FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
RIVERPARK FUNDS TRUST
Investment Company Act File Number: 811-22431
REGISTRANT
RiverPark Funds Trust
156 West 56th Street, 17th Floor
New York, NY 10019
Registrant's telephone number, including area code: 212-484-2100
AGENT FOR SERVICE
Morty Schaja
156 West 56th Street, 17th Floor
New York, NY 10019
Date of fiscal year end: September 30
Reporting Period: July 1, 2012 to June 30, 2013
1
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ACTIVISION BLIZZARD, INC.
CUSIP: 00507V109 TICKER: ATVI
Meeting Date: 06-Jun-13 Meeting Type: Annual
1A Election of Director: Philippe G.h. Capron Management For Voted - For
1B Election of Director: Jean-yves Charlier Management For Voted - For
1C Election of Director: Robert J. Corti Management For Voted - For
1D Election of Director: Frederic R. Crepin Management For Voted - For
1E Election of Director: Jean- Francois Dubos Management For Voted - For
1F Election of Director: Lucian Grainge Management For Voted - For
1G Election of Director: Brian G. Kelly Management For Voted - For
1H Election of Director: Robert A. Kotick Management For Voted - For
1I Election of Director: Robert J. Morgado Management For Voted - For
1J Election of Director: Richard Sarnoff Management For Voted - For
1K Election of Director: Regis Turrini Management For Voted - For
2 To Request Advisory Approval of our Executive
Compensation. Management For Voted - Against
3 To Ratify the Appointment of PricewaterhouseCoopers
LLP As our Independent Registered Public Accounting
Firm for 2013. Management For Voted - For
AECOM TECHNOLOGY CORPORATION
CUSIP: 00766T100 TICKER: ACM
Meeting Date: 07-Mar-13 Meeting Type: Annual
1 Director
1 John M. Dionisio Management For Voted - For
2 Robert J. Lowe Management For Voted - For
3 William P. Rutledge Management For Voted - For
4 Daniel R. Tishman Management For Voted - For
2 To Ratify the Appointment of Ernst & Young LLP As
the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2013. Management For Voted - For
3 Vote on an Advisory Resolution on the Company's
Executive Compensation. Management For Voted - Against
ALCOA INC.
CUSIP: 013817101 TICKER: AA
Meeting Date: 03-May-13 Meeting Type: Annual
1.1 Election of Director: Arthur D. Collins, Jr. Management For Voted - For
1.2 Election of Director: Michael G. Morris Management For Voted - For
1.3 Election of Director: E. Stanley O'neal Management For Voted - For
2
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for 2013 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - Against
4. Approve the 2013 Alcoa Stock Incentive Plan Management For Voted - For
5. Approve Amendments to the Articles of Incorporation
and By- Laws to Permit the Calling of Special
Meetings, Including by Shareholders of 25% of the
Company's Outstanding Common Stock Management For Voted - For
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC
CUSIP: 01988P108 TICKER: MDRX
Meeting Date: 21-May-13 Meeting Type: Annual
1A. Election of Director: Stuart L. Bascomb Management For Voted - For
1B. Election of Director: Paul M. Black Management For Voted - For
1C. Election of Director: Dennis H. Chookaszian Management For Voted - For
1D. Election of Director: Robert J. Cindrich Management For Voted - For
1E. Election of Director: Michael A. Klayko Management For Voted - For
1F. Election of Director: Anita V. Pramoda Management For Voted - For
1G. Election of Director: David D. Stevens Management For Voted - For
1H. Election of Director: Ralph H. "randy" Thurman Management For Voted - For
2. Amendment and Restatement of the Allscripts
Healthcare Solutions, Inc. 2011 Stock Incentive
Plan To, Among Other Items, Increase the Number of
Shares Available for Grant Thereunder. Management For Voted - Against
3. Resolution to Approve, on an Advisory Basis, the
Compensation of Named Executive Officers As
Disclosed in the Proxy Statement. Management For Voted - Against
4. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm. Management For Voted - For
ALPHA NATURAL RESOURCES, INC.
CUSIP: 02076X102 TICKER: ANR
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Election of Director: Kevin S. Crutchfield Management For Voted - For
1.2 Election of Director: Angelo C. Brisimitzakis Management For Voted - For
1.3 Election of Director: William J. Crowley, Jr. Management For Voted - For
1.4 Election of Director: E. Linn Draper, Jr. Management For Voted - For
1.5 Election of Director: Glenn A. Eisenberg Management For Voted - For
1.6 Election of Director: Deborah M. Fretz Management For Voted - For
1.7 Election of Director: P. Michael Giftos Management For Voted - For
1.8 Election of Director: L. Patrick Hassey Management For Voted - For
1.9 Election of Director: Joel Richards, III Management For Voted - For
2. Approval of the Amended and Restated Annual
Incentive Bonus Plan. Management For Voted - For
3
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Approval of the Amended and Restated 2012 Long-term
Incentive Plan. Management For Voted - For
4. Advisory Approval of the Company's Executive
Compensation. Management For Voted - Against
5. Ratification of Independent Registered Public
Accounting Firm, KPMG LLP. Management For Voted - For
6. A Stockholder Proposal Seeking A Water Management
Report. Shareholder Against Voted - Against
7. A Stockholder Proposal Seeking A Climate Change
Report. Shareholder Against Voted - Against
AMGEN INC.
CUSIP: 031162100 TICKER: AMGN
Meeting Date: 22-May-13 Meeting Type: Annual
1A. Election of Director: Dr. David Baltimore Management For Voted - For
1B. Election of Director: Mr. Frank J. Biondi, Jr. Management For Voted - For
1C. Election of Director: Mr. Robert A. Bradway Management For Voted - For
1D. Election of Director: Mr. Francois De Carbonnel Management For Voted - For
1E. Election of Director: Dr. Vance D. Coffman Management For Voted - For
1F. Election of Director: Mr. Robert A. Eckert Management For Voted - For
1G. Election of Director: Dr. Rebecca M. Henderson Management For Voted - For
1H. Election of Director: Mr. Frank C. Herringer Management For Voted - For
1I. Election of Director: Dr. Tyler Jacks Management For Voted - For
1J. Election of Director: Dr. Gilbert S. Omenn Management For Voted - For
1K. Election of Director: Ms. Judith C. Pelham Management For Voted - For
1L. Election of Director: Mr. Leonard D. Schaeffer Management For Voted - For
1M. Election of Director: Dr. Ronald D. Sugar Management For Voted - For
2. To Ratify the Selection of Ernst & Young LLP As our
Independent Registered Public Accountants for the
Fiscal Year Ending December 31, 2013. Management For Voted - For
3. Advisory Vote to Approve our Executive Compensation. Management For Voted - Against
4. Approval of our Proposed Amended and Restated 2009
Equity Incentive Plan. Management For Voted - For
AOL INC.
CUSIP: 00184X105 TICKER: AOL
Meeting Date: 03-May-13 Meeting Type: Annual
1.1 Election of Director: Timothy Armstrong Management For Voted - For
1.2 Election of Director: Richard Dalzell Management For Voted - For
1.3 Election of Director: Alberto Ibarguen Management For Voted - For
1.4 Election of Director: Hugh Johnston Management For Voted - For
1.5 Election of Director: Dawn Lepore Management For Voted - For
1.6 Election of Director: Patricia Mitchell Management For Voted - For
1.7 Election of Director: Fredric Reynolds Management For Voted - For
1.8 Election of Director: James Stengel Management For Voted - For
4
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for 2013. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
4. Approval of the Company's Tax Asset Protection Plan. Management For Voted - For
APACHE CORPORATION
CUSIP: 037411105 TICKER: APA
Meeting Date: 16-May-13 Meeting Type: Annual
1. Election of Director: Eugene C. Fiedorek Management For Voted - For
2. Election of Director: Chansoo Joung Management For Voted - For
3. Election of Director: William C. Montgomery Management For Voted - For
4. Ratification of Ernst & Young LLP As Apache's
Independent Auditors Management For Voted - For
5. Advisory Vote to Approve the Compensation of
Apache's Named Executive Officers Management For Voted - Against
6. Approval of Amendment to Apache's 2011 Omnibus
Equity Compensation Plan to Increase the Number of
Shares Issuable Under the Plan Management For Voted - Against
7. Approval of Amendment to Apache's Restated
Certificate of Incorporation to Eliminate Apache's
Classified Board of Directors Management For Voted - Against
ARCH COAL, INC.
CUSIP: 039380100 TICKER: ACI
Meeting Date: 25-Apr-13 Meeting Type: Annual
1A. Election of Director: Paul T. Hanrahan Management For Voted - For
1B. Election of Director: Steven F. Leer Management For Voted - For
1C. Election of Director: Theodore D. Sands Management For Voted - For
2. Approval of the Arch Coal, Inc. Omnibus Incentive
Plan (formerly Known As the Arch Coal, Inc. 1997
Stock Incentive Plan). Management For Voted - For
3. Ratification of the Appointment of Ernst & Young,
LLP As Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2013. Management For Voted - For
4. Advisory Approval of the Company's Named Executive
Officer Compensation. Management For Voted - Against
BOSTON SCIENTIFIC CORPORATION
CUSIP: 101137107 TICKER: BSX
Meeting Date: 07-May-13 Meeting Type: Annual
1A. Election of Director: Katharine T. Bartlett Management For Voted - For
1B. Election of Director: Bruce L. Byrnes Management For Voted - For
1C. Election of Director: Nelda J. Connors Management For Voted - For
5
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: Kristina M. Johnson Management For Voted - For
1E. Election of Director: Michael F. Mahoney Management For Voted - For
1F. Election of Director: Ernest Mario Management For Voted - For
1G. Election of Director: N.j. Nicholas, Jr. Management For Voted - For
1H. Election of Director: Pete M. Nicholas Management For Voted - For
1I. Election of Director: Uwe E. Reinhardt Management For Voted - For
1J. Election of Director: John E. Sununu Management For Voted - For
2. To Consider and Vote Upon an Advisory Vote to
Approve Named Executive Officer Compensation. Management For Voted - Against
3. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the 2013 Fiscal Year. Management For Voted - For
BROCADE COMMUNICATIONS SYSTEMS, INC.
CUSIP: 111621306 TICKER: BRCD
Meeting Date: 11-Apr-13 Meeting Type: Annual
1.1 Election of Director: Judy Bruner Management For Voted - For
1.2 Election of Director: Lloyd A. Carney Management For Voted - For
1.3 Election of Director: Renato Dipentima Management For Voted - For
1.4 Election of Director: Alan Earhart Management For Voted - For
1.5 Election of Director: John W. Gerdelman Management For Voted - For
1.6 Election of Director: David L. House Management For Voted - For
1.7 Election of Director: Glenn C. Jones Management For Voted - For
1.8 Election of Director: L. William Krause Management For Voted - For
1.9 Election of Director: Sanjay Vaswani Management For Voted - For
2. Non-binding Advisory Resolution to Approve
Executive Compensation Management For Voted - Against
3. Approval of the Amendment to the 2009 Director Plan Management For Voted - For
4. Approval of the Performance Bonus Plan Management For Voted - For
5. Ratification of the Appointment of KPMG LLP As the
Independent Registered Public Accountants of
Brocade Communications Systems, Inc. for the Fiscal
Year Ending October 26, 2013 Management For Voted - For
CAPITAL ONE FINANCIAL CORPORATION
CUSIP: 14040H105 TICKER: COF
Meeting Date: 02-May-13 Meeting Type: Annual
1A. Election of Director: Richard D. Fairbank Management For Voted - For
1B. Election of Director: W. Ronald Dietz Management For Voted - For
1C. Election of Director: Lewis Hay, III Management For Voted - For
1D. Election of Director: Benjamin P. Jenkins, III Management For Voted - For
1E. Election of Director: Peter E. Raskind Management For Voted - For
1F. Election of Director: Mayo A. Shattuck III Management For Voted - For
1G. Election of Director: Bradford H. Warner Management For Voted - For
1H. Election of Director: Catherine G. West Management For Voted - For
6
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of Selection of Ernst & Young LLP As
Independent Auditors of Capital One for 2013. Management For Voted - For
3. Advisory Approval of Capital One's 2012 Named
Executive Officer Compensation. Management For Voted - Against
4A. Approval of Amendments to Restated Certificate of
Incorporation: Future Amendments to the Amended and
Restated Bylaws and the Restated Certificate of
Incorporation. Management For Voted - For
4B. Approval of Amendments to Restated Certificate of
Incorporation: Removing Any Director from Office. Management For Voted - For
4C. Approval of Amendments to Restated Certificate of
Incorporation: Certain Business Combinations. Management For Voted - For
CELGENE CORPORATION
CUSIP: 151020104 TICKER: CELG
Meeting Date: 12-Jun-13 Meeting Type: Annual
1. Director
1 Robert J. Hugin Management For Voted - For
2 R.W. Barker, D. Phil. Management For Voted - For
3 Michael D. Casey Management For Voted - For
4 Carrie S. Cox Management For Voted - For
5 Rodman L. Drake Management For Voted - For
6 M.A. Friedman, M.D. Management For Voted - For
7 Gilla Kaplan, Ph.D. Management For Voted - For
8 James J. Loughlin Management For Voted - For
9 Ernest Mario, Ph.D. Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2013. Management For Voted - For
3. Approval of the Amendment and Restatement of the
Company's 2008 Stock Incentive Plan. Management For Voted - For
4. Approval, by Non-binding Vote, of Executive
Compensation of the Company's Named Executive
Officers. Management For Voted - Against
5. Stockholder Proposal Described in More Detail in
the Proxy Statement. Shareholder Against Voted - Against
CLIFFS NATURAL RESOURCES INC.
CUSIP: 18683K101 TICKER: CLF
Meeting Date: 07-May-13 Meeting Type: Annual
1A. Election of Director: J.a. Carrabba Management For Voted - For
1B. Election of Director: S.m. Cunningham Management For Voted - For
1C. Election of Director: B.j. Eldridge Management For Voted - For
1D. Election of Director: A.r. Gluski Management For Voted - For
1E. Election of Director: S.m. Green Management For Voted - For
1F. Election of Director: J.k. Henry Management For Voted - For
7
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1G. Election of Director: J.f. Kirsch Management For Voted - For
1H. Election of Director: F.r. Mcallister Management For Voted - For
1I. Election of Director: R.k. Riederer Management For Voted - For
1J. Election of Director: T.w. Sullivan Management For Voted - For
2. Approval of an Amendment to our Second Amended
Articles of Incorporation to Adopt Majority Voting
in Uncontested Director Elections (implementation
of This Proposal 2 is Conditioned Upon the Approval
of Proposals 3 and 4) Management For Voted - Against
3. Approval of an Amendment to our Second Amended
Articles of Incorporation to Eliminate Cumulative
Voting in Director Elections (implementation of
This Proposal 3 is Conditioned Upon the Approval of
Proposals 2 and 4) Management For Voted - Against
4. Approval of an Amendment to our Regulations to Add
A Provision to Allow the Board to Amend the
Regulations to the Extent Permitted Under Ohio Law
(implementation of This Proposal 4 is Conditioned
Upon the Approval of Proposals 2 and 3) Management For Voted - Against
5. Approval, on an Advisory Basis, of our Named
Executive Officer Compensation Management For Voted - Against
6. The Ratification of the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accounting Firm of Cliffs to Serve for the 2013
Fiscal Year Management For Voted - For
CME GROUP INC.
CUSIP: 12572Q105 TICKER: CME
Meeting Date: 22-May-13 Meeting Type: Annual
1. Director
1 Terrence A. Duffy Management For Voted - For
2 Charles P. Carey Management For Voted - For
3 Mark E. Cermak Management For Voted - For
4 Martin J. Gepsman Management For Voted - For
5 Leo Melamed Management For Voted - For
6 Joseph Niciforo Management For Voted - For
7 C.C. Odom II Management For Voted - For
8 John F. Sandner Management For Voted - For
9 Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for 2013. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - Against
4. Shareholder Proposal Regarding Proxy Access. Shareholder Against Voted - Against
8
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CNO FINANCIAL GROUP, INC.
CUSIP: 12621E103 TICKER: CNO
Meeting Date: 08-May-13 Meeting Type: Annual
1A. Election of Director: Edward J. Bonach Management For Voted - For
1B. Election of Director: Ellyn L. Brown Management For Voted - For
1C. Election of Director: Robert C. Greving Management For Voted - For
1D. Election of Director: Mary R. Henderson Management For Voted - For
1E. Election of Director: R. Keith Long Management For Voted - For
1F. Election of Director: Neal C. Schneider Management For Voted - For
1G. Election of Director: Frederick J. Sievert Management For Voted - For
1H. Election of Director: Michael T. Tokarz Management For Voted - For
1I. Election of Director: John G. Turner Management For Voted - For
2. Approval of an Amendment to the Company's Amended
and Restated Certificate of Incorporation to Extend
Nol Protective Amendment to Preserve the Value of
Net Operating Losses. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm. Management For Voted - For
4. Approval, by Non-binding Vote, of Executive
Compensation. Management For Voted - Against
COMMUNITY HEALTH SYSTEMS, INC.
CUSIP: 203668108 TICKER: CYH
Meeting Date: 21-May-13 Meeting Type: Annual
1A. Election of Director: W. Larry Cash Management For Voted - For
1B. Election of Director: John A. Clerico Management For Voted - For
1C. Election of Director: James S. Ely III Management For Voted - For
1D. Election of Director: John A. Fry Management For Voted - For
1E. Election of Director: William Norris Jennings, M.D. Management For Voted - For
1F. Election of Director: Julia B. North Management For Voted - For
1G. Election of Director: Wayne T. Smith Management For Voted - For
1H. Election of Director: H. Mitchell Watson, Jr. Management For Voted - For
2. Proposal to Approve the Compensation of the
Company's Named Executive Officers. Management For Voted - Against
3. Proposal to Approve the 2009 Stock Option and Award
Plan, As Amended and Restated March 20, 2013. Management For Voted - For
4. Proposal to Ratify the Selection of Deloitte &
Touche LLP As the Company's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2013. Management For Voted - For
9
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COMPUTER SCIENCES CORPORATION
CUSIP: 205363104 TICKER: CSC
Meeting Date: 07-Aug-12 Meeting Type: Annual
1A. Election of Director: Irving W. Bailey, II Management For Voted - For
1B. Election of Director: David J. Barram Management For Voted - For
1C. Election of Director: Stephen L. Baum Management For Voted - For
1D. Election of Director: Erik Brynjolfsson Management For Voted - For
1E. Election of Director: Rodney F. Chase Management For Voted - For
1F. Election of Director: Judith R. Haberkorn Management For Voted - For
1G. Election of Director: J. Michael Lawrie Management For Voted - For
1H. Election of Director: Chong Sup Park Management For Voted - For
1I. Election of Director: Lawrence A. Zimmerman Management For Voted - For
2. Approval, by Non-binding Vote, of Executive
Compensation Management For Voted - Against
3. Ratification of the Appointment of Independent
Auditors Management For Voted - For
CONOCOPHILLIPS
CUSIP: 20825C104 TICKER: COP
Meeting Date: 14-May-13 Meeting Type: Annual
1A. Election of Director: Richard L. Armitage Management For Voted - For
1B. Election of Director: Richard H. Auchinleck Management For Voted - For
1C. Election of Director: James E. Copeland, Jr. Management For Voted - For
1D. Election of Director: Jody L. Freeman Management For Voted - For
1E. Election of Director: Gay Huey Evans Management For Voted - For
1F. Election of Director: Ryan M. Lance Management For Voted - For
1G. Election of Director: Mohd H. Marican Management For Voted - For
1H. Election of Director: Robert A. Niblock Management For Voted - For
1I. Election of Director: Harald J. Norvik Management For Voted - For
1J. Election of Director: William E. Wade, Jr. Management For Voted - For
2. To Ratify Appointment of Ernst & Young LLP As
Conocophillips' Independent Registered Public
Accounting Firm for 2013. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - Against
4. Report on Grassroots Lobbying Expenditures. Shareholder Against Voted - Against
5. Greenhouse Gas Reduction Targets. Shareholder Against Voted - Against
6. Gender Identity Non-discrimination. Shareholder Against Voted - Against
CONSTELLATION BRANDS, INC.
CUSIP: 21036P108 TICKER: STZ
Meeting Date: 27-Jul-12 Meeting Type: Annual
1. Director
1 Barry A. Fromberg Management
10
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Jeananne K. Hauswald Management
3 Paul L. Smith Management
2. Proposal to Ratify the Selection of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending February 28, 2013 Management
3. Proposal to Approve, by an Advisory Vote, the
Compensation of the Company's Named Executive
Officers As Disclosed in the Proxy Statement Management
4. Proposal to Approve the Amendment and Restatement
of the Company's Annual Management Incentive Plan Management
5. Proposal to Approve the Amendment and Restatement
of the Company's Long-term Stock Incentive Plan Management
6. Stockholder Proposal Concerning "equal Shareholder
Voting" Shareholder
7. Stockholder Proposal Concerning "multiple
Performance Metrics" Shareholder
CVR ENERGY, INC.
CUSIP: 12662P108 TICKER: CVI
Meeting Date: 17-Jul-12 Meeting Type: Annual
1. Director
1 Bob G. Alexander Management For Voted - For
2 Sunghwan Cho Management For Voted - For
3 Carl C. Icahn Management For Voted - For
4 Vincent J. Intrieri Management For Voted - For
5 John J. Lipinski Management For Voted - For
6 Samuel Merksamer Management For Voted - For
7 Stephen Mongillo Management For Voted - For
8 Daniel A. Ninivaggi Management For Voted - For
9 James M. Strock Management For Voted - For
10 Glenn R. Zander Management For Voted - For
2. To Ratify the Selection of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for 2012. Management For Voted - For
3. To Approve, by A Non-binding, Advisory Vote, our
Named Executive Officer Compensation ("say-on-pay"). Management For Voted - Against
Meeting Date: 13-Jun-13 Meeting Type: Annual
1 Director
1 Bob G. Alexander Management For Voted - For
2 Sunghwan Cho Management For Voted - For
3 Carl C. Icahn Management For Voted - For
4 Vincent J. Intrieri Management For Voted - For
5 John J. Lipinski Management For Voted - For
6 Samuel Merksamer Management For Voted - For
7 Stephen Mongillo Management For Voted - For
8 Daniel A. Ninivaggi Management For Voted - For
9 James M. Strock Management For Voted - For
11
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Ratify the Selection of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for 2013. Management For Voted - For
3 To Approve, by A Non-binding, Advisory Vote, our
Named Executive Officer Compensation ("say-on-pay") Management For Voted - Against
DANA HOLDING CORP
CUSIP: 235825205 TICKER: DAN
Meeting Date: 23-Apr-13 Meeting Type: Annual
1. Director
1 Virginia A. Kamsky Management For Voted - For
2 Terrence J. Keating Management For Voted - For
3 Joseph C. Muscari Management For Voted - For
4 S.B. Schwarzwaelder Management For Voted - For
5 Richard F. Wallman Management For Voted - For
6 Keith E. Wandell Management For Voted - For
7 Roger J. Wood Management For Voted - For
2. Approval of A Non-binding, Advisory Proposal
Approving Executive Compensation. Management For Voted - Against
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm. Management For Voted - For
4. Consideration of A Shareholder Proposal Regarding
Executive Stock Retention. Shareholder Against Voted - Against
DIEBOLD, INCORPORATED
CUSIP: 253651103 TICKER: DBD
Meeting Date: 25-Apr-13 Meeting Type: Annual
1. Director
1 Patrick W. Allender Management For Voted - For
2 Roberto Artavia Management For Voted - For
3 Bruce L. Byrnes Management For Voted - For
4 Phillip R. Cox Management For Voted - For
5 Richard L. Crandall Management For Voted - For
6 Gale S. Fitzgerald Management For Voted - For
7 Robert S. Prather, Jr. Management For Voted - For
8 Rajesh K. Soin Management For Voted - For
9 Henry D.g. Wallace Management For Voted - For
10 Alan J. Weber Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Year 2013. Management For Voted - For
3. To Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - Against
12
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DILLARD'S, INC.
CUSIP: 254067101 TICKER: DDS
Meeting Date: 18-May-13 Meeting Type: Annual
1A. Election of Director: Frank R. Mori Management For Voted - For
1B. Election of Director: Reynie Rutledge Management For Voted - For
1C. Election of Director: J.c. Watts, Jr. Management For Voted - For
1D. Election of Director: Nick White Management For Voted - For
2. Proposal to Ratify the Appointment of KPMG LLP As
the Independent Registered Public Accounting Firm
of the Company for Fiscal 2013. Management For Voted - For
DREAMWORKS ANIMATION SKG, INC.
CUSIP: 26153C103 TICKER: DWA
Meeting Date: 29-May-13 Meeting Type: Annual
1 Director
1 Jeffrey Katzenberg Management For Voted - For
2 Lewis W. Coleman Management For Voted - For
3 Harry Brittenham Management For Voted - For
4 Thomas E. Freston Management For Voted - For
5 Lucian Grainge Management For Voted - For
6 Mellody Hobson Management For Voted - For
7 Jason Kilar Management For Voted - For
8 Michael Montgomery Management For Voted - For
2 Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
the Year Ending December 31, 2013. Management For Voted - For
3 Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
4 Proposal to Approve the Adoption of the 2013 Annual
Incentive Plan. Management For Voted - For
5 Stockholder Proposal to Consider Recapitalization
Plan to Provide That All of the Company's
Outstanding Stock Have One Vote Per Share. Shareholder Against Voted - Against
ELECTRONIC ARTS INC.
CUSIP: 285512109 TICKER: EA
Meeting Date: 26-Jul-12 Meeting Type: Annual
1A Election of Director: Leonard S. Coleman Management For Voted - For
1B Election of Director: Jay C. Hoag Management For Voted - For
1C Election of Director: Jeffrey T. Huber Management For Voted - For
1D Election of Director: Geraldine B. Laybourne Management For Voted - For
1E Election of Director: Gregory B. Maffei Management For Voted - For
13
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F Election of Director: Vivek Paul Management For Voted - For
1G Election of Director: Lawrence F. Probst III Management For Voted - For
1H Election of Director: John S. Riccitiello Management For Voted - For
1I Election of Director: Richard A. Simonson Management For Voted - For
1J Election of Director: Luis A. Ubinas Management For Voted - For
2 Approval of Amendments to the 2000 Equity Incentive
Plan. Management For Voted - Against
3 Approval of the Executive Bonus Plan. Management For Voted - Against
4 Advisory Vote on the Compensation of the Named
Executive Officers. Management For Voted - Against
5 Ratification of the Appointment of KPMG LLP As
Independent Auditors for the Fiscal Year Ending
March 31, 2013. Management For Voted - For
ELI LILLY AND COMPANY
CUSIP: 532457108 TICKER: LLY
Meeting Date: 06-May-13 Meeting Type: Annual
1A. Election of Director: R. Alvarez Management For Voted - For
1B. Election of Director: W. Bischoff Management For Voted - For
1C. Election of Director: R.d. Hoover Management For Voted - For
1D. Election of Director: F.g. Prendergast Management For Voted - For
1E. Election of Director: K.p. Seifert Management For Voted - For
2. Ratification of the Appointment by the Audit
Committee of the Board of Directors of Ernst &
Young LLP As Principal Independent Auditor for 2013. Management For Voted - For
3. Approve, by Non-binding Vote, Compensation Paid to
the Company's Named Executive Officers. Management For Voted - Against
4. Reapprove Material Terms of the Performance Goals
for the 2002 Lilly Stock Plan. Management For Voted - For
ENDO HEALTH SOLUTIONS INC.
CUSIP: 29264F205 TICKER: ENDP
Meeting Date: 22-May-13 Meeting Type: Annual
1A. Election of Director: Roger H. Kimmel Management For Voted - For
1B. Election of Director: Rajiv De Silva Management For Voted - For
1C. Election of Director: John J. Delucca Management For Voted - For
1D. Election of Director: Nancy J. Hutson, Ph.D. Management For Voted - For
1E. Election of Director: Michael Hyatt Management For Voted - For
1F. Election of Director: William P. Montague Management For Voted - For
1G. Election of Director: David B. Nash, M.D., M.B.A. Management For Voted - For
1H. Election of Director: Joseph C. Scodari Management For Voted - For
1I. Election of Director: Jill D. Smith Management For Voted - For
1J. Election of Director: William F. Spengler Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
14
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Accounting Firm for the Year Ending December 31,
2013. Management For Voted - For
3. To Approve, by Advisory Vote, Named Executive
Officer Compensation. Management For Voted - Against
FIRST SOLAR, INC.
CUSIP: 336433107 TICKER: FSLR
Meeting Date: 22-May-13 Meeting Type: Annual
1. Director
1 Michael J. Ahearn Management For Voted - For
2 Richard D. Chapman Management For Voted - For
3 George A. Hambro Management For Voted - For
4 James A. Hughes Management For Voted - For
5 Craig Kennedy Management For Voted - For
6 James F. Nolan Management For Voted - For
7 William J. Post Management For Voted - For
8 J. Thomas Presby Management For Voted - For
9 Paul H. Stebbins Management For Voted - For
10 Michael Sweeney Management For Voted - For
2. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Fiscal
Year Ending December 31, 2013. Management For Voted - For
3. Stockholder Proposal Regarding Accelerated Vesting
of Equity Awards Upon Change in Control. Shareholder Against Voted - Against
4. Stockholder Proposal Regarding Majority Voting
Standard in Uncontested Director Elections. Shareholder Against Voted - Against
FLEXTRONICS INTERNATIONAL LTD.
CUSIP: Y2573F102 TICKER: FLEX
Meeting Date: 30-Aug-12 Meeting Type: Annual
1A. Re-election of Mr. James A. Davidson As A Director
of Flextronics. Management For Did Not Vote
1B. Re-election of Mr. William D. Watkins As A Director
of Flextronics. Management For Did Not Vote
2. Re-election of Mr. Lay Koon Tan As A Director of
Flextronics. Management For Did Not Vote
3. To Approve the Re-appointment of Deloitte & Touche
LLP As Flextronics's Independent Auditors for the
2013 Fiscal Year and to Authorize the Board of
Directors to Fix Its Remuneration. Management For Did Not Vote
4. To Approve the General Authorization for the
Directors of Flextronics to Allot and Issue
Ordinary Shares. Management For Did Not Vote
5. Non-binding, Advisory Resolution. to Approve the
Compensation of Flextronics's Named Executive
Officers, As Disclosed Pursuant to Item 402 of
15
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Regulation S-k, Set Forth in "compensation
Discussion and Analysis" and in the Compensation
Tables and the Accompanying Narrative Disclosure
Under "executive Compensation" in Flextronics's
Proxy Statement Relating to Its 2012 Agm Management For Did Not Vote
S1. Extraordinary General Meeting Proposal: to Approve
the Renewal of the Share Purchase Mandate Relating
to Acquisitions by Flextronics of Its Own Issued
Ordinary Shares. Management For Did Not Vote
FORD MOTOR COMPANY
CUSIP: 345370860 TICKER: F
Meeting Date: 09-May-13 Meeting Type: Annual
1A. Election of Director: Stephen G. Butler Management For Voted - For
1B. Election of Director: Kimberly A. Casiano Management For Voted - For
1C. Election of Director: Anthony F. Earley, Jr. Management For Voted - For
1D. Election of Director: Edsel B. Ford II Management For Voted - For
1E. Election of Director: William Clay Ford, Jr. Management For Voted - For
1F. Election of Director: Richard A. Gephardt Management For Voted - For
1G. Election of Director: James H. Hance, Jr. Management For Voted - For
1H. Election of Director: William W. Helman IV Management For Voted - For
1I. Election of Director: Jon M. Huntsman, Jr. Management For Voted - For
1J. Election of Director: Richard A. Manoogian Management For Voted - For
1K. Election of Director: Ellen R. Marram Management For Voted - For
1L. Election of Director: Alan Mulally Management For Voted - For
1M. Election of Director: Homer A. Neal Management For Voted - For
1N. Election of Director: Gerald L. Shaheen Management For Voted - For
1O. Election of Director: John L. Thornton Management For Voted - For
2. Ratification of Selection of Independent Registered
Public Accounting Firm. Management For Voted - For
3. Say on Pay - an Advisory Vote to Approve the
Compensation of the Named Executives. Management For Voted - Against
4. Approval of the Terms of the Company's Annual
Incentive Compensation Plan. Management For Voted - For
5. Approval of the Terms of the Company's 2008
Long-term Incentive Plan. Management For Voted - For
6. Approval of the Tax Benefit Preservation Plan. Management For Voted - For
7. Relating to Consideration of A Recapitalization
Plan to Provide That All of the Company's
Outstanding Stock Have One Vote Per Share. Shareholder Against Voted - Against
8. Relating to Allowing Holders of 10% of Outstanding
Common Stock to Call Special Meeting of
Shareholders. Shareholder Against Voted - Against
16
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENERAL MOTORS COMPANY
CUSIP: 37045V100 TICKER: GM
Meeting Date: 06-Jun-13 Meeting Type: Annual
1A. Election of Director: Daniel F. Akerson Management For Voted - For
1B. Election of Director: David Bonderman Management For Voted - For
1C. Election of Director: Erroll B. Davis, Jr. Management For Voted - For
1D. Election of Director: Stephen J. Girsky Management For Voted - For
1E. Election of Director: E. Neville Isdell Management For Voted - For
1F. Election of Director: Robert D. Krebs Management For Voted - For
1G. Election of Director: Kathryn V. Marinello Management For Voted - For
1H. Election of Director: Michael G. Mullen Management For Voted - For
1I. Election of Director: James J. Mulva Management For Voted - For
1J. Election of Director: Patricia F. Russo Management For Voted - For
1K. Election of Director: Thomas M. Schoewe Management For Voted - For
1L. Election of Director: Theodore M. Solso Management For Voted - For
1M. Election of Director: Carol M. Stephenson Management For Voted - For
1N. Election of Director: Cynthia A. Telles Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Gm's Independent Registered Public
Accounting Firm for 2013 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - Against
4. Independent Board Chairman Shareholder Against Voted - Against
5. Executive Stock Retention Shareholder Against Voted - Against
GRAPHIC PACKAGING HOLDING COMPANY
CUSIP: 388689101 TICKER: GPK
Meeting Date: 22-May-13 Meeting Type: Annual
1. Director
1 George V. Bayly Management For Voted - For
2 David D. Campbell Management For Voted - For
3 Harold R. Logan, Jr. Management For Voted - For
4 David A. Perdue Management For Voted - For
HARRIS CORPORATION
CUSIP: 413875105 TICKER: HRS
Meeting Date: 26-Oct-12 Meeting Type: Annual
1A. Election of Director: William M. Brown Management For Voted - For
1B. Election of Director: Peter W. Chiarelli Management For Voted - For
1C. Election of Director: Thomas A. Dattilo Management For Voted - For
1D. Election of Director: Terry D. Growcock Management For Voted - For
1E. Election of Director: Lewis Hay III Management For Voted - For
1F. Election of Director: Karen Katen Management For Voted - For
17
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1G. Election of Director: Stephen P. Kaufman Management For Voted - For
1H. Election of Director: Leslie F. Kenne Management For Voted - For
1I. Election of Director: David B. Rickard Management For Voted - For
1J. Election of Director: James C. Stoffel Management For Voted - For
1K. Election of Director: Gregory T. Swienton Management For Voted - For
1L. Election of Director: Hansel E. Tookes II Management For Voted - For
2. Approval of the Compensation of our Named Executive
Officers. Management For Voted - Against
3. Approval of an Amendment to our Restated
Certificate of Incorporation to Permit Holders of
25% of our Outstanding Shares of Common Stock to
Call Special Meetings of Shareholders. Management For Voted - For
4. The Ratification of the Appointment by our Audit
Committee of Ernst & Young LLP As our Independent
Registered Public Accounting Firm for Fiscal Year
2013. Management For Voted - For
HEWLETT-PACKARD COMPANY
CUSIP: 428236103 TICKER: HPQ
Meeting Date: 20-Mar-13 Meeting Type: Annual
1A. Election of Director: M.l. Andreessen Management For Voted - For
1B. Election of Director: S. Banerji Management For Voted - For
1C. Election of Director: R.l. Gupta Management For Voted - For
1D. Election of Director: J.h. Hammergren Management For Voted - For
1E. Election of Director: R.j. Lane Management For Voted - For
1F. Election of Director: A.m. Livermore Management For Voted - For
1G. Election of Director: G.m. Reiner Management For Voted - For
1H. Election of Director: P.f. Russo Management For Voted - For
1I. Election of Director: G.k. Thompson Management For Voted - For
1J. Election of Director: M.c. Whitman Management For Voted - For
1K. Election of Director: R.v. Whitworth Management For Voted - For
2. Ratification of the Appointment of the Independent
Registered Public Accounting Firm for the Fiscal
Year Ending October 31, 2013. Management For Voted - For
3. Advisory Vote on Executive Compensation. Management For Voted - Against
4. Amend Hp's Amended and Restated Bylaws to Permit
Stockholder Proxy Access. Management For Voted - For
5. Approval of the Second Amended and Restated
Hewlett-packard Company 2004 Stock Incentive Plan. Management For Voted - For
6. Stockholder Proposal Relating to the Formation of A
Human Rights Committee. Shareholder Against Voted - Against
7. Stockholder Proposal Entitled "2013 Hewlett-packard
Resolution on Human Rights Policy." Shareholder Against Voted - Against
8. Stockholder Proposal Entitled "executives to Retain
Significant Stock." Shareholder Against Voted - Against
18
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HOLLYFRONTIER CORPORATION
CUSIP: 436106108 TICKER: HFC
Meeting Date: 15-May-13 Meeting Type: Annual
1A. Election of Director: Douglas Y. Bech Management For Voted - For
1B. Election of Director: Buford P. Berry Management For Voted - For
1C. Election of Director: Leldon E. Echols Management For Voted - For
1D. Election of Director: R. Kevin Hardage Management For Voted - For
1E. Election of Director: Michael C. Jennings Management For Voted - For
1F. Election of Director: Robert J. Kostelnik Management For Voted - For
1G. Election of Director: James H. Lee Management For Voted - For
1H. Election of Director: Robert G. Mckenzie Management For Voted - For
1I. Election of Director: Franklin Myers Management For Voted - For
1J. Election of Director: Michael E. Rose Management For Voted - For
1K. Election of Director: Tommy A. Valenta Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
3. To Ratify the Appointment of Ernst & Young LLP As
the Company's Registered Public Accounting Firm for
the 2013 Fiscal Year. Management For Voted - For
HUNTSMAN CORPORATION
CUSIP: 447011107 TICKER: HUN
Meeting Date: 02-May-13 Meeting Type: Annual
1. Director
1 Nolan D. Archibald Management For Voted - For
2 M. Anthony Burns Management For Voted - For
3 Jon M. Huntsman, Jr. Management For Voted - For
4 Sir Robert J. Margetts Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
3. Ratification of the Appointment of Deloitte &
Touche LLP As Huntsman Corporation's Independent
Registered Public Accounting Firm for the Year
Ending December 31, 2013. the Board of
Directors Recommends You Vote "against" the
Following Proposal Management For Voted - For
4. Vote on A Proposal Submitted by A Stockholder
Urging That the Board of Directors Take Necessary
Steps to Elect Each Director Annually. Shareholder Against Voted - Against
IAC/INTERACTIVECORP
CUSIP: 44919P508 TICKER: IACI
Meeting Date: 26-Jun-13 Meeting Type: Annual
1. Director
19
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Gregory R. Blatt Management For Voted - For
2 Edgar Bronfman, Jr. Management For Voted - For
3 Chelsea Clinton Management For Voted - For
4 Sonali De Rycker Management For Voted - For
5 Barry Diller Management For Voted - For
6 Michael D. Eisner Management For Voted - For
7 Victor A. Kaufman Management For Voted - For
8 Donald R. Keough Management For Voted - For
9 Bryan Lourd Management For Voted - For
10 Arthur C. Martinez Management For Voted - For
11 David Rosenblatt Management For Voted - For
12 Alan G. Spoon Management For Voted - For
13 A. Von Furstenberg Management For Voted - For
14 Richard F. Zannino Management For Voted - For
2. Approval of the 2013 Stock Plan Proposal. Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As Iac's Independent Registered Public
Accounting Firm for 2013. Management For Voted - For
ITRON, INC.
CUSIP: 465741106 TICKER: ITRI
Meeting Date: 03-May-13 Meeting Type: Annual
1A. Election of Director: Thomas S. Glanville Management For Voted - For
1B. Election of Director: Sharon L. Nelson Management For Voted - For
1C. Election of Director: Lynda L. Ziegler Management For Voted - For
1D. Election of Director: Philip C. Mezey Management For Voted - For
2. Proposal to Approve the Advisory (non-binding)
Resolution Relating to Executive Compensation. Management For Voted - Against
3. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2013. Management For Voted - For
LEGG MASON, INC.
CUSIP: 524901105 TICKER: LM
Meeting Date: 24-Jul-12 Meeting Type: Annual
1. Director
1 Robert E. Angelica Management For Did Not Vote
2 Barry W. Huff Management For Did Not Vote
3 John E. Koerner III Management For Did Not Vote
4 Cheryl Gordon Krongard Management For Did Not Vote
2. An Advisory Vote to Approve the Compensation of the
Company's Named Executive Officers. Management For Did Not Vote
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Fiscal
Year Ending March 31, 2013. Management For Did Not Vote
20
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LEUCADIA NATIONAL CORPORATION
CUSIP: 527288104 TICKER: LUK
Meeting Date: 28-Feb-13 Meeting Type: Special
1. To Approve Issuance of Common Shares, $1.00 Par
Value Per Share, of Leucadia National Corporation
("leucadia") to Stockholders of Jefferies Group,
Inc. ("jefferies") to be Issued As the Merger
Consideration in Connection with the Second Merger
As Contemplated by the Agreement and Plan of
Merger, Dated November 11, 2012, As More Fully
Described in the Proxy Statement Management For Voted - For
2. To Approve an Amendment to the Transfer
Restrictions Already Contained in Leucadia's
Certificate of Incorporation to Prevent Any Person
from Becoming A "5% Shareholder" Or Being Treated
As Owning More Than 5% of the Leucadia Common
Shares for Purposes of Section 382 of the Internal
Revenue Code of 1986, As Amended, As More Fully
Described in the Proxy Statement. Management For Voted - For
3. To Approve, on A Non-binding, Advisory Basis, the
Compensation That May be Paid Or Become Payable to
Leucadia's Named Executive Officers That is Based
on Or Otherwise Related to the Proposed
Transactions. Management For Voted - Against
4. To Adjourn the Leucadia Special Meeting, If
Necessary, to Solicit Additional Proxies If There
are Not Sufficient Votes at the Time of the Special
Meeting to Approve Proposal 1 Or 2. Management For Voted - For
LEXMARK INTERNATIONAL, INC.
CUSIP: 529771107 TICKER: LXK
Meeting Date: 25-Apr-13 Meeting Type: Annual
1A. Election of Director: Kathi P. Seifert Management For Voted - For
1B. Election of Director: Jean-paul L. Montupet Management For Voted - For
1C. Election of Director: Paul A. Rooke Management For Voted - For
1D. Election of Director: W. Roy Dunbar Management For Voted - For
2. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2013 Management For Voted - For
3. Approval, by Non-binding Advisory Vote, of Lexmark
International, Inc. Executive Compensation Management For Voted - Against
4. Approval of an Amendment to the Company's Restated
Certificate of Incorporation to Declassify the
Board of Directors Management For Voted - Against
5. Approval of the Company's 2013 Equity Compensation
Plan Management For Voted - For
21
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MARATHON OIL CORPORATION
CUSIP: 565849106 TICKER: MRO
Meeting Date: 24-Apr-13 Meeting Type: Annual
1A. Election of Director: Gregory H. Boyce Management For Voted - For
1B. Election of Director: Pierre Brondeau Management For Voted - For
1C. Election of Director: Clarence P. Cazalot, Jr. Management For Voted - For
1D. Election of Director: Linda Z. Cook Management For Voted - For
1E. Election of Director: Shirley Ann Jackson Management For Voted - For
1F. Election of Director: Philip Lader Management For Voted - For
1G. Election of Director: Michael E.j. Phelps Management For Voted - For
1H. Election of Director: Dennis H. Reilley Management For Voted - For
2. Ratification of the Selection of
PricewaterhouseCoopers LLP As our Independent
Auditor for 2013. Management For Voted - For
3. Board Proposal for A Non-binding Advisory Vote to
Approve our Named Executive Officer Compensation. Management For Voted - Against
4. Stockholder Proposal Seeking A Report Regarding the
Company's Lobbying Activities, Policies and
Procedures. Shareholder Against Voted - Against
MEDTRONIC, INC.
CUSIP: 585055106 TICKER: MDT
Meeting Date: 23-Aug-12 Meeting Type: Annual
1 Director
1 Richard H. Anderson Management For Did Not Vote
2 Victor J. Dzau, M.D. Management For Did Not Vote
3 Omar Ishrak Management For Did Not Vote
4 Shirley Ann Jackson Phd Management For Did Not Vote
5 Michael O. Leavitt Management For Did Not Vote
6 James T. Lenehan Management For Did Not Vote
7 Denise M. O'leary Management For Did Not Vote
8 Kendall J. Powell Management For Did Not Vote
9 Robert C. Pozen Management For Did Not Vote
10 Jack W. Schuler Management For Did Not Vote
2 To Ratify the Appointment of PricewaterhouseCoopers
LLP As Medtronic's Independent Registered Public
Accounting Firm. Management For Did Not Vote
3 A Non-binding Advisory Vote to Approve Executive
Compensation (a "say-on-pay" Vote). Management For Did Not Vote
4 To Amend the Company's Articles of Incorporation to
Provide for Majority Vote in Uncontested Elections
of Directors. Management For Did Not Vote
5 To Approve the Proxy Access Shareholder Proposal. Shareholder Did Not Vote
6 To Approve Adoption of A Simple Majority
Shareholder Proposal. Shareholder Did Not Vote
22
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
METROPCS COMMUNICATIONS, INC.
CUSIP: 591708102 TICKER: PCS
Meeting Date: 24-Apr-13 Meeting Type: Contested Special
1. To Approve the Stock Issuance Proposal Management For Voted - For
2. To Approve the Recapitalization Proposal Management For Voted - For
3. To Approve the Declassification Proposal Management For Voted - For
4. To Approve the Deutsche Telekom Director
Designation Proposal Management For Voted - For
5. To Approve the Director Removal Proposal Management For Voted - For
6. To Approve the Deutsche Telekom Approvals Proposal Management For Voted - For
7. To Approve the Calling of Stockholder Meeting
Proposal Management For Voted - For
8. To Approve the Action by Written Consent Proposal Management For Voted - For
9. To Approve the Bylaw Amendments Proposal Management For Voted - For
10. To Approve the Governing Law and Exclusive Forum
Proposal Management For Voted - For
11. To Approve the Change in Control Payments Proposal Management For Voted - For
12. To Approve the Adjournment Proposal Management For Voted - For
MGM RESORTS INTERNATIONAL
CUSIP: 552953101 TICKER: MGM
Meeting Date: 12-Jun-13 Meeting Type: Annual
1. Director
1 Robert H. Baldwin Management For Voted - For
2 William A. Bible Management For Voted - For
3 Burton M. Cohen Management For Voted - For
4 Willie D. Davis Management For Voted - For
5 William W. Grounds Management For Voted - For
6 Alexis M. Herman Management For Voted - For
7 Roland Hernandez Management For Voted - For
8 Anthony Mandekic Management For Voted - For
9 Rose Mckinney James Management For Voted - For
10 James J. Murren Management For Voted - For
11 Gregory M. Spierkel Management For Voted - For
12 Daniel J. Taylor Management For Voted - For
2. To Ratify the Selection of the Independent
Registered Public Accounting Firm for the Year
Ending December 31, 2013. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers. Management For Voted - Against
4. To Re-approve the Material Terms of the Performance
Goals Under the Amended and Restated 2005 Omnibus
Incentive Plan. Management For Voted - For
23
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MORGAN STANLEY
CUSIP: 617446448 TICKER: MS
Meeting Date: 14-May-13 Meeting Type: Annual
1A. Election of Director: Erskine B. Bowles Management For Voted - For
1B. Election of Director: Howard J. Davies Management For Voted - For
1C. Election of Director: Thomas H. Glocer Management For Voted - For
1D. Election of Director: James P. Gorman Management For Voted - For
1E. Election of Director: Robert H. Herz Management For Voted - For
1F. Election of Director: C. Robert Kidder Management For Voted - For
1G. Election of Director: Klaus Kleinfeld Management For Voted - For
1H. Election of Director: Donald T. Nicolaisen Management For Voted - For
1I. Election of Director: Hutham S. Olayan Management For Voted - For
1J. Election of Director: James W. Owens Management For Voted - For
1K. Election of Director: O. Griffith Sexton Management For Voted - For
1L. Election of Director: Ryosuke Tamakoshi Management For Voted - For
1M. Election of Director: Masaaki Tanaka Management For Voted - For
1N. Election of Director: Laura D. Tyson Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP
As Independent Auditor Management For Voted - For
3. To Approve the Compensation of Executives As
Disclosed in the Proxy Statement (non-binding
Advisory Resolution) Management For Voted - Against
4. To Amend the 2007 Equity Incentive Compensation
Plan to Increase Shares Available for Grant Management For Voted - Against
5. To Amend the 2007 Equity Incentive Compensation
Plan to Provide for Qualifying Performance-based
Long-term Incentive Awards Under Section 162(m) Management For Voted - Against
6. To Amend the Section 162(m) Performance Formula
Governing Annual Incentive Compensation for Certain
Officers Management For Voted - Against
MYRIAD GENETICS, INC.
CUSIP: 62855J104 TICKER: MYGN
Meeting Date: 05-Dec-12 Meeting Type: Annual
1. Director
1 John T. Henderson, M.D. Management For Voted - For
2 S. Louise Phanstiel Management For Voted - For
2. To Approve Proposed Amendments to the Company's
2010 Employee, Director and Consultant Equity
Incentive Plan. Management For Voted - Against
3. To Approve the Adoption of the Company's 2012
Employee Stock Purchase Plan. Management For Voted - Against
4. To Approve the Adoption of the Company's 2013
Executive Incentive Plan. Management For Voted - Against
24
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. To Ratify the Selection of Ernst & Young LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending June 30, 2013. Management For Voted - For
6. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers, As
Disclosed in the Proxy Statement. Management For Voted - Against
NEWFIELD EXPLORATION COMPANY
CUSIP: 651290108 TICKER: NFX
Meeting Date: 02-May-13 Meeting Type: Annual
1A. Election of Director: Lee K. Boothby Management For Voted - For
1B. Election of Director: Pamela J. Gardner Management For Voted - For
1C. Election of Director: John Randolph Kemp III Management For Voted - For
1D. Election of Director: Joseph H. Netherland Management For Voted - For
1E. Election of Director: Howard H. Newman Management For Voted - For
1F. Election of Director: Thomas G. Ricks Management For Voted - For
1G. Election of Director: Juanita M. Romans Management For Voted - For
1H. Election of Director: C.e. (chuck) Shultz Management For Voted - For
1I. Election of Director: Richard K. Stoneburner Management For Voted - For
1J. Election of Director: J. Terry Strange Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As Independent Auditor
for Fiscal 2013. Management For Voted - For
3. Advisory Vote on Named Executive Officer
Compensation. Management For Voted - Against
4. Approval of the First Amended and Restated Newfield
Exploration Company 2011 Omnibus Stock Plan. Management For Voted - For
5. Stockholder Proposal - Policy Requiring Independent
Director with Environmental Expertise. Shareholder Against Voted - Against
NII HOLDINGS, INC.
CUSIP: 62913F201 TICKER: NIHD
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Election of Director: Donald Guthrie Management For Voted - For
1.2 Election of Director: Steven M. Shindler Management For Voted - For
2. Advisory Vote on the Compensation of the Company's
Named Executive Officers. Management For Voted - Against
3. Amendment of the Company's 2012 Incentive
Compensation Plan to Increase the Authorized Shares
Available for Issuance. Management For Voted - Against
4. Amendment of the Company's Restated Certificate of
Incorporation to Declassify the Board of Directors
and Eliminate Obsolete Provisions. Management For Voted - Against
5. Ratification of PricewaterhouseCoopers LLP As the
Company's Independent Registered Public Accounting
Firm for Fiscal Year 2013. Management For Voted - For
25
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NORTHROP GRUMMAN CORPORATION
CUSIP: 666807102 TICKER: NOC
Meeting Date: 15-May-13 Meeting Type: Annual
1A. Election of Director: Wesley G. Bush Management For Voted - For
1B. Election of Director: Victor H. Fazio Management For Voted - For
1C. Election of Director: Donald E. Felsinger Management For Voted - For
1D. Election of Director: Stephen E. Frank Management For Voted - For
1E. Election of Director: Bruce S. Gordon Management For Voted - For
1F. Election of Director: Madeleine A. Kleiner Management For Voted - For
1G. Election of Director: Karl J. Krapek Management For Voted - For
1H. Election of Director: Richard B. Myers Management For Voted - For
1I. Election of Director: Aulana L. Peters Management For Voted - For
1J. Election of Director: Gary Roughead Management For Voted - For
1K. Election of Director: Thomas M. Schoewe Management For Voted - For
1L. Election of Director: Kevin W. Sharer Management For Voted - For
2. Proposal to Approve, on an Advisory Basis, the
Compensation of Named Executive Officers. Management For Voted - Against
3. Proposal to Ratify the Appointment of Deloitte &
Touche LLP As the Company's Independent Auditor for
Fiscal Year Ending December 31, 2013. Management For Voted - For
4. Shareholder Proposal Regarding Additional
Disclosure of Lobbying Activities. Shareholder Against Voted - Against
5. Shareholder Proposal Regarding Independent Board
Chairman. Shareholder Against Voted - Against
OSHKOSH CORPORATION
CUSIP: 688239201 TICKER: OSK
Meeting Date: 29-Jan-13 Meeting Type: Annual
1. Director
1 Richard M. Donnelly Management For Voted - For
2 Michael W. Grebe Management For Voted - For
3 Peter B. Hamilton Management For Voted - For
4 Kathleen J. Hempel Management For Voted - For
5 Leslie F. Kenne Management For Voted - For
6 J. Peter Mosling, Jr. Management For Voted - For
7 Stephen D. Newlin Management For Voted - For
8 Craig P. Omtvedt Management For Voted - For
9 Duncan J. Palmer Management For Voted - For
10 John S. Shiely Management For Voted - For
11 Richard G. Sim Management For Voted - For
12 Charles L. Szews Management For Voted - For
13 William S. Wallace Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP, an Independent Registered Public
26
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Accounting Firm, As the Company's Independent
Auditors for Fiscal Year 2013. Management For Voted - For
3. Approval, by Advisory Vote, of the Compensation of
the Named Executive Officers. Management For Voted - Against
4. Consideration of A Shareholder Proposal, If
Properly Presented. Shareholder Against Voted - Against
PARTNERRE LTD.
CUSIP: G6852T105 TICKER: PRE
Meeting Date: 17-May-13 Meeting Type: Annual
1. Director
1 Jean-paul L. Montupet Management For Voted - For
2 Lucio Stanca Management For Voted - For
2. To Re-appoint Deloitte & Touche Ltd., the
Independent Registered Public Accounting Firm, As
our Independent Auditors, to Serve Until the 2014
Annual General Meeting, and to Refer Decisions
About the Auditors' Compensation to the Board of
Directors Management For Voted - For
3. To Approve the Executive Compensation Disclosed
Pursuant to Item 402 Regulation S-k (non- Binding
Advisory Vote) Management For Voted - Against
PEABODY ENERGY CORPORATION
CUSIP: 704549104 TICKER: BTU
Meeting Date: 29-Apr-13 Meeting Type: Annual
1. Director
1 Gregory H. Boyce Management For Voted - For
2 William A. Coley Management For Voted - For
3 William E. James Management For Voted - For
4 Robert B. Karn III Management For Voted - For
5 Henry E. Lentz Management For Voted - For
6 Robert A. Malone Management For Voted - For
7 William C. Rusnack Management For Voted - For
8 John F. Turner Management For Voted - For
9 Sandra A. Van Trease Management For Voted - For
10 Alan H. Washkowitz Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
3. Advisory Resolution to Approve Named Executive
Officer Compensation. Management For Voted - Against
4. Approval of the Material Terms of the Performance
Goals Under our 2008 Management Annual Incentive
Compensation Plan. Management For Voted - For
5. Shareholder Proposal Regarding Lobbying Activities. Shareholder Against Voted - Against
6. Shareholder Proposal Regarding an Independent Board
Chair. Shareholder Against Voted - Against
27
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PITNEY BOWES INC.
CUSIP: 724479100 TICKER: PBI
Meeting Date: 13-May-13 Meeting Type: Annual
1A. Election of Director: Linda G. Alvarado Management For Voted - For
1B. Election of Director: Anne M. Busquet Management For Voted - For
1C. Election of Director: Roger Fradin Management For Voted - For
1D. Election of Director: Anne Sutherland Fuchs Management For Voted - For
1E. Election of Director: S. Douglas Hutcheson Management For Voted - For
1F. Election of Director: Marc B. Lautenbach Management For Voted - For
1G. Election of Director: Eduardo R. Menasce Management For Voted - For
1H. Election of Director: Michael I. Roth Management For Voted - For
1I. Election of Director: David L. Shedlarz Management For Voted - For
1J. Election of Director: David B. Snow, Jr. Management For Voted - For
2. Ratification of the Audit Committee's Appointment
of the Independent Accountants for 2013. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
4. Approval of the 2013 Stock Plan. Management For Voted - For
REINSURANCE GROUP OF AMERICA, INC.
CUSIP: 759351604 TICKER: RGA
Meeting Date: 15-May-13 Meeting Type: Annual
1. Director
1 William J. Bartlett Management For Voted - For
2 Alan C. Henderson Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
3. Approve Amendment to the Company's Flexible Stock
Plan. Management For Voted - For
4. Re-approve the Performance Measures Under the
Company's Annual Bonus Plan. Management For Voted - For
5. Re-approve the Performance Measures Under the
Company's Flexible Stock Plan. Management For Voted - For
6. Amend the Company's Articles of Incorporation to
Declassify the Board of Directors. Management For Voted - Against
7. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Auditor for the Fiscal
Year Ending December 31, 2013. Management For Voted - For
ROYAL CARIBBEAN CRUISES LTD.
CUSIP: V7780T103 TICKER: RCL
Meeting Date: 22-May-13 Meeting Type: Annual
1A. Election of Director: William L. Kimsey Management For Voted - For
1B. Election of Director: Thomas J. Pritzker Management For Voted - For
28
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Bernt Reitan Management For Voted - For
2. Advisory Approval of the Company's Compensation of
Its Named Executive Officers. Management For Voted - Against
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2013. Management For Voted - For
4. The Shareholder Proposal Set Forth in the
Accompanying Proxy Statement. Shareholder Against Voted - Against
RPC, INC.
CUSIP: 749660106 TICKER: RES
Meeting Date: 23-Apr-13 Meeting Type: Annual
1. Director
1 James A. Lane, Jr.* Management For Voted - For
2 Linda H. Graham* Management For Voted - For
3 Bill J. Dismuke* Management For Voted - For
4 Gary W. Rollins# Management For Voted - For
2. To Ratify the Appointment of Grant Thornton LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2013 Management For Voted - For
SAFEWAY INC.
CUSIP: 786514208 TICKER: SWY
Meeting Date: 14-May-13 Meeting Type: Annual
1A. Election of Director: Janet E. Grove Management For Voted - For
1B. Election of Director: Mohan Gyani Management For Voted - For
1C. Election of Director: Frank C. Herringer Management For Voted - For
1D. Election of Director: George J. Morrow Management For Voted - For
1E. Election of Director: Kenneth W. Oder Management For Voted - For
1F. Election of Director: T. Gary Rogers Management For Voted - For
1G. Election of Director: Arun Sarin Management For Voted - For
1H. Election of Director: William Y. Tauscher Management For Voted - For
2. Non-binding Advisory Approval of the Company's
Executive Compensation ("say-on-pay"). Management For Voted - Against
3. Re-approval of the 2007 Equity and Incentive Award
Plan. Management For Voted - For
4. Ratification of Appointment of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2013. Management For Voted - For
29
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SAIC, INC.
CUSIP: 78390X101 TICKER: SAI
Meeting Date: 07-Jun-13 Meeting Type: Annual
1A. Election of Director: France A. Cordova Management For Voted - For
1B. Election of Director: Jere A. Drummond Management For Voted - For
1C. Election of Director: Thomas F. Frist, III Management For Voted - For
1D. Election of Director: John J. Hamre Management For Voted - For
1E. Election of Director: Miriam E. John Management For Voted - For
1F. Election of Director: Anita K. Jones Management For Voted - For
1G. Election of Director: John P. Jumper Management For Voted - For
1H. Election of Director: Harry M.j. Kraemer, Jr. Management For Voted - For
1I. Election of Director: Lawrence C. Nussdorf Management For Voted - For
1J. Election of Director: Edward J. Sanderson, Jr. Management For Voted - For
2. Approve an Amendment to our Certificate of
Incorporation to Effect A Reverse Stock Split. Management For Voted - Against
3. Approve an Amendment to our Certificate of
Incorporation to Change the Name of our Company
from Saic, Inc. to Leidos Holdings, Inc. Management For Voted - For
4. Approve an Amendment to our Certificate of
Incorporation to Decrease the Range of Required
Directors. Management For Voted - Against
5. Approve an Amendment to our Certificate of
Incorporation to Eliminate Or Reduce Supermajority
Voting Provisions. Management For Voted - Against
6. Approve, by an Advisory Vote, Executive
Compensation. Management For Voted - Against
7. The Ratification of the Appointment of Deloitte &
Touche LLP As our Independent Registered Public
Accounting Firm for the Fiscal Year Ending January
31, 2014. Management For Voted - For
SANDRIDGE ENERGY, INC.
CUSIP: 80007P307 TICKER: SD
Meeting Date: 13-Mar-13 Meeting Type: Contested Consent
01 Proposal Made by the Tpg-axon Group to Amend
Section 1 of Article III of the Amended and
Restated Bylaws of the Company to (i) De-stagger
the Board of Directors of the Company, (ii) Provide
That the Size of the Board May be Fixed by Either A
Majority Vote of the Board Or the Stockholders,
(iii) Provide That Vacancies on the Board May be
Filled by the Stockholders, and (iv) Provide That
Directors be Removed with Or Without Cause
"yes, Revoke My Consent = For; No, Do Not Revoke My
Consent = Abstain." Management For Voted - For
30
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2A Proposal Made by the Tpg-axon Group to Remove: Jim
J. Brewer "yes, Revoke My Consent = For; No, Do Not
Revoke My Consent = Abstain." Management For Voted - For
2B Proposal Made by the Tpg-axon Group to Remove:
Everett R. Dobson "yes, Revoke My Consent =
For; No, Do Not Revoke My Consent = Abstain." Management For Voted - For
2C Proposal Made by the Tpg-axon Group to Remove
William A. Gilliland "yes, Revoke My Consent =
For; No, Do Not Revoke My
Consent = Abstain." Management For Voted - For
2D Proposal Made by the Tpg-axon Group to Remove:
Daniel W. Jordan "yes, Revoke My Consent = For; No,
Do Not Revoke My Consent = Abstain." Management For Voted - For
2E Proposal Made by the Tpg-axon Group to Remove: Roy
T. Oliver, Jr. "yes, Revoke My Consent = For; No,
Do Not Revoke My Consent = Abstain." Management For Voted - For
2F Proposal Made by the Tpg-axon Group to Remove:
Jeffrey S. Serota "yes, Revoke My Consent = For;
No, Do Not Revoke My Consent = Abstain." Management For Voted - For
2G Proposal Made by the Tpg-axon Group to Remove: Tom
L. Ward "yes, Revoke My Consent = For; No, Do Not
Revoke My Consent = Abstain." Management For Voted - For
3A Proposal Made by the Tpg-axon Group to Elect:
Stephen C. Beasley "yes, Revoke My Consent = For;
No, Do Not Revoke My Consent = Abstain." Management For Voted - For
3B Proposal Made by the Tpg-axon Group to Elect:
Edward W. Moneypenny "yes, Revoke My Consent =
For; No, Do Not Revoke My
Consent = Abstain." Management For Voted - For
3C Proposal Made by the Tpg-axon Group to Elect:
Fredric G. Reynolds "yes, Revoke My Consent =
For; No, Do Not Revoke My
Consent = Abstain." Management For Voted - For
3D Proposal Made by the Tpg-axon Group to Elect: Peter
H. Rothschild "yes, Revoke My Consent = For;
No, Do Not Revoke My Consent =
Abstain." Management For Voted - For
3E Proposal Made by the Tpg-axon Group to Elect:
Dinakar Singh "yes, Revoke My Consent = For; No, Do
Not Revoke My Consent = Abstain." Management For Voted - For
3F Proposal Made by the Tpg-axon Group to Elect: Alan
J. Weber Management For Voted - For
3G Proposal Made by the Tpg-axon Group to Elect: Dan
A. Westbrook "yes, Revoke My Consent = For; No, Do
Not Revoke My Consent = Abstain." Management For Voted - For
SEARS HOLDINGS CORPORATION
CUSIP: 812350106 TICKER: SHLD
Meeting Date: 01-May-13 Meeting Type: Annual
1. Director
1 Paul G. Depodesta Management For Voted - For
31
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 William C. Kunkler, III Management For Voted - For
3 Edward S. Lampert Management For Voted - For
4 Steven T. Mnuchin Management For Voted - For
5 Ann N. Reese Management For Voted - For
6 Thomas J. Tisch Management For Voted - For
2. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - Against
3. Approve the Sears Holdings Corporation 2013 Stock
Plan. Management For Voted - For
4. Approve an Amendment to the Performance Measures
Under the Amended and Restated Sears Holdings
Corporation Umbrella Incentive Program. Management For Voted - For
5. Ratify the Appointment by the Audit Committee of
Deloitte & Touche LLP As the Company's Independent
Registered Public Accounting Firm for Fiscal Year
2013. Management For Voted - For
SMITHFIELD FOODS, INC.
CUSIP: 832248108 TICKER: SFD
Meeting Date: 19-Sep-12 Meeting Type: Annual
1A Election of Director: Joseph W. Luter, III Management For Voted - For
1B Election of Director: C. Larry Pope Management For Voted - For
1C Election of Director: Wendell H. Murphy, Sr. Management For Voted - For
1D Election of Director: Paul S. Trible, Jr. Management For Voted - For
2A. Proposal to Approve an Amendment to the Company's
Articles of Incorporation to Declassify the Board
of Directors. Management For Voted - Against
2B. Proposal to Approve an Amendment to the Company's
Articles of Incorporation to Eliminate the
Supermajority Voting Requirement for Amending Or
Repealing Certain Provisions of the Company's
Articles of Incorporation. Management For Voted - Against
3. Proposal to Ratify the Selection of Ernst & Young
LLP As the Company's Independent Auditors for the
Fiscal Year Ending April 28, 2013. Management For Voted - For
4. Proposal to Consider and Act on an Advisory Vote to
Approve Named Executive Officer Compensation. Management For Voted - Against
SOHU.COM INC.
CUSIP: 83408W103 TICKER: SOHU
Meeting Date: 14-Jun-13 Meeting Type: Annual
1 Director
1 Dr. Charles Zhang Management For Voted - For
2 Mr. Charles Huang Management For Voted - For
3 Dr. Dave Qi Management For Voted - For
4 Mr. Shi Wang Management For Voted - For
32
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Vote on an Advisory Resolution Approving our
Executive Compensation. Management For Voted - Against
3. To Ratify the Appointment of PricewaterhouseCoopers
Zhong Tian Cpas Limited Company As our Independent
Auditors for the Fiscal Year Ending December 31,
2013. Management For Voted - For
STAPLES, INC.
CUSIP: 855030102 TICKER: SPLS
Meeting Date: 03-Jun-13 Meeting Type: Annual
1A. Election of Director: Basil L. Anderson Management For Voted - For
1B. Election of Director: Arthur M. Blank Management For Voted - For
1C. Election of Director: Drew G. Faust Management For Voted - For
1D. Election of Director: Justin King Management For Voted - For
1E. Election of Director: Carol Meyrowitz Management For Voted - For
1F. Election of Director: Rowland T. Moriarty Management For Voted - For
1G. Election of Director: Robert C. Nakasone Management For Voted - For
1H. Election of Director: Ronald L. Sargent Management For Voted - For
1I. Election of Director: Elizabeth A. Smith Management For Voted - For
1J. Election of Director: Robert E. Sulentic Management For Voted - For
1K. Election of Director: Raul Vazquez Management For Voted - For
1L. Election of Director: Vijay Vishwanath Management For Voted - For
1M. Election of Director: Paul F. Walsh Management For Voted - For
2. Approval, on an Advisory Basis, of Named Executive
Officer Compensation. Management For Voted - Against
3. Ratification of the Selection by the Audit
Committee of Ernst & Young LLP As Staples'
Independent Registered Public Accounting Firm for
the Current Fiscal Year. Management For Voted - For
4. Non-binding Stockholder Proposal to Provide Proxy
Access for Stockholders Holding 1% of the Company's
Common Stock for One Year. Shareholder Against Voted - Against
5. Non-binding Stockholder Proposal Requiring Company
to Have an Independent Board Chairman. Shareholder Against Voted - Against
SUPERIOR ENERGY SERVICES, INC.
CUSIP: 868157108 TICKER: SPN
Meeting Date: 06-Jun-13 Meeting Type: Annual
1. Director
1 Harold J. Bouillion Management For Voted - For
2 Enoch L. Dawkins Management For Voted - For
3 David D. Dunlap Management For Voted - For
4 James M. Funk Management For Voted - For
5 Terence E. Hall Management For Voted - For
6 E.E. "wyn" Howard, III Management For Voted - For
7 Peter D. Kinnear Management For Voted - For
33
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Michael M. Mcshane Management For Voted - For
9 W. Matt Ralls Management For Voted - For
10 Justin L. Sullivan Management For Voted - For
2. An Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - Against
3. The Adoption of the 2013 Stock Incentive Plan. Management For Voted - For
4. The Adoption of the 2013 Employee Stock Purchase
Plan. Management For Voted - For
5. The Adoption of an Amendment to our Certificate of
Incorporation to Remove the Limitation on Non- U.S.
Citizen Stock Ownership. Management For Voted - For
6. The Ratification of the Appointment of KPMG LLP As
our Independent Registered Public Accounting Firm
for 2013. Management For Voted - For
SUPERVALU INC.
CUSIP: 868536103 TICKER: SVU
Meeting Date: 17-Jul-12 Meeting Type: Annual
1A. Election of Director: Donald R. Chappel Management For Voted - For
1B. Election of Director: Irwin S. Cohen Management For Voted - For
1C. Election of Director: Ronald E. Daly Management For Voted - For
1D. Election of Director: Susan E. Engel Management For Voted - For
1E. Election of Director: Philip L. Francis Management For Voted - For
1F. Election of Director: Edwin C. Gage Management For Voted - For
1G. Election of Director: Craig R. Herkert Management For Voted - For
1H. Election of Director: Steven S. Rogers Management For Voted - For
1I. Election of Director: Matthew E. Rubel Management For Voted - For
1J. Election of Director: Wayne C. Sales Management For Voted - For
1K. Election of Director: Kathi P. Seifert Management For Voted - For
2. Ratification of Appointment of KPMG LLP As
Independent Registered Public Accountants Management For Voted - For
3. To Approve, by Non-binding Vote, the Executive
Compensation As Disclosed in the Proxy Statement Management For Voted - Against
4. To Approve the Supervalu Inc. 2012 Stock Plan Management For Voted - Against
5. To Approve the Amendment of the Directors' Deferred
Compensation Plan Management For Voted - Against
6. To Approve the Amendment to the Restated
Certificate of Incorporation to Reduce the
Supermajority Voting Thresholds Management For Voted - Against
7. To Approve the Amendment to the Restated Bylaws to
Reduce the Supermajority Voting Thresholds Management For Voted - Against
8. To Approve the Amendment to the Restated
Certificate of Incorporation to Change the Par
Value of the Common Stock Management For Voted - For
34
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SYMANTEC CORPORATION
CUSIP: 871503108 TICKER: SYMC
Meeting Date: 23-Oct-12 Meeting Type: Annual
1A. Election of Director: Stephen M. Bennett Management For Voted - For
1B. Election of Director: Michael A. Brown Management For Voted - For
1C. Election of Director: Frank E. Dangeard Management For Voted - For
1D. Election of Director: Stephen E. Gillett Management For Voted - For
1E. Election of Director: Geraldine B. Laybourne Management For Voted - For
1F. Election of Director: David L. Mahoney Management For Voted - For
1G. Election of Director: Robert S. Miller Management For Voted - For
1H. Election of Director: Daniel H. Schulman Management For Voted - For
1I. Election of Director: V. Paul Unruh Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2013 Fiscal Year. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
4. Stockholder Proposal Regarding Executives to Retain
Significant Stock, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
TELEPHONE AND DATA SYSTEMS, INC.
CUSIP: 879433829 TICKER: TDS
Meeting Date: 24-May-13 Meeting Type: Contested Annual
1. Director
1 C.A. Davis Management For Voted - For
2 G.W. Off Management For Voted - For
3 M.H. Saranow Management For Voted - For
4 G.L. Sugarman Management For Voted - For
2. Ratify Accountants for 2013. Management For Voted - For
3. Compensation Plan for Non- Employee Directors. Management For Voted - Against
4. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
5. Shareholder Proposal to Recapitalize Tds'
Outstanding Stock. Shareholder Against Voted - Against
TESORO CORPORATION
CUSIP: 881609101 TICKER: TSO
Meeting Date: 01-May-13 Meeting Type: Annual
1A. Election of Director: Rodney F. Chase Management For Voted - For
1B. Election of Director: Gregory J. Goff Management For Voted - For
1C. Election of Director: Robert W. Goldman Management For Voted - For
1D. Election of Director: Steven H. Grapstein Management For Voted - For
1E. Election of Director: David Lilley Management For Voted - For
1F. Election of Director: Mary Pat Mccarthy Management For Voted - For
35
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1G. Election of Director: J.w. Nokes Management For Voted - For
1H. Election of Director: Susan Tomasky Management For Voted - For
1I. Election of Director: Michael E. Wiley Management For Voted - For
1J. Election of Director: Patrick Y. Yang Management For Voted - For
2. To Conduct an Advisory Vote to Approve Executive
Compensation. Management For Voted - Against
3. To Approve the Tesoro Corporation Amended and
Restated 2011 Long-term Incentive Plan. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm. Management For Voted - For
THE BANK OF NEW YORK MELLON CORPORATION
CUSIP: 064058100 TICKER: BK
Meeting Date: 09-Apr-13 Meeting Type: Annual
1A. Election of Director: Ruth E. Bruch Management For Voted - For
1B. Election of Director: Nicholas M. Donofrio Management For Voted - For
1C. Election of Director: Gerald L. Hassell Management For Voted - For
1D. Election of Director: Edmund F. Kelly Management For Voted - For
1E. Election of Director: Richard J. Kogan Management For Voted - For
1F. Election of Director: Michael J. Kowalski Management For Voted - For
1G. Election of Director: John A. Luke, Jr. Management For Voted - For
1H. Election of Director: Mark A. Nordenberg Management For Voted - For
1I. Election of Director: Catherine A. Rein Management For Voted - For
1J. Election of Director: William C. Richardson Management For Voted - For
1K. Election of Director: Samuel C. Scott III Management For Voted - For
1L. Election of Director: Wesley W. Von Schack Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation. Management For Voted - Against
3. Ratification of KPMG LLP As our Independent Auditor
for 2013. Management For Voted - For
THE KROGER CO.
CUSIP: 501044101 TICKER: KR
Meeting Date: 27-Jun-13 Meeting Type: Annual
1A. Election of Director: Reuben V. Anderson Management For Voted - For
1B. Election of Director: Robert D. Beyer Management For Voted - For
1C. Election of Director: David B. Dillon Management For Voted - For
1D. Election of Director: Susan J. Kropf Management For Voted - For
1E. Election of Director: John T. Lamacchia Management For Voted - For
1F. Election of Director: David B. Lewis Management For Voted - For
1G. Election of Director: W. Rodney Mcmullen Management For Voted - For
1H. Election of Director: Jorge P. Montoya Management For Voted - For
1I. Election of Director: Clyde R. Moore Management For Voted - For
1J. Election of Director: Susan M. Phillips Management For Voted - For
1K. Election of Director: Steven R. Rogel Management For Voted - For
36
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1L. Election of Director: James A. Runde Management For Voted - For
1M. Election of Director: Ronald L. Sargent Management For Voted - For
1N. Election of Director: Bobby S. Shackouls Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
3. Approval of PricewaterhouseCoopers LLP, As Auditors. Management For Voted - For
4. A Shareholder Proposal, If Properly Presented, to
Publish A Report on Human Rights Risks in the
Supply Chain. Shareholder Against Voted - Against
5. A Shareholder Proposal, If Properly Presented, to
Adopt A Policy That the Board's Chairman be an
Independent Director. Shareholder Against Voted - Against
6. A Shareholder Proposal, If Properly Presented, to
Issue A Report Regarding Extended Producer
Responsibility for Post- Consumer Package Recycling. Shareholder Against Voted - Against
7. A Shareholder Proposal, If Properly Presented, to
Adopt and Implement A Comprehensive Palm Oil Policy. Shareholder Against Voted - Against
THE NASDAQ OMX GROUP, INC.
CUSIP: 631103108 TICKER: NDAQ
Meeting Date: 22-May-13 Meeting Type: Annual
1A. Election of Director: Steven D. Black Management For Voted - For
1B. Election of Director: Borje E. Ekholm Management For Voted - For
1C. Election of Director: Robert Greifeld Management For Voted - For
1D. Election of Director: Glenn H. Hutchins Management For Voted - For
1E. Election of Director: Essa Kazim Management For Voted - For
1F. Election of Director: John D. Markese Management For Voted - For
1G. Election of Director: Ellyn A. Mccolgan Management For Voted - For
1H. Election of Director: Thomas F. O'neill Management For Voted - For
1I. Election of Director: James S. Riepe Management For Voted - For
1J. Election of Director: Michael R. Splinter Management For Voted - For
1K. Election of Director: Lars R. Wedenborn Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Nasdaq Omx's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2013. Management For Voted - For
3. To Approve the Company's Executive Compensation on
an Advisory Basis. Management For Voted - Against
4. To Approve an Amendment of Nasdaq Omx's Restated
Certificate of Incorporation to Remove and Replace
the Supermajority Voting Requirements. Management For Voted - Against
5. To Approve an Amendment and Restatement of Nasdaq
Omx's Restated Certificate of Incorporation to Make
Other Non- Substantive Changes. Management For Voted - For
37
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE TIMKEN COMPANY
CUSIP: 887389104 TICKER: TKR
Meeting Date: 07-May-13 Meeting Type: Annual
1. Director
1 John M. Ballbach Management For Voted - For
2 Phillip R. Cox Management For Voted - For
3 Diane C. Creel Management For Voted - For
4 James W. Griffith Management For Voted - For
5 John A. Luke, Jr. Management For Voted - For
6 Joseph W. Ralston Management For Voted - For
7 John P. Reilly Management For Voted - For
8 Frank C. Sullivan Management For Voted - For
9 John M. Timken, Jr. Management For Voted - For
10 Ward J. Timken Management For Voted - For
11 Ward J. Timken, Jr. Management For Voted - For
12 Jacqueline F. Woods Management For Voted - For
2. Ratification of the Selection of Ernst & Young LLP
As the Independent Auditor for the Fiscal Year
Ending December 31, 2013. Management For Voted - For
3. An Advisory Resolution Regarding Named Executive
Officer Compensation. Management For Voted - Against
4. Amendments to the Company's Amended Articles of
Incorporation to Reduce Certain Shareholder Voting
Requirements. Management For Voted - Against
5. Amendments to the Company's Amended Regulations to
Reduce Certain Shareholder Voting Requirements. Management For Voted - Against
6. A Shareholder Proposal Recommending That the Board
of Directors Engage an Investment Banking Firm to
Effectuate A Spin- Off of the Company's Steel
Business Segment Into A Separately-traded Public
Company. Shareholder Against Voted - Against
THORATEC CORPORATION
CUSIP: 885175307 TICKER: THOR
Meeting Date: 22-May-13 Meeting Type: Annual
1 Director
1 Neil F. Dimick Management For Voted - For
2 Gerhard F. Burbach Management For Voted - For
3 J. Daniel Cole Management For Voted - For
4 Steven H. Collis Management For Voted - For
5 D. Keith Grossman Management For Voted - For
6 William A. Hawkins Management For Voted - For
7 Paul A. Laviolette Management For Voted - For
8 Daniel M. Mulvena Management For Voted - For
9 Todd C. Schermerhorn Management For Voted - For
38
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Approval of the Compensation of the Company's Named
Executive Officers. Management For Voted - Against
3. Ratification of the Appointment of Deloitte &
Touche LLP As the Company's Independent Auditors
for Its Fiscal Year Ending December 28, 2013. Management For Voted - For
TIME WARNER CABLE INC
CUSIP: 88732J207 TICKER: TWC
Meeting Date: 16-May-13 Meeting Type: Annual
1A. Election of Director: Carole Black Management For Voted - For
1B. Election of Director: Glenn A. Britt Management For Voted - For
1C. Election of Director: Thomas H. Castro Management For Voted - For
1D. Election of Director: David C. Chang Management For Voted - For
1E. Election of Director: James E. Copeland, Jr. Management For Voted - For
1F. Election of Director: Peter R. Haje Management For Voted - For
1G. Election of Director: Donna A. James Management For Voted - For
1H. Election of Director: Don Logan Management For Voted - For
1I. Election of Director: N.j. Nicholas, Jr. Management For Voted - For
1J. Election of Director: Wayne H. Pace Management For Voted - For
1K. Election of Director: Edward D. Shirley Management For Voted - For
1L. Election of Director: John E. Sununu Management For Voted - For
2. Ratification of Independent Registered Public
Accounting Firm. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
4. Stockholder Proposal on Disclosure of Lobbying
Activities. Shareholder Against Voted - Against
5. Stockholder Proposal on Accelerated Vesting of
Equity Awards in A Change in Control. Shareholder Against Voted - Against
T-MOBILE US, INC.
CUSIP: 872590104 TICKER: TMUS
Meeting Date: 04-Jun-13 Meeting Type: Annual
1. Director
1 W. Michael Barnes Management For Voted - For
2 Srikant Datar Management For Voted - For
3 Lawrence H. Guffey Management For Voted - For
4 Timotheus Hottges Management For Voted - For
5 Raphael Kubler Management For Voted - For
6 Thorsten Langheim Management For Voted - For
7 John J. Legere Management For Voted - For
8 Rene Obermann Management For Voted - For
9 James N. Perry, Jr. Management For Voted - For
10 Teresa A. Taylor Management For Voted - For
11 Kelvin R. Westbrook Management For Voted - For
39
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for Fiscal Year
2013. Management For Voted - For
3. Approval of the T-mobile Us, Inc. 2013 Omnibus
Incentive Plan. Management For Voted - For
TRONOX LIMITED
CUSIP: Q9235V101 TICKER: TROX
Meeting Date: 21-May-13 Meeting Type: Annual
1. Director
1 Thomas Casey Management For Did Not Vote
2 Andrew P. Hines Management For Did Not Vote
3 Wayne A. Hinman Management For Did Not Vote
4 Ilan Kaufthal Management For Did Not Vote
5 Jeffry N. Quinn Management For Did Not Vote
6 Peter Johnston Management For Did Not Vote
2. To Approve the Tronox Limited Annual Performance
Bonus Plan. Management For Did Not Vote
3. To Approve the Appointment of the Tronox Limited
Independent Registered Public Auditor, Who Will
Serve Until That Auditor Resigns Or is Removed. Management For Did Not Vote
4. To Approve, on A Non-binding Advisory Basis, the
Compensation of the Company's Named Executive
Officers (the "say-on-pay Vote"). Management For Did Not Vote
5. To Approve, on A Non-binding Advisory Basis, the
Frequency of the Say-on-pay Vote. Management For Did Not Vote
TYSON FOODS, INC.
CUSIP: 902494103 TICKER: TSN
Meeting Date: 01-Feb-13 Meeting Type: Annual
1A. Election of Director: John Tyson Management For Voted - For
1B. Election of Director: Kathleen M. Bader Management For Voted - For
1C. Election of Director: Gaurdie E. Banister Jr. Management For Voted - For
1D. Election of Director: Jim Kever Management For Voted - For
1E. Election of Director: Kevin M. Mcnamara Management For Voted - For
1F. Election of Director: Brad T. Sauer Management For Voted - For
1G. Election of Director: Robert Thurber Management For Voted - For
1H. Election of Director: Barbara A. Tyson Management For Voted - For
1I. Election of Director: Albert C. Zapanta Management For Voted - For
2. To Approve the Amendment and Restatement of the
Tyson Foods, Inc. 2000 Stock Incentive Plan. Management For Voted - Against
3. To Approve the Amendment and Restatement of the
Tyson Foods, Inc. Employee Stock Purchase Plan. Management For Voted - For
4. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Independent Registered Public Accounting
40
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Firm for the Company for the Fiscal Year Ending
September 28, 2013. Management For Voted - For
UNITED STATES CELLULAR CORPORATION
CUSIP: 911684108 TICKER: USM
Meeting Date: 14-May-13 Meeting Type: Annual
1. Director
1 P.H. Denuit Management For Voted - For
2. Ratify Accountants for 2013. Management For Voted - For
3. 2013 Long-term Incentive Plan. Management For Voted - For
4. Non-employee Director Compensation Plan. Management For Voted - Against
5. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
UNITED STATES STEEL CORPORATION
CUSIP: 912909108 TICKER: X
Meeting Date: 30-Apr-13 Meeting Type: Annual
1A. Election of Class III Director: Dan O. Dinges Management For Voted - For
1B. Election of Class III Director: John G. Drosdick Management For Voted - For
1C. Election of Class III Director: John J. Engel Management For Voted - For
1D. Election of Class III Director: Charles R. Lee Management For Voted - For
1E. Election of Class II Director: Thomas W. Lasorda Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As Independent
Registered Public Accounting Firm Management For Voted - For
3. Approval, in A Non-binding Advisory Vote, of the
Compensation of the Named Executive Officers Management For Voted - Against
4. Shareholder Proposal Recommending the Elimination
of the Classified Board of Directors Shareholder Against Voted - Against
UNITED THERAPEUTICS CORPORATION
CUSIP: 91307C102 TICKER: UTHR
Meeting Date: 26-Jun-13 Meeting Type: Annual
1. Director
1 Christopher Causey Management For Voted - For
2 Richard Giltner Management For Voted - For
3 R. Paul Gray Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation. Management For Voted - Against
3. Ratification of the Appointment of Ernst & Young
LLP As United Therapeutics Corporation's
Independent Registered Public Accounting Firm for
2013. Management For Voted - For
41
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VALERO ENERGY CORPORATION
CUSIP: 91913Y100 TICKER: VLO
Meeting Date: 02-May-13 Meeting Type: Annual
1A. Election of Director: Jerry D. Choate Management For Voted - For
1B. Election of Director: Ruben M. Escobedo Management For Voted - For
1C. Election of Director: William R. Klesse Management For Voted - For
1D. Election of Director: Deborah P. Majoras Management For Voted - For
1E. Election of Director: Bob Marbut Management For Voted - For
1F. Election of Director: Donald L. Nickles Management For Voted - For
1G. Election of Director: Philip J. Pfeiffer Management For Voted - For
1H. Election of Director: Robert A. Profusek Management For Voted - For
1I. Election of Director: Susan Kaufman Purcell Management For Voted - For
1J. Election of Director: Stephen M. Waters Management For Voted - For
1K. Election of Director: Randall J. Weisenburger Management For Voted - For
1L. Election of Director: Rayford Wilkins, Jr. Management For Voted - For
2. Ratify the Appointment of KPMG LLP As Valero
Energy's Independent Registered Public Accounting
Firm for 2013. Management For Voted - For
3. Approve, by Non-binding Vote, the 2012 Compensation
of our Named Executive Officers. Management For Voted - Against
4. Vote on A Stockholder Proposal Entitled,
"disclosure of Political Contributions." Shareholder Against Voted - Against
VISHAY INTERTECHNOLOGY, INC.
CUSIP: 928298108 TICKER: VSH
Meeting Date: 23-May-13 Meeting Type: Annual
1. Director
1 Dr. Gerald Paul Management For Voted - For
2 Frank Dieter Maier Management For Voted - For
3 Timothy V. Talbert Management For Voted - For
4 Thomas C. Wertheimer Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Vishay's Independent Registered Public Accounting
Firm for the Year Ending December 31, 2013. Management For Voted - For
3. To Approve the Vishay Intertechnology, Inc. 2007
Stock Incentive Program. Management For Voted - For
WARNER CHILCOTT PUBLIC LIMITED COMPANY
CUSIP: G94368100 TICKER: WCRX
Meeting Date: 07-May-13 Meeting Type: Annual
1A. Election of Class I Director: John P. Connaughton Management For Voted - For
1B. Election of Class I Director: Tamar D. Howson Management For Voted - For
42
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Approve the Appointment of
PricewaterhouseCoopers LLP, A Registered Public
Accounting Firm, As Independent Auditors of the
Company for the Fiscal Year Ending December 31,
2013, and to Authorize the Board of Directors to
Determine the Auditors' Remuneration. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers. Management For Voted - Against
WELLCARE HEALTH PLANS, INC.
CUSIP: 94946T106 TICKER: WCG
Meeting Date: 22-May-13 Meeting Type: Annual
1A. Election of Director: Carol J. Burt Management For Voted - For
1B. Election of Director: Roel C. Campos Management For Voted - For
1C. Election of Director: Alec Cunningham Management For Voted - For
1D. Election of Director: David J. Gallitano Management For Voted - For
1E. Election of Director: D. Robert Graham Management For Voted - For
1F. Election of Director: Kevin F. Hickey Management For Voted - For
1G. Election of Director: Christian P. Michalik Management For Voted - For
1H. Election of Director: Glenn D. Steele, Jr. Management For Voted - For
1I. Election of Director: William L. Trubeck Management For Voted - For
1J. Election of Director: Paul E. Weaver Management For Voted - For
2. Approval of the Company's 2013 Incentive
Compensation Plan. Management For Voted - For
3. Ratification of the Appointment of Deloitte &
Touche LLP As the Company's Independent Registered
Public Accounting Firm. Management For Voted - For
4. Advisory Vote on the Compensation of the Company's
Named Executive Officers ("say on Pay"). Management For Voted - Against
YAHOO! INC.
CUSIP: 984332106 TICKER: YHOO
Meeting Date: 25-Jun-13 Meeting Type: Annual
1A. Election of Director: John D. Hayes Management For Voted - For
1B. Election of Director: Susan M. James Management For Voted - For
1C. Election of Director: Max R. Levchin Management For Voted - For
1D. Election of Director: Peter Liguori Management For Voted - For
1E. Election of Director: Daniel S. Loeb Management For Voted - For
1F. Election of Director: Marissa A. Mayer Management For Voted - For
1G. Election of Director: Thomas J. Mcinerney Management For Voted - For
1H. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
1I. Election of Director: Harry J. Wilson Management For Voted - For
1J. Election of Director: Michael J. Wolf Management For Voted - For
2. Approval, on an Advisory Basis, of the Company's
Executive Compensation. Management For Voted - Against
43
RIVERPARK GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Ratification of the Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
4. Shareholder Proposal Regarding Social
Responsibility Report, If Properly Presented at the
Annual Meeting. Shareholder Against Voted - Against
5. Shareholder Proposal Regarding Political Disclosure
and Accountability, If Properly Presented at the
Annual Meeting. Shareholder Against Voted - Against
44
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLIANCE DATA SYSTEMS CORPORATION
CUSIP: 018581108 TICKER: ADS
Meeting Date: 06-Jun-13 Meeting Type: Annual
1A Election of Director: Lawrence M. Benveniste Management For Voted - For
1B Election of Director: D. Keith Cobb Management For Voted - For
1C Election of Director: Kenneth R. Jensen Management For Voted - For
2. Advisory Approval of Executive Compensation. Management For Voted - For
3. To Amend the Certificate of Incorporation of
Alliance Data Systems Corporation to Declassify the
Board of Directors. Management For Voted - For
4. To Amend the Certificate of Incorporation of
Alliance Data Systems Corporation to Provide
Stockholders Certain Rights to Call A Special
Meeting. Management For Voted - For
5. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of Alliance Data Systems Corporation for 2013. Management For Voted - For
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 29-Apr-13 Meeting Type: Annual
1. Director
1 C. Barshefsky Management For Vote Withheld
2 U.M. Burns Management For Voted - For
3 K.I. Chenault Management For Voted - For
4 P. Chernin Management For Voted - For
5 A. Lauvergeon Management For Voted - For
6 T.J. Leonsis Management For Voted - For
7 R.C. Levin Management For Voted - For
8 R.A. Mcginn Management For Voted - For
9 S.J. Palmisano Management For Voted - For
10 S.s Reinemund Management For Voted - For
11 D.L. Vasella Management For Voted - For
12 R.D. Walter Management For Voted - For
13 R.A. Williams Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for 2013. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - Against
4. Shareholder Proposal Relating to Separation of
Chairman and Ceo Roles. Shareholder Against Voted - For
45
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN TOWER CORPORATION
CUSIP: 03027X100 TICKER: AMT
Meeting Date: 21-May-13 Meeting Type: Annual
1A. Election of Director: Raymond P. Dolan Management For Voted - For
1B. Election of Director: Ronald M. Dykes Management For Voted - For
1C. Election of Director: Carolyn F. Katz Management For Voted - For
1D. Election of Director: Gustavo Lara Cantu Management For Voted - For
1E. Election of Director: Joann A. Reed Management For Voted - For
1F. Election of Director: Pamela D.a. Reeve Management For Voted - For
1G. Election of Director: David E. Sharbutt Management For Voted - For
1H. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1I. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
Independent Registered Public Accounting Firm for
2013. Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
4. To Approve an Amendment to the Company's Amended
and Restated By-laws to Reduce the Ownership
Threshold Required to Call A Special Meeting. Management For Voted - For
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 27-Feb-13 Meeting Type: Annual
1. Director
1 William Campbell Management For Voted - For
2 Timothy Cook Management For Voted - For
3 Millard Drexler Management For Voted - For
4 Al Gore Management For Voted - For
5 Robert Iger Management For Voted - For
6 Andrea Jung Management For Voted - For
7 Arthur Levinson Management For Voted - For
8 Ronald Sugar Management For Voted - For
2. Amendment of Apple's Restated Articles of
Incorporation to (i) Eliminate Certain Language
Relating to Term of Office of Directors in Order to
Facilitate the Adoption of Majority Voting for
Election of Directors, (ii) Eliminate "blank Check"
Preferred Stock, (iii) Establish A Par Value for
Company's Common Stock of $0.00001 Per Share and
(iv) Make Other Changes. Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2013. Management For Voted - For
4. A Non-binding Advisory Resolution to Approve
Executive Compensation. Management For Voted - For
46
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. A Shareholder Proposal Entitled "executives to
Retain Significant Stock." Shareholder Against Voted - Against
6. A Shareholder Proposal Entitled "board Committee on
Human Rights." Shareholder Against Voted - Against
CABOT OIL & GAS CORPORATION
CUSIP: 127097103 TICKER: COG
Meeting Date: 02-May-13 Meeting Type: Annual
1A Election of Director: Robert L. Keiser Management For Voted - For
1B Election of Director: W. Matt Ralls Management For Voted - For
2 To Ratify the Appointment of the Firm
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for Its 2013 Fiscal Year. Management For Voted - For
3 To Approve, by Non-binding Advisory Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4 To Consider A Stockholder Proposal to Eliminate
Accelerated Vesting of our Senior Executives'
Equity Awards in the Event of A Change in Control. Shareholder Against Voted - For
CME GROUP INC.
CUSIP: 12572Q105 TICKER: CME
Meeting Date: 22-May-13 Meeting Type: Annual
1. Director
1 Terrence A. Duffy Management For Voted - For
2 Charles P. Carey Management For Voted - For
3 Mark E. Cermak Management For Voted - For
4 Martin J. Gepsman Management For Voted - For
5 Leo Melamed Management For Vote Withheld
6 Joseph Niciforo Management For Voted - For
7 C.C. Odom II Management For Voted - For
8 John F. Sandner Management For Vote Withheld
9 Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for 2013. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
4. Shareholder Proposal Regarding Proxy Access. Shareholder Against Voted - For
COACH, INC.
CUSIP: 189754104 TICKER: COH
Meeting Date: 07-Nov-12 Meeting Type: Annual
1. Director
47
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Lew Frankfort Management For Voted - For
2 Susan Kropf Management For Voted - For
3 Gary Loveman Management For Voted - For
4 Ivan Menezes Management For Voted - For
5 Irene Miller Management For Voted - For
6 Michael Murphy Management For Voted - For
7 Stephanie Tilenius Management For Voted - For
8 Jide Zeitlin Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2013 Management For Voted - For
3. To Approve, on A Non-binding Advisory Basis, the
Company's Executive Compensation Management For Voted - For
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
CUSIP: 192446102 TICKER: CTSH
Meeting Date: 04-Jun-13 Meeting Type: Annual
1A. Election of Director: Maureen Breakiron-evans Management For Voted - For
1B. Election of Director: John E. Klein Management For Voted - For
1C. Election of Director: Lakshmi Narayanan Management For Voted - For
2. Approval of the Compensation of our Named Executive
Officers, Disclosed Pursuant to Item 402 of
Regulation S-k. Management For Voted - For
3. Amendment of our Restated Certificate of
Incorporation, As Amended, to Provide That All
Directors Elected at Or After the 2014 Annual
Meeting of Stockholders be Elected on an Annual
Basis. Management For Voted - For
4. Approval of the Amendment and Restatement of the
2004 Employee Stock Purchase Plan. Management For Voted - For
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for the Year
Ending December 31, 2013. Management For Voted - For
6. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Permit
Stockholder Action by Written Consent. Shareholder Against Voted - For
DOLLAR TREE, INC.
CUSIP: 256746108 TICKER: DLTR
Meeting Date: 20-Jun-13 Meeting Type: Annual
1. Director
1 Arnold S. Barron Management For Voted - For
2 Macon F. Brock, Jr. Management For Voted - For
3 Mary Anne Citrino Management For Voted - For
4 H. Ray Compton Management For Voted - For
5 Conrad M. Hall Management For Voted - For
48
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Lemuel E. Lewis Management For Voted - For
7 J. Douglas Perry Management For Voted - For
8 Bob Sasser Management For Voted - For
9 Thomas A. Saunders III Management For Voted - For
10 Thomas E. Whiddon Management For Voted - For
11 Carl P. Zeithaml Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers Management For Voted - For
3. To Approve the Company's 2013 Director Deferred
Compensation Plan Management For Voted - For
4. To Ratify the Selection of KPMG As the Company's
Independent Registered Public Accounting Firm Management For Voted - For
5. Management Proposal to Increase Authorized Shares
of Common Stock Management For Voted - Against
EBAY INC.
CUSIP: 278642103 TICKER: EBAY
Meeting Date: 18-Apr-13 Meeting Type: Annual
1A. Election of Director: David M. Moffett Management For Voted - For
1B. Election of Director: Richard T. Schlosberg, III Management For Voted - For
1C. Election of Director: Thomas J. Tierney Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers. Management For Voted - Against
3. Stockholder Proposal Regarding Corporate Lobbying
Disclosure. Shareholder Against Voted - Against
4. Stockholder Proposal Regarding Privacy and Data
Security. Shareholder Against Voted - Against
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Auditors for our Fiscal Year Ending December 31,
2013. Management For Voted - For
ECOLAB INC.
CUSIP: 278865100 TICKER: ECL
Meeting Date: 02-May-13 Meeting Type: Annual
1A. Election of Director: Douglas M. Baker, Jr. Management For Voted - For
1B. Election of Director: Barbara J. Beck Management For Voted - For
1C. Election of Director: Leslie S. Biller Management For Voted - For
1D. Election of Director: Stephen I. Chazen Management For Voted - For
1E. Election of Director: Jerry A. Grundhofer Management For Voted - For
1F. Election of Director: Arthur J. Higgins Management For Voted - For
1G. Election of Director: Joel W. Johnson Management For Voted - For
1H. Election of Director: Michael Larson Management For Voted - For
1I. Election of Director: Jerry W. Levin Management For Voted - For
1J. Election of Director: Robert L. Lumpkins Management For Voted - For
1K. Election of Director: Victoria J. Reich Management For Voted - For
49
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1L. Election of Director: Mary M. Vandeweghe Management For Voted - For
1M. Election of Director: John J. Zillmer Management For Voted - For
2. Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Registered Public Accounting
Firm for the Current Year Ending December 31, 2013. Management For Voted - For
3. Approve Amendments to the Ecolab Inc. 2010 Stock
Incentive Plan. Management For Voted - For
4. Advisory Vote to Approve the Compensation of
Executives Disclosed in the Proxy Statement. Management For Voted - For
5. Stockholder Proposal Requesting Executives to
Retain Significant Stock. Shareholder Against Voted - Against
6. Stockholder Proposal Regarding Congruency Between
Corporate Values and Political Contributions. Shareholder Against Voted - Against
EDWARDS LIFESCIENCES CORPORATION
CUSIP: 28176E108 TICKER: EW
Meeting Date: 14-May-13 Meeting Type: Annual
1A. Election of Director: Robert A. Ingram Management For Voted - For
1B. Election of Director: William J. Link Management For Voted - For
1C. Election of Director: Wesley W. Von Schack Management For Voted - For
2. Approval of the Amendment and Restatement of the
Long-term Stock Incentive Compensation Program Management For Voted - For
3. Approval of the Amendment and Restatement of the
U.S. Employee Stock Purchase Plan Management For Voted - For
4. Advisory Vote to Approve Executive Compensation Management For Voted - For
5. Ratification of Appointment of the Independent
Registered Public Accounting Firm Management For Voted - For
6. Approval of Amendments to the Restated Certificate
of Incorporation to Declassify the Board Management For Voted - For
7. Approval of an Amendment to the Restated
Certificate of Incorporation to Eliminate the
Supermajority Voting Provision Management For Voted - For
8. Advisory Vote to Approve the Stockholder Proposal
Regarding Special Meetings of Stockholders Shareholder Against Voted - For
EQUINIX, INC.
CUSIP: 29444U502 TICKER: EQIX
Meeting Date: 05-Jun-13 Meeting Type: Annual
1. Director
1 Thomas Bartlett Management For Voted - For
2 Gary Hromadko Management For Voted - For
3 Scott Kriens Management For Voted - For
4 William Luby Management For Voted - For
5 Irving Lyons, III Management For Voted - For
6 Christopher Paisley Management For Voted - For
7 Stephen Smith Management For Voted - For
50
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Peter Van Camp Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2013. Management For Voted - For
3. To Approve by A Non-binding Advisory Vote the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
4. To Approve an Amendment to our Amended and Restated
Certificate of Incorporation to Permit Holders of
Record of at Least Twenty-five Percent (25%) of the
Voting Power of our Outstanding Capital Stock to
Take Action by Written Consent. Management For Voted - For
FOSSIL, INC.
CUSIP: 349882100 TICKER: FOSL
Meeting Date: 22-May-13 Meeting Type: Annual
1 Director
1 Elaine Agather Management For Voted - For
2 Jeffrey N. Boyer Management For Voted - For
3 Kosta N. Kartsotis Management For Voted - For
4 Diane L. Neal Management For Voted - For
5 Thomas M. Nealon Management For Voted - For
6 Mark D. Quick Management For Voted - For
7 Elysia Holt Ragusa Management For Voted - For
8 Jal S. Shroff Management For Voted - For
9 James E. Skinner Management For Voted - For
10 James M. Zimmerman Management For Voted - For
2 Proposal to Approve, on an Advisory Basis,
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3 Proposal to Ratiy the Appointment of Deloitte and
Touche LLP As the Company's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 28, 2013. Management For Voted - For
4 Proposal to Approve an Amendment to the Company's
Certificate of Incorporation to Change Its
Corporate Name to Fossil Group, Inc. Management For Voted - For
5 Stockholder Proposal Regarding Report Describing
the Company's Supply Chain Standards Related to
Environmental Impacts. Shareholder Against Voted - Against
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOG
Meeting Date: 06-Jun-13 Meeting Type: Annual
1. Director
1 Larry Page Management For Voted - For
51
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Sergey Brin Management For Voted - For
3 Eric E. Schmidt Management For Voted - For
4 L. John Doerr Management For Voted - For
5 Diane B. Greene Management For Voted - For
6 John L. Hennessy Management For Vote Withheld
7 Ann Mather Management For Voted - For
8 Paul S. Otellini Management For Voted - For
9 K. Ram Shriram Management For Voted - For
10 Shirley M. Tilghman Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2013. Management For Voted - For
3. A Stockholder Proposal Regarding A Report on Lead
Batteries in Google's Supply Chain, If Properly
Presented at the Meeting. Shareholder Against Voted - Against
4. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - For
5. A Stockholder Proposal Regarding Executive Stock
Retention, If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding Succession
Planning, If Properly Presented at the Meeting. Shareholder Against Voted - Against
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 TICKER: ISRG
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Election of Director: Amal M. Johnson Management For Voted - For
1.2 Election of Director: Eric H. Halvorson Management For Voted - For
1.3 Election of Director: Alan J. Levy, Ph.D. Management For Voted - Against
2. To Approve the Amendment and Restatement of the
Company's 2010 Incentive Award Plan Management For Voted - Against
3. To Approve, by Advisory Vote, the Compensation of
our Named Executive Officers Management For Voted - For
4. The Ratification of the Appointment of Ernst &
Young LLP As the Company's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2013 Management For Voted - For
LAS VEGAS SANDS CORP.
CUSIP: 517834107 TICKER: LVS
Meeting Date: 05-Jun-13 Meeting Type: Annual
1. Director
1 Sheldon G. Adelson Management For Voted - For
2 Irwin Chafetz Management For Voted - For
3 Victor Chaltiel Management For Voted - For
4 Charles A. Koppelman Management For Voted - For
52
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Approve the Performance- Based Provisions of the
Company's 2004 Equity Award Plan. Management For Voted - For
3. To Approve the Performance- Based Provisions of the
Company's Executive Cash Incentive Plan. Management For Voted - For
4. To Consider and Act Upon an Advisory (non-binding)
Proposal on the Compensation of the Named Executive
Officers. Management For Voted - For
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 18-Jun-13 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Nancy J. Karch Management For Voted - For
1G. Election of Director: Marc Olivie Management For Voted - For
1H. Election of Director: Rima Qureshi Management For Voted - For
1I. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1J. Election of Director: Mark Schwartz Management For Voted - For
1K. Election of Director: Jackson P. Tai Management For Voted - For
1L. Election of Director: Edward Suning Tian Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm Management For Voted - For
MONSANTO COMPANY
CUSIP: 61166W101 TICKER: MON
Meeting Date: 31-Jan-13 Meeting Type: Annual
1A. Election of Director: David L. Chicoine, Ph.D. Management For Voted - For
1B. Election of Director: Arthur H. Harper Management For Voted - For
1C. Election of Director: Gwendolyn S. King Management For Voted - For
1D. Election of Director: Jon R. Moeller Management For Voted - For
2. Ratify the Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for Fiscal 2013. Management For Voted - For
3. Advisory, (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
4. Approval of Amendment to the Amended and Restated
Certificate of Incorporation of the Company to
Declassify the Board. Management For Voted - For
5. Shareowner Proposal Requesting A Report on Certain
Matters Related to Gmo Products. Shareholder Against Voted - Against
53
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NATIONAL OILWELL VARCO, INC.
CUSIP: 637071101 TICKER: NOV
Meeting Date: 22-May-13 Meeting Type: Annual
1A. Election of Director: Merrill A. Miller, Jr. Management For Voted - For
1B. Election of Director: Greg L. Armstrong Management For Voted - For
1C. Election of Director: Ben A. Guill Management For Voted - For
1D. Election of Director: David D. Harrison Management For Voted - For
1E. Election of Director: Roger L. Jarvis Management For Voted - For
1F. Election of Director: Eric L. Mattson Management For Voted - For
2. Ratification of Independent Auditors. Management For Voted - For
3. Approve, by Non-binding Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
4. Approve Amendments to the National Oilwell Varco,
Inc. Long- Term Incentive Plan. Management For Voted - For
5. Approve the National Oilwell Varco, Inc. Annual
Cash Incentive Plan for Executive Officers. Management For Voted - For
PRAXAIR, INC.
CUSIP: 74005P104 TICKER: PX
Meeting Date: 23-Apr-13 Meeting Type: Annual
1A. Election of Director: Stephen F. Angel Management For Voted - For
1B. Election of Director: Oscar Bernardes Management For Voted - For
1C. Election of Director: Bret. K. Clayton Management For Voted - For
1D. Election of Director: Nance K. Dicciani Management For Voted - For
1E. Election of Director: Edward G. Galante Management For Voted - For
1F. Election of Director: Claire W. Gargalli Management For Voted - For
1G. Election of Director: Ira D. Hall Management For Voted - For
1H. Election of Director: Raymond W. Leboeuf Management For Voted - For
1I. Election of Director: Larry D. Mcvay Management For Voted - For
1J. Election of Director: Wayne T. Smith Management For Voted - For
1K. Election of Director: Robert L. Wood Management For Voted - For
2. To Approve, on an Advisory and Non-binding Basis,
the Compensation of Praxair's Named Executive
Officers. Management For Voted - For
3. A Shareholder Proposal Regarding Political
Contributions. Shareholder Against Voted - Against
4. To Ratify the Appointment of the Independent
Auditor. Management For Voted - For
PRECISION CASTPARTS CORP.
CUSIP: 740189105 TICKER: PCP
Meeting Date: 14-Aug-12 Meeting Type: Annual
1. Director
54
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Mark Donegan Management For Voted - For
2 Vernon E. Oechsle Management For Voted - For
3 Ulrich Schmidt Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
3. Advisory Vote Regarding Compensation of Named
Executive Officers. Management For Voted - For
4. Re-approval and Amendment of the Executive
Performance Incentive Plan. Management For Voted - For
PRICELINE.COM INCORPORATED
CUSIP: 741503403 TICKER: PCLN
Meeting Date: 06-Jun-13 Meeting Type: Annual
1. Director
1 Tim Armstrong Management For Voted - For
2 Howard W. Barker, Jr. Management For Voted - For
3 Jeffery H. Boyd Management For Voted - For
4 Jan L. Docter Management For Voted - For
5 Jeffrey E. Epstein Management For Voted - For
6 James M. Guyette Management For Voted - For
7 Nancy B. Peretsman Management For Voted - For
8 Thomas E. Rothman Management For Voted - For
9 Craig W. Rydin Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2013. Management For Voted - For
3. To Approve on an Advisory Basis the Compensation
Paid by the Company to Its Named Executive Officers. Management For Voted - For
4. To Approve an Amendment to the Company's 1999
Omnibus Plan to Increase the Number of Shares
Authorized for Issuance Under the Plan by 2,400,000
Shares and Certain Other Amendments to the Plan. Management For Voted - For
5. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Requesting That the Company's
Board of Directors Adopt A Policy Limiting the
Acceleration of Vesting of Equity Awards Granted to
Senior Executives in the Event of A Change in
Control of the Company. Shareholder Against Voted - Against
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 05-Mar-13 Meeting Type: Annual
1A Election of Director: Barbara T. Alexander Management For Voted - Against
1B Election of Director: Donald G. Cruickshank Management For Voted - For
1C Election of Director: Raymond V. Dittamore Management For Voted - For
1D Election of Director: Susan Hockfield Management For Voted - For
55
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E Election of Director: Thomas W. Horton Management For Voted - For
1F Election of Director: Paul E. Jacobs Management For Voted - For
1G Election of Director: Sherry Lansing Management For Voted - For
1H Election of Director: Duane A. Nelles Management For Voted - For
1I Election of Director: Francisco Ros Management For Voted - For
1J Election of Director: Brent Scowcroft Management For Voted - For
1K Election of Director: Marc I. Stern Management For Voted - For
02 To Approve the 2006 Long-term Incentive Plan, As
Amended, Which Includes an Increase in the Share
Reserve by 90,000,000 Shares. Management For Voted - For
03 To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 29, 2013. Management For Voted - For
04 Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
RALPH LAUREN CORP
CUSIP: 751212101 TICKER: RL
Meeting Date: 09-Aug-12 Meeting Type: Annual
1. Director
1 Frank A. Bennack, Jr. Management For Voted - For
2 Joel L. Fleishman Management For Voted - For
3 Steven P. Murphy Management For Voted - For
2. Ratification of Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending March 30, 2013. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers and our
Compensation Philosophy, Policies and Practices As
Described in the Accompanying Proxy Statement. Management For Voted - For
4. Approval of our Amended and Restated Executive
Officer Annual Incentive Plan. Management For Voted - For
REALOGY HOLDINGS CORP.
CUSIP: 75605Y106 TICKER: RLGY
Meeting Date: 07-May-13 Meeting Type: Annual
1 Director
1 V. Ann Hailey Management For Voted - For
2 M. Ali Rashid Management For Voted - For
3 Brett White Management For Voted - For
2 Advisory Vote to Approve Realogy Holdings Executive
Compensation Program. Management For Voted - For
3 Advisory Vote on the Frequency of the Advisory Vote
on Executive Compensation. Management 1 Year Voted - 1 Year
4 Ratification of the Appointment of
PricewaterhouseCoopers LLP to Serve As our
56
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Independent Registered Public Accounting Firm for
Fiscal Year 2013. Management For Voted - For
SBA COMMUNICATIONS CORPORATION
CUSIP: 78388J106 TICKER: SBAC
Meeting Date: 09-May-13 Meeting Type: Annual
1.1 Election of Director: Kevin L. Beebe Management For Voted - For
1.2 Election of Director: Jack Langer Management For Voted - For
1.3 Election of Director: Jeffrey A. Stoops Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Sba's Independent Registered Public
Accounting Firm for the 2013 Fiscal Year. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of Sba's Named Executive Officers. Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
CUSIP: 806857108 TICKER: SLB
Meeting Date: 10-Apr-13 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Tony Isaac Management For Voted - Against
1C. Election of Director: K. Vaman Kamath Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Adrian Lajous Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
1H. Election of Director: Lubna S. Olayan Management For Voted - For
1I. Election of Director: L. Rafael Reif Management For Voted - For
1J. Election of Director: Tore I. Sandvold Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2012 Financial Statements
and Declarations of Dividends. Management For Voted - For
4. To Approve the Appointment of the Independent
Registered Public Accounting Firm. Management For Voted - For
5. To Approve the Adoption of the 2013 Schlumberger
Omnibus Incentive Plan. Management For Voted - For
6. To Approve the Adoption of an Amendment and
Restatement of the Schlumberger Discount Stock
Purchase Plan. Management For Voted - For
57
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SOUTHWESTERN ENERGY COMPANY
CUSIP: 845467109 TICKER: SWN
Meeting Date: 21-May-13 Meeting Type: Annual
1.1 Election of Director: John D. Gass Management For Voted - For
1.2 Election of Director: Catherine A. Kehr Management For Voted - For
1.3 Election of Director: Greg D. Kerley Management For Voted - For
1.4 Election of Director: Harold M. Korell Management For Voted - For
1.5 Election of Director: Vello A. Kuuskraa Management For Voted - For
1.6 Election of Director: Kenneth R. Mourton Management For Voted - For
1.7 Election of Director: Steven L. Mueller Management For Voted - For
1.8 Election of Director: Elliott Pew Management For Voted - For
1.9 Election of Director: Alan H. Stevens Management For Voted - For
2. Proposal to Ratify Independent Registered Public
Accounting Firm for 2013. Management For Voted - For
3. Advisory Vote to Approve our Executive Compensation. Management For Voted - For
4. Proposal to Approve our 2013 Incentive Plan. Management For Voted - For
STARBUCKS CORPORATION
CUSIP: 855244109 TICKER: SBUX
Meeting Date: 20-Mar-13 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: William W. Bradley Management For Voted - For
1C. Election of Director: Robert M. Gates Management For Voted - For
1D. Election of Director: Mellody Hobson Management For Voted - For
1E. Election of Director: Kevin R. Johnson Management For Voted - For
1F. Election of Director: Olden Lee Management For Voted - For
1G. Election of Director: Joshua Cooper Ramo Management For Voted - For
1H. Election of Director: James G. Shennan, Jr. Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Approval of an Advisory Resolution on Executive
Compensation. Management For Voted - For
3. Approval of an Amendment and Restatement of the
2005 Long-term Equity Incentive Plan, Including an
Increase in the Number of Authorized Shares Under
the Plan. Management For Voted - For
4. Ratification of the Selection of Deloitte & Touche
LLP As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending September 29, 2013. Management For Voted - For
5. Shareholder Proposal to Prohibit Political Spending. Shareholder Against Voted - Against
58
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STERICYCLE, INC.
CUSIP: 858912108 TICKER: SRCL
Meeting Date: 21-May-13 Meeting Type: Annual
1A. Election of Director: Mark C. Miller Management For Voted - For
1B. Election of Director: Jack W. Schuler Management For Voted - For
1C. Election of Director: Charles A. Alutto Management For Voted - For
1D. Election of Director: Thomas D. Brown Management For Voted - For
1E. Election of Director: Rod F. Dammeyer Management For Voted - For
1F. Election of Director: William K. Hall Management For Voted - For
1G. Election of Director: Jonathan T. Lord, M.D. Management For Voted - For
1H. Election of Director: John Patience Management For Voted - For
1I. Election of Director: Ronald G. Spaeth Management For Voted - For
1J. Election of Director: Mike S. Zafirovski Management For Voted - For
2. Approval of an Amendment to the Company's Employee
Stock Purchase Plan Increasing the Number of Shares
Available for Issuance from 600,000 Shares to
900,000 Shares Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2013 Management For Voted - For
4. Advisory Resolution Approving the Compensation Paid
to the Company's Executive Officers Management For Voted - For
5. Stockholder Proposal Requiring Executives to Hold
Equity Awards Until Retirement Or Terminating
Employment Shareholder Against Voted - Against
TD AMERITRADE HOLDING CORPORATION
CUSIP: 87236Y108 TICKER: AMTD
Meeting Date: 13-Feb-13 Meeting Type: Annual
1. Director
1 Marshall A. Cohen Management For Voted - For
2 Kerry A. Peacock Management For Voted - For
3 J. Peter Ricketts Management For Voted - For
4 Allan R. Tessler Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Independent Registered Public Accounting Firm.
Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending
September 30, 2013. Management For Voted - For
59
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 TICKER: SCHW
Meeting Date: 16-May-13 Meeting Type: Annual
1A. Election of Director: Stephen A. Ellis Management For Voted - For
1B. Election of Director: Arun Sarin Management For Voted - Against
1C. Election of Director: Charles R. Schwab Management For Voted - For
1D. Election of Director: Paula A. Sneed Management For Voted - Against
2. Ratification of Independent Auditors Management For Voted - For
3. Advisory Approval of Named Executive Officer
Compensation Management For Voted - Against
4. Approval of 2013 Stock Incentive Plan Management For Voted - For
5. Stockholder Proposal Regarding Political
Contributions Shareholder Against Voted - For
6. Stockholder Proposal Regarding Proxy Access Shareholder Against Voted - For
THE WALT DISNEY COMPANY
CUSIP: 254687106 TICKER: DIS
Meeting Date: 06-Mar-13 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Judith L. Estrin Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Fred H. Langhammer Management For Voted - For
1F. Election of Director: Aylwin B. Lewis Management For Voted - For
1G. Election of Director: Monica C. Lozano Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Sheryl K. Sandberg Management For Voted - For
1J. Election of Director: Orin C. Smith Management For Voted - Against
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2013. Management For Voted - For
3. To Approve the Terms of the Company's Amended and
Restated 2002 Executive Performance Plan, As
Amended. Management For Voted - Against
4. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - Against
5. To Approve the Shareholder Proposal Relating to
Proxy Access. Shareholder Against Voted - For
6. To Approve the Shareholder Proposal Relating to
Future Separation of Chairman and Chief Executive
Officer. Shareholder Against Voted - For
60
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TRIPADVISOR, INC.
CUSIP: 896945201 TICKER: TRIP
Meeting Date: 28-Jun-13 Meeting Type: Annual
1. Director
1 Gregory B. Maffei Management For Voted - For
2 Stephen Kaufer Management For Voted - For
3 Jonathan F. Miller Management For Voted - For
4 Jeremy Philips Management For Voted - For
5 Christopher W. Shean Management For Voted - For
6 Sukhinder Singh Cassidy Management For Voted - For
7 Robert S. Wiesenthal Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Tripadvisor, Inc.'s Independent Registered Public
Accounting Firm for 2013. Management For Voted - For
3. To Consider and Approve Tripadvisor, Inc.'s 2011
Stock and Annual Incentive Plan, As Amended. Management For Voted - For
ULTA SALON, COSMETICS & FRAGRANCE, INC
CUSIP: 90384S303 TICKER: ULTA
Meeting Date: 06-Jun-13 Meeting Type: Annual
1. Director
1 Charles Heilbronn Management For Vote Withheld
2 Michael R. Macdonald Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year 2013, Ending
February 1, 2014 Management For Voted - For
3. Advisory Resolution to Approve the Company's
Executive Compensation Management For Voted - For
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 30-Jan-13 Meeting Type: Annual
1A. Election of Director: Gary P. Coughlan Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Robert W. Matschullat Management For Voted - For
1E. Election of Director: Cathy E. Minehan Management For Voted - For
1F. Election of Director: Suzanne Nora Johnson Management For Voted - For
1G. Election of Director: David J. Pang Management For Voted - For
1H. Election of Director: Joseph W. Saunders Management For Voted - For
1I. Election of Director: Charles W. Scharf Management For Voted - For
61
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J. Election of Director: William S. Shanahan Management For Voted - For
1K. Election of Director: John A. Swainson Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
Fiscal Year 2013. Management For Voted - For
4. Stockholder Proposal on Lobbying Practices and
Expenditures, If Properly Presented. Shareholder Against Voted - Against
WYNN RESORTS, LIMITED
CUSIP: 983134107 TICKER: WYNN
Meeting Date: 02-Nov-12 Meeting Type: Annual
1 Director
1 Linda Chen Management For Voted - For
2 Marc D. Schorr Management For Voted - For
3 J. Edward (ted) Virtue Management For Voted - For
4 Elaine P. Wynn Management For Voted - For
2 To Approve the Amended and Restated Annual
Performance Based Incentive Plan. Management For Voted - For
3 To Ratify the Audit Committee's Appointment of
Ernst & Young, LLP As the Independent Public
Accountants for the Company and All of Its
Subsidiaries for 2012. Management For Voted - For
Meeting Date: 22-Feb-13 Meeting Type: Special
1. To Remove Mr. Kazuo Okada As A Director of the
Company. Management For Voted - For
2. To Adjourn the Special Meeting to A Later Date, If
Necessary Or Appropriate in the View of the Board
Or the Executive Committee of the Board, to Solicit
Additional Proxies in Favor of the Removal Proposal
If There are Insufficient Proxies at the Time of
Such Adjournment to Approve the Removal Proposal. Management For Voted - For
Meeting Date: 07-May-13 Meeting Type: Annual
1. Director
1 Ray R. Irani Management For Voted - For
2 Alvin V. Shoemaker Management For Voted - For
3 D. Boone Wayson Management For Voted - For
4 Stephen A. Wynn Management For Voted - For
2. To Ratify the Audit Committee's Appointment of
Ernst & Young, LLP As the Independent Public
Accountants for the Company and All of Its
Subsidiaries for 2013. Management For Voted - For
62
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLIANCE DATA SYSTEMS CORPORATION
CUSIP: 018581108 TICKER: ADS
Meeting Date: 06-Jun-13 Meeting Type: Annual
1A Election of Director: Lawrence M. Benveniste Management For Voted - For
1B Election of Director: D. Keith Cobb Management For Voted - For
1C Election of Director: Kenneth R. Jensen Management For Voted - For
2. Advisory Approval of Executive Compensation. Management For Voted - For
3. To Amend the Certificate of Incorporation of
Alliance Data Systems Corporation to Declassify the
Board of Directors. Management For Voted - For
4. To Amend the Certificate of Incorporation of
Alliance Data Systems Corporation to Provide
Stockholders Certain Rights to Call A Special
Meeting. Management For Voted - For
5. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of Alliance Data Systems Corporation for 2013. Management For Voted - For
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 29-Apr-13 Meeting Type: Annual
1. Director
1 C. Barshefsky Management For Vote Withheld
2 U.M. Burns Management For Voted - For
3 K.I. Chenault Management For Voted - For
4 P. Chernin Management For Voted - For
5 A. Lauvergeon Management For Voted - For
6 T.J. Leonsis Management For Voted - For
7 R.C. Levin Management For Voted - For
8 R.A. Mcginn Management For Voted - For
9 S.J. Palmisano Management For Voted - For
10 S.s Reinemund Management For Voted - For
11 D.L. Vasella Management For Voted - For
12 R.D. Walter Management For Voted - For
13 R.A. Williams Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for 2013. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - Against
4. Shareholder Proposal Relating to Separation of
Chairman and Ceo Roles. Shareholder Against Voted - For
63
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN TOWER CORPORATION
CUSIP: 03027X100 TICKER: AMT
Meeting Date: 21-May-13 Meeting Type: Annual
1A. Election of Director: Raymond P. Dolan Management For Voted - For
1B. Election of Director: Ronald M. Dykes Management For Voted - For
1C. Election of Director: Carolyn F. Katz Management For Voted - For
1D. Election of Director: Gustavo Lara Cantu Management For Voted - For
1E. Election of Director: Joann A. Reed Management For Voted - For
1F. Election of Director: Pamela D.a. Reeve Management For Voted - For
1G. Election of Director: David E. Sharbutt Management For Voted - For
1H. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1I. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
Independent Registered Public Accounting Firm for
2013. Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
4. To Approve an Amendment to the Company's Amended
and Restated By-laws to Reduce the Ownership
Threshold Required to Call A Special Meeting. Management For Voted - For
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 27-Feb-13 Meeting Type: Annual
1. Director
1 William Campbell Management For Voted - For
2 Timothy Cook Management For Voted - For
3 Millard Drexler Management For Voted - For
4 Al Gore Management For Voted - For
5 Robert Iger Management For Voted - For
6 Andrea Jung Management For Voted - For
7 Arthur Levinson Management For Voted - For
8 Ronald Sugar Management For Voted - For
2. Amendment of Apple's Restated Articles of
Incorporation to (i) Eliminate Certain Language
Relating to Term of Office of Directors in Order to
Facilitate the Adoption of Majority Voting for
Election of Directors, (ii) Eliminate "blank Check"
Preferred Stock, (iii) Establish A Par Value for
Company's Common Stock of $0.00001 Per Share and
(iv) Make Other Changes. Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2013. Management For Voted - For
4. A Non-binding Advisory Resolution to Approve
Executive Compensation. Management For Voted - For
64
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. A Shareholder Proposal Entitled "executives to
Retain Significant Stock." Shareholder Against Voted - Against
6. A Shareholder Proposal Entitled "board Committee on
Human Rights." Shareholder Against Voted - Against
BANKRATE INC DEL
CUSIP: 06647F102 TICKER: RATE
Meeting Date: 12-Jun-13 Meeting Type: Annual
1. Director
1 Seth Brody Management For Voted - For
2 Thomas R. Evans Management For Voted - For
3 Michael J. Kelly Management For Voted - For
2. To Ratify the Appointment of Grant Thornton LLP As
our Independent Registered Public Accounting Firm
for the Current Fiscal Year. Management For Voted - For
CABOT OIL & GAS CORPORATION
CUSIP: 127097103 TICKER: COG
Meeting Date: 02-May-13 Meeting Type: Annual
1A Election of Director: Robert L. Keiser Management For Voted - For
1B Election of Director: W. Matt Ralls Management For Voted - For
2 To Ratify the Appointment of the Firm
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for Its 2013 Fiscal Year. Management For Voted - For
3 To Approve, by Non-binding Advisory Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4 To Consider A Stockholder Proposal to Eliminate
Accelerated Vesting of our Senior Executives'
Equity Awards in the Event of A Change in Control. Shareholder Against Voted - For
CARBO CERAMICS INC.
CUSIP: 140781105 TICKER: CRR
Meeting Date: 21-May-13 Meeting Type: Annual
1. Director
1 Sigmund L. Cornelius Management For Voted - For
2 James B. Jennings Management For Voted - For
3 Gary A. Kolstad Management For Voted - For
4 H.E. Lentz, Jr. Management For Voted - For
5 Randy L. Limbacher Management For Voted - For
6 William C. Morris Management For Voted - For
7 Robert S. Rubin Management For Voted - For
2. Proposal to Ratify the Appointment of Ernst & Young
LLP, Certified Public Accountants, As the Company's
65
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2013. Management For Voted - For
3. Proposal to Approve, by Advisory Vote, the
Compensation of the Named Executive Officers. Management For Voted - For
CME GROUP INC.
CUSIP: 12572Q105 TICKER: CME
Meeting Date: 22-May-13 Meeting Type: Annual
1. Director
1 Terrence A. Duffy Management For Voted - For
2 Charles P. Carey Management For Voted - For
3 Mark E. Cermak Management For Voted - For
4 Martin J. Gepsman Management For Voted - For
5 Leo Melamed Management For Vote Withheld
6 Joseph Niciforo Management For Voted - For
7 C.C. Odom II Management For Voted - For
8 John F. Sandner Management For Vote Withheld
9 Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for 2013. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
4. Shareholder Proposal Regarding Proxy Access. Shareholder Against Voted - For
COACH, INC.
CUSIP: 189754104 TICKER: COH
Meeting Date: 07-Nov-12 Meeting Type: Annual
1. Director
1 Lew Frankfort Management For Voted - For
2 Susan Kropf Management For Voted - For
3 Gary Loveman Management For Voted - For
4 Ivan Menezes Management For Voted - For
5 Irene Miller Management For Voted - For
6 Michael Murphy Management For Voted - For
7 Stephanie Tilenius Management For Voted - For
8 Jide Zeitlin Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2013 Management For Voted - For
3. To Approve, on A Non-binding Advisory Basis, the
Company's Executive Compensation Management For Voted - For
66
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
CUSIP: 192446102 TICKER: CTSH
Meeting Date: 04-Jun-13 Meeting Type: Annual
1A. Election of Director: Maureen Breakiron-evans Management For Voted - For
1B. Election of Director: John E. Klein Management For Voted - For
1C. Election of Director: Lakshmi Narayanan Management For Voted - For
2. Approval of the Compensation of our Named Executive
Officers, Disclosed Pursuant to Item 402 of
Regulation S-k. Management For Voted - For
3. Amendment of our Restated Certificate of
Incorporation, As Amended, to Provide That All
Directors Elected at Or After the 2014 Annual
Meeting of Stockholders be Elected on an Annual
Basis. Management For Voted - For
4. Approval of the Amendment and Restatement of the
2004 Employee Stock Purchase Plan. Management For Voted - For
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for the Year
Ending December 31, 2013. Management For Voted - For
6. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Permit
Stockholder Action by Written Consent. Shareholder Against Voted - For
DOLLAR TREE, INC.
CUSIP: 256746108 TICKER: DLTR
Meeting Date: 20-Jun-13 Meeting Type: Annual
1. Director
1 Arnold S. Barron Management For Voted - For
2 Macon F. Brock, Jr. Management For Voted - For
3 Mary Anne Citrino Management For Voted - For
4 H. Ray Compton Management For Voted - For
5 Conrad M. Hall Management For Voted - For
6 Lemuel E. Lewis Management For Voted - For
7 J. Douglas Perry Management For Voted - For
8 Bob Sasser Management For Voted - For
9 Thomas A. Saunders III Management For Voted - For
10 Thomas E. Whiddon Management For Voted - For
11 Carl P. Zeithaml Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers Management For Voted - For
3. To Approve the Company's 2013 Director Deferred
Compensation Plan Management For Voted - For
4. To Ratify the Selection of KPMG As the Company's
Independent Registered Public Accounting Firm Management For Voted - For
5. Management Proposal to Increase Authorized Shares
of Common Stock Management For Voted - Against
67
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DOLLARAMA INC, MONTREAL QU
CUSIP: 25675T107
Meeting Date: 12-Jun-13 Meeting Type: AGM
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain' Only for All Resolutions.
Thank You. Non-Voting Non-Voting
1.1 Election of Director: Joshua Bekenstein Management For Voted - For
1.2 Election of Director: Gregory David Management For Voted - For
1.3 Election of Director: Stephen Gunn Management For Voted - For
1.4 Election of Director: Nicholas Nomicos Management For Voted - For
1.5 Election of Director: Larry Rossy Management For Voted - For
1.6 Election of Director: Neil Rossy Management For Voted - For
1.7 Election of Director: Richard G. Roy Management For Voted - For
1.8 Election of Director: John J. Swidler Management For Voted - For
1.9 Election of Director: Huw Thomas Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP,
Chartered Professional Accountants, As Auditor of
the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Its Remuneration Management For Voted - For
EBAY INC.
CUSIP: 278642103 TICKER: EBAY
Meeting Date: 18-Apr-13 Meeting Type: Annual
1A. Election of Director: David M. Moffett Management For Voted - For
1B. Election of Director: Richard T. Schlosberg, III Management For Voted - For
1C. Election of Director: Thomas J. Tierney Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers. Management For Voted - Against
3. Stockholder Proposal Regarding Corporate Lobbying
Disclosure. Shareholder Against Voted - Against
4. Stockholder Proposal Regarding Privacy and Data
Security. Shareholder Against Voted - Against
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Auditors for our Fiscal Year Ending December 31,
2013. Management For Voted - For
EDWARDS LIFESCIENCES CORPORATION
CUSIP: 28176E108 TICKER: EW
Meeting Date: 14-May-13 Meeting Type: Annual
1A. Election of Director: Robert A. Ingram Management For Voted - For
1B. Election of Director: William J. Link Management For Voted - For
1C. Election of Director: Wesley W. Von Schack Management For Voted - For
68
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Approval of the Amendment and Restatement of the
Long-term Stock Incentive Compensation Program Management For Voted - For
3. Approval of the Amendment and Restatement of the
U.S. Employee Stock Purchase Plan Management For Voted - For
4. Advisory Vote to Approve Executive Compensation Management For Voted - For
5. Ratification of Appointment of the Independent
Registered Public Accounting Firm Management For Voted - For
6. Approval of Amendments to the Restated Certificate
of Incorporation to Declassify the Board Management For Voted - For
7. Approval of an Amendment to the Restated
Certificate of Incorporation to Eliminate the
Supermajority Voting Provision Management For Voted - For
8. Advisory Vote to Approve the Stockholder Proposal
Regarding Special Meetings of Stockholders Shareholder Against Voted - For
EQUINIX, INC.
CUSIP: 29444U502 TICKER: EQIX
Meeting Date: 05-Jun-13 Meeting Type: Annual
1. Director
1 Thomas Bartlett Management For Voted - For
2 Gary Hromadko Management For Voted - For
3 Scott Kriens Management For Voted - For
4 William Luby Management For Voted - For
5 Irving Lyons, III Management For Voted - For
6 Christopher Paisley Management For Vote Withheld
7 Stephen Smith Management For Voted - For
8 Peter Van Camp Management For Vote Withheld
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2013. Management For Voted - For
3. To Approve by A Non-binding Advisory Vote the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
4. To Approve an Amendment to our Amended and Restated
Certificate of Incorporation to Permit Holders of
Record of at Least Twenty-five Percent (25%) of the
Voting Power of our Outstanding Capital Stock to
Take Action by Written Consent. Management For Voted - For
FOSSIL, INC.
CUSIP: 349882100 TICKER: FOSL
Meeting Date: 22-May-13 Meeting Type: Annual
1 Director
1 Elaine Agather Management For Voted - For
2 Jeffrey N. Boyer Management For Voted - For
3 Kosta N. Kartsotis Management For Voted - For
69
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Diane L. Neal Management For Voted - For
5 Thomas M. Nealon Management For Voted - For
6 Mark D. Quick Management For Voted - For
7 Elysia Holt Ragusa Management For Voted - For
8 Jal S. Shroff Management For Voted - For
9 James E. Skinner Management For Voted - For
10 James M. Zimmerman Management For Voted - For
2 Proposal to Approve, on an Advisory Basis,
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3 Proposal to Ratiy the Appointment of Deloitte and
Touche LLP As the Company's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 28, 2013. Management For Voted - For
4 Proposal to Approve an Amendment to the Company's
Certificate of Incorporation to Change Its
Corporate Name to Fossil Group, Inc. Management For Voted - For
5 Stockholder Proposal Regarding Report Describing
the Company's Supply Chain Standards Related to
Environmental Impacts. Shareholder Against Voted - Against
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOG
Meeting Date: 06-Jun-13 Meeting Type: Annual
1. Director
1 Larry Page Management For Voted - For
2 Sergey Brin Management For Voted - For
3 Eric E. Schmidt Management For Voted - For
4 L. John Doerr Management For Voted - For
5 Diane B. Greene Management For Voted - For
6 John L. Hennessy Management For Vote Withheld
7 Ann Mather Management For Voted - For
8 Paul S. Otellini Management For Voted - For
9 K. Ram Shriram Management For Voted - For
10 Shirley M. Tilghman Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2013. Management For Voted - For
3. A Stockholder Proposal Regarding A Report on Lead
Batteries in Google's Supply Chain, If Properly
Presented at the Meeting. Shareholder Against Voted - Against
4. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - For
5. A Stockholder Proposal Regarding Executive Stock
Retention, If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding Succession
Planning, If Properly Presented at the Meeting. Shareholder Against Voted - Against
70
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
IMAX CORPORATION
CUSIP: 45245E109 TICKER: IMAX
Meeting Date: 11-Jun-13 Meeting Type: Annual and Special
01 Director
1 Richard L. Gelfond Management For Voted - For
2 Michael Macmillan Management For Voted - For
3 I. Martin Pompadur Management For Voted - For
4 Bradley J. Wechsler Management For Voted - For
02 In Respect of the Appointment of
PricewaterhouseCoopers LLP As Auditors of the
Company and Authorizing the Directors to Fix Their
Remuneration. Note: Voting Withhold is the
Equivalent to Voting Abstain. Management For Voted - For
03 In Respect of the Approval of Certain Amendments to
the Articles of Amalgamation of the Company. Note:
Voting Withhold is the Equivalent to Voting Abstain. Management For Voted - For
04 In Respect of the Confirmation of Certain
Amendments to By-law No. 1 of the Company As
Outlined in Appendix "a" to the Proxy Circular and
Proxy Statement. Note: Voting Withhold is the
Equivalent to Voting Abstain. Management For Voted - For
05 In Respect of the Approval of the Company's 2013
Long-term Incentive Plan As Outlined in Appendix
"b" to the Proxy Circular and Proxy Statement.
Note: Voting Withhold is the Equivalent to Voting
Abstain. Management For Voted - For
06 Advisory Resolution to Approve the Compensation of
the Named Executive Officers As Disclosed in the
Accompanying Proxy Circular and Proxy Statement.
Note: Voting Abstain is the Equivalent to Voting
Withhold. Management For Voted - For
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 TICKER: ISRG
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Election of Director: Amal M. Johnson Management For Voted - For
1.2 Election of Director: Eric H. Halvorson Management For Voted - For
1.3 Election of Director: Alan J. Levy, Ph.D. Management For Voted - Against
2. To Approve the Amendment and Restatement of the
Company's 2010 Incentive Award Plan Management For Voted - Against
3. To Approve, by Advisory Vote, the Compensation of
our Named Executive Officers Management For Voted - For
4. The Ratification of the Appointment of Ernst &
Young LLP As the Company's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2013 Management For Voted - For
71
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LAS VEGAS SANDS CORP.
CUSIP: 517834107 TICKER: LVS
Meeting Date: 05-Jun-13 Meeting Type: Annual
1. Director
1 Sheldon G. Adelson Management For Voted - For
2 Irwin Chafetz Management For Voted - For
3 Victor Chaltiel Management For Voted - For
4 Charles A. Koppelman Management For Voted - For
2. To Approve the Performance- Based Provisions of the
Company's 2004 Equity Award Plan. Management For Voted - For
3. To Approve the Performance- Based Provisions of the
Company's Executive Cash Incentive Plan. Management For Voted - For
4. To Consider and Act Upon an Advisory (non-binding)
Proposal on the Compensation of the Named Executive
Officers. Management For Voted - For
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 18-Jun-13 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Nancy J. Karch Management For Voted - For
1G. Election of Director: Marc Olivie Management For Voted - For
1H. Election of Director: Rima Qureshi Management For Voted - For
1I. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1J. Election of Director: Mark Schwartz Management For Voted - For
1K. Election of Director: Jackson P. Tai Management For Voted - For
1L. Election of Director: Edward Suning Tian Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm Management For Voted - For
MONSANTO COMPANY
CUSIP: 61166W101 TICKER: MON
Meeting Date: 31-Jan-13 Meeting Type: Annual
1A. Election of Director: David L. Chicoine, Ph.D. Management For Voted - For
1B. Election of Director: Arthur H. Harper Management For Voted - For
1C. Election of Director: Gwendolyn S. King Management For Voted - For
72
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: Jon R. Moeller Management For Voted - For
2. Ratify the Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for Fiscal 2013. Management For Voted - For
3. Advisory, (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
4. Approval of Amendment to the Amended and Restated
Certificate of Incorporation of the Company to
Declassify the Board. Management For Voted - For
5. Shareowner Proposal Requesting A Report on Certain
Matters Related to Gmo Products. Shareholder Against Voted - Against
NATIONAL OILWELL VARCO, INC.
CUSIP: 637071101 TICKER: NOV
Meeting Date: 22-May-13 Meeting Type: Annual
1A. Election of Director: Merrill A. Miller, Jr. Management For Voted - For
1B. Election of Director: Greg L. Armstrong Management For Voted - For
1C. Election of Director: Ben A. Guill Management For Voted - For
1D. Election of Director: David D. Harrison Management For Voted - For
1E. Election of Director: Roger L. Jarvis Management For Voted - For
1F. Election of Director: Eric L. Mattson Management For Voted - For
2. Ratification of Independent Auditors. Management For Voted - For
3. Approve, by Non-binding Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
4. Approve Amendments to the National Oilwell Varco,
Inc. Long- Term Incentive Plan. Management For Voted - For
5. Approve the National Oilwell Varco, Inc. Annual
Cash Incentive Plan for Executive Officers. Management For Voted - For
PRECISION CASTPARTS CORP.
CUSIP: 740189105 TICKER: PCP
Meeting Date: 14-Aug-12 Meeting Type: Annual
1. Director
1 Mark Donegan Management For Voted - For
2 Vernon E. Oechsle Management For Voted - For
3 Ulrich Schmidt Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
3. Advisory Vote Regarding Compensation of Named
Executive Officers. Management For Voted - For
4. Re-approval and Amendment of the Executive
Performance Incentive Plan. Management For Voted - For
73
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PRICELINE.COM INCORPORATED
CUSIP: 741503403 TICKER: PCLN
Meeting Date: 06-Jun-13 Meeting Type: Annual
1. Director
1 Tim Armstrong Management For Voted - For
2 Howard W. Barker, Jr. Management For Voted - For
3 Jeffery H. Boyd Management For Voted - For
4 Jan L. Docter Management For Voted - For
5 Jeffrey E. Epstein Management For Voted - For
6 James M. Guyette Management For Voted - For
7 Nancy B. Peretsman Management For Voted - For
8 Thomas E. Rothman Management For Voted - For
9 Craig W. Rydin Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2013. Management For Voted - For
3. To Approve on an Advisory Basis the Compensation
Paid by the Company to Its Named Executive Officers. Management For Voted - For
4. To Approve an Amendment to the Company's 1999
Omnibus Plan to Increase the Number of Shares
Authorized for Issuance Under the Plan by 2,400,000
Shares and Certain Other Amendments to the Plan. Management For Voted - For
5. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Requesting That the Company's
Board of Directors Adopt A Policy Limiting the
Acceleration of Vesting of Equity Awards Granted to
Senior Executives in the Event of A Change in
Control of the Company. Shareholder Against Voted - Against
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 05-Mar-13 Meeting Type: Annual
1A Election of Director: Barbara T. Alexander Management For Voted - Against
1B Election of Director: Donald G. Cruickshank Management For Voted - For
1C Election of Director: Raymond V. Dittamore Management For Voted - For
1D Election of Director: Susan Hockfield Management For Voted - For
1E Election of Director: Thomas W. Horton Management For Voted - For
1F Election of Director: Paul E. Jacobs Management For Voted - For
1G Election of Director: Sherry Lansing Management For Voted - For
1H Election of Director: Duane A. Nelles Management For Voted - For
1I Election of Director: Francisco Ros Management For Voted - For
1J Election of Director: Brent Scowcroft Management For Voted - For
1K Election of Director: Marc I. Stern Management For Voted - For
74
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
02 To Approve the 2006 Long-term Incentive Plan, As
Amended, Which Includes an Increase in the Share
Reserve by 90,000,000 Shares. Management For Voted - For
03 To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 29, 2013. Management For Voted - For
04 Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
RALPH LAUREN CORP
CUSIP: 751212101 TICKER: RL
Meeting Date: 09-Aug-12 Meeting Type: Annual
1. Director
1 Frank A. Bennack, Jr. Management For Voted - For
2 Joel L. Fleishman Management For Voted - For
3 Steven P. Murphy Management For Voted - For
2. Ratification of Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending March 30, 2013. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers and our
Compensation Philosophy, Policies and Practices As
Described in the Accompanying Proxy Statement. Management For Voted - For
4. Approval of our Amended and Restated Executive
Officer Annual Incentive Plan. Management For Voted - For
REALOGY HOLDINGS CORP.
CUSIP: 75605Y106 TICKER: RLGY
Meeting Date: 07-May-13 Meeting Type: Annual
1 Director
1 V. Ann Hailey Management For Voted - For
2 M. Ali Rashid Management For Voted - For
3 Brett White Management For Voted - For
2 Advisory Vote to Approve Realogy Holdings Executive
Compensation Program. Management For Voted - For
3 Advisory Vote on the Frequency of the Advisory Vote
on Executive Compensation. Management 1 Year Voted - 1 Year
4 Ratification of the Appointment of
PricewaterhouseCoopers LLP to Serve As our
Independent Registered Public Accounting Firm for
Fiscal Year 2013. Management For Voted - For
75
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
RENTRAK CORPORATION
CUSIP: 760174102 TICKER: RENT
Meeting Date: 23-Aug-12 Meeting Type: Annual
1. Director
1 William Engel Management For Voted - For
2 Richard Hochhauser Management For Voted - For
3 William Livek Management For Voted - For
4 Anne Macdonald Management For Voted - For
5 Martin O'connor Management For Voted - For
6 Brent Rosenthal Management For Voted - For
7 Ralph Shaw Management For Voted - For
2. Ratify the Appointment of Grant Thornton LLP As
Rentrak's Independent Registered Public Accounting
Firm. Management For Voted - For
3. Approve, on an Advisory Basis, the Compensation of
Rentrak's Named Executive Officers. Management For Voted - For
SBA COMMUNICATIONS CORPORATION
CUSIP: 78388J106 TICKER: SBAC
Meeting Date: 09-May-13 Meeting Type: Annual
1.1 Election of Director: Kevin L. Beebe Management For Voted - For
1.2 Election of Director: Jack Langer Management For Voted - For
1.3 Election of Director: Jeffrey A. Stoops Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Sba's Independent Registered Public
Accounting Firm for the 2013 Fiscal Year. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of Sba's Named Executive Officers. Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
CUSIP: 806857108 TICKER: SLB
Meeting Date: 10-Apr-13 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Tony Isaac Management For Voted - Against
1C. Election of Director: K. Vaman Kamath Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Adrian Lajous Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
1H. Election of Director: Lubna S. Olayan Management For Voted - For
1I. Election of Director: L. Rafael Reif Management For Voted - For
1J. Election of Director: Tore I. Sandvold Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
76
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2012 Financial Statements
and Declarations of Dividends. Management For Voted - For
4. To Approve the Appointment of the Independent
Registered Public Accounting Firm. Management For Voted - For
5. To Approve the Adoption of the 2013 Schlumberger
Omnibus Incentive Plan. Management For Voted - For
6. To Approve the Adoption of an Amendment and
Restatement of the Schlumberger Discount Stock
Purchase Plan. Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
CUSIP: 845467109 TICKER: SWN
Meeting Date: 21-May-13 Meeting Type: Annual
1.1 Election of Director: John D. Gass Management For Voted - For
1.2 Election of Director: Catherine A. Kehr Management For Voted - For
1.3 Election of Director: Greg D. Kerley Management For Voted - For
1.4 Election of Director: Harold M. Korell Management For Voted - For
1.5 Election of Director: Vello A. Kuuskraa Management For Voted - For
1.6 Election of Director: Kenneth R. Mourton Management For Voted - For
1.7 Election of Director: Steven L. Mueller Management For Voted - For
1.8 Election of Director: Elliott Pew Management For Voted - For
1.9 Election of Director: Alan H. Stevens Management For Voted - For
2. Proposal to Ratify Independent Registered Public
Accounting Firm for 2013. Management For Voted - For
3. Advisory Vote to Approve our Executive Compensation. Management For Voted - For
4. Proposal to Approve our 2013 Incentive Plan. Management For Voted - For
STAMPS.COM INC.
CUSIP: 852857200 TICKER: STMP
Meeting Date: 12-Jun-13 Meeting Type: Annual
1. Director
1 Mohan Ananda Management For Voted - For
2. To Approve, on an Advisory Basis, on the Company's
Executive Compensation. Management For Voted - For
3. To Ratify the Appointment of Ernst & Young LLP As
Independent Auditors of the Company for 2013. Management For Voted - For
STARBUCKS CORPORATION
CUSIP: 855244109 TICKER: SBUX
Meeting Date: 20-Mar-13 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: William W. Bradley Management For Voted - For
77
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Robert M. Gates Management For Voted - For
1D. Election of Director: Mellody Hobson Management For Voted - For
1E. Election of Director: Kevin R. Johnson Management For Voted - For
1F. Election of Director: Olden Lee Management For Voted - For
1G. Election of Director: Joshua Cooper Ramo Management For Voted - For
1H. Election of Director: James G. Shennan, Jr. Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Approval of an Advisory Resolution on Executive
Compensation. Management For Voted - For
3. Approval of an Amendment and Restatement of the
2005 Long-term Equity Incentive Plan, Including an
Increase in the Number of Authorized Shares Under
the Plan. Management For Voted - For
4. Ratification of the Selection of Deloitte & Touche
LLP As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending September 29, 2013. Management For Voted - For
5. Shareholder Proposal to Prohibit Political Spending. Shareholder Against Voted - Against
TD AMERITRADE HOLDING CORPORATION
CUSIP: 87236Y108 TICKER: AMTD
Meeting Date: 13-Feb-13 Meeting Type: Annual
1. Director
1 Marshall A. Cohen Management For Voted - For
2 Kerry A. Peacock Management For Voted - For
3 J. Peter Ricketts Management For Voted - For
4 Allan R. Tessler Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Independent Registered Public Accounting Firm.
Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending
September 30, 2013. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 TICKER: SCHW
Meeting Date: 16-May-13 Meeting Type: Annual
1A. Election of Director: Stephen A. Ellis Management For Voted - For
1B. Election of Director: Arun Sarin Management For Voted - Against
1C. Election of Director: Charles R. Schwab Management For Voted - For
1D. Election of Director: Paula A. Sneed Management For Voted - Against
2. Ratification of Independent Auditors Management For Voted - For
3. Advisory Approval of Named Executive Officer
Compensation Management For Voted - Against
78
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Approval of 2013 Stock Incentive Plan Management For Voted - For
5. Stockholder Proposal Regarding Political
Contributions Shareholder Against Voted - For
6. Stockholder Proposal Regarding Proxy Access Shareholder Against Voted - For
THE WALT DISNEY COMPANY
CUSIP: 254687106 TICKER: DIS
Meeting Date: 06-Mar-13 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Judith L. Estrin Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Fred H. Langhammer Management For Voted - For
1F. Election of Director: Aylwin B. Lewis Management For Voted - For
1G. Election of Director: Monica C. Lozano Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Sheryl K. Sandberg Management For Voted - For
1J. Election of Director: Orin C. Smith Management For Voted - Against
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2013. Management For Voted - For
3. To Approve the Terms of the Company's Amended and
Restated 2002 Executive Performance Plan, As
Amended. Management For Voted - Against
4. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - Against
5. To Approve the Shareholder Proposal Relating to
Proxy Access. Shareholder Against Voted - For
6. To Approve the Shareholder Proposal Relating to
Future Separation of Chairman and Chief Executive
Officer. Shareholder Against Voted - For
TIVO INC.
CUSIP: 888706108 TICKER: TIVO
Meeting Date: 01-Aug-12 Meeting Type: Annual
1. Director
1 Peter Aquino Management For Voted - For
2 Thomas Wolzien Management For Voted - For
2. To Ratify the Selection of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending January 31, 2013. Management For Voted - For
3. To Approve A Two-year Request to Amend the Amended
& Restated 2008 Equity Incentive Award Plan to
Reserve an Additional 7,000,000 Shares of our
Common Stock for Issuance. Management For Voted - For
4. To Approve an Amendment to the Amended & Restated
1999 Employee Stock Purchase Plan to Reserve an
79
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Additional 1,500,000 Shares of our Common Stock for
Issuance. Management For Voted - For
5. To Approve, on A Non-binding, Advisory Basis, the
Compensation of our Named Executive Officers As
Disclosed in the Proxy Statement Pursuant to the
Compensation Disclosure Rules of the Securities and
Exchange Commission ("say-on-pay"). Management For Voted - For
TRIPADVISOR, INC.
CUSIP: 896945201 TICKER: TRIP
Meeting Date: 28-Jun-13 Meeting Type: Annual
1. Director
1 Gregory B. Maffei Management For Voted - For
2 Stephen Kaufer Management For Voted - For
3 Jonathan F. Miller Management For Voted - For
4 Jeremy Philips Management For Voted - For
5 Christopher W. Shean Management For Voted - For
6 Sukhinder Singh Cassidy Management For Voted - For
7 Robert S. Wiesenthal Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Tripadvisor, Inc.'s Independent Registered Public
Accounting Firm for 2013. Management For Voted - For
3. To Consider and Approve Tripadvisor, Inc.'s 2011
Stock and Annual Incentive Plan, As Amended. Management For Voted - For
ULTA SALON, COSMETICS & FRAGRANCE, INC
CUSIP: 90384S303 TICKER: ULTA
Meeting Date: 06-Jun-13 Meeting Type: Annual
1. Director
1 Charles Heilbronn Management For Vote Withheld
2 Michael R. Macdonald Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year 2013, Ending
February 1, 2014 Management For Voted - For
3. Advisory Resolution to Approve the Company's
Executive Compensation Management For Voted - For
VAIL RESORTS, INC.
CUSIP: 91879Q109 TICKER: MTN
Meeting Date: 29-Nov-12 Meeting Type: Annual
1A. Election of Director: Roland A. Hernandez Management For Voted - For
1B. Election of Director: Robert A. Katz Management For Voted - For
1C. Election of Director: Richard D. Kincaid Management For Voted - For
80
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: John T. Redmond Management For Voted - For
1E. Election of Director: Hilary A. Schneider Management For Voted - For
1F. Election of Director: John F. Sorte Management For Voted - For
2. Ratify the Selection of PricewaterhouseCoopers LLP
As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending July 31,
2013. Management For Voted - For
3. Advisory Vote on Executive Compensation. Management For Voted - For
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 30-Jan-13 Meeting Type: Annual
1A. Election of Director: Gary P. Coughlan Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Robert W. Matschullat Management For Voted - For
1E. Election of Director: Cathy E. Minehan Management For Voted - For
1F. Election of Director: Suzanne Nora Johnson Management For Voted - For
1G. Election of Director: David J. Pang Management For Voted - For
1H. Election of Director: Joseph W. Saunders Management For Voted - For
1I. Election of Director: Charles W. Scharf Management For Voted - For
1J. Election of Director: William S. Shanahan Management For Voted - For
1K. Election of Director: John A. Swainson Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
Fiscal Year 2013. Management For Voted - For
4. Stockholder Proposal on Lobbying Practices and
Expenditures, If Properly Presented. Shareholder Against Voted - Against
WYNN RESORTS, LIMITED
CUSIP: 983134107 TICKER: WYNN
Meeting Date: 02-Nov-12 Meeting Type: Annual
1 Director
1 Linda Chen Management For Voted - For
2 Marc D. Schorr Management For Voted - For
3 J. Edward (ted) Virtue Management For Voted - For
4 Elaine P. Wynn Management For Voted - For
2 To Approve the Amended and Restated Annual
Performance Based Incentive Plan. Management For Voted - For
3 To Ratify the Audit Committee's Appointment of
Ernst & Young, LLP As the Independent Public
Accountants for the Company and All of Its
Subsidiaries for 2012. Management For Voted - For
81
RIVERPARK LONG SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 22-Feb-13 Meeting Type: Special
1. To Remove Mr. Kazuo Okada As A Director of the
Company. Management For Voted - For
2. To Adjourn the Special Meeting to A Later Date, If
Necessary Or Appropriate in the View of the Board
Or the Executive Committee of the Board, to Solicit
Additional Proxies in Favor of the Removal Proposal
If There are Insufficient Proxies at the Time of
Such Adjournment to Approve the Removal Proposal. Management For Voted - For
Meeting Date: 07-May-13 Meeting Type: Annual
1. Director
1 Ray R. Irani Management For Voted - For
2 Alvin V. Shoemaker Management For Voted - For
3 D. Boone Wayson Management For Voted - For
4 Stephen A. Wynn Management For Voted - For
2. To Ratify the Audit Committee's Appointment of
Ernst & Young, LLP As the Independent Public
Accountants for the Company and All of Its
Subsidiaries for 2013. Management For Voted - For
82
RIVERPARK SHORT TERM HIGH YIELD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
H.J. HEINZ FINANCE COMPANY
CUSIP: 42307T306
Meeting Date: 19-Sep-12 Meeting Type: Annual
1. Director
1 Leonard A. Cullo, Jr. Management For Voted - For
2 Edward J. Mcmenamin Management For Voted - For
3 Arthur B. Winkleblack Management For Voted - For
2. Election of Independent Director: Andrew L. Stidd Management For Voted - For
83
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANNIES, INC.
CUSIP: 03600T104 TICKER: BNNY
Meeting Date: 10-Sep-12 Meeting Type: Annual
1 Director
1 David A. Behnke Management For Voted - For
2 Julie D. Klapstein Management For Voted - For
2 Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for Fiscal Year
2013. Management For Voted - For
3 A Non-binding Advisory Vote by Stockholders to
Ratify the Compensation of Annie's Named Executive
Officers. Management For Voted - For
4 A Non-binding Advisory Vote by Stockholders on How
Frequently Stockholders Will Provide A "say-
On-pay" Vote. Management 1 Year Voted - 1 Year
GEORESOURCES, INC.
CUSIP: 372476101 TICKER: GEOI
Meeting Date: 31-Jul-12 Meeting Type: Special
1. Proposal to Approve and Adopt the Agreement and
Plan of Merger, Dated As of April 24, 2012, As It
May be Amended from Time to Time, by and Among
Georesources, Inc., Halcon Resources Corporation,
Leopard Sub I, Inc. and Leopard Sub II, Llc, and
the Transactions Contemplated Thereby. Management For Voted - For
2. Proposal to Approve, on A Non- Binding, Advisory
Basis, the Compensation That May be Paid Or Become
Payable to Georesources' Named Executive Officers
That is Based on Or Otherwise Relates to the Merger. Management For Voted - For
3. Proposal to Approve the Adjournment of the Special
Meeting, If Necessary Or Appropriate, to Solicit
Additional Proxies If There are Not Sufficient
Votes to Approve Proposal 1 Above. Management For Voted - For
LIQUIDITY SERVICES, INC.
CUSIP: 53635B107 TICKER: LQDT
Meeting Date: 28-Feb-13 Meeting Type: Annual
1. Director
1 William P. Angrick, III Management For Voted - For
2 David A. Perdue, Jr. Management For Voted - For
2. Ratification of Ernst & Young LLP As the Company's
Independent Registered Public Accounting Firm for
Fiscal 2013. Management For Voted - For
84
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Approval of an Advisory Resolution on Executive
Compensation. Management For Voted - For
PDF SOLUTIONS, INC.
CUSIP: 693282105 TICKER: PDFS
Meeting Date: 03-Aug-12 Meeting Type: Annual
1. Director
1 Lucio Lanza Management For Voted - For
2 Kimon Michaels, Ph.D. Management For Voted - For
2. To Ratify the Appointment by the Company's Audit
and Corporate Governance Committee
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm of the Company
for the Fiscal Year Ending December 31, 2012. Management For Voted - For
3. To Approve, by Non-binding Vote, the Compensation
Awarded to Named Executive Officers. Management For Voted - For
RENTRAK CORPORATION
CUSIP: 760174102 TICKER: RENT
Meeting Date: 23-Aug-12 Meeting Type: Annual
1. Director
1 William Engel Management For Voted - For
2 Richard Hochhauser Management For Voted - For
3 William Livek Management For Voted - For
4 Anne Macdonald Management For Voted - For
5 Martin O'connor Management For Voted - For
6 Brent Rosenthal Management For Voted - For
7 Ralph Shaw Management For Voted - For
2. Ratify the Appointment of Grant Thornton LLP As
Rentrak's Independent Registered Public Accounting
Firm. Management For Voted - For
3. Approve, on an Advisory Basis, the Compensation of
Rentrak's Named Executive Officers. Management For Voted - For
SOUTHERN PACIFIC RESOURCE CORP.
CUSIP: 84359Y106 TICKER: STPJF
Meeting Date: 22-Nov-12 Meeting Type: Annual and Special
01 Fixing the Number of Directors to be Elected at the
Meeting at Eight; Management For Voted - For
02 Director
1 Byron Lutes Management For Voted - For
2 David M. Antony Management For Voted - For
3 Jon P. Clark Management For Voted - For
4 J. Ward Mallabone Management For Voted - For
85
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Tibor Fekete Management For Voted - For
6 Sid W. Dykstra Management For Voted - For
7 Kenneth N. Cullen Management For Voted - For
8 Ross D.s. Douglas Management For Voted - For
03 The Appointment of Deloitte & Touche LLP, Chartered
Accountants, As Auditors of the Corporation for the
Ensuing Year and the Authorization of the Directors
to Fix Their Remuneration As Such; Management For Voted - For
04 Passing, with Or Without Variation, an Ordinary
Resolution, the Full Text of Which is Set Forth in
the Information Circular - Proxy Statement of the
Corporation Dated October 16, 2012 (the
"information Circular"), to Approve and Authorize
All Unallocated Options Under the Stock Option Plan
of the Corporation, All As More Particularly
Described in the Information Circular. Management For Voted - For
TIVO INC.
CUSIP: 888706108 TICKER: TIVO
Meeting Date: 01-Aug-12 Meeting Type: Annual
1. Director
1 Peter Aquino Management For Voted - For
2 Thomas Wolzien Management For Voted - For
2. To Ratify the Selection of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending January 31, 2013. Management For Voted - For
3. To Approve A Two-year Request to Amend the Amended
& Restated 2008 Equity Incentive Award Plan to
Reserve an Additional 7,000,000 Shares of our
Common Stock for Issuance. Management For Voted - For
4. To Approve an Amendment to the Amended & Restated
1999 Employee Stock Purchase Plan to Reserve an
Additional 1,500,000 Shares of our Common Stock for
Issuance. Management For Voted - For
5. To Approve, on A Non-binding, Advisory Basis, the
Compensation of our Named Executive Officers As
Disclosed in the Proxy Statement Pursuant to the
Compensation Disclosure Rules of the Securities and
Exchange Commission ("say-on-pay"). Management For Voted - For
VAIL RESORTS, INC.
CUSIP: 91879Q109 TICKER: MTN
Meeting Date: 29-Nov-12 Meeting Type: Annual
1A. Election of Director: Roland A. Hernandez Management For Voted - For
1B. Election of Director: Robert A. Katz Management For Voted - For
1C. Election of Director: Richard D. Kincaid Management For Voted - For
1D. Election of Director: John T. Redmond Management For Voted - For
1E. Election of Director: Hilary A. Schneider Management For Voted - For
86
RIVERPARK SMALL CAP GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Director: John F. Sorte Management For Voted - For
2. Ratify the Selection of PricewaterhouseCoopers LLP
As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending July 31,
2013. Management For Voted - For
3. Advisory Vote on Executive Compensation. Management For Voted - For
WALKER & DUNLOP INC
CUSIP: 93148P102 TICKER: WD
Meeting Date: 30-Aug-12 Meeting Type: Special
1. To Approve the Issuance of Shares of Common Stock
of Walker & Dunlop in Connection with the Proposed
Acquisition of Cwcapital Llc by Walker & Dunlop's
Indirect Wholly Owned Operating Subsidiary, Walker
& Dunlop, Llc (the "purchaser"), All As More Fully
Described in the Proxy Statement Management For Voted - For
2. To Approve Amendments to the Walker & Dunlop 2010
Equity Incentive Plan (the "equity Incentive Plan")
That Would Increase the Number of Shares Reserved
and Individual Limits on Categories of Awards
Under, Add Additional Performance Measures
Applicable To, Extend the Termination Date Of, and
Make Certain Other Related Technical Amendments To,
the Equity Incentive Plan Management For Voted - For
3. To Adjourn the Special Meeting for Up to 20 Days,
Solely to the Extent Necessary to Solicit
Additional Proxies If There are Insufficient Votes
at the Time of the Special Meeting to Approve the
Issuance of Shares of Walker & Dunlop Common Stock
Under Proposal 1 Management For Voted - For
87
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 29-Apr-13 Meeting Type: Annual
1. Director
1 C. Barshefsky Management For Voted - For
2 U.M. Burns Management For Voted - For
3 K.I. Chenault Management For Voted - For
4 P. Chernin Management For Voted - For
5 A. Lauvergeon Management For Voted - For
6 T.J. Leonsis Management For Voted - For
7 R.C. Levin Management For Voted - For
8 R.A. Mcginn Management For Voted - For
9 S.J. Palmisano Management For Voted - For
10 S.s Reinemund Management For Voted - For
11 D.L. Vasella Management For Voted - For
12 R.D. Walter Management For Voted - For
13 R.A. Williams Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for 2013. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Shareholder Proposal Relating to Separation of
Chairman and Ceo Roles. Shareholder Against Voted - Against
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 27-Feb-13 Meeting Type: Annual
1. Director
1 William Campbell Management For Voted - For
2 Timothy Cook Management For Voted - For
3 Millard Drexler Management For Voted - For
4 Al Gore Management For Voted - For
5 Robert Iger Management For Voted - For
6 Andrea Jung Management For Voted - For
7 Arthur Levinson Management For Voted - For
8 Ronald Sugar Management For Voted - For
2. Amendment of Apple's Restated Articles of
Incorporation to (i) Eliminate Certain Language
Relating to Term of Office of Directors in Order to
Facilitate the Adoption of Majority Voting for
Election of Directors, (ii) Eliminate "blank Check"
Preferred Stock, (iii) Establish A Par Value for
Company's Common Stock of $0.00001 Per Share and
(iv) Make Other Changes. Management For Voted - For
88
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2013. Management For Voted - For
4. A Non-binding Advisory Resolution to Approve
Executive Compensation. Management For Voted - For
5. A Shareholder Proposal Entitled "executives to
Retain Significant Stock." Shareholder Against Voted - Against
6. A Shareholder Proposal Entitled "board Committee on
Human Rights." Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
CUSIP: 084670702 TICKER: BRKB
Meeting Date: 04-May-13 Meeting Type: Annual
1. Director
1 Warren E. Buffett Management For Voted - For
2 Charles T. Munger Management For Voted - For
3 Howard G. Buffett Management For Voted - For
4 Stephen B. Burke Management For Voted - For
5 Susan L. Decker Management For Voted - For
6 William H. Gates III Management For Voted - For
7 David S. Gottesman Management For Voted - For
8 Charlotte Guyman Management For Voted - For
9 Donald R. Keough Management For Voted - For
10 Thomas S. Murphy Management For Voted - For
11 Ronald L. Olson Management For Voted - For
12 Walter Scott, Jr. Management For Voted - For
13 Meryl B. Witmer Management For Voted - For
2. Shareholder Proposal Regarding Greenhouse Gas and
Other Air Emissions. Shareholder Against Voted - Against
COACH, INC.
CUSIP: 189754104 TICKER: COH
Meeting Date: 07-Nov-12 Meeting Type: Annual
1. Director
1 Lew Frankfort Management For Voted - For
2 Susan Kropf Management For Voted - For
3 Gary Loveman Management For Voted - For
4 Ivan Menezes Management For Voted - For
5 Irene Miller Management For Voted - For
6 Michael Murphy Management For Voted - For
7 Stephanie Tilenius Management For Voted - For
8 Jide Zeitlin Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2013 Management For Voted - For
89
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Approve, on A Non-binding Advisory Basis, the
Company's Executive Compensation Management For Voted - For
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
CUSIP: 192446102 TICKER: CTSH
Meeting Date: 04-Jun-13 Meeting Type: Annual
1A. Election of Director: Maureen Breakiron-evans Management For Voted - For
1B. Election of Director: John E. Klein Management For Voted - For
1C. Election of Director: Lakshmi Narayanan Management For Voted - For
2. Approval of the Compensation of our Named Executive
Officers, Disclosed Pursuant to Item 402 of
Regulation S-k. Management For Voted - For
3. Amendment of our Restated Certificate of
Incorporation, As Amended, to Provide That All
Directors Elected at Or After the 2014 Annual
Meeting of Stockholders be Elected on an Annual
Basis. Management For Voted - For
4. Approval of the Amendment and Restatement of the
2004 Employee Stock Purchase Plan. Management For Voted - For
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for the Year
Ending December 31, 2013. Management For Voted - For
6. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Permit
Stockholder Action by Written Consent. Shareholder Against Voted - Against
CUMMINS INC.
CUSIP: 231021106 TICKER: CMI
Meeting Date: 14-May-13 Meeting Type: Annual
1. Election of Director: N. Thomas Linebarger Management For Voted - For
2. Election of Director: William I. Miller Management For Voted - For
3. Election of Director: Alexis M. Herman Management For Voted - For
4. Election of Director: Georgia R. Nelson Management For Voted - For
5. Election of Director: Carl Ware Management For Voted - For
6. Election of Director: Robert K. Herdman Management For Voted - For
7. Election of Director: Robert J. Bernhard Management For Voted - For
8. Election of Director: Dr. Franklin R. Chang Diaz Management For Voted - For
9. Election of Director: Stephen B. Dobbs Management For Voted - For
10. Advisory Vote to Approve the Compensation of the
Named Executive Officers As Disclosed in the Proxy
Statement. Management For Voted - For
11. Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP As Auditors for 2013. Management For Voted - For
12. Shareholder Proposal Regarding Independent Board
Chair. Shareholder Against Voted - Against
90
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EMC CORPORATION
CUSIP: 268648102 TICKER: EMC
Meeting Date: 01-May-13 Meeting Type: Annual
1A. Election of Director: Michael W. Brown Management For Voted - For
1B. Election of Director: Randolph L. Cowen Management For Voted - For
1C. Election of Director: Gail Deegan Management For Voted - For
1D. Election of Director: James S. Distasio Management For Voted - For
1E. Election of Director: John R. Egan Management For Voted - For
1F. Election of Director: Edmund F. Kelly Management For Voted - For
1G. Election of Director: Jami Miscik Management For Voted - For
1H. Election of Director: Windle B. Priem Management For Voted - For
1I. Election of Director: Paul Sagan Management For Voted - For
1J. Election of Director: David N. Strohm Management For Voted - For
1K. Election of Director: Joseph M. Tucci Management For Voted - For
2. Ratification of the Selection by the Audit
Committee of PricewaterhouseCoopers LLP As Emc's
Independent Auditors for the Fiscal Year Ending
December 31, 2013, As Described in Emc's Proxy
Statement. Management For Voted - For
3. Advisory Approval of our Executive Compensation, As
Described in Emc's Proxy Statement. Management For Voted - For
4. Approval of the Emc Corporation Amended and
Restated 2003 Stock Plan, As Described in Emc's
Proxy Statement. Management For Voted - For
5. Approval of the Emc Corporation Amended and
Restated 1989 Employee Stock Purchase Plan, As
Described in Emc's Proxy Statement. Management For Voted - For
6. Approval of Amendments to Emc's Articles of
Organization and Bylaws to Allow Shareholders to
Act by Written Consent by Less Than Unanimous
Approval, As Described in Emc's Proxy Statement. Management For Voted - For
7. To Act Upon A Shareholder Proposal Relating to
Political Contributions, As Described in Emc's
Proxy Statement. Shareholder Against Voted - Against
EXPEDITORS INT'L OF WASHINGTON, INC.
CUSIP: 302130109 TICKER: EXPD
Meeting Date: 01-May-13 Meeting Type: Annual
1A. Election of Director: Peter J. Rose Management For Voted - For
1B. Election of Director: Robert R. Wright Management For Voted - For
1C. Election of Director: Mark A. Emmert Management For Voted - For
1D. Election of Director: R. Jordan Gates Management For Voted - For
1E. Election of Director: Dan P. Kourkoumelis Management For Voted - For
1F. Election of Director: Michael J. Malone Management For Voted - For
1G. Election of Director: John W. Meisenbach Management For Voted - For
1H. Election of Director: Liane J. Pelletier Management For Voted - For
91
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: James L.k. Wang Management For Voted - For
1J. Election of Director: Tay Yoshitani Management For Voted - For
2. To Approve, on A Non-binding Basis, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Approve and Ratify the Adoption of the 2013
Stock Option Plan. Management For Voted - For
4. To Ratify the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm. Management For Voted - For
5. The Shareholder Proposal Regarding Executives to
Retain Significant Stock. Shareholder Against Voted - Against
EXPRESS SCRIPTS HOLDING COMPANY
CUSIP: 30219G108 TICKER: ESRX
Meeting Date: 09-May-13 Meeting Type: Annual
1A. Election of Director: Gary G. Benanav Management For Voted - For
1B. Election of Director: Maura C. Breen Management For Voted - For
1C. Election of Director: William J. Delaney Management For Voted - For
1D. Election of Director: Nicholas J. Lahowchic Management For Voted - For
1E. Election of Director: Thomas P. Mac Mahon Management For Voted - For
1F. Election of Director: Frank Mergenthaler Management For Voted - For
1G. Election of Director: Woodrow A. Myers, Jr., Md Management For Voted - For
1H. Election of Director: John O. Parker, Jr. Management For Voted - For
1I. Election of Director: George Paz Management For Voted - For
1J. Election of Director: William L. Roper, Md, Mph Management For Voted - For
1K. Election of Director: Samuel K. Skinner Management For Voted - For
1L. Election of Director: Seymour Sternberg Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accountants. Management For Voted - For
3. To Approve, by Non-binding Vote, Executive
Compensation. Management For Voted - For
GILEAD SCIENCES, INC.
CUSIP: 375558103 TICKER: GILD
Meeting Date: 08-May-13 Meeting Type: Annual
1. Director
1 John F. Cogan Management For Voted - For
2 Etienne F. Davignon Management For Voted - For
3 Carla A. Hills Management For Voted - For
4 Kevin E. Lofton Management For Voted - For
5 John W. Madigan Management For Voted - For
6 John C. Martin Management For Voted - For
7 Nicholas G. Moore Management For Voted - For
8 Richard J. Whitley Management For Voted - For
92
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Gayle E. Wilson Management For Voted - For
10 Per Wold-olsen Management For Voted - For
2. To Ratify the Selection of Ernst & Young LLP by the
Audit Committee of the Board of Directors As the
Independent Registered Public Accounting Firm of
Gilead for the Fiscal Year Ending December 31, 2013. Management For Voted - For
3. To Approve A Restatement of Gilead Sciences, Inc.'s
2004 Equity Incentive Plan. Management For Voted - For
4. To Approve an Amendment to Gilead's Restated
Certificate of Incorporation. Management For Voted - For
5. To Approve, on the Advisory Basis, the Compensation
of Gilead's Named Executive Officers As Presented
in the Proxy Statement. Management For Voted - For
6. To Vote on A Stockholder Proposal Requesting That
the Board Adopt A Policy That the Chairman of the
Board of Directors be an Independent Director, If
Properly Presented at the Meeting. Shareholder Against Voted - Against
7. To Vote on A Stockholder Proposal Requesting That
the Board Take Steps to Permit Stockholder Action
by Written Consent, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOG
Meeting Date: 06-Jun-13 Meeting Type: Annual
1. Director
1 Larry Page Management For Voted - For
2 Sergey Brin Management For Voted - For
3 Eric E. Schmidt Management For Voted - For
4 L. John Doerr Management For Voted - For
5 Diane B. Greene Management For Voted - For
6 John L. Hennessy Management For Voted - For
7 Ann Mather Management For Voted - For
8 Paul S. Otellini Management For Voted - For
9 K. Ram Shriram Management For Voted - For
10 Shirley M. Tilghman Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2013. Management For Voted - For
3. A Stockholder Proposal Regarding A Report on Lead
Batteries in Google's Supply Chain, If Properly
Presented at the Meeting. Shareholder Against Voted - Against
4. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding Executive Stock
Retention, If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding Succession
Planning, If Properly Presented at the Meeting. Shareholder Against Voted - Against
93
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MONSTER BEVERAGE CORPORATION
CUSIP: 611740101 TICKER: MNST
Meeting Date: 03-Jun-13 Meeting Type: Annual
1 Director
1 Rodney C. Sacks Management For Voted - For
2 Hilton H. Schlosberg Management For Voted - For
3 Norman C. Epstein Management For Voted - For
4 Benjamin M. Polk Management For Voted - For
5 Sydney Selati Management For Voted - For
6 Harold C. Taber, Jr. Management For Voted - For
7 Mark S. Vidergauz Management For Voted - For
2 Proposal to Ratify the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accounting Firm of the Company for the Fiscal Year
Ending December 31, 2012. Management For Voted - For
3 Proposal to Approve, on A Non- Binding, Advisory
Basis, the Compensation of the Company's Named
Executive Officers. Management For Voted - For
NATIONAL OILWELL VARCO, INC.
CUSIP: 637071101 TICKER: NOV
Meeting Date: 22-May-13 Meeting Type: Annual
1A. Election of Director: Merrill A. Miller, Jr. Management For Voted - For
1B. Election of Director: Greg L. Armstrong Management For Voted - For
1C. Election of Director: Ben A. Guill Management For Voted - For
1D. Election of Director: David D. Harrison Management For Voted - For
1E. Election of Director: Roger L. Jarvis Management For Voted - For
1F. Election of Director: Eric L. Mattson Management For Voted - For
2. Ratification of Independent Auditors. Management For Voted - For
3. Approve, by Non-binding Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
4. Approve Amendments to the National Oilwell Varco,
Inc. Long- Term Incentive Plan. Management For Voted - For
5. Approve the National Oilwell Varco, Inc. Annual
Cash Incentive Plan for Executive Officers. Management For Voted - For
PERRIGO COMPANY
CUSIP: 714290103 TICKER: PRGO
Meeting Date: 06-Nov-12 Meeting Type: Annual
1. Director
1 Gary M. Cohen Management For Voted - For
2 David T. Gibbons Management For Voted - For
3 Ran Gottfried Management For Voted - For
94
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Ellen R. Hoffing Management For Voted - For
2. An Advisory Vote to Approve the Compensation of the
Company's Named Executive Officers. Management For Voted - For
3. Ratification of Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for Fiscal Year 2013. Management For Voted - For
PRICELINE.COM INCORPORATED
CUSIP: 741503403 TICKER: PCLN
Meeting Date: 06-Jun-13 Meeting Type: Annual
1. Director
1 Tim Armstrong Management For Voted - For
2 Howard W. Barker, Jr. Management For Voted - For
3 Jeffery H. Boyd Management For Voted - For
4 Jan L. Docter Management For Voted - For
5 Jeffrey E. Epstein Management For Voted - For
6 James M. Guyette Management For Voted - For
7 Nancy B. Peretsman Management For Voted - For
8 Thomas E. Rothman Management For Voted - For
9 Craig W. Rydin Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2013. Management For Voted - For
3. To Approve on an Advisory Basis the Compensation
Paid by the Company to Its Named Executive Officers. Management For Voted - For
4. To Approve an Amendment to the Company's 1999
Omnibus Plan to Increase the Number of Shares
Authorized for Issuance Under the Plan by 2,400,000
Shares and Certain Other Amendments to the Plan. Management For Voted - For
5. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Requesting That the Company's
Board of Directors Adopt A Policy Limiting the
Acceleration of Vesting of Equity Awards Granted to
Senior Executives in the Event of A Change in
Control of the Company. Shareholder Against Voted - Against
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 05-Mar-13 Meeting Type: Annual
1A Election of Director: Barbara T. Alexander Management For Voted - For
1B Election of Director: Donald G. Cruickshank Management For Voted - For
1C Election of Director: Raymond V. Dittamore Management For Voted - For
1D Election of Director: Susan Hockfield Management For Voted - For
1E Election of Director: Thomas W. Horton Management For Voted - For
1F Election of Director: Paul E. Jacobs Management For Voted - For
1G Election of Director: Sherry Lansing Management For Voted - For
95
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H Election of Director: Duane A. Nelles Management For Voted - For
1I Election of Director: Francisco Ros Management For Voted - For
1J Election of Director: Brent Scowcroft Management For Voted - For
1K Election of Director: Marc I. Stern Management For Voted - For
02 To Approve the 2006 Long-term Incentive Plan, As
Amended, Which Includes an Increase in the Share
Reserve by 90,000,000 Shares. Management For Voted - For
03 To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 29, 2013. Management For Voted - For
04 Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
CUSIP: 806857108 TICKER: SLB
Meeting Date: 10-Apr-13 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Tony Isaac Management For Voted - For
1C. Election of Director: K. Vaman Kamath Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Adrian Lajous Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
1H. Election of Director: Lubna S. Olayan Management For Voted - For
1I. Election of Director: L. Rafael Reif Management For Voted - For
1J. Election of Director: Tore I. Sandvold Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2012 Financial Statements
and Declarations of Dividends. Management For Voted - For
4. To Approve the Appointment of the Independent
Registered Public Accounting Firm. Management For Voted - For
5. To Approve the Adoption of the 2013 Schlumberger
Omnibus Incentive Plan. Management For Voted - For
6. To Approve the Adoption of an Amendment and
Restatement of the Schlumberger Discount Stock
Purchase Plan. Management For Voted - For
STERICYCLE, INC.
CUSIP: 858912108 TICKER: SRCL
Meeting Date: 21-May-13 Meeting Type: Annual
1A. Election of Director: Mark C. Miller Management For Voted - For
1B. Election of Director: Jack W. Schuler Management For Voted - For
1C. Election of Director: Charles A. Alutto Management For Voted - For
1D. Election of Director: Thomas D. Brown Management For Voted - For
96
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E. Election of Director: Rod F. Dammeyer Management For Voted - For
1F. Election of Director: William K. Hall Management For Voted - For
1G. Election of Director: Jonathan T. Lord, M.D. Management For Voted - For
1H. Election of Director: John Patience Management For Voted - For
1I. Election of Director: Ronald G. Spaeth Management For Voted - For
1J. Election of Director: Mike S. Zafirovski Management For Voted - For
2. Approval of an Amendment to the Company's Employee
Stock Purchase Plan Increasing the Number of Shares
Available for Issuance from 600,000 Shares to
900,000 Shares Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2013 Management For Voted - For
4. Advisory Resolution Approving the Compensation Paid
to the Company's Executive Officers Management For Voted - For
5. Stockholder Proposal Requiring Executives to Hold
Equity Awards Until Retirement Or Terminating
Employment Shareholder Against Voted - Against
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 TICKER: SCHW
Meeting Date: 16-May-13 Meeting Type: Annual
1A. Election of Director: Stephen A. Ellis Management For Voted - For
1B. Election of Director: Arun Sarin Management For Voted - For
1C. Election of Director: Charles R. Schwab Management For Voted - For
1D. Election of Director: Paula A. Sneed Management For Voted - For
2. Ratification of Independent Auditors Management For Voted - For
3. Advisory Approval of Named Executive Officer
Compensation Management For Voted - For
4. Approval of 2013 Stock Incentive Plan Management For Voted - For
5. Stockholder Proposal Regarding Political
Contributions Shareholder Against Voted - Against
6. Stockholder Proposal Regarding Proxy Access Shareholder Against Voted - Against
VARIAN MEDICAL SYSTEMS, INC.
CUSIP: 92220P105 TICKER: VAR
Meeting Date: 14-Feb-13 Meeting Type: Annual
1. Director
1 R. Andrew Eckert Management For Voted - For
2 Mark R. Laret Management For Voted - For
3 Erich R. Reinhardt Management For Voted - For
2. To Approve the Compensation of the Varian Medical
Systems, Inc. Named Executive Officers As Described
in the Proxy Statement Management For Voted - For
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Varian Medical Systems, Inc.'s Independent
97
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Registered Public Accounting Firm for Fiscal Year
2013 Management For Voted - For
4. To Vote On, If Properly Presented at the Annual
Meeting, A Stockholder Proposal Recommending That
the Board of Directors Take Action to Declassify
the Board Shareholder Against Voted - Against
VERISK ANALYTICS INC
CUSIP: 92345Y106 TICKER: VRSK
Meeting Date: 15-May-13 Meeting Type: Annual
1. Director
1 John F. Lehman Management For Voted - For
2 Andrew G. Mills Management For Voted - For
3 Constantine P. Iordanou Management For Voted - For
4 Scott G. Stephenson Management For Voted - For
2. To Approve Executive Compensation on an Advisory,
Non- Binding Basis. Management For Voted - For
3. To Approve the 2013 Equity Incentive Plan. Management For Voted - For
4. To Approve the Annual Incentive Plan. Management For Voted - For
5. To Ratify the Appointment of Deloitte & Touche LLP
As our Independent Auditor for the 2013 Fiscal Year. Management For Voted - For
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 30-Jan-13 Meeting Type: Annual
1A. Election of Director: Gary P. Coughlan Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Robert W. Matschullat Management For Voted - For
1E. Election of Director: Cathy E. Minehan Management For Voted - For
1F. Election of Director: Suzanne Nora Johnson Management For Voted - For
1G. Election of Director: David J. Pang Management For Voted - For
1H. Election of Director: Joseph W. Saunders Management For Voted - For
1I. Election of Director: Charles W. Scharf Management For Voted - For
1J. Election of Director: William S. Shanahan Management For Voted - For
1K. Election of Director: John A. Swainson Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
Fiscal Year 2013. Management For Voted - For
4. Stockholder Proposal on Lobbying Practices and
Expenditures, If Properly Presented. Shareholder Against Voted - Against
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
RIVERPARK FUNDS TRUST
By: /s/ Morty Schaja
Title: President
Date: August 27, 2013
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