United States
Securities and Exchange Commission
Washington, D.C. 20549
Form N-PX
Annual Report of Proxy Voting Record of
Chartwell Dividend & Income Fund, Inc.
Investment Company Act File Number: 811-08747
Registrant
Chartwell Dividend & Income Fund, Inc.
1235 Westlakes Dr.
Suite 400
Berwyn, PA 19312-2416
Agent for Service
Winthrop S. Jessup
Chartwell Dividend & Income Fund, Inc.
1235 Westlakes Dr.
Suite 400
Berwyn, PA 19312-2416
Registrant's Telephone Number: (610) 296-1400
Date of Fiscal Year End: November 30
Date of Reporting Period: July 1, 2007 to June 30, 2008
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
ARLINGTON TANKERS LTD
Ticker: ATB CUSIP: G04899103
07/19/07 - Annual
Meeting for Holders of ADRs
1 Elect Directors Management For Voted - For
2 Appointment of Moore Stephens P.C. As Independent
Registered Public Accounting Firm for Fiscal Year Ending
December 31, 2007 and the Authorization of the Board
Of Directors, Acting Through the Audit Committee, to
Determine the Independent Registered Public Accountants Management For Voted - For
NORDIC AMERICAN TANKER SHIPPING LTD.
Ticker: NAT CUSIP: G65773106
07/31/07 - Annual
Meeting for Holders of ADRs
1 Elect Directors Management For Voted - Split
1.1 Elect Director Herbjorn Hansson Management For Voted - Withhold
1.2 Elect Director Torbjorn Gladso Management For Voted - Withhold
1.3 Elect Director Sir David Gibbons Management For Voted - Withhold
1.4 Elect Director Andreas Ove Ugland Management For Voted - Withhold
1.5 Elect Director Andrew W. March Management For Voted - Withhold
1.6 Elect Director Paul J. Hopkins Management For Voted - Withhold
1.7 Elect Director Richard Vietor Management For Voted - For
2 Ratify Auditors Management For Voted - For
APOLLO INVESTMENT CORPORATION
Ticker: AINV CUSIP: 03761U106
08/07/07 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
DEERFIELD CAPITAL CORP
Ticker: DFR CUSIP: 244572301
08/09/07 - Annual
1 Issue Shares In Connection with an Acquisition Management For Voted - For
2 Elect Directors Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
FAIRPOINT COMMUNICATIONS, INC
Ticker: FRP CUSIP: 305560104
08/22/07 - Annual
1 Issue Shares In Connection with an Acquisition Management For Voted - For
2 Elect Directors Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Adjourn Meeting Management For Voted - For
BCE INC.
Ticker: BCE CUSIP: 05534B760
09/21/07 - Special
Special Meeting Agenda for Holders of Common Shares and
Preferred Shares
1 Approve Acquisition of All Shares By the Purchaser Management For Voted - For
LINN ENERGY, LLC
Ticker: LINE CUSIP: 536020100
11/01/07 - Special
1 Class D Conversion and Issuance Proposal (As Described
In Proxy Statement) Management For Voted - For
COINMACH SERVICE CORP.
CUSIP: 19259W206
11/09/07 - Special
1 Approve Merger Agreement Management For Voted - For
FREESEAS INC
Ticker: FREE CUSIP: Y26496102
12/27/07 - Annual
This Is A Duplicate Meeting for Ballots Received Via the
Broadridge North American Ballot Distribution System
1 Elect Directors Management For Voted - For
2 Ratification of the Appointment of Pricewaterhouse-
Cooper S.A. As the Company's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2007. Management For Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
STAR ASIA FIN LTD
CUSIP: 855082103
02/04/08 - S
1 In Accordance with Article 40 of the Company's Articles of
Association and Section 37(1)(A) of the Companies
(Guernsey) Law, 1994 (As Amended), the Authorised
Share Capital of the Company Be Increased, All As More
Fully Described In the Proxy Statement. Management For Voted - Against
2 Conditional Upon Resolution 1 Having Been Passed By the
Required Majority, the Directors Be Granted Absolute
Discretion to Determine the Rights Attaching to the
Cumulative Convertible Redeemable Preference Shares In
Accordance with Article 5 of the Company's Bylaws Management For Voted - Against
3 Conditional Upon Resolution 2 Having Been Passed By the
Requisite Majority and the Company Successfully Issuing
and Receiving Full Consideration for Such Number of the
Cumulative Convertible Redeemable Preference Shares As
the Directors Determine to Issue... Management For Voted - Against
4 Conditional Upon Resolution 2 Having Been Passed By the
Requisite Majority and the Company Successfully Issuing
and Receiving Full Consideration for Such Number of the
Cumulative Convertible Redeemable Preference Shares
as the Directors In the Absolute ... Management For Voted - Against
DEERFIELD CAPITAL CORP
Ticker: DFR CUSIP: 244331104
03/11/08 - Special
1 Approve Conversion of Securities Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
U.S. BANCORP
Ticker: USB CUSIP: 902973304
04/15/08 - Annual
1 Elect Director Douglas M. Baker, Jr. Management For Voted - For
2 Elect Director Joel W. Johnson Management For Voted - For
3 Elect Director David B. O'maley Management For Voted - For
4 Elect Director O'dell M. Owens Management For Voted - For
5 Elect Director Craig D. Schnuck Management For Voted - For
6 Ratify Auditors Management For Voted - For
7 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
8 Require Independent Board Chairman Shareholder Against Voted - Against
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
ANNALY CAPITAL MANAGEMENT INC.
Ticker: NLY CUSIP: 035710409
04/21/08 - Special
1 Increase Authorized Common Stock Management For Voted - For
CARNIVAL CORP.
Ticker: CCL CUSIP: 143658300
04/22/08 - Annual
This Is A Global Meeting for Ballots Received Via the Broadridge North American Ballot Distribution System
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 To Authorize the Audit Committee of Carnival Plc to Agree
to the Remuneration of the Independent Auditors. Management For Voted - For
4 To Receive the Accounts and Reports for Carnival Plc for the
Financial Year Ended November 30, 2007. Management For Voted - For
5 To Approve the Directors Remuneration Report of
Carnival Plc. Management For Voted - For
6 To Approve the Issuance By Carnival Plc of Equity or Equity-
Linked Securities with Preemptive Rights. Management For Voted - For
Special Resolutions
7 To Approve the Dis-Application of Pre-Emption Rights
for Carnival Plc. Management For Voted - For
8 To Approve A General Authority for Carnival Plc to Buy
Back Carnival Plc Ordinary Shares In the Open Market. Management For Voted - For
BANK OF AMERICA CORP.
Ticker: BAC CUSIP: 060505104
04/23/08 - Annual
1 Elect Director William Barnet, III Management For Voted - For
2 Elect Director Frank P. Bramble, Sr. Management For Voted - For
3 Elect Director John T. Collins Management For Voted - For
4 Elect Director Gary L. Countryman Management For Voted - For
5 Elect Director Tommy R. Franks Management For Voted - For
6 Elect Director Charles K. Gifford Management For Voted - For
7 Elect Director Kenneth D. Lewis Management For Voted - For
8 Elect Director Monica C. Lozano Management For Voted - For
9 Elect Director Walter E. Massey Management For Voted - For
10 Elect Director Thomas J. May Management For Voted - For
11 Elect Director Patricia E. Mitchell Management For Voted - For
12 Elect Director Thomas M. Ryan Management For Voted - For
13 Elect Director O. Temple Sloan, Jr. Management For Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
BANK OF AMERICA CORP. (CONTINUED)
14 Elect Director Meredith R. Spangler Management For Voted - For
15 Elect Director Robert L. Tillman Management For Voted - For
16 Elect Director Jackie M. Ward Management For Voted - For
17 Ratify Auditors Management For Voted - For
18 Limit/Prohibit Executive Stock-Based Awards Shareholder Against Voted - Against
19 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
20 Limit Executive Compensation Shareholder Against Voted - Against
21 Provide for Cumulative Voting Shareholder Against Voted - For
22 Require Independent Board Chairman Shareholder Against Voted - For
23 Amend Articles/Bylaws/Charter -- Call Special Meetings Shareholder Against Voted - For
24 Report on the Equator Principles Shareholder Against Voted - Against
25 Amend Bylaws to Establish A Board Committee
on Human Rights Shareholder Against Voted - Against
MCG CAPITAL CORP
Ticker: MCGC CUSIP: 58047P107
04/23/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Sale of Common Shares Below Net Asset Value Management For Voted - For
4 Amend Restricted Stock Plan Management For Voted - For
5 Amend Non-Employee Director Restricted Stock Plan Management For Voted - For
BAKER HUGHES INCORPORATED
Ticker: BHI CUSIP: 057224107
04/24/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Other Business Management For Voted - Against
PFIZER INC.
Ticker: PFE CUSIP: 717081103
04/24/08 - Annual
1 Elect Director Dennis A. Ausiello Management For Voted - For
2 Elect Director Michael S. Brown Management For Voted - For
3 Elect Director M. Anthony Burns Management For Voted - For
4 Elect Director Robert N. Burt Management For Voted - For
5 Elect Director W. Don Cornwell Management For Voted - For
6 Elect Director William H. Gray, III Management For Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
PFIZER INC. (CONTINUED)
7 Elect Director Constance J. Horner Management For Voted - For
8 Elect Director William R. Howell Management For Voted - For
9 Elect Director James M. Kilts Management For Voted - For
10 Elect Director Jeffrey B. Kindler Management For Voted - For
11 Elect Director George A. Lorch Management For Voted - For
12 Elect Director Dana G. Mead Management For Voted - For
13 Elect Director Suzanne Nora Johnson Management For Voted - For
14 Elect Director William C. Steere, Jr. Management For Voted - For
15 Ratify Auditors Management For Voted - For
16 Prohibit Executive Stock-Based Awards Shareholder Against Voted - Against
17 Require Independent Board Chairman Shareholder Against Voted - For
AT&T INC
Ticker: T CUSIP: 00206R102
04/25/08 - Annual
1 Elect Director Randall L. Stephenson Management For Voted - For
2 Elect Director William F. Aldinger III Management For Voted - For
3 Elect Director Gilbert F. Amelio Management For Voted - For
4 Elect Director Reuben V. Anderson Management For Voted - For
5 Elect Director James H. Blanchard Management For Voted - For
6 Elect Director August A. Busch III Management For Voted - For
7 Elect Director James P. Kelly Management For Voted - For
8 Elect Director Jon C. Madonna Management For Voted - For
9 Elect Director Lynn M. Martin Management For Voted - For
10 Elect Director John B. Mccoy Management For Voted - For
11 Elect Director Mary S. Metz Management For Voted - For
12 Elect Director Joyce M. Roche Management For Voted - For
13 Elect Director Laura D' Andrea Tyson Management For Voted - For
14 Elect Director Patricia P. Upton Management For Voted - For
15 Ratify Auditors Management For Voted - For
16 Report on Political Contributions Shareholder Against Voted - For
17 Exclude Pension Credits from Earnings
Performance Measure Shareholder Against Voted - For
18 Require Independent Lead Director Shareholder Against Voted - For
19 Establish SERP Policy Shareholder Against Voted - For
20 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
WELLS FARGO AND COMPANY
Ticker: WFC CUSIP: 949746101
04/29/08 - Annual
1 Elect Director John S. Chen Management For Voted - For
2 Elect Director Lloyd H. Dean Management For Voted - For
3 Elect Director Susan E. Engel Management For Voted - For
4 Elect Director Enrique Hernandez, Jr. Management For Voted - For
5 Elect Director Robert L. Joss Management For Voted - For
6 Elect Director Richard M. Kovacevich Management For Voted - For
7 Elect Director Richard D. Mccormick Management For Voted - For
8 Elect Director Cynthia H. Milligan Management For Voted - Against
9 Elect Director Nicholas G. Moore Management For Voted - For
10 Elect Director Philip J. Quigley Management For Voted - Against
11 Elect Director Donald B. Rice Management For Voted - Against
12 Elect Director Judith M. Runstad Management For Voted - For
13 Elect Director Stephen W. Sanger Management For Voted - For
14 Elect Director John G. Stumpf Management For Voted - For
15 Elect Director Susan G. Swenson Management For Voted - For
16 Elect Director Michael W. Wright Management For Voted - Against
17 Ratify Auditors Management For Voted - For
18 Amend Executive Incentive Bonus Plan Management For Voted - For
19 Amend Omnibus Stock Plan Management For Voted - For
20 Require Independent Board Chairman Shareholder Against Voted - For
21 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
22 Pay for Superior Performance Shareholder Against Voted - For
23 Report on Human Rights Investment Policies Shareholder Against Voted - Against
24 Adopt EEO Policy Without Reference to Sexual Orientation Shareholder Against Voted - Against
25 Report on Racial and Ethnic Disparities In Loan Pricing Shareholder Against Voted - Against
CAPITALSOURCE, INC
Ticker: CSE CUSIP: 14055X102
05/01/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Increase Authorized Common Stock Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
VERIZON COMMUNICATIONS
Ticker: VZ CUSIP: 92343V104
05/01/08 - Annual
1 Elect Director Richard L. Carrion Management For Voted - For
2 Elect Director M. Frances Keeth Management For Voted - For
3 Elect Director Robert W. Lane Management For Voted - For
4 Elect Director Sandra O. Moose Management For Voted - For
5 Elect Director Joseph Neubauer Management For Voted - For
6 Elect Director Donald T. Nicolaisen Management For Voted - For
7 Elect Director Thomas H. O'brien Management For Voted - For
8 Elect Director Clarence Otis, Jr. Management For Voted - For
9 Elect Director Hugh B. Price Management For Voted - For
10 Elect Director IVan G. Seidenberg Management For Voted - For
11 Elect Director John W. Snow Management For Voted - For
12 Elect Director John R. Stafford Management For Voted - For
13 Ratify Auditors Management For Voted - For
14 Prohibit Executive Stock-Based Awards Shareholder Against Voted - Against
15 Amend EEO Policy to Prohibit Discrimination Based
on Gender Identity Shareholder Against Voted - Against
16 Require Independent Board Chairman Shareholder Against Voted - Against
B&G FOODS, INC.
Ticker: BGS CUSIP: 05508R106
05/06/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
B&G FOODS, INC.
Ticker: BGS CUSIP: 05508R205
05/06/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY CUSIP: 110122108
05/06/08 - Annual
1 Elect Director Lewis B. Campbell Management For Voted - For
2 Elect Director James M. Cornelius Management For Voted - For
3 Elect Director Louis J. Freeh Management For Voted - For
4 Elect Director Laurie H. Glimcher Management For Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
BRISTOL-MYERS SQUIBB CO. (CONTINUED)
5 Elect Director Michael Grobstein Management For Voted - For
6 Elect Director Leif Johansson Management For Voted - For
7 Elect Director Alan J. Lacey Management For Voted - For
8 Elect Director Vicki L. Sato Management For Voted - For
9 Elect Director Togo D. West, Jr. Management For Voted - For
10 Elect Director R. Sanders Williams Management For Voted - For
11 Ratify Auditors Management For Voted - For
12 Increase Disclosure of Executive Compensation Shareholder Against Voted - Against
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
Ticker: CNSL CUSIP: 209034107
05/06/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
REYNOLDS AMERICAN INC
Ticker: RAI CUSIP: 761713106
05/06/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Adopt Human Rights Protocol for the Company
and Its Suppliers Shareholder Against Voted - For
4 Adopt Principles for Health Care Reform Shareholder Against Voted - Against
5 Implement the "Two Cigarette" Marketing Approach Shareholder Against Voted - Against
REGAL ENTERTAINMENT GROUP
Ticker: RGC CUSIP: 758766109
05/07/08 - Annual
1 Elect Directors Management For Voted - Split
1.1 Elect Director Stephen A. Kaplan Management For Voted - Withhold
1.2 Elect Director Jack Tyrrell Management For Voted - For
1.3 Elect Director Nestor R. Weigand, Jr. Management For Voted - For
2 Approve Executive Incentive Bonus Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
WINDSTREAM CORP.
Ticker: WIN CUSIP: 97381W104
05/08/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive
Officers' Compensation Shareholder Against Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
ENTERCOM COMMUNICATIONS CORP.
Ticker: ETM CUSIP: 293639100
05/13/08 - Annual
1 Elect Directors Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - Against
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
PACKAGING CORPORATION OF AMERICA
Ticker: PKG CUSIP: 695156109
05/13/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
GENERAL MARITIME CORP
Ticker: GMR CUSIP: Y2692M103
05/14/08 - Annual
This Is A Duplicate Meeting for Ballots Received Via the Broadridge North American Ballot Distribution System
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
AIRCASTLE LTD
Ticker: AYR CUSIP: G0129K104
05/15/08 - Annual
This Is A Duplicate Meeting for Ballots Received Via the Broadridge North
American Ballot Distribution System.
1 Elect Directors Management For Voted - For
2 Appoint Ernst & Young Llp As the Company's Independent
Registered Public Accounting Firm to Audit the Company's
Financial Statements for Fiscal Year 2008 and Authorize the
Directors of Aircastle Limited, Acting By the
Audit Committee. Management For Voted - For
CITIZENS COMMUNICATIONS CO.
Ticker: CZN CUSIP: 17453B101
05/15/08 - Annual
1 Elect Directors Management For Voted - For
2 Change Company Name Management For Voted - For
3 Replace Enumerated Purposes Clause Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
5 Ratify Auditors Management For Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
LIBERTY PROPERTY TRUST
Ticker: LRY CUSIP: 531172104
05/15/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
THE DOW CHEMICAL COMPANY
Ticker: DOW CUSIP: 260543103
05/15/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Report on Potential Links Between Company
Products and Asthma Shareholder Against Voted - Against
4 Report on Environmental Remediation In Midland Area Shareholder Against Voted - For
5 Report on Genetically Engineered Seed Shareholder Against Voted - Against
6 Pay for Superior Performance Shareholder Against Voted - For
AMERICAN CAPITAL STRATEGIES, LTD.
Ticker: ACAS CUSIP: 024937104
05/19/08 - Annual
1 Elect Directors Management For Voted - For
2 Adopt Majority Voting for Uncontested Election
of Directors Management For Voted - For
3 Approve Stock Option Plan Management For Voted - For
4 Amend Incentive Bonus Plan Management For Voted - Against
5 Approve Issuance of Convertible Debt Securities or
Preferred Stock Management For Voted - For
6 Change Company Name Management For Voted - For
7 Ratify Auditors Management For Voted - For
8 Other Business Management For Voted - Against
ANNALY CAPITAL MANAGEMENT INC.
Ticker: NLY CUSIP: 035710409
05/20/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
JPMORGAN CHASE & CO.
Ticker: JPM CUSIP: 46625H100
05/20/08 - Annual
1 Elect Director Crandall C. Bowles Management For Voted - For
2 Elect Director Stephen B. Burke Management For Voted - For
3 Elect Director David M. Cote Management For Voted - For
4 Elect Director James S. Crown Management For Voted - For
5 Elect Director James Dimon Management For Voted - For
6 Elect Director Ellen V. Futter Management For Voted - For
7 Elect Director William H. Gray, III Management For Voted - For
8 Elect Director Laban P. Jackson, Jr. Management For Voted - For
9 Elect Director Robert I. Lipp Management For Voted - For
10 Elect Director David C. Novak Management For Voted - For
11 Elect Director Lee R. Raymond Management For Voted - For
12 Elect Director William C. Weldon Management For Voted - For
13 Ratify Auditors Management For Voted - For
14 Amend Omnibus Stock Plan Management For Voted - Against
15 Amend Executive Incentive Bonus Plan Management For Voted - For
16 Report on Government Service of Employees Shareholder Against Voted - Against
17 Report on Political Contributions Shareholder Against Voted - For
18 Require Independent Board Chairman Shareholder Against Voted - Against
19 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
20 Require More Director Nominations Than Open Seats Shareholder Against Voted - Against
21 Report on Human Rights Investment Policies Shareholder Against Voted - Against
22 Report on Lobbying Activities Shareholder Against Voted - Against
MFA MORTGAGE INVESTMENTS INC
Ticker: MFA CUSIP: 55272X102
05/21/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
GATEHOUSE MEDIA INC
Ticker: GHS CUSIP: 367348109
05/22/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
Ticker: OZM CUSIP: 67551U105
05/27/08 - Annual
1 Elect Directors Management For Voted - Split
1.1 Elect Director Allan S. Bufferd Management For Voted - For
1.2 Elect Director Joel Frank Management For Voted - Withhold
2 Ratify Auditors Management For Voted - For
EXXON MOBIL CORP.
Ticker: XOM CUSIP: 30231G102
05/28/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Bylaws to Prohibit Precatory Proposals Shareholder Against Voted - Against
4 Require Director Nominee Qualifications Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Approve Distribution Policy Shareholder Against Voted - Against
7 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
8 Compare CEO Compensation to Company's Lowest
Paid U.S. Workers Shareholder Against Voted - Against
9 Claw-Back of Payments Under Restatements Shareholder Against Voted - Against
10 Review Anti-Discrimination Policy on Corporate
Sponsorships and Executive Perks Shareholder Against Voted - Against
11 Report on Political Contributions Shareholder Against Voted - For
12 Amend EEO Policy to Prohibit Discrimination Based on
Sexual Orientation and Gender Identity Shareholder Against Voted - For
13 Report on Community Environmental Impacts of Operations Shareholder Against Voted - Against
14 Report on Potential Environmental Damage from Drilling In
the Arctic National Wildlife Refuge Shareholder Against Voted - Against
15 Adopt Greenhouse Gas Emissions Goals for Products
and Operations Shareholder Against Voted - For
16 Report on Carbon Dioxide Emissions Information at
Gas Stations Shareholder Against Voted - Against
17 Report on Climate Change Impacts on Emerging Countries Shareholder Against Voted - Against
18 Report on Energy Technologies Development Shareholder Against Voted - Against
19 Adopt Policy to Increase Renewable Energy Shareholder Against Voted - For
ISTAR FINANCIAL INC.
Ticker: SFI CUSIP: 45031U101
05/28/08 - Annual
1 Elect Directors Management For Voted - For
2 Amend Deferred Compensation Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
SOUTHERN COMPANY
Ticker: SO CUSIP: 842587107
05/28/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Adopt Majority Voting and Eliminate Cumulative Voting
for Uncontested Election of Directors Management For Voted - For
4 Eliminate Cumulative Voting Management For Voted - For
5 Adopt Quantitative GHG Goals from Operations Shareholder Against Voted - Against
LINN ENERGY, LLC
Ticker: LINE CUSIP: 536020100
05/29/08 - Annual
1.1 Elect Director Michael C. Linn Management For Voted - For
1.2 Elect Director George A. Alcorn Management For Voted - For
1.3 Elect Director Terrence S. Jacobs Management For Voted - For
1.4 Elect Director Jeffrey C. Swoveland Management For Voted - For
1.5 Elect Director Joseph P. Mccoy Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
BROOKDALE SENIOR LIVING INC.
Ticker: BKD CUSIP: 112463104
06/05/08 - Annual
1 Elect Directors Management For Voted - Split
1.1 Elect Director Wesley R. Edens Management For Voted - Withhold
1.2 Elect Director Frank M. Bumstead Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Qualified Employee Stock Purchase Plan Management For Voted - Against
FAIRPOINT COMMUNICATIONS, INC
Ticker: FRP CUSIP: 305560104
06/18/08 - Annual
1 Elect Directors Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
STAR ASIA FIN LTD
CUSIP: 855082103
06/25/08 - Annual
1 Approve Annual Financial Statements for the Period from
21st February 2007 (Inception) to 31st December 2007 Management For Voted - For
2 Elect Directors Management For Voted - Withhold
3 Re-Appoint Ernst & Young Llp As Independent Auditors
for 2008 and Fix Their Compensation Management For Voted - For
Signatures
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Chartwell Dividend & Income Fund, Inc.
By: /s/ Winthrop S. Jessup
President
Date: August 31, 2008