FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
EXCHANGE TRADED CONCEPTS TRUST
Investment Company Act File Number: 811-22263
REGISTRANT
Exchange Traded Concepts Trust
2545 S Kelly Ave; Suite C
Edmond, OK 73013
405-778-8377
AGENT FOR SERVICE
J. Garrett Stevens
President
Exchange Traded Concepts Trust
2545 S Kelly Ave; Suite C
Edmond, OK 73013
FUND FISCAL YEAR END REPORTING PERIOD
Yorkville High Income MLP ETF November 30 July 1, 2012 - June 30, 2013
Yorkville High Income Infrastructure MLP ETF November 30 February 11, 2013 -- June 30, 2013
Yield Shares High Income ETF April 30 July 1, 2012 - June 30, 2013
Forensic Accounting ETF November 30 January 30, 2013 -- June 30, 2013
1
NON-VOTING FUNDS
YORKVILLE MLP ETF
The Registrant did not cast any proxy votes during the reporting period.
Accordingly, there are no proxy votes to report.
YORKVILLE HIGH INCOME INFRASTRUCTURE MLP ETF
The Registrant did not cast any proxy votes during the reporting period.
Accordingly, there are no proxy votes to report.
2
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M COMPANY
CUSIP: 88579Y101 TICKER: MMM
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Vance D. Coffman Management For Voted - For
1c Elect Director Michael L. Eskew Management For Voted - For
1d Elect Director W. James Farrell Management For Voted - For
1e Elect Director Herbert L. Henkel Management For Voted - For
1f Elect Director Muhtar Kent Management For Voted - For
1g Elect Director Edward M. Liddy Management For Voted - For
1h Elect Director Robert S. Morrison Management For Voted - For
1i Elect Director Aulana L. Peters Management For Voted - For
1j Elect Director Inge G. Thulin Management For Voted - For
1k Elect Director Robert J. Ulrich Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Study Feasibility of Prohibiting Political
Contributions Shareholder Against Voted - Against
ABBOTT LABORATORIES
CUSIP: 002824100 TICKER: ABT
Meeting Date: 26-Apr-13 Meeting Type: Annual
1.1 Elect Director Robert J. Alpern Management For Voted - For
1.2 Elect Director Roxanne S. Austin Management For Voted - For
1.3 Elect Director Sally E. Blount Management For Voted - For
1.4 Elect Director W. James Farrell Management For Voted - For
1.5 Elect Director Edward M. Liddy Management For Voted - For
1.6 Elect Director Nancy McKinstry Management For Voted - For
1.7 Elect Director Phebe N. Novakovic Management For Voted - For
1.8 Elect Director William A. Osborn Management For Voted - For
1.9 Elect Director Samuel C. Scott, III Management For Voted - For
1.10 Elect Director Glenn F. Tilton Management For Voted - For
1.11 Elect Director Miles D. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Label and Eliminate GMO Ingredients in Products Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
7 Stock Retention/Holding Period Shareholder Against Voted - For
8 Cease Compliance Adjustments to Performance Criteria Shareholder Against Voted - For
9 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
3
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABBVIE INC.
CUSIP: 00287Y109 TICKER: ABBV
Meeting Date: 06-May-13 Meeting Type: Annual
1.1 Elect Director William H.L. Burnside Management For Voted - For
1.2 Elect Director Edward J. Rapp Management For Voted - For
1.3 Elect Director Roy S. Roberts Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5 Approve Omnibus Stock Plan Management For Voted - For
ABERCROMBIE & FITCH CO.
CUSIP: 002896207 TICKER: ANF
Meeting Date: 20-Jun-13 Meeting Type: Annual
1a Elect Director James B. Bachmann Management For Voted - For
1b Elect Director Michael E. Greenlees Management For Voted - For
1c Elect Director Kevin S. Huvane Management For Voted - For
1d Elect Director Michael S. Jeffries Management For Voted - For
1e Elect Director John W. Kessler Management For Voted - For
1f Elect Director Craig R. Stapleton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
5 Require Shareholder Approval of Specific
Performance Metrics in Equity Compensation Plans Shareholder Against Voted - For
ACE LIMITED
CUSIP: H0023R105 TICKER: ACE
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Robert M. Hernandez as Director Management For Voted - For
1.2 Elect Peter Menikoff as Director Management For Voted - For
1.3 Elect Robert Ripp as Director Management For Voted - For
1.4 Elect Theodore E. Shasta as Director Management For Voted - For
2 Declassify the Board of Directors Management For Voted - For
3.1 Approve Annual Report Management For Voted - For
3.2 Accept Statutory Financial Statements Management For Voted - For
3.3 Accept Consolidated Financial Statements Management For Voted - For
4 Approve Allocation of Income and Dividends Management For Voted - For
5 Approve Discharge of Board and Senior Management Management For Voted - For
6.1 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
4
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.2 Ratify PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm as Auditors Management For Voted - For
6.3 Ratify BDO AG as Special Auditors Management For Voted - For
7 Amend Omnibus Stock Plan Management For Voted - For
8 Approve Dividend Distribution From Legal Reserves
Through Reduction of Par Value Management For Voted - For
9 Advisory Vote to ratify Named Executive Officers'
Compensation Management For Voted - For
ACTAVIS, INC.
CUSIP: 00507K103 TICKER: ACT
Meeting Date: 10-May-13 Meeting Type: Annual
1a Elect Director Jack Michelson Management For Voted - For
1b Elect Director Ronald R. Taylor Management For Voted - For
1c Elect Director Andrew L. Turner Management For Voted - For
1d Elect Director Paul M. Bisaro Management For Voted - For
1e Elect Director Christopher W. Bodine Management For Voted - For
1f Elect Director Michael J. Feldman Management For Voted - For
1g Elect Director Fred G. Weiss Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Stock Retention Shareholder Against Voted - For
ADOBE SYSTEMS INCORPORATED
CUSIP: 00724F101 TICKER: ADBE
Meeting Date: 11-Apr-13 Meeting Type: Annual
1a Elect Director Amy L. Banse Management For Voted - For
1b Elect Director Kelly J. Barlow Management For Voted - For
1c Elect Director Edward W. Barnholt Management For Voted - For
1d Elect Director Robert K. Burgess Management For Voted - For
1e Elect Director Frank A. Calderoni Management For Voted - For
1f Elect Director Michael R. Cannon Management For Voted - For
1g Elect Director James E. Daley Management For Voted - For
1h Elect Director Laura B. Desmond Management For Voted - For
1i Elect Director Charles M. Geschke Management For Voted - For
1j Elect Director Shantanu Narayen Management For Voted - For
1k Elect Director Daniel L. Rosensweig Management For Voted - For
1l Elect Director Robert Sedgewick Management For Voted - For
1m Elect Director John E. Warnock Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AETNA INC.
CUSIP: 00817Y108 TICKER: AET
Meeting Date: 17-May-13 Meeting Type: Annual
1a Elect Director Fernando Aguirre Management For Voted - For
1b Elect Director Mark T. Bertolini Management For Voted - For
1c Elect Director Frank M. Clark Management For Voted - For
1d Elect Director Betsy Z. Cohen Management For Voted - For
1e Elect Director Molly J. Coye Management For Voted - For
1f Elect Director Roger N. Farah Management For Voted - For
1g Elect Director Barbara Hackman Franklin Management For Voted - For
1h Elect Director Jeffrey E. Garten Management For Voted - For
1i Elect Director Ellen M. Hancock Management For Voted - For
1j Elect Director Richard J. Harrington Management For Voted - For
1k Elect Director Edward J. Ludwig Management For Voted - For
1l Elect Director Joseph P. Newhouse Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
7 Enhance Board Oversight of Political Contributions Shareholder Against Voted - Against
AFLAC INCORPORATED
CUSIP: 001055102 TICKER: AFL
Meeting Date: 06-May-13 Meeting Type: Annual
1a Elect Director Daniel P. Amos Management For Voted - For
1b Elect Director John Shelby Amos, II Management For Voted - For
1c Elect Director Paul S. Amos, II Management For Voted - For
1d Elect Director W. Paul Bowers Management For Voted - For
1e Elect Director Kriss Cloninger, III Management For Voted - For
1f Elect Director Elizabeth J. Hudson Management For Voted - For
1g Elect Director Douglas W. Johnson Management For Voted - For
1h Elect Director Robert B. Johnson Management For Voted - For
1i Elect Director Charles B. Knapp Management For Voted - For
1j Elect Director E. Stephen Purdom Management For Voted - For
1k Elect Director Barbara K. Rimer Management For Voted - For
1l Elect Director Melvin T. Stith Management For Voted - For
1m Elect Director David Gary Thompson Management For Voted - For
1n Elect Director Takuro Yoshida Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
6
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AKAMAI TECHNOLOGIES, INC.
CUSIP: 00971T101 TICKER: AKAM
Meeting Date: 15-May-13 Meeting Type: Annual
1.1 Elect Director Pamela J. Craig Management For Voted - For
1.2 Elect Director F. Thomson Leighton Management For Voted - For
1.3 Elect Director Paul Sagan Management For Voted - For
1.4 Elect Director Naomi O. Seligman Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3a Declassify the Board of Directors Management For Voted - For
3b Amend Certificate of Incorporation to Provide
Directors May be Removed With or Without Cause Management For Voted - For
3c Reduce Supermajority Vote Requirement Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Auditors Management For Voted - For
ALCOA INC.
CUSIP: 013817101 TICKER: AA
Meeting Date: 03-May-13 Meeting Type: Annual
1.1 Elect Director Arthur D. Collins, Jr. Management For Voted - For
1.2 Elect Director Michael G. Morris Management For Voted - For
1.3 Elect Director E. Stanley O'Neal Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
ALEXION PHARMACEUTICALS, INC.
CUSIP: 015351109 TICKER: ALXN
Meeting Date: 06-May-13 Meeting Type: Annual
1.1 Elect Director Leonard Bell Management For Voted - For
1.2 Elect Director Max Link Management For Voted - For
1.3 Elect Director William R. Keller Management For Voted - For
1.4 Elect Director Joseph A. Madri Management For Voted - For
1.5 Elect Director Larry L. Mathis Management For Voted - For
1.6 Elect Director R. Douglas Norby Management For Voted - For
1.7 Elect Director Alvin S. Parven Management For Voted - For
1.8 Elect Director Andreas Rummelt Management For Voted - For
1.9 Elect Director Ann M. Veneman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
ALLEGHENY TECHNOLOGIES INCORPORATED
CUSIP: 01741R102 TICKER: ATI
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director Richard J. Harshman Management For Voted - For
1.2 Elect Director Carolyn Corvi Management For Voted - For
1.3 Elect Director Barbara S. Jeremiah Management For Voted - For
1.4 Elect Director John D. Turner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ALLERGAN, INC.
CUSIP: 018490102 TICKER: AGN
Meeting Date: 30-Apr-13 Meeting Type: Annual
1a Elect Director David E.I. Pyott Management For Voted - For
1b Elect Director Michael R. Gallagher Management For Voted - For
1c Elect Director Deborah Dunsire Management For Voted - For
1d Elect Director Dawn Hudson Management For Voted - For
1e Elect Director Trevor M. Jones Management For Voted - For
1f Elect Director Louis J. Lavigne, Jr. Management For Voted - For
1g Elect Director Peter J. McDonnell Management For Voted - For
1h Elect Director Timothy D. Proctor Management For Voted - For
1i Elect Director Russell T. Ray Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Call Special Meeting Management For Voted - For
5.1 Provide Right to Act by Written Consent Shareholder Against Voted - For
5.2 Report on Lobbying Payments and Policy Shareholder Against Voted - For
ALTRIA GROUP, INC.
CUSIP: 02209S103 TICKER: MO
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Director Gerald L. Baliles Management For Voted - For
1.2 Elect Director Martin J. Barrington Management For Voted - For
1.3 Elect Director John T. Casteen, III Management For Voted - For
1.4 Elect Director Dinyar S. Devitre Management For Voted - For
1.5 Elect Director Thomas F. Farrell, II Management For Voted - For
1.6 Elect Director Thomas W. Jones Management For Voted - For
8
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Debra J. Kelly-Ennis Management For Voted - For
1.8 Elect Director W. Leo Kiely, III Management For Voted - For
1.9 Elect Director Kathryn B. McQuade Management For Voted - For
1.10 Elect Director George Munoz Management For Voted - For
1.11 Elect Director Nabil Y. Sakkab Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
AMAZON.COM, INC.
CUSIP: 023135106 TICKER: AMZN
Meeting Date: 23-May-13 Meeting Type: Annual
1a Elect Director Jeffrey P. Bezos Management For Voted - For
1b Elect Director Tom A. Alberg Management For Voted - For
1c Elect Director John Seely Brown Management For Voted - For
1d Elect Director William B. Gordon Management For Voted - For
1e Elect Director Jamie S. Gorelick Management For Voted - For
1f Elect Director Alain Monie Management For Voted - For
1g Elect Director Jonathan J. Rubinstein Management For Voted - For
1h Elect Director Thomas O. Ryder Management For Voted - For
1i Elect Director Patricia Q. Stonesifer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Report on Political Contributions Shareholder Against Voted - For
AMEREN CORPORATION
CUSIP: 023608102 TICKER: AEE
Meeting Date: 23-Apr-13 Meeting Type: Annual
1.1 Elect Director Stephen F. Brauer Management For Vote Withheld
1.2 Elect Director Catherine S. Brune Management For Voted - For
1.3 Elect Director Ellen M. Fitzsimmons Management For Voted - For
1.4 Elect Director Walter J. Galvin Management For Voted - For
1.5 Elect Director Gayle P. W. Jackson Management For Voted - For
1.6 Elect Director James C. Johnson Management For Voted - For
1.7 Elect Director Steven H. Lipstein Management For Voted - For
1.8 Elect Director Patrick T. Stokes Management For Voted - For
1.9 Elect Director Thomas R. Voss Management For Voted - For
1.10 Elect Director Stephen R. Wilson Management For Voted - For
1.11 Elect Director Jack D. Woodard Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Energy Efficiency and Renewable Energy
Programs Shareholder Against Voted - Against
9
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN ELECTRIC POWER COMPANY, INC.
CUSIP: 025537101 TICKER: AEP
Meeting Date: 23-Apr-13 Meeting Type: Annual
1.1 Elect Director Nicholas K. Akins Management For Voted - For
1.2 Elect Director David J. Anderson Management For Voted - For
1.3 Elect Director Ralph D. Crosby, Jr. Management For Voted - For
1.4 Elect Director Linda A. Goodspeed Management For Voted - For
1.5 Elect Director Thomas E. Hoaglin Management For Voted - For
1.6 Elect Director Sandra Beach Lin Management For Voted - For
1.7 Elect Director Michael G. Morris Management For Voted - For
1.8 Elect Director Richard C. Notebaert Management For Voted - For
1.9 Elect Director Lionel L. Nowell, III Management For Voted - For
1.10 Elect Director Stephen S. Rasmussen Management For Voted - For
1.11 Elect Director Oliver G. Richard, III Management For Voted - For
1.12 Elect Director Richard L. Sandor Management For Voted - For
1.13 Elect Director Sara Martinez Tucker Management For Voted - For
1.14 Elect Director John F. Turner Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 29-Apr-13 Meeting Type: Annual
1.1 Elect Director Charlene Barshefsky Management For Voted - For
1.2 Elect Director Ursula M. Burns Management For Voted - For
1.3 Elect Director Kenneth I. Chenault Management For Voted - For
1.4 Elect Director Peter Chernin Management For Voted - For
1.5 Elect Director Anne Lauvergeon Management For Voted - For
1.6 Elect Director Theodore J. Leonsis Management For Voted - For
1.7 Elect Director Richard C. Levin Management For Voted - For
1.8 Elect Director Richard A. McGinn Management For Voted - For
1.9 Elect Director Samuel J. Palmisano Management For Voted - For
1.10 Elect Director Steven S Reinemund Management For Voted - For
1.11 Elect Director Daniel L. Vasella Management For Voted - For
1.12 Elect Director Robert D. Walter Management For Voted - For
1.13 Elect Director Ronald A. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
10
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN INTERNATIONAL GROUP, INC.
CUSIP: 026874784 TICKER: AIG
Meeting Date: 15-May-13 Meeting Type: Annual
1a Elect Director Robert H. Benmosche Management For Voted - For
1b Elect Director W. Don Cornwell Management For Voted - For
1c Elect Director John H. Fitzpatrick Management For Voted - For
1d Elect Director William G. Jurgensen Management For Voted - For
1e Elect Director Christopher S. Lynch Management For Voted - For
1f Elect Director Arthur C. Martinez Management For Voted - For
1g Elect Director George L. Miles, Jr. Management For Voted - For
1h Elect Director Henry S. Miller Management For Voted - For
1i Elect Director Robert S. Miller Management For Voted - For
1j Elect Director Suzanne Nora Johnson Management For Voted - For
1k Elect Director Ronald A. Rittenmeyer Management For Voted - For
1l Elect Director Douglas M. Steenland Management For Voted - For
1m Elect Director Theresa M. Stone Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5 Ratify Auditors Management For Voted - For
6 Limit Total Number of Boards on Which Company
Directors May Serve Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
CUSIP: 03027X100 TICKER: AMT
Meeting Date: 21-May-13 Meeting Type: Annual
1a Elect Director Raymond P. Dolan Management For Voted - For
1b Elect Director Ronald M. Dykes Management For Voted - For
1c Elect Director Carolyn F. Katz Management For Voted - For
1d Elect Director Gustavo Lara Cantu Management For Voted - For
1e Elect Director JoAnn A. Reed Management For Voted - For
1f Elect Director Pamela D.A. Reeve Management For Voted - For
1g Elect Director David E. Sharbutt Management For Voted - For
1h Elect Director James D. Taiclet, Jr. Management For Voted - For
1i Elect Director Samme L. Thompson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Right to Call Special Meeting Management For Voted - For
11
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERIPRISE FINANCIAL, INC.
CUSIP: 03076C106 TICKER: AMP
Meeting Date: 24-Apr-13 Meeting Type: Annual
1a Elect Director James M. Cracchiolo Management For Voted - For
1b Elect Director Lon R. Greenberg Management For Voted - For
1c Elect Director Warren D. Knowlton Management For Voted - For
1d Elect Director W. Walker Lewis Management For Voted - For
1e Elect Director Siri S. Marshall Management For Voted - For
1f Elect Director Jeffery Noddle Management For Voted - For
1g Elect Director H. Jay Sarles Management For Voted - For
1h Elect Director Robert F. Sharpe, Jr. Management For Voted - For
1i Elect Director William H. Turner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
AMGEN INC.
CUSIP: 031162100 TICKER: AMGN
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director David Baltimore Management For Voted - For
1.2 Elect Director Frank J. Biondi, Jr. Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
1.4 Elect Director Francois de Carbonnel Management For Voted - For
1.5 Elect Director Vance D. Coffman Management For Voted - For
1.6 Elect Director Robert A. Eckert Management For Voted - For
1.7 Elect Director Rebecca M. Henderson Management For Voted - For
1.8 Elect Director Frank C. Herringer Management For Voted - For
1.9 Elect Director Tyler Jacks Management For Voted - For
1.10 Elect Director Gilbert S. Omenn Management For Voted - For
1.11 Elect Director Judith C. Pelham Management For Voted - For
1.12 Elect Director Leonard D. Schaeffer Management For Voted - For
1.13 Elect Director Ronald D. Sugar Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
AMPHENOL CORPORATION
CUSIP: 032095101 TICKER: APH
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director Stanley L. Clark Management For Voted - For
12
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director David P. Falck Management For Voted - For
1.3 Elect Director Edward G. Jepsen Management For Voted - For
1.4 Elect Director Andrew E. Lietz Management For Voted - For
1.5 Elect Director Martin H. Loeffler Management For Voted - For
1.6 Elect Director John R. Lord Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
ANADARKO PETROLEUM CORPORATION
CUSIP: 032511107 TICKER: APC
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Kevin P. Chilton Management For Voted - For
1b Elect Director Luke R. Corbett Management For Voted - For
1c Elect Director H. Paulett Eberhart Management For Voted - For
1d Elect Director Peter J. Fluor Management For Voted - For
1e Elect Director Richard L. George Management For Voted - For
1f Elect Director Preston M. Geren, III Management For Voted - For
1g Elect Director Charles W. Goodyear Management For Voted - For
1h Elect Director John R. Gordon Management For Voted - For
1i Elect Director Eric D. Mullins Management For Voted - For
1j Elect Director Paula Rosput Reynolds Management For Voted - For
1k Elect Director R. A. Walker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
AON PLC
CUSIP: G0408V102 TICKER: AON
Meeting Date: 17-May-13 Meeting Type: Annual
1.1 Elect Lester B. Knight as Director Management For Voted - For
1.2 Elect Gregory C. Case as Director Management For Voted - For
1.3 Elect Fulvio Conti as Director Management For Voted - Against
1.4 Elect Cheryl A. Francis as Director Management For Voted - For
1.5 Elect Edgar D. Jannotta as Director Management For Voted - For
1.6 Elect J. Michael Losh as Director Management For Voted - For
1.7 Elect Robert S. Morrison as Director Management For Voted - For
1.8 Elect Richard B. Myers as Director Management For Voted - For
1.9 Elect Richard C. Notebaert as Director Management For Voted - For
1.10 Elect Gloria Santona as Director Management For Voted - For
1.11 Elect Carolyn Y. Woo as Director Management For Voted - For
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Ratify Ernst and Young LLP as Aon's Auditors Management For Voted - For
13
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Ratify Ernst and Young LLP as Aon's U.K. Statutory
Auditor Management For Voted - For
5 Authorize Board to Fix Remuneration of Internal
Statutory Auditors Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Advisory Vote to Ratify Directors' Remuneration
Report Management For Voted - For
8 Approve Nonqualified Employee Stock Purchase Plan Management For Voted - For
APACHE CORPORATION
CUSIP: 037411105 TICKER: APA
Meeting Date: 16-May-13 Meeting Type: Annual
1 Elect Director Eugene C. Fiedorek Management For Voted - For
2 Elect Director Chansoo Joung Management For Voted - For
3 Elect Director William C. Montgomery Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
6 Amend Omnibus Stock Plan Management For Voted - For
7 Declassify the Board of Directors Management For Voted - For
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
CUSIP: 03748R101 TICKER: AIV
Meeting Date: 30-Apr-13 Meeting Type: Annual
1.1 Elect Director James N. Bailey Management For Voted - For
1.2 Elect Director Terry Considine Management For Voted - For
1.3 Elect Director Thomas L. Keltner Management For Voted - For
1.4 Elect Director J. Landis Martin Management For Voted - For
1.5 Elect Director Robert A. Miller Management For Voted - For
1.6 Elect Director Kathleen M. Nelson Management For Voted - For
1.7 Elect Director Michael A. Stein Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ARCHER-DANIELS-MIDLAND COMPANY
CUSIP: 039483102 TICKER: ADM
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director Alan L. Boeckmann Management For Voted - For
1.2 Elect Director George W. Buckley Management For Voted - For
1.3 Elect Director Mollie Hale Carter Management For Voted - For
1.4 Elect Director Terell K. Crews Management For Voted - For
14
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Pierre Dufour Management For Voted - For
1.6 Elect Director Donald E. Felsinger Management For Voted - For
1.7 Elect Director Antonio Maciel Management For Voted - For
1.8 Elect Director Patrick J. Moore Management For Voted - For
1.9 Elect Director Thomas F. O'Neill Management For Voted - For
1.10 Elect Director Daniel Shih Management For Voted - For
1.11 Elect Director Kelvin R. Westbrook Management For Voted - For
1.12 Elect Director Patricia A. Woertz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ASSURANT, INC.
CUSIP: 04621X108 TICKER: AIZ
Meeting Date: 09-May-13 Meeting Type: Annual
1a Elect Director Elaine D. Rosen Management For Voted - For
1b Elect Director Howard L. Carver Management For Voted - For
1c Elect Director Juan N. Cento Management For Voted - For
1d Elect Director Elyse Douglas Management For Voted - For
1e Elect Director Lawrence V. Jackson Management For Voted - For
1f Elect Director David B. Kelso Management For Voted - For
1g Elect Director Charles J. Koch Management For Voted - For
1h Elect Director Jean-Paul L. Montupet Management For Voted - For
1i Elect Director Robert B. Pollock Management For Voted - For
1j Elect Director Paul J. Reilly Management For Voted - For
1k Elect Director Robert W. Stein Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AT&T INC.
CUSIP: 00206R102 TICKER: T
Meeting Date: 26-Apr-13 Meeting Type: Annual
1.1 Elect Director Randall L. Stephenson Management For Voted - For
1.2 Elect Director Gilbert F. Amelio Management For Voted - For
1.3 Elect Director Reuben V. Anderson Management For Voted - For
1.4 Elect Director James H. Blanchard Management For Voted - For
1.5 Elect Director Jaime Chico Pardo Management For Voted - For
1.6 Elect Director Scott T. Ford Management For Voted - For
1.7 Elect Director James P. Kelly Management For Voted - For
1.8 Elect Director Jon C. Madonna Management For Voted - For
1.9 Elect Director Michael B. McCallister Management For Voted - For
1.10 Elect Director John B. McCoy Management For Voted - For
1.11 Elect Director Joyce M. Roche Management For Voted - For
1.12 Elect Director Matthew K. Rose Management For Voted - For
15
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.13 Elect Director Laura D'Andrea Tyson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Stock Purchase and Deferral Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Report on Reducing Lead Battery Health Hazards Shareholder Against Voted - For
7 Submit Severance Agreement (Change-in-Control) to
Shareholder Vote Shareholder Against Voted - For
8 Require Independent Board Chairman Shareholder Against Voted - Against
AUTODESK, INC.
CUSIP: 052769106 TICKER: ADSK
Meeting Date: 13-Jun-13 Meeting Type: Annual
1a Elect Director Carl Bass Management For Voted - For
1b Elect Director Crawford W. Beveridge Management For Voted - For
1c Elect Director J. Hallam Dawson Management For Voted - For
1d Elect Director Thomas Georgens Management For Voted - For
1e Elect Director Per-Kristian Halvorsen Management For Voted - Against
1f Elect Director Mary T. McDowell Management For Voted - For
1g Elect Director Lorrie M. Norrington Management For Voted - For
1h Elect Director Stacy J. Smith Management For Voted - For
1i Elect Director Steven M. West Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
AVALONBAY COMMUNITIES, INC.
CUSIP: 053484101 TICKER: AVB
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director Glyn F. Aeppel Management For Voted - For
1.2 Elect Director Alan B. Buckelew Management For Voted - For
1.3 Elect Director Bruce A. Choate Management For Voted - For
1.4 Elect Director John J. Healy, Jr. Management For Voted - For
1.5 Elect Director Timothy J. Naughton Management For Voted - For
1.6 Elect Director Lance R. Primis Management For Voted - For
1.7 Elect Director Peter S. Rummell Management For Voted - For
1.8 Elect Director H. Jay Sarles Management For Voted - For
1.9 Elect Director W. Edward Walter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
16
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AVERY DENNISON CORPORATION
CUSIP: 053611109 TICKER: AVY
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director Bradley A. Alford Management For Voted - For
1.2 Elect Director Anthony K. Anderson Management For Voted - For
1.3 Elect Director Rolf L. Borjesson Management For Voted - For
1.4 Elect Director John T. Cardis Management For Voted - For
1.5 Elect Director David E. I. Pyott Management For Voted - For
1.6 Elect Director Dean A. Scarborough Management For Voted - For
1.7 Elect Director Patrick T. Siewert Management For Voted - For
1.8 Elect Director Julia A. Stewart Management For Voted - For
1.9 Elect Director Martha N. Sullivan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
AVON PRODUCTS, INC.
CUSIP: 054303102 TICKER: AVP
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director Douglas R. Conant Management For Voted - For
1.2 Elect Director W. Don Cornwell Management For Voted - For
1.3 Elect Director V. Ann Hailey Management For Voted - For
1.4 Elect Director Fred Hassan Management For Voted - For
1.5 Elect Director Maria Elena Lagomasino Management For Voted - For
1.6 Elect Director Sheri S. McCoy Management For Voted - For
1.7 Elect Director Ann S. Moore Management For Voted - For
1.8 Elect Director Charles H. Noski Management For Voted - For
1.9 Elect Director Gary M. Rodkin Management For Voted - For
1.10 Elect Director Paula Stern Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Approve Omnibus Stock Plan Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Report on Safer Substitutes for Product Ingredients Shareholder Against Voted - For
BAKER HUGHES INCORPORATED
CUSIP: 057224107 TICKER: BHI
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director Larry D. Brady Management For Voted - For
1.2 Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1.3 Elect Director Martin S. Craighead Management For Voted - For
17
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Lynn L. Elsenhans Management For Voted - For
1.5 Elect Director Anthony G. Fernandes Management For Voted - For
1.6 Elect Director Claire W. Gargalli Management For Voted - For
1.7 Elect Director Pierre H. Jungels Management For Voted - For
1.8 Elect Director James A. Lash Management For Voted - For
1.9 Elect Director J. Larry Nichols Management For Voted - For
1.10 Elect Director James W. Stewart Management For Voted - For
1.11 Elect Director Charles L. Watson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
BALL CORPORATION
CUSIP: 058498106 TICKER: BLL
Meeting Date: 24-Apr-13 Meeting Type: Annual
1.1 Elect Director Hanno C. Fiedler Management For Vote Withheld
1.2 Elect Director John F. Lehman Management For Vote Withheld
1.3 Elect Director Georgia R. Nelson Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
BANK OF AMERICA CORPORATION
CUSIP: 060505104 TICKER: BAC
Meeting Date: 08-May-13 Meeting Type: Annual
1.1 Elect Director Sharon L. Allen Management For Voted - For
1.2 Elect Director Susan S. Bies Management For Voted - For
1.3 Elect Director Jack O. Bovender, Jr. Management For Voted - For
1.4 Elect Director Frank P. Bramble, Sr. Management For Voted - For
1.5 Elect Director Arnold W. Donald Management For Voted - For
1.6 Elect Director Charles K. Gifford Management For Voted - For
1.7 Elect Director Charles O. Holliday, Jr. Management For Voted - For
1.8 Elect Director Linda P. Hudson Management For Voted - For
1.9 Elect Director Monica C. Lozano Management For Voted - For
1.10 Elect Director Thomas J. May Management For Voted - For
1.11 Elect Director Brian T. Moynihan Management For Voted - For
1.12 Elect Director Lionel L. Nowell, III Management For Voted - For
1.13 Elect Director R. David Yost Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
18
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - Against
6 Amend Bylaw to Limit Multiple Board Service Shareholder Against Voted - Against
7 Report on Feasibility of Prohibiting Political
Contributions Shareholder Against Voted - Against
8 Review Fair Housing and Fair Lending Compliance Shareholder Against Voted - For
BAXTER INTERNATIONAL INC.
CUSIP: 071813109 TICKER: BAX
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Thomas F. Chen Management For Voted - For
1b Elect Director Blake E. Devitt Management For Voted - For
1c Elect Director John D. Forsyth Management For Voted - For
1d Elect Director Gail D. Fosler Management For Voted - For
1e Elect Director Carole J. Shapazian Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
BED BATH & BEYOND INC.
CUSIP: 075896100 TICKER: BBBY
Meeting Date: 28-Jun-13 Meeting Type: Annual
1a Elect Director Warren Eisenberg Management For Voted - For
1b Elect Director Leonard Feinstein Management For Voted - For
1c Elect Director Steven H. Temares Management For Voted - For
1d Elect Director Dean S. Adler Management For Voted - For
1e Elect Director Stanley F. Barshay Management For Voted - For
1f Elect Director Klaus Eppler Management For Voted - For
1g Elect Director Patrick R. Gaston Management For Voted - For
1h Elect Director Jordan Heller Management For Voted - For
1i Elect Director Victoria A. Morrison Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
BEMIS COMPANY, INC.
CUSIP: 081437105 TICKER: BMS
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director David S. Haffner Management For Voted - For
1.2 Elect Director Holly A. Van Deursen Management For Voted - For
19
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director David T. Szczupak Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
BERKSHIRE HATHAWAY INC.
CUSIP: 084670702 TICKER: BRK.B
Meeting Date: 04-May-13 Meeting Type: Annual
1.1 Elect Director Warren E. Buffett Management For Voted - For
1.2 Elect Director Charles T. Munger Management For Voted - For
1.3 Elect Director Howard G. Buffett Management For Voted - For
1.4 Elect Director Stephen B. Burke Management For Voted - For
1.5 Elect Director Susan L. Decker Management For Voted - For
1.6 Elect Director William H. Gates III Management For Voted - For
1.7 Elect Director David S. Gottesman Management For Voted - For
1.8 Elect Director Charlotte Guyman Management For Voted - For
1.9 Elect Director Donald R. Keough Management For Voted - For
1.10 Elect Director Thomas S. Murphy Management For Voted - For
1.11 Elect Director Ronald L. Olson Management For Voted - For
1.12 Elect Director Walter Scott, Jr. Management For Voted - For
1.13 Elect Director Meryl B. Witmer Management For Voted - For
2 Adopt Quantitative Goals for GHG and Other Air
Emissions Shareholder Against Voted - For
BEST BUY CO., INC.
CUSIP: 086516101 TICKER: BBY
Meeting Date: 20-Jun-13 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director Sanjay Khosla Management For Voted - For
1c Elect Director Allen U. Lenzmeier Management For Voted - Against
1d Elect Director Hatim A. Tyabji Management For Voted - For
1e Elect Director Russell P. Fradin Management For Voted - For
1f Elect Director Hubert Joly Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Declassify the Board of Directors Management For Voted - For
BLACKROCK, INC.
CUSIP: 09247X101 TICKER: BLK
Meeting Date: 30-May-13 Meeting Type: Annual
1a Elect Director Abdlatif Yousef Al-Hamad Management For Voted - For
1b Elect Director Mathis Cabiallavetta Management For Voted - For
20
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Dennis D. Dammerman Management For Voted - For
1d Elect Director Jessica P. Einhorn Management For Voted - For
1e Elect Director Fabrizio Freda Management For Voted - For
1f Elect Director David H. Komansky Management For Voted - For
1g Elect Director James E. Rohr Management For Voted - For
1h Elect Director Susan L. Wagner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
BORGWARNER INC.
CUSIP: 099724106 TICKER: BWA
Meeting Date: 24-Apr-13 Meeting Type: Annual
1 Elect Director Jere A. Drummond Management For Voted - For
2 Elect Director John R. McKernan, Jr. Management For Voted - For
3 Elect Director Ernest J. Novak, Jr. Management For Voted - For
4 Elect Director James R. Verrier Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Declassify the Board of Directors Shareholder For Voted - For
BOSTON SCIENTIFIC CORPORATION
CUSIP: 101137107 TICKER: BSX
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Katharine T. Bartlett Management For Voted - For
1b Elect Director Bruce L. Byrnes Management For Voted - For
1c Elect Director Nelda J. Connors Management For Voted - For
1d Elect Director Kristina M. Johnson Management For Voted - For
1e Elect Director Michael F. Mahoney Management For Voted - For
1f Elect Director Ernest Mario Management For Voted - For
1g Elect Director N.J. Nicholas, Jr. Management For Voted - For
1h Elect Director Pete M. Nicholas Management For Voted - For
1i Elect Director Uwe E. Reinhardt Management For Voted - For
1j Elect Director John E. Sununu Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
BRISTOL-MYERS SQUIBB COMPANY
CUSIP: 110122108 TICKER: BMY
Meeting Date: 07-May-13 Meeting Type: Annual
1A Elect Director Lamberto Andreotti Management For Voted - For
21
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B Elect Director Lewis B. Campbell Management For Voted - For
1C Elect Director James M. Cornelius Management For Voted - For
1D Elect Director Laurie H. Glimcher Management For Voted - For
1E Elect Director Michael Grobstein Management For Voted - For
1F Elect Director Alan J. Lacy Management For Voted - For
1G Elect Director Vicki L. Sato Management For Voted - For
1H Elect Director Elliott Sigal Management For Voted - For
1I Elect Director Gerald L. Storch Management For Voted - For
1J Elect Director Togo D. West, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
BROADCOM CORPORATION
CUSIP: 111320107 TICKER: BRCM
Meeting Date: 14-May-13 Meeting Type: Annual
1.1 Elect Director Robert J. Finocchio, Jr. Management For Voted - For
1.2 Elect Director Nancy H. Handel Management For Voted - For
1.3 Elect Director Eddy W. Hartenstein Management For Voted - For
1.4 Elect Director Maria M. Klawe Management For Voted - For
1.5 Elect Director John E. Major Management For Voted - For
1.6 Elect Director Scott A. McGregor Management For Voted - For
1.7 Elect Director William T. Morrow Management For Voted - For
1.8 Elect Director Henry Samueli Management For Voted - For
1.9 Elect Director Robert E. Switz Management For Voted - For
2 Ratify Auditors Management For Voted - For
C. R. BARD, INC.
CUSIP: 067383109 TICKER: BCR
Meeting Date: 17-Apr-13 Meeting Type: Annual
1.1 Elect Director David M. Barrett Management For Voted - For
1.2 Elect Director Anthony Welters Management For Voted - For
1.3 Elect Director Tony L. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Report on Sustainability Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
22
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
C.H. ROBINSON WORLDWIDE, INC.
CUSIP: 12541W209 TICKER: CHRW
Meeting Date: 09-May-13 Meeting Type: Annual
1a Elect Director Scott P. Anderson Management For Voted - For
1b Elect Director Mary J. Steele Guilfoile Management For Voted - For
1c Elect Director Jodee A. Kozlak Management For Voted - For
1d Elect Director ReBecca Koenig Roloff Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
CABLEVISION SYSTEMS CORPORATION
CUSIP: 12686C109 TICKER: CVC
Meeting Date: 23-May-13 Meeting Type: Annual
1.1 Elect Director Zachary W. Carter Management For Vote Withheld
1.2 Elect Director Thomas V. Reifenheiser Management For Vote Withheld
1.3 Elect Director John R. Ryan Management For Vote Withheld
1.4 Elect Director Vincent Tese Management For Vote Withheld
1.5 Elect Director Leonard Tow Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
CAPITAL ONE FINANCIAL CORPORATION
CUSIP: 14040H105 TICKER: COF
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director Richard D. Fairbank Management For Voted - For
1b Elect Director W. Ronald Dietz Management For Voted - For
1c Elect Director Lewis Hay, III Management For Voted - For
1d Elect Director Benjamin P. Jenkins, III Management For Voted - For
1e Elect Director Peter E. Raskind Management For Voted - For
1f Elect Director Mayo A. Shattuck, III Management For Voted - For
1g Elect Director Bradford H. Warner Management For Voted - For
1h Elect Director Catherine G. West Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4a Reduce Supermajority Vote Requirement Management For Voted - For
4b Reduce Supermajority Vote Requirement Management For Voted - For
4c Reduce Supermajority Vote Requirement Management For Voted - For
23
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CAREFUSION CORPORATION
CUSIP: 14170T101 TICKER: CFN
Meeting Date: 15-Apr-13 Meeting Type: Annual
1a Elect Director Philip L. Francis Management For Voted - For
1b Elect Director Robert F. Friel Management For Voted - For
1c Elect Director Gregory T. Lucier Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
5 Declassify the Board of Directors Shareholder Against Voted - For
CARNIVAL CORPORATION
CUSIP: 143658300 TICKER: CCL
Meeting Date: 17-Apr-13 Meeting Type: Annual
1 Reelect Micky Arison As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
2 Reelect Jonathon Band As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
3 Reelect Arnold W. Donald As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
4 Reelect Pier Luigi Foschi As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
5 Reelect Howard S. Frank As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
6 Reelect Richard J. Glasier As A Director Of
Carnival Corporation and As A Director Of Carnival
Plc. Management For Voted - For
7 Reelect Debra Kelly-Ennis As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
8 Reelect John Parker As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
9 Reelect Stuart Subotnick As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
10 Reelect Laura Weil As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
11 Reelect Randall J. Weisenburger As A Director Of
Carnival Corporation and As A Director Of Carnival
Plc. Management For Voted - For
12 Reappoint The UK Firm Of PricewaterhouseCoopers LLP
As Independent Auditors For Carnival Plc And Ratify
The U.S. Firm Of PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival Corporation Management For Voted - For
13 Authorize The Audit Committee Of Carnival Plc To
Fix Remuneration Of The Independent Auditors Of
Carnival Plc Management For Voted - For
24
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Receive The UK Accounts And Reports Of The
Directors And Auditors Of Carnival Plc For The Year
Ended November 30, 2011 Management For Voted - For
15 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
16 Approve Remuneration of Executive Directors Management For Voted - For
17 Authorize Issue of Equity with Pre-emptive Rights Management For Voted - For
18 Authorize Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorize Shares for Market Purchase Management For Voted - For
CATERPILLAR INC.
CUSIP: 149123101 TICKER: CAT
Meeting Date: 12-Jun-13 Meeting Type: Annual
1.1 Elect Director David L. Calhoun Management For Voted - For
1.2 Elect Director Daniel M. Dickinson Management For Voted - For
1.3 Elect Director Juan Gallardo Management For Voted - For
1.4 Elect Director David R. Goode Management For Voted - For
1.5 Elect Director Jesse J. Greene, Jr. Management For Voted - For
1.6 Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1.7 Elect Director Peter A. Magowan Management For Voted - For
1.8 Elect Director Dennis A. Muilenburg Management For Voted - For
1.9 Elect Director Douglas R. Oberhelman Management For Voted - For
1.10 Elect Director William A. Osborn Management For Voted - For
1.11 Elect Director Charles D. Powell Management For Voted - For
1.12 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.13 Elect Director Susan C. Schwab Management For Voted - For
1.14 Elect Director Joshua I. Smith Management For Voted - For
1.15 Elect Director Miles D. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Stock Retention/Holding Period Shareholder Against Voted - For
7 Include Sustainability as a Performance Measure for
Senior Executive Compensation Shareholder Against Voted - Against
8 Review and Assess Human Rights Policies Shareholder Against Voted - For
9 Prohibit Sales to the Government of Sudan Shareholder Against Voted - Against
CBRE GROUP, INC.
CUSIP: 12504L109 TICKER: CBG
Meeting Date: 09-May-13 Meeting Type: Annual
1.1 Elect Director Richard C. Blum Management For Voted - For
1.2 Elect Director Brandon B. Boze Management For Voted - For
25
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Curtis F. Feeny Management For Voted - For
1.4 Elect Director Bradford M. Freeman Management For Voted - For
1.5 Elect Director Michael Kantor Management For Voted - For
1.6 Elect Director Frederic V. Malek Management For Voted - For
1.7 Elect Director Jane J. Su Management For Voted - For
1.8 Elect Director Robert E. Sulentic Management For Voted - For
1.9 Elect Director Laura D. Tyson Management For Voted - For
1.10 Elect Director Gary L. Wilson Management For Voted - For
1.11 Elect Director Ray Wirta Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CELGENE CORPORATION
CUSIP: 151020104 TICKER: CELG
Meeting Date: 12-Jun-13 Meeting Type: Annual
1.1 Elect Director Robert J. Hugin Management For Voted - For
1.2 Elect Director Richard Barker Management For Voted - For
1.3 Elect Director Michael D. Casey Management For Voted - For
1.4 Elect Director Carrie S. Cox Management For Voted - For
1.5 Elect Director Rodman L. Drake Management For Voted - For
1.6 Elect Director Michael A. Friedman Management For Voted - For
1.7 Elect Director Gilla Kaplan Management For Voted - For
1.8 Elect Director James J. Loughlin Management For Voted - For
1.9 Elect Director Ernest Mario Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
CENTERPOINT ENERGY, INC.
CUSIP: 15189T107 TICKER: CNP
Meeting Date: 25-Apr-13 Meeting Type: Annual
1a Elect Director Milton Carroll Management For Voted - For
1b Elect Director Michael P. Johnson Management For Voted - For
1c Elect Director Janiece M. Longoria Management For Voted - For
1d Elect Director David M. McClanahan Management For Voted - For
1e Elect Director Susan O. Rheney Management For Voted - For
1f Elect Director R. A. Walker Management For Voted - For
1g Elect Director Peter S. Wareing Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
26
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CENTURYLINK, INC.
CUSIP: 156700106 TICKER: CTL
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director W. Bruce Hanks Management For Voted - For
1.2 Elect Director C. G. Melville, Jr. Management For Voted - For
1.3 Elect Director Fred R. Nichols Management For Voted - For
1.4 Elect Director William A. Owens Management For Voted - For
1.5 Elect Director Harvey P. Perry Management For Voted - For
1.6 Elect Director Glen F. Post, III Management For Voted - For
1.7 Elect Director Laurie A. Siegel Management For Voted - For
1.8 Elect Director Joseph R. Zimmel Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4a Share Retention Policy Shareholder Against Voted - For
4b Adopt Policy on Bonus Banking Shareholder Against Voted - For
4c Proxy Access Shareholder Against Voted - For
4d Provide for Confidential Voting Shareholder Against Voted - For
CERNER CORPORATION
CUSIP: 156782104 TICKER: CERN
Meeting Date: 24-May-13 Meeting Type: Annual
1a Elect Director Gerald E. Bisbee, Jr. Management For Voted - For
1b Elect Director Denis A. Cortese Management For Voted - For
1c Elect Director Linda M. Dillman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Increase Authorized Common Stock Management For Voted - For
CF INDUSTRIES HOLDINGS, INC.
CUSIP: 125269100 TICKER: CF
Meeting Date: 14-May-13 Meeting Type: Annual
1 Declassify the Board of Directors Management For Voted - For
2a Elect Director Robert C. Arzbaecher Management For Voted - For
2b Elect Director Stephen J. Hagge Management For Voted - For
2c Elect Director Edward A. Schmitt Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
27
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Adopt Policy and Report on Board Diversity Shareholder Against Voted - For
7 Report on Political Contributions Shareholder Against Voted - For
8 Report on Sustainability Shareholder Against Voted - For
CHESAPEAKE ENERGY CORPORATION
CUSIP: 165167107 TICKER: CHK
Meeting Date: 14-Jun-13 Meeting Type: Annual
1a Elect Director Bob G. Alexander Management For Voted - For
1b Elect Director Merrill A. ('Pete') Miller, Jr. Management For Voted - For
1c Elect Director Thomas L. Ryan Management For Voted - For
1d Elect Director Vincent J. Intrieri Management For Voted - For
1e Elect Director Frederic M. Poses Management For Voted - For
1f Elect Director Archie W. Dunham Management For Voted - For
1g Elect Director R. Brad Martin Management For Voted - For
1h Elect Director Louis A. Raspino Management For Voted - For
2 Declassify the Board of Directors Management For Voted - For
3 Provide Proxy Access Right Management For Voted - For
4 Reduce Supermajority Vote Requirement Management For Voted - For
5 Approve Non-Employee Director Restricted Stock Plan Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
7 Amend Omnibus Stock Plan Management For Voted - For
8 Approve Executive Incentive Bonus Plan Management For Voted - For
9 Ratify Auditors Management For Voted - For
10 Establish Risk Oversight Committee Shareholder Against Voted - Against
11 Reincorporate in Another State [from Oklahoma to
Delaware] Shareholder Against Voted - Against
12 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
CHEVRON CORPORATION
CUSIP: 166764100 TICKER: CVX
Meeting Date: 29-May-13 Meeting Type: Annual
1a Elect Director Linnet F. Deily Management For Voted - For
1b Elect Director Robert E. Denham Management For Voted - For
1c Elect Director Alice P. Gast Management For Voted - For
1d Elect Director Enrique Hernandez, Jr. Management For Voted - For
1e Elect Director George L. Kirkland Management For Voted - For
1f Elect Director Charles W. Moorman, IV Management For Voted - For
1g Elect Director Kevin W. Sharer Management For Voted - For
1h Elect Director John G. Stumpf Management For Voted - For
1i Elect Director Ronald D. Sugar Management For Voted - For
1j Elect Director Carl Ware Management For Voted - For
1k Elect Director John S. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
28
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
6 Report on Offshore Oil Wells and Spill Mitigation
Measures Shareholder Against Voted - Against
7 Report on Financial Risks of Climate Change Shareholder Against Voted - Against
8 Report on Lobbying Payments and Policy Shareholder Against Voted - For
9 Prohibit Political Contributions Shareholder Against Voted - Against
10 Provide for Cumulative Voting Shareholder Against Voted - For
11 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
12 Require Director Nominee with Environmental
Expertise Shareholder Against Voted - For
13 Adopt Guidelines for Country Selection Shareholder Against Voted - For
CINCINNATI FINANCIAL CORPORATION
CUSIP: 172062101 TICKER: CINF
Meeting Date: 27-Apr-13 Meeting Type: Annual
1.1 Elect Director William F. Bahl Management For Voted - For
1.2 Elect Director Gregory T. Bier Management For Voted - For
1.3 Elect Director Linda Clement-Holmes Management For Voted - For
1.4 Elect Director Dirk J. Debbink Management For Voted - For
1.5 Elect Director Steven J. Johnston Management For Voted - For
1.6 Elect Director Kenneth C. Lichtendahl Management For Voted - For
1.7 Elect Director W. Rodney McMullen Management For Voted - For
1.8 Elect Director Gretchen W. Price Management For Voted - For
1.9 Elect Director John J. Schiff, Jr. Management For Voted - For
1.10 Elect Director Thomas R. Schiff Management For Voted - For
1.11 Elect Director Douglas S. Skidmore Management For Voted - For
1.12 Elect Director Kenneth W. Stecher Management For Voted - For
1.13 Elect Director John F. Steele, Jr. Management For Voted - For
1.14 Elect Director Larry R. Webb Management For Voted - For
1.15 Elect Director E. Anthony Woods Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Sustainability Shareholder Against Voted - For
CITIGROUP INC.
CUSIP: 172967424 TICKER: C
Meeting Date: 24-Apr-13 Meeting Type: Annual
1a Elect Director Michael L. Corbat Management For Voted - For
1b Elect Director Franz B. Humer Management For Voted - For
29
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Robert L. Joss Management For Voted - For
1d Elect Director Michael E. O'Neill Management For Voted - For
1e Elect Director Judith Rodin Management For Voted - For
1f Elect Director Robert L. Ryan Management For Voted - For
1g Elect Director Anthony M. Santomero Management For Voted - For
1h Elect Director Joan E. Spero Management For Voted - For
1i Elect Director Diana L. Taylor Management For Voted - For
1j Elect Director William S. Thompson, Jr. Management For Voted - For
1k Elect Director Ernesto Zedillo Ponce de Leon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Amend Indemnifications Provisions Shareholder Against Voted - Against
CITRIX SYSTEMS, INC.
CUSIP: 177376100 TICKER: CTXS
Meeting Date: 23-May-13 Meeting Type: Annual
1a Elect Director Mark B. Templeton Management For Voted - For
1b Elect Director Stephen M. Dow Management For Voted - For
1c Elect Director Godfrey R. Sullivan Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CLIFFS NATURAL RESOURCES INC.
CUSIP: 18683K101 TICKER: CLF
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Joseph A. Carrabba Management For Voted - For
1b Elect Director Susan M. Cunningham Management For Voted - For
1c Elect Director Barry J. Eldridge Management For Voted - For
1d Elect Director Andres R. Gluski Management For Voted - For
1e Elect Director Susan M. Green Management For Voted - For
1f Elect Director Janice K. Henry Management For Voted - For
1g Elect Director James F. Kirsch Management For Voted - For
1h Elect Director Francis R. McAllister Management For Voted - For
1i Elect Director Richard K. Riederer Management For Voted - For
1j Elect Director Timothy W. Sullivan Management For Voted - For
2 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
3 Eliminate Cumulative Voting Management For Voted - For
30
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Permit Board to Amend Bylaws Without Shareholder
Consent Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Ratify Auditors Management For Voted - For
CME GROUP INC.
CUSIP: 12572Q105 TICKER: CME
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director Terrence A. Duffy Management For Voted - For
1.2 Elect Director Charles P. Carey Management For Voted - For
1.3 Elect Director Mark E. Cermak Management For Voted - For
1.4 Elect Director Martin J. Gepsman Management For Voted - For
1.5 Elect Director Leo Melamed Management For Voted - For
1.6 Elect Director Joseph Niciforo Management For Voted - For
1.7 Elect Director C.C. Odom, II Management For Voted - For
1.8 Elect Director John F. Sandner Management For Voted - For
1.9 Elect Director Dennis A. Suskind Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
COCA-COLA ENTERPRISES, INC.
CUSIP: 19122T109 TICKER: CCE
Meeting Date: 23-Apr-13 Meeting Type: Annual
1.1 Elect Director Jan Bennink Management For Voted - For
1.2 Elect Director John F. Brock Management For Voted - For
1.3 Elect Director Calvin Darden Management For Voted - For
1.4 Elect Director L. Phillip Humann Management For Voted - For
1.5 Elect Director Orrin H. Ingram, II Management For Voted - For
1.6 Elect Director Thomas H. Johnson Management For Voted - For
1.7 Elect Director Suzanne B. Labarge Management For Voted - For
1.8 Elect Director Veronique Morali Management For Voted - For
1.9 Elect Director Andrea L. Saia Management For Voted - For
1.10 Elect Director Garry Watts Management For Voted - For
1.11 Elect Director Curtis R. Welling Management For Voted - For
1.12 Elect Director Phoebe A. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
31
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
CUSIP: 192446102 TICKER: CTSH
Meeting Date: 04-Jun-13 Meeting Type: Annual
1a Elect Director Maureen Breakiron-Evans Management For Voted - For
1b Elect Director John E. Klein Management For Voted - For
1c Elect Director Lakshmi Narayanan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
COLGATE-PALMOLIVE COMPANY
CUSIP: 194162103 TICKER: CL
Meeting Date: 10-May-13 Meeting Type: Annual
1a Elect Director Nikesh Arora Management For Voted - For
1b Elect Director John T. Cahill Management For Voted - For
1c Elect Director Ian Cook Management For Voted - For
1d Elect Director Helene D. Gayle Management For Voted - For
1e Elect Director Ellen M. Hancock Management For Voted - For
1f Elect Director Joseph Jimenez Management For Voted - For
1g Elect Director Richard J. Kogan Management For Voted - For
1h Elect Director Delano E. Lewis Management For Voted - For
1i Elect Director J. Pedro Reinhard Management For Voted - For
1j Elect Director Stephen I. Sadove Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
COMERICA INCORPORATED
CUSIP: 200340107 TICKER: CMA
Meeting Date: 23-Apr-13 Meeting Type: Annual
1.1 Elect Director Ralph W. Babb, Jr. Management For Voted - For
1.2 Elect Director Roger A. Cregg Management For Voted - For
1.3 Elect Director T. Kevin DeNicola Management For Voted - For
1.4 Elect Director Jacqueline P. Kane Management For Voted - For
1.5 Elect Director Richard G. Lindner Management For Voted - For
1.6 Elect Director Alfred A. Piergallini Management For Voted - For
1.7 Elect Director Robert S. Taubman Management For Voted - For
32
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Reginald M. Turner, Jr. Management For Voted - For
1.9 Elect Director Nina G. Vaca Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
CONOCOPHILLIPS
CUSIP: 20825C104 TICKER: COP
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Richard L. Armitage Management For Voted - For
1b Elect Director Richard H. Auchinleck Management For Voted - For
1c Elect Director James E. Copeland, Jr. Management For Voted - For
1d Elect Director Jody L. Freeman Management For Voted - For
1e Elect Director Gay Huey Evans Management For Voted - For
1f Elect Director Ryan M. Lance Management For Voted - For
1g Elect Director Mohd H. Marican Management For Voted - For
1h Elect Director Robert A. Niblock Management For Voted - For
1i Elect Director Harald J. Norvik Management For Voted - For
1j Elect Director William E. Wade, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
6 Amend EEO Policy to Prohibit Discrimination based
on Gender Identity Shareholder Against Voted - For
CONSOL ENERGY INC.
CUSIP: 20854P109 TICKER: CNX
Meeting Date: 08-May-13 Meeting Type: Annual
1.1 Elect Director J. Brett Harvey Management For Voted - For
1.2 Elect Director Philip W. Baxter Management For Voted - For
1.3 Elect Director James E. Altmeyer, Sr. Management For Voted - For
1.4 Elect Director William E. Davis Management For Voted - For
1.5 Elect Director Raj K. Gupta Management For Voted - For
1.6 Elect Director David C. Hardesty, Jr. Management For Voted - For
1.7 Elect Director John T. Mills Management For Voted - For
1.8 Elect Director William P. Powell Management For Voted - For
1.9 Elect Director Joseph T. Williams Management For Voted - For
2 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
33
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Report on Political Contributions Shareholder Against Voted - For
6 Report on Climate Change Shareholder Against Voted - For
CONSOLIDATED EDISON, INC.
CUSIP: 209115104 TICKER: ED
Meeting Date: 20-May-13 Meeting Type: Annual
1.1 Elect Director Kevin Burke Management For Voted - For
1.2 Elect Director Vincent A. Calarco Management For Voted - For
1.3 Elect Director George Campbell, Jr. Management For Voted - For
1.4 Elect Director Gordon J. Davis Management For Voted - For
1.5 Elect Director Michael J. Del Giudice Management For Voted - For
1.6 Elect Director Ellen V. Futter Management For Voted - For
1.7 Elect Director John F. Hennessy, III Management For Voted - For
1.8 Elect Director John F. Killian Management For Voted - For
1.9 Elect Director Eugene R. McGrath Management For Voted - For
1.10 Elect Director Sally H. Pinero Management For Voted - For
1.11 Elect Director Michael W. Ranger Management For Voted - For
1.12 Elect Director L. Frederick Sutherland Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Cease CEO Compensation Benchmarking Policy Shareholder Against Voted - Against
CORNING INCORPORATED
CUSIP: 219350105 TICKER: GLW
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director John Seely Brown Management For Voted - For
1.2 Elect Director Stephanie A. Burns Management For Voted - For
1.3 Elect Director John A. Canning, Jr. Management For Voted - For
1.4 Elect Director Richard T. Clark Management For Voted - For
1.5 Elect Director Robert F. Cummings, Jr. Management For Voted - For
1.6 Elect Director James B. Flaws Management For Voted - For
1.7 Elect Director Kurt M. Landgraf Management For Voted - For
1.8 Elect Director Kevin J. Martin Management For Voted - For
1.9 Elect Director Deborah D. Rieman Management For Voted - For
1.10 Elect Director Hansel E. Tookes, II Management For Voted - For
1.11 Elect Director Wendell P. Weeks Management For Voted - For
1.12 Elect Director Mark S. Wrighton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
34
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CSX CORPORATION
CUSIP: 126408103 TICKER: CSX
Meeting Date: 08-May-13 Meeting Type: Annual
1a Elect Director Donna M. Alvarado Management For Voted - For
1b Elect Director John B. Breaux Management For Voted - For
1c Elect Director Pamela L. Carter Management For Voted - For
1d Elect Director Steven T. Halverson Management For Voted - For
1e Elect Director Edward J. Kelly, III Management For Voted - For
1f Elect Director Gilbert H. Lamphere Management For Voted - For
1g Elect Director John D. McPherson Management For Voted - For
1h Elect Director Timothy T. O'Toole Management For Voted - For
1i Elect Director David M. Ratcliffe Management For Voted - For
1j Elect Director Donald J. Shepard Management For Voted - For
1k Elect Director Michael J. Ward Management For Voted - For
1l Elect Director J.C. Watts, Jr. Management For Voted - For
1m Elect Director J. Steven Whisler Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CUMMINS INC.
CUSIP: 231021106 TICKER: CMI
Meeting Date: 14-May-13 Meeting Type: Annual
1 Elect Director N. Thomas Linebarger Management For Voted - For
2 Elect Director William I. Miller Management For Voted - For
3 Elect Director Alexis M. Herman Management For Voted - For
4 Elect Director Georgia R. Nelson Management For Voted - For
5 Elect Director Carl Ware Management For Voted - For
6 Elect Director Robert K. Herdman Management For Voted - For
7 Elect Director Robert J. Bernhard Management For Voted - For
8 Elect Director Franklin R. Chang Diaz Management For Voted - For
9 Elect Director Stephen B. Dobbs Management For Voted - For
10 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
11 Ratify Auditors Management For Voted - For
12 Require Independent Board Chairman Shareholder Against Voted - Against
CVS CAREMARK CORPORATION
CUSIP: 126650100 TICKER: CVS
Meeting Date: 09-May-13 Meeting Type: Annual
1.1 Elect Director C. David Brown II Management For Voted - For
1.2 Elect Director David W. Dorman Management For Voted - For
35
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Anne M. Finucane Management For Voted - For
1.4 Elect Director Kristen Gibney Williams Management For Voted - For
1.5 Elect Director Larry J. Merlo Management For Voted - For
1.6 Elect Director Jean-Pierre Millon Management For Voted - For
1.7 Elect Director Richard J. Swift Management For Voted - For
1.8 Elect Director William C. Weldon Management For Voted - For
1.9 Elect Director Tony L. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Reduce Vote Requirement Under the Fair Price
Provision Management For Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
7 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
8 Report on Lobbying Payments and Policy Shareholder Against Voted - For
DANAHER CORPORATION
CUSIP: 235851102 TICKER: DHR
Meeting Date: 07-May-13 Meeting Type: Annual
1.1 Elect Director Donald J. Ehrlich Management For Voted - For
1.2 Elect Director Linda Hefner Filler Management For Voted - For
1.3 Elect Director Teri List-Stoll Management For Voted - For
1.4 Elect Director Walter G. Lohr, Jr. Management For Voted - For
1.5 Elect Director Steven M. Rales Management For Voted - For
1.6 Elect Director John T. Schwieters Management For Voted - For
1.7 Elect Director Alan G. Spoon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
DEAN FOODS COMPANY
CUSIP: 242370104 TICKER: DF
Meeting Date: 15-May-13 Meeting Type: Annual
1.1 Elect Director Gregg L. Engles Management For Voted - For
1.2 Elect Director Tom C. Davis Management For Voted - For
1.3 Elect Director Jim L. Turner Management For Voted - For
1.4 Elect Director Robert T. Wiseman Management For Voted - For
2 Approve Reverse Stock Split Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
36
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Ratify Auditors Management For Voted - For
6 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
7 Stock Retention/Holding Period Shareholder Against Voted - For
8 Adopt Policy to Require Suppliers to Eliminate
Cattle Dehorning Shareholder Against Voted - Against
9 Require Independent Board Chairman Shareholder Against Voted - Against
DELPHI AUTOMOTIVE PLC
CUSIP: G27823106 TICKER: DLPH
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Reelect Gary L. Cowger as a Director Management For Voted - For
1.2 Reelect Nicholas M. Donofrio as a Director Management For Voted - For
1.3 Reelect Mark P. Frissora as a Director Management For Voted - For
1.4 Reelect Rajiv L. Gupta as a Director Management For Voted - For
1.5 Reelect John A. Krol as a Director Management For Voted - For
1.6 Reelect J. Randall MacDonald as a Director Management For Voted - For
1.7 Reelect Sean O. Mahoney as a Director Management For Voted - For
1.8 Reelect Rodney O'Neal as a Director Management For Voted - For
1.9 Reelect Thomas W. Sidlik as a Director Management For Voted - For
1.10 Reelect Bernd Wiedemann as a Director Management For Voted - For
1.11 Reelect Lawrence A. Zimmerman as a Director Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DENBURY RESOURCES INC.
CUSIP: 247916208 TICKER: DNR
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director Wieland F. Wettstein Management For Voted - For
1.2 Elect Director Michael L. Beatty Management For Voted - For
1.3 Elect Director Michael B. Decker Management For Voted - For
1.4 Elect Director Ronald G. Greene Management For Voted - For
1.5 Elect Director Gregory L. McMichael Management For Voted - For
1.6 Elect Director Kevin O. Meyers Management For Voted - For
1.7 Elect Director Phil Rykhoek Management For Voted - For
1.8 Elect Director Randy Stein Management For Voted - For
1.9 Elect Director Laura A. Sugg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
37
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DENTSPLY INTERNATIONAL INC.
CUSIP: 249030107 TICKER: XRAY
Meeting Date: 22-May-13 Meeting Type: Annual
1a Elect Director Paula H. Cholmondeley Management For Voted - For
1b Elect Director Michael J. Coleman Management For Voted - For
1c Elect Director John C. Miles, II Management For Voted - For
1d Elect Director John L. Miclot Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
DEVON ENERGY CORPORATION
CUSIP: 25179M103 TICKER: DVN
Meeting Date: 05-Jun-13 Meeting Type: Annual
1.1 Elect Director Robert H. Henry Management For Voted - For
1.2 Elect Director John A. Hill Management For Voted - For
1.3 Elect Director Michael M. Kanovsky Management For Voted - For
1.4 Elect Director Robert A. Mosbacher, Jr. Management For Voted - For
1.5 Elect Director J. Larry Nichols Management For Voted - For
1.6 Elect Director Duane C. Radtke Management For Voted - For
1.7 Elect Director Mary P. Ricciardello Management For Voted - For
1.8 Elect Director John Richels Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
DIAMOND OFFSHORE DRILLING, INC.
CUSIP: 25271C102 TICKER: DO
Meeting Date: 15-May-13 Meeting Type: Annual
1.1 Elect Director James S. Tisch Management For Voted - Against
1.2 Elect Director Lawrence R. Dickerson Management For Voted - Against
1.3 Elect Director John R. Bolton Management For Voted - For
1.4 Elect Director Charles L. Fabrikant Management For Voted - For
1.5 Elect Director Paul G. Gaffney, II Management For Voted - For
1.6 Elect Director Edward Grebow Management For Voted - For
1.7 Elect Director Herbert C. Hofmann Management For Voted - Against
38
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Clifford M. Sobel Management For Voted - For
1.9 Elect Director Andrew H. Tisch Management For Voted - Against
1.10 Elect Director Raymond S. Troubh Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DIRECTV
CUSIP: 25490A309 TICKER: DTV
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director Neil Austrian Management For Voted - For
1b Elect Director Ralph Boyd, Jr. Management For Voted - For
1c Elect Director Abelardo Bru Management For Voted - For
1d Elect Director David Dillon Management For Voted - For
1e Elect Director Samuel DiPiazza, Jr. Management For Voted - For
1f Elect Director Dixon Doll Management For Voted - For
1g Elect Director Charles Lee Management For Voted - For
1h Elect Director Peter Lund Management For Voted - For
1i Elect Director Nancy Newcomb Management For Voted - For
1j Elect Director Lorrie Norrington Management For Voted - For
1k Elect Director Michael White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
DISCOVER FINANCIAL SERVICES
CUSIP: 254709108 TICKER: DFS
Meeting Date: 17-Apr-13 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Aronin Management For Voted - For
1.2 Elect Director Mary K. Bush Management For Voted - For
1.3 Elect Director Gregory C. Case Management For Voted - For
1.4 Elect Director Cynthia A. Glassman Management For Voted - For
1.5 Elect Director Richard H. Lenny Management For Voted - For
1.6 Elect Director Thomas G. Maheras Management For Voted - For
1.7 Elect Director Michael H. Moskow Management For Voted - For
1.8 Elect Director David W. Nelms Management For Voted - For
1.9 Elect Director E. Follin Smith Management For Voted - For
1.10 Elect Director Mark A. Thierer Management For Voted - For
1.11 Elect Director Lawrence A. Weinbach Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
39
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DOLLAR GENERAL CORPORATION
CUSIP: 256677105 TICKER: DG
Meeting Date: 29-May-13 Meeting Type: Annual
1.1 Elect Director Raj Agrawal Management For Voted - For
1.2 Elect Director Warren F. Bryant Management For Voted - For
1.3 Elect Director Michael M. Calbert Management For Voted - For
1.4 Elect Director Sandra B. Cochran Management For Voted - For
1.5 Elect Director Richard W. Dreiling Management For Voted - For
1.6 Elect Director Patricia D. Fili-Krushel Management For Voted - For
1.7 Elect Director Adrian Jones Management For Voted - For
1.8 Elect Director William C. Rhodes, III Management For Voted - For
1.9 Elect Director David B. Rickard Management For Voted - For
2 Adopt Majority Voting for the Election of Directors Management For Voted - For
3 Ratify Auditors Management For Voted - For
DOLLAR TREE, INC.
CUSIP: 256746108 TICKER: DLTR
Meeting Date: 20-Jun-13 Meeting Type: Annual
1.1 Elect Director Arnold S. Barron Management For Voted - For
1.2 Elect Director Macon F. Brock, Jr. Management For Voted - For
1.3 Elect Director Mary Anne Citrino Management For Voted - For
1.4 Elect Director H. Ray Compton Management For Voted - For
1.5 Elect Director Conrad M. Hall Management For Voted - For
1.6 Elect Director Lemuel E. Lewis Management For Voted - For
1.7 Elect Director J. Douglas Perry Management For Voted - For
1.8 Elect Director Bob Sasser Management For Voted - For
1.9 Elect Director Thomas A. Saunders, III Management For Voted - For
1.10 Elect Director Thomas E. Whiddon Management For Voted - For
1.11 Elect Director Carl P. Zeithaml Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Deferred Compensation Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Increase Authorized Common Stock Management For Voted - For
DOMINION RESOURCES, INC.
CUSIP: 25746U109 TICKER: D
Meeting Date: 03-May-13 Meeting Type: Annual
1.1 Elect Director William P. Barr Management For Voted - For
1.2 Elect Director Peter W. Brown Management For Voted - For
1.3 Elect Director Helen E. Dragas Management For Voted - For
1.4 Elect Director James O. Ellis, Jr. Management For Voted - For
40
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Thomas F. Farrell, II Management For Voted - For
1.6 Elect Director John W. Harris Management For Voted - Against
1.7 Elect Director Robert S. Jepson, Jr. Management For Voted - For
1.8 Elect Director Mark J. Kington Management For Voted - For
1.9 Elect Director Pamela J. Royal Management For Voted - For
1.10 Elect Director Robert H. Spilman, Jr. Management For Voted - For
1.11 Elect Director Michael E. Szymanczyk Management For Voted - For
1.12 Elect Director David A. Wollard Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Call Special Meeting Management For Voted - For
5 Report on Coal Use from Mountaintop Removal Mining Shareholder Against Voted - Against
6 Include Sustainability as a Performance Measure for
Senior Executive Compensation Shareholder Against Voted - Against
7 Minimize Pool Storage of Spent Nuclear Fuel Shareholder Against Voted - Against
8 Report on Financial Risks of Climate Change Shareholder Against Voted - For
DOVER CORPORATION
CUSIP: 260003108 TICKER: DOV
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director David H. Benson Management For Voted - For
1b Elect Director Robert W. Cremin Management For Voted - For
1c Elect Director Jean-Pierre M. Ergas Management For Voted - For
1d Elect Director Peter T. Francis Management For Voted - For
1e Elect Director Kristiane C. Graham Management For Voted - For
1f Elect Director M.F. Johnston Management For Voted - For
1g Elect Director Robert A. Livingston Management For Voted - For
1h Elect Director Richard K. Lochridge Management For Voted - For
1i Elect Director Bernard G. Rethore Management For Voted - For
1j Elect Director Michael B. Stubbs Management For Voted - For
1k Elect Director Stephen M. Todd Management For Voted - For
1l Elect Director Stephen K. Wagner Management For Voted - For
1m Elect Director Mary A. Winston Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
DR PEPPER SNAPPLE GROUP, INC.
CUSIP: 26138E109 TICKER: DPS
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Director John L. Adams Management For Voted - For
1.2 Elect Director Ronald G. Rogers Management For Voted - For
2 Ratify Auditors Management For Voted - For
41
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
DTE ENERGY COMPANY
CUSIP: 233331107 TICKER: DTE
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director Gerard M. Anderson Management For Voted - For
1.2 Elect Director David A. Brandon Management For Voted - For
1.3 Elect Director Charles G. McClure, Jr. Management For Voted - For
1.4 Elect Director Gail J. McGovern Management For Voted - For
1.5 Elect Director James B. Nicholson Management For Voted - For
1.6 Elect Director Charles W. Pryor, Jr. Management For Voted - For
1.7 Elect Director Ruth G. Shaw Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
DUKE ENERGY CORPORATION
CUSIP: 26441C204 TICKER: DUK
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director William Barnet, III Management For Voted - For
1.2 Elect Director G. Alex Bernhardt, Sr. Management For Voted - For
1.3 Elect Director Michael G. Browning Management For Voted - For
1.4 Elect Director Harris E. DeLoach, Jr. Management For Voted - For
1.5 Elect Director Daniel R. DiMicco Management For Voted - For
1.6 Elect Director John H. Forsgren Management For Voted - For
1.7 Elect Director Ann Maynard Gray Management For Voted - For
1.8 Elect Director James H. Hance, Jr. Management For Voted - For
1.9 Elect Director John T. Herron Management For Voted - For
1.10 Elect Director James B. Hyler, Jr. Management For Voted - For
1.11 Elect Director E. Marie McKee Management For Voted - For
1.12 Elect Director E. James Reinsch Management For Voted - For
1.13 Elect Director James T. Rhodes Management For Voted - For
1.14 Elect Director James E. Rogers Management For Voted - For
1.15 Elect Director Carlos A. Saladrigas Management For Voted - For
1.16 Elect Director Philip R. Sharp Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
42
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
E*TRADE FINANCIAL CORPORATION
CUSIP: 269246401 TICKER: ETFC
Meeting Date: 09-May-13 Meeting Type: Annual
1a Elect Director Paul T. Idzik Management For Voted - For
1b Elect Director Frederick W. Kanner Management For Voted - For
1c Elect Director James Lam Management For Voted - For
1d Elect Director Rodger A. Lawson Management For Voted - For
1e Elect Director Rebecca Saeger Management For Voted - For
1f Elect Director Joseph L. Sclafani Management For Voted - For
1g Elect Director Joseph M. Velli Management For Voted - For
1h Elect Director Donna L. Weaver Management For Voted - For
1i Elect Director Stephen H. Willard Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
E. I. DU PONT DE NEMOURS AND COMPANY
CUSIP: 263534109 TICKER: DD
Meeting Date: 24-Apr-13 Meeting Type: Annual
1a Elect Director Lamberto Andreotti Management For Voted - For
1b Elect Director Richard H. Brown Management For Voted - For
1c Elect Director Robert A. Brown Management For Voted - For
1d Elect Director Bertrand P. Collomb Management For Voted - For
1e Elect Director Curtis J. Crawford Management For Voted - For
1f Elect Director Alexander M. Cutler Management For Voted - For
1g Elect Director Eleuthere I. Du Pont Management For Voted - For
1h Elect Director Marillyn A. Hewson Management For Voted - For
1i Elect Director Lois D. Juliber Management For Voted - For
1j Elect Director Ellen J. Kullman Management For Voted - For
1k Elect Director Lee M. Thomas Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Report on Genetically Engineered Seed Shareholder Against Voted - Against
7 Report on Pay Disparity Shareholder Against Voted - Against
EASTMAN CHEMICAL COMPANY
CUSIP: 277432100 TICKER: EMN
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director Gary E. Anderson Management For Voted - For
43
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Brett D. Begemann Management For Voted - For
1.3 Elect Director Stephen R. Demeritt Management For Voted - For
1.4 Elect Director Robert M. Hernandez Management For Voted - For
1.5 Elect Director Julie F. Holder Management For Voted - For
1.6 Elect Director Renee J. Hornbaker Management For Voted - For
1.7 Elect Director Lewis M. Kling Management For Voted - For
1.8 Elect Director David W. Raisbeck Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
EATON CORPORATION PLC
CUSIP: G29183103 TICKER: ETN
Meeting Date: 24-Apr-13 Meeting Type: Annual
1a Elect Director George S. Barrett Management For Voted - For
1b Elect Director Todd M. Bluedorn Management For Voted - For
1c Elect Director Christopher M. Connor Management For Voted - For
1d Elect Director Michael J. Critelli Management For Voted - For
1e Elect Director Alexander M. Cutler Management For Voted - For
1f Elect Director Charles E. Golden Management For Voted - For
1g Elect Director Linda A. Hill Management For Voted - For
1h Elect Director Arthur E. Johnson Management For Voted - For
1i Elect Director Ned C. Lautenbach Management For Voted - For
1j Elect Director Deborah L. McCoy Management For Voted - For
1k Elect Director Gregory R. Page Management For Voted - For
1l Elect Director Gerald B. Smith Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Approval of Overseas Market Purchases of the
Company Shares Management For Voted - For
7 Approve the Price Range for the Reissuance of Shares Management For Voted - For
EDISON INTERNATIONAL
CUSIP: 281020107 TICKER: EIX
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director Jagjeet S. Bindra Management For Voted - For
1.2 Elect Director Vanessa C.L. Chang Management For Voted - For
1.3 Elect Director France A. Cordova Management For Voted - For
1.4 Elect Director Theodore F. Craver, Jr. Management For Voted - For
1.5 Elect Director Bradford M. Freeman Management For Voted - For
1.6 Elect Director Luis G. Nogales Management For Voted - For
44
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Ronald L. Olson Management For Voted - For
1.8 Elect Director Richard T. Schlosberg, III Management For Voted - For
1.9 Elect Director Thomas C. Sutton Management For Voted - For
1.10 Elect Director Peter J. Taylor Management For Voted - For
1.11 Elect Director Brett White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
EDWARDS LIFESCIENCES CORPORATION
CUSIP: 28176E108 TICKER: EW
Meeting Date: 14-May-13 Meeting Type: Annual
1.1 Elect Director Robert A. Ingram Management For Voted - For
1.2 Elect Director William J. Link Management For Voted - For
1.3 Elect Director Wesley W. von Schack Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Declassify the Board of Directors Management For Voted - For
7 Reduce Supermajority Vote Requirement Management For Voted - For
8 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
ELI LILLY AND COMPANY
CUSIP: 532457108 TICKER: LLY
Meeting Date: 06-May-13 Meeting Type: Annual
1 Elect Director Ralph Alvarez Management For Voted - For
2 Elect Director Winfried Bischoff Management For Voted - For
3 Elect Director R. David Hoover Management For Voted - For
4 Elect Director Franklyn G. Prendergast Management For Voted - For
5 Elect Director Kathi P. Seifert Management For Voted - For
6 Ratify Auditors Management For Voted - For
7 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
8 Amend Omnibus Stock Plan Management For Voted - For
EMC CORPORATION
CUSIP: 268648102 TICKER: EMC
Meeting Date: 01-May-13 Meeting Type: Annual
1a Elect Director Michael W. Brown Management For Voted - For
1b Elect Director Randolph L. Cowen Management For Voted - For
45
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Gail Deegan Management For Voted - For
1d Elect Director James S. DiStasio Management For Voted - For
1e Elect Director John R. Egan Management For Voted - For
1f Elect Director Edmund F. Kelly Management For Voted - For
1g Elect Director Judith A. Miscik Management For Voted - For
1h Elect Director Windle B. Priem Management For Voted - For
1i Elect Director Paul Sagan Management For Voted - For
1j Elect Director David N. Strohm Management For Voted - For
1k Elect Director Joseph M. Tucci Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6 Provide Right to Act by Written Consent Management For Voted - For
7 Require Consistency with Corporate Values and
Report on Political Contributions Shareholder Against Voted - Against
ENSCO PLC
CUSIP: G3157S106 TICKER: ESV
Meeting Date: 20-May-13 Meeting Type: Annual
1 Re-elect Francis S. Kalman as Director Management For Voted - For
2 Re-elect Roxanne J. Decyk as Director Management For Voted - For
3 Re-elect Mary Francis CBE as Director Management For Voted - For
4 Reappoint KPMG LLP as Auditors of the Company Management For Voted - For
5 Reappoint KPMG Audit Plc as Auditors of the Company Management For Voted - For
6 Authorize Board to Fix Remuneration of Auditors Management For Voted - For
7 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
8 Advisory Vote to Approve Directors' Remuneration
Report Management For Voted - For
9 Accept Auditors' and Directors' Reports and
Statutory Reports Management For Voted - For
10 Amend Articles of Association Declassifying the
Board and Conversion of American Depositary Shares
to Class A ordinary Shares Management For Voted - For
11 Authorize Share Repurchase Program Management For Voted - For
ENTERGY CORPORATION
CUSIP: 29364G103 TICKER: ETR
Meeting Date: 03-May-13 Meeting Type: Annual
1a Elect Director Maureen Scannell Bateman Management For Voted - For
1b Elect Director L.P. Denault Management For Voted - For
1c Elect Director Gary W. Edwards Management For Voted - For
1d Elect Director Alexis M. Herman Management For Voted - For
46
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Donald C. Hintz Management For Voted - For
1f Elect Director Stuart L. Levenick Management For Voted - For
1g Elect Director Blanche L. Lincoln Management For Voted - For
1h Elect Director Stewart C. Myers Management For Voted - For
1i Elect Director W.J. Tauzin Management For Voted - For
1j Elect Director Steven V. Wilkinson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Minimize Pool Storage of Spent Nuclear Fuel Shareholder Against Voted - Against
EOG RESOURCES, INC.
CUSIP: 26875P101 TICKER: EOG
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director Charles R. Crisp Management For Voted - For
1b Elect Director James C. Day Management For Voted - For
1c Elect Director Mark G. Papa Management For Voted - For
1d Elect Director H. Leighton Steward Management For Voted - For
1e Elect Director Donald F. Textor Management For Voted - For
1f Elect Director William R. Thomas Management For Voted - For
1g Elect Director Frank G. Wisner Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
EQT CORPORATION
CUSIP: 26884L109 TICKER: EQT
Meeting Date: 17-Apr-13 Meeting Type: Annual
1.1 Elect Director Vicky A. Bailey Management For Voted - For
1.2 Elect Director Kenneth M. Burke Management For Voted - For
1.3 Elect Director George L. Miles, Jr. Management For Voted - For
1.4 Elect Director Stephen A. Thorington Management For Voted - For
2 Declassify the Board of Directors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Feasibility of Prohibiting Political
Contributions Shareholder Against Voted - Against
47
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EQUIFAX INC.
CUSIP: 294429105 TICKER: EFX
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director James E. Copeland, Jr. Management For Voted - For
1b Elect Director Robert D. Daleo Management For Voted - For
1c Elect Director Walter W. Driver, Jr. Management For Voted - For
1d Elect Director Mark L. Feidler Management For Voted - For
1e Elect Director L. Phillip Humann Management For Voted - For
1f Elect Director Siri S. Marshall Management For Voted - For
1g Elect Director John A. McKinley Management For Voted - For
1h Elect Director Richard F. Smith Management For Voted - For
1i Elect Director Mark B. Templeton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
EQUITY RESIDENTIAL
CUSIP: 29476L107 TICKER: EQR
Meeting Date: 13-Jun-13 Meeting Type: Annual
1.1 Elect Director John W. Alexander Management For Voted - For
1.2 Elect Director Charles L. Atwood Management For Voted - For
1.3 Elect Director Linda Walker Bynoe Management For Voted - For
1.4 Elect Director Mary Kay Haben Management For Voted - For
1.5 Elect Director Bradley A. Keywell Management For Voted - For
1.6 Elect Director John E. Neal Management For Voted - For
1.7 Elect Director David J. Neithercut Management For Voted - For
1.8 Elect Director Mark S. Shapiro Management For Voted - For
1.9 Elect Director Gerald A. Spector Management For Voted - For
1.10 Elect Director B. Joseph White Management For Voted - For
1.11 Elect Director Samuel Zell Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Sustainability Shareholder Against Voted - For
EXELON CORPORATION
CUSIP: 30161N101 TICKER: EXC
Meeting Date: 23-Apr-13 Meeting Type: Annual
1a Elect Director Anthony K. Anderson Management For Voted - For
1b Elect Director Ann C. Berzin Management For Voted - For
48
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director John A. Canning, Jr. Management For Voted - For
1d Elect Director Christopher M. Crane Management For Voted - For
1e Elect Director Yves C. de Balmann Management For Voted - For
1f Elect Director Nicholas DeBenedictis Management For Voted - For
1g Elect Director Nelson A. Diaz Management For Voted - For
1h Elect Director Sue L. Gin Management For Voted - For
1i Elect Director Paul L. Joskow Management For Voted - For
1j Elect Director Robert J. Lawless Management For Voted - For
1k Elect Director Richard W. Mies Management For Voted - For
1l Elect Director William C. Richardson Management For Voted - For
1m Elect Director Thomas J. Ridge Management For Voted - For
1n Elect Director John W. Rogers, Jr. Management For Voted - For
1o Elect Director Mayo A. Shattuck, III Management For Voted - For
1p Elect Director Stephen D. Steinour Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
EXPRESS SCRIPTS HOLDING COMPANY
CUSIP: 30219G108 TICKER: ESRX
Meeting Date: 09-May-13 Meeting Type: Annual
1a Elect Director Gary G. Benanav Management For Voted - For
1b Elect Director Maura C. Breen Management For Voted - For
1c Elect Director William J. DeLaney Management For Voted - For
1d Elect Director Nicholas J. LaHowchic Management For Voted - For
1e Elect Director Thomas P. Mac Mahon Management For Voted - For
1f Elect Director Frank Mergenthaler Management For Voted - For
1g Elect Director Woodrow A. Myers, Jr. Management For Voted - For
1h Elect Director John O. Parker, Jr. Management For Voted - For
1i Elect Director George Paz Management For Voted - For
1j Elect Director William L. Roper Management For Voted - For
1k Elect Director Samuel K. Skinner Management For Voted - For
1l Elect Director Seymour Sternberg Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
EXXON MOBIL CORPORATION
CUSIP: 30231G102 TICKER: XOM
Meeting Date: 29-May-13 Meeting Type: Annual
1.1 Elect Director M.J. Boskin Management For Voted - For
1.2 Elect Director P. Brabeck-Letmathe Management For Voted - For
1.3 Elect Director U.M. Burns Management For Voted - For
1.4 Elect Director L.R. Faulkner Management For Voted - For
49
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director J.S. Fishman Management For Voted - For
1.6 Elect Director H.H. Fore Management For Voted - For
1.7 Elect Director K.C. Frazier Management For Voted - For
1.8 Elect Director W.W. George Management For Voted - For
1.9 Elect Director S.J. Palmisano Management For Voted - For
1.10 Elect Director S.S. Reinemund Management For Voted - For
1.11 Elect Director R.W. Tillerson Management For Voted - For
1.12 Elect Director W.C. Weldon Management For Voted - For
1.13 Elect Director E.E. Whitacre, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
6 Limit Directors to a Maximum of Three Board
Memberships in Companies with Sales over $500
Million Annually Shareholder Against Voted - Against
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Study Feasibility of Prohibiting Political
Contributions Shareholder Against Voted - Against
9 Adopt Sexual Orientation Anti-bias Policy Shareholder Against Voted - Against
10 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
11 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
FIDELITY NATIONAL INFORMATION SERVICES, INC.
CUSIP: 31620M106 TICKER: FIS
Meeting Date: 29-May-13 Meeting Type: Annual
1a Elect Director Stephan A. James Management For Voted - For
1b Elect Director Frank R. Martire Management For Voted - For
1c Elect Director Gary A. Norcross Management For Voted - For
1d Elect Director James B. Stallings, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
FIFTH THIRD BANCORP
CUSIP: 316773100 TICKER: FITB
Meeting Date: 16-Apr-13 Meeting Type: Annual
1.1 Elect Director Darryl F. Allen Management For Voted - For
1.2 Elect Director B. Evan Bayh, III Management For Voted - For
1.3 Elect Director Ulysses L. Bridgeman, Jr. Management For Voted - For
1.4 Elect Director Emerson L. Brumback Management For Voted - For
50
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director James P. Hackett Management For Voted - For
1.6 Elect Director Gary R. Heminger Management For Voted - For
1.7 Elect Director Jewell D. Hoover Management For Voted - For
1.8 Elect Director William M. Isaac Management For Voted - For
1.9 Elect Director Kevin T. Kabat Management For Voted - For
1.10 Elect Director Mitchel D. Livingston Management For Voted - For
1.11 Elect Director Michael B. McCallister Management For Voted - For
1.12 Elect Director Hendrik G. Meijer Management For Voted - For
1.13 Elect Director John J. Schiff, Jr. Management For Voted - For
1.14 Elect Director Marsha C. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
FIRST HORIZON NATIONAL CORPORATION
CUSIP: 320517105 TICKER: FHN
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director Robert B. Carter Management For Voted - For
1.2 Elect Director John C. Compton Management For Voted - For
1.3 Elect Director Mark A. Emkes Management For Voted - For
1.4 Elect Director Corydon J. Gilchrist Management For Voted - For
1.5 Elect Director Vicky B. Gregg Management For Voted - For
1.6 Elect Director D. Bryan Jordan Management For Voted - For
1.7 Elect Director R. Brad Martin Management For Voted - For
1.8 Elect Director Scott M. Niswonger Management For Voted - For
1.9 Elect Director Vicki R. Palmer Management For Voted - For
1.10 Elect Director Colin V. Reed Management For Voted - For
1.11 Elect Director Luke Yancy, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
FIRSTENERGY CORP.
CUSIP: 337932107 TICKER: FE
Meeting Date: 21-May-13 Meeting Type: Annual
1.1 Elect Director Paul T. Addison Management For Voted - For
1.2 Elect Director Anthony J. Alexander Management For Voted - For
1.3 Elect Director Michael J. Anderson Management For Voted - For
1.4 Elect Director Carol A. Cartwright Management For Voted - For
1.5 Elect Director William T. Cottle Management For Voted - For
1.6 Elect Director Robert B. Heisler, Jr. Management For Vote Withheld
1.7 Elect Director Julia L. Johnson Management For Voted - For
1.8 Elect Director Ted J. Kleisner Management For Vote Withheld
1.9 Elect Director Donald T. Misheff Management For Voted - For
51
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.10 Elect Director Ernest J. Novak, Jr. Management For Voted - For
1.11 Elect Director Christopher D. Pappas Management For Vote Withheld
1.12 Elect Director Catherine A. Rein Management For Vote Withheld
1.13 Elect Director George M. Smart Management For Voted - For
1.14 Elect Director Wes M. Taylor Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Reduce Supermajority Vote Requirement Management For Voted - For
5 Cease CEO Compensation Benchmarking Policy Shareholder Against Voted - Against
6 Submit SERP to Shareholder Vote Shareholder Against Voted - For
7 Stock Retention/Holding Period Shareholder Against Voted - For
8 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
9 Provide Right to Act by Written Consent Shareholder Against Voted - For
FISERV, INC.
CUSIP: 337738108 TICKER: FISV
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director Christopher M. Flink Management For Voted - For
1.2 Elect Director Dennis F. Lynch Management For Voted - For
1.3 Elect Director Kim M. Robak Management For Voted - For
1.4 Elect Director Doyle R. Simons Management For Voted - For
1.5 Elect Director Thomas C. Wertheimer Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
FLIR SYSTEMS, INC.
CUSIP: 302445101 TICKER: FLIR
Meeting Date: 26-Apr-13 Meeting Type: Annual
1.1 Elect Director John D. Carter Management For Voted - For
1.2 Elect Director Michael T. Smith Management For Voted - For
1.3 Elect Director John W. Wood, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
52
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FLOWSERVE CORPORATION
CUSIP: 34354P105 TICKER: FLS
Meeting Date: 23-May-13 Meeting Type: Annual
1.1 Elect Director Gayla J. Delly Management For Voted - For
1.2 Elect Director Rick J. Mills Management For Voted - For
1.3 Elect Director Charles M. Rampacek Management For Voted - For
1.4 Elect Director William C. Rusnack Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Increase Authorized Common Stock Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
FLUOR CORPORATION
CUSIP: 343412102 TICKER: FLR
Meeting Date: 02-May-13 Meeting Type: Annual
1A Elect Director Peter K. Barker Management For Voted - Against
1B Elect Director Alan M. Bennett Management For Voted - For
1C Elect Director Rosemary T. Berkery Management For Voted - Against
1D Elect Director James T. Hackett Management For Voted - For
1E Elect Director Kent Kresa Management For Voted - For
1F Elect Director Dean R. O'Hare Management For Voted - For
1G Elect Director Armando J. Olivera Management For Voted - For
1H Elect Director David T. Seaton Management For Voted - For
1I Elect Director Nader H. Sultan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
FRONTIER COMMUNICATIONS CORPORATION
CUSIP: 35906A108 TICKER: FTR
Meeting Date: 08-May-13 Meeting Type: Annual
1.1 Elect Director Leroy T. Barnes, Jr. Management For Voted - For
1.2 Elect Director Peter C.B. Bynoe Management For Voted - For
1.3 Elect Director Jeri B. Finard Management For Voted - For
1.4 Elect Director Edward Fraioli Management For Voted - For
1.5 Elect Director James S. Kahan Management For Voted - For
1.6 Elect Director Pamela D.A. Reeve Management For Voted - For
1.7 Elect Director Howard L. Schrott Management For Voted - For
1.8 Elect Director Larraine D. Segil Management For Voted - For
1.9 Elect Director Mark Shapiro Management For Voted - For
53
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.10 Elect Director Myron A. Wick, III Management For Voted - For
1.11 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Ratify Auditors Management For Voted - For
GAMESTOP CORP.
CUSIP: 36467W109 TICKER: GME
Meeting Date: 25-Jun-13 Meeting Type: Annual
1.1 Elect Director JeromeL. Davis Management For Voted - For
1.2 Elect Director R. Richard Fontaine Management For Voted - For
1.3 Elect Director Steven R. Koonin Management For Voted - For
1.4 Elect Director Stephanie M. Shern Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
GANNETT CO., INC.
CUSIP: 364730101 TICKER: GCI
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director John E. Cody Management For Voted - For
1b Elect Director Howard D. Elias Management For Voted - For
1c Elect Director John Jeffry Louis Management For Voted - For
1d Elect Director Marjorie Magner Management For Voted - For
1e Elect Director Gracia C. Martore Management For Voted - For
1f Elect Director Scott K. McCune Management For Voted - For
1g Elect Director Duncan M. McFarland Management For Voted - For
1h Elect Director Susan Ness Management For Voted - For
1i Elect Director Neal Shapiro Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Double Trigger on Equity Plans Shareholder Against Voted - For
GARMIN LTD.
CUSIP: H2906T109 TICKER: GRMN
Meeting Date: 07-Jun-13 Meeting Type: Annual
1 Accept Consolidated Financial Statements and
Statutory Reports Management For Voted - For
54
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Dividends Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1 Elect Director Joseph J. Hartnett Management For Voted - For
5.2 Elect Director Thomas P. Poberezny Management For Voted - For
6 Amend Omnibus Stock Plan Management For Voted - For
7 Ratify Ernst and Young LLP as Auditors Management For Voted - For
8 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
9 Transact Other Business (Voting) Management For Voted - Against
GENERAL DYNAMICS CORPORATION
CUSIP: 369550108 TICKER: GD
Meeting Date: 01-May-13 Meeting Type: Annual
1.1 Elect Director Mary T. Barra Management For Voted - For
1.2 Elect Director Nicholas D. Chabraja Management For Voted - For
1.3 Elect Director James S. Crown Management For Voted - For
1.4 Elect Director William P. Fricks Management For Voted - For
1.5 Elect Director Paul G. Kaminski Management For Voted - For
1.6 Elect Director John M. Keane Management For Voted - For
1.7 Elect Director Lester L. Lyles Management For Voted - For
1.8 Elect Director Phebe N. Novakovic Management For Voted - For
1.9 Elect Director William A. Osborn Management For Voted - For
1.10 Elect Director Robert Walmsley Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Review and Assess Human Rights Policy Shareholder Against Voted - For
GENERAL ELECTRIC COMPANY
CUSIP: 369604103 TICKER: GE
Meeting Date: 24-Apr-13 Meeting Type: Annual
1 Elect Director W. Geoffrey Beattie Management For Voted - For
2 Elect Director John J. Brennan Management For Voted - For
3 Elect Director James I. Cash, Jr. Management For Voted - For
4 Elect Director Francisco D'Souza Management For Voted - For
5 Elect Director Marijn E. Dekkers Management For Voted - For
6 Elect Director Ann M. Fudge Management For Voted - For
7 Elect Director Susan Hockfield Management For Voted - For
8 Elect Director Jeffrey R. Immelt Management For Voted - For
9 Elect Director Andrea Jung Management For Voted - For
10 Elect Director Robert W. Lane Management For Voted - For
11 Elect Director Ralph S. Larsen Management For Voted - For
12 Elect Director Rochelle B. Lazarus Management For Voted - For
55
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Elect Director James J. Mulva Management For Voted - For
14 Elect Director Mary L. Schapiro Management For Voted - For
15 Elect Director Robert J. Swieringa Management For Voted - For
16 Elect Director James S. Tisch Management For Voted - For
17 Elect Director Douglas A. Warner, III Management For Voted - For
18 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
19 Ratify Auditors Management For Voted - For
20 Cessation of All Stock Options and Bonuses Shareholder Against Voted - Against
21 Establish Term Limits for Directors Shareholder Against Voted - Against
22 Require Independent Board Chairman Shareholder Against Voted - Against
23 Provide Right to Act by Written Consent Shareholder Against Voted - Against
24 Stock Retention/Holding Period Shareholder Against Voted - For
25 Require More Director Nominations Than Open Seats Shareholder Against Voted - Against
GENWORTH FINANCIAL, INC.
CUSIP: 37247D106 TICKER: GNW
Meeting Date: 15-May-13 Meeting Type: Annual
1.1 Elect Director William H. Bolinder Management For Voted - For
1.2 Elect Director G. Kent Conrad Management For Voted - For
1.3 Elect Director Nancy J. Karch Management For Voted - For
1.4 Elect Director Thomas J. McInerney Management For Voted - For
1.5 Elect Director Christine B. Mead Management For Voted - For
1.6 Elect Director David M. Moffett Management For Voted - For
1.7 Elect Director Thomas E. Moloney Management For Voted - For
1.8 Elect Director James A. Parke Management For Voted - For
1.9 Elect Director James S. Riepe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
GILEAD SCIENCES, INC.
CUSIP: 375558103 TICKER: GILD
Meeting Date: 08-May-13 Meeting Type: Annual
1.1 Elect Director John F. Cogan Management For Voted - For
1.2 Elect Director Etienne F. Davignon Management For Voted - For
1.3 Elect Director Carla A. Hills Management For Voted - For
1.4 Elect Director Kevin E. Lofton Management For Voted - For
1.5 Elect Director John W. Madigan Management For Voted - For
1.6 Elect Director John C. Martin Management For Voted - For
1.7 Elect Director Nicholas G. Moore Management For Voted - For
1.8 Elect Director Richard J. Whitley Management For Voted - For
1.9 Elect Director Gayle E. Wilson Management For Voted - For
1.10 Elect Director Per Wold-Olsen Management For Voted - For
2 Ratify Auditors Management For Voted - For
56
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Amend Omnibus Stock Plan Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
7 Provide Right to Act by Written Consent Shareholder Against Voted - For
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOG
Meeting Date: 06-Jun-13 Meeting Type: Annual
1.1 Elect Director Larry Page Management For Voted - For
1.2 Elect Director Sergey Brin Management For Voted - For
1.3 Elect Director Eric E. Schmidt Management For Voted - For
1.4 Elect Director L. John Doerr Management For Voted - For
1.5 Elect Director Diane B. Greene Management For Voted - For
1.6 Elect Director John L. Hennessy Management For Voted - For
1.7 Elect Director Ann Mather Management For Voted - For
1.8 Elect Director Paul S. Otellini Management For Voted - For
1.9 Elect Director K. Ram Shriram Management For Voted - For
1.10 Elect Director Shirley M. Tilghman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Report on Reducing Lead Battery Health Hazards Shareholder Against Voted - For
4 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Adopt Policy on Succession Planning Shareholder Against Voted - For
H. J. HEINZ COMPANY
CUSIP: 423074103 TICKER: HNZ
Meeting Date: 30-Apr-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - Against
HALLIBURTON COMPANY
CUSIP: 406216101 TICKER: HAL
Meeting Date: 15-May-13 Meeting Type: Annual
1.1 Elect Director Alan M. Bennett Management For Voted - For
1.2 Elect Director James R. Boyd Management For Voted - For
1.3 Elect Director Milton Carroll Management For Voted - For
1.4 Elect Director Nance K. Dicciani Management For Voted - For
1.5 Elect Director Murry S. Gerber Management For Voted - For
57
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Jose C. Grubisich Management For Voted - For
1.7 Elect Director Abdallah S. Jum'ah Management For Voted - For
1.8 Elect Director David J. Lesar Management For Voted - For
1.9 Elect Director Robert A. Malone Management For Voted - For
1.10 Elect Director J. Landis Martin Management For Voted - For
1.11 Elect Director Debra L. Reed Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
HARLEY-DAVIDSON, INC.
CUSIP: 412822108 TICKER: HOG
Meeting Date: 27-Apr-13 Meeting Type: Annual
1.1 Elect Director Barry K. Allen Management For Voted - For
1.2 Elect Director R. John Anderson Management For Voted - For
1.3 Elect Director Richard R. Beattie Management For Voted - For
1.4 Elect Director Martha F. Brooks Management For Voted - For
1.5 Elect Director Michael J. Cave Management For Voted - For
1.6 Elect Director George H. Conrades Management For Voted - For
1.7 Elect Director Donald A. James Management For Voted - For
1.8 Elect Director Sara L. Levinson Management For Voted - For
1.9 Elect Director N. Thomas Linebarger Management For Voted - For
1.10 Elect Director George L. Miles, Jr. Management For Voted - For
1.11 Elect Director James A. Norling Management For Voted - For
1.12 Elect Director Keith E. Wandell Management For Voted - For
1.13 Elect Director Jochen Zeitz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
HASBRO, INC.
CUSIP: 418056107 TICKER: HAS
Meeting Date: 23-May-13 Meeting Type: Annual
1.1 Elect Director Basil L. Anderson Management For Voted - For
1.2 Elect Director Alan R. Batkin Management For Voted - For
1.3 Elect Director Frank J. Biondi, Jr. Management For Voted - For
1.4 Elect Director Kenneth A. Bronfin Management For Voted - For
1.5 Elect Director John M. Connors, Jr. Management For Voted - For
1.6 Elect Director Michael W. O. Garrett Management For Voted - For
1.7 Elect Director Lisa Gersh Management For Voted - For
1.8 Elect Director Brian D. Goldner Management For Voted - For
1.9 Elect Director Jack M. Greenberg Management For Voted - For
1.10 Elect Director Alan G. Hassenfeld Management For Voted - For
58
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director Tracy A. Leinbach Management For Voted - For
1.12 Elect Director Edward M. Philip Management For Voted - For
1.13 Elect Director Alfred J. Verrecchia Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Suppliers to Publish Sustainability Report Shareholder Against Voted - Against
HCP, INC.
CUSIP: 40414L109 TICKER: HCP
Meeting Date: 25-Apr-13 Meeting Type: Annual
1a Elect Director James F. Flaherty, III Management For Voted - For
1b Elect Director Christine N. Garvey Management For Voted - For
1c Elect Director David B. Henry Management For Voted - For
1d Elect Director Lauralee E. Martin Management For Voted - For
1e Elect Director Michael D. McKee Management For Voted - For
1f Elect Director Peter L. Rhein Management For Voted - For
1g Elect Director Kenneth B. Roath Management For Voted - For
1h Elect Director Joseph P. Sullivan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HEALTH CARE REIT, INC.
CUSIP: 42217K106 TICKER: HCN
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director William C. Ballard, Jr. Management For Voted - For
1.2 Elect Director George L. Chapman Management For Voted - For
1.3 Elect Director Thomas J. DeRosa Management For Voted - For
1.4 Elect Director Jeffrey H. Donahue Management For Voted - For
1.5 Elect Director Peter J. Grua Management For Voted - For
1.6 Elect Director Fred S. Klipsch Management For Voted - For
1.7 Elect Director Sharon M. Oster Management For Voted - For
1.8 Elect Director Jeffrey R. Otten Management For Voted - For
1.9 Elect Director Judith C. Pelham Management For Voted - For
1.10 Elect Director R. Scott Trumbull Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
59
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HESS CORPORATION
CUSIP: 42809H107 TICKER: HES
Meeting Date: 16-May-13 Meeting Type: Special
1.1 Elect Director J. Krenicki Management For Do Not Vote
1.2 Elect Director K. Meyers Management For Do Not Vote
1.3 Elect Director Fredric G. Reynolds Management For Do Not Vote
1.4 Elect Director William G. Schrader Management For Do Not Vote
1.5 Director Mark Williams Management For Do Not Vote
2 Ratify Auditors Management For Do Not Vote
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Do Not Vote
4 Declassify the Board of Directors Management For Do Not Vote
5 Require Independent Board Chairman Shareholder Against Do Not Vote
6 Reduce Supermajority Vote Requirement Shareholder Against Do Not Vote
7 Report on Political Contributions Shareholder Against Do Not Vote
8 Repeal Any Bylaws Amendments Adopted subsequent to
February 2, 2011 Shareholder Against Do Not Vote
1.1 Elect Director Rodney F. Chase Shareholder For Voted - For
1.2 Elect Director Harvey Golub Shareholder For Voted - For
1.3 Elect Director Karl F. Kurz Shareholder For Voted - For
1.4 Elect Director David McManus Shareholder For Voted - For
1.5 Elect Director Marshall D. Smith Shareholder For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management Against Voted - Against
4 Declassify the Board of Directors Management For Voted - For
5 Require Independent Board Chairman Shareholder For Voted - For
6 Reduce Supermajority Vote Requirement Shareholder For Voted - For
7 Report on Political Contributions Shareholder For Voted - For
8 Repeal Any Bylaws Amendments Adopted subsequent to
February 2, 2011 Shareholder For Voted - For
HONEYWELL INTERNATIONAL INC.
CUSIP: 438516106 TICKER: HON
Meeting Date: 22-Apr-13 Meeting Type: Annual
1A Elect Director Gordon M. Bethune Management For Voted - For
1B Elect Director Kevin Burke Management For Voted - For
1C Elect Director Jaime Chico Pardo Management For Voted - For
1D Elect Director David M. Cote Management For Voted - For
1E Elect Director D. Scott Davis Management For Voted - For
1F Elect Director Linnet F. Deily Management For Voted - For
1G Elect Director Judd Gregg Management For Voted - For
1H Elect Director Clive Hollick Management For Voted - For
1I Elect Director Grace D. Lieblein Management For Voted - For
1J Elect Director George Paz Management For Voted - For
60
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1K Elect Director Bradley T. Sheares Management For Voted - For
1L Elect Director Robin L. Washington Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
HOSPIRA, INC.
CUSIP: 441060100 TICKER: HSP
Meeting Date: 08-May-13 Meeting Type: Annual
1a Elect Director Connie R. Curran Management For Voted - For
1b Elect Director William G. Dempsey Management For Voted - For
1c Elect Director Dennis M. Fenton Management For Voted - For
1d Elect Director Heino von Prondzynski Management For Voted - For
1e Elect Director Mark F. Wheeler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
HOST HOTELS & RESORTS, INC.
CUSIP: 44107P104 TICKER: HST
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Director Sheila C. Bair Management For Voted - For
1.2 Elect Director Robert M. Baylis Management For Voted - For
1.3 Elect Director Terence C. Golden Management For Voted - For
1.4 Elect Director Ann M. Korologos Management For Voted - For
1.5 Elect Director Richard E. Marriott Management For Voted - For
1.6 Elect Director John B. Morse, Jr. Management For Voted - For
1.7 Elect Director Walter C. Rakowich Management For Voted - For
1.8 Elect Director Gordon H. Smith Management For Voted - For
1.9 Elect Director W. Edward Walter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HUMANA INC.
CUSIP: 444859102 TICKER: HUM
Meeting Date: 25-Apr-13 Meeting Type: Annual
1a Elect Director Bruce D. Broussard Management For Voted - For
1b Elect Director Frank A. D'Amelio Management For Voted - For
61
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director W. Roy Dunbar Management For Voted - For
1d Elect Director Kurt J. Hilzinger Management For Voted - For
1e Elect Director David A. Jones, Jr. Management For Voted - For
1f Elect Director Michael B. McCallister Management For Voted - For
1g Elect Director William J. McDonald Management For Voted - For
1h Elect Director William E. Mitchell Management For Voted - For
1i Elect Director David B. Nash Management For Voted - For
1j Elect Director James J. O'Brien Management For Voted - For
1k Elect Director Marissa T. Peterson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Political Contributions Shareholder Against Voted - For
ILLINOIS TOOL WORKS INC.
CUSIP: 452308109 TICKER: ITW
Meeting Date: 03-May-13 Meeting Type: Annual
1a Elect Director Daniel J. Brutto Management For Voted - For
1b Elect Director Susan Crown Management For Voted - For
1c Elect Director Don H. Davis, Jr. Management For Voted - For
1d Elect Director James W. Griffith Management For Voted - For
1e Elect Director Robert C. McCormack Management For Voted - For
1f Elect Director Robert S. Morrison Management For Voted - For
1g Elect Director E. Scott Santi Management For Voted - For
1h Elect Director James A. Skinner Management For Voted - For
1i Elect Director David B. Smith, Jr. Management For Voted - For
1j Elect Director Pamela B. Strobel Management For Voted - For
1k Elect Director Kevin M. Warren Management For Voted - For
1l Elect Director Anre D. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
INGERSOLL-RAND PLC
CUSIP: G47791101 TICKER: IR
Meeting Date: 06-Jun-13 Meeting Type: Annual
1a Elect Director Ann C. Berzin Management For Voted - For
1b Elect Director John Bruton Management For Voted - For
1c Elect Director Jared L. Cohon Management For Voted - For
1d Elect Director Gary D. Forsee Management For Voted - For
1e Elect Director Edward E. Hagenlocker Management For Voted - For
1f Elect Director Constance J. Horner Management For Voted - For
1g Elect Director Michael W. Lamach Management For Voted - For
1h Elect Director Theodore E. Martin Management For Voted - For
62
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Nelson Peltz Management For Voted - For
1j Elect Director John P. Surma Management For Voted - Against
1k Elect Director Richard J. Swift Management For Voted - For
1l Elect Director Tony L. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend the Company's Articles of Association to Give
the Board of Directors Authority to Declare
Non-Cash Dividends Management For Voted - For
6 Capital Reduction and Creation of Distributable
Reserves Management For Voted - For
7 Amend the Company's Articles of Association to
Expand the Authority to Execute Instruments of
Transfer Management For Voted - For
8 Amend the Company's Articles of Association to
Provide for Escheatment in Accordance with U.S. Laws Management For Voted - For
INTEGRYS ENERGY GROUP, INC.
CUSIP: 45822P105 TICKER: TEG
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Director William J. Brodsky Management For Voted - For
1.2 Elect Director Albert J. Budney, Jr. Management For Voted - For
1.3 Elect Director Ellen Carnahan Management For Voted - For
1.4 Elect Director Michelle L. Collins Management For Voted - For
1.5 Elect Director Kathryn M. Hasselblad-Pascale Management For Voted - For
1.6 Elect Director John W. Higgins Management For Voted - For
1.7 Elect Director Paul W. Jones Management For Voted - For
1.8 Elect Director Holly Keller Koeppel Management For Voted - For
1.9 Elect Director Michael E. Lavin Management For Voted - For
1.10 Elect Director William F. Protz, Jr. Management For Voted - For
1.11 Elect Director Charles A. Schrock Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
INTEL CORPORATION
CUSIP: 458140100 TICKER: INTC
Meeting Date: 16-May-13 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director Andy D. Bryant Management For Voted - For
1c Elect Director Susan L. Decker Management For Voted - For
1d Elect Director John J. Donahoe Management For Voted - For
1e Elect Director Reed E. Hundt Management For Voted - For
63
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director James D. Plummer Management For Voted - For
1g Elect Director David S. Pottruck Management For Voted - For
1h Elect Director Frank D. Yeary Management For Voted - For
1i Elect Director David B. Yoffie Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
INTERNATIONAL BUSINESS MACHINES CORPORATION
CUSIP: 459200101 TICKER: IBM
Meeting Date: 30-Apr-13 Meeting Type: Annual
1.1 Elect Director Alain J.P. Belda Management For Voted - For
1.2 Elect Director William R. Brody Management For Voted - For
1.3 Elect Director Kenneth I. Chenault Management For Voted - For
1.4 Elect Director Michael L. Eskew Management For Voted - For
1.5 Elect Director David N. Farr Management For Voted - For
1.6 Elect Director Shirley Ann Jackson Management For Voted - For
1.7 Elect Director Andrew N. Liveris Management For Voted - For
1.8 Elect Director W. James McNerney, Jr. Management For Voted - For
1.9 Elect Director James W. Owens Management For Voted - For
1.10 Elect Director Virginia M. Rometty Management For Voted - For
1.11 Elect Director Joan E. Spero Management For Voted - For
1.12 Elect Director Sidney Taurel Management For Voted - For
1.13 Elect Director Lorenzo H. Zambrano Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
7 Stock Retention/Holding Period Shareholder Against Voted - For
INTERNATIONAL PAPER COMPANY
CUSIP: 460146103 TICKER: IP
Meeting Date: 13-May-13 Meeting Type: Annual
1a Elect Director David J. Bronczek Management For Voted - For
1b Elect Director Ahmet C. Dorduncu Management For Voted - For
1c Elect Director John V. Faraci Management For Voted - For
1d Elect Director Ilene S. Gordon Management For Voted - For
1e Elect Director Stacey J. Mobley Management For Voted - For
1f Elect Director Joan E. Spero Management For Voted - For
1g Elect Director John L. Townsend, III Management For Voted - For
1h Elect Director John F. Turner Management For Voted - For
64
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director William G. Walter Management For Voted - For
1j Elect Director J. Steven Whisler Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Provide Right to Act by Written Consent Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
IRON MOUNTAIN INCORPORATED
CUSIP: 462846106 TICKER: IRM
Meeting Date: 06-Jun-13 Meeting Type: Annual
1a Elect Director Ted R. Antenucci Management For Voted - For
1b Elect Director Clarke H. Bailey Management For Voted - For
1c Elect Director Kent P. Dauten Management For Voted - For
1d Elect Director Paul F. Deninger Management For Voted - For
1e Elect Director Per-Kristian Halvorsen Management For Voted - For
1f Elect Director Michael W. Lamach Management For Voted - For
1g Elect Director Arthur D. Little Management For Voted - For
1h Elect Director William L. Meaney Management For Voted - For
1i Elect Director Vincent J. Ryan Management For Voted - For
1j Elect Director Laurie A. Tucker Management For Voted - For
1k Elect Director Alfred J. Verrecchia Management For Voted - For
2 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
J. C. PENNEY COMPANY, INC.
CUSIP: 708160106 TICKER: JCP
Meeting Date: 17-May-13 Meeting Type: Annual
1a Elect Director William A. Ackman Management For Voted - For
1b Elect Director Colleen C. Barrett Management For Voted - For
1c Elect Director Thomas J. Engibous Management For Voted - For
1d Elect Director Kent B. Foster Management For Voted - For
1e Elect Director Geraldine B. Laybourne Management For Voted - For
1f Elect Director Leonard H. Roberts Management For Voted - For
1g Elect Director Steven Roth Management For Voted - For
1h Elect Director Javier G. Teruel Management For Voted - For
1i Elect Director R. Gerald Turner Management For Voted - For
1j Elect Director Myron E. Ullman, III Management For Voted - For
1k Elect Director Mary Beth West Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
65
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JOHNSON & JOHNSON
CUSIP: 478160104 TICKER: JNJ
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director Mary Sue Coleman Management For Voted - For
1.2 Elect Director James G. Cullen Management For Voted - For
1.3 Elect Director Ian E.L. Davis Management For Voted - For
1.4 Elect Director Alex Gorsky Management For Voted - For
1.5 Elect Director Michael M.E. Johns Management For Voted - For
1.6 Elect Director Susan L. Lindquist Management For Voted - For
1.7 Elect Director Anne M. Mulcahy Management For Voted - For
1.8 Elect Director Leo F. Mullin Management For Voted - For
1.9 Elect Director William D. Perez Management For Voted - For
1.10 Elect Director Charles Prince Management For Voted - For
1.11 Elect Director A. Eugene Washington Management For Voted - For
1.12 Elect Director Ronald A. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
5 Screen Political Contributions for Consistency with
Corporate Values Shareholder Against Voted - Against
6 Require Independent Board Chairman Shareholder Against Voted - Against
JUNIPER NETWORKS, INC.
CUSIP: 48203R104 TICKER: JNPR
Meeting Date: 21-May-13 Meeting Type: Annual
1.1 Elect Director Pradeep Sindhu Management For Voted - For
1.2 Elect Director Robert M. Calderoni Management For Voted - For
1.3 Elect Director William F. Meehan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
KELLOGG COMPANY
CUSIP: 487836108 TICKER: K
Meeting Date: 26-Apr-13 Meeting Type: Annual
1.1 Elect Director Gordon Gund Management For Voted - For
1.2 Elect Director Mary Laschinger Management For Voted - For
1.3 Elect Director Ann McLaughlin Korologos Management For Voted - For
1.4 Elect Director Cynthia Milligan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
66
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Declassify the Board of Directors Shareholder Against Voted - For
KEYCORP
CUSIP: 493267108 TICKER: KEY
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Director Edward P. Campbell Management For Voted - For
1.2 Elect Director Joseph A. Carrabba Management For Voted - For
1.3 Elect Director Charles P. Cooley Management For Voted - For
1.4 Elect Director Alexander M. Cutler Management For Voted - For
1.5 Elect Director H. James Dallas Management For Voted - For
1.6 Elect Director Elizabeth R. Gile Management For Voted - For
1.7 Elect Director Ruth Ann M. Gillis Management For Voted - For
1.8 Elect Director William G. Gisel, Jr. Management For Voted - For
1.9 Elect Director Richard J. Hipple Management For Voted - For
1.10 Elect Director Kristen L. Manos Management For Voted - For
1.11 Elect Director Beth E. Mooney Management For Voted - For
1.12 Elect Director Barbara R. Snyder Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
KIMBERLY-CLARK CORPORATION
CUSIP: 494368103 TICKER: KMB
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director John R. Alm Management For Voted - For
1.2 Elect Director John F. Bergstrom Management For Voted - For
1.3 Elect Director Abelardo E. Bru Management For Voted - For
1.4 Elect Director Robert W. Decherd Management For Voted - For
1.5 Elect Director Thomas J. Falk Management For Voted - For
1.6 Elect Director Fabian T. Garcia Management For Voted - For
1.7 Elect Director Mae C. Jemison Management For Voted - For
1.8 Elect Director James M. Jenness Management For Voted - For
1.9 Elect Director Nancy J. Karch Management For Voted - For
1.10 Elect Director Ian C. Read Management For Voted - For
1.11 Elect Director Linda Johnson Rice Management For Voted - For
1.12 Elect Director Marc J. Shapiro Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
67
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KIMCO REALTY CORPORATION
CUSIP: 49446R109 TICKER: KIM
Meeting Date: 30-Apr-13 Meeting Type: Annual
1.1 Elect Director Milton Cooper Management For Voted - For
1.2 Elect Director Phillip E. Coviello Management For Voted - For
1.3 Elect Director Richard G. Dooley Management For Voted - For
1.4 Elect Director Joe Grills Management For Voted - For
1.5 Elect Director David B. Henry Management For Voted - For
1.6 Elect Director F. Patrick Hughes Management For Voted - For
1.7 Elect Director Frank Lourenso Management For Voted - For
1.8 Elect Director Colombe M. Nicholas Management For Voted - For
1.9 Elect Director Richard B. Saltzman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
KOHL'S CORPORATION
CUSIP: 500255104 TICKER: KSS
Meeting Date: 16-May-13 Meeting Type: Annual
1a Elect Director Peter Boneparth Management For Voted - For
1b Elect Director Steven A. Burd Management For Voted - For
1c Elect Director Dale E. Jones Management For Voted - For
1d Elect Director Kevin Mansell Management For Voted - For
1e Elect Director John E. Schlifske Management For Voted - For
1f Elect Director Frank V. Sica Management For Voted - For
1g Elect Director Peter M. Sommerhauser Management For Voted - For
1h Elect Director Stephanie A. Streeter Management For Voted - For
1i Elect Director Nina G. Vaca Management For Voted - For
1j Elect Director Stephen E. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Policy on Animal Cruelty Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
KRAFT FOODS GROUP, INC.
CUSIP: 50076Q106 TICKER: KRFT
Meeting Date: 22-May-13 Meeting Type: Annual
1a Elect Director Abelardo E. Bru Management For Voted - For
1b Elect Director Jeanne P. Jackson Management For Voted - For
1c Elect Director E. Follin Smith Management For Voted - For
68
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Amend Omnibus Stock Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Label Products with GMO Ingredients Shareholder Against Voted - Against
L BRANDS, INC.
CUSIP: 501797104 TICKER: LTD
Meeting Date: 23-May-13 Meeting Type: Annual
1.1 Elect Director Dennis S. Hersch Management For Voted - For
1.2 Elect Director David T. Kollat Management For Voted - For
1.3 Elect Director William R. Loomis, Jr. Management For Voted - For
1.4 Elect Director Leslie H. Wexner Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
L-3 COMMUNICATIONS HOLDINGS, INC.
CUSIP: 502424104 TICKER: LLL
Meeting Date: 30-Apr-13 Meeting Type: Annual
1.1 Elect Director Claude R. Canizares Management For Voted - For
1.2 Elect Director Thomas A. Corcoran Management For Voted - For
1.3 Elect Director Lloyd W. Newton Management For Voted - For
1.4 Elect Director Vincent Pagano, Jr. Management For Voted - For
1.5 Elect Director Alan H. Washkowitz Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Reduce Supermajority Vote Requirement Management For Voted - For
5 Provide Right to Act by Written Consent Management For Voted - For
6 Ratify Auditors Management For Voted - For
7 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LABORATORY CORPORATION OF AMERICA HOLDINGS
CUSIP: 50540R409 TICKER: LH
Meeting Date: 08-May-13 Meeting Type: Annual
1a Elect Director Kerrii B. Anderson Management For Voted - For
1b Elect Director Jean-Luc B[]lingard Management For Voted - For
1c Elect Director David P. King Management For Voted - For
1d Elect Director Wendy E. Lane Management For Voted - For
69
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Robert E. Mittelstaedt, Jr. Management For Voted - For
1f Elect Director Peter M. Neupert Management For Voted - For
1g Elect Director Arthur H. Rubenstein Management For Voted - For
1h Elect Director Adam H. Schechter Management For Voted - For
1i Elect Director M. Keith Weikel Management For Voted - For
1j Elect Director R. Sanders Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
LEGGETT & PLATT, INCORPORATED
CUSIP: 524660107 TICKER: LEG
Meeting Date: 09-May-13 Meeting Type: Annual
1a Elect Director Robert E. Brunner Management For Voted - For
1b Elect Director Ralph W. Clark Management For Voted - For
1c Elect Director Robert G. Culp, III Management For Voted - For
1d Elect Director R. Ted Enloe, III Management For Voted - For
1e Elect Director Richard T. Fisher Management For Voted - For
1f Elect Director Matthew C. Flanigan Management For Voted - For
1g Elect Director Karl G. Glassman Management For Voted - For
1h Elect Director David S. Haffner Management For Voted - For
1i Elect Director Joseph W. McClanathan Management For Voted - For
1j Elect Director Judy C. Odom Management For Voted - For
1k Elect Director Phoebe A. Wood Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend EEO Policy to Prohibit Discrimination based
on Sexual Orientation and Gender Identity Shareholder Against Voted - For
LIFE TECHNOLOGIES CORPORATION
CUSIP: 53217V109 TICKER: LIFE
Meeting Date: 24-Apr-13 Meeting Type: Annual
1.1 Elect Director George F. Adam, Jr. Management For Voted - For
1.2 Elect Director Raymond V. Dittamore Management For Voted - For
1.3 Elect Director Donald W. Grimm Management For Voted - For
1.4 Elect Director Craig J. Mundie Management For Voted - For
1.5 Elect Director Ora H. Pescovitz Management For Voted - For
1.6 Elect Director Per A. Peterson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
70
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LOCKHEED MARTIN CORPORATION
CUSIP: 539830109 TICKER: LMT
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director Nolan D. Archibald Management For Voted - For
1.2 Elect Director Rosalind G. Brewer Management For Voted - For
1.3 Elect Director David B. Burritt Management For Voted - For
1.4 Elect Director James O. Ellis, Jr. Management For Voted - For
1.5 Elect Director Thomas J. Falk Management For Voted - For
1.6 Elect Director Marillyn A. Hewson Management For Voted - For
1.7 Elect Director Gwendolyn S. King Management For Voted - For
1.8 Elect Director James M. Loy Management For Voted - For
1.9 Elect Director Douglas H. McCorkindale Management For Voted - For
1.10 Elect Director Joseph W. Ralston Management For Voted - For
1.11 Elect Director Anne Stevens Management For Voted - For
1.12 Elect Director Robert J. Stevens Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
LOEWS CORPORATION
CUSIP: 540424108 TICKER: L
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Lawrence S. Bacow Management For Voted - For
1b Elect Director Ann E. Berman Management For Voted - For
1c Elect Director Joseph L. Bower Management For Voted - For
1d Elect Director Charles M. Diker Management For Voted - For
1e Elect Director Jacob A. Frenkel Management For Voted - For
1f Elect Director Paul J. Fribourg Management For Voted - For
1g Elect Director Walter L. Harris Management For Voted - Against
1h Elect Director Philip A. Laskawy Management For Voted - For
1i Elect Director Ken Miller Management For Voted - For
1j Elect Director Gloria R. Scott Management For Voted - For
1k Elect Director Andrew H. Tisch Management For Voted - For
1l Elect Director James S. Tisch Management For Voted - For
1m Elect Director Jonathan M. Tisch Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
71
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LORILLARD, INC.
CUSIP: 544147101 TICKER: LO
Meeting Date: 14-May-13 Meeting Type: Annual
1 Declassify the Board of Directors Management For Voted - For
2.1 Elect Director Andrew H. Card, Jr. Management For Voted - For
2.2 Elect Director Virgis W. Colbert Management For Voted - For
2.3 Elect Director Richard W. Roedel Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
LOWE'S COMPANIES, INC.
CUSIP: 548661107 TICKER: LOW
Meeting Date: 31-May-13 Meeting Type: Annual
1.1 Elect Director Raul Alvarez Management For Voted - For
1.2 Elect Director David W. Bernauer Management For Voted - For
1.3 Elect Director Leonard L. Berry Management For Voted - For
1.4 Elect Director Peter C. Browning Management For Voted - For
1.5 Elect Director Richard W. Dreiling Management For Voted - For
1.6 Elect Director Dawn E. Hudson Management For Voted - For
1.7 Elect Director Robert L. Johnson Management For Voted - For
1.8 Elect Director Marshall O. Larsen Management For Voted - For
1.9 Elect Director Richard K. Lochridge Management For Voted - For
1.10 Elect Director Robert A. Niblock Management For Voted - For
1.11 Elect Director Eric C. Wisemen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
LSI CORPORATION
CUSIP: 502161102 TICKER: LSI
Meeting Date: 09-May-13 Meeting Type: Annual
1a Elect Director Charles A. Haggerty Management For Voted - For
1b Elect Director Richard S. Hill Management For Voted - For
1c Elect Director John H.F. Miner Management For Voted - For
1d Elect Director Arun Netravali Management For Voted - For
1e Elect Director Charles C. Pope Management For Voted - For
1f Elect Director Gregorio Reyes Management For Voted - For
1g Elect Director Michael G. Strachan Management For Voted - For
1h Elect Director Abhijit Y. Talwalkar Management For Voted - For
72
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Susan M. Whitney Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
LYONDELLBASELL INDUSTRIES NV
CUSIP: N53745100 TICKER: LYB
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director Jacques Aigrain Management For Voted - For
1.2 Elect Director Scott M. Kleinman Management For Voted - For
1.3 Elect Director Bruce A. Smith Management For Voted - For
2 Adopt Financial Statements and Statutory Reports Management For Voted - For
3 Approve Discharge of Management Board Management For Voted - For
4 Approve Discharge of Supervisory Board Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Dividends of USD 4.20 Per Share Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
10 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
11 Approve Cancellation of up to 10 Percent of Issued
Share Capital in Treasury Account Management For Voted - For
12 Amend Articles of Association Management For Voted - For
MACY'S, INC.
CUSIP: 55616P104 TICKER: M
Meeting Date: 17-May-13 Meeting Type: Annual
1a Elect Director Stephen F. Bollenbach Management For Voted - For
1b Elect Director Deirdre P. Connelly Management For Voted - For
1c Elect Director Meyer Feldberg Management For Voted - For
1d Elect Director Sara Levinson Management For Voted - For
1e Elect Director Terry J. Lundgren Management For Voted - For
1f Elect Director Joseph Neubauer Management For Voted - For
1g Elect Director Joyce M. Roche Management For Voted - For
1h Elect Director Paul C. Varga Management For Voted - For
1i Elect Director Craig E. Weatherup Management For Voted - For
1j Elect Director Marna C. Whittington Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
73
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MARATHON OIL CORPORATION
CUSIP: 565849106 TICKER: MRO
Meeting Date: 24-Apr-13 Meeting Type: Annual
1a Elect Director Gregory H. Boyce Management For Voted - For
1b Elect Director Pierre Brondeau Management For Voted - For
1c Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1d Elect Director Linda Z. Cook Management For Voted - For
1e Elect Director Shirley Ann Jackson Management For Voted - For
1f Elect Director Philip Lader Management For Voted - For
1g Elect Director Michael E. J. Phelps Management For Voted - For
1h Elect Director Dennis H. Reilley Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
MARATHON PETROLEUM CORPORATION
CUSIP: 56585A102 TICKER: MPC
Meeting Date: 24-Apr-13 Meeting Type: Annual
1.1 Elect Director Evan Bayh Management For Voted - For
1.2 Elect Director William L. Davis Management For Voted - For
1.3 Elect Director Thomas J. Usher Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
MARRIOTT INTERNATIONAL, INC.
CUSIP: 571903202 TICKER: MAR
Meeting Date: 10-May-13 Meeting Type: Annual
1.1 Elect Director J.W. Marriott, Jr. Management For Voted - For
1.2 Elect Director John W. Marriott, III Management For Voted - For
1.3 Elect Director Mary K. Bush Management For Voted - For
1.4 Elect Director Frederick A. Henderson Management For Voted - Against
1.5 Elect Director Lawrence W. Kellner Management For Voted - For
1.6 Elect Director Debra L. Lee Management For Voted - For
1.7 Elect Director George Munoz Management For Voted - For
1.8 Elect Director Harry J. Pearce Management For Voted - For
1.9 Elect Director Steven S Reinemund Management For Voted - For
1.10 Elect Director W. Mitt Romney Management For Voted - For
1.11 Elect Director Lawrence M. Small Management For Voted - For
1.12 Elect Director Arne M. Sorenson Management For Voted - For
74
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MARSH & MCLENNAN COMPANIES, INC.
CUSIP: 571748102 TICKER: MMC
Meeting Date: 16-May-13 Meeting Type: Annual
1a Elect Director Zachary W. Carter Management For Voted - For
1b Elect Director Oscar Fanjul Management For Voted - For
1c Elect Director Daniel S. Glaser Management For Voted - For
1d Elect Director H. Edward Hanway Management For Voted - For
1e Elect Director Lord Lang Management For Voted - For
1f Elect Director Elaine La Roche Management For Voted - For
1g Elect Director Steven A. Mills Management For Voted - For
1h Elect Director Bruce P. Nolop Management For Voted - For
1i Elect Director Marc D. Oken Management For Voted - For
1j Elect Director Morton O. Schapiro Management For Voted - For
1k Elect Director Adele Simmons Management For Voted - For
1l Elect Director Lloyd M. Yates Management For Voted - For
1m Elect Director R. David Yost Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
MASCO CORPORATION
CUSIP: 574599106 TICKER: MAS
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Dennis W. Archer Management For Voted - For
1b Elect Director Donald R. Parfet Management For Voted - For
1c Elect Director Lisa A. Payne Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
MCDONALD'S CORPORATION
CUSIP: 580135101 TICKER: MCD
Meeting Date: 23-May-13 Meeting Type: Annual
1a Elect Director Walter E. Massey Management For Voted - For
1b Elect Director John W. Rogers, Jr. Management For Voted - For
1c Elect Director Roger W. Stone Management For Voted - For
1d Elect Director Miles D. White Management For Voted - For
75
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Pay Disparity Shareholder Against Voted - Against
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
7 Report on Nutrition Initiatives and Childhood
Obesity Concerns Shareholder Against Voted - Against
MCGRAW HILL FINANCIAL INC.
CUSIP: 580645109 TICKER: MHP
Meeting Date: 01-May-13 Meeting Type: Annual
1.1 Elect Director Pedro Aspe Management For Voted - For
1.2 Elect Director Winfried Bischoff Management For Voted - For
1.3 Elect Director William D. Green Management For Voted - For
1.4 Elect Director Charles E. Haldeman, Jr. Management For Voted - For
1.5 Elect Director Linda Koch Lorimer Management For Voted - For
1.6 Elect Director Harold McGraw, III Management For Voted - For
1.7 Elect Director Robert P. McGraw Management For Voted - For
1.8 Elect Director Hilda Ochoa-Brillembourg Management For Voted - For
1.9 Elect Director Michael Rake Management For Voted - For
1.10 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.11 Elect Director Kurt L. Schmoke Management For Voted - For
1.12 Elect Director Sidney Taurel Management For Voted - For
1.13 Elect Director Richard E. Thornburgh Management For Voted - For
2 Change Company Name Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
MEAD JOHNSON NUTRITION COMPANY
CUSIP: 582839106 TICKER: MJN
Meeting Date: 30-Apr-13 Meeting Type: Annual
1a Elect Director Steven M. Altschuler Management For Voted - For
1b Elect Director Howard B. Bernick Management For Voted - For
1c Elect Director Kimberly A. Casiano Management For Voted - For
1d Elect Director Anna C. Catalano Management For Voted - For
1e Elect Director Celeste A. Clark Management For Voted - For
1f Elect Director James M. Cornelius Management For Voted - For
1g Elect Director Stephen W. Golsby Management For Voted - For
1h Elect Director Peter Kasper Jakobsen Management For Voted - For
1i Elect Director Peter G. Ratcliffe Management For Voted - For
1j Elect Director Elliott Sigal Management For Voted - For
1k Elect Director Robert S. Singer Management For Voted - For
76
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
MEADWESTVACO CORPORATION
CUSIP: 583334107 TICKER: MWV
Meeting Date: 22-Apr-13 Meeting Type: Annual
1.1 Elect Director Michael E. Campbell Management For Voted - For
1.2 Elect Director James G. Kasier Management For Voted - For
1.3 Elect Director Richard B. Kelson Management For Voted - For
1.4 Elect Director James M. Kilts Management For Voted - For
1.5 Elect Director Susan J. Kropf Management For Voted - For
1.6 Elect Director Douglas S. Luke Management For Voted - For
1.7 Elect Director John A. Luke, Jr. Management For Voted - For
1.8 Elect Director Gracia C. Martore Management For Voted - For
1.9 Elect Director Timothy H. Powers Management For Voted - For
1.10 Elect Director Jane L. Warner Management For Voted - For
1.11 Elect Director Alan D. Wilson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
MERCK & CO., INC.
CUSIP: 58933Y105 TICKER: MRK
Meeting Date: 28-May-13 Meeting Type: Annual
1a Elect Director Leslie A. Brun Management For Voted - For
1b Elect Director Thomas R. Cech Management For Voted - For
1c Elect Director Kenneth C. Frazier Management For Voted - For
1d Elect Director Thomas H. Glocer Management For Voted - For
1e Elect Director William B. Harrison Jr. Management For Voted - For
1f Elect Director C. Robert Kidder Management For Voted - For
1g Elect Director Rochelle B. Lazarus Management For Voted - For
1h Elect Director Carlos E. Represas Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Craig B. Thompson Management For Voted - For
1k Elect Director Wendell P. Weeks Management For Voted - For
1l Elect Director Peter C. Wendell Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
6 Report on Charitable and Political Contributions Shareholder Against Voted - Against
77
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Report on Lobbying Activities Shareholder Against Voted - Against
METLIFE, INC.
CUSIP: 59156R108 TICKER: MET
Meeting Date: 23-Apr-13 Meeting Type: Annual
1.1 Elect Director R. Glenn Hubbard Management For Voted - For
1.2 Elect Director Steven A. Kandarian Management For Voted - For
1.3 Elect Director John M. Keane Management For Voted - For
1.4 Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1.5 Elect Director James M. Kilts Management For Voted - For
1.6 Elect Director Catherine R. Kinney Management For Voted - For
1.7 Elect Director Hugh B. Price Management For Voted - For
1.8 Elect Director Kenton J. Sicchitano Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
METROPCS COMMUNICATIONS, INC.
CUSIP: 591708102 TICKER: PCS
Meeting Date: 24-Apr-13 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Approve Reverse Stock Split Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Amend Certificate of Incorporation giving Deutsche
Telekom the Right to Director Designations Management For Voted - For
5 Provide Directors May Be Removed with or without
Cause Management For Voted - For
6 Amend Certificate of Incorporation Granting
Deutsche Telekom the same Approval Rights as set
forth in the Stockholder's Agreement Management For Voted - For
7 Provide Right to Call Special Meeting Management For Voted - For
8 Provide Right to Act by Written Consent Management For Voted - For
9 Provide that the Combined Company's Bylaws may be
Amended upon the Affirmative Vote of the Holders of
Shares having a Majority of the Combined Company's
Voting Power Management For Voted - For
10 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - For
11 Advisory Vote on Golden Parachutes Management For Voted - Against
12 Adjourn Meeting Management For Voted - For
1 Issue Shares in Connection with Acquisition Management Against Do Not Vote
2 Approve Reverse Stock Split Management Against Do Not Vote
3 Declassify the Board of Directors Management Against Do Not Vote
4 Amend Certificate of Incorporation giving Deutsche
Telekom the Right to Director Designations Management Against Do Not Vote
78
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Provide Directors May Be Removed with or without
Cause Management Against Do Not Vote
6 Amend Certificate of Incorporation Granting
Deutsche Telekom the same Approval Rights as set
forth in the Stockholder's Agreement Management Against Do Not Vote
7 Provide Right to Call Special Meeting Management Against Do Not Vote
8 Provide Right to Act by Written Consent Management Against Do Not Vote
9 Provide that the Combined Company's Bylaws may be
Amended upon the Affirmative Vote of the Holders of
Shares having a Majority of the Combined Company's
Voting Power Management Against Do Not Vote
10 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management Against Do Not Vote
11 Advisory Vote on Golden Parachutes Management Against Do Not Vote
12 Adjourn Meeting Management Against Do Not Vote
MOLSON COORS BREWING COMPANY
CUSIP: 60871R209 TICKER: TAP
Meeting Date: 29-May-13 Meeting Type: Annual
1.1 Elect Director Roger Eaton Management For Voted - For
1.2 Elect Director Charles M. Herington Management For Voted - For
1.3 Elect Director H. Sanford Riley Management For Voted - For
2 Amend Certificate of Incorporation to Provide that
Holders of Class A and Class B Common Stock shall
Vote Together as a Single Class, on an Advisory
Basis, to Approve Compensation Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
CUSIP: 609207105 TICKER: MDLZ
Meeting Date: 21-May-13 Meeting Type: Annual
1a Elect Director Stephen F. Bollenbach Management For Voted - For
1b Elect Director Lewis W.K. Booth Management For Voted - For
1c Elect Director Lois D. Juliber Management For Voted - For
1d Elect Director Mark D. Ketchum Management For Voted - For
1e Elect Director Jorge S. Mesquita Management For Voted - For
1f Elect Director Fredric G. Reynolds Management For Voted - For
1g Elect Director Irene B. Rosenfeld Management For Voted - For
1h Elect Director Patrick T. Siewert Management For Voted - For
1i Elect Director Ruth J. Simmons Management For Voted - For
1j Elect Director Ratan N. Tata Management For Voted - For
1k Elect Director Jean-Francois M. L. van Boxmeer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Adopting Extended Producer Responsibility
Policy Shareholder Against Voted - Against
79
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MONSTER BEVERAGE CORPORATION
CUSIP: 611740101 TICKER: MNST
Meeting Date: 03-Jun-13 Meeting Type: Annual
1.1 Elect Director Rodney C. Sacks Management For Voted - For
1.2 Elect Director Hilton H. Schlosberg Management For Voted - For
1.3 Elect Director Norman C. Epstein Management For Voted - For
1.4 Elect Director Benjamin M. Polk Management For Voted - For
1.5 Elect Director Sydney Selati Management For Voted - For
1.6 Elect Director Harold C. Taber, Jr. Management For Voted - For
1.7 Elect Director Mark S. Vidergauz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MORGAN STANLEY
CUSIP: 617446448 TICKER: MS
Meeting Date: 14-May-13 Meeting Type: Annual
1.1 Elect Director Erskine B. Bowles Management For Voted - For
1.2 Elect Director Howard J. Davies Management For Voted - For
1.3 Elect Director Thomas H. Glocer Management For Voted - For
1.4 Elect Director James P. Gorman Management For Voted - For
1.5 Elect Director Robert H. Herz Management For Voted - For
1.6 Elect Director C. Robert Kidder Management For Voted - For
1.7 Elect Director Klaus Kleinfeld Management For Voted - For
1.8 Elect Director Donald T. Nicolaisen Management For Voted - For
1.9 Elect Director Hutham S. Olayan Management For Voted - For
1.10 Elect Director James W. Owens Management For Voted - For
1.11 Elect Director O. Griffith Sexton Management For Voted - For
1.12 Elect Director Ryosuke Tamakoshi Management For Voted - For
1.13 Elect Director Masaaki Tanaka Management For Voted - For
1.14 Elect Director Laura D. Tyson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
5 Amend Omnibus Stock Plan Management For Voted - For
6 Amend Executive Incentive Bonus Plan Management For Voted - For
MOTOROLA SOLUTIONS, INC.
CUSIP: 620076307 TICKER: MSI
Meeting Date: 06-May-13 Meeting Type: Annual
1a Elect Director Gregory Q. Brown Management For Voted - For
80
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director William J. Bratton Management For Voted - Against
1c Elect Director Kenneth C. Dahlberg Management For Voted - Against
1d Elect Director David W. Dorman Management For Voted - Against
1e Elect Director Michael V. Hayden Management For Voted - For
1f Elect Director Judy C. Lewent Management For Voted - For
1g Elect Director Anne R. Pramaggiore Management For Voted - For
1h Elect Director Samuel C. Scott, III Management For Voted - For
1i Elect Director Bradley E. Singer Management For Voted - For
1j Elect Director John A. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Encourage Suppliers to Produce Sustainability
Reports Shareholder Against Voted - Against
5 Report on Political Contributions Shareholder Against Voted - For
MURPHY OIL CORPORATION
CUSIP: 626717102 TICKER: MUR
Meeting Date: 08-May-13 Meeting Type: Annual
1a Elect Director Frank W. Blue Management For Voted - For
1b Elect Director Steven A. Cosse Management For Voted - For
1c Elect Director Claiborne P. Deming Management For Voted - For
1d Elect Director Robert A. Hermes Management For Voted - For
1e Elect Director James V. Kelley Management For Voted - For
1f Elect Director Walentin Mirosh Management For Voted - For
1g Elect Director R. Madison Murphy Management For Voted - For
1h Elect Director J.W. Nolan Management For Voted - For
1i Elect Director Neal E. Schmale Management For Voted - For
1j Elect Director David J.H. Smith Management For Voted - For
1k Elect Director Caroline G. Theus Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
MYLAN INC.
CUSIP: 628530107 TICKER: MYL
Meeting Date: 24-May-13 Meeting Type: Annual
1.1 Elect Director Heather Bresch Management For Voted - For
1.2 Elect Director Wendy Cameron Management For Voted - For
1.3 Elect Director Robert J. Cindrich Management For Voted - For
1.4 Elect Director Robert J. Coury Management For Voted - For
1.5 Elect Director Neil Dimick Management For Voted - For
1.6 Elect Director Melina Higgins Management For Voted - For
1.7 Elect Director Douglas J. Leech Management For Voted - For
81
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Rajiv Malik Management For Voted - For
1.9 Elect Director Joseph C. Maroon Management For Voted - For
1.10 Elect Director Mark W. Parrish Management For Voted - For
1.11 Elect Director Rodney L. Piatt Management For Voted - For
1.12 Elect Director C.B. Todd Management For Voted - For
1.13 Elect Director Randall L. (Pete) Vanderveen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
NABORS INDUSTRIES LTD.
CUSIP: G6359F103 TICKER: NBR
Meeting Date: 04-Jun-13 Meeting Type: Annual
1.1 Elect Director James R. Crane Management For Vote Withheld
1.2 Elect Director Michael C. Linn Management For Vote Withheld
1.3 Elect Director John V. Lombardi Management For Vote Withheld
1.4 Elect Director Howard Wolf Management For Voted - For
1.5 Elect Director John Yearwood Management For Vote Withheld
2 Approve Pricewaterhouse Coopers LLP as Auditor and
Authorize Board to Fix Their Renumeration Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - Against
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
6 Require Shareholder Approval of Specific
Performance Metrics in Equity Compensation Plans Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - For
8 Stock Retention/Holding Period Shareholder Against Voted - For
9 Submit Severance Agreement (Change-in-Control) to
Shareholder Vote Shareholder Against Voted - For
10 Adopt Proxy Access Right Shareholder Against Voted - For
NATIONAL OILWELL VARCO, INC.
CUSIP: 637071101 TICKER: NOV
Meeting Date: 22-May-13 Meeting Type: Annual
1A Elect Director Merrill A. Miller, Jr. Management For Voted - For
1B Elect Director Greg L. Armstrong Management For Voted - For
1C Elect Director Ben A. Guill Management For Voted - For
1D Elect Director David D. Harrison Management For Voted - For
1E Elect Director Roger L. Jarvis Management For Voted - For
1F Elect Director Eric L. Mattson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
82
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Amend Omnibus Stock Plan Management For Voted - For
5 Approve Executive Incentive Bonus Plan Management For Voted - For
NETFLIX, INC.
CUSIP: 64110L106 TICKER: NFLX
Meeting Date: 07-Jun-13 Meeting Type: Annual
1.1 Elect Director Timothy M. Haley Management For Vote Withheld
1.2 Elect Director Ann Mather Management For Vote Withheld
1.3 Elect Director Leslie Kilgore Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Shareholder Against Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
7 Proxy Access Shareholder Against Voted - Against
8 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
NEWELL RUBBERMAID INC.
CUSIP: 651229106 TICKER: NWL
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Scott S. Cowen Management For Voted - For
1b Elect Director Cynthia A. Montgomery Management For Voted - For
1c Elect Director Jose Ignacio Perez-lizaur Management For Voted - For
1d Elect Director Michael B. Polk Management For Voted - For
1e Elect Director Michael A. Todman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NEWFIELD EXPLORATION COMPANY
CUSIP: 651290108 TICKER: NFX
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director Lee K. Boothby Management For Voted - For
1b Elect Director Pamela J. Gardner Management For Voted - For
1c Elect Director John Randolph Kemp III Management For Voted - For
1d Elect Director Joseph H. Netherland Management For Voted - For
1e Elect Director Howard H. Newman Management For Voted - For
1f Elect Director Thomas G. Ricks Management For Voted - For
1g Elect Director Juanita M. Romans Management For Voted - For
1h Elect Director C. E. (Chuck) Shultz Management For Voted - For
83
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Richard K. Stoneburner Management For Voted - For
1j Elect Director J. Terry Strange Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Director Nominee with Environmental
Expertise Shareholder Against Voted - Against
NEWMONT MINING CORPORATION
CUSIP: 651639106 TICKER: NEM
Meeting Date: 24-Apr-13 Meeting Type: Annual
1.1 Elect Director Bruce R. Brook Management For Voted - For
1.2 Elect Director J. Kofi Bucknor Management For Voted - For
1.3 Elect Director Vincent A. Calarco Management For Voted - For
1.4 Elect Director Joseph A. Carrabba Management For Voted - For
1.5 Elect Director Noreen Doyle Management For Voted - For
1.6 Elect Director Gary J. Goldberg Management For Voted - For
1.7 Elect Director Veronica M. Hagen Management For Voted - For
1.8 Elect Director Jane Nelson Management For Voted - For
1.9 Elect Director Donald C. Roth Management For Voted - For
1.10 Elect Director Simon R. Thompson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Executive Incentive Bonus Plan Management For Voted - For
NEXTERA ENERGY, INC.
CUSIP: 65339F101 TICKER: NEE
Meeting Date: 23-May-13 Meeting Type: Annual
1a Elect Director Sherry S. Barrat Management For Voted - For
1b Elect Director Robert M. Beall, II Management For Voted - For
1c Elect Director James L. Camaren Management For Voted - For
1d Elect Director Kenneth B. Dunn Management For Voted - For
1e Elect Director Lewis Hay, III Management For Voted - For
1f Elect Director Toni Jennings Management For Voted - For
1g Elect Director James L. Robo Management For Voted - For
1h Elect Director Rudy E. Schupp Management For Voted - For
1i Elect Director John L. Skolds Management For Voted - For
1j Elect Director William H. Swanson Management For Voted - For
1k Elect Director Michael H. Thaman Management For Voted - For
1l Elect Director Hansel E. Tookes, II Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
84
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Minimize Pool Storage of Spent Nuclear Fuel Shareholder Against Voted - Against
NISOURCE INC.
CUSIP: 65473P105 TICKER: NI
Meeting Date: 14-May-13 Meeting Type: Annual
1.1 Elect Director Richard A. Abdoo Management For Voted - For
1.2 Elect Director Aristides S. Candris Management For Voted - For
1.3 Elect Director Sigmund L. Cornelius Management For Voted - For
1.4 Elect Director Michael E. Jesanis Management For Voted - For
1.5 Elect Director Marty R. Kittrell Management For Voted - For
1.6 Elect Director W. Lee Nutter Management For Voted - For
1.7 Elect Director Deborah S. Parker Management For Voted - For
1.8 Elect Director Robert C. Skaggs, Jr. Management For Voted - For
1.9 Elect Director Teresa A. Taylor Management For Voted - For
1.10 Elect Director Richard L. Thompson Management For Voted - For
1.11 Elect Director Carolyn Y. Woo Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Adopt Compensation Benchmarking Policy Shareholder Against Voted - Against
NOBLE CORPORATION
CUSIP: H5833N103 TICKER: NE
Meeting Date: 26-Apr-13 Meeting Type: Annual
1a Elect Director Michael A. Cawley Management For Voted - For
1b Elect Director Gordon T. Hall Management For Voted - For
1c Elect Director Ashley Almanza Management For Voted - For
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Dividends Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm and
PricewaterhouseCoopers AG as Statutory Auditor Management For Voted - For
5 Approve Discharge of Board and Senior Management Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Approve Extension of CHF 133 Million Pool of
Capital without Preemptive Rights Management For Voted - For
85
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NOBLE ENERGY, INC.
CUSIP: 655044105 TICKER: NBL
Meeting Date: 23-Apr-13 Meeting Type: Annual
1.1 Elect Director Jeffrey L. Berenson Management For Voted - For
1.2 Elect Director Michael A. Cawley Management For Voted - For
1.3 Elect Director Edward F. Cox Management For Voted - For
1.4 Elect Director Charles D. Davidson Management For Voted - For
1.5 Elect Director Thomas J. Edelman Management For Voted - For
1.6 Elect Director Eric P. Grubman Management For Voted - For
1.7 Elect Director Kirby L. Hedrick Management For Voted - For
1.8 Elect Director Scott D. Urban Management For Voted - For
1.9 Elect Director William T. Van Kleef Management For Voted - For
1.10 Elect Director Molly K. Williamson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
6 Amend Bylaws to Change Certain Provisions Management For Voted - For
NORDSTROM, INC.
CUSIP: 655664100 TICKER: JWN
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Phyllis J. Campbell Management For Voted - For
1b Elect Director Michelle M. Ebanks Management For Voted - For
1c Elect Director Enrique Hernandez, Jr. Management For Voted - For
1d Elect Director Robert G. Miller Management For Voted - For
1e Elect Director Blake W. Nordstrom Management For Voted - For
1f Elect Director Erik B. Nordstrom Management For Voted - For
1g Elect Director Peter E. Nordstrom Management For Voted - For
1h Elect Director Philip G. Satre Management For Voted - For
1i Elect Director B. Kevin Turner Management For Voted - For
1j Elect Director Robert D. Walter Management For Voted - For
1k Elect Director Alison A. Winter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
86
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NORFOLK SOUTHERN CORPORATION
CUSIP: 655844108 TICKER: NSC
Meeting Date: 09-May-13 Meeting Type: Annual
1.1 Elect Director Thomas D. Bell, Jr Management For Voted - For
1.2 Elect Director Erskine B. Bowles Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
1.4 Elect Director Wesley G. Bush Management For Voted - For
1.5 Elect Director Daniel A. Carp Management For Voted - For
1.6 Elect Director Karen N. Horn Management For Voted - For
1.7 Elect Director Burton M. Joyce Management For Voted - For
1.8 Elect Director Steven F. Leer Management For Voted - For
1.9 Elect Director Michael D. Lockhart Management For Voted - For
1.10 Elect Director Charles W. Moorman Management For Voted - For
1.11 Elect Director Martin H. Nesbitt Management For Voted - For
1.12 Elect Director John R. Thompson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Call Special Meeting Management For Voted - For
NORTHEAST UTILITIES
CUSIP: 664397106 TICKER: NU
Meeting Date: 01-May-13 Meeting Type: Annual
1.1 Elect Director Richard H. Booth Management For Voted - For
1.2 Elect Director John S. Clarkeson Management For Voted - For
1.3 Elect Director Cotton M. Cleveland Management For Voted - For
1.4 Elect Director Sanford Cloud, Jr. Management For Voted - For
1.5 Elect Director James S. DiStasio Management For Voted - For
1.6 Elect Director Francis A. Doyle Management For Voted - For
1.7 Elect Director Charles K. Gifford Management For Voted - For
1.8 Elect Director Paul A. La Camera Management For Voted - For
1.9 Elect Director Kenneth R. Leibler Management For Voted - For
1.10 Elect Director Thomas J. May Management For Voted - For
1.11 Elect Director Charles W. Shivery Management For Voted - For
1.12 Elect Director William C. Van Faasen Management For Voted - For
1.13 Elect Director Frederica M. Williams Management For Voted - For
1.14 Elect Director Dennis R. Wraase Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
87
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NORTHROP GRUMMAN CORPORATION
CUSIP: 666807102 TICKER: NOC
Meeting Date: 15-May-13 Meeting Type: Annual
1.1 Elect Director Wesley G. Bush Management For Voted - For
1.2 Elect Director Victor H. Fazio Management For Voted - For
1.3 Elect Director Donald E. Felsinger Management For Voted - For
1.4 Elect Director Stephen E. Frank Management For Voted - For
1.5 Elect Director Bruce S. Gordon Management For Voted - For
1.6 Elect Director Madeleine A. Kleiner Management For Voted - For
1.7 Elect Director Karl J. Krapek Management For Voted - For
1.8 Elect Director Richard B. Myers Management For Voted - For
1.9 Elect Director Aulana L. Peters Management For Voted - For
1.10 Elect Director Gary Roughead Management For Voted - For
1.11 Elect Director Thomas M. Schoewe Management For Voted - For
1.12 Elect Director Kevin W. Sharer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - Against
NRG ENERGY, INC.
CUSIP: 629377508 TICKER: NRG
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director Kirbyjon H. Caldwell Management For Voted - For
1.2 Elect Director David Crane Management For Voted - For
1.3 Elect Director Kathleen A. McGinty Management For Voted - For
1.4 Elect Director Evan J. Silverstein Management For Voted - For
1.5 Elect Director Thomas H. Weidemeyer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
NUCOR CORPORATION
CUSIP: 670346105 TICKER: NUE
Meeting Date: 09-May-13 Meeting Type: Annual
1.1 Elect Director Peter C. Browning Management For Voted - For
1.2 Elect Director Clayton C. Daley, Jr. Management For Voted - For
1.3 Elect Director Daniel R. DiMicco Management For Voted - For
1.4 Elect Director John J. Ferriola Management For Voted - For
1.5 Elect Director Harvey B. Gantt Management For Voted - For
1.6 Elect Director Victoria F. Haynes Management For Voted - For
88
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Bernard L. Kasriel Management For Voted - For
1.8 Elect Director Christopher J. Kearney Management For Voted - For
1.9 Elect Director Raymond J. Milchovich Management For Voted - For
1.10 Elect Director John H. Walker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Reduce Supermajority Vote Requirement for
Amendments to the Certificate of Incorporation Management For Voted - For
5 Reduce Supermajority Vote Requirement for
Amendments to the Bylaws Management For Voted - For
6 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
NVIDIA CORPORATION
CUSIP: 67066G104 TICKER: NVDA
Meeting Date: 15-May-13 Meeting Type: Annual
1a Elect Director Tench Coxe Management For Voted - For
1b Elect Director James C. Gaither Management For Voted - For
1c Elect Director Jen-Hsun Huang Management For Voted - For
1d Elect Director Mark L. Perry Management For Voted - For
1e Elect Director A. Brooke Seawell Management For Voted - For
1f Elect Director Mark A. Stevens Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
NYSE EURONEXT
CUSIP: 629491101 TICKER: NYX
Meeting Date: 03-Jun-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
OCCIDENTAL PETROLEUM CORPORATION
CUSIP: 674599105 TICKER: OXY
Meeting Date: 03-May-13 Meeting Type: Annual
1.1 Elect Director Spencer Abraham Management For Voted - For
1.2 Elect Director Howard I. Atkins Management For Voted - For
1.3 Elect Director Stephen I. Chazen Management For Voted - For
1.4 Elect Director Edward P. Djerejian Management For Voted - For
1.5 Elect Director John E. Feick Management For Voted - For
89
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Margaret M. Foran Management For Voted - For
1.7 Elect Director Carlos M. Gutierrez Management For Voted - For
1.8 Elect Director Ray R. Irani Management For Voted - Against
1.9 Elect Director Avedick B. Poladian Management For Voted - For
1.10 Elect Director Aziz D. Syriani Management For Voted - Against
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
OMNICOM GROUP INC.
CUSIP: 681919106 TICKER: OMC
Meeting Date: 21-May-13 Meeting Type: Annual
1.1 Elect Director John D. Wren Management For Voted - For
1.2 Elect Director Bruce Crawford Management For Voted - For
1.3 Elect Director Alan R. Batkin Management For Voted - For
1.4 Elect Director Mary C. Choksi Management For Voted - For
1.5 Elect Director Robert Charles Clark Management For Voted - For
1.6 Elect Director Leonard S. Coleman, Jr. Management For Voted - For
1.7 Elect Director Errol M. Cook Management For Voted - For
1.8 Elect Director Susan S. Denison Management For Voted - For
1.9 Elect Director Michael A. Henning Management For Voted - For
1.10 Elect Director John R. Murphy Management For Voted - For
1.11 Elect Director John R. Purcell Management For Voted - For
1.12 Elect Director Linda Johnson Rice Management For Voted - For
1.13 Elect Director Gary L. Roubos Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Prepare Employment Diversity Report Shareholder Against Voted - For
6 Stock Retention Shareholder Against Voted - For
ONEOK, INC.
CUSIP: 682680103 TICKER: OKE
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director James C. Day Management For Voted - For
1.2 Elect Director Julie H. Edwards Management For Voted - For
1.3 Elect Director William L. Ford Management For Voted - For
1.4 Elect Director John W. Gibson Management For Voted - For
1.5 Elect Director Bert H. Mackie Management For Voted - For
1.6 Elect Director Steven J. Malcolm Management For Voted - For
1.7 Elect Director Jim W. Mogg Management For Voted - For
1.8 Elect Director Pattye L. Moore Management For Voted - For
1.9 Elect Director Gary D. Parker Management For Voted - For
90
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.10 Elect Director Eduardo A. Rodriguez Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Report on Methane Emissions Shareholder Against Voted - For
O'REILLY AUTOMOTIVE, INC.
CUSIP: 67103H107 TICKER: ORLY
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Larry O'Reilly Management For Voted - For
1b Elect Director Rosalie O'Reilly-Wooten Management For Voted - For
1c Elect Director Thomas T. Hendrickson Management For Voted - For
2 Declassify the Board of Directors Management For Voted - For
3 Provide Right to Call Special Meeting Management For Voted - For
4 Amend Articles of Incorporation to Eliminate
Unnecessary and Outdated Provisions and to Make
Minor Revisions to Conform to Current State Laws
and Clarify Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Ratify Auditors Management For Voted - For
OWENS-ILLINOIS, INC.
CUSIP: 690768403 TICKER: OI
Meeting Date: 17-May-13 Meeting Type: Annual
1.1 Elect Director Jay L. Geldmacher Management For Voted - For
1.2 Elect Director Albert P. L. Stroucken Management For Voted - For
1.3 Elect Director Dennis K. Williams Management For Voted - For
1.4 Elect Director Thomas L. Young Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PACCAR INC
CUSIP: 693718108 TICKER: PCAR
Meeting Date: 29-Apr-13 Meeting Type: Annual
1.1 Elect Director Alison J. Carnwath Management For Voted - For
1.2 Elect Director Luiz Kaufmann Management For Voted - For
1.3 Elect Director John M. Pigott Management For Voted - For
1.4 Elect Director Gregory M. E. Spierkel Management For Voted - For
2 Declassify the Board of Directors Shareholder Against Voted - For
3 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
91
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PEABODY ENERGY CORPORATION
CUSIP: 704549104 TICKER: BTU
Meeting Date: 29-Apr-13 Meeting Type: Annual
1.1 Elect Director Gregory H. Boyce Management For Voted - For
1.2 Elect Director William A. Coley Management For Voted - For
1.3 Elect Director William E. James Management For Voted - For
1.4 Elect Director Robert B. Karn, III Management For Voted - For
1.5 Elect Director Henry E. Lentz Management For Voted - For
1.6 Elect Director Robert A. Malone Management For Voted - For
1.7 Elect Director William C. Rusnack Management For Voted - For
1.8 Elect Director John F. Turner Management For Voted - For
1.9 Elect Director Sandra A. Van Trease Management For Voted - For
1.10 Elect Director Alan H. Washkowitz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
PEOPLE'S UNITED FINANCIAL, INC.
CUSIP: 712704105 TICKER: PBCT
Meeting Date: 18-Apr-13 Meeting Type: Annual
1.1 Elect Director Kevin T. Bottomley Management For Voted - For
1.2 Elect Director John K. Dwight Management For Voted - For
1.3 Elect Director Janet M. Hansen Management For Voted - For
1.4 Elect Director Mark W. Richards Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
PEPCO HOLDINGS, INC.
CUSIP: 713291102 TICKER: POM
Meeting Date: 17-May-13 Meeting Type: Annual
1.1 Elect Director Jack B. Dunn, IV Management For Voted - For
1.2 Elect Director H. Russell Frisby, Jr. Management For Voted - For
1.3 Elect Director Terence C. Golden Management For Voted - For
1.4 Elect Director Patrick T. Harker Management For Voted - For
1.5 Elect Director Frank O. Heintz Management For Voted - For
1.6 Elect Director Barbara J. Krumsiek Management For Voted - For
1.7 Elect Director George F. MacCormack Management For Voted - For
92
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Lawrence C. Nussdorf Management For Voted - For
1.9 Elect Director Patricia A. Oelrich Management For Voted - For
1.10 Elect Director Joseph M. Rigby Management For Voted - For
1.11 Elect Director Frank K. Ross Management For Voted - For
1.12 Elect Director Pauline A. Schneider Management For Voted - For
1.13 Elect Director Lester P. Silverman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
PEPSICO, INC.
CUSIP: 713448108 TICKER: PEP
Meeting Date: 01-May-13 Meeting Type: Annual
1.1 Elect Director Shona L. Brown Management For Voted - For
1.2 Elect Director George W. Buckley Management For Voted - For
1.3 Elect Director Ian M. Cook Management For Voted - For
1.4 Elect Director Dina Dublon Management For Voted - For
1.5 Elect Director Victor J. Dzau Management For Voted - For
1.6 Elect Director Ray L. Hunt Management For Voted - For
1.7 Elect Director Alberto Ibarguen Management For Voted - For
1.8 Elect Director Indra K. Nooyi Management For Voted - For
1.9 Elect Director Sharon Percy Rockefeller Management For Voted - For
1.10 Elect Director James J. Schiro Management For Voted - For
1.11 Elect Director Lloyd G. Trotter Management For Voted - For
1.12 Elect Director Daniel Vasella Management For Voted - For
1.13 Elect Director Alberto Weisser Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PETSMART, INC.
CUSIP: 716768106 TICKER: PETM
Meeting Date: 14-Jun-13 Meeting Type: Annual
1a Elect Director Angel Cabrera Management For Voted - For
1b Elect Director Rita V. Foley Management For Voted - For
1c Elect Director Rakesh Gangwal Management For Voted - For
1d Elect Director Joseph S. Hardin, Jr. Management For Voted - For
1e Elect Director Gregory P. Josefowicz Management For Voted - For
1f Elect Director Richard K. Lochridge Management For Voted - For
1g Elect Director Robert F. Moran Management For Voted - For
1h Elect Director Barbara Munder Management For Voted - For
1i Elect Director Thomas G. Stemberg Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
93
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PFIZER INC.
CUSIP: 717081103 TICKER: PFE
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director Dennis A. Ausiello Management For Voted - For
1.2 Elect Director M. Anthony Burns Management For Voted - For
1.3 Elect Director W. Don Cornwell Management For Voted - For
1.4 Elect Director Frances D. Fergusson Management For Voted - For
1.5 Elect Director William H. Gray, III Management For Voted - For
1.6 Elect Director Helen H. Hobbs Management For Voted - For
1.7 Elect Director Constance J. Horner Management For Voted - For
1.8 Elect Director James M. Kilts Management For Voted - For
1.9 Elect Director George A. Lorch Management For Voted - For
1.10 Elect Director Suzanne Nora Johnson Management For Voted - For
1.11 Elect Director Ian C. Read Management For Voted - For
1.12 Elect Director Stephen W. Sanger Management For Voted - For
1.13 Elect Director Marc Tessier-Lavigne Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
PG&E CORPORATION
CUSIP: 69331C108 TICKER: PCG
Meeting Date: 06-May-13 Meeting Type: Annual
1.1 Elect Director David R. Andrews Management For Voted - For
1.2 Elect Director Lewis Chew Management For Voted - For
1.3 Elect Director C. Lee Cox Management For Voted - For
1.4 Elect Director Anthony F. Earley, Jr. Management For Voted - For
1.5 Elect Director Fred J. Fowler Management For Voted - For
1.6 Elect Director Maryellen C. Herringer Management For Voted - For
1.7 Elect Director Roger H. Kimmel Management For Voted - For
1.8 Elect Director Richard A. Meserve Management For Voted - For
1.9 Elect Director Forrest E. Miller Management For Voted - For
1.10 Elect Director Rosendo G. Parra Management For Voted - For
1.11 Elect Director Barbara L. Rambo Management For Voted - For
1.12 Elect Director Barry Lawson Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
94
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PHILIP MORRIS INTERNATIONAL INC.
CUSIP: 718172109 TICKER: PM
Meeting Date: 08-May-13 Meeting Type: Annual
1.1 Elect Director Harold Brown Management For Voted - For
1.2 Elect Director Mathis Cabiallavetta Management For Voted - For
1.3 Elect Director Andre Calantzopoulos Management For Voted - For
1.4 Elect Director Louis C. Camilleri Management For Voted - For
1.5 Elect Director J. Dudley Fishburn Management For Voted - For
1.6 Elect Director Jennifer Li Management For Voted - For
1.7 Elect Director Graham Mackay Management For Voted - For
1.8 Elect Director Sergio Marchionne Management For Voted - For
1.9 Elect Director Kalpana Morparia Management For Voted - For
1.10 Elect DirectorLucio A. Noto Management For Voted - For
1.11 Elect Director Robert B. Polet Management For Voted - For
1.12 Elect Director Carlos Slim Helu Management For Voted - For
1.13 Elect Director Stephen M. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PHILLIPS 66
CUSIP: 718546104 TICKER: PSX
Meeting Date: 08-May-13 Meeting Type: Annual
1a Elect Director Greg C. Garland Management For Voted - For
1b Elect Director John E. Lowe Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
PINNACLE WEST CAPITAL CORPORATION
CUSIP: 723484101 TICKER: PNW
Meeting Date: 15-May-13 Meeting Type: Annual
1.1 Elect Director Edward N. Basha, Jr. Management For Voted - For
1.2 Elect Director Donald E. Brandt Management For Voted - For
1.3 Elect Director Susan Clark-Johnson Management For Voted - For
1.4 Elect Director Denis A. Cortese Management For Voted - For
1.5 Elect Director Michael L. Gallagher Management For Voted - For
1.6 Elect Director Roy A. Herberger, Jr. Management For Voted - For
1.7 Elect Director Dale E. Klein Management For Voted - For
1.8 Elect Director Humberto S. Lopez Management For Voted - For
95
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Kathryn L. Munro Management For Voted - For
1.10 Elect Director Bruce J. Nordstrom Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
PIONEER NATURAL RESOURCES COMPANY
CUSIP: 723787107 TICKER: PXD
Meeting Date: 23-May-13 Meeting Type: Annual
1.1 Elect Director Timothy L. Dove Management For Voted - For
1.2 Elect Director Charles E. Ramsey, Jr. Management For Voted - For
1.3 Elect Director Frank A. Risch Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
PITNEY BOWES INC.
CUSIP: 724479100 TICKER: PBI
Meeting Date: 13-May-13 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Anne M. Busquet Management For Voted - For
1c Elect Director Roger Fradin Management For Voted - For
1d Elect Director Anne Sutherland Fuchs Management For Voted - For
1e Elect Director S. Douglas Hutcheson Management For Voted - For
1f Elect Director Marc B. Lautenbach Management For Voted - For
1g Elect Director Eduardo R. Menasce Management For Voted - For
1h Elect Director Michael I. Roth Management For Voted - For
1i Elect Director David L. Shedlarz Management For Voted - For
1j Elect Director David B. Snow, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
PLUM CREEK TIMBER COMPANY, INC.
CUSIP: 729251108 TICKER: PCL
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Rick R. Holley Management For Voted - For
1b Elect Director Robin Josephs Management For Voted - For
1c Elect Director John G. McDonald Management For Voted - For
1d Elect Director Robert B. McLeod Management For Voted - For
96
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director John F. Morgan Sr. Management For Voted - For
1f Elect Director Marc F. Racicot Management For Voted - For
1g Elect Director Lawrence A. Selzer Management For Voted - For
1h Elect Director Stephen C. Tobias Management For Voted - For
1i Elect Director Martin A. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
PPL CORPORATION
CUSIP: 69351T106 TICKER: PPL
Meeting Date: 15-May-13 Meeting Type: Annual
1.1 Elect Director Frederick M. Bernthal Management For Voted - For
1.2 Elect Director John W. Conway Management For Voted - For
1.3 Elect Director Philip G. Cox Management For Voted - For
1.4 Elect Director Steven G. Elliott Management For Voted - For
1.5 Elect Director Louise K. Goeser Management For Voted - For
1.6 Elect Director Stuart E. Graham Management For Voted - For
1.7 Elect Director Stuart Heydt Management For Voted - For
1.8 Elect Director Raja Rajamannar Management For Voted - For
1.9 Elect Director Craig A. Rogerson Management For Voted - For
1.10 Elect Director William H. Spence Management For Voted - For
1.11 Elect Director Natica von Althann Management For Voted - For
1.12 Elect Director Keith H. Williamson Management For Voted - For
2 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
PRAXAIR, INC.
CUSIP: 74005P104 TICKER: PX
Meeting Date: 23-Apr-13 Meeting Type: Annual
1.1 Elect Director Stephen F. Angel Management For Voted - For
1.2 Elect Director Oscar Bernardes Management For Voted - For
1.3 Elect Director Bret K. Clayton Management For Voted - For
1.4 Elect Director Nance K. Dicciani Management For Voted - For
1.5 Elect Director Edward G. Galante Management For Voted - For
1.6 Elect Director Claire W. Gargalli Management For Voted - For
1.7 Elect Director Ira D. Hall Management For Voted - For
1.8 Elect Director Raymond W. LeBoeuf Management For Voted - For
1.9 Elect Director Larry D. McVay Management For Voted - For
1.10 Elect Director Wayne T. Smith Management For Voted - For
1.11 Elect Director Robert L. Wood Management For Voted - For
97
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Require Consistency with Corporate Values and
Report on Political Contributions Shareholder Against Voted - Against
4 Ratify Auditors Management For Voted - For
PRINCIPAL FINANCIAL GROUP, INC.
CUSIP: 74251V102 TICKER: PFG
Meeting Date: 21-May-13 Meeting Type: Annual
1.1 Elect Director Michael T. Dan Management For Voted - For
1.2 Elect Director C. Daniel Gelatt Management For Voted - For
1.3 Elect Director Sandra L. Helton Management For Voted - For
1.4 Elect Director Larry D. Zimpleman Management For Voted - For
2 Declassify the Board of Directors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
PROLOGIS, INC.
CUSIP: 74340W103 TICKER: PLD
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director Hamid R. Moghadam Management For Voted - For
1b Elect Director George L. Fotiades Management For Voted - For
1c Elect Director Christine N. Garvey Management For Voted - For
1d Elect Director Lydia H. Kennard Management For Voted - For
1e Elect Director J. Michael Losh Management For Voted - For
1f Elect Director Irving F. Lyons III Management For Voted - For
1g Elect Director Jeffrey L. Skelton Management For Voted - For
1h Elect Director D. Michael Steuert Management For Voted - For
1i Elect Director Carl B. Webb Management For Voted - For
1j Elect Director William D. Zollars Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
PRUDENTIAL FINANCIAL, INC.
CUSIP: 744320102 TICKER: PRU
Meeting Date: 14-May-13 Meeting Type: Annual
1.1 Elect Director Thomas J. Baltimore, Jr. Management For Voted - For
1.2 Elect Director Gordon M. Bethune Management For Voted - For
1.3 Elect Director Gaston Caperton Management For Voted - For
1.4 Elect Director Gilbert F. Casellas Management For Voted - For
1.5 Elect Director James G. Cullen Management For Voted - For
98
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director William H. Gray, III Management For Voted - For
1.7 Elect Director Mark B. Grier Management For Voted - For
1.8 Elect Director Constance J. Horner Management For Voted - For
1.9 Elect Director Martina Hund-Mejean Management For Voted - For
1.10 Elect Director Karl J. Krapek Management For Voted - For
1.11 Elect Director Christine A. Poon Management For Voted - For
1.12 Elect Director John R. Strangfeld Management For Voted - For
1.13 Elect Director James A. Unruh Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - Against
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
CUSIP: 744573106 TICKER: PEG
Meeting Date: 16-Apr-13 Meeting Type: Annual
1.1 Elect Director Albert R. Gamper, Jr. Management For Voted - For
1.2 Elect Director William V. Hickey Management For Voted - For
1.3 Elect Director Ralph Izzo Management For Voted - For
1.4 Elect Director Shirley Ann Jackson Management For Voted - For
1.5 Elect Director David Lilley Management For Voted - For
1.6 Elect Director Thomas A. Renyi Management For Voted - For
1.7 Elect Director Hak Cheol Shin Management For Voted - For
1.8 Elect Director Richard J. Swift Management For Voted - For
1.9 Elect Director Susan Tomasky Management For Voted - For
1.10 Elect Director Alfred W. Zollar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
PUBLIC STORAGE
CUSIP: 74460D109 TICKER: PSA
Meeting Date: 09-May-13 Meeting Type: Annual
1.1 Elect Director Ronald L. Havner, Jr. Management For Voted - For
1.2 Elect Director Tamara Hughes Gustavson Management For Voted - For
1.3 Elect Director Uri P. Harkham Management For Voted - For
1.4 Elect Director B. Wayne Hughes, Jr. Management For Voted - For
1.5 Elect Director Avedick B. Poladian Management For Vote Withheld
1.6 Elect Director Gary E. Pruitt Management For Vote Withheld
1.7 Elect Director Ronald P. Spogli Management For Voted - For
1.8 Elect Director Daniel C. Staton Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
99
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PULTEGROUP, INC.
CUSIP: 745867101 TICKER: PHM
Meeting Date: 08-May-13 Meeting Type: Annual
1.1 Elect Director Brian P. Anderson Management For Voted - For
1.2 Elect Director Bryce Blair Management For Voted - For
1.3 Elect Director Richard J. Dugas, Jr. Management For Voted - For
1.4 Elect Director Thomas Folliard Management For Voted - For
1.5 Elect Director Cheryl W. Grise Management For Voted - For
1.6 Elect Director Andre J. Hawaux Management For Voted - For
1.7 Elect Director Debra J. Kelly-Ennis Management For Voted - For
1.8 Elect Director Patrick J. O'Leary Management For Voted - For
1.9 Elect Director James J. Postl Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
6 Amend NOL Rights Plan (NOL Pill) Management For Voted - For
7 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
8 Performance-Based and/or Time-Based Equity Awards Shareholder Against Voted - For
PVH CORP.
CUSIP: 693656100 TICKER: PVH
Meeting Date: 20-Jun-13 Meeting Type: Annual
1.1 Elect Director Mary Baglivo Management For Voted - For
1.2 Elect Director Emanuel Chirico Management For Voted - For
1.3 Elect Director Juan R. Figuereo Management For Voted - For
1.4 Elect Director Joseph B. Fuller Management For Voted - For
1.5 Elect Director Fred Gehring Management For Voted - For
1.6 Elect Director Margaret L. Jenkins Management For Voted - For
1.7 Elect Director Bruce Maggin Management For Voted - For
1.8 Elect Director V. James Marino Management For Voted - For
1.9 Elect Director Helen McCluskey Management For Voted - For
1.10 Elect Director Henry Nasella Management For Voted - For
1.11 Elect Director Rita M. Rodriguez Management For Voted - For
1.12 Elect Director Craig Rydin Management For Voted - For
2 Approve Executive Incentive Bonus Plan Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Auditors Management For Voted - For
100
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QEP RESOURCES, INC.
CUSIP: 74733V100 TICKER: QEP
Meeting Date: 24-May-13 Meeting Type: Annual
1.1 Elect Director Julie A. Dill Management For Voted - For
1.2 Elect Director L. Richard Flury Management For Voted - For
1.3 Elect Director M.W. Scoggins Management For Voted - For
1.4 Elect Director Robert E. McKee, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
QUEST DIAGNOSTICS INCORPORATED
CUSIP: 74834L100 TICKER: DGX
Meeting Date: 21-May-13 Meeting Type: Annual
1.1 Elect Director John C. Baldwin Management For Voted - For
1.2 Elect Director Gary M. Pfeiffer Management For Voted - For
1.3 Elect Director Stephen H. Rusckowski Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Eliminate Class of Preferred Stock Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Reduce Supermajority Vote Requirement Shareholder None Voted - For
7 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
RAYTHEON COMPANY
CUSIP: 755111507 TICKER: RTN
Meeting Date: 30-May-13 Meeting Type: Annual
1a Elect Director James E. Cartwright Management For Voted - For
1b Elect Director Vernon E. Clark Management For Voted - For
1c Elect Director Stephen J. Hadley Management For Voted - For
1d Elect Director Michael C. Ruettgers Management For Voted - For
1e Elect Director Ronald L. Skates Management For Voted - For
1f Elect Director William R. Spivey Management For Voted - For
1g Elect Director Linda G. Stuntz Management For Voted - Against
1h Elect Director William H. Swanson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
101
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Submit SERP to Shareholder Vote Shareholder Against Voted - For
7 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
REGIONS FINANCIAL CORPORATION
CUSIP: 7591EP100 TICKER: RF
Meeting Date: 16-May-13 Meeting Type: Annual
1a Elect Director George W. Bryan Management For Voted - For
1b Elect Director Carolyn H. Byrd Management For Voted - For
1c Elect Director David J. Cooper, Sr. Management For Voted - For
1d Elect Director Don DeFosset Management For Voted - For
1e Elect Director Eric C. Fast Management For Voted - For
1f Elect Director O.B. Grayson Hall, Jr. Management For Voted - For
1g Elect Director John D. Johns Management For Voted - For
1h Elect Director Charles D. McCrary Management For Voted - For
1i Elect Director James R. Malone Management For Voted - For
1j Elect Director Ruth Ann Marshall Management For Voted - For
1k Elect Director Susan W. Matlock Management For Voted - For
1l Elect Director John E. Maupin, Jr. Management For Voted - For
1m Elect Director John R. Roberts Management For Voted - For
1n Elect Director Lee J. Styslinger, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
REPUBLIC SERVICES, INC.
CUSIP: 760759100 TICKER: RSG
Meeting Date: 09-May-13 Meeting Type: Annual
1a Elect Director James W. Crownover Management For Voted - For
1b Elect Director William J. Flynn Management For Voted - For
1c Elect Director Michael Larson Management For Voted - For
1d Elect Director Nolan Lehmann Management For Voted - For
1e Elect Director W. Lee Nutter Management For Voted - For
1f Elect Director Ramon A. Rodriguez Management For Voted - For
1g Elect Director Donald W. Slager Management For Voted - For
1h Elect Director Allan C. Sorensen Management For Voted - For
1i Elect Director John M. Trani Management For Voted - For
1j Elect Director Michael W. Wickham Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
102
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Adopt a Policy in which the Company will not Make
or Promise to Make Any Death Benefit Payments to
Senior Executives Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - Against
REYNOLDS AMERICAN INC.
CUSIP: 761713106 TICKER: RAI
Meeting Date: 09-May-13 Meeting Type: Annual
1a Elect Director Daniel M. Delen Management For Voted - For
1b Elect Director Martin D. Feinstein Management For Voted - Against
1c Elect Director Lionel L. Nowell, III Management For Voted - For
1d Elect Director Neil R. Withington Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Declassify the Board of Directors Shareholder Against Voted - For
ROBERT HALF INTERNATIONAL INC.
CUSIP: 770323103 TICKER: RHI
Meeting Date: 23-May-13 Meeting Type: Annual
1.1 Elect Director Andrew S. Berwick, Jr. Management For Voted - For
1.2 Elect Director Harold M. Messmer, Jr. Management For Voted - For
1.3 Elect Director Barbara J. Novogradac Management For Voted - For
1.4 Elect Director Robert J. Pace Management For Voted - For
1.5 Elect Director Frederick A. Richman Management For Voted - For
1.6 Elect Director M. Keith Waddell Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ROSS STORES, INC.
CUSIP: 778296103 TICKER: ROST
Meeting Date: 22-May-13 Meeting Type: Annual
1a Elect Director Michael Balmuth Management For Voted - For
1b Elect Director K. Gunnar Bjorklund Management For Voted - For
1c Elect Director Sharon D. Garrett Management For Voted - For
1d Elect Director Michael J. Bush Management For Voted - For
1e Elect Director Norman A. Ferber Management For Voted - For
1f Elect Director Gregory L. Quesnel Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
103
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
RYDER SYSTEM, INC.
CUSIP: 783549108 TICKER: R
Meeting Date: 03-May-13 Meeting Type: Annual
1a Elect Director J. Eck Management For Voted - For
1b Elect Director Tamara L. Lundgren Management For Voted - For
1c Elect Director Eugene A. Renna Management For Voted - For
1d Elect Director Abbie J. Smith Management For Voted - For
1e Elect Director Robert E. Sanchez Management For Voted - For
1f Elect Director Michael F. Hilton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
SAFEWAY INC.
CUSIP: 786514208 TICKER: SWY
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Janet E. Grove Management For Voted - For
1b Elect Director Mohan Gyani Management For Voted - For
1c Elect Director Frank C. Herringer Management For Voted - Against
1d Elect Director George J. Morrow Management For Voted - For
1e Elect Director Kenneth W. Oder Management For Voted - Against
1f Elect Director T. Gary Rogers Management For Voted - Against
1g Elect Director Arun Sarin Management For Voted - Against
1h Elect Director William Y. Tauscher Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
SAIC, INC.
CUSIP: 78390X101 TICKER: SAI
Meeting Date: 07-Jun-13 Meeting Type: Annual
1a Elect Director France A. Cordova Management For Voted - For
1b Elect Director Jere A. Drummond Management For Voted - For
1c Elect Director Thomas F. Frist, III Management For Voted - For
1d Elect Director John J. Hamre Management For Voted - For
1e Elect Director Miriam E. John Management For Voted - For
104
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Anita K. Jones Management For Voted - For
1g Elect Director John P. Jumper Management For Voted - For
1h Elect Director Harry M.J. Kraemer, Jr. Management For Voted - For
1i Elect Director Lawrence C. Nussdorf Management For Voted - For
1j Elect Director Edward J. Sanderson, Jr. Management For Voted - For
2 Approve Reverse Stock Split Management For Voted - For
3 Change Company Name Management For Voted - For
4 Establish Range For Board Size Management For Voted - For
5 Reduce Supermajority Vote Requirement Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Ratify Auditors Management For Voted - For
SANDISK CORPORATION
CUSIP: 80004C101 TICKER: SNDK
Meeting Date: 12-Jun-13 Meeting Type: Annual
1.1 Elect Director Michael E. Marks Management For Voted - For
1.2 Elect Director Kevin DeNuccio Management For Voted - For
1.3 Elect Director Irwin Federman Management For Voted - For
1.4 Elect Director Steven J. Gomo Management For Voted - For
1.5 Elect Director Eddy W. Hartenstein Management For Voted - For
1.6 Elect Director Chenming Hu Management For Voted - For
1.7 Elect Director Catherine P. Lego Management For Voted - For
1.8 Elect Director Sanjay Mehrotra Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SCANA CORPORATION
CUSIP: 80589M102 TICKER: SCG
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director Kevin B. Marsh Management For Voted - For
1.2 Elect Director Joshua W. Martin, III Management For Voted - For
1.3 Elect Director James M. Micali Management For Voted - For
1.4 Elect Director Harold C. Stowe Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Declassify the Board of Directors Shareholder None Voted - For
105
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SCHLUMBERGER LIMITED
CUSIP: 806857108 TICKER: SLB
Meeting Date: 10-Apr-13 Meeting Type: Annual
1a Elect Director Peter L.S. Currie Management For Voted - For
1b Elect Director Tony Isaac Management For Voted - For
1c Elect Director K. Vaman Kamath Management For Voted - For
1d Elect Director Paal Kibsgaard Management For Voted - For
1e Elect Director Nikolay Kudryavtsev Management For Voted - For
1f Elect Director Adrian Lajous Management For Voted - For
1g Elect Director Michael E. Marks Management For Voted - For
1h Elect Director Lubna S. Olayan Management For Voted - For
1i Elect Director L. Rafael Reif Management For Voted - For
1j Elect Director Tore I. Sandvold Management For Voted - For
1k Elect Director Henri Seydoux Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt and Approve Financials and Dividends Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
6 Amend Employee Stock Purchase Plan Management For Voted - For
SCRIPPS NETWORKS INTERACTIVE, INC.
CUSIP: 811065101 TICKER: SNI
Meeting Date: 14-May-13 Meeting Type: Annual
1.1 Elect Director David A. Galloway Management For Voted - For
1.2 Elect Director Nicholas B. Paumgarten Management For Voted - For
1.3 Elect Director Jeffrey Sagansky Management For Voted - For
1.4 Elect Director Ronald W. Tysoe Management For Voted - For
SEALED AIR CORPORATION
CUSIP: 81211K100 TICKER: SEE
Meeting Date: 16-May-13 Meeting Type: Annual
1 Elect Director Hank Brown Management For Voted - For
2 Elect Director Michael Chu Management For Voted - For
3 Elect Director Lawrence R. Codey Management For Voted - For
4 Elect Director Patrick Duff Management For Voted - For
5 Elect Director William V. Hickey Management For Voted - For
6 Elect Director Jacqueline B. Kosecoff Management For Voted - For
7 Elect Director Kenneth P. Manning Management For Voted - For
8 Elect Director William J. Marino Management For Voted - For
9 Elect Director Jerome A. Peribere Management For Voted - For
10 Elect Director Richard L. Wambold Management For Voted - For
106
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Elect Director Jerry R. Whitaker Management For Voted - For
12 Amend Restricted Stock Plan Management For Voted - For
13 Amend Executive Incentive Bonus Plan Management For Voted - For
14 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
15 Ratify Auditors Management For Voted - For
SEMPRA ENERGY
CUSIP: 816851109 TICKER: SRE
Meeting Date: 09-May-13 Meeting Type: Annual
1.1 Elect Director Alan L. Boeckmann Management For Voted - For
1.2 Elect Director James G. Brocksmith, Jr. Management For Voted - For
1.3 Elect Director William D. Jones Management For Voted - For
1.4 Elect Director William G. Ouchi Management For Voted - For
1.5 Elect Director Debra L. Reed Management For Voted - For
1.6 Elect Director William C. Rusnack Management For Voted - For
1.7 Elect Director William P. Rutledge Management For Voted - For
1.8 Elect Director Lynn Schenk Management For Voted - For
1.9 Elect Director Jack T. Taylor Management For Voted - For
1.10 Elect Director Luis M. Tellez Management For Voted - For
1.11 Elect Director James C. Yardley Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
SIGMA-ALDRICH CORPORATION
CUSIP: 826552101 TICKER: SIAL
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Rebecca M. Bergman Management For Voted - For
1b Elect Director George M. Church Management For Voted - For
1c Elect Director Michael L. Marberry Management For Voted - For
1d Elect Director W. Lee McCollum Management For Voted - For
1e Elect Director Avi M. Nash Management For Voted - For
1f Elect Director Steven M. Paul Management For Voted - For
1g Elect Director J. Pedro Reinhard Management For Voted - For
1h Elect Director Rakesh Sachdev Management For Voted - For
1i Elect Director D. Dean Spatz Management For Voted - For
1j Elect Director Barrett A. Toan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
107
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SIMON PROPERTY GROUP, INC.
CUSIP: 828806109 TICKER: SPG
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Melvyn E. Bergstein Management For Voted - For
1b Elect Director Larry C. Glasscock Management For Voted - For
1c Elect Director Karen N. Horn Management For Voted - For
1d Elect Director Allan Hubbard Management For Voted - For
1e Elect Director Reuben S. Leibowitz Management For Voted - For
1f Elect Director Daniel C. Smith Management For Voted - For
1g Elect Director J. Albert Smith, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
SLM CORPORATION
CUSIP: 78442P106 TICKER: SLM
Meeting Date: 30-May-13 Meeting Type: Annual
1a Elect Director Ann Torre Bates Management For Voted - For
1b Elect Director W.M. Diefenderfer III Management For Voted - For
1c Elect Director Diane Suitt Gilleland Management For Voted - For
1d Elect Director Earl A. Goode Management For Voted - For
1e Elect Director Ronald F. Hunt Management For Voted - For
1f Elect Director Albert L. Lord Management For Voted - For
1g Elect Director Barry A. Munitz Management For Voted - For
1h Elect Director Howard H. Newman Management For Voted - For
1i Elect Director Frank C. Puleo Management For Voted - For
1j Elect Director Wolfgang Schoellkopf Management For Voted - For
1k Elect Director Steven L. Shapiro Management For Voted - For
1l Elect Director Anthony P. Terracciano Management For Voted - For
1m Elect Director Barry L. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
SOUTHWEST AIRLINES CO.
CUSIP: 844741108 TICKER: LUV
Meeting Date: 15-May-13 Meeting Type: Annual
1a Elect Director David W. Biegler Management For Voted - For
1b Elect Director J. Veronica Biggins Management For Voted - For
1c Elect Director Douglas H. Brooks Management For Voted - For
1d Elect Director William H. Cunningham Management For Voted - For
108
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director John G. Denison Management For Voted - For
1f Elect Director Gary C. Kelly Management For Voted - For
1g Elect Director Nancy B. Loeffler Management For Voted - For
1h Elect Director John T. Montford Management For Voted - For
1i Elect Director Thomas M. Nealon Management For Voted - For
1j Elect Director Daniel D. Villanueva Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
CUSIP: 845467109 TICKER: SWN
Meeting Date: 21-May-13 Meeting Type: Annual
1.1 Elect Director John D. Gass Management For Voted - For
1.2 Elect Director Catherine A. Kehr Management For Voted - For
1.3 Elect Director Greg D. Kerley Management For Voted - For
1.4 Elect Director Harold M. Korell Management For Voted - For
1.5 Elect Director Vello A. Kuuskraa Management For Voted - For
1.6 Elect Director Kenneth R. Mourton Management For Voted - For
1.7 Elect Director Steven L. Mueller Management For Voted - For
1.8 Elect Director Elliott Pew Management For Voted - For
1.9 Elect Director Alan H. Stevens Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
SPECTRA ENERGY CORP
CUSIP: 847560109 TICKER: SE
Meeting Date: 30-Apr-13 Meeting Type: Annual
1a Elect Director William T. Esrey Management For Voted - For
1b Elect Director Gregory L. Ebel Management For Voted - For
1c Elect Director Austin A. Adams Management For Voted - For
1d Elect Director Joseph Alvarado Management For Voted - For
1e Elect Director Pamela L. Carter Management For Voted - For
1f Elect Director F. Anthony Comper Management For Voted - For
1g Elect Director Peter B. Hamilton Management For Voted - For
1h Elect Director Dennis R. Hendrix Management For Voted - For
1i Elect Director Michael McShane Management For Voted - For
1j Elect Director Michael G. Morris Management For Voted - For
1k Elect Director Michael E.J. Phelps Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
109
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Report on Methane Emissions Shareholder Against Voted - For
SPRINT NEXTEL CORPORATION
CUSIP: 852061100 TICKER: S
Meeting Date: 25-Jun-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
ST. JUDE MEDICAL, INC.
CUSIP: 790849103 TICKER: STJ
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director Stuart M. Essig Management For Voted - For
1b Elect Director Barbara B. Hill Management For Voted - For
1c Elect Director Michael A. Rocca Management For Voted - For
2 Declassify the Board of Directors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
STANLEY BLACK & DECKER, INC.
CUSIP: 854502101 TICKER: SWK
Meeting Date: 16-Apr-13 Meeting Type: Annual
1.1 Elect Director George W. Buckley Management For Voted - For
1.2 Elect Director Patrick D. Campbell Management For Voted - For
1.3 Elect Director Carlos M. Cardoso Management For Voted - For
1.4 Elect Director Robert B. Coutts Management For Voted - For
1.5 Elect Director Benjamin H. Griswold, IV Management For Voted - For
1.6 Elect Director John F. Lundgren Management For Voted - For
1.7 Elect Director Anthony Luiso Management For Voted - For
1.8 Elect Director Marianne M. Parrs Management For Voted - For
1.9 Elect Director Robert L. Ryan Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
110
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STAPLES, INC.
CUSIP: 855030102 TICKER: SPLS
Meeting Date: 03-Jun-13 Meeting Type: Annual
1a Elect Director Basil L. Anderson Management For Voted - For
1b Elect Director Arthur M. Blank Management For Voted - For
1c Elect Director Drew G. Faust Management For Voted - For
1d Elect Director Justin King Management For Voted - For
1e Elect Director Carol Meyrowitz Management For Voted - For
1f Elect Director Rowland T. Moriarty Management For Voted - For
1g Elect Director Robert C. Nakasone Management For Voted - For
1h Elect Director Ronald L. Sargent Management For Voted - For
1i Elect Director Elizabeth A. Smith Management For Voted - For
1j Elect Director Robert E. Sulentic Management For Voted - For
1k Elect Director Raul Vazquez Management For Voted - For
1l Elect Director Vijay Vishwanath Management For Voted - For
1m Elect Director Paul F. Walsh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
CUSIP: 85590A401 TICKER: HOT
Meeting Date: 30-May-13 Meeting Type: Annual
1.1 Elect Director Frits van Paasschen Management For Voted - For
1.2 Elect Director Bruce W. Duncan Management For Voted - For
1.3 Elect Director Adam M. Aron Management For Voted - For
1.4 Elect Director Charlene Barshefsky Management For Voted - For
1.5 Elect Director Thomas E. Clarke Management For Voted - For
1.6 Elect Director Clayton C. Daley, Jr. Management For Voted - For
1.7 Elect Director Lizanne Galbreath Management For Voted - For
1.8 Elect Director Eric Hippeau Management For Voted - For
1.9 Elect Director Aylwin B. Lewis Management For Voted - For
1.10 Elect Director Stephen R. Quazzo Management For Voted - For
1.11 Elect Director Thomas O. Ryder Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
111
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STATE STREET CORPORATION
CUSIP: 857477103 TICKER: STT
Meeting Date: 15-May-13 Meeting Type: Annual
1a Elect Director Kennett F. Burnes Management For Voted - For
1b Elect Director Peter Coym Management For Voted - For
1c Elect Director Patrick de Saint-Aignan Management For Voted - For
1d Elect Director Amelia C. Fawcett Management For Voted - For
1e Elect Director Linda A. Hill Management For Voted - For
1f Elect Director Joseph L. Hooley Management For Voted - For
1g Elect Director Robert S. Kaplan Management For Voted - For
1h Elect Director Richard P. Sergel Management For Voted - For
1i Elect Director Ronald L. Skates Management For Voted - For
1j Elect Director Gregory L. Summe Management For Voted - For
1k Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
STERICYCLE, INC.
CUSIP: 858912108 TICKER: SRCL
Meeting Date: 21-May-13 Meeting Type: Annual
1a Elect Director Mark C. Miller Management For Voted - For
1b Elect Director Jack W. Schuler Management For Voted - For
1c Elect Director Charles A. Alutto Management For Voted - For
1d Elect Director Thomas D. Brown Management For Voted - For
1e Elect Director Rod F. Dammeyer Management For Voted - For
1f Elect Director William K. Hall Management For Voted - For
1g Elect Director Jonathan T. Lord Management For Voted - For
1h Elect Director John Patience Management For Voted - For
1i Elect Director Ronald G. Spaeth Management For Voted - For
1j Elect Director Mike S. Zafirovski Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
STRYKER CORPORATION
CUSIP: 863667101 TICKER: SYK
Meeting Date: 30-Apr-13 Meeting Type: Annual
1a Elect Director Howard E. Cox, Jr. Management For Voted - For
1b Elect Director Srikant M. Datar Management For Voted - For
112
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Roch Doliveux Management For Voted - For
1d Elect Director Louise L. Francesconi Management For Voted - For
1e Elect Director Allan C. Golston Management For Voted - For
1f Elect Director Howard L. Lance Management For Voted - For
1g Elect Director Kevin A. Lobo Management For Voted - For
1h Elect Director William U. Parfet Management For Voted - For
1i Elect Director Ronda E. Stryker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
T. ROWE PRICE GROUP, INC.
CUSIP: 74144T108 TICKER: TROW
Meeting Date: 23-Apr-13 Meeting Type: Annual
1a Elect Director Edward C. Bernard Management For Voted - For
1b Elect Director James T. Brady Management For Voted - For
1c Elect Director Mary K. Bush Management For Voted - For
1d Elect Director Donald B. Hebb, Jr. Management For Voted - For
1e Elect Director Freeman A. Hrabowski, III Management For Voted - For
1f Elect Director James A.C. Kennedy Management For Voted - For
1g Elect Director Robert F. MacLellan Management For Voted - For
1h Elect Director Brian C. Rogers Management For Voted - For
1i Elect Director Alfred Sommer Management For Voted - For
1j Elect Director Dwight S. Taylor Management For Voted - For
1k Elect Director Anne Marie Whittemore Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
TARGET CORPORATION
CUSIP: 87612E106 TICKER: TGT
Meeting Date: 12-Jun-13 Meeting Type: Annual
1a Elect Director Roxanne S. Austin Management For Voted - For
1b Elect Director Douglas M. Baker, Jr. Management For Voted - For
1c Elect Director Henrique De Castro Management For Voted - For
1d Elect Director Calvin Darden Management For Voted - For
1e Elect Director Mary N. Dillon Management For Voted - For
1f Elect Director James A. Johnson Management For Voted - For
1g Elect Director Mary E. Minnick Management For Voted - For
1h Elect Director Anne M. Mulcahy Management For Voted - For
1i Elect Director Derica W. Rice Management For Voted - For
1j Elect Director Gregg W. Steinhafel Management For Voted - For
1k Elect Director John G. Stumpf Management For Voted - For
1l Elect Director Solomon D. Trujillo Management For Voted - For
2 Ratify Auditors Management For Voted - For
113
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Report on Electronics Recycling and Preventing
E-Waste Export Shareholder Against Voted - Against
TECO ENERGY, INC.
CUSIP: 872375100 TICKER: TE
Meeting Date: 01-May-13 Meeting Type: Annual
1.1 Elect Director John B. Ramil Management For Voted - For
1.2 Elect Director Tom L. Rankin Management For Voted - For
1.3 Elect Director William D. Rockford Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend EEO Policy to Prohibit Discrimination based
on Sexual Orientation and Gender Identity Shareholder Against Voted - For
TENET HEALTHCARE CORPORATION
CUSIP: 88033G407 TICKER: THC
Meeting Date: 03-May-13 Meeting Type: Annual
1a Elect Director John Ellis 'Jeb' Bush Management For Voted - For
1b Elect Director Trevor Fetter Management For Voted - For
1c Elect Director Brenda J. Gaines Management For Voted - For
1d Elect Director Karen M. Garrison Management For Voted - For
1e Elect Director Edward A. Kangas Management For Voted - For
1f Elect Director J. Robert Kerrey Management For Voted - For
1g Elect Director Richard R. Pettingill Management For Voted - For
1h Elect Director Ronald A. Rittenmeyer Management For Voted - For
1i Elect Director James A. Unruh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
TERADYNE, INC.
CUSIP: 880770102 TICKER: TER
Meeting Date: 21-May-13 Meeting Type: Annual
1a Elect Director James W. Bagley Management For Voted - For
1b Elect Director Michael A. Bradley Management For Voted - For
1c Elect Director Albert Carnesale Management For Voted - For
1d Elect Director Daniel W. Christman Management For Voted - For
1e Elect Director Edwin J. Gillis Management For Voted - For
1f Elect Director Timothy E. Guertin Management For Voted - For
114
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Paul J. Tufano Management For Voted - For
1h Elect Director Roy A. Vallee Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
TESORO CORPORATION
CUSIP: 881609101 TICKER: TSO
Meeting Date: 01-May-13 Meeting Type: Annual
1.1 Elect Director Rodney F. Chase Management For Voted - For
1.2 Elect Director Gregory J. Goff Management For Voted - For
1.3 Elect Director Robert W. Goldman Management For Voted - For
1.4 Elect Director Steven H. Grapstein Management For Voted - For
1.5 Elect Director David Lilley Management For Voted - For
1.6 Elect Director Mary Pat McCarthy Management For Voted - For
1.7 Elect Director J.W. Nokes Management For Voted - For
1.8 Elect Director Susan Tomasky Management For Voted - For
1.9 Elect Director Michael E. Wiley Management For Voted - For
1.10 Elect Director Patrick Y. Yang Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
TEXAS INSTRUMENTS INCORPORATED
CUSIP: 882508104 TICKER: TXN
Meeting Date: 18-Apr-13 Meeting Type: Annual
1a Elect Director Ralph W. Babb, JR. Management For Voted - For
1b Elect Director Mark A. Blinn Management For Voted - For
1c Elect Director Daniel A. Carp Management For Voted - For
1d Elect Director Carrie S. Cox Management For Voted - For
1e Elect Director Pamela H. Patsley Management For Voted - For
1f Elect Director Robert E. Sanchez Management For Voted - For
1g Elect Director Wayne R. Sanders Management For Voted - For
1h Elect Director Ruth J. Simmons Management For Voted - For
1i Elect Director Richard K. Templeton Management For Voted - For
1j Elect Director Christine Todd Whitman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
115
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TEXTRON INC.
CUSIP: 883203101 TICKER: TXT
Meeting Date: 24-Apr-13 Meeting Type: Annual
1.1 Elect Director Scott C. Donnelly Management For Voted - For
1.2 Elect Director Kathleen M. Bader Management For Voted - For
1.3 Elect Director R. Kerry Clark Management For Voted - For
1.4 Elect Director James T. Conway Management For Voted - For
1.5 Elect Director Ivor J. Evans Management For Voted - For
1.6 Elect Director Lawrence K. Fish Management For Voted - For
1.7 Elect Director Paul E. Gagne Management For Voted - For
1.8 Elect Director Dain M. Hancock Management For Voted - For
1.9 Elect Director Lord Powell Management For Voted - For
1.10 Elect Director Lloyd G. Trotter Management For Voted - For
1.11 Elect Director James L. Ziemer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
THE AES CORPORATION
CUSIP: 00130H105 TICKER: AES
Meeting Date: 18-Apr-13 Meeting Type: Annual
1.1 Elect Director Andres R. Gluski Management For Voted - For
1.2 Elect Director Zhang Guo Bao Management For Voted - Against
1.3 Elect Director Kristina M. Johnson Management For Voted - For
1.4 Elect Director Tarun Khanna Management For Voted - For
1.5 Elect Director John A. Koskinen Management For Voted - For
1.6 Elect Director Philip Lader Management For Voted - For
1.7 Elect Director Sandra O. Moose Management For Voted - For
1.8 Elect Director John B. Morse, Jr. Management For Voted - For
1.9 Elect Director Moises Naim Management For Voted - For
1.10 Elect Director Charles O. Rossotti Management For Voted - For
1.11 Elect Director Sven Sandstrom Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE ALLSTATE CORPORATION
CUSIP: 020002101 TICKER: ALL
Meeting Date: 21-May-13 Meeting Type: Annual
1a Elect Director F. Duane Ackerman Management For Voted - For
1b Elect Director Robert D. Beyer Management For Voted - For
116
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Kermit R. Crawford Management For Voted - For
1d Elect Director Jack M. Greenberg Management For Voted - For
1e Elect Director Herbert L. Henkel Management For Voted - For
1f Elect Director Ronald T. LeMay Management For Voted - For
1g Elect Director Andrea Redmond Management For Voted - For
1h Elect Director H. John Riley, Jr. Management For Voted - For
1i Elect Director John W. Rowe Management For Voted - For
1j Elect Director Judith A. Sprieser Management For Voted - For
1k Elect Director Mary Alice Taylor Management For Voted - For
1l Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
THE BANK OF NEW YORK MELLON CORPORATION
CUSIP: 064058100 TICKER: BK
Meeting Date: 09-Apr-13 Meeting Type: Annual
1.1 Elect Director Ruth E. Bruch Management For Voted - For
1.2 Elect Director Nicholas M. Donofrio Management For Voted - For
1.3 Elect Director Gerald L. Hassell Management For Voted - For
1.4 Elect Director Edmund F. 'Ted' Kelly Management For Voted - For
1.5 Elect Director Richard J. Kogan Management For Voted - For
1.6 Elect Director Michael J. Kowalski Management For Voted - For
1.7 Elect Director John A. Luke, Jr. Management For Voted - For
1.8 Elect Director Mark A. Nordenberg Management For Voted - For
1.9 Elect Director Catherine A. Rein Management For Voted - For
1.10 Elect Director William C. Richardson Management For Voted - For
1.11 Elect Director Samuel C. Scott, III Management For Voted - For
1.12 Elect Director Wesley W. von Schack Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
THE BOEING COMPANY
CUSIP: 097023105 TICKER: BA
Meeting Date: 29-Apr-13 Meeting Type: Annual
1a Elect Director David L. Calhoun Management For Voted - For
1b Elect Director Arthur D. Collins, Jr. Management For Voted - For
1c Elect Director Linda Z. Cook Management For Voted - For
1d Elect Director Kenneth M. Duberstein Management For Voted - For
1e Elect Director Edmund P. Giambastiani, Jr. Management For Voted - For
1f Elect Director Lawrence W. Kellner Management For Voted - For
117
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Edward M. Liddy Management For Voted - For
1h Elect Director W. James McNerney, Jr. Management For Voted - For
1i Elect Director Susan C. Schwab Management For Voted - For
1j Elect Director Ronald A. Williams Management For Voted - For
1k Elect Director Mike S. Zafirovski Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Submit SERP to Shareholder Vote Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Stock Retention/Holding Period Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - For
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 TICKER: SCHW
Meeting Date: 16-May-13 Meeting Type: Annual
1a Elect Director Stephen A. Ellis Management For Voted - For
1b Elect Director Arun Sarin Management For Voted - For
1c Elect Director Charles R. Schwab Management For Voted - For
1d Elect Director Paula A. Sneed Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
THE CHUBB CORPORATION
CUSIP: 171232101 TICKER: CB
Meeting Date: 30-Apr-13 Meeting Type: Annual
1a Election Of Director Zoe Baird Budinger Management For Voted - For
1b Election Of Director Sheila P. Burke Management For Voted - For
1c Election Of Director James I. Cash, Jr. Management For Voted - For
1d Election Of Director John D. Finnegan Management For Voted - For
1e Election Of Director Lawrence W. Kellner Management For Voted - For
1f Election Of Director Martin G. Mcguinn Management For Voted - For
1g Election Of Director Lawrence M. Small Management For Voted - For
1h Election Of Director Jess Soderberg Management For Voted - For
1i Election Of Director Daniel E. Somers Management For Voted - For
1j Election Of Director William C. Weldon Management For Voted - For
1k Election Of Director James M. Zimmerman Management For Voted - For
1l Election Of Director Alfred W. Zollar Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
118
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Require Consistency with Corporate Values and
Report on Political Contributions Shareholder Against Voted - Against
5 Report on Sustainability Shareholder Against Voted - For
THE COCA-COLA COMPANY
CUSIP: 191216100 TICKER: KO
Meeting Date: 24-Apr-13 Meeting Type: Annual
1.1 Elect Director Herbert A. Allen Management For Voted - For
1.2 Elect Director Ronald W. Allen Management For Voted - Against
1.3 Elect Director Howard G. Buffett Management For Voted - For
1.4 Elect Director Richard M. Daley Management For Voted - For
1.5 Elect Director Barry Diller Management For Voted - For
1.6 Elect Director Helene D. Gayle Management For Voted - For
1.7 Elect Director Evan G. Greenberg Management For Voted - For
1.8 Elect Director Alexis M. Herman Management For Voted - For
1.9 Elect Director Muhtar Kent Management For Voted - For
1.10 Elect Director Robert A. Kotick Management For Voted - For
1.11 Elect Director Maria Elena Lagomasino Management For Voted - For
1.12 Elect Director Donald F. McHenry Management For Voted - For
1.13 Elect Director Sam Nunn Management For Voted - For
1.14 Elect Director James D. Robinson, III Management For Voted - For
1.15 Elect Director Peter V. Ueberroth Management For Voted - For
1.16 Elect Director Jacob Wallenberg Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Provide Right to Call Special Meeting Management For Voted - For
5 Establish Board Committee on Human Rights Shareholder Against Voted - Against
THE DOW CHEMICAL COMPANY
CUSIP: 260543103 TICKER: DOW
Meeting Date: 09-May-13 Meeting Type: Annual
1a Elect Director Arnold A. Allemang Management For Voted - For
1b Elect Director Ajay Banga Management For Voted - For
1c Elect Director Jacqueline K. Barton Management For Voted - For
1d Elect Director James A. Bell Management For Voted - For
1e Elect Director Jeff M. Fettig Management For Voted - For
1f Elect Director Andrew N. Liveris Management For Voted - For
1g Elect Director Paul Polman Management For Voted - For
1h Elect Director Dennis H. Reilley Management For Voted - For
1i Elect Director James M. Ringler Management For Voted - For
1j Elect Director Ruth G. Shaw Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
119
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Stock Retention Shareholder Against Voted - For
THE DUN & BRADSTREET CORPORATION
CUSIP: 26483E100 TICKER: DNB
Meeting Date: 08-May-13 Meeting Type: Annual
1a Elect Director Austin A. Adams Management For Voted - For
1b Elect Director John W. Alden Management For Voted - For
1c Elect Director Christopher J. Coughlin Management For Voted - For
1d Elect Director James N. Fernandez Management For Voted - For
1e Elect Director Paul R. Garcia Management For Voted - For
1f Elect Director Sara Mathew Management For Voted - For
1g Elect Director Sandra E. Peterson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
THE GAP, INC.
CUSIP: 364760108 TICKER: GPS
Meeting Date: 21-May-13 Meeting Type: Annual
1a Elect Director Adrian D. P. Bellamy Management For Voted - For
1b Elect Director Domenico De Sole Management For Voted - For
1c Elect Director Robert J. Fisher Management For Voted - Against
1d Elect Director William S. Fisher Management For Voted - For
1e Elect Director Isabella D. Goren Management For Voted - For
1f Elect Director Bob L. Martin Management For Voted - For
1g Elect Director Jorge P. Montoya Management For Voted - For
1h Elect Director Glenn K. Murphy Management For Voted - For
1i Elect Director Mayo A. Shattuck, III Management For Voted - For
1j Elect Director Katherine Tsang Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE GOODYEAR TIRE & RUBBER COMPANY
CUSIP: 382550101 TICKER: GT
Meeting Date: 15-Apr-13 Meeting Type: Annual
1a Elect Director William J. Conaty Management For Voted - For
1b Elect Director James A. Firestone Management For Voted - For
1c Elect Director Werner Geissler Management For Voted - For
1d Elect Director Peter S. Hellman Management For Voted - For
1e Elect Director Richard J. Kramer Management For Voted - For
120
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director W. Alan McCollough Management For Voted - For
1g Elect Director John E. McGlade Management For Voted - For
1h Elect Director Roderick A. Palmore Management For Voted - For
1i Elect Director Shirley D. Peterson Management For Voted - For
1j Elect Director Stephanie A. Streeter Management For Voted - For
1k Elect Director Thomas H. Weidemeyer Management For Voted - For
1l Elect Director Michael R. Wessel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Approve Omnibus Stock Plan Management For Voted - For
4 Reduce Supermajority Vote Requirement to Remove
Directors Management For Voted - For
5 Reduce Supermajority Vote Requirement for Certain
Business Combinations Management For Voted - For
6 Eliminate Cumulative Voting Management For Voted - For
7 Amend Right to Call Special Meeting Management For Voted - For
8 Opt Out of State's Control Share Acquisition Law Management For Voted - For
9 Ratify Auditors Management For Voted - For
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
CUSIP: 416515104 TICKER: HIG
Meeting Date: 15-May-13 Meeting Type: Annual
1a Elect Director Robert B. Allardice, III Management For Voted - For
1b Elect Director Trevor Fetter Management For Voted - For
1c Elect Director Paul G. Kirk, Jr. Management For Voted - For
1d Elect Director Liam E. McGee Management For Voted - For
1e Elect Director Kathryn A. Mikells Management For Voted - For
1f Elect Director Michael G. Morris Management For Voted - For
1g Elect Director Thomas A. Renyi Management For Voted - For
1h Elect Director Charles B. Strauss Management For Voted - For
1i Elect Director H. Patrick Swygert Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE HERSHEY COMPANY
CUSIP: 427866108 TICKER: HSY
Meeting Date: 30-Apr-13 Meeting Type: Annual
1.1 Elect Director Pamela M. Arway Management For Voted - For
1.2 Elect Director John P. Bilbrey Management For Voted - For
1.3 Elect Director Robert F. Cavanaugh Management For Voted - For
1.4 Elect Director Charles A. Davis Management For Voted - For
1.5 Elect Director Robert M. Malcolm Management For Voted - For
1.6 Elect Director James M. Mead Management For Voted - For
1.7 Elect Director James E. Nevels Management For Voted - For
121
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Anthony J. Palmer Management For Voted - For
1.9 Elect Director Thomas J. Ridge Management For Voted - For
1.10 Elect Director David L. Shedlarz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE NASDAQ OMX GROUP, INC.
CUSIP: 631103108 TICKER: NDAQ
Meeting Date: 22-May-13 Meeting Type: Annual
1a Elect Director Steven D. Black Management For Voted - For
1b Elect Director Borje E. Ekholm Management For Voted - For
1c Elect Director Robert Greifeld Management For Voted - For
1d Elect Director Glenn H. Hutchins Management For Voted - For
1e Elect Director Essa Kazim Management For Voted - For
1f Elect Director John D. Markese Management For Voted - For
1g Elect Director Ellyn A. McColgan Management For Voted - For
1h Elect Director Thomas F. O'Neill Management For Voted - For
1i Elect Director James S. Riepe Management For Voted - For
1j Elect Director Michael R. Splinter Management For Voted - For
1k Elect Director Lars R. Wedenborn Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement Management For Voted - For
5 Approve Amendment and Restatement of NASDAQ OMX's
Restated Certificate of Incorporation to Make Other
Non-Substantive Changes Management For Voted - For
THE PROGRESSIVE CORPORATION
CUSIP: 743315103 TICKER: PGR
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Director Lawton W. Fitt Management For Voted - For
1.2 Elect Director Jeffrey D. Kelly Management For Voted - For
1.3 Elect Director Peter B. Lewis Management For Voted - For
1.4 Elect Director Patrick H. Nettles Management For Voted - For
1.5 Elect Director Glenn M. Renwick Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
122
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE SHERWIN-WILLIAMS COMPANY
CUSIP: 824348106 TICKER: SHW
Meeting Date: 17-Apr-13 Meeting Type: Annual
1.1 Elect Director Arthur F. Anton Management For Voted - For
1.2 Elect Director Christopher M. Connor Management For Voted - For
1.3 Elect Director David F. Hodnik Management For Voted - For
1.4 Elect Director Thomas G. Kadien Management For Voted - For
1.5 Elect Director Richard J. Kramer Management For Voted - For
1.6 Elect Director Susan J. Kropf Management For Voted - For
1.7 Elect Director Richard K. Smucker Management For Voted - For
1.8 Elect Director John M. Stropki Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
THE SOUTHERN COMPANY
CUSIP: 842587107 TICKER: SO
Meeting Date: 22-May-13 Meeting Type: Annual
1a Elect Director Juanita Powell Baranco Management For Voted - For
1b Elect Director Jon A. Boscia Management For Voted - For
1c Elect Director Henry A. 'Hal' Clark, III Management For Voted - For
1d Electi Director Thomas A. Fanning Management For Voted - For
1e Elect Director David J. Grain Management For Voted - For
1f Elect Director H. William Habermeyer, Jr. Management For Voted - For
1g Elect Director Veronica M. Hagen Management For Voted - For
1h Elect Director Warren A. Hood, Jr. Management For Voted - For
1i Elect Director Donald M. James Management For Voted - For
1j Elect Director Dale E. Klein Management For Voted - For
1k Elect Director William G. Smith, Jr. Management For Voted - For
1l Elect Director Steven R. Specker Management For Voted - For
1m Elect Director E. Jenner Wood, III Management For Voted - Against
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Alter Mandatory Retirement Policy for Directors Management For Voted - For
5 Reduce Supermajority Vote Requirement Management For Voted - For
6 Reduce Supermajority Vote Requirement Management For Voted - For
123
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE TJX COMPANIES, INC.
CUSIP: 872540109 TICKER: TJX
Meeting Date: 11-Jun-13 Meeting Type: Annual
1.1 Elect Director Zein Abdalla Management For Voted - For
1.2 Elect Director Jose B. Alvarez Management For Voted - For
1.3 Elect Director Alan M. Bennett Management For Voted - For
1.4 Elect Director Bernard Cammarata Management For Voted - For
1.5 Elect Director David T. Ching Management For Voted - For
1.6 Elect Director Michael F. Hines Management For Voted - For
1.7 Elect Director Amy B. Lane Management For Voted - For
1.8 Elect Director Dawn G. Lepore Management For Voted - For
1.9 Elect Director Carol Meyrowitz Management For Voted - For
1.10 Elect Director John F. O'Brien Management For Voted - For
1.11 Elect Director Willow B. Shire Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE TRAVELERS COMPANIES, INC.
CUSIP: 89417E109 TICKER: TRV
Meeting Date: 22-May-13 Meeting Type: Annual
1a Elect Director Alan L. Beller Management For Voted - For
1b Elect Director John H. Dasburg Management For Voted - For
1c Elect Director Janet M. Dolan Management For Voted - For
1d Elect Director Kenneth M. Duberstein Management For Voted - For
1e Elect Director Jay S. Fishman Management For Voted - For
1f Elect Director Patricia L. Higgins Management For Voted - For
1g Elect Director Thomas R. Hodgson Management For Voted - For
1h Elect Director William J. Kane Management For Voted - For
1i Elect Director Cleve L. Killingsworth, Jr. Management For Voted - For
1j Elect Director Donald J. Shepard Management For Voted - For
1k Elect Director Laurie J. Thomsen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Authorize New Class of Preferred Stock Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
124
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE WASHINGTON POST COMPANY
CUSIP: 939640108 TICKER: WPO
Meeting Date: 09-May-13 Meeting Type: Annual
1.1. Elect Director Christopher C. Davis Management For Voted - For
1.2 Elect Director Thomas S. Gayner Management For Voted - For
1.3 Elect Director Anne M. Mulcahy Management For Voted - For
1.4 Elect Director Larry D. Thompson Management For Voted - For
THE WILLIAMS COMPANIES, INC.
CUSIP: 969457100 TICKER: WMB
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Director Alan S. Armstrong Management For Voted - For
1.2 Elect Director Joseph R. Cleveland Management For Voted - For
1.3 Elect Director Kathleen B. Cooper Management For Voted - For
1.4 Elect Director John A. Hagg Management For Voted - For
1.5 Elect Director Juanita H. Hinshaw Management For Voted - For
1.6 Elect Director Ralph Izzo Management For Voted - For
1.7 Elect Director Frank T. MacInnis Management For Voted - For
1.8 Elect Director Steven W. Nance Management For Voted - For
1.9 Elect Director Murray D. Smith Management For Voted - For
1.10 Elect Director Janice D. Stoney Management For Voted - For
1.11 Elect Director Laura A. Sugg Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THERMO FISHER SCIENTIFIC INC.
CUSIP: 883556102 TICKER: TMO
Meeting Date: 22-May-13 Meeting Type: Annual
1a Elect Director C. Martin Harris Management For Voted - For
1b Elect Director Judy C. Lewent Management For Voted - For
1c Elect Director Jim P. Manzi Management For Voted - For
1d Elect Director Lars R. Sorensen Management For Voted - For
1e Elect Director Elaine S. Ullian Management For Voted - For
1f Elect Director Marc N. Casper Management For Voted - For
1g Elect Director Nelson J. Chai Management For Voted - For
1h Elect Director Tyler Jacks Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
125
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TIFFANY & CO.
CUSIP: 886547108 TICKER: TIF
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Director Michael J. Kowalski Management For Voted - For
1.2 Elect Director Rose Marie Bravo Management For Voted - For
1.3 Elect Director Gary E. Costley Management For Voted - For
1.4 Elect Director Lawrence K. Fish Management For Voted - For
1.5 Elect Director Abby F. Kohnstamm Management For Voted - For
1.6 Elect Director Charles K. Marquis Management For Voted - For
1.7 Elect Director Peter W. May Management For Voted - For
1.8 Elect Director William A. Shutzer Management For Voted - For
1.9 Elect Director Robert S. Singer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TIME WARNER CABLE INC.
CUSIP: 88732J207 TICKER: TWC
Meeting Date: 16-May-13 Meeting Type: Annual
1a Elect Director Carole Black Management For Voted - For
1b Elect Director Glenn A. Britt Management For Voted - For
1c Elect Director Thomas H. Castro Management For Voted - For
1d Elect Director David C. Chang Management For Voted - For
1e Elect Director James E. Copeland, Jr. Management For Voted - For
1f Elect Director Peter R. Haje Management For Voted - For
1g Elect Director Donna A. James Management For Voted - For
1h Elect Director Don Logan Management For Voted - For
1i Elect Director N.J. Nicholas, Jr. Management For Voted - For
1j Elect Director Wayne H. Pace Management For Voted - For
1k Elect Director Edward D. Shirley Management For Voted - For
1l Elect Director John E. Sununu Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
5 Pro-rata Vesting of Equity Plan Shareholder Against Voted - For
TIME WARNER INC.
CUSIP: 887317303 TICKER: TWX
Meeting Date: 23-May-13 Meeting Type: Annual
1.1 Elect Director James L. Barksdale Management For Voted - For
1.2 Elect Director William P. Barr Management For Voted - For
126
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Jeffrey L. Bewkes Management For Voted - For
1.4 Elect Director Stephen F. Bollenbach Management For Voted - For
1.5 Elect Director Robert C. Clark Management For Voted - For
1.6 Elect Director Mathias Dopfner Management For Voted - For
1.7 Elect Director Jessica P. Einhorn Management For Voted - For
1.8 Elect Director Fred Hassan Management For Voted - For
1.9 Elect Director Kenneth J. Novack Management For Voted - For
1.10 Elect Director Paul D. Wachter Management For Voted - For
1.11 Elect Director Deborah C. Wright Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
T-MOBILE US, INC.
CUSIP: 872590104 TICKER: TMUS
Meeting Date: 04-Jun-13 Meeting Type: Annual
1.1 Elect Director W. Michael Barnes Management For Voted - For
1.2 Elect Director Srikant Datar Management For Voted - For
1.3 Elect Director Lawrence H. Guffey Management For Vote Withheld
1.4 Elect Director Timotheus Hottges Management For Vote Withheld
1.5 Elect Director Raphael Kubler Management For Vote Withheld
1.6 Elect Director Thorsten Langheim Management For Vote Withheld
1.7 Elect Director John J. Legere Management For Vote Withheld
1.8 Elect Director Rene Obermann Management For Vote Withheld
1.9 Elect Director James N. Perry, Jr. Management For Voted - For
1.10 Elect Director Teresa A. Taylor Management For Voted - For
1.11 Elect Director Kelvin R. Westbrook Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
TORCHMARK CORPORATION
CUSIP: 891027104 TICKER: TMK
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director Charles E. Adair Management For Voted - For
1.2 Elect Director Marilyn A. Alexander Management For Voted - For
1.3 Elect Director David L. Boren Management For Voted - For
1.4 Elect Director Jane M. Buchan Management For Voted - For
1.5 Elect Director Gary L. Coleman Management For Voted - For
1.6 Elect Director Larry M. Hutchison Management For Voted - For
1.7 Elect Director Robert W. Ingram Management For Voted - For
1.8 Elect Director Mark S. McAndrew Management For Voted - For
1.9 Elect Director Lloyd W. Newton Management For Voted - For
1.10 Elect Director Wesley D. Protheroe Management For Voted - For
1.11 Elect Director Darren M. Rebelez Management For Voted - For
127
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.12 Elect Director Lamar C. Smith Management For Voted - For
1.13 Elect Director Paul J. Zucconi Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TOTAL SYSTEM SERVICES, INC.
CUSIP: 891906109 TICKER: TSS
Meeting Date: 30-Apr-13 Meeting Type: Annual
1.1 Elect Director James H. Blanchard Management For Voted - For
1.2 Elect Director Richard Y. Bradley Management For Voted - For
1.3 Elect Director Kriss Cloninger III Management For Voted - For
1.4 Elect Director Walter W. Driver, Jr. Management For Voted - For
1.5 Elect Director Gardiner W. Garrard, Jr. Management For Voted - For
1.6 Elect Director Sidney E. Harris Management For Voted - For
1.7 Elect Director Mason H. Lampton Management For Voted - For
1.8 Elect Director H. Lynn Page Management For Voted - For
1.9 Elect Director Philip W. Tomlinson Management For Voted - For
1.10 Elect Director John T. Turner Management For Voted - For
1.11 Elect Director Richard W. Ussery Management For Voted - For
1.12 Elect Director M. Troy Woods Management For Voted - For
1.13 Elect Director James D. Yancey Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UNION PACIFIC CORPORATION
CUSIP: 907818108 TICKER: UNP
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Director Andrew H. Card, Jr. Management For Voted - For
1.2 Elect Director Erroll B. Davis, Jr. Management For Voted - For
1.3 Elect Director Thomas J. Donohue Management For Voted - For
1.4 Elect Director Archie W. Dunham Management For Voted - For
1.5 Elect Director Judith Richards Hope Management For Voted - For
1.6 Elect Director John J. Koraleski Management For Voted - For
1.7 Elect Director Charles C. Krulak Management For Voted - For
1.8 Elect Director Michael R. McCarthy Management For Voted - For
1.9 Elect Director Michael W. McConnell Management For Voted - For
1.10 Elect Director Thomas F. McLarty, III Management For Voted - For
1.11 Elect Director Steven R. Rogel Management For Voted - For
1.12 Elect Director Jose H. Villarreal Management For Voted - For
1.13 Elect Director James R. Young Management For Voted - For
2 Ratify Auditors Management For Voted - For
128
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
UNITED PARCEL SERVICE, INC.
CUSIP: 911312106 TICKER: UPS
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director F. Duane Ackerman Management For Voted - For
1b Elect Director Michael J. Burns Management For Voted - For
1c Elect Director D. Scott Davis Management For Voted - For
1d Elect Director Stuart E. Eizenstat Management For Voted - For
1e Elect Director Michael L. Eskew Management For Voted - For
1f Elect Director William R. Johnson Management For Voted - For
1g Elect Director Candace Kendle Management For Voted - For
1h Elect Director Ann M. Livermore Management For Voted - For
1i Elect Director Rudy H. P. Markham Management For Voted - For
1j Elect Director Clark T. Randt, Jr. Management For Voted - For
1k Elect Director Carol B. Tome Management For Voted - For
1l Elect Director Kevin M. Warsh Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
4 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
UNITED STATES STEEL CORPORATION
CUSIP: 912909108 TICKER: X
Meeting Date: 30-Apr-13 Meeting Type: Annual
1.1 Elect Director Dan O. Dinges Management For Voted - Against
1.2 Elect Director John G. Drosdick Management For Voted - Against
1.3 Elect Director John J. Engel Management For Voted - For
1.4 Elect Director Charles R. Lee Management For Voted - Against
1.5 Elect Director Thomas W. LaSorda Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Declassify the Board of Directors Shareholder Against Voted - For
UNITEDHEALTH GROUP INCORPORATED
CUSIP: 91324P102 TICKER: UNH
Meeting Date: 03-Jun-13 Meeting Type: Annual
1a Elect Director William C. Ballard, Jr. Management For Voted - For
1b Elect Director Edson Bueno Management For Voted - For
129
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Richard T. Burke Management For Voted - For
1d Elect Director Robert J. Darretta Management For Voted - For
1e Elect Director Stephen J. Hemsley Management For Voted - For
1f Elect Director Michele J. Hooper Management For Voted - For
1g Elect Director Rodger A. Lawson Management For Voted - For
1h Elect Director Douglas W. Leatherdale Management For Voted - For
1i Elect Director Glenn M. Renwick Management For Voted - For
1j Elect Director Kenneth I. Shine Management For Voted - For
1k Elect Director Gail R. Wilensky Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
UNUM GROUP
CUSIP: 91529Y106 TICKER: UNM
Meeting Date: 23-May-13 Meeting Type: Annual
1.1 Elect Director E. Michael Caulfield Management For Voted - For
1.2 Elect Director Ronald E. Goldsberry Management For Voted - For
1.3 Elect Director Kevin T. Kabat Management For Voted - For
1.4 Elect Director Michael J. Passarella Management For Voted - For
2 Declassify the Board of Directors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
URBAN OUTFITTERS, INC.
CUSIP: 917047102 TICKER: URBN
Meeting Date: 28-May-13 Meeting Type: Annual
1.1 Elect Director Scott A. Belair Management For Vote Withheld
1.2 Elect Director Robert H. Strouse Management For Voted - For
1.3 Elect Director Margaret A. Hayne Management For Vote Withheld
2 Amend Omnibus Stock Plan Management For Voted - Against
3 Eliminate Cumulative Voting and Adopt Majority Vote
Standard Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Adopt Policy and Report on Board Diversity Shareholder Against Voted - For
130
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VALERO ENERGY CORPORATION
CUSIP: 91913Y100 TICKER: VLO
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director Jerry D. Choate Management For Voted - For
1b Elect Director Ruben M. Escobedo Management For Voted - For
1c Elect Director William R. Klesse Management For Voted - For
1d Elect Director Deborah P. Majoras Management For Voted - For
1e Elect Director Bob Marbut Management For Voted - For
1f Elect Director Donald L. Nickles Management For Voted - For
1g Elect Director Philip J. Pfeiffer Management For Voted - For
1h Elect Director Robert A. Profusek Management For Voted - For
1i Elect Director Susan Kaufman Purcell Management For Voted - For
1j Elect Director Stephen M. Waters Management For Voted - For
1k Elect Director Randall J. Weisenburger Management For Voted - For
1l Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions and Lobbying
Expenditures Shareholder Against Voted - For
VENTAS, INC.
CUSIP: 92276F100 TICKER: VTR
Meeting Date: 16-May-13 Meeting Type: Annual
1a Elect Director Debra A. Cafaro Management For Voted - For
1b Elect Director Douglas Crocker, II Management For Voted - For
1c Elect Director Ronald G. Geary Management For Voted - For
1d Elect Director Jay M. Gellert Management For Voted - For
1e Elect Director Richard I. Gilchrist Management For Voted - For
1f Elect Director Matthew J. Lustig Management For Voted - For
1g Elect Director Douglas M. Pasquale Management For Voted - For
1h Elect Director Robert D. Reed Management For Voted - For
1i Elect Director Sheli Z. Rosenberg Management For Voted - For
1j Elect Director Glenn J. Rufrano Management For Voted - For
1k Elect Director James D. Shelton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
7 Adopt Anti Gross-up Policy Shareholder Against Voted - For
131
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VERISIGN, INC.
CUSIP: 92343E102 TICKER: VRSN
Meeting Date: 23-May-13 Meeting Type: Annual
1.1 Elect Director D. James Bidzos Management For Voted - For
1.2 Elect Director William L. Chenevich Management For Voted - For
1.3 Elect Director Kathleen A. Cote Management For Voted - For
1.4 Elect Director Roger H. Moore Management For Voted - For
1.5 Elect Director John D. Roach Management For Voted - For
1.6 Elect Director Louis A. Simpson Management For Voted - For
1.7 Elect Director Timothy Tomlinson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
VERIZON COMMUNICATIONS INC.
CUSIP: 92343V104 TICKER: VZ
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director Richard L. Carrion Management For Voted - For
1.2 Elect Director Melanie L. Healey Management For Voted - For
1.3 Elect Director M. Frances Keeth Management For Voted - For
1.4 Elect Director Robert W. Lane Management For Voted - For
1.5 Elect Director Lowell C. McAdam Management For Voted - For
1.6 Elect Director Sandra O. Moose Management For Voted - For
1.7 Elect Director Joseph Neubauer Management For Voted - For
1.8 Elect Director Donald T. Nicolaisen Management For Voted - For
1.9 Elect Director Clarence Otis, Jr. Management For Voted - For
1.10 Elect Director Hugh B. Price Management For Voted - For
1.11 Elect Director Rodney E. Slater Management For Voted - For
1.12 Elect Director Kathryn A. Tesija Management For Voted - For
1.13 Elect Director Gregory D. Wasson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Commit to Wireless Network Neutrality Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Adopt Proxy Access Right Shareholder Against Voted - For
8 Submit Severance Agreement (Change-in-Control) to
Shareholder Vote Shareholder Against Voted - For
9 Amend Articles/Bylaws/Charter- Call Special Meetings Shareholder Against Voted - For
10 Provide Right to Act by Written Consent Shareholder Against Voted - For
132
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
W.W. GRAINGER, INC.
CUSIP: 384802104 TICKER: GWW
Meeting Date: 24-Apr-13 Meeting Type: Annual
1.1 Elect Director Brian P. Anderson Management For Voted - For
1.2 Elect Director V. Ann Hailey Management For Voted - For
1.3 Elect Director William K. Hall Management For Voted - For
1.4 Elect Director Stuart L. Levenick Management For Voted - For
1.5 Elect Director John W. McCarter, Jr. Management For Voted - For
1.6 Elect Director Neil S. Novich Management For Voted - For
1.7 Elect Director Michael J. Roberts Management For Voted - For
1.8 Elect Director Gary L. Rogers Management For Voted - For
1.9 Elect Director James T. Ryan Management For Voted - For
1.10 Elect Director E. Scott Santi Management For Voted - For
1.11 Elect Director James D. Slavik Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WAL-MART STORES, INC.
CUSIP: 931142103 TICKER: WMT
Meeting Date: 07-Jun-13 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director James I. Cash, Jr. Management For Voted - For
1c Elect Director Roger C. Corbett Management For Voted - For
1d Elect Director Douglas N. Daft Management For Voted - For
1e Elect Director Michael T. Duke Management For Voted - Against
1f Elect Director Timothy P. Flynn Management For Voted - For
1g Elect Director Marissa A. Mayer Management For Voted - For
1h Elect Director Gregory B. Penner Management For Voted - For
1i Elect Director Steven S. Reinemund Management For Voted - For
1j Elect Director H. Lee Scott, Jr. Management For Voted - For
1k Elect Director Jim C. Walton Management For Voted - For
1l Elect Director S. Robson Walton Management For Voted - Against
1m Elect Director Christopher J. Williams Management For Voted - Against
1n Elect Director Linda S. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
6 Stock Retention/Holding Period Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - For
8 Disclosure of Recoupment Activity from Senior
Officers Shareholder Against Voted - For
133
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WASTE MANAGEMENT, INC.
CUSIP: 94106L109 TICKER: WM
Meeting Date: 10-May-13 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director Frank M. Clark, Jr. Management For Voted - For
1c Elect Director Patrick W. Gross Management For Voted - For
1d Elect Director Victoria M. Holt Management For Voted - For
1e Elect Director John C. Pope Management For Voted - For
1f Elect Director W. Robert Reum Management For Voted - For
1g Elect Director David P. Steiner Management For Voted - For
1h Elect Director Thomas H. Weidemeyer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Adopt Compensation Benchmarking Policy Shareholder Against Voted - For
WELLPOINT, INC.
CUSIP: 94973V107 TICKER: WLP
Meeting Date: 15-May-13 Meeting Type: Annual
1a Elect Director Sheila P. Burke Management For Voted - For
1b Elect Director George A. Schaefer, Jr. Management For Voted - For
1c Elect Director Joseph R. Swedish Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - Against
WELLS FARGO & COMPANY
CUSIP: 949746101 TICKER: WFC
Meeting Date: 23-Apr-13 Meeting Type: Annual
1a Elect Director John D. Baker, II Management For Voted - For
1b Elect Director Elaine L. Chao Management For Voted - For
1c Elect Director John S. Chen Management For Voted - For
1d Elect Director Lloyd H. Dean Management For Voted - For
1e Elect Director Susan E. Engel Management For Voted - For
1f Elect Director Enrique Hernandez, Jr. Management For Voted - For
1g Elect Director Donald M. James Management For Voted - For
1h Elect Director Cynthia H. Milligan Management For Voted - For
1i Elect Director Federico F. Pena Management For Voted - For
1j Elect Director Howard V. Richardson Management For Voted - For
134
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director Judith M. Runstad Management For Voted - For
1l Elect Director Stephen W. Sanger Management For Voted - For
1m Elect Director John G. Stumpf Management For Voted - For
1n Elect Director Susan G. Swenson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
7 Review Fair Housing and Fair Lending Compliance Shareholder Against Voted - For
WHIRLPOOL CORPORATION
CUSIP: 963320106 TICKER: WHR
Meeting Date: 16-Apr-13 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Gary T. DiCamillo Management For Voted - For
1c Elect Director Diane M. Dietz Management For Voted - For
1d Elect Director Jeff M. Fettig Management For Voted - For
1e Elect Director Michael F. Johnston Management For Voted - For
1f Elect Director William T. Kerr Management For Voted - For
1g Elect Director John D. Liu Management For Voted - For
1h Elect Director Harish Manwani Management For Voted - For
1i Elect Director William D. Perez Management For Voted - For
1j Elect Director Michael A. Todman Management For Voted - For
1k Elect Director Michael D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt a Policy in which the Company will not Make
or Promise to Make Any Death Benefit Payments to
Senior Executives Shareholder Against Voted - For
WINDSTREAM CORPORATION
CUSIP: 97381W104 TICKER: WIN
Meeting Date: 08-May-13 Meeting Type: Annual
1.1 Elect Director Carol B. Armitage Management For Voted - For
1.2 Elect Director Samuel E. Beall, III Management For Voted - For
1.3 Elect Director Dennis E. Foster Management For Voted - For
1.4 Elect Director Francis X. ('Skip') Frantz Management For Voted - For
1.5 Elect Director Jeffery R. Gardner Management For Voted - For
1.6 Elect Director Jeffrey T. Hinson Management For Voted - For
1.7 Elect Director Judy K. Jones Management For Voted - For
1.8 Elect Director William A. Montgomery Management For Voted - For
135
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Alan L. Wells Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
WISCONSIN ENERGY CORPORATION
CUSIP: 976657106 TICKER: WEC
Meeting Date: 02-May-13 Meeting Type: Annual
1.1 Elect Director John F. Bergstrom Management For Voted - For
1.2 Elect Director Barbara L. Bowles Management For Voted - For
1.3 Elect Director Patricia W. Chadwick Management For Voted - For
1.4 Elect Director Curt S. Culver Management For Voted - For
1.5 Elect Director Thomas J. Fischer Management For Voted - For
1.6 Elect Director Gale E. Klappa Management For Voted - For
1.7 Elect Director Henry W. Knueppel Management For Voted - For
1.8 Elect Director Ulice Payne, Jr. Management For Voted - For
1.9 Elect Director Mary Ellen Stanek Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WPX ENERGY, INC.
CUSIP: 98212B103 TICKER: WPX
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director John A. Carrig Management For Voted - For
1.2 Elect Director Henry E. Lentz Management For Voted - For
1.3 Elect Director William G. Lowrie Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Approve Omnibus Stock Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
WYNDHAM WORLDWIDE CORPORATION
CUSIP: 98310W108 TICKER: WYN
Meeting Date: 14-May-13 Meeting Type: Annual
1.1 Elect Director Brian Mulroney Management For Voted - For
1.2 Elect Director Michael H. Wargotz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
136
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Auditors Management For Voted - For
WYNN RESORTS, LIMITED
CUSIP: 983134107 TICKER: WYNN
Meeting Date: 07-May-13 Meeting Type: Annual
1.1 Elect Director Ray R. Irani Management For Vote Withheld
1.2 Elect Director Alvin V. Shoemaker Management For Vote Withheld
1.3 Elect Director D. Boone Wayson Management For Vote Withheld
1.4 Elect Director Stephen A. Wynn Management For Voted - For
2 Ratify Auditors Management For Voted - For
XCEL ENERGY INC.
CUSIP: 98389B100 TICKER: XEL
Meeting Date: 22-May-13 Meeting Type: Annual
1a Elect Director Gail Koziara Boudreaux Management For Voted - For
1b Elect Director Fredric W. Corrigan Management For Voted - For
1c Elect Director Richard K. Davis Management For Voted - For
1d Elect Director Benjamin G.S. Fowke, III Management For Voted - For
1e Elect Director Albert F. Moreno Management For Voted - For
1f Elect Director Richard T. O'Brien Management For Voted - For
1g Elect Director Christopher J. Policinski Management For Voted - For
1h Elect Director A. Patricia Sampson Management For Voted - For
1i Elect Director James J. Sheppard Management For Voted - For
1j Elect Director David A. Westerlund Management For Voted - For
1k Elect Director Kim Williams Management For Voted - For
1l Elect Director Timothy V. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
XEROX CORPORATION
CUSIP: 984121103 TICKER: XRX
Meeting Date: 21-May-13 Meeting Type: Annual
1.1 Elect Director Glenn A. Britt Management For Voted - For
1.2 Elect Director Ursula M. Burns Management For Voted - For
1.3 Elect Director Richard J. Harrington Management For Voted - For
1.4 Elect Director William Curt Hunter Management For Voted - For
1.5 Elect Director Robert J. Keegan Management For Voted - For
1.6 Elect Director Robert A. McDonald Management For Voted - For
1.7 Elect Director Charles Prince Management For Voted - For
1.8 Elect Director Ann N. Reese Management For Voted - For
137
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Sara Martinez Tucker Management For Voted - For
1.10 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
XL GROUP PLC
CUSIP: G98290102 TICKER: XL
Meeting Date: 26-Apr-13 Meeting Type: Annual
1 Elect Joseph Mauriello as Director Management For Voted - For
2 Elect Eugene M. McQuade as Director Management For Voted - For
3 Elect Clayton S. Rose as Director Management For Voted - For
4 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
XYLEM INC.
CUSIP: 98419M100 TICKER: XYL
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Curtis J. Crawford Management For Voted - For
1b Elect Director Robert F. Friel Management For Voted - For
1c Elect Director Surya N. Mohapatra Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
YUM! BRANDS, INC.
CUSIP: 988498101 TICKER: YUM
Meeting Date: 15-May-13 Meeting Type: Annual
1a Elect Director Michael J. Cavanagh Management For Voted - For
1b Elect Director David W. Dorman Management For Voted - For
1c Elect Director Massimo Ferragamo Management For Voted - For
1d Elect Director Mirian M. Graddick-Weir Management For Voted - For
1e Elect Director J. David Grissom Management For Voted - For
1f Elect Director Bonnie G. Hill Management For Voted - For
1g Elect Director Jonathan S. Linen Management For Voted - For
1h Elect Director Thomas C. Nelson Management For Voted - For
1i Elect Director David C. Novak Management For Voted - For
138
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Thomas M. Ryan Management For Voted - For
1k Elect Director Jing-Shyh S. Su Management For Voted - For
1l Elect Director Robert D. Walter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt Comprehensive Packaging Recycling Strategy Shareholder Against Voted - Against
ZIMMER HOLDINGS, INC.
CUSIP: 98956P102 TICKER: ZMH
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Christopher B. Begley Management For Voted - For
1b Elect Director Betsy J. Bernard Management For Voted - For
1c Elect Director Gail K. Boudreaux Management For Voted - For
1d Elect Director David C. Dvorak Management For Voted - For
1e Elect Director Larry C. Glasscock Management For Voted - For
1f Elect Director Robert A. Hagemann Management For Voted - For
1g Elect Director Arthur J. Higgins Management For Voted - For
1h Elect Director John L. McGoldrick Management For Voted - For
1i Elect Director Cecil B. Pickett Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
ZIONS BANCORPORATION
CUSIP: 989701107 TICKER: ZION
Meeting Date: 24-May-13 Meeting Type: Annual
1a Elect Director Jerry C. Atkin Management For Voted - For
1b Elect Director R.D. Cash Management For Voted - For
1c Elect Director Patricia Frobes Management For Voted - For
1d Elect Director J. David Heaney Management For Voted - For
1e Elect Director Roger B. Porter Management For Voted - For
1f Elect Director Stephen D. Quinn Management For Voted - For
1g Elect Director Harris H. Simmons Management For Voted - For
1h Elect Director L.E. Simmons Management For Voted - For
1i Elect Director Shelley Thomas Williams Management For Voted - For
1j Elect Director Steven C. Wheelwright Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5 Require Independent Board Chairman Shareholder Against Voted - For
139
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BP PLC
CUSIP: 055622104 TICKER: BP.
Meeting Date: 11-Apr-13 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Bob Dudley as Director Management For Voted - For
4 Re-elect Iain Conn as Director Management For Voted - For
5 Re-elect Dr Brian Gilvary as Director Management For Voted - For
6 Re-elect Paul Anderson as Director Management For Voted - For
7 Re-elect Frank Bowman as Director Management For Voted - For
8 Re-elect Antony Burgmans as Director Management For Voted - For
9 Re-elect Cynthia Carroll as Director Management For Voted - For
10 Re-elect George David as Director Management For Voted - For
11 Re-elect Ian Davis as Director Management For Voted - For
12 Re-elect Dame Ann Dowling as Director Management For Voted - For
13 Re-elect Brendan Nelson as Director Management For Voted - For
14 Re-elect Phuthuma Nhleko as Director Management For Voted - For
15 Re-elect Andrew Shilston as Director Management For Voted - For
16 Re-elect Carl-Henric Svanberg as Director Management For Voted - For
17 Reappoint Ernst & Young LLP as Auditors and
Authorise Their Remuneration Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
21 Authorise the Company to Call EGM with Two Weeks'
Notice Management For Voted - For
CHEVRON CORPORATION
CUSIP: 166764100 TICKER: CVX
Meeting Date: 29-May-13 Meeting Type: Annual
1a Elect Director Linnet F. Deily Management For Voted - For
1b Elect Director Robert E. Denham Management For Voted - For
1c Elect Director Alice P. Gast Management For Voted - For
1d Elect Director Enrique Hernandez, Jr. Management For Voted - For
1e Elect Director George L. Kirkland Management For Voted - For
1f Elect Director Charles W. Moorman, IV Management For Voted - For
1g Elect Director Kevin W. Sharer Management For Voted - For
1h Elect Director John G. Stumpf Management For Voted - For
1i Elect Director Ronald D. Sugar Management For Voted - For
1j Elect Director Carl Ware Management For Voted - For
1k Elect Director John S. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
140
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
6 Report on Offshore Oil Wells and Spill Mitigation
Measures Shareholder Against Voted - Against
7 Report on Financial Risks of Climate Change Shareholder Against Voted - Against
8 Report on Lobbying Payments and Policy Shareholder Against Voted - For
9 Prohibit Political Contributions Shareholder Against Voted - Against
10 Provide for Cumulative Voting Shareholder Against Voted - For
11 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
12 Require Director Nominee with Environmental
Expertise Shareholder Against Voted - For
13 Adopt Guidelines for Country Selection Shareholder Against Voted - For
CHICAGO BRIDGE & IRON COMPANY N.V.
CUSIP: 167250109 TICKER: CBI
Meeting Date: 08-May-13 Meeting Type: Annual
1a Elect Deborah M. Fretz as Director Management For Voted - For
1b Elect Michael L. Underwood as Director Management For Voted - For
2 Approve Remuneration Report Containing Remuneration
Policy for Management Board Members Management For Voted - For
3 Approve Financial Statements, Discuss Statutory
Reports, and Approve Publication of Information in
English Management For Voted - For
4 Approve Financial Statements, Allocation of Income
and Dividends of 0.20 per Share, and Discharge
Directors Management For Voted - For
5 Approve Discharge of Management Board Management For Voted - For
6 Approve Discharge of Supervisory Board Management For Voted - For
7 Ratify Ernst & Young LLP as Auditors Management For Voted - For
8 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
9 Grant Board Authority to Issue Shares Management For Voted - For
10 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
CHICAGO BRIDGE & IRON COMPANY NV
CUSIP: 167250109 TICKER: CBI
Meeting Date: 18-Dec-12 Meeting Type: Special
1 Approve Merger Agreement between The Shaw Group
Inc. and Crystal Acquisition Subsidiary Inc. Management For Voted - For
2 Adjourn Meeting Management For Voted - For
141
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA PETROLEUM & CHEMICAL CORP.
CUSIP: 16941R108 TICKER: 00386
Meeting Date: 16-Oct-12 Meeting Type: Special
1 Approve Connected Transaction with a Related Party Management For Voted - Against
2 Approve Zhong Ke Guangdong Refinery Integration
Project Management For Voted - For
3 Amend Articles of Association Management For Voted - For
Meeting Date: 29-May-13 Meeting Type: Annual/Special
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of Supervisors Management For Voted - For
3 Accept Financial Statements and Statutory Reports Management For Voted - For
4 Approve Interim Profit Distribution Plan for the
Year 2013 Management For Voted - For
5 Appoint PricewaterhouseCoopers and
PricewaterhouseCoopers Zhong Tian CPA's Limited
Company as Exteral Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
6 Approve Profit Distribution Plan for the Year Ended
Dec. 31, 2012 Management For Voted - For
7 Amend Articles of Association Management For Voted - For
8 Approve Extension of Validity Period of the
Resolution in Relation to the Issuance of A Share
Convertible Corporate Bonds and Other Related
Matters Management For Voted - For
9 Authorize Board to Determine the Proposed Pan for
the Issuance of Debt Financing Instruments Management For Voted - Against
10 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
1 Approve Profit Distribution Proposal for the Year
2012 Management For Voted - For
CNOOC LTD.
CUSIP: 126132109 TICKER: 00883
Meeting Date: 21-Nov-12 Meeting Type: Special
1 Approve Non-exempt Revised Caps for Relevant
Categories of the Continuing Connected Transactions
in Respect of 2012 and 2013 Management For Voted - For
Meeting Date: 24-May-13 Meeting Type: Annual
A1 Approve Audited Accounts with Director's Report and
Auditors' Report Management For Voted - For
A2 Declare Final Dividend Management For Voted - For
A3 Elect Yang Hua as Director Management For Voted - For
A4 Elect Zhou Shouwei as Director Management For Voted - For
142
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A5 Elect Chiu Sung Hong as Director Management For Voted - For
A6 Authorize the Board to Fix Remuneration of Directors Management For Voted - For
A7 Appoint Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
B1 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
B2 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
B3 Authorize Reissuance of Repurchased Shares Management For Voted - Against
CONOCOPHILLIPS
CUSIP: 20825C104 TICKER: COP
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Richard L. Armitage Management For Voted - For
1b Elect Director Richard H. Auchinleck Management For Voted - For
1c Elect Director James E. Copeland, Jr. Management For Voted - For
1d Elect Director Jody L. Freeman Management For Voted - For
1e Elect Director Gay Huey Evans Management For Voted - For
1f Elect Director Ryan M. Lance Management For Voted - For
1g Elect Director Mohd H. Marican Management For Voted - For
1h Elect Director Robert A. Niblock Management For Voted - For
1i Elect Director Harald J. Norvik Management For Voted - For
1j Elect Director William E. Wade, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
6 Amend EEO Policy to Prohibit Discrimination based
on Gender Identity Shareholder Against Voted - For
DEVON ENERGY CORPORATION
CUSIP: 25179M103 TICKER: DVN
Meeting Date: 05-Jun-13 Meeting Type: Annual
1.1 Elect Director Robert H. Henry Management For Voted - For
1.2 Elect Director John A. Hill Management For Voted - For
1.3 Elect Director Michael M. Kanovsky Management For Voted - For
1.4 Elect Director Robert A. Mosbacher, Jr. Management For Voted - For
1.5 Elect Director J. Larry Nichols Management For Voted - For
1.6 Elect Director Duane C. Radtke Management For Voted - For
1.7 Elect Director Mary P. Ricciardello Management For Voted - For
1.8 Elect Director John Richels Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
143
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
ENBRIDGE INC.
CUSIP: 29250N105 TICKER: ENB
Meeting Date: 08-May-13 Meeting Type: Annual
1.1 Elect Director David A. Arledge Management For Voted - For
1.2 Elect Director James J. Blanchard Management For Voted - For
1.3 Elect Director J. Lorne Braithwaite Management For Voted - For
1.4 Elect Director J. Herb England Management For Voted - For
1.5 Elect Director Charles W. Fischer Management For Voted - For
1.6 Elect Director V. Maureen Kempston Darkes Management For Voted - For
1.7 Elect Director David A. Leslie Management For Voted - For
1.8 Elect Director Al Monaco Management For Voted - For
1.9 Elect Director George K. Petty Management For Voted - For
1.10 Elect Director Charles E. Shultz Management For Voted - For
1.11 Elect Director Dan C. Tutcher Management For Voted - For
1.12 Elect Director Catherine L. Williams Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For
EXXON MOBIL CORPORATION
CUSIP: 30231G102 TICKER: XOM
Meeting Date: 29-May-13 Meeting Type: Annual
1.1 Elect Director M.J. Boskin Management For Voted - For
1.2 Elect Director P. Brabeck-Letmathe Management For Voted - For
1.3 Elect Director U.M. Burns Management For Voted - For
1.4 Elect Director L.R. Faulkner Management For Voted - For
1.5 Elect Director J.S. Fishman Management For Voted - For
1.6 Elect Director H.H. Fore Management For Voted - For
1.7 Elect Director K.C. Frazier Management For Voted - For
1.8 Elect Director W.W. George Management For Voted - For
1.9 Elect Director S.J. Palmisano Management For Voted - For
1.10 Elect Director S.S. Reinemund Management For Voted - For
1.11 Elect Director R.W. Tillerson Management For Voted - For
1.12 Elect Director W.C. Weldon Management For Voted - For
1.13 Elect Director E.E. Whitacre, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
144
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
6 Limit Directors to a Maximum of Three Board
Memberships in Companies with Sales over $500
Million Annually Shareholder Against Voted - Against
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Study Feasibility of Prohibiting Political
Contributions Shareholder Against Voted - Against
9 Adopt Sexual Orientation Anti-bias Policy Shareholder Against Voted - Against
10 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
11 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
FLUOR CORPORATION
CUSIP: 343412102 TICKER: FLR
Meeting Date: 02-May-13 Meeting Type: Annual
1A Elect Director Peter K. Barker Management For Voted - Against
1B Elect Director Alan M. Bennett Management For Voted - For
1C Elect Director Rosemary T. Berkery Management For Voted - Against
1D Elect Director James T. Hackett Management For Voted - For
1E Elect Director Kent Kresa Management For Voted - For
1F Elect Director Dean R. O'Hare Management For Voted - For
1G Elect Director Armando J. Olivera Management For Voted - For
1H Elect Director David T. Seaton Management For Voted - For
1I Elect Director Nader H. Sultan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
HOLLYFRONTIER CORPORATION
CUSIP: 436106108 TICKER: HFC
Meeting Date: 15-May-13 Meeting Type: Annual
1a Elect Director Douglas Y. Bech Management For Voted - For
1b Elect Director Buford P. Berry Management For Voted - For
1c Elect Director Leldon E. Echols Management For Voted - For
1d Elect Director R. Kevin Hardage Management For Voted - For
1e Elect Director Michael C. Jennings Management For Voted - For
1f Elect Director Robert J. Kostelnik Management For Voted - For
1g Elect Director James H. Lee Management For Voted - For
1h Elect Director Robert G. McKenzie Management For Voted - For
1i Elect Director Franklin Myers Management For Voted - For
1j Elect Director Michael E. Rose Management For Voted - For
1k Elect Director Tommy A. Valenta Management For Voted - For
145
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
JACOBS ENGINEERING GROUP INC.
CUSIP: 469814107 TICKER: JEC
Meeting Date: 24-Jan-13 Meeting Type: Annual
1a Elect Director Robert C. Davidson, Jr. Management For Voted - For
1b Elect Director Ralph E. Eberhart Management For Voted - For
1c Elect Director Edward V. Fritzky Management For Voted - For
1d Elect Director Christopher M.T. Thompson Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Declassify the Board of Directors Shareholder Against Voted - For
MARATHON OIL CORPORATION
CUSIP: 565849106 TICKER: MRO
Meeting Date: 24-Apr-13 Meeting Type: Annual
1a Elect Director Gregory H. Boyce Management For Voted - For
1b Elect Director Pierre Brondeau Management For Voted - For
1c Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1d Elect Director Linda Z. Cook Management For Voted - For
1e Elect Director Shirley Ann Jackson Management For Voted - For
1f Elect Director Philip Lader Management For Voted - For
1g Elect Director Michael E. J. Phelps Management For Voted - For
1h Elect Director Dennis H. Reilley Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
MARATHON PETROLEUM CORPORATION
CUSIP: 56585A102 TICKER: MPC
Meeting Date: 24-Apr-13 Meeting Type: Annual
1.1 Elect Director Evan Bayh Management For Voted - For
1.2 Elect Director William L. Davis Management For Voted - For
1.3 Elect Director Thomas J. Usher Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
146
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MURPHY OIL CORPORATION
CUSIP: 626717102 TICKER: MUR
Meeting Date: 08-May-13 Meeting Type: Annual
1a Elect Director Frank W. Blue Management For Voted - For
1b Elect Director Steven A. Cosse Management For Voted - For
1c Elect Director Claiborne P. Deming Management For Voted - For
1d Elect Director Robert A. Hermes Management For Voted - For
1e Elect Director James V. Kelley Management For Voted - For
1f Elect Director Walentin Mirosh Management For Voted - For
1g Elect Director R. Madison Murphy Management For Voted - For
1h Elect Director J.W. Nolan Management For Voted - For
1i Elect Director Neal E. Schmale Management For Voted - For
1j Elect Director David J.H. Smith Management For Voted - For
1k Elect Director Caroline G. Theus Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
OIL STATES INTERNATIONAL, INC.
CUSIP: 678026105 TICKER: OIS
Meeting Date: 15-May-13 Meeting Type: Annual
1.1 Elect Director Martin A. Lambert Management For Voted - For
1.2 Elect Director Mark G. Papa Management For Voted - For
1.3 Elect Director Stephen A. Wells Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
PETROCHINA COMPANY LIMITED
CUSIP: 71646E100 TICKER: 601857
Meeting Date: 23-May-13 Meeting Type: Annual
1 Accept Report of the Board of Directors Management For Voted - For
2 Accept Report of the Supervisory Committee Management For Voted - For
3 Accept Audited Financial Statements Management For Voted - For
4 Approve Final Dividend Management For Voted - For
5 Authorize Board to Determine Distribution of
Interim Dividends Management For Voted - For
6 Appoint KPMG Huazhen and KPMG as Domestic and
International Auditors, Respectively, and Authorize
Board to Fix Their Remuneration Management For Voted - For
7a Elect Li Qingyi as Supervisor Management For Voted - For
147
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7b Elect Fan Fuchun as Supervisor Management For Voted - For
8 Amend Articles of Association of the Company Management For Voted - For
9 Approve Issuance of Debt Financing Instruments of
Up to RMB 100 Billion Management For Voted - For
10 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
PHILLIPS 66
CUSIP: 718546104 TICKER: PSX
Meeting Date: 08-May-13 Meeting Type: Annual
1a Elect Director Greg C. Garland Management For Voted - For
1b Elect Director John E. Lowe Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
ROYAL DUTCH SHELL PLC
CUSIP: 780259206 TICKER: RDSA
Meeting Date: 21-May-13 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Josef Ackermann as Director Management For Voted - For
4 Re-elect Guy Elliott as Director Management For Voted - For
5 Re-elect Simon Henry as Director Management For Voted - For
6 Re-elect Charles Holliday as Director Management For Voted - For
7 Re-elect Gerard Kleisterlee as Director Management For Voted - For
8 Re-elect Jorma Ollila as Director Management For Voted - For
9 Re-elect Sir Nigel Sheinwald as Director Management For Voted - For
10 Re-elect Linda Stuntz as Director Management For Voted - For
11 Re-elect Peter Voser as Director Management For Voted - For
12 Re-elect Hans Wijers as Director Management For Voted - For
13 Elect Gerrit Zalm as Director Management For Voted - For
14 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
15 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
16 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise EU Political Donations and Expenditure Management For Voted - For
148
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STATOIL ASA
CUSIP: 85771P102 TICKER: STL
Meeting Date: 14-May-13 Meeting Type: Annual
1 Open Meeting Management Non-Voting
2 Registration of Attending Shareholders and Proxies Management Non-Voting
3 Elect Chairman of Meeting Management For Voted - For
4 Approve Notice of Meeting and Agenda Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Approve Financial Statements and Statutory Reports;
Approve Allocation of Income and Dividends of NOK
6.75 per Share Management For Voted - For
7 Withdraw Company from Tar Sands Activities in Canada Shareholder Against Voted - Against
8 Withdraw Company from Ice-Laden Activities in the
Arctic Shareholder Against Voted - Against
9 Approve Board of Directors' Statement on Company
Corporate Governance Management For Voted - For
10 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Voted - Against
11 Approve Remuneration of Auditors Management For Voted - For
12 Amend Articles Re: Appointment of Nominating
Committee Members Management For Voted - For
13 Approve Remuneration of Corporate Assembly in the
Amount of NOK 112,200 for the Chairman, NOK 59,100
for the Vice Chairman, NOK 41,500 for Other
Members, and NOK 5,900 for Deputy Members Management For Voted - For
14 Elect Elisabeth Berge and Johan Alstad as Member
and Deputy Member of Nominating Committee Management For Voted - For
15 Approve Remuneration of Nominating Committee in the
Amount of NOK 11,200 for the Chairman and NOK 8,300
for Other Members Management For Voted - For
16 Authorize Repurchase and Reissuance of Shares up to
a Nominal Value of NOK 27.5 Million in Connection
with Share Saving Scheme for Employees Management For Voted - Against
17 Authorize Repurchase of up to 75 Million Shares For
Cancellation Purposes Management For Voted - For
TOTAL SA
CUSIP: 89151E109 TICKER: FP
Meeting Date: 17-May-13 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
2.34 per Share Management For Voted - For
4 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
5 Reelect Thierry Desmarest as Director Management For Voted - For
149
YIELD SHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Reelect Gunnar Brock as Director Management For Voted - For
7 Reelect Gerard Lamarche as Director Management For Voted - For
8 Elect Charles Keller and Philippe Marchandise as
Representative of Employee Shareholders to the Board Management For Voted - For
9 Approve Remuneration of Directors in the Aggregate
Amount of EUR 1.40 Million Management For Voted - For
10 Authorize up to 0.75 Percent of Issued Capital for
Use in Stock Option Plan Management For Voted - Against
11 Approve Employee Stock Purchase Plan Management For Voted - For
12 Approve the Establishment of an Independent Ethics
Committee Shareholder Against Voted - Against
13 Approve to Link Remuneration to Positive Safety
Indicators Shareholder Against Voted - Against
14 Acquire the Diversity Label Shareholder Against Voted - Against
15 Approve Nomination of Employees Representative to
the Remuneration Committee Shareholder Against Voted - Against
16 Allow Loyalty Dividends to Long-Term Registered
Shareholders Shareholder Against Voted - Against
VALERO ENERGY CORPORATION
CUSIP: 91913Y100 TICKER: VLO
Meeting Date: 02-May-13 Meeting Type: Annual
1a Elect Director Jerry D. Choate Management For Voted - For
1b Elect Director Ruben M. Escobedo Management For Voted - For
1c Elect Director William R. Klesse Management For Voted - For
1d Elect Director Deborah P. Majoras Management For Voted - For
1e Elect Director Bob Marbut Management For Voted - For
1f Elect Director Donald L. Nickles Management For Voted - For
1g Elect Director Philip J. Pfeiffer Management For Voted - For
1h Elect Director Robert A. Profusek Management For Voted - For
1i Elect Director Susan Kaufman Purcell Management For Voted - For
1j Elect Director Stephen M. Waters Management For Voted - For
1k Elect Director Randall J. Weisenburger Management For Voted - For
1l Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions and Lobbying
Expenditures Shareholder Against Voted - For
150
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
/s/ J. Garrett Stevens CEO
Date: August 30, 2013
151