FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
RIVERPARK FUNDS TRUST
Investment Company Act File Number: 811-22431
REGISTRANT
RiverPark Funds Trust
156 West 56(th) Street
17(th) Floor
New York, NY 10019
Registrant's telephone number, including area code: 212-484-2100
AGENT FOR SERVICE
Morty Schaja
156 West 56(th) Street
17(th) Floor
New York, NY 10019
Date of fiscal year end: September 30
Reporting Period: July 31, 2011 to June 30, 2012
1
NON VOTING FUNDS
RIVERPARK/GARGOYLE HEDGED VALUE FUND
The Fund opened on May 1, 2012 and during its brief partial period, had no
proxies to vote.
RIVERPARK SHORT TERM HIGH YIELD FUND
No votes have been cast on securities by this fund during the reporting period.
2
RIVERPARK/GRAVITY LONG-BIASED FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DELL INC.
CUSIP: 24702R101 TICKER: DELL
Meeting Date: 15-Jul-11 Meeting Type: Annual
01 Director
1 James W. Breyer Management For Voted - For
2 Donald J. Carty Management For Voted - For
3 Michael S. Dell Management For Voted - For
4 William H. Gray, III Management For Voted - For
5 Gerard J. Kleisterlee Management For Voted - For
6 Thomas W. Luce, III Management For Voted - For
7 Klaus S. Luft Management For Voted - For
8 Alex J. Mandl Management For Voted - For
9 Shantanu Narayen Management For Voted - For
10 H. Ross Perot, Jr. Management For Voted - For
02 Ratification Of Selection Of PricewaterhouseCoopers
LLP As Dell's Independent Auditor For Fiscal 2012 Management For Voted - For
03 Approval, On An Advisory Basis, Of Dell's
Compensation Of Its Named Executive Officers As
Disclosed In The Proxy Statement Management For Voted - For
04 Advisory Vote On Whether Future Advisory Votes On
Named Executive Officer Compensation Should Occur
Every 1 Year, Every 2 Years Or Every 3 Years Management 1 Year Voted - 1 Year
SH1 Independent Chairman Shareholder Against Voted - Against
SH2 Stockholder Action By Written Consent Shareholder Against Voted - Against
SH3 Declaration Of Dividends Shareholder Against Voted - Against
3
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLIANCE DATA SYSTEMS CORPORATION
CUSIP: 018581108 TICKER: ADS
Meeting Date: 07-Jun-12 Meeting Type: Annual
1A Election Of Director: Edward J. Heffernan Management For Voted - For
1B Election Of Director: Robert A. Minicucci Management For Voted - For
2 Advisory Approval Of Executive Compensation. Management For Voted - For
3 To Ratify The Selection Of Deloitte & Touche LLP As
The Independent Registered Public Accounting Firm
Of Alliance Data Systems Corporation For 2012. Management For Voted - For
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 30-Apr-12 Meeting Type: Annual
1. Director
1 C. Barshefsky Management For Voted - For
2 U.M. Burns Management For Voted - For
3 K.I. Chenault Management For Voted - For
4 P. Chernin Management For Voted - For
5 T.J. Leonsis Management For Voted - For
6 J. Leschly Management For Voted - For
7 R.C. Levin Management For Voted - For
8 R.A. McGinn Management For Voted - For
9 E.D. Miller Management For Voted - For
10 S.S Reinemund Management For Voted - For
11 R.D. Walter Management For Voted - For
12 R.A. Williams Management For Voted - For
2. Ratification Of Appointment Of
PricewaterhouseCoopers LLP As Our Independent
Registered Public Accounting Firm For 2012. Management For Voted - For
3. Advisory Resolution To Approve Executive
Compensation. Management For Voted - For
4. Approval Of Performance Goals And Award Limits
Under 2007 Incentive Compensation Plan. Management For Voted - For
5. Shareholder Proposal Relating To Cumulative Voting
For Directors. Shareholder Against Voted - Against
6. Shareholder Proposal Relating To Separation Of
Chairman And CEO Roles. Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
CUSIP: 029912201 TICKER: AMT
Meeting Date: 29-Nov-11 Meeting Type: Special
01 Proposal To Adopt The Agreement And Plan Of Merger,
Dated As Of August 24, 2011, Between American Tower
Corporation And American Tower REIT, Inc., Which Is
Part Of The Reorganization Of American Tower's
Operations Through Which American Tower Intends To
Qualify As A REIT For Federal Income Tax Purposes. Management For Voted - For
4
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
02 Proposal To Permit The Board Of Directors Of
American Tower Corporation To Adjourn The Special
Meeting, If Necessary, To Solicit Additional
Proxies In The Event That There Are Not Sufficient
Votes At The Originally Scheduled Time Of The
Special Meeting To Approve Proposal 1. Management For Voted - For
AMERICAN TOWER CORPORATION
CUSIP: 03027X100 TICKER: AMT
Meeting Date: 19-Jun-12 Meeting Type: Annual
1A. Election Of Director: Raymond P. Dolan Management For Voted - For
1B. Election Of Director: Ronald M. Dykes Management For Voted - For
1C. Election Of Director: Carolyn F. Katz Management For Voted - For
1D. Election Of Director: Gustavo Lara Cantu Management For Voted - For
1E. Election Of Director: Joann A. Reed Management For Voted - For
1F. Election Of Director: Pamela D.A. Reeve Management For Voted - For
1G. Election Of Director: David E. Sharbutt Management For Voted - For
1H. Election Of Director: James D. Taiclet, Jr. Management For Voted - For
1I. Election Of Director: Samme L. Thompson Management For Voted - For
2. To Ratify The Selection Of Deloitte & Touche LLP As
Independent Registered Public Accounting Firm For
2012. Management For Voted - For
3. To Approve, On An Advisory Basis, The Company's
Executive Compensation. Management For Voted - For
4. To Require Executives To Retain A Significant
Percentage Of Stock Acquired Through Equity Pay
Programs Until One Year Following Termination Of
Their Employment. Shareholder Against Voted - Against
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 23-Feb-12 Meeting Type: Annual
1 Director
1 William V. Campbell Management For Voted - For
2 Timothy D. Cook Management For Voted - For
3 Millard S. Drexler Management For Voted - For
4 Al Gore Management For Voted - For
5 Robert A. Iger Management For Voted - For
6 Andrea Jung Management For Voted - For
7 Arthur D. Levinson Management For Voted - For
8 Ronald D. Sugar Management For Voted - For
2 Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For 2012. Management For Voted - For
3 Advisory Vote On Executive Compensation. Management For Voted - For
04 A Shareholder Proposal Entitled "Conflict Of
Interest Report" Shareholder Against Voted - Against
05 A Shareholder Proposal Entitled "Shareholder Say On
Director Pay" Shareholder Against Voted - Against
5
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
06 A Shareholder Proposal Entitled "Report On
Political Contributions And Expenditures" Shareholder Against Voted - Against
07 A Shareholder Proposal Entitled "Adopt A Majority
Voting Standard For Director Elections" Shareholder Against Voted - Against
C.H. ROBINSON WORLDWIDE, INC.
CUSIP: 12541W209 TICKER: CHRW
Meeting Date: 10-May-12 Meeting Type: Annual
1A Election Of Director: David W. MacLennan Management For Voted - For
1B Election Of Director: James B. Stake Management For Voted - For
1C Election Of Director: John P. Wiehoff Management For Voted - For
2 To Approve, By Non-binding Vote, Named Executive
Officer Compensation. Management For Voted - For
3 To Amend And Restate The Company's Certificate Of
Incorporation To Eliminate The Classification Of
The Board Of Directors. Management For Voted - For
4 Ratification Of The Selection Of Deloitte & Touche
LLP As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted - For
CARNIVAL CORPORATION
CUSIP: 143658300 TICKER: CCL
Meeting Date: 11-Apr-12 Meeting Type: Annual
1. To Re-elect Micky Arison As A Director Of Carnival
Corporation And As A Director Of Carnival PLC. Management For Voted - For
2. To Re-elect Sir Jonathon Band As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
3. To Re-elect Robert H. Dickinson As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
4. To Re-elect Arnold W. Donald As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
5. To Re-elect Pier Luigi Foschi As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
6. To Re-elect Howard S. Frank As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
7. To Re-elect Richard J. Glasier As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
8. To Elect Debra Kelly-Ennis As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
9. To Re-elect Modesto A. Maidique As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
6
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10. To Re-elect Sir John Parker As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
11. To Re-elect Peter G. Ratcliffe As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
12. To Re-elect Stuart Subotnick As A Director Of
Carnival Corporation And As A Director Of Carnival
PLC. Management For Voted - For
13. To Re-elect Laura Weil As A Director Of Carnival
Corporation And As A Director Of Carnival PLC. Management For Voted - For
14. To Re-elect Randall J. Weisenburger As A Director
Of Carnival Corporation And As A Director Of
Carnival PLC. Management For Voted - For
15. To Re-appoint The UK Firm Of PricewaterhouseCoopers
LLP As Independent Auditors For Carnival PLC And To
Ratify The Selection Of The U.s. Firm Of
PricewaterhouseCoopers LLP As The Independent
Registered Certified Public Accounting Firm For
Carnival Corporation. Management For Voted - For
16. To Authorize The Audit Committee Of Carnival PLC To
Agree The Remuneration Of The Independent Auditors
Of Carnival PLC. Management For Voted - For
17. To Receive The UK Accounts And Reports Of The
Directors And Auditors Of Carnival PLC For The Year
Ended November 30, 2011 (in Accordance With Legal
Requirements Applicable To UK Companies). Management For Voted - For
18. To Approve The Fiscal 2011 Compensation Of The
Named Executive Officers Of Carnival Corporation &
PLC (in Accordance With Legal Requirements
Applicable To U.s. Companies). Management For Voted - For
19. To Approve The Carnival PLC Directors' Remuneration
Report For The Year Ended November 30, 2011 (in
Accordance With Legal Requirements Applicable To UK
Companies). Management For Voted - For
20. To Approve The Giving Of Authority For The
Allotment Of New Shares By Carnival PLC (in
Accordance With Customary Practice For UK
Companies). Management For Voted - For
21. To Approve The Disapplication Of Pre-emption Rights
In Relation To The Allotment Of New Shares By
Carnival PLC (in Accordance With Customary Practice
For UK Companies). Management For Voted - For
22. To Approve A General Authority For Carnival PLC To
Buy Back Carnival PLC Ordinary Shares In The Open
Market (in Accordance With Legal Requirements
Applicable To UK Companies Desiring To Implement
Share Buy Back Programs). Management For Voted - For
23. To Consider A Shareholder Proposal. Shareholder Against Voted - Against
7
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CME GROUP INC.
CUSIP: 12572Q105 TICKER: CME
Meeting Date: 13-Jun-12 Meeting Type: Annual
1. Director
1 Dennis H. Chookaszian Management For Voted - For
2 Larry G. Gerdes Management For Voted - For
3 Daniel R. Glickman Management For Voted - For
4 James E. Oliff Management For Voted - For
5 Edemir Pinto Management For Voted - For
6 Alex J. Pollock Management For Voted - For
7 William R. Shepard Management For Voted - For
2. Ratification Of The Appointment Of Ernst & Young
LLP As Our Independent Registered Public Accounting
Firm For 2012. Management For Voted - For
3. Advisory Vote On The Compensation Of Our Named
Executive Officers. Management For Voted - For
4. Approval Of The Fourth Amended And Restated
Certificate Of Incorporation Of Cme Group Inc. Management For Voted - For
5. Approval Of The CME Group Inc. Amended And Restated
Omnibus Stock Plan. Management For Voted - For
6. Approval Of The CME Group Inc. Amended And Restated
Employee Stock Purchase Plan. Management For Voted - For
7. Shareholder Proposal Regarding Proxy Access. Shareholder Against Voted - Against
COACH, INC.
CUSIP: 189754104 TICKER: COH
Meeting Date: 03-Nov-11 Meeting Type: Annual
01 Director
1 Lew Frankfort Management For Voted - For
2 Susan Kropf Management For Voted - For
3 Gary Loveman Management For Voted - For
4 Ivan Menezes Management For Voted - For
5 Irene Miller Management For Voted - For
6 Michael Murphy Management For Voted - For
7 Jide Zeitlin Management For Voted - For
02 To Ratify The Appointment Of Deloitte & Touche LLP
As The Company's Independent Registered Public
Accounting Firm For Fiscal Year 2012 Management For Voted - For
03 To Hold A Non-binding Advisory Vote On Executive
Compensation Management For Voted - For
04 To Hold A Non-binding Advisory Vote On The
Frequency Of Future Advisory Votes On Executive
Compensation Management 1 Year Voted - 1 Year
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
CUSIP: 192446102 TICKER: CTSH
Meeting Date: 05-Jun-12 Meeting Type: Annual
1A Election Of Director: Francisco D'souza Management For Voted - For
8
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B Election Of Director: John N. Fox, Jr. Management For Voted - For
1C Election Of Director: Thomas M. Wendel Management For Voted - For
2 Approval Of The Compensation Of Our Named Executive
Officers, Disclosed Pursuant To Item 402 Of
Regulation S-k. Management For Voted - For
3 To Amend Our Restated Certificate Of Incorporation,
As Amended And To Amend And Restate Our Amended And
Restated By-laws, As Amended, To Provide Holders Of
Twenty-five Percent (25%) Of The Company's
Outstanding Shares Of Class A Common Stock, Par
Value $0.01 Per Share, Upon Satisfaction Of Management For Voted - For
4 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As Our Independent Registered Public Accounting
Firm For The Year Ending December 31, 2012. Management For Voted - For
5 To Act On A Stockholder Proposal To Declassify The
Company's Board Of Directors And Provide For The
Annual Election Of All Directors. Shareholder Against Voted - Against
DEVON ENERGY CORPORATION
CUSIP: 25179M103 TICKER: DVN
Meeting Date: 06-Jun-12 Meeting Type: Annual
1. Director
1 Robert H. Henry Management For Voted - For
2 John A. Hill Management For Voted - For
3 Michael M. Kanovsky Management For Voted - For
4 Robert A. Mosbacher, Jr Management For Voted - For
5 J. Larry Nichols Management For Voted - For
6 Duane C. Radtke Management For Voted - For
7 Mary P. Ricciardello Management For Voted - For
8 John Richels Management For Voted - For
2. Approve, In An Advisory Vote, Executive
Compensation. Management For Voted - For
3. Ratify The Appointment Of The Independent Auditors
For 2012. Management For Voted - For
4. Approve Amending The Amended And Restated
Certificate Of Incorporation To Grant Stockholders
The Right To Call A Special Meeting. Management For Voted - For
5. Approve The 2012 Incentive Compensation Plan. Management For Voted - For
6. Approve The 2012 Amendment To The 2009 Long-term
Incentive Compensation Plan. Management For Voted - For
7. Report On The Disclosure Of Lobbying Policies And
Practices. Shareholder Against Voted - Against
DOLLAR TREE, INC.
CUSIP: 256746108 TICKER: DLTR
Meeting Date: 14-Jun-12 Meeting Type: Annual
1. Director
1 Arnold S. Barron Management For Voted - For
2 Macon F. Brock, Jr. Management For Voted - For
3 Mary Anne Citrino Management For Voted - For
9
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 J. Douglas Perry Management For Voted - For
5 Thomas A. Saunders III Management For Voted - For
6 Thomas E. Whiddon Management For Voted - For
7 Carl P. Zeithaml Management For Voted - For
2. To Approve, On An Advisory Basis, The Compensation
Of The Company's Named Executive Officers. Management For Voted - For
3. To Ratify The Selection Of KPMG As The Company's
Independent Registered Public Accounting Firm. Management For Voted - For
EBAY INC.
CUSIP: 278642103 TICKER: EBAY
Meeting Date: 26-Apr-12 Meeting Type: Annual
1A. Election Of Director: Marc L. Andreessen Management For Voted - For
1B. Election Of Director: William C. Ford, Jr. Management For Voted - For
1C. Election Of Director: Dawn G. Lepore Management For Voted - For
1D. Election Of Director: Kathleen C. Mitic Management For Voted - For
1E. Election Of Director: Pierre M. Omidyar Management For Voted - For
2. To Approve, On An Advisory Basis, The Compensation
Of Our Named Executive Officers Management For Voted - For
3. Approve Amendment & Restatement Of 2008 Equity
Incentive Award Plan, Including An Amendment To
Increase The Aggregate Number Of Shares Authorized
For Issuance Under Plan By 16.5 Million Shares Management For Voted - For
4. To Approve Our Employee Stock Purchase Plan. Management For Voted - For
5. To Adopt And Approve An Amendment To Our Amended
And Restated Certificate Of Incorporation To
Declassify Our Board Of Directors And Provide For
The Annual Election Of Directors. Management For Voted - For
6. Amendment To Our Amended & Restated Certificate Of
Incorporation To Provide Stockholders With The
Right To Call A Special Meeting Management For Voted - For
7. Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As Our Independent
Auditors For Our Fiscal Year Ending December 31,
2012 Management For Voted - For
EMC CORPORATION
CUSIP: 268648102 TICKER: EMC
Meeting Date: 01-May-12 Meeting Type: Annual
1A Election Of Director: Michael W. Brown Management For Voted - For
1B Election Of Director: Randolph L. Cowen Management For Voted - For
1C Election Of Director: Gail Deegan Management For Voted - For
1D Election Of Director: James S. Distasio Management For Voted - For
1E Election Of Director: John R. Egan Management For Voted - For
1F Election Of Director: Edmund F. Kelly Management For Voted - For
1G Election Of Director: Windle B. Priem Management For Voted - For
1H Election Of Director: Paul Sagan Management For Voted - For
1I Election Of Director: David N. Strohm Management For Voted - For
1J Election Of Director: Joseph M. Tucci Management For Voted - For
10
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
02 Ratification Of The Selection By The Audit
Committee Of PricewaterhouseCoopers LLP As EMC's
Independent Auditors For The Fiscal Year Ending
December 31, 2012, As Described In EMC's Proxy
Statement. Management For Voted - For
03 Advisory Approval Of Our Executive Compensation, As
Described In EMC's Proxy Statement. Management For Voted - For
EQUINIX, INC.
CUSIP: 29444U502 TICKER: EQIX
Meeting Date: 05-Jun-12 Meeting Type: Annual
1. Director
1 Steven T. Clontz Management For Voted - For
2 Gary F. Hromadko Management For Voted - For
3 Scott G. Kriens Management For Voted - For
4 William K. Luby Management For Voted - For
5 Irving F. Lyons, III Management For Voted - For
6 Christopher B. Paisley Management For Voted - For
7 Stephen M. Smith Management For Voted - For
8 Peter F. Van Camp Management For Voted - For
2. To Ratify The Appointment Of PricewaterhouseCoopers
LLP As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted - For
3. To Approve By A Non-binding Advisory Vote The
Compensation Of The Company's Named Executive
Officers. Management For Voted - For
4. To Approve Long-term Incentive Performance Terms
For Certain Executives Pursuant To Section 162(m)
Of The Internal Revenue Code. Management For Voted - For
5. To Approve An Amendment To The Company's Amended
And Restated Bylaws To Permit Holders Of Record Of
At Least Twenty Five Percent (25%) Of The Voting
Power Of The Company's Outstanding Capital Stock To
Call A Special Meeting Of Stockholders. Management For Voted - For
EXPEDITORS INT'L OF WASHINGTON, INC.
CUSIP: 302130109 TICKER: EXPD
Meeting Date: 02-May-12 Meeting Type: Annual
1A Election Of Director: Mark A. Emmert Management For Voted - For
1B Election Of Director: R. Jordan Gates Management For Voted - For
1C Election Of Director: Dan P. Kourkoumelis Management For Voted - For
1D Election Of Director: Michael J. Malone Management For Voted - For
1E Election Of Director: John W. Meisenbach Management For Voted - For
1F Election Of Director: Peter J. Rose Management For Voted - For
1G Election Of Director: James L. K. Wang Management For Voted - For
1H Election Of Director: Robert R. Wright Management For Voted - For
2 To Approve, On A Non-binding Basis, The
Compensation Of The Company's Named Executive
Officers. Management For Voted - For
11
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Approve And Ratify The Adoption Of The 2012
Stock Option Plan. Management For Voted - For
4 To Ratify The Appointment Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For The Year Ending December 31, 2012. Management For Voted - For
5 To Consider A Shareholder Proposal To Adopt An
Independent Board Chairman Policy. Shareholder Against Voted - Against
FOSSIL, INC.
CUSIP: 349882100 TICKER: FOSL
Meeting Date: 23-May-12 Meeting Type: Annual
1 Director
1 Elaine Agather Management For Voted - For
2 Jeffrey N. Boyer Management For Voted - For
3 Kosta N. Kartsotis Management For Voted - For
4 Diane Neal Management For Voted - For
5 Thomas M. Nealon Management For Voted - For
6 Elysia Holt Ragusa Management For Voted - For
7 Jal S. Shroff Management For Voted - For
8 James E. Skinner Management For Voted - For
9 Michael Steinberg Management For Voted - For
10 Donald J. Stone Management For Voted - For
11 James M. Zimmerman Management For Voted - For
2 Advisory Vote To Approve Named Executive Officer
Compensation. Management For Voted - For
3 Proposal To Ratify The Appointment Of Deloitte And
Touche LLP As The Company's Independent Registered
Public Accounting Firm For The Fiscal Year Ending
December 29, 2012. The Board Of Directors
Recommends You Vote "Against" The Following
Proposal 4. Management For Voted - For
4 Stockholder Proposal Regarding Report Describing
The Company's Supply Chain Standards Related To
Environmental Impacts. Shareholder Against Voted - Against
GOODRICH CORPORATION
CUSIP: 382388106 TICKER: GR
Meeting Date: 13-Mar-12 Meeting Type: Special
1. Adopt The Agreement And Plan Of Merger, Dated As Of
September 21, 2011, As Such Agreement May Be
Amended From Time To Time In Accordance With Its
Terms, By And Among United Technologies
Corporation, Charlotte Lucas Corporation, A Wholly
Owned Subsidiary Of United Technologies
Corporation, And Goodrich Corporation. Management For Voted - For
2. Approve, On A Non-binding Advisory Basis, The
Compensation To Be Paid To Goodrich's Named
Executive Officers That Is Based On Or Otherwise
Relates To The Merger. Management For Voted - For
12
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Approve Adjournments Of The Special Meeting, If
Necessary, To Permit Further Solicitation Of
Proxies If There Are Not Sufficient Votes At The
Time Of The Special Meeting To Adopt The Merger
Agreement. Management For Voted - For
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOG
Meeting Date: 21-Jun-12 Meeting Type: Annual
1. Director
1 Larry Page Management For Voted - For
2 Sergey Brin Management For Voted - For
3 Eric E. Schmidt Management For Voted - For
4 L. John Doerr Management For Voted - For
5 Diane B. Greene Management For Voted - For
6 John L. Hennessy Management For Voted - For
7 Ann Mather Management For Voted - For
8 Paul S. Otellini Management For Voted - For
9 K. Ram Shriram Management For Voted - For
10 Shirley M. Tilghman Management For Voted - For
2. The Ratification Of The Appointment Of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted - For
3A. The Approval Of The Adoption Of Google's Fourth
Amended And Restated Certificate Of Incorporation:
The Approval Of The Adoption Of Amendments To
Google's Third Amended And Restated Certificate Of
Incorporation To Establish The Class C Capital
Stock And To Make Certain Clarifying Changes. Management For Voted - For
3B. The Approval Of The Adoption Of Google's Fourth
Amended And Restated Certificate Of Incorporation:
The Approval Of The Adoption Of Amendments To
Google's Third Amended And Restated Certificate Of
Incorporation To Increase The Number Of Authorized
Shares Of Class A Common Stock From 6 Billion To 9
Billion. Management For Voted - For
3C. The Approval Of The Adoption Of Google's Fourth
Amended And Restated Certificate Of Incorporation:
The Approval Of The Adoption Of Amendments To
Google's Third Amended And Restated Certificate Of
Incorporation To Provide For The Treatment Of
Shares Of Class A Management For Voted - For
4. The Approval Of Google's 2012 Stock Plan. Management For Voted - For
5. The Approval Of Google's 2012 Incentive
Compensation Plan For Employees And Consultants Of
Motorola Mobility. Management For Voted - For
6. A Stockholder Proposal Regarding An Advisory Vote
On Political Contributions, If Properly Presented
At The Meeting. Shareholder Against Voted - Against
13
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. A Stockholder Proposal Regarding Mandatory
Arbitration Of Certain Shareholder Claims, If
Properly Presented At The Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented At The Meeting. Shareholder Against Voted - Against
INTERCONTINENTALEXCHANGE, INC.
CUSIP: 45865V100 TICKER: ICE
Meeting Date: 18-May-12 Meeting Type: Annual
1A. Election Of Director: Charles R. Crisp Management For Voted - For
1B. Election Of Director: Jean-Marc Forneri Management For Voted - For
1C. Election Of Director: Senator Judd A. Gregg Management For Voted - For
1D. Election Of Director: Fred W. Hatfield Management For Voted - For
1E. Election Of Director: Terrence F. Martell Management For Voted - For
1F. Election Of Director: Sir Callum McCarthy Management For Voted - For
1G. Election Of Director: Sir Robert Reid Management For Voted - For
1H. Election Of Director: Frederic V. Salerno Management For Voted - For
1I. Election Of Director: Jeffrey C. Sprecher Management For Voted - For
1J. Election Of Director: Judith A. Sprieser Management For Voted - For
1K. Election Of Director: Vincent Tese Management For Voted - For
2. To Approve, By Non-binding Vote, The Advisory
Resolution On Executive Compensation For Named
Executive Officers. Management For Voted - For
3. Ratify The Appointment Of Ernst & Young LLP As Our
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2012. Management For Voted - For
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 TICKER: ISRG
Meeting Date: 19-Apr-12 Meeting Type: Annual
1.1 Election Of Director: Gary S. Guthart, Ph.D. Management For Voted - For
1.2 Election Of Director: Mark J. Rubash Management For Voted - For
1.3 Election Of Director: Lonnie M. Smith Management For Voted - For
2. To Approve The Amendment And Restatement Of The
Company's 2010 Incentive Award Plan Management For Voted - For
3. To Approve, By Advisory Vote, The Compensation Of
Our Named Executive Officers Management For Voted - For
4. To Approve The Amendment To The Certificate Of
Incorporation To Eliminate The Classified Structure
Of The Board And To Provide For The Annual Election
Of Directors Management For Voted - For
5. The Ratification Of The Appointment Of Ernst &
Young LLP As The Company's Independent Registered
Public Accounting Firm For The Fiscal Year Ending
December 31, 2012 Management For Voted - For
14
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LAS VEGAS SANDS CORP.
CUSIP: 517834107 TICKER: LVS
Meeting Date: 07-Jun-12 Meeting Type: Annual
1. Director
1 Jason N. Ader Management For Voted - For
2 Michael A. Leven Management For Voted - For
3 Jeffrey H. Schwartz Management For Voted - For
2. To Consider And Act Upon The Ratification Of The
Selection Of PricewaterhouseCoopers LLP As The
Company's Independent Registered Public Accounting
Firm. Management For Voted - For
3. To Consider And Act Upon An Advisory (non-binding)
Proposal On The Compensation Of The Named Executive
Officers. Management For Voted - For
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 05-Jun-12 Meeting Type: Annual
1A. Election Of Director: Ajay Banga Management For Voted - For
1B. Election Of Director: David R. Carlucci Management For Voted - For
1C. Election Of Director: Steven J. Freiberg Management For Voted - For
1D. Election Of Director: Richard Haythornthwaite Management For Voted - For
1E. Election Of Director: Marc Olivie Management For Voted - For
1F. Election Of Director: Rima Qureshi Management For Voted - For
1G. Election Of Director: Mark Schwartz Management For Voted - For
1H. Election Of Director: Jackson P. Tai Management For Voted - For
2. Advisory Approval Of The Company's Executive
Compensation Management For Voted - For
3. Approval Of The Company's Amended And Restated 2006
Non- Employee Director Equity Compensation Plan Management For Voted - For
4. Approval Of The Company's Amended And Restated 2006
Long Term Incentive Plan Management For Voted - For
5. Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As The Independent
Registered Public Accounting Firm For The Company
For 2012 Management For Voted - For
MCDONALD'S CORPORATION
CUSIP: 580135101 TICKER: MCD
Meeting Date: 24-May-12 Meeting Type: Annual
1A. Election Of Director: Robert A. Eckert Management For Voted - For
1B. Election Of Director: Enrique Hernandez, Jr. Management For Voted - For
1C. Election Of Director: Jeanne P. Jackson Management For Voted - For
1D. Election Of Director: Andrew J. McKenna Management For Voted - For
1E. Election Of Director: Donald Thompson Management For Voted - For
2. Advisory Vote To Approve Executive Compensation. Management For Voted - For
3. Approval Of The 2012 Omnibus Stock Ownership Plan. Management For Voted - For
15
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Approval Of Declassification Of The Board Of
Directors. Management For Voted - For
5. Approval Of Shareholders' Right To Call Special
Meetings. Management For Voted - For
6. Advisory Vote To Approve The Appointment Of Ernst &
Young LLP As Independent Auditor For 2012. Management For Voted - For
7. Advisory Vote On A Shareholder Proposal Requesting
A Nutrition Report. Shareholder Against Voted - Against
MONSANTO COMPANY
CUSIP: 61166W101 TICKER: MON
Meeting Date: 24-Jan-12 Meeting Type: Annual
1A Election Of Director: Janice L. Fields Management For Voted - For
1B Election Of Director: Hugh Grant Management For Voted - For
1C Election Of Director: C. Steven McMillan Management For Voted - For
1D Election Of Director: Robert J. Stevens Management For Voted - For
02 Ratify The Appointment Of Deloitte & Touche LLP As
Our Independent Registered Public Accounting Firm
For Fiscal 2012. Management For Voted - For
03 Advisory (non-binding) Vote Approving Executive
Compensation. Management For Voted - For
04 Approval Of The Monsanto Company 2005 Long-term
Incentive Plan (as Amended And Restated As Of
January 24, 2012). Management For Voted - For
05 Shareowner Proposal Requesting A Report On Certain
Matters Related To GMO Products. Shareholder Against Voted - Against
NATIONAL OILWELL VARCO, INC.
CUSIP: 637071101 TICKER: NOV
Meeting Date: 16-May-12 Meeting Type: Annual
1A Election Of Director: Merrill A. Miller, Jr. Management For Voted - For
1B Election Of Director: Greg L. Armstrong Management For Voted - For
1C Election Of Director: David D. Harrison Management For Voted - For
2 Ratification Of Independent Auditors. Management For Voted - For
3 Approve, By Non-binding Vote, The Compensation Of
Our Named Executive Officers. Management For Voted - For
4 Stockholder Proposal. Shareholder Against Voted - Against
PRAXAIR, INC.
CUSIP: 74005P104 TICKER: PX
Meeting Date: 24-Apr-12 Meeting Type: Annual
1 Director
1 Stephen F. Angel Management For Voted - For
2 Oscar Bernardes Management For Voted - For
3 Bret K. Clayton Management For Voted - For
4 Nance K. Dicciani Management For Voted - For
5 Edward G. Galante Management For Voted - For
6 Claire W. Gargalli Management For Voted - For
16
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Ira D. Hall Management For Voted - For
8 Raymond W. Leboeuf Management For Voted - For
9 Larry D. McVay Management For Voted - For
10 Wayne T. Smith Management For Voted - For
11 Robert L. Wood Management For Voted - For
2 To Approve Amendments To Praxair's Restated
Certificate Of Incorporation To Permit Shareholders
To Call Special Meetings Of Shareholders. Management For Voted - For
3 To Approve, On An Advisory And Non-binding Basis,
The Compensation Of Praxair's Named Executive
Officers As Disclosed In The 2012 Proxy Statement. Management For Voted - For
4 A Shareholder Proposal Regarding Electioneering
Policies And Contributions. Shareholder Against Voted - Against
5 To Ratify The Appointment Of The Independent
Auditor. Management For Voted - For
PRECISION CASTPARTS CORP.
CUSIP: 740189105 TICKER: PCP
Meeting Date: 16-Aug-11 Meeting Type: Annual
01 Director
1 Don R. Graber Management For Voted - For
2 Lester L. Lyles Management For Voted - For
3 Timothy A. Wicks Management For Voted - For
02 Ratification Of Appointment Of Independent
Registered Public Accounting Firm Management For Voted - For
03 Advisory Vote Regarding Compensation Of Named
Executive Officers Management For Voted - For
04 Advisory Vote On The Frequency Of Advisory Votes
Regarding Compensation Of Named Executive Officers Management 1 Year Voted - 1 Year
PRICELINE.COM INCORPORATED
CUSIP: 741503403 TICKER: PCLN
Meeting Date: 07-Jun-12 Meeting Type: Annual
1. Director
1 Jeffery H. Boyd Management For Voted - For
2 Ralph M. Bahna Management For Voted - For
3 Howard W. Barker, Jr. Management For Voted - For
4 Jan L. Docter Management For Voted - For
5 Jeffrey E. Epstein Management For Voted - For
6 James M. Guyette Management For Voted - For
7 Nancy B. Peretsman Management For Voted - For
8 Craig W. Rydin Management For Voted - For
2. To Ratify The Selection Of Deloitte & Touche LLP As
Independent Registered Public Accounting Firm Of
The Company For Our Fiscal Year Ending December 31,
2012. Management For Voted - For
3. To Approve On An Advisory Basis The Compensation
Paid By The Company To Our Named Executive Officers. Management For Voted - For
17
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Consider And Vote Upon A Stockholder Proposal On
Stockholder Action By Written Consent. Shareholder Against Voted - Against
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 06-Mar-12 Meeting Type: Annual
01 Director
1 Barbara T. Alexander Management For Voted - For
2 Stephen M. Bennett Management For Voted - For
3 Donald G. Cruickshank Management For Voted - For
4 Raymond V. Dittamore Management For Voted - For
5 Thomas W. Horton Management For Voted - For
6 Paul E. Jacobs Management For Voted - For
7 Robert E. Kahn Management For Voted - For
8 Sherry Lansing Management For Voted - For
9 Duane A. Nelles Management For Voted - For
10 Francisco Ros Management For Voted - For
11 Brent Scowcroft Management For Voted - For
12 Marc I. Stern Management For Voted - For
02 To Ratify The Selection Of PricewaterhouseCoopers
LLP As Our Independent Public Accountants For Our
Fiscal Year Ending September 30, 2012. Management For Voted - For
03 To Hold An Advisory Vote On Executive Compensation. Management For Voted - For
04 To Approve An Amendment To The Company's Restated
Certificate Of Incorporation To Eliminate The
Plurality Voting Provision. Management For Voted - For
SBA COMMUNICATIONS CORPORATION
CUSIP: 78388J106 TICKER: SBAC
Meeting Date: 17-May-12 Meeting Type: Annual
1A Election Of Director: Brian C. Carr Management For Voted - For
1B Election Of Director: George R. Krouse, Jr. Management For Voted - For
02 Ratification Of The Appointment Of Ernst & Young
LLP As SBA's Independent Registered Public
Accounting Firm For The 2012 Fiscal Year Management For Voted - For
03 Approval, On An Advisory Basis, Of The Compensation
Of SBA's Named Executive Officers Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
CUSIP: 806857108 TICKER: SLB
Meeting Date: 11-Apr-12 Meeting Type: Annual
1A. Election Of Director: Peter L.S. Currie Management For Voted - For
1B. Election Of Director: Tony Isaac Management For Voted - For
1C. Election Of Director: K. Vaman Kamath Management For Voted - For
1D. Election Of Director: Paal Kibsgaard Management For Voted - For
1E. Election Of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election Of Director: Adrian Lajous Management For Voted - For
1G. Election Of Director: Michael E. Marks Management For Voted - For
18
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H. Election Of Director: Elizabeth A. Moler Management For Voted - For
1I. Election Of Director: Lubna S. Olayan Management For Voted - For
1J. Election Of Director: L. Rafael Reif Management For Voted - For
1K. Election Of Director: Tore I. Sandvold Management For Voted - For
1L. Election Of Director: Henri Seydoux Management For Voted - For
2. To Approve An Advisory Resolution On Executive
Compensation. Management For Voted - For
3. To Approve The Company's 2011 Financial Statements
And Declarations Of Dividends. Management For Voted - For
4. To Approve The Appointment Of The Independent
Registered Public Accounting Firm. Management For Voted - For
5. To Approve Amendments To The Company's 2004 Stock
And Deferral Plan For Non-employee Directors To
Increase The Number Of Shares Available For
Issuance And Make Certain Technical Changes. Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
CUSIP: 845467109 TICKER: SWN
Meeting Date: 22-May-12 Meeting Type: Annual
1A Election Of Director: Lewis E. Epley, Jr. Management For Voted - For
1B Election Of Director: Robert L. Howard Management For Voted - For
1C Election Of Director: Catherine A. Kehr Management For Voted - For
1D Election Of Director: Greg D. Kerley Management For Voted - For
1E Election Of Director: Harold M. Korell Management For Voted - For
1F Election Of Director: Vello A. Kuuskraa Management For Voted - For
1G Election Of Director: Kenneth R. Mourton Management For Voted - For
1H Election Of Director: Steven L. Mueller Management For Voted - For
1I Election Of Director: Charles E. Scharlau Management For Voted - For
1J Election Of Director: Alan H. Stevens Management For Voted - For
2 Proposal To Ratify Independent Registered Public
Accounting Firm For 2012. Management For Voted - For
3 Advisory Vote To Approve Our Executive Compensation. Management For Voted - For
4 Stockholder Proposal For An Executive Equity
Retention Policy. Shareholder Against Voted - Against
STERICYCLE, INC.
CUSIP: 858912108 TICKER: SRCL
Meeting Date: 22-May-12 Meeting Type: Annual
1A. Election Of Director: Mark C. Miller Management For Voted - For
1B. Election Of Director: Jack W. Schuler Management For Voted - For
1C. Election Of Director: Thomas D. Brown Management For Voted - For
1D. Election Of Director: Rod F. Dammeyer Management For Voted - For
1E. Election Of Director: William K. Hall Management For Voted - For
1F. Election Of Director: Jonathan T. Lord, M.D. Management For Voted - For
1G. Election Of Director: John Patience Management For Voted - For
1H. Election Of Director: James W.P. Reid-Anderson Management For Voted - For
1I. Election Of Director: Ronald G. Spaeth Management For Voted - For
19
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For 2012 Management For Voted - For
3. Advisory Resolution Approving The Compensation Paid
To The Company's Executive Officers Management For Voted - For
4. Stockholder Proposal Requiring Executives To Hold
Equity Awards Until Retirement Shareholder Against Voted - Against
TD AMERITRADE HOLDING CORPORATION
CUSIP: 87236Y108 TICKER: AMTD
Meeting Date: 14-Feb-12 Meeting Type: Annual
01 Director
1 W. Edmund Clark Management For Voted - For
2 Karen E. Maidment Management For Voted - For
3 Mark L. Mitchell Management For Voted - For
4 Fredric J. Tomczyk Management For Voted - For
02 Advisory Vote On Executive Compensation. Management For Voted - For
03 Independent Registered Public Accounting Firm.
Ratification Of The Appointment Of Ernst & Young
LLP As Independent Registered Accounting Firm For
The Fiscal Year Ending September 30, 2012. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 TICKER: SCHW
Meeting Date: 17-May-12 Meeting Type: Annual
1A Election Of Director: Nancy H. Bechtle Management For Voted - For
1B Election Of Director: Walter W. Bettinger II Management For Voted - For
1C Election Of Director: C. Preston Butcher Management For Voted - For
2. Ratification Of Independent Auditors Management For Voted - For
3. Advisory Approval Of Named Executive Officer
Compensation Management For Voted - For
4. Approval Of Amendment To The Certificate Of
Incorporation And Bylaws To Declassify The Board Management For Voted - For
5. Stockholder Proposal Regarding Political
Contributions Shareholder Against Voted - Against
6. Stockholder Proposal To Amend Bylaws Regarding
Proxy Access Shareholder Against Voted - Against
THE WALT DISNEY COMPANY
CUSIP: 254687106 TICKER: DIS
Meeting Date: 13-Mar-12 Meeting Type: Annual
1A Election Of Director: Susan E. Arnold Management For Voted - For
1B Election Of Director: John S. Chen Management For Voted - For
1C Election Of Director: Judith L. Estrin Management For Voted - For
1D Election Of Director: Robert A. Iger Management For Voted - For
1E Election Of Director: Fred H. Langhammer Management For Voted - For
1F Election Of Director: Aylwin B. Lewis Management For Voted - For
1G Election Of Director: Monica C. Lozano Management For Voted - For
20
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H Election Of Director: Robert W. Matschullat Management For Voted - For
1I Election Of Director: Sheryl K. Sandberg Management For Voted - For
1J Election Of Director: Orin C. Smith Management For Voted - For
02 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As The Company's Registered Public Accountants
For 2012. Management For Voted - For
03 To Approve An Amendment To The 2011 Stock Incentive
Plan. Management For Voted - For
04 To Approve The Advisory Resolution On Executive
Compensation. Management For Voted - For
UNITED PARCEL SERVICE, INC.
CUSIP: 911312106 TICKER: UPS
Meeting Date: 03-May-12 Meeting Type: Annual
1A) Election Of Director: F. Duane Ackerman Management For Voted - For
1B) Election Of Director: Michael J. Burns Management For Voted - For
1C) Election Of Director: D. Scott Davis Management For Voted - For
1D) Election Of Director: Stuart E. Eizenstat Management For Voted - For
1E) Election Of Director: Michael L. Eskew Management For Voted - For
1F) Election Of Director: William R. Johnson Management For Voted - For
1G) Election Of Director: Candace Kendle Management For Voted - For
1H) Election Of Director: Ann M. Livermore Management For Voted - For
1I) Election Of Director: Rudy H.p. Markham Management For Voted - For
1J) Election Of Director: Clark T. Randt, Jr. Management For Voted - For
1K) Election Of Director: John W. Thompson Management For Voted - For
1L) Election Of Director: Carol B. Tome Management For Voted - For
2. To Ratify The Appointment Of Deloitte & Touche LLP
As UPS's Independent Registered Public Accountants
For The Year Ending December 31, 2012. Management For Voted - For
3. To Approve The 2012 Omnibus Incentive Compensation
Plan. Management For Voted - For
4. To Approve The Amendment To The Discounted Employee
Stock Purchase Plan. Management For Voted - For
5. The Shareowner Proposal Regarding Lobbying
Disclosure. Shareholder Against Voted - Against
VERIFONE SYSTEMS, INC.
CUSIP: 92342Y109 TICKER: PAY
Meeting Date: 27-Jun-12 Meeting Type: Annual
1 Director
1 Robert W. Alspaugh Management For Voted - For
2 Douglas G. Bergeron Management For Voted - For
3 Dr. Leslie G. Denend Management For Voted - For
4 Alex W. Hart Management For Voted - For
5 Robert B. Henske Management For Voted - For
6 Richard A. McGinn Management For Voted - For
7 Eitan Raff Management For Voted - For
8 Jeffrey E. Stiefler Management For Voted - For
21
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Hold An Advisory Vote On Compensation Of Our
Named Executive Officers. Management For Voted - For
3 To Ratify The Selection Of Ernst & Young LLP As
Verifone's Independent Registered Public Accounting
Firm For Our Fiscal Year Ending October 31, 2012. Management For Voted - For
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 31-Jan-12 Meeting Type: Annual
1A Election Of Director: Gary P. Coughlan Management For Voted - For
1B Election Of Director: Mary B. Cranston Management For Voted - For
1C Election Of Director: Francisco Javier
Fernandez-Carbajal Management For Voted - For
1D Election Of Director: Robert W. Matschullat Management For Voted - For
1E Election Of Director: Cathy E. Minehan Management For Voted - For
1F Election Of Director: Suzanne Nora Johnson Management For Voted - For
1G Election Of Director: David J. Pang Management For Voted - For
1H Election Of Director: Joseph W. Saunders Management For Voted - For
1I Election Of Director: William S. Shanahan Management For Voted - For
1J Election Of Director: John A. Swainson Management For Voted - For
02 To Approve, On An Advisory Basis, The Compensation
Of The Company's Named Executive Officers. Management For Voted - For
03 To Approve The Visa Inc. 2007 Equity Incentive
Compensation Plan, As Amended And Restated. Management For Voted - For
04 To Ratify The Appointment Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For Fiscal Year 2012. Management For Voted - For
22
RIVERPARK LONG SHORT FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLIANCE DATA SYSTEMS CORPORATION
CUSIP: 018581108 TICKER: ADS
Meeting Date: 07-Jun-12 Meeting Type: Annual
1A Election Of Director: Edward J. Heffernan Management For Voted - Split
1B Election Of Director: Robert A. Minicucci Management For Voted - Split
2 Advisory Approval Of Executive Compensation. Management For Voted - Split
3 To Ratify The Selection Of Deloitte & Touche LLP As
The Independent Registered Public Accounting Firm
Of Alliance Data Systems Corporation For 2012. Management For Voted - Split
AMERICAN TOWER CORPORATION
CUSIP: 03027X100 TICKER: AMT
Meeting Date: 19-Jun-12 Meeting Type: Annual
1A. Election Of Director: Raymond P. Dolan Management For Voted - For
1B. Election Of Director: Ronald M. Dykes Management For Voted - For
1C. Election Of Director: Carolyn F. Katz Management For Voted - For
1D. Election Of Director: Gustavo Lara Cantu Management For Voted - For
1E. Election Of Director: Joann A. Reed Management For Voted - For
1F. Election Of Director: Pamela D.a. Reeve Management For Voted - For
1G. Election Of Director: David E. Sharbutt Management For Voted - For
1H. Election Of Director: James D. Taiclet, Jr. Management For Voted - For
1I. Election Of Director: Samme L. Thompson Management For Voted - For
2. To Ratify The Selection Of Deloitte & Touche LLP As
Independent Registered Public Accounting Firm For
2012. Management For Voted - For
3. To Approve, On An Advisory Basis, The Company's
Executive Compensation. Management For Voted - For
4. To Require Executives To Retain A Significant
Percentage Of Stock Acquired Through Equity Pay
Programs Until One Year Following Termination Of
Their Employment. Shareholder Against Voted - Against
AMERIGROUP CORPORATION
CUSIP: 03073T102 TICKER: AGP
Meeting Date: 07-Jun-12 Meeting Type: Annual
1. Director
1 Thomas E. Capps Management For Did Not Vote
2 Emerson U. Fullwood Management For Did Not Vote
3 William J. McBride Management For Did Not Vote
2. To Ratify The Appointment Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 31, 2012. Management For Did Not Vote
3. To Approve, In An Advisory And Non- Binding Vote,
The Compensation Of The Company's Named Executive
Officers As Described In The Proxy Statement. Management For Did Not Vote
4. To Approve The Company's 2012 Cash Incentive Plan. Management For Did Not Vote
23
RIVERPARK LONG SHORT FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANKRATE INC DEL
CUSIP: 06647F102 TICKER: RATE
Meeting Date: 13-Jun-12 Meeting Type: Annual
1. Director
1 Bruce Nelson Management For Voted - For
2 Richard J. Pinola Management For Voted - For
3 James Tieng Management For Voted - For
2. To Ratify The Appointment Of Grant Thornton LLP As
Our Independent Registered Public Accounting Firm
For The Current Fiscal Year. Management For Voted - For
3. To Approve, On A Non-binding, Advisory Basis, Named
Executive Officer Compensation. Management For Voted - For
4. Non-binding, Advisory Vote On Whether Future
Advisory Votes On Named Executive Officer
Compensation Should Occur Every One, Two Or Three
Years. Management 3 Years Voted - 3 Years
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
CUSIP: 192446102 TICKER: CTSH
Meeting Date: 05-Jun-12 Meeting Type: Annual
1A Election Of Director: Francisco D'Souza Management For Voted - For
1B Election Of Director: John N. Fox, Jr. Management For Voted - For
1C Election Of Director: Thomas M. Wendel Management For Voted - For
2 Approval Of The Compensation Of Our Named Executive
Officers, Disclosed Pursuant To Item 402 Of
Regulation S-k. Management For Voted - For
3 To Amend Our Restated Certificate Of Incorporation,
As Amended And To Amend And Restate Our Amended And
Restated By-laws, As Amended, To Provide Holders Of
Twenty-five Percent (25%) Of The Company's
Outstanding Shares Of Class A Common Stock, Par
Value $0.01 Per Share, Upon Satisfaction Of Certain
Conditions, The Power To Call A Special Meeting Of
Stockholders. Management For Voted - For
4 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As Our Independent Registered Public Accounting
Firm For The Year Ending December 31, 2012. Management For Voted - For
5 To Act On A Stockholder Proposal To Declassify The
Company's Board Of Directors And Provide For The
Annual Election Of All Directors. Shareholder Against Voted - Against
DEVON ENERGY CORPORATION
CUSIP: 25179M103 TICKER: DVN
Meeting Date: 06-Jun-12 Meeting Type: Annual
1. Director
1 Robert H. Henry Management For Did Not Vote
2 John A. Hill Management For Did Not Vote
3 Michael M. Kanovsky Management For Did Not Vote
4 Robert A. Mosbacher, Jr Management For Did Not Vote
24
RIVERPARK LONG SHORT FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 J. Larry Nichols Management For Did Not Vote
6 Duane C. Radtke Management For Did Not Vote
7 Mary P. Ricciardello Management For Did Not Vote
8 John Richels Management For Did Not Vote
2. Approve, In An Advisory Vote, Executive
Compensation. Management For Did Not Vote
3. Ratify The Appointment Of The Independent Auditors
For 2012. Management For Did Not Vote
4. Approve Amending The Amended And Restated
Certificate Of Incorporation To Grant Stockholders
The Right To Call A Special Meeting. Management For Did Not Vote
5. Approve The 2012 Incentive Compensation Plan. Management For Did Not Vote
6. Approve The 2012 Amendment To The 2009 Long-term
Incentive Compensation Plan. Management For Did Not Vote
7. Report On The Disclosure Of Lobbying Policies And
Practices. Shareholder Did Not Vote
DOLLAR TREE, INC.
CUSIP: 256746108 TICKER: DLTR
Meeting Date: 14-Jun-12 Meeting Type: Annual
1. Director
1 Arnold S. Barron Management For Voted - Split
2 Macon F. Brock, Jr. Management For Voted - Split
3 Mary Anne Citrino Management For Voted - Split
4 J. Douglas Perry Management For Voted - Split
5 Thomas A. Saunders III Management For Voted - Split
6 Thomas E. Whiddon Management For Voted - Split
7 Carl P. Zeithaml Management For Voted -- Split
2. To Approve, On An Advisory Basis, The Compensation
Of The Company's Named Executive Officers. Management For Voted -- Split
3. To Ratify The Selection Of KPMG As The Company's
Independent Registered Public Accounting Firm. Management For Voted - Split
DOLLARAMA INC
CUSIP: 25675T107
Meeting Date: 13-Jun-12 Meeting Type: AGM
Please Note That Shareholders Are Allowed To Vote
'in Favor' Or 'abstain' For All Resolution Numbers.
Thank You. Management Non-Voting
1.1 Election Of Director: Larry Rossy Management For Voted - For
1.2 Election Of Director: Joshua Bekenstein Management For Voted - For
1.3 Election Of Director: Gregory David Management For Voted - For
1.4 Election Of Director: Stephen Gunn Management For Voted - For
1.5 Election Of Director: Matthew Levin Management For Voted - For
1.6 Election Of Director: Nicholas Nomicos Management For Voted - For
1.7 Election Of Director: Huw Thomas Management For Voted - For
1.8 Election Of Director: Neil Rossy Management For Voted - For
1.9 Election Of Director: John J. Swidler, FCA Management For Voted - For
25
RIVERPARK LONG SHORT FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Appointment Of PricewaterhouseCoopers LLP As
Auditor Of The Corporation For The Ensuing Year And
Authorizing The Directors To Fix Its Remuneration Management For Voted - For
EQUINIX, INC.
CUSIP: 29444U502 TICKER: EQIX
Meeting Date: 05-Jun-12 Meeting Type: Annual
1. Director
1 Steven T. Clontz Management For Voted - Split
2 Gary F. Hromadko Management For Voted - Split
3 Scott G. Kriens Management For Voted - Split
4 William K. Luby Management For Voted - Split
5 Irving F. Lyons, III Management For Voted - Split
6 Christopher B. Paisley Management For Voted - Split
7 Stephen M. Smith Management For Voted - Split
8 Peter F. Van Camp Management For Voted -- Split
2. To Ratify The Appointment Of PricewaterhouseCoopers
LLP As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted -- Split
3. To Approve By A Non-binding Advisory Vote The
Compensation Of The Company's Named Executive
Officers. Management For Voted -- Split
4. To Approve Long-term Incentive Performance Terms
For Certain Executives Pursuant To Section 162(m)
Of The Internal Revenue Code. Management For Voted -- Split
5. To Approve An Amendment To The Company's Amended
And Restated Bylaws To Permit Holders Of Record Of
At Least Twenty Five Percent (25%) Of The Voting
Power Of The Company's Outstanding Capital Stock To
Call A Special Meeting Of Stockholders. Management For Voted - Split
GENESEE & WYOMING INC.
CUSIP: 371559105 TICKER: GWR
Meeting Date: 22-May-12 Meeting Type: Annual
1. Director
1 Richard H. Allert Management For Did Not Vote
2 Michael Norkus Management For Did Not Vote
3 Ann N. Reese Management For Did Not Vote
2. The Ratification Of The Selection Of
PricewaterhouseCoopers LLP As The Company's
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2012. Management For Did Not Vote
GEVO, INC
CUSIP: 374396109 TICKER: GEVO
Meeting Date: 12-Jun-12 Meeting Type: Annual
1 Director
1 Carlos A. Cabrera Management For Voted - For
26
RIVERPARK LONG SHORT FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Stacy J. Smith Management For Voted - For
2 To Ratify The Appointment Of Deloitte & Touche LLP
As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted - For
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOG
Meeting Date: 21-Jun-12 Meeting Type: Annual
1. Director
1 Larry Page Management For Voted - Split
2 Sergey Brin Management For Voted - Split
3 Eric E. Schmidt Management For Voted - Split
4 L. John Doerr Management For Voted - Split
5 Diane B. Greene Management For Voted - Split
6 John L. Hennessy Management For Voted - Split
7 Ann Mather Management For Voted - Split
8 Paul S. Otellini Management For Voted - Split
9 K. Ram Shriram Management For Voted - Split
10 Shirley M. Tilghman Management For Voted - Split
2. The Ratification Of The Appointment Of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted - Split
3A. The Approval Of The Adoption Of Google's Fourth
Amended And Restated Certificate Of Incorporation:
The Approval Of The Adoption Of Amendments To
Google's Third Amended And Restated Certificate Of
Incorporation To Establish The Class C Capital
Stock And To Make Certain Clarifying Changes. Management For Voted - Split
3B. The Approval Of The Adoption Of Google's Fourth
Amended And Restated Certificate Of Incorporation:
The Approval Of The Adoption Of Amendments To
Google's Third Amended And Restated Certificate Of
Incorporation To Increase The Number Of Authorized
Shares Of Class A Common Stock From 6 Billion To 9
Billion. Management For Voted - Split
3C. The Approval Of The Adoption Of Google's Fourth
Amended And Restated Certificate Of Incorporation:
The Approval Of The Adoption Of Amendments To
Google's Third Amended And Restated Certificate Of
Incorporation To Provide For The Treatment Of
Shares Of Class A Common Stock In A Manner That Is
At Least As Favorable As The Shares Of Class B
Common Stock. Management For Voted - Split
4. The Approval Of Google's 2012 Stock Plan. Management For Voted - Split
5. The Approval Of Google's 2012 Incentive
Compensation Plan For Employees And Consultants Of
Motorola Mobility. Management For Voted - Split
6. A Stockholder Proposal Regarding An Advisory Vote
On Political Contributions, If Properly Presented
At The Meeting. Shareholder Against Voted - Split
27
RIVERPARK LONG SHORT FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. A Stockholder Proposal Regarding Mandatory
Arbitration Of Certain Shareholder Claims, If
Properly Presented At The Meeting. Shareholder Against Voted - Split
8. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented At The Meeting. Shareholder Against Voted - Split
IMAX CORPORATION
CUSIP: 45245E109 TICKER: IMAX
Meeting Date: 05-Jun-12 Meeting Type: Annual
01 Director
1 Neil S. Braun Management For Voted - For
2 Garth M. Girvan Management For Voted - For
3 David W. Leebron Management For Voted - For
02 In Respect Of The Appointment Of
PricewaterhouseCoopers LLP As Auditors Of The
Company And Authorizing The Directors To Fix Their
Remuneration. Note: Voting Withhold Is The
Equivalent To Voting Abstain. Management For Voted - For
LAS VEGAS SANDS CORP.
CUSIP: 517834107 TICKER: LVS
Meeting Date: 07-Jun-12 Meeting Type: Annual
1. Director
1 Jason N. Ader Management For Voted - Split
2 Michael A. Leven Management For Voted - Split
3 Jeffrey H. Schwartz Management For Voted - Split
2. To Consider And Act Upon The Ratification Of The
Selection Of PricewaterhouseCoopers LLP As The
Company's Independent Registered Public Accounting
Firm. Management For Voted - Split
3. To Consider And Act Upon An Advisory (non-binding)
Proposal On The Compensation Of The Named Executive
Officers. Management For Voted - Split
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 05-Jun-12 Meeting Type: Annual
1A. Election Of Director: Ajay Banga Management For Did Not Vote
1B. Election Of Director: David R. Carlucci Management For Did Not Vote
1C. Election Of Director: Steven J. Freiberg Management For Did Not Vote
1D. Election Of Director: Richard Haythornthwaite Management For Did Not Vote
1E. Election Of Director: Marc Olivie Management For Did Not Vote
1F. Election Of Director: Rima Qureshi Management For Did Not Vote
1G. Election Of Director: Mark Schwartz Management For Did Not Vote
1H. Election Of Director: Jackson P. Tai Management For Did Not Vote
2. Advisory Approval Of The Company's Executive
Compensation Management For Did Not Vote
28
RIVERPARK LONG SHORT FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Approval Of The Company's Amended And Restated 2006
Non- Employee Director Equity Compensation Plan Management For Did Not Vote
4. Approval Of The Company's Amended And Restated 2006
Long Term Incentive Plan Management For Did Not Vote
5. Ratification Of The Appointment Of
PricewaterhouseCoopers LLP As The Independent
Registered Public Accounting Firm For The Company
For 2012 Management For Did Not Vote
PRICELINE.COM INCORPORATED
CUSIP: 741503403 TICKER: PCLN
Meeting Date: 07-Jun-12 Meeting Type: Annual
1. Director
1 Jeffery H. Boyd Management For Voted - Split
2 Ralph M. Bahna Management For Voted - Split
3 Howard W. Barker, Jr. Management For Voted - Split
4 Jan L. Docter Management For Voted -- Split
5 Jeffrey E. Epstein Management For Voted - Split
6 James M. Guyette Management For Voted - Split
7 Nancy B. Peretsman Management For Voted - Split
8 Craig W. Rydin Management For Voted - Split
2. To Ratify The Selection Of Deloitte & Touche LLP As
Independent Registered Public Accounting Firm Of
The Company For Our Fiscal Year Ending December 31,
2012. Management For Voted - Split
3. To Approve On An Advisory Basis The Compensation
Paid By The Company To Our Named Executive Officers. Management For Voted - Split
4. To Consider And Vote Upon A Stockholder Proposal On
Stockholder Action By Written Consent. Shareholder Against Voted - Split
SAPIENT CORPORATION
CUSIP: 803062108 TICKER: SAPE
Meeting Date: 07-Jun-12 Meeting Type: Annual
1 Director
1 James M. Benson Management For Voted - For
2 Hermann Buerger Management For Voted - For
3 Jerry A. Greenberg Management For Voted - For
4 Alan J. Herrick Management For Voted - For
5 J. Stuart Moore Management For Voted - For
6 Robert L. Rosen Management For Voted - For
7 Ashok Shah Management For Voted - For
8 Vijay Singal Management For Voted - For
2 To Ratify The Selection By The Audit Committee Of
Our Board Of Directors Of PricewaterhouseCoopers
LLP As Our Independent Registered Public Accounting
Firm For The Year Ending December 31, 2012. Management For Voted - For
3 To Approve, On An Advisory Basis, The Compensation
Paid To The Company's Named Executive Officers. Management For Voted - For
29
RIVERPARK LONG SHORT FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STAMPS.COM INC.
CUSIP: 852857200 TICKER: STMP
Meeting Date: 13-Jun-12 Meeting Type: Annual
1. Director
1 G. Bradford Jones Management For Voted - For
2 Lloyd I. Miller Management For Voted - For
2. To Approve, On An Advisory Basis, On The Company's
Executive Compensation. Management For Voted - For
3. To Ratify The Appointment Of Ernst & Young LLP As
Independent Auditors Of The Company For 2012. Management For Voted - For
VERIFONE SYSTEMS, INC.
CUSIP: 92342Y109 TICKER: PAY
Meeting Date: 27-Jun-12 Meeting Type: Annual
1 Director
1 Robert W. Alspaugh Management For Voted - For
2 Douglas G. Bergeron Management For Voted - For
3 Dr. Leslie G. Denend Management For Voted - For
4 Alex W. Hart Management For Voted - For
5 Robert B. Henske Management For Voted - For
6 Richard A. McGinn Management For Voted - For
7 Eitan Raff Management For Voted - For
8 Jeffrey E. Stiefler Management For Voted - For
2 To Hold An Advisory Vote On Compensation Of Our
Named Executive Officers. Management For Voted - For
3 To Ratify The Selection Of Ernst & Young LLP As
Verifone's Independent Registered Public Accounting
Firm For Our Fiscal Year Ending October 31, 2012. Management For Voted - For
30
RIVERPARK SHORT TERM HIGH YIELD FUND
RiverPark Short Term High Yield Fund invests in securities that do not have
voting rights. No votes have been cast on securities by this fund during the
reporting period.
31
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ACCRETIVE HEALTH, INC
CUSIP: 00438V103 TICKER: AH
Meeting Date: 02-May-12 Meeting Type: Annual
1. Director
1 Edgar Bronfman, Jr. Management For Voted - For
2 Steven N. Kaplan Management For Voted - For
2. Ratification Of The Selection Of Ernst & Young LLP
As Our Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 31, 2012. Management For Voted - For
AMERIGROUP CORPORATION
CUSIP: 03073T102 TICKER: AGP
Meeting Date: 07-Jun-12 Meeting Type: Annual
1. Director
1 Thomas E. Capps Management For Voted - For
2 Emerson U. Fullwood Management For Voted - For
3 William J. McBride Management For Voted - For
2. To Ratify The Appointment Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 31, 2012. Management For Voted - For
3. To Approve, In An Advisory And Non- Binding Vote,
The Compensation Of The Company's Named Executive
Officers As Described In The Proxy Statement. Management For Voted - For
4. To Approve The Company's 2012 Cash Incentive Plan. Management For Voted - For
ATHENAHEALTH INC
CUSIP: 04685W103 TICKER: ATHN
Meeting Date: 07-Jun-12 Meeting Type: Annual
1 Director
1 James L. Mann Management For Voted - For
2 David E. Robinson Management For Voted - For
2 To Ratify The Appointment Of Deloitte & Touche LLP
As Athenahealth, Inc.'s Independent Registered
Public Accounting Firm For The Fiscal Year Ending
December 31, 2012. Management For Voted - For
3 To Approve An Amendment And Restatement Of The 2007
Stock Option And Incentive Plan. Management For Voted - For
4 To Hold An Advisory Vote To Approve Executive
Compensation. Management For Voted - For
BANKRATE INC DEL
CUSIP: 06647F102 TICKER: RATE
Meeting Date: 13-Jun-12 Meeting Type: Annual
1. Director
1 Bruce Nelson Management For Voted - For
2 Richard J. Pinola Management For Voted - For
32
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 James Tieng Management For Voted - For
2. To Ratify The Appointment Of Grant Thornton LLP As
Our Independent Registered Public Accounting Firm
For The Current Fiscal Year. Management For Voted - For
3. To Approve, On A Non-binding, Advisory Basis, Named
Executive Officer Compensation. Management For Voted - For
4. Non-binding, Advisory Vote On Whether Future
Advisory Votes On Named Executive Officer
Compensation Should Occur Every One, Two Or Three
Years. Management 3 Years Voted - 3 Years
BBCN BANCORP INC
CUSIP: 073295107 TICKER: BBCN
Meeting Date: 31-May-12 Meeting Type: Annual
1. Director
1 Steven D. Broidy Management For Voted - For
2 Louis M. Cosso Management For Voted - For
3 Jin Chul Jhung Management For Voted - For
4 Alvin D. Kang Management For Voted - For
5 Chang Hwi Kim Management For Voted - For
6 Kevin S. Kim Management For Voted - For
7 Peter Y.S. Kim Management For Voted - For
8 Sang Hoon Kim Management For Voted - For
9 Chung Hyun Lee Management For Voted - For
10 Jesun Paik Management For Voted - For
11 H. Man Park (J.H. Park) Management For Voted - For
12 Ki Suh Park Management For Voted - For
13 Scott Yoon-Suk Whang Management For Voted - For
2. Ratification Of Selection Of Independent Registered
Public Accounting Firm. To Ratify The Appointment
Of KPMG LLP As The Independent Registered Public
Accounting Firm Of The Company For The Year Ending
December 31, 2012, As Described In The Proxy
Statement. Management For Voted - For
3. Nonbinding Advisory Stockholder Vote On Executive
Compensation. To Approve, On An Advisory And
Non-binding Basis, The Compensation Paid To Our
"Named Executive Officers," As Described In The
Proxy Statement. Management For Voted - For
4. Meeting Adjournment. To Adjourn The Meeting To A
Later Date Or Dates, If Necessary Or Appropriate In
The Judgment Of The Board Of Directors, To Permit
Further Solicitation Of Additional Proxies In The
Event There Are Not Sufficient Votes At The Time Of
The Meeting To Approve The Matters To Be Considered
By The Shareholders At The Meeting. Management For Voted - For
33
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CAPLEASE, INC.
CUSIP: 140288101 TICKER: LSE
Meeting Date: 14-Jun-12 Meeting Type: Annual
1. Director
1 Paul H. McDowell Management For Voted - For
2 William R. Pollert Management For Voted - For
3 Michael E. Gagliardi Management For Voted - For
4 Catherine F. Long Management For Voted - For
5 Jeffrey F. Rogatz Management For Voted - For
6 Howard A. Silver Management For Voted - For
2. Advisory Approval Of Executive Compensation. Management For Voted - For
3. Ratification Of McGladrey & Pullen LLP As Our
Independent Registered Public Accounting Firm For
The Year Ending December 31, 2012. Management For Voted - For
CARBO CERAMICS INC.
CUSIP: 140781105 TICKER: CRR
Meeting Date: 22-May-12 Meeting Type: Annual
1. Director
1 Sigmund L. Cornelius Management For Voted - For
2 James B. Jennings Management For Voted - For
3 Gary A. Kolstad Management For Voted - For
4 H.E. Lentz, Jr. Management For Voted - For
5 Randy L. Limbacher Management For Voted - For
6 William C. Morris Management For Voted - For
7 Robert S. Rubin Management For Voted - For
2. Proposal To Ratify The Appointment Of Ernst & Young
LLP, Certified Public Accountants, As The Company's
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2012. Management For Voted - For
3. Proposal To Approve An Amendment To The Company's
Amended And Restated Certificate Of Incorporation. Management For Voted - For
4. Proposal To Approve, By Advisory Vote, The
Compensation Of The Named Executive Officers. Management For Voted - For
CLEAN ENERGY FUELS CORP.
CUSIP: 184499101 TICKER: CLNE
Meeting Date: 24-May-12 Meeting Type: Annual
1. Director
1 Andrew J. Littlefair Management For Voted - For
2 Warren I. Mitchell Management For Voted - For
3 John S. Herrington Management For Voted - For
4 James C. Miller, III Management For Voted - For
5 James E. O'Connor Management For Voted - For
6 Boone Pickens Management For Voted - For
7 Kenneth M. Socha Management For Voted - For
8 Vincent C. Taormina Management For Voted - For
34
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification Of The Company's Independent
Registered Public Accounting Firm. Management For Voted - For
CLEAN HARBORS, INC.
CUSIP: 184496107 TICKER: CLH
Meeting Date: 07-May-12 Meeting Type: Annual
1. Director
1 Alan S. McKim Management For Did Not Vote
2 Rod Marlin Management For Did Not Vote
3 John T. Preston Management For Did Not Vote
2. To Approve An Advisory Vote On The Company's
Executive Compensation. Management For Did Not Vote
3. To Approve The Company's Amended And Restated
Management Incentive Plan. Management For Did Not Vote
4. To Ratify The Selection By The Audit Committee Of
The Company's Board Of Directors Of Deloitte &
Touche LLP As The Company's Independent Registered
Public Accounting Firm For The Current Fiscal Year. Management For Did Not Vote
CORESITE REALTY CORPORATION
CUSIP: 21870Q105 TICKER: COR
Meeting Date: 16-May-12 Meeting Type: Annual
1 Director
1 Robert G. Stuckey Management For Voted - For
2 Thomas M. Ray Management For Voted - For
3 James A. Attwood, Jr. Management For Voted - For
4 Michael Koehler Management For Voted - For
5 Paul E. Szurek Management For Voted - For
6 J. David Thompson Management For Voted - For
7 David A. Wilson Management For Voted - For
2 To Ratify The Appointment Of KPMG LLP As
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2012. Management For Voted - For
3 To Approve, By Non-binding Vote, Executive
Compensation Of Our Named Executive Officers. Management For Voted - For
COSTAR GROUP, INC.
CUSIP: 22160N109 TICKER: CSGP
Meeting Date: 05-Jun-12 Meeting Type: Annual
1 Director
1 Michael R. Klein Management For Voted - For
2 Andrew C. Florance Management For Voted - For
3 David Bonderman Management For Voted - For
4 Michael J. Glosserman Management For Voted - For
5 Warren H. Haber Management For Voted - For
6 Christopher J. Nassetta Management For Voted - For
7 David J. Steinberg Management For Voted - For
35
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Proposal To Approve An Amendment To The Costar
Group, Inc. Restated Certificate Of Incorporation
To Increase The Authorized Number Of Shares Of
Common Stock By 30,000,000 Shares. Management For Voted - For
3 Proposal To Approve The Qualifying Performance
Criteria Under The Costar Group, Inc. 2007 Stock
Incentive Plan, As Amended. Management For Voted - For
4 Proposal To Approve An Amendment To The Costar
Group, Inc. 2007 Stock Incentive Plan, As Amended,
To Increase The Number Of Authorized Shares Of
Common Stock Issuable Under The Plan By 900,000
Shares. Management For Voted - For
5 Proposal To Ratify The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For 2012. Management For Voted - For
6 Proposal To Approve, On An Advisory Basis, The
Company's Executive Compensation. Management For Voted - For
COWEN GROUP, INC.
CUSIP: 223622101 TICKER: COWN
Meeting Date: 31-Aug-11 Meeting Type: Annual
01 Director
1 Peter A. Cohen Management For Voted - For
2 K. Elizabeth Dietze Management For Voted - For
3 Steven Kotler Management For Voted - For
4 George M L Labranche IV Management For Voted - For
5 Jerome S. Markowitz Management For Voted - For
6 Jack H. Nusbaum Management For Voted - For
7 John E. Toffolon, Jr. Management For Voted - For
8 Joseph R. Wright Management For Voted - For
02 Ratify The Appointment Of PricewaterhouseCoopers
LLP As The Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 31, 2011. Management For Voted - For
03 An Advisory Vote To Approve The Compensation Of The
Named Executive Officers. Management For Voted - For
04 An Advisory Vote On The Frequency Of Advisory Votes
To Approve The Compensation Of Named Executive
Officers. Management 3 Years Voted - 3 Years
DARLING INTERNATIONAL INC.
CUSIP: 237266101 TICKER: DAR
Meeting Date: 08-May-12 Meeting Type: Annual
1.1 Election Of Director: Randall C. Stuewe Management For Voted - For
1.2 Election Of Director: O. Thomas Albrecht Management For Voted - For
1.3 Election Of Director: D. Eugene Ewing Management For Voted - For
1.4 Election Of Director: Charles Macaluso Management For Voted - For
1.5 Election Of Director: John D. March Management For Voted - For
1.6 Election Of Director: Michael Rescoe Management For Voted - For
1.7 Election Of Director: Michael Urbut Management For Voted - For
36
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Proposal To Ratify The Selection Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 29, 2012. Management For Voted - For
3. Advisory Vote To Approve Named Executive Officer
Compensation. Management For Voted - For
4. Proposal To Approve The 2012 Omnibus Incentive Plan. Management For Voted - For
DIAMOND FOODS, INC.
CUSIP: 252603105 TICKER: DMND
Meeting Date: 27-Oct-11 Meeting Type: Special
01 A Proposal To Approve The Issuance Of Diamond
Common Stock In Connection With A Merger Of The
Pringles Business Of P&g With A Wholly-owned
Subsidiary Of Diamond. Management For Voted - For
02 Subject To The Approval Of The First Proposal, A
Proposal To Approve The Adoption Of The Certificate
Of Amendment To Diamond's Certificate Of
Incorporation To Increase The Authorized Number Of
Shares Of Diamond Common Stock. Management For Voted - For
03 A Proposal To Approve Adjournments Or Postponements
Of The Special Meeting, If Necessary, To Permit
Further Solicitation Of Proxies If There Are Not
Sufficient Votes At The Time Of The Special Meeting
To Approve The Issuance Of Diamond Common Stock In
Connection With The Merger. Management For Voted - For
04 Subject To The Approval Of The First Proposal, A
Proposal To Approve The Adoption Of The 2011
International Stock Purchase Plan. Management For Voted - For
DUPONT FABROS TECHNOLOGY, INC.
CUSIP: 26613Q106 TICKER: DFT
Meeting Date: 30-May-12 Meeting Type: Annual
1 Director
1 Michael A. Coke Management For Voted - For
2 Lammot J. Du Pont Management For Voted - For
3 Thomas D. Eckert Management For Voted - For
4 Hossein Fateh Management For Voted - For
5 Jonathan G. Heiliger Management For Voted - For
6 Frederic V. Malek Management For Voted - For
7 John T. Roberts, Jr. Management For Voted - For
8 John H. Toole Management For Voted - For
2 Advisory Vote On Executive Compensation (say-on-pay
Vote). Management For Voted - For
3 Ratification Of The Appointment Of Ernst & Young
LLP As Our Independent Registered Public Accounting
Firm For 2012. Management For Voted - For
37
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ESCO TECHNOLOGIES INC.
CUSIP: 296315104 TICKER: ESE
Meeting Date: 02-Feb-12 Meeting Type: Annual
1 Director
1 J.M. McConnell Management For Voted - For
2 D.C. Trauscht Management For Voted - For
2 Ratification Of Company's Appointment Of KPMG LLP
As Independent Registered Public Accounting Firm
For Fiscal Year Ending September 30, 2012 Management For Voted - For
3 An Advisory Vote To Approve The Executive
Compensation Disclosed In The Proxy Statement. Management For Voted - For
GENESEE & WYOMING INC.
CUSIP: 371559105 TICKER: GWR
Meeting Date: 22-May-12 Meeting Type: Annual
1. Director
1 Richard H. Allert Management For Voted - For
2 Michael Norkus Management For Voted - For
3 Ann N. Reese Management For Voted - For
2. The Ratification Of The Selection Of
PricewaterhouseCoopers LLP As The Company's
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2012. Management For Voted - For
GEVO, INC
CUSIP: 374396109 TICKER: GEVO
Meeting Date: 12-Jun-12 Meeting Type: Annual
1 Director
1 Carlos A. Cabrera Management For Voted - For
2 Stacy J. Smith Management For Voted - For
2 To Ratify The Appointment Of Deloitte & Touche LLP
As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted - For
GREEN DOT CORPORATION
CUSIP: 39304D102 TICKER: GDOT
Meeting Date: 24-May-12 Meeting Type: Annual
1 Director
1 Kenneth C. Aldrich Management For Voted - For
2 Virginia L. Hanna Management For Voted - For
2. The Ratification Of The Appointment Of Ernst &
Young LLP As The Independent Registered Public
Accounting Firm Of Green Dot Corporation For The
Year Ending December 31, 2012. Management For Voted - For
38
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HARDINGE INC.
CUSIP: 412324303 TICKER: HDNG
Meeting Date: 08-May-12 Meeting Type: Annual
1. Director
1 Douglas A. Greenlee* Management For Voted - For
2 John J. Perrotti* Management For Voted - For
3 Robert J. Lepofsky** Management For Voted - For
4 R. Tony Tripeny# Management For Voted - For
2. Proposal To Ratify The Appointment Of Ernst & Young
LLP As The Company's Independent Auditor For 2012. Management For Voted - For
3. Advisory Vote On Executive Compensation. Management For Voted - For
HMS HOLDINGS CORP.
CUSIP: 40425J101 TICKER: HMSY
Meeting Date: 26-Jun-12 Meeting Type: Annual
1.1 Election Of Director: Robert M. Holster Management For Voted - For
1.2 Election Of Director: James T. Kelly Management For Voted - For
1.3 Election Of Director: William C. Lucia Management For Voted - For
1.4 Election Of Director: William S. Mosakowski Management For Voted - For
1.5 Election Of Director: Bart M. Schwartz Management For Voted - For
2. Advisory Approval Of The Company's 2011 Executive
Compensation. Management For Voted - For
3. Ratification Of The Selection Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 31, 2012. Management For Voted - For
HOMEAWAY, INC.
CUSIP: 43739Q100 TICKER: AWAY
Meeting Date: 06-Jun-12 Meeting Type: Annual
1 Director
1 Todd C. Chaffee Management For Voted - For
2 Carl G. Shepherd Management For Voted - For
3 Robert Solomon Management For Voted - For
2 To Ratify The Selection Of PricewaterhouseCoopers
LLP As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted - For
3 Advisory Vote To Approve Compensation Of Named
Executive Officers. Management For Voted - For
4 Frequency Of Advisory Vote To Approve The
Compensation Of Named Executive Officers. Management 3 Years Voted - 3 Years
HSN, INC
CUSIP: 404303109 TICKER: HSNI
Meeting Date: 18-May-12 Meeting Type: Annual
1 Director
1 P. Bousquet-Chavanne Management For Voted - For
39
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Michael C. Boyd Management For Voted - For
3 William Costello Management For Voted - For
4 James M. Follo Management For Voted - For
5 Mindy Grossman Management For Voted - For
6 Stephanie Kugelman Management For Voted - For
7 Arthur C. Martinez Management For Voted - For
8 Thomas J. McInerney Management For Voted - For
9 John B. (jay) Morse Management For Voted - For
2 To Ratify The Appointment Of Ernst & Young LLP As
Our Independent Registered Certified Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted - For
HUBBELL INCORPORATED
CUSIP: 443510201 TICKER: HUBB
Meeting Date: 08-May-12 Meeting Type: Annual
1. Director
1 Lynn J. Good Management For Voted - For
2 Anthony J. Guzzi Management For Voted - For
3 Neal J. Keating Management For Voted - For
4 John F. Malloy Management For Voted - For
5 Andrew McNally IV Management For Voted - For
6 Timothy H. Powers Management For Voted - For
7 G. Jackson Ratcliffe Management For Voted - For
8 Carlos A. Rodriguez Management For Voted - For
9 John G. Russell Management For Voted - For
10 Richard J. Swift Management For Voted - For
11 Daniel S. Van Riper Management For Voted - For
2. Ratification Of The Selection Of
PricewaterhouseCoopers LLP As The Independent
Registered Public Accounting Firm For The Year 2012. Management For Voted - For
IMAX CORPORATION
CUSIP: 45245E109 TICKER: IMAX
Meeting Date: 05-Jun-12 Meeting Type: Annual
01 Director
1 Neil S. Braun Management For Voted - For
2 Garth M. Girvan Management For Voted - For
3 David W. Leebron Management For Voted - For
02 In Respect Of The Appointment Of
PricewaterhouseCoopers LLP As Auditors Of The
Company And Authorizing The Directors To Fix Their
Remuneration. Note: Voting Withhold Is The
Equivalent To Voting Abstain. Management For Voted - For
40
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTERXION HOLDING N V
CUSIP: N47279109 TICKER: INXN
Meeting Date: 27-Jun-12 Meeting Type: Annual
1. Proposal To Adopt Our Dutch Statutory Annual
Accounts For The Financial Year 2011. Management For Voted - For
2. Proposal To Discharge The Members Of Our Board Of
Directors From Certain Liabilities For The
Financial Year 2011. Management For Voted - For
3.A Proposal To Re-appoint Robert Manning As
Non-executive Director. Management For Voted - For
3.B Proposal To Re-appoint Cees Van Luijk As
Non-executive Director. Management For Voted - For
4. Proposal To Make Certain Adjustments To The
Compensation Package Of Our Non-executive
Directors, As Described In The Proxy Statement. Management For Voted - For
5. Proposal To Appoint KPMG Accountants N.V. To Audit
Our Annual Accounts For The Financial Year 2012. Management For Voted - For
INTRALINKS HOLDINGS INC
CUSIP: 46118H104 TICKER: IL
Meeting Date: 27-Jul-11 Meeting Type: Annual
01 Director
1 Thomas Hale Management For Voted - For
2 J. Chris Scalet Management For Voted - For
02 A Proposal To Approve, By Non- Binding Vote, The
Compensation Of IntraLinks Holdings, Inc. 's Named
Executive Officers As Disclosed In The Accompanying
Proxy Statement. Management For Voted - For
03 A Proposal Recommending, By Non- Binding Vote, The
Frequency Of An Advisory Vote On The Compensation
Of IntraLinks Holdings, Inc.'s Named Executive
Officers. Management 1 Year Voted - 1 Year
04 A Proposal To Ratify The Appointment Of
PricewaterhouseCoopers LLP As IntraLinks Holdings,
Inc.'s Registered Public Accounting Firm For
IntraLinks Holdings, Inc.'s 2011 Fiscal Year. Management For Voted - For
JMP GROUP, INC.
CUSIP: 46629U107 TICKER: JMP
Meeting Date: 04-Jun-12 Meeting Type: Annual
1 Director
1 Joseph A. Jolson Management For Voted - For
2 Craig R. Johnson Management For Voted - For
3 Mark L. Lehmann Management For Voted - For
4 Carter D. Mack Management For Voted - For
5 Glenn H. Tongue Management For Voted - For
6 Kenneth M. Karmin Management For Voted - For
7 H. Mark Lunenburg Management For Voted - For
8 David M. DiPietro Management For Voted - For
41
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Jonathan M. Orszag Management For Voted - For
2 An Advisory Vote On Executive Compensation. Management For Voted - For
3 Ratification Of Appointment Of Independent
Registered Public Accounting Firm - To Ratify The
Selection Of PricewaterhouseCoopers LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ending December 31, 2012. Management For Voted - For
LOGMEIN, INC
CUSIP: 54142L109 TICKER: LOGM
Meeting Date: 24-May-12 Meeting Type: Annual
1. Director
1 Edwin J. Gillis Management For Voted - For
2 Michael K. Simon Management For Voted - For
2. Ratification Of Appointment Of Deloitte & Touche
LLP As Independent Registered Public Accounting
Firm For Fiscal Year Ending December 31, 2012. Management For Voted - For
3. Approval Of The Amendment And Restatement Of
Logmein's 2009 Stock Incentive Plan, All As More
Fully Described In The Proxy Statement. Management For Voted - For
4. Advisory Vote For The Approval Of The Company's
Executive Compensation. Management For Voted - For
MAKO SURGICAL CORP
CUSIP: 560879108 TICKER: MAKO
Meeting Date: 05-Jun-12 Meeting Type: Annual
1. Director
1 Charles W. Federico Management For Voted - For
2 Maurice R. Ferre, M.D. Management For Voted - For
3 Frederic H. Moll, M.D. Management For Voted - For
2. To Approve By Non-binding Advisory Vote The
Compensation Of Our Named Executive Officers. Management For Voted - For
3. To Approve The Material Terms Of The Performance
Goals Under Our 2008 Omnibus Incentive Plan, In
Accordance With Section 162(m) Of The Internal
Revenue Code. Management For Voted - For
4. To Ratify The Appointment Of Ernst & Young LLP As
Our Independent Registered Public Accounting Firm
For 2012. Management For Voted - For
MONEYGRAM INTERNATIONAL, INC.
CUSIP: 60935Y208 TICKER: MGI
Meeting Date: 17-Apr-12 Meeting Type: Annual
1A. Election Of Director: J. Coley Clark Management For Voted - For
1B. Election Of Director: Victor W. Dahir Management For Voted - For
1C. Election Of Director: Antonio O. Garza Management For Voted - For
1D. Election Of Director: Thomas M. Hagerty Management For Voted - For
1E. Election Of Director: Scott L. Jaeckel Management For Voted - For
1F. Election Of Director: Seth W. Lawry Management For Voted - For
42
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1G. Election Of Director: Ann Mather Management For Voted - For
1H. Election Of Director: Pamela H. Patsley Management For Voted - For
1I. Election Of Director: Ganesh B. Rao Management For Voted - For
1J. Election Of Director: W. Bruce Turner Management For Voted - For
2. Ratification Of The Appointment Of Deloitte &
Touche LLP As Our Independent Registered Public
Accounting Form For 2012. Management For Voted - For
NARA BANCORP, INC.
CUSIP: 63080P105 TICKER: NARA
Meeting Date: 21-Sep-11 Meeting Type: Annual
01 Adoption And Approval Of The Agreement And Plan Of
Merger, Dated December 9, 2010, As Amended,
Providing For The Merger Of Center Financial
Corporation With And Into Nara Bancorp, Inc. As
Described In The Proxy Statement. Management For Voted - For
02 Director
1 Steven D. Broidy Management For Voted - For
2 Louis M. Cosso Management For Voted - For
3 Alvin D. Kang Management For Voted - For
4 Jesun Paik Management For Voted - For
5 Hyon Man Park Management For Voted - For
6 Ki Suh Park Management For Voted - For
7 Scott Yoon-Suk Whang Management For Voted - For
03 Approval Of An Amendment To The Certificate Of
Incorporation Of Nara Bancorp, Inc. To Increase The
Authorized Number Of Shares Of Common Stock To
150,000,000 Shares. Management For Voted - For
04 Ratification Of The Selection Of Crowe Horwath LLP
As Our Independent Registered Public Accounting
Firm For The Year Ending December 31, 2011. Management For Voted - For
05 Approval, On An Advisory And Nonbinding Basis, Of
The Compensation Paid To Our "Named Executive
Officers" As Described In The Proxy Statement. Management For Voted - For
06 Adjournment Of The Meeting If Necessary Or
Appropriate In The Judgment Of Our Board Of
Directors To Solicit Additional Proxies Or Votes In
Favor Of The Above Proposals That Are To Be
Presented At The Meeting. Management For Voted - For
NATIONAL CINEMEDIA, INC.
CUSIP: 635309107 TICKER: NCMI
Meeting Date: 01-May-12 Meeting Type: Annual
1 Director
1 David R. Haas Management For Voted - For
2 James R. Holland, Jr. Management For Voted - For
3 Stephen L. Lanning Management For Voted - For
4 Edward H. Meyer Management For Voted - For
2 To Approve The National Cinemedia, Inc. 2012
Performance Bonus Plan. Management For Voted - For
43
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Approval Of The Company's Executive
Compensation. Management For Voted - For
4 To Ratify The Appointment Of Deloitte & Touche LLP
As Independent Auditors For National Cinemedia,
Inc. For The 2012 Fiscal Year Ending December 27,
2012. Management For Voted - For
POLYPORE INTERNATIONAL INC.
CUSIP: 73179V103 TICKER: PPO
Meeting Date: 09-May-12 Meeting Type: Annual
1. Director
1 William Dries Management For Voted - For
2 Frederick C. Flynn, Jr. Management For Voted - For
3 Michael J. Chesser Management For Voted - For
2. Ratification Of Ernst & Young LLP As Independent
Registered Public Accounting Firm. Management For Voted - For
3. Advisory Vote To Approve Named Executive Officer
Compensation. Management For Voted - For
RENTRAK CORPORATION
CUSIP: 760174102 TICKER: RENT
Meeting Date: 24-Aug-11 Meeting Type: Annual
01 Director
1 William Engel Management For Voted - For
2 Richard Hochhauser Management For Voted - For
3 William Livek Management For Voted - For
4 Anne MacDonald Management For Voted - For
5 Martin O'Connor Management For Voted - For
6 Brent Rosenthal Management For Voted - For
7 Ralph Shaw Management For Voted - For
02 Ratify The Appointment Of Grant Thornton LLP As Our
Independent Registered Public Accounting Firm. Management For Voted - For
03 Approval Of The Rentrak Corporation 2011 Incentive
Plan. Management For Voted - For
04 Approval Of The Rentrak Corporation 2011 Employee
Stock Purchase Plan. Management For Voted - For
05 Approval, On An Advisory Basis, The Compensation Of
Rentrak's Named Executive Officers. Management For Voted - For
06 Advisory Vote On Frequency Of Future Votes On Named
Executive Officer Compensation. Management 1 Year Voted - 1 Year
SAPIENT CORPORATION
CUSIP: 803062108 TICKER: SAPE
Meeting Date: 07-Jun-12 Meeting Type: Annual
1 Director
1 James M. Benson Management For Voted - For
2 Hermann Buerger Management For Voted - For
3 Jerry A. Greenberg Management For Voted - For
44
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Alan J. Herrick Management For Voted - For
5 J. Stuart Moore Management For Voted - For
6 Robert L. Rosen Management For Voted - For
7 Ashok Shah Management For Voted - For
8 Vijay Singal Management For Voted - For
2 To Ratify The Selection By The Audit Committee Of
Our Board Of Directors Of PricewaterhouseCoopers
LLP As Our Independent Registered Public Accounting
Firm For The Year Ending December 31, 2012. Management For Voted - For
3 To Approve, On An Advisory Basis, The Compensation
Paid To The Company's Named Executive Officers. Management For Voted - For
SBA COMMUNICATIONS CORPORATION
CUSIP: 78388J106 TICKER: SBAC
Meeting Date: 17-May-12 Meeting Type: Annual
1A Election Of Director: Brian C. Carr Management For Voted - For
1B Election Of Director: George R. Krouse, Jr. Management For Voted - For
02 Ratification Of The Appointment Of Ernst & Young
LLP As SBA's Independent Registered Public
Accounting Firm For The 2012 Fiscal Year Management For Voted - For
03 Approval, On An Advisory Basis, Of The Compensation
Of SBA's Named Executive Officers Management For Voted - For
SOUTHERN PACIFIC RESOURCE CORP.
CUSIP: 84359Y106 TICKER: STPJF
Meeting Date: 24-Nov-11 Meeting Type: Annual
01 Fixing The Number Of Directors To Be Elected At The
Meeting At Eight; Management For Voted - For
02 Director
1 Byron Lutes Management For Voted - For
2 David M. Antony Management For Voted - For
3 Jon P. Clark Management For Voted - For
4 J. Ward Mallabone Management For Voted - For
5 Tibor Fekete Management For Voted - For
6 Sid W. Dykstra Management For Voted - For
7 Kenneth N. Cullen Management For Voted - For
8 Ross D.s. Douglas Management For Voted - For
03 The Appointment Of Deloitte & Touche LLP, Chartered
Accountants, As Auditors Of The Corporation For The
Ensuing Year And The Authorization Of The Directors
To Fix Their Remuneration As Such. Management For Voted - For
STAMPS.COM INC.
CUSIP: 852857200 TICKER: STMP
Meeting Date: 13-Jun-12 Meeting Type: Annual
1. Director
1 G. Bradford Jones Management For Voted - For
2 Lloyd I. Miller Management For Voted - For
45
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Approve, On An Advisory Basis, On The Company's
Executive Compensation. Management For Voted - For
3. To Ratify The Appointment Of Ernst & Young LLP As
Independent Auditors Of The Company For 2012. Management For Voted - For
STEINER LEISURE LIMITED
CUSIP: P8744Y102 TICKER: STNR
Meeting Date: 13-Jun-12 Meeting Type: Annual
1. Director
1 Clive E. Warshaw Management For Voted - For
2 David S. Harris Management For Voted - For
2. Approval Of 2012 Incentive Plan. Management For Voted - For
3. Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted - For
4. Advisory Vote On Executive Compensation. Management For Voted - For
STIFEL FINANCIAL CORP.
CUSIP: 860630102 TICKER: SF
Meeting Date: 06-Jun-12 Meeting Type: Annual
1. Director
1 Charles A. Dill Management For Voted - For
2 Richard J. Himelfarb Management For Voted - For
3 Alton F. Irby III Management For Voted - For
4 Victor J. Nesi Management For Voted - For
5 James M. Zemlyak Management For Voted - For
2. Proposal To Approve, On An Advisory Basis, A
Resolution Relating To The Compensation Of Our
Named Executive Officers. Management For Voted - For
3. Ratify The Appointment Of Ernst & Young LLP As Our
Independent Public Accounting Firm For 2012. Management For Voted - For
4. Stockholder Proposal, If Properly Presented At The
Annual Meeting. Shareholder For Voted - Against
TECHTARGET, INC.
CUSIP: 87874R100 TICKER: TTGT
Meeting Date: 22-Jun-12 Meeting Type: Annual
1. To Ratify The Appointment Of BDO USA, LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ended December 31, 2012. Management For Voted - For
TIVO INC.
CUSIP: 888706108 TICKER: TIVO
Meeting Date: 03-Aug-11 Meeting Type: Annual
01 Director
1 Thomas Rogers Management For Voted - For
46
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 J. Heidi Roizen Management For Voted - For
02 To Ratify The Selection Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For The Fiscal Year Ending January 31, 2012. Management For Voted - For
03 To Approve An Amendment To The Amended & Restated
2008 Equity Incentive Award Plan To Reserve An
Additional 5,000,000 Shares Of Our Common Stock For
Issuance. Management For Voted - For
04 To Approve A Non-binding, Advisory Basis The
Compensation Of Our Named Executive Officers As
Disclosed In This Proxy Statement Pursuant To The
Compensation Disclosure Rules Of The Securities And
Exchange Commission ("Say-on- Pay"). Management For Voted - For
05 To Approve On A Non-binding, Advisory Basis Whether
A Say-on- Pay Vote Should Occur Every One (1) Year,
Every Two (2) Years, Or Every Three (3) Years. Management 3 Years Voted - 3 Years
TRAVELZOO INC.
CUSIP: 89421Q106 TICKER: TZOO
Meeting Date: 18-May-12 Meeting Type: Annual
1. Director
1 Holger Bartel Management For Voted - For
2 Ralph Bartel Management For Voted - For
3 David Ehrlich Management For Voted - For
4 Donovan Neale-may Management For Voted - For
5 Kelly Urso Management For Voted - For
2. Approval Of Stock Options Management For Voted - For
3. Advisory Vote On Executive Compensation Management For Voted - For
TREE.COM, INC.
CUSIP: 894675107 TICKER: TREE
Meeting Date: 26-Aug-11 Meeting Type: Special
01 To Approve The Sale Of Substantially All Of The
Operating Assets Of Home Loan Center, Inc. As
Contemplated By The Asset Purchase Agreement By And
Among Tree.com, Inc. And Its Wholly- Owned
Subsidiaries Lendingtree, LLC, Home Loan Center,
Inc. And Hlc Escrow, Inc., On The One Hand, And
Discover Bank On The Other, Dated As Of May 12,
2011 And Described In The Proxy Statement. Management For Voted - For
02 To Approve, On A Non-binding Advisory Basis, The
Compensation To Certain Of Our Named Executive
Officers In Connection With The Hlc Asset Sale
Transaction. Management For Voted - For
03 To Approve The Adjournment Or Postponement Of The
Special Meeting, If Necessary Or Appropriate, To
Solicit Additional Proxies If There Are
Insufficient Votes At The Time Of The Special
Meeting To Approve The Hlc Asset Sale Proposal. Management For Voted - For
47
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VAIL RESORTS, INC.
CUSIP: 91879Q109 TICKER: MTN
Meeting Date: 02-Dec-11 Meeting Type: Annual
1A Election Of Director: Roland A. Hernandez Management For Voted - For
1B Election Of Director: Thomas D. Hyde Management For Voted - For
1C Election Of Director: Jeffrey W. Jones Management For Voted - For
1D Election Of Director: Robert A. Katz Management For Voted - For
1E Election Of Director: Richard D. Kincaid Management For Voted - For
1F Election Of Director: John T. Redmond Management For Voted - For
1G Election Of Director: Hilary A. Schneider Management For Voted - For
1H Election Of Director: John F. Sorte Management For Voted - For
02 Approve An Amendment To The Company's Amended And
Restated Certificate Of Incorporation To Provide
That Directors Shall Be Elected In The Manner
Provided In The Bylaws Of The Company. Management For Voted - For
03 Ratify Selection Of PricewaterhouseCoopers LLP As
Independent Registered Public Accounting Firm. Management For Voted - For
04 Advisory Vote On Executive Compensation. Management For Voted - For
05 Advisory Vote On The Frequency Of Future Advisory
Votes On Executive Compensation. Management 1 Year Voted - 1 Year
VOCUS, INC.
CUSIP: 92858J108 TICKER: VOCS
Meeting Date: 07-Jun-12 Meeting Type: Annual
1. Director
1 Gary Golding Management For Voted - For
2. Proposal To Ratify The Appointment Of Ernst & Young
LLP As The Independent Registered Public Accounting
Firm Of Our Company For The Fiscal Year Ending
December 31, 2012. Management For Voted - For
3. To Approve, By Non-binding Advisory Vote, The
Compensation Of The Company's Named Executive
Officers. Management For Voted - For
VOLCANO CORPORATION
CUSIP: 928645100 TICKER: VOLC
Meeting Date: 23-May-12 Meeting Type: Annual
1. Director
1 R. Scott Huennekens Management For Voted - For
2 Lesley H. Howe Management For Voted - For
3 Ronald A. Matricaria Management For Voted - For
2. To Ratify, On An Advisory (nonbinding) Basis, The
Appointment Of Eric J. Topol, M.D. To Our Board Of
Directors To Fill A Vacancy In Class I, To Hold
Office Until The 2013 Annual Meeting Of
Stockholders. Management For Voted - For
3. To Ratify, On An Advisory (nonbinding) Basis, The
Appointment Of Leslie V. Norwalk. To Our Board Of
Directors To Fill A Vacancy In Class II, To Hold
48
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Office Until The 2014 Annual Meeting Of
Stockholders. Management For Voted - For
4. To Ratify The Selection Of KPMG LLP As The
Independent Registered Public Accounting Firm Of
Volcano Corporation For The Fiscal Year Ending
December 31, 2012. Management For Voted - For
5. Resolved, That Stockholders Approve, On An Advisory
Basis, The Compensation Of The Named Executive
Officers, As Disclosed In Proxy Statement For The
2012 Annual Meeting Pursuant To The Compensation
Disclosure Rules Of The Sec, Including The
Compensation Discussion And Analysis, The Related
Compensation Tables And The Narrative Disclosure To
Those Tables. Management For Voted - For
VONAGE HOLDINGS CORP.
CUSIP: 92886T201 TICKER: VG
Meeting Date: 07-Jun-12 Meeting Type: Annual
1. Director
1 Jeffrey A. Citron Management For Voted - For
2 Morton David Management For Voted - For
3 Jeffrey J. Misner Management For Voted - For
2. To Ratify The Appointment Of BDO USA, LLP As Our
Independent Registered Public Accounting Firm For
The Fiscal Year Ending December 31, 2012. Management For Voted - For
WALKER & DUNLOP INC
CUSIP: 93148P102 TICKER: WD
Meeting Date: 13-Jun-12 Meeting Type: Annual
1. Director
1 Alan Bowers Management For Voted - For
2 Mitchell Gaynor Management For Voted - For
3 Cynthia Hallenbeck Management For Voted - For
4 John Rice Management For Voted - For
5 Dana Schmaltz Management For Voted - For
6 Howard Smith Management For Voted - For
7 Edmund Taylor Management For Voted - For
8 William Walker Management For Voted - For
2. Ratification Of The Appointment Of The Independent
Registered Public Accounting Firm. Management For Voted - For
49
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 30-Apr-12 Meeting Type: Annual
1. Director
1 C. Barshefsky Management For Voted - For
2 U.M. Burns Management For Voted - For
3 K.I. Chenault Management For Voted - For
4 P. Chernin Management For Voted - For
5 T.J. Leonsis Management For Voted - For
6 J. Leschly Management For Voted - For
7 R.C. Levin Management For Voted - For
8 R.A. McGinn Management For Voted - For
9 E.D. Miller Management For Voted - For
10 S.S Reinemund Management For Voted - For
11 R.D. Walter Management For Voted - For
12 R.A. Williams Management For Voted - For
2. Ratification Of Appointment Of
PricewaterhouseCoopers LLP As Our Independent
Registered Public Accounting Firm For 2012. Management For Voted - For
3. Advisory Resolution To Approve Executive
Compensation. Management For Voted - For
4. Approval Of Performance Goals And Award Limits
Under 2007 Incentive Compensation Plan. Management For Voted - For
5. Shareholder Proposal Relating To Cumulative Voting
For Directors. Shareholder Against Voted - Against
6. Shareholder Proposal Relating To Separation Of
Chairman And CEO Roles. Shareholder Against Voted - Against
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 23-Feb-12 Meeting Type: Annual
1 Director
1 William V. Campbell Management For Voted - For
2 Timothy D. Cook Management For Voted - For
3 Millard S. Drexler Management For Voted - For
4 Al Gore Management For Voted - For
5 Robert A. Iger Management For Voted - For
6 Andrea Jung Management For Voted - For
7 Arthur D. Levinson Management For Voted - For
8 Ronald D. Sugar Management For Voted - For
2 Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For 2012. Management For Voted - For
3 Advisory Vote On Executive Compensation. Management For Voted - For
04 A Shareholder Proposal Entitled "Conflict Of
Interest Report" Shareholder Against Voted - Against
05 A Shareholder Proposal Entitled "Shareholder Say On
Director Pay" Shareholder Against Voted - Against
50
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
06 A Shareholder Proposal Entitled "Report On
Political Contributions And Expenditures" Shareholder Against Voted - Against
07 A Shareholder Proposal Entitled "Adopt A Majority
Voting Standard For Director Elections" Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
CUSIP: 084670702 TICKER: BRKB
Meeting Date: 05-May-12 Meeting Type: Annual
1. Director
1 Warren E. Buffett Management For Did Not Vote
2 Charles T. Munger Management For Did Not Vote
3 Howard G. Buffett Management For Did Not Vote
4 Stephen B. Burke Management For Did Not Vote
5 Susan L. Decker Management For Did Not Vote
6 William H. Gates III Management For Did Not Vote
7 David S. Gottesman Management For Did Not Vote
8 Charlotte Guyman Management For Did Not Vote
9 Donald R. Keough Management For Did Not Vote
10 Thomas S. Murphy Management For Did Not Vote
11 Ronald L. Olson Management For Did Not Vote
12 Walter Scott, Jr. Management For Did Not Vote
2. Shareholder Proposal Regarding Succession Planning. Shareholder Did Not Vote
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
CUSIP: 192446102 TICKER: CTSH
Meeting Date: 05-Jun-12 Meeting Type: Annual
1A Election Of Director: Francisco D'Souza Management For Voted - For
1B Election Of Director: John N. Fox, Jr. Management For Voted - For
1C Election Of Director: Thomas M. Wendel Management For Voted - For
2 Approval Of The Compensation Of Our Named Executive
Officers, Disclosed Pursuant To Item 402 Of
Regulation S-k. Management For Voted - For
3 To Amend Our Restated Certificate Of Incorporation,
As Amended And To Amend And Restate Our Amended And
Restated By-laws, As Amended, To Provide Holders Of
Twenty-five Percent (25%) Of The Company's
Outstanding Shares Of Class A Common Stock, Par
Value $0.01 Per Share, Upon Satisfaction Of Management For Voted - For
4 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As Our Independent Registered Public Accounting
Firm For The Year Ending December 31, 2012. Management For Voted - For
5 To Act On A Stockholder Proposal To Declassify The
Company's Board Of Directors And Provide For The
Annual Election Of All Directors. Shareholder Against Voted - Against
51
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CUMMINS INC.
CUSIP: 231021106 TICKER: CMI
Meeting Date: 08-May-12 Meeting Type: Annual
1. Election Of Director: N. Thomas Linebarger Management For Voted - For
2. Election Of Director: William I. Miller Management For Voted - For
3. Election Of Director: Alexis M. Herman Management For Voted - For
4. Election Of Director: Georgia R. Nelson Management For Voted - For
5. Election Of Director: Carl Ware Management For Voted - For
6. Election Of Director: Robert K. Herdman Management For Voted - For
7. Election Of Director: Robert J. Bernhard Management For Voted - For
8. Election Of Director: Dr. Franklin R. Chang Diaz Management For Voted - For
9. Election Of Director: Stephen B. Dobbs Management For Voted - For
10. Advisory Vote To Approve The Compensation Of The
Named Executive Officers As Disclosed In The Proxy
Statement. Management For Voted - For
11. Proposal To Ratify The Appointment Of
PricewaterhouseCoopers LLP As Auditors For 2012. Management For Voted - For
12. Proposal To Approve The Cummins Inc. 2012 Omnibus
Incentive Plan. Management For Voted - For
13. Proposal To Approve The Cummins Inc. Employee Stock
Purchase Plan. Management For Voted - For
14. Proposal To Amend Cummins Inc.'s By-laws To Allow
Shareholders Who Have A 25% Net Long Position In
The Common Stock To Call Special Shareholder
Meetings. Management For Voted - For
EMC CORPORATION
CUSIP: 268648102 TICKER: EMC
Meeting Date: 01-May-12 Meeting Type: Annual
1A Election Of Director: Michael W. Brown Management For Voted - For
1B Election Of Director: Randolph L. Cowen Management For Voted - For
1C Election Of Director: Gail Deegan Management For Voted - For
1D Election Of Director: James S. Distasio Management For Voted - For
1E Election Of Director: John R. Egan Management For Voted - For
1F Election Of Director: Edmund F. Kelly Management For Voted - For
1G Election Of Director: Windle B. Priem Management For Voted - For
1H Election Of Director: Paul Sagan Management For Voted - For
1I Election Of Director: David N. Strohm Management For Voted - For
1J Election Of Director: Joseph M. Tucci Management For Voted - For
02 Ratification Of The Selection By The Audit
Committee Of PricewaterhouseCoopers LLP As Emc's
Independent Auditors For The Fiscal Year Ending
December 31, 2012, As Described In EMC's Proxy
Statement. Management For Voted - For
03 Advisory Approval Of Our Executive Compensation, As
Described In EMC's Proxy Statement. Management For Voted - For
52
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EXPEDITORS INT'L OF WASHINGTON, INC.
CUSIP: 302130109 TICKER: EXPD
Meeting Date: 02-May-12 Meeting Type: Annual
1A Election Of Director: Mark A. Emmert Management For Voted - For
1B Election Of Director: R. Jordan Gates Management For Voted - For
1C Election Of Director: Dan P. Kourkoumelis Management For Voted - For
1D Election Of Director: Michael J. Malone Management For Voted - For
1E Election Of Director: John W. Meisenbach Management For Voted - For
1F Election Of Director: Peter J. Rose Management For Voted - For
1G Election Of Director: James L. K. Wang Management For Voted - For
1H Election Of Director: Robert R. Wright Management For Voted - For
2 To Approve, On A Non-binding Basis, The
Compensation Of The Company's Named Executive
Officers. Management For Voted - For
3 To Approve And Ratify The Adoption Of The 2012
Stock Option Plan. Management For Voted - For
4 To Ratify The Appointment Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For The Year Ending December 31, 2012. Management For Voted - For
5 To Consider A Shareholder Proposal To Adopt An
Independent Board Chairman Policy. Shareholder Against Voted - Against
EXPRESS SCRIPTS HOLDING COMPANY
CUSIP: 30219G108 TICKER: ESRX
Meeting Date: 30-May-12 Meeting Type: Annual
1A. Election Of Director: Gary G. Benanav Management For Voted - For
1B. Election Of Director: Maura C. Breen Management For Voted - For
1C. Election Of Director: William J. Delaney Management For Voted - For
1D. Election Of Director: Nicholas J. Lahowchic Management For Voted - For
1E. Election Of Director: Thomas P. Mac Mahon Management For Voted - For
1F. Election Of Director: Frank Mergenthaler Management For Voted - For
1G. Election Of Director: Woodrow A. Myers, Jr., MD Management For Voted - For
1H. Election Of Director: John O. Parker, Jr. Management For Voted - For
1I. Election Of Director: George Paz Management For Voted - For
1J. Election Of Director: Myrtle S. Potter Management For Voted - For
1K. Election Of Director: William L. Roper, MD, Mph Management For Voted - For
1L. Election Of Director: Samuel K. Skinner Management For Voted - For
1M. Election Of Director: Seymour Sternberg Management For Voted - For
2. To Ratify The Appointment Of PricewaterhouseCoopers
LLP As The Company's Independent Registered Public
Accountants For The Company's Current Fiscal Year. Management For Voted - For
3. To Approve, By Non-binding Vote, Executive
Compensation. Management For Voted - For
4. Stockholder Proposal Regarding Report On Political
Contributions. Shareholder Against Voted - Against
5. Stockholder Proposal Regarding Stockholder Action
By Written Consent. Shareholder Against Voted - Against
53
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EXPRESS SCRIPTS, INC.
CUSIP: 302182100 TICKER: ESRX
Meeting Date: 21-Dec-11 Meeting Type: Special
01 To Adopt The Agreement And Plan Of Merger, Dated As
Of July 20, 2011, As Amended On November 7, 2011
And As It May Be Amended From Time To Time, By And
Among Express Scripts, Inc., Medco Health
Solutions, Inc., Aristotle Holding, Inc., Aristotle
Merger Sub, Inc., And Plato Merger Sub, Inc. Management For Voted - For
02 To Approve The Adjournment Of The Special Meeting
By Express Scripts Stockholders (if It Is Necessary
Or Appropriate To Solicit Additional Proxies If
There Are Not Sufficient Votes To Adopt The Merger
Agreement). Management For Voted - For
GILEAD SCIENCES, INC.
CUSIP: 375558103 TICKER: GILD
Meeting Date: 10-May-12 Meeting Type: Annual
1. Director
1 John F. Cogan Management For Voted - For
2 Etienne F. Davignon Management For Voted - For
3 James M. Denny Management For Voted - For
4 Carla A. Hills Management For Voted - For
5 Kevin E. Lofton Management For Voted - For
6 John W. Madigan Management For Voted - For
7 John C. Martin Management For Voted - For
8 Gordon E. Moore Management For Voted - For
9 Nicholas G. Moore Management For Voted - For
10 Richard J. Whitley Management For Voted - For
11 Gayle E. Wilson Management For Voted - For
12 Per Wold-Olsen Management For Voted - For
2. To Ratify The Selection Of Ernst & Young LLP By The
Audit Committee Of The Board Of Directors As The
Independent Registered Public Accounting Firm Of
Gilead For The Fiscal Year Ending December 31, 2012. Management For Voted - For
3. To Approve, On An Advisory Basis, The Compensation
Of Gilead's Named Executive Officers As Presented
In The Proxy Statement. Management For Voted - For
4. If Properly Presented At The Meeting, To Vote On A
Stockholder Proposal Requesting That The Board Take
Steps To Permit Stockholder Action By Written
Consent. Shareholder Against Voted - Against
5. If Properly Presented At The Meeting, To Vote On A
Stockholder Proposal Requesting That The Board Take
Steps To Redeem Gilead's Poison Pill Unless The
Plan Is Subject To A Stockholder Vote. Shareholder Against Voted - Against
54
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOG
Meeting Date: 21-Jun-12 Meeting Type: Annual
1. Director
1 Larry Page Management For Voted - For
2 Sergey Brin Management For Voted - For
3 Eric E. Schmidt Management For Voted - For
4 L. John Doerr Management For Voted - For
5 Diane B. Greene Management For Voted - For
6 John L. Hennessy Management For Voted - For
7 Ann Mather Management For Voted - For
8 Paul S. Otellini Management For Voted - For
9 K. Ram Shriram Management For Voted - For
10 Shirley M. Tilghman Management For Voted - For
2. The Ratification Of The Appointment Of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm For The Fiscal Year Ending December
31, 2012. Management For Voted - For
3A. The Approval Of The Adoption Of Google's Fourth
Amended And Restated Certificate Of Incorporation:
The Approval Of The Adoption Of Amendments To
Google's Third Amended And Restated Certificate Of
Incorporation To Establish The Class C Capital
Stock And To Make Certain Clarifying Changes. Management For Voted - For
3B. The Approval Of The Adoption Of Google's Fourth
Amended And Restated Certificate Of Incorporation:
The Approval Of The Adoption Of Amendments To
Google's Third Amended And Restated Certificate Of
Incorporation To Increase The Number Of Authorized
Shares Of Class A Common Stock From 6 Billion To 9
Billion. Management For Voted - For
3C. The Approval Of The Adoption Of Google's Fourth
Amended And Restated Certificate Of Incorporation:
The Approval Of The Adoption Of Amendments To
Google's Third Amended And Restated Certificate Of
Incorporation To Provide For The Treatment Of
Shares Of Class A Management For Voted - For
4. The Approval Of Google's 2012 Stock Plan. Management For Voted - For
5. The Approval Of Google's 2012 Incentive
Compensation Plan For Employees And Consultants Of
Motorola Mobility. Management For Voted - For
6. A Stockholder Proposal Regarding An Advisory Vote
On Political Contributions, If Properly Presented
At The Meeting. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding Mandatory
Arbitration Of Certain Shareholder Claims, If
Properly Presented At The Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented At The Meeting. Shareholder Against Voted - Against
55
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 TICKER: ISRG
Meeting Date: 19-Apr-12 Meeting Type: Annual
1.1 Election Of Director: Gary S. Guthart, Ph.D. Management For Voted - For
1.2 Election Of Director: Mark J. Rubash Management For Voted - For
1.3 Election Of Director: Lonnie M. Smith Management For Voted - For
2. To Approve The Amendment And Restatement Of The
Company's 2010 Incentive Award Plan Management For Voted - For
3. To Approve, By Advisory Vote, The Compensation Of
Our Named Executive Officers Management For Voted - For
4. To Approve The Amendment To The Certificate Of
Incorporation To Eliminate The Classified Structure
Of The Board And To Provide For The Annual Election
Of Directors Management For Voted - For
5. The Ratification Of The Appointment Of Ernst &
Young LLP As The Company's Independent Registered
Public Accounting Firm For The Fiscal Year Ending
December 31, 2012 Management For Voted - For
NATIONAL OILWELL VARCO, INC.
CUSIP: 637071101 TICKER: NOV
Meeting Date: 16-May-12 Meeting Type: Annual
1A Election Of Director: Merrill A. Miller, Jr. Management For Voted - For
1B Election Of Director: Greg L. Armstrong Management For Voted - For
1C Election Of Director: David D. Harrison Management For Voted - For
2 Ratification Of Independent Auditors. Management For Voted - For
3 Approve, By Non-binding Vote, The Compensation Of
Our Named Executive Officers. Management For Voted - For
4 Stockholder Proposal. Shareholder Against Voted - Against
PERRIGO COMPANY
CUSIP: 714290103 TICKER: PRGO
Meeting Date: 26-Oct-11 Meeting Type: Annual
01 Director
1 Gary K. Kunkle, Jr. Management For Voted - For
2 Herman Morris, Jr. Management For Voted - For
3 Ben-Zion Zilberfarb Management For Voted - For
02 An Advisory Vote To Approve The Compensation Of The
Company's Named Executive Officers. Management For Voted - For
03 An Advisory Vote On The Frequency Of Advisory Votes
On The Compensation Of The Company's Named
Executive Officers. Management 1 Year Voted - 1 Year
04 Ratification Of Appointment Of Ernst & Young LLP As
Our Independent Registered Public Accounting Firm
For Fiscal Year 2012. Management For Voted - For
56
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 06-Mar-12 Meeting Type: Annual
01 Director
1 Barbara T. Alexander Management For Voted - For
2 Stephen M. Bennett Management For Voted - For
3 Donald G. Cruickshank Management For Voted - For
4 Raymond V. Dittamore Management For Voted - For
5 Thomas W. Horton Management For Voted - For
6 Paul E. Jacobs Management For Voted - For
7 Robert E. Kahn Management For Voted - For
8 Sherry Lansing Management For Voted - For
9 Duane A. Nelles Management For Voted - For
10 Francisco Ros Management For Voted - For
11 Brent Scowcroft Management For Voted - For
12 Marc I. Stern Management For Voted - For
02 To Ratify The Selection Of PricewaterhouseCoopers
LLP As Our Independent Public Accountants For Our
Fiscal Year Ending September 30, 2012. Management For Voted - For
03 To Hold An Advisory Vote On Executive Compensation. Management For Voted - For
04 To Approve An Amendment To The Company's Restated
Certificate Of Incorporation To Eliminate The
Plurality Voting Provision. Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
CUSIP: 806857108 TICKER: SLB
Meeting Date: 11-Apr-12 Meeting Type: Annual
1A. Election Of Director: Peter L.s. Currie Management For Voted - For
1B. Election Of Director: Tony Isaac Management For Voted - For
1C. Election Of Director: K. Vaman Kamath Management For Voted - For
1D. Election Of Director: Paal Kibsgaard Management For Voted - For
1E. Election Of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election Of Director: Adrian Lajous Management For Voted - For
1G. Election Of Director: Michael E. Marks Management For Voted - For
1H. Election Of Director: Elizabeth A. Moler Management For Voted - For
1I. Election Of Director: Lubna S. Olayan Management For Voted - For
1J. Election Of Director: L. Rafael Reif Management For Voted - For
1K. Election Of Director: Tore I. Sandvold Management For Voted - For
1L. Election Of Director: Henri Seydoux Management For Voted - For
2. To Approve An Advisory Resolution On Executive
Compensation. Management For Voted - For
3. To Approve The Company's 2011 Financial Statements
And Declarations Of Dividends. Management For Voted - For
4. To Approve The Appointment Of The Independent
Registered Public Accounting Firm. Management For Voted - For
5. To Approve Amendments To The Company's 2004 Stock
And Deferral Plan For Non-employee Directors To
Increase The Number Of Shares Available For
Issuance And Make Certain Technical Changes. Management For Voted - For
57
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STERICYCLE, INC.
CUSIP: 858912108 TICKER: SRCL
Meeting Date: 22-May-12 Meeting Type: Annual
1A. Election Of Director: Mark C. Miller Management For Voted - For
1B. Election Of Director: Jack W. Schuler Management For Voted - For
1C. Election Of Director: Thomas D. Brown Management For Voted - For
1D. Election Of Director: Rod F. Dammeyer Management For Voted - For
1E. Election Of Director: William K. Hall Management For Voted - For
1F. Election Of Director: Jonathan T. Lord, M.D. Management For Voted - For
1G. Election Of Director: John Patience Management For Voted - For
1H. Election Of Director: James W.P. Reid-Anderson Management For Voted - For
1I. Election Of Director: Ronald G. Spaeth Management For Voted - For
2. Ratification Of The Appointment Of Ernst & Young
LLP As The Company's Independent Registered Public
Accounting Firm For 2012 Management For Voted - For
3. Advisory Resolution Approving The Compensation Paid
To The Company's Executive Officers Management For Voted - For
4. Stockholder Proposal Requiring Executives To Hold
Equity Awards Until Retirement Shareholder Against Voted - Against
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
CUSIP: 881624209 TICKER: TEVA
Meeting Date: 19-Sep-11 Meeting Type: Annual
01 Approve Resolution Of The Board To Declare &
Distribute Cash Dividend For Year December 31,
2010, Paid In Four Installments In An Aggregate
Amount Of Nis 2.90 Per Ordinary Share (or Ads). Management For Voted - For
2A To Appoint Mr. Chaim Hurvitz To The Board Of
Directors. Management For Voted - For
2B To Appoint Mr. Ory Slonim To The Board Of Directors. Management For Voted - For
2C To Appoint Mr. Dan Suesskind To The Board Of
Directors. Management For Voted - For
3A Appoint Mr. Joseph (Yossi) Nitzani As A Statutory
Independent Director, All As More Fully Described
In The Proxy Statement. Management For Voted - For
3B Appoint Prof. Dafna Schwartz As A Statutory
Independent Director, All As More Fully Described
In The Proxy Statement. Management For Voted - For
04 Appoint Kesselman & Kesselman, Member Of
PricewaterhouseCoopers International Ltd., As
Independent Registered Public Accounting Firm, All
As More Fully Described In The Proxy Statement. Management For Voted - For
05 To Approve The Purchase Of Directors' & Officers'
Liability Insurance, All As More Fully Described In
The Proxy Statement. Management For Voted - For
6A To Approve An Increase In The Remuneration For
Prof. Moshe Many In His Capacity As Vice Chairman
Of The Board Of Directors, All As More Fully
Described In The Proxy Statement. Management For Voted - For
58
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6B Approve Reimbursement Of Expenses To Dr. Phillip
Frost, Chairman Of Board, All As More Fully
Described In The Proxy Statement. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 TICKER: SCHW
Meeting Date: 17-May-12 Meeting Type: Annual
1A Election Of Director: Nancy H. Bechtle Management For Voted - For
1B Election Of Director: Walter W. Bettinger II Management For Voted - For
1C Election Of Director: C. Preston Butcher Management For Voted - For
2. Ratification Of Independent Auditors Management For Voted - For
3. Advisory Approval Of Named Executive Officer
Compensation Management For Voted - For
4. Approval Of Amendment To The Certificate Of
Incorporation And Bylaws To Declassify The Board Management For Voted - For
5. Stockholder Proposal Regarding Political
Contributions Shareholder Against Voted - Against
6. Stockholder Proposal To Amend Bylaws Regarding
Proxy Access Shareholder Against Voted - Against
VARIAN MEDICAL SYSTEMS, INC.
CUSIP: 92220P105 TICKER: VAR
Meeting Date: 09-Feb-12 Meeting Type: Annual
01 Director
1 Timothy E. Guertin Management For Voted - For
2 David J. Illingworth Management For Voted - For
3 R. Naumann-Etienne Management For Voted - For
02 To Approve The Compensation Of The Varian Medical
Systems, Inc. Named Executive Officers As Described
In The Proxy Statement. Management For Voted - For
03 To Approve The Amendment And Restatement Of The
Varian Medical Systems, Inc. 2005 Omnibus Stock
Plan. Management For Voted - For
04 To Ratify The Appointment Of PricewaterhouseCoopers
LLP As Varian Medical Systems, Inc.'s Independent
Registered Public Accounting Firm For Fiscal Year
2012. Management For Voted - For
VERISK ANALYTICS INC
CUSIP: 92345Y106 TICKER: VRSK
Meeting Date: 16-May-12 Meeting Type: Annual
1 Director
1 J. Hyatt Brown Management For Voted - For
2 Glen A. Dell Management For Voted - For
3 Samuel G. Liss Management For Voted - For
2 To Approve Executive Compensation On An Advisory,
Non- Binding Basis. Management For Voted - For
3 To Approve The 2012 Employee Stock Purchase Plan. Management For Voted - For
59
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Ratify The Appointment Of Deloitte & Touche LLP
As Our Independent Auditor For The 2012 Fiscal Year. Management For Voted - For
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 31-Jan-12 Meeting Type: Annual
1A Election Of Director: Gary P. Coughlan Management For Voted - For
1B Election Of Director: Mary B. Cranston Management For Voted - For
1C Election Of Director: Francisco Javier
Fernandez-Carbajal Management For Voted - For
1D Election Of Director: Robert W. Matschullat Management For Voted - For
1E Election Of Director: Cathy E. Minehan Management For Voted - For
1F Election Of Director: Suzanne Nora Johnson Management For Voted - For
1G Election Of Director: David J. Pang Management For Voted - For
1H Election Of Director: Joseph W. Saunders Management For Voted - For
1I Election Of Director: William S. Shanahan Management For Voted - For
1J Election Of Director: John A. Swainson Management For Voted - For
02 To Approve, On An Advisory Basis, The Compensation
Of The Company's Named Executive Officers. Management For Voted - For
03 To Approve The Visa Inc. 2007 Equity Incentive
Compensation Plan, As Amended And Restated. Management For Voted - For
04 To Ratify The Appointment Of KPMG LLP As The
Company's Independent Registered Public Accounting
Firm For Fiscal Year 2012. Management For Voted - For
60
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
RIVERPARK FUNDS TRUST
By: /s/ Morty Schaja
Title: President
Date: August 29, 2012
61