Form N-PX
Annual Report of Proxy Voting Record of
RiverPark Funds Trust
Investment Company Act File Number: 811-22431
Registrant
RiverPark Funds Trust
156 West 56(th) Street 17(th) Floor
New York, NY 10019
Registrant's telephone number, including area code: 212-484-2100
Agent for Service
Morty Schaja
156 West 56(th) Street 17(th) Floor
New York, NY 10019
Date of fiscal year end: September 30
Reporting Period: September 28, 2010 to June 30, 2011
1
NON VOTING FUNDS
RiverPark Short Term High Yield Fund
RiverPark Short Term High Yield Fund invests in securities that do not have
voting rights. No votes have been cast on securities by this fund during the
reporting period.
2
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
AGNICO-EAGLE MINES LIMITED
CUSIP: 008474108 Ticker: AEM
Meeting Date: 04/29/2011 Meeting Type: Annual and Special
01 Director
1 Leanne M. Baker Management For Voted - For
2 Douglas R. Beaumont Management For Voted - For
3 Sean Boyd Management For Voted - For
4 Martine A. Celej Management For Voted - For
5 Clifford J. Davis Management For Voted - For
6 Robert J. Gemmell Management For Voted - For
7 Bernard Kraft Management For Voted - For
8 Mel Leiderman Management For Voted - For
9 James D. Nasso Management For Voted - For
10 Sean Riley Management For Voted - For
11 J. Merfyn Roberts Management For Voted - For
12 Eberhard Scherkus Management For Voted - For
13 Howard R. Stockford Management For Voted - For
14 Pertti Voutilainen Management For Voted - For
02 Appointment Of Ernst & Young LLP As Auditors Of The
Corporation And Authorizing The Directors To Fix
Their Remuneration. Management For Voted - For
03 An Ordinary Resolution Approving An Amendment Of
Agnico-eagle's Stock Option Plan. Management For Voted - For
04 A Non-binding Advisory Resolution Accepting
Agnico-eagle's Approach To Executive Compensation. Management For Voted - For
AMERIGON INCORPORATED
CUSIP: 03070L300 Ticker: ARGN
Meeting Date: 06/24/2011 Meeting Type: Annual
01 Director
1 Lon E. Bell Management For Voted - For
2 Francois J. Castaing Management For Voted - For
3 Daniel R. Coker Management For Voted - For
4 John M. Devine Management For Voted - For
5 Maurice E.p. Gunderson Management For Voted - For
6 Oscar B. Marx III Management For Voted - For
7 James J. Paulsen Management For Voted - For
02 To Ratify The Appointment Of Grant Thornton LLP To
Act As The Company's Registered Independent
Accountants For The Year Ended December 31, 2011. Management For Voted - For
03 To Approve, On An Advisory Basis, The Compensation
Of Our Named Executive Officers. Management For Voted - For
04 To Approve, On An Advisory Basis, Whether An
Advisory Vote On The Compensation Of Our Named
Executive Officers Should Occur Once Every One, Two
Or Three Years. Management For Voted - 1 Year
05 To Approve The Issuance Of Additional Securities To
Holders Of Shares Of Series C Preferred Stock That
3
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
Would Result In Such Holders Having Received, In
The Aggregate In Connection With The Issuance Of
The Series C Preferred Stock, 20% Or More Of Our
Outstanding Common Stock. Management For Voted - For
06 To Approve The Amendment To Our Articles Of
Incorporation To Increase The Authorized Number Of
Shares Of Our Common Stock From 30,000,000 To
55,000,000. Management For Voted - For
07 To Approve The Amerigon Incorporated 2011 Equity
Incentive Plan. Management For Voted - For
BERKSHIRE HATHAWAY INC.
CUSIP: 084670702 Ticker: BRKB
Meeting Date: 04/30/2011 Meeting Type: Annual
01 Director
1 Warren E. Buffett Management For Voted - For
2 Charles T. Munger Management For Voted - For
3 Howard G. Buffett Management For Voted - For
4 Stephen B. Burke Management For Voted - For
5 Susan L. Decker Management For Voted - For
6 William H. Gates III Management For Voted - For
7 David S. Gottesman Management For Voted - For
8 Charlotte Guyman Management For Voted - For
9 Donald R. Keough Management For Voted - For
10 Thomas S. Murphy Management For Voted - For
11 Ronald L. Olson Management For Voted - For
12 Walter Scott, Jr. Management For Voted - For
02 Non-binding Resolution To Approve The Compensation
Of The Company's Named Executive Officers, As
Described In The 2011 Proxy Statement. Management For Voted - For
03 Non-binding Resolution To Determine The Frequency
(whether Annual, Biennial Or Triennial) With Which
Shareholders Of The Company Shall Be Entitled To
Have An Advisory Vote On Executive Compensation. Management For Voted - 3 Years
04 To Approve The Shareholder Proposal With Respect To
The Establishment Of Quantitative Goals For The
Reduction Of Greenhouse Gas And Other Air Emissions
At Berkshire's Energy Generating Holdings. Shareholder Against Voted - Against
BP P.L.C.
CUSIP: 055622104 Ticker: BP
Meeting Date: 04/14/2011 Meeting Type: Annual
01 To Receive The Directors' Annual Report And
Accounts. Management For Voted - For
02 To Approve The Directors' Remuneration Report. Management For Voted - For
03 To Re-elect Mr P M Anderson As A Director. Management For Voted - For
04 To Re-elect Mr A Burgmans As A Director. Management For Voted - For
05 To Re-elect Mrs C B Carroll As A Director. Management For Voted - For
06 To Re-elect Sir William Castell As A Director. Management For Voted - For
07 To Re-elect Mr I C Conn As A Director. Management For Voted - For
4
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
08 To Re-elect Mr G David As A Director. Management For Voted - For
09 To Re-elect Mr I E L Davis As A Director. Management For Voted - For
10 To Re-elect Mr R W Dudley As A Director. Management For Voted - For
11 To Re-elect Dr B E Grote As A Director. Management For Voted - For
12 To Elect Mr F L Bowman As A Director. Management For Voted - For
13 To Elect Mr B R Nelson As A Director. Management For Voted - For
14 To Elect Mr F P Nhleko As A Director. Management For Voted - For
15 To Re-elect Mr C-h Svanberg As A Director. Management For Voted - For
16 To Reappoint Ernst & Young LLP As Auditors And
Authorize The Board To Fix Their Remuneration. Management For Voted - For
S17 Special Resolution: To Give Limited Authority For
The Purchase Of Its Own Shares By The Company. Management For Voted - For
18 To Give Limited Authority To Allot Shares Up To A
Specified Amount. Management For Voted - For
S19 Special Resolution: To Give Authority To Allot A
Limited Number Of Shares For Cash Free Of Pre-
Emption Rights. Management For Voted - For
S20 Special Resolution: To Authorize The Calling Of
General Meetings (excluding Annual General
Meetings) By Notice Of At Least 14 Clear Days. Management For Voted - For
21 To Give Limited Authority To Make Political
Donations And Incur Political Expenditure. Management For Voted - For
22 To Approve The Renewal Of The Bp Sharematch Plan. Management For Voted - For
23 To Approve The Renewal Of The Bp Sharesave Uk Plan. Management For Voted - For
EXXON MOBIL CORPORATION
CUSIP: 30231G102 Ticker: XOM
Meeting Date: 05/25/2011 Meeting Type: Annual
01 Director
1 M.j. Boskin Management For Voted - For
2 P. Brabeck-letmathe Management For Voted - For
3 L.r. Faulkner Management For Voted - For
4 J.s. Fishman Management For Voted - For
5 K.c. Frazier Management For Voted - For
6 W.w. George Management For Voted - For
7 M.c. Nelson Management For Voted - For
8 S.j. Palmisano Management For Voted - For
9 S.s Reinemund Management For Voted - For
10 R.w. Tillerson Management For Voted - For
11 E.e. Whitacre, Jr. Management For Voted - For
02 Ratification Of Independent Auditors (page 55) Management For Voted - For
03 Advisory Vote On Executive Compensation (page 56) Management For Voted - For
04 Frequency Of Advisory Vote On Executive
Compensation (page 57) Management For Voted - 3 Years
05 Independent Chairman (page 58) Shareholder Against Voted - Against
06 Report On Political Contributions (page 59) Shareholder Against Voted - Against
07 Amendment Of Eeo Policy (page 61) Shareholder Against Voted - Against
08 Policy On Water (page 62) Shareholder Against Voted - Against
09 Report On Canadian Oil Sands (page 64) Shareholder Against Voted - Against
10 Report On Natural Gas Production (page 65) Shareholder Against Voted - Against
5
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
11 Report On Energy Technology (page 67) Shareholder Against Voted - Against
12 Greenhouse Gas Emissions Goals (page 68) Shareholder Against Voted - Against
GILDAN ACTIVEWEAR INC.
CUSIP: 375916103 Ticker: GIL
Meeting Date: 02/09/2011 Meeting Type: Annual and Special
01 Director
1 William D. Anderson Management For Voted - For
2 Robert M. Baylis Management For Voted - For
3 Glenn J. Chamandy Management For Voted - For
4 Russell Goodman Management For Voted - For
5 George Heller Management For Voted - For
6 Sheila O'brien Management For Voted - For
7 Pierre Robitaille Management For Voted - For
8 James R. Scarborough Management For Voted - For
9 Richard P. Strubel Management For Voted - For
10 Gonzalo F. Valdes-fauli Management For Voted - For
02 The Appointment Of KPMG LLP, Chartered Accountants,
As Auditors For The Ensuing Year. Management For Voted - For
03 Confirming The Adoption And Ratifying The
Shareholder Rights Plan Adopted By The Board Of
Directors Of The Corporation On December 1, 2010;
See Schedule "e" To The Management Proxy Circular. Management For Voted - For
04 Amending The Articles Of The Corporation In Order
To Change The Maximum Number Of Directors From 10
To 12; See Schedule "f" To The Management Proxy
Circular. Management For Voted - For
GOLDCORP INC.
CUSIP: 380956409 Ticker: GG
Meeting Date: 05/18/2011 Meeting Type: Annual and Special
A Director
1 Ian W. Telfer Management For Voted - For
2 Douglas M. Holtby Management For Voted - For
3 Charles A. Jeannes Management For Voted - For
4 John P. Bell Management For Voted - For
5 Lawrence I. Bell Management For Voted - For
6 Beverley A. Briscoe Management For Voted - For
7 Peter J. Dey Management For Voted - For
8 P. Randy Reifel Management For Voted - For
9 A. Dan Rovig Management For Voted - For
10 Kenneth F. Williamson Management For Voted - For
B In Respect Of The Appointment Of Deloitte & Touche
LLP, Chartered Accountants, As Auditors Of The
Company And Authorizing The Directors To Fix Their
Remuneration; Management For Voted - For
C A Resolution Approving An Amended And Restated
Stock Option Plan For The Company; Management For Voted - For
6
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
D A Resolution Amending Articles Of The Company To
Increase The Maximum Number Of Directors From 10 To
12; Management For Voted - For
E The Shareholder Proposal Attached As Schedule "c"
To The Management Information Circular Accompanying
This Voting Instruction Form. Shareholder Against Voted - Against
HYATT HOTELS CORPORATION
CUSIP: 448579102 Ticker: H
Meeting Date: 06/15/2011 Meeting Type: Annual
01 Director
1 Thomas J. Pritzker Management For Voted - For
2 James H. Wooten, Jr. Management For Voted - For
3 Byron D. Trott Management For Voted - For
4 Richard C. Tuttle Management For Voted - For
02 Ratification Of The Appointment Of Deloitte &
Touche LLP As Hyatt Hotels Corporation's
Independent Registered Public Accounting Firm For
Fiscal Year 2011. Management For Voted - For
03 Approval, On An Advisory Basis, Of The Compensation
Paid To Our Named Executive Officers As Disclosed
Pursuant To The Securities And Exchange
Commission's Compensation Disclosure Rules. Management For Voted - For
04 Approval, On An Advisory Basis, Of The Frequency
With Which Advisory Votes On Executive Compensation
Are Submitted To Stockholders. Management For Voted - 1 Year
IRON MOUNTAIN INCORPORATED
CUSIP: 462846106 Ticker: IRM
Meeting Date: 06/10/2011 Meeting Type: Annual
01 Director
1 Clarke H. Bailey Management For Vote Withheld
2 Kent P. Dauten Management For Vote Withheld
3 Paul F. Deninger Management For Vote Withheld
4 Per-kristian Halvorsen Management For Vote Withheld
5 Michael W. Lamach Management For Vote Withheld
6 Arthur D. Little Management For Vote Withheld
7 Allan Z. Loren Management For Vote Withheld
8 C. Richard Reese Management For Vote Withheld
9 Vincent J. Ryan Management For Vote Withheld
10 Laurie A. Tucker Management For Vote Withheld
11 Alfred J. Verrecchia Management For Vote Withheld
02 The Approval Of A Non-binding, Advisory Resolution
Approving The Compensation Of Our Named Executive
Officers As Described In The Accompanying Proxy
Statement. Management For Voted - Against
03 The Approval On A Non-binding, Advisory Basis Of
The Frequency (every One, Two Or Three Years) Of
Future Non-binding, Advisory Votes Of Stockholders
On The Compensation Of Our Named Executive Officers. Management For Voted - 1 Year
7
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
04 The Ratification Of The Selection By The Audit
Committee Of Deloitte & Touche LLP As The Company's
Independent Registered Public Accounting Firm For
The Year Ending December 31, 2011. Management For Voted - For
LORILLARD, INC.
CUSIP: 544147101 Ticker: LO
Meeting Date: 05/19/2011 Meeting Type: Annual
01 Director
1 Dianne Neal Blixt Management For Voted - For
2 David E.r. Dangoor Management For Voted - For
3 Murray S. Kessler Management For Voted - For
02 To Approve The Advisory Vote On The Company's
Executive Compensation. Management For Voted - For
03 To Approve Holding Future Advisory Votes On The
Company's Executive Compensation Every One, Two Or
Three Years. Management For Voted - 1 Year
04 To Ratify The Selection Of Deloitte & Touche LLP As
The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2011. Management For Voted - For
05 To Approve The Shareholder Proposal On A Majority
Vote Standard For Director Elections. Shareholder Did Not Vote
06 To Approve The Shareholder Proposal On Reporting
Political Contributions And Expenditures. Shareholder Against Voted - Against
MOLSON COORS BREWING CO.
CUSIP: 60871R209 Ticker: TAP
Meeting Date: 05/25/2011 Meeting Type: Annual
01 Directors
1 John E. Cleghorn Management For Voted - For
2 Charles M. Herington Management For Voted - For
3 David P. O'brien Management For Voted - For
PENN VIRGINIA GP HOLDINGS L.P.
CUSIP: 70788P105 Ticker: PVG
Meeting Date: 03/09/2011 Meeting Type: Special
01 To Consider And Vote Upon The Approval And Adoption
Of (a) The Agreement And Plan Of Merger By And
Among Penn Virginia Resource Partners, L.p., Penn
Virginia Resource Gp, Llc, Pvr Radnor, Llc, Penn
Virginia Gp Holdings, L.p. And Pvg Gp, Llc, The
General Partner Of Holdings, (b) Merger & (c)
Transactions Contemplated Thereby, All As More
Fully Described In The Proxy Statement. Management For Voted - For
02 To Consider And Vote Upon Any Proposal That May Be
Presented To Adjourn The Holdings Special Meeting
To A Later Date, If Necessary, To Solicit
Additional Proxies In The Event That There Are
8
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
Insufficient Votes In Favor Of The Foregoing
Proposal. Management For Voted - For
PENN VIRGINIA RESOURCE PARTNERS, L.P.
CUSIP: 707884102 Ticker: PVR
Meeting Date: 06/22/2011 Meeting Type: Annual
01 Director
1 Edward B. Cloues, II Management Did Not Vote
2 James L. Gardner Management Did Not Vote
3 Robert J. Hall Management Did Not Vote
4 Thomas W. Hofmann Management Did Not Vote
5 James R. Montague Management Did Not Vote
6 Marsha R. Perelman Management Did Not Vote
7 William H. Shea, Jr. Management Did Not Vote
8 John C. Van Roden, Jr. Management Did Not Vote
9 Jonathan B. Weller Management Did Not Vote
02 To Approve, By Advisory (non- Binding) Vote,
Executive Compensation. Management Did Not Vote
03 To Recommend, By Advisory (non- Binding) Vote, The
Frequency Of Future Advisory Votes On Executive
Compensation. Management Did Not Vote
01 Director
1 Edward B. Cloues, II Management Did Not Vote
2 James L. Gardner Management Did Not Vote
3 Robert J. Hall Management Did Not Vote
4 Thomas W. Hofmann Management Did Not Vote
5 James R. Montague Management Did Not Vote
6 Marsha R. Perelman Management Did Not Vote
7 William H. Shea, Jr. Management Did Not Vote
8 John C. Van Roden, Jr. Management Did Not Vote
9 Jonathan B. Weller Management Did Not Vote
02 To Approve, By Advisory (non- Binding) Vote,
Executive Compensation. Management Did Not Vote
03 To Recommend, By Advisory (non- Binding) Vote, The
Frequency Of Future Advisory Votes On Executive
Compensation. Management Did Not Vote
REPUBLIC SERVICES, INC.
CUSIP: 760759100 Ticker: RSG
Meeting Date: 05/12/2011 Meeting Type: Annual
1A Election Of Director: James W. Crownover Management For Voted - For
1B Election Of Director: John W. Croghan Management For Voted - For
1C Election Of Director: William J. Flynn Management For Voted - For
1D Election Of Director: Michael Larson Management For Voted - For
1E Election Of Director: Nolan Lehmann Management For Voted - For
1F Election Of Director: W. Lee Nutter Management For Voted - For
1G Election Of Director: Ramon A. Rodriguez Management For Voted - For
1H Election Of Director: Donald W. Slager Management For Voted - For
9
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
1I Election Of Director: Allan C. Sorensen Management For Voted - For
1J Election Of Director: John M. Trani Management For Voted - For
1K Election Of Director: Michael W. Wickham Management For Voted - For
02 Advisory Vote On Executive Compensation Program. Management For Voted - For
03 Advisory Vote On The Frequency Of The Advisory Vote
On Executive Compensation. Management For Voted - 3 Years
04 Approval Of The Amended And Restated 2007 Stock
Incentive Plan. Management For Voted - For
05 Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Public Accountants
For 2011. Management For Voted - For
06 Stockholder Proposal Regarding Payments Upon The
Death Of A Senior Executive. Shareholder Against Voted - Against
SEALED AIR CORPORATION
CUSIP: 81211K100 Ticker: SEE
Meeting Date: 05/18/2011 Meeting Type: Annual
01 Election Of Hank Brown As A Director. Management For Voted - For
02 Election Of Michael Chu As A Director. Management For Voted - For
03 Election Of Lawrence R. Codey As A Director. Management For Voted - For
04 Election Of Patrick Duff As A Director. Management For Voted - For
05 Election Of T.j. Dermot Dunphy As A Director. Management For Voted - For
06 Election Of William V. Hickey As A Director. Management For Voted - For
07 Election Of Jacqueline B. Kosecoff As A Director. Management For Voted - For
08 Election Of Kenneth P. Manning As A Director. Management For Voted - For
09 Election Of William J. Marino As A Director. Management For Voted - For
10 Advisory Vote On Executive Compensation. Management For Voted - For
11 Advisory Vote On Frequency Of Future Advisory Votes
On Executive Compensation. Management For Voted - 1 Year
12 Approval Of Amended 2005 Contingent Stock Plan Of
Sealed Air Corporation. Management For Voted - For
13 Approval Of Amended Sealed Air Corporation 2002
Stock Plan For Non-employee Directors. Management For Voted - For
14 Ratification Of The Appointment Of KPMG LLP As The
Independent Auditor For The Year Ending December
31, 2011. Management For Voted - For
THE COCA-COLA COMPANY
CUSIP: 191216100 Ticker: KO
Meeting Date: 04/27/2011 Meeting Type: Annual
1A Election Of Director: Herbert A. Allen Management For Voted - For
1B Election Of Director: Ronald W. Allen Management For Voted - For
1C Election Of Director: Howard G. Buffett Management For Voted - For
1D Election Of Director: Barry Diller Management For Voted - For
1E Election Of Director: Evan G. Greenberg Management For Voted - For
1F Election Of Director: Alexis M. Herman Management For Voted - For
1G Election Of Director: Muhtar Kent Management For Voted - For
1H Election Of Director: Donald R. Keough Management For Voted - For
1I Election Of Director: Maria Elena Lagomasino Management For Voted - For
10
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
1J Election Of Director: Donald F. Mchenry Management For Voted - For
1K Election Of Director: Sam Nunn Management For Voted - For
1L Election Of Director: James D. Robinson III Management For Voted - For
1M Election Of Director: Peter V. Ueberroth Management For Voted - For
1N Election Of Director: Jacob Wallenberg Management For Voted - For
1O Election Of Director: James B. Williams Management For Voted - For
02 Ratification Of The Appointment Of Ernst & Young
LLP As Independent Auditors Management For Voted - For
03 Approval Of The Performance Measures Available
Under The Performance Incentive Plan Of The
Coca-cola Company To Preserve The Tax Deductibility
Of The Awards Management For Voted - For
04 Approval Of The Performance Measures Available
Under The Coca-cola Company 1989 Restricted Stock
Award Plan To Preserve The Tax Deductibility Of The
Awards Management For Voted - For
05 Advisory Vote On Executive Compensation (say On Pay
Vote) Management For Voted - For
06 Advisory Vote On The Frequency Of Holding The Say
On Pay Vote Management For Voted - 1 Year
07 Shareowner Proposal Regarding A Report On
Bisphenol-a Shareholder Against Voted - Against
THE WASHINGTON POST COMPANY
CUSIP: 939640108 Ticker: WPO
Meeting Date: 05/12/2011 Meeting Type: Annual
01 Director
1 Christopher C. Davis Management For Voted - For
2 John L. Dotson Jr. Management For Voted - For
3 Anne M. Mulcahy Management For Voted - For
THE WESTERN UNION COMPANY
CUSIP: 959802109 Ticker: WU
Meeting Date: 05/20/2011 Meeting Type: Annual
1A Election Of Director: Hikmet Ersek Management For Voted - For
1B Election Of Director: Jack M. Greenberg Management For Voted - For
1C Election Of Director: Linda Fayne Levinson Management For Voted - For
02 Ratification Of Selection Of Auditors Management For Voted - For
03 Advisory Vote On Executive Compensation Management For Voted - For
04 Advisory Vote On The Frequency Of The Vote On
Executive Compensation Management For Voted - 1 Year
05 Stockholder Proposal Regarding The Elimination Of
The Classification Of The Board Of Directors Shareholder Against Voted - Against
THE WILLIAMS COMPANIES, INC.
CUSIP: 969457100 Ticker: WMB
Meeting Date: 05/19/2011 Meeting Type: Annual
1A Election Of Director: Alan S. Armstrong Management For Voted - For
11
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
1B Election Of Director: Joseph R. Cleveland Management For Voted - For
1C Election Of Director: Juanita H. Hinshaw Management For Voted - For
1D Election Of Director: Frank T. Macinnis Management For Voted - For
1E Election Of Director: Janice D. Stoney Management For Voted - For
1F Election Of Director: Laura A. Sugg Management For Voted - For
02 Ratification Of Ernst & Young LLP As Auditors For
2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation. Management For Voted - 1 Year
ULTRA PETROLEUM CORP.
CUSIP: 903914109 Ticker: UPL
Meeting Date: 05/25/2011 Meeting Type: Annual
1A Election Of Michael D. Watford As Director Management For Voted - For
1B Election Of W. Charles Helton As Director Management For Voted - For
1C Election Of Robert E. Rigney As Director Management For Voted - For
1D Election Of Stephen J. Mcdaniel As Director Management For Voted - For
1E Election Of Roger A. Brown As Director Management For Voted - For
02 Appointment Of Ernst & Young, LLP, As Auditors Of
The Company For The Ensuing Year And Authorizing
The Directors To Fix Their Remuneration Management For Voted - For
03 Non-binding Advisory Vote On Executive Compensation Management For Voted - For
04 Non-binding Advisory Vote On The Frequency Of An
Advisory Vote On Executive Compensation Management For Voted - 3 Years
05 If Presented, A Shareholder Proposal Regarding
Hydraulic Fracturing Which Is Opposed By The Board. Shareholder Against Voted - Against
WAL-MART STORES, INC.
CUSIP: 931142103 Ticker: WMT
Meeting Date: 06/03/2011 Meeting Type: Annual
1A Election Of Director: Aida M. Alvarez Management Did Not Vote
1B Election Of Director: James W. Breyer Management Did Not Vote
1C Election Of Director: M. Michele Burns Management Did Not Vote
1D Election Of Director: James I. Cash, Jr. Management Did Not Vote
1E Election Of Director: Roger C. Corbett Management Did Not Vote
1F Election Of Director: Douglas N. Daft Management Did Not Vote
1G Election Of Director: Michael T. Duke Management Did Not Vote
1H Election Of Director: Gregory B. Penner Management Did Not Vote
1I Election Of Director: Steven S Reinemund Management Did Not Vote
1J Election Of Director: H. Lee Scott, Jr. Management Did Not Vote
1K Election Of Director: Arne M. Sorenson Management Did Not Vote
1L Election Of Director: Jim C. Walton Management Did Not Vote
1M Election Of Director: S. Robson Walton Management Did Not Vote
1N Election Of Director: Christopher J. Williams Management Did Not Vote
1O Election Of Director: Linda S. Wolf Management Did Not Vote
02 Ratification Of Ernst & Young LLP As Independent
Accountants Management Did Not Vote
12
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
03 Advisory Vote On Executive Compensation Management Did Not Vote
04 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation Management Did Not Vote
05 Gender Identity Non-discrimination Policy Shareholder Did Not Vote
06 Political Contributions Report Shareholder Did Not Vote
07 Special Shareowner Meetings Shareholder Did Not Vote
08 Require Supplier(s) To Publish An Annual
Sustainability Report Shareholder Did Not Vote
09 Climate Change Risk Disclosure Shareholder Did Not Vote
1A Election Of Director: Aida M. Alvarez Management Did Not Vote
1B Election Of Director: James W. Breyer Management Did Not Vote
1C Election Of Director: M. Michele Burns Management Did Not Vote
1D Election Of Director: James I. Cash, Jr. Management Did Not Vote
1E Election Of Director: Roger C. Corbett Management Did Not Vote
1F Election Of Director: Douglas N. Daft Management Did Not Vote
1G Election Of Director: Michael T. Duke Management Did Not Vote
1H Election Of Director: Gregory B. Penner Management Did Not Vote
1I Election Of Director: Steven S Reinemund Management Did Not Vote
1J Election Of Director: H. Lee Scott, Jr. Management Did Not Vote
1K Election Of Director: Arne M. Sorenson Management Did Not Vote
1L Election Of Director: Jim C. Walton Management Did Not Vote
1M Election Of Director: S. Robson Walton Management Did Not Vote
1N Election Of Director: Christopher J. Williams Management Did Not Vote
1O Election Of Director: Linda S. Wolf Management Did Not Vote
02 Ratification Of Ernst & Young LLP As Independent
Accountants Management Did Not Vote
03 Advisory Vote On Executive Compensation Management Did Not Vote
04 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation Management Did Not Vote
05 Gender Identity Non-discrimination Policy Shareholder Did Not Vote
06 Political Contributions Report Shareholder Did Not Vote
07 Special Shareowner Meetings Shareholder Did Not Vote
08 Require Supplier(s) To Publish An Annual
Sustainability Report Shareholder Did Not Vote
09 Climate Change Risk Disclosure Shareholder Did Not Vote
WELLS FARGO & COMPANY
CUSIP: 949746101 Ticker: WFC
Meeting Date: 05/03/2011 Meeting Type: Annual
1A Election Of Director: John D. Baker II Management For Voted - For
1B Election Of Director: John S. Chen Management For Voted - For
1C Election Of Director: Lloyd H. Dean Management For Voted - For
1D Election Of Director: Susan E. Engel Management For Voted - For
1E Election Of Director: Enrique Hernandez, Jr. Management For Voted - For
1F Election Of Director: Donald M. James Management For Voted - For
1G Election Of Director: Mackey J. Mcdonald Management For Voted - For
1H Election Of Director: Cynthia H. Milligan Management For Voted - For
1I Election Of Director: Nicholas G. Moore Management For Voted - For
1J Election Of Director: Philip J. Quigley Management For Voted - For
13
RiverPark/Gravity Long-Biased Fund
Proposal Proposed by Mgt. Position Registrant Voted
1K Election Of Director: Judith M. Runstad Management For Voted - For
1L Election Of Director: Stephen W. Sanger Management For Voted - For
1M Election Of Director: John G. Stumpf Management For Voted - For
1N Election Of Director: Susan G. Swenson Management For Voted - For
02 Proposal To Approve An Advisory Resolution To
Approve The Named Executives' Compensation. Management For Voted - For
03 Advisory Proposal On The Frequency Of Future
Advisory Votes Regarding Named Executives'
Compensation. Management For Voted - 1 Year
04 Proposal To Ratify The Appointment Of KPMG LLP As
Independent Auditors For 2011. Management For Voted - For
05 Stockholder Proposal Regarding An Amendment To The
Company's By- Laws To Allow Holders Of 10% Of The
Company's Common Stock To Call Special Meetings Of
Stockholders. Shareholder Against Voted - Against
06 Stockholder Proposal To Provide For Cumulative
Voting In Contested Director Elections. Shareholder Against Voted - Against
07 Stockholder Proposal Regarding The Adoption Of A
Policy To Require An Independent Chairman. Shareholder Against Voted - Against
08 Stockholder Proposal Regarding An Advisory Vote On
Director Compensation. Shareholder Against Voted - Against
09 Stockholder Proposal Regarding An Investigation And
Report On Internal Controls For Mortgage Servicing
Operations. Shareholder Against Voted - Against
YAHOO! INC.
CUSIP: 984332106 Ticker: YHOO
Meeting Date: 06/23/2011 Meeting Type: Annual
1A Election Of Director: Carol Bartz Management For Voted - Against
1B Election Of Director: Roy J. Bostock Management For Voted - Against
1C Election Of Director: Patti S. Hart Management For Voted - Against
1D Election Of Director: Susan M. James Management For Voted - Against
1E Election Of Director: Vyomesh Joshi Management For Voted - Against
1F Election Of Director: David W. Kenny Management For Voted - Against
1G Election Of Director: Arthur H. Kern Management For Voted - Against
1H Election Of Director: Brad D. Smith Management For Voted - Against
1I Election Of Director: Gary L. Wilson Management For Voted - Against
1J Election Of Director: Jerry Yang Management For Voted - Against
02 Advisory Vote On Executive Compensation. Management For Voted - Against
03 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation. Management For Abstain
04 Ratification Of The Appointment Of Independent
Registered Public Accounting Firm. Management For Voted - Against
05 Shareholder Proposal Regarding Human Rights
Principles, If Properly Presented At The Annual
Meeting. Shareholder Against Voted - Against
14
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
AMAZON.COM, INC.
CUSIP: 023135106 Ticker: AMZN
Meeting Date: 06/07/2011 Meeting Type: Annual
1A Election Of Director: Jeffrey P. Bezos Management For Voted - For
1B Election Of Director: Tom A. Alberg Management For Voted - For
1C Election Of Director: John Seely Brown Management For Voted - For
1D Election Of Director: William B. Gordon Management For Voted - For
1E Election Of Director: Alain Monie Management For Voted - For
1F Election Of Director: Jonathan J. Rubinstein Management For Voted - For
1G Election Of Director: Thomas O. Ryder Management For Voted - For
1H Election Of Director: Patricia Q. Stonesifer Management For Voted - For
02 Ratify The Appointment Of Ernst & Young LLP As Our
Independent Auditors For The Fiscal Year Ending
December 31, 2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation. Management For Voted - 3 Years
05 Shareholder Proposal Regarding Shareholder
Ownership Threshold For Calling A Special Meeting
Of Shareholders. Shareholder Against Voted - Against
06 Shareholder Proposal Regarding An Assessment And
Report Concerning Climate Change. Shareholder Against Voted - Against
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 Ticker: AXP
Meeting Date: 05/02/2011 Meeting Type: Annual
01 Director
1 D.f. Akerson Management For Voted - For
2 C. Barshefsky Management For Voted - For
3 U.m. Burns Management For Voted - For
4 K.i. Chenault Management For Voted - For
5 P. Chernin Management For Voted - For
6 T.j. Leonsis Management For Voted - For
7 J. Leschly Management For Voted - For
8 R.c. Levin Management For Voted - For
9 R.a. Mcginn Management For Voted - For
10 E.d. Miller Management For Voted - For
11 S.s Reinemund Management For Voted - For
12 R.d. Walter Management For Voted - For
13 R.a. Williams Management For Voted - For
02 Ratification Of Appointment Of
PricewaterhouseCoopers LLP As Our Independent
Registered Public Accounting Firm For 2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On Frequency Of Advisory Executive
Compensation Vote. Management For Voted - 1 Year
05 Shareholder Proposal Relating To Cumulative Voting
For Directors. Shareholder Against Voted - Against
15
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
06 Shareholder Proposal Relating To The Calling Of
Special Shareholder Meetings. Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
CUSIP: 029912201 Ticker: AMT
Meeting Date: 05/18/2011 Meeting Type: Annual
1A Election Of Director: Raymond P. Dolan Management For Voted - For
1B Election Of Director: Ronald M. Dykes Management For Voted - For
1C Election Of Director: Carolyn F. Katz Management For Voted - For
1D Election Of Director: Gustavo Lara Cantu Management For Voted - For
1E Election Of Director: Joann A. Reed Management For Voted - For
1F Election Of Director: Pamela D.a. Reeve Management For Voted - For
1G Election Of Director: David E. Sharbutt Management For Voted - For
1H Election Of Director: James D. Taiclet, Jr. Management For Voted - For
1I Election Of Director: Samme L. Thompson Management For Voted - For
02 To Ratify The Selection Of Deloitte & Touche LLP As
Independent Registered Public Accounting Firm For
2011. Management For Voted - For
03 To Approve An Amendment To American Tower
Corporation's Amended And Restated Certificate Of
Incorporation. Management For Voted - For
04 To Conduct An Advisory Vote On Executive
Compensation. Management For Voted - For
05 To Conduct An Advisory Vote On Whether To Hold The
Stockholder Advisory Vote On Executive Compensation
Every One, Two Or Three Years. Management For Voted - 1 Year
APPLE INC.
CUSIP: 037833100 Ticker: AAPL
Meeting Date: 02/23/2011 Meeting Type: Annual
01 Director
1 William V. Campbell Management For Voted - For
2 Millard S. Drexler Management For Voted - For
3 Albert A. Gore, Jr. Management For Voted - For
4 Steven P. Jobs Management For Voted - For
5 Andrea Jung Management For Voted - For
6 Arthur D. Levinson Management For Voted - For
7 Ronald D. Sugar Management For Voted - For
02 Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For Fiscal Year 2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On The Frequency Of The Advisory Vote
On Executive Compensation. Management For Voted - 1 Year
05 Shareholder Proposal Regarding Succession Planning,
If Properly Presented At The Meeting. Shareholder Against Voted - Against
06 Shareholder Proposal Regarding Majority Voting, If
Properly Presented At The Meeting. Shareholder Against Voted - Against
16
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
C.H. ROBINSON WORLDWIDE, INC.
CUSIP: 12541W209 Ticker: CHRW
Meeting Date: 05/12/2011 Meeting Type: Annual
1A Election Of Director: Robert Ezrilov Management For Voted - For
1B Election Of Director: Wayne M. Fortun Management For Voted - For
1C Election Of Director: Brian P. Short Management For Voted - For
02 To Approve, By Non-binding Vote, Named Executive
Officer Compensation. Management For Voted - For
03 To Recommend, By Non-binding Vote, Frequency Of
Executive Compensation Votes. Management For Voted - 1 Year
04 Ratification Of The Selection Of Deloitte & Touche
LLP As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2011. Management For Voted - For
05 Shareholder Board Declassification Proposal. Shareholder Against Voted - Against
CARNIVAL CORPORATION
CUSIP: 143658300 Ticker: CCL
Meeting Date: 04/13/2011 Meeting Type: Annual
01 To Re-elect Micky Arison As A Director Of Carnival
Corporation And Carnival PLC. Management For Voted - For
02 To Re-elect Sir Jonathon Band As A Director Of
Carnival Corporation And Carnival PLC. Management For Voted - For
03 To Re-elect Robert H. Dickinson As A Director Of
Carnival Corporation And Carnival PLC. Management For Voted - For
04 To Re-elect Arnold W. Donald As A Director Of
Carnival Corporation And Carnival PLC. Management For Voted - For
05 To Re-elect Pier Luigi Foschi As A Director Of
Carnival Corporation And Carnival PLC. Management For Voted - For
06 To Re-elect Howard S. Frank As A Director Of
Carnival Corporation And Carnival PLC. Management For Voted - For
07 To Re-elect Richard J. Glasier As A Director Of
Carnival Corporation And Carnival PLC. Management For Voted - For
08 To Re-elect Modesto A. Maidique As A Director Of
Carnival Corporation And Carnival PLC. Management For Voted - For
09 To Re-elect Sir John Parker As A Director Of
Carnival Corporation And Carnival PLC. Management For Voted - For
10 To Re-elect Peter G. Ratcliffe As A Director Of
Carnival Corporation And Carnival PLC. Management For Voted - For
11 To Re-elect Stuart Subotnick As A Director Of
Carnival Corporation And Carnival PLC. Management For Voted - For
12 To Re-elect Laura Weil As A Director Of Carnival
Corporation And Carnival PLC. Management For Voted - For
13 To Re-elect Randall J. Weisenburger As A Director
Of Carnival Corporation And Carnival PLC. Management For Voted - For
14 To Re-elect Uzi Zucker As A Director Of Carnival
Corporation And Carnival PLC. Management For Voted - For
15 To Re-appoint The Uk Firm Of PricewaterhouseCoopers
LLP As Independent Auditors For Carnival PLC And To
Ratify The Selection Of The U.s. Firm Of
17
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
PricewaterhouseCoopers LLP As The Independent
Registered Certified Public Accounting Firm For
Carnival Corporation. Management For Voted - For
16 To Authorize The Audit Committee Of Carnival PLC To
Agree The Remuneration Of The Independent Auditors
Of Carnival PLC. Management For Voted - For
17 To Receive The Uk Accounts And Reports Of The
Directors And Auditors Of Carnival PLC For The Year
Ended November 30, 2010. Management For Voted - For
18 To Approve The Fiscal 2010 Compensation Of The
Named Executive Officers Of Carnival Corporation &
PLC. Management For Voted - For
19 To Determine How Frequently The Shareholders Of
Carnival Corporation & PLC Should Be Provided With
A Non-binding Advisory Vote Regarding The
Compensation Of The Named Executive Officers Of
Carnival Corporation & PLC. Management For Voted - 1 Year
20 To Approve The Carnival PLC Directors' Remuneration
Report For The Year Ended November 30, 2010. Management For Voted - For
21 To Approve The Giving Of Authority For The
Allotment Of New Shares By Carnival PLC. Management For Voted - For
22 To Approve The Disapplication Of Pre-emption Rights
In Relation To The Allotment Of New Shares By
Carnival PLC. Management For Voted - For
23 To Approve A General Authority For Carnival PLC To
Buy Back Carnival PLC Ordinary Shares In The Open
Market. Management For Voted - For
24 To Approve The Carnival Corporation 2011 Stock Plan. Management For Voted - For
CME GROUP
CUSIP: 12572Q105 Ticker: CME
Meeting Date: 06/08/2011 Meeting Type: Annual
01 Director
1 Craig S. Donohue Management For Voted - For
2 Timothy S. Bitsberger Management For Voted - For
3 Jackie M. Clegg Management For Voted - For
4 James A. Donaldson Management For Voted - For
5 J. Dennis Hastert Management For Voted - For
6 William P. Miller II Management For Voted - For
7 Terry L. Savage Management For Voted - For
8 Christopher Stewart Management For Voted - For
02 Ratification Of The Appointment Of Ernst & Young
LLP As Our Independent Registered Public Accounting
Firm. Management For Voted - For
03 Advisory Vote On The Compensation Of Our Named
Executive Officers. Management For Voted - For
04 Advisory Vote On The Frequency Of The Advisory Vote
On The Compensation Of Our Named Executive Officers. Management For Voted - 1 Year
18
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
CUSIP: 192446102 Ticker: CTSH
Meeting Date: 06/02/2011 Meeting Type: Annual
1A Election Of Director: Robert W. Howe Management For Voted - For
1B Election Of Director: Robert E. Weissman Management For Voted - For
02 Approval Of The Compensation Of Our Named Executive
Officers, Disclosed Pursuant To Item 402 Of
Regulation S-k. Management For Voted - For
03 Advisory Vote On The Frequency Of The Advisory Vote
On Executive Compensation. Management For Voted - 3 Years
04 To Amend Our Restated Certificate Of Incorporation,
As Amended To Increase The Maximum Number Of
Authorized Shares Of Capital Stock, All As More
Fully Described In The Proxy Statement. Management For Voted - For
05 To Amend Our Certificate Of Incorporation To Reduce
Certain Supermajority Voting Thresholds From 80% Of
The Voting Power Of All Then Outstanding Shares Of
Capital Stock To 66 2/3% Of The Voting Power Of All
Then Outstanding Shares Of Capital Stock. Management For Voted - For
06 To Amend Our Amended And Restated By-laws, As
Amended, To Reduce Certain Supermajority Voting
Thresholds From 80% Of The Voting Power Of All Then
Outstanding Shares Of Capital Stock To 66 2/3% Of
The Voting Power Of All Then Outstanding Shares Of
Capital Stock. Management For Voted - For
07 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As Our Independent Registered Public Accounting
Firm For The Year Ending December 31, 2011. Management For Voted - For
CROWN CASTLE INTERNATIONAL CORP
CUSIP: 228227104 Ticker: CCI
Meeting Date: 05/24/2011 Meeting Type: Annual
01 Director
1 Dale N. Hatfield Management For Voted - For
2 Lee W. Hogan Management For Voted - For
3 Robert F. Mckenzie Management For Voted - For
4 David C. Abrams Management For Voted - For
02 The Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As The Company's
Independent Registered Public Accountants For
Fiscal Year 2011. Management For Voted - For
03 The Non-binding, Advisory Vote Regarding The
Compensation Of The Company's Named Executive
Officers. Management For Voted - For
04 The Proposal To Amend The Company's Amended And
Restated Certificate Of Incorporation To Permit The
Company To Implement Majority Voting In Uncontested
Director Elections. Management For Voted - For
05 The Non-binding, Advisory Vote On The Frequency Of
Voting On The Compensation Of The Company's Named
Executive Officers. Management For Voted - 1 Year
19
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
DEVON ENERGY CORPORATION
CUSIP: 25179M103 Ticker: DVN
Meeting Date: 06/08/2011 Meeting Type: Annual
01 Director
1 Robert H. Henry Management For Voted - For
2 John A. Hill Management For Voted - For
3 Michael M. Kanovsky Management For Voted - For
4 Robert A. Mosbacher, Jr Management For Voted - For
5 J. Larry Nichols Management For Voted - For
6 Duane C. Radtke Management For Voted - For
7 Mary P. Ricciardello Management For Voted - For
8 John Richels Management For Voted - For
02 Advisory Vote On Executive Compensation. Management For Voted - For
03 Advisory Vote On The Frequency Of An Advisory Vote
On Executive Compensation. Management For Voted - 1 Year
04 Amend The Restated Certificate Of Incorporation To
Eliminate Supermajority Voting Provisions. Management For Voted - For
05 Amend And Restate The Restated Certificate Of
Incorporation To Remove Unnecessary And Outdated
Provisions. Management For Voted - For
06 Ratify The Appointment Of The Company's Independent
Auditors For 2011. Management For Voted - For
07 Shareholder Action By Written Consent. Shareholder Against Voted - Against
DISCOVERY COMMUNICATIONS, INC.
CUSIP: 25470F302 Ticker: DISCK
Meeting Date: 05/17/2011 Meeting Type: Annual
01 Non-voting Agenda Management For Voted - For
DOLLAR TREE, INC.
CUSIP: 256746108 Ticker: DLTR
Meeting Date: 06/16/2011 Meeting Type: Annual
01 Director
1 Macon F. Brock, Jr. Management For Voted - For
2 Mary Anne Citrino Management For Voted - For
3 Thomas E. Whiddon Management For Voted - For
02 To Approve, On An Advisory Basis, The Compensation
Of The Company's Named Executive Officers Management For Voted - For
03 To Recommend, On An Advisory Basis, The Frequency
Of Future Advisory Votes On Executive Compensation Management For Voted - 3 Years
04 To Approve The Omnibus Incentive Plan Management For Voted - For
05 To Ratify The Selection Of KPMG As The Company's
Independent Registered Public Accounting Firm Management For Voted - For
20
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
EBAY INC.
CUSIP: 278642103 Ticker: EBAY
Meeting Date: 04/28/2011 Meeting Type: Annual
1A Election Of Director: Fred D. Anderson Management For Voted - For
1B Election Of Director: Edward W. Barnholt Management For Voted - For
1C Election Of Director: Scott D. Cook Management For Voted - For
1D Election Of Director: John J. Donahoe Management For Voted - For
02 Advisory Vote On Compensation Of Our Named
Executive Officers. Management For Voted - For
03 Advisory Vote On The Frequency Of The Advisory Vote
On Compensation Of Our Named Executive Officers. Management For Voted - 1 Year
04 Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As Our Independent
Auditors For Our Fiscal Year Ending December 31,
2011. Management For Voted - For
05 Stockholder Proposal Regarding Supermajority
Stockholder Voting Standards. Shareholder Against Voted - Against
EDWARDS LIFESCIENCES CORPORATION
CUSIP: 28176E108 Ticker: EW
Meeting Date: 05/12/2011 Meeting Type: Annual
1A Election Of Director: John T. Cardis Management For Voted - For
1B Election Of Director: David E.i. Pyott Management For Voted - For
02 Approval Of The Amendment And Restatement Of The
Long-term Stock Incentive Compensation Program. Management For Voted - For
03 To Approve, By Non-binding Vote, Executive
Compensation. Management For Voted - For
04 To Recommend, By Non-binding Vote, The Frequency Of
Executive Compensation Votes. Management For Voted - 3 Years
05 Ratification Of Appointment Of The Independent
Registered Public Accounting Firm. Management For Voted - For
EMC CORPORATION
CUSIP: 268648102 Ticker: EMC
Meeting Date: 05/04/2011 Meeting Type: Annual
1A Election Of Director: Michael W. Brown Management For Voted - For
1B Election Of Director: Randolph L. Cowen Management For Voted - For
1C Election Of Director: Michael J. Cronin Management For Voted - For
1D Election Of Director: Gail Deegan Management For Voted - For
1E Election Of Director: James S. Distasio Management For Voted - For
1F Election Of Director: John R. Egan Management For Voted - For
1G Election Of Director: Edmund F. Kelly Management For Voted - For
1H Election Of Director: Windle B. Priem Management For Voted - For
1I Election Of Director: Paul Sagan Management For Voted - For
1J Election Of Director: David N. Strohm Management For Voted - For
1K Election Of Director: Joseph M. Tucci Management For Voted - For
02 Ratification Of The Selection By The Audit
Committee Of PricewaterhouseCoopers LLP As Emc's
21
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
Independent Auditors For The Fiscal Year Ending
December 31, 2011, As Described In Emc's Proxy
Statement. Management For Voted - For
03 Approval Of The Emc Corporation Amended And
Restated 2003 Stock Plan, As Described In Emc's
Proxy Statement. Management For Voted - For
04 Approval Of An Amendment To Emc's Bylaws To Reduce
The Percentage Of Shares Required For Shareholders
To Call A Special Meeting Of Shareholders, As
Described In Emc's Proxy Statement. Management For Voted - For
05 Advisory Vote On Executive Compensation, As
Described In Emc's Proxy Statement. Management For Voted - For
06 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation, As Described In
Emc's Proxy Statement. Management For Voted - 1 Year
EQUINIX, INC.
CUSIP: 29444U502 Ticker: EQIX
Meeting Date: 06/09/2011 Meeting Type: Annual
01 Director
1 Steven T. Clontz Management For Voted - For
2 Gary F. Hromadko Management For Voted - For
3 Scott G. Kriens Management For Voted - For
4 William K. Luby Management For Voted - For
5 Irving F. Lyons, III Management For Voted - For
6 Christopher B. Paisley Management For Voted - For
7 Stephen M. Smith Management For Voted - For
8 Peter F. Van Camp Management For Voted - For
02 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2011. Management For Voted - For
03 To Approve By A Non-binding Advisory Vote The
Compensation Of The Company's Named Executive
Officers. Management For Voted - For
04 To Approve By A Non-binding Advisory Vote The
Frequency Of Stockholder Non-binding Advisory Votes
On The Company's Named Executive Officer
Compensation. Management For Voted - 1 Year
05 To Approve An Amendment To The Company's
Certificate Of Incorporation To Reduce The Current
Voting Requirement To A Majority Of The Outstanding
Shares Entitled To Vote To Amend, Repeal Or Adopt
Any Provision Of The Certificate Of Incorporation. Management For Voted - For
06 To Approve An Amendment To The Company's Bylaws To
Reduce The Current Voting Requirement To A Majority
Of The Outstanding Shares Entitled To Vote To
Remove Any Directors Or The Entire Board For Cause. Management For Voted - For
07 To Approve An Amendment To The Company's Bylaws To
Reduce The Current Voting Requirement To A Majority
Of The Outstanding Shares Entitled To Vote To
22
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
Amend, Alter, Add To Or Rescind Or Repeal The
Bylaws. Management For Voted - For
EXPEDITORS INT'L OF WASHINGTON, INC.
CUSIP: 302130109 Ticker: EXPD
Meeting Date: 05/04/2011 Meeting Type: Annual
1A Election Of Director: Mark A. Emmert (to Serve
Until Next Annual Meeting And Until A Successor Is
Elected And Qualified) Management For Voted - For
1B Election Of Director: R. Jordan Gates (to Serve
Until Next Annual Meeting And Until A Successor Is
Elected And Qualified) Management For Voted - For
1C Election Of Director: Dan P. Kourkoumelis (to Serve
Until Next Annual Meeting And Until A Successor Is
Elected And Qualified) Management For Voted - For
1D Election Of Director: Michael J. Malone (to Serve
Until Next Annual Meeting And Until A Successor Is
Elected And Qualified) Management For Voted - For
1E Election Of Director: John W. Meisenbach (to Serve
Until Next Annual Meeting And Until A Successor Is
Elected And Qualified) Management For Voted - For
1F Election Of Director: Peter J. Rose (to Serve Until
Next Annual Meeting And Until A Successor Is
Elected And Qualified) Management For Voted - For
1G Election Of Director: James L.k. Wang (to Serve
Until Next Annual Meeting And Until A Successor Is
Elected And Qualified) Management For Voted - For
1H Election Of Director: Robert R. Wright (to Serve
Until Next Annual Meeting And Until A Successor Is
Elected And Qualified) Management For Voted - For
02 To Approve, On A Non-binding Basis, The
Compensation Of The Company's Named Executive
Officers. Management For Voted - For
03 To Conduct A Non-binding Vote On The Frequency Of A
Non-binding Vote On Compensation Of The Company's
Named Executive Officers. Management For Voted - 1 Year
04 To Approve And Ratify The Adoption Of The 2011
Stock Option Plan. Management For Voted - For
05 To Ratify The Appointment Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For The Year Ending December 31, 2011. Management For Voted - For
EXPRESS SCRIPTS, INC.
CUSIP: 302182100 Ticker: ESRX
Meeting Date: 05/04/2011 Meeting Type: Annual
1A Election Of Director: Gary G. Benanav Management For Voted - For
1B Election Of Director: Maura C. Breen Management For Voted - For
1C Election Of Director: Nicholas J. Lahowchic Management For Voted - For
1D Election Of Director: Thomas P. Mac Mahon Management For Voted - For
1E Election Of Director: Frank Mergenthaler Management For Voted - For
1F Election Of Director: Woodrow A Myers, Jr., Md Management For Voted - For
23
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
1G Election Of Director: John O. Parker, Jr. Management For Voted - For
1H Election Of Director: George Paz Management For Voted - For
1I Election Of Director: Samuel K. Skinner Management For Voted - For
1J Election Of Director: Seymour Sternberg Management For Voted - For
02 Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As The Company's
Independent Registered Public Accountants For 2011. Management For Voted - For
03 To Approve Amendment To The Bylaws Regarding
Calling Of A Special Meeting. Management For Voted - For
04 To Approve, By Non-binding Vote, Executive
Compensation. Management For Voted - For
05 To Recommend, By Non-binding Vote, The Frequency Of
Executive Compensation Votes. Management For Voted - 3 Years
06 To Approve And Ratify The Express Scripts, Inc.
2011 Long-term Incentive Plan. Management For Voted - For
07 Stockholder Proposal Regarding Report On Political
Contributions. Shareholder Against Voted - Against
GOODRICH CORPORATION
CUSIP: 382388106 Ticker: GR
Meeting Date: 04/19/2011 Meeting Type: Annual
01 Director
1 Carolyn Corvi Management Did Not Vote
2 Diane C. Creel Management Did Not Vote
3 Harris E. Deloach, Jr. Management Did Not Vote
4 James W. Griffith Management Did Not Vote
5 William R. Holland Management Did Not Vote
6 John P. Jumper Management Did Not Vote
7 Marshall O. Larsen Management Did Not Vote
8 Lloyd W. Newton Management Did Not Vote
9 Alfred M. Rankin, Jr. Management Did Not Vote
02 Ratify The Appointment Of Ernst & Young LLP As Our
Independent Registered Public Accounting Firm For
The Year 2011. Management Did Not Vote
03 Approve The Goodrich Corporation 2011 Equity
Compensation Plan. Management Did Not Vote
04 Adopt A Resolution Approving, On An Advisory Basis,
The Compensation Paid To The Company's Named
Executive Officers, As Disclosed Pursuant To Item
402 Of Regulation S-k In The Proxy Statement. Management Did Not Vote
05 Select, On An Advisory Basis, The Frequency Of
Future Shareholder Advisory Votes To Approve The
Compensation Of Our Named Executive Officers. Management Did Not Vote
01 Director
1 Carolyn Corvi Management Did Not Vote
2 Diane C. Creel Management Did Not Vote
3 Harris E. Deloach, Jr. Management Did Not Vote
4 James W. Griffith Management Did Not Vote
5 William R. Holland Management Did Not Vote
6 John P. Jumper Management Did Not Vote
24
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Marshall O. Larsen Management Did Not Vote
8 Lloyd W. Newton Management Did Not Vote
9 Alfred M. Rankin, Jr. Management Did Not Vote
02 Ratify The Appointment Of Ernst & Young LLP As Our
Independent Registered Public Accounting Firm For
The Year 2011. Management Did Not Vote
03 Approve The Goodrich Corporation 2011 Equity
Compensation Plan. Management Did Not Vote
04 Adopt A Resolution Approving, On An Advisory Basis,
The Compensation Paid To The Company's Named
Executive Officers, As Disclosed Pursuant To Item
402 Of Regulation S-k In The Proxy Statement. Management Did Not Vote
05 Select, On An Advisory Basis, The Frequency Of
Future Shareholder Advisory Votes To Approve The
Compensation Of Our Named Executive Officers. Management Did Not Vote
GOOGLE INC.
CUSIP: 38259P508 Ticker: GOOG
Meeting Date: 06/02/2011 Meeting Type: Annual
01 Director
1 Larry Page Management For Voted - For
2 Sergey Brin Management For Voted - For
3 Eric E. Schmidt Management For Voted - For
4 L. John Doerr Management For Voted - For
5 John L. Hennessy Management For Voted - For
6 Ann Mather Management For Voted - For
7 Paul S. Otellini Management For Voted - For
8 K. Ram Shriram Management For Voted - For
9 Shirley M. Tilghman Management For Voted - For
02 The Ratification Of Ernst & Young LLP As Google's
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2011. Management For Voted - For
03 The Approval Of An Amendment To Google's 2004 Stock
Plan To Increase The Number Of Authorized Shares Of
Class A Common Stock Issuable Under The Plan By
1,500,000. Management For Voted - For
04 The Approval Of 2010 Compensation Awarded To Named
Executive Officers. Management For Voted - For
05 The Frequency Of Future Stockholder Advisory Votes
Regarding Compensation Awarded To Named Executive
Officers. Management For Voted - 3 Years
06 A Stockholder Proposal Regarding The Formation Of A
Board Committee On Sustainability, If Properly
Presented At The Meeting. Shareholder Against Voted - Against
07 A Stockholder Proposal Regarding The Adoption Of A
Simple Majority Voting Standard For Stockholder
Matters, If Properly Presented At The Meeting. Shareholder Against Voted - Against
08 A Stockholder Proposal Regarding A Conflict Of
Interest And Code Of Conduct Compliance Report, If
Properly Presented At The Meeting. Shareholder Against Voted - Against
25
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
INTERCONTINENTALEXCHANGE, INC.
CUSIP: 45865V100 Ticker: ICE
Meeting Date: 05/20/2011 Meeting Type: Annual
1A Election Of Director: Charles R. Crisp Management For Voted - For
1B Election Of Director: Jean-marc Forneri Management For Voted - For
1C Election Of Director: Senator Judd A. Gregg Management For Voted - For
1D Election Of Director: Fred W. Hatfield Management For Voted - For
1E Election Of Director: Terrence F. Martell Management For Voted - For
1F Election Of Director: Sir Callum Mccarthy Management For Voted - For
1G Election Of Director: Sir Robert Reid Management For Voted - For
1H Election Of Director: Frederic V. Salerno Management For Voted - For
1I Election Of Director: Jeffrey C. Sprecher Management For Voted - For
1J Election Of Director: Judith A. Sprieser Management For Voted - For
1K Election Of Director: Vincent Tese Management For Voted - For
02 To Approve, By Non-binding Vote, Executive
Compensation For Named Executive Officers. Management For Voted - For
03 To Recommend, By Non-binding Vote, The Frequency Of
Executive Compensation Votes. Management For Voted - 3 Years
04 Appointment Of Ernst & Young LLP As Our Independent
Registered Public Accounting Firm For The Year
Ending December 31, 2011. Management For Voted - For
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 Ticker: ISRG
Meeting Date: 04/21/2011 Meeting Type: Annual
1A Election Of Director: Floyd D. Loop Management For Voted - For
1B Election Of Director: George Stalk Jr. Management For Voted - For
1C Election Of Director: Craig H. Barratt Management For Voted - For
02 To Approve The Amendment And Restatement To The
Company's 2010 Incentive Award Plan Management For Voted - For
03 To Approve, By Non-binding Vote, The Compensation
Of Our Named Executive Officers Management For Voted - For
04 To Recommend, By Non-binding Vote, The Frequency Of
The Advisory Vote On The Compensation Of Our Named
Executive Officers Management For Voted - 3 Years
05 The Ratification Of The Appointment Of Ernst &
Young LLP As The Company's Independent Registered
Public Accounting Firm For The Fiscal Year Ending
December 31, 2011 Management For Voted - For
LABORATORY CORP. OF AMERICA HOLDINGS
CUSIP: 50540R409 Ticker: LH
Meeting Date: 05/11/2011 Meeting Type: Annual
1A Election Of Director: David P. King Management For Voted - For
1B Election Of Director: Kerrii B. Anderson Management For Voted - For
1C Election Of Director: Jean-luc Belingard Management For Voted - For
1D Election Of Director: N. Anthony Coles, Jr., M.d.,
M.p.h. Management For Voted - For
26
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
1E Election Of Director: Wendy E. Lane Management For Voted - For
1F Election Of Director: Thomas P. Mac Mahon Management For Voted - For
1G Election Of Director: Robert E. Mittelstaedt, Jr. Management For Voted - For
1H Election Of Director: Arthur H. Rubenstein, Mbbch Management For Voted - For
1I Election Of Director: M. Keith Weikel, Ph.d. Management For Voted - For
1J Election Of Director: R. Sanders Williams, M.d. Management For Voted - For
02 To Approve, By Non-binding Vote, Executive
Compensation. Management For Voted - For
03 To Recommend, By Non-binding Vote, The Frequency Of
Executive Compensation Votes. Management For Voted - 1 Year
04 Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As Laboratory
Corporation Of America Holdings' Independent
Registered Public Accounting Firm For 2011. Management For Voted - For
LAS VEGAS SANDS CORP.
CUSIP: 517834107 Ticker: LVS
Meeting Date: 06/10/2011 Meeting Type: Annual
01 Director
1 Charles D. Forman Management For Voted - For
2 George P. Koo Management For Voted - For
3 Irwin A. Siegel Management For Voted - For
02 To Consider And Act Upon The Ratification Of The
Selection Of PricewaterhouseCoopers LLP As The
Company's Independent Registered Public Accounting
Firm. Management For Voted - For
03 To Consider And Act Upon An Advisory (non-binding)
Proposal On Executive Compensation. Management For Voted - For
04 To Consider And Act Upon An Advisory (non-binding)
Proposal On How Frequently Stockholders Should Vote
To Approve Compensation Of Our Named Executive
Officers. Management For Voted - 1 Year
MASTERCARD INCORPORATED
CUSIP: 57636Q104 Ticker: MA
Meeting Date: 06/07/2011 Meeting Type: Annual
1A Election Of Director: Marc Olivie Management For Voted - For
1B Election Of Director: Rima Qureshi Management For Voted - For
1C Election Of Director: Mark Schwartz Management For Voted - For
1D Election Of Director: Jackson P. Tai Management For Voted - For
02 Advisory Vote On Executive Compensation Management For Voted - For
03 Advisory Vote On Frequency Of Holding Future
Advisory Votes On Executive Compensation Management For Voted - 1 Year
04 Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As The Independent
Registered Public Accounting Firm For The Company
For 2011 Management For Voted - For
27
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
MCDONALD'S CORPORATION
CUSIP: 580135101 Ticker: MCD
Meeting Date: 05/19/2011 Meeting Type: Annual
1A Election Of Director: Susan E. Arnold Management For Voted - For
1B Election Of Director: Richard H. Lenny Management For Voted - For
1C Election Of Director: Cary D. Mcmillan Management For Voted - For
1D Election Of Director: Sheila A. Penrose Management For Voted - For
1E Election Of Director: James A. Skinner Management For Voted - For
02 Advisory Vote On The Approval Of The Appointment Of
An Independent Registered Public Accounting Firm To
Serve As Independent Auditors For 2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation. Management For Voted - 1 Year
05 Eliminate Super-majority Voting Requirements In
Article Twelfth Of Our Restated Certificate Of
Incorporation By Repealing Such Article
(transactions With Interested Shareholders). Management For Voted - For
06 Eliminate Super-majority Voting Requirements In
Article Thirteenth Of Our Restated Certificate Of
Incorporation (board Of Directors). Management For Voted - For
07 Eliminate Super-majority Voting Requirement In
Article Fourteenth Of Our Restated Certificate Of
Incorporation (shareholder Action). Management For Voted - For
08 Advisory Vote On Shareholder Proposal Relating To
Classified Board. Shareholder Against Voted - Against
09 Advisory Vote On Shareholder Proposal Relating To
The Use Of Controlled Atmosphere Stunning. Shareholder Against Voted - Against
10 Advisory Vote On Shareholder Proposal Relating To A
Report On Children's Nutrition. Shareholder Against Voted - Against
11 Advisory Vote On Shareholder Proposal Relating To
Beverage Containers. Shareholder Against Voted - Against
PRAXAIR, INC.
CUSIP: 74005P104 Ticker: PX
Meeting Date: 04/26/2011 Meeting Type: Annual
1 Director
1 Stephen F. Angel Management For Voted - For
2 Oscar Bernardes Management For Voted - For
3 Nance K. Dicciani Management For Voted - For
4 Edward G. Galante Management For Voted - For
5 Claire W. Gargalli Management For Voted - For
6 Ira D. Hall Management For Voted - For
7 Raymond W. Leboeuf Management For Voted - For
8 Larry D. Mcvay Management For Voted - For
9 Wayne T. Smith Management For Voted - For
10 Robert L. Wood Management For Voted - For
2 Approve, On An Advisory And Non- Binding Basis, The
Compensation Of Praxair's Named Executive Officers
As Disclosed In The 2011 Proxy Statement. Management For Voted - For
28
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Recommend, On An Advisory And Non-binding Basis,
The Frequency Of Holding Future Advisory Votes On
Named Executive Officer Compensation. Management For Voted - 1 Year
4 To Approve Performance Goals Under Praxair's
Section 162(m) Plan. Management For Voted - For
5 To Approve Amendments To The 2009 Praxair, Inc.
Long Term Incentive Plan To Add Non-employee
Directors As Eligible Participants. Management For Voted - For
6 To Ratify The Appointment Of The Independent Auditor Management For Voted - For
PRICELINE.COM INCORPORATED
CUSIP: 741503403 Ticker: PCLN
Meeting Date: 06/02/2011 Meeting Type: Annual
01 Director
1 Jeffery H. Boyd Management For Voted - For
2 Ralph M. Bahna Management For Voted - For
3 Howard W. Barker, Jr. Management For Voted - For
4 Jan L. Docter Management For Voted - For
5 Jeffrey E. Epstein Management For Voted - For
6 James M. Guyette Management For Voted - For
7 Nancy B. Peretsman Management For Voted - For
8 Craig W. Rydin Management For Voted - For
02 To Ratify The Selection Of Deloitte & Touche LLP As
Independent Registered Public Accounting Firm Of
The Company For Our Fiscal Year Ending December 31,
2011. Management For Voted - For
03 To Cast A Non-binding Advisory Vote On The
Compensation Paid By The Company To Our Named
Executive Officers. Management For Voted - For
04 To Cast A Non-binding Advisory Vote On The
Frequency Of Casting Future Non-binding Advisory
Votes On The Compensation Paid By The Company To
Our Named Executive Officers. Management For Voted - 1 Year
05 To Consider And Vote Upon A Stockholder Proposal On
Stockholder Action By Written Consent. Shareholder Against Voted - Against
QUALCOMM, INCORPORATED
CUSIP: 747525103 Ticker: QCOM
Meeting Date: 03/08/2011 Meeting Type: Annual
01 Director
1 Barbara T. Alexander Management For Voted - For
2 Stephen M. Bennett Management For Voted - For
3 Donald G. Cruickshank Management For Voted - For
4 Raymond V. Dittamore Management For Voted - For
5 Thomas W. Horton Management For Voted - For
6 Irwin Mark Jacobs Management For Voted - For
7 Paul E. Jacobs Management For Voted - For
8 Robert E. Kahn Management For Voted - For
9 Sherry Lansing Management For Voted - For
29
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
10 Duane A. Nelles Management For Voted - For
11 Francisco Ros Management For Voted - For
12 Brent Scowcroft Management For Voted - For
13 Marc I. Stern Management For Voted - For
02 To Approve The 2006 Long-term Incentive Plan, As
Amended, Which Includes An Increase In The Share
Reserve By 65,000,000 Shares. Management For Voted - For
03 To Approve An Amendment To The 2001 Employee Stock
Purchase Plan To Increase The Share Reserve By
22,000,000 Shares. Management For Voted - For
04 To Ratify The Selection Of PricewaterhouseCoopers
LLP As Our Independent Public Accountants For Our
Fiscal Year Ending September 25, 2011. Management For Voted - For
05 To Hold An Advisory Vote On Executive Compensation. Management For Voted - For
06 To Hold An Advisory Vote On The Frequency Of Future
Advisory Votes On Executive Compensation. Management For Voted - 3 Years
07 To Act On A Stockholder Proposal, If Properly
Presented At The Annual Meeting. Shareholder Against Voted - Against
SALESFORCE.COM, INC.
CUSIP: 79466L302 Ticker: CRM
Meeting Date: 06/09/2011 Meeting Type: Annual
1A Election Of Director: Marc Benioff Management For Voted - For
1B Election Of Director: Craig Conway Management For Voted - For
1C Election Of Director: Alan Hassenfeld Management For Voted - For
02 Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending On
January 31, 2012. Management For Voted - For
03 Advisory Vote To Approve The Resolution On The
Compensation Of The Named Executive Officers. Management For Voted - For
04 Advisory Vote On The Frequency Of Future Advisory
Votes To Approve A Resolution On The Compensation
Of The Named Executive Officers. Management For Voted - 1 Year
05 Stockholder Proposal To Repeal Classified Board. Shareholder Against Voted - Against
SBA COMMUNICATIONS CORPORATION
CUSIP: 78388J106 Ticker: SBAC
Meeting Date: 05/04/2011 Meeting Type: Annual
01 Director
1 Steven E. Bernstein Management For Voted - For
2 Duncan H. Cocroft Management For Voted - For
02 To Approve The Ratification Of The Appointment Of
Ernst & Young LLP As Sba's Independent Registered
Certified Public Accounting Firm For The 2011
Fiscal Year. Management For Voted - For
03 To Approve, On An Advisory Basis, The Compensation
Of Sba's Named Executive Officers. Management For Voted - For
30
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
04 To Approve, On An Advisory Basis, The Frequency Of
The Shareholder Vote On The Compensation Of Sba's
Named Executive Officers. Management For Voted - 3 Years
05 To Approve An Amendment To The 2008 Employee Stock
Purchase Plan. Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
CUSIP: 845467109 Ticker: SWN
Meeting Date: 05/17/2011 Meeting Type: Annual
1A Election Of Director: Lewis E. Epley, Jr. Management For Voted - For
1B Election Of Director: Robert L. Howard Management For Voted - For
1C Election Of Director: Greg D. Kerley Management For Voted - For
1D Election Of Director: Harold M. Korell Management For Voted - For
1E Election Of Director: Vello A. Kuuskraa Management For Voted - For
1F Election Of Director: Kenneth R. Mourton Management For Voted - For
1G Election Of Director: Steven L. Mueller Management For Voted - For
1H Election Of Director: Charles E. Scharlau Management For Voted - For
1I Election Of Director: Alan H. Stevens Management For Voted - For
02 The Ratification Of The Appointment Of
PricewaterhouseCoopers LLP To Serve As The Companys
Independent Registered Public Accounting Firm For
The Fiscal Year Ended December 31, 2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On Frequency Of Say-on-pay Votes. Management For Voted - 1 Year
05 Amendment Of The Company's By- Laws To Reduce The
Ownership Thre- Shold For Stockholders To Call
Special Meeting Of Stockholders. Management For Voted - For
06 Stockholder Proposal For A Political Contributions
And Expenditures Report. Shareholder Against Voted - Against
STERICYCLE, INC.
CUSIP: 858912108 Ticker: SRCL
Meeting Date: 05/24/2011 Meeting Type: Annual
1A Election Of Director: Mark C. Miller Management For Voted - For
1B Election Of Director: Jack W. Schuler Management For Voted - For
1C Election Of Director: Thomas D. Brown Management For Voted - For
1D Election Of Director: Rod F. Dammeyer Management For Voted - For
1E Election Of Director: William K. Hall Management For Voted - For
1F Election Of Director: Jonathan T. Lord, M.d. Management For Voted - For
1G Election Of Director: John Patience Management For Voted - For
1H Election Of Director: James W.p. Reid-anderson Management For Voted - For
1I Election Of Director: Ronald G. Spaeth Management For Voted - For
02 Approval Of The Company's 2011 Incentive Stock Plan Management For Voted - For
03 Ratification Of The Appointment Of Ernst & Young
L.l.p. As The Company's Independent Registered
Public Accounting Firm For 2011 Management For Voted - For
04 Advisory Resolution Approving The Compensation Paid
To The Company's Executive Officers Management For Voted - For
31
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
05 Advisory Resolution On The Frequency Of The
Advisory Vote On Executive Compensation (choose One
Frequency) Management For Voted - 3 Years
T. ROWE PRICE GROUP, INC.
CUSIP: 74144T108 Ticker: TROW
Meeting Date: 04/14/2011 Meeting Type: Annual
1A Election Of Director: Edward C. Bernard Management For Voted - For
1B Election Of Director: James T. Brady Management For Voted - For
1C Election Of Director: J. Alfred Broaddus, Jr. Management For Voted - For
1D Election Of Director: Donald B. Hebb, Jr. Management For Voted - For
1E Election Of Director: James A.c. Kennedy Management For Voted - For
1F Election Of Director: Robert F. Maclellan Management For Voted - For
1G Election Of Director: Brian C. Rogers Management For Voted - For
1H Election Of Director: Dr. Alfred Sommer Management For Voted - For
1I Election Of Director: Dwight S. Taylor Management For Voted - For
1J Election Of Director: Anne Marie Whittemore Management For Voted - For
02 To Approve, By A Non-binding Advisory Vote, The
Compensation Paid By The Company To Its Named
Executive Officers. Management For Voted - For
03 Recommend, By Non-binding Advisory Vote, Frequency
Of Voting By Holders On Compensation Paid By
Company To Executive Officers. Management For Voted - 1 Year
04 Ratification Of The Appointment Of KPMG LLP As Our
Independent Registered Public Accounting Firm For
2011. Management For Voted - For
TD AMERITRADE HOLDING CORPORATION
CUSIP: 87236Y108 Ticker: AMTD
Meeting Date: 02/16/2011 Meeting Type: Annual
01 Director
1 J. Joe Ricketts Management For Voted - For
2 Dan W. Cook III Management For Voted - For
3 Joseph H. Moglia Management For Voted - For
4 Wilbur J. Prezzano Management For Voted - For
02 An Advisory Vote On Executive Compensation. Management For Voted - For
03 An Advisory Vote On The Frequency Of Holding An
Advisory Vote On Executive Compensation. Management For Voted - 1 Year
04 Long-term Incentive Plan. Reapproval Of The
Performance- Based Compensation Measures To Be Used
Under The Company's Long- Term Incentive Plan, As
Required By Section 162(m) Of The Internal Revenue
Code. Management For Voted - For
05 Management Incentive Plan. Reapproval Of The
Performance- Based Compensation Measures To Be Used
Under The Company's Management Incentive Plan, As
Required By Section 162(m) Of The Internal Revenue
Code. Management For Voted - For
06 Independent Registered Public Accounting Firm.
Ratification Of The Appointment Of Ernst & Young
32
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
LLP As Independent Registered Public Accounting
Firm For The Fiscal Year Ending September 30, 2011. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 Ticker: SCHW
Meeting Date: 05/17/2011 Meeting Type: Annual
1A Election Of Director: Frank C. Herringer Management For Voted - For
1B Election Of Director: Stephen T. Mclin Management For Voted - For
1C Election Of Director: Charles R. Schwab Management For Voted - For
1D Election Of Director: Roger 0. Walther Management For Voted - For
1E Election Of Director: Robert N. Wilson Management For Voted - For
02 Ratification Of Independent Auditors Management For Voted - For
03 Approval Of Amended 2004 Stock Incentive Plan Management For Voted - For
04 Approval Of Compensation Of Named Executive Officers Management For Voted - For
05 Frequency Of Votes On Compensation Of Named
Executive Officers Management For Voted - 1 Year
06 Stockholder Proposal Regarding Political
Contributions Shareholder Against Voted - Against
07 Stockholder Proposal Regarding Declassification Of
Board Of Directors Shareholder Abstain
THE GOLDMAN SACHS GROUP, INC.
CUSIP: 38141G104 Ticker: GS
Meeting Date: 05/06/2011 Meeting Type: Annual
1A Election Of Director: Lloyd C. Blankfein Management For Voted - For
1B Election Of Director: John H. Bryan Management For Voted - For
1C Election Of Director: Gary D. Cohn Management For Voted - For
1D Election Of Director: Claes Dahlback Management For Voted - For
1E Election Of Director: Stephen Friedman Management For Voted - For
1F Election Of Director: William W. George Management For Voted - For
1G Election Of Director: James A. Johnson Management For Voted - For
1H Election Of Director: Lois D. Juliber Management For Voted - For
1I Election Of Director: Lakshmi N. Mittal Management For Voted - For
1J Election Of Director: James J. Schiro Management For Voted - For
02 Advisory Vote On Executive Compensation Matters
(say On Pay) Management For Voted - For
03 Advisory Vote On The Frequency Of Say On Pay Management For Voted - 1 Year
04 Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As Our Independent
Registered Public Accounting Firm For Our 2011
Fiscal Year Management For Voted - For
05 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Voted - Against
06 Shareholder Proposal Regarding Special Shareowner
Meetings Shareholder Against Voted - Against
07 Shareholder Proposal Regarding Executive
Compensation And Long- Term Performance Shareholder Against Voted - Against
08 Shareholder Proposal Regarding A Report On Senior
Executive Compensation Shareholder Against Voted - Against
33
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
09 Shareholder Proposal Regarding A Report On Climate
Change Risk Disclosure Shareholder Against Voted - Against
10 Shareholder Proposal Regarding A Report On
Political Contributions Shareholder Against Voted - Against
THE WALT DISNEY COMPANY
CUSIP: 254687106 Ticker: DIS
Meeting Date: 03/23/2011 Meeting Type: Annual
1A Election Of Director: Susan E. Arnold Management Did Not Vote
1B Election Of Director: John E. Bryson Management Did Not Vote
1C Election Of Director: John S. Chen Management Did Not Vote
1D Election Of Director: Judith L. Estrin Management Did Not Vote
1E Election Of Director: Robert A. Iger Management Did Not Vote
1F Election Of Director: Steven P. Jobs Management Did Not Vote
1G Election Of Director: Fred H. Langhammer Management Did Not Vote
1H Election Of Director: Aylwin B. Lewis Management Did Not Vote
1I Election Of Director: Monica C. Lozano Management Did Not Vote
1J Election Of Director: Robert W. Matschullat Management Did Not Vote
1K Election Of Director: John E. Pepper, Jr. Management Did Not Vote
1L Election Of Director: Sheryl K. Sandberg Management Did Not Vote
1M Election Of Director: Orin C. Smith Management Did Not Vote
02 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As The Company's Registered Public Accountants
For 2011. Management Did Not Vote
03 To Approve The 2011 Stock Incentive Plan. Management Did Not Vote
04 To Approve The Advisory Resolution On Executive
Compensation. Management Did Not Vote
05 To Approve Holding An Advisory Vote On Executive
Compensation Every One, Two Or Three Years, As
Indicated. Management Did Not Vote
06 To Approve The Shareholder Proposal Relating To
Performance Tests For Restricted Stock Units. Shareholder Did Not Vote
1A Election Of Director: Susan E. Arnold Management Did Not Vote
1B Election Of Director: John E. Bryson Management Did Not Vote
1C Election Of Director: John S. Chen Management Did Not Vote
1D Election Of Director: Judith L. Estrin Management Did Not Vote
1E Election Of Director: Robert A. Iger Management Did Not Vote
1F Election Of Director: Steven P. Jobs Management Did Not Vote
1G Election Of Director: Fred H. Langhammer Management Did Not Vote
1H Election Of Director: Aylwin B. Lewis Management Did Not Vote
1I Election Of Director: Monica C. Lozano Management Did Not Vote
1J Election Of Director: Robert W. Matschullat Management Did Not Vote
1K Election Of Director: John E. Pepper, Jr. Management Did Not Vote
1L Election Of Director: Sheryl K. Sandberg Management Did Not Vote
1M Election Of Director: Orin C. Smith Management Did Not Vote
02 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As The Company's Registered Public Accountants
For 2011. Management Did Not Vote
03 To Approve The 2011 Stock Incentive Plan. Management Did Not Vote
34
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
04 To Approve The Advisory Resolution On Executive
Compensation. Management Did Not Vote
05 To Approve Holding An Advisory Vote On Executive
Compensation Every One, Two Or Three Years, As
Indicated. Management Did Not Vote
06 To Approve The Shareholder Proposal Relating To
Performance Tests For Restricted Stock Units. Shareholder Did Not Vote
ULTRA PETROLEUM CORP.
CUSIP: 903914109 Ticker: UPL
Meeting Date: 05/25/2011 Meeting Type: Annual
1A Election Of Michael D. Watford As Director Management For Voted - For
1B Election Of W. Charles Helton As Director Management For Voted - For
1C Election Of Robert E. Rigney As Director Management For Voted - For
1D Election Of Stephen J. Mcdaniel As Director Management For Voted - For
1E Election Of Roger A. Brown As Director Management For Voted - For
02 Appointment Of Ernst & Young, LLP, As Auditors Of
The Company For The Ensuing Year And Authorizing
The Directors To Fix Their Remuneration Management For Voted - For
03 Non-binding Advisory Vote On Executive Compensation Management For Voted - For
04 Non-binding Advisory Vote On The Frequency Of An
Advisory Vote On Executive Compensation Management For Voted - 3 Years
05 If Presented, A Shareholder Proposal Regarding
Hydraulic Fracturing Which Is Opposed By The Board. Shareholder Against Voted - Against
UNITED PARCEL SERVICE, INC.
CUSIP: 911312106 Ticker: UPS
Meeting Date: 05/05/2011 Meeting Type: Annual
1A Election Of Director: F. Duane Ackerman Management For Voted - For
1B Election Of Director: Michael J. Burns Management For Voted - For
1C Election Of Director: D. Scott Davis Management For Voted - For
1D Election Of Director: Stuart E. Eizenstat Management For Voted - For
1E Election Of Director: Michael L. Eskew Management For Voted - For
1F Election Of Director: William R. Johnson Management For Voted - For
1G Election Of Director: Ann M. Livermore Management For Voted - For
1H Election Of Director: Rudy H.p. Markham Management For Voted - For
1I Election Of Director: Clark T. Randt, Jr. Management For Voted - For
1J Election Of Director: John W. Thompson Management For Voted - For
1K Election Of Director: Carol B. Tome Management For Voted - For
02 To Approve, By Advisory Vote, Executive
Compensation. Management For Voted - For
03 To Recommend, By Advisory Vote, The Frequency Of
Future Executive Compensation Votes. Management For Voted - 3 Years
04 To Ratify The Appointment Of Deloitte & Touche LLP
As Ups's Independent Registered Public Accountants
For Year Ending 2011. Management For Voted - For
05 In Their Discretion Upon Such Other Matters As May
Properly Come Before The Meeting Or Any
Adjournments Or Postponements Thereof. Management For Voted - For
35
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
VERIFONE SYSTEMS, INC.
CUSIP: 92342Y109 Ticker: PAY
Meeting Date: 06/29/2011 Meeting Type: Annual
01 Director
1 Robert W. Alspaugh Management For Voted - For
2 Douglas G. Bergeron Management For Voted - For
3 Dr. Leslie G. Denend Management For Voted - For
4 Alex W. Hart Management For Voted - For
5 Robert B. Henske Management For Voted - For
6 Richard A. Mcginn Management For Voted - For
7 Eitan Raff Management For Voted - For
8 Charles R. Rinehart Management For Voted - For
9 Jeffrey E. Stiefler Management For Voted - For
02 To Approve Certain Amendments To The Verifone 2006
Equity Incentive Plan To Increase The Number Of
Shares Of Common Stock That May Be Issued
Thereunder And To Effect Certain Other Changes
Thereunder. Management For Voted - For
03 To Approve The Amended And Restated Verifone Bonus
Plan. Management For Voted - For
04 To Hold An Advisory Vote On Compensation Of Our
Named Executive Officers. Management For Voted - For
05 To Hold An Advisory Vote On The Frequency Of The
Advisory Vote On Compensation Of Our Named
Executive Officers. Management For Voted - 1 Year
06 To Ratify The Selection Of Ernst & Young LLP As
Verifone's Independent Registered Public Accounting
Firm For Our Fiscal Year Ending October 31, 2011. Management For Voted - For
YUM! BRANDS, INC.
CUSIP: 988498101 Ticker: YUM
Meeting Date: 05/19/2011 Meeting Type: Annual
1A Election Of Director: David W. Dorman Management For Voted - For
1B Election Of Director: Massimo Ferragamo Management For Voted - For
1C Election Of Director: J. David Grissom Management For Voted - For
1D Election Of Director: Bonnie G. Hill Management For Voted - For
1E Election Of Director: Robert Holland, Jr. Management For Voted - For
1F Election Of Director: Kenneth G. Langone Management For Voted - For
1G Election Of Director: Jonathan S. Linen Management For Voted - For
1H Election Of Director: Thomas C. Nelson Management For Voted - For
1I Election Of Director: David C. Novak Management For Voted - For
1J Election Of Director: Thomas M. Ryan Management For Voted - For
1K Election Of Director: Jing-shyh S. Su Management For Voted - For
1L Election Of Director: Robert D. Walter Management For Voted - For
02 Ratification Of Independent Auditors (page 21 Of
Proxy) Management For Voted - For
03 To Approve, By Non-binding Advisory Vote, Executive
Compensation (page 23 Of Proxy) Management For Voted - For
36
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
04 To Recommend, By Non-binding Advisory Vote, The
Frequency Of Executive Compensation Votes (page 24
Of Proxy) Management For Voted - 1 Year
05 Proposal Approving Amendment To Company's Restated
Articles Of Incorporation To Permit Shareholders To
Call Special Meetings (page 25 Of Proxy) Management For Voted - For
37
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
ACCRETIVE HEALTH, INC
CUSIP: 00438V103 Ticker: AH
Meeting Date: 06/03/2011 Meeting Type: Annual
01 Director
1 Mary A. Tolan Management For Voted - For
2 J. Michael Cline Management For Voted - For
3 Denis J. Nayden Management For Voted - For
02 Advisory Vote On The Approval Of Named Executive
Officers Compensation. Management For Voted - For
03 Advisory Vote On Approval Of The Frequency Of A
Stockholder Vote To Approve The Compensation Of The
Named Executive Officers. Management For Voted - 3 Years
04 Ratification Of The Selection Of Ernst & Young LLP
As Our Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 31, 2011. Management For Voted - For
ALLIANCE DATA SYSTEMS CORPORATION
CUSIP: 018581108 Ticker: ADS
Meeting Date: 06/07/2011 Meeting Type: Annual
1 Director
1 Bruce K. Anderson Management For Voted - For
2 Roger H. Ballou Management For Voted - For
3 E. Linn Draper, Jr. Management For Voted - For
2 Approval Of Executive Compensation. Management For Voted - For
3 Approval Of The Frequency Of An Advisory Vote On
Executive Compensation. Management For Voted - 1 Year
4 To Ratify The Selection Of Deloitte & Touche LLP As
The Independent Registered Public Accounting Firm
Of Alliance Data Systems Corporation For 2011. Management For Voted - For
AMERIGROUP CORPORATION
CUSIP: 03073T102 Ticker: AGP
Meeting Date: 05/12/2011 Meeting Type: Annual
1 Directors
1 James G. Carlson Management For Voted - For
2 Jeffrey B. Child Management For Voted - For
3 Richard D. Shirk Management For Voted - For
4 John W. Snow Management For Voted - For
5 Adm. Joseph W. Prueher Management For Voted - For
2 To Ratify The Appointment Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 31, 2011. Management For Voted - For
3 To Approve, In An Advisory And Non- Binding Vote,
The Compensation Of The Company's Named Executive
Officers As Described In The Proxy Statement. Management For Voted - For
4 To Recommend, In An Advisory Vote, The Frequency
With Which A Non- Binding Stockholder Vote
39
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
Approving The Compensation Of The Company's Named
Executive Officers Should Occur. Management For Voted - 1 Year
5 To Approve The Company's Employee Stock Purchase
Plan. Management For Voted - For
ATHENAHEALTH INC
CUSIP: 04685W103 Ticker: ATHN
Meeting Date: 06/09/2011 Meeting Type: Annual
01 Director
1 Jonathan Bush Management For Voted - For
2 Brandon H. Hull Management For Voted - For
3 William Winkenwerder,jr Management For Voted - For
02 To Ratify The Appointment Of Deloitte & Touche LLP
As Athenahealth, Inc.'s Independent Registered
Public Accounting Firm For The Fiscal Year Ending
December 31, 2011. Management For Voted - For
03 To Approve An Amendment And Restatement Of The 2007
Stock Option And Incentive Plan. Management For Voted - For
04 To Hold An Advisory Vote To Approve Executive
Compensation. Management For Voted - For
05 To Hold An Advisory Vote On The Frequency Of The
Advisory Vote To Approve Executive Compensation. Management For Voted - 1 Year
BIOMARIN PHARMACEUTICAL INC.
CUSIP: 09061G101 Ticker: BMRN
Meeting Date: 05/12/2011 Meeting Type: Annual
01 Director
1 Jean-jacques Bienaime Management For Voted - For
2 Michael Grey Management For Voted - For
3 Elaine J. Heron Management For Voted - For
4 Pierre Lapalme Management For Voted - For
5 V. Bryan Lawlis Management For Voted - For
6 Richard A. Meier Management For Voted - For
7 Alan J. Lewis Management For Voted - For
8 William D. Young Management For Voted - For
9 Kenneth M. Bate Management For Voted - For
02 To Vote On An Advisory Basis To Approve The
Compensation Of Biomarin's Named Executive
Officers, As Disclosed In Its Proxy Statement. Management For Voted - For
03 To Vote On An Advisory Basis As To The Frequency At
Which Excecutive Compensation Will Be Subject To
Future Advisory Stockholder Votes. Management For Voted - 1 Year
04 To Ratify The Selection Of KPMG LLP As The
Independent Registered Public Accounting Firm For
Biomarin For The Fiscal Year Ending December 31,
2011 Management For Voted - For
40
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
CAPLEASE, INC.
CUSIP: 140288101 Ticker: LSE
Meeting Date: 06/21/2011 Meeting Type: Annual
01 Director
1 Paul H. Mcdowell Management For Voted - For
2 William R. Pollert Management For Voted - For
3 Michael E. Gagliardi Management For Voted - For
4 Catherine F. Long Management For Voted - For
5 Jeffrey F. Rogatz Management For Voted - For
6 Howard A. Silver Management For Voted - For
02 Advisory Vote On Executive Compensation. Management For Voted - For
03 Advisory Vote On Frequency Of Advisory Vote On
Executive Compensation. Management For Voted - 3 Years
04 Ratification Of Mcgladrey & Pullen LLP As Our
Independent Registered Public Accounting Firm For
The Year Ending December 31, 2011. Management For Voted - For
CARBO CERAMICS INC.
CUSIP: 140781105 Ticker: CRR
Meeting Date: 05/17/2011 Meeting Type: Annual
01 Director
1 Sigmund L. Cornelius Management For Voted - For
2 James B. Jennings Management For Voted - For
3 Gary A. Kolstad Management For Voted - For
4 H.e. Lentz, Jr. Management For Voted - For
5 Randy L. Limbacher Management For Voted - For
6 William C. Morris Management For Voted - For
7 Robert S. Rubin Management For Voted - For
02 Proposal To Ratify The Appointment Of Ernst & Young
LLP, Certified Public Accountants, As The Company's
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2011. Management For Voted - For
03 Proposal To Approve, By Advisory Vote, The
Compensation Of The Named Executive Officers. Management For Voted - For
04 Proposal To Recommend, By Advisory Vote, The
Frequency Of Future Advisory Votes On Executive
Compensation. Management For Voted - 1 Year
CBOE HOLDINGS INC
CUSIP: 12503M108 Ticker: CBOE
Meeting Date: 05/17/2011 Meeting Type: Annual
01 Director
1 William J. Brodsky Management For Voted - For
2 James R. Boris Management For Voted - For
3 Mark F. Duffy Management For Voted - For
4 David A. Fisher Management For Voted - For
5 Janet P. Froetscher Management For Voted - For
6 Paul Kepes Management For Voted - For
41
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Stuart J. Kipnes Management For Voted - For
8 Duane R. Kullberg Management For Voted - For
9 Benjamin R. Londergan Management For Voted - For
10 R. Eden Martin Management For Voted - For
11 Roderick A. Palmore Management For Voted - For
12 Susan M. Phillips Management For Voted - For
13 William R. Power Management For Voted - For
14 Samuel K. Skinner Management For Voted - For
15 Carole E. Stone Management For Voted - For
16 Eugene S. Sunshine Management For Voted - For
02 Proposal To Approve The Advisory (non-binding)
Resolution Relating To Executive Compensation. Management For Voted - For
03 Executive Compensation Frequency Shareholder Vote. Management For Voted - 2 Years
04 Proposal To Approve The Amended And Restated Cboe
Holdings, Inc. Long-term Incentive Plan. Management For Voted - For
05 Ratification Of The Appointment Of Deloitte &
Touche LLP As Cboe Holdings, Inc.'s Independent
Registered Public Accounting Firm For The 2011
Fiscal Year. Management For Voted - For
CHOICE HOTELS INTERNATIONAL, INC.
CUSIP: 169905106 Ticker: CHH
Meeting Date: 05/05/2011 Meeting Type: Annual
01 Director
1 Stewart Bainum, Jr. Management For Voted - For
2 Ervin R. Shames Management For Voted - For
3 Gordon A. Smith Management For Voted - For
02 Advisory Vote On Executive Compensation. Management For Voted - For
03 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation. Management For Voted - 1 Year
04 Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As The Company's
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2011. Management For Voted - For
CLEAN ENERGY FUELS CORP.
CUSIP: 184499101 Ticker: CLNE
Meeting Date: 05/25/2011 Meeting Type: Annual
01 Director
1 Andrew J. Littlefair Management For Voted - For
2 Warren I. Mitchell Management For Voted - For
3 John S. Herrington Management For Voted - For
4 James C. Miller, III Management For Voted - For
5 Boone Pickens Management For Voted - For
6 Kenneth M. Socha Management For Voted - For
7 Vincent C. Taormina Management For Voted - For
02 Ratification Of The Appointment Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 31, 2011. Management For Voted - For
42
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
03 Advisory, Non-binding Vote On Executive
Compensation. Management For Voted - For
04 To Recommend, By Advisory, Non- Binding Vote, The
Frequency Of Votes On Executive Compensation. Management For Voted - 2 Years
05 Approval Of Amendment To Amended And Restated 2006
Equity Incentive Plan To Increase The Aggregate
Number Of Shares Under The Plan By 3,000,000. Management For Voted - For
06 Approval Of Amendment To Director's Warrant. Management For Voted - For
CLEAN HARBORS, INC.
CUSIP: 184496107 Ticker: CLH
Meeting Date: 05/09/2011 Meeting Type: Annual
01 Director
1 Eugene Banucci Management For Voted - For
2 Edward G. Galante Management For Voted - For
3 John F. Kaslow Management For Voted - For
4 Thomas J. Shields Management For Voted - For
02 To Amend The Company's Articles Of Organization
Primarily To Increase The Number Of Authorized
Shares Of Common Stock, $.01 Par Value, From
40,000,000 To 80,000,000. Management For Voted - For
03 To Approve The Company's Executive Compensation. Management For Voted - For
04 To Recommend Future Votes On Approval Of Executive
Compensation Occur Every. Management For Voted - 1 Year
05 To Ratify The Selection By The Audit Committee Of
The Company's Board Of Directors Of Deloitte &
Touche LLP As The Company's Independent Registered
Public Accounting Firm For The Current Fiscal Year. Management For Voted - For
06 To Act On A Shareholder Proposal On The Future
Manner Of Electing Directors. Shareholder Against Voted - Against
COLLECTIVE BRANDS, INC.
CUSIP: 19421W100 Ticker: PSS
Meeting Date: 05/26/2011 Meeting Type: Annual
01 Director
1 Robert F. Moran Management For Voted - For
2 Matthew A. Ouimet Management For Voted - For
3 Matthew E. Rubel Management For Voted - For
02 Advisory Vote On Executive Compensation. Management For Voted - For
03 Advisory Vote On The Frequency Of Holding Future
Advisory Votes On Executive Compensation. Management For Voted - 1 Year
04 Ratify The Appointment Of Deloitte & Touche LLP As
The Company's Independent Registered Public
Accounting Firm For The Year 2011. Management For Voted - For
CORESITE REALTY CORPORATION
CUSIP: 21870Q105 Ticker: COR
Meeting Date: 05/19/2011 Meeting Type: Annual
1 Director
43
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
1 Robert G. Stuckey Management For Voted - For
2 Thomas M. Ray Management For Voted - For
3 James A. Attwood, Jr. Management For Voted - For
4 Michael Koehler Management For Voted - For
5 Paul E. Szurek Management For Voted - For
6 J. David Thompson Management For Voted - For
7 David A. Wilson Management For Voted - For
2 To Ratify The Appointment Of KPMG LLP As
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2011. Management For Voted - For
3 To Approve, By Non-binding Vote, Executive
Compensation. Management For Voted - For
4 To Recommend, By Non-binding Vote, The Frequency Of
Future Advisory Votes On Executive Compensation. Management For Voted - 3 Years
5 To Act Upon All Other Business That May Properly
Come Before The Annual Meeting Of Stockholders Or
Any Adjournment Thereof. Management For Voted - For
COSTAR GROUP, INC.
CUSIP: 22160N109 Ticker: CSGP
Meeting Date: 06/02/2011 Meeting Type: Annual
01 Director
1 Michael R. Klein Management For Voted - For
2 Andrew C. Florance Management For Voted - For
3 David Bonderman Management For Voted - For
4 Michael J. Glosserman Management For Voted - For
5 Warren H. Haber Management For Voted - For
6 Christopher J. Nassetta Management For Voted - For
7 David J. Steinberg Management For Voted - For
02 Proposal To Approve The Costar Group, Inc. 2011
Incentive Bonus Plan. Management For Voted - For
03 Proposal To Approve An Amendment To The Costar
Group, Inc. 2007 Stock Incentive Plan, As Amended,
To Increase The Tax Code Limit On The Number Of
Shares Of Common Stock That May Be Granted To
Participants In Any Calendar Year. Management For Voted - For
04 Proposal To Ratify The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For 2011. Management For Voted - For
05 Proposal To Approve An Advisory Resolution On
Executive Compensation. Management For Voted - For
06 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation. Management For Voted - 1 Year
E*TRADE FINANCIAL CORPORATION
CUSIP: 269246401 Ticker: ETFC
Meeting Date: 05/12/2011 Meeting Type: Annual
1A Election Of Director: Robert A. Druskin Management For Voted - For
1B Election Of Director: Frederick W. Kanner Management For Voted - For
1C Election Of Director: Joseph M. Velli Management For Voted - For
44
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
02 The Compensation Of The Named Executive Officers,
As Disclosed In The Company's Proxy Statement For
The 2011 Annual Meeting Of Stockholders Management For Voted - For
03 The Frequency For Advisory Votes On Executive
Compensation Management For Voted - 1 Year
04 To Ratify The Selection Of Deloitte & Touche LLP As
Independent Registered Public Accounting Firm For
The Company For 2011 Management For Voted - For
ENTROPIC COMMUNICATIONS, INC.
CUSIP: 29384R105 Ticker: ENTR
Meeting Date: 05/19/2011 Meeting Type: Annual
01 Director
1 Thomas Baruch Management For Voted - For
2 Patrick Henry Management For Voted - For
02 To Reapprove The Internal Revenue Code Section
162(m) Performance Criteria And Award Limits Of The
Entropic Communications, Inc. 2007 Equity Incentive
Plan. Management For Voted - For
03 To Approve Entropic's Executive Compensation. Management For Voted - For
04 To Approve The Frequency With Which A Shareholder
Advisory Vote On Executive Compensation Will Be
Held. Management For Voted - 1 Year
05 To Ratify The Appointment Of Ernst & Young LLP As
The Company's Independent Registered Public
Accounting Firm For The Year Ending December 31,
2011. Management For Voted - For
EQUINIX, INC.
CUSIP: 29444U502 Ticker: EQIX
Meeting Date: 06/09/2011 Meeting Type: Annual
01 Director
1 Steven T. Clontz Management For Voted - For
2 Gary F. Hromadko Management For Voted - For
3 Scott G. Kriens Management For Voted - For
4 William K. Luby Management For Voted - For
5 Irving F. Lyons, III Management For Voted - For
6 Christopher B. Paisley Management For Voted - For
7 Stephen M. Smith Management For Voted - For
8 Peter F. Van Camp Management For Voted - For
02 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2011. Management For Voted - For
03 To Approve By A Non-binding Advisory Vote The
Compensation Of The Company's Named Executive
Officers. Management For Voted - For
04 To Approve By A Non-binding Advisory Vote The
Frequency Of Stockholder Non-binding Advisory Votes
45
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
On The Company's Named Executive Officer
Compensation. Management For Voted - 1 Year
05 To Approve An Amendment To The Company's
Certificate Of Incorporation To Reduce The Current
Voting Requirement To A Majority Of The Outstanding
Shares Entitled To Vote To Amend, Repeal Or Adopt
Any Provision Of The Certificate Of Incorporation. Management For Voted - For
06 To Approve An Amendment To The Company's Bylaws To
Reduce The Current Voting Requirement To A Majority
Of The Outstanding Shares Entitled To Vote To
Remove Any Directors Or The Entire Board For Cause. Management For Voted - For
07 To Approve An Amendment To The Company's Bylaws To
Reduce The Current Voting Requirement To A Majority
Of The Outstanding Shares Entitled To Vote To
Amend, Alter, Add To Or Rescind Or Repeal The
Bylaws. Management For Voted - For
GENESEE & WYOMING INC.
CUSIP: 371559105 Ticker: GWR
Meeting Date: 05/26/2011 Meeting Type: Annual
01 Director
1 Mortimer B. Fuller III Management For Voted - For
2 John C. Hellmann Management For Voted - For
3 Robert M. Melzer Management For Voted - For
02 Proposal To Ratify The Adoption Of The Second
Amended And Restated 2004 Omnibus Incentive Plan. Management For Voted - For
03 Proposal To Approve The Amendment And Restatement
Of The Company's Restated Certificate Of
Incorporation. Management For Voted - For
04 Say On Pay - A Non-binding, Advisory Vote On
Executive Compensation. Management For Voted - For
05 Say When On Pay - A Non-binding, Advisory Vote On
The Frequency Of Future Advisory Votes On Executive
Compensation. Management For Voted - 3 Years
06 Proposal To Ratify The Selection Of
PricewaterhouseCoopers LLP As The Company's
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2011. Management For Voted - For
GEVO INC
CUSIP: 374396109 Ticker: GEVO
Meeting Date: 06/14/2011 Meeting Type: Annual
1 Director
1 Ganesh M. Kishore, Ph.d Management For Voted - For
2 Patrick R. Gruber, Ph.d Management For Voted - For
2 To Ratify The Appointment Of Deloitte & Touche LLP
As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2011. Management For Voted - For
46
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 To Approve An Advisory (non- Binding) Resolution On
The Compensation Of Our Named Executive Officers,
As Presented In The Proxy Statement. Management For Voted - For
4 An Advisory (non-binding) Vote On The Frequency Of
The Stockholder Advisory Vote To Approve The
Compensation Of Our Named Executive Officers, As
Presented In The Proxy Statement. Management For Voted - 2 Years
GREENHILL & CO., INC.
CUSIP: 395259104 Ticker: GHL
Meeting Date: 04/20/2011 Meeting Type: Annual
01 Director
1 Robert F. Greenhill Management For Voted - For
2 Scott L. Bok Management For Voted - For
3 John C. Danforth Management For Voted - For
4 Steven F. Goldstone Management For Voted - For
5 Stephen L. Key Management For Voted - For
6 Robert T. Blakely Management For Voted - For
02 Ratification Of The Selection Of Ernst & Young LLP
To Serve As Greenhill's Auditors For The Year
Ending December 31, 2011. Management For Voted - For
03 Approval, By Non-binding Vote, Of Greenhill's
Executive Compensation. Management For Voted - For
04 Recommendation, By Non-binding Vote, Of The
Frequency Of Future Advisory Votes On Greenhill's
Executive Compensation. Management For Voted - 3 Years
HSN, INC
CUSIP: 404303109 Ticker: HSNI
Meeting Date: 05/17/2011 Meeting Type: Annual
01 Director
1 Gregory R. Blatt Management For Voted - For
2 P. Bousquet-chavanne Management For Voted - For
3 Michael C. Boyd Management For Voted - For
4 William Costello Management For Voted - For
5 James M. Follo Management For Voted - For
6 Mindy Grossman Management For Voted - For
7 Stephanie Kugelman Management For Voted - For
8 Arthur C. Martinez Management For Voted - For
9 Thomas J. Mcinerney Management For Voted - For
10 John B. (jay) Morse Management For Voted - For
02 To Ratify The Appointment Of Ernst & Young LLP As
Our Independent Registered Certified Public
Accounting Firm For The Fiscal Year Ending December
31, 2011. Management For Voted - For
03 To Approve, On An Advisory Basis, The Compensation
Paid To Our Named Executive Officers. Management For Voted - For
04 To Approve, On An Advisory Basis, The Frequency Of
Future Advisory Votes On The Compensation Paid To
Our Named Executive Officers. Management For Voted - 3 Years
47
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
HUBBELL INCORPORATED
CUSIP: 443510201 Ticker: HUBB
Meeting Date: 05/02/2011 Meeting Type: Annual
01 Director
1 Timothy H. Powers Management For Voted - For
2 Lynn J. Good Management For Voted - For
3 Anthony J. Guzzi Management For Voted - For
4 Neal J. Keating Management For Voted - For
5 Andrew Mcnally Iv Management For Voted - For
6 G. Jackson Ratcliffe Management For Voted - For
7 Carlos A. Rodriguez Management For Voted - For
8 Richard J. Swift Management For Voted - For
9 Daniel S. Van Riper Management For Voted - For
02 Ratification Of The Selection Of
PricewaterhouseCoopers LLP As The Independent
Registered Public Accounting Firm For The Year 2011. Management For Voted - For
03 Approval Of The Company's Senior Executive
Incentive Compensation Plan, As Amended And
Restated. Management For Voted - For
04 Approval, By Non-binding Vote, Of The Compensation
Of The Named Executive Officers Presented In The
Company's Proxy Statement For The Annual Meeting Of
Shareholders To Be Held On May 2, 2011. Management For Voted - For
05 Recommendation, By Non-binding Vote, Of The
Frequency With Which Executive Compensation Will Be
Subject To A Shareholder Advisory Vote. Management For Voted - 3 Years
ITRON, INC.
CUSIP: 465741106 Ticker: ITRI
Meeting Date: 05/03/2011 Meeting Type: Annual
1A Election Of Director: Jon E. Eliassen Management For Voted - For
1B Election Of Director: Charles H. Gaylord Jr. Management For Voted - For
1C Election Of Director: Gary E. Pruitt Management For Voted - For
02 Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For 2011. Management For Voted - For
03 Proposal To Approve The Advisory (non-binding)
Resolution Relating To Executive Compensation. Management For Voted - For
04 Proposal To Determine (non- Binding) Frequency Of
Future Votes On Executive Compensation. Management For Voted - 1 Year
JMP GROUP, INC.
CUSIP: 46629U107 Ticker: JMP
Meeting Date: 06/06/2011 Meeting Type: Annual
01 Director
1 Joseph A. Jolson Management For Voted - For
2 Craig R. Johnson Management For Voted - For
3 Mark L. Lehmann Management For Voted - For
48
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Carter D. Mack Management For Voted - For
5 Glenn H. Tongue Management For Voted - For
6 Kenneth M. Karmin Management For Voted - For
7 H. Mark Lunenburg Management For Voted - For
8 David M. Dipietro Management For Voted - For
9 Jonathan M. Orszag Management For Voted - For
02 An Advisory Vote On Executive Compensation. Management For Voted - For
03 An Advisory Vote On The Frequency Of Holding An
Advisory Vote On Executive Compensation. Management For Voted - 1 Year
04 To Approve The Jmp Group Equity Incentive Plan, As
Amended And Restated. Management For Voted - For
05 To Approve The Jmp Group Senior Executive Bonus
Plan, As Amended And Restated. Management For Voted - For
06 Ratification Of Appointment Of Independent
Registered Public Accounting Firm - To Ratify The
Selection Of PricewaterhouseCoopers LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 31, 2011. Management For Voted - For
LIVEPERSON, INC.
CUSIP: 538146101 Ticker: LPSN
Meeting Date: 06/16/2011 Meeting Type: Annual
01 Director
1 Peter Block Management For Voted - For
2 David Vaskevitch Management For Voted - For
02 To Ratify The Audit Committee's Appointment Of BDO
USA, LLP As Independent Registered Public
Accounting Firm Of The Company For The Fiscal Year
Ending December 31, 2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On The Frequency Of The Advisory Vote
On Executive Compensation. Management For Voted - 1 Year
LOGMEIN, INC
CUSIP: 54142L109 Ticker: LOGM
Meeting Date: 05/26/2011 Meeting Type: Annual
01 Director
1 Steven J. Benson Management For Voted - For
2 Michael J. Christenson Management For Voted - For
02 Ratification Of Appointment Of Deloitte & Touche
LLP As Independent Registered Public Accounting
Firm For Fiscal Year Ending December 31, 2011. Management For Voted - For
03 Advisory Vote For The Approval Of The Company's
Executive Compensation. Management For Voted - For
04 Advisory Vote On The Frequency Of Future Executive
Compensation Advisory Votes. Management For Voted - 1 Year
49
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
MORTON'S RESTAURANT GROUP, INC.
CUSIP: 619430101 Ticker: MRT
Meeting Date: 05/19/2011 Meeting Type: Annual
01 Director
1 Stephen E. Paul Management For Voted - For
2 David B. Pittaway Management For Voted - For
3 Dianne H. Russell Management For Voted - For
4 Zane Tankel Management For Voted - For
02 Proposal To Ratify The Re- Appointment Of KPMG LLP
As The Company's Independent Auditors. Management For Voted - For
03 Stockholder Proposal To Adopt Simple Majority Vote. Shareholder Against Voted - Against
MOVE, INC.
CUSIP: 62458M108 Ticker: MOVE
Meeting Date: 06/15/2011 Meeting Type: Annual
01 Director
1 Joe F. Hanauer Management For Voted - For
2 Steven H. Berkowitz Management For Voted - For
3 Kenneth K. Klein Management For Voted - For
4 Roger B. Mcnamee Management For Voted - For
5 V. Paul Unruh Management For Voted - For
6 Bruce G. Willison Management For Voted - For
02 To Ratify The Appointment Of Ernst & Young LLP As
Move, Inc.'s Independent Auditors For The Fiscal
Year Ending 12/31/2011. Management For Voted - For
03 To Amend Move Inc.'s Bylaws To Provide For A
Permitted Size Range For Move, Inc.'s Board Of
Directors Of No Fewer Than 6 Nor Greater Than 10
Directors Without Shareholder Approval. Management For Voted - For
04 To Authorize An Amendment, At The Board's
Discretion, Of Move, Inc.'s Restated Certificate Of
Incorporation To Reduce The Number Of Authorized
Shares Of Common Stock, Such Reduction
Corresponding Proportionately With A Contemplated
1-for-4 Reverse Stock Split. Management For Voted - For
05 To Approve The Move, Inc. 2011 Incentive Plan. Management For Voted - For
06 To Approve, On An Advisory Basis, The Compensation
Paid To Move, Inc.'s Named Executive Officers. Management For Voted - For
07 To Approve, On An Advisory Basis, The Frequency Of
Holding Advisory Votes To Approve The Compensation
Of The Named Executive Officers Of Move, Inc. Management For Voted - 1 Year
NATIONAL CINEMEDIA, INC.
CUSIP: 635309107 Ticker: NCMI
Meeting Date: 04/26/2011 Meeting Type: Annual
1 Director
1 Kurt C. Hall Management For Voted - For
2 Lawrence A. Goodman Management For Voted - For
50
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Scott N. Schneider Management For Voted - For
2 To Approve The National Cinemedia, Inc. 2011
Performance Bonus Plan. Management For Voted - For
3 To Approve The Certificate Of Amendment Of The
Amended And Restated Certificate Of Incorporation
Of National Cinemedia, Inc. To Increase The Number
Of Authorized Shares. Management For Voted - For
4 To Approve An Amendment To The National Cinemedia,
Inc. 2007 Equity Incentive Plan To Increase The
Number Of Authorized Shares Thereunder. Management For Voted - For
5 To Consider An Advisory Vote On Executive
Compensation. Management For Voted - For
6 To Consider An Advisory Vote On The Frequency Of
The Executive Compensation Advisory Vote. Management For Voted - 1 Year
7 To Ratify The Appointment Of Deloitte & Touche LLP
As National Cinemedia, Inc.'s Independent Auditors
For The 2011 Fiscal Year Ending December 29, 2011. Management For Voted - For
SANDRIDGE ENERGY, INC.
CUSIP: 80007P307 Ticker: SD
Meeting Date: 06/03/2011 Meeting Type: Annual
01 Director
1 Roy T. Oliver Management For Voted - For
2 Tom L. Ward Management For Voted - For
02 Ratify The Selection Of PricewaterhouseCoopers LLP
As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2011. Management For Voted - For
03 Approve An Amendment To The Sandridge Energy, Inc.
2009 Incentive Plan To Increase The Number Of
Shares Of Company Common Stock Issuable Under The
Plan. Management For Voted - For
04 Approve, In A Non-binding Vote, The Compensation
Provided To The Company's Named Executive Officers,
As Disclosed Pursuant To Item 402 Of Securities And
Regulation S-k Under The Securities And Exchange
Act Of 1934. Management For Voted - For
05 Recommend, In A Non-binding Vote, Whether A
Non-binding Stockholder Vote To Approve The
Compensation Of The Company's Named Executive
Officers Should Occur Every One, Two Or Three Years. Management For Voted - 3 Years
SAPIENT CORPORATION
CUSIP: 803062108 Ticker: SAPE
Meeting Date: 06/08/2011 Meeting Type: Annual
01 Director
1 James M. Benson Management For Voted - For
2 Hermann Buerger Management For Voted - For
3 Darius W. Gaskins, Jr. Management For Voted - For
4 Jerry A. Greenberg Management For Voted - For
5 Alan J. Herrick Management For Voted - For
51
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
6 J. Stuart Moore Management For Voted - For
7 Ashok Shah Management For Voted - For
8 Vijay Singal Management For Voted - For
02 To Ratify The Selection By The Audit Committee Of
Our Board Of Directors Of PricewaterhouseCoopers
LLP As Our Independent Registered Public Accounting
Firm For The Year Ending December 31, 2011. Management For Voted - For
03 To Approve, On An Advisory Basis, The Compensation
Paid To The Company's Named Executive Officers. Management For Voted - For
04 To Approve, On An Advisory Basis, The Preferred
Frequency Of Future Advisory Votes On Executive
Compensation. Management For Voted - 1 Year
05 To Approve The Sapient Corporation 2011 Incentive
Plan. Management For Voted - For
SBA COMMUNICATIONS CORPORATION
CUSIP: 78388J106 Ticker: SBAC
Meeting Date: 05/04/2011 Meeting Type: Annual
01 Director
1 Steven E. Bernstein Management For Voted - For
2 Duncan H. Cocroft Management For Voted - For
02 To Approve The Ratification Of The Appointment Of
Ernst & Young LLP As Sba's Independent Registered
Certified Public Accounting Firm For The 2011
Fiscal Year. Management For Voted - For
03 To Approve, On An Advisory Basis, The Compensation
Of Sba's Named Executive Officers. Management For Voted - For
04 To Approve, On An Advisory Basis, The Frequency Of
The Shareholder Vote On The Compensation Of Sba's
Named Executive Officers. Management For Voted - 3 Years
05 To Approve An Amendment To The 2008 Employee Stock
Purchase Plan. Management For Voted - For
SCIENTIFIC GAMES CORPORATION
CUSIP: 80874P109 Ticker: SGMS
Meeting Date: 06/07/2011 Meeting Type: Annual
01 Director
1 A. Lorne Weil Management For Voted - For
2 David L. Kennedy Management For Voted - For
3 Michael R. Chambrello Management For Voted - For
4 Peter A. Cohen Management For Voted - For
5 Gerald J. Ford Management For Voted - For
6 J. Robert Kerrey Management For Voted - For
7 Ronald O. Perelman Management For Voted - For
8 Michael J. Regan Management For Voted - For
9 Barry F. Schwartz Management For Voted - For
10 Frances F. Townsend Management For Voted - For
11 Eric M. Turner Management For Voted - For
52
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
02 To Ratify The Appointment Of Deloitte & Touche LLP
As Independent Auditor For The Fiscal Year Ending
December 31, 2011. Management For Voted - For
03 To Approve An Offer To Exchange On A
Value-for-value Basis Certain Stock Options Held By
The Company's Employees And Directors For A Lesser
Number Of Restricted Stock Units (and Requisite
Amendments To The Company's 2003 Incentive
Compensation Plan). Management For Voted - For
04 To Approve An Amendment And Restatement Of The
Company's 2003 Incentive Compensation Plan. Management For Voted - For
05 To Approve, On An Advisory Basis, The Compensation
Of The Company's Named Executive Officers. Management For Voted - For
06 To Approve, On An Advisory Basis, The Frequency Of
Future Advisory Votes On The Compensation Of The
Company's Named Executive Officers. Management For Voted - 3 Years
SOLUTIA INC.
CUSIP: 834376501 Ticker: SOA
Meeting Date: 04/18/2011 Meeting Type: Annual
01 Director
1 William T. Monahan Management Did Not Vote
2 Robert A. Peiser Management Did Not Vote
3 Jeffry N. Quinn Management Did Not Vote
02 Advisory Vote On The Frequency Of An Executive
Compensation Advisory Vote. Management Did Not Vote
03 To Recommend, By Non-binding Vote, The Frequency Of
Executive Compensation Votes. Management Did Not Vote
04 Ratification Of The Appointment Of Deloitte &
Touche LLP As Our Independent Public Accounting
Firm. Management Did Not Vote
01 Director
1 William T. Monahan Management Did Not Vote
2 Robert A. Peiser Management Did Not Vote
3 Jeffry N. Quinn Management Did Not Vote
02 Advisory Vote On The Frequency Of An Executive
Compensation Advisory Vote. Management Did Not Vote
03 To Recommend, By Non-binding Vote, The Frequency Of
Executive Compensation Votes. Management Did Not Vote
04 Ratification Of The Appointment Of Deloitte &
Touche LLP As Our Independent Public Accounting
Firm. Management Did Not Vote
STEINER LEISURE LIMITED
CUSIP: P8744Y102 Ticker: STNR
Meeting Date: 06/14/2011 Meeting Type: Annual
01 Director
1 Leonard I. Fluxman Management For Voted - For
2 Michele Steiner Warshaw Management For Voted - For
3 Steven J. Preston Management For Voted - For
53
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
02 Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On The Frequency Of The Advisory Vote
On Executive Compensation. Management For Voted - 3 Years
STIFEL FINANCIAL CORP.
CUSIP: 860630102 Ticker: SF
Meeting Date: 06/27/2011 Meeting Type: Annual
01 Director
1 Bruce A. Beda* Management For Voted - For
2 Frederick O. Hanser* Management For Voted - For
3 Ronald J. Kruszewski* Management For Voted - For
4 Thomas P. Mulroy* Management For Voted - For
5 Thomas W. Weisel* Management For Voted - For
6 Kelvin R. Westbrook* Management For Voted - For
7 Alton F. Irby III** Management For Voted - For
8 Michael W. Brown *** Management For Voted - For
9 Robert E. Grady*** Management For Voted - For
02 Proposal To Approve An Amendment And Restatement To
The Stifel Financial Corp. 2001 Incentive Stock
Plan. Management For Voted - For
03 Proposal For An Advisory Vote On Executive
Compensation. Management For Voted - For
04 Recommend, By Advisory Vote, The Frequency Of
Voting On Executive Compensation. Management For Voted - 3 Years
05 Ratify The Appointment Of Ernst & Young LLP As Our
Independent Public Accounting Firm For 2011. Management For Voted - For
SUCCESSFACTORS, INC.
CUSIP: 864596101 Ticker: SFSF
Meeting Date: 06/03/2011 Meeting Type: Annual
1A Election Of Director: William H. Harris, Jr. Management For Voted - For
1B Election Of Director: William E. Mcglashan, Jr. Management For Voted - For
02 To Hold An Advisory Vote On Executive Compensation
As Disclosed In The Proxy Statement. Management For Voted - For
03 To Hold An Advisory Vote On Whether An Advisory
Vote On Executive Compensation Should Be Held Every
One, Two Or Three Years. Management For Voted - 1 Year
04 To Ratify The Appointment Of KPMG LLP As
Independent Registered Public Accounting Firm For
The Year Ending December 31, 2011. Management For Voted - For
TECHTARGET, INC.
CUSIP: 87874R100 Ticker: TTGT
Meeting Date: 06/24/2011 Meeting Type: Annual
01 Director
54
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
1 Jay Hoag Management For Voted - For
2 Roger Marino Management For Voted - For
02 To Ratify The Appointment Of BDO USA, LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ended December 31, 2011. Management For Voted - For
03 Say When On Pay - An Advisory Vote On The Approval
Of The Frequency Of Shareholder Votes On Executive
Compensation. Management For Voted - 3 Years
04 Say On Pay - An Advisory Vote On The Approval Of
Executive Compensation. Management For Voted - For
TRAVELZOO INC.
CUSIP: 89421Q106 Ticker: TZOO
Meeting Date: 06/02/2011 Meeting Type: Annual
01 Director
1 Holger Bartel Management For Voted - For
2 Ralph Bartel Management For Voted - For
3 David Ehrlich Management For Voted - For
4 Donovan Neale-may Management For Voted - For
5 Kelly Urso Management For Voted - For
02 Approval Of Stock Options. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On Frequency Of Advisory Vote On
Executive Compensation. Management For Voted - 1 Year
TREE.COM INC
CUSIP: 894675107 Ticker: TREE
Meeting Date: 06/08/2011 Meeting Type: Annual
01 Director
1 Peter Horan Management For Voted - For
2 W. Mac Lackey Management For Voted - For
3 Douglas Lebda Management For Voted - For
4 Joseph Levin Management For Voted - For
5 Patrick Mccrory Management For Voted - For
6 Lance Melber Management For Voted - For
7 Steven Ozonian Management For Voted - For
02 Approval Of The Advisory (non- Binding) Resolution
Relating To Executive Compensation. Management For Voted - For
03 Advisory (non-binding) Vote Regarding Frequency Of
Executive Compensation Stockholder Vote. Management For Voted - 3 Years
04 Ratification Of The Appointment Of Deloitte &
Touche LLP As The Company's Independent Registered
Public Accountants For The 2011 Fiscal Year. Management For Voted - For
UNDER ARMOUR, INC.
CUSIP: 904311107 Ticker: UA
Meeting Date: 05/03/2011 Meeting Type: Annual
01 Director
55
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
1 Kevin A. Plank Management For Voted - For
2 Byron K. Adams, Jr. Management For Voted - For
3 Douglas E. Coltharp Management For Voted - For
4 Anthony W. Deering Management For Voted - For
5 A.b. Krongard Management For Voted - For
6 William R. Mcdermott Management For Voted - For
7 Harvey L. Sanders Management For Voted - For
8 Thomas J. Sippel Management For Voted - For
02 To Approve, By Non-binding Vote, The Compensation
Of Executives As Disclosed In The "executive
Compensation" Section Of The Proxy Statement,
Including The Compensation Discussion And Analysis
And Tables. Management For Voted - For
03 To Recommend, By Non-binding Vote, The Frequency Of
Executive Compensation Votes. Management For Voted - 1 Year
04 Ratification Of Appointment Of Independent
Registered Public Accounting Firm. Management For Voted - For
VOLCANO CORPORATION
CUSIP: 928645100 Ticker: VOLC
Meeting Date: 05/02/2011 Meeting Type: Annual
01 Director
1 Michael J. Coyle Management For Voted - For
2 Roy T. Tanaka Management For Voted - For
02 To Ratify The Selection Of KPMG LLP As The
Independent Registered Public Accounting Firm Of
Volcano Corporation For The Fiscal Year Ending
December 31, 2011. Management For Voted - For
03 To Approve Volcano's Amended And Restated 2005
Equity Compensation Plan, As Set Forth In The
Accompanying Proxy Statement. Management For Voted - For
04 Resolved, That Stockholders Approve, On An Advisory
Basis, The Compensation Of The Named Executive
Officers, As Disclosed In Proxy Statement For The
2011 Annual Meeting Pursuant To The Compensation
Disclosure Rules Of The Sec, Including The
Compensation Discussion And Analysis, The Related Management For Voted - For
05 Resolved, That The Stockholders Of Volcano
Determine, On An Advisory Basis, That The Frequency
With Which The Stockholders Of Volcano Wish To Have
An Advisory Vote On The Compensation Of Volcano's
Named Executive Officers As Disclosed Pursuant To
The Sec's Compensation Disclosure Rules Is Every. Management For Voted - 1 Year
VONAGE HOLDINGS CORP.
CUSIP: 92886T201 Ticker: VG
Meeting Date: 06/09/2011 Meeting Type: Annual
01 Director
1 Marc P. Lefar* Management For Voted - For
2 John J. Roberts* Management For Voted - For
56
RiverPark Small Cap Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Carl Sparks* Management For Voted - For
4 Joseph M. Redling* Management For Voted - For
5 David C. Nagel# Management For Voted - For
02 To Ratify The Appointment Of BDO USA, LLP As Our
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2011. Management For Voted - For
03 To Adopt, On A Non-binding, Advisory Basis, A
Resolution Approving The Compensation Of Our Named
Executive Officers Described Under The Heading
"compensation" In Our Proxy Statement. Management For Voted - For
04 To Recommend, By A Non-binding Advisory Vote, The
Frequency Of Advisory Votes On The Executive
Compensation Program. Management For Voted - 3 Years
WALKER & DUNLOP INC
CUSIP: 93148P102 Ticker: WD
Meeting Date: 06/07/2011 Meeting Type: Annual
01 Director
1 Alan Bowers Management For Voted - For
2 Mitchell Gaynor Management For Voted - For
3 Cynthia Hallenbeck Management For Voted - For
4 John Rice Management For Voted - For
5 Dana Schmaltz Management For Voted - For
6 Howard Smith Management For Voted - For
7 Edmund Taylor Management For Voted - For
8 William Walker Management For Voted - For
02 Ratification Of The Appointment Of The Independent
Registered Public Accounting Firm. Management For Voted - For
03 Advisory (non-binding) Resolution Relating To
Executive Compensation. Management For Voted - For
04 Advisory (non-binding) Resolution Relating To
Frequency Of Vote On Executive Compensation. Management For Voted - 3 Years
57
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
AMAZON.COM, INC.
CUSIP: 023135106 Ticker: AMZN
Meeting Date: 06/07/2011 Meeting Type: Annual
1A Election Of Director: Jeffrey P. Bezos Management For Voted - For
1B Election Of Director: Tom A. Alberg Management For Voted - For
1C Election Of Director: John Seely Brown Management For Voted - For
1D Election Of Director: William B. Gordon Management For Voted - For
1E Election Of Director: Alain Monie Management For Voted - For
1F Election Of Director: Jonathan J. Rubinstein Management For Voted - For
1G Election Of Director: Thomas O. Ryder Management For Voted - For
1H Election Of Director: Patricia Q. Stonesifer Management For Voted - For
02 Ratify The Appointment Of Ernst & Young LLP As Our
Independent Auditors For The Fiscal Year Ending
December 31, 2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation. Management For Voted - 3 Years
05 Shareholder Proposal Regarding Shareholder
Ownership Threshold For Calling A Special Meeting
Of Shareholders. Shareholder Against Voted - Against
06 Shareholder Proposal Regarding An Assessment And
Report Concerning Climate Change. Shareholder Against Voted - Against
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 Ticker: AXP
Meeting Date: 05/02/2011 Meeting Type: Annual
01 Director
1 D.f. Akerson Management For Voted - For
2 C. Barshefsky Management For Voted - For
3 U.m. Burns Management For Voted - For
4 K.i. Chenault Management For Voted - For
5 P. Chernin Management For Voted - For
6 T.j. Leonsis Management For Voted - For
7 J. Leschly Management For Voted - For
8 R.c. Levin Management For Voted - For
9 R.a. Mcginn Management For Voted - For
10 E.d. Miller Management For Voted - For
11 S.s Reinemund Management For Voted - For
12 R.d. Walter Management For Voted - For
13 R.a. Williams Management For Voted - For
02 Ratification Of Appointment Of
PricewaterhouseCoopers LLP As Our Independent
Registered Public Accounting Firm For 2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On Frequency Of Advisory Executive
Compensation Vote. Management For Voted - 1 Year
05 Shareholder Proposal Relating To Cumulative Voting
For Directors. Shareholder Against Voted - Against
58
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
06 Shareholder Proposal Relating To The Calling Of
Special Shareholder Meetings. Shareholder Against Voted - Against
APPLE INC.
CUSIP: 037833100 Ticker: AAPL
Meeting Date: 02/23/2011 Meeting Type: Annual
01 Director
1 William V. Campbell Management For Voted - For
2 Millard S. Drexler Management For Voted - For
3 Albert A. Gore, Jr. Management For Voted - For
4 Steven P. Jobs Management For Voted - For
5 Andrea Jung Management For Voted - For
6 Arthur D. Levinson Management For Voted - For
7 Ronald D. Sugar Management For Voted - For
02 Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For Fiscal Year 2011. Management For Voted - For
03 Advisory Vote On Executive Compensation. Management For Voted - For
04 Advisory Vote On The Frequency Of The Advisory Vote
On Executive Compensation. Management For Voted - 1 Year
05 Shareholder Proposal Regarding Succession Planning,
If Properly Presented At The Meeting. Shareholder Against Voted - Against
06 Shareholder Proposal Regarding Majority Voting, If
Properly Presented At The Meeting. Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
CUSIP: 084670702 Ticker: BRKB
Meeting Date: 04/30/2011 Meeting Type: Annual
01 Director
1 Warren E. Buffett Management For Voted - For
2 Charles T. Munger Management For Voted - For
3 Howard G. Buffett Management For Voted - For
4 Stephen B. Burke Management For Voted - For
5 Susan L. Decker Management For Voted - For
6 William H. Gates III Management For Voted - For
7 David S. Gottesman Management For Voted - For
8 Charlotte Guyman Management For Voted - For
9 Donald R. Keough Management For Voted - For
10 Thomas S. Murphy Management For Voted - For
11 Ronald L. Olson Management For Voted - For
12 Walter Scott, Jr. Management For Voted - For
02 Non-binding Resolution To Approve The Compensation
Of The Company's Named Executive Officers, As
Described In The 2011 Proxy Statement. Management For Voted - For
03 Non-binding Resolution To Determine The Frequency
(whether Annual, Biennial Or Triennial) With Which
Shareholders Of The Company Shall Be Entitled To
Have An Advisory Vote On Executive Compensation. Management For Voted - 3 Years
59
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
04 To Approve The Shareholder Proposal With Respect To
The Establishment Of Quantitative Goals For The
Reduction Of Greenhouse Gas And Other Air Emissions
At Berkshire's Energy Generating Holdings. Shareholder Against Voted - Against
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
CUSIP: 192446102 Ticker: CTSH
Meeting Date: 06/02/2011 Meeting Type: Annual
1A Election Of Director: Robert W. Howe Management For Voted - For
1B Election Of Director: Robert E. Weissman Management For Voted - For
02 Approval Of The Compensation Of Our Named Executive
Officers, Disclosed Pursuant To Item 402 Of
Regulation S-k. Management For Voted - For
03 Advisory Vote On The Frequency Of The Advisory Vote
On Executive Compensation. Management For Voted - 3 Years
04 To Amend Our Restated Certificate Of Incorporation,
As Amended To Increase The Maximum Number Of
Authorized Shares Of Capital Stock, All As More
Fully Described In The Proxy Statement. Management For Voted - For
05 To Amend Our Certificate Of Incorporation To Reduce
Certain Supermajority Voting Thresholds From 80% Of
The Voting Power Of All Then Outstanding Shares Of
Capital Stock To 66 2/3% Of The Voting Power Of All
Then Outstanding Shares Of Capital Stock. Management For Voted - For
06 To Amend Our Amended And Restated By-laws, As
Amended, To Reduce Certain Supermajority Voting
Thresholds From 80% Of The Voting Power Of All Then
Outstanding Shares Of Capital Stock To 66 2/3% Of
The Voting Power Of All Then Outstanding Shares Of
Capital Stock. Management For Voted - For
07 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As Our Independent Registered Public Accounting
Firm For The Year Ending December 31, 2011. Management For Voted - For
EMC CORPORATION
CUSIP: 268648102 Ticker: EMC
Meeting Date: 05/04/2011 Meeting Type: Annual
1A Election Of Director: Michael W. Brown Management For Voted - For
1B Election Of Director: Randolph L. Cowen Management For Voted - For
1C Election Of Director: Michael J. Cronin Management For Voted - For
1D Election Of Director: Gail Deegan Management For Voted - For
1E Election Of Director: James S. Distasio Management For Voted - For
1F Election Of Director: John R. Egan Management For Voted - For
1G Election Of Director: Edmund F. Kelly Management For Voted - For
1H Election Of Director: Windle B. Priem Management For Voted - For
1I Election Of Director: Paul Sagan Management For Voted - For
1J Election Of Director: David N. Strohm Management For Voted - For
1K Election Of Director: Joseph M. Tucci Management For Voted - For
02 Ratification Of The Selection By The Audit
Committee Of PricewaterhouseCoopers LLP As Emc's
60
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
Independent Auditors For The Fiscal Year Ending
December 31, 2011, As Described In Emc's Proxy
Statement. Management For Voted - For
03 Approval Of The Emc Corporation Amended And
Restated 2003 Stock Plan, As Described In Emc's
Proxy Statement. Management For Voted - For
04 Approval Of An Amendment To Emc's Bylaws To Reduce
The Percentage Of Shares Required For Shareholders
To Call A Special Meeting Of Shareholders, As
Described In Emc's Proxy Statement. Management For Voted - For
05 Advisory Vote On Executive Compensation, As
Described In Emc's Proxy Statement. Management For Voted - For
06 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation, As Described In
Emc's Proxy Statement. Management For Voted - 1 Year
EXPRESS SCRIPTS, INC.
CUSIP: 302182100 Ticker: ESRX
Meeting Date: 05/04/2011 Meeting Type: Annual
1A Election Of Director: Gary G. Benanav Management For Voted - For
1B Election Of Director: Maura C. Breen Management For Voted - For
1C Election Of Director: Nicholas J. Lahowchic Management For Voted - For
1D Election Of Director: Thomas P. Mac Mahon Management For Voted - For
1E Election Of Director: Frank Mergenthaler Management For Voted - For
1F Election Of Director: Woodrow A Myers, Jr., Md Management For Voted - For
1G Election Of Director: John O. Parker, Jr. Management For Voted - For
1H Election Of Director: George Paz Management For Voted - For
1I Election Of Director: Samuel K. Skinner Management For Voted - For
1J Election Of Director: Seymour Sternberg Management For Voted - For
02 Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As The Company's
Independent Registered Public Accountants For 2011. Management For Voted - For
03 To Approve Amendment To The Bylaws Regarding
Calling Of A Special Meeting. Management For Voted - For
04 To Approve, By Non-binding Vote, Executive
Compensation. Management For Voted - For
05 To Recommend, By Non-binding Vote, The Frequency Of
Executive Compensation Votes. Management For Voted - 3 Years
06 To Approve And Ratify The Express Scripts, Inc.
2011 Long-term Incentive Plan. Management For Voted - For
07 Stockholder Proposal Regarding Report On Political
Contributions. Shareholder Against Voted - Against
GILEAD SCIENCES, INC.
CUSIP: 375558103 Ticker: GILD
Meeting Date: 05/12/2011 Meeting Type: Annual
01 Director
1 John F. Cogan Management For Voted - For
2 Etienne F. Davignon Management For Voted - For
3 James M. Denny Management For Voted - For
61
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Carla A. Hills Management For Voted - For
5 Kevin E. Lofton Management For Voted - For
6 John W. Madigan Management For Voted - For
7 John C. Martin Management For Voted - For
8 Gordon E. Moore Management For Voted - For
9 Nicholas G. Moore Management For Voted - For
10 Richard J. Whitley Management For Voted - For
11 Gayle E. Wilson Management For Voted - For
12 Per Wold-olsen Management For Voted - For
02 To Ratify The Selection Of Ernst & Young LLP By The
Audit Committee Of The Board Of Directors As The
Independent Registered Public Accounting Firm Of
Gilead For The Fiscal Year Ending December 31, 2011. Management For Voted - For
03 To Approve The Amended And Restated Gilead
Sciences, Inc. Code Section 162(m) Bonus Plan And
Certain Performance-based Provisions Thereunder. Management For Voted - For
04 To Approve Amendments To Gilead's Restated
Certificate Of Incorporation To Adopt Majority
Voting Standards. Management For Voted - For
05 To Approve Amendments To Gilead's Amended And
Restated Bylaws To Permit Holders Of At Least 20%
Of The Voting Power Of The Outstanding Capital
Stock To Call A Special Meeting Of Stockholders. Management For Voted - For
06 To Vote On An Advisory Resolution To Approve The
Compensation Of Gilead's Named Executive Officers
As Presented In Its Proxy Statement. Management For Voted - For
07 To Vote On An Advisory Basis As To The Frequency
With Which Executive Compensation Will Be Subject
To Future Advisory Stockholder Votes. Management For Voted - 1 Year
GOOGLE INC.
CUSIP: 38259P508 Ticker: GOOG
Meeting Date: 06/02/2011 Meeting Type: Annual
01 Director
1 Larry Page Management For Voted - For
2 Sergey Brin Management For Voted - For
3 Eric E. Schmidt Management For Voted - For
4 L. John Doerr Management For Voted - For
5 John L. Hennessy Management For Voted - For
6 Ann Mather Management For Voted - For
7 Paul S. Otellini Management For Voted - For
8 K. Ram Shriram Management For Voted - For
9 Shirley M. Tilghman Management For Voted - For
02 The Ratification Of Ernst & Young LLP As Google's
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2011. Management For Voted - For
03 The Approval Of An Amendment To Google's 2004 Stock
Plan To Increase The Number Of Authorized Shares Of
Class A Common Stock Issuable Under The Plan By
1,500,000. Management For Voted - For
62
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
04 The Approval Of 2010 Compensation Awarded To Named
Executive Officers. Management For Voted - For
05 The Frequency Of Future Stockholder Advisory Votes
Regarding Compensation Awarded To Named Executive
Officers. Management For Voted - 3 Years
06 A Stockholder Proposal Regarding The Formation Of A
Board Committee On Sustainability, If Properly
Presented At The Meeting. Shareholder Against Voted - Against
07 A Stockholder Proposal Regarding The Adoption Of A
Simple Majority Voting Standard For Stockholder
Matters, If Properly Presented At The Meeting. Shareholder Against Voted - Against
08 A Stockholder Proposal Regarding A Conflict Of
Interest And Code Of Conduct Compliance Report, If
Properly Presented At The Meeting. Shareholder Against Voted - Against
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 Ticker: ISRG
Meeting Date: 04/21/2011 Meeting Type: Annual
1A Election Of Director: Floyd D. Loop Management For Voted - For
1B Election Of Director: George Stalk Jr. Management For Voted - For
1C Election Of Director: Craig H. Barratt Management For Voted - For
02 To Approve The Amendment And Restatement To The
Company's 2010 Incentive Award Plan Management For Voted - For
03 To Approve, By Non-binding Vote, The Compensation
Of Our Named Executive Officers Management For Voted - For
04 To Recommend, By Non-binding Vote, The Frequency Of
The Advisory Vote On The Compensation Of Our Named
Executive Officers Management For Voted - 3 Years
05 The Ratification Of The Appointment Of Ernst &
Young LLP As The Company's Independent Registered
Public Accounting Firm For The Fiscal Year Ending
December 31, 2011 Management For Voted - For
LINEAR TECHNOLOGY CORPORATION
CUSIP: 535678106 Ticker: LLTC
Meeting Date: 04/29/2011 Meeting Type: Annual
01 Please Review The Material Links For Access To The
Linear Legal Document. This Is Not A Voteable Event. Management Did Not Vote
01 Please Review The Material Links For Access To The
Linear Legal Document. This Is Not A Voteable Event. Management Did Not Vote
QUALCOMM, INCORPORATED
CUSIP: 747525103 Ticker: QCOM
Meeting Date: 03/08/2011 Meeting Type: Annual
01 Director
1 Barbara T. Alexander Management For Voted - For
2 Stephen M. Bennett Management For Voted - For
3 Donald G. Cruickshank Management For Voted - For
4 Raymond V. Dittamore Management For Voted - For
63
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
5 Thomas W. Horton Management For Voted - For
6 Irwin Mark Jacobs Management For Voted - For
7 Paul E. Jacobs Management For Voted - For
8 Robert E. Kahn Management For Voted - For
9 Sherry Lansing Management For Voted - For
10 Duane A. Nelles Management For Voted - For
11 Francisco Ros Management For Voted - For
12 Brent Scowcroft Management For Voted - For
13 Marc I. Stern Management For Voted - For
02 To Approve The 2006 Long-term Incentive Plan, As
Amended, Which Includes An Increase In The Share
Reserve By 65,000,000 Shares. Management For Voted - For
03 To Approve An Amendment To The 2001 Employee Stock
Purchase Plan To Increase The Share Reserve By
22,000,000 Shares. Management For Voted - For
04 To Ratify The Selection Of PricewaterhouseCoopers
LLP As Our Independent Public Accountants For Our
Fiscal Year Ending September 25, 2011. Management For Voted - For
05 To Hold An Advisory Vote On Executive Compensation. Management For Voted - For
06 To Hold An Advisory Vote On The Frequency Of Future
Advisory Votes On Executive Compensation. Management For Voted - 3 Years
07 To Act On A Stockholder Proposal, If Properly
Presented At The Annual Meeting. Shareholder Against Voted - Against
STERICYCLE, INC.
CUSIP: 858912108 Ticker: SRCL
Meeting Date: 05/24/2011 Meeting Type: Annual
1A Election Of Director: Mark C. Miller Management For Voted - For
1B Election Of Director: Jack W. Schuler Management For Voted - For
1C Election Of Director: Thomas D. Brown Management For Voted - For
1D Election Of Director: Rod F. Dammeyer Management For Voted - For
1E Election Of Director: William K. Hall Management For Voted - For
1F Election Of Director: Jonathan T. Lord, M.d. Management For Voted - For
1G Election Of Director: John Patience Management For Voted - For
1H Election Of Director: James W.p. Reid-anderson Management For Voted - For
1I Election Of Director: Ronald G. Spaeth Management For Voted - For
02 Approval Of The Company's 2011 Incentive Stock Plan Management For Voted - For
03 Ratification Of The Appointment Of Ernst & Young
L.l.p. As The Company's Independent Registered
Public Accounting Firm For 2011 Management For Voted - For
04 Advisory Resolution Approving The Compensation Paid
To The Company's Executive Officers Management For Voted - For
05 Advisory Resolution On The Frequency Of The
Advisory Vote On Executive Compensation (choose One
Frequency) Management For Voted - 3 Years
64
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
THE GOLDMAN SACHS GROUP, INC.
CUSIP: 38141G104 Ticker: GS
Meeting Date: 05/06/2011 Meeting Type: Annual
1A Election Of Director: Lloyd C. Blankfein Management For Voted - For
1B Election Of Director: John H. Bryan Management For Voted - For
1C Election Of Director: Gary D. Cohn Management For Voted - For
1D Election Of Director: Claes Dahlback Management For Voted - For
1E Election Of Director: Stephen Friedman Management For Voted - For
1F Election Of Director: William W. George Management For Voted - For
1G Election Of Director: James A. Johnson Management For Voted - For
1H Election Of Director: Lois D. Juliber Management For Voted - For
1I Election Of Director: Lakshmi N. Mittal Management For Voted - For
1J Election Of Director: James J. Schiro Management For Voted - For
02 Advisory Vote On Executive Compensation Matters
(say On Pay) Management For Voted - For
03 Advisory Vote On The Frequency Of Say On Pay Management For Voted - 1 Year
04 Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As Our Independent
Registered Public Accounting Firm For Our 2011
Fiscal Year Management For Voted - For
05 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Voted - Against
06 Shareholder Proposal Regarding Special Shareowner
Meetings Shareholder Against Voted - Against
07 Shareholder Proposal Regarding Executive
Compensation And Long- Term Performance Shareholder Against Voted - Against
08 Shareholder Proposal Regarding A Report On Senior
Executive Compensation Shareholder Against Voted - Against
09 Shareholder Proposal Regarding A Report On Climate
Change Risk Disclosure Shareholder Against Voted - Against
10 Shareholder Proposal Regarding A Report On
Political Contributions Shareholder Against Voted - Against
U.S. BANCORP
CUSIP: 902973304 Ticker: USB
Meeting Date: 04/19/2011 Meeting Type: Annual
1A Election Of Director: Douglas M. Baker, Jr. Management Did Not Vote
1B Election Of Director: Y. Marc Belton Management Did Not Vote
1C Election Of Director: Victoria Buyniski Gluckman Management Did Not Vote
1D Election Of Director: Arthur D. Collins, Jr. Management Did Not Vote
1E Election Of Director: Richard K. Davis Management Did Not Vote
1F Election Of Director: Joel W. Johnson Management Did Not Vote
1G Election Of Director: Olivia F. Kirtley Management Did Not Vote
1H Election Of Director: Jerry W. Levin Management Did Not Vote
1I Election Of Director: David B. O'maley Management Did Not Vote
1J Election Of Director: O'dell M. Owens, M.d., M.p.h. Management Did Not Vote
1K Election Of Director: Richard G. Reiten Management Did Not Vote
1L Election Of Director: Craig D. Schnuck Management Did Not Vote
1M Election Of Director: Patrick T. Stokes Management Did Not Vote
65
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
02 Ratification Of Selection Of Ernst & Young LLP As
Our Independent Auditor For The 2011 Fiscal Year. Management Did Not Vote
03 Advisory Vote To Approve The Compensation Of Our
Executives Disclosed In The Proxy Statement. Management Did Not Vote
04 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation. Management Did Not Vote
05 Shareholder Proposal: Annual Advisory Vote On
Director Compensation. Shareholder Did Not Vote
1A Election Of Director: Douglas M. Baker, Jr. Management Did Not Vote
1B Election Of Director: Y. Marc Belton Management Did Not Vote
1C Election Of Director: Victoria Buyniski Gluckman Management Did Not Vote
1D Election Of Director: Arthur D. Collins, Jr. Management Did Not Vote
1E Election Of Director: Richard K. Davis Management Did Not Vote
1F Election Of Director: Joel W. Johnson Management Did Not Vote
1G Election Of Director: Olivia F. Kirtley Management Did Not Vote
1H Election Of Director: Jerry W. Levin Management Did Not Vote
1I Election Of Director: David B. O'maley Management Did Not Vote
1J Election Of Director: O'dell M. Owens, M.d., M.p.h. Management Did Not Vote
1K Election Of Director: Richard G. Reiten Management Did Not Vote
1L Election Of Director: Craig D. Schnuck Management Did Not Vote
1M Election Of Director: Patrick T. Stokes Management Did Not Vote
02 Ratification Of Selection Of Ernst & Young LLP As
Our Independent Auditor For The 2011 Fiscal Year. Management Did Not Vote
03 Advisory Vote To Approve The Compensation Of Our
Executives Disclosed In The Proxy Statement. Management Did Not Vote
04 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation. Management Did Not Vote
05 Shareholder Proposal: Annual Advisory Vote On
Director Compensation. Shareholder Did Not Vote
VARIAN MEDICAL SYSTEMS, INC.
CUSIP: 92220P105 Ticker: VAR
Meeting Date: 02/10/2011 Meeting Type: Annual
01 Director
1 Susan L. Bostrom Management For Voted - For
2 Richard M. Levy Management For Voted - For
3 Venkatraman Thyagarajan Management For Voted - For
02 To Approve The Compensation Of The Varian Medical
Systems, Inc. Named Executive Officers As Described
In The Proxy Statement. Management For Voted - For
03 To Hold An Advisory Vote Of Stockholders On The
Compensation Of The Varian Medical Systems, Inc.
Named Executive Officers At A Frequency Of. Management For Voted - 3 Years
04 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As Varian Medical Systems, Inc.'s Independent
Registered Public Accounting Firm For Fiscal Year
2011. Management For Voted - For
66
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
RiverPark Funds Trust
By: /s/ Morty Schaja
Title: President
Date: August 16, 2011
67