheld Against
4 THOMAS C. ISRAEL Withheld Against
5 ALBERT H. SMALL, JR. Withheld Against
2. RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
3. APPROVAL, BY NON-BINDING VOTE, OF THE Management Against Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
PRESENTED IN GRIFFIN'S PROXY STATEMENT.
ULTRA CLEAN HOLDINGS, INC.
SECURITY 90385V107 MEETING TYPE Annual
TICKER SYMBOL UCTT MEETING DATE 17-May-2012
ISIN US90385V1070 AGENDA 933616700 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 SUSAN H. BILLAT For For
2 JOHN CHENAULT For For
3 CLARENCE L. GRANGER For For
4 DAVID T. IBNALE For For
5 LEONID MEZHVINSKY For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ULTRA CLEAN HOLDINGS, INC.
FOR FISCAL 2012.
3. TO APPROVE, BY AN ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF ULTRA CLEAN'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT FOR
THE 2012 ANNUAL MEETING OF STOCKHOLDERS.
5N PLUS INC.
SECURITY 33833X101 MEETING TYPE Annual
TICKER SYMBOL FPLSF MEETING DATE 17-May-2012
ISIN CA33833X1015 AGENDA 933617574 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 ELECTION OF DIRECTORS FOR ALL NOMINEES PROPOSED Management For For
FOR ELECTION AS DIRECTORS IN THE MANAGEMENT
PROXY CIRCULAR.
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
CORPORATION.
WABASH NATIONAL CORPORATION
SECURITY 929566107 MEETING TYPE Annual
TICKER SYMBOL WNC MEETING DATE 17-May-2012
ISIN US9295661071 AGENDA 933621799 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: RICHARD J. GIROMINI Management For For
1.2 ELECTION OF DIRECTOR: MARTIN C. JISCHKE Management For For
1.3 ELECTION OF DIRECTOR: JAMES D. KELLY Management For For
1.4 ELECTION OF DIRECTOR: JOHN E. KUNZ Management For For
1.5 ELECTION OF DIRECTOR: LARRY J. MAGEE Management For For
1.6 ELECTION OF DIRECTOR: SCOTT K. SORENSEN Management For For
2. TO APPROVE THE COMPENSATION OF OUR EXECUTIVE Management Abstain Against
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS WABASH NATIONAL CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2012.
KAR AUCTION SERVICES INC
SECURITY 48238T109 MEETING TYPE Annual
TICKER SYMBOL KAR MEETING DATE 17-May-2012
ISIN US48238T1097 AGENDA 933622183 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DAVID J. AMENT For For
2 KELLY J. BARLOW For For
3 THOMAS J. CARELLA For For
4 BRIAN T. CLINGEN For For
5 ROBERT M. FINLAYSON For For
6 PETER R. FORMANEK For For
7 MICHAEL B. GOLDBERG For For
8 JAMES P. HALLETT For For
9 SANJEEV K. MEHRA For For
10 CHURCH M. MOORE For For
11 THOMAS C. O'BRIEN For For
12 GREGORY P. SPIVY For For
13 JONATHAN P. WARD For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
READING INTERNATIONAL, INC.
SECURITY 755408200 MEETING TYPE Annual
TICKER SYMBOL RDIB MEETING DATE 17-May-2012
ISIN US7554082005 AGENDA 933628084 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: JAMES J. COTTER, SR. Management For For
1.2 ELECTION OF DIRECTOR: JAMES J. COTTER, JR. Management For For
1.3 ELECTION OF DIRECTOR: MARGARET COTTER Management For For
1.4 ELECTION OF DIRECTOR: WILLIAM D. GOULD Management For For
1.5 ELECTION OF DIRECTOR: EDWARD L. KANE Management For For
1.6 ELECTION OF DIRECTOR: DOUG MCEACHERN Management For For
1.7 ELECTION OF DIRECTOR: TIM STOREY Management For For
1.8 ELECTION OF DIRECTOR: ALFRED VILLASENOR Management For For
STEEL EXCEL, INC.
SECURITY 858122104 MEETING TYPE Annual
TICKER SYMBOL SXCL MEETING DATE 17-May-2012
ISIN US8581221046 AGENDA 933631132 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: JACK L. HOWARD Management No Action
1.2 ELECTION OF DIRECTOR: WARREN G. LICHTENSTEIN Management No Action
1.3 ELECTION OF DIRECTOR: JOHN MUTCH Management No Action
1.4 ELECTION OF DIRECTOR: JOHN J. QUICKE Management No Action
1.5 ELECTION OF DIRECTOR: GARY W. ULLMAN Management No Action
1.6 ELECTION OF DIRECTOR: ROBERT J. VALENTINE Management No Action
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management No Action
CERTIFICATE OF INCORPORATION TO REDUCE THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE FROM 40,000,000 TO 18,000,000.
3. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management No Action
CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN
TRANSFERS OF COMMON STOCK.
4. APPROVAL OF THE TAX BENEFITS PRESERVATION PLAN Management No Action
TO HELP PROTECT THE TAX TREATMENT OF THE
COMPANY'S NET OPERATING LOSSES AND OTHER TAX
BENEFITS.
5. TO APPROVE, ON AN ADVISORY BASIS, THE Management No Action
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
6. TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management No Action
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
SUPERIOR INDUSTRIES INTERNATIONAL, INC.
SECURITY 868168105 MEETING TYPE Annual
TICKER SYMBOL SUP MEETING DATE 18-May-2012
ISIN US8681681057 AGENDA 933580931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 PHILIP W. COLBURN For For
2 MARGARET S. DANO For For
3 TIMOTHY C. MCQUAY For For
2. APPROVAL OF EXECUTIVE COMPENSATION ON AN Management Abstain Against
ADVISORY BASIS.
BRUKER CORPORATION
SECURITY 116794108 MEETING TYPE Annual
TICKER SYMBOL BRKR MEETING DATE 18-May-2012
ISIN US1167941087 AGENDA 933602636 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD D. KNISS For For
2 JOERG C. LAUKIEN For For
3 WILLIAM A. LINTON For For
4 CHRIS VAN INGEN For For
2. TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For
CONFIRM AND APPROVE THE SELECTION OF ERNST &
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BRUKER CORPORATION FOR FISCAL
2012.
PULSE ELECTRONICS CORP
SECURITY 74586W106 MEETING TYPE Annual
TICKER SYMBOL PULS MEETING DATE 18-May-2012
ISIN US74586W1062 AGENDA 933609173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: JOHN E. BURROWS, JR. Management For For
1.2 ELECTION OF DIRECTOR: JUSTIN C. CHOI Management For For
1.3 ELECTION OF DIRECTOR: STEVEN G. CRANE Management For For
1.4 ELECTION OF DIRECTOR: HOWARD C. DECK Management For For
1.5 ELECTION OF DIRECTOR: RALPH E. FAISON Management For For
1.6 ELECTION OF DIRECTOR: C. MARK MELLIAR-SMITH Management For For
1.7 ELECTION OF DIRECTOR: LAWRENCE P. REINHOLD Management For For
2. RATIFICATION OF KPMG, LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. APPROVAL OF THE OMNIBUS INCENTIVE COMPENSATION Management Against Against
PLAN.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
FLOTEK INDUSTRIES, INC.
SECURITY 343389102 MEETING TYPE Annual
TICKER SYMBOL FTK MEETING DATE 18-May-2012
ISIN US3433891021 AGENDA 933616368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JOHN W. CHISHOLM For For
2 L. MELVIN COOPER For For
3 KENNETH T. HERN For For
4 L.V. "BUD" MCGUIRE For For
5 JOHN S. REILAND For For
6 RICHARD O. WILSON For For
2 APPROVAL OF THE FLOTEK INDUSTRIES, INC. 2012 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
3 RATIFICATION OF THE SELECTION OF HEIN & Management For For
ASSOCIATES LLP AS THE COMPANY'S AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2012.
KEWEENAW LAND ASSOCIATION, LIMITED
SECURITY 493026108 MEETING TYPE Annual
TICKER SYMBOL KEWL MEETING DATE 21-May-2012
ISIN US4930261080 AGENDA 933578570 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JAMES P. TOTTEN For For
2 F.J. WEYERHAEUSER For For
2. IN THE MATTER OF APPROVING ANDERSON, TACKMAN & Management For For
COMPANY AS THE COMPANY'S AUDITOR FOR 2012.
HOLOBEAM, INC.
SECURITY 436434104 MEETING TYPE Annual
TICKER SYMBOL HOOB MEETING DATE 21-May-2012
ISIN US4364341044 AGENDA 933624050 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RALPH A. FREDERICKS* For For
2 CYNTHIA R. COOK# For For
3. RATIFICATION OF SIMONTACCHI, MILLER & DEANGELIS, Management For For
PA AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR THE CURRENT YEAR.
MGE ENERGY, INC.
SECURITY 55277P104 MEETING TYPE Annual
TICKER SYMBOL MGEE MEETING DATE 22-May-2012
ISIN US55277P1049 AGENDA 933577263 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN R. NEVIN For For
2 GARY J. WOLTER For For
2. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP FOR FISCAL YEAR 2012.
PINNACLE ENTERTAINMENT, INC.
SECURITY 723456109 MEETING TYPE Annual
TICKER SYMBOL PNK MEETING DATE 22-May-2012
ISIN US7234561097 AGENDA 933586717 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: STEPHEN C. COMER Management For For
1B. ELECTION OF DIRECTOR: JOHN V. GIOVENCO Management For For
1C. ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN Management For For
1D. ELECTION OF DIRECTOR: BRUCE A. LESLIE Management For For
1E. ELECTION OF DIRECTOR: JAMES L. MARTINEAU Management For For
1F. ELECTION OF DIRECTOR: DESIREE ROGERS Management For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For
1H. ELECTION OF DIRECTOR: JAYNIE M. STUDENMUND Management For For
2. AMENDMENT TO THE COMPANY'S 2005 EQUITY AND Management Against Against
PERFORMANCE INCENTIVE PLAN.
3. RE-APPROVAL OF THE "PERFORMANCE BASED" Management For For
COMPENSATION PROVISIONS OF THE COMPANY'S 2005
EQUITY AND PERFORMANCE INCENTIVE PLAN.
4. AMENDMENT TO THE COMPANY'S 2008 AMENDED AND Management Against Against
RESTATED DIRECTORS DEFERRED COMPENSATION PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
6. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
MIDDLESEX WATER COMPANY
SECURITY 596680108 MEETING TYPE Annual
TICKER SYMBOL MSEX MEETING DATE 22-May-2012
ISIN US5966801087 AGENDA 933593332 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JOHN C. CUTTING For For
2 DENNIS W. DOLL For For
2 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF PARENTEBEARD LLC AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2012.
3 TO APPROVE, BY NON-BINDING VOTE, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
COMMUNICATIONS SYSTEMS INC.
SECURITY 203900105 MEETING TYPE Annual
TICKER SYMBOL JCS MEETING DATE 22-May-2012
ISIN US2039001050 AGENDA 933593560 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JEFFREY K. BERG For For
2 ROGER H.D. LACEY For For
3 WILLIAM G. SCHULTZ For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31,
2012.
3. TO CAST A NON-BINDING ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
4. TO CAST A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
CONSOLIDATED WATER COMPANY LIMITED
SECURITY G23773107 MEETING TYPE Annual
TICKER SYMBOL CWCO MEETING DATE 22-May-2012
ISIN KYG237731073 AGENDA 933596845 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILMER F. PERGANDE For For
2 DAVID W. SASNETT For For
3 LEONARD J. SOKOLOW For For
4 RAYMOND WHITTAKER For For
2. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3. TO RATIFY THE SELECTION OF MARCUM LLP, AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012, AT THE REMUNERATION TO BE
DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS.
INTERMEC, INC.
SECURITY 458786100 MEETING TYPE Annual
TICKER SYMBOL IN MEETING DATE 22-May-2012
ISIN US4587861000 AGENDA 933597455 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: KEITH L. BARNES Management For For
1B. ELECTION OF DIRECTOR: PATRICK J. BYRNE Management For For
1C. ELECTION OF DIRECTOR: ERIC J. DRAUT Management For For
1D. ELECTION OF DIRECTOR: GREGORY K. HINCKLEY Management For For
1E. ELECTION OF DIRECTOR: LYDIA H. KENNARD Management For For
1F. ELECTION OF DIRECTOR: ALLEN J. LAUER Management For For
1G. ELECTION OF DIRECTOR: STEPHEN P. REYNOLDS Management For For
1H. ELECTION OF DIRECTOR: STEVEN B. SAMPLE Management For For
1I. ELECTION OF DIRECTOR: OREN G. SHAFFER Management For For
1J. ELECTION OF DIRECTOR: LARRY D. YOST Management For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INTERMEC, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADOPT ADVISORY RESOLUTION APPROVING COMPENSATION Management Abstain Against
OF INTERMEC, INC.'S NAMED EXECUTIVE OFFICERS.
4. APPROVE AMENDMENT TO THE INTERMEC, INC 2008 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
OMNICELL, INC.
SECURITY 68213N109 MEETING TYPE Annual
TICKER SYMBOL OMCL MEETING DATE 22-May-2012
ISIN US68213N1090 AGENDA 933600531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RANDALL A. LIPPS For For
2 JOSEPH E. WHITTERS For For
3 VANCE B. MOORE For For
2. SAY ON PAY - AN ADVISORY VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2012.
RAVEN INDUSTRIES, INC.
SECURITY 754212108 MEETING TYPE Annual
TICKER SYMBOL RAVN MEETING DATE 22-May-2012
ISIN US7542121089 AGENDA 933602547 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ANTHONY W. BOUR For For
2 THOMAS S. EVERIST For For
3 MARK E. GRIFFIN For For
4 KEVIN T. KIRBY For For
5 MARC E. LEBARON For For
6 CYNTHIA H. MILLIGAN For For
7 DANIEL A. RYKHUS For For
2. TO APPROVE IN A NON-BINDING ADVISORY VOTE THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS DISCLOSED
IN THE PROXY STATEMENT.
3. PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S Management For For
2010 STOCK INCENTIVE PLAN AS DESCRIBED IN THE
PROXY STATEMENT.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY'S CURRENT FISCAL YEAR.
5. PROPOSAL TO ADOPT THE AMENDED AND RESTATED Management For For
BYLAWS OF THE COMPANY.
CALIFORNIA WATER SERVICE GROUP
SECURITY 130788102 MEETING TYPE Annual
TICKER SYMBOL CWT MEETING DATE 22-May-2012
ISIN US1307881029 AGENDA 933603979 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: DOUGLAS M. BROWN Management For For
1B. ELECTION OF DIRECTOR: EDWIN A. GUILES Management For For
1C. ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1D. ELECTION OF DIRECTOR: THOMAS M. KRUMMEL, M.D. Management For For
1E. ELECTION OF DIRECTOR: RICHARD P. MAGNUSON Management For For
1F. ELECTION OF DIRECTOR: LINDA R. MEIER Management For For
1G. ELECTION OF DIRECTOR: PETER C. NELSON Management For For
1H. ELECTION OF DIRECTOR: LESTER A. SNOW Management For For
1I. ELECTION OF DIRECTOR: GEORGE A. VERA Management For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
3. RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012
LIN TV CORP.
SECURITY 532774106 MEETING TYPE Annual
TICKER SYMBOL TVL MEETING DATE 22-May-2012
ISIN US5327741063 AGENDA 933606292 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROYAL W. CARSON, III For For
2 VINCENT L. SADUSKY For For
2. TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF LIN TV
CORP. FOR THE YEAR ENDING DECEMBER 31, 2012.
3. TO APPROVE THE AMENDED AND RESTATED 2002 STOCK Management Against Against
PLAN.
4. TO APPROVE THE AMENDED AND RESTATED 2010 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
VISHAY PRECISION GROUP,INC.
SECURITY 92835K103 MEETING TYPE Annual
TICKER SYMBOL VPG MEETING DATE 22-May-2012
ISIN US92835K1034 AGENDA 933613982 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 MARC ZANDMAN For For
2 DR. SAMUEL BROYDO For For
3 SAUL REIBSTEIN For For
4 TIMOTHY TALBERT For For
5 ZIV SHOSHANI For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS VISHAY PRECISION GROUP, INC.'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
SMART BALANCE, INC.
SECURITY 83169Y108 MEETING TYPE Annual
TICKER SYMBOL SMBL MEETING DATE 23-May-2012
ISIN US83169Y1082 AGENDA 933593697 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DEAN HOLLIS For For
2 THOMAS K. MCINERNEY For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION
3. PROPOSAL TO RATIFY THE APPOINTMENT OF EHRHARDT Management For For
KEEFE STEINER & HOTTMAN PC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2012
4. SHAREHOLDER PROPOSAL TO ISSUE A SUSTAINABILITY Shareholder Against For
REPORT
BEASLEY BROADCAST GROUP, INC.
SECURITY 074014101 MEETING TYPE Annual
TICKER SYMBOL BBGI MEETING DATE 23-May-2012
ISIN US0740141017 AGENDA 933594132 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 GEORGE G. BEASLEY For For
2 BRUCE G. BEASLEY For For
3 CAROLINE BEASLEY For For
4 BRIAN E. BEASLEY For For
5 JOE B. COX For For
6 ALLEN B. SHAW For For
7 MARK S. FOWLER For For
8 HERBERT W. MCCORD For For
02 TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ADOPT DELAWARE AS THE EXCLUSIVE
FORUM FOR CERTAIN DISPUTES..
03 TO APPROVE THE PERFORMANCE INCENTIVE PLAN. Management For For
CSR PLC
SECURITY 12640Y205 MEETING TYPE Annual
TICKER SYMBOL CSRE MEETING DATE 23-May-2012
ISIN US12640Y2054 AGENDA 933594562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
O1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Management For For
ACCOUNTS FOR THE 52 WEEK PERIOD ENDED 30
DECEMBER 2011
O2 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For
FOR THE 52 WEEK PERIOD ENDED 30 DECEMBER 2011
O3 TO RE-ELECT MR JOEP VAN BEURDEN AS A DIRECTOR Management For For
O4 TO RE-ELECT MR KANWAR CHADHA AS A DIRECTOR Management For For
O5 TO RE-ELECT MR WILL GARDINER AS A DIRECTOR Management For For
O6 TO RE-ELECT MR CHRIS LADAS AS A DIRECTOR Management For For
O7 TO RE-ELECT MR ANDREW ALLNER AS A DIRECTOR Management For For
O8 TO RE-ELECT MR ANTHONY CARLISLE AS A DIRECTOR Management For For
O9 TO RE-ELECT MR SERGIO GIACOLETTO-ROGGIO AS A Management For For
DIRECTOR
O10 TO RE-ELECT MR RON MACKINTOSH AS A DIRECTOR Management For For
O11 TO RE-ELECT MS TERESA VEGA AS A DIRECTOR Management For For
O12 TO ELECT DR LEVY GERZBERG AS A DIRECTOR Management For For
O13 TO RE-APPOINT DELOITTE LLP AS AUDITORS Management For For
O14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Management For For
REMUNERATION OF THE AUDITORS
O15 TO AUTHORISE THE PAYMENT OF A FINAL DIVIDEND Management For For
16 TO APPROVE THE CSR PLC GLOBAL EMPLOYEE SHARE Management For For
PURCHASE PLAN
17 TO APPROVE THE AMENDED AND RESTATED CSR PLC Management For For
EMPLOYEE SHARE PURCHASE PLAN
18 TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO Management For For
MAKE POLITICAL DONATIONS
19 TO AUTHORISE THE COMPANY TO ALLOT SHARES Management For For
PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006
S20 PURSUANT TO SECTION 570 OF THE COMPANIES ACT Management Against Against
2006, TO RENEW THE DISAPPLICATION OF STATUTORY
PRE-EMPTION RIGHTS
S21 TO GRANT TO THE COMPANY AUTHORITY TO PURCHASE Management For For
ITS OWN SHARES UNDER SECTION 701 OF THE
COMPANIES ACT 2006
S22 TO AUTHORISE A GENERAL MEETING (OTHER THAN AN Management For For
ANNUAL GENERAL MEETING) TO BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
THE BOSTON BEER COMPANY, INC.
SECURITY 100557107 MEETING TYPE Annual
TICKER SYMBOL SAM MEETING DATE 23-May-2012
ISIN US1005571070 AGENDA 933595968 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DAVID A. BURWICK For For
2 PEARSON C. CUMMIN III For For
3 JEAN-MICHEL VALETTE For For
2 TO APPROVE THE NON-BINDING ADVISORY RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
L.B. FOSTER COMPANY
SECURITY 350060109 MEETING TYPE Annual
TICKER SYMBOL FSTR MEETING DATE 23-May-2012
ISIN US3500601097 AGENDA 933597582 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 ROBERT P. BAUER For For
2 LEE B. FOSTER II For For
3 PETER MCILROY II For For
4 G. THOMAS MCKANE For For
5 DIANE B. OWEN For For
6 WILLIAM H. RACKOFF For For
7 SUZANNE B. ROWLAND For For
2 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2012.
3 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
CALLAWAY GOLF COMPANY
SECURITY 131193104 MEETING TYPE Annual
TICKER SYMBOL ELY MEETING DATE 23-May-2012
ISIN US1311931042 AGENDA 933598332 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 OLIVER G. BREWER, III For For
2 SAMUEL H. ARMACOST For For
3 RONALD S. BEARD For For
4 JOHN C. CUSHMAN, III For For
5 YOTARO KOBAYASHI For For
6 JOHN F. LUNDGREN For For
7 ADEBAYO O. OGUNLESI For For
8 RICHARD L. ROSENFIELD For For
9 ANTHONY S. THORNLEY For For
2. RATIFY, ON AN ADVISORY BASIS, DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
FEDERAL-MOGUL CORPORATION
SECURITY 313549404 MEETING TYPE Annual
TICKER SYMBOL FDML MEETING DATE 23-May-2012
ISIN US3135494041 AGENDA 933600012 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CARL C. ICAHN For For
2 JOSE MARIA ALAPONT For For
3 SUNG HWAN CHO For For
4 GEORGE FELDENKREIS For For
5 VINCENT J. INTRIERI For For
6 RAINER JUECKSTOCK For For
7 J. MICHAEL LAISURE For For
8 SAMUEL J. MERKSAMER For For
9 DANIEL A. NINIVAGGI For For
10 DAVID S. SCHECHTER For For
11 NEIL S. SUBIN For For
12 JAMES H. VANDENBERGHE For For
2. THE APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
A123 SYSTEMS INC
SECURITY 03739T108 MEETING TYPE Annual
TICKER SYMBOL AONE MEETING DATE 23-May-2012
ISIN US03739T1088 AGENDA 933600808 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 ARTHUR L. GOLDSTEIN For For
2 GARY E. HAROIAN For For
3 DAVID P. VIEAU For For
2 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN OUR PROXY
STATEMENT RELATING TO OUR 2012 ANNUAL MEETING OF
STOCKHOLDERS.
3 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
CTS CORPORATION
SECURITY 126501105 MEETING TYPE Annual
TICKER SYMBOL CTS MEETING DATE 23-May-2012
ISIN US1265011056 AGENDA 933607460 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 W.S. CATLOW For For
2 L.J. CIANCIA For For
3 T.G. CODY For For
4 P.K. COLLAWN For For
5 M.A. HENNING For For
6 V.M. KHILNANI For For
7 D.M. MURPHY For For
8 G. HUNTER For For
9 R.A. PROFUSEK For For
2 APPROVAL OF THE CTS CORPORATION 2012 MANAGEMENT Management For For
INCENTIVE PLAN.
3 AN ADVISORY VOTE UPON THE COMPENSATION OF CTS Management For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS CTS' INDEPENDENT AUDITOR FOR
2012.
SPARTAN MOTORS, INC.
SECURITY 846819100 MEETING TYPE Annual
TICKER SYMBOL SPAR MEETING DATE 23-May-2012
ISIN US8468191007 AGENDA 933611116 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN E. SZTYKIEL For For
2 KENNETH KACZMAREK For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Management For For
APPOINTMENT OF BDO USA LLP AS INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
3. PROPOSAL TO APPROVE THE SPARTAN MOTORS, INC. Management Against Against
STOCK INCENTIVE PLAN OF 2012.
4. PROPOSAL TO ADOPT ADVISORY (NON-BINDING) Management Abstain Against
SHAREHOLDER RESOLUTION TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
KRATOS DEFENSE & SEC SOLUTIONS, INC.
SECURITY 50077B207 MEETING TYPE Annual
TICKER SYMBOL KTOS MEETING DATE 23-May-2012
ISIN US50077B2079 AGENDA 933614617 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 SCOTT ANDERSON For For
2 BANDEL CARANO For For
3 ERIC DEMARCO For For
4 WILLIAM HOGLUND For For
5 SCOT JARVIS For For
6 JANE JUDD For For
7 SAMUEL LIBERATORE For For
2 TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 30, 2012.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S 1999 Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED
UNDER THE PLAN BY 900,000 SHARES.
4 AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
5 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE ANNUAL MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
HERITAGE FINANCIAL GROUP INC
SECURITY 42726X102 MEETING TYPE Annual
TICKER SYMBOL HBOS MEETING DATE 23-May-2012
ISIN US42726X1028 AGENDA 933615265 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 O. LEONARD DORMINEY For For
2 ANTONE D. LEHR For For
2. THE ADVISORY (NON-BINDING) RESOLUTION TO APPROVE Management Abstain Against
OUR EXECUTIVE COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF MAULDIN & Management For For
JENKINS, LLC AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2012.
HANDY & HARMAN LTD
SECURITY 410315105 MEETING TYPE Annual
TICKER SYMBOL HNH MEETING DATE 23-May-2012
ISIN US4103151050 AGENDA 933631992 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WARREN G. LICHTENSTEIN For For
2 ROBERT FRANKFURT For For
3 JACK L. HOWARD For For
4 GLEN M. KASSAN For For
5 JOHN H. MCNAMARA, JR. For For
6 PATRICK A. DEMARCO For For
7 GAREN W. SMITH For For
8 JEFFREY A. SVOBODA For For
2. TO APPROVE AN AMENDMENT OF THE COMPANY'S 2007 Management For For
INCENTIVE STOCK PLAN, AS AMENDED, TO INCREASE
THE NUMBER OF SHARES OF THE COMPANY'S COMMON
STOCK, PAR VALUE $0.01 PER SHARE, SUBJECT
THERETO BY 450,000 SHARES, AND TO MAKE A FURTHER
ADMINISTRATIVE CHANGE.
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
ARTHROCARE CORPORATION
SECURITY 043136100 MEETING TYPE Annual
TICKER SYMBOL ARTC MEETING DATE 24-May-2012
ISIN US0431361007 AGENDA 933599889 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHRISTIAN P. AHRENS For For
2 GREGORY A. BELINFANTI For For
3 BARBARA D. BOYAN, PH.D. For For
4 DAVID FITZGERALD For For
5 JAMES G. FOSTER For For
6 TERRENCE E. GEREMSKI For For
7 TORD B. LENDAU For For
8 PETER L. WILSON For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2012 FISCAL YEAR.
PARK-OHIO HOLDINGS CORP.
SECURITY 700666100 MEETING TYPE Annual
TICKER SYMBOL PKOH MEETING DATE 24-May-2012
ISIN US7006661000 AGENDA 933604363 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 PATRICK V. AULETTA For For
2 EDWARD F. CRAWFORD For For
3 JAMES W. WERT For For
2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2012.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE Management For For
PARK-OHIO HOLDINGS CORP. AMENDED AND RESTATED
1998 LONG-TERM INCENTIVE PLAN.
AMERICAN DG ENERGY INC.
SECURITY 025398108 MEETING TYPE Annual
TICKER SYMBOL ADGE MEETING DATE 24-May-2012
ISIN US0253981080 AGENDA 933618970 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHARLES T. MAXWELL For For
2 GEORGE N. HATSOPOULOS For For
3 JOHN N. HATSOPOULOS For For
4 F.A. MLYNARCZYK, JR. For For
5 DEANNA M. PETERSON For For
6 CHRISTINE M. KLASKIN For For
2. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF OUR BOARD OF DIRECTORS OF THE FIRM OF
MCGLADREY & PULLEN, LLP, AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
MOCON, INC.
SECURITY 607494101 MEETING TYPE Annual
TICKER SYMBOL MOCO MEETING DATE 24-May-2012
ISIN US6074941013 AGENDA 933622157 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROBERT L. DEMOREST For For
2 DONALD N. DEMORETT For For
3 ROBERT F. GALLAGHER For For
4 DANIEL W. MAYER For For
5 RICHARD A. PROULX For For
6 TOM C. THOMAS For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
KATY INDUSTRIES, INC.
SECURITY 486026107 MEETING TYPE Annual
TICKER SYMBOL KATY MEETING DATE 24-May-2012
ISIN US4860261076 AGENDA 933622830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DANIEL B. CARROLL For For
2 WALLACE E. CARROLL, JR. For For
3 DAVID J. FELDMAN For For
2. TO RATIFY THE SELECTION OF UHY LLP AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
BTU INTERNATIONAL, INC.
SECURITY 056032105 MEETING TYPE Annual
TICKER SYMBOL BTUI MEETING DATE 25-May-2012
ISIN US0560321053 AGENDA 933604111 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 PAUL J. VAN DER WANSEM For For
2 G. MEAD WYMAN For For
3 J. SAMUEL PARKHILL For For
4 JOHN E. BEARD For For
5 JOSEPH F. WRINN For For
6 BERTRAND LOY For For
INFUSYSTEM HOLDINGS, INC.
SECURITY 45685K102 MEETING TYPE Annual
TICKER SYMBOL INFU MEETING DATE 25-May-2012
ISIN US45685K1025 AGENDA 933633807 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
I DIRECTOR Management
1 JOHN CLIMACO For For
2 DAVID DREYER For For
3 CHARLES GILLMAN For For
4 RYAN MORRIS For For
5 DILIP SINGH For For
6 JOSEPH WHITTERS For For
7 WAYNE YETTER For For
II RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012
TRINITY BIOTECH PLC
SECURITY 896438306 MEETING TYPE Annual
TICKER SYMBOL TRIB MEETING DATE 25-May-2012
ISIN US8964383066 AGENDA 933634316 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
O1. TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management For For
TOGETHER WITH THE REPORTS OF THE DIRECTORS' AND
AUDITOR'S THEREIN.
O2. TO RE-ELECT AS A DIRECTOR MR. JAMES MERSELIS WHO Management For For
RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION.
O3. TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE Management For For
AUDITOR'S REMUNERATION.
O4. THAT A FINAL DIVIDEND BE AND IS HEREBY DECLARED Management For For
IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2011 AND SUCH DIVIDEND IS TO BE PAID AT
THE RATE OF US$0.0375 PER "A" ORDINARY SHARE.
O5. THAT THE DIRECTORS BE AND ARE HEREBY GENERALLY & Management For For
UNCONDITIONALLY AUTHORIZED TO EXERCISE ALL
POWERS TO ALLOT RELEVANT SECURITIES.
S6. THAT THE COMPANY AND/OR A SUBSIDIARY OF THE Management For For
COMPANY BE GENERALLY AUTHORISED TO MAKE ONE OR
MORE OVERSEAS MARKET PURCHASES.
S7. THAT THE RE-ISSUE PRICE RANGE AT WHICH A Management For For
TREASURY SHARE FOR THE TIME BEING HELD BY THE
COMPANY MAY BE RE-ISSUED OFF-MARKET, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
S8. THAT THE DIRECTORS BE AND ARE HEREBY EMPOWERED Management For For
PURSUANT TO SECTION 24 OF THE COMPANIES
(AMENDMENT) ACT, 1983 TO ALLOT EQUITY
SECURITIES, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
WILSHIRE BANCORP, INC.
SECURITY 97186T108 MEETING TYPE Annual
TICKER SYMBOL WIBC MEETING DATE 30-May-2012
ISIN US97186T1088 AGENDA 933605985 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD Y. LIM For For
2 CRAIG MAUTNER For For
3 HARRY SIAFARIS For For
4 JOHN R. TAYLOR For For
2. ADVISORY (NON-BINDING) PROPOSAL TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION.
3. ADVISORY (NON-BINDING) PROPOSAL AS TO THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE WILSHIRE BANCORP, Management For For
INC. ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
GRAY TELEVISION INC
SECURITY 389375205 MEETING TYPE Annual
TICKER SYMBOL GTNA MEETING DATE 30-May-2012
ISIN US3893752051 AGENDA 933607799 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD L. BOGER For For
2 RAY M. DEAVER For For
3 T.L. ELDER For For
4 HILTON H. HOWELL, JR. For For
5 ROBIN R. HOWELL For For
6 WILLIAM E. MAYHER, III For For
7 HOWELL W. NEWTON For For
8 HUGH E. NORTON For For
9 ROBERT S. PRATHER, JR. For For
10 HARRIETT J. ROBINSON For For
2. TO APPROVE AMENDMENTS TO THE GRAY TELEVISION, Management For For
INC. 2007 LONG TERM INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
GRAY TELEVISION INC
SECURITY 389375106 MEETING TYPE Annual
TICKER SYMBOL GTN MEETING DATE 30-May-2012
ISIN US3893751061 AGENDA 933607799 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD L. BOGER For For
2 RAY M. DEAVER For For
3 T.L. ELDER For For
4 HILTON H. HOWELL, JR. For For
5 ROBIN R. HOWELL For For
6 WILLIAM E. MAYHER, III For For
7 HOWELL W. NEWTON For For
8 HUGH E. NORTON For For
9 ROBERT S. PRATHER, JR. For For
10 HARRIETT J. ROBINSON For For
2. TO APPROVE AMENDMENTS TO THE GRAY TELEVISION, Management For For
INC. 2007 LONG TERM INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
TRANSACT TECHNOLOGIES INCORPORATED
SECURITY 892918103 MEETING TYPE Annual
TICKER SYMBOL TACT MEETING DATE 30-May-2012
ISIN US8929181035 AGENDA 933609844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOHN M. DILLON For For
2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
OUTDOOR CHANNEL HOLDINGS, INC.
SECURITY 690027206 MEETING TYPE Annual
TICKER SYMBOL OUTD MEETING DATE 30-May-2012
ISIN US6900272062 AGENDA 933624000 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 THOMAS H. MASSIE For For
2 DAVID C. MERRITT For For
3 ROGER L. WERNER, JR. For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2012.
THE PEP BOYS - MANNY, MOE & JACK
SECURITY 713278109 MEETING TYPE Special
TICKER SYMBOL PBY MEETING DATE 30-May-2012
ISIN US7132781094 AGENDA 933630368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE Management For For
"MERGER AGREEMENT"), DATED AS OF JANUARY 29,
2012, BY AND AMONG THE PEP BOYS - MANNY, MOE &
JACK, AUTO ACQUISITION COMPANY, LLC AND AUTO
MERGERSUB, INC., A WHOLLY OWNED SUBSIDIARY OF
AUTO ACQUISITION COMPANY, LLC, AND APPROVE THE
TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE
MERGER.
2. TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
ADOPTING THE MERGER AGREEMENT AND APPROVING THE
TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE
MERGER, AT THE TIME OF THE SPECIAL MEETING.
3. TO APPROVE A NON-BINDING PROPOSAL REGARDING Management Abstain Against
CERTAIN EXECUTIVE COMPENSATION THAT MAY BE PAID
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
ADAMS GOLF, INC.
SECURITY 006228209 MEETING TYPE Special
TICKER SYMBOL ADGF MEETING DATE 30-May-2012
ISIN US0062282092 AGENDA 933635572 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF MARCH 18, 2012, BY AND
AMONG TAYLOR MADE GOLF COMPANY, INC., A DELAWARE
CORPORATION ("PARENT"), APPLE TREE ACQUISITION
CORP., A DELAWARE CORPORATION AND A WHOLLY-
OWNED SUBSIDIARY OF PARENT ("MERGER SUB"), AND
ADAMS GOLF, INC. (THE "COMPANY"), ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
2. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE AGREEMENT AND PLAN OF MERGER.
THE CHEESECAKE FACTORY INCORPORATED
SECURITY 163072101 MEETING TYPE Annual
TICKER SYMBOL CAKE MEETING DATE 31-May-2012
ISIN US1630721017 AGENDA 933604349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: DAVID OVERTON Management For For
1B ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO Management For For
1C ELECTION OF DIRECTOR: THOMAS L. GREGORY Management For For
1D ELECTION OF DIRECTOR: JEROME I. KRANSDORF Management For For
1E ELECTION OF DIRECTOR: LAURENCE B. MINDEL Management For For
1F ELECTION OF DIRECTOR: DAVID B. PITTAWAY Management For For
1G ELECTION OF DIRECTOR: HERBERT SIMON Management For For
2 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2012, ENDING JANUARY 1, 2013.
3 TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY Management Abstain Against
RESOLUTION ON EXECUTIVE COMPENSATION.
MGP INGREDIENTS INC
SECURITY 55303J106 MEETING TYPE Annual
TICKER SYMBOL MGPI MEETING DATE 31-May-2012
ISIN US55303J1060 AGENDA 933604882 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 LINDA E. MILLER For For
2 DARYL R. SCHALLER PH.D. For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31,
2012.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
NEW ULM TELECOM INC
SECURITY 649060100 MEETING TYPE Annual
TICKER SYMBOL NULM MEETING DATE 31-May-2012
ISIN US6490601001 AGENDA 933605644 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DENNIS E. MILLER For For
2 WESLEY E. SCHULTZ For For
3 SUZANNE M. SPELLACY For For
2. TO RATIFY THE SELECTION OF OLSEN THIELEN & CO., Management For For
LTD. AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTING FIRM.
3. TO APPROVE THE NEW ULM TELECOM, INC. DIRECTOR Management For For
STOCK PLAN.
LODGENET INTERACTIVE CORPORATION
SECURITY 540211109 MEETING TYPE Annual
TICKER SYMBOL LNET MEETING DATE 31-May-2012
ISIN US5402111091 AGENDA 933605822 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 MARTY ABBOTT For For
2 R. DOUGLAS BRADBURY For For
2 TO APPROVE AN AMENDMENT TO INCREASE THE NUMBER Management Against Against
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE 2003
STOCK OPTION AND INCENTIVE PLAN BY 900,000
SHARES.
3 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM. TO RATIFY THE
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO Management Abstain Against
APPROVE, BY NON-BINDING VOTE, EXECUTIVE
COMPENSATION.
MACQUARIE INFRASTRUCTURE CO. LLC
SECURITY 55608B105 MEETING TYPE Annual
TICKER SYMBOL MIC MEETING DATE 31-May-2012
ISIN US55608B1052 AGENDA 933607422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 NORMAN H. BROWN, JR. For For
2 GEORGE W. CARMANY, III For For
3 H.E. (JACK) LENTZ For For
4 WILLIAM H. WEBB For For
2. THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
3. THE APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Management Abstain Against
COMPENSATION.
DEXCOM, INC.
SECURITY 252131107 MEETING TYPE Annual
TICKER SYMBOL DXCM MEETING DATE 31-May-2012
ISIN US2521311074 AGENDA 933620735 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: TERRANCE H. GREGG Management For For
1B. ELECTION OF DIRECTOR: KEVIN SAYER Management For For
1C. ELECTION OF DIRECTOR: NICHOLAS AUGUSTINOS Management For For
2. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2012.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
BBCN BANCORP INC
SECURITY 073295107 MEETING TYPE Annual
TICKER SYMBOL BBCN MEETING DATE 31-May-2012
ISIN US0732951076 AGENDA 933622260 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STEVEN D. BROIDY For For
2 LOUIS M. COSSO For For
3 JIN CHUL JHUNG For For
4 ALVIN D. KANG For For
5 CHANG HWI KIM For For
6 KEVIN S. KIM For For
7 PETER Y.S. KIM For For
8 SANG HOON KIM For For
9 CHUNG HYUN LEE For For
10 JESUN PAIK For For
11 H. MAN PARK (J.H. PARK) For For
12 KI SUH PARK For For
13 SCOTT YOON-SUK WHANG For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM. TO RATIFY THE
APPOINTMENT OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2012, AS
DESCRIBED IN THE PROXY STATEMENT.
3. NONBINDING ADVISORY STOCKHOLDER VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION. TO APPROVE, ON AN
ADVISORY AND NON-BINDING BASIS, THE
COMPENSATION PAID TO OUR "NAMED EXECUTIVE
OFFICERS," AS DESCRIBED IN THE PROXY STATEMENT.
4. MEETING ADJOURNMENT. TO ADJOURN THE MEETING TO A Management For For
LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE
IN THE JUDGMENT OF THE BOARD OF DIRECTORS, TO
PERMIT FURTHER SOLICITATION OF ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE MEETING TO APPROVE THE
MATTERS TO BE CONSIDERED BY THE SHAREHOLDERS AT
THE MEETING.
HALLMARK FINANCIAL SERVICES, INC.
SECURITY 40624Q203 MEETING TYPE Annual
TICKER SYMBOL HALL MEETING DATE 31-May-2012
ISIN US40624Q2030 AGENDA 933625785 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MARK E. SCHWARZ For For
2 SCOTT T. BERLIN For For
3 JAMES H. GRAVES For For
4 JIM W. HENDERSON For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
ENTRAVISION COMMUNICATIONS CORPORATION
SECURITY 29382R107 MEETING TYPE Annual
TICKER SYMBOL EVC MEETING DATE 31-May-2012
ISIN US29382R1077 AGENDA 933631093 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WALTER F. ULLOA For For
2 PHILIP C. WILKINSON For For
3 PAUL A. ZEVNIK For For
4 ESTEBAN E. TORRES For For
5 GILBERT R. VASQUEZ For For
6 JULES G. BUENABENTA For For
2. RATIFICATION OF THE APPOINTMENT OF MCGLADREY & Management For For
PULLEN, LLP AS INDEPENDENT AUDITOR OF THE
COMPANY FOR THE 2012 FISCAL YEAR.
ICF INTERNATIONAL, INC.
SECURITY 44925C103 MEETING TYPE Annual
TICKER SYMBOL ICFI MEETING DATE 01-Jun-2012
ISIN US44925C1036 AGENDA 933606139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 SUDHAKAR KESAVAN For For
2 S. LAWRENCE KOCOT For For
2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM - RATIFICATION OF THE
APPOINTMENT OF GRANT THORNTON LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Management Abstain Against
OVERALL PAY-FOR-PERFORMANCE EXECUTIVE
COMPENSATION PROGRAM - APPROVE, BY NON-BINDING
VOTE, THE COMPANY'S OVERALL PAY-FOR-PERFORMANCE
EXECUTIVE COMPENSATION PROGRAM, AS DESCRIBED IN
THE COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND THE RELATED NARRATIVES
AND OTHER MATERIALS IN THE PROXY STATEMENT.
ELECTRONIC SYSTEMS TECHNOLOGY, INC.
SECURITY 285848107 MEETING TYPE Annual
TICKER SYMBOL ELST MEETING DATE 01-Jun-2012
ISIN US2858481078 AGENDA 933621092 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: MELVIN BROWN Management For For
1.2 ELECTION OF DIRECTOR: JON CORREIO Management For For
1.3 ELECTION OF DIRECTOR: ROBERT SOUTHWORTH Management For For
2. TO RATIFY DECORIA, MAICHEL & TEAGUE, P.S. AS Management For For
INDEPENDENT AUDITORS AND TAX SERVICE PROVIDER
FOR THE CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. IN HIS DISCRETION THE PROXY IS HEREBY AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING.
TITAN MACHINERY, INC.
SECURITY 88830R101 MEETING TYPE Annual
TICKER SYMBOL TITN MEETING DATE 01-Jun-2012
ISIN US88830R1014 AGENDA 933629175 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 PETER CHRISTIANSON For For
2 JAMES WILLIAMS For For
2. RATIFY APPOINTMENT OF EIDE BAILLY LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31, 2013.
3. AN ADVISORY NON-BINDING VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
4. AMEND THE TITAN MACHINERY INC. CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK TO 45,000,000.
JMP GROUP, INC.
SECURITY 46629U107 MEETING TYPE Annual
TICKER SYMBOL JMP MEETING DATE 04-Jun-2012
ISIN US46629U1079 AGENDA 933636916 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JOSEPH A. JOLSON For For
2 CRAIG R. JOHNSON For For
3 MARK L. LEHMANN For For
4 CARTER D. MACK For For
5 GLENN H. TONGUE For For
6 KENNETH M. KARMIN For For
7 H. MARK LUNENBURG For For
8 DAVID M. DIPIETRO For For
9 JONATHAN M. ORSZAG For For
2 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM - TO RATIFY
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
HOT TOPIC, INC.
SECURITY 441339108 MEETING TYPE Annual
TICKER SYMBOL HOTT MEETING DATE 05-Jun-2012
ISIN US4413391081 AGENDA 933615467 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STEVEN BECKER For For
2 EVELYN D'AN For For
3 MATTHEW DRAPKIN For For
4 TERRI FUNK GRAHAM For For
5 LISA HARPER For For
6 W. SCOTT HEDRICK For For
7 JOHN KYEES For For
8 ANDREW SCHUON For For
9 THOMAS VELLIOS For For
2. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE COMPANY'S BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2013.
3. TO APPROVE THE 2012 EQUITY INCENTIVE PLAN. Management Against Against
4. TO APPROVE, ON A NON-BINDING AND ADVISORY BASIS, Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
ULTRALIFE CORPORATION
SECURITY 903899102 MEETING TYPE Annual
TICKER SYMBOL ULBI MEETING DATE 05-Jun-2012
ISIN US9038991025 AGENDA 933615695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STEVEN M. ANDERSON For For
2 PATRICIA C. BARRON For For
3 JAMES A. CROCE For For
4 MICHAEL D. POPIELEC For For
5 THOMAS L. SAELI For For
6 ROBERT W. SHAW II For For
7 RANJIT C. SINGH For For
8 BRADFORD T. WHITMORE For For
2. TO RATIFY THE SELECTION OF BDO USA, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
IMAX CORPORATION
SECURITY 45245E109 MEETING TYPE Annual
TICKER SYMBOL IMAX MEETING DATE 05-Jun-2012
ISIN CA45245E1097 AGENDA 933617536 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 NEIL S. BRAUN For For
2 GARTH M. GIRVAN For For
3 DAVID W. LEEBRON For For
02 IN RESPECT OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE
COMPANY AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE
EQUIVALENT TO VOTING ABSTAIN.
MAKO SURGICAL CORP
SECURITY 560879108 MEETING TYPE Annual
TICKER SYMBOL MAKO MEETING DATE 05-Jun-2012
ISIN US5608791084 AGENDA 933620393 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHARLES W. FEDERICO For For
2 MAURICE R. FERRE, M.D. For For
3 FREDERIC H. MOLL, M.D. For For
2. TO APPROVE BY NON-BINDING ADVISORY VOTE THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For
GOALS UNDER OUR 2008 OMNIBUS INCENTIVE PLAN, IN
ACCORDANCE WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
TGC INDUSTRIES, INC.
SECURITY 872417308 MEETING TYPE Annual
TICKER SYMBOL TGE MEETING DATE 05-Jun-2012
ISIN US8724173088 AGENDA 933626573 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WAYNE A. WHITENER For For
2 WILLIAM J. BARRETT For For
3 HERBERT M. GARDNER For For
4 ALLEN T. MCINNES For For
5 EDWARD L. FLYNN For For
6 STEPHANIE P. HURTT For For
2. TO CAST AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
3. TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF SELECTION OF LANE GORMAN Management For For
TRUBITT, PLLC AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
ENERGY RECOVERY INC
SECURITY 29270J100 MEETING TYPE Annual
TICKER SYMBOL ERII MEETING DATE 05-Jun-2012
ISIN US29270J1007 AGENDA 933629226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MR. PAUL COOK For For
2 DR. M.E. PATE-CORNELL For For
3 MR. F. OLAV JOHANNESSEN For For
2. RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2012.
3. APPROVE OF THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2008 EQUITY Management For For
INCENTIVE PLAN AND RE-APPROVAL OF THE MATERIAL
TERMS RELATED TO PERFORMANCE-BASED COMPENSATION.
SL INDUSTRIES, INC.
SECURITY 784413106 MEETING TYPE Annual
TICKER SYMBOL SLI MEETING DATE 05-Jun-2012
ISIN US7844131067 AGENDA 933631081 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GLEN M. KASSAN For For
2 MARK E. SCHWARZ For For
3 AVRUM GRAY For For
4 JAMES A. RISHER For For
5 WARREN LICHTENSTEIN For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
MOSYS, INC.
SECURITY 619718109 MEETING TYPE Annual
TICKER SYMBOL MOSY MEETING DATE 05-Jun-2012
ISIN US6197181091 AGENDA 933634481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 TOMMY ENG For For
2 CHI-PING HSU For For
3 JAMES D. KUPEC For For
4 STEPHEN L. DOMENIK For For
5 VICTOR K. LEE For For
6 LEONARD PERHAM For For
2. THE RATIFICATION OF THE APPOINTMENT OF BURR Management For For
PILGER MAYER, INC. AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
AMERICAN RAILCAR INDUSTRIES, INC.
SECURITY 02916P103 MEETING TYPE Annual
TICKER SYMBOL ARII MEETING DATE 05-Jun-2012
ISIN US02916P1030 AGENDA 933640268 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: CARL C. ICAHN Management For For
1.2 ELECTION OF DIRECTOR: JAMES J. UNGER Management For For
1.3 ELECTION OF DIRECTOR: JAMES C. PONTIOUS Management For For
1.4 ELECTION OF DIRECTOR: J. MIKE LAISURE Management For For
1.5 ELECTION OF DIRECTOR: HAROLD FIRST Management For For
1.6 ELECTION OF DIRECTOR: BRETT ICAHN Management For For
1.7 ELECTION OF DIRECTOR: HUNTER GARY Management For For
1.8 ELECTION OF DIRECTOR: SAMUEL MERKSAMER Management For For
1.9 ELECTION OF DIRECTOR: SUNGHWAN CHO Management For For
2. THE ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
MET-PRO CORPORATION
SECURITY 590876306 MEETING TYPE Annual
TICKER SYMBOL MPR MEETING DATE 06-Jun-2012
ISIN US5908763064 AGENDA 933615924 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GEORGE H. GLATFELTER II For For
2 ROBIN L. WIESSMANN For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF MARCUM LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 06-Jun-2012
ISIN US2803581022 AGENDA 933617283 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 DANIEL O'CONNELL For For
2 TO APPROVE THE PROPOSED EDGEWATER TECHNOLOGY, Management Against Against
INC. 2012 OMNIBUS INCENTIVE PLAN
3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION
4 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2012
CALLIDUS SOFTWARE INC.
SECURITY 13123E500 MEETING TYPE Annual
TICKER SYMBOL CALD MEETING DATE 06-Jun-2012
ISIN US13123E5006 AGENDA 933617485 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHARLES M. BOESENBERG For For
2 LESLIE J. STRETCH For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. TO APPROVE THE RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
MCGRATH RENTCORP
SECURITY 580589109 MEETING TYPE Annual
TICKER SYMBOL MGRC MEETING DATE 06-Jun-2012
ISIN US5805891091 AGENDA 933627690 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILLIAM J. DAWSON For For
2 ROBERT C. HOOD For For
3 DENNIS C. KAKURES For For
4 ROBERT P. MCGRATH For For
5 M. RICHARD SMITH For For
6 DENNIS P. STRADFORD For For
7 RONALD H. ZECH For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2012.
3. TO HOLD A NON-BINDING, ADVISORY VOTE TO APPROVE Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVE AN AMENDED AND RESTATED 2007 STOCK Management Against Against
INCENTIVE PLAN ("2007 PLAN") TO: (I) INCREASE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK;
(II) APPROVE INTERNAL REVENUE CODE SECTION
162(M) PERFORMANCE CRITERIA AND AWARD LIMITS;
(III) PERMIT THE USE OF SHARES WITHHELD; (IV)
EXTEND PLAN TERM BY TEN YEARS FROM DATE OF
SHAREHOLDER APPROVAL; (V) MAKE OTHER NON-
SUBSTANTIVE CHANGES.
CANTERBURY PARK HOLDING CORPORATION
SECURITY 13811E101 MEETING TYPE Annual
TICKER SYMBOL CPHC MEETING DATE 07-Jun-2012
ISIN US13811E1010 AGENDA 933614340 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 PATRICK R. CRUZEN For For
2 BURTON F. DAHLBERG For For
3 CARIN J. OFFERMAN For For
4 CURTIS A. SAMPSON For For
5 RANDALL D. SAMPSON For For
6 DALE H. SCHENIAN For For
2. RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2012.
3. APPROVAL OF AMENDMENTS TO THE COMPANY'S EMPLOYEE Management For For
STOCK PURCHASE PLAN.
NEW YORK COMMUNITY BANCORP, INC.
SECURITY 649445103 MEETING TYPE Annual
TICKER SYMBOL NYB MEETING DATE 07-Jun-2012
ISIN US6494451031 AGENDA 933616798 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MAUREEN E. CLANCY For For
2 HANIF DAHYA For For
3 JOSEPH R. FICALORA For For
4 JAMES J. O'DONOVAN For For
2. APPROVAL OF THE NEW YORK COMMUNITY BANCORP, INC. Management For For
2012 STOCK INCENTIVE PLAN.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
4. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT Shareholder Against For
THE ANNUAL MEETING.
GASTAR EXPLORATION LTD.
SECURITY 367299203 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL GST MEETING DATE 07-Jun-2012
ISIN CA3672992037 AGENDA 933619756 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 FIX THE NUMBER OF BOARD OF DIRECTORS AT SIX (6) Management For For
MEMBERS.
02 DIRECTOR Management
1 JOHN H. CASSELS For For
2 RANDOLPH C. COLEY For For
3 ROBERT D. PENNER For For
4 J. RUSSELL PORTER For For
5 FLOYD R. PRICE For For
6 JOHN M. SELSER SR. For For
03 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2012.
04 APPROVE THE SECOND AMENDMENT TO THE 2006 Management Against Against
LONG-TERM STOCK INCENTIVE PLAN.
05 APPROVE ON A NON-BINDING ADVISORY BASIS THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.
UNION DRILLING INC.
SECURITY 90653P105 MEETING TYPE Annual
TICKER SYMBOL UDRL MEETING DATE 07-Jun-2012
ISIN US90653P1057 AGENDA 933620824 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 M. JOSEPH MCHUGH For For
2 RONALD HARRELL For For
3 ROBERT M. WOHLEBER For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
HEELYS, INC
SECURITY 42279M107 MEETING TYPE Annual
TICKER SYMBOL HLYS MEETING DATE 07-Jun-2012
ISIN US42279M1071 AGENDA 933627450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JERRY R. EDWARDS For For
2 PATRICK F. HAMNER For For
3 THOMAS C. HANSEN For For
4 GARY L. MARTIN For For
5 N.R. MCGEACHY, III For For
6 GLENN M. NEBLETT For For
7 RALPH T. PARKS For For
8 RICHARD F. STRUP For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED 2012.
GLOBAL POWER EQUIPMENT GROUP INC.
SECURITY 37941P306 MEETING TYPE Annual
TICKER SYMBOL GLPW MEETING DATE 07-Jun-2012
ISIN US37941P3064 AGENDA 933627575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DAVID L. KELLER For For
2 CHARLES MACALUSO For For
3 CARL BARTOLI For For
4 TERENCE J. CRYAN For For
5 EUGENE I. DAVIS For For
6 MICHAEL E. SALVATI For For
7 FRANK E. WILLIAMS, JR. For For
2. RATIFICATION OF BDO USA, LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
LAYNE CHRISTENSEN COMPANY
SECURITY 521050104 MEETING TYPE Annual
TICKER SYMBOL LAYN MEETING DATE 07-Jun-2012
ISIN US5210501046 AGENDA 933639239 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 DAVID A.B. BROWN For For
2 J. SAMUEL BUTLER For For
3 ROBERT R. GILMORE For For
4 ANTHONY B. HELFET For For
5 NELSON OBUS For For
6 JEFFREY J. REYNOLDS For For
7 RENE J. ROBICHAUD For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3. PROPOSAL TO AMEND THE COMPANY'S 2006 EQUITY Management Against Against
INCENTIVE PLAN, AS AMENDED AND RESTATED (THE
"2006 EQUITY PLAN") TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE UNDER THE 2006
EQUITY PLAN AND APPROVE ADDITIONAL 162(M)
PERFORMANCE GOALS.
4. PROPOSAL TO RATIFY THE SELECTION OF THE Management For For
ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS
LAYNE CHRISTENSEN'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING JANUARY 31, 2013.
MEDALLION FINANCIAL CORP.
SECURITY 583928106 MEETING TYPE Annual
TICKER SYMBOL TAXI MEETING DATE 08-Jun-2012
ISIN US5839281061 AGENDA 933629466 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 STANLEY KREITMAN For For
2 FREDERICK A. MENOWITZ For For
3 DAVID L. RUDNICK For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
WEISERMAZARS LLP AS MEDALLION FINANCIAL CORP.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
3. PROPOSAL TO APPROVE A NON-BINDING ADVISORY Management Abstain Against
RESOLUTION TO APPROVE EXECUTIVE COMPENSATION
4. PROPOSAL TO VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION
COLDWATER CREEK INC.
SECURITY 193068103 MEETING TYPE Annual
TICKER SYMBOL CWTR MEETING DATE 09-Jun-2012
ISIN US1930681036 AGENDA 933619263 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DENNIS C. PENCE For For
2 ROBERT H. MCCALL For For
3 FRANK M. LESHER For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 2, 2013.
3 ADVISORY (NON-BINDING) APPROVAL OF THE Management Abstain Against
SAY-ON-PAY VOTE
THE BON-TON STORES, INC.
SECURITY 09776J101 MEETING TYPE Annual
TICKER SYMBOL BONT MEETING DATE 12-Jun-2012
ISIN US09776J1016 AGENDA 933621939 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 LUCINDA M. BAIER For For
2 BYRON L. BERGREN For For
3 PHILIP M. BROWNE For For
4 MARSHA M. EVERTON For For
5 MICHAEL L. GLEIM For For
6 TIM GRUMBACHER For For
7 BRENDAN L. HOFFMAN For For
8 TODD C. MCCARTY For For
2 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For
BON-TON STORES, INC. CASH BONUS PLAN.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
BON-TON STORES, INC. 2009 OMNIBUS INCENTIVE PLAN.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF
THE COMPANY, AS DISCLOSED IN THE PROXY STATEMENT.
5 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.
TREE.COM, INC.
SECURITY 894675107 MEETING TYPE Annual
TICKER SYMBOL TREE MEETING DATE 12-Jun-2012
ISIN US8946751075 AGENDA 933623060 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 PETER HORAN For For
2 W. MAC LACKEY For For
3 DOUGLAS LEBDA For For
4 JOSEPH LEVIN For For
5 PATRICK MCCRORY For For
6 STEVEN OZONIAN For For
7 MARK SANFORD For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE 2012
FISCAL YEAR.
3 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management Against Against
SECOND AMENDED AND RESTATED TREE.COM 2008 STOCK
AND ANNUAL INCENTIVE PLAN.
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 12-Jun-2012
ISIN US0490792050 AGENDA 933623729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MARTIN L. BUDD For For
2 MICHAEL T. FLYNN For For
3 LIANE J. PELLETIER For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
2. RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2012.
METROPOLITAN HEALTH NETWORKS, INC.
SECURITY 592142103 MEETING TYPE Annual
TICKER SYMBOL MDF MEETING DATE 12-Jun-2012
ISIN US5921421039 AGENDA 933626080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MICHAEL M. EARLEY For For
2 ARTHUR D. KOWALOFF For For
3 MICHAEL E. CAHR For For
4 CASEY L. GUNNELL For For
5 RICHARD A. FRANCO, SR. For For
6 MARK D. STOLPER For For
7 JOHN S. WATTS, JR. For For
2. TO APPROVE AND RATIFY THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
SECURITY 209034107 MEETING TYPE Annual
TICKER SYMBOL CNSL MEETING DATE 12-Jun-2012
ISIN US2090341072 AGENDA 933627816 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. APPROVAL OF THE ISSUANCE OF CONSOLIDATED Management For For
COMMUNICATIONS HOLDINGS, INC. ("CONSOLIDATED")
COMMON STOCK TO SUREWEST COMMUNICATIONS
("SUREWEST") SHAREHOLDERS IN THE FIRST MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER, DATED FEBRUARY 5, 2012, BY AND AMONG
CONSOLIDATED, SUREWEST, WH ACQUISITION CORP. AND
WH ACQUISITION II CORP.
2. DIRECTOR Management
1 RICHARD A. LUMPKIN For For
3. APPROVAL OF ERNST & YOUNG, LLP, AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL TO ADJOURN OR POSTPONE THE ANNUAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES.
SUREWEST COMMUNICATIONS
SECURITY 868733106 MEETING TYPE Special
TICKER SYMBOL SURW MEETING DATE 12-Jun-2012
ISIN US8687331061 AGENDA 933630104 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. TO APPROVE THE MERGER AGREEMENT, THE MERGER Management For For
CERTIFICATE AND THE TRANSACTIONS CONTEMPLATED
THEREBY, INCLUDING THE FIRST MERGER.
2. TO APPROVE, BY AN ADVISORY VOTE, THE CHANGE IN Management Abstain Against
CONTROL SEVERANCE PAYMENTS OF THE NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
BIG 5 SPORTING GOODS CORPORATION
SECURITY 08915P101 MEETING TYPE Annual
TICKER SYMBOL BGFV MEETING DATE 12-Jun-2012
ISIN US08915P1012 AGENDA 933631079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 G. MICHAEL BROWN For For
2 DOMINIC P. DEMARCO For For
3 DAVID R. JESSICK For For
2. APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
3. RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2012.
KRISPY KREME DOUGHNUTS, INC.
SECURITY 501014104 MEETING TYPE Annual
TICKER SYMBOL KKD MEETING DATE 12-Jun-2012
ISIN US5010141043 AGENDA 933635685 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JAMES H. MORGAN For For
2 ANDREW J. SCHINDLER For For
3 TOGO D. WEST, JR. For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR
2012 PROXY STATEMENT.
3. THE APPROVAL OF THE 2012 STOCK INCENTIVE PLAN. Management Against Against
4. THE RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ITS FISCAL YEAR ENDING FEBRUARY 3, 2013.
CAPITAL FINANCIAL HOLDINGS, INC
SECURITY 140144106 MEETING TYPE Annual
TICKER SYMBOL CPFH MEETING DATE 12-Jun-2012
ISIN US1401441068 AGENDA 933640220 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 VANCE CASTLEMAN For For
2 VAUNE M. CRIPE For For
3 JEFFREY A. CUMMER For For
4 MYRON D. THOMPSON For For
5 GREGORY G. PHILIPPS For For
2 RATIFICATION OF HEIN & ASSOCIATES, LLP TO Management For For
PROVIDE AUDIT SERVICES TO THE COMPANY THAT
INCLUDE THE EXAMINATION OF THE COMPANY'S ANNUAL
CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL
YEAR 2012.
DYNAMICS RESEARCH CORPORATION
SECURITY 268057106 MEETING TYPE Annual
TICKER SYMBOL DRCO MEETING DATE 13-Jun-2012
ISIN US2680571062 AGENDA 933615708 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 GEN G.T. BABBITT, JR. For For
2 LT. GEN C.P. MCCAUSLAND For For
3 W. SCOTT THOMPSON For For
2. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN. Management For For
3. APPROVAL OF 2012 EXECUTIVE LONG-TERM INCENTIVE Management For For
PLAN.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
GSE SYSTEMS, INC.
SECURITY 36227K106 MEETING TYPE Annual
TICKER SYMBOL GVP MEETING DATE 13-Jun-2012
ISIN US36227K1060 AGENDA 933626674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 JOSEPH W. LEWIS For For
2 JANE BRYANT QUINN For For
3 O. LEE TAWES, III For For
2 TO VOTE ON A NON-BINDING RESOLUTION TO APPROVE Management Abstain Against
THE COMPANY'S EXECUTIVE COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE CURRENT FISCAL YEAR.
VALUEVISION MEDIA, INC.
SECURITY 92047K107 MEETING TYPE Annual
TICKER SYMBOL VVTV MEETING DATE 13-Jun-2012
ISIN US92047K1079 AGENDA 933627715 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JOSEPH F. BERARDINO For For
2 JOHN D. BUCK For For
3 CATHERINE DUNLEAVY For For
4 WILLIAM F. EVANS For For
5 PATRICK O. KOCSI For For
6 SEAN F. ORR For For
7 RANDY S. RONNING For For
8 KEITH R. STEWART For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2013
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION
CUTERA, INC.
SECURITY 232109108 MEETING TYPE Annual
TICKER SYMBOL CUTR MEETING DATE 13-Jun-2012
ISIN US2321091082 AGENDA 933628197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 TIMOTHY J. O'SHEA For For
2 DAVID B. APFELBERG For For
2 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF Management For For
EXECUTIVE COMPENSATION.
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
4 ADOPTION OF OUR 2004 EQUITY INCENTIVE PLAN (AS Management Against Against
AMENDED).
STAMPS.COM INC.
SECURITY 852857200 MEETING TYPE Annual
TICKER SYMBOL STMP MEETING DATE 13-Jun-2012
ISIN US8528572006 AGENDA 933641107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 G. BRADFORD JONES For For
2 LLOYD I. MILLER For For
2. TO APPROVE, ON AN ADVISORY BASIS, ON THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2012.
SINCLAIR BROADCAST GROUP, INC.
SECURITY 829226109 MEETING TYPE Annual
TICKER SYMBOL SBGI MEETING DATE 14-Jun-2012
ISIN US8292261091 AGENDA 933602117 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DAVID D. SMITH For For
2 FREDERICK G. SMITH For For
3 J. DUNCAN SMITH For For
4 ROBERT E. SMITH For For
5 BASIL A. THOMAS For For
6 LAWRENCE E. MCCANNA For For
7 DANIEL C. KEITH For For
8 MARTIN R. LEADER For For
2 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2012.
INTERNAP NETWORK SERVICES CORPORATION
SECURITY 45885A300 MEETING TYPE Annual
TICKER SYMBOL INAP MEETING DATE 14-Jun-2012
ISIN US45885A3005 AGENDA 933624214 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CHARLES B. COE For For
2 J. ERIC COONEY For For
3 PATRICIA L. HIGGINS For For
2. TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
MOVADO GROUP, INC.
SECURITY 624580106 MEETING TYPE Annual
TICKER SYMBOL MOV MEETING DATE 14-Jun-2012
ISIN US6245801062 AGENDA 933626042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MARGARET HAYES ADAME For For
2 RICHARD COTE For For
3 EFRAIM GRINBERG For For
4 ALAN H. HOWARD For For
5 RICHARD ISSERMAN For For
6 NATHAN LEVENTHAL For For
7 DONALD ORESMAN For For
8 LEONARD L. SILVERSTEIN For For
9 ALEX GRINBERG For For
10 MAURICE REZNIK For For
2. TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JANUARY 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT
UNDER "EXECUTIVE COMPENSATION".
OPKO HEALTH, INC.
SECURITY 68375N103 MEETING TYPE Annual
TICKER SYMBOL OPK MEETING DATE 14-Jun-2012
ISIN US68375N1037 AGENDA 933627486 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 PHILLIP FROST, M.D. For For
2 J.H. HSIAO, PH.D., MBA For For
3 STEVEN D. RUBIN For For
4 ROBERT A. BARON For For
5 THOMAS E. BEIER For For
6 DMITRY KOLOSOV For For
7 RICHARD A. LERNER, M.D. For For
8 JOHN A. PAGANELLI For For
9 R.C. PFENNIGER, JR. For For
10 A. LIN-TSING YU, MD PHD For For
2. APPROVAL OF COMPANY'S 2007 EQUITY INCENTIVE PLAN Management For For
FOR PURPOSES OF INTERNAL REVENUE CODE SECTION
162(M).
CRUMBS BAKE SHOP INC
SECURITY 228803102 MEETING TYPE Annual
TICKER SYMBOL CRMB MEETING DATE 14-Jun-2012
ISIN US2288031022 AGENDA 933629442 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 MARK D. KLEIN For For
2 FREDERICK G. KRAEGEL For For
3 LEONARD A. POTTER For For
4 ANDREW J. MOGER For For
5 STEPHEN Z. FASS For For
2. APPROVE AN AMENDMENT TO THE COMPANY'S EQUITY Management Against Against
COMPENSATION PLAN TO INCREASE THE MAXIMUM NUMBER
OF SHARES RESERVED FOR ISSUANCE THEREUNDER.
3. RATIFY THE APPOINTMENT OF ROTHSTEIN KASS AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
4. AUTHORIZE THE BOARD OF DIRECTORS TO ADJOURN AND Management For For
POSTPONE THE ANNUAL MEETING TO A LATER DATE OR
DATES IF THERE ARE INSUFFICIENT VOTES PRESENT OR
REPRESENTED BY PROXY AT THE ANNUAL MEETING TO
APPROVAL THE PROPOSALS OR ANY OF THEM.
CHURCHILL DOWNS INCORPORATED
SECURITY 171484108 MEETING TYPE Annual
TICKER SYMBOL CHDN MEETING DATE 14-Jun-2012
ISIN US1714841087 AGENDA 933631980 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 LEONARD S. COLEMAN, JR. For For
2 CRAIG J. DUCHOSSOIS For For
3 ROBERT L. EVANS For For
4 G. WATTS HUMPHREY, JR. For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR CHURCHILL DOWNS INCORPORATED FOR THE YEAR
ENDING DECEMBER 31, 2012 (PROPOSAL NO. 2).
3. PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS AND MAXIMUM AWARDS PAYABLE TO
ROBERT L. EVANS, WILLIAM C. CARSTANJEN, WILLIAM
E. MUDD AND ALAN K. TSE UNDER THE CHURCHILL
DOWNS INCORPORATED AMENDED AND RESTATED
INCENTIVE COMPENSATION PLAN (1997) (PROPOSAL
NO. 3).
4. PROPOSAL TO APPROVE THE PERFORMANCE GOALS FOR Management For For
PERFORMANCE-BASED AWARDS UNDER THE CHURCHILL
DOWNS INCORPORATED EXECUTIVE ANNUAL INCENTIVE
PLAN (PROPOSAL NO. 4).
5. PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against
CHURCHILL DOWNS INCORPORATED 2007 OMNIBUS STOCK
INCENTIVE PLAN (PROPOSAL NO. 5).
6. PROPOSAL TO APPROVE AN AMENDMENT TO THE Management For For
CHURCHILL DOWNS INCORPORATED 2000 EMPLOYEE STOCK
PURCHASE PLAN (PROPOSAL NO. 6).
7. PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Against
ARTICLES OF INCORPORATION (PROPOSAL NO. 7).
8. PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY Management Abstain Against
VOTE, EXECUTIVE COMPENSATION (PROPOSAL NO. 8).
LEMAITRE VASCULAR, INC.
SECURITY 525558201 MEETING TYPE Annual
TICKER SYMBOL LMAT MEETING DATE 14-Jun-2012
ISIN US5255582018 AGENDA 933633150 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 CORNELIA W. LEMAITRE For For
2 LAWRENCE J. JASINSKI For For
3 JOHN J. O'CONNOR For For
2. TO APPROVE AN AMENDMENT TO OUR SECOND AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
REDUCE THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 100,000,000 TO 37,000,000 AND THE
NUMBER OF AUTHORIZED SHARES OF UNDESIGNATED
PREFERRED STOCK FROM 5,000,000 TO 3,000,000.
3. TO RATIFY ERNST & YOUNG LLP AS OUR REGISTERED Management For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2012.
TELECOMMUNICATION SYSTEMS, INC.
SECURITY 87929J103 MEETING TYPE Annual
TICKER SYMBOL TSYS MEETING DATE 14-Jun-2012
ISIN US87929J1034 AGENDA 933636360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JAN C. HULY For For
2 A. REZA JAFARI For For
3 WELDON H. LATHAM For For
GSI GROUP INC.
SECURITY 36191C205 MEETING TYPE Annual
TICKER SYMBOL GSIG MEETING DATE 14-Jun-2012
ISIN CA36191C2058 AGENDA 933638150 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 JOHN A. ROUSH For For
2 STEPHEN W. BERSHAD For For
3 HARRY L. BOSCO For For
4 DENNIS J. FORTINO For For
5 IRA J. LAMEL For For
6 DOMINIC A. ROMEO For For
7 THOMAS N. SECOR For For
02 TO APPOINT ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 AND
AUTHORIZE THE AUDIT COMMITTEE TO FIX THE
AUDITORS' REMUNERATION.
DULUTH METALS LIMITED
SECURITY 26443R100 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL DULMF MEETING DATE 14-Jun-2012
ISIN CA26443R1001 AGENDA 933644836 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
A DIRECTOR Management
1 CHRISTOPHER C. DUNDAS For For
2 ALAR SOEVER For For
3 JAMES J. JACKSON For For
4 BARRY SIMMONS For For
5 THOMAS PUGSLEY For For
6 MARK D. COWAN For For
7 JOHN SATTLER For For
8 EDWARD SMITH For For
B THE APPOINTMENT OF AUDITORS AND THE Management For For
AUTHORIZATION OF THE DIRECTORS TO FIX THE
AUDITORS' REMUNERATION AS SET FORTH IN THE
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR;
C PASSAGE OF THE RESOLUTION TO APPROVE, CONFIRM Management Against Against
AND RATIFY AMENDMENTS TO THE SHAREHOLDER
PROTECTION RIGHTS PLAN AGREEMENT AND THE AMENDED
AND RESTATED SHAREHOLDER PROTECTION RIGHTS PLAN
AGREEMENT AS SET FORTH IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR.
PRGX GLOBAL, INC.
SECURITY 69357C503 MEETING TYPE Annual
TICKER SYMBOL PRGX MEETING DATE 19-Jun-2012
ISIN US69357C5031 AGENDA 933630938 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ROMIL BAHL For For
2 WILLIAM C. COPACINO For For
3 STEVEN P. ROSENBERG For For
2. RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS Management For For
PRGX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2012.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. AMENDMENT OF THE 2008 EQUITY INCENTIVE PLAN TO Management Against Against
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE PLAN.
CH ENERGY GROUP, INC.
SECURITY 12541M102 MEETING TYPE Special
TICKER SYMBOL CHG MEETING DATE 19-Jun-2012
ISIN US12541M1027 AGENDA 933639049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF FEBRUARY 20, 2012, BY AND AMONG FORTISUS
INC., CASCADE ACQUISITION SUB INC., A WHOLLY
OWNED SUBSIDIARY OF FORTISUS INC., FORTIS INC.
(SOLELY FOR PURPOSES OF CERTAIN PROVISIONS
THEREOF), AND CH ENERGY GROUP, INC., AS IT MAY
BE AMENDED FROM TIME TO TIME.
2. TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, Management Abstain Against
THE COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO NAMED EXECUTIVE OFFICERS OF CH ENERGY
GROUP, INC. THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
3. TO ADJOURN THE SPECIAL MEETING TO A LATER DATE Management For For
OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING OR ANY ADJOURNMENT OR POSTPONEMENT
THEREOF TO ADOPT THE MERGER AGREEMENT.
DXP ENTERPRISES, INC.
SECURITY 233377407 MEETING TYPE Annual
TICKER SYMBOL DXPE MEETING DATE 20-Jun-2012
ISIN US2333774071 AGENDA 933630902 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 DAVID R. LITTLE For For
2 CLETUS DAVIS For For
3 TIMOTHY P. HALTER For For
4 KENNETH H. MILLER For For
2 APPROVE, AS NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
3 APPROVE AMENDMENT TO THE COMPANY'S 2005 Management For For
RESTRICTED STOCK PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY
200,000 SHARES
LAKELAND INDUSTRIES, INC.
SECURITY 511795106 MEETING TYPE Annual
TICKER SYMBOL LAKE MEETING DATE 20-Jun-2012
ISIN US5117951062 AGENDA 933635673 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 STEPHEN M. BACHELDER For For
2 DOUGLAS B. BENEDICT For For
3 JAMES M. JENKINS For For
2 APPROVAL OF THE 2012 STOCK INCENTIVE PLAN Management Against Against
3 RATIFICATION OF SELECTION OF WARREN, AVERETT, Management For For
LLC AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2013
GLOBAL SOURCES LTD.
SECURITY G39300101 MEETING TYPE Annual
TICKER SYMBOL GSOL MEETING DATE 20-Jun-2012
ISIN BMG393001018 AGENDA 933639392 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: MR. MERLE ALLAN HINRICHS Management For For
1.2 ELECTION OF DIRECTOR: MR. RODERICK CHALMERS Management For For
2. TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT Management For For
COMPRISE THE WHOLE BOARD AT NINE (9) PERSONS,
DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL
VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE
VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT.
3. TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY.
4. TO EXTEND THE DURATION OF THE GLOBAL SOURCES Management For For
EQUITY COMPENSATION (2007) MASTER PLAN (AMENDED
EFFECTIVE AS OF JANUARY 1, 2012) BY ANOTHER FIVE
(5) YEARS FROM ITS CURRENT EXPIRATION DATE OF 31
DECEMBER 2012, AND TO ACCORDINGLY AMEND SECTION
10.1 OF THE MASTER PLAN BY REPLACING THE WORDS
"31 DECEMBER 2012" APPEARING THEREIN WITH THE
WORDS "31 DECEMBER 2017" INSTEAD.
ORTHOFIX INTERNATIONAL N.V.
SECURITY N6748L102 MEETING TYPE Annual
TICKER SYMBOL OFIX MEETING DATE 21-Jun-2012
ISIN ANN6748L1027 AGENDA 933630990 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 JAMES F. GERO For For
2 GUY J. JORDAN For For
3 MICHAEL R. MAINELLI For For
4 DAVEY S. SCOON For For
5 ROBERT S. VATERS For For
6 WALTER P. VON WARTBURG For For
7 KENNETH R. WEISSHAAR For For
2. APPROVAL OF THE ORTHOFIX INTERNATIONAL N.V. 2012 Management Against Against
LONG-TERM INCENTIVE PLAN.
3. APPROVAL OF THE BALANCE SHEET AND INCOME Management For For
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER 31,
2011.
4. RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
5. APPROVAL OF AN ADVISORY AND NON-BINDING Management Abstain Against
RESOLUTION ON EXECUTIVE COMPENSATION.
VICOR CORPORATION
SECURITY 925815102 MEETING TYPE Annual
TICKER SYMBOL VICR MEETING DATE 21-Jun-2012
ISIN US9258151029 AGENDA 933635902 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 SAMUEL J. ANDERSON For For
2 ESTIA J. EICHTEN For For
3 BARRY KELLEHER For For
4 DAVID T. RIDDIFORD For For
5 JAMES A. SIMMS For For
6 CLAUDIO TUOZZOLO For For
7 PATRIZIO VINCIARELLI For For
8 JASON L. CARLSON For For
9 LIAM K. GRIFFIN For For
SALEM COMMUNICATIONS CORPORATION
SECURITY 794093104 MEETING TYPE Annual
TICKER SYMBOL SALM MEETING DATE 22-Jun-2012
ISIN US7940931048 AGENDA 933621852 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For
1B. ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For
1C. ELECTION OF DIRECTOR: DAVID DAVENPORT Management For For
1D. ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For
1E. ELECTION OF DIRECTOR: RICHARD A. RIDDLE Management For For
1F. ELECTION OF DIRECTOR: JONATHAN VENVERLOH Management For For
1G. ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
1H. ELECTION OF DIRECTOR: FRANK WRIGHT Management For For
2. APPROVAL TO AMEND SALEM'S AMENDED AND RESTATED Management Against Against
STOCK INCENTIVE PLAN (THE"PLAN") TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE
PLAN.
3. RATIFICATION OF THE APPOINTMENT OF SINGERLEWAK Management For For
LLP AS SALEM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
SUBSEA 7 S.A.
SECURITY 864323100 MEETING TYPE Annual
TICKER SYMBOL SUBCY MEETING DATE 22-Jun-2012
ISIN US8643231009 AGENDA 933650156 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. TO CONSIDER (I) THE MANAGEMENT REPORTS OF THE Management For For
BOARD OF DIRECTORS OF THE COMPANY IN RESPECT OF
THE UNCONSOLIDATED AND CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND (II) THE REPORTS
OF DELOITTE S.A., LUXEMBOURG, AUTHORISED
STATUTORY AUDITOR ("REVISEUR D'ENTREPRISES
AGREE") ON THE UNCONSOLIDATED FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY, FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2011, AS PUBLISHED ON MARCH
23, 2012 AND AS ARE AVAILABLE ON THE COMPANY'S
WEBSITE AT: WWW.SUBSEA7.COM
2. TO APPROVE THE UNCONSOLIDATED FINANCIAL Management For For
STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2011, AS PUBLISHED ON MARCH
23, 2012 AND AS ARE AVAILABLE ON THE COMPANY'S
WEBSITE AT: WWW.SUBSEA7.COM
3. TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For For
OF THE COMPANY FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2011, AS PUBLISHED ON MARCH 23,
2012 AND AS ARE AVAILABLE ON THE COMPANY'S
WEBSITE AT: WWW.SUBSEA7.COM
4. TO APPROVE THE ALLOCATION OF RESULTS INCLUDING Management For For
THE PAYMENT OF A DIVIDEND OF THE COMPANY FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2011, AS
RECOMMENDED BY THE BOARD OF DIRECTORS OF THE
COMPANY, NAMELY A DIVIDEND OF $0.60 PER COMMON
SHARE, PAYABLE ON JULY 5, 2012 TO SHAREHOLDERS
(AND ON JULY 10, 2012 TO HOLDERS OF ADSS) OF
RECORD AS OF JUNE 28, 2012.
5. TO DISCHARGE THE DIRECTORS OF THE COMPANY IN Management For For
RESPECT OF THE PROPER PERFORMANCE OF THEIR
DUTIES FOR THE FISCAL YEAR ENDED DECEMBER 31,
2011.
6. TO ELECT DELOITTE S.A., LUXEMBOURG AS AUTHORISED Management For For
STATUTORY AUDITOR ("REVISEUR D'ENTREPRISE
AGREE") TO AUDIT THE UNCONSOLIDATED AND
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY, FOR A TERM TO EXPIRE AT THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
7. TO RE-ELECT MR. KRISTIAN SIEM AS A DIRECTOR OF Management For For
THE COMPANY TO HOLD OFFICE UNTIL THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN
2014 OR UNTIL HIS SUCCESSOR HAS BEEN DULY
ELECTED.
8. TO RE-ELECT SIR PETER MASON, KBE FRENG AS AN Management For For
INDEPENDENT DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2014 OR UNTIL HIS
SUCCESSOR HAS BEEN DULY ELECTED.
9. TO RE-ELECT MR. JEAN CAHUZAC AS A DIRECTOR OF Management For For
THE COMPANY TO HOLD OFFICE UNTIL THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN
2014 OR UNTIL HIS SUCCESSOR HAS BEEN DULY
ELECTED.
10. TO RE-ELECT MR. ROBERT LONG AS AN INDEPENDENT Management For For
DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE
ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE
HELD IN 2014 OR UNTIL HIS SUCCESSOR HAS BEEN
DULY ELECTED.
11. TO RATIFY THE APPOINTMENT ON 15 MARCH 2012 BY Management For For
THE BOARD OF DIRECTORS OF MR. EYSTEIN ERIKSRUD
AS A DIRECTOR OF THE COMPANY IN REPLACEMENT OF
MR. MEL FITZGERALD AND TO RE-ELECT MR. EYSTEIN
ERIKSRUD AS A DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2014 OR UNTIL HIS
SUCCESSOR HAS BEEN DULY ELECTED.
12. APPROVE PAYMENT OF AN EXTRAORDINARY DIVIDEND Management For For
PAYABLE IN KIND BY ALLOCATION OF SHARES IN
VERIPOS INC., COMPANY INCORPORATED UNDER LAWS OF
CAYMAN ISLANDS WITH HOLDING OF TEN COMMON SHARES
IN ENTITLING TO ONE SHARE IN VERIPOS INC., WITH
FRACTIONAL ENTITLEMENTS BEING ROUNDED DOWNWARDS
WITHOUT COMPENSATION TO NEAREST FULL NUMBER OF
VERIPOS INC. SHARES, & DELEGATION TO BOARD OF
DIRECTORS TO TAKE ALL STEPS NECESSARY OR USEFUL
IN CONNECTION WITH SUCH DISTRIBUTION, INCLUDING
DETERMINATION OF PAYMENT DATES TO SHAREHOLDERS
OF RECORD AS OF 28 JUNE 2012.
HAMPTON ROADS BANKSHARES, INC.
SECURITY 409321502 MEETING TYPE Special
TICKER SYMBOL HMPR MEETING DATE 25-Jun-2012
ISIN US4093215022 AGENDA 933655360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. PROPOSAL TO APPROVE THE ISSUANCE, INCLUDING FOR Management For For
PURPOSES OF NASDAQ STOCK MARKET RULE 5635, OF UP
TO 135,714,286 SHARES OF THE COMPANY'S COMMON
STOCK AT $0.70 PER SHARE AND RELATED
TRANSACTIONS, INCLUDING THE PAYMENT OF $3
MILLION IN FEES TO CERTAIN INVESTORS (OR THEIR
DESIGNEES).
2. PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION Management For For
OF THE COMPANY TO CHANGE THE VOTING REQUIREMENTS
FOR CERTAIN CORPORATE TRANSACTIONS AND FUTURE
AMENDMENTS TO THE ARTICLES OF INCORPORATION.
3. PROPOSAL TO APPROVE AMENDMENTS TO THE 2011 Management Against Against
OMNIBUS INCENTIVE PLAN.
PIER 1 IMPORTS, INC.
SECURITY 720279108 MEETING TYPE Annual
TICKER SYMBOL PIR MEETING DATE 26-Jun-2012
ISIN US7202791080 AGENDA 933629632 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1.1 ELECTION OF DIRECTOR: CLAIRE H. BABROWSKI Management For For
1.2 ELECTION OF DIRECTOR: JOHN H. BURGOYNE Management For For
1.3 ELECTION OF DIRECTOR: HAMISH A. DODDS Management For For
1.4 ELECTION OF DIRECTOR: MICHAEL R. FERRARI Management For For
1.5 ELECTION OF DIRECTOR: BRENDAN L. HOFFMAN Management For For
1.6 ELECTION OF DIRECTOR: TERRY E. LONDON Management For For
1.7 ELECTION OF DIRECTOR: ALEXANDER W. SMITH Management For For
1.8 ELECTION OF DIRECTOR: CECE SMITH Management For For
2 A NON-BINDING, ADVISORY RESOLUTION TO APPROVE Management Abstain Against
THE COMPENSATION OF PIER 1 IMPORTS' NAMED
EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SECURITIES
AND EXCHANGE COMMISSION, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE DISCUSSION IN
THE PROXY STATEMENT UNDER THE CAPTION "EXECUTIVE
COMPENSATION."
3 THE RATIFICATION OF THE AUDIT COMMITTEE'S Management For For
ENGAGEMENT OF ERNST & YOUNG LLP AS PIER 1
IMPORTS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
TRANS-LUX CORPORATION
SECURITY 893247106 MEETING TYPE Annual
TICKER SYMBOL TNLX MEETING DATE 26-Jun-2012
ISIN US8932471068 AGENDA 933644963 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A APPROVE THE AMENDMENT OF THE CORPORATION'S Management For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE AUTHORIZED SHARES & REDUCE THE PAR
VALUE OF COMMON STOCK & REDUCE THE PAR VALUE OF
PREFERRED STOCK
1B APPROVE AMENDMENT OF THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REMOVE CLASS A STOCK FROM
AUTHORIZED CAPITAL STOCK
1C APPROVE AMENDMENT OF THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REMOVE CLASS B STOCK FROM
AUTHORIZED CAPITAL STOCK
1D APPROVE AMENDMENT OF THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO CONFORM ARTICLE FOURTH TO
REFLECT THE REMOVAL OF CLASS A & B STOCK, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT
1E APPROVE THE AMENDMENT OF THE CORPORATION'S Management For For
RESTATED CERTIFICATE OF INCORPORATION TO UPDATE
CERTAIN PROVISIONS THEREIN, INCLUDING REPLACING
ARTICLE THIRD AND ARTICLE FIFTH
1F APPROVE THE AMENDMENT OF THE CORPORATION'S Management For For
RESTATED CERTIFICATE OF INCORPORATION TO UPDATE
ARTICLE EIGHTH
2A APPROVE THE AMENDMENT OF THE CORPORATION'S Management For For
RESTATED CERTIFICATE OF INCORPORATION TO REPEAL
ARTICLES NINTH AND TENTH
2B APPROVE AMENDMENT OF THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REPEAL SUPER-MAJORITY VOTING
REQUIREMENT IN ARTICLE FOURTH
2C APPROVE THE AMENDMENT OF THE CORPORATION'S Management For For
RESTATED CERTIFICATE OF INCORPORATION TO REPEAL
ARTICLE TWELFTH
3 APPROVE THE ADOPTION OF THE 2012 LONG-TERM Management For For
INCENTIVE PLAN
4 DIRECTOR Management
1 SALVATORE J. ZIZZA For For
5 RATIFY THE RETENTION OF BDO USA, LLP, AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ENSUING FISCAL YEAR
CROWN MEDIA HOLDINGS, INC.
SECURITY 228411104 MEETING TYPE Annual
TICKER SYMBOL CRWN MEETING DATE 27-Jun-2012
ISIN US2284111042 AGENDA 933639277 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILLIAM J. ABBOTT For For
2 DWIGHT C. ARN For For
3 ROBERT BLOSS For For
4 WILLIAM CELLA For For
5 GLENN CURTIS For For
6 STEVE DOYAL For For
7 BRIAN E. GARDNER For For
8 HERBERT GRANATH For For
9 TIMOTHY GRIFFITH For For
10 DONALD HALL, JR. For For
11 A. DRUE JENNINGS For For
12 PETER A. LUND For For
13 BRAD R. MOORE For For
14 DEANNE STEDEM For For
2. APPROVAL OF CHIEF EXECUTIVE OFFICER'S AND OTHER Management Abstain Against
EXECUTIVE OFFICERS' PERFORMANCE-BASED
COMPENSATION.
MATERIAL SCIENCES CORPORATION
SECURITY 576674105 MEETING TYPE Annual
TICKER SYMBOL MASC MEETING DATE 28-Jun-2012
ISIN US5766741053 AGENDA 933652047 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 TERRY L. BERNANDER For For
2 FRANK L. HOHMANN III For For
3 SAMUEL LICAVOLI For For
4 PATRICK J. MCDONNELL For For
5 CLIFFORD D. NASTAS For For
6 JOHN P. REILLY For For
7 DOMINICK J. SCHIANO For For
2. TO APPROVE THE MATERIAL SCIENCES CORPORATION Management Abstain Against
2012 INCENTIVE COMPENSATION PLAN.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING FEBRUARY 28, 2013.
U.S. ENERGY CORP.
SECURITY 911805109 MEETING TYPE Annual
TICKER SYMBOL USEG MEETING DATE 29-Jun-2012
ISIN US9118051096 AGENDA 933638011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 KEITH G. LARSEN For For
2 THOMAS R. BANDY For For
2. RATIFICATION OF APPOINTMENT OF HEIN & ASSOCIATES Management For For
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR 2012.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY Management Abstain Against
ON PAY").
4. APPROVAL OF THE 2012 EQUITY PLAN. Management Against Against
A123 SYSTEMS INC
SECURITY 03739T108 MEETING TYPE Special
TICKER SYMBOL AONE MEETING DATE 29-Jun-2012
ISIN US03739T1088 AGENDA 933659281 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 APPROVAL OF ISSUANCE OF SHARES OF COMMON STOCK Management For For
PURSUANT TO A123'S 6.0% SENIOR UNSECURED
CONVERTIBLE NOTES AND RELATED WARRANTS
2 AUTHORIZATION TO INCREASE THE COMPANY'S Management For For
AUTHORIZED COMMON STOCK FROM 250,000,000 SHARES
TO 650,000,000 SHARES
GAMCO WESTWOOD INCOME FUND
INVESTMENT COMPANY REPORT
CONAGRA FOODS, INC.
SECURITY 205887102 MEETING TYPE Annual
TICKER SYMBOL CAG MEETING DATE 23-Sep-2011
ISIN US2058871029 AGENDA 933495637 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
01 DIRECTOR Management
1 MOGENS C. BAY For For
2 STEPHEN G. BUTLER For For
3 STEVEN F. GOLDSTONE For For
4 JOIE A. GREGOR For For
5 RAJIVE JOHRI For For
6 W.G. JURGENSEN For For
7 RICHARD H. LENNY For For
8 RUTH ANN MARSHALL For For
9 GARY M. RODKIN For For
10 ANDREW J. SCHINDLER For For
11 KENNETH E. STINSON For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
AUDITOR
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION
04 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 26-Sep-2011
ISIN US3703341046 AGENDA 933494560 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
1C ELECTION OF DIRECTOR: PAUL DANOS Management For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
1K ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1L ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1M ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For
02 APPROVE THE 2011 STOCK COMPENSATION PLAN. Management Against Against
03 APPROVE THE 2011 COMPENSATION PLAN FOR Management Against Against
NON-EMPLOYEE DIRECTORS.
04 CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 CAST AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
06 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY 039483102 MEETING TYPE Annual
TICKER SYMBOL ADM MEETING DATE 03-Nov-2011
ISIN US0394831020 AGENDA 933511102 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: G.W. BUCKLEY Management For For
1B ELECTION OF DIRECTOR: M.H. CARTER Management For For
1C ELECTION OF DIRECTOR: T. CREWS Management For For
1D ELECTION OF DIRECTOR: P. DUFOUR Management For For
1E ELECTION OF DIRECTOR: D.E. FELSINGER Management For For
1F ELECTION OF DIRECTOR: A. MACIEL Management For For
1G ELECTION OF DIRECTOR: P.J. MOORE Management For For
1H ELECTION OF DIRECTOR: T.F. O'NEILL Management For For
1I ELECTION OF DIRECTOR: K.R. WESTBROOK Management For For
1J ELECTION OF DIRECTOR: P.A. WOERTZ Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER'S PROPOSAL REGARDING POLITICAL Shareholder Against For
CONTRIBUTIONS.
06 STOCKHOLDER'S PROPOSAL REGARDING REPORT ON Shareholder Against For
POLITICAL CONTRIBUTIONS.
07 STOCKHOLDER'S PROPOSAL REGARDING SUSTAINABLE Shareholder Against For
PALM OIL.
AIR PRODUCTS AND CHEMICALS, INC.
SECURITY 009158106 MEETING TYPE Annual
TICKER SYMBOL APD MEETING DATE 26-Jan-2012
ISIN US0091581068 AGENDA 933535746 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: MARIO L. BAEZA Management For For
1B ELECTION OF DIRECTOR: SUSAN K. CARTER Management For For
1C ELECTION OF DIRECTOR: JOHN E. MCGLADE Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS. TO RATIFY APPOINTMENT OF KPMG LLP,
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2012.
03 ADVISORY VOTE ON EXECUTIVE OFFICER Management Abstain Against
COMPENSATION. TO APPROVE THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 23-Feb-2012
ISIN US0378331005 AGENDA 933542474 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1 DIRECTOR Management
1 WILLIAM V. CAMPBELL For For
2 TIMOTHY D. COOK For For
3 MILLARD S. DREXLER For For
4 AL GORE For For
5 ROBERT A. IGER For For
6 ANDREA JUNG For For
7 ARTHUR D. LEVINSON For For
8 RONALD D. SUGAR For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 A SHAREHOLDER PROPOSAL ENTITLED "CONFLICT OF Shareholder Against For
INTEREST REPORT"
05 A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER Shareholder Against For
SAY ON DIRECTOR PAY"
06 A SHAREHOLDER PROPOSAL ENTITLED "REPORT ON Shareholder Against For
POLITICAL CONTRIBUTIONS AND EXPENDITURES"
07 A SHAREHOLDER PROPOSAL ENTITLED "ADOPT A Shareholder Against For
MAJORITY VOTING STANDARD FOR DIRECTOR ELECTIONS"
CITIGROUP INC.
SECURITY 172967424 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2012
ISIN US1729674242 AGENDA 933557069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: FRANZ B. HUMER Management For For
1B ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For
1C ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Management For For
1D ELECTION OF DIRECTOR: VIKRAM S. PANDIT Management For For
1E ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Management For For
1F ELECTION OF DIRECTOR: JUDITH RODIN Management For For
1G ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1H ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Management For For
1I ELECTION OF DIRECTOR: JOAN E. SPERO Management For For
1J ELECTION OF DIRECTOR: DIANA L. TAYLOR Management For For
1K ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Management For For
1L ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE Management For For
LEON
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management For For
CITIGROUP 2009 STOCK INCENTIVE PLAN.
04 ADVISORY APPROVAL OF CITI'S 2011 EXECUTIVE Management Abstain Against
COMPENSATION.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN
INDIVIDUALS.
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
LOBBYING AND POLITICAL CONTRIBUTIONS.
07 STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES Shareholder Against For
RETAIN 25% OF THEIR STOCK FOR ONE YEAR
FOLLOWING TERMINATION.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shareholder Against For
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND
REPORT ON CONTROLS RELATED TO LOANS,
FORECLOSURES, AND SECURITIZATIONS.
U.S. BANCORP
SECURITY 902973304 MEETING TYPE Annual
TICKER SYMBOL USB MEETING DATE 17-Apr-2012
ISIN US9029733048 AGENDA 933561169 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Management For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Management For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Management For For
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Management For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Management For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Management For For
1H. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Management For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Management For For
1J. ELECTION OF DIRECTOR: DAVID B. O'MALEY Management For For
1K. ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Management For For
M.P.H.
1L. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Management For For
1M. ELECTION OF DIRECTOR: PATRICK T. STOKES Management For For
1N. ELECTION OF DIRECTOR: DOREEN WOO HO Management For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT AUDITOR FOR THE 2012 FISCAL
YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
VALLEY NATIONAL BANCORP
SECURITY 919794107 MEETING TYPE Annual
TICKER SYMBOL VLY MEETING DATE 18-Apr-2012
ISIN US9197941076 AGENDA 933564759 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 ANDREW B. ABRAMSON For For
2 PETER J. BAUM For For
3 PAMELA R. BRONANDER For For
4 PETER CROCITTO For For
5 ERIC P. EDELSTEIN For For
6 ALAN D. ESKOW For For
7 M.J. STEELE GUILFOILE For For
8 GRAHAM O. JONES For For
9 WALTER H. JONES, III For For
10 GERALD KORDE For For
11 MICHAEL L. LARUSSO For For
12 MARC J. LENNER For For
13 GERALD H. LIPKIN For For
14 BARNETT RUKIN For For
15 SURESH L. SANI For For
16 ROBERT C. SOLDOVERI For For
17 JEFFREY S. WILKS For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
VALLEY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 23-Apr-2012
ISIN US4385161066 AGENDA 933558631 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Management For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Management For For
1H. ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Management For For
1J. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Management For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
4. INDEPENDENT BOARD CHAIRMAN. Shareholder Against For
5. POLITICAL CONTRIBUTIONS. Shareholder Against For
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 24-Apr-2012
ISIN US9497461015 AGENDA 933560369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Management For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For
1I) ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA Management For For
1K) ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1L) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
1M) ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
2. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Management Abstain Against
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT AUDITORS FOR 2012.
4. STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF Shareholder Against For
A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
5. STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shareholder Against For
VOTING IN CONTESTED DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL TO AMEND THE COMPANY'S Shareholder Against For
BY-LAWS TO ALLOW STOCKHOLDERS TO NOMINATE
DIRECTOR CANDIDATES FOR INCLUSION IN THE
COMPANY'S PROXY MATERIALS.
7. STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shareholder Against For
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
NEWMONT MINING CORPORATION
SECURITY 651639106 MEETING TYPE Annual
TICKER SYMBOL NEM MEETING DATE 24-Apr-2012
ISIN US6516391066 AGENDA 933561436 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: B.R. BROOK Management For For
1B ELECTION OF DIRECTOR: V.A. CALARCO Management For For
1C ELECTION OF DIRECTOR: J.A. CARRABBA Management For For
1D ELECTION OF DIRECTOR: N. DOYLE Management For For
1E ELECTION OF DIRECTOR: V.M HAGEN Management For For
1F ELECTION OF DIRECTOR: M.S. HAMSON Management For For
1G ELECTION OF DIRECTOR: J. NELSON Management For For
1H ELECTION OF DIRECTOR: R.T. O'BRIEN Management For For
1I ELECTION OF DIRECTOR: J.B. PRESCOTT Management For For
1J ELECTION OF DIRECTOR: D.C. ROTH Management For For
1K ELECTION OF DIRECTOR: S. R. THOMPSON Management For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2012.
03 ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 25-Apr-2012
ISIN US2635341090 AGENDA 933562731 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Management For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Management For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION
4. ON INDEPENDENT CHAIR Shareholder Against For
5. ON EXECUTIVE COMPENSATION REPORT Shareholder Against For
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2012
ISIN US3696041033 AGENDA 933564951 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A12 ELECTION OF DIRECTOR: SAM NUNN Management For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B1 RATIFICATION OF SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
B2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION
B3 APPROVAL OF AN AMENDMENT TO THE GE 2007 Management For For
LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER
OF AUTHORIZED SHARES
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR Management For For
OFFICER PERFORMANCE GOALS
C1 CUMULATIVE VOTING Shareholder Against For
C2 NUCLEAR ACTIVITIES Shareholder Against For
C3 INDEPENDENT BOARD CHAIRMAN Shareholder Against For
C4 SHAREOWNER ACTION BY WRITTEN CONSENT Shareholder Against For
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 26-Apr-2012
ISIN US7170811035 AGENDA 933560472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B. ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1D. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
1E. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Management For For
1G. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1I. ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1J. ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1L. ELECTION OF DIRECTOR: IAN C. READ Management For For
1M. ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1N. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Management For For
2. RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
4. SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shareholder Against For
POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shareholder Against For
WRITTEN CONSENT.
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
7. SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON Shareholder Against For
DIRECTOR PAY.
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 26-Apr-2012
ISIN US4781601046 AGENDA 933562301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Management For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Management For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Management For For
1K. ELECTION OF DIRECTOR: DAVID SATCHER Management For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
1M. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION
3. APPROVAL OF THE COMPANY'S 2012 LONG-TERM Management Against Against
INCENTIVE PLAN
4. RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012
5. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shareholder Against For
CHAIRMAN
6. SHAREHOLDER PROPOSAL ON BINDING VOTE ON Shareholder Against For
POLITICAL CONTRIBUTIONS
7. SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shareholder Against For
METHODS FOR TRAINING
ASTRAZENECA PLC
SECURITY 046353108 MEETING TYPE Annual
TICKER SYMBOL AZN MEETING DATE 26-Apr-2012
ISIN US0463531089 AGENDA 933579902 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Management For For
REPORTS OF THE DIRECTORS AND AUDITOR FOR THE
YEAR ENDED 31 DECEMBER 2011
2. TO CONFIRM DIVIDENDS Management For For
3. TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR Management For For
4. TO AUTHORISE THE DIRECTORS TO AGREE THE Management For For
REMUNERATION OF THE AUDITOR
5A. TO ELECT OR RE-ELECT THE DIRECTOR: LOUIS Management For For
SCHWEITZER
5B. TO ELECT OR RE-ELECT THE DIRECTOR: DAVID BRENNAN Management For For
5C. TO ELECT OR RE-ELECT THE DIRECTOR: SIMON LOWTH Management For For
5D. TO ELECT OR RE-ELECT THE DIRECTOR: GENEVIEVE Management For For
BERGER
5E. TO ELECT OR RE-ELECT THE DIRECTOR: BRUCE Management For For
BURLINGTON
5F. TO ELECT OR RE-ELECT THE DIRECTOR: GRAHAM Management For For
CHIPCHASE
5G. TO ELECT OR RE-ELECT THE DIRECTOR: Management For For
JEAN-PHILIPPE COURTOIS
5H. TO ELECT OR RE-ELECT THE DIRECTOR: LEIF Management For For
JOHANSSON
5I. TO ELECT OR RE-ELECT THE DIRECTOR: RUDY MARKHAM Management For For
5J. TO ELECT OR RE-ELECT THE DIRECTOR: NANCY Management For For
ROTHWELL
5K. TO ELECT OR RE-ELECT THE DIRECTOR: SHRITI VADERA Management For For
5L. TO ELECT OR RE-ELECT THE DIRECTOR: JOHN VARLEY Management For For
5M. TO ELECT OR RE-ELECT THE DIRECTOR: MARCUS Management For For
WALLENBERG
6. TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For
FOR THE YEAR ENDED 31 DECEMBER 2011
7. TO AUTHORISE LIMITED EU POLITICAL DONATIONS Management For For
8. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Management For For
9. TO APPROVE THE NEW SAYE SCHEME Management For For
10. TO AUTHORISE THE DIRECTORS TO DISAPPLY Management Against Against
PRE-EMPTION RIGHTS
11. TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN Management For For
SHARES
12. TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS Management For For
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2012
ISIN US00206R1023 AGENDA 933559049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1F. ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
1G. ELECTION OF DIRECTOR: JON C. MADONNA Management For For
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Management For For
1K. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
4. AMEND CERTIFICATE OF INCORPORATION. Management For For
5. POLITICAL CONTRIBUTIONS REPORT. Shareholder Against For
6. LIMIT WIRELESS NETWORK MANAGEMENT. Shareholder Against For
7. INDEPENDENT BOARD CHAIRMAN. Shareholder Against For
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2012
ISIN US0028241000 AGENDA 933560408 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 R.J. ALPERN For For
2 R.S. AUSTIN For For
3 S.E. BLOUNT For For
4 W.J. FARRELL For For
5 E.M. LIDDY For For
6 N. MCKINSTRY For For
7 P.N. NOVAKOVIC For For
8 W.A. OSBORN For For
9 S.C. SCOTT III For For
10 G.F. TILTON For For
11 M.D. WHITE For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - TRANSPARENCY IN ANIMAL Shareholder Against For
RESEARCH
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shareholder Against For
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIR Shareholder Against For
7. SHAREHOLDER PROPOSAL - TAX GROSS-UPS Shareholder Against For
8. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shareholder Against For
HEDGING
9. SHAREHOLDER PROPOSAL - INCENTIVE COMPENSATION Shareholder Against For
10. SHAREHOLDER PROPOSAL - BAN ACCELERATED VESTING Shareholder Against For
OF AWARDS UPON A CHANGE IN CONTROL
NOBLE CORPORATION
SECURITY H5833N103 MEETING TYPE Annual
TICKER SYMBOL NE MEETING DATE 27-Apr-2012
ISIN CH0033347318 AGENDA 933587137 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. APPROVAL OF REDUCTION OF THE MAXIMUM NUMBER OF Management For For
MEMBERS OF THE BOARD OF DIRECTORS
2. DIRECTOR Management
1 JULIE H. EDWARDS For For
2 DAVID W. WILLIAMS For For
3. APPROVAL OF THE 2011 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2011 AND THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL
YEAR 2011
4. APPROVAL OF DIVIDEND PAYMENT FUNDED FROM Management For For
CAPITAL CONTRIBUTION RESERVE IN THE AMOUNT OF
USD $0.52 PER SHARE
5. RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2012 AND THE ELECTION OF
PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR
FOR A ONE-YEAR TERM
6. APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE Management For For
BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS
OF THE COMPANY UNDER SWISS LAW FOR FISCAL YEAR
2011
7. APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
8. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE NOBLE CORPORATION 1991 STOCK OPTION AND
RESTRICTED STOCK PLAN
NOBLE CORPORATION
SECURITY H5833N103 MEETING TYPE Annual
TICKER SYMBOL NE MEETING DATE 27-Apr-2012
ISIN CH0033347318 AGENDA 933593611 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. APPROVAL OF REDUCTION OF THE MAXIMUM NUMBER OF Management For For
MEMBERS OF THE BOARD OF DIRECTORS
2. DIRECTOR Management
1 JULIE H. EDWARDS For For
2 DAVID W. WILLIAMS For For
3. APPROVAL OF THE 2011 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2011 AND THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL
YEAR 2011
4. APPROVAL OF DIVIDEND PAYMENT FUNDED FROM Management For For
CAPITAL CONTRIBUTION RESERVE IN THE AMOUNT OF
USD $0.52 PER SHARE
5. RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2012 AND THE ELECTION OF
PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR
FOR A ONE-YEAR TERM
6. APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE Management For For
BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS
OF THE COMPANY UNDER SWISS LAW FOR FISCAL YEAR
2011
7. APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
8. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE NOBLE CORPORATION 1991 STOCK OPTION AND
RESTRICTED STOCK PLAN
SPECTRA ENERGY CORP
SECURITY 847560109 MEETING TYPE Annual
TICKER SYMBOL SE MEETING DATE 01-May-2012
ISIN US8475601097 AGENDA 933563947 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 WILLIAM T. ESREY For For
2 GREGORY L. EBEL For For
3 AUSTIN A. ADAMS For For
4 JOSEPH ALVARADO For For
5 PAMELA L. CARTER For For
6 F. ANTHONY COMPER For For
7 PETER B. HAMILTON For For
8 DENNIS R. HENDRIX For For
9 MICHAEL MCSHANE For For
10 JOSEPH H. NETHERLAND For For
11 MICHAEL E.J. PHELPS For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2012.
3. AN AMENDMENT TO THE COMPANY'S AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR A MAJORITY VOTE STANDARD IN
UNCONTESTED DIRECTOR ELECTIONS.
4. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2012
ISIN US1101221083 AGENDA 933567274 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Management For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1D. ELECTION OF DIRECTOR: L.J. FREEH Management For For
1E. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1F. ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
1G. ELECTION OF DIRECTOR: A.J. LACY Management For For
1H. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
1I. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Management For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Management For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For
1L. ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS
4. PROPOSAL ON THE APPROVAL OF THE 2012 STOCK Management Against Against
AWARD AND INCENTIVE PLAN
5. CUMULATIVE VOTING Shareholder Against For
6. TRANSPARENCY IN ANIMAL RESEARCH Shareholder Against For
7. SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 02-May-2012
ISIN US7134481081 AGENDA 933566842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: S.L. BROWN Management For For
1B. ELECTION OF DIRECTOR: I.M. COOK Management For For
1C. ELECTION OF DIRECTOR: D. DUBLON Management For For
1D. ELECTION OF DIRECTOR: V.J. DZAU Management For For
1E. ELECTION OF DIRECTOR: R.L. HUNT Management For For
1F. ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1G. ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1H. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1I. ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
1J. ELECTION OF DIRECTOR: L.G. TROTTER Management For For
1K. ELECTION OF DIRECTOR: D. VASELLA Management For For
1L. ELECTION OF DIRECTOR: A. WEISSER Management For For
2. RATIFY THE APPOINTMENT KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
FISCAL YEAR 2012.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION.
4. RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Management For For
OUR 2007 LONG-TERM INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL - LOBBYING PRACTICES Shareholder Against For
REPORT.
6. SHAREHOLDER PROPOSAL - FORMATION OF RISK Shareholder Against For
OVERSIGHT COMMITTEE.
7. SHAREHOLDER PROPOSAL - CHAIRMAN OF THE BOARD Shareholder Against For
SHALL BE AN INDEPENDENT DIRECTOR.
STARWOOD PROPERTY TRUST INC
SECURITY 85571B105 MEETING TYPE Annual
TICKER SYMBOL STWD MEETING DATE 02-May-2012
ISIN US85571B1052 AGENDA 933594447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 RICHARD D. BRONSON For For
2 JEFFREY F. DIMODICA For For
3 JEFFREY G. DISHNER For For
4 CAMILLE J. DOUGLAS For For
5 BOYD W. FELLOWS For For
6 BARRY S. STERNLICHT For For
7 STRAUSS ZELNICK For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS STARWOOD PROPERTY
TRUST, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2012.
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 03-May-2012
ISIN US92343V1044 AGENDA 933561739 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B. ELECTION OF DIRECTOR: MELANIE L. HEALEY Management For For
1C. ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1D. ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1E. ELECTION OF DIRECTOR: LOWELL C. MCADAM Management For For
1F. ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1G. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1I. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1J. ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1K. ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
4. DISCLOSURE OF PRIOR GOVERNMENT SERVICE Shareholder Against For
5. DISCLOSURE OF LOBBYING ACTIVITIES Shareholder Against For
6. VESTING OF PERFORMANCE STOCK UNITS Shareholder Against For
7. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
8. SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
9. NETWORK NEUTRALITY FOR WIRELESS BROADBAND Shareholder Against For
MEAD JOHNSON NUTRITION COMPANY
SECURITY 582839106 MEETING TYPE Annual
TICKER SYMBOL MJN MEETING DATE 04-May-2012
ISIN US5828391061 AGENDA 933580359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: STEPHEN W. GOLSBY Management For For
1B. ELECTION OF DIRECTOR: DR. STEVEN M. ALTSCHULER Management For For
1C. ELECTION OF DIRECTOR: HOWARD B. BERNICK Management For For
1D. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Management For For
1E. ELECTION OF DIRECTOR: ANNA C. CATALANO Management For For
1F. ELECTION OF DIRECTOR: DR. CELESTE A. CLARK Management For For
1G. ELECTION OF DIRECTOR: JAMES M. CORNELIUS Management For For
1H. ELECTION OF DIRECTOR: PETER G. RATCLIFFE Management For For
1I. ELECTION OF DIRECTOR: DR. ELLIOTT SIGAL Management For For
1J. ELECTION OF DIRECTOR: ROBERT S. SINGER Management For For
2. ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION
3. THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012
INTERNATIONAL PAPER COMPANY
SECURITY 460146103 MEETING TYPE Annual
TICKER SYMBOL IP MEETING DATE 07-May-2012
ISIN US4601461035 AGENDA 933591667 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: DAVID J. BRONCZEK Management For For
1B ELECTION OF DIRECTOR: AHMET C. DORDUNCU Management For For
1C ELECTION OF DIRECTOR: JOHN V. FARACI Management For For
1D ELECTION OF DIRECTOR: STACEY J. MOBLEY Management For For
1E ELECTION OF DIRECTOR: JOAN E. SPERO Management For For
1F ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Management For For
1G ELECTION OF DIRECTOR: JOHN F. TURNER Management For For
1H ELECTION OF DIRECTOR: WILLIAM G. WALTER Management For For
1I ELECTION OF DIRECTOR: J. STEVEN WHISLER Management For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012
3 APPROVAL OF THE NON-BINDING RESOLUTION TO Management Abstain Against
APPROVE THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
4 SHAREOWNER PROPOSAL CONCERNING SHAREOWNER Shareholder Against For
ACTION BY WRITTEN CONSENT
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 09-May-2012
ISIN US0605051046 AGENDA 933571665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: MUKESH D. AMBANI Management For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Management For For
1C. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For
1D. ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management For For
1E. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For
1F. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1H. ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
1I. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Management For For
1J. ELECTION OF DIRECTOR: DONALD E. POWELL Management For For
1K. ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Management For For
1L. ELECTION OF DIRECTOR: ROBERT W. SCULLY Management For For
2. AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE TO Management Abstain Against
APPROVE EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Management For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR 2012.
4. STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shareholder Against For
EMPLOYMENT.
5. STOCKHOLDER PROPOSAL - GRASSROOTS AND OTHER Shareholder Against For
LOBBYING.
6. STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shareholder Against For
SIGNIFICANT STOCK.
7. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING Shareholder Against For
OPERATIONS.
8. STOCKHOLDER PROPOSAL - PROHIBITION ON POLITICAL Shareholder Against For
SPENDING.
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 09-May-2012
ISIN US20825C1045 AGENDA 933579659 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E. ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Management For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Management For For
1H. ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1L. ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1M. ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
1N. ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For
1O. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
4. COMPANY ENVIRONMENTAL POLICY (LOUISIANA Shareholder Against For
WETLANDS).
5. ACCIDENT RISK MITIGATION. Shareholder Against For
6. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shareholder Against For
7. GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against For
8. GENDER EXPRESSION NON-DISCRIMINATION. Shareholder Against For
AMERICAN WATER WORKS COMPANY, INC.
SECURITY 030420103 MEETING TYPE Annual
TICKER SYMBOL AWK MEETING DATE 11-May-2012
ISIN US0304201033 AGENDA 933578784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: STEPHEN P. ADIK Management For For
1B. ELECTION OF DIRECTOR: MARTHA CLARK GOSS Management For For
1C. ELECTION OF DIRECTOR: JULIE A. DOBSON Management For For
1D. ELECTION OF DIRECTOR: RICHARD R. GRIGG Management For For
1E. ELECTION OF DIRECTOR: JULIA L. JOHNSON Management For For
1F. ELECTION OF DIRECTOR: GEORGE MACKENZIE Management For For
1G. ELECTION OF DIRECTOR: WILLIAM J. MARRAZZO Management For For
1H. ELECTION OF DIRECTOR: JEFFRY E. STERBA Management For For
2. RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDED DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
4. STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO Shareholder Against For
THE COMPANY'S ANNUAL INCENTIVE PLAN.
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 15-May-2012
ISIN US46625H1005 AGENDA 933581301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: JAMES A. BELL Management For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Management For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Management For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
2. APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION
4. POLITICAL NON-PARTISANSHIP Shareholder Against For
5. INDEPENDENT DIRECTOR AS CHAIRMAN Shareholder Against For
6. LOAN SERVICING Shareholder Against For
7. CORPORATE POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
8. GENOCIDE-FREE INVESTING Shareholder Against For
9. SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
10. STOCK RETENTION Shareholder Against For
FIRSTENERGY CORP.
SECURITY 337932107 MEETING TYPE Annual
TICKER SYMBOL FE MEETING DATE 15-May-2012
ISIN US3379321074 AGENDA 933589763 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. DIRECTOR Management
1 PAUL T. ADDISON For For
2 ANTHONY J. ALEXANDER For For
3 MICHAEL J. ANDERSON For For
4 DR. CAROL A. CARTWRIGHT For For
5 WILLIAM T. COTTLE For For
6 ROBERT B. HEISLER, JR. For For
7 JULIA L. JOHNSON For For
8 TED J. KLEISNER For For
9 DONALD T. MISHEFF For For
10 ERNEST J. NOVAK, JR. For For
11 CHRISTOPHER D. PAPPAS For For
12 CATHERINE A. REIN For For
13 GEORGE M. SMART For For
14 WES M. TAYLOR For For
2. RATIFICATION OF THE APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION
4. APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS Management For For
UNDER THE FIRSTENERGY CORP. 2007 INCENTIVE PLAN
AS REQUIRED BY SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
5. SHAREHOLDER PROPOSAL: REPORT ON COAL COMBUSTION Shareholder Against For
WASTE
6. SHAREHOLDER PROPOSAL: REPORT ON COAL-RELATED Shareholder Against For
COSTS AND RISKS
7. SHAREHOLDER PROPOSAL: ADOPT SIMPLE MAJORITY VOTE Shareholder Against For
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 16-May-2012
ISIN US4062161017 AGENDA 933585082 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For
1E ELECTION OF DIRECTOR: M.S. GERBER Management For For
1F ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Management For For
1H ELECTION OF DIRECTOR: D.J. LESAR Management For For
1I ELECTION OF DIRECTOR: R.A. MALONE Management For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1K ELECTION OF DIRECTOR: D.L. REED Management For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
4 PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON Management For For
COMPANY STOCK AND INCENTIVE PLAN.
THE HOME DEPOT, INC.
SECURITY 437076102 MEETING TYPE Annual
TICKER SYMBOL HD MEETING DATE 17-May-2012
ISIN US4370761029 AGENDA 933575752 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Management For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Management For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Management For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Management For For
1J. ELECTION OF DIRECTOR: RONALD L. SARGENT Management For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF RESERVED SHARES
5. SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON Shareholder Against For
POLITICAL CONTRIBUTIONS
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shareholder Against For
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING REMOVAL OF Shareholder Against For
PROCEDURAL SAFEGUARDS FROM SHAREHOLDER WRITTEN
CONSENT RIGHT
8. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS
9. SHAREHOLDER PROPOSAL REGARDING CHARITABLE Shareholder Against For
CONTRIBUTIONS
10. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shareholder Against For
MANAGEMENT POLICY
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 17-May-2012
ISIN US4581401001 AGENDA 933577061 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Management For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F. ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I. ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
4. STOCKHOLDER PROPOSAL: WHETHER TO HOLD AN Shareholder Against For
ADVISORY VOTE ON POLITICAL CONTRIBUTIONS
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 18-May-2012
ISIN CH0048265513 AGENDA 933591946 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. APPROVAL OF THE 2011 ANNUAL REPORT, INCLUDING Management For For
THE CONSOLIDATED FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2011 AND THE
STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2011.
2. APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Management For For
YEAR 2011.
3A. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR Management For For
TERM: GLYN BARKER
3B. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR Management For For
TERM: VANESSA C.L. CHANG
3C. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR Management For For
TERM: CHAD DEATON
3D. REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR Management For For
TERM: EDWARD R. MULLER
3E. REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR Management For For
TERM: TAN EK KIA
4. APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012 AND
REELECTION OF ERNST & YOUNG LTD., ZURICH, AS
THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR
TERM.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 18-May-2012
ISIN CH0048265513 AGENDA 933631776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1. APPROVAL OF THE 2011 ANNUAL REPORT, INCLUDING Management For For
THE CONSOLIDATED FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2011 AND THE
STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2011.
2. APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Management For For
YEAR 2011.
3A. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR Management For For
TERM: GLYN BARKER
3B. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR Management For For
TERM: VANESSA C.L. CHANG
3C. ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR Management For For
TERM: CHAD DEATON
3D. REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR Management For For
TERM: EDWARD R. MULLER
3E. REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR Management For For
TERM: TAN EK KIA
4. APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012 AND
REELECTION OF ERNST & YOUNG LTD., ZURICH, AS
THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR
TERM.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
TUPPERWARE BRANDS CORPORATION
SECURITY 899896104 MEETING TYPE Annual
TICKER SYMBOL TUP MEETING DATE 22-May-2012
ISIN US8998961044 AGENDA 933591251 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Management For For
1B ELECTION OF DIRECTOR: SUSAN M. CAMERON Management For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Management For For
1D ELECTION OF DIRECTOR: E. V. GOINGS Management For For
1E ELECTION OF DIRECTOR: JOE R. LEE Management For For
1F ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Management For For
1G ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Management For For
1H ELECTION OF DIRECTOR: ROBERT J. MURRAY Management For For
1I ELECTION OF DIRECTOR: DAVID R. PARKER Management For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1K ELECTION OF DIRECTOR: M. ANNE SZOSTAK Management For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE TO APPROVE THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION PROGRAM
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 22-May-2012
ISIN US58933Y1055 AGENDA 933595158 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. Management For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
2. RATIFICATION OF THE APPOINTMENT OF THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
4. SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDER Shareholder Against For
ACTION BY WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING REPORT ON Shareholder Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
KRAFT FOODS INC.
SECURITY 50075N104 MEETING TYPE Annual
TICKER SYMBOL KFT MEETING DATE 23-May-2012
ISIN US50075N1046 AGENDA 933593609 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: MYRA M. HART Management For For
1B. ELECTION OF DIRECTOR: PETER B. HENRY Management For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Management For For
1F. ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1G. ELECTION OF DIRECTOR: JORGE S. MESQUITA Management For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1I. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For
1J. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For
1K. ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
3. APPROVAL OF AMENDMENT TO CHANGE COMPANY NAME. Management For For
4. RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
AUDITORS.
5. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY Shareholder Against For
REPORT.
6. SHAREHOLDER PROPOSAL:REPORT ON EXTENDED Shareholder Against For
PRODUCER RESPONSIBILITY.
7. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING. Shareholder Against For
BLACKROCK, INC.
SECURITY 09247X101 MEETING TYPE Annual
TICKER SYMBOL BLK MEETING DATE 24-May-2012
ISIN US09247X1019 AGENDA 933597897 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Management For For
1B. ELECTION OF DIRECTOR: LAURENCE D. FINK Management For For
1C. ELECTION OF DIRECTOR: ROBERT S. KAPITO Management For For
1D. ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Management For For
1E. ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
2. APPROVAL OF THE AMENDMENT TO BLACKROCK'S Management For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY BLACKROCK'S BOARD
OF DIRECTORS.
3. APPROVAL, IN A NON-BINDING VOTE, OF THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS,
AS DISCLOSED AND DISCUSSED IN THE PROXY
STATEMENT.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2012.
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 30-May-2012
ISIN US1667641005 AGENDA 933601913 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ ------------ ------------ -----------
1A. ELECTION OF DIRECTOR: L.F. DEILY Management For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1C. ELECTION OF DIRECTOR: C. HAGEL Management For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Management For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Management For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1J. ELECTION OF DIRECTOR: C. WARE Management For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Management For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION
4. EXCLUSIVE FORUM PROVISIONS Shareholder Against For
5. INDEPENDENT CHAIRMAN Shareholder Against For
6. LOBBYING DISCLOSURE Shareholder Against For
7. COUNTRY SELECTION GUIDELINES Shareholder Against For
8. HYDRAULIC FRACTURING Shareholder Against For
9. ACCIDENT RISK OVERSIGHT Shareholder Against For
10. SPECIAL MEETINGS Shareholder Against For
11. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shareholder Against For
EXPERTISE
GAMCO WESTWOOD INTERMEDIATE BOND FUND
There is no proxy voting record for GAMCO Westwood Intermediate Bond Fund, as
the Fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The GAMCO Westwood Funds
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 24, 2012
* Print the name and title of each signing officer under his or her
signature.