UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-22263
EXCHANGE TRADED CONCEPTS TRUST
(Exact name of registrant as specified in charter)
2545 S. KELLY AVENUE
SUITE C
EDMOND, OK 73013
(Address of principal executive offices)
J. GARRETT STEVENS
EXCHANGE TRADED CONCEPTS TRUST
2545 SOUTH KELLY AVENUE
SUITE C
EDMOND, OKLAHOMA 73013
(Name and address of agent for service)
Registrant's Telephone Number: 405-778-8377
FUND FISCAL YEAR END REPORTING PERIOD
YieldShares High Income ETF April 30 July 1, 2013 - June 30, 2014
Forensic Accounting ETF November 30 July 1, 2013 - June 30, 2014
ROBO-STOX[] Global Robotics and Automation
Index ETF April 30 October 21, 2013 - June 30, 2014
VelocityShares Equal Risk Weighted Large Cap ETF April 30 July 29, 2013 - June 30, 2014
Yorkville High Income Infrastructure MLP ETF November 30 July 1, 2013 - June 30, 2014
Yorkville High Income MLP ETF November 30 July 1, 2013 - June 30, 2014
1
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M COMPANY
CUSIP: 88579Y101 TICKER: MMM
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Thomas 'Tony' K. Brown Management For Voted - For
1c Elect Director Vance D. Coffman Management For Voted - For
1d Elect Director Michael L. Eskew Management For Voted - For
1e Elect Director Herbert L. Henkel Management For Voted - For
1f Elect Director Muhtar Kent Management For Voted - For
1g Elect Director Edward M. Liddy Management For Voted - For
1h Elect Director Inge G. Thulin Management For Voted - For
1i Elect Director Robert J. Ulrich Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
ABBOTT LABORATORIES
CUSIP: 002824100 TICKER: ABT
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director Robert J. Alpern Management For Voted - For
1.2 Elect Director Roxanne S. Austin Management For Voted - For
1.3 Elect Director Sally E. Blount Management For Voted - For
1.4 Elect Director W. James Farrell Management For Voted - For
1.5 Elect Director Edward M. Liddy Management For Voted - For
1.6 Elect Director Nancy McKinstry Management For Voted - For
1.7 Elect Director Phebe N. Novakovic Management For Voted - For
1.8 Elect Director William A. Osborn Management For Voted - For
1.9 Elect Director Samuel C. Scott, III Management For Voted - For
1.10 Elect Director Glenn F. Tilton Management For Voted - For
1.11 Elect Director Miles D. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Label Products with GMO Ingredients Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
6 Cease Compliance Adjustments to Performance Criteria Shareholder Against Voted - For
2
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABBVIE INC.
CUSIP: 00287Y109 TICKER: ABBV
Meeting Date: 09-May-14 Meeting Type: Annual
1.1 Elect Director Robert J. Alpern Management For Voted - For
1.2 Elect Director Edward M. Liddy Management For Voted - For
1.3 Elect Director Frederick H. Waddell Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ACE LIMITED
CUSIP: H0023R105 TICKER: ACE
Meeting Date: 15-May-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Allocate Disposable Profit Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Elect Director John Edwardson Management For Voted - For
4.2 Elect Director Kimberly Ross Management For Voted - For
4.3 Elect Director Robert Scully Management For Voted - For
4.4 Elect Director David Sidwell Management For Voted - For
4.5 Elect Director Evan G. Greenberg Management For Voted - For
4.6 Elect Director Robert M. Hernandez Management For Voted - For
4.7 Elect Director Michael G. Atieh Management For Voted - For
4.8 Elect Director Mary A. Cirillo Management For Voted - For
4.9 Elect Director Michael P. Connors Management For Voted - For
4.10 Elect Director Peter Menikoff Management For Voted - For
4.11 Elect Director Leo F. Mullin Management For Voted - For
4.12 Elect Director Eugene B. Shanks, Jr. Management For Voted - For
4.13 Elect Director Theodore E. Shasta Management For Voted - For
4.14 Elect Director Olivier Steimer Management For Voted - For
5 Elect Evan G. Greenberg as Board Chairman Management For Voted - Against
6.1 Appoint Michael P. Connors as Member of the
Compensation Committee Management For Voted - For
6.2 Appoint Mary A. Cirillo as Member of the
Compensation Committee Management For Voted - For
6.3 Appoint John Edwardson as Member of the
Compensation Committee Management For Voted - For
6.4 Appoint Robert M. Hernandez as Member of the
Compensation Committee Management For Voted - For
7 Designate Homburger AG as Independent Proxy Management For Voted - For
8.1 Ratify PricewaterhouseCoopers AG (Zurich) as
Auditors Management For Voted - For
8.2 Ratify PricewaterhouseCoopers LLP (United States)
as Independent Registered Accounting Firm as
Auditors Management For Voted - For
3
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8.3 Ratify BDO AG (Zurich) as Special Auditors Management For Voted - For
9 Approve Creation of CHF 3.7 Billion Pool of Capital
without Preemptive Rights Management For Voted - For
10 Approve Dividend Distribution From Legal Reserves
Through Reduction of Par Value Management For Voted - For
11 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
12 Transact Other Business (Voting) Management For Voted - Against
ACTAVIS, INC.
CUSIP: 00507K103 TICKER: ACT
Meeting Date: 10-Sep-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Approve Creation of Distributable Reserves Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
4 Adjourn Meeting Management For Voted - For
ADVANCED MICRO DEVICES, INC.
CUSIP: 007903107 TICKER: AMD
Meeting Date: 12-Jul-13 Meeting Type: Annual
1a Elect Director Bruce L. Claflin Management For Voted - For
1b Elect Director W. Michael Barnes Management For Voted - For
1c Elect Director John E. Caldwell Management For Voted - For
1d Elect Director Henry WK Chow Management For Voted - For
1e Elect Director Nicholas M. Donofrio Management For Voted - For
1f Elect Director H. Paulett Eberhart Management For Voted - For
1g Elect Director Martin L. Edelman Management For Voted - For
1h Elect Director John R. Harding Management For Voted - For
1i Elect Director Rory P. Read Management For Voted - For
1j Elect Director Ahmed Yahia Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AECOM TECHNOLOGY CORPORATION
CUSIP: 00766T100 TICKER: ACM
Meeting Date: 06-Mar-14 Meeting Type: Annual
1.1 Elect Director Michael S. Burke Management For Voted - For
1.2 Elect Director David W. Joos Management For Voted - For
1.3 Elect Director Robert J. Routs Management For Voted - For
2 Ratify Auditors Management For Voted - For
4
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
AETNA INC.
CUSIP: 00817Y108 TICKER: AET
Meeting Date: 30-May-14 Meeting Type: Annual
1a Elect Director Fernando Aguirre Management For Voted - For
1b Elect Director Mark T. Bertolini Management For Voted - For
1c Elect Director Frank M. Clark Management For Voted - For
1d Elect Director Betsy Z. Cohen Management For Voted - For
1e Elect Director Molly J. Coye Management For Voted - For
1f Elect Director Roger N. Farah Management For Voted - For
1g Elect Director Barbara Hackman Franklin Management For Voted - For
1h Elect Director Jeffrey E. Garten Management For Voted - For
1i Elect Director Ellen M. Hancock Management For Voted - For
1j Elect Director Richard J. Harrington Management For Voted - For
1k Elect Director Edward J. Ludwig Management For Voted - For
1l Elect Director Joseph P. Newhouse Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Reduce Supermajority Vote Requirement Management For Voted - For
4 Amend Right to Call Special Meeting Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7A Require Independent Board Chairman Shareholder Against Voted - Against
7B Enhance Board Oversight of Political Contributions Shareholder Against Voted - Against
7C Amend Policy to Disclose Payments to Tax-Exempt
Organizations Shareholder Against Voted - For
AFLAC INCORPORATED
CUSIP: 001055102 TICKER: AFL
Meeting Date: 05-May-14 Meeting Type: Annual
1a Elect Director Daniel P. Amos Management For Voted - For
1b Elect Director John Shelby Amos, II Management For Voted - For
1c Elect Director Paul S. Amos, II Management For Voted - For
1d Elect Director W. Paul Bowers Management For Voted - For
1e Elect Director Kriss Cloninger, III Management For Voted - For
1f Elect Director Elizabeth J. Hudson Management For Voted - For
1g Elect Director Douglas W. Johnson Management For Voted - For
1h Elect Director Robert B. Johnson Management For Voted - For
1i Elect Director Charles B. Knapp Management For Voted - For
1j Elect Director Barbara K. Rimer Management For Voted - For
1k Elect Director Melvin T. Stith Management For Voted - For
1l Elect Director David Gary Thompson Management For Voted - For
5
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1m Elect Director Takuro Yoshida Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
AGCO CORPORATION
CUSIP: 001084102 TICKER: AGCO
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Roy V. Armes Management For Voted - For
1.2 Elect Director Michael C. Arnold Management For Voted - For
1.3 Elect Director P. George Benson Management For Voted - For
1.4 Elect Director Wolfgang Deml Management For Voted - For
1.5 Elect Director Luiz F. Furlan Management For Voted - For
1.6 Elect Director George E. Minnich Management For Voted - For
1.7 Elect Director Martin H. Richenhagen Management For Voted - For
1.8 Elect Director Gerald L. Shaheen Management For Voted - For
1.9 Elect Director Mallika Srinivasan Management For Voted - For
1.10 Elect Director Hendrikus Visser Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
AGILENT TECHNOLOGIES, INC.
CUSIP: 00846U101 TICKER: A
Meeting Date: 19-Mar-14 Meeting Type: Annual
1.1 Elect Director Heidi Fields Management For Voted - For
1.2 Elect Director A. Barry Rand Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AGL RESOURCES INC.
CUSIP: 001204106 TICKER: GAS
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Sandra N. Bane Management For Voted - For
1.2 Elect Director Thomas D. Bell, Jr. Management For Voted - For
1.3 Elect Director Norman R. Bobins Management For Voted - For
1.4 Elect Director Charles R. Crisp Management For Voted - For
1.5 Elect Director Brenda J. Gaines Management For Voted - For
1.6 Elect Director Arthur E. Johnson Management For Voted - For
1.7 Elect Director Wyck A. Knox, Jr. Management For Voted - For
1.8 Elect Director Dennis M. Love Management For Voted - For
6
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Dean R. O'Hare Management For Voted - For
1.10 Elect Director Armando J. Olivera Management For Voted - For
1.11 Elect Director John E. Rau Management For Voted - For
1.12 Elect Director James A. Rubright Management For Voted - For
1.13 Elect Director John W. Somerhalder, II Management For Voted - For
1.14 Elect Director Bettina M. Whyte Management For Voted - For
1.15 Elect Director Henry C. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
5 Amend EEO Policy to Prohibit Discrimination based
on Gender Identity Shareholder Against Voted - For
6 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
AIRGAS, INC.
CUSIP: 009363102 TICKER: ARG
Meeting Date: 06-Aug-13 Meeting Type: Annual
1.1 Elect Director John P. Clancey Management For Vote Withheld
1.2 Elect Director Richard C. Ill Management For Voted - For
1.3 Elect Director Ted B. Miller, Jr. Management For Vote Withheld
2 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Declassify the Board of Directors Shareholder Against Voted - For
ALASKA AIR GROUP, INC.
CUSIP: 011659109 TICKER: ALK
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Patricia M. Bedient Management For Voted - For
1.2 Elect Director Marion C. Blakey Management For Voted - For
1.3 Elect Director Phyllis J. Campbell Management For Voted - For
1.4 Elect Director Jessie J. Knight, Jr. Management For Voted - For
1.5 Elect Director Dennis F. Madsen Management For Voted - For
1.6 Elect Director Byron I. Mallott Management For Voted - For
1.7 Elect Director Helvi K. Sandvik Management For Voted - For
1.8 Elect Director J. Kenneth Thompson Management For Voted - For
1.9 Elect Director Bradley D. Tilden Management For Voted - For
1.10 Elect Director Eric K. Yeaman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
7
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Adjust Par Value of Common Stock Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
ALCOA INC.
CUSIP: 013817101 TICKER: AA
Meeting Date: 02-May-14 Meeting Type: Annual
1.1 Elect Director Klaus Kleinfeld Management For Voted - For
1.2 Elect Director James W. Owens Management For Voted - For
1.3 Elect Director Martin S. Sorrell Management For Voted - For
1.4 Elect Director Ratan N. Tata Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
ALLEGHENY TECHNOLOGIES INCORPORATED
CUSIP: 01741R102 TICKER: ATI
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director James C. Diggs Management For Voted - For
1.2 Elect Director J. Brett Harvey Management For Voted - For
1.3 Elect Director Louis J. Thomas Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
ALLERGAN, INC.
CUSIP: 018490102 TICKER: AGN
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director David E.I. Pyott Management For Voted - For
1b Elect Director Michael R. Gallagher Management For Voted - Against
1c Elect Director Deborah Dunsire Management For Voted - For
1d Elect Director Trevor M. Jones Management For Voted - For
1e Elect Director Louis J. Lavigne, Jr. Management For Voted - For
1f Elect Director Peter J. McDonnell Management For Voted - For
1g Elect Director Timothy D. Proctor Management For Voted - For
1h Elect Director Russell T. Ray Management For Voted - For
1i Elect Director Henri A. Termeer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
8
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLIANT ENERGY CORPORATION
CUSIP: 018802108 TICKER: LNT
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Patrick E. Allen Management For Voted - For
1.2 Elect Director Patricia L. Kampling Management For Voted - For
1.3 Elect Director Singleton B. McAllister Management For Voted - For
1.4 Elect Director Susan D. Whiting Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ALTRIA GROUP, INC.
CUSIP: 02209S103 TICKER: MO
Meeting Date: 14-May-14 Meeting Type: Annual
1.1 Elect Director Gerald L. Baliles Management For Voted - For
1.2 Elect Director Martin J. Barrington Management For Voted - For
1.3 Elect Director John T. Casteen, III Management For Voted - For
1.4 Elect Director Dinyar S. Devitre Management For Voted - For
1.5 Elect Director Thomas F. Farrell, II Management For Voted - For
1.6 Elect Director Thomas W. Jones Management For Voted - For
1.7 Elect Director Debra J. Kelly-Ennis Management For Voted - For
1.8 Elect Director W. Leo Kiely, III Management For Voted - For
1.9 Elect Director Kathryn B. McQuade Management For Voted - For
1.10 Elect Director George Mu[]oz Management For Voted - For
1.11 Elect Director Nabil Y. Sakkab Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Inform Poor and Less Educated on Health
Consequences of Tobacco Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
AMEREN CORPORATION
CUSIP: 023608102 TICKER: AEE
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Warner L. Baxter Management For Voted - For
1.2 Elect Director Catherine S. Brune Management For Voted - For
1.3 Elect Director Ellen M. Fitzsimmons Management For Voted - For
1.4 Elect Director Walter J. Galvin Management For Voted - For
1.5 Elect Director Richard J. Harshman Management For Voted - For
1.6 Elect Director Gayle P. W. Jackson Management For Voted - For
1.7 Elect Director James C. Johnson Management For Voted - For
9
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Steven H. Lipstein Management For Voted - For
1.9 Elect Director Patrick T. Stokes Management For Voted - For
1.10 Elect Director Thomas R. Voss Management For Voted - For
1.11 Elect Director Stephen R. Wilson Management For Voted - For
1.12 Elect Director Jack D. Woodard Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Report on Adoption of Policies to Meet National GHG
Reduction Goal Shareholder Against Voted - Against
AMERICAN ELECTRIC POWER COMPANY, INC.
CUSIP: 025537101 TICKER: AEP
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Nicholas K. Akins Management For Voted - For
1.2 Elect Director David J. Anderson Management For Voted - For
1.3 Elect Director J. Barnie Beasley, Jr. Management For Voted - For
1.4 Elect Director Ralph D. Crosby, Jr. Management For Voted - For
1.5 Elect Director Linda A. Goodspeed Management For Voted - For
1.6 Elect Director Thomas E. Hoaglin Management For Voted - For
1.7 Elect Director Sandra Beach Lin Management For Voted - For
1.8 Elect Director Richard C. Notebaert Management For Voted - For
1.9 Elect Director Lionel L. Nowell, III Management For Voted - For
1.10 Elect Director Stephen S. Rasmussen Management For Voted - For
1.11 Elect Director Oliver G. Richard, III Management For Voted - For
1.12 Elect Director Sara Martinez Tucker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 12-May-14 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director Ursula M. Burns Management For Voted - For
1c Elect Director Kenneth I. Chenault Management For Voted - For
1d Elect Director Peter Chernin Management For Voted - For
1e Elect Director Anne Lauvergeon Management For Voted - For
1f Elect Director Theodore J. Leonsis Management For Voted - For
1g Elect Director Richard C. Levin Management For Voted - For
1h Elect Director Richard A. McGinn Management For Voted - For
1i Elect Director Samuel J. Palmisano Management For Voted - For
10
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Steven S Reinemund Management For Voted - For
1k Elect Director Daniel L. Vasella Management For Voted - For
1l Elect Director Robert D. Walter Management For Voted - For
1m Elect Director Ronald A. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prepare Employment Diversity Report Shareholder Against Voted - For
5 Report on Board Oversight of Privacy and Data
Security and Requests for Customer Information Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Stock Retention/Holding Period Shareholder Against Voted - For
AMERICAN FINANCIAL GROUP, INC.
CUSIP: 025932104 TICKER: AFG
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Carl H. Lindner, III Management For Voted - For
1.2 Elect Director S. Craig Lindner Management For Voted - For
1.3 Elect Director Kenneth C. Ambrecht Management For Voted - For
1.4 Elect Director John B. Berding Management For Voted - For
1.5 Elect Director Joseph E. (Jeff) Consolino Management For Voted - For
1.6 Elect Director Virginia 'Gina' C. Drosos Management For Voted - For
1.7 Elect Director James E. Evans Management For Voted - For
1.8 Elect Director Terry S. Jacobs Management For Voted - For
1.9 Elect Director Gregory G. Joseph Management For Voted - For
1.10 Elect Director William W. Verity Management For Voted - For
1.11 Elect Director John I. Von Lehman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Amend EEO Policy to Prohibit Discrimination Based
on Sexual Orientation and Gender Identity Shareholder Against Voted - For
AMERICAN INTERNATIONAL GROUP, INC.
CUSIP: 026874784 TICKER: AIG
Meeting Date: 12-May-14 Meeting Type: Annual
1a Elect Director Robert H. Benmosche Management For Voted - For
1b Elect Director W. Don Cornwell Management For Voted - For
1c Elect Director Peter R. Fisher Management For Voted - For
1d Elect Director John H. Fitzpatrick Management For Voted - For
1e Elect Director William G. Jurgensen Management For Voted - For
1f Elect Director Christopher S. Lynch Management For Voted - For
1g Elect Director Arthur C. Martinez Management For Voted - For
1h Elect Director George L. Miles, Jr. Management For Voted - For
11
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Henry S. Miller Management For Voted - For
1j Elect Director Robert S. Miller Management For Voted - For
1k Elect Director Suzanne Nora Johnson Management For Voted - For
1l Elect Director Ronald A. Rittenmeyer Management For Voted - For
1m Elect Director Douglas M. Steenland Management For Voted - For
1n Elect Director Theresa M. Stone Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Certificate of Incorporation to Continue to
Restrict Certain Transfers of AIG Common Stock in
Order to Protect AIG's Tax Attributes Management For Voted - For
4 Amend Tax Asset Protection Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
AMERIPRISE FINANCIAL, INC.
CUSIP: 03076C106 TICKER: AMP
Meeting Date: 30-Apr-14 Meeting Type: Annual
1a Elect Director James M. Cracchiolo Management For Voted - For
1b Elect Director Dianne Neal Blixt Management For Voted - For
1c Elect Director Amy DiGeso Management For Voted - For
1d Elect Director Lon R. Greenberg Management For Voted - For
1e Elect Director W. Walker Lewis Management For Voted - For
1f Elect Director Siri S. Marshall Management For Voted - For
1g Elect Director Jeffrey Noddle Management For Voted - For
1h Elect Director H. Jay Sarles Management For Voted - For
1i Elect Director Robert F. Sharpe, Jr. Management For Voted - For
1j Elect Director William H. Turner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Eliminate Supermajority Vote Requirement Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
AMERISOURCEBERGEN CORPORATION
CUSIP: 03073E105 TICKER: ABC
Meeting Date: 06-Mar-14 Meeting Type: Annual
1.1 Elect Director Steven H. Collis Management For Voted - For
1.2 Elect Director Douglas R. Conant Management For Voted - For
1.3 Elect Director Richard W. Gochnauer Management For Voted - For
1.4 Elect Director Richard C. Gozon Management For Voted - For
1.5 Elect Director Lon R. Greenberg Management For Voted - For
1.6 Elect Director Edward E. Hagenlocker Management For Voted - For
1.7 Elect Director Jane E. Henney Management For Voted - For
1.8 Elect Director Kathleen W. Hyle Management For Voted - For
12
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Michael J. Long Management For Voted - For
1.10 Elect Director Henry W. McGee Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
AMGEN INC.
CUSIP: 031162100 TICKER: AMGN
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director David Baltimore Management For Voted - For
1.2 Elect Director Frank J. Biondi, Jr. Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
1.4 Elect Director Francois de Carbonnel Management For Voted - For
1.5 Elect Director Vance D. Coffman Management For Voted - For
1.6 Elect Director Robert A. Eckert Management For Voted - For
1.7 Elect Director Greg C. Garland Management For Voted - For
1.8 Elect Director Rebecca M. Henderson Management For Voted - For
1.9 Elect Director Frank C. Herringer Management For Voted - For
1.10 Elect Director Tyler Jacks Management For Voted - For
1.11 Elect Director Judith C. Pelham Management For Voted - For
1.12 Elect Director Ronald D. Sugar Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
AMPHENOL CORPORATION
CUSIP: 032095101 TICKER: APH
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Ronald P. Badie Management For Voted - For
1.2 Elect Director Stanley L. Clark Management For Voted - For
1.3 Elect Director David P. Falck Management For Voted - For
1.4 Elect Director Edward G. Jepsen Management For Voted - For
1.5 Elect Director Andrew E. Lietz Management For Voted - For
1.6 Elect Director Martin H. Loeffler Management For Voted - For
1.7 Elect Director John R. Lord Management For Voted - For
1.8 Elect Director R. Adam Norwitt Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Amend Executive Share Option Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANADARKO PETROLEUM CORPORATION
CUSIP: 032511107 TICKER: APC
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Anthony R. Chase Management For Voted - For
1b Elect Director Kevin P. Chilton Management For Voted - For
1c Elect Director H. Paulett Eberhart Management For Voted - For
1d Elect Director Peter J. Fluor Management For Voted - For
1e Elect Director Richard L. George Management For Voted - For
1f Elect Director Charles W. Goodyear Management For Voted - For
1g Elect Director John R. Gordon Management For Voted - For
1h Elect Director Eric D. Mullins Management For Voted - For
1i Elect Director R. A. Walker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Political Contributions Shareholder Against Voted - For
5 Report on Financial Risks of Climate Change Shareholder Against Voted - For
ANALOG DEVICES, INC.
CUSIP: 032654105 TICKER: ADI
Meeting Date: 12-Mar-14 Meeting Type: Annual
1a Elect Director Ray Stata Management For Voted - For
1b Elect Director Vincent T. Roche Management For Voted - For
1c Elect Director Richard M. Beyer Management For Voted - For
1d Elect Director James A. Champy Management For Voted - For
1e Elect Director John C. Hodgson Management For Voted - For
1f Elect Director Yves-Andre Istel Management For Voted - For
1g Elect Director Neil Novich Management For Voted - For
1h Elect Director F. Grant Saviers Management For Voted - For
1i Elect Director Kenton J. Sicchitano Management For Voted - For
1j Elect Director Lisa T. Su Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
APACHE CORPORATION
CUSIP: 037411105 TICKER: APA
Meeting Date: 15-May-14 Meeting Type: Annual
1 Elect Director G. Steven Farris Management For Voted - For
2 Elect Director A.D. Frazier, Jr. Management For Voted - For
3 Elect Director Amy H. Nelson Management For Voted - For
14
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Declassify the Board of Directors Management For Voted - For
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
CUSIP: 03748R101 TICKER: AIV
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director James N. Bailey Management For Voted - For
1.2 Elect Director Terry Considine Management For Voted - For
1.3 Elect Director Thomas L. Keltner Management For Voted - For
1.4 Elect Director J. Landis Martin Management For Voted - For
1.5 Elect Director Robert A. Miller Management For Voted - For
1.6 Elect Director Kathleen M. Nelson Management For Voted - For
1.7 Elect Director Michael A. Stein Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 28-Feb-14 Meeting Type: Annual
1.1 Elect Director William Campbell Management For Voted - For
1.2 Elect Director Timothy Cook Management For Voted - For
1.3 Elect Director Millard Drexler Management For Voted - For
1.4 Elect Director Al Gore Management For Voted - For
1.5 Elect Director Robert Iger Management For Voted - For
1.6 Elect Director Andrea Jung Management For Voted - For
1.7 Elect Director Arthur Levinson Management For Voted - For
1.8 Elect Director Ronald Sugar Management For Voted - For
2 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
3 Amend Articles to Eliminate Board Blank Check
Authority to Issue Preferred Stock Management For Voted - For
4 Establish a Par Value for Common Stock Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Approve Omnibus Stock Plan Management For Voted - For
8 Establish Board Committee on Human Rights Shareholder Against Voted - Against
9 Report on Trade Associations and Organizations that
Promote Sustainability Practices Shareholder Against Voted - Against
10 Advisory Vote to Increase Capital Repurchase Program Shareholder Against Voted - Against
11 Proxy Access Shareholder Against Voted - Against
15
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
APPLIED MATERIALS, INC.
CUSIP: 038222105 TICKER: AMAT
Meeting Date: 04-Mar-14 Meeting Type: Annual
1a Elect Director Aart J. de Geus Management For Voted - For
1b Elect Director Gary E. Dickerson Management For Voted - For
1c Elect Director Stephen R. Forrest Management For Voted - For
1d Elect Director Thomas J. Iannotti Management For Voted - For
1e Elect Director Susan M. James Management For Voted - For
1f Elect Director Alexander A. Karsner Management For Voted - For
1g Elect Director Gerhard H. Parker Management For Voted - For
1h Elect Director Dennis D. Powell Management For Voted - For
1i Elect Director Willem P. Roelandts Management For Voted - For
1j Elect Director James E. Rogers Management For Voted - For
1k Elect Director Michael R. Splinter Management For Voted - For
1l Elect Director Robert H. Swan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
ARCHER-DANIELS-MIDLAND COMPANY
CUSIP: 039483102 TICKER: ADM
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Alan L. Boeckmann Management For Voted - For
1.2 Elect Director Mollie Hale Carter Management For Voted - For
1.3 Elect Director Terrell K. Crews Management For Voted - For
1.4 Elect Director Pierre Dufour Management For Voted - For
1.5 Elect Director Donald E. Felsinger Management For Voted - For
1.6 Elect Director Antonio Maciel Neto Management For Voted - For
1.7 Elect Director Patrick J. Moore Management For Voted - For
1.8 Elect Director Thomas F. O'Neill Management For Voted - For
1.9 Elect Director Francisco Sanchez Management For Voted - For
1.10 Elect Director Daniel Shih Management For Voted - For
1.11 Elect Director Kelvin R. Westbrook Management For Voted - For
1.12 Elect Director Patricia A. Woertz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
16
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ASSURANT, INC.
CUSIP: 04621X108 TICKER: AIZ
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director Elaine D. Rosen Management For Voted - For
1b Elect Director Howard L. Carver Management For Voted - For
1c Elect Director Juan N. Cento Management For Voted - For
1d Elect Director Elyse Douglas Management For Voted - For
1e Elect Director Lawrence V. Jackson Management For Voted - For
1f Elect Director David B. Kelso Management For Voted - For
1g Elect Director Charles J. Koch Management For Voted - For
1h Elect Director Jean-Paul L. Montupet Management For Voted - For
1i Elect Director Robert B. Pollock Management For Voted - For
1j Elect Director Paul J. Reilly Management For Voted - For
1k Elect Director Robert W. Stein Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AT&T INC.
CUSIP: 00206R102 TICKER: T
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director Randall L. Stephenson Management For Voted - For
1.2 Elect Director Reuben V. Anderson Management For Voted - For
1.3 Elect Director Jaime Chico Pardo Management For Voted - For
1.4 Elect Director Scott T. Ford Management For Voted - For
1.5 Elect Director James P. Kelly Management For Voted - For
1.6 Elect Director Jon C. Madonna Management For Voted - For
1.7 Elect Director Michael B. McCallister Management For Voted - For
1.8 Elect Director John B. McCoy Management For Voted - For
1.9 Elect Director Beth E. Mooney Management For Voted - For
1.10 Elect Director Joyce M. Roche Management For Voted - For
1.11 Elect Director Matthew K. Rose Management For Voted - For
1.12 Elect Director Cynthia B. Taylor Management For Voted - For
1.13 Elect Director Laura D'Andrea Tyson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Severance Agreements/Change-in-Control
Agreements Management For Voted - For
5 Report on Indirect Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Lower Ownership Threshold for Action by Written
Consent Shareholder Against Voted - For
17
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AUTODESK, INC.
CUSIP: 052769106 TICKER: ADSK
Meeting Date: 14-Jan-14 Meeting Type: Special
1 Amend Omnibus Stock Plan Management For Voted - For
Meeting Date: 10-Jun-14 Meeting Type: Annual
1a Elect Director Carl Bass Management For Voted - For
1b Elect Director Crawford W. Beveridge Management For Voted - For
1c Elect Director J. Hallam Dawson Management For Voted - For
1d Elect Director Thomas Georgens Management For Voted - For
1e Elect Director Per-Kristian Halvorsen Management For Voted - For
1f Elect Director Mary T. McDowell Management For Voted - For
1g Elect Director Lorrie M. Norrington Management For Voted - For
1h Elect Director Betsy Rafael Management For Voted - For
1i Elect Director Stacy J. Smith Management For Voted - For
1j Elect Director Steven M. West Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
AUTONATION, INC.
CUSIP: 05329W102 TICKER: AN
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director Mike Jackson Management For Voted - For
1.2 Elect Director Robert J. Brown Management For Voted - For
1.3 Elect Director Rick L. Burdick Management For Voted - For
1.4 Elect Director David B. Edelson Management For Voted - For
1.5 Elect Director Robert R. Grusky Management For Voted - For
1.6 Elect Director Michael Larson Management For Voted - For
1.7 Elect Director Michael E. Maroone Management For Voted - For
1.8 Elect Director Carlos A. Migoya Management For Voted - For
1.9 Elect Director G. Mike Mikan Management For Voted - For
1.10 Elect Director Alison H. Rosenthal Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
18
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AUTOZONE, INC.
CUSIP: 053332102 TICKER: AZO
Meeting Date: 18-Dec-13 Meeting Type: Annual
1.1 Elect Director Douglas H. Brooks Management For Voted - For
1.2 Elect Director Linda A. Goodspeed Management For Voted - For
1.3 Elect Director Sue E. Gove Management For Voted - For
1.4 Elect Director Earl G. Graves, Jr. Management For Voted - For
1.5 Elect Director Enderson Guimaraes Management For Voted - For
1.6 Elect Director J. R. Hyde, III Management For Voted - For
1.7 Elect Director D. Bryan Jordan Management For Voted - For
1.8 Elect Director W. Andrew McKenna Management For Voted - For
1.9 Elect Director George R. Mrkonic, Jr. Management For Voted - For
1.10 Elect Director Luis P. Nieto Management For Voted - For
1.11 Elect Director William C. Rhodes, III Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AVERY DENNISON CORPORATION
CUSIP: 053611109 TICKER: AVY
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Bradley A. Alford Management For Voted - For
1b Elect Director Anthony K. Anderson Management For Voted - For
1c Elect Director Peter K. Barker Management For Voted - For
1d Elect Director Rolf L. Borjesson Management For Voted - For
1e Elect Director Ken C. Hicks Management For Voted - For
1f Elect Director Charles H. Noski Management For Voted - For
1g Elect Director David E. I. Pyott Management For Voted - For
1h Elect Director Dean A. Scarborough Management For Voted - For
1i Elect Director Patrick T. Siewert Management For Voted - For
1j Elect Director Julia A. Stewart Management For Voted - For
1k Elect Director Martha N. Sullivan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
AVON PRODUCTS, INC.
CUSIP: 054303102 TICKER: AVP
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director Douglas R. Conant Management For Voted - For
1.2 Elect Director W. Don Cornwell Management For Voted - For
19
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director V. Ann Hailey Management For Voted - For
1.4 Elect Director Nancy Killefer Management For Voted - For
1.5 Elect Director Maria Elena Lagomasino Management For Voted - For
1.6 Elect Director Sara Mathew Management For Voted - For
1.7 Elect Director Sheri McCoy Management For Voted - For
1.8 Elect Director Charles H. Noski Management For Voted - For
1.9 Elect Director Gary M. Rodkin Management For Voted - For
1.10 Elect Director Paula Stern Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Report on Safer Substitutes for Product Ingredients Shareholder Against Voted - For
BAKER HUGHES INCORPORATED
CUSIP: 057224107 TICKER: BHI
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Larry D. Brady Management For Voted - For
1.2 Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1.3 Elect Director Martin S. Craighead Management For Voted - For
1.4 Elect Director Lynn L. Elsenhans Management For Voted - For
1.5 Elect Director Anthony G. Fernandes Management For Voted - For
1.6 Elect Director Claire W. Gargalli Management For Voted - For
1.7 Elect Director Pierre H. Jungels Management For Voted - For
1.8 Elect Director James A. Lash Management For Voted - For
1.9 Elect Director J. Larry Nichols Management For Voted - For
1.10 Elect Director James W. Stewart Management For Vote Withheld
1.11 Elect Director Charles L. Watson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
BALL CORPORATION
CUSIP: 058498106 TICKER: BLL
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director John A. Hayes Management For Vote Withheld
1.2 Elect Director George M. Smart Management For Vote Withheld
1.3 Elect Director Theodore M. Solso Management For Vote Withheld
1.4 Elect Director Stuart A. Taylor, II Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
20
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
BANK OF AMERICA CORPORATION
CUSIP: 060505104 TICKER: BAC
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Sharon L. Allen Management For Voted - For
1.2 Elect Director Susan S. Bies Management For Voted - For
1.3 Elect Director Jack O. Bovender, Jr. Management For Voted - For
1.4 Elect Director Frank P. Bramble, Sr. Management For Voted - For
1.5 Elect Director Pierre J. P. de Weck Management For Voted - For
1.6 Elect Director Arnold W. Donald Management For Voted - For
1.7 Elect Director Charles K. Gifford Management For Voted - For
1.8 Elect Director Charles O. Holliday, Jr. Management For Voted - For
1.9 Elect Director Linda P. Hudson Management For Voted - For
1.10 Elect Director Monica C. Lozano Management For Voted - For
1.11 Elect Director Thomas J. May Management For Voted - For
1.12 Elect Director Brian T. Moynihan Management For Voted - For
1.13 Elect Director Lionel L. Nowell, III Management For Voted - For
1.14 Elect Director Clayton S. Rose Management For Voted - For
1.15 Elect Director R. David Yost Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Certificate of Designations for Series T
Preferred Stock Management For Voted - For
5 Provide for Cumulative Voting Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - Against
7 Report on Climate Change Financing Risk Shareholder Against Voted - For
8 Report on Lobbying Payments and Policy Shareholder Against Voted - For
BAXTER INTERNATIONAL INC.
CUSIP: 071813109 TICKER: BAX
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Wayne T. Hockmeyer Management For Voted - For
1b Elect Director Robert L. Parkinson, Jr. Management For Voted - For
1c Elect Director Thomas T. Stallkamp Management For Voted - For
1d Elect Director Albert P. L. Stroucken Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
21
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BB&T CORPORATION
CUSIP: 054937107 TICKER: BBT
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Jennifer S. Banner Management For Voted - For
1.2 Elect Director K. David Boyer, Jr. Management For Voted - For
1.3 Elect Director Anna R. Cablik Management For Voted - For
1.4 Elect Director Ronald E. Deal Management For Voted - For
1.5 Elect Director James A. Faulkner Management For Voted - For
1.6 Elect Director I. Patricia Henry Management For Voted - For
1.7 Elect Director John P. Howe, III Management For Voted - For
1.8 Elect Director Erick C. Kendrick Management For Voted - For
1.9 Elect Director Kelly S. King Management For Voted - For
1.10 Elect Director Louis B. Lynn Management For Voted - For
1.11 Elect Director Edward C. Milligan Management For Voted - For
1.12 Elect Director Charles A. Patton Management For Voted - For
1.13 Elect Director Nido R. Qubein Management For Voted - For
1.14 Elect Director Tollie W. Rich, Jr. Management For Voted - For
1.15 Elect Director Thomas E. Skains Management For Voted - For
1.16 Elect Director Thomas N. Thompson Management For Voted - For
1.17 Elect Director Edwin H. Welch Management For Voted - For
1.18 Elect Director Stephen T. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
5 Report on Political Contributions and Lobbying
Expenditures Shareholder Against Voted - For
6 Claw-back of Payments under Restatements Shareholder Against Voted - For
BECTON, DICKINSON AND COMPANY
CUSIP: 075887109 TICKER: BDX
Meeting Date: 28-Jan-14 Meeting Type: Annual
1.1 Elect Director Basil L. Anderson Management For Voted - For
1.2 Elect Director Henry P. Becton, Jr. Management For Voted - For
1.3 Elect Director Catherine M. Burzik Management For Voted - For
1.4 Elect Director Edward F. DeGraan Management For Voted - For
1.5 Elect Director Vincent A. Forlenza Management For Voted - For
1.6 Elect Director Claire M. Fraser Management For Voted - For
1.7 Elect Director Christopher Jones Management For Voted - For
1.8 Elect Director Marshall O. Larsen Management For Voted - For
1.9 Elect Director Gary A. Mecklenburg Management For Voted - For
1.10 Elect Director James F. Orr Management For Voted - For
1.11 Elect Director Willard J. Overlock, Jr. Management For Voted - For
1.12 Elect Director Rebecca W. Rimel Management For Voted - For
22
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.13 Elect Director Bertram L. Scott Management For Voted - For
1.14 Elect Director Alfred Sommer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
BEMIS COMPANY, INC.
CUSIP: 081437105 TICKER: BMS
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Edward N. Perry Management For Voted - For
1.2 Elect Director Timothy M. Manganello Management For Voted - For
1.3 Elect Director Philip G. Weaver Management For Voted - For
1.4 Elect Director Henry J. Theisen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
BERKSHIRE HATHAWAY INC.
CUSIP: 084670702 TICKER: BRK.B
Meeting Date: 03-May-14 Meeting Type: Annual
1.1 Elect Director Warren E. Buffett Management For Voted - For
1.2 Elect Director Charles T. Munger Management For Voted - For
1.3 Elect Director Howard G. Buffett Management For Voted - For
1.4 Elect Director Stephen B. Burke Management For Voted - For
1.5 Elect Director Susan L. Decker Management For Voted - For
1.6 Elect Director William H. Gates, III Management For Voted - For
1.7 Elect Director David S. Gottesman Management For Voted - For
1.8 Elect Director Charlotte Guyman Management For Voted - For
1.9 Elect Director Donald R. Keough Management For Voted - For
1.10 Elect Director Thomas S. Murphy Management For Voted - For
1.11 Elect Director Ronald L. Olson Management For Voted - For
1.12 Elect Director Walter Scott, Jr. Management For Voted - For
1.13 Elect Director Meryl B. Witmer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management Three Years Voted - One Year
4 Adopt Quantitative Goals for GHG and Other Air
Emissions Shareholder Against Voted - For
5 Approve Annual Dividends Shareholder Against Voted - Against
23
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BEST BUY CO., INC.
CUSIP: 086516101 TICKER: BBY
Meeting Date: 10-Jun-14 Meeting Type: Annual
1a Elect Director Lisa M. Caputo Management For Voted - For
1b Elect Director Russell P. Fradin Management For Voted - For
1c Elect Director Kathy J. Higgins Victor Management For Voted - For
1d Elect Director Hubert Joly Management For Voted - For
1e Elect Director David W. Kenny Management For Voted - For
1f Elect Director Thomas L. 'Tommy' Millner Management For Voted - For
1g Elect Director Gerard R. Vittecoq Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
BLACKROCK, INC.
CUSIP: 09247X101 TICKER: BLK
Meeting Date: 29-May-14 Meeting Type: Annual
1a Elect Director Abdlatif Yousef Al-Hamad Management For Voted - For
1b Elect Director Mathis Cabiallavetta Management For Voted - For
1c Elect Director Pamela Daley Management For Voted - For
1d Elect Director Jessica P. Einhorn Management For Voted - For
1e Elect Director Fabrizio Freda Management For Voted - For
1f Elect Director Murry S. Gerber Management For Voted - For
1g Elect Director James Grosfeld Management For Voted - For
1h Elect Director David H. Komansky Management For Voted - For
1i Elect Director Deryck Maughan Management For Voted - For
1j Elect Director Cheryl D. Mills Management For Voted - For
1k Elect Director Marco Antonio Slim Domit Management For Voted - For
1l Elect Director John S. Varley Management For Voted - For
1m Elect Director Susan L. Wagner Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Auditors Management For Voted - For
BMC SOFTWARE, INC.
CUSIP: 055921100 TICKER: BMC
Meeting Date: 24-Jul-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
24
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Adjourn Meeting Management For Voted - For
BORGWARNER INC.
CUSIP: 099724106 TICKER: BWA
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director Jan Carlson Management For Voted - For
1.2 Elect Director Dennis C. Cuneo Management For Voted - For
1.3 Elect Director Vicki L. Sato Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
BOSTON SCIENTIFIC CORPORATION
CUSIP: 101137107 TICKER: BSX
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Bruce L. Byrnes Management For Voted - For
1b Elect Director Nelda J. Connors Management For Voted - For
1c Elect Director Kristina M. Johnson Management For Voted - For
1d Elect Director Edward J. Ludwig Management For Voted - For
1e Elect Director Michael F. Mahoney Management For Voted - For
1f Elect Director Ernest Mario Management For Voted - For
1g Elect Director N.J. Nicholas, Jr. Management For Voted - For
1h Elect Director Pete M. Nicholas Management For Voted - For
1i Elect Director Uwe E. Reinhardt Management For Voted - For
1j Elect Director David J. Roux Management For Voted - For
1k Elect Director John E. Sununu Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Animal Testing and Plans for Improving
Welfare Shareholder Against Voted - Against
BRISTOL-MYERS SQUIBB COMPANY
CUSIP: 110122108 TICKER: BMY
Meeting Date: 06-May-14 Meeting Type: Annual
1A Elect Director Lamberto Andreotti Management For Voted - For
1B Elect Director Lewis B. Campbell Management For Voted - For
1C Elect Director James M. Cornelius Management For Voted - For
1D Elect Director Laurie H. Glimcher Management For Voted - For
25
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E Elect Director Michael Grobstein Management For Voted - For
1F Elect Director Alan J. Lacy Management For Voted - For
1G Elect Director Thomas J. Lynch, Jr. Management For Voted - For
1H Elect Director Dinesh C. Paliwal Management For Voted - For
1I Elect Director Vicki L. Sato Management For Voted - For
1J Elect Director Gerald L. Storch Management For Voted - For
1K Elect Director Togo D. West, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Simple Majority Vote Shareholder None Voted - For
BROADCOM CORPORATION
CUSIP: 111320107 TICKER: BRCM
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Robert J. Finocchio, Jr. Management For Voted - For
1.2 Elect Director Nancy H. Handel Management For Voted - For
1.3 Elect Director Eddy W. Hartenstein Management For Voted - For
1.4 Elect Director Maria M. Klawe Management For Voted - For
1.5 Elect Director John E. Major Management For Voted - For
1.6 Elect Director Scott A. McGregor Management For Voted - For
1.7 Elect Director William T. Morrow Management For Voted - For
1.8 Elect Director Henry Samueli Management For Voted - For
1.9 Elect Director Robert E. Switz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
C. R. BARD, INC.
CUSIP: 067383109 TICKER: BCR
Meeting Date: 16-Apr-14 Meeting Type: Annual
1.1 Elect Director David M. Barrett Management For Voted - For
1.2 Elect Director John C. Kelly Management For Voted - For
1.3 Elect Director David F. Melcher Management For Voted - For
1.4 Elect Director Gail K. Naughton Management For Voted - For
1.5 Elect Director John H. Weiland Management For Voted - For
1.6 Elect Director Anthony Welters Management For Voted - For
1.7 Elect Director Tony L. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Report on Sustainability Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - For
26
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CA, INC.
CUSIP: 12673P105 TICKER: CA
Meeting Date: 31-Jul-13 Meeting Type: Annual
1A Elect Director Jens Alder Management For Voted - For
1B Elect Director Raymond J. Bromark Management For Voted - For
1C Elect Director Gary J. Fernandes Management For Voted - For
1D Elect Director Michael P. Gregoire Management For Voted - For
1E Elect Director Rohit Kapoor Management For Voted - For
1F Elect Director Kay Koplovitz Management For Voted - For
1G Elect Director Christopher B. Lofgren Management For Voted - For
1H Elect Director Richard Sulpizio Management For Voted - For
1I Elect Director Laura S. Unger Management For Voted - For
1J Elect Director Arthur F. Weinbach Management For Voted - For
1K Elect Director Renato (Ron) Zambonini Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Shareholder Rights Plan (Poison Pill) Management For Voted - For
CABLEVISION SYSTEMS CORPORATION
CUSIP: 12686C109 TICKER: CVC
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Joseph J. Lhota Management For Voted - For
1.2 Elect Director Thomas V. Reifenheiser Management For Vote Withheld
1.3 Elect Director John R. Ryan Management For Vote Withheld
1.4 Elect Director Vincent Tese Management For Vote Withheld
1.5 Elect Director Leonard Tow Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
5 Report on Political Contributions Shareholder Against Voted - For
6 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
CAMERON INTERNATIONAL CORPORATION
CUSIP: 13342B105 TICKER: CAM
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director H. Paulett Eberhart Management For Voted - For
1.2 Elect Director Peter J. Fluor Management For Voted - For
1.3 Elect Director James T. Hackett Management For Voted - For
1.4 Elect Director Jack B. Moore Management For Voted - For
27
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Michael E. Patrick Management For Voted - For
1.6 Elect Director Jon Erik Reinhardsen Management For Voted - For
1.7 Elect Director Bruce W. Wilkinson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CAMPBELL SOUP COMPANY
CUSIP: 134429109 TICKER: CPB
Meeting Date: 20-Nov-13 Meeting Type: Annual
1.1 Elect Director Edmund M. Carpenter Management For Voted - For
1.2 Elect Director Paul R. Charron Management For Voted - For
1.3 Elect Director Bennett Dorrance Management For Voted - For
1.4 Elect Director Lawrence C. Karlson Management For Voted - For
1.5 Elect Director Randall W. Larrimore Management For Voted - For
1.6 Elect Director Mary Alice Dorrance Malone Management For Voted - For
1.7 Elect Director Sara Mathew Management For Voted - For
1.8 Elect Director Denise M. Morrison Management For Voted - For
1.9 Elect Director Charles R. Perrin Management For Voted - For
1.10 Elect Director A. Barry Rand Management For Voted - For
1.11 Elect Director Nick Shreiber Management For Voted - For
1.12 Elect Director Tracey T. Travis Management For Voted - For
1.13 Elect Director Archbold D. van Beuren Management For Vote Withheld
1.14 Elect Director Les C. Vinney Management For Voted - For
1.15 Elect Director Charlotte C. Weber Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CAPITAL ONE FINANCIAL CORPORATION
CUSIP: 14040H105 TICKER: COF
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Richard D. Fairbank Management For Voted - For
1b Elect Director Patrick W. Gross Management For Voted - For
1c Elect Director Ann Fritz Hackett Management For Voted - For
1d Elect Director Lewis Hay, III Management For Voted - For
1e Elect Director Benjamin P. Jenkins, III Management For Voted - For
1f Elect Director Pierre E. Leroy Management For Voted - For
1g Elect Director Peter E. Raskind Management For Voted - For
1h Elect Director Mayo A. Shattuck, III Management For Voted - For
1i Elect Director Bradford H. Warner Management For Voted - For
1j Elect Director Catherine G. West Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
28
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5a Reduce Supermajority Vote Requirement Management For Voted - For
5b Reduce Supermajority Vote Requirement Management For Voted - For
5c Reduce Supermajority Vote Requirement Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
CARDINAL HEALTH, INC.
CUSIP: 14149Y108 TICKER: CAH
Meeting Date: 06-Nov-13 Meeting Type: Annual
1.1 Elect Director Colleen F. Arnold Management For Voted - For
1.2 Elect Director George S. Barrett Management For Voted - For
1.3 Elect Director Glenn A. Britt Management For Voted - For
1.4 Elect Director Carrie S. Cox Management For Voted - For
1.5 Elect Director Calvin Darden Management For Voted - For
1.6 Elect Director Bruce L. Downey Management For Voted - For
1.7 Elect Director John F. Finn Management For Voted - For
1.8 Elect Director Patricia A. Hemingway Hall Management For Voted - For
1.9 Elect Director Clayton M. Jones Management For Voted - For
1.10 Elect Director Gregory B. Kenny Management For Voted - For
1.11 Elect Director David P. King Management For Voted - For
1.12 Elect Director Richard C. Notebaert Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
CAREFUSION CORPORATION
CUSIP: 14170T101 TICKER: CFN
Meeting Date: 06-Nov-13 Meeting Type: Annual
1a Elect Director Kieran T. Gallahue Management For Voted - For
1b Elect Director J. Michael Losh Management For Voted - For
1c Elect Director Edward D. Miller Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
6 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
7 Reduce Supermajority Vote Requirement Management For Voted - For
8 Reduce Supermajority Vote Requirement Management For Voted - For
29
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CARNIVAL CORPORATION
CUSIP: 143658300 TICKER: CCL
Meeting Date: 17-Apr-14 Meeting Type: Annual
1 Reelect Micky Arison As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
2 Reelect Jonathon Band As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
3 Reelect Arnold W. Donald As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
4 Reelect Richard J. Glasier As A Director Of
Carnival Corporation and As A Director Of Carnival
Plc. Management For Voted - For
5 Reelect Debra Kelly-Ennis As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
6 Reelect John Parker As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
7 Reelect Stuart Subotnick As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
8 Reelect Laura Weil As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
9 Reelect Randall J. Weisenburger As A Director Of
Carnival Corporation and As A Director Of Carnival
Plc. Management For Voted - For
10 Reappoint The UK Firm Of PricewaterhouseCoopers LLP
As Independent Auditors For Carnival Plc And Ratify
The U.S. Firm Of PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival Corporation Management For Voted - For
11 Authorize The Audit Committee Of Carnival Plc To
Fix Remuneration Of The Independent Auditors Of
Carnival Plc Management For Voted - For
12 Receive The UK Accounts And Reports Of The
Directors And Auditors Of Carnival Plc For The Year
Ended November 30, 2013 Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
14 Approve Remuneration Report of Executive Directors Management For Voted - Against
15 Approve Remuneration Policy of Executive Directors Management For Voted - Against
16 Authorize Issue of Equity with Pre-emptive Rights Management For Voted - For
17 Authorize Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorize Shares for Market Purchase Management For Voted - For
19 Approve Omnibus Stock Plan Management For Voted - For
CBRE GROUP, INC.
CUSIP: 12504L109 TICKER: CBG
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Richard C. Blum Management For Voted - For
1.2 Elect Director Brandon B. Boze Management For Voted - For
30
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Curtis F. Feeny Management For Voted - For
1.4 Elect Director Bradford M. Freeman Management For Voted - For
1.5 Elect Director Michael Kantor Management For Voted - For
1.6 Elect Director Frederic V. Malek Management For Voted - For
1.7 Elect Director Robert E. Sulentic Management For Voted - For
1.8 Elect Director Laura D. Tyson Management For Voted - For
1.9 Elect Director Gary L. Wilson Management For Voted - For
1.10 Elect Director Ray Wirta Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CELGENE CORPORATION
CUSIP: 151020104 TICKER: CELG
Meeting Date: 18-Jun-14 Meeting Type: Annual
1.1 Elect Director Robert J. Hugin Management For Voted - For
1.2 Elect Director Richard W. Barker Management For Voted - For
1.3 Elect Director Michael D. Casey Management For Voted - For
1.4 Elect Director Carrie S. Cox Management For Voted - For
1.5 Elect Director Rodman L. Drake Management For Voted - For
1.6 Elect Director Michael A. Friedman Management For Voted - For
1.7 Elect Director Gilla Kaplan Management For Voted - For
1.8 Elect Director James J. Loughlin Management For Voted - For
1.9 Elect Director Ernest Mario Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Increase Authorized Common Stock and Approve Stock
Split Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
CENTERPOINT ENERGY, INC.
CUSIP: 15189T107 TICKER: CNP
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Milton Carroll Management For Voted - For
1b Elect Director Michael P. Johnson Management For Voted - For
1c Elect Director Janiece M. Longoria Management For Voted - For
1d Elect Director Scott J. McLean Management For Voted - For
1e Elect Director Scott M. Prochazka Management For Voted - For
1f Elect Director Susan O. Rheney Management For Voted - For
1g Elect Director Phillip R. Smith Management For Voted - For
1h Elect Director R. A. Walker Management For Voted - For
1i Elect Director Peter S. Wareing Management For Voted - For
2 Ratify Auditors Management For Voted - For
31
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CF INDUSTRIES HOLDINGS, INC.
CUSIP: 125269100 TICKER: CF
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director Robert C. Arzbaecher Management For Voted - For
1b Elect Director William Davisson Management For Voted - For
1c Elect Director Stephen J. Hagge Management For Voted - For
1d Elect Director Robert G. Kuhbach Management For Voted - For
1e Elect Director Edward A. Schmitt Management For Voted - For
2 Eliminate Supermajority Vote Requirement Management For Voted - For
3 Eliminate Supermajority Vote Requirement Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Approve Omnibus Stock Plan Management For Voted - For
8 Ratify Auditors Management For Voted - For
CHESAPEAKE ENERGY CORPORATION
CUSIP: 165167107 TICKER: CHK
Meeting Date: 13-Jun-14 Meeting Type: Annual
1a Elect Director Vincent J. Intrieri Management For Voted - For
1b Elect Director Robert D. (Doug) Lawler Management For Voted - For
1c Elect Director John J. (Jack) Lipinski Management For Voted - For
1d Elect Director Frederic M. Poses Management For Voted - For
1e Elect Director Archie W. Dunham Management For Voted - For
1f Elect Director R. Brad Martin Management For Voted - For
1g Elect Director Louis A. Raspino Management For Voted - For
1h Elect Director Merrill A. (Pete) Miller, Jr. Management For Voted - For
1i Elect Director Thomas L. Ryan Management For Voted - Against
2 Declassify the Board of Directors Management For Voted - For
3 Approve Increase in Size of Board Management For Voted - For
4 Provide Proxy Access Right Management For Voted - For
5 Eliminate Supermajority Vote Requirement Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Approve Omnibus Stock Plan Management For Voted - For
8 Ratify Auditors Management For Voted - For
32
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHEVRON CORPORATION
CUSIP: 166764100 TICKER: CVX
Meeting Date: 28-May-14 Meeting Type: Annual
1a Elect Director Linnet F. Deily Management For Voted - For
1b Elect Director Robert E. Denham Management For Voted - For
1c Elect Director Alice P. Gast Management For Voted - For
1d Elect Director Enrique Hernandez, Jr. Management For Voted - For
1e Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1f Elect Director George L. Kirkland Management For Voted - For
1g Elect Director Charles W. Moorman, IV Management For Voted - For
1h Elect Director Kevin W. Sharer Management For Voted - For
1i Elect Director John G. Stumpf Management For Voted - For
1j Elect Director Ronald D. Sugar Management For Voted - For
1k Elect Director Carl Ware Management For Voted - For
1l Elect Director John S. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Charitable Contributions Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - Against
8 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
9 Require Director Nominee with Environmental
Experience Shareholder Against Voted - For
10 Adopt Guidelines for Country Selection Shareholder Against Voted - For
CIGNA CORPORATION
CUSIP: 125509109 TICKER: CI
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Eric J. Foss Management For Voted - For
1.2 Elect Director Roman Martinez IV Management For Voted - For
1.3 Elect Director William D. Zollars Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CINCINNATI FINANCIAL CORPORATION
CUSIP: 172062101 TICKER: CINF
Meeting Date: 26-Apr-14 Meeting Type: Annual
1a Elect Director William F. Bahl Management For Voted - For
33
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Gregory T. Bier Management For Voted - For
1c Elect Director Linda W. Clement-Holmes Management For Voted - For
1d Elect Director Dirk J. Debbink Management For Voted - For
1e Elect Director Steven J. Johnston Management For Voted - For
1f Elect Director Kenneth C. Lichtendahl Management For Voted - For
1g Elect Director W. Rodney McMullen Management For Voted - For
1h Elect Director David P. Osborn Management For Voted - For
1i Elect Director Gretchen W. Price Management For Voted - For
1j Elect Director John J. Schiff, Jr. Management For Voted - For
1k Elect Director Thomas R. Schiff Management For Voted - For
1l Elect Director Douglas S. Skidmore Management For Voted - For
1m Elect Director Kenneth W. Stecher Management For Voted - For
1n Elect Director John F. Steele, Jr. Management For Voted - For
1o Elect Director Larry R. Webb Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
CINTAS CORPORATION
CUSIP: 172908105 TICKER: CTAS
Meeting Date: 22-Oct-13 Meeting Type: Annual
1a Elect Director Gerald S. Adolph Management For Voted - For
1b Elect Director John F. Barrett Management For Voted - For
1c Elect Director Melanie W. Barstad Management For Voted - For
1d Elect Director Richard T. Farmer Management For Voted - For
1e Elect Director Scott D. Farmer Management For Voted - For
1f Elect Director James J. Johnson Management For Voted - For
1g Elect Director Robert J. Kohlhepp Management For Voted - For
1h Elect Director Joseph Scaminace Management For Voted - For
1i Elect Director Ronald W. Tysoe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
CISCO SYSTEMS, INC.
CUSIP: 17275R102 TICKER: CSCO
Meeting Date: 19-Nov-13 Meeting Type: Annual
1a Elect Director Carol A. Bartz Management For Voted - For
1b Elect Director Marc Benioff Management For Voted - For
1c Elect Director Gregory Q. Brown Management For Voted - For
34
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director M. Michele Burns Management For Voted - For
1e Elect Director Michael D. Capellas Management For Voted - For
1f Elect Director John T. Chambers Management For Voted - For
1g Elect Director Brian L. Halla Management For Voted - For
1h Elect Director John L. Hennessy Management For Voted - For
1i Elect Director Kristina M. Johnson Management For Voted - For
1j Elect Director Roderick C. McGeary Management For Voted - For
1k Elect Director Arun Sarin Management For Voted - For
1l Elect Director Steven M. West Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Approve Proxy Advisor Competition Shareholder Against Voted - Against
CITIGROUP INC.
CUSIP: 172967424 TICKER: C
Meeting Date: 22-Apr-14 Meeting Type: Annual
1a Elect Director Michael L. Corbat Management For Voted - For
1b Elect Director Duncan P. Hennes Management For Voted - For
1c Elect Director Franz B. Humer Management For Voted - For
1d Elect Director Eugene M. McQuade Management For Voted - For
1e Elect Director Michael E. O'Neill Management For Voted - For
1f Elect Director Gary M. Reiner Management For Voted - For
1g Elect Director Judith Rodin Management For Voted - For
1h Elect Director Robert L. Ryan Management For Voted - For
1i Elect Director Anthony M. Santomero Management For Voted - For
1j Elect Director Joan E. Spero Management For Voted - For
1k Elect Director Diana L. Taylor Management For Voted - For
1l Elect Director William S. Thompson, Jr. Management For Voted - For
1m Elect Director James S. Turley Management For Voted - For
1n Elect Director Ernesto Zedillo Ponce de Leon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - Against
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Amend Director Indemnifications Provisions Shareholder Against Voted - Against
8 Adopt Proxy Access Right Shareholder Against Voted - Against
CITRIX SYSTEMS, INC.
CUSIP: 177376100 TICKER: CTXS
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director Robert D. Daleo Management For Voted - For
35
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Murray J. Demo Management For Voted - For
1c Elect Director Asiff S. Hirji Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CME GROUP INC.
CUSIP: 12572Q105 TICKER: CME
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Terrence A. Duffy Management For Voted - For
1b Elect Director Phupinder S. Gill Management For Voted - For
1c Elect Director Timothy S. Bitsberger Management For Voted - For
1d Elect Director Charles P. Carey Management For Voted - For
1e Elect Director Dennis H. Chookaszian Management For Voted - For
1f Elect Director Martin J. Gepsman Management For Voted - For
1g Elect Director Larry G. Gerdes Management For Voted - For
1h Elect Director Daniel R. Glickman Management For Voted - For
1i Elect Director J. Dennis Hastert Management For Voted - For
1j Elect Director Leo Melamed Management For Voted - For
1k Elect Director William P. Miller, II Management For Voted - For
1l Elect Director James E. Oliff Management For Voted - For
1m Elect Director Edemir Pinto Management For Voted - For
1n Elect Director Alex J. Pollock Management For Voted - For
1o Elect Director John F. Sandner Management For Voted - For
1p Elect Director Terry L. Savage Management For Voted - For
1q Elect Director William R. Shepard Management For Voted - For
1r Elect Director Dennis A. Suskind Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Amend Certificate of Incorporation Reducing the
Number of Class B Directors from Six to Three Management For Voted - For
CMS ENERGY CORPORATION
CUSIP: 125896100 TICKER: CMS
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Jon E. Barfield Management For Voted - For
1.2 Elect Director Kurt L. Darrow Management For Voted - For
1.3 Elect Director Stephen E. Ewing Management For Voted - For
1.4 Elect Director Richard M. Gabrys Management For Voted - For
1.5 Elect Director William D. Harvey Management For Voted - For
1.6 Elect Director David W. Joos Management For Voted - For
36
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Philip R. Lochner, Jr. Management For Voted - For
1.8 Elect Director John G. Russell Management For Voted - For
1.9 Elect Director Kenneth L. Way Management For Voted - For
1.10 Elect Director Laura H. Wright Management For Voted - For
1.11 Elect Director John B. Yasinsky Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Executive Incentive Bonus Plan Management For Voted - For
COACH, INC.
CUSIP: 189754104 TICKER: COH
Meeting Date: 07-Nov-13 Meeting Type: Annual
1.1 Elect Director Lew Frankfort Management For Voted - For
1.2 Elect Director Susan Kropf Management For Voted - For
1.3 Elect Director Gary Loveman Management For Voted - For
1.4 Elect Director Victor Luis Management For Voted - For
1.5 Elect Director Ivan Menezes Management For Voted - For
1.6 Elect Director Irene Miller Management For Voted - For
1.7 Elect Director Michael Murphy Management For Voted - For
1.8 Elect Director Stephanie Tilenius Management For Voted - For
1.9 Elect Director Jide Zeitlin Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
COCA-COLA ENTERPRISES, INC.
CUSIP: 19122T109 TICKER: CCE
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Jan Bennink Management For Voted - For
1.2 Elect Director John F. Brock Management For Voted - For
1.3 Elect Director Calvin Darden Management For Voted - For
1.4 Elect Director L. Phillip Humann Management For Voted - For
1.5 Elect Director Orrin H. Ingram, II Management For Voted - For
1.6 Elect Director Thomas H. Johnson Management For Voted - For
1.7 Elect Director Suzanne B. Labarge Management For Voted - For
1.8 Elect Director Veronique Morali Management For Voted - For
1.9 Elect Director Andrea L. Saia Management For Voted - For
1.10 Elect Director Garry Watts Management For Voted - For
1.11 Elect Director Curtis R. Welling Management For Voted - For
1.12 Elect Director Phoebe A. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
37
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Auditors Management For Voted - For
COLGATE-PALMOLIVE COMPANY
CUSIP: 194162103 TICKER: CL
Meeting Date: 09-May-14 Meeting Type: Annual
1a Elect Director Nikesh Arora Management For Voted - For
1b Elect Director John T. Cahill Management For Voted - For
1c Elect Director Ian Cook Management For Voted - For
1d Elect Director Helene D. Gayle Management For Voted - For
1e Elect Director Ellen M. Hancock Management For Voted - For
1f Elect Director Joseph Jimenez Management For Voted - For
1g Elect Director Richard J. Kogan Management For Voted - For
1h Elect Director Delano E. Lewis Management For Voted - For
1i Elect Director J. Pedro Reinhard Management For Voted - For
1j Elect Director Stephen I. Sadove Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention Shareholder Against Voted - For
COMCAST CORPORATION
CUSIP: 20030N101 TICKER: CMCSA
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Kenneth J. Bacon Management For Voted - For
1.2 Elect Director Sheldon M. Bonovitz Management For Voted - For
1.3 Elect Director Edward D. Breen Management For Voted - For
1.4 Elect Director Joseph J. Collins Management For Voted - For
1.5 Elect Director J. Michael Cook Management For Voted - For
1.6 Elect Director Gerald L. Hassell Management For Voted - For
1.7 Elect Director Jeffrey A. Honickman Management For Voted - For
1.8 Elect Director Eduardo G. Mestre Management For Voted - For
1.9 Elect Director Brian L. Roberts Management For Voted - For
1.10 Elect Director Ralph J. Roberts Management For Voted - For
1.11 Elect Director Johnathan A. Rodgers Management For Voted - For
1.12 Elect Director Judith Rodin Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
38
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COMERICA INCORPORATED
CUSIP: 200340107 TICKER: CMA
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Ralph W. Babb, Jr. Management For Voted - For
1.2 Elect Director Roger A. Cregg Management For Voted - For
1.3 Elect Director T. Kevin DeNicola Management For Voted - For
1.4 Elect Director Jacqueline P. Kane Management For Voted - For
1.5 Elect Director Richard G. Lindner Management For Voted - For
1.6 Elect Director Alfred A. Piergallini Management For Voted - For
1.7 Elect Director Robert S. Taubman Management For Voted - For
1.8 Elect Director Reginald M. Turner, Jr. Management For Voted - For
1.9 Elect Director Nina G. Vaca Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
COMMUNITY HEALTH SYSTEMS, INC.
CUSIP: 203668108 TICKER: CYH
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director W. Larry Cash Management For Voted - For
1.2 Elect Director John A. Clerico Management For Voted - For
1.3 Elect Director James S. Ely, III Management For Voted - For
1.4 Elect Director John A. Fry Management For Voted - For
1.5 Elect Director William Norris Jennings Management For Voted - For
1.6 Elect Director Julia B. North Management For Voted - For
1.7 Elect Director Wayne T. Smith Management For Voted - For
1.8 Elect Director H. Mitchell Watson, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
6 Ratify Auditors Management For Voted - For
COMPUTER SCIENCES CORPORATION
CUSIP: 205363104 TICKER: CSC
Meeting Date: 13-Aug-13 Meeting Type: Annual
1a Elect Director David J. Barram Management For Voted - For
1b Elect Director Erik Brynjolfsson Management For Voted - For
1c Elect Director Rodney F. Chase Management For Voted - For
1d Elect Director Judith R. Haberkorn Management For Voted - For
39
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Nancy Killefer Management For Voted - For
1f Elect Director J. Michael Lawrie Management For Voted - For
1g Elect Director Brian Patrick MacDonald Management For Voted - For
1h Elect Director Chong Sup Park Management For Voted - For
1i Elect Director Lawrence A. Zimmerman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Non-Employee Director Restricted Stock Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
CONAGRA FOODS, INC.
CUSIP: 205887102 TICKER: CAG
Meeting Date: 27-Sep-13 Meeting Type: Annual
1.1 Elect Director Mogens C. Bay Management For Voted - For
1.2 Elect Director Stephen G. Butler Management For Voted - For
1.3 Elect Director Steven F. Goldstone Management For Voted - For
1.4 Elect Director Joie A. Gregor Management For Voted - For
1.5 Elect Director Rajive Johri Management For Voted - For
1.6 Elect Director W.G. Jurgensen Management For Voted - For
1.7 Elect Director Richard H. Lenny Management For Voted - For
1.8 Elect Director Ruth Ann Marshall Management For Voted - For
1.9 Elect Director Gary M. Rodkin Management For Voted - For
1.10 Elect Director Andrew J. Schindler Management For Voted - For
1.11 Elect Director Kenneth E. Stinson Management For Voted - For
2 Ratification Of The Appointment Of Independent
Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
CONOCOPHILLIPS
CUSIP: 20825C104 TICKER: COP
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Richard L. Armitage Management For Voted - For
1b Elect Director Richard H. Auchinleck Management For Voted - For
1c Elect Director Charles E. Bunch Management For Voted - For
1d Elect Director James E. Copeland, Jr. Management For Voted - For
1e Elect Director Jody L. Freeman Management For Voted - For
1f Elect Director Gay Huey Evans Management For Voted - For
1g Elect Director Ryan M. Lance Management For Voted - For
1h Elect Director Robert A. Niblock Management For Voted - For
1i Elect Director Harald J. Norvik Management For Voted - For
1j Elect Director William E. Wade, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
40
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Adopt Quantitative GHG Goals for Operations Shareholder Against Voted - For
CONSOL ENERGY INC.
CUSIP: 20854P109 TICKER: CNX
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director J. Brett Harvey Management For Voted - For
1.2 Elect Director Nicholas J. Deiuliis Management For Voted - For
1.3 Elect Director Philip W. Baxter Management For Vote Withheld
1.4 Elect Director James E. Altmeyer, Sr. Management For Voted - For
1.5 Elect Director Alvin R. Carpenter Management For Voted - For
1.6 Elect Director William E. Davis Management For Voted - For
1.7 Elect Director Raj K. Gupta Management For Voted - For
1.8 Elect Director David C. Hardesty, Jr. Management For Voted - For
1.9 Elect Director Maureen E. Lally-Green Management For Voted - For
1.10 Elect Director John T. Mills Management For Vote Withheld
1.11 Elect Director William P. Powell Management For Voted - For
1.12 Elect Director Joseph T. Williams Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Political Contributions Shareholder Against Voted - For
5 Report on Financial Risks of Climate Change Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
CONSOLIDATED EDISON, INC.
CUSIP: 209115104 TICKER: ED
Meeting Date: 19-May-14 Meeting Type: Annual
1a Elect Director Kevin Burke Management For Voted - For
1b Elect Director Vincent A. Calarco Management For Voted - For
1c Elect Director George Campbell, Jr. Management For Voted - For
1d Elect Director Michael J. Del Giudice Management For Voted - For
1e Elect Director Ellen V. Futter Management For Voted - For
1f Elect Director John F. Hennessy, III Management For Voted - For
1g Elect Director John F. Killian Management For Voted - For
1h Elect Director John McAvoy Management For Voted - For
1i Elect Director Armando J. Olivera Management For Voted - For
1j Elect Director Sally H. Pinero Management For Voted - For
1k Elect Director Michael W. Ranger Management For Voted - For
1l Elect Director L. Frederick Sutherland Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
41
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CORNING INCORPORATED
CUSIP: 219350105 TICKER: GLW
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Stephanie A. Burns Management For Voted - For
1.2 Elect Director John A. Canning, Jr. Management For Voted - For
1.3 Elect Director Richard T. Clark Management For Voted - For
1.4 Elect Director Robert F. Cummings, Jr. Management For Voted - For
1.5 Elect Director James B. Flaws Management For Voted - For
1.6 Elect Director Deborah A. Henretta Management For Voted - For
1.7 Elect Director Kurt M. Landgraf Management For Voted - For
1.8 Elect Director Kevin J. Martin Management For Voted - For
1.9 Elect Director Deborah D. Rieman Management For Voted - For
1.10 Elect Director Hansel E. Tookes, II Management For Voted - For
1.11 Elect Director Wendell P. Weeks Management For Voted - For
1.12 Elect Director Mark S. Wrighton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
COSTCO WHOLESALE CORPORATION
CUSIP: 22160K105 TICKER: COST
Meeting Date: 30-Jan-14 Meeting Type: Annual
1.1 Elect Director Susan L. Decker Management For Vote Withheld
1.2 Elect Director Richard M. Libenson Management For Vote Withheld
1.3 Elect Director John W. Meisenbach Management For Vote Withheld
1.4 Elect Director Charles T. Munger Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Simple Majority Vote Shareholder Against Voted - For
5 Declassify the Board of Directors Management None Voted - For
COVIDIEN PLC
CUSIP: G2554F113 TICKER: COV
Meeting Date: 19-Mar-14 Meeting Type: Annual
1a Elect Director Jose E. Almeida Management For Voted - For
1b Elect Director Joy A. Amundson Management For Voted - For
1c Elect Director Craig Arnold Management For Voted - For
1d Elect Director Robert H. Brust Management For Voted - For
42
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Christopher J. Coughlin Management For Voted - For
1f Elect Director Randall J. Hogan, III Management For Voted - For
1g Elect Director Martin D. Madaus Management For Voted - For
1h Elect Director Dennis H. Reilley Management For Voted - For
1i Elect Director Stephen H. Rusckowski Management For Voted - For
1j Elect Director Joseph A. Zaccagnino Management For Voted - For
2 Approve Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Authorize Market Purchases of Ordinary Shares Management For Voted - For
5 Authorize the Price Range at which the Company can
Reissue Shares that it holds as Treasury Shares Management For Voted - For
6 Renew Director's Authority to Issue Shares Management For Voted - Against
7 Renew Director's Authority to Issue Shares for Cash Management For Voted - Against
CSX CORPORATION
CUSIP: 126408103 TICKER: CSX
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Donna M. Alvarado Management For Voted - For
1b Elect Director John B. Breaux Management For Voted - For
1c Elect Director Pamela L. Carter Management For Voted - For
1d Elect Director Steven T. Halverson Management For Voted - For
1e Elect Director Edward J. Kelly, III Management For Voted - For
1f Elect Director Gilbert H. Lamphere Management For Voted - For
1g Elect Director John D. McPherson Management For Voted - For
1h Elect Director Timothy T. O'Toole Management For Voted - For
1i Elect Director David M. Ratcliffe Management For Voted - For
1j Elect Director Donald J. Shepard Management For Voted - For
1k Elect Director Michael J. Ward Management For Voted - For
1l Elect Director J.C. Watts, Jr. Management For Voted - For
1m Elect Director J. Steven Whisler Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
CUMMINS INC.
CUSIP: 231021106 TICKER: CMI
Meeting Date: 13-May-14 Meeting Type: Annual
1 Elect Director N. Thomas Linebarger Management For Voted - For
2 Elect Director William I. Miller Management For Voted - For
3 Elect Director Alexis M. Herman Management For Voted - For
4 Elect Director Georgia R. Nelson Management For Voted - For
5 Elect Director Robert K. Herdman Management For Voted - For
43
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Elect Director Robert J. Bernhard Management For Voted - For
7 Elect Director Franklin R. Chang Diaz Management For Voted - For
8 Elect Director Stephen B. Dobbs Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
10 Ratify Auditors Management For Voted - For
11 Provide For Confidential Running Vote Tallies Shareholder Against Voted - For
CVS CAREMARK CORPORATION
CUSIP: 126650100 TICKER: CVS
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director C. David Brown, II Management For Voted - For
1.2 Elect Director Nancy-Ann M. DeParle Management For Voted - For
1.3 Elect Director David W. Dorman Management For Voted - For
1.4 Elect Director Anne M. Finucane Management For Voted - For
1.5 Elect Director Larry J. Merlo Management For Voted - For
1.6 Elect Director Jean-Pierre Millon Management For Voted - For
1.7 Elect Director Richard J. Swift Management For Voted - For
1.8 Elect Director William C. Weldon Management For Voted - For
1.9 Elect Director Tony L. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
DANAHER CORPORATION
CUSIP: 235851102 TICKER: DHR
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director H. Lawrence Culp, Jr. Management For Voted - For
1.2 Elect Director Donald J. Ehrlich Management For Voted - For
1.3 Elect Director Linda Hefner Filler Management For Voted - For
1.4 Elect Director Teri List-Stoll Management For Voted - For
1.5 Elect Director Walter G. Lohr, Jr. Management For Voted - For
1.6 Elect Director Mitchell P. Rales Management For Voted - For
1.7 Elect Director Steven M. Rales Management For Voted - For
1.8 Elect Director John T. Schwieters Management For Voted - For
1.9 Elect Director Alan G. Spoon Management For Voted - For
1.10 Elect Director Elias A. Zerhouni Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
44
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DARDEN RESTAURANTS, INC.
CUSIP: 237194105 TICKER: DRI
Meeting Date: 18-Sep-13 Meeting Type: Annual
1.1 Elect Director Michael W. Barnes Management For Voted - For
1.2 Elect Director Leonard L. Berry Management For Voted - For
1.3 Elect Director Christopher J. (CJ) Fraleigh Management For Voted - For
1.4 Elect Director Victoria D. Harker Management For Voted - For
1.5 Elect Director David H. Hughes Management For Voted - For
1.6 Elect Director Charles A. Ledsinger, Jr. Management For Voted - For
1.7 Elect Director William M. Lewis, Jr. Management For Voted - For
1.8 Elect Director Connie Mack, III Management For Voted - For
1.9 Elect Director Andrew H. (Drew) Madsen Management For Voted - For
1.10 Elect Director Clarence Otis, Jr. Management For Voted - For
1.11 Elect Director Michael D. Rose Management For Voted - For
1.12 Elect Director Maria A. Sastre Management For Voted - For
1.13 Elect Director William S. Simon Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Report on Political Contributions Shareholder Against Voted - For
8 Report on Lobbying Payments and Policy Shareholder Against Voted - For
9 Prepare Employment Diversity Report Shareholder Against Voted - For
Meeting Date: 30-Apr-14 Meeting Type: Special
1 Revoke Consent to Request Special Meeting Shareholder For Do Not Vote
1 Consent to Request Special Meeting Shareholder For Voted - For
DAVITA HEALTHCARE PARTNERS INC.
CUSIP: 23918K108 TICKER: DVA
Meeting Date: 17-Jun-14 Meeting Type: Annual
1a Elect Director Pamela M. Arway Management For Voted - For
1b Elect Director Charles G. Berg Management For Voted - For
1c Elect Director Carol Anthony (John) Davidson Management For Voted - For
1d Elect Director Paul J. Diaz Management For Voted - For
1e Elect Director Peter T. Grauer Management For Voted - For
1f Elect Director Robert J. Margolis Management For Voted - For
1g Elect Director John M. Nehra Management For Voted - For
1h Elect Director William L. Roper Management For Voted - For
1i Elect Director Kent J. Thiry Management For Voted - For
1j Elect Director Roger J. Valine Management For Voted - For
45
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
DEERE & COMPANY
CUSIP: 244199105 TICKER: DE
Meeting Date: 26-Feb-14 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Crandall C. Bowles Management For Voted - For
1c Elect Director Vance D. Coffman Management For Voted - For
1d Elect Director Charles O. Holliday, Jr. Management For Voted - For
1e Elect Director Dipak C. Jain Management For Voted - For
1f Elect Director Clayton M. Jones Management For Voted - For
1g Elect Director Joachim Milberg Management For Voted - For
1h Elect Director Richard B. Myers Management For Voted - For
1i Elect Director Gregory R. Page Management For Voted - For
1j Elect Director Thomas H. Patrick Management For Voted - For
1k Elect Director Sherry M. Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
DELL INC.
CUSIP: 24702R101 TICKER: DELL
Meeting Date: 12-Sep-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
Meeting Date: 17-Oct-13 Meeting Type: Annual
1.1 Elect Director Donald J. Carty Management For Voted - For
1.2 Elect Director Janet F. Clark Management For Voted - For
1.3 Elect Director Laura Conigliaro Management For Voted - For
1.4 Elect Director Michael S. Dell Management For Voted - For
1.5 Elect Director Kenneth M. Duberstein Management For Voted - For
1.6 Elect Director Gerard J. Kleisterlee Management For Voted - For
1.7 Elect Director Klaus S. Luft Management For Voted - For
1.8 Elect Director Alex J. Mandl Management For Voted - For
1.9 Elect Director Shantanu Narayen Management For Voted - For
1.10 Elect Director H. Ross Perot, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
46
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
DELPHI AUTOMOTIVE PLC
CUSIP: G27823106 TICKER: DLPH
Meeting Date: 03-Apr-14 Meeting Type: Annual
1.1 Elect Gary L. Cowger as a Director Management For Voted - For
1.2 Elect Nicholas M. Donofrio as a Director Management For Voted - For
1.3 Elect Mark P. Frissora as a Director Management For Voted - For
1.4 Elect Rajiv L. Gupta as a Director Management For Voted - For
1.5 Elect John A. Krol as a Director Management For Voted - For
1.6 Elect J. Randall MacDonald as a Director Management For Voted - For
1.7 Elect Sean O. Mahoney as a Director Management For Voted - For
1.8 Elect Rodney O'Neal as a Director Management For Voted - For
1.9 Elect Thomas W. Sidlik as a Director Management For Voted - For
1.10 Elect Bernd Wiedemann as a Director Management For Voted - For
1.11 Elect Lawrence A. Zimmerman as a Director Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DELTA AIR LINES, INC.
CUSIP: 247361702 TICKER: DAL
Meeting Date: 27-Jun-14 Meeting Type: Annual
1a Elect Director Richard H. Anderson Management For Voted - For
1b Elect Director Edward H. Bastian Management For Voted - For
1c Elect Director Roy J. Bostock Management For Voted - For
1d Elect Director John S. Brinzo Management For Voted - For
1e Elect Director Daniel A. Carp Management For Voted - For
1f Elect Director David G. DeWalt Management For Voted - For
1g Elect Director William H. Easter, III Management For Voted - For
1h Elect Director Mickey P. Foret Management For Voted - For
1i Elect Director Shirley C. Franklin Management For Voted - For
1j Elect Director David R. Goode Management For Voted - For
1k Elect Director George N. Mattson Management For Voted - For
1l Elect Director Paula Rosput Reynolds Management For Voted - For
1m Elect Director Kenneth C. Rogers Management For Voted - For
1n Elect Director Kenneth B. Woodrow Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Increase in Size of Board Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
47
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DENBURY RESOURCES INC.
CUSIP: 247916208 TICKER: DNR
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Wieland F. Wettstein Management For Voted - For
1.2 Elect Director Michael L. Beatty Management For Voted - For
1.3 Elect Director Michael B. Decker Management For Voted - For
1.4 Elect Director John P. Dielwart Management For Voted - For
1.5 Elect Director Ronald G. Greene Management For Voted - For
1.6 Elect Director Gregory L. McMichael Management For Voted - For
1.7 Elect Director Kevin O. Meyers Management For Voted - For
1.8 Elect Director Phil Rykhoek Management For Voted - For
1.9 Elect Director Randy Stein Management For Voted - For
1.10 Elect Director Laura A. Sugg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
DENTSPLY INTERNATIONAL INC.
CUSIP: 249030107 TICKER: XRAY
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Michael C. Alfano Management For Voted - For
1b Elect Director Eric K. Brandt Management For Voted - For
1c Elect Director William F. Hecht Management For Voted - For
1d Elect Director Francis J. Lunger Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DEVON ENERGY CORPORATION
CUSIP: 25179M103 TICKER: DVN
Meeting Date: 04-Jun-14 Meeting Type: Annual
1.1 Elect Director Barbara M. Baumann Management For Voted - For
1.2 Elect Director John E. Bethancourt Management For Voted - For
1.3 Elect Director Robert H. Henry Management For Voted - For
1.4 Elect Director John A. Hill Management For Voted - For
1.5 Elect Director Michael M. Kanovsky Management For Voted - For
1.6 Elect Director Robert A. Mosbacher, Jr. Management For Voted - For
1.7 Elect Director J. Larry Nichols Management For Voted - For
1.8 Elect Director Duane C. Radtke Management For Voted - For
1.9 Elect Director Mary P. Ricciardello Management For Voted - For
1.10 Elect Director John Richels Management For Voted - For
48
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Financial Risks of Climate Change Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Review Public Policy Advocacy on Climate Change Shareholder Against Voted - For
DIAMOND OFFSHORE DRILLING, INC.
CUSIP: 25271C102 TICKER: DO
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director James S. Tisch Management For Voted - Against
1.2 Elect Director Marc Edwards Management For Voted - Against
1.3 Elect Director John R. Bolton Management For Voted - For
1.4 Elect Director Charles L. Fabrikant Management For Voted - For
1.5 Elect Director Paul G. Gaffney, II Management For Voted - For
1.6 Elect Director Edward Grebow Management For Voted - For
1.7 Elect Director Herbert C. Hofmann Management For Voted - Against
1.8 Elect Director Kenneth I. Siegel Management For Voted - Against
1.9 Elect Director Clifford M. Sobel Management For Voted - For
1.10 Elect Director Andrew H. Tisch Management For Voted - Against
1.11 Elect Director Raymond S. Troubh Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Adopt Policy and Report on Board Diversity Shareholder Against Voted - For
DIRECTV
CUSIP: 25490A309 TICKER: DTV
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director Neil Austrian Management For Voted - For
1b Elect Director Ralph Boyd, Jr. Management For Voted - For
1c Elect Director Abelardo Bru Management For Voted - For
1d Elect Director David Dillon Management For Voted - For
1e Elect Director Samuel DiPiazza, Jr. Management For Voted - For
1f Elect Director Dixon Doll Management For Voted - For
1g Elect Director Charles Lee Management For Voted - For
1h Elect Director Peter Lund Management For Voted - For
1i Elect Director Nancy Newcomb Management For Voted - For
1j Elect Director Lorrie Norrington Management For Voted - For
1k Elect Director Anthony Vinciquerra Management For Voted - For
1l Elect Director Michael White Management For Voted - For
2 Ratify Auditors Management For Voted - For
49
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
DISCOVER FINANCIAL SERVICES
CUSIP: 254709108 TICKER: DFS
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Aronin Management For Voted - For
1.2 Elect Director Mary K. Bush Management For Voted - For
1.3 Elect Director Gregory C. Case Management For Voted - For
1.4 Elect Director Candace H. Duncan Management For Voted - For
1.5 Elect Director Cynthia A. Glassman Management For Voted - For
1.6 Elect Director Richard H. Lenny Management For Voted - For
1.7 Elect Director Thomas G. Maheras Management For Voted - For
1.8 Elect Director Michael H. Moskow Management For Voted - For
1.9 Elect Director David W. Nelms Management For Voted - For
1.10 Elect Director Mark A. Thierer Management For Voted - For
1.11 Elect Director Lawrence A. Weinbach Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
DOLLAR GENERAL CORPORATION
CUSIP: 256677105 TICKER: DG
Meeting Date: 29-May-14 Meeting Type: Annual
1a Elect Director Warren F. Bryant Management For Voted - For
1b Elect Director Michael M. Calbert Management For Voted - For
1c Elect Director Sandra B. Cochran Management For Voted - For
1d Elect Director Richard W. Dreiling Management For Voted - For
1e Elect Director Patricia D. Fili-Krushel Management For Voted - For
1f Elect Director William C. Rhodes, III Management For Voted - For
1g Elect Director David B. Rickard Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
DOLLAR TREE, INC.
CUSIP: 256746108 TICKER: DLTR
Meeting Date: 19-Jun-14 Meeting Type: Annual
1.1 Elect Director Arnold S. Barron Management For Voted - For
1.2 Elect Director Macon F. Brock, Jr. Management For Voted - For
50
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Mary Anne Citrino Management For Voted - For
1.4 Elect Director H. Ray Compton Management For Voted - For
1.5 Elect Director Conrad M. Hall Management For Voted - For
1.6 Elect Director Lemuel E. Lewis Management For Voted - For
1.7 Elect Director J. Douglas Perry Management For Voted - For
1.8 Elect Director Bob Sasser Management For Voted - For
1.9 Elect Director Thomas A. Saunders III Management For Voted - For
1.10 Elect Director Thomas E. Whiddon Management For Voted - For
1.11 Elect Director Carl P. Zeithaml Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
DOMINION RESOURCES, INC.
CUSIP: 25746U109 TICKER: D
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director William P. Barr Management For Voted - For
1.2 Elect Director Peter W. Brown Management For Voted - For
1.3 Elect Director Helen E. Dragas Management For Voted - For
1.4 Elect Director James O. Ellis, Jr. Management For Voted - For
1.5 Elect Director Thomas F. Farrell, II Management For Voted - For
1.6 Elect Director John W. Harris Management For Voted - Against
1.7 Elect Director Mark J. Kington Management For Voted - For
1.8 Elect Director Pamela J. Royal Management For Voted - For
1.9 Elect Director Robert H. Spilman, Jr. Management For Voted - For
1.10 Elect Director Michael E. Szymanczyk Management For Voted - For
1.11 Elect Director David A. Wollard Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Report on Financial and Physical Risks of Climate
Change Shareholder Against Voted - For
7 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
8 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
9 Report on Environmental Impacts of Biomass and
Assess Risks Shareholder Against Voted - For
10 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
51
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DOVER CORPORATION
CUSIP: 260003108 TICKER: DOV
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Robert W. Cremin Management For Voted - For
1b Elect Director Jean-Pierre M. Ergas Management For Voted - For
1c Elect Director Peter T. Francis Management For Voted - For
1d Elect Director Kristiane C. Graham Management For Voted - For
1e Elect Director Michael F. Johnston Management For Voted - For
1f Elect Director Robert A. Livingston Management For Voted - For
1g Elect Director Richard K. Lochridge Management For Voted - For
1h Elect Director Bernard G. Rethore Management For Voted - For
1i Elect Director Michael B. Stubbs Management For Voted - For
1j Elect Director Stephen M. Todd Management For Voted - For
1k Elect Director Stephen K. Wagner Management For Voted - For
1l Elect Director Mary A. Winston Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Eliminate Supermajority Vote Requirement Management For Voted - For
6 Eliminate Supermajority Vote Requirement Management For Voted - For
7 Eliminate Supermajority Vote Requirement Management For Voted - For
8 Provide Right to Call Special Meeting Management For Voted - For
DR PEPPER SNAPPLE GROUP, INC.
CUSIP: 26138E109 TICKER: DPS
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director John L. Adams Management For Voted - For
1.2 Elect Director Joyce M. Roch[] Management For Voted - For
1.3 Elect Director Ronald G. Rogers Management For Voted - For
1.4 Elect Director Wayne R. Sanders Management For Voted - For
1.5 Elect Director Jack L. Stahl Management For Voted - For
1.6 Elect Director Larry D. Young Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Comprehensive Recycling Strategy for Beverage
Containers Shareholder Against Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
52
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DTE ENERGY COMPANY
CUSIP: 233331107 TICKER: DTE
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Gerard M. Anderson Management For Voted - For
1.2 Elect Director Lillian Bauder Management For Voted - For
1.3 Elect Director David A. Brandon Management For Voted - For
1.4 Elect Director W. Frank Fountain, Jr. Management For Voted - For
1.5 Elect Director Charles G. McClure, Jr. Management For Voted - For
1.6 Elect Director Gail J. McGovern Management For Voted - For
1.7 Elect Director Mark A. Murray Management For Voted - For
1.8 Elect Director James B. Nicholson Management For Voted - For
1.9 Elect Director Charles W. Pryor, Jr. Management For Voted - For
1.10 Elect Director Josue Robles, Jr. Management For Voted - For
1.11 Elect Director Ruth G. Shaw Management For Voted - For
1.12 Elect Director David A. Thomas Management For Voted - For
1.13 Elect Director James H. Vandenberghe Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
DUKE ENERGY CORPORATION
CUSIP: 26441C204 TICKER: DUK
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director G. Alex Bernhardt, Sr. Management For Voted - For
1.2 Elect Director Michael G. Browning Management For Voted - For
1.3 Elect Director Harris E. DeLoach, Jr. Management For Voted - For
1.4 Elect Director Daniel R. DiMicco Management For Voted - For
1.5 Elect Director John H. Forsgren Management For Voted - For
1.6 Elect Director Lynn J. Good Management For Voted - For
1.7 Elect Director Ann Maynard Gray Management For Voted - For
1.8 Elect Director James H. Hance, Jr. Management For Voted - For
1.9 Elect Director John T. Herron Management For Voted - For
1.10 Elect Director James B. Hyler, Jr. Management For Voted - For
1.11 Elect Director William E. Kennard Management For Voted - For
1.12 Elect Director E. Marie McKee Management For Voted - For
1.13 Elect Director E. James Reinsch Management For Voted - For
1.14 Elect Director James T. Rhodes Management For Voted - For
1.15 Elect Director Carlos A. Saladrigas Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Less than Unanimous Written
Consent Management For Voted - For
53
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
E*TRADE FINANCIAL CORPORATION
CUSIP: 269246401 TICKER: ETFC
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Richard J. Carbone Management For Voted - For
1b Elect Director Mohsen Z. Fahmi Management For Voted - For
1c Elect Director Christopher M. Flink Management For Voted - For
1d Elect Director Paul T. Idzik Management For Voted - For
1e Elect Director Frederick W. Kanner Management For Voted - For
1f Elect Director James Lam Management For Voted - For
1g Elect Director Rodger A. Lawson Management For Voted - For
1h Elect Director Rebecca Saeger Management For Voted - For
1i Elect Director Joseph L. Sclafani Management For Voted - For
1j Elect Director Joseph M. Velli Management For Voted - For
1k Elect Director Donna L. Weaver Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
E. I. DU PONT DE NEMOURS AND COMPANY
CUSIP: 263534109 TICKER: DD
Meeting Date: 23-Apr-14 Meeting Type: Annual
1a Elect Director Lamberto Andreotti Management For Voted - For
1b Elect Director Richard H. Brown Management For Voted - For
1c Elect Director Robert A. Brown Management For Voted - For
1d Elect Director Bertrand P. Collomb Management For Voted - For
1e Elect Director Curtis J. Crawford Management For Voted - For
1f Elect Director Alexander M. Cutler Management For Voted - For
1g Elect Director Eleuthere I. du Pont Management For Voted - For
1h Elect Director Marillyn A. Hewson Management For Voted - For
1i Elect Director Lois D. Juliber Management For Voted - For
1j Elect Director Ellen J. Kullman Management For Voted - For
1k Elect Director Lee M. Thomas Management For Voted - For
1l Elect Director Patrick J. Ward Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prohibit Political Contributions Shareholder Against Voted - Against
5 Report on Herbicide Use on GMO Crops Shareholder Against Voted - Against
6 Establish Committee on Plant Closures Shareholder Against Voted - Against
7 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
54
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EASTMAN CHEMICAL COMPANY
CUSIP: 277432100 TICKER: EMN
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Humberto P. Alfonso Management For Voted - For
1.2 Elect Director Gary E. Anderson Management For Voted - For
1.3 Elect Director Brett D. Begemann Management For Voted - For
1.4 Elect Director Michael P. Connors Management For Voted - For
1.5 Elect Director Mark J. Costa Management For Voted - For
1.6 Elect Director Stephen R. Demeritt Management For Voted - For
1.7 Elect Director Robert M. Hernandez Management For Voted - For
1.8 Elect Director Julie F. Holder Management For Voted - For
1.9 Elect Director Renee J. Hornbaker Management For Voted - For
1.10 Elect Director Lewis M. Kling Management For Voted - For
1.11 Elect Director David W. Raisbeck Management For Voted - For
1.12 Elect Director James P. Rogers Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
EDISON INTERNATIONAL
CUSIP: 281020107 TICKER: EIX
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Jagjeet S. Bindra Management For Voted - For
1.2 Elect Director Vanessa C.L. Chang Management For Voted - For
1.3 Elect Director France A. Cordova - RESIGNED Management Non-Voting
1.4 Elect Director Theodore F. Craver, Jr. Management For Voted - For
1.5 Elect Director Bradford M. Freeman Management For Voted - For
1.6 Elect Director Luis G. Nogales Management For Voted - For
1.7 Elect Director Richard T. Schlosberg, III Management For Voted - For
1.8 Elect Director Linda G. Stuntz Management For Voted - For
1.9 Elect Director Thomas C. Sutton Management For Voted - For
1.10 Elect Director Ellen O. Tauscher Management For Voted - For
1.11 Elect Director Peter J. Taylor Management For Voted - For
1.12 Elect Director Brett White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
55
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EDWARDS LIFESCIENCES CORPORATION
CUSIP: 28176E108 TICKER: EW
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director John T. Cardis Management For Voted - For
1b Elect Director David E.I. Pyott Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
5 Ratify Auditors Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - Against
ELECTRONIC ARTS INC.
CUSIP: 285512109 TICKER: EA
Meeting Date: 31-Jul-13 Meeting Type: Annual
1a Elect Director Leonard S. Coleman Management For Voted - For
1b Elect Director Jay C. Hoag Management For Voted - For
1c Elect Director Jeffrey T. Huber Management For Voted - For
1d Elect Director Vivek Paul Management For Voted - For
1e Elect Director Lawrence F. Probst, III Management For Voted - For
1f Elect Director Richard A. Simonson Management For Voted - For
1g Elect Director Luis A. Ubinas Management For Voted - For
1h Elect Director Denise F. Warren Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Auditors Management For Voted - For
ELI LILLY AND COMPANY
CUSIP: 532457108 TICKER: LLY
Meeting Date: 05-May-14 Meeting Type: Annual
1a Elect Director Michael L. Eskew Management For Voted - For
1b Elect Director Karen N. Horn Management For Voted - For
1c Elect Director William G. Kaelin, Jr. Management For Voted - For
1d Elect Director John C. Lechleiter Management For Voted - For
1e Elect Director Marschall S. Runge Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
56
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EMC CORPORATION
CUSIP: 268648102 TICKER: EMC
Meeting Date: 30-Apr-14 Meeting Type: Annual
1a Elect Director Michael W. Brown Management For Voted - For
1b Elect Director Randolph L. Cowen Management For Voted - For
1c Elect Director Gail Deegan Management For Voted - For
1d Elect Director James S. DiStasio Management For Voted - For
1e Elect Director John R. Egan Management For Voted - For
1f Elect Director William D. Green Management For Voted - For
1g Elect Director Edmund F. Kelly Management For Voted - For
1h Elect Director Jami Miscik Management For Voted - For
1i Elect Director Paul Sagan Management For Voted - For
1j Elect Director David N. Strohm Management For Voted - For
1k Elect Director Joseph M. Tucci Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Screen Political Contributions for Consistency with
Corporate Values Shareholder Against Voted - Against
EMERSON ELECTRIC CO.
CUSIP: 291011104 TICKER: EMR
Meeting Date: 04-Feb-14 Meeting Type: Annual
1.1 Elect Director D. N. Farr Management For Voted - For
1.2 Elect Director H. Green Management For Voted - For
1.3 Elect Director C. A. Peters Management For Voted - For
1.4 Elect Director J. W. Prueher Management For Voted - For
1.5 Elect Director A.A. Busch, III Management For Voted - For
1.6 Elect Director J. S. Turley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Sustainability Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
ENDO HEALTH SOLUTIONS INC.
CUSIP: 29264F205 TICKER: ENDP
Meeting Date: 26-Feb-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
57
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Adopt Dividend Reinvestment Plan Management For Voted - For
4 Adjourn Meeting Management For Voted - For
ENSCO PLC
CUSIP: G3157S106 TICKER: ESV
Meeting Date: 19-May-14 Meeting Type: Annual
1a Re-elect J. Roderick Clark as Director Management For Voted - For
1b Re-elect Roxanne J. Decyk as Director Management For Voted - For
1c Re-elect Mary E. Francis CBE as Director Management For Voted - For
1d Re-elect C. Christopher Gaut as Director Management For Voted - For
1e Re-elect Gerald W. Haddock as Director Management For Voted - For
1f Re-elect Francis S. Kalman as Director Management For Voted - For
1g Re-elect Daniel W. Rabun as Director Management For Voted - For
1h Re-elect Keith O. Rattie as Director Management For Voted - For
1i Re-elect Paul E. Rowsey, III as Director Management For Voted - For
2 Issue of Equity or Equity-Linked Securities with
Pre-emptive Rights Management For Voted - For
3 Reappoint KPMG LLP as Auditors of the Company Management For Voted - For
4 Reappoint KPMG Audit Plc as Auditors of the Company Management For Voted - For
5 Authorize Board to Fix Remuneration of Auditors Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration Report Management For Voted - For
8 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
9 Accept Financial Statements and Statutory Reports Management For Voted - For
10 Approve Capital Reorganisation Converting
Undistributable Reserves to Distributable Reserves Management For Voted - For
11 Issue of Equity or Equity-Linked Securities without
Pre-emptive Rights Management For Voted - For
ENTERGY CORPORATION
CUSIP: 29364G103 TICKER: ETR
Meeting Date: 02-May-14 Meeting Type: Annual
1a Elect Director Maureen Scannell Bateman Management For Voted - For
1b Elect Director Leo P. Denault Management For Voted - For
1c Elect Director Kirkland H. Donald Management For Voted - For
1d Elect Director Gary W. Edwards Management For Voted - For
1e Elect Director Alexis M. Herman Management For Voted - For
1f Elect Director Donald C. Hintz Management For Voted - For
1g Elect Director Stuart L. Levenick Management For Voted - For
1h Elect Director Blanche Lambert Lincoln Management For Voted - For
1i Elect Director Stewart C. Myers Management For Voted - For
1j Elect Director W.J. 'Billy' Tauzin Management For Voted - For
1k Elect Director Steven V. Wilkinson Management For Voted - For
2 Ratify Auditors Management For Voted - For
58
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Decommission Indian Point Nuclear Reactors Shareholder Against Voted - Against
5 Report on Major Nuclear Safety Concerns and NRC
Actions Shareholder Against Voted - Against
EOG RESOURCES, INC.
CUSIP: 26875P101 TICKER: EOG
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Janet F. Clark Management For Voted - For
1b Elect Director Charles R. Crisp Management For Voted - For
1c Elect Director James C. Day Management For Voted - For
1d Elect Director Mark G. Papa Management For Voted - For
1e Elect Director H. Leighton Steward Management For Voted - For
1f Elect Director Donald F. Textor Management For Voted - For
1g Elect Director William R. Thomas Management For Voted - For
1h Elect Director Frank G. Wisner Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
5 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
EXELON CORPORATION
CUSIP: 30161N101 TICKER: EXC
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Anthony K. Anderson Management For Voted - For
1b Elect Director Ann C. Berzin Management For Voted - For
1c Elect Director John A. Canning, Jr. Management For Voted - For
1d Elect Director Christopher M. Crane Management For Voted - For
1e Elect Director Yves C. de Balmann Management For Voted - For
1f Elect Director Nicholas DeBenedictis Management For Voted - For
1g Elect Director Nelson A. Diaz Management For Voted - For
1h Elect Director Sue L. Gin Management For Voted - For
1i Elect Director Paul L. Joskow Management For Voted - For
1j Elect Director Robert J. Lawless Management For Voted - For
1k Elect Director Richard W. Mies Management For Voted - For
1l Elect Director William C. Richardson Management For Voted - For
1m Elect Director John W. Rogers, Jr. Management For Voted - For
1n Elect Director Mayo A. Shattuck, III Management For Voted - For
1o Elect Director Stephen D. Steinour Management For Voted - For
2 Ratify Auditors Management For Voted - For
59
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Limit Executive Compensation Shareholder Against Voted - Against
EXPEDIA, INC.
CUSIP: 30212P303 TICKER: EXPE
Meeting Date: 17-Jun-14 Meeting Type: Annual
1.1 Elect Director A. George 'Skip' Battle Management For Voted - For
1.2 Elect Director Pamela L. Coe Management For Vote Withheld
1.3 Elect Director Barry Diller Management For Vote Withheld
1.4 Elect Director Jonathan L. Dolgen Management For Voted - For
1.5 Elect Director Craig A. Jacobson Management For Voted - For
1.6 Elect Director Victor A. Kaufman Management For Vote Withheld
1.7 Elect Director Peter M. Kern Management For Voted - For
1.8 Elect Director Dara Khosrowshahi Management For Vote Withheld
1.9 Elect Director John C. Malone Management For Vote Withheld
1.10 Elect Director Jose A. Tazon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
EXPRESS SCRIPTS HOLDING COMPANY
CUSIP: 30219G108 TICKER: ESRX
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Gary G. Benanav Management For Voted - For
1b Elect Director Maura C. Breen Management For Voted - For
1c Elect Director William J. DeLaney Management For Voted - For
1d Elect Director Nicholas J. LaHowchic Management For Voted - For
1e Elect Director Thomas P. Mac Mahon Management For Voted - For
1f Elect Director Frank Mergenthaler Management For Voted - For
1g Elect Director Woodrow A. Myers, Jr. Management For Voted - For
1h Elect Director John O. Parker, Jr. Management For Voted - For
1i Elect Director George Paz Management For Voted - For
1j Elect Director William L. Roper Management For Voted - For
1k Elect Director Seymour Sternberg Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
60
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EXXON MOBIL CORPORATION
CUSIP: 30231G102 TICKER: XOM
Meeting Date: 28-May-14 Meeting Type: Annual
1.1 Elect Director Michael J. Boskin Management For Voted - For
1.2 Elect Director Peter Brabeck-Letmathe Management For Voted - For
1.3 Elect Director Ursula M. Burns Management For Voted - For
1.4 Elect Director Larry R. Faulkner Management For Voted - For
1.5 Elect Director Jay S. Fishman Management For Voted - For
1.6 Elect Director Henrietta H. Fore Management For Voted - For
1.7 Elect Director Kenneth C. Frazier Management For Voted - For
1.8 Elect Director William W. George Management For Voted - For
1.9 Elect Director Samuel J. Palmisano Management For Voted - For
1.10 Elect Director Steven S Reinemund Management For Voted - For
1.11 Elect Director Rex W. Tillerson Management For Voted - For
1.12 Elect Director William C. Weldon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
5 Limit Directors to a Maximum of Three Board
Memberships in Companies with Sales over $500
Million Annually Shareholder Against Voted - Against
6 Amend EEO Policy to Prohibit Discrimination Based
on Sexual Orientation and Gender Identity Shareholder Against Voted - Against
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
FACEBOOK, INC.
CUSIP: 30303M102 TICKER: FB
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Marc L. Andreessen Management For Voted - For
1.2 Elect Director Erskine B. Bowles Management For Voted - For
1.3 Elect Director Susan D. Desmond-Hellmann Management For Voted - For
1.4 Elect Director Donald E. Graham Management For Voted - For
1.5 Elect Director Reed Hastings Management For Voted - For
1.6 Elect Director Sheryl K. Sandberg Management For Vote Withheld
1.7 Elect Director Peter A. Thiel Management For Voted - For
1.8 Elect Director Mark Zuckerberg Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
61
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Screen Political Contributions for Consistency with
Corporate Values Shareholder Against Voted - Against
6 Assess Privacy and Advertising Policy Relating to
Childhood Obesity Shareholder Against Voted - Against
7 Report on Sustainability Shareholder Against Voted - For
FEDEX CORPORATION
CUSIP: 31428X106 TICKER: FDX
Meeting Date: 23-Sep-13 Meeting Type: Annual
1.1 Elect Director James L. Barksdale Management For Voted - For
1.2 Elect Director John A. Edwardson Management For Voted - For
1.3 Elect Director Shirley Ann Jackson Management For Voted - For
1.4 Elect Director Steven R. Loranger Management For Voted - For
1.5 Elect Director Gary W. Loveman Management For Voted - For
1.6 Elect Director R. Brad Martin Management For Voted - For
1.7 Elect Director Joshua Cooper Ramo Management For Voted - For
1.8 Elect Director Susan C. Schwab Management For Voted - For
1.9 Elect Director Frederick W. Smith Management For Voted - For
1.10 Elect Director David P. Steiner Management For Voted - For
1.11 Elect Director Paul S. Walsh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - Against
7 Limit Accelerated Vesting of Awards Shareholder Against Voted - For
8 Adopt Policy Prohibiting Hedging and Pledging
Transactions Shareholder Against Voted - For
9 Report on Political Contributions Shareholder Against Voted - For
10 Adopt Policy to Ensure Consistency between Company
Values and Political Contributions Shareholder Against Voted - Against
11 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
FIDELITY NATIONAL INFORMATION SERVICES, INC.
CUSIP: 31620M106 TICKER: FIS
Meeting Date: 28-May-14 Meeting Type: Annual
1a Elect Director David K. Hunt Management For Voted - For
1b Elect Director Richard N. Massey Management For Voted - For
1c Elect Director Leslie M. Muma Management For Voted - For
1d Elect Director James B. Stallings, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Reduce Supermajority Vote Requirement Management For Voted - For
4 Ratify Auditors Management For Voted - For
62
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FIFTH THIRD BANCORP
CUSIP: 316773100 TICKER: FITB
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director Nicholas K. Akins Management For Voted - For
1.2 Elect Director B. Evan Bayh, III Management For Voted - For
1.3 Elect Director Ulysses L. Bridgeman, Jr. Management For Voted - For
1.4 Elect Director Emerson L. Brumback Management For Voted - For
1.5 Elect Director James P. Hackett Management For Voted - For
1.6 Elect Director Gary R. Heminger Management For Voted - For
1.7 Elect Director Jewell D. Hoover Management For Voted - For
1.8 Elect Director Kevin T. Kabat Management For Voted - For
1.9 Elect Director Mitchel D. Livingston, Ph.D. Management For Voted - For
1.10 Elect Director Michael B. McCallister Management For Voted - For
1.11 Elect Director Hendrik G. Meijer Management For Voted - For
1.12 Elect Director Marsha C. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
FIRST NIAGARA FINANCIAL GROUP, INC.
CUSIP: 33582V108 TICKER: FNFG
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director Thomas E. Baker Management For Voted - For
1.2 Elect Director James R. Boldt Management For Voted - For
1.3 Elect Director G. Thomas Bowers Management For Voted - For
1.4 Elect Director Roxanne J. Coady Management For Voted - For
1.5 Elect Director Gary M. Crosby Management For Voted - For
1.6 Elect Director Carl Florio Management For Voted - For
1.7 Elect Director Carlton L. Highsmith Management For Voted - For
1.8 Elect Director George M. Philip Management For Voted - For
1.9 Elect Director Peter B. Robinson Management For Voted - For
1.10 Elect Director Nathaniel D. Woodson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
63
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FIRST SOLAR, INC.
CUSIP: 336433107 TICKER: FSLR
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Michael J. Ahearn Management For Voted - For
1.2 Elect Director Sharon L. Allen Management For Voted - For
1.3 Elect Director Richard D. Chapman Management For Voted - For
1.4 Elect Director George A. ('Chip') Hambro Management For Voted - For
1.5 Elect Director James A. Hughes Management For Voted - For
1.6 Elect Director Craig Kennedy Management For Voted - For
1.7 Elect Director James F. Nolan Management For Voted - For
1.8 Elect Director William J. Post Management For Voted - For
1.9 Elect Director J. Thomas Presby Management For Voted - For
1.10 Elect Director Paul H. Stebbins Management For Voted - For
1.11 Elect Director Michael Sweeney Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
FIRSTENERGY CORP.
CUSIP: 337932107 TICKER: FE
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Paul T. Addison Management For Voted - For
1.2 Elect Director Anthony J. Alexander Management For Voted - For
1.3 Elect Director Michael J. Anderson Management For Voted - For
1.4 Elect Director William T. Cottle Management For Voted - For
1.5 Elect Director Robert B. Heisler, Jr. Management For Voted - For
1.6 Elect Director Julia L. Johnson Management For Voted - For
1.7 Elect Director Ted J. Kleisner Management For Voted - For
1.8 Elect Director Donald T. Misheff Management For Voted - For
1.9 Elect Director Ernest J. Novak, Jr. Management For Voted - For
1.10 Elect Director Christopher D. Pappas Management For Voted - For
1.11 Elect Director Catherine A. Rein Management For Voted - For
1.12 Elect Director Luis A. Reyes Management For Voted - For
1.13 Elect Director George M. Smart Management For Voted - For
1.14 Elect Director Wes M. Taylor Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Shareholder Approval of Specific
Performance Metrics in Equity Compensation Plans Shareholder Against Voted - Against
5 Submit SERP to Shareholder Vote Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
64
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
FISERV, INC.
CUSIP: 337738108 TICKER: FISV
Meeting Date: 28-May-14 Meeting Type: Annual
1.1 Elect Director Christopher M. Flink Management For Voted - For
1.2 Elect Director Dennis F. Lynch Management For Voted - For
1.3 Elect Director Denis J. O'Leary Management For Voted - For
1.4 Elect Director Glenn M. Renwick Management For Voted - For
1.5 Elect Director Kim M. Robak Management For Voted - For
1.6 Elect Director Doyle R. Simons Management For Voted - For
1.7 Elect Director Thomas C. Wertheimer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide For Confidential Running Vote Tallies Shareholder Against Voted - For
FLIR SYSTEMS, INC.
CUSIP: 302445101 TICKER: FLIR
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director William W. Crouch Management For Voted - For
1.2 Elect Director Catherine A. Halligan Management For Voted - For
1.3 Elect Director Angus L. Macdonald Management For Voted - For
1.4 Elect Director Cathy Stauffer Management For Voted - For
1.5 Elect Director Andrew C. Teich Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FLOWSERVE CORPORATION
CUSIP: 34354P105 TICKER: FLS
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Gayla J. Delly Management For Voted - For
1.2 Elect Director Rick J. Mills Management For Voted - For
1.3 Elect Director Charles M. Rampacek Management For Voted - For
1.4 Elect Director William C. Rusnack Management For Voted - For
1.5 Elect Director John R. Friedery Management For Voted - For
1.6 Elect Director Joe E. Harlan Management For Voted - For
1.7 Elect Director Leif E. Darner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
65
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Auditors Management For Voted - For
4 Proxy Voting Disclosure, Confidentiality, and
Tabulation Shareholder Against Voted - For
FLUOR CORPORATION
CUSIP: 343412102 TICKER: FLR
Meeting Date: 01-May-14 Meeting Type: Annual
1A Elect Director Peter K. Barker Management For Voted - For
1B Elect Director Alan M. Bennett Management For Voted - For
1C Elect Director Rosemary T. Berkery Management For Voted - For
1D Elect Director Peter J. Fluor Management For Voted - For
1E Elect Director James T. Hackett Management For Voted - For
1F Elect Director Deborah D. McWhinney Management For Voted - For
1G Elect Director Dean R. O'Hare Management For Voted - For
1H Elect Director Armando J. Olivera Management For Voted - For
1I Elect Director Joseph W. Prueher Management For Voted - For
1J Elect Director Matthew K. Rose Management For Voted - For
1K Elect Director David T. Seaton Management For Voted - For
1L Elect Director Nader H. Sultan Management For Voted - For
1M Elect Director Lynn C. Swann Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Non-Employee Director Restricted Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
FORD MOTOR COMPANY
CUSIP: 345370860 TICKER: F
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Stephen G. Butler Management For Voted - For
1.2 Elect Director Kimberly A. Casiano Management For Voted - For
1.3 Elect Director Anthony F. Earley, Jr. Management For Voted - For
1.4 Elect Director Edsel B. Ford, II Management For Voted - For
1.5 Elect Director William Clay Ford, Jr. Management For Voted - For
1.6 Elect Director Richard A. Gephardt Management For Voted - For
1.7 Elect Director James P. Hackett Management For Voted - For
1.8 Elect Director James H. Hance, Jr. Management For Voted - For
1.9 Elect Director William W. Helman, IV Management For Voted - For
1.10 Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1.11 Elect Director John C. Lechleiter Management For Voted - For
1.12 Elect Director Ellen R. Marram Management For Voted - For
1.13 Elect Director Alan Mulally Management For Voted - For
1.14 Elect Director Homer A. Neal Management For Voted - For
1.15 Elect Director Gerald L. Shaheen Management For Voted - For
1.16 Elect Director John L. Thornton Management For Voted - For
66
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
6 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
FOSSIL GROUP, INC.
CUSIP: 34988V106 TICKER: FOSL
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Elaine B. Agather Management For Voted - For
1.2 Elect Director Jeffrey N. Boyer Management For Voted - For
1.3 Elect Director William B. Chiasson Management For Voted - For
1.4 Elect Director Kosta N. Kartsotis Management For Voted - For
1.5 Elect Director Diane L. Neal Management For Voted - For
1.6 Elect Director Thomas M. Nealon Management For Voted - For
1.7 Elect Director Mark D. Quick Management For Voted - For
1.8 Elect Director Elysia Holt Ragusa Management For Voted - For
1.9 Elect Director Jal S. Shroff Management For Voted - For
1.10 Elect Director James E. Skinner Management For Voted - For
1.11 Elect Director James M. Zimmerman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
FRANKLIN RESOURCES, INC.
CUSIP: 354613101 TICKER: BEN
Meeting Date: 12-Mar-14 Meeting Type: Annual
1a Elect Director Samuel H. Armacost Management For Voted - For
1b Elect Director Peter K. Barker Management For Voted - For
1c Elect Director Charles E. Johnson Management For Voted - For
1d Elect Director Gregory E. Johnson Management For Voted - For
1e Elect Director Rupert H. Johnson, Jr. Management For Voted - For
1f Elect Director Mark C. Pigott Management For Voted - For
1g Elect Director Chutta Ratnathicam Management For Voted - For
1h Elect Director Laura Stein Management For Voted - For
1i Elect Director Anne M. Tatlock Management For Voted - For
1j Elect Director Geoffrey Y. Yang Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
67
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Institute Procedures to Prevent Investments in
Companies that Contribute to Genocide or Crimes
Against Humanity Shareholder Against Voted - Against
FREEPORT-MCMORAN COPPER & GOLD INC.
CUSIP: 35671D857 TICKER: FCX
Meeting Date: 16-Jul-13 Meeting Type: Annual
1.1 Elect Director Richard C. Adkerson Management For Voted - For
1.2 Elect Director Robert J. Allison, Jr. Management For Voted - For
1.3 Elect Director Alan R. Buckwalter, III Management For Voted - For
1.4 Elect Director Robert A. Day Management For Voted - For
1.5 Elect Director James C. Flores Management For Voted - For
1.6 Elect Director Gerald J. Ford Management For Voted - For
1.7 Elect Director Thomas A. Fry, III Management For Voted - For
1.8 Elect Director H. Devon Graham, Jr. Management For Voted - For
1.9 Elect Director Charles C. Krulak Management For Voted - For
1.10 Elect Director Bobby Lee Lackey Management For Voted - For
1.11 Elect Director Jon C. Madonna Management For Voted - For
1.12 Elect Director Dustan E. McCoy Management For Voted - For
1.13 Elect Director James R. Moffett Management For Voted - For
1.14 Elect Director B. M. Rankin, Jr. Management For Voted - For
1.15 Elect Director Stephen H. Siegele Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Request Director Nominee with Environmental
Qualifications Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Adopt Policy and Report on Board Diversity Shareholder Against Voted - For
7 Amend Bylaws-- Call Special Meetings Shareholder Against Voted - For
Meeting Date: 17-Jun-14 Meeting Type: Annual
1.1 Elect Director Richard C. Adkerson Management For Voted - For
1.2 Elect Director Robert J. Allison, Jr. Management For Voted - For
1.3 Elect Director Alan R. Buckwalter, III Management For Voted - For
1.4 Elect Director Robert A. Day Management For Voted - For
1.5 Elect Director James C. Flores Management For Voted - For
1.6 Elect Director Gerald J. Ford Management For Voted - For
1.7 Elect Director Thomas A. Fry, III Management For Voted - For
1.8 Elect Director H. Devon Graham, Jr. Management For Voted - For
1.9 Elect Director Lydia H. Kennard Management For Voted - For
1.10 Elect Director Charles C. Krulak Management For Voted - For
1.11 Elect Director Bobby Lee Lackey Management For Voted - For
1.12 Elect Director Jon C. Madonna Management For Voted - For
1.13 Elect Director Dustan E. McCoy Management For Voted - For
1.14 Elect Director James R. Moffett Management For Voted - For
68
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.15 Elect Director Stephen H. Siegele Management For Voted - For
1.16 Elect Director Frances Fragos Townsend Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Require Director Nominee with Environmental
Experience Shareholder Against Voted - Against
GAMESTOP CORP.
CUSIP: 36467W109 TICKER: GME
Meeting Date: 24-Jun-14 Meeting Type: Annual
1.1 Elect Director Thomas N. Kelly, Jr. Management For Voted - For
1.2 Elect Director Gerald R. Szczepanski Management For Voted - For
1.3 Elect Director Lawrence S. Zilavy Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
GANNETT CO., INC.
CUSIP: 364730101 TICKER: GCI
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director John E. Cody Management For Voted - For
1b Elect Director Howard D. Elias Management For Voted - For
1c Elect Director John Jeffry Louis Management For Voted - For
1d Elect Director Marjorie Magner Management For Voted - For
1e Elect Director Gracia C. Martore Management For Voted - For
1f Elect Director Scott K. McCune Management For Voted - For
1g Elect Director Susan Ness Management For Voted - For
1h Elect Director Tony A. Prophet Management For Voted - For
1i Elect Director Neal Shapiro Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
GENERAL DYNAMICS CORPORATION
CUSIP: 369550108 TICKER: GD
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Mary T. Barra Management For Voted - For
1.2 Elect Director Nicholas D. Chabraja Management For Voted - For
1.3 Elect Director James S. Crown Management For Voted - For
1.4 Elect Director William P. Fricks Management For Voted - For
69
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Paul G. Kaminski Management For Voted - For
1.6 Elect Director John M. Keane Management For Voted - For
1.7 Elect Director Lester L. Lyles Management For Voted - For
1.8 Elect Director James N. Mattis Management For Voted - For
1.9 Elect Director Phebe N. Novakovic Management For Voted - For
1.10 Elect Director William A. Osborn Management For Voted - For
1.11 Elect Director Laura J. Schumacher Management For Voted - For
1.12 Elect Director Robert Walmsley Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
GENERAL ELECTRIC COMPANY
CUSIP: 369604103 TICKER: GE
Meeting Date: 23-Apr-14 Meeting Type: Annual
1 Elect Director W. Geoffrey Beattie Management For Voted - For
2 Elect Director John J. Brennan Management For Voted - For
3 Elect Director James I. Cash, Jr. Management For Voted - For
4 Elect Director Francisco D'Souza Management For Voted - For
5 Elect Director Marijn E. Dekkers Management For Voted - For
6 Elect Director Ann M. Fudge Management For Voted - For
7 Elect Director Susan J. Hockfield Management For Voted - For
8 Elect Director Jeffrey R. Immelt Management For Voted - For
9 Elect Director Andrea Jung Management For Voted - For
10 Elect Director Robert W. Lane Management For Voted - For
11 Elect Director Rochelle B. Lazarus Management For Voted - For
12 Elect Director James J. Mulva Management For Voted - For
13 Elect Director James E. Rohr Management For Voted - For
14 Elect Director Mary L. Schapiro Management For Voted - For
15 Elect Director Robert J. Swieringa Management For Voted - For
16 Elect Director James S. Tisch Management For Voted - For
17 Elect Director Douglas A. Warner, III Management For Voted - For
18 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
19 Ratify Auditors Management For Voted - For
20 Provide for Cumulative Voting Shareholder Against Voted - For
21 Stock Retention/Holding Period Shareholder Against Voted - Against
22 Require More Director Nominations Than Open Seats Shareholder Against Voted - Against
23 Provide Right to Act by Written Consent Shareholder Against Voted - Against
24 Cessation of All Stock Options and Bonuses Shareholder Against Voted - Against
25 Seek Sale of Company Shareholder Against Voted - Against
70
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENERAL MILLS, INC.
CUSIP: 370334104 TICKER: GIS
Meeting Date: 24-Sep-13 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director R. Kerry Clark Management For Voted - For
1c Elect Director Paul Danos Management For Voted - For
1d Elect Director William T. Esrey Management For Voted - For
1e Elect Director Raymond V. Gilmartin Management For Voted - For
1f Elect Director Judith Richards Hope Management For Voted - For
1g Elect Director Heidi G. Miller Management For Voted - For
1h Elect Director Hilda Ochoa-Brillembourg Management For Voted - For
1i Elect Director Steve Odland Management For Voted - For
1j Elect Director Kendall J. Powell Management For Voted - For
1k Elect Director Michael D. Rose Management For Voted - For
1l Elect Director Robert L. Ryan Management For Voted - For
1m Elect Director Dorothy A. Terrell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Responsibility for Post-Consumer Product
Packaging Shareholder Against Voted - Against
GENERAL MOTORS COMPANY
CUSIP: 37045V100 TICKER: GM
Meeting Date: 10-Jun-14 Meeting Type: Annual
1a Elect Director Joseph J. Ashton Management For Voted - For
1b Elect Director Mary T. Barra Management For Voted - For
1c Elect Director Erroll B. Davis, Jr. Management For Voted - For
1d Elect Director Stephen J. Girsky Management For Voted - For
1e Elect Director E. Neville Isdell Management For Voted - For
1f Elect Director Kathryn V. Marinello Management For Voted - For
1g Elect Director Michael G. Mullen Management For Voted - For
1h Elect Director James J. Mulva Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Thomas M. Schoewe Management For Voted - For
1k Elect Director Theodore M. Solso Management For Voted - For
1l Elect Director Carol M. Stephenson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5 Approve Executive Incentive Bonus Plan Management For Voted - For
6 Approve Omnibus Stock Plan Management For Voted - For
7 Provide for Cumulative Voting Shareholder Against Voted - For
8 Require Independent Board Chairman Shareholder Against Voted - For
71
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENUINE PARTS COMPANY
CUSIP: 372460105 TICKER: GPC
Meeting Date: 28-Apr-14 Meeting Type: Annual
1.1 Elect Director Mary B. Bullock Management For Voted - For
1.2 Elect Director Paul D. Donahue Management For Voted - For
1.3 Elect Director Jean Douville Management For Voted - For
1.4 Elect Director Gary P. Fayard Management For Voted - For
1.5 Elect Director Thomas C. Gallagher Management For Voted - For
1.6 Elect Director George C. 'Jack' Guynn Management For Voted - For
1.7 Elect Director John R. Holder Management For Voted - For
1.8 Elect Director John D. Johns Management For Voted - For
1.9 Elect Director Michael M. E. Johns Management For Voted - For
1.10 Elect Director Robert C. 'Robin' Loudermilk, Jr. Management For Voted - For
1.11 Elect Director Wendy B. Needham Management For Voted - For
1.12 Elect Director Jerry W. Nix Management For Voted - For
1.13 Elect Director Gary W. Rollins Management For Vote Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
GENWORTH FINANCIAL, INC.
CUSIP: 37247D106 TICKER: GNW
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director William H. Bolinder Management For Voted - For
1.2 Elect Director G. Kent Conrad Management For Voted - For
1.3 Elect Director Melina E. Higgins Management For Voted - For
1.4 Elect Director Nancy J. Karch Management For Voted - For
1.5 Elect Director Thomas J. McInerney Management For Voted - For
1.6 Elect Director Christine B. Mead Management For Voted - For
1.7 Elect Director David M. Moffett Management For Voted - For
1.8 Elect Director Thomas E. Moloney Management For Voted - For
1.9 Elect Director James A. Parke Management For Voted - For
1.10 Elect Director James S. Riepe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - Against
GRAHAM HOLDINGS COMPANY
CUSIP: 384637104 TICKER: GHC
Meeting Date: 08-May-14 Meeting Type: Annual
1.1. Elect Director Christopher C. Davis Management For Voted - For
72
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Thomas S. Gayner Management For Voted - For
1.3 Elect Director Anne M. Mulcahy Management For Voted - For
1.4 Elect Director Larry D. Thompson Management For Voted - For
GREAT PLAINS ENERGY INCORPORATED
CUSIP: 391164100 TICKER: GXP
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director Terry Bassham Management For Voted - For
1.2 Elect Director David L. Bodde Management For Voted - For
1.3 Elect Director Randall C. Ferguson, Jr. Management For Voted - For
1.4 Elect Director Gary D. Forsee Management For Voted - For
1.5 Elect Director Thomas D. Hyde Management For Voted - For
1.6 Elect Director James A. Mitchell Management For Voted - For
1.7 Elect Director Ann D. Murtlow Management For Voted - For
1.8 Elect Director John J. Sherman Management For Voted - For
1.9 Elect Director Linda H. Talbott Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Issue Updated Indemnification Agreements to
Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
GUESS?, INC.
CUSIP: 401617105 TICKER: GES
Meeting Date: 26-Jun-14 Meeting Type: Annual
1.1 Elect Director Kay Isaacson-Leibowitz Management For Voted - For
1.2 Elect Director Maurice Marciano Management For Voted - For
1.3 Elect Director Alex Yemenidjian Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - Against
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify Auditors Management For Voted - For
HALLIBURTON COMPANY
CUSIP: 406216101 TICKER: HAL
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Alan M. Bennett Management For Voted - For
1.2 Elect Director James R. Boyd Management For Voted - For
1.3 Elect Director Milton Carroll Management For Voted - For
1.4 Elect Director Nance K. Dicciani Management For Voted - For
1.5 Elect Director Murry S. Gerber Management For Voted - For
1.6 Elect Director Jose C. Grubisich Management For Voted - For
1.7 Elect Director Abdallah S. Jum'ah Management For Voted - For
73
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director David J. Lesar Management For Voted - For
1.9 Elect Director Robert A. Malone Management For Voted - For
1.10 Elect Director J. Landis Martin Management For Voted - For
1.11 Elect Director Debra L. Reed Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
HARRIS CORPORATION
CUSIP: 413875105 TICKER: HRS
Meeting Date: 25-Oct-13 Meeting Type: Annual
1a Elect Director William M. Brown Management For Voted - For
1b Elect Director Peter W. Chiarelli Management For Voted - For
1c Elect Director Thomas A. Dattilo Management For Voted - For
1d Elect Director Terry D. Growcock Management For Voted - For
1e Elect Director Lewis Hay, III Management For Voted - For
1f Elect Director Vyomesh I. Joshi Management For Voted - For
1g Elect Director Karen Katen Management For Voted - For
1h Elect Director Stephen P. Kaufman Management For Voted - For
1i Elect Director Leslie F. Kenne Management For Voted - For
1j Elect Director David B. Rickard Management For Voted - For
1k Elect Director James C. Stoffel Management For Voted - For
1l Elect Director Gregory T. Swienton Management For Voted - For
1m Elect Director Hansel E. Tookes, II Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
HASBRO, INC.
CUSIP: 418056107 TICKER: HAS
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Basil L. Anderson Management For Voted - For
1.2 Elect Director Alan R. Batkin Management For Voted - For
1.3 Elect Director Frank J. Biondi, Jr. Management For Voted - For
1.4 Elect Director Kenneth A. Bronfin Management For Voted - For
1.5 Elect Director John M. Connors, Jr. Management For Voted - For
1.6 Elect Director Michael W.O. Garrett Management For Voted - For
1.7 Elect Director Lisa Gersh Management For Voted - For
1.8 Elect Director Brian D. Goldner Management For Voted - For
1.9 Elect Director Jack M. Greenberg Management For Voted - For
1.10 Elect Director Alan G. Hassenfeld Management For Voted - For
1.11 Elect Director Tracy A. Leinbach Management For Voted - For
1.12 Elect Director Edward M. Philip Management For Voted - For
1.13 Elect Director Richard S. Stoddart Management For Voted - For
74
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.14 Elect Director Alfred J. Verrecchia Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
HCP, INC.
CUSIP: 40414L109 TICKER: HCP
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Brian G. Cartwright Management For Voted - For
1b Elect Director Christine N. Garvey Management For Voted - For
1c Elect Director David B. Henry Management For Voted - For
1d Elect Director Lauralee E. Martin Management For Voted - For
1e Elect Director Michael D. McKee Management For Voted - For
1f Elect Director Peter L. Rhein Management For Voted - For
1g Elect Director Joseph P. Sullivan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Omnibus Stock Plan Management For Voted - For
HELMERICH & PAYNE, INC.
CUSIP: 423452101 TICKER: HP
Meeting Date: 05-Mar-14 Meeting Type: Annual
1a Elect Director Hans Helmerich Management For Voted - For
1b Elect Director John W. Lindsay Management For Voted - For
1c Elect Director Paula Marshall Management For Voted - For
1d Elect Director Randy A. Foutch Management For Voted - For
1e Elect Director John D. Zeglis Management For Voted - For
1f Elect Director William L. Armstrong Management For Voted - For
1g Elect Director Thomas A. Petrie Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HESS CORPORATION
CUSIP: 42809H107 TICKER: HES
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Terrence J. Checki Management For Voted - For
1.2 Elect Director Edith E. Holiday Management For Voted - For
1.3 Elect Director John H. Mullin, III Management For Voted - For
1.4 Elect Director James H. Quigley Management For Voted - For
1.5 Elect Director Robert N. Wilson Management For Voted - For
75
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4a Eliminate Supermajority Vote Requirement in
Certificate of Incorporation and Bylaws Management For Voted - For
4b Eliminate Supermajority Vote Requirement in
Certificate of Incorporation Management For Voted - For
5 Amend Certificate of Incorporation Removing
Provisions of $3.50 Cumulative Convertible
Preferred Stock Management For Voted - For
6 Report on Financial Risks of Climate Change Shareholder Against Voted - Against
HEWLETT-PACKARD COMPANY
CUSIP: 428236103 TICKER: HPQ
Meeting Date: 19-Mar-14 Meeting Type: Annual
1.1 Elect Director Marc L. Andreessen Management For Voted - For
1.2 Elect Director Shumeet Banerji Management For Voted - For
1.3 Elect Director Robert R. Bennett Management For Voted - For
1.4 Elect Director Rajiv L. Gupta Management For Voted - For
1.5 Elect Director Raymond J. Lane Management For Voted - For
1.6 Elect Director Ann M. Livermore Management For Voted - For
1.7 Elect Director Raymond E. Ozzie Management For Voted - For
1.8 Elect Director Gary M. Reiner Management For Voted - For
1.9 Elect Director Patricia F. Russo Management For Voted - For
1.10 Elect Director James A. Skinner Management For Voted - For
1.11 Elect Director Margaret C. Whitman Management For Voted - For
1.12 Elect Director Ralph V. Whitworth Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Establish Board Committee on Human Rights Shareholder Against Voted - Against
HOLLYFRONTIER CORPORATION
CUSIP: 436106108 TICKER: HFC
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director Douglas Y. Bech Management For Voted - For
1b Elect Director Leldon E. Echols Management For Voted - For
1c Elect Director R. Kevin Hardage Management For Voted - For
1d Elect Director Michael C. Jennings Management For Voted - For
1e Elect Director Robert J. Kostelnik Management For Voted - For
1f Elect Director James H. Lee Management For Voted - For
1g Elect Director Franklin Myers Management For Voted - For
1h Elect Director Michael E. Rose Management For Voted - For
1i Elect Director Tommy A. Valenta Management For Voted - For
76
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
HONEYWELL INTERNATIONAL INC.
CUSIP: 438516106 TICKER: HON
Meeting Date: 28-Apr-14 Meeting Type: Annual
1A Elect Director Gordon M. Bethune Management For Voted - For
1B Elect Director Kevin Burke Management For Voted - For
1C Elect Director Jaime Chico Pardo Management For Voted - For
1D Elect Director David M. Cote Management For Voted - For
1E Elect Director D. Scott Davis Management For Voted - For
1F Elect Director Linnet F. Deily Management For Voted - For
1G Elect Director Judd Gregg Management For Voted - For
1H Elect Director Clive Hollick Management For Voted - For
1I Elect Director Grace D. Lieblein Management For Voted - For
1J Elect Director George Paz Management For Voted - For
1K Elect Director Bradley T. Sheares Management For Voted - For
1L Elect Director Robin L. Washington Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
HOSPIRA, INC.
CUSIP: 441060100 TICKER: HSP
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Irving W. Bailey, II Management For Voted - For
1b Elect Director F. Michael Ball Management For Voted - For
1c Elect Director Connie R. Curran Management For Voted - For
1d Elect Director William G. Dempsey Management For Voted - For
1e Elect Director Dennis M. Fenton Management For Voted - For
1f Elect Director Heino von Prondzynski Management For Voted - For
1g Elect Director Jacque J. Sokolov Management For Voted - For
1h Elect Director Mark F. Wheeler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
77
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HOST HOTELS & RESORTS, INC.
CUSIP: 44107P104 TICKER: HST
Meeting Date: 14-May-14 Meeting Type: Annual
1.1 Elect Director Mary L. Baglivo Management For Voted - For
1.2 Elect Director Sheila C. Bair Management For Voted - For
1.3 Elect Director Terence C. Golden Management For Voted - For
1.4 Elect Director Ann M. Korologos Management For Voted - For
1.5 Elect Director Richard E. Marriott Management For Voted - For
1.6 Elect Director John B. Morse, Jr. Management For Voted - For
1.7 Elect Director Walter C. Rakowich Management For Voted - For
1.8 Elect Director Gordon H. Smith Management For Voted - For
1.9 Elect Director W. Edward Walter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HUDSON CITY BANCORP, INC.
CUSIP: 443683107 TICKER: HCBK
Meeting Date: 18-Dec-13 Meeting Type: Annual
1a Elect Director Cornelius E. Golding Management For Voted - For
1b Elect Director Donald O. Quest Management For Voted - For
1c Elect Director Joseph G. Sponholz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
HUMANA INC.
CUSIP: 444859102 TICKER: HUM
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director Kurt J. Hilzinger Management For Voted - For
1b Elect Director Bruce D. Broussard Management For Voted - For
1c Elect Director Frank A. D'Amelio Management For Voted - For
1d Elect Director W. Roy Dunbar Management For Voted - For
1e Elect Director David A. Jones, Jr. Management For Voted - For
1f Elect Director William J. McDonald Management For Voted - For
1g Elect Director William E. Mitchell Management For Voted - For
1h Elect Director David B. Nash Management For Voted - For
1i Elect Director James J. O'Brien Management For Voted - For
1j Elect Director Marissa T. Peterson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
78
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Report on Political Contributions Shareholder Against Voted - For
HUNTINGTON BANCSHARES INCORPORATED
CUSIP: 446150104 TICKER: HBAN
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director Don M. Casto, III Management For Voted - For
1.2 Elect Director Ann ('Tanny') B. Crane Management For Voted - For
1.3 Elect Director Steven G. Elliott Management For Voted - For
1.4 Elect Director Michael J. Endres Management For Voted - For
1.5 Elect Director John B. Gerlach, Jr. Management For Voted - For
1.6 Elect Director Peter J. Kight Management For Voted - For
1.7 Elect Director Jonathan A. Levy Management For Voted - For
1.8 Elect Director Richard W. Neu Management For Voted - For
1.9 Elect Director David L. Porteous Management For Voted - For
1.10 Elect Director Kathleen H. Ransier Management For Voted - For
1.11 Elect Director Stephen D. Steinour Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ILLINOIS TOOL WORKS INC.
CUSIP: 452308109 TICKER: ITW
Meeting Date: 02-May-14 Meeting Type: Annual
1a Elect Director Daniel J. Brutto Management For Voted - For
1b Elect Director Susan Crown Management For Voted - For
1c Elect Director Don H. Davis, Jr. Management For Voted - For
1d Elect Director James W. Griffith Management For Voted - For
1e Elect Director Robert C. McCormack Management For Voted - For
1f Elect Director Robert S. Morrison Management For Voted - For
1g Elect Director E. Scott Santi Management For Voted - For
1h Elect Director James A. Skinner Management For Voted - For
1i Elect Director David B. Smith, Jr. Management For Voted - For
1j Elect Director Pamela B. Strobel Management For Voted - For
1k Elect Director Kevin M. Warren Management For Voted - For
1l Elect Director Anre D. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
5 Amend Certificate of Incorporation to Eliminate
Provisions Regarding Board Size Management For Voted - For
79
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTEGRYS ENERGY GROUP, INC.
CUSIP: 45822P105 TICKER: TEG
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director William J. Brodsky Management For Voted - For
1.2 Elect Director Albert J. Budney, Jr. Management For Voted - For
1.3 Elect Director Ellen Carnahan Management For Voted - For
1.4 Elect Director Michelle L. Collins Management For Voted - For
1.5 Elect Director Kathryn M. Hasselblad-Pascale Management For Voted - For
1.6 Elect Director John W. Higgins Management For Voted - For
1.7 Elect Director Paul W. Jones Management For Voted - For
1.8 Elect Director Holly Keller Koeppel Management For Voted - For
1.9 Elect Director Michael E. Lavin Management For Voted - For
1.10 Elect Director William F. Protz, Jr. Management For Voted - For
1.11 Elect Director Charles A. Schrock Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
INTEL CORPORATION
CUSIP: 458140100 TICKER: INTC
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director Andy D. Bryant Management For Voted - For
1c Elect Director Susan L. Decker Management For Voted - For
1d Elect Director John J. Donahoe Management For Voted - For
1e Elect Director Reed E. Hundt Management For Voted - For
1f Elect Director Brian M. Krzanich Management For Voted - For
1g Elect Director James D. Plummer Management For Voted - For
1h Elect Director David S. Pottruck Management For Voted - For
1i Elect Director Frank D. Yeary Management For Voted - For
1j Elect Director David B. Yoffie Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
INTERNATIONAL FLAVORS & FRAGRANCES INC.
CUSIP: 459506101 TICKER: IFF
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Marcello V. Bottoli Management For Voted - For
1b Elect Director Linda B. Buck Management For Voted - For
1c Elect Director J. Michael Cook Management For Voted - For
80
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Roger W. Ferguson, Jr. Management For Voted - For
1e Elect Director Andreas Fibig Management For Voted - For
1f Elect Director Christina Gold Management For Voted - For
1g Elect Director Alexandra A. Herzan Management For Voted - For
1h Elect Director Henry W. Howell, Jr. Management For Voted - For
1i Elect Director Katherine M. Hudson Management For Voted - For
1j Elect Director Arthur C. Martinez Management For Voted - For
1k Elect Director Dale F. Morrison Management For Voted - For
1l Elect Director Douglas D. Tough Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
INTERNATIONAL GAME TECHNOLOGY
CUSIP: 459902102 TICKER: IGT
Meeting Date: 10-Mar-14 Meeting Type: Annual
1a Elect Director Paget L. Alves Management For Voted - For
1b Elect Director Eric F. Brown Management For Voted - For
1c Elect Director Janice D. Chaffin Management For Voted - For
1d Elect Director Greg Creed Management For Voted - For
1e Elect Director Patti S. Hart Management For Voted - For
1f Elect Director Robert J. Miller Management For Voted - For
1g Elect Director Vincent L. Sadusky Management For Voted - For
1h Elect Director Philip G. Satre Management For Voted - For
1i Elect Director Tracey D. Weber Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
INTERNATIONAL PAPER COMPANY
CUSIP: 460146103 TICKER: IP
Meeting Date: 12-May-14 Meeting Type: Annual
1a Elect Director David J. Bronczek Management For Voted - For
1b Elect Director Ahmet C. Dorduncu Management For Voted - For
1c Elect Director John V. Faraci Management For Voted - For
1d Elect Director Ilene S. Gordon Management For Voted - For
1e Elect Director Jay L. Johnson Management For Voted - For
1f Elect Director Stacey J. Mobley Management For Voted - For
1g Elect Director Joan E. Spero Management For Voted - For
1h Elect Director John L. Townsend, III Management For Voted - For
1i Elect Director John F. Turner Management For Voted - For
1j Elect Director William G. Walter Management For Voted - For
1k Elect Director J. Steven Whisler Management For Voted - For
2 Ratify Auditors Management For Voted - For
81
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 TICKER: ISRG
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Amal M. Johnson Management For Voted - For
1.2 Elect Director Eric H. Halvorson Management For Voted - For
1.3 Elect Director Alan J. Levy Management For Voted - For
1.4 Elect Director Craig H. Barratt Management For Voted - For
1.5 Elect Director Floyd D. Loop Management For Voted - For
1.6 Elect Director George Stalk, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
INVESCO LTD.
CUSIP: G491BT108 TICKER: IVZ
Meeting Date: 15-May-14 Meeting Type: Annual
1 Declassify the Board of Directors Management For Voted - For
2.1 Elect Director Denis Kessler Management For Voted - For
2.2 Elect Director G. Richard ('Rick') Wagoner, Jr. Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
IRON MOUNTAIN INCORPORATED
CUSIP: 462846106 TICKER: IRM
Meeting Date: 29-May-14 Meeting Type: Annual
1a Elect Director Ted R. Antenucci Management For Voted - For
1b Elect Director Pamela M. Arway Management For Voted - For
1c Elect Director Clarke H. Bailey Management For Voted - For
1d Elect Director Kent P. Dauten Management For Voted - For
1e Elect Director Paul F. Deninger Management For Voted - For
1f Elect Director Per-Kristian Halvorsen Management For Voted - For
1g Elect Director Michael W. Lamach Management For Voted - For
1h Elect Director William L. Meaney Management For Voted - For
1i Elect Director Walter C. Rakowich Management For Voted - For
1j Elect Director Vincent J. Ryan Management For Voted - Against
1k Elect Director Alfred J. Verrecchia Management For Voted - For
82
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
J.B. HUNT TRANSPORT SERVICES, INC.
CUSIP: 445658107 TICKER: JBHT
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Douglas G. Duncan Management For Voted - For
1.2 Elect Director Francesca M. Edwardson Management For Voted - For
1.3 Elect Director Wayne Garrison Management For Voted - For
1.4 Elect Director Sharilyn S. Gasaway Management For Voted - For
1.5 Elect Director Gary C. George Management For Voted - For
1.6 Elect Director J. Bryan Hunt, Jr. Management For Voted - For
1.7 Elect Director Coleman H. Peterson Management For Voted - For
1.8 Elect Director John N. Roberts, III Management For Voted - For
1.9 Elect Director James L. Robo Management For Voted - For
1.10 Elect Director Kirk Thompson Management For Voted - For
1.11 Elect Director John A. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
J.C. PENNEY COMPANY, INC.
CUSIP: 708160106 TICKER: JCP
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Colleen C. Barrett Management For Voted - For
1b Elect Director Thomas J. Engibous Management For Voted - For
1c Elect Director Kent B. Foster Management For Voted - For
1d Elect Director Leonard H. Roberts Management For Voted - For
1e Elect Director Stephen I. Sadove Management For Voted - For
1f Elect Director Javier G. Teruel Management For Voted - For
1g Elect Director R. Gerald Turner Management For Voted - For
1h Elect Director Ronald W. Tysoe Management For Voted - For
1i Elect Director Myron E. Ullman, III Management For Voted - For
1j Elect Director Mary Beth West Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Amend Securities Transfer Restrictions Management For Voted - For
5 Adopt NOL Rights Plan (NOL Pill) Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
83
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JABIL CIRCUIT, INC.
CUSIP: 466313103 TICKER: JBL
Meeting Date: 23-Jan-14 Meeting Type: Annual
1.1 Elect Director Martha F. Brooks Management For Voted - For
1.2 Elect Director Mel S. Lavitt Management For Voted - For
1.3 Elect Director Timothy L. Main Management For Voted - For
1.4 Elect Director Mark T. Mondello Management For Voted - For
1.5 Elect Director Lawrence J. Murphy Management For Voted - For
1.6 Elect Director Frank A. Newman Management For Voted - For
1.7 Elect Director Steven A. Raymund Management For Voted - For
1.8 Elect Director Thomas A. Sansone Management For Voted - For
1.9 Elect Director David M. Stout Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Other Business Management For Voted - Against
JACOBS ENGINEERING GROUP INC.
CUSIP: 469814107 TICKER: JEC
Meeting Date: 23-Jan-14 Meeting Type: Annual
1a Elect Director Juan Jos[] Su[]rez Coppel Management For Voted - For
1b Elect Director John F. Coyne Management For Voted - For
1c Elect Director Linda Fayne Levinson Management For Voted - For
1d Elect Director Craig L. Martin Management For Voted - For
1e Elect Director Christopher M.T. Thompson Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
JDS UNIPHASE CORPORATION
CUSIP: 46612J507 TICKER: JDSU
Meeting Date: 13-Nov-13 Meeting Type: Annual
1.1 Elect Director Keith Barnes Management For Voted - For
1.2 Elect Director Martin A. Kaplan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
84
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JOHNSON & JOHNSON
CUSIP: 478160104 TICKER: JNJ
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Mary Sue Coleman Management For Voted - For
1b Elect Director James G. Cullen Management For Voted - For
1c Elect Director Ian E. L. Davis Management For Voted - For
1d Elect Director Alex Gorsky Management For Voted - For
1e Elect Director Susan L. Lindquist Management For Voted - For
1f Elect Director Mark B. McClellan Management For Voted - For
1g Elect Director Anne M. Mulcahy Management For Voted - For
1h Elect Director Leo F. Mullin Management For Voted - For
1i Elect Director William D. Perez Management For Voted - For
1j Elect Director Charles Prince Management For Voted - For
1k Elect Director A. Eugene Washington Management For Voted - For
1l Elect Director Ronald A. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
JOHNSON CONTROLS, INC.
CUSIP: 478366107 TICKER: JCI
Meeting Date: 29-Jan-14 Meeting Type: Annual
1.1 Elect Director Natalie A. Black Management For Voted - For
1.2 Elect Director Raymond L. Conner Management For Voted - For
1.3 Elect Director William H. Lacy Management For Voted - For
1.4 Elect Director Alex A. Molinaroli Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JOY GLOBAL INC.
CUSIP: 481165108 TICKER: JOY
Meeting Date: 04-Mar-14 Meeting Type: Annual
1.1 Elect Director Edward L. Doheny, II Management For Voted - For
1.2 Elect Director Steven L. Gerard Management For Voted - For
1.3 Elect Director John T. Gremp Management For Voted - For
1.4 Elect Director John Nils Hanson Management For Voted - For
1.5 Elect Director Gale E. Klappa Management For Voted - For
1.6 Elect Director Richard B. Loynd Management For Voted - For
1.7 Elect Director P. Eric Siegert Management For Voted - For
1.8 Elect Director James H. Tate Management For Voted - For
85
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JPMORGAN CHASE & CO.
CUSIP: 46625H100 TICKER: JPM
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director Linda B. Bammann Management For Voted - For
1b Elect Director James A. Bell Management For Voted - For
1c Elect Director Crandall C. Bowles Management For Voted - For
1d Elect Director Stephen B. Burke Management For Voted - For
1e Elect Director James S. Crown Management For Voted - For
1f Elect Director James Dimon Management For Voted - For
1g Elect Director Timothy P. Flynn Management For Voted - For
1h Elect Director Laban P. Jackson, Jr. Management For Voted - For
1i Elect Director Michael A. Neal Management For Voted - For
1j Elect Director Lee R. Raymond Management For Voted - For
1k Elect Director William C. Weldon Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
5 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
6 Provide for Cumulative Voting Shareholder Against Voted - For
KELLOGG COMPANY
CUSIP: 487836108 TICKER: K
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director John Bryant Management For Voted - For
1.2 Elect Director Stephanie A. Burns Management For Voted - For
1.3 Elect Director La June Montgomery Tabron Management For Voted - For
1.4 Elect Director Rogelio Rebolledo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
86
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KEYCORP
CUSIP: 493267108 TICKER: KEY
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Joseph A. Carrabba Management For Voted - For
1.2 Elect Director Charles P. Cooley Management For Voted - For
1.3 Elect Director Alexander M. Cutler Management For Voted - For
1.4 Elect Director H. James Dallas Management For Voted - For
1.5 Elect Director Elizabeth R. Gile Management For Voted - For
1.6 Elect Director Ruth Ann M. Gillis Management For Voted - For
1.7 Elect Director William G. Gisel, Jr. Management For Voted - For
1.8 Elect Director Richard J. Hipple Management For Voted - For
1.9 Elect Director Kristen L. Manos Management For Voted - For
1.10 Elect Director Beth E. Mooney Management For Voted - For
1.11 Elect Director Demos Parneros Management For Voted - For
1.12 Elect Director Barbara R. Snyder Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
KIMBERLY-CLARK CORPORATION
CUSIP: 494368103 TICKER: KMB
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director John R. Alm Management For Voted - For
1.2 Elect Director John F. Bergstrom Management For Voted - For
1.3 Elect Director Abelardo E. Bru Management For Voted - For
1.4 Elect Director Robert W. Decherd Management For Voted - For
1.5 Elect Director Thomas J. Falk Management For Voted - For
1.6 Elect Director Fabian T. Garcia Management For Voted - For
1.7 Elect Director Mae C. Jemison Management For Voted - For
1.8 Elect Director James M. Jenness Management For Voted - For
1.9 Elect Director Nancy J. Karch Management For Voted - For
1.10 Elect Director Ian C. Read Management For Voted - For
1.11 Elect Director Linda Johnson Rice Management For Voted - For
1.12 Elect Director Marc J. Shapiro Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
87
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KIMCO REALTY CORPORATION
CUSIP: 49446R109 TICKER: KIM
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director Milton Cooper Management For Voted - For
1.2 Elect Director Phillip E. Coviello Management For Voted - For
1.3 Elect Director Richard G. Dooley Management For Voted - For
1.4 Elect Director Joe Grills Management For Voted - For
1.5 Elect Director David B. Henry Management For Voted - For
1.6 Elect Director F. Patrick Hughes Management For Voted - For
1.7 Elect Director Frank Lourenso Management For Voted - For
1.8 Elect Director Colombe M. Nicholas Management For Voted - For
1.9 Elect Director Richard B. Saltzman Management For Voted - For
2 Reduce Supermajority Vote Requirement Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
KINDER MORGAN, INC.
CUSIP: 49456B101 TICKER: KMI
Meeting Date: 19-May-14 Meeting Type: Annual
1.1 Elect Director Richard D. Kinder Management For Voted - For
1.2 Elect Director Steven J. Kean Management For Voted - For
1.3 Elect Director Anthony W. Hall, Jr. Management For Voted - For
1.4 Elect Director Deborah A. Macdonald Management For Voted - For
1.5 Elect Director Michael J. Miller Management For Voted - For
1.6 Elect Director Michael C. Morgan Management For Voted - For
1.7 Elect Director Fayez Sarofim Management For Voted - For
1.8 Elect Director C. Park Shaper Management For Voted - For
1.9 Elect Director Joel V. Staff Management For Voted - For
1.10 Elect Director John M. Stokes Management For Voted - For
1.11 Elect Director Robert F. Vagt Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Report on Financial Risks of Climate Change Shareholder Against Voted - For
4 Report on Methane Emissions Management, Pipeline
Maintenance and Reduction Targets Shareholder Against Voted - For
5 Report on Sustainability Shareholder Against Voted - For
KLA-TENCOR CORPORATION
CUSIP: 482480100 TICKER: KLAC
Meeting Date: 06-Nov-13 Meeting Type: Annual
1.1 Elect Director Edward W. Barnholt Management For Voted - For
1.2 Elect Director Emiko Higashi Management For Voted - For
88
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Stephen P. Kaufman Management For Voted - For
1.4 Elect Director Richard P. Wallace Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
KNOWLES CORPORATION
CUSIP: 49926D109 TICKER: KN
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Niew Management For Voted - For
1.2 Elect Director Keith L. Barnes Management For Voted - For
1.3 Elect Director Richard K. Lochridge Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
KOHL'S CORPORATION
CUSIP: 500255104 TICKER: KSS
Meeting Date: 15-May-14 Meeting Type: Annual
1a Elect Director Peter Boneparth Management For Voted - For
1b Elect Director Steven A. Burd Management For Voted - For
1c Elect Director Dale E. Jones Management For Voted - For
1d Elect Director Kevin Mansell Management For Voted - For
1e Elect Director John E. Schlifske Management For Voted - For
1f Elect Director Frank V. Sica Management For Voted - For
1g Elect Director Peter M. Sommerhauser Management For Voted - For
1h Elect Director Stephanie A. Streeter Management For Voted - For
1i Elect Director Nina G. Vaca Management For Voted - For
1j Elect Director Stephen E. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
5 Report on Data Used to Make Environmental Goals and
Costs and Benefits of Sustainability Program Shareholder Against Voted - Against
KRAFT FOODS GROUP, INC.
CUSIP: 50076Q106 TICKER: KRFT
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director L. Kevin Cox Management For Voted - For
89
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Myra M. Hart Management For Voted - For
1c Elect Director Peter B. Henry Management For Voted - For
1d Elect Director Terry J. Lundgren Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Prohibit Political Contributions Shareholder Against Voted - Against
5 Adopt Policy to Ensure Consistency between Company
Values and Political Contributions Shareholder Against Voted - Against
6 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
7 Report on Supply Chain and Deforestation Shareholder Against Voted - For
8 Adopt Policy to Require Suppliers to Eliminate
Cattle Dehorning Shareholder Against Voted - Against
9 Support for Animal Welfare Improvements in the
Company's Pork Supply Chain Shareholder For Voted - For
L BRANDS, INC.
CUSIP: 501797104 TICKER: LB
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Donna A. James Management For Voted - For
1.2 Elect Director Jeffrey H. Miro Management For Voted - For
1.3 Elect Director Michael G. Morris Management For Voted - For
1.4 Elect Director Raymond Zimmerman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
L-3 COMMUNICATIONS HOLDINGS, INC.
CUSIP: 502424104 TICKER: LLL
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director Ann E. Dunwoody Management For Voted - For
1.2 Elect Director Vincent Pagano, Jr. Management For Voted - For
1.3 Elect Director H. Hugh Shelton Management For Voted - For
1.4 Elect Director Michael T. Strianese Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
90
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LABORATORY CORPORATION OF AMERICA HOLDINGS
CUSIP: 50540R409 TICKER: LH
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director Kerrii B. Anderson Management For Voted - For
1b Elect Director Jean-Luc B[]lingard Management For Voted - For
1c Elect Director D. Gary Gilliland Management For Voted - For
1d Elect Director David P. King Management For Voted - For
1e Elect Director Garheng Kong Management For Voted - For
1f Elect Director Robert E. Mittelstaedt, Jr. Management For Voted - For
1g Elect Director Peter M. Neupert Management For Voted - For
1h Elect Director Adam H. Schechter Management For Voted - For
1i Elect Director R. Sanders Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
LEGG MASON, INC.
CUSIP: 524901105 TICKER: LM
Meeting Date: 23-Jul-13 Meeting Type: Annual
1.1 Elect Director Dennis M. Kass Management For Voted - For
1.2 Elect Director John V. Murphy Management For Voted - For
1.3 Elect Director John H. Myers Management For Voted - For
1.4 Elect Director Nelson Peltz Management For Voted - For
1.5 Elect Director W. Allen Reed Management For Voted - For
1.6 Elect Director Joseph A. Sullivan Management For Voted - For
2 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - Against
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
LEGGETT & PLATT, INCORPORATED
CUSIP: 524660107 TICKER: LEG
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Robert E. Brunner Management For Voted - For
1b Elect Director Ralph W. Clark Management For Voted - For
1c Elect Director Robert G. Culp, III Management For Voted - For
1d Elect Director R. Ted Enloe, III Management For Voted - For
1e Elect Director Richard T. Fisher Management For Voted - For
1f Elect Director Matthew C. Flanigan Management For Voted - For
1g Elect Director Karl G. Glassman Management For Voted - For
1h Elect Director David S. Haffner Management For Voted - For
1i Elect Director Joseph W. McClanathan Management For Voted - For
91
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Judy C. Odom Management For Voted - For
1k Elect Director Phoebe A. Wood Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Amend EEO Policy to Prohibit Discrimination Based
on Sexual Orientation and Gender Identity Shareholder Against Voted - For
LEUCADIA NATIONAL CORPORATION
CUSIP: 527288104 TICKER: LUK
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Linda L. Adamany Management For Voted - For
1.2 Elect Director Robert D. Beyer Management For Voted - For
1.3 Elect Director Francisco L. Borges Management For Voted - For
1.4 Elect Director W. Patrick Campbell Management For Voted - For
1.5 Elect Director Brian P. Friedman Management For Voted - For
1.6 Elect Director Richard B. Handler Management For Voted - For
1.7 Elect Director Robert E. Joyal Management For Voted - Against
1.8 Elect Director Jeffrey C. Keil Management For Voted - For
1.9 Elect Director Michael T. O'Kane Management For Voted - Against
1.10 Elect Director Stuart H. Reese Management For Voted - For
1.11 Elect Director Joseph S. Steinberg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
LINCOLN NATIONAL CORPORATION
CUSIP: 534187109 TICKER: LNC
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Dennis R. Glass Management For Voted - For
1.2 Elect Director Gary C. Kelly Management For Voted - For
1.3 Elect Director Michael F. Mee Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
LINEAR TECHNOLOGY CORPORATION
CUSIP: 535678106 TICKER: LLTC
Meeting Date: 06-Nov-13 Meeting Type: Annual
1.1 Elect Director Robert H. Swanson, Jr. Management For Voted - For
1.2 Elect Director Lothar Maier Management For Voted - For
92
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Arthur C. Agnos Management For Voted - For
1.4 Elect Director John J. Gordon Management For Voted - For
1.5 Elect Director David S. Lee Management For Voted - For
1.6 Elect Director Richard M. Moley Management For Voted - For
1.7 Elect Director Thomas S. Volpe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
LOCKHEED MARTIN CORPORATION
CUSIP: 539830109 TICKER: LMT
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Daniel F. Akerson Management For Voted - For
1.2 Elect Director Nolan D. Archibald Management For Voted - For
1.3 Elect Director Rosalind G. Brewer Management For Voted - For
1.4 Elect Director David B. Burritt Management For Voted - For
1.5 Elect Director James O. Ellis, Jr. Management For Voted - For
1.6 Elect Director Thomas J. Falk Management For Voted - For
1.7 Elect Director Marillyn A. Hewson Management For Voted - For
1.8 Elect Director Gwendolyn S. King Management For Voted - For
1.9 Elect Director James M. Loy Management For Voted - For
1.10 Elect Director Douglas H. McCorkindale Management For Voted - For
1.11 Elect Director Joseph W. Ralston Management For Voted - For
1.12 Elect Director Anne Stevens Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Stock Retention/Holding Period Shareholder Against Voted - For
7 Claw-back of Payments under Restatements Shareholder Against Voted - Against
LOEWS CORPORATION
CUSIP: 540424108 TICKER: L
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Lawrence S. Bacow Management For Voted - For
1b Elect Director Ann E. Berman Management For Voted - For
1c Elect Director Joseph L. Bower Management For Voted - For
1d Elect Director Charles M. Diker Management For Voted - For
1e Elect Director Jacob A. Frenkel Management For Voted - Against
1f Elect Director Paul J. Fribourg Management For Voted - For
1g Elect Director Walter L. Harris Management For Voted - Against
1h Elect Director Philip A. Laskawy Management For Voted - For
1i Elect Director Ken Miller Management For Voted - For
1j Elect Director Andrew H. Tisch Management For Voted - For
93
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director James S. Tisch Management For Voted - For
1l Elect Director Jonathan M. Tisch Management For Voted - For
1m Elect Director Anthony Welters Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
LORILLARD, INC.
CUSIP: 544147101 TICKER: LO
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Dianne Neal Blixt Management For Voted - For
1.2 Elect Director Andrew H. Card, Jr. Management For Voted - For
1.3 Elect Director Virgis W. Colbert Management For Voted - For
1.4 Elect Director David E.R. Dangoor Management For Voted - For
1.5 Elect Director Murray S. Kessler Management For Voted - For
1.6 Elect Director Jerry W. Levin Management For Voted - For
1.7 Elect Director Richard W. Roedel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Inform Poor and Less Educated on Health
Consequences of Tobacco Shareholder Against Voted - Against
LOWE'S COMPANIES, INC.
CUSIP: 548661107 TICKER: LOW
Meeting Date: 30-May-14 Meeting Type: Annual
1.1 Elect Director Raul Alvarez Management For Voted - For
1.2 Elect Director David W. Bernauer Management For Voted - For
1.3 Elect Director Leonard L. Berry Management For Voted - For
1.4 Elect Director Angela F. Braly Management For Voted - For
1.5 Elect Director Richard W. Dreiling Management For Voted - For
1.6 Elect Director Dawn E. Hudson Management For Voted - For
1.7 Elect Director Robert L. Johnson Management For Voted - For
1.8 Elect Director Marshall O. Larsen Management For Voted - For
1.9 Elect Director Richard K. Lochridge Management For Voted - For
1.10 Elect Director Robert A. Niblock Management For Voted - For
1.11 Elect Director Eric C. Wiseman Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Data Used to Make Environmental Goals and
Costs and Benefits of Sustainability Program Shareholder Against Voted - Against
94
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LSI CORPORATION
CUSIP: 502161102 TICKER: LSI
Meeting Date: 09-Apr-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
LYONDELLBASELL INDUSTRIES NV
CUSIP: N53745100 TICKER: LYB
Meeting Date: 16-Apr-14 Meeting Type: Annual
1a Elect Jagjeet S. Bindra to Supervisory Board Management For Voted - For
1b Elect Milton Carroll to Supervisory Board Management For Voted - For
1c Elect Claire S. Farley to Supervisory Board Management For Voted - For
1d Elect Rudy van der Meer to Supervisory Board Management For Voted - For
1e Elect Isabella D. Goren to Supervisory Board Management For Voted - For
1f Elect Nance K. Dicciani to Supervisory Board Management For Voted - For
2a Elect Karyn F. Ovelmen to Management Board Management For Voted - For
2b Elect Craig B. Glidden to Management Board Management For Voted - For
2c Elect Bhavesh V. Patel to Management Board Management For Voted - For
2d Elect Patrick D. Quarles to Management Board Management For Voted - For
2e Elect Timothy D. Roberts to Management Board Management For Voted - For
3 Adopt Financial Statements and Statutory Reports Management For Voted - For
4 Approve Discharge of Management Board Management For Voted - For
5 Approve Discharge of Supervisory Board Management For Voted - For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
7 Ratify PricewaterhouseCoopers Accountants N.V. as
Auditors Management For Voted - For
8 Approve Dividends of USD 2.20 Per Share Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
10 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
11 Approve Cancellation of up to 10 Percent of Issued
Share Capital in Treasury Account Management For Voted - For
M&T BANK CORPORATION
CUSIP: 55261F104 TICKER: MTB
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director Brent D. Baird Management For Voted - For
1.2 Elect Director C. Angela Bontempo Management For Voted - For
1.3 Elect Director Robert T. Brady Management For Voted - For
1.4 Elect Director T. Jefferson Cunningham, III Management For Voted - For
95
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Mark J. Czarnecki Management For Voted - For
1.6 Elect Director Gary N. Geisel Management For Vote Withheld
1.7 Elect Director John D. Hawke, Jr. Management For Voted - For
1.8 Elect Director Patrick W.E. Hodgson Management For Voted - For
1.9 Elect Director Richard G. King Management For Voted - For
1.10 Elect Director Jorge G. Pereira Management For Voted - For
1.11 Elect Director Melinda R. Rich Management For Voted - For
1.12 Elect Director Robert E. Sadler, Jr. Management For Voted - For
1.13 Elect Director Herbert L. Washington Management For Voted - For
1.14 Elect Director Robert G. Wilmers Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
MACY'S, INC.
CUSIP: 55616P104 TICKER: M
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Stephen F. Bollenbach Management For Voted - For
1b Elect Director Deirdre P. Connelly Management For Voted - For
1c Elect Director Meyer Feldberg Management For Voted - For
1d Elect Director Sara Levinson Management For Voted - For
1e Elect Director Terry J. Lundgren Management For Voted - For
1f Elect Director Joseph Neubauer Management For Voted - For
1g Elect Director Joyce M. Roch[] Management For Voted - For
1h Elect Director Paul C. Varga Management For Voted - For
1i Elect Director Craig E. Weatherup Management For Voted - For
1j Elect Director Marna C. Whittington Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
MARATHON OIL CORPORATION
CUSIP: 565849106 TICKER: MRO
Meeting Date: 30-Apr-14 Meeting Type: Annual
1a Elect Director Gregory H. Boyce Management For Voted - For
1b Elect Director Pierre Brondeau Management For Voted - For
1c Elect Director Linda Z. Cook Management For Voted - For
1d Elect Director Chadwick C. Deaton Management For Voted - For
1e Elect Director Shirley Ann Jackson Management For Voted - For
1f Elect Director Philip Lader Management For Voted - For
1g Elect Director Michael E. J. Phelps Management For Voted - For
1h Elect Director Dennis H. Reilley Management For Voted - For
1i Elect Director Lee M. Tillman Management For Voted - For
2 Ratify Auditors Management For Voted - For
96
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
MARATHON PETROLEUM CORPORATION
CUSIP: 56585A102 TICKER: MPC
Meeting Date: 30-Apr-14 Meeting Type: Annual
1a Elect Director Steven A. Davis Management For Voted - For
1b Elect Director Gary R. Heminger Management For Voted - For
1c Elect Director John W. Snow Management For Voted - For
1d Elect Director John P. Surma Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
MARRIOTT INTERNATIONAL, INC.
CUSIP: 571903202 TICKER: MAR
Meeting Date: 09-May-14 Meeting Type: Annual
1.1 Elect Director J.W. Marriott, Jr. Management For Voted - For
1.2 Elect Director John W. Marriott, III Management For Voted - For
1.3 Elect Director Mary K. Bush Management For Voted - For
1.4 Elect Director Frederick A. Henderson Management For Voted - For
1.5 Elect Director Lawrence W. Kellner Management For Voted - For
1.6 Elect Director Debra L. Lee Management For Voted - For
1.7 Elect Director George Munoz Management For Voted - For
1.8 Elect Director Harry J. Pearce Management For Voted - For
1.9 Elect Director Steven S Reinemund Management For Voted - For
1.10 Elect Director W. Mitt Romney Management For Voted - For
1.11 Elect Director Arne M. Sorenson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
97
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MASCO CORPORATION
CUSIP: 574599106 TICKER: MAS
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Keith J. Allman Management For Voted - For
1b Elect Director Verne G. Istock Management For Voted - For
1c Elect Director J. Michael Losh Management For Voted - For
1d Elect Director Christopher A. O'Herlihy Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 03-Jun-14 Meeting Type: Annual
1a Elect Director Richard Haythornthwaite Management For Voted - For
1b Elect Director Ajay Banga Management For Voted - For
1c Elect Director Silvio Barzi Management For Voted - For
1d Elect Director David R. Carlucci Management For Voted - For
1e Elect Director Steven J. Freiberg Management For Voted - For
1f Elect Director Julius Genachowski Management For Voted - For
1g Elect Director Merit E. Janow Management For Voted - For
1h Elect Director Nancy J. Karch Management For Voted - For
1i Elect Director Marc Olivie Management For Voted - For
1j Elect Director Rima Qureshi Management For Voted - For
1k Elect Director Jose Octavio Reyes Lagunes Management For Voted - For
1l Elect Director Jackson P. Tai Management For Voted - For
1m Elect Director Edward Suning Tian Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
MATTEL, INC.
CUSIP: 577081102 TICKER: MAT
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Michael J. Dolan Management For Voted - For
1b Elect Director Trevor A. Edwards Management For Voted - For
1c Elect Director Frances D. Fergusson Management For Voted - For
1d Elect Director Dominic Ng Management For Voted - For
1e Elect Director Vasant M. Prabhu Management For Voted - For
1f Elect Director Andrea L. Rich Management For Voted - For
1g Elect Director Dean A. Scarborough Management For Voted - For
98
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Christopher A. Sinclair Management For Voted - For
1i Elect Director Bryan G. Stockton Management For Voted - For
1j Elect Director Dirk Van de Put Management For Voted - For
1k Elect Director Kathy White Loyd Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
MAXIM INTEGRATED PRODUCTS, INC.
CUSIP: 57772K101 TICKER: MXIM
Meeting Date: 13-Nov-13 Meeting Type: Annual
1.1 Elect Director Tunc Doluca Management For Voted - For
1.2 Elect Director B. Kipling Hagopian Management For Voted - For
1.3 Elect Director James R. Bergman Management For Voted - For
1.4 Elect Director Joseph R. Bronson Management For Voted - For
1.5 Elect Director Robert E. Grady Management For Voted - For
1.6 Elect Director William D. Watkins Management For Voted - For
1.7 Elect Director A.R. Frank Wazzan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MCDONALD'S CORPORATION
CUSIP: 580135101 TICKER: MCD
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director Susan E. Arnold Management For Voted - For
1b ElectionElect Director Richard H. Lenny Management For Voted - For
1c Elect Director Walter E. Massey Management For Voted - For
1d Elect Director Cary D. McMillan Management For Voted - For
1e Elect Director Sheila A. Penrose Management For Voted - For
1f Elect Director John W. Rogers, Jr. Management For Voted - For
1g Elect Director Roger W. Stone Management For Voted - For
1h Elect Director Miles D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
99
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MCGRAW HILL FINANCIAL, INC.
CUSIP: 580645109 TICKER: MHFI
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director Winfried Bischoff Management For Voted - For
1.2 Elect Director William D. Green Management For Voted - For
1.3 Elect Director Charles E. Haldeman, Jr. Management For Voted - For
1.4 Elect Director Harold McGraw, III Management For Voted - For
1.5 Elect Director Robert P. McGraw Management For Voted - For
1.6 Elect Director Hilda Ochoa-Brillembourg Management For Voted - For
1.7 Elect Director Douglas L. Peterson Management For Voted - For
1.8 Elect Director Michael Rake Management For Voted - For
1.9 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.10 Elect Director Kurt L. Schmoke Management For Voted - For
1.11 Elect Director Sidney Taurel Management For Voted - For
1.12 Elect Director Richard E. Thornburgh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
MCKESSON CORPORATION
CUSIP: 58155Q103 TICKER: MCK
Meeting Date: 31-Jul-13 Meeting Type: Annual
1a Elect Director Andy D. Bryant Management For Voted - For
1b Elect Director Wayne A. Budd Management For Voted - For
1c Elect Director John H. Hammergren Management For Voted - For
1d Elect Director Alton F. Irby, III Management For Voted - Against
1e Elect Director M. Christine Jacobs Management For Voted - Against
1f Elect Director Marie L. Knowles Management For Voted - For
1g Elect Director David M. Lawrence Management For Voted - Against
1h Elect Director Edward A. Mueller Management For Voted - Against
1i Elect Director Jane E. Shaw Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6 Provide Right to Call Special Meeting Management For Voted - For
7 Provide Right to Act by Written Consent Shareholder Against Voted - For
8 Report on Political Contributions Shareholder Against Voted - For
9 Stock Retention/Holding Period Shareholder Against Voted - For
10 Clawback Policy and Disclosure of Clawback Activity Shareholder Against Voted - For
100
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MEAD JOHNSON NUTRITION COMPANY
CUSIP: 582839106 TICKER: MJN
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Steven M. Altschuler Management For Voted - For
1b Elect Director Howard B. Bernick Management For Voted - For
1c Elect Director Kimberly A. Casiano Management For Voted - For
1d Elect Director Anna C. Catalano Management For Voted - For
1e Elect Director Celeste A. Clark Management For Voted - For
1f Elect Director James M. Cornelius Management For Voted - For
1g Elect Director Stephen W. Golsby Management For Voted - For
1h Elect Director Michael Grobstein Management For Voted - For
1i Elect Director Peter Kasper Jakobsen Management For Voted - For
1j Elect Director Peter G. Ratcliffe Management For Voted - For
1k Elect Director Elliott Sigal Management For Voted - For
1l Elect Director Robert S. Singer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
MEADWESTVACO CORPORATION
CUSIP: 583334107 TICKER: MWV
Meeting Date: 28-Apr-14 Meeting Type: Annual
1.1 Elect Director Michael E. Campbell Management For Voted - For
1.2 Elect Director James G. Kaiser Management For Voted - For
1.3 Elect Director Richard B. Kelson Management For Voted - For
1.4 Elect Director Susan J. Kropf Management For Voted - For
1.5 Elect Director John A. Luke, Jr. Management For Voted - For
1.6 Elect Director Gracia C. Martore Management For Voted - For
1.7 Elect Director Timothy H. Powers Management For Voted - For
1.8 Elect Director Jane L. Warner Management For Voted - For
1.9 Elect Director Alan D. Wilson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MEDTRONIC, INC.
CUSIP: 585055106 TICKER: MDT
Meeting Date: 22-Aug-13 Meeting Type: Annual
1.1 Elect Director Richard H. Anderson Management For Voted - For
1.2 Elect Director Scott C. Donnelly Management For Voted - For
1.3 Elect Director Victor J. Dzau Management For Voted - For
1.4 Elect Director Omar Ishrak Management For Voted - For
101
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Shirley Ann Jackson Management For Voted - For
1.6 Elect Director Michael O. Leavitt Management For Voted - For
1.7 Elect Director James T. Lenehan Management For Voted - For
1.8 Elect Director Denise M. O'Leary Management For Voted - For
1.9 Elect Director Kendall J. Powell Management For Voted - For
1.10 Elect Director Robert C. Pozen Management For Voted - For
1.11 Elect Director Preetha Reddy Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
6 Reduce Supermajority Vote Requirement for
Establishing Range For Board Size Management For Voted - For
7 Reduce Supermajority Vote Requirement for Removal
of Directors Management For Voted - For
8 Reduce Supermajority Vote Requirement for Amendment
of Articles Management For Voted - For
9 Rescind Fair Price Provision Management For Voted - For
MERCK & CO., INC.
CUSIP: 58933Y105 TICKER: MRK
Meeting Date: 27-May-14 Meeting Type: Annual
1a Elect Director Leslie A. Brun Management For Voted - For
1b Elect Director Thomas R. Cech Management For Voted - For
1c Elect Director Kenneth C. Frazier Management For Voted - For
1d Elect Director Thomas H. Glocer Management For Voted - For
1e Elect Director William B. Harrison, Jr. Management For Voted - For
1f Elect Director C. Robert Kidder Management For Voted - For
1g Elect Director Rochelle B. Lazarus Management For Voted - For
1h Elect Director Carlos E. Represas Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Craig B. Thompson Management For Voted - For
1k Elect Director Wendell P. Weeks Management For Voted - For
1l Elect Director Peter C. Wendell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
102
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
METLIFE, INC.
CUSIP: 59156R108 TICKER: MET
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Cheryl W. Gris[] Management For Voted - For
1.2 Elect Director Carlos M. Gutierrez Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director Steven A. Kandarian Management For Voted - For
1.5 Elect Director John M. Keane Management For Voted - For
1.6 Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1.7 Elect Director William E. Kennard Management For Voted - For
1.8 Elect Director James M. Kilts Management For Voted - For
1.9 Elect Director Catherine R. Kinney Management For Voted - For
1.10 Elect Director Denise M. Morrison Management For Voted - For
1.11 Elect Director Kenton J. Sicchitano Management For Voted - For
1.12 Elect Director Lulu C. Wang Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
MICROCHIP TECHNOLOGY INCORPORATED
CUSIP: 595017104 TICKER: MCHP
Meeting Date: 16-Aug-13 Meeting Type: Annual
1.1 Elect Director Steve Sanghi Management For Voted - For
1.2 Elect Director Matthew W. Chapman Management For Voted - For
1.3 Elect Director L.B. Day Management For Voted - For
1.4 Elect Director Albert J. Hugo-Martinez Management For Voted - For
1.5 Elect Director Wade F. Meyercord Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MICRON TECHNOLOGY, INC.
CUSIP: 595112103 TICKER: MU
Meeting Date: 23-Jan-14 Meeting Type: Annual
1.1 Elect Director Robert L. Bailey Management For Voted - For
1.2 Elect Director Richard M. Beyer Management For Voted - For
1.3 Elect Director Patrick J. Byrne Management For Voted - For
1.4 Elect Director D. Mark Durcan Management For Voted - For
1.5 Elect Director Warren East Management For Voted - For
1.6 Elect Director Mercedes Johnson Management For Voted - For
103
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Lawrence N. Mondry Management For Voted - For
1.8 Elect Director Robert E. Switz Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MICROSOFT CORPORATION
CUSIP: 594918104 TICKER: MSFT
Meeting Date: 19-Nov-13 Meeting Type: Annual
1 Elect Director Steven A. Ballmer Management For Voted - For
2 Elect Director Dina Dublon Management For Voted - For
3 Elect Director William H. Gates Management For Voted - For
4 Elect Director Maria M. Klawe Management For Voted - For
5 Elect Director Stephen J. Luczo Management For Voted - For
6 Elect Director David F. Marquardt Management For Voted - For
7 Elect Director Charles H. Noski Management For Voted - For
8 Elect Director Helmut Panke Management For Voted - For
9 Elect Director John W. Thompson Management For Voted - For
10 Amend Executive Incentive Bonus Plan Management For Voted - For
11 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
12 Ratify Auditors Management For Voted - For
MOLEX INCORPORATED
CUSIP: 608554101 TICKER: MOLX
Meeting Date: 15-Nov-13 Meeting Type: Annual
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
4.1 Elect Director Michael J. Birck Management For Voted - For
4.2 Elect Director Anirudh Dhebar Management For Voted - For
4.3 Elect Director Frederick A. Krehbiel Management For Voted - For
4.4 Elect Director Martin P. Slark Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Amend Executive Incentive Bonus Plan Management For Voted - For
MOLSON COORS BREWING COMPANY
CUSIP: 60871R209 TICKER: TAP
Meeting Date: 04-Jun-14 Meeting Type: Annual
1.1 Elect Director Roger G. Eaton Management For Voted - For
104
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Charles M. Herington Management For Voted - For
1.3 Elect Director H. Sanford Riley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
CUSIP: 609207105 TICKER: MDLZ
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Stephen F. Bollenbach Management For Voted - For
1b Elect Director Lewis W.K. Booth Management For Voted - For
1c Elect Director Lois D. Juliber Management For Voted - For
1d Elect Director Mark D. Ketchum Management For Voted - For
1e Elect Director Jorge S. Mesquita Management For Voted - For
1f Elect Director Nelson Peltz Management For Voted - For
1g Elect Director Fredric G. Reynolds Management For Voted - For
1h Elect Director Irene B. Rosenfeld Management For Voted - For
1i Elect Director Patrick T. Siewert Management For Voted - For
1j Elect Director Ruth J. Simmons Management For Voted - For
1k Elect Director Ratan N. Tata Management For Voted - For
1l Elect Director Jean-Francois M. L. van Boxmeer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
MOODY'S CORPORATION
CUSIP: 615369105 TICKER: MCO
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director Jorge A. Bermudez Management For Voted - For
1.2 Elect Director Kathryn M. Hill Management For Voted - For
1.3 Elect Director Leslie F. Seidman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MORGAN STANLEY
CUSIP: 617446448 TICKER: MS
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Erskine B. Bowles Management For Voted - For
1.2 Elect Director Howard J. Davies Management For Voted - For
1.3 Elect Director Thomas H. Glocer Management For Voted - For
105
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director James P. Gorman Management For Voted - For
1.5 Elect Director Robert H. Herz Management For Voted - For
1.6 Elect Director C. Robert Kidder Management For Voted - For
1.7 Elect Director Klaus Kleinfeld Management For Voted - For
1.8 Elect Director Donald T. Nicolaisen Management For Voted - For
1.9 Elect Director Hutham S. Olayan Management For Voted - For
1.10 Elect Director James W. Owens Management For Voted - For
1.11 Elect Director O. Griffith Sexton Management For Voted - For
1.12 Elect Director Ryosuke Tamakoshi Management For Voted - For
1.13 Elect Director Masaaki Tanaka Management For Voted - For
1.14 Elect Director Laura D. Tyson Management For Voted - For
1.15 Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
MOTOROLA SOLUTIONS, INC.
CUSIP: 620076307 TICKER: MSI
Meeting Date: 05-May-14 Meeting Type: Annual
1a Elect Director Gregory Q. Brown Management For Voted - For
1b Elect Director Kenneth C. Dahlberg Management For Voted - For
1c Elect Director David W. Dorman Management For Voted - For
1d Elect Director Michael V. Hayden Management For Voted - For
1e Elect Director Judy C. Lewent Management For Voted - For
1f Elect Director Anne R. Pramaggiore Management For Voted - For
1g Elect Director Samuel C. Scott, III Management For Voted - For
1h Elect Director Bradley E. Singer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Review and Amend Human Rights Policies Shareholder Against Voted - Against
5 Report on Political Contributions Shareholder Against Voted - For
MURPHY OIL CORPORATION
CUSIP: 626717102 TICKER: MUR
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director Frank W. Blue Management For Voted - For
1b Elect Director T. Jay Collins Management For Voted - For
1c Elect Director Steven A. Cosse Management For Voted - For
1d Elect Director Claiborne P. Deming Management For Voted - For
1e Elect Director Roger W. Jenkins Management For Voted - For
1f Elect Director James V. Kelley Management For Voted - For
1g Elect Director Walentin Mirosh Management For Voted - For
1h Elect Director R. Madison Murphy Management For Voted - For
106
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Jeffrey W. Nolan Management For Voted - For
1j Elect Director Neal E. Schmale Management For Voted - For
1k Elect Director Caroline G. Theus Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
MYLAN INC.
CUSIP: 628530107 TICKER: MYL
Meeting Date: 11-Apr-14 Meeting Type: Annual
1.1 Elect Director Heather Bresch Management For Voted - For
1.2 Elect Director Wendy Cameron Management For Voted - For
1.3 Elect Director Robert J. Cindrich Management For Voted - For
1.4 Elect Director Robert J. Coury Management For Voted - For
1.5 Elect Director JoEllen Lyons Dillon Management For Voted - For
1.6 Elect Director Neil Dimick Management For Voted - For
1.7 Elect Director Melina Higgins Management For Voted - For
1.8 Elect Director Douglas J. Leech Management For Voted - For
1.9 Elect Director Rajiv Malik Management For Voted - For
1.10 Elect Director Joseph C. Maroon Management For Voted - For
1.11 Elect Director Mark W. Parrish Management For Voted - For
1.12 Elect Director Rodney L. Piatt Management For Voted - For
1.13 Elect Director Randall L. 'Pete' Vanderveen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
NATIONAL OILWELL VARCO, INC.
CUSIP: 637071101 TICKER: NOV
Meeting Date: 14-May-14 Meeting Type: Annual
1A Elect Director Merrill A. Miller, Jr. Management For Voted - For
1B Elect Director Clay C. Williams Management For Voted - For
1C Elect Director Greg L. Armstrong Management For Voted - For
1D Elect Director Robert E. Beauchamp Management For Voted - For
1E Elect Director Marcela E. Donadio Management For Voted - For
1F Elect Director Ben A. Guill Management For Voted - For
1G Elect Director David D. Harrison Management For Voted - For
1H Elect Director Roger L. Jarvis Management For Voted - For
1I Elect Director Eric L. Mattson Management For Voted - For
1K Elect Director Jeffery A. Smisek Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
107
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NETAPP, INC.
CUSIP: 64110D104 TICKER: NTAP
Meeting Date: 13-Sep-13 Meeting Type: Annual
1a Elect Director Daniel J. Warmenhoven Management For Voted - For
1b Elect Director Nicholas G. Moore Management For Voted - For
1c Elect Director Thomas Georgens Management For Voted - For
1d Elect Director Jeffry R. Allen Management For Voted - For
1e Elect Director Alan L. Earhart Management For Voted - For
1f Elect Director Gerald Held Management For Voted - For
1g Elect Director T. Michael Nevens Management For Voted - For
1h Elect Director George T. Shaheen Management For Voted - For
1i Elect Director Robert T. Wall Management For Voted - For
1j Elect Director Richard P. Wallace Management For Voted - For
1k Elect Director Tor R. Braham Management For Voted - For
1l Elect Director Kathryn M. Hill Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5a Remove Supermajority Voting Standards for
Amendments to Article VI of the Company's
Certificate of Incorporation Management For Voted - For
5b Remove Supermajority Voting Standards for Approve
Amendments to Article X of the Company's
Certificate of Incorporation Management For Voted - For
6 Pro-rata Vesting of Equity Plan Shareholder Against Voted - For
7 Ratify Auditors Management For Voted - For
NEWELL RUBBERMAID INC.
CUSIP: 651229106 TICKER: NWL
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Kevin C. Conroy Management For Voted - For
1b Elect Director Scott S. Cowen Management For Voted - For
1c Elect Director Michael T. Cowhig Management For Voted - For
1d Elect Director Cynthia A. Montgomery Management For Voted - For
1e Elect Director Jose Ignacio Perez-Lizaur Management For Voted - For
1f Elect Director Michael B. Polk Management For Voted - For
1g Elect Director Michael A. Todman Management For Voted - For
1h Elect Director Raymond G. Viault Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
108
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NEWFIELD EXPLORATION COMPANY
CUSIP: 651290108 TICKER: NFX
Meeting Date: 09-May-14 Meeting Type: Annual
1a Elect Director Lee K. Boothby Management For Voted - For
1b Elect Director Pamela J. Gardner Management For Voted - For
1c Elect Director John Randolph Kemp, III Management For Voted - For
1d Elect Director Steven W. Nance Management For Voted - For
1e Elect Director Howard H. Newman Management For Voted - For
1f Elect Director Thomas G. Ricks Management For Voted - For
1g Elect Director Juanita M. Romans Management For Voted - For
1h Elect Director John W. Schanck Management For Voted - For
1i Elect Director C. E. (Chuck) Shultz Management For Voted - For
1j Elect Director Richard K. Stoneburner Management For Voted - For
1k Elect Director J. Terry Strange Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NEWMONT MINING CORPORATION
CUSIP: 651639106 TICKER: NEM
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Bruce R. Brook Management For Voted - For
1.2 Elect Director J. Kofi Bucknor Management For Voted - For
1.3 Elect Director Vincent A. Calarco Management For Voted - For
1.4 Elect Director Joseph A. Carrabba Management For Voted - For
1.5 Elect Director Noreen Doyle Management For Voted - For
1.6 Elect Director Gary J. Goldberg Management For Voted - For
1.7 Elect Director Veronica M. Hagen Management For Voted - For
1.8 Elect Director Jane Nelson Management For Voted - For
1.9 Elect Director Donald C. Roth Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - Against
NEXTERA ENERGY, INC.
CUSIP: 65339F101 TICKER: NEE
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director Sherry S. Barrat Management For Voted - For
1b Elect Director Robert M. Beall, II Management For Voted - For
1c Elect Director James L. Camaren Management For Voted - For
1d Elect Director Kenneth B. Dunn Management For Voted - For
109
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Kirk S. Hachigian Management For Voted - For
1f Elect Director Toni Jennings Management For Voted - For
1g Elect Director James L. Robo Management For Voted - For
1h Elect Director Rudy E. Schupp Management For Voted - For
1i Elect Director John L. Skolds Management For Voted - For
1j Elect Director William H. Swanson Management For Voted - For
1k Elect Director Hansel E. Tookes, II Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement Shareholder Against Voted - For
NIKE, INC.
CUSIP: 654106103 TICKER: NKE
Meeting Date: 19-Sep-13 Meeting Type: Annual
1.1 Elect Director Alan B. Graf, Jr. Management For Voted - For
1.2 Elect Director John C. Lechleiter Management For Voted - For
1.3 Elect Director Phyllis M. Wise Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
NISOURCE INC.
CUSIP: 65473P105 TICKER: NI
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Richard A. Abdoo Management For Voted - For
1.2 Elect Director Aristides S. Candris Management For Voted - For
1.3 Elect Director Sigmund L. Cornelius Management For Voted - For
1.4 Elect Director Michael E. Jesanis Management For Voted - For
1.5 Elect Director Marty R. Kittrell Management For Voted - For
1.6 Elect Director W. Lee Nutter Management For Voted - For
1.7 Elect Director Deborah S. Parker Management For Voted - For
1.8 Elect Director Robert C. Skaggs, Jr. Management For Voted - For
1.9 Elect Director Teresa A. Taylor Management For Voted - For
1.10 Elect Director Richard L. Thompson Management For Voted - For
1.11 Elect Director Carolyn Y. Woo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
110
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NOBLE ENERGY, INC.
CUSIP: 655044105 TICKER: NBL
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Jeffrey L. Berenson Management For Voted - For
1.2 Elect Director Michael A. Cawley Management For Voted - For
1.3 Elect Director Edward F. Cox Management For Voted - For
1.4 Elect Director Charles D. Davidson Management For Voted - For
1.5 Elect Director Thomas J. Edelman Management For Voted - For
1.6 Elect Director Eric P. Grubman Management For Voted - For
1.7 Elect Director Kirby L. Hedrick Management For Voted - For
1.8 Elect Director Scott D. Urban Management For Voted - For
1.9 Elect Director William T. Van Kleef Management For Voted - For
1.10 Elect Director Molly K. Williamson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORDSTROM, INC.
CUSIP: 655664100 TICKER: JWN
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Phyllis J. Campbell Management For Voted - For
1b Elect Director Michelle M. Ebanks Management For Voted - For
1c Elect Director Enrique Hernandez, Jr. Management For Voted - For
1d Elect Director Robert G. Miller Management For Voted - For
1e Elect Director Blake W. Nordstrom Management For Voted - For
1f Elect Director Erik B. Nordstrom Management For Voted - For
1g Elect Director Peter E. Nordstrom Management For Voted - For
1h Elect Director Philip G. Satre Management For Voted - For
1i Elect Director Brad D. Smith Management For Voted - For
1j Elect Director B. Kevin Turner Management For Voted - For
1k Elect Director Robert D. Walter Management For Voted - For
1l Elect Director Alison A. Winter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORFOLK SOUTHERN CORPORATION
CUSIP: 655844108 TICKER: NSC
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Thomas D. Bell, Jr. Management For Voted - For
1.2 Elect Director Erskine B. Bowles Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
111
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Wesley G. Bush Management For Voted - For
1.5 Elect Director Daniel A. Carp Management For Voted - For
1.6 Elect Director Karen N. Horn Management For Voted - For
1.7 Elect Director Steven F. Leer Management For Voted - For
1.8 Elect Director Michael D. Lockhart Management For Voted - For
1.9 Elect Director Amy E. Miles Management For Voted - For
1.10 Elect Director Charles W. Moorman, IV Management For Voted - For
1.11 Elect Director Martin H. Nesbitt Management For Voted - For
1.12 Elect Director James A. Squires Management For Voted - For
1.13 Elect Director John R. Thompson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
NORTHEAST UTILITIES
CUSIP: 664397106 TICKER: NU
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Richard H. Booth Management For Voted - For
1.2 Elect Director John S. Clarkeson Management For Voted - For
1.3 Elect Director Cotton M. Cleveland Management For Voted - For
1.4 Elect Director Sanford Cloud, Jr. Management For Voted - For
1.5 Elect Director James S. DiStasio Management For Voted - For
1.6 Elect Director Francis A. Doyle Management For Voted - For
1.7 Elect Director Charles K. Gifford Management For Voted - For
1.8 Elect Director Paul A. La Camera Management For Voted - For
1.9 Elect Director Kenneth R. Leibler Management For Voted - For
1.10 Elect Director Thomas J. May Management For Voted - For
1.11 Elect Director William C. Van Faasen Management For Voted - For
1.12 Elect Director Frederica M. Williams Management For Voted - For
1.13 Elect Director Dennis R. Wraase Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
NORTHERN TRUST CORPORATION
CUSIP: 665859104 TICKER: NTRS
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director Linda Walker Bynoe Management For Voted - For
1.2 Elect Director Nicholas D. Chabraja Management For Vote Withheld
1.3 Elect Director Susan Crown Management For Voted - For
1.4 Elect Director Dipak C. Jain Management For Voted - For
1.5 Elect Director Robert W. Lane Management For Voted - For
1.6 Elect Director Jose Luis Prado Management For Voted - For
1.7 Elect Director John W. Rowe Management For Voted - For
112
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Martin P. Slark Management For Voted - For
1.9 Elect Director David H. B. Smith, Jr. Management For Voted - For
1.10 Elect Director Charles A. Tribbett, III Management For Voted - For
1.11 Elect Director Frederick H. Waddell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying and Political Contributions Shareholder Against Voted - For
NORTHROP GRUMMAN CORPORATION
CUSIP: 666807102 TICKER: NOC
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Wesley G. Bush Management For Voted - For
1.2 Elect Director Victor H. Fazio Management For Voted - For
1.3 Elect Director Donald E. Felsinger Management For Voted - For
1.4 Elect Director Bruce S. Gordon Management For Voted - For
1.5 Elect Director William H. Hernandez Management For Voted - For
1.6 Elect Director Madeleine A. Kleiner Management For Voted - For
1.7 Elect Director Karl J. Krapek Management For Voted - For
1.8 Elect Director Richard B. Myers Management For Voted - For
1.9 Elect Director Gary Roughead Management For Voted - For
1.10 Elect Director Thomas M. Schoewe Management For Voted - For
1.11 Elect Director Kevin W. Sharer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
NRG ENERGY, INC.
CUSIP: 629377508 TICKER: NRG
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Kirbyjon H. Caldwell Management For Voted - For
1.2 Elect Director Lawrence S. Coben Management For Voted - For
1.3 Elect Director David Crane Management For Voted - For
1.4 Elect Director Terry G. Dallas Management For Voted - For
1.5 Elect Director Paul W. Hobby Management For Voted - For
1.6 Elect Director Edward R. Muller Management For Voted - For
1.7 Elect Director Evan J. Silverstein Management For Voted - For
1.8 Elect Director Thomas H. Weidemeyer Management For Voted - For
1.9 Elect Director Walter R. Young Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
113
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NUCOR CORPORATION
CUSIP: 670346105 TICKER: NUE
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Peter C. Browning Management For Voted - For
1.2 Elect Director John J. Ferriola Management For Voted - For
1.3 Elect Director Harvey B. Gantt Management For Voted - For
1.4 Elect Director Gregory J. Hayes Management For Voted - For
1.5 Elect Director Victoria F. Haynes Management For Voted - For
1.6 Elect Director Bernard L. Kasriel Management For Voted - For
1.7 Elect Director Christopher J. Kearney Management For Voted - For
1.8 Elect Director Raymond J. Milchovich Management For Voted - For
1.9 Elect Director John H. Walker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
NVIDIA CORPORATION
CUSIP: 67066G104 TICKER: NVDA
Meeting Date: 23-May-14 Meeting Type: Annual
1a Elect Director Robert K. Burgess Management For Voted - For
1b Elect Director Tench Coxe Management For Voted - For
1c Elect Director James C. Gaither Management For Voted - For
1d Elect Director Jen-Hsun Huang Management For Voted - For
1e Elect Director Dawn Hudson Management For Voted - For
1f Elect Director Harvey C. Jones Management For Voted - For
1g Elect Director William J. Miller Management For Voted - For
1h Elect Director Mark L. Perry Management For Voted - For
1i Elect Director A. Brooke Seawell Management For Voted - For
1j Elect Director Mark A. Stevens Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
OCCIDENTAL PETROLEUM CORPORATION
CUSIP: 674599105 TICKER: OXY
Meeting Date: 02-May-14 Meeting Type: Annual
1.1 Elect Director Spencer Abraham Management For Voted - For
114
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Howard I. Atkins Management For Voted - For
1.3 Elect Director Eugene L. Batchelder Management For Voted - For
1.4 Elect Director Stephen I. Chazen Management For Voted - For
1.5 Elect Director Edward P. Djerejian Management For Voted - For
1.6 Elect Director John E. Feick Management For Voted - For
1.7 Elect Director Margaret M. Foran Management For Voted - For
1.8 Elect Director Carlos M. Gutierrez Management For Voted - For
1.9 Elect Director William R. Klesse Management For Voted - For
1.10 Elect Director Avedick B. Poladian Management For Voted - For
1.11 Elect Director Elisse B. Walter Management For Voted - For
2 Remove Age Restriction for Directors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Separate the Roles of the Chairman of the Board and
the Chief Executive Officer Management For Voted - For
6 Ratify Auditors Management For Voted - For
7 Stock Retention/Holding Period Shareholder Against Voted - For
8 Review and Assess Membership of Lobbying
Organizations Shareholder Against Voted - For
9 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
10 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
OIL STATES INTERNATIONAL, INC.
CUSIP: 678026105 TICKER: OIS
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Cindy B. Taylor Management For Voted - For
1.2 Elect Director Christopher T. Seaver Management For Voted - For
1.3 Elect Director Lawrence R. Dickerson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
OLD REPUBLIC INTERNATIONAL CORPORATION
CUSIP: 680223104 TICKER: ORI
Meeting Date: 23-May-14 Meeting Type: Annual
1.1 Elect Director James C. Hellauer Management For Voted - For
1.2 Elect Director Arnold L. Steiner Management For Voted - For
1.3 Elect Director Fredricka Taubitz Management For Voted - For
1.4 Elect Director Aldo C. Zucaro Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
115
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
OMNICARE, INC.
CUSIP: 681904108 TICKER: OCR
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director John L. Bernbach Management For Voted - For
1b Elect Director James G. Carlson Management For Voted - For
1c Elect Director Mark A. Emmert Management For Voted - For
1d Elect Director Steven J. Heyer Management For Voted - For
1e Elect Director Samuel R. Leno Management For Voted - For
1f Elect Director Barry P. Schochet Management For Voted - For
1g Elect Director James D. Shelton Management For Voted - For
1h Elect Director Amy Wallman Management For Voted - For
1i Elect Director John L. Workman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
OMNICOM GROUP INC.
CUSIP: 681919106 TICKER: OMC
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director John D. Wren Management For Voted - For
1.2 Elect Director Bruce Crawford Management For Voted - For
1.3 Elect Director Alan R. Batkin Management For Voted - For
1.4 Elect Director Mary C. Choksi Management For Voted - For
1.5 Elect Director Robert Charles Clark Management For Voted - For
1.6 Elect Director Leonard S. Coleman, Jr. Management For Voted - For
1.7 Elect Director Errol M. Cook Management For Voted - For
1.8 Elect Director Susan S. Denison Management For Voted - For
1.9 Elect Director Michael A. Henning Management For Voted - For
1.10 Elect Director John R. Murphy Management For Voted - For
1.11 Elect Director John R. Purcell Management For Voted - For
1.12 Elect Director Linda Johnson Rice Management For Voted - For
1.13 Elect Director Gary L. Roubos Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ONEOK, INC.
CUSIP: 682680103 TICKER: OKE
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director James C. Day Management For Voted - For
116
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Julie H. Edwards Management For Voted - For
1.3 Elect Director William L. Ford Management For Voted - For
1.4 Elect Director John W. Gibson Management For Voted - For
1.5 Elect Director Bert H. Mackie Management For Voted - For
1.6 Elect Director Steven J. Malcolm Management For Voted - For
1.7 Elect Director Jim W. Mogg Management For Voted - For
1.8 Elect Director Pattye L. Moore Management For Voted - For
1.9 Elect Director Gary D. Parker Management For Voted - For
1.10 Elect Director Eduardo A. Rodriguez Management For Voted - For
1.11 Elect Director Terry K. Spencer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
ORACLE CORPORATION
CUSIP: 68389X105 TICKER: ORCL
Meeting Date: 31-Oct-13 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Berg Management For Vote Withheld
1.2 Elect Director H. Raymond Bingham Management For Vote Withheld
1.3 Elect Director Michael J. Boskin Management For Vote Withheld
1.4 Elect Director Safra A. Catz Management For Voted - For
1.5 Elect Director Bruce R. Chizen Management For Vote Withheld
1.6 Elect Director George H. Conrades Management For Vote Withheld
1.7 Elect Director Lawrence J. Ellison Management For Voted - For
1.8 Elect Director Hector Garcia-Molina Management For Vote Withheld
1.9 Elect Director Jeffrey O. Henley Management For Vote Withheld
1.10 Elect Director Mark V. Hurd Management For Voted - For
1.11 Elect Director Naomi O. Seligman Management For Vote Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Ratify Auditors Management For Voted - For
5 Establish Human Rights Committee Shareholder Against Voted - Against
6 Require Independent Board Chairman Shareholder Against Voted - For
7 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
8 Adopt Multiple Performance Metrics Under Executive
Incentive Plans Shareholder Against Voted - For
9 Require Shareholder Approval of Quantifiable
Performance Metrics Shareholder Against Voted - For
117
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O'REILLY AUTOMOTIVE, INC.
CUSIP: 67103H107 TICKER: ORLY
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director David O'Reilly Management For Voted - For
1b Elect Director Larry O'Reilly Management For Voted - For
1c Elect Director Rosalie O'Reilly Wooten Management For Voted - For
1d Elect Director Jay D. Burchfield Management For Voted - For
1e Elect Director Thomas T. Hendrickson Management For Voted - For
1f Elect Director Paul R. Lederer Management For Voted - For
2 Amend Articles of Incorporation of the Company's
Subsidiary O'Reilly Automotive Stores, Inc. Management For Voted - Against
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
OSHKOSH CORPORATION
CUSIP: 688239201 TICKER: OSK
Meeting Date: 04-Feb-14 Meeting Type: Annual
1.1 Elect Director Richard M. Donnelly Management For Voted - For
1.2 Elect Director Peter B. Hamilton Management For Voted - For
1.3 Elect Director Kathleen J. Hempel Management For Voted - For
1.4 Elect Director Leslie F. Kenne Management For Voted - For
1.5 Elect Director Stephen D. Newlin Management For Voted - For
1.6 Elect Director Craig P. Omtvedt Management For Voted - For
1.7 Elect Director Duncan J. Palmer Management For Voted - For
1.8 Elect Director John S. Shiely Management For Voted - For
1.9 Elect Director Richard G. Sim Management For Voted - For
1.10 Elect Director Charles L. Szews Management For Voted - For
1.11 Elect Director William S. Wallace Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Plan Shareholder Against Voted - For
OWENS-ILLINOIS, INC.
CUSIP: 690768403 TICKER: OI
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Jay L. Geldmacher Management For Voted - For
1.2 Elect Director Peter S. Hellman Management For Voted - For
1.3 Elect Director Anastasia D. Kelly Management For Voted - For
1.4 Elect Director John J. McMackin, Jr. Management For Voted - For
118
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Hari N. Nair Management For Voted - For
1.6 Elect Director Hugh H. Roberts Management For Voted - For
1.7 Elect Director Albert P. L. Stroucken Management For Voted - For
1.8 Elect Director Carol A. Williams Management For Voted - For
1.9 Elect Director Dennis K. Williams Management For Voted - For
1.10 Elect Director Thomas L. Young Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
PACCAR INC
CUSIP: 693718108 TICKER: PCAR
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director John M. Fluke, Jr. Management For Voted - Against
1.2 Elect Director Kirk S. Hachigian Management For Voted - For
1.3 Elect Director Roderick C. McGeary Management For Voted - For
1.4 Elect Director Mark A. Schulz Management For Voted - Against
2 Amend Non-Employee Director Restricted Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
PALL CORPORATION
CUSIP: 696429307 TICKER: PLL
Meeting Date: 11-Dec-13 Meeting Type: Annual
1.1 Elect Director Amy E. Alving Management For Voted - For
1.2 Elect Director Robert B. Coutts Management For Voted - For
1.3 Elect Director Mark E. Goldstein Management For Voted - For
1.4 Elect Director Cheryl W. Grise Management For Voted - For
1.5 Elect Director Ronald L. Hoffman Management For Voted - For
1.6 Elect Director Lawrence D. Kingsley Management For Voted - For
1.7 Elect Director Dennis N. Longstreet Management For Voted - For
1.8 Elect Director B. Craig Owens Management For Voted - For
1.9 Elect Director Katharine L. Plourde Management For Voted - For
1.10 Elect Director Edward Travaglianti Management For Voted - For
1.11 Elect Director Bret W. Wise Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
119
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PARKER-HANNIFIN CORPORATION
CUSIP: 701094104 TICKER: PH
Meeting Date: 23-Oct-13 Meeting Type: Annual
1.1 Elect Director Robert G. Bohn Management For Voted - For
1.2 Elect Director Linda S. Harty Management For Voted - For
1.3 Elect Director William E. Kassling Management For Voted - For
1.4 Elect Director Robert J. Kohlhepp Management For Voted - For
1.5 Elect Director Kevin A. Lobo Management For Voted - For
1.6 Elect Director Klaus-Peter Muller Management For Vote Withheld
1.7 Elect Director Candy M. Obourn Management For Voted - For
1.8 Elect Director Joseph M. Scaminace Management For Voted - For
1.9 Elect Director Wolfgang R. Schmitt Management For Voted - For
1.10 Elect Director Ake Svensson Management For Voted - For
1.11 Elect Director James L. Wainscott Management For Voted - For
1.12 Elect Director Donald E. Washkewicz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PATTERSON COMPANIES, INC.
CUSIP: 703395103 TICKER: PDCO
Meeting Date: 09-Sep-13 Meeting Type: Annual
1.1 Elect Director John D. Buck Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
PATTERSON-UTI ENERGY, INC.
CUSIP: 703481101 TICKER: PTEN
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director Mark S. Siegel Management For Voted - For
1.2 Elect Director Kenneth N. Berns Management For Voted - For
1.3 Elect Director Charles O. Buckner Management For Voted - For
1.4 Elect Director Michael W. Conlon Management For Voted - For
1.5 Elect Director Curtis W. Huff Management For Voted - For
1.6 Elect Director Terry H. Hunt Management For Voted - For
1.7 Elect Director Cloyce A. Talbott Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
120
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PEABODY ENERGY CORPORATION
CUSIP: 704549104 TICKER: BTU
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Gregory H. Boyce Management For Voted - For
1.2 Elect Director William A. Coley Management For Voted - For
1.3 Elect Director William E. James Management For Voted - For
1.4 Elect Director Robert B. Karn, III Management For Voted - For
1.5 Elect Director Henry E. Lentz Management For Voted - For
1.6 Elect Director Robert A. Malone Management For Voted - For
1.7 Elect Director William C. Rusnack Management For Voted - For
1.8 Elect Director Michael W. Sutherlin Management For Voted - For
1.9 Elect Director John F. Turner Management For Voted - For
1.10 Elect Director Sandra A. Van Trease Management For Voted - For
1.11 Elect Director Alan H. Washkowitz Management For Voted - For
1.12 Elect Director Heather A. Wilson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PEOPLE'S UNITED FINANCIAL, INC.
CUSIP: 712704105 TICKER: PBCT
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director John P. Barnes Management For Voted - For
1.2 Elect Director Collin P. Baron Management For Voted - For
1.3 Elect Director Kevin T. Bottomley Management For Voted - For
1.4 Elect Director John K. Dwight Management For Voted - For
1.5 Elect Director Janet M. Hansen Management For Voted - For
1.6 Elect Director Richard M. Hoyt Management For Voted - For
1.7 Elect Director Nancy McAllister Management For Voted - For
1.8 Elect Director Mark W. Richards Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Amend Non-Employee Director Restricted Stock Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
PEPCO HOLDINGS, INC.
CUSIP: 713291102 TICKER: POM
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Paul M. Barbas Management For Voted - For
1.2 Elect Director Jack B. Dunn, IV Management For Voted - For
1.3 Elect Director H. Russell Frisby, Jr. Management For Voted - For
121
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Terence C. Golden Management For Voted - For
1.5 Elect Director Patrick T. Harker Management For Voted - For
1.6 Elect Director Barbara J. Krumsiek Management For Voted - For
1.7 Elect Director Lawrence C. Nussdorf Management For Voted - For
1.8 Elect Director Patricia A. Oelrich Management For Voted - For
1.9 Elect Director Joseph M. Rigby Management For Voted - For
1.10 Elect Director Lester P. Silverman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
PEPSICO, INC.
CUSIP: 713448108 TICKER: PEP
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Shona L. Brown Management For Voted - For
1b Elect Director George W. Buckley Management For Voted - For
1c Elect Director Ian M. Cook Management For Voted - For
1d Elect Director Dina Dublon Management For Voted - For
1e Elect Director Rona A. Fairhead Management For Voted - For
1f Elect Director Ray L. Hunt Management For Voted - For
1g Elect Director Alberto Ibarguen Management For Voted - For
1h Elect Director Indra K. Nooyi Management For Voted - For
1i Elect Director Sharon Percy Rockefeller Management For Voted - For
1j Elect Director James J. Schiro Management For Voted - For
1k Elect Director Lloyd G. Trotter Management For Voted - For
1l Elect Director Daniel Vasella Management For Voted - For
1m Elect Director Alberto Weisser Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Require Shareholder Vote to Approve Political
Contributions Policy Shareholder Against Voted - Against
6 Stock Retention/Holding Period Shareholder Against Voted - For
PETSMART, INC.
CUSIP: 716768106 TICKER: PETM
Meeting Date: 18-Jun-14 Meeting Type: Annual
1a Elect Director Angel Cabrera Management For Voted - For
1b Elect Director Rita V. Foley Management For Voted - For
1c Elect Director Rakesh Gangwal Management For Voted - For
1d Elect Director Joseph S. Hardin, Jr. Management For Voted - For
1e Elect Director Gregory P. Josefowicz Management For Voted - For
1f Elect Director David K. Lenhardt Management For Voted - For
1g Elect Director Richard K. Lochridge Management For Voted - For
122
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Barbara Munder Management For Voted - For
1i Elect Director Elizabeth A. Nickels Management For Voted - For
1j Elect Director Thomas G. Stemberg Management For Voted - For
11 Ratify Auditors Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PFIZER INC.
CUSIP: 717081103 TICKER: PFE
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Dennis A. Ausiello Management For Voted - For
1.2 Elect Director W. Don Cornwell Management For Voted - For
1.3 Elect Director Frances D. Fergusson Management For Voted - For
1.4 Elect Director Helen H. Hobbs Management For Voted - For
1.5 Elect Director Constance J. Horner Management For Voted - For
1.6 Elect Director James M. Kilts Management For Voted - For
1.7 Elect Director George A. Lorch Management For Voted - For
1.8 Elect Director Shantanu Narayen Management For Voted - For
1.9 Elect Director Suzanne Nora Johnson Management For Voted - For
1.10 Elect Director Ian C. Read Management For Voted - For
1.11 Elect Director Stephen W. Sanger Management For Voted - For
1.12 Elect Director Marc Tessier-Lavigne Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Shareholder Vote to Approve Political
Contributions Policy Shareholder Against Voted - Against
6 Review and Assess Membership of Lobbying
Organizations Shareholder Against Voted - Against
7 Provide Right to Act by Written Consent Shareholder Against Voted - For
PG&E CORPORATION
CUSIP: 69331C108 TICKER: PCG
Meeting Date: 12-May-14 Meeting Type: Annual
1.1 Elect Director Lewis Chew Management For Voted - For
1.2 Elect Director Anthony F. Earley, Jr. Management For Voted - For
1.3 Elect Director Fred J. Fowler Management For Voted - For
1.4 Elect Director Maryellen C. Herringer Management For Voted - For
1.5 Elect Director Richard C. Kelly Management For Voted - For
1.6 Elect Director Roger H. Kimmel Management For Voted - For
1.7 Elect Director Richard A. Meserve Management For Voted - For
1.8 Elect Director Forrest E. Miller Management For Voted - For
1.9 Elect Director Rosendo G. Parra Management For Voted - For
1.10 Elect Director Barbara L. Rambo Management For Voted - For
123
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director Barry Lawson Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
PHILIP MORRIS INTERNATIONAL INC.
CUSIP: 718172109 TICKER: PM
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Harold Brown Management For Voted - For
1.2 Elect Director Andre Calantzopoulos Management For Voted - For
1.3 Elect Director Louis C. Camilleri Management For Voted - For
1.4 Elect Director Jennifer Li Management For Voted - For
1.5 Elect Director Sergio Marchionne Management For Voted - Against
1.6 Elect Director Kalpana Morparia Management For Voted - For
1.7 Elect Director Lucio A. Noto Management For Voted - For
1.8 Elect Director Robert B. Polet Management For Voted - For
1.9 Elect Director Carlos Slim Helu Management For Voted - For
1.10 Elect Director Stephen M. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Adopt Policy to Restrict Non-Required Animal Testing Shareholder Against Voted - Against
PHILLIPS 66
CUSIP: 718546104 TICKER: PSX
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director William R. Loomis, Jr. Management For Voted - For
1b Elect Director Glenn F. Tilton Management For Voted - For
1c Elect Director Marna C. Whittington Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Quantitative GHG Goals for Operations Shareholder Against Voted - For
PINNACLE WEST CAPITAL CORPORATION
CUSIP: 723484101 TICKER: PNW
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Donald E. Brandt Management For Voted - For
1.2 Elect Director Susan Clark-Johnson Management For Voted - For
1.3 Elect Director Denis A. Cortese Management For Voted - For
1.4 Elect Director Richard P. Fox Management For Voted - For
124
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Michael L. Gallagher Management For Voted - For
1.6 Elect Director Roy A. Herberger, Jr. Management For Voted - For
1.7 Elect Director Dale E. Klein Management For Voted - For
1.8 Elect Director Humberto S. Lopez Management For Voted - For
1.9 Elect Director Kathryn L. Munro Management For Voted - For
1.10 Elect Director Bruce J. Nordstrom Management For Voted - For
1.11 Elect Director David P. Wagener Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
PITNEY BOWES INC.
CUSIP: 724479100 TICKER: PBI
Meeting Date: 12-May-14 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Anne M. Busquet Management For Voted - For
1c Elect Director Roger Fradin Management For Voted - For
1d Elect Director Anne Sutherland Fuchs Management For Voted - For
1e Elect Director S. Douglas Hutcheson Management For Voted - For
1f Elect Director Marc B. Lautenbach Management For Voted - For
1g Elect Director Eduardo R. Menasce Management For Voted - For
1h Elect Director Michael I. Roth Management For Voted - For
1i Elect Director David L. Shedlarz Management For Voted - For
1j Elect Director David B. Snow, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Non-Employee Director Restricted Stock Plan Management For Voted - For
PLUM CREEK TIMBER COMPANY, INC.
CUSIP: 729251108 TICKER: PCL
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Rick R. Holley Management For Voted - For
1b Elect Director Robin Josephs Management For Voted - For
1c Elect Director Sara Grootwassink Lewis Management For Voted - For
1d Elect Director John G. McDonald Management For Voted - For
1e Elect Director Robert B. McLeod Management For Voted - For
1f Elect Director John F. Morgan, Sr. Management For Voted - For
1g Elect Director Marc F. Racicot Management For Voted - For
1h Elect Director Lawrence A. Selzer Management For Voted - For
1i Elect Director Stephen C. Tobias Management For Voted - For
1j Elect Director Martin A. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
125
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PPG INDUSTRIES, INC.
CUSIP: 693506107 TICKER: PPG
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director Stephen F. Angel Management For Voted - For
1.2 Elect Director Hugh Grant Management For Voted - For
1.3 Elect Director Michele J. Hooper Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Reduce Supermajority Vote Requirement in the
Articles of Incorporation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
PPL CORPORATION
CUSIP: 69351T106 TICKER: PPL
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Frederick M. Bernthal Management For Voted - For
1.2 Elect Director John W. Conway Management For Voted - For
1.3 Elect Director Philip G. Cox Management For Voted - For
1.4 Elect Director Steven G. Elliott Management For Voted - For
1.5 Elect Director Louise K. Goeser Management For Voted - For
1.6 Elect Director Stuart E. Graham Management For Voted - For
1.7 Elect Director Stuart Heydt Management For Voted - For
1.8 Elect Director Raja Rajamannar Management For Voted - For
1.9 Elect Director Craig A. Rogerson Management For Voted - For
1.10 Elect Director William H. Spence Management For Voted - For
1.11 Elect Director Natica von Althann Management For Voted - For
1.12 Elect Director Keith H. Williamson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
PRAXAIR, INC.
CUSIP: 74005P104 TICKER: PX
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Stephen F. Angel Management For Voted - For
1.2 Elect Director Oscar Bernardes Management For Voted - For
1.3 Elect Director Nance K. Dicciani Management For Voted - For
1.4 Elect Director Edward G. Galante Management For Voted - For
1.5 Elect Director Claire W. Gargalli Management For Voted - For
126
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Ira D. Hall Management For Voted - For
1.7 Elect Director Raymond W. LeBoeuf Management For Voted - For
1.8 Elect Director Larry D. McVay Management For Voted - For
1.9 Elect Director Denise L. Ramos Management For Voted - For
1.10 Elect Director Wayne T. Smith Management For Voted - For
1.11 Elect Director Robert L. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
PRINCIPAL FINANCIAL GROUP, INC.
CUSIP: 74251V102 TICKER: PFG
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Betsy J. Bernard Management For Voted - For
1.2 Elect Director Jocelyn Carter-Miller Management For Voted - For
1.3 Elect Director Gary E. Costley Management For Voted - For
1.4 Elect Director Dennis H. Ferro Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Auditors Management For Voted - For
PROLOGIS, INC.
CUSIP: 74340W103 TICKER: PLD
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Hamid R. Moghadam Management For Voted - For
1b Elect Director George L. Fotiades Management For Voted - For
1c Elect Director Christine N. Garvey Management For Voted - For
1d Elect Director Lydia H. Kennard Management For Voted - For
1e Elect Director J. Michael Losh Management For Voted - For
1f Elect Director Irving F. Lyons, III Management For Voted - For
1g Elect Director Jeffrey L. Skelton Management For Voted - For
1h Elect Director D. Michael Steuert Management For Voted - For
1i Elect Director Carl B. Webb Management For Voted - For
1j Elect Director William D. Zollars Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
127
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PROTECTIVE LIFE CORPORATION
CUSIP: 743674103 TICKER: PL
Meeting Date: 12-May-14 Meeting Type: Annual
1a Elect Director Robert O. Burton Management For Voted - For
1b Elect Director Elaine L. Chao Management For Voted - For
1c Elect Director Thomas L. Hamby Management For Voted - For
1d Elect Director John D. Johns Management For Voted - For
1e Elect Director Vanessa Leonard Management For Voted - For
1f Elect Director Charles D. McCrary Management For Voted - For
1g Elect Director John J. McMahon, Jr. Management For Voted - For
1h Elect Director Hans H. Miller Management For Voted - For
1i Elect Director Malcolm Portera Management For Voted - For
1j Elect Director C. Dowd Ritter Management For Voted - For
1k Elect Director Jesse J. Spikes Management For Voted - For
1l Elect Director William A. Terry Management For Voted - For
1m Elect Director W. Michael Warren, Jr. Management For Voted - For
1n Elect Director Vanessa Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
PRUDENTIAL FINANCIAL, INC.
CUSIP: 744320102 TICKER: PRU
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Thomas J. Baltimore, Jr. Management For Voted - For
1.2 Elect Director Gordon M. Bethune Management For Voted - For
1.3 Elect Director Gilbert F. Casellas Management For Voted - For
1.4 Elect Director James G. Cullen Management For Voted - For
1.5 Elect Director Mark B. Grier Management For Voted - For
1.6 Elect Director Constance J. Horner Management For Voted - For
1.7 Elect Director Martina Hund-Mejean Management For Voted - For
1.8 Elect Director Karl J. Krapek Management For Voted - For
1.9 Elect Director Christine A. Poon Management For Voted - For
1.10 Elect Director Douglas A. Scovanner Management For Voted - For
1.11 Elect Director John R. Strangfeld Management For Voted - For
1.12 Elect Director James A. Unruh Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
128
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
CUSIP: 744573106 TICKER: PEG
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director Albert R. Gamper, Jr. Management For Voted - For
1.2 Elect Director William V. Hickey Management For Voted - For
1.3 Elect Director Ralph Izzo Management For Voted - For
1.4 Elect Director Shirley Ann Jackson Management For Voted - For
1.5 Elect Director David Lilley Management For Voted - For
1.6 Elect Director Thomas A. Renyi Management For Voted - For
1.7 Elect Director Hak Cheol Shin Management For Voted - For
1.8 Elect Director Richard J. Swift Management For Voted - For
1.9 Elect Director Susan Tomasky Management For Voted - For
1.10 Elect Director Alfred W. Zollar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3a Reduce Supermajority Vote Requirement for Certain
Business Combinations Management For Voted - For
3b Reduce Supermajority Vote Requirement to Remove a
Director Without Cause Management For Voted - For
3c Reduce Supermajority Vote Requirement to Amend
Bylaws Management For Voted - For
4 Ratify Auditors Management For Voted - For
PUBLIC STORAGE
CUSIP: 74460D109 TICKER: PSA
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Ronald L. Havner, Jr. Management For Voted - For
1.2 Elect Director Tamara Hughes Gustavson Management For Voted - For
1.3 Elect Director Uri P. Harkham Management For Voted - For
1.4 Elect Director B. Wayne Hughes, Jr. Management For Voted - For
1.5 Elect Director Avedick B. Poladian Management For Voted - For
1.6 Elect Director Gary E. Pruitt Management For Voted - For
1.7 Elect Director Ronald P. Spogli Management For Voted - For
1.8 Elect Director Daniel C. Staton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PULTEGROUP, INC.
CUSIP: 745867101 TICKER: PHM
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Brian P. Anderson Management For Voted - For
129
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Bryce Blair Management For Voted - For
1.3 Elect Director Richard J. Dugas, Jr. Management For Voted - For
1.4 Elect Director Thomas J. Folliard Management For Voted - For
1.5 Elect Director Cheryl W. Grise Management For Voted - For
1.6 Elect Director Andre J. Hawaux Management For Voted - For
1.7 Elect Director Debra J. Kelly-Ennis Management For Voted - For
1.8 Elect Director Patrick J. O'Leary Management For Voted - For
1.9 Elect Director James J. Postl Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
5 Performance-Based and/or Time-Based Equity Awards Shareholder Against Voted - For
QEP RESOURCES, INC.
CUSIP: 74733V100 TICKER: QEP
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Robert F. Heinemann Management For Voted - For
1.2 Elect Director Robert E. McKee, III Management For Voted - For
1.3 Elect Director David A. Trice Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Declassify the Board of Directors Shareholder For Voted - For
QUANTA SERVICES, INC.
CUSIP: 74762E102 TICKER: PWR
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director James R. Ball Management For Voted - For
1.2 Elect Director J. Michal Conaway Management For Voted - For
1.3 Elect Director Vincent D. Foster Management For Voted - For
1.4 Elect Director Bernard Fried Management For Voted - For
1.5 Elect Director Louis C. Golm Management For Voted - For
1.6 Elect Director Worthing F. Jackman Management For Voted - For
1.7 Elect Director James F. O Neil, III Management For Voted - For
1.8 Elect Director Bruce Ranck Management For Voted - For
1.9 Elect Director Margaret B. Shannon Management For Voted - For
1.10 Elect Director Pat Wood, III Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
130
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QUEST DIAGNOSTICS INCORPORATED
CUSIP: 74834L100 TICKER: DGX
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Timothy L. Main Management For Voted - For
1.2 Elect Director Timothy M. Ring Management For Voted - For
1.3 Elect Director Daniel C. Stanzione Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Remove Supermajority Vote Requirement Management For Voted - For
4 Provide Right to Call Special Meeting Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
R. R. DONNELLEY & SONS COMPANY
CUSIP: 257867101 TICKER: RRD
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Thomas J. Quinlan, III Management For Voted - For
1.2 Elect Director Susan M. Cameron Management For Voted - For
1.3 Elect Director Richard L. Crandall Management For Voted - For
1.4 Elect Director Susan M. Gianinno Management For Voted - For
1.5 Elect Director Judith H. Hamilton Management For Voted - For
1.6 Elect Director Jeffrey M. Katz Management For Voted - For
1.7 Elect Director Richard K. Palmer Management For Voted - For
1.8 Elect Director John C. Pope Management For Voted - For
1.9 Elect Director Michael T. Riordan Management For Voted - For
1.10 Elect Director Oliver R. Sockwell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
RALPH LAUREN CORPORATION
CUSIP: 751212101 TICKER: RL
Meeting Date: 08-Aug-13 Meeting Type: Annual
1.1 Elect Director Frank A. Bennack, Jr. Management For Voted - For
1.2 Elect Director Joel L. Fleishman Management For Voted - For
1.3 Elect Director Hubert Joly Management For Voted - For
1.4 Elect Director Steven P. Murphy Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
131
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
RAYMOND JAMES FINANCIAL, INC.
CUSIP: 754730109 TICKER: RJF
Meeting Date: 20-Feb-14 Meeting Type: Annual
1.1 Elect Director Shelley G. Broader Management For Voted - For
1.2 Elect Director Jeffrey N. Edwards Management For Voted - For
1.3 Elect Director Benjamin C. Esty Management For Voted - For
1.4 Elect Director Francis S. Godbold Management For Voted - For
1.5 Elect Director H. William Habermeyer, Jr. Management For Voted - For
1.6 Elect Director Thomas A. James Management For Voted - For
1.7 Elect Director Gordon L. Johnson Management For Voted - For
1.8 Elect Director Paul C. Reilly Management For Voted - For
1.9 Elect Director Robert P. Saltzman Management For Voted - For
1.10 Elect Director Hardwick Simmons Management For Voted - For
1.11 Elect Director Susan N. Story Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
RAYTHEON COMPANY
CUSIP: 755111507 TICKER: RTN
Meeting Date: 29-May-14 Meeting Type: Annual
1a Elect Director James E. Cartwright Management For Voted - For
1b Elect Director Vernon E. Clark Management For Voted - For
1c Elect Director Stephen J. Hadley Management For Voted - For
1d Elect Director Thomas A. Kennedy Management For Voted - For
1e Elect Director George R. Oliver Management For Voted - For
1f Elect Director Michael C. Ruettgers Management For Voted - For
1g Elect Director Ronald L. Skates Management For Voted - For
1h Elect Director William R. Spivey Management For Voted - For
1i Elect Director Linda G. Stuntz Management For Voted - Against
1j Elect Director William H. Swanson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
RED HAT, INC.
CUSIP: 756577102 TICKER: RHT
Meeting Date: 08-Aug-13 Meeting Type: Annual
1.1 Elect Director W. Steve Albrecht Management For Voted - For
1.2 Elect Director Jeffrey J. Clarke Management For Voted - For
132
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director H. Hugh Shelton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
REGIONS FINANCIAL CORPORATION
CUSIP: 7591EP100 TICKER: RF
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director George W. Bryan Management For Voted - For
1b Elect Director Carolyn H. Byrd Management For Voted - For
1c Elect Director David J. Cooper, Sr. Management For Voted - For
1d Elect Director Don DeFosset Management For Voted - For
1e Elect Director Eric C. Fast Management For Voted - For
1f Elect Director O.B. Grayson Hall, Jr. Management For Voted - For
1g Elect Director John D. Johns Management For Voted - For
1h Elect Director Charles D. McCrary Management For Voted - For
1i Elect Director James R. Malone Management For Voted - For
1j Elect Director Ruth Ann Marshall Management For Voted - For
1k Elect Director Susan W. Matlock Management For Voted - For
1l Elect Director John E. Maupin, Jr. Management For Voted - For
1m Elect Director Lee J. Styslinger, III Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
REINSURANCE GROUP OF AMERICA, INCORPORATED
CUSIP: 759351604 TICKER: RGA
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Christine R. Detrick Management For Voted - For
1.2 Elect Director Joyce A. Phillips Management For Voted - For
1.3 Elect Director Arnoud W.A. Boot Management For Voted - For
1.4 Elect Director John F. Danahy Management For Voted - For
1.5 Elect Director J. Cliff Eason Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
RELIANCE STEEL & ALUMINUM CO.
CUSIP: 759509102 TICKER: RS
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Sarah J. Anderson Management For Voted - For
133
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director John G. Figueroa Management For Voted - For
1.3 Elect Director Thomas W. Gimbel Management For Voted - For
1.4 Elect Director David H. Hannah Management For Voted - For
1.5 Elect Director Douglas M. Hayes Management For Voted - For
1.6 Elect Director Mark V. Kaminski Management For Voted - For
1.7 Elect Director Gregg J. Mollins Management For Voted - For
1.8 Elect Director Andrew G. Sharkey, III Management For Voted - For
1.9 Elect Director Leslie A. Waite Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
REPUBLIC SERVICES, INC.
CUSIP: 760759100 TICKER: RSG
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director James W. Crownover Management For Voted - For
1b Elect Director Tomago Collins Management For Voted - For
1c Elect Director Ann E. Dunwoody Management For Voted - For
1d Elect Director William J. Flynn Management For Voted - For
1e Elect Director Michael Larson Management For Voted - For
1f Elect Director W. Lee Nutter Management For Voted - For
1g Elect Director Ramon A. Rodriguez Management For Voted - For
1h Elect Director Donald W. Slager Management For Voted - For
1i Elect Director Allan C. Sorensen Management For Voted - For
1j Elect Director John M. Trani Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Adopt a Policy in Which the Company Will Not Make
or Promise to Make Any Death Benefit Payments to
Senior Executives Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - Against
REYNOLDS AMERICAN INC.
CUSIP: 761713106 TICKER: RAI
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director Susan M. Cameron Management For Voted - For
1b Elect Director Luc Jobin Management For Voted - For
1c Elect Director Nana Mensah Management For Voted - For
1d Elect Director Ronald S. Rolfe Management For Voted - For
1e Elect Director John J. Zillmer Management For Voted - For
1f Elect Director Nicholas Scheele Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
134
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Adopt Policy to Restrict Non-Required Animal Testing Shareholder Against Voted - Against
ROBERT HALF INTERNATIONAL INC.
CUSIP: 770323103 TICKER: RHI
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Andrew S. Berwick, Jr. Management For Voted - For
1.2 Elect Director Harold M. Messmer, Jr. Management For Voted - For
1.3 Elect Director Barbara J. Novogradac Management For Voted - For
1.4 Elect Director Robert J. Pace Management For Voted - For
1.5 Elect Director Frederick A. Richman Management For Voted - For
1.6 Elect Director M. Keith Waddell Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ROCKWELL AUTOMATION, INC.
CUSIP: 773903109 TICKER: ROK
Meeting Date: 04-Feb-14 Meeting Type: Annual
A1 Elect Director Steven R. Kalmanson Management For Vote Withheld
A2 Elect Director James P. Keane Management For Vote Withheld
A3 Elect Director Donald R. Parfet Management For Vote Withheld
B Ratify Auditors Management For Voted - For
C Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
D Require a Majority Vote for the Election of
Directors Shareholder None Voted - For
ROCKWELL COLLINS, INC.
CUSIP: 774341101 TICKER: COL
Meeting Date: 06-Feb-14 Meeting Type: Annual
1.1 Elect Director Chris A. Davis Management For Voted - For
1.2 Elect Director Ralph E. Eberhart Management For Voted - For
1.3 Elect Director David Lilley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
135
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ROSS STORES, INC.
CUSIP: 778296103 TICKER: ROST
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Michael Balmuth Management For Voted - For
1b Elect Director K. Gunnar Bjorklund Management For Voted - For
1c Elect Director Michael J. Bush Management For Voted - For
1d Elect Director Norman A. Ferber Management For Voted - For
1e Elect Director Sharon D. Garrett Management For Voted - For
1f Elect Director George P. Orban Management For Voted - For
1g Elect Director Lawrence S. Peiros Management For Voted - For
1h Elect Director Gregory L. Quesnel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ROWAN COMPANIES PLC
CUSIP: G7665A101 TICKER: RDC
Meeting Date: 25-Apr-14 Meeting Type: Annual
1 Elect Thomas P. Burke as Director Management For Voted - For
2 Elect William T. Fox, III as Director Management For Voted - For
3 Elect Graham Hearne as Director Management For Voted - For
4 Elect Lord Moynihan as Director Management For Voted - For
5 Elect John J. Quicke as Director Management For Voted - For
6 Elect W. Matt Ralls as Director Management For Voted - For
7 Elect Tore I. Sandvold as Director Management For Voted - For
8 Ratify Deloitte & Touche LLP as U.S. Auditors Management For Voted - For
9 Reappoint Deloitte LLP as U.K. Auditors Management For Voted - For
10 Authorize the Audit Committee to Fix Remuneration
of Auditors Management For Voted - For
11 Approve Remuneration Policy Management For Voted - For
12 Approve Remuneration Report Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
RYDER SYSTEM, INC.
CUSIP: 783549108 TICKER: R
Meeting Date: 02-May-14 Meeting Type: Annual
1a Elect Director L. Patrick Hassey Management For Vote Withheld
1b Elect Director Michael F. Hilton Management For Vote Withheld
1c Elect Director Hansel E. Tookes, II Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
136
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement Regarding
the Removal of Directors Management For Voted - For
5 Eliminate Supermajority Vote Requirement Regarding
the Alteration, Amendment, Repeal or Adoption of
Certain Provisions of the By-Laws Management For Voted - For
6 Eliminate Supermajority Vote Requirement Regarding
the Alteration, Amendment, Repeal or Adoption of
Certain Provisions of the Articles of Incorporation Management For Voted - For
7 Eliminate the Provisions of the Articles regarding
Business Combinations with Interested Shareholders Management For Voted - For
SANDISK CORPORATION
CUSIP: 80004C101 TICKER: SNDK
Meeting Date: 19-Jun-14 Meeting Type: Annual
1a Elect Director Michael E. Marks Management For Voted - For
1b Elect Director Irwin Federman Management For Voted - For
1c Elect Director Steven J. Gomo Management For Voted - For
1d Elect Director Eddy W. Hartenstein Management For Voted - For
1e Elect Director Chenming Hu Management For Voted - For
1f Elect Director Catherine P. Lego Management For Voted - For
1g Elect Director Sanjay Mehrotra Management For Voted - For
1h Elect Director D. Scott Mercer Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SCANA CORPORATION
CUSIP: 80589M102 TICKER: SCG
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director John F.A.V. Cecil Management For Voted - For
1.2 Elect Director D. Maybank Hagood Management For Voted - For
1.3 Elect Director Alfredo Trujillo Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
137
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SCHLUMBERGER LIMITED
CUSIP: 806857108 TICKER: SLB
Meeting Date: 09-Apr-14 Meeting Type: Annual
1a Elect Director Peter L.S. Currie Management For Voted - For
1b Elect Director Tony Isaac Management For Voted - For
1c Elect Director K. Vaman Kamath Management For Voted - For
1d Elect Director Maureen Kempston Darkes Management For Voted - For
1e Elect Director Paal Kibsgaard Management For Voted - For
1f Elect Director Nikolay Kudryavtsev Management For Voted - For
1g Elect Director Michael E. Marks Management For Voted - For
1h Elect Director Lubna S. Olayan Management For Voted - For
1i Elect Director Leo Rafael Reif Management For Voted - For
1j Elect Director Tore I. Sandvold Management For Voted - For
1k Elect Director Henri Seydoux Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt and Approve Financials and Dividends Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
SCRIPPS NETWORKS INTERACTIVE, INC.
CUSIP: 811065101 TICKER: SNI
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Jarl Mohn Management For Voted - For
1.2 Elect Director Nicholas B. Paumgarten Management For Voted - For
1.3 Elect Director Jeffrey Sagansky Management For Voted - For
1.4 Elect Director Ronald W. Tysoe Management For Voted - For
SEALED AIR CORPORATION
CUSIP: 81211K100 TICKER: SEE
Meeting Date: 22-May-14 Meeting Type: Annual
1 Elect Director Hank Brown Management For Voted - For
2 Elect Director Michael Chu Management For Voted - For
3 Elect Director Lawrence R. Codey Management For Voted - For
4 Elect Director Patrick Duff Management For Voted - For
5 Elect Director Jacqueline B. Kosecoff Management For Voted - For
6 Elect Director Kenneth P. Manning Management For Voted - For
7 Elect Director William J. Marino Management For Voted - For
8 Elect Director Jerome A. Peribere Management For Voted - For
9 Elect Director Richard L. Wambold Management For Voted - For
10 Elect Director Jerry R. Whitaker Management For Voted - For
11 Approve Omnibus Stock Plan Management For Voted - For
138
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13 Ratify Auditors Management For Voted - For
SEMPRA ENERGY
CUSIP: 816851109 TICKER: SRE
Meeting Date: 09-May-14 Meeting Type: Annual
1.1 Elect Director Alan L. Boeckmann Management For Voted - For
1.2 Elect Director James G. Brocksmith, Jr. Management For Voted - For
1.3 Elect Director Kathleen L. Brown Management For Voted - For
1.4 Elect Director Pablo A. Ferrero Management For Voted - For
1.5 Elect Director William D. Jones Management For Voted - For
1.6 Elect Director William G. Ouchi Management For Voted - For
1.7 Elect Director Debra L. Reed Management For Voted - For
1.8 Elect Director William C. Rusnack Management For Voted - For
1.9 Elect Director William P. Rutledge Management For Voted - For
1.10 Elect Director Lynn Schenk Management For Voted - For
1.11 Elect Director Jack T. Taylor Management For Voted - For
1.12 Elect Director Luis M. Tellez Management For Voted - For
1.13 Elect Director James C. Yardley Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SIMON PROPERTY GROUP, INC.
CUSIP: 828806109 TICKER: SPG
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Melvyn E. Bergstein Management For Voted - For
1.2 Elect Director Larry C. Glasscock Management For Voted - For
1.3 Elect Director Karen N. Horn Management For Voted - For
1.4 Elect Director Allan Hubbard Management For Voted - For
1.5 Elect Director Reuben S. Leibowitz Management For Voted - For
1.6 Elect Director Daniel C. Smith Management For Voted - For
1.7 Elect Director J. Albert Smith, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
SLM CORPORATION
CUSIP: 78442P106 TICKER: SLM
Meeting Date: 25-Jun-14 Meeting Type: Annual
1a Elect Director Paul G. Child Management For Voted - For
139
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Joseph A. DePaulo Management For Voted - For
1c Elect Director Carter Warren Franke Management For Voted - For
1d Elect Director Earl A. Goode Management For Voted - For
1e Elect Director Ronald F. Hunt Management For Voted - For
1f Elect Director Marianne Keler Management For Voted - For
1g Elect Director Jed H. Pitcher Management For Voted - For
1h Elect Director Frank C. Puleo Management For Voted - For
1i Elect Director Raymond J. Quinlan Management For Voted - For
1j Elect Director William N. Shiebler Management For Voted - For
1k Elect Director Robert S. Strong Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve an Amendment to the LLC Agreement of
Navient, LLC Management For Voted - For
5 Eliminate Cumulative Voting Management For Voted - Against
6 Adopt Proxy Access Right Shareholder None Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
SNAP-ON INCORPORATED
CUSIP: 833034101 TICKER: SNA
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Roxanne J. Decyk Management For Voted - For
1.2 Elect Director Nicholas T. Pinchuk Management For Voted - For
1.3 Elect Director Gregg M. Sherrill Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SONOCO PRODUCTS COMPANY
CUSIP: 835495102 TICKER: SON
Meeting Date: 16-Apr-14 Meeting Type: Annual
1.1 Elect Director Harry A. Cockrell Management For Voted - For
1.2 Elect Director Blythe J. McGarvie Management For Voted - For
1.3 Elect Director James M. Micali Management For Voted - For
1.4 Elect Director Lloyd W. Newton Management For Voted - For
1.5 Elect Director Marc D. Oken Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
140
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SOUTHWEST AIRLINES CO.
CUSIP: 844741108 TICKER: LUV
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director David W. Biegler Management For Voted - For
1b Elect Director J. Veronica Biggins Management For Voted - For
1c Elect Director Douglas H. Brooks Management For Voted - For
1d Elect Director William H. Cunningham Management For Voted - For
1e Elect Director John G. Denison Management For Voted - For
1f Elect Director Gary C. Kelly Management For Voted - For
1g Elect Director Nancy B. Loeffler Management For Voted - For
1h Elect Director John T. Montford Management For Voted - For
1i Elect Director Thomas M. Nealon Management For Voted - For
1j Elect Director Daniel D. Villanueva Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
CUSIP: 845467109 TICKER: SWN
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director John D. Gass Management For Voted - For
1.2 Elect Director Catherine A. Kehr Management For Voted - For
1.3 Elect Director Greg D. Kerley Management For Voted - For
1.4 Elect Director Vello A. Kuuskraa Management For Voted - For
1.5 Elect Director Kenneth R. Mourton Management For Voted - For
1.6 Elect Director Steven L. Mueller Management For Voted - For
1.7 Elect Director Elliott Pew Management For Voted - For
1.8 Elect Director Alan H. Stevens Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
5 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
SPECTRA ENERGY CORP
CUSIP: 847560109 TICKER: SE
Meeting Date: 15-Apr-14 Meeting Type: Annual
1a Elect Director Gregory L. Ebel Management For Voted - For
1b Elect Director Austin A. Adams Management For Voted - For
1c Elect Director Joseph Alvarado Management For Voted - For
1d Elect Director Pamela L. Carter Management For Voted - For
141
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1f Elect Director F. Anthony Comper Management For Voted - For
1g Elect Director Peter B. Hamilton Management For Voted - For
1h Elect Director Michael McShane Management For Voted - For
1i Elect Director Michael G. Morris Management For Voted - For
1j Elect Director Michael E. J. Phelps Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Report on Methane Emissions Shareholder Against Voted - For
ST. JUDE MEDICAL, INC.
CUSIP: 790849103 TICKER: STJ
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Richard R. Devenuti Management For Voted - For
1.2 Elect Director Stefan K. Widensohler Management For Voted - For
1.3 Elect Director Wendy L. Yarno Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Ratify Auditors Management For Voted - For
STANLEY BLACK & DECKER, INC.
CUSIP: 854502101 TICKER: SWK
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director George W. Buckley Management For Voted - For
1.2 Elect Director Patrick D. Campbell Management For Voted - For
1.3 Elect Director Carlos M. Cardoso Management For Voted - For
1.4 Elect Director Robert B. Coutts Management For Voted - For
1.5 Elect Director Debra A. Crew Management For Voted - For
1.6 Elect Director Benjamin H. Griswold, IV Management For Voted - For
1.7 Elect Director John F. Lundgren Management For Voted - For
1.8 Elect Director Anthony Luiso Management For Voted - For
1.9 Elect Director Marianne M. Parrs Management For Voted - For
1.10 Elect Director Robert L. Ryan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
142
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STAPLES, INC.
CUSIP: 855030102 TICKER: SPLS
Meeting Date: 02-Jun-14 Meeting Type: Annual
1a Elect Director Basil L. Anderson Management For Voted - For
1b Elect Director Drew G. Faust Management For Voted - For
1c Elect Director Justin King Management For Voted - For
1d Elect Director Carol Meyrowitz Management For Voted - For
1e Elect Director Rowland T. Moriarty Management For Voted - For
1f Elect Director Robert C. Nakasone Management For Voted - For
1g Elect Director Ronald L. Sargent Management For Voted - For
1h Elect Director Robert E. Sulentic Management For Voted - For
1i Elect Director Raul Vazquez Management For Voted - For
1j Elect Director Vijay Vishwanath Management For Voted - For
1k Elect Director Paul F. Walsh Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
STARBUCKS CORPORATION
CUSIP: 855244109 TICKER: SBUX
Meeting Date: 19-Mar-14 Meeting Type: Annual
1a Election Of Director Howard Schultz Management For Voted - For
1b Election Of Director William W. Bradley Management For Voted - For
1c Election Of Director Robert M. Gates Management For Voted - For
1d Election Of Director Mellody Hobson Management For Voted - For
1e Election Of Director Kevin R. Johnson Management For Voted - For
1f Election Of Director Olden Lee Management For Voted - For
1g Election Of Director Joshua Cooper Ramo Management For Voted - For
1h Election Of Director James G. Shennan, Jr. Management For Voted - For
1i Election Of Director Clara Shih Management For Voted - For
1j Election Of Director Javier G. Teruel Management For Voted - For
1k Election Of Director Myron E. Ullman, III Management For Voted - For
1l Election Of Director Craig E. Weatherup Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Prohibit Political Spending Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
143
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
CUSIP: 85590A401 TICKER: HOT
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Frits van Paasschen Management For Voted - For
1b Elect Director Bruce W. Duncan Management For Voted - For
1c Elect Director Adam M. Aron Management For Voted - For
1d Elect Director Charlene Barshefsky Management For Voted - For
1e Elect Director Thomas E. Clarke Management For Voted - For
1f Elect Director Clayton C. Daley, Jr. Management For Voted - For
1g Elect Director Lizanne Galbreath Management For Voted - For
1h Elect Director Eric Hippeau Management For Voted - For
1i Elect Director Aylwin B. Lewis Management For Voted - For
1j Elect Director Stephen R. Quazzo Management For Voted - For
1k Elect Director Thomas O. Ryder Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
STATE STREET CORPORATION
CUSIP: 857477103 TICKER: STT
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director Jose E. Almeida Management For Voted - For
1b Elect Director Kennett F. Burnes Management For Voted - For
1c Elect Director Peter Coym Management For Voted - For
1d Elect Director Patrick de Saint-Aignan Management For Voted - For
1e Elect Director Amelia C. Fawcett Management For Voted - For
1f Elect Director Linda A. Hill Management For Voted - For
1g Elect Director Joseph L. Hooley Management For Voted - For
1h Elect Director Robert S. Kaplan Management For Voted - For
1i Elect Director Richard P. Sergel Management For Voted - For
1j Elect Director Ronald L. Skates Management For Voted - For
1k Elect Director Gregory L. Summe Management For Voted - For
1l Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
STRYKER CORPORATION
CUSIP: 863667101 TICKER: SYK
Meeting Date: 22-Apr-14 Meeting Type: Annual
1a Elect Director Howard E. Cox, Jr. Management For Voted - For
1b Elect Director Srikant M. Datar Management For Voted - For
144
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Roch Doliveux Management For Voted - For
1d Elect Director Louise L. Francesconi Management For Voted - For
1e Elect Director Allan C. Golston Management For Voted - For
1f Elect Director Kevin A. Lobo Management For Voted - For
1g Elect Director William U. Parfet Management For Voted - For
1h Elect Director Andrew K. Silvernail Management For Voted - For
1i Elect Director Ronda E. Stryker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SUNTRUST BANKS, INC.
CUSIP: 867914103 TICKER: STI
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Robert M. Beall, II Management For Voted - For
1.2 Elect Director David H. Hughes Management For Voted - For
1.3 Elect Director M. Douglas Ivester Management For Voted - For
1.4 Elect Director Kyle Prechtl Legg Management For Voted - For
1.5 Elect Director William A. Linnenbringer Management For Voted - For
1.6 Elect Director Donna S. Morea Management For Voted - For
1.7 Elect Director David M. Ratcliffe Management For Voted - For
1.8 Elect Director William H. Rogers, Jr. Management For Voted - For
1.9 Elect Director Frank P. Scruggs, Jr. Management For Voted - For
1.10 Elect Director Thomas R. Watjen Management For Voted - For
1.11 Elect Director Phail Wynn, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Ratify Auditors Management For Voted - For
SUPERIOR ENERGY SERVICES, INC.
CUSIP: 868157108 TICKER: SPN
Meeting Date: 14-May-14 Meeting Type: Annual
1.1 Elect Director Harold J. Bouillion Management For Voted - For
1.2 Elect Director Enoch L. Dawkins Management For Voted - For
1.3 Elect Director David D. Dunlap Management For Voted - For
1.4 Elect Director James M. Funk Management For Voted - For
1.5 Elect Director Terence E. Hall Management For Voted - For
1.6 Elect Director Peter D. Kinnear Management For Voted - For
1.7 Elect Director Michael M. McShane Management For Voted - For
1.8 Elect Director W. Matt Ralls Management For Voted - For
1.9 Elect Director Justin L. Sullivan Management For Voted - For
145
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
SYMANTEC CORPORATION
CUSIP: 871503108 TICKER: SYMC
Meeting Date: 22-Oct-13 Meeting Type: Annual
1a Elect Director Stephen M. Bennett Management For Voted - For
1b Elect Director Michael A. Brown Management For Voted - For
1c Elect Director Frank E. Dangeard Management For Voted - For
1d Elect Director Geraldine B. Laybourne Management For Voted - For
1e Elect Director David L. Mahoney Management For Voted - For
1f Elect Director Robert S. Miller Management For Voted - For
1g Elect Director Anita M. Sands Management For Voted - For
1h Elect Director Daniel H. Schulman Management For Voted - For
1i Elect Director V. Paul Unruh Management For Voted - For
1j Elect Director Suzanne M. Vautrinot Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6 Amend Executive Incentive Bonus Plan Management For Voted - For
SYSCO CORPORATION
CUSIP: 871829107 TICKER: SYY
Meeting Date: 15-Nov-13 Meeting Type: Annual
1a Elect Director John M. Cassaday Management For Voted - For
1b Elect Director Jonathan Golden Management For Voted - For
1c Elect Director Joseph A. Hafner, Jr. Management For Voted - For
1d Elect Director Hans-Joachim Koerber Management For Voted - For
1e Elect Director Nancy S. Newcomb Management For Voted - For
1f Elect Director Jackie M. Ward Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
T. ROWE PRICE GROUP, INC.
CUSIP: 74144T108 TICKER: TROW
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Mark S. Bartlett Management For Voted - For
146
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Edward C. Bernard Management For Voted - For
1c Elect Director Mary K. Bush Management For Voted - For
1d Elect Director Donald B. Hebb, Jr. Management For Voted - For
1e Elect Director Freeman A. Hrabowski, III Management For Voted - For
1f Elect Director James A.C. Kennedy Management For Voted - For
1g Elect Director Robert F. MacLellan Management For Voted - For
1h Elect Director Brian C. Rogers Management For Voted - For
1i Elect Director Olympia J. Snowe Management For Voted - For
1j Elect Director Alfred Sommer Management For Voted - For
1k Elect Director Dwight S. Taylor Management For Voted - For
1l Elect Director Anne Marie Whittemore Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
TARGET CORPORATION
CUSIP: 87612E106 TICKER: TGT
Meeting Date: 11-Jun-14 Meeting Type: Annual
1a Elect Director Roxanne S. Austin Management For Voted - Against
1b Elect Director Douglas M. Baker, Jr. Management For Voted - For
1c Elect Director Calvin Darden Management For Voted - Against
1d Elect Director Henrique De Castro Management For Voted - Against
1e Elect Director James A. Johnson Management For Voted - Against
1f Elect Director Mary E. Minnick Management For Voted - Against
1g Elect Director Anne M. Mulcahy Management For Voted - Against
1h Elect Director Derica W. Rice Management For Voted - Against
1i Elect Director Kenneth L. Salazar Management For Voted - For
1j Elect Director John G. Stumpf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Perquisites Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Cease Discrimination in Hiring, Vendor Contracts,
or Customer Relations Shareholder Against Voted - Against
TE CONNECTIVITY LTD.
CUSIP: H84989104 TICKER: TEL
Meeting Date: 04-Mar-14 Meeting Type: Annual
1a Elect Director Pierre R. Brondeau Management For Voted - For
1b Elect Director Juergen W. Gromer Management For Voted - For
1c Elect Director William A. Jeffrey Management For Voted - For
1d Elect Director Thomas J. Lynch Management For Voted - For
1e Elect Director Yong Nam Management For Voted - For
1f Elect Director Daniel J. Phelan Management For Voted - For
147
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Frederic M. Poses Management For Voted - For
1h Elect Director Lawrence S. Smith Management For Voted - For
1i Elect Director Paula A. Sneed Management For Voted - For
1j Elect Director David P. Steiner Management For Voted - For
1k Elect Director John C. Van Scoter Management For Voted - For
1l Elect Director Laura H. Wright Management For Voted - For
2 Elect Board Chairman Thomas J. Lynch Management For Voted - Against
3a Elect Daniel J. Phelan as Member of Management
Development & Compensation Committee Management For Voted - For
3b Elect Paula A. Sneed as Member of Management
Development & Compensation Committee Management For Voted - For
3c Elect David P. Steiner as Member of Management
Development & Compensation Committee Management For Voted - For
4 Designate Jvo Grundler as Independent Proxy Management For Voted - For
5.1 Accept Annual Report for Fiscal Year Ended
September 27, 2013 Management For Voted - For
5.2 Accept Statutory Financial Statements for Fiscal
Year Ended September 27, 2013 Management For Voted - For
5.3 Approve Consolidated Financial Statements for
Fiscal Year Ended September 27, 2013 Management For Voted - For
6 Approve Discharge of Board and Senior Management Management For Voted - For
7.1 Ratify Deloitte & Touche LLP as Independent
Registered Public Accounting Firm for Fiscal Year
Ending September 26, 2014 Management For Voted - For
7.2 Ratify Deloitte AG as Swiss Registered Auditors Management For Voted - For
7.3 Ratify PricewaterhouseCoopers AG as Special Auditors Management For Voted - For
8 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
9 Approve Allocation of Available Earnings for Fiscal
Year 2013 Management For Voted - For
10 Approve Declaration of Dividend Management For Voted - For
11 Authorize Repurchase of Up to USD 1 Billion of
Share Capital Management For Voted - Against
12 Approve Reduction of Share Capital Management For Voted - For
13 Adjourn Meeting Management For Voted - Against
TECO ENERGY, INC.
CUSIP: 872375100 TICKER: TE
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director James L. Ferman, Jr. Management For Voted - For
1.2 Elect Director Evelyn V. Follit Management For Voted - For
1.3 Elect Director John B. Ramil Management For Voted - For
1.4 Elect Director Tom L. Rankin Management For Voted - For
1.5 Elect Director William D. Rockford Management For Voted - For
1.6 Elect Director Paul L. Whiting Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
148
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
TELEPHONE AND DATA SYSTEMS, INC.
CUSIP: 879433829 TICKER: TDS
Meeting Date: 22-May-14 Meeting Type: Special
1.1 Elect Director Clarence A. Davis Management For Voted - For
1.2 Elect Director George W. Off Management For Voted - For
1.3 Elect Director Mitchell H. Saranow Management For Voted - For
1.4 Elect Director Gary L. Sugarman Management For Voted - For
2 Ratify Auditors Management For Voted - Split
3 Amend Omnibus Stock Plan Management For Voted - Split
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Split
1.1 Elect Directors Philip T. Blazek Shareholder For Do Not Vote
1.2 Elect Directors Walter M. Schenker Shareholder For Do Not Vote
TENET HEALTHCARE CORPORATION
CUSIP: 88033G407 TICKER: THC
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director John Ellis 'Jeb' Bush Management For Voted - For
1b Elect Director Trevor Fetter Management For Voted - For
1c Elect Director Brenda J. Gaines Management For Voted - For
1d Elect Director Karen M. Garrison Management For Voted - For
1e Elect Director Edward A. Kangas Management For Voted - For
1f Elect Director J. Robert Kerrey Management For Voted - For
1g Elect Director Richard R. Pettingill Management For Voted - For
1h Elect Director Ronald A. Rittenmeyer Management For Voted - For
1i Elect Director James A. Unruh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
TERADATA CORPORATION
CUSIP: 88076W103 TICKER: TDC
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director Nancy E. Cooper Management For Voted - For
1b Elect Director David E. Kepler Management For Voted - For
1c Elect Director William S. Stavropoulos Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
149
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Declassify the Board of Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
TERADYNE, INC.
CUSIP: 880770102 TICKER: TER
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director Michael A. Bradley Management For Voted - For
1b Elect Director Daniel W. Christman Management For Voted - For
1c Elect Director Edwin J. Gillis Management For Voted - For
1d Elect Director Timothy E. Guertin Management For Voted - For
1e Elect Director Mark E. Jagiela Management For Voted - For
1f Elect Director Paul J. Tufano Management For Voted - For
1g Elect Director Roy A. Vallee Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
TESORO CORPORATION
CUSIP: 881609101 TICKER: TSO
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Rodney F. Chase Management For Voted - For
1.2 Elect Director Gregory J. Goff Management For Voted - For
1.3 Elect Director Robert W. Goldman Management For Voted - For
1.4 Elect Director Steven H. Grapstein Management For Voted - For
1.5 Elect Director David Lilley Management For Voted - For
1.6 Elect Director Mary Pat McCarthy Management For Voted - For
1.7 Elect Director J.W. Nokes Management For Voted - For
1.8 Elect Director Susan Tomasky Management For Voted - For
1.9 Elect Director Michael E. Wiley Management For Voted - For
1.10 Elect Director Patrick Y. Yang Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
TEXAS INSTRUMENTS INCORPORATED
CUSIP: 882508104 TICKER: TXN
Meeting Date: 17-Apr-14 Meeting Type: Annual
1a Elect Director Ralph W. Babb, Jr. Management For Voted - For
1b Elect Director Mark A. Blinn Management For Voted - For
1c Elect Director Daniel A. Carp Management For Voted - For
1d Elect Director Carrie S. Cox Management For Voted - For
1e Elect Director Ronald Kirk Management For Voted - For
150
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Pamela H. Patsley Management For Voted - For
1g Elect Director Robert E. Sanchez Management For Voted - For
1h Elect Director Wayne R. Sanders Management For Voted - For
1i Elect Director Ruth J. Simmons Management For Voted - For
1j Elect Director Richard K. Templeton Management For Voted - For
1k Elect Director Christine Todd Whitman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
TEXTRON INC.
CUSIP: 883203101 TICKER: TXT
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Scott C. Donnelly Management For Voted - For
1.2 Elect Director Kathleen M. Bader Management For Voted - For
1.3 Elect Director R. Kerry Clark Management For Voted - For
1.4 Elect Director James T. Conway Management For Voted - For
1.5 Elect Director Ivor J. Evans Management For Voted - For
1.6 Elect Director Lawrence K. Fish Management For Voted - For
1.7 Elect Director Paul E. Gagne Management For Voted - For
1.8 Elect Director Dain M. Hancock Management For Voted - For
1.9 Elect Director Lord Powell Management For Voted - For
1.10 Elect Director Lloyd G. Trotter Management For Voted - For
1.11 Elect Director James L. Ziemer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
THE ADT CORPORATION
CUSIP: 00101J106 TICKER: ADT
Meeting Date: 13-Mar-14 Meeting Type: Annual
1a Elect Director Thomas Colligan Management For Voted - For
1b Elect Director Richard Daly Management For Voted - For
1c Elect Director Timothy Donahue Management For Voted - For
1d Elect Director Robert Dutkowsky Management For Voted - For
1e Elect Director Bruce Gordon Management For Voted - For
1f Elect Director Naren Gursahaney Management For Voted - For
1g Elect Director Bridgette Heller Management For Voted - For
1h Elect Director Kathleen Hyle Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
151
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE AES CORPORATION
CUSIP: 00130H105 TICKER: AES
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director Andres R. Gluski Management For Voted - For
1.2 Elect Director Zhang Guo Bao Management For Voted - For
1.3 Elect Director Charles L. Harrington Management For Voted - For
1.4 Elect Director Kristina M. Johnson Management For Voted - For
1.5 Elect Director Tarun Khanna Management For Voted - For
1.6 Elect Director Philip Lader Management For Voted - For
1.7 Elect Director James H. Miller Management For Voted - For
1.8 Elect Director Sandra O. Moose Management For Voted - For
1.9 Elect Director John B. Morse, Jr. Management For Voted - For
1.10 Elect Director Moises Naim Management For Voted - For
1.11 Elect Director Charles O. Rossotti Management For Voted - For
1.12 Elect Director Sven Sandstrom Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE ALLSTATE CORPORATION
CUSIP: 020002101 TICKER: ALL
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director F. Duane Ackerman Management For Voted - For
1b Elect Director Robert D. Beyer Management For Voted - For
1c Elect Director Kermit R. Crawford Management For Voted - For
1d Elect Director Jack M. Greenberg Management For Voted - For
1e Elect Director Herbert L. Henkel Management For Voted - For
1f Elect Director Siddharth N. (Bobby) Mehta Management For Voted - For
1g Elect Director Andrea Redmond Management For Voted - For
1h Elect Director John W. Rowe Management For Voted - For
1i Elect Director Judith A. Sprieser Management For Voted - For
1j Elect Director Mary Alice Taylor Management For Voted - For
1k Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
7 Report on Political Contributions Shareholder Against Voted - Against
152
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE BANK OF NEW YORK MELLON CORPORATION
CUSIP: 064058100 TICKER: BK
Meeting Date: 08-Apr-14 Meeting Type: Annual
1.1 Elect Director Ruth E. Bruch Management For Voted - For
1.2 Elect Director Nicholas M. Donofrio Management For Voted - For
1.3 Elect Director Jeffrey A. Goldstein Management For Voted - For
1.4 Elect Director Gerald L. Hassell Management For Voted - For
1.5 Elect Director Edmund F. 'Ted' Kelly Management For Voted - For
1.6 Elect Director Richard J. Kogan Management For Voted - For
1.7 Elect Director Michael J. Kowalski Management For Voted - For
1.8 Elect Director John A. Luke, Jr. Management For Voted - For
1.9 Elect Director Mark A. Nordenberg Management For Voted - For
1.10 Elect Director Catherine A. Rein Management For Voted - For
1.11 Elect Director William C. Richardson Management For Voted - For
1.12 Elect Director Samuel C. Scott, III Management For Voted - For
1.13 Elect Director Wesley W. von Schack Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
THE BOEING COMPANY
CUSIP: 097023105 TICKER: BA
Meeting Date: 28-Apr-14 Meeting Type: Annual
1a Elect Director David L. Calhoun Management For Voted - For
1b Elect Director Arthur D. Collins, Jr. Management For Voted - For
1c Elect Director Linda Z. Cook Management For Voted - For
1d Elect Director Kenneth M. Duberstein Management For Voted - For
1e Elect Director Edmund P. Giambastiani, Jr. Management For Voted - For
1f Elect Director Lawrence W. Kellner Management For Voted - For
1g Elect Director Edward M. Liddy Management For Voted - For
1h Elect Director W. James McNerney, Jr. Management For Voted - For
1i Elect Director Susan C. Schwab Management For Voted - For
1j Elect Director Ronald A. Williams Management For Voted - For
1k Elect Director Mike S. Zafirovski Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - Against
153
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE CHUBB CORPORATION
CUSIP: 171232101 TICKER: CB
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director Zoe Baird Budinger Management For Voted - For
1b Elect Director Sheila P. Burke Management For Voted - For
1c Elect Director James I. Cash, Jr. Management For Voted - For
1d Elect Director John D. Finnegan Management For Voted - For
1e Elect Director Timothy P. Flynn Management For Voted - For
1f Elect Director Karen M. Hoguet Management For Voted - For
1g Elect Director Lawrence W. Kellner Management For Voted - For
1h Elect Director Martin G. McGuinn Management For Voted - For
1i Elect Director Lawrence M. Small Management For Voted - For
1j Elect Director Jess Soderberg Management For Voted - For
1k Elect Director Daniel E. Somers Management For Voted - For
1l Elect Director William C. Weldon Management For Voted - For
1m Elect Director James M. Zimmerman Management For Voted - For
1n Elect Director Alfred W. Zollar Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Report on Sustainability Shareholder Against Voted - For
THE CLOROX COMPANY
CUSIP: 189054109 TICKER: CLX
Meeting Date: 20-Nov-13 Meeting Type: Annual
1.1 Elect Director Daniel Boggan, Jr. Management For Voted - For
1.2 Elect Director Richard H. Carmona Management For Voted - For
1.3 Elect Director Tully M. Friedman Management For Voted - For
1.4 Elect Director George J. Harad Management For Voted - For
1.5 Elect Director Donald R. Knauss Management For Voted - For
1.6 Elect Director Esther Lee Management For Voted - For
1.7 Elect Director Robert W. Matschullat Management For Voted - For
1.8 Elect Director Jeffrey Noddle Management For Voted - For
1.9 Elect Director Rogelio Rebolledo Management For Voted - For
1.10 Elect Director Pamela Thomas-Graham Management For Voted - For
1.11 Elect Director Carolyn M. Ticknor Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
154
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE COCA-COLA COMPANY
CUSIP: 191216100 TICKER: KO
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Herbert A. Allen Management For Voted - For
1.2 Elect Director Ronald W. Allen Management For Voted - For
1.3 Elect Director Ana Botin Management For Voted - For
1.4 Elect Director Howard G. Buffett Management For Voted - For
1.5 Elect Director Richard M. Daley Management For Voted - For
1.6 Elect Director Barry Diller Management For Voted - For
1.7 Elect Director Helene D. Gayle Management For Voted - For
1.8 Elect Director Evan G. Greenberg Management For Voted - For
1.9 Elect Director Alexis M. Herman Management For Voted - For
1.10 Elect Director Muhtar Kent Management For Voted - For
1.11 Elect Director Robert A. Kotick Management For Voted - For
1.12 Elect Director Maria Elena Lagomasino Management For Voted - For
1.13 Elect Director Sam Nunn Management For Voted - For
1.14 Elect Director James D. Robinson, III Management For Voted - For
1.15 Elect Director Peter V. Ueberroth Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
THE DOW CHEMICAL COMPANY
CUSIP: 260543103 TICKER: DOW
Meeting Date: 15-May-14 Meeting Type: Annual
1a Elect Director Arnold A. Allemang Management For Voted - For
1b Elect Director Ajay Banga Management For Voted - For
1c Elect Director Jacqueline K. Barton Management For Voted - For
1d Elect Director James A. Bell Management For Voted - For
1e Elect Director Jeff M. Fettig Management For Voted - For
1f Elect Director Andrew N. Liveris Management For Voted - For
1g Elect Director Paul Polman Management For Voted - For
1h Elect Director Dennis H. Reilley Management For Voted - For
1i Elect Director James M. Ringler Management For Voted - For
1j Elect Director Ruth G. Shaw Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Stock Retention/Holding Period Shareholder Against Voted - For
155
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE DUN & BRADSTREET CORPORATION
CUSIP: 26483E100 TICKER: DNB
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Austin A. Adams Management For Voted - For
1b Elect Director Robert P. Carrigan Management For Voted - For
1c Elect Director Christopher J. Coughlin Management For Voted - For
1d Elect Director James N. Fernandez Management For Voted - For
1e Elect Director Paul R. Garcia Management For Voted - For
1f Elect Director Anastassia Lauterbach Management For Voted - For
1g Elect Director Thomas J. Manning Management For Voted - For
1h Elect Director Sandra E. Peterson Management For Voted - For
1i Elect Director Judith A. Reinsdorf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
THE GAP, INC.
CUSIP: 364760108 TICKER: GPS
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director Domenico De Sole Management For Voted - For
1b Elect Director Robert J. Fisher Management For Voted - Against
1c Elect Director William S. Fisher Management For Voted - For
1d Elect Director Isabella D. Goren Management For Voted - For
1e Elect Director Bob L. Martin Management For Voted - For
1f Elect Director Jorge P. Montoya Management For Voted - For
1g Elect Director Glenn K. Murphy Management For Voted - For
1h Elect Director Mayo A. Shattuck, III Management For Voted - For
1i Elect Director Katherine Tsang Management For Voted - For
1j Elect Director Padmasree Warrior Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE GOLDMAN SACHS GROUP, INC.
CUSIP: 38141G104 TICKER: GS
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Lloyd C. Blankfein Management For Voted - For
1b Elect Director M. Michele Burns Management For Voted - For
1c Elect Director Gary D. Cohn Management For Voted - For
1d Elect Director Claes Dahlback Management For Voted - For
1e Elect Director William W. George Management For Voted - For
156
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director James A. Johnson Management For Voted - For
1g Elect Director Lakshmi N. Mittal Management For Voted - For
1h Elect Director Adebayo O. Ogunlesi Management For Voted - For
1i Elect Director Peter Oppenheimer Management For Voted - For
1j Elect Director James J. Schiro Management For Voted - For
1k Elect Director Debora L. Spar Management For Voted - For
1l Elect Director Mark E. Tucker Management For Voted - For
1m Elect Director David A. Viniar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - Against
THE GOODYEAR TIRE & RUBBER COMPANY
CUSIP: 382550101 TICKER: GT
Meeting Date: 14-Apr-14 Meeting Type: Annual
1a Elect Director William J. Conaty Management For Voted - For
1b Elect Director James A. Firestone Management For Voted - For
1c Elect Director Werner Geissler Management For Voted - For
1d Elect Director Peter S. Hellman Management For Voted - For
1e Elect Director Richard J. Kramer Management For Voted - For
1f Elect Director W. Alan McCollough Management For Voted - For
1g Elect Director John E. McGlade Management For Voted - For
1h Elect Director Michael J. Morell Management For Voted - For
1i Elect Director Roderick A. Palmore Management For Voted - For
1j Elect Director Stephanie A. Streeter Management For Voted - For
1k Elect Director Thomas H. Weidemeyer Management For Voted - For
1l Elect Director Michael R. Wessel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
CUSIP: 416515104 TICKER: HIG
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Robert B. Allardice, III Management For Voted - For
1b Elect Director Trevor Fetter Management For Voted - For
1c Elect Director Liam E. McGee Management For Voted - For
1d Elect Director Kathryn A. Mikells Management For Voted - For
1e Elect Director Michael G. Morris Management For Voted - For
1f Elect Director Thomas A. Renyi Management For Voted - For
1g Elect Director Julie G. Richardson Management For Voted - For
1h Elect Director Virginia P. Ruesterholz Management For Voted - For
1i Elect Director Charles B. Strauss Management For Voted - For
157
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director H. Patrick Swygert Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
THE HERSHEY COMPANY
CUSIP: 427866108 TICKER: HSY
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Pamela M. Arway Management For Voted - For
1.2 Elect Director John P. Bilbrey Management For Voted - For
1.3 Elect Director Robert F. Cavanaugh Management For Voted - For
1.4 Elect Director Charles A. Davis Management For Voted - For
1.5 Elect Director Mary Kay Haben Management For Voted - For
1.6 Elect Director Robert M. Malcolm Management For Voted - For
1.7 Elect Director James M. Mead Management For Voted - For
1.8 Elect Director James E. Nevels Management For Voted - For
1.9 Elect Director Anthony J. Palmer Management For Voted - For
1.10 Elect Director Thomas J. Ridge Management For Voted - For
1.11 Elect Director David L. Shedlarz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE HOME DEPOT, INC.
CUSIP: 437076102 TICKER: HD
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director F. Duane Ackerman Management For Voted - For
1b Elect Director Francis S. Blake Management For Voted - For
1c Elect Director Ari Bousbib Management For Voted - For
1d Elect Director Gregory D. Brenneman Management For Voted - For
1e Elect Director J. Frank Brown Management For Voted - For
1f Elect Director Albert P. Carey Management For Voted - For
1g Elect Director Armando Codina Management For Voted - For
1h Elect Director Helena B. Foulkes Management For Voted - For
1i Elect Director Wayne M. Hewett Management For Voted - For
1j Elect Director Karen L. Katen Management For Voted - For
1k Elect Director Mark Vadon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
5 Prepare Employment Diversity Report Shareholder Against Voted - For
158
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE INTERPUBLIC GROUP OF COMPANIES, INC.
CUSIP: 460690100 TICKER: IPG
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Jocelyn Carter-Miller Management For Voted - For
1.2 Elect Director Jill M. Considine Management For Voted - For
1.3 Elect Director Richard A. Goldstein Management For Voted - For
1.4 Elect Director H. John Greeniaus Management For Voted - For
1.5 Elect Director Mary J. Steele Guilfoile Management For Voted - For
1.6 Elect Director Dawn Hudson Management For Voted - For
1.7 Elect Director William T. Kerr Management For Voted - For
1.8 Elect Director Michael I. Roth Management For Voted - For
1.9 Elect Director David M. Thomas Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Executive Incentive Bonus Plan Management For Voted - For
THE J. M. SMUCKER COMPANY
CUSIP: 832696405 TICKER: SJM
Meeting Date: 14-Aug-13 Meeting Type: Annual
1a Elect Director Kathryn W. Dindo Management For Voted - For
1b Elect Director Robert B. Heisler, Jr. Management For Voted - For
1c Elect Director Richard K. Smucker Management For Voted - For
1d Elect Director Paul Smucker Wagstaff Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
THE KROGER CO.
CUSIP: 501044101 TICKER: KR
Meeting Date: 26-Jun-14 Meeting Type: Annual
1a Elect Director Reuben V. Anderson Management For Voted - For
1b Elect Director Robert D. Beyer Management For Voted - For
1c Elect Director David B. Dillon Management For Voted - For
1d Elect Director Susan J. Kropf Management For Voted - For
1e Elect Director David B. Lewis Management For Voted - For
1f Elect Director W. Rodney McMullen Management For Voted - For
1g Elect Director Jorge P. Montoya Management For Voted - For
1h Elect Director Clyde R. Moore Management For Voted - For
159
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Susan M. Phillips Management For Voted - For
1j Elect Director Steven R. Rogel Management For Voted - For
1k Elect Director James A. Runde Management For Voted - For
1l Elect Director Ronald L. Sargent Management For Voted - For
1m Elect Director Bobby S. Shackouls Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - Against
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
6 Report on Extended Producer Responsibility Policy
Position and Assess Alternatives Shareholder Against Voted - Against
THE MOSAIC COMPANY
CUSIP: 61945C103 TICKER: MOS
Meeting Date: 03-Oct-13 Meeting Type: Annual
1a Elect Director Timothy S. Gitzel Management For Voted - For
1b Elect Director William R. Graber Management For Voted - For
1c Elect Director Emery N. Koenig Management For Voted - For
1d Elect Director David T. Seaton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
Meeting Date: 15-May-14 Meeting Type: Annual
1 Declassify the Board of Directors Management For Voted - For
2a Elect Director Denise C. Johnson Management For Voted - For
2b Elect Director Nancy E. Cooper Management For Voted - For
2c Elect Director James L. Popowich Management For Voted - For
2d Elect Director James T. Prokopanko Management For Voted - For
2e Elect Director Steven M. Seibert Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE NASDAQ OMX GROUP, INC.
CUSIP: 631103108 TICKER: NDAQ
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Charlene T. Begley Management For Voted - For
1b Elect Director Steven D. Black Management For Voted - For
1c Elect Director Borje E. Ekholm Management For Voted - For
1d Elect Director Robert Greifeld Management For Voted - For
1e Elect Director Glenn H. Hutchins Management For Voted - For
160
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Essa Kazim Management For Voted - For
1g Elect Director John D. Markese Management For Voted - For
1h Elect Director Ellyn A. McColgan Management For Voted - For
1i Elect Director Thomas F. O Neill Management For Voted - For
1j Elect Director Michael R. Splinter Management For Voted - For
1k Elect Director Lars R. Wedenborn Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Charter to Remove Certain Provisions Management For Voted - For
THE PNC FINANCIAL SERVICES GROUP, INC.
CUSIP: 693475105 TICKER: PNC
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Richard O. Berndt Management For Voted - For
1.2 Elect Director Charles E. Bunch Management For Voted - For
1.3 Elect Director Paul W. Chellgren Management For Voted - For
1.4 Elect Director William S. Demchak Management For Voted - For
1.5 Elect Director Andrew T. Feldstein Management For Voted - For
1.6 Elect Director Kay Coles James Management For Voted - For
1.7 Elect Director Richard B. Kelson Management For Voted - For
1.8 Elect Director Anthony A. Massaro Management For Voted - For
1.9 Elect Director Jane G. Pepper Management For Voted - For
1.10 Elect Director Donald J. Shepard Management For Voted - For
1.11 Elect Director Lorene K. Steffes Management For Voted - For
1.12 Elect Director Dennis F. Strigl Management For Voted - For
1.13 Elect Director Thomas J. Usher Management For Voted - For
1.14 Elect Director George H. Walls, Jr. Management For Voted - For
1.15 Elect Director Helge H. Wehmeier Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Climate Change Financing Risk Shareholder Against Voted - For
THE PROCTER & GAMBLE COMPANY
CUSIP: 742718109 TICKER: PG
Meeting Date: 08-Oct-13 Meeting Type: Annual
1a Elect Director Angela F. Braly Management For Voted - For
1b Elect Director Kenneth I. Chenault Management For Voted - For
1c Elect Director Scott D. Cook Management For Voted - For
1d Elect Director Susan Desmond-Hellmann Management For Voted - For
1e Elect Director A.G. Lafley Management For Voted - For
1f Elect Director Terry J. Lundgren Management For Voted - For
1g Elect Director W. James McNerney, Jr. Management For Voted - For
161
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Margaret C. Whitman Management For Voted - For
1i Elect Director Mary Agnes Wilderotter Management For Voted - For
1j Elect Director Patricia A. Woertz Management For Voted - For
1k Elect Director Ernesto Zedillo Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Reduce Supermajority Vote Requirement Management For Voted - For
4 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE PROGRESSIVE CORPORATION
CUSIP: 743315103 TICKER: PGR
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Stuart B. Burgdoerfer Management For Voted - For
1.2 Elect Director Charles A. Davis Management For Voted - For
1.3 Elect Director Lawton W. Fitt Management For Voted - For
1.4 Elect Director Jeffrey D. Kelly Management For Voted - For
1.5 Elect Director Heidi G. Miller Management For Voted - For
1.6 Elect Director Patrick H. Nettles Management For Voted - For
1.7 Elect Director Glenn M. Renwick Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
THE SHERWIN-WILLIAMS COMPANY
CUSIP: 824348106 TICKER: SHW
Meeting Date: 16-Apr-14 Meeting Type: Annual
1.1 Elect Director Arthur F. Anton Management For Voted - For
1.2 Elect Director Christopher M. Connor Management For Voted - For
1.3 Elect Director David F. Hodnik Management For Voted - For
1.4 Elect Director Thomas G. Kadien Management For Voted - For
1.5 Elect Director Richard J. Kramer Management For Voted - For
1.6 Elect Director Susan J. Kropf Management For Voted - For
1.7 Elect Director Christine A. Poon Management For Voted - For
1.8 Elect Director Richard K. Smucker Management For Voted - For
1.9 Elect Director John M. Stropki Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
162
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE SOUTHERN COMPANY
CUSIP: 842587107 TICKER: SO
Meeting Date: 28-May-14 Meeting Type: Annual
1a Elect Director Juanita Powell Baranco Management For Voted - For
1b Elect Director Jon A. Boscia Management For Voted - For
1c Elect Director Henry A. 'Hal' Clark, III Management For Voted - For
1d Elect Director Thomas A. Fanning Management For Voted - For
1e Elect Director David J. Grain Management For Voted - For
1f Elect Director Veronica M. Hagen Management For Voted - For
1g Elect Director Warren A. Hood, Jr. Management For Voted - For
1h Elect Director Linda P. Hudson Management For Voted - For
1i Elect Director Donald M. James Management For Voted - For
1j Elect Director Dale E. Klein Management For Voted - For
1k Elect Director William G. Smith, Jr. Management For Voted - For
1l Elect Director Steven R. Specker Management For Voted - For
1m Elect Director E. Jenner Wood, III Management For Voted - Against
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
THE TIMKEN COMPANY
CUSIP: 887389104 TICKER: TKR
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Phillip R. Cox Management For Voted - For
1.2 Elect Director Diane C. Creel Management For Voted - For
1.3 Elect Director Richard G. Kyle Management For Voted - For
1.4 Elect Director John A. Luke, Jr. Management For Voted - For
1.5 Elect Director Christopher L. Mapes Management For Voted - For
1.6 Elect Director Joseph W. Ralston Management For Voted - For
1.7 Elect Director John P. Reilly Management For Voted - For
1.8 Elect Director Frank C. Sullivan Management For Voted - For
1.9 Elect Director John M. Timken, Jr. Management For Voted - For
1.10 Elect Director Ward J. Timken, Jr. Management For Voted - For
1.11 Elect Director Jacqueline F. Woods Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
163
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE TJX COMPANIES, INC.
CUSIP: 872540109 TICKER: TJX
Meeting Date: 10-Jun-14 Meeting Type: Annual
1.1 Elect Director Zein Abdalla Management For Voted - For
1.2 Elect Director Jose B. Alvarez Management For Voted - For
1.3 Elect Director Alan M. Bennett Management For Voted - For
1.4 Elect Director Bernard Cammarata Management For Voted - For
1.5 Elect Director David T. Ching Management For Voted - For
1.6 Elect Director Michael F. Hines Management For Voted - For
1.7 Elect Director Amy B. Lane Management For Voted - For
1.8 Elect Director Carol Meyrowitz Management For Voted - For
1.9 Elect Director John F. O'Brien Management For Voted - For
1.10 Elect Director Willow B. Shire Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE TRAVELERS COMPANIES, INC.
CUSIP: 89417E109 TICKER: TRV
Meeting Date: 27-May-14 Meeting Type: Annual
1a Elect Director Alan L. Beller Management For Voted - For
1b Elect Director John H. Dasburg Management For Voted - For
1c Elect Director Janet M. Dolan Management For Voted - For
1d Elect Director Kenneth M. Duberstein Management For Voted - For
1e Elect Director Jay S. Fishman Management For Voted - For
1f Elect Director Patricia L. Higgins Management For Voted - For
1g Elect Director Thomas R. Hodgson Management For Voted - For
1h Elect Director William J. Kane Management For Voted - For
1i Elect Director Cleve L. Killingsworth, Jr. Management For Voted - For
1j Elect Director Philip T. (Pete) Ruegger, III Management For Voted - For
1k Elect Director Donald J. Shepard Management For Voted - For
1l Elect Director Laurie J. Thomsen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
THE WALT DISNEY COMPANY
CUSIP: 254687106 TICKER: DIS
Meeting Date: 18-Mar-14 Meeting Type: Annual
1a Elect Director Susan E. Arnold Management For Voted - For
164
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director John S. Chen Management For Voted - For
1c Elect Director Jack Dorsey Management For Voted - For
1d Elect Director Robert A. Iger Management For Voted - For
1e Elect Director Fred H. Langhammer Management For Voted - For
1f Elect Director Aylwin B. Lewis Management For Voted - For
1g Elect Director Monica C. Lozano Management For Voted - For
1h Elect Director Robert W. Matschullat Management For Voted - For
1i Elect Director Sheryl K. Sandberg Management For Voted - For
1j Elect Director Orin C. Smith Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Call Special Meeting Management For Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
THE WESTERN UNION COMPANY
CUSIP: 959802109 TICKER: WU
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Dinyar S. Devitre Management For Voted - For
1b Elect Director Hikmet Ersek Management For Voted - For
1c Elect Director Jack M. Greenberg Management For Voted - For
1d Elect Director Betsy D. Holden Management For Voted - For
1e Elect Director Linda Fayne Levinson Management For Voted - For
1f Elect Director Frances Fragos Townsend Management For Voted - For
1g Elect Director Solomon D. Trujillo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - Against
5 Report on Political Contributions Shareholder Against Voted - For
6 Amend Bylaws to Establish a Board Committee on
Human Rights Shareholder Against Voted - Against
THERMO FISHER SCIENTIFIC INC.
CUSIP: 883556102 TICKER: TMO
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director Marc N. Casper Management For Voted - For
1b Elect Director Nelson J. Chai Management For Voted - For
1c Elect Director C. Martin Harris Management For Voted - For
1d Elect Director Tyler Jacks Management For Voted - For
1e Elect Director Judy C. Lewent Management For Voted - For
1f Elect Director Thomas J. Lynch Management For Voted - For
1g Elect Director Jim P. Manzi Management For Voted - For
1h Elect Director William G. Parrett Management For Voted - For
165
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Lars R. Sorensen Management For Voted - For
1j Elect Director Scott M. Sperling Management For Voted - For
1k Elect Director Elaine S. Ullian Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
TIME WARNER CABLE INC.
CUSIP: 88732J207 TICKER: TWC
Meeting Date: 05-Jun-14 Meeting Type: Annual
1a Elect Director Carole Black Management For Voted - For
1b Elect Director Glenn A. Britt Management For Voted - For
1c Elect Director Thomas H. Castro Management For Voted - For
1d Elect Director David C. Chang Management For Voted - For
1e Elect Director James E. Copeland, Jr. Management For Voted - For
1f Elect Director Peter R. Haje Management For Voted - Against
1g Elect Director Donna A. James Management For Voted - For
1h Elect Director Don Logan Management For Voted - For
1i Elect Director Robert D. Marcus Management For Voted - For
1j Elect Director N.J. Nicholas, Jr. Management For Voted - For
1k Elect Director Wayne H. Pace Management For Voted - For
1l Elect Director Edward D. Shirley Management For Voted - For
1m Elect Director John E. Sununu Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
TIME WARNER INC.
CUSIP: 887317303 TICKER: TWX
Meeting Date: 13-Jun-14 Meeting Type: Annual
1.1 Elect Director James L. Barksdale Management For Voted - For
1.2 Elect Director William P. Barr Management For Voted - For
1.3 Elect Director Jeffrey L. Bewkes Management For Voted - For
1.4 Elect Director Stephen F. Bollenbach Management For Voted - For
1.5 Elect Director Robert C. Clark Management For Voted - For
1.6 Elect Director Mathias Dopfner Management For Voted - For
1.7 Elect Director Jessica P. Einhorn Management For Voted - For
1.8 Elect Director Carlos M. Gutierrez Management For Voted - For
1.9 Elect Director Fred Hassan Management For Voted - For
1.10 Elect Director Kenneth J. Novack Management For Voted - For
1.11 Elect Director Paul D. Wachter Management For Voted - For
1.12 Elect Director Deborah C. Wright Management For Voted - For
2 Ratify Auditors Management For Voted - For
166
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
TORCHMARK CORPORATION
CUSIP: 891027104 TICKER: TMK
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Charles E. Adair Management For Voted - For
1.2 Elect Director Marilyn A. Alexander Management For Voted - For
1.3 Elect Director David L. Boren Management For Voted - For
1.4 Elect Director Jane M. Buchan Management For Voted - For
1.5 Elect Director Gary L. Coleman Management For Voted - For
1.6 Elect Director Larry M. Hutchison Management For Voted - For
1.7 Elect Director Robert W. Ingram Management For Voted - For
1.8 Elect Director Lloyd W. Newton Management For Voted - For
1.9 Elect Director Darren M. Rebelez Management For Voted - For
1.10 Elect Director Lamar C. Smith Management For Voted - For
1.11 Elect Director Paul J. Zucconi Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TOTAL SYSTEM SERVICES, INC.
CUSIP: 891906109 TICKER: TSS
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director James H. Blanchard Management For Voted - For
1.2 Elect Director Kriss Cloninger III Management For Voted - For
1.3 Elect Director Walter W. Driver, Jr. Management For Voted - For
1.4 Elect Director Gardiner W. Garrard, Jr. Management For Voted - For
1.5 Elect Director Sidney E. Harris Management For Voted - For
1.6 Elect Director William M. Isaac Management For Voted - For
1.7 Elect Director Mason H. Lampton Management For Voted - For
1.8 Elect Director Connie D. McDaniel Management For Voted - For
1.9 Elect Director H. Lynn Page Management For Voted - For
1.10 Elect Director Philip W. Tomlinson Management For Voted - For
1.11 Elect Director John T. Turner Management For Voted - For
1.12 Elect Director Richard W. Ussery Management For Voted - For
1.13 Elect Director M. Troy Woods Management For Voted - For
1.14 Elect Director James D. Yancey Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
167
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TRINITY INDUSTRIES, INC.
CUSIP: 896522109 TICKER: TRN
Meeting Date: 05-May-14 Meeting Type: Annual
1.1 Elect Director John L. Adams Management For Voted - For
1.2 Elect Director Rhys J. Best Management For Voted - For
1.3 Elect Director David W. Biegler Management For Voted - For
1.4 Elect Director Leldon E. Echols Management For Voted - For
1.5 Elect Director Ronald J. Gafford Management For Voted - For
1.6 Elect Director Adrian Lajous Management For Voted - For
1.7 Elect Director Charles W. Matthews Management For Voted - For
1.8 Elect Director Douglas L. Rock Management For Voted - For
1.9 Elect Director Dunia A. Shive Management For Voted - For
1.10 Elect Director Timothy R. Wallace Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
TYSON FOODS, INC.
CUSIP: 902494103 TICKER: TSN
Meeting Date: 31-Jan-14 Meeting Type: Annual
1a Elect Director John Tyson Management For Voted - For
1b Elect Director Kathleen M. Bader Management For Voted - For
1c Elect Director Gaurdie E. Banister, Jr. Management For Voted - For
1d Elect Director Jim Kever Management For Voted - For
1e Elect Director Kevin M. McNamara Management For Voted - For
1f Elect Director Brad T. Sauer Management For Voted - For
1g Elect Director Robert Thurber Management For Voted - For
1h Elect Director Barbara A. Tyson Management For Voted - For
1i Elect Director Albert C. Zapanta Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on the Risks Associated with Use of
Gestation Crates in Supply Shareholder Against Voted - For
U.S. BANCORP
CUSIP: 902973304 TICKER: USB
Meeting Date: 15-Apr-14 Meeting Type: Annual
1a Elect Director Douglas M. Baker, Jr. Management For Voted - For
1b Elect Director Y. Marc Belton Management For Voted - For
1c Elect Director Victoria Buyniski Gluckman Management For Voted - For
1d Elect Director Arthur D. Collins, Jr. Management For Voted - For
168
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Richard K. Davis Management For Voted - For
1f Elect Director Roland A. Hernandez Management For Voted - For
1g Elect Director Doreen Woo Ho Management For Voted - For
1h Elect Director Joel W. Johnson Management For Voted - For
1i Elect Director Olivia F. Kirtley Management For Voted - For
1j Elect Director Jerry W. Levin Management For Voted - For
1k Elect Director David B. O'Maley Management For Voted - For
1l Elect Director O'dell M. Owens Management For Voted - For
1m Elect Director Craig D. Schnuck Management For Voted - For
1n Elect Director Patrick T. Stokes Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
UGI CORPORATION
CUSIP: 902681105 TICKER: UGI
Meeting Date: 30-Jan-14 Meeting Type: Annual
1.1 Elect Director Lon R. Greenberg Management For Voted - For
1.2 Elect Director Marvin O. Schlanger Management For Voted - For
1.3 Elect Director Anne Pol Management For Voted - For
1.4 Elect Director Ernest E. Jones Management For Voted - For
1.5 Elect Director John L. Walsh Management For Voted - For
1.6 Elect Director Roger B. Vincent Management For Voted - For
1.7 Elect Director M. Shawn Puccio Management For Voted - For
1.8 Elect Director Richard W. Gochnauer Management For Voted - For
1.9 Elect Director Frank S. Hermance Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UNION PACIFIC CORPORATION
CUSIP: 907818108 TICKER: UNP
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Andrew H. Card, Jr. Management For Voted - For
1.2 Elect Director Erroll B. Davis, Jr. Management For Voted - For
1.3 Elect Director David B. Dillon Management For Voted - For
1.4 Elect Director Judith Richards Hope Management For Voted - For
1.5 Elect Director John J. Koraleski Management For Voted - For
1.6 Elect Director Charles C. Krulak Management For Voted - For
1.7 Elect Director Michael R. McCarthy Management For Voted - For
1.8 Elect Director Michael W. McConnell Management For Voted - For
1.9 Elect Director Thomas F. McLarty, III Management For Voted - For
1.10 Elect Director Steven R. Rogel Management For Voted - For
1.11 Elect Director Jose H. Villarreal Management For Voted - For
2 Ratify Auditors Management For Voted - For
169
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
UNITED PARCEL SERVICE, INC.
CUSIP: 911312106 TICKER: UPS
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director F. Duane Ackerman Management For Voted - For
1b Elect Director Rodney C. Adkins Management For Voted - For
1c Elect Director Michael J. Burns Management For Voted - For
1d Elect Director D. Scott Davis Management For Voted - For
1e Elect Director Stuart E. Eizenstat Management For Voted - For
1f Elect Director Michael L. Eskew Management For Voted - For
1g Elect Director William R. Johnson Management For Voted - For
1h Elect Director Candace Kendle Management For Voted - For
1i Elect Director Ann M. Livermore Management For Voted - For
1j Elect Director Rudy H.P. Markham Management For Voted - For
1k Elect Director Clark T. "Sandy" Randt, Jr. Management For Voted - For
1l Elect Director Carol B. Tome Management For Voted - For
1m Elect Director Kevin M. Warsh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
UNITED STATES STEEL CORPORATION
CUSIP: 912909108 TICKER: X
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Richard A. Gephardt Management For Voted - For
1.2 Elect Director Murry S. Gerber Management For Voted - For
1.3 Elect Director Glenda G. McNeal Management For Voted - For
1.4 Elect Director Patricia A. Tracey Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
170
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
UNITED TECHNOLOGIES CORPORATION
CUSIP: 913017109 TICKER: UTX
Meeting Date: 28-Apr-14 Meeting Type: Annual
1a Elect Director Louis R. Chenevert Management For Voted - For
1b Elect Director John V. Faraci Management For Voted - For
1c Elect Director Jean-Pierre Garnier Management For Voted - For
1d Elect Director Jamie S. Gorelick Management For Voted - For
1e Elect Director Edward A. Kangas Management For Voted - For
1f Elect Director Ellen J. Kullman Management For Voted - For
1g Elect Director Marshall O. Larsen Management For Voted - For
1h Elect Director Harold McGraw, III Management For Voted - For
1i Elect Director Richard B. Myers Management For Voted - For
1j Elect Director H. Patrick Swygert Management For Voted - For
1k Elect Director Andre Villeneuve Management For Voted - For
1l Elect Director Christine Todd Whitman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UNITEDHEALTH GROUP INCORPORATED
CUSIP: 91324P102 TICKER: UNH
Meeting Date: 02-Jun-14 Meeting Type: Annual
1a Elect Director William C. Ballard, Jr. Management For Voted - For
1b Elect Director Edson Bueno Management For Voted - For
1c Elect Director Richard T. Burke Management For Voted - For
1d Elect Directo Robert J. Darretta Management For Voted - For
1e Elect Director Stephen J. Hemsley Management For Voted - For
1f Elect Director Michele J. Hooper Management For Voted - For
1g Elect Director Rodger A. Lawson Management For Voted - For
1h Elect Director Douglas W. Leatherdale Management For Voted - For
1i Elect Director Glenn M. Renwick Management For Voted - For
1j Elect Director Kenneth I. Shine Management For Voted - For
1k Elect Director Gail R. Wilensky Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide for Cumulative Voting Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
171
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
UNUM GROUP
CUSIP: 91529Y106 TICKER: UNM
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Timothy F. Keaney Management For Voted - For
1.2 Elect Director Gloria C. Larson Management For Voted - For
1.3 Elect Director William J. Ryan Management For Voted - For
1.4 Elect Director Thomas R. Watjen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
URBAN OUTFITTERS, INC.
CUSIP: 917047102 TICKER: URBN
Meeting Date: 27-May-14 Meeting Type: Annual
1.1 Elect Director Edward N. Antoian Management For Voted - For
1.2 Elect Director Scott A. Belair Management For Voted - Against
1.3 Elect Director Margaret A. Hayne Management For Voted - Against
1.4 Elect Director Joel S. Lawson, III Management For Voted - For
1.5 Elect Director Robert H. Strouse Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Policy and Report on Board Diversity Shareholder Against Voted - For
5 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
URS CORPORATION
CUSIP: 903236107 TICKER: URS
Meeting Date: 29-May-14 Meeting Type: Annual
1a Elect Director Diane C. Creel Management For Voted - For
1b Elect Director Mickey P. Foret Management For Voted - For
1c Elect Director William H. Frist Management For Voted - For
1d Elect Director Lydia H. Kennard Management For Voted - For
1e Elect Director Martin M. Koffel Management For Voted - For
1f Elect Director Timothy R. McLevish Management For Voted - For
1g Elect Director Joseph W. Ralston Management For Voted - For
1h Elect Director John D. Roach Management For Voted - For
1i Elect Director William H. Schumann, III Management For Voted - For
1j Elect Director David N. Siegel Management For Voted - For
1k Elect Director Douglas W. Stotlar Management For Voted - For
1l Elect Director V. Paul Unruh Management For Voted - For
2 Ratify Auditors Management For Voted - For
172
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
VALERO ENERGY CORPORATION
CUSIP: 91913Y100 TICKER: VLO
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Jerry D. Choate Management For Voted - For
1b Elect Director Joseph W. Gorder Management For Voted - For
1c Elect Director William R. Klesse Management For Voted - For
1d Elect Director Deborah P. Majoras Management For Voted - For
1e Elect Director Donald L. Nickles Management For Voted - For
1f Elect Director Philip J. Pfeiffer Management For Voted - For
1g Elect Director Robert A. Profusek Management For Voted - For
1h Elect Director Susan Kaufman Purcell Management For Voted - For
1i Elect Director Stephen M. Waters Management For Voted - For
1j Elect Director Randall J. Weisenburger Management For Voted - For
1k Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
VARIAN MEDICAL SYSTEMS, INC.
CUSIP: 92220P105 TICKER: VAR
Meeting Date: 20-Feb-14 Meeting Type: Annual
1.1 Elect Director Susan L. Bostrom Management For Voted - For
1.2 Elect Director Regina E. Dugan Management For Voted - For
1.3 Elect Director Venkatraman Thyagarajan Management For Voted - For
1.4 Elect Director Dow R. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
6 Eliminate Cumulative Voting Management For Voted - For
VENTAS, INC.
CUSIP: 92276F100 TICKER: VTR
Meeting Date: 15-May-14 Meeting Type: Annual
1a Elect Director Debra A. Cafaro Management For Voted - For
173
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Douglas Crocker, II Management For Voted - For
1c Elect Director Ronald G. Geary Management For Voted - For
1d Elect Director Jay M. Gellert Management For Voted - For
1e Elect Director Richard I. Gilchrist Management For Voted - For
1f Elect Director Matthew J. Lustig Management For Voted - For
1g Elect Director Douglas M. Pasquale Management For Voted - For
1h Elect Director Robert D. Reed Management For Voted - For
1i Elect Director Glenn J. Rufrano Management For Voted - For
1j Elect Director James D. Shelton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
VERISIGN, INC.
CUSIP: 92343E102 TICKER: VRSN
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director D. James Bidzos Management For Voted - For
1.2 Elect Director William L. Chenevich Management For Voted - For
1.3 Elect Director Kathleen A. Cote Management For Voted - For
1.4 Elect Director Roger H. Moore Management For Voted - For
1.5 Elect Director John D. Roach Management For Voted - For
1.6 Elect Director Louis A. Simpson Management For Voted - For
1.7 Elect Director Timothy Tomlinson Management For Voted - For
2 Provide Right to Call Special Meeting Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
VERIZON COMMUNICATIONS INC.
CUSIP: 92343V104 TICKER: VZ
Meeting Date: 28-Jan-14 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Increase Authorized Common Stock Management For Voted - For
3 Adjourn Meeting Management For Voted - For
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Shellye L. Archambeau Management For Voted - For
1.2 Elect Director Richard L. Carrion Management For Voted - For
1.3 Elect Director Melanie L. Healey Management For Voted - For
1.4 Elect Director M. Frances Keeth Management For Voted - For
1.5 Elect Director Robert W. Lane Management For Voted - For
1.6 Elect Director Lowell C. McAdam Management For Voted - For
1.7 Elect Director Donald T. Nicolaisen Management For Voted - For
1.8 Elect Director Clarence Otis, Jr. Management For Voted - For
174
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Rodney E. Slater Management For Voted - For
1.10 Elect Director Kathryn A. Tesija Management For Voted - For
1.11 Elect Director Gregory D. Wasson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Proxy Access Right Management For Voted - For
5 Report on Net Neutrality Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Submit Severance Agreement (Change-in-Control) to
Shareholder Vote Shareholder Against Voted - For
8 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
9 Provide Right to Act by Written Consent Shareholder Against Voted - For
10 Approve Proxy Voting Authority Shareholder Against Voted - Against
VF CORPORATION
CUSIP: 918204108 TICKER: VFC
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Richard T. Carucci Management For Voted - For
1.2 Elect Director Juliana L. Chugg Management For Voted - For
1.3 Elect Director Juan Ernesto de Bedout Management For Voted - For
1.4 Elect Director Ursula O. Fairbairn Management For Voted - For
1.5 Elect Director George Fellows Management For Voted - For
1.6 Elect Director Clarence Otis, Jr. Management For Voted - For
1.7 Elect Director Matthew J. Shattock Management For Voted - For
1.8 Elect Director Eric C. Wiseman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
VMWARE, INC.
CUSIP: 928563402 TICKER: VMW
Meeting Date: 28-May-14 Meeting Type: Annual
1 Elect Director Pamela J. Craig Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
VORNADO REALTY TRUST
CUSIP: 929042109 TICKER: VNO
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Michael Lynne Management For Vote Withheld
175
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director David Mandelbaum Management For Vote Withheld
1.3 Elect Director Daniel R. Tisch Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Declassify the Board of Directors Shareholder Against Voted - For
7 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
W. R. BERKLEY CORPORATION
CUSIP: 084423102 TICKER: WRB
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director George G. Daly Management For Voted - Against
1.2 Elect Director Jack H. Nusbaum Management For Voted - Against
1.3 Elect Director Mark L. Shapiro Management For Voted - Against
2 Approve Executive Incentive Bonus Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify Auditors Management For Voted - For
W.W. GRAINGER, INC.
CUSIP: 384802104 TICKER: GWW
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director Brian P. Anderson Management For Voted - For
1.2 Elect Director V. Ann Hailey Management For Voted - For
1.3 Elect Director William K. Hall Management For Voted - For
1.4 Elect Director Stuart L. Levenick Management For Voted - For
1.5 Elect Director Neil S. Novich Management For Voted - For
1.6 Elect Director Michael J. Roberts Management For Voted - For
1.7 Elect Director Gary L. Rogers Management For Voted - For
1.8 Elect Director James T. Ryan Management For Voted - For
1.9 Elect Director E. Scott Santi Management For Voted - For
1.10 Elect Director James D. Slavik Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WALGREEN CO.
CUSIP: 931422109 TICKER: WAG
Meeting Date: 08-Jan-14 Meeting Type: Annual
1a Elect Director Janice M. Babiak Management For Voted - For
176
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director David J. Brailer Management For Voted - For
1c Elect Director Steven A. Davis Management For Voted - For
1d Elect Director William C. Foote Management For Voted - For
1e Elect Director Mark P. Frissora Management For Voted - For
1f Elect Director Ginger L. Graham Management For Voted - For
1g Elect Director Alan G. McNally Management For Voted - For
1h Elect Director Dominic P. Murphy Management For Voted - For
1i Elect Director Stefano Pessina Management For Voted - For
1j Elect Director Nancy M. Schlichting Management For Voted - For
1k Elect Director Alejandro Silva Management For Voted - For
1l Elect Director James A. Skinner Management For Voted - For
1m Elect Director Gregory D. Wasson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
WAL-MART STORES, INC.
CUSIP: 931142103 TICKER: WMT
Meeting Date: 06-Jun-14 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director James I. Cash, Jr. Management For Voted - For
1c Elect Director Roger C. Corbett Management For Voted - For
1d Elect Director Pamela J. Craig Management For Voted - For
1e Elect Director Douglas N. Daft Management For Voted - For
1f Elect Director Michael T. Duke Management For Voted - Against
1g Elect Director Timothy P. Flynn Management For Voted - For
1h Elect Director Marissa A. Mayer Management For Voted - For
1i Elect Director C. Douglas McMillon Management For Voted - For
1j Elect Director Gregory B. Penner Management For Voted - For
1k Elect Director Steven S Reinemund Management For Voted - For
1l Elect Director Jim C. Walton Management For Voted - For
1m Elect Director S. Robson Walton Management For Voted - Against
1n Elect Director Linda S. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Disclosure of Recoupment Activity from Senior
Officers Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
177
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WASTE MANAGEMENT, INC.
CUSIP: 94106L109 TICKER: WM
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director Frank M. Clark, Jr. Management For Voted - For
1c Elect Director Patrick W. Gross Management For Voted - For
1d Elect Director Victoria M. Holt Management For Voted - For
1e Elect Director John C. Pope Management For Voted - For
1f Elect Director W. Robert Reum Management For Voted - For
1g Elect Director David P. Steiner Management For Voted - For
1h Elect Director Thomas H. Weidemeyer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
WELLPOINT, INC.
CUSIP: 94973V107 TICKER: WLP
Meeting Date: 14-May-14 Meeting Type: Annual
1.1 Elect Director R. Kerry Clark Management For Voted - For
1.2 Elect Director Robert L. Dixon, Jr. Management For Voted - For
1.3 Elect Director Lewis Hay, III Management For Voted - For
1.4 Elect Director William J. Ryan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prohibit Political Spending Shareholder Against Voted - Against
WELLS FARGO & COMPANY
CUSIP: 949746101 TICKER: WFC
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director John D. Baker, II Management For Voted - For
1b Elect Director Elaine L. Chao Management For Voted - For
1c Elect Director John S. Chen Management For Voted - For
1d Elect Director Lloyd H. Dean Management For Voted - For
1e Elect Director Susan E. Engel Management For Voted - For
1f Elect Director Enrique Hernandez, Jr. Management For Voted - For
1g Elect Director Donald M. James Management For Voted - For
1h Elect Director Cynthia H. Milligan Management For Voted - For
1i Elect Director Federico F. Pena Management For Voted - For
1j Elect Director James H. Quigley Management For Voted - For
178
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director Judith M. Runstad Management For Voted - For
1l Elect Director Stephen W. Sanger Management For Voted - For
1m Elect Director John G. Stumpf Management For Voted - For
1n Elect Director Susan G. Swenson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Review Fair Housing and Fair Lending Compliance Shareholder Against Voted - For
WESTAR ENERGY, INC.
CUSIP: 95709T100 TICKER: WR
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Mollie H. Carter Management For Voted - For
1.2 Elect Director Jerry B. Farley Management For Voted - For
1.3 Elect Director Mark A. Ruelle Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
WESTERN DIGITAL CORPORATION
CUSIP: 958102105 TICKER: WDC
Meeting Date: 14-Nov-13 Meeting Type: Annual
1a Elect Director Kathleen A. Cote Management For Voted - For
1b Elect Director Henry T. DeNero Management For Voted - For
1c Elect Director William L. Kimsey Management For Voted - For
1d Elect Director Michael D. Lambert Management For Voted - For
1e Elect Director Len J. Lauer Management For Voted - For
1f Elect Director Matthew E. Massengill Management For Voted - For
1g Elect Director Stephen D. Milligan Management For Voted - For
1h Elect Director Roger H. Moore Management For Voted - For
1i Elect Director Thomas E. Pardun Management For Voted - For
1j Elect Director Arif Shakeel Management For Voted - For
1k Elect Director Akio Yamamoto Management For Voted - For
1l Elect Director Masahiro Yamamura Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
WEYERHAEUSER COMPANY
CUSIP: 962166104 TICKER: WY
Meeting Date: 10-Apr-14 Meeting Type: Annual
1.1 Elect Director Debra A. Cafaro Management For Voted - For
179
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Mark A. Emmert Management For Voted - For
1.3 Elect Director John I. Kieckhefer Management For Voted - For
1.4 Elect Director Wayne W. Murdy Management For Voted - For
1.5 Elect Director Nicole W. Piasecki Management For Voted - For
1.6 Elect Director Doyle R. Simons Management For Voted - For
1.7 Elect Director Richard H. Sinkfield Management For Voted - For
1.8 Elect Director D. Michael Steuert Management For Voted - For
1.9 Elect Director Kim Williams Management For Voted - For
1.10 Elect Director Charles R. Williamson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
WHIRLPOOL CORPORATION
CUSIP: 963320106 TICKER: WHR
Meeting Date: 15-Apr-14 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Gary T. DiCamillo Management For Voted - For
1c Elect Director Diane M. Dietz Management For Voted - For
1d Elect Director Geraldine T. Elliott Management For Voted - For
1e Elect Director Jeff M. Fettig Management For Voted - For
1f Elect Director Michael F. Johnston Management For Voted - For
1g Elect Director William T. Kerr Management For Voted - For
1h Elect Director John D. Liu Management For Voted - For
1i Elect Director Harish Manwani Management For Voted - For
1j Elect Director William D. Perez Management For Voted - For
1k Elect Director Michael A. Todman Management For Voted - For
1l Elect Director Michael D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
WISCONSIN ENERGY CORPORATION
CUSIP: 976657106 TICKER: WEC
Meeting Date: 02-May-14 Meeting Type: Annual
1.1 Elect Director John F. Bergstrom Management For Voted - For
1.2 Elect Director Barbara L. Bowles Management For Voted - For
1.3 Elect Director Patricia W. Chadwick Management For Voted - For
1.4 Elect Director Curt S. Culver Management For Voted - For
1.5 Elect Director Thomas J. Fischer Management For Voted - For
1.6 Elect Director Gale E. Klappa Management For Voted - For
1.7 Elect Director Henry W. Knueppel Management For Voted - For
1.8 Elect Director Ulice Payne, Jr. Management For Voted - For
1.9 Elect Director Mary Ellen Stanek Management For Voted - For
180
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WPX ENERGY, INC.
CUSIP: 98212B103 TICKER: WPX
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director James J. Bender Management For Voted - For
1.2 Elect Director Robert K. Herdman Management For Voted - For
1.3 Elect Director George A. Lorch Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Adopt Quantitative GHG Goals for Operations,
Including Methane Emissions Shareholder Against Voted - For
5 Declassify the Board of Directors Shareholder None Voted - For
WYNDHAM WORLDWIDE CORPORATION
CUSIP: 98310W108 TICKER: WYN
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director James E. Buckman Management For Voted - For
1.2 Elect Director George Herrera Management For Voted - For
1.3 Elect Director Brian Mulroney Management For Voted - For
1.4 Elect Director Michael H. Wargotz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
WYNN RESORTS, LIMITED
CUSIP: 983134107 TICKER: WYNN
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Robert J. Miller Management For Voted - For
1.2 Elect Director D. Boone Wayson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Board Qualifications Management For Voted - Against
6 Report on Political Contributions Shareholder Against Voted - For
181
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
XCEL ENERGY INC.
CUSIP: 98389B100 TICKER: XEL
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Gail Koziara Boudreaux Management For Voted - For
1b Elect Director Richard K. Davis Management For Voted - For
1c Elect Director Ben Fowke Management For Voted - For
1d Elect Director Albert F. Moreno Management For Voted - For
1e Elect Director Richard T. O'Brien Management For Voted - For
1f Elect Director Christopher J. Policinski Management For Voted - For
1g Elect Director A. Patricia Sampson Management For Voted - For
1h Elect Director James J. Sheppard Management For Voted - For
1i Elect Director David A. Westerlund Management For Voted - For
1j Elect Director Kim Williams Management For Voted - For
1k Elect Director Timothy V. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
XEROX CORPORATION
CUSIP: 984121103 TICKER: XRX
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Glenn A. Britt Management For Voted - For
1.2 Elect Director Ursula M. Burns Management For Voted - For
1.3 Elect Director Richard J. Harrington Management For Voted - For
1.4 Elect Director William Curt Hunter Management For Voted - For
1.5 Elect Director Robert J. Keegan Management For Voted - For
1.6 Elect Director Robert A. McDonald Management For Voted - For
1.7 Elect Director Charles Prince Management For Voted - For
1.8 Elect Director Ann N. Reese Management For Voted - For
1.9 Elect Director Sara Martinez Tucker Management For Voted - For
1.10 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
XILINX, INC.
CUSIP: 983919101 TICKER: XLNX
Meeting Date: 14-Aug-13 Meeting Type: Annual
1.1 Elect Director Philip T. Gianos Management For Voted - For
1.2 Elect Director Moshe N. Gavrielov Management For Voted - For
1.3 Elect Director John L. Doyle Management For Voted - For
182
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director William G. Howard, Jr. Management For Voted - For
1.5 Elect Director J. Michael Patterson Management For Voted - For
1.6 Elect Director Albert A. Pimentel Management For Voted - For
1.7 Elect Director Marshall C. Turner Management For Voted - For
1.8 Elect Director Elizabeth W. Vanderslice Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Ratify Auditors Management For Voted - For
XL GROUP PLC
CUSIP: G98290102 TICKER: XL
Meeting Date: 25-Apr-14 Meeting Type: Annual
1 Declassify the Board of Directors Management For Voted - For
2.1 Elect Michael S. McGavick as Director Management For Voted - For
2.2 Elect Anne Stevens as Director Management For Voted - For
2.3 Elect John M. Vereker as Director Management For Voted - For
3 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Renew Director's Authority to Issue Shares Management For Voted - Against
6 Renew Director's Authority to Issue Shares for Cash Management For Voted - Against
7 Amend Articles of Association Management For Voted - Against
8 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
XYLEM INC.
CUSIP: 98419M100 TICKER: XYL
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Sten E. Jakobsson Management For Voted - For
1b Elect Director Steven R. Loranger Management For Voted - For
1c Elect Director Edward J. Ludwig Management For Voted - For
1d Elect Director Jerome A. Peribere Management For Voted - Against
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Approve Executive Incentive Bonus Plan Management For Voted - For
6 Provide Right to Call Special Meeting Management For Voted - For
7 Stock Retention Shareholder Against Voted - For
183
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
YAHOO! INC.
CUSIP: 984332106 TICKER: YHOO
Meeting Date: 25-Jun-14 Meeting Type: Annual
1.1 Elect Director David Filo Management For Voted - For
1.2 Elect Director Susan M. James Management For Voted - For
1.3 Elect Director Max R. Levchin Management For Voted - For
1.4 Elect Director Marissa A. Mayer Management For Voted - For
1.5 Elect Director Thomas J. McInerney Management For Voted - For
1.6 Elect Director Charles R. Schwab Management For Voted - For
1.7 Elect Director H. Lee Scott, Jr. Management For Voted - For
1.8 Elect Director Jane E. Shaw Management For Voted - For
1.9 Elect Director Maynard G. Webb, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
6 Establish Board Committee on Human Rights Shareholder Against Voted - Against
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Report on Political Contributions Shareholder Against Voted - Against
YUM! BRANDS, INC.
CUSIP: 988498101 TICKER: YUM
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Michael J. Cavanagh Management For Voted - For
1b Elect Director David W. Dorman Management For Voted - For
1c Elect Director Massimo Ferragamo Management For Voted - For
1d Elect Director Mirian M. Graddick-Weir Management For Voted - For
1e Elect Director Bonnie G. Hill Management For Voted - For
1f Elect Director Jonathan S. Linen Management For Voted - For
1g Elect Director Thomas C. Nelson Management For Voted - For
1h Elect Director David C. Novak Management For Voted - For
1i Elect Director Thomas M. Ryan Management For Voted - For
1j Elect Director Jing-Shyh S. Su Management For Voted - For
1k Elect Director Robert D. Walter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
184
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ZIMMER HOLDINGS, INC.
CUSIP: 98956P102 TICKER: ZMH
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Christopher B. Begley Management For Voted - For
1b Elect Director Betsy J. Bernard Management For Voted - For
1c Elect Director Paul M. Bisaro Management For Voted - For
1d Elect Director Gail K. Boudreaux Management For Voted - For
1e Elect Director David C. Dvorak Management For Voted - For
1f Elect Director Larry C. Glasscock Management For Voted - For
1g Elect Director Robert A. Hagemann Management For Voted - For
1h Elect Director Arthur J. Higgins Management For Voted - For
1i Elect Director Cecil B. Pickett Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ZIONS BANCORPORATION
CUSIP: 989701107 TICKER: ZION
Meeting Date: 30-May-14 Meeting Type: Annual
1a Elect Director Jerry C. Atkin Management For Voted - For
1b Elect Director Patricia Frobes Management For Voted - For
1c Elect Director J. David Heaney Management For Voted - For
1d Elect Director Roger B. Porter Management For Voted - For
1e Elect Director Stephen D. Quinn Management For Voted - For
1f Elect Director Harris H. Simmons Management For Voted - For
1g Elect Director L.e. Simmons Management For Voted - For
1h Elect Director Shelley Thomas Williams Management For Voted - For
1i Elect Director Steven C. Wheelwright Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
185
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABERDEEN ASIA-PACIFIC INCOME FUND, INC.
CUSIP: 003009107 TICKER: FAX
Meeting Date: 27-Mar-14 Meeting Type: Annual
1.1 Elect Director P. Gerald Malone Management For Voted - For
ALPINE TOTAL DYNAMIC DIVIDEND FUND
CUSIP: 021060207 TICKER: AOD
Meeting Date: 28-May-14 Meeting Type: Annual
1a Elect Director Eleanor T.M. Hoagland Management For Voted - For
1b Elect Director Jeffrey E. Wacksman Management For Voted - For
2 Other Business Management For Voted - Against
COHEN & STEERS LIMITED DURATION PREFERRED AND INCOME FUND, INC.
CUSIP: 19248C105 TICKER: LDP
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Bonnie Cohen Management For Voted - For
1.2 Elect Director Michael Clark Management For Voted - For
1.3 Elect Director Richard E. Kroon Management For Voted - For
EATON VANCE LIMITED DURATION INCOME FUND
CUSIP: 27828H105 TICKER: EVV
Meeting Date: 23-Jan-14 Meeting Type: Annual
1a Elect Director Thomas E. Faust Jr. Management For Voted - For
1b Elect Director Harriett Tee Taggart Management For Voted - For
EATON VANCE RISK-MANAGED DIVERSIFIED EQUITY INCOME FUND
CUSIP: 27829G106 TICKER: ETJ
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Scott E. Eston Management For Voted - For
1b Elect Director Thomas E. Faust, Jr. Management For Voted - For
1c Elect Director Allen R. Freedman Management For Voted - For
1d Elect Director Valerie A. Mosley Management For Voted - For
186
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EATON VANCE TAX-MANAGED BUY-WRITE OPPORTUNITIES FUND
CUSIP: 27828Y108 TICKER: ETV
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Valerie A. Mosley Management For Voted - For
1b Elect Director Helen Frame Peters Management For Voted - For
1c Elect Director Ralph F. Verni Management For Voted - For
EATON VANCE TAX-MANAGED GLOBAL BUY-WRITE OPPORTUNITIES FUND
CUSIP: 27829C105 TICKER: ETW
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Valerie A. Mosley Management For Voted - For
1b Elect Director Helen Frame Peters Management For Voted - For
1c Elect Director Ralph F. Verni Management For Voted - For
FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED
CUSIP: 338478100 TICKER: FFC
Meeting Date: 17-Apr-14 Meeting Type: Special
1 Approve Change of Fundamental Investment Policy
Regarding Investments in Commodities Management For Voted - For
FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED
CUSIP: 338478D33 TICKER: FFC
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director David Gale Management For Voted - For
GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI
CUSIP: 36465A109 TICKER: GGN
Meeting Date: 12-May-14 Meeting Type: Annual
1.1 Elect Director Frank J. Fahrenkopf, Jr. Management For Voted - For
1.2 Elect Director Salvatore J. Zizza Management For Voted - For
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
CUSIP: 72201B101 TICKER: PTY
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director Bradford K. Gallagher Management For Voted - For
187
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PIMCO HIGH INCOME FUND
CUSIP: 722014107 TICKER: PHK
Meeting Date: 18-Dec-13 Meeting Type: Annual
1.1 Elect Director Hans W. Kertess Management For Voted - For
1.2 Elect Director William B. Ogden, IV Management For Voted - For
THE GABELLI EQUITY TRUST INC.
CUSIP: 362397101 TICKER: GAB
Meeting Date: 12-May-14 Meeting Type: Annual
1.1 Elect Director Frank J. Fahrenkopf, Jr. Management For Voted - For
1.2 Elect Director Salvatore J. Zizza Management For Voted - For
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
CUSIP: 95766A101 TICKER: ESD
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director Eileen A. Kamerick Management For Voted - For
1.2 Elect Director Riordan Roett Management For Voted - For
1.3 Elect Director Jeswald W. Salacuse Management For Voted - For
1.4 Elect Director Kenneth D. Fuller Management For Voted - For
188
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3D SYSTEMS CORPORATION
CUSIP: 88554D205 TICKER: DDD
Meeting Date: 19-May-14 Meeting Type: Annual
1.1 Elect Director William E. Curran Management For Voted - For
1.2 Elect Director Peter H. Diamandis Management For Voted - For
1.3 Elect Director Charles W. Hull Management For Voted - For
1.4 Elect Director Jim D. Kever Management For Voted - For
1.5 Elect Director G. Walter Loewenbaum, II Management For Voted - For
1.6 Elect Director Kevin S. Moore Management For Voted - For
1.7 Elect Director Abraham N. Reichental Management For Voted - For
1.8 Elect Director Daniel S. Van Riper Management For Voted - For
1.9 Elect Director Karen E. Welke Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ABB LTD.
CUSIP: H0010V101 TICKER: ABBN
Meeting Date: 30-Apr-14 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
(Non-Voting) Management Non-Voting
2.1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.2 Approve Remuneration Report (Non-Binding) Management For Voted - Against
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Approve Allocation of Income and Dividends of CHF
0.70 per Share from Capital Contribution Reserves Management For Voted - For
5 Approve CHF 154.5 Million Pool of Conditional
Capital to Fund Equity Compensation to Employees Management For Voted - Against
6 Amend Articles Re: Ordinance Against Excessive
Remuneration at Listed Companies Management For Voted - For
7.1 Elect Roger Agnelli as Director Management For Voted - Against
7.2 Elect Matti Alahuhta as Director Management For Voted - For
7.3 Elect Louis Hughes as Director Management For Voted - For
7.4 Elect Michel de Rosen as Director Management For Voted - For
7.5 Elect Michael Treschow as Director Management For Voted - For
7.6 Elect Jacob Wallenberg as Director Management For Voted - Against
7.7 Elect Ying Yeh as Director Management For Voted - For
7.8 Elect Hubertus von Grunberg as Director and Board
Chairman Management For Voted - For
8.1 Appoint Michel de Rosen as Member of the
Compensation Committee Management For Voted - For
8.2 Appoint Michael Treschow as Member of the
Compensation Committee Management For Voted - For
8.3 Appoint Ying Yeh as Member of the Compensation
Committee Management For Voted - For
189
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Designate Hans Zehnder as Independent Proxy Management For Voted - For
10 Ratify Ernst and Young AG as Auditors Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
AIDA ENGINEERING LTD.
CUSIP: J00546101 TICKER: 6118
Meeting Date: 27-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 25 Management For Voted - For
2.1 Elect Director Aida, Kimikazu Management For Voted - For
2.2 Elect Director Nakanishi, Naoyoshi Management For Voted - For
2.3 Elect Director Kataoka, Hiromichi Management For Voted - For
2.4 Elect Director Kanemura, Sadayuki Management For Voted - For
2.5 Elect Director Yagi, Takashi Management For Voted - For
2.6 Elect Director Yap Teck Meng Management For Voted - For
2.7 Elect Director Masuda, Ken Management For Voted - For
2.8 Elect Director Yamazaki, Takeru Management For Voted - For
2.9 Elect Director Oiso, Kimio Management For Voted - For
3 Appoint Statutory Auditor Matsumoto, Shigeo Management For Voted - Against
AIRTAC INTERNATIONAL GROUP
CUSIP: G01408106 TICKER: 1590
Meeting Date: 29-May-14 Meeting Type: Annual
1 Approve 2013 Business Operations Report and
Consolidated Financial Statements Management For Voted - For
2 Approve Plan on 2013 Profit Distribution Management For Voted - For
3 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
4 Amend Trading Procedures Governing Derivatives
Products Management For Voted - For
5 Transact Other Business (Non-Voting) Management Non-Voting
ARCAM AB
CUSIP: W05243238 TICKER: ARCM
Meeting Date: 27-Mar-14 Meeting Type: Annual
1 Open Meeting Management Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve Agenda of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management Non-Voting
8a Accept Financial Statements and Statutory Reports Management For Voted - For
190
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8b Approve Allocation of Income and Omission of
Dividends Management For Voted - For
8c Approve Discharge of Board and President Management For Voted - For
9 Determine Number of Members of Board Management For Voted - For
10 Approve Remuneration of Directors; Approve
Remuneration of Auditors Management For Voted - Against
11 Elect Directors Management For Voted - Against
12 Elect Members of Nominating Committee Management For Voted - For
13 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Voted - For
14 Approve Stock Option Plan Management For Voted - For
15 Approve Creation of SEK 1.8 Million Pool of Capital
without Preemptive Rights Management For Voted - For
16 Close Meeting Management Non-Voting
ATMEL CORPORATION
CUSIP: 049513104 TICKER: ATML
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Steven Laub Management For Voted - For
1.2 Elect Director Tsung-Ching Wu Management For Voted - For
1.3 Elect Director David Sugishita Management For Voted - For
1.4 Elect Director Papken Der Torossian Management For Voted - For
1.5 Elect Director Jack L. Saltich Management For Voted - For
1.6 Elect Director Charles Carinalli Management For Voted - For
1.7 Elect Director Edward Ross Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CARGOTEC OYJ
CUSIP: X10788101 TICKER: CGCBV
Meeting Date: 18-Mar-14 Meeting Type: Annual
1 Open Meeting Management Non-Voting
2 Call the Meeting to Order Management Non-Voting
3 Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting Management For Voted - For
4 Acknowledge Proper Convening of Meeting Management For Voted - For
5 Prepare and Approve List of Shareholders Management For Voted - For
6 Receive Financial Statements and Statutory Reports,
the Board's Report, and the Auditor's Report;
Receive Review by the CEO Management Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR
0.41 Per Class A Share and EUR 0.42 Per Class B
Share Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
191
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Approve Remuneration of Directors in the Amount of
EUR 80,000 for Chairman, EUR 55,000 for Vice
Chairman and for Chariman of Audit and Risk
Management Committee, and EUR 40,000 for Other
Directors; Approve Meeting Fees Management For Voted - For
11 Fix Number of Directors at Seven Management For Voted - For
12 Reelect Jorma Eloranta, Tapio Hakakari, Ilkka
Herlin, Peter Immonen, Antti Lagerroos, Teuvo
Salminen, and Anja Silvennoinen as Directors Management For Voted - For
13 Approve Remuneration of Auditors Management For Voted - Against
14 Fix Number of Auditors at Two Management For Voted - For
15 Ratify PricewaterhouseCoopers and Jouko Malinen as
Auditors Management For Voted - For
16 Authorize Repurchase of up to 952,000 Class A
Shares and 5.45 Million Class B Shares Management For Voted - For
17 Approve Issuance of up to 952,000 Class A Shares
and 5.45 Million Class B Shares without Preemptive
Rights Management For Voted - For
18 Close Meeting Management Non-Voting
COGNEX CORPORATION
CUSIP: 192422103 TICKER: CGNX
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Robert J. Shillman Management For Voted - For
1.2 Elect Director Theodor Krantz Management For Voted - For
1.3 Elect Director J. Bruce Robinson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
CUBIC CORPORATION
CUSIP: 229669106 TICKER: CUB
Meeting Date: 18-Feb-14 Meeting Type: Annual
1.1 Elect Director Walter C. Zable Management For Voted - For
1.2 Elect Director Bruce G. Blakley Management For Voted - For
1.3 Elect Director William W. Boyle Management For Voted - For
1.4 Elect Director Edwin A. Guiles Management For Voted - For
1.5 Elect Director Robert S. Sullivan Management For Voted - For
1.6 Elect Director John H. Warner, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
192
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DAIHEN CORP.
CUSIP: J09114109 TICKER: 6622
Meeting Date: 27-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 3.5 Management For Voted - For
DASSAULT SYSTEMES
CUSIP: F2457H100 TICKER: DSY
Meeting Date: 26-May-14 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
0.83 per Share Management For Voted - For
4 Approve Stock Dividend Program (New Shares) Management For Voted - For
5 Acknowledge Auditors' Special Report on
Related-Party Transactions Mentioning the Absence
of New Transactions Management For Voted - For
6 Advisory Vote on Compensation of Charles
Edelstenne, Chairman Management For Voted - For
7 Advisory Vote on Compensation of Bernard Charles,
CEO Management For Voted - Against
8 Reelect Charles Edelstenne as Director Management For Voted - Against
9 Reelect Bernard Charles as Director Management For Voted - For
10 Reelect Thibault de Tersant as Director Management For Voted - Against
11 Approve Remuneration of Directors in the Aggregate
Amount of EUR 350,000 Management For Voted - For
12 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
13 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
14 Approve 2 for 1 Stock Split and Amend Article 6 of
Bylaws Accordingly Management For Voted - For
15 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
DEERE & COMPANY
CUSIP: 244199105 TICKER: DE
Meeting Date: 26-Feb-14 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Crandall C. Bowles Management For Voted - For
1c Elect Director Vance D. Coffman Management For Voted - For
1d Elect Director Charles O. Holliday, Jr. Management For Voted - For
1e Elect Director Dipak C. Jain Management For Voted - For
193
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Clayton M. Jones Management For Voted - For
1g Elect Director Joachim Milberg Management For Voted - For
1h Elect Director Richard B. Myers Management For Voted - For
1i Elect Director Gregory R. Page Management For Voted - For
1j Elect Director Thomas H. Patrick Management For Voted - For
1k Elect Director Sherry M. Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
DELTA ELECTRONICS INC.
CUSIP: Y20263102 TICKER: 2308
Meeting Date: 10-Jun-14 Meeting Type: Annual
1 Approve 2013 Financial Statements Management For Voted - For
2 Approve Plan on 2013 Profit Distribution Management For Voted - For
3 Amend Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
5 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
6 Transact Other Business (Non-Voting) Management Non-Voting
DENSO CORP.
CUSIP: J12075107 TICKER: 6902
Meeting Date: 19-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 58 Management For Voted - For
2 Amend Articles To Allow Directors with No Title to
Fill Representative Director Posts - Streamline
Board Structure Management For Voted - For
3.1 Elect Director Kato, Nobuaki Management For Voted - For
3.2 Elect Director Kobayashi, Koji Management For Voted - For
3.3 Elect Director Miyaki, Masahiko Management For Voted - For
3.4 Elect Director Shikamura, Akio Management For Voted - For
3.5 Elect Director Maruyama, Haruya Management For Voted - For
3.6 Elect Director Shirasaki, Shinji Management For Voted - For
3.7 Elect Director Tajima, Akio Management For Voted - For
3.8 Elect Director Adachi, Michio Management For Voted - For
3.9 Elect Director Wakabayashi, Hiroyuki Management For Voted - For
3.10 Elect Director Iwata, Satoshi Management For Voted - For
3.11 Elect Director Ito, Masahiko Management For Voted - For
3.12 Elect Director Toyoda, Shoichiro Management For Voted - For
3.13 Elect Director George Olcott Management For Voted - For
3.14 Elect Director Nawa, Takashi Management For Voted - For
4 Appoint Statutory Auditor Shimmura, Atsuhiko Management For Voted - For
194
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Approve Annual Bonus Payment to Directors and
Statutory Auditors Management For Voted - For
6 Approve Adjustment to Aggregate Compensation
Ceiling for Statutory Auditors Management For Voted - For
ELBIT SYSTEMS LTD.
CUSIP: M3760D101 TICKER: ESLT
Meeting Date: 07-Jan-14 Meeting Type: Special
1 Approve Compensation Policy for the Directors and
Officers of the Company Management For Voted - For
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
Meeting Date: 25-Jun-14 Meeting Type: Annual
1.1 Reelect Avraham Asheri as Director Until the End of
the Next Annual General Meeting Management For Voted - For
1.2 Reelect Rina Baum as Director Until the End of the
Next Annual General Meeting Management For Voted - For
1.3 Elect Yoram Ben-Zeev as Director Until the End of
the Next Annual General Meeting Management For Voted - For
1.4 Reelect David Federmann as Director Until the End
of the Next Annual General Meeting Management For Voted - For
1.5 Reelect Michael Federmann as Director Until the End
of the Next Annual General Meeting Management For Voted - For
1.6 Reelect Yigal Ne'eman as Director Until the End of
the Next Annual General Meeting Management For Voted - For
1.7 Reelect Dov Ninveh as Director Until the End of the
Next Annual General Meeting Management For Voted - For
2 Reappoint Reelect Kost, Forer, Gabbay & Kasierer as
Auditors Management For Voted - For
3 Discuss Financial Statements and the Report of the
Board for 2013 Management Non-Voting
FANUC CORP.
CUSIP: J13440102 TICKER: 6954
Meeting Date: 27-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 93.26 Management For Voted - For
2 Amend Articles To Amend Business Lines Management For Voted - For
3.1 Elect Director Inaba, Yoshiharu Management For Voted - For
3.2 Elect Director Yamaguchi, Kenji Management For Voted - For
3.3 Elect Director Uchida, Hiroyuki Management For Voted - For
195
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.4 Elect Director Gonda, Yoshihiro Management For Voted - For
3.5 Elect Director Inaba, Kiyonori Management For Voted - For
3.6 Elect Director Matsubara, Shunsuke Management For Voted - For
3.7 Elect Director Noda, Hiroshi Management For Voted - For
3.8 Elect Director Kohari, Katsuo Management For Voted - For
3.9 Elect Director Okada, Toshiya Management For Voted - For
3.10 Elect Director Richard E. Schneider Management For Voted - For
3.11 Elect Director Olaf C. Gehrels Management For Voted - For
3.12 Elect Director Ono, Masato Management For Voted - For
4 Appoint Statutory Auditor Sumikawa, Masaharu Management For Voted - For
5 Approve Adjustment to Aggregate Compensation
Ceiling for Statutory Auditors Management For Voted - For
FARO TECHNOLOGIES, INC.
CUSIP: 311642102 TICKER: FARO
Meeting Date: 29-May-14 Meeting Type: Annual
1.1 Elect Director Stephen R. Cole Management For Voted - For
1.2 Elect Director Marvin R. Sambur Management For Voted - For
1.3 Elect Director Jay W. Freeland Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
FLIR SYSTEMS, INC.
CUSIP: 302445101 TICKER: FLIR
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director William W. Crouch Management For Voted - For
1.2 Elect Director Catherine A. Halligan Management For Voted - For
1.3 Elect Director Angus L. Macdonald Management For Voted - For
1.4 Elect Director Cathy Stauffer Management For Voted - For
1.5 Elect Director Andrew C. Teich Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORUM ENERGY TECHNOLOGIES, INC.
CUSIP: 34984V100 TICKER: FET
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Evelyn M. Angelle Management For Voted - For
1.2 Elect Director John A. Carrig Management For Voted - For
196
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Andrew L. Waite Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
FOXCONN TECHNOLOGY CO. LTD
CUSIP: Y3002R105 TICKER: 2354
Meeting Date: 25-Jun-14 Meeting Type: Annual
1 Approve 2013 Business Operations Report and
Financial Statements Management For Voted - For
2 Approve 2013 Plan on Profit Distribution Management For Voted - For
3 Approve the Issuance of New Shares by
Capitalization of Profit Management For Voted - For
4 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
5 Approve Amendments to Articles of Association Management For Voted - For
FUGRO NV
CUSIP: N3385Q197 TICKER: FUR
Meeting Date: 06-May-14 Meeting Type: Annual
1 Open Meeting Management Non-Voting
2a Receive Report of Supervisory Board (Non-Voting) Management Non-Voting
2b Discuss Remuneration Report Management Non-Voting
3 Receive Report of Management Board (Non-Voting) Management Non-Voting
4a Adopt Financial Statements Management For Voted - For
4b Receive Explanation on Company's Reserves and
Dividend Policy Management Non-Voting
4c Approve Dividends of EUR 1.50 Per Share Management For Voted - For
5a Approve Discharge of Management Board Management For Voted - For
5b Approve Discharge of Supervisory Board Management For Voted - For
6a Amend Remuneration Policy for Management Board
Members Management For Voted - For
6b Approve Grant of Stock Options and Restricted Stock
under LTI Re: Item 6a Management For Voted - For
7 Ratify KPMG as Auditors Management For Voted - For
8 Reelect P. van Riel as CEO Management For Voted - For
9a Reelect G-J Kramer to Supervisory Board Management For Voted - For
9b Elect D.J. Wall to Supervisory Board Management For Voted - For
9c Elect A.J. Campo to Supervisory Board Management For Voted - For
10a Grant Board Authority to Issue Shares Up To 10
Percent of Issued Capital Plus Additional 10
Percent in Case of Takeover/Merger Management For Voted - For
10b Authorize Board to Exclude Preemptive Rights from
Issuance under Item 10a Management For Voted - For
11 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
197
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Approve Cancellation of Shares Management For Voted - For
13 Other Business (Non-Voting) Management Non-Voting
14 Close Meeting Management Non-Voting
HITACHI KOKUSAI ELECTRIC CO. LTD.
CUSIP: J20423109 TICKER: 6756
Meeting Date: 23-Jun-14 Meeting Type: Annual
1.1 Elect Director Ebata, Makoto Management For Voted - Against
1.2 Elect Director Shinomoto, Manabu Management For Voted - Against
1.3 Elect Director Koto, Kenshiro Management For Voted - For
1.4 Elect Director Saito, Yutaka Management For Voted - Against
1.5 Elect Director Nomura, Yoshifumi Management For Voted - For
HIWIN TECHNOLOGIES CORP.
CUSIP: Y3226A102 TICKER: 2049
Meeting Date: 27-Jun-14 Meeting Type: Annual
1 Approve 2013 Business Operations Report and
Financial Statements Management For Voted - For
2 Approve Plan on 2013 Profit Distribution Management For Voted - For
3 Approve the Issuance of New Shares by
Capitalization of Profit Management For Voted - For
4 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
5 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
IHI CORP.
CUSIP: J2398N105 TICKER: 7013
Meeting Date: 27-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 6 Management For Voted - For
2.1 Elect Director Kama, Kazuaki Management For Voted - For
2.2 Elect Director Saito, Tamotsu Management For Voted - For
2.3 Elect Director Nakamura, Fusayoshi Management For Voted - For
2.4 Elect Director Degawa, Sadao Management For Voted - For
2.5 Elect Director Sekido, Toshinori Management For Voted - For
2.6 Elect Director Sakamoto, Joji Management For Voted - For
2.7 Elect Director Terai, Ichiro Management For Voted - For
2.8 Elect Director Iwamoto, Hiroshi Management For Voted - For
2.9 Elect Director Hamamura, Hiromitsu Management For Voted - For
2.10 Elect Director Yoshida, Eiichi Management For Voted - For
2.11 Elect Director Hamaguchi, Tomokazu Management For Voted - For
2.12 Elect Director Okamura, Tadashi Management For Voted - For
2.13 Elect Director Mitsuoka, Tsugio Management For Voted - For
198
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.14 Elect Director Otani, Hiroyuki Management For Voted - For
2.15 Elect Director Abe, Akinori Management For Voted - For
3 Approve Adjustment to Aggregate Compensation
Ceiling for Statutory Auditors Management For Voted - For
IMMERSION CORPORATION
CUSIP: 452521107 TICKER: IMMR
Meeting Date: 06-Jun-14 Meeting Type: Annual
1 Elect Director Carl Schlachte Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 TICKER: ISRG
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Amal M. Johnson Management For Voted - For
1.2 Elect Director Eric H. Halvorson Management For Voted - For
1.3 Elect Director Alan J. Levy Management For Voted - For
1.4 Elect Director Craig H. Barratt Management For Voted - For
1.5 Elect Director Floyd D. Loop Management For Voted - For
1.6 Elect Director George Stalk, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
IROBOT CORPORATION
CUSIP: 462726100 TICKER: IRBT
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Gail Deegan Management For Voted - For
1.2 Elect Director Andrea Geisser Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement Shareholder None Voted - For
199
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JENOPTIK AG
CUSIP: D3721X105 TICKER: JEN
Meeting Date: 12-Jun-14 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2013 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.20 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2013 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2013 Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal 2014 Management For Voted - For
6 Authorize Share Repurchase Program and Reissuance
or Cancellation of Repurchased Shares Management For Voted - For
7 Authorize Use of Financial Derivatives when
Repurchasing Shares Management For Voted - Against
8 Approve Creation of EUR 35 Million Pool of Capital
without Preemptive Rights Management For Voted - Against
9 Approve Remuneration System for Management Board
Members Management For Voted - For
10 Amend Affiliation Agreements with Subsidiaries Management For Voted - For
JOHN BEAN TECHNOLOGIES CORPORATION
CUSIP: 477839104 TICKER: JBT
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Thomas W. Giacomini Management For Voted - For
1.2 Elect Director Polly B. Kawalek Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
KARDEX AG
CUSIP: H44577189 TICKER: KARN
Meeting Date: 24-Apr-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Dividends of CHF 1.25 per Share from
Capital Contribution Reserves Management For Voted - For
4 Approve Special Dividend of CHF 1.40 per Share Management For Voted - For
5 Approve Discharge of Board and Senior Management Management For Voted - For
6.1.1 Reelect Philipp Buhofer as Director Management For Voted - Against
6.1.2 Reelect Jakob Bleiker as Director Management For Voted - For
6.1.3 Reelect Ulrich Jakob Looser as Director Management For Voted - For
200
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.1.4 Reelect Felix Thoeni as Director Management For Voted - Against
6.1.5 Reelect Walter Vogel as Director Management For Voted - For
6.2 Elect Philipp Buhofer as Board Chairman Management For Voted - Against
7.1 Appoint Philipp Buhofer as Member of the
Compensation Committee Management For Voted - Against
7.2 Appoint Ulrich Jakob Looser as Member of the
Compensation Committee Management For Voted - For
7.3 Appoint Walter Vogel as Member of the Compensation
Committee Management For Voted - For
8 Designate Wenger & Vieli AG as Independent Proxy Management For Voted - For
9 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
10 Amend Articles Re: Ordinance Against Excessive
Remuneration at Listed Companies Management For Voted - Against
KEYENCE CORP.
CUSIP: J32491102 TICKER: 6861
Meeting Date: 12-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 30 Management For Voted - Against
2 Amend Articles To Indemnify Directors and Statutory
Auditors Management For Voted - For
3.1 Elect Director Takizaki, Takemitsu Management For Voted - For
3.2 Elect Director Yamamoto, Akinori Management For Voted - For
3.3 Elect Director Kanzawa, Akira Management For Voted - For
3.4 Elect Director Kimura, Tsuyoshi Management For Voted - For
3.5 Elect Director Konishi, Masayuki Management For Voted - For
3.6 Elect Director Kimura, Keiichi Management For Voted - For
3.7 Elect Director Miki, Masayuki Management For Voted - For
3.8 Elect Director Sasaki, Michio Management For Voted - For
3.9 Elect Director Fujimoto, Masato Management For Voted - For
4 Appoint Statutory Auditor Ueda, Yoshihiro Management For Voted - For
5 Approve Adjustment to Aggregate Compensation
Ceiling for Directors Management For Voted - For
KONGSBERG GRUPPEN ASA
CUSIP: R60837102 TICKER: KOG
Meeting Date: 09-May-14 Meeting Type: Annual
1 Approve Notice of Meeting and Agenda Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management Non-Voting
3 Receive President's Report Management Non-Voting
4 Discuss Company's Corporate Governance Statement Management Non-Voting
5 Accept Financial Statements and Statutory Reports Management For Voted - For
6 Approve Allocation of Income and Dividends of NOK
5.25 Per Share Management For Voted - For
7 Approve Remuneration of Directors in the Amount of
NOK419,000 for Chairman, NOK 230,000for Deputy
201
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Chairman, and NOK 209,500 for Other Directors;
Approve Remuneration for Committee Work Management For Voted - For
8 Approve Remuneration of Members of Nominating
Committee in the Amount of NOK 5,150 per Meeting
for Chairman and NOK 3,800 per Meeting for Regular
Members Management For Voted - For
9 Approve Remuneration of Auditors Management For Voted - For
10 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Voted - Against
11 Elect Members of Nominating Committee Management For Voted - For
12 Authorize Share Repurchase Program and Reissuance
of Repurchased Shares Management For Voted - For
KRONES AG
CUSIP: D47441171 TICKER: KRN
Meeting Date: 25-Jun-14 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2013 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR
2.00 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2013 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2013 Management For Voted - For
5 Approve Remuneration System for Management Board
Members Management For Voted - Against
6.1 Reelect Alexander Nerz to the Supervisory Board Management For Voted - For
6.2 Elect Hans-Juergen Thaus to the Supervisory Board Management For Voted - Against
7 Authorize Share Repurchase Program and Reissuance
or Cancellation of Repurchased Shares Management For Voted - For
8 Amend Articles Re: Remuneration of the Supervisory
Board Management For Voted - For
9 Ratify KPMG as Auditors for Fiscal 2014 Management For Voted - For
KUKA AG
CUSIP: D3862Y102 TICKER: KU2
Meeting Date: 28-May-14 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2013 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.30 per Share Management For Voted - For
3a Approve Discharge of Management Board Member Till
Reuter for Fiscal 2013 Management For Voted - For
3b Approve Discharge of Management Board Member Peter
Mohnen for Fiscal 2013 Management For Voted - For
4a Approve Discharge of Supervisory Board Member Bernd
Minning for Fiscal 2013 Management For Voted - For
202
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4b Approve Discharge of Supervisory Board Member
Michael Leppek for Fiscal 2013 Management For Voted - For
4c Approve Discharge of Supervisory Board Member Dirk
Abel for Fiscal 2013 Management For Voted - For
4d Approve Discharge of Supervisory Board Member
Walter Bickel for Fiscal 2013 Management For Voted - For
4e Approve Discharge of Supervisory Board Member
Wilfried Eberhardt for Fiscal 2013 Management For Voted - For
4f Approve Discharge of Supervisory Board Member Uwe
Ganzer for Fiscal 2013 Management For Voted - For
4g Approve Discharge of Supervisory Board Member
Siegfried Greulich for Fiscal 2013 Management For Voted - For
4h Approve Discharge of Supervisory Board Member
Thomas Kalkbrenner for Fiscal 2013 Management For Voted - For
4i Approve Discharge of Supervisory Board Member Armin
Kolb for Fiscal 2013 Management For Voted - For
4j Approve Discharge of Supervisory Board Member
Thomas Knabel for Fiscal 2013 Management For Voted - For
4k Approve Discharge of Supervisory Board Member
Carola Leitmeir for Fiscal 2013 Management For Voted - For
4l Approve Discharge of Supervisory Board Member Uwe
Loos for Fiscal 2013 Management For Voted - For
4m Approve Discharge of Supervisory Board Member
Michael Proeller for Fiscal 2013 Management For Voted - For
4n Approve Discharge of Supervisory Board Member Fritz
Seifert for Fiscal 2013 Management For Voted - For
4o Approve Discharge of Supervisory Board Member Guy
Wyser-Pratte for Fiscal 2013 Management For Voted - For
5 Authorize Share Repurchase Program and Reissuance
or Cancellation of Repurchased Shares Management For Voted - For
6a Approve Partial Cancellation of Authorization to
Issue Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights and Connected Conditional Capital Pool Management For Voted - For
6b Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 600
Million; Approve Creation of EUR 33.5 Million Pool
of Capital to Guarantee Conversion Rights Management For Voted - For
7 Ratify KPMG AG as Auditors for Fiscal 2014 Management For Voted - For
LEONI AG
CUSIP: D5009P118 TICKER: LEO
Meeting Date: 08-May-14 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2013 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR 1
per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2013 Management For Voted - For
203
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Approve Discharge of Supervisory Board for Fiscal
2013 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2014 Management For Voted - For
6 Approve Remuneration System for Management Board
Members Management For Voted - For
7.1 Amend Affiliation Agreements with Subsidiary LEONI
Bordnetz-Systeme GmbH Management For Voted - For
7.2 Amend Affiliation Agreements with Subsidiary LEONI
Kabel Holding GmbH Management For Voted - For
LINCOLN ELECTRIC HOLDINGS, INC.
CUSIP: 533900106 TICKER: LECO
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director David H. Gunning Management For Voted - For
1.2 Elect Director G. Russell Lincoln Management For Voted - For
1.3 Elect Director Christopher L. Mapes Management For Voted - For
1.4 Elect Director Phillip J. Mason Management For Voted - For
1.5 Elect Director Hellene S. Runtagh Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
MACDONALD, DETTWILER AND ASSOCIATES LTD.
CUSIP: 554282103 TICKER: MDA
Meeting Date: 01-May-14 Meeting Type: Annual/Special
1.1 Elect Director Robert L. Phillips Management For Voted - For
1.2 Elect Director Daniel E. Friedmann Management For Voted - For
1.3 Elect Director Brian C. Bentz Management For Voted - For
1.4 Elect Director Thomas S. Chambers Management For Voted - For
1.5 Elect Director Dennis H. Chookaszian Management For Voted - For
1.6 Elect Director Brian G. Kenning Management For Voted - For
1.7 Elect Director Fares S. Salloum Management For Voted - For
1.8 Elect Director Eric J. Zahler Management For Voted - For
2 Approve KPMG LLP as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For
4 Approve Shareholder Rights Plan Management For Voted - For
204
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MAKO SURGICAL CORP.
CUSIP: 560879108 TICKER: MAKO
Meeting Date: 13-Dec-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
MITSUBISHI ELECTRIC CORP.
CUSIP: J43873116 TICKER: 6503
Meeting Date: 27-Jun-14 Meeting Type: Annual
1.1 Elect Director Yamanishi, Kenichiro Management For Voted - For
1.2 Elect Director Sakuyama, Masaki Management For Voted - For
1.3 Elect Director Yoshimatsu, Hiroki Management For Voted - For
1.4 Elect Director Hashimoto, Noritomo Management For Voted - For
1.5 Elect Director Okuma, Nobuyuki Management For Voted - For
1.6 Elect Director Matsuyama, Akihiro Management For Voted - For
1.7 Elect Director Sasakawa, Takashi Management For Voted - For
1.8 Elect Director Sasaki, Mikio Management For Voted - Against
1.9 Elect Director Miki, Shigemitsu Management For Voted - Against
1.10 Elect Director Makino, Fujiatsu Management For Voted - For
1.11 Elect Director Yabunaka, Mitoji Management For Voted - For
1.12 Elect Director Obayashi, Hiroshi Management For Voted - For
NABTESCO CORP.
CUSIP: J4707Q100 TICKER: 6268
Meeting Date: 24-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 20 Management For Voted - For
2.1 Elect Director Kotani, Kazuaki Management For Voted - For
2.2 Elect Director Mishiro, Yosuke Management For Voted - For
2.3 Elect Director Sakamoto, Tsutomu Management For Voted - For
2.4 Elect Director Aoi, Hiroyuki Management For Voted - For
2.5 Elect Director Osada, Nobutaka Management For Voted - For
2.6 Elect Director Nakamura, Kenichi Management For Voted - For
2.7 Elect Director Sakai, Hiroaki Management For Voted - For
2.8 Elect Director Yoshikawa, Toshio Management For Voted - For
2.9 Elect Director Yamanaka, Nobuyoshi Management For Voted - For
2.10 Elect Director Fujiwara, Yutaka Management For Voted - For
3 Approve Deep Discount Stock Option Plan Management For Voted - For
205
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NACHI-FUJIKOSHI CORP.
CUSIP: J47098108 TICKER: 6474
Meeting Date: 19-Feb-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 6 Management For Voted - For
2.1 Elect Director Inoue, Toru Management For Voted - For
2.2 Elect Director Furusawa, Tetsu Management For Voted - For
3 Approve Takeover Defense Plan (Poison Pill) Management For Voted - Against
NATIONAL INSTRUMENTS CORPORATION
CUSIP: 636518102 TICKER: NATI
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Jeffrey L. Kodosky Management For Voted - For
1.2 Elect Director Donald M. Carlton Management For Voted - For
1.3 Elect Director Michael E. McGrath Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORDSON CORPORATION
CUSIP: 655663102 TICKER: NDSN
Meeting Date: 25-Feb-14 Meeting Type: Annual
1.1 Elect Director Joseph P. Keithley Management For Voted - For
1.2 Elect Director Michael J. Merriman, Jr Management For Voted - For
1.3 Elect Director Mary G. Puma Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORTHROP GRUMMAN CORPORATION
CUSIP: 666807102 TICKER: NOC
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Wesley G. Bush Management For Voted - For
1.2 Elect Director Victor H. Fazio Management For Voted - For
1.3 Elect Director Donald E. Felsinger Management For Voted - For
1.4 Elect Director Bruce S. Gordon Management For Voted - For
1.5 Elect Director William H. Hernandez Management For Voted - For
1.6 Elect Director Madeleine A. Kleiner Management For Voted - For
1.7 Elect Director Karl J. Krapek Management For Voted - For
206
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Richard B. Myers Management For Voted - For
1.9 Elect Director Gary Roughead Management For Voted - For
1.10 Elect Director Thomas M. Schoewe Management For Voted - For
1.11 Elect Director Kevin W. Sharer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
NUANCE COMMUNICATIONS, INC.
CUSIP: 67020Y100 TICKER: NUAN
Meeting Date: 03-Feb-14 Meeting Type: Annual
1a Elect Director Paul A. Ricci Management For Voted - For
1b Elect Director Robert J. Frankenberg Management For Voted - For
1c Elect Director Patrick T. Hackett Management For Voted - For
1d Elect Director Brett Icahn Management For Voted - For
1e Elect Director William H. Janeway Management For Voted - For
1f Elect Director Mark R. Laret Management For Voted - For
1g Elect Director Katharine A. Martin Management For Voted - For
1h Elect Director Mark B. Myers Management For Voted - For
1i Elect Director Philip J. Quigley Management For Voted - For
1j Elect Director David S. Schechter Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
OCEANEERING INTERNATIONAL, INC.
CUSIP: 675232102 TICKER: OII
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director T. Jay Collins Management For Voted - For
1.2 Elect Director D. Michael Hughes Management For Voted - For
2 Increase Authorized Common Stock Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
OMRON CORP.
CUSIP: J61374120 TICKER: 6645
Meeting Date: 24-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 28 Management For Voted - For
2.1 Elect Director Tateishi, Fumio Management For Voted - For
207
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.2 Elect Director Yamada, Yoshihito Management For Voted - For
2.3 Elect Director Suzuki, Yoshinori Management For Voted - For
2.4 Elect Director Sakumiya, Akio Management For Voted - For
2.5 Elect Director Nitto, Koji Management For Voted - For
2.6 Elect Director Toyama, Kazuhiko Management For Voted - For
2.7 Elect Director Kobayashi, Eizo Management For Voted - For
3 Appoint Alternate Statutory Auditor Watanabe, Toru Management For Voted - For
4 Approve Annual Bonus Payment to Directors Management For Voted - For
5 Approve Ceiling for Performance-Based Cash
Compensation for Directors for 2014-2017 Management For Voted - For
QIAGEN NV
CUSIP: N72482107 TICKER: QIA
Meeting Date: 25-Jun-14 Meeting Type: Annual
1 Open Meeting Management Non-Voting
2 Receive Report of Management Board (Non-Voting) Management Non-Voting
3a Receive Report of Supervisory Board (Non-Voting) Management Non-Voting
3b Discuss Remuneration Report Management Non-Voting
4 Adopt Financial Statements Management For Voted - For
5 Receive Explanation on Company's Reserves and
Dividend Policy Management Non-Voting
6 Approve Discharge of Management Board Management For Voted - For
7 Approve Discharge of Supervisory Board Management For Voted - For
8a Reelect Werner Brandt to Supervisory Board Management For Voted - For
8b Reelect Stephane Bancel to Supervisory Board Management For Voted - For
8c Reelect Metin Colpan to Supervisory Board Management For Voted - For
8d Reelect Manfred Karobath to Supervisory Board Management For Voted - For
8e Reelect Lawrence A. Rosen to Supervisory Board Management For Voted - For
8f Elect Elizabeth E. Tallett to Supervisory Board Management For Voted - For
8g Elect Elaine Mardis to Supervisory Board Management For Voted - For
9a Reelect Peer Schatz to Executive Board Management For Voted - For
9b Reelect Roland Sackers to Executive Board Management For Voted - For
10 Amend Restricted Stock Plan for Executive Directors Management For Voted - For
11a Approve Remuneration of Supervisory Board Management For Voted - For
11b Amend Equity Based Remuneration of Supervisory Board Management For Voted - For
12 Ratify Ernst & Young as Auditors Management For Voted - Against
13a Grant Board Authority to Issue Shares Up To 100
Percent of Issued Capital Management For Voted - For
13b Authorize Board to Exclude Preemptive Rights from
Share Issuance Under Item 13a Up to 20 Percent of
Issued Share Capital Management For Voted - For
14 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
15 Approve 2014 Stock Plan Management For Voted - For
16 Allow Questions Management Non-Voting
17 Close Meeting Management Non-Voting
208
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QINETIQ GROUP PLC
CUSIP: G7303P106 TICKER: QQ.
Meeting Date: 13-May-14 Meeting Type: Special
1 Approve Disposal of the Entire Issued Share Capital
of QinetiQ North America, Inc Management For Voted - For
2 Authorise Market Purchase of Ordinary Shares Management For Voted - For
ROCKWELL AUTOMATION, INC.
CUSIP: 773903109 TICKER: ROK
Meeting Date: 04-Feb-14 Meeting Type: Annual
A1 Elect Director Steven R. Kalmanson Management For Vote Withheld
A2 Elect Director James P. Keane Management For Vote Withheld
A3 Elect Director Donald R. Parfet Management For Vote Withheld
B Ratify Auditors Management For Voted - For
C Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
D Require a Majority Vote for the Election of
Directors Shareholder None Voted - For
SCHNEIDER ELECTRIC SA
CUSIP: F86921107 TICKER: SU
Meeting Date: 06-May-14 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Treatment of Losses and Dividends of EUR
1.87 per Share Management For Voted - For
4 Approve Auditors' Special Report on Related-Party
Transactions Management For Voted - Against
5 Approve Severance Payment Agreement and Additional
Pension Scheme Agreement with Jean-Pascal Tricoire Management For Voted - Against
6 Approve Severance Payment Agreement and Additional
Pension Scheme Agreement with Emmanuel Babeau Management For Voted - Against
7 Advisory Vote on Compensation of Jean-Pascal
Tricoire Management For Voted - For
8 Advisory Vote on Compensation of Emmanuel Babeau Management For Voted - For
9 Elect Linda Knoll as Director Management For Voted - For
10 Reelect Noel Forgeard as Director Management For Voted - For
11 Reelect Willy Kissling as Director Management For Voted - For
12 Reelect Cathy Kopp as Director Management For Voted - For
13 Reelect Henri Lachmann as Director Management For Voted - For
14 Reelect Richard Thoman as Director Management For Voted - For
15 Ratify Appointment of Jeong Kim as Director Management For Voted - For
209
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
17 Approve Change of Corporate Form to Societas
Europaea (SE) Management For Voted - For
18 Change Company Name to Schneider Electric SE and
Amend Bylaws Accordingly, Pursuant to Item Above Management For Voted - For
19 Amend Articles 1 and 3 of Bylaws Re: Change of
Corporate Form Management For Voted - For
20 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
21 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Reserved for International
Subsidiaries Management For Voted - For
22 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
23 Elect Lone Fonss Schroder as Director Management For Voted - For
SFA ENGINEERING CORP.
CUSIP: Y7676C104 TICKER: 056190
Meeting Date: 28-Mar-14 Meeting Type: Annual
1 Approve Financial Statements, Allocation of Income,
and Dividend of KRW 1,015 per Share Management For Voted - For
2 Amend Terms of Severance Payments to Executives Management For Voted - For
3.1 Reelect Kim Young-Min as Inside Director Management For Voted - For
3.2 Reelect Lee Myung-Jae as Inside Director Management For Voted - For
3.3 Reelect Jeon Yong-Bae as Inside Director Management For Voted - For
3.4 Reelect Ko Bong-Chan as Outside Director Management For Voted - For
3.5 Elect Cho In-Hoe as Outside Director Management For Voted - For
3.6 Reelect Lee In-Ho as Non-independent Non-exective
Director Management For Voted - For
4.1 Reelect Ko Bong-Chan as Member of Audit Committee Management For Voted - For
4.2 Elect Cho In-hoe as Member of Audit Committee Management For Voted - For
4.3 Reelect Lee In-Ho as Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SHINMAYWA INDUSTRIES LTD.
CUSIP: J73434102 TICKER: 7224
Meeting Date: 25-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 7 Management For Voted - For
2.1 Elect Director Onishi, Yoshihiro Management For Voted - For
2.2 Elect Director Kato, Mikiaki Management For Voted - For
2.3 Elect Director Endo, Keisuke Management For Voted - For
2.4 Elect Director Ishimaru, Kanji Management For Voted - For
2.5 Elect Director Sano, Hiroichi Management For Voted - For
210
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.6 Elect Director Kanaida, Shoichi Management For Voted - For
2.7 Elect Director Yamamoto, Nobutane Management For Voted - For
2.8 Elect Director Hiramatsu, Kazuo Management For Voted - For
3.1 Appoint Statutory Auditor Mizuta, Masao Management For Voted - For
3.2 Appoint Statutory Auditor Shimokobe, Yuka Management For Voted - For
4 Approve Annual Bonus Payment to Directors Management For Voted - For
SIEMENS AG
CUSIP: D69671218 TICKER: SIE
Meeting Date: 28-Jan-14 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2012/2013 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR 3
per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2012/2013 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2012/2013 Management For Voted - For
5 Approve Remuneration System for Management Board
Members Management For Voted - For
6 Ratify Ernst & Young as Auditors for Fiscal
2013/2014 Management For Voted - For
7 Elect Jim Hagemann Snabe to the Supervisory Board Management For Voted - For
8 Approve Creation of EUR 528.6 Million Pool of
Capital with Partial Exclusion of Preemptive Rights Management For Voted - For
9 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 240 Million Pool
of Capital to Guarantee Conversion Rights Management For Voted - For
10 Approve Cancellation of Capital Authorization Management For Voted - For
11 Amend Articles Re: Remuneration of the Supervisory
Board Management For Voted - For
SMC CORP.
CUSIP: J75734103 TICKER: 6273
Meeting Date: 26-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 90 Management For Voted - For
2 Amend Articles To Indemnify Directors and Statutory
Auditors Management For Voted - For
3.1 Elect Director Takada, Yoshiyuki Management For Voted - For
3.2 Elect Director Maruyama, Katsunori Management For Voted - For
3.3 Elect Director Usui, Ikuji Management For Voted - For
3.4 Elect Director Tomita, Katsunori Management For Voted - For
3.5 Elect Director Kosugi, Seiji Management For Voted - For
211
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.6 Elect Director Satake, Masahiko Management For Voted - For
3.7 Elect Director Takada, Yoshiki Management For Voted - For
3.8 Elect Director Ohashi, Eiji Management For Voted - For
3.9 Elect Director Kuwahara, Osamu Management For Voted - For
3.10 Elect Director Mogi, Iwao Management For Voted - For
3.11 Elect Director Shikakura, Koichi Management For Voted - For
3.12 Elect Director Ogura, Koji Management For Voted - For
3.13 Elect Director Kawada, Motoichi Management For Voted - For
3.14 Elect Director Takada, Susumu Management For Voted - For
3.15 Elect Director German Berakoetxea Management For Voted - For
3.16 Elect Director Lup Yin Chan Management For Voted - For
3.17 Elect Director Kaizu, Masanobu Management For Voted - For
3.18 Elect Director Steve Bangs Management For Voted - For
4 Approve Retirement Bonus Payment for Director Management For Voted - For
SWISSLOG HOLDING AG
CUSIP: H80949144 TICKER: SLOG
Meeting Date: 10-Apr-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Omission of
Dividends Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Reelect Hans Ziegler as Director Management For Voted - Against
4.2 Reelect Peter Hettich as Director Management For Voted - For
4.3 Reelect Johann Loettner as Director Management For Voted - For
4.4 Reelect Bernd Minning as Director Management For Voted - Against
4.5 Reelect Juerg Rueckert as Director Management For Voted - For
5.1 Appoint Johann Loettner as Member of the
Compensation Committee Management For Voted - For
5.2 Appoint Juerg Rueckert as Member of the
Compensation Committee Management For Voted - For
6 Designate Gustav Lienhard as Independent Proxy Management For Voted - For
7 Ratify Ernst & Young AG as Auditors Management For Voted - For
8.1 Approve Aggregate Remuneration of Directors in the
Amount of up to CHF 1 Million Management For Voted - Against
8.2 Approve Aggregate Remuneration of Executive
Committee in the Amount of up to CHF 6.1 Million Management For Voted - For
9 Amend Articles Re: Ordinance Against Excessive
Remuneration at Listed Companies Management For Voted - Against
TECAN GROUP AG
CUSIP: H84774167 TICKER: TECN
Meeting Date: 14-Apr-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report (Non-Binding) Management For Voted - For
212
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Approve Allocation of Income and Dividends of CHF
1.50 per Share Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1a Reelect Heinrich Fischer as Director Management For Voted - For
5.1b Reelect Oliver Fetzer as Director Management For Voted - For
5.1c Reelect Karen Huebscher as Director Management For Voted - For
5.1d Reelect Christa Kreuzburg as Director Management For Voted - For
5.1e Reelect Gerard Vaillant as Director Management For Voted - For
5.1f Reelect Erik Wallden as Director Management For Voted - For
5.1g Reelect Rolf Classon as Director Management For Voted - For
5.2 Reelect Rolf Classon as Board Chairman Management For Voted - For
5.3a Appoint Oliver Fetzer as Member of the Compensation
Committee Management For Voted - For
5.3b Appoint Christa Kreuzburg as Member of the
Compensation Committee Management For Voted - For
5.4 Ratify KPMG AG as Auditors Management For Voted - For
5.5 Designate Proxy Voting Services GmbH as Independent
Proxy Management For Voted - For
6.1 Approve Creation of CHF 220,000 Pool of Capital
without Preemptive Rights Management For Voted - For
6.2 Amend Articles Re: Ordinance against Excessive
Compensation at Listed Companies Management For Voted - Against
TECO ELECTRIC & MACHINERY CO. LTD.
CUSIP: Y8563V106 TICKER: 1504
Meeting Date: 23-Jun-14 Meeting Type: Annual
1 Approve 2013 Business Operations Report and
Financial Statements Management For Voted - For
2 Approve 2013 Plan on Profit Distribution Management For Voted - For
3 Approve Change in Usage of Funds of 2013 First
Unsecured Corporate Bonds Issuance Management For Voted - For
4 Approve Amendments to Articles of Association Management For Voted - For
5 Approve Amendment to Rules and Procedures for
Election of Directors and Supervisors Management For Voted - For
6 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
TELEDYNE TECHNOLOGIES INCORPORATED
CUSIP: 879360105 TICKER: TDY
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Roxanne S. Austin Management For Voted - For
1.2 Elect Director Ruth E. Bruch Management For Voted - For
1.3 Elect Director Frank V. Cahouet Management For Voted - For
1.4 Elect Director Kenneth C. Dahlberg Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
213
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE EXONE COMPANY
CUSIP: 302104104 TICKER: XONE
Meeting Date: 05-May-14 Meeting Type: Annual
1.1 Elect Director S. Kent Rockwell Management For Voted - For
1.2 Elect Director David Burns Management For Voted - For
1.3 Elect Director John Irvin Management For Voted - For
1.4 Elect Director Raymond J. Kilmer Management For Vote Withheld
1.5 Elect Director Victor Sellier Management For Vote Withheld
1.6 Elect Director Lloyd A. Semple Management For Voted - For
1.7 Elect Director Bonnie K. Wachtel Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
THK CO. LTD.
CUSIP: J83345108 TICKER: 6481
Meeting Date: 21-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 15 Management For Voted - For
2.1 Elect Director Teramachi, Akihiro Management For Voted - For
2.2 Elect Director Teramachi, Toshihiro Management For Voted - For
2.3 Elect Director Imano, Hiroshi Management For Voted - For
2.4 Elect Director Okubo, Takashi Management For Voted - For
2.5 Elect Director Sakai, Junichi Management For Voted - For
2.6 Elect Director Teramachi, Takashi Management For Voted - For
2.7 Elect Director Kainosho, Masaaki Management For Voted - For
2.8 Elect Director Hioki, Masakatsu Management For Voted - For
3.1 Appoint Statutory Auditor Igarashi, Kazunori Management For Voted - For
3.2 Appoint Statutory Auditor Kiuchi, Hideyuki Management For Voted - For
TOPCON CORP.
CUSIP: J87473112 TICKER: 7732
Meeting Date: 26-Jun-14 Meeting Type: Annual
1.1 Elect Director Hirano, Satoshi Management For Voted - For
1.2 Elect Director Ogawa, Takayuki Management For Voted - For
1.3 Elect Director Sawaguchi, Shigeyuki Management For Voted - For
1.4 Elect Director Iwasaki, Shinji Management For Voted - For
1.5 Elect Director Fukuma, Yasufumi Management For Voted - For
1.6 Elect Director Iwasaki, Makoto Management For Voted - For
1.7 Elect Director Matsumoto, Kazuyuki Management For Voted - For
1.8 Elect Director Sudo, Akira Management For Voted - For
214
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Appoint Alternate Statutory Auditor Kadota, Takeshi Management For Voted - For
TOSHIBA MACHINE CO. LTD.
CUSIP: J89838106 TICKER: 6104
Meeting Date: 26-Jun-14 Meeting Type: Annual
1.1 Elect Director Iimura, Yukio Management For Voted - For
1.2 Elect Director Kishimoto, Yoshihiro Management For Voted - For
1.3 Elect Director Hironaka, Satoshi Management For Voted - For
1.4 Elect Director Sakamoto, Shigetomo Management For Voted - For
1.5 Elect Director Yagi, Masayuki Management For Voted - For
1.6 Elect Director Takamura, Kazuo Management For Voted - For
1.7 Elect Director Ito, Katsuo Management For Voted - For
1.8 Elect Director Mikami, Takahiro Management For Voted - For
1.9 Elect Director Akiyama, Kan Management For Voted - For
1.10 Elect Director Ogura, Yoshihiro Management For Voted - For
2 Appoint Statutory Auditor Tsuji, Makoto Management For Voted - For
3 Appoint Alternate Statutory Auditor Miyamura,
Yasuhiko Management For Voted - Against
TRIMBLE NAVIGATION LIMITED
CUSIP: 896239100 TICKER: TRMB
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Steven W. Berglund Management For Voted - For
1.2 Elect Director John B. Goodrich Management For Voted - For
1.3 Elect Director Merit E. Janow Management For Voted - For
1.4 Elect Director Ulf J. Johansson Management For Voted - For
1.5 Elect Director Ronald S. Nersesian Management For Voted - For
1.6 Elect Director Mark S. Peek Management For Voted - For
1.7 Elect Director Nickolas W. Vande Steeg Management For Vote Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
VARIAN MEDICAL SYSTEMS, INC.
CUSIP: 92220P105 TICKER: VAR
Meeting Date: 20-Feb-14 Meeting Type: Annual
1.1 Elect Director Susan L. Bostrom Management For Voted - For
1.2 Elect Director Regina E. Dugan Management For Voted - For
1.3 Elect Director Venkatraman Thyagarajan Management For Voted - For
1.4 Elect Director Dow R. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
215
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Ratify Auditors Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
6 Eliminate Cumulative Voting Management For Voted - For
YASKAWA ELECTRIC CORP.
CUSIP: J9690T102 TICKER: 6506
Meeting Date: 18-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 6 Management For Voted - For
2 Amend Articles to Amend Business Lines Management For Voted - For
3.1 Elect Director Tsuda, Junji Management For Voted - For
3.2 Elect Director Usami, Noboru Management For Voted - For
3.3 Elect Director Sawa, Toshihiro Management For Voted - For
3.4 Elect Director Ogasawara, Hiroshi Management For Voted - For
3.5 Elect Director Murakami, Shuuji Management For Voted - For
3.6 Elect Director Nakayama, Yuuji Management For Voted - For
3.7 Elect Director Akita, Yoshiki Management For Voted - For
4 Appoint Statutory Auditor Oda, Masahiko Management For Voted - For
5 Appoint Alternate Statutory Auditor Tanaka, Yasuto Management For Voted - Against
YOKOGAWA ELECTRIC CORP.
CUSIP: J97272124 TICKER: 6841
Meeting Date: 25-Jun-14 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 6 Management For Voted - For
2.1 Elect Director Kaihori, Shuuzo Management For Voted - For
2.2 Elect Director Nishijima, Takashi Management For Voted - For
2.3 Elect Director Kurosu, Satoru Management For Voted - For
2.4 Elect Director Nara, Hitoshi Management For Voted - For
2.5 Elect Director Nakahara, Masatoshi Management For Voted - For
2.6 Elect Director Anabuki, Junichi Management For Voted - For
2.7 Elect Director Tanahashi, Yasuro Management For Voted - For
2.8 Elect Director Urano, Mitsudo Management For Voted - For
2.9 Elect Director Uji, Noritaka Management For Voted - For
3 Appoint Statutory Auditor Yamashita, Izumi Management For Voted - For
YUSHIN PRECISION EQUIPMENT CO. LTD.
CUSIP: J98526106 TICKER: 6482
Meeting Date: 26-Jun-14 Meeting Type: Annual
1.1 Elect Director Kotani, Mayumi Management For Voted - For
1.2 Elect Director Kimura, Satoshi Management For Voted - For
1.3 Elect Director Odachi, Yasuharu Management For Voted - For
216
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Kitagawa, Yasushi Management For Voted - For
1.5 Elect Director Tsujimoto, Yuuji Management For Voted - For
1.6 Elect Director Nishiguchi, Yasuo Management For Voted - For
1.7 Elect Director Matsuhisa, Hiroshi Management For Voted - For
ZYGO CORPORATION
CUSIP: 989855101 TICKER: ZIGO
Meeting Date: 18-Jun-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - Against
217
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABERDEEN ASIA-PACIFIC INCOME FUND, INC.
CUSIP: 003009107 TICKER: FAX
Meeting Date: 27-Mar-14 Meeting Type: Annual
1.1 Elect Director P. Gerald Malone Management For Voted - For
ALPINE TOTAL DYNAMIC DIVIDEND FUND
CUSIP: 021060207 TICKER: AOD
Meeting Date: 28-May-14 Meeting Type: Annual
1a Elect Director Eleanor T.M. Hoagland Management For Voted - For
1b Elect Director Jeffrey E. Wacksman Management For Voted - For
2 Other Business Management For Voted - Against
COHEN & STEERS LIMITED DURATION PREFERRED AND INCOME FUND, INC.
CUSIP: 19248C105 TICKER: LDP
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Bonnie Cohen Management For Voted - For
1.2 Elect Director Michael Clark Management For Voted - For
1.3 Elect Director Richard E. Kroon Management For Voted - For
EATON VANCE LIMITED DURATION INCOME FUND
CUSIP: 27828H105 TICKER: EVV
Meeting Date: 23-Jan-14 Meeting Type: Annual
1a Elect Director Thomas E. Faust Jr. Management For Voted - For
1b Elect Director Harriett Tee Taggart Management For Voted - For
EATON VANCE RISK-MANAGED DIVERSIFIED EQUITY INCOME FUND
CUSIP: 27829G106 TICKER: ETJ
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Scott E. Eston Management For Voted - For
1b Elect Director Thomas E. Faust, Jr. Management For Voted - For
1c Elect Director Allen R. Freedman Management For Voted - For
1d Elect Director Valerie A. Mosley Management For Voted - For
218
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EATON VANCE TAX-MANAGED BUY-WRITE OPPORTUNITIES FUND
CUSIP: 27828Y108 TICKER: ETV
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Valerie A. Mosley Management For Voted - For
1b Elect Director Helen Frame Peters Management For Voted - For
1c Elect Director Ralph F. Verni Management For Voted - For
EATON VANCE TAX-MANAGED GLOBAL BUY-WRITE OPPORTUNITIES FUND
CUSIP: 27829C105 TICKER: ETW
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Valerie A. Mosley Management For Voted - For
1b Elect Director Helen Frame Peters Management For Voted - For
1c Elect Director Ralph F. Verni Management For Voted - For
FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED
CUSIP: 338478100 TICKER: FFC
Meeting Date: 17-Apr-14 Meeting Type: Special
1 Approve Change of Fundamental Investment Policy
Regarding Investments in Commodities Management For Voted - For
FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED
CUSIP: 338478D33 TICKER: FFC
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director David Gale Management For Voted - For
GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI
CUSIP: 36465A109 TICKER: GGN
Meeting Date: 12-May-14 Meeting Type: Annual
1.1 Elect Director Frank J. Fahrenkopf, Jr. Management For Voted - For
1.2 Elect Director Salvatore J. Zizza Management For Voted - For
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
CUSIP: 72201B101 TICKER: PTY
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director Bradford K. Gallagher Management For Voted - For
219
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PIMCO HIGH INCOME FUND
CUSIP: 722014107 TICKER: PHK
Meeting Date: 18-Dec-13 Meeting Type: Annual
1.1 Elect Director Hans W. Kertess Management For Voted - For
1.2 Elect Director William B. Ogden, IV Management For Voted - For
THE GABELLI EQUITY TRUST INC.
CUSIP: 362397101 TICKER: GAB
Meeting Date: 12-May-14 Meeting Type: Annual
1.1 Elect Director Frank J. Fahrenkopf, Jr. Management For Voted - For
1.2 Elect Director Salvatore J. Zizza Management For Voted - For
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
CUSIP: 95766A101 TICKER: ESD
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director Eileen A. Kamerick Management For Voted - For
1.2 Elect Director Riordan Roett Management For Voted - For
1.3 Elect Director Jeswald W. Salacuse Management For Voted - For
1.4 Elect Director Kenneth D. Fuller Management For Voted -- For
3M COMPANY
CUSIP: 88579Y101 TICKER: MMM
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Thomas 'Tony' K. Brown Management For Voted - For
1c Elect Director Vance D. Coffman Management For Voted - For
1d Elect Director Michael L. Eskew Management For Voted - For
1e Elect Director Herbert L. Henkel Management For Voted - For
1f Elect Director Muhtar Kent Management For Voted - For
1g Elect Director Edward M. Liddy Management For Voted - For
1h Elect Director Inge G. Thulin Management For Voted - For
1i Elect Director Robert J. Ulrich Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
220
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABBOTT LABORATORIES
CUSIP: 002824100 TICKER: ABT
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director Robert J. Alpern Management For Voted - For
1.2 Elect Director Roxanne S. Austin Management For Voted - For
1.3 Elect Director Sally E. Blount Management For Voted - For
1.4 Elect Director W. James Farrell Management For Voted - For
1.5 Elect Director Edward M. Liddy Management For Voted - For
1.6 Elect Director Nancy McKinstry Management For Voted - For
1.7 Elect Director Phebe N. Novakovic Management For Voted - For
1.8 Elect Director William A. Osborn Management For Voted - For
1.9 Elect Director Samuel C. Scott, III Management For Voted - For
1.10 Elect Director Glenn F. Tilton Management For Voted - For
1.11 Elect Director Miles D. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Label Products with GMO Ingredients Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
6 Cease Compliance Adjustments to Performance Criteria Shareholder Against Voted - For
ABBVIE INC.
CUSIP: 00287Y109 TICKER: ABBV
Meeting Date: 09-May-14 Meeting Type: Annual
1.1 Elect Director Robert J. Alpern Management For Voted - For
1.2 Elect Director Edward M. Liddy Management For Voted - For
1.3 Elect Director Frederick H. Waddell Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ACCENTURE PLC
CUSIP: G1151C101 TICKER: ACN
Meeting Date: 30-Jan-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2a Elect Director Jaime Ardila Management For Voted - For
2b Elect Director Charles H. Giancarlo Management For Voted - For
2c Elect Director William L. Kimsey Management For Voted - For
2d Elect Director Blythe J. McGarvie Management For Voted - For
2e Elect Director Mark Moody-Stuart Management For Voted - For
2f Elect Director Pierre Nanterme Management For Voted - For
2g Elect Director Gilles C. Pelisson Management For Voted - For
221
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2h Elect Director Wulf von Schimmelmann Management For Voted - For
3 Approve Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights Management For Voted - For
6 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
7 Approve Reduction in Share Capital and Creation of
Distributable Reserves Management For Voted - For
8 Authorize the Holding of the 2015 AGM at a Location
Outside Ireland Management For Voted - For
9 Authorize Open-Market Purchases of Class A Ordinary
Shares Management For Voted - For
10 Determine the Price Range at which Accenture Plc
can Re-issue Shares that it Acquires as Treasury
Stock Management For Voted - For
ACE LIMITED
CUSIP: H0023R105 TICKER: ACE
Meeting Date: 10-Jan-14 Meeting Type: Special
1 Approve Dividend Distribution from Legal Reserves Management For Voted - For
2 Elect of Homburger AG as Independent Proxy Management For Voted - For
3 Transact Other Business (Voting) Management For Voted - For
Meeting Date: 15-May-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Allocate Disposable Profit Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Elect Director John Edwardson Management For Voted - For
4.2 Elect Director Kimberly Ross Management For Voted - For
4.3 Elect Director Robert Scully Management For Voted - For
4.4 Elect Director David Sidwell Management For Voted - For
4.5 Elect Director Evan G. Greenberg Management For Voted - For
4.6 Elect Director Robert M. Hernandez Management For Voted - For
4.7 Elect Director Michael G. Atieh Management For Voted - For
4.8 Elect Director Mary A. Cirillo Management For Voted - For
4.9 Elect Director Michael P. Connors Management For Voted - For
4.10 Elect Director Peter Menikoff Management For Voted - For
4.11 Elect Director Leo F. Mullin Management For Voted - For
4.12 Elect Director Eugene B. Shanks, Jr. Management For Voted - For
4.13 Elect Director Theodore E. Shasta Management For Voted - For
4.14 Elect Director Olivier Steimer Management For Voted - For
5 Elect Evan G. Greenberg as Board Chairman Management For Voted - Against
6.1 Appoint Michael P. Connors as Member of the
Compensation Committee Management For Voted - For
222
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.2 Appoint Mary A. Cirillo as Member of the
Compensation Committee Management For Voted - For
6.3 Appoint John Edwardson as Member of the
Compensation Committee Management For Voted - For
6.4 Appoint Robert M. Hernandez as Member of the
Compensation Committee Management For Voted - For
7 Designate Homburger AG as Independent Proxy Management For Voted - For
8.1 Ratify PricewaterhouseCoopers AG (Zurich) as
Auditors Management For Voted - For
8.2 Ratify PricewaterhouseCoopers LLP (United States)
as Independent Registered Accounting Firm as
Auditors Management For Voted - For
8.3 Ratify BDO AG (Zurich) as Special Auditors Management For Voted - For
9 Approve Creation of CHF 3.7 Billion Pool of Capital
without Preemptive Rights Management For Voted - For
10 Approve Dividend Distribution From Legal Reserves
Through Reduction of Par Value Management For Voted - For
11 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
12 Transact Other Business (Voting) Management For Voted - Against
ACTAVIS PLC
CUSIP: G0083B108 TICKER: ACT
Meeting Date: 09-May-14 Meeting Type: Annual
1a Elect Director Paul M. Bisaro Management For Voted - For
1b Elect Director James H. Bloem Management For Voted - For
1c Elect Director Christopher W. Bodine Management For Voted - For
1d Elect Director Tamar D. Howson Management For Voted - For
1e Elect Director John A. King Management For Voted - For
1f Elect Director Catherine M. Klema Management For Voted - For
1g Elect Director Jiri Michal Management For Voted - For
1h Elect Director Sigurdur Olafsson Management For Voted - For
1i Elect Director Patrick J. O'Sullivan Management For Voted - For
1j Elect Director Ronald R. Taylor Management For Voted - For
1k Elect Director Andrew L. Turner Management For Voted - For
1l Elect Director Fred G. Weiss Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Sustainability Shareholder Against Voted - For
Meeting Date: 17-Jun-14 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
223
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ADOBE SYSTEMS INCORPORATED
CUSIP: 00724F101 TICKER: ADBE
Meeting Date: 10-Apr-14 Meeting Type: Annual
1a Elect Director Amy L. Banse Management For Voted - For
1b Elect Director Kelly J. Barlow Management For Voted - For
1c Elect Director Edward W. Barnholt Management For Voted - For
1d Elect Director Robert K. Burgess Management For Voted - For
1e Elect Director Frank A. Calderoni Management For Voted - For
1f Elect Director Michael R. Cannon Management For Voted - For
1g Elect Director James E. Daley Management For Voted - For
1h Elect Director Laura B. Desmond Management For Voted - For
1i Elect Director Charles M. Geschke Management For Voted - For
1j Elect Director Shantanu Narayen Management For Voted - For
1k Elect Director Daniel L. Rosensweig Management For Voted - For
1l Elect Director Robert Sedgewick Management For Voted - For
1m Elect Director John E. Warnock Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AETNA INC.
CUSIP: 00817Y108 TICKER: AET
Meeting Date: 30-May-14 Meeting Type: Annual
1a Elect Director Fernando Aguirre Management For Voted - For
1b Elect Director Mark T. Bertolini Management For Voted - For
1c Elect Director Frank M. Clark Management For Voted - For
1d Elect Director Betsy Z. Cohen Management For Voted - For
1e Elect Director Molly J. Coye Management For Voted - For
1f Elect Director Roger N. Farah Management For Voted - For
1g Elect Director Barbara Hackman Franklin Management For Voted - For
1h Elect Director Jeffrey E. Garten Management For Voted - For
1i Elect Director Ellen M. Hancock Management For Voted - For
1j Elect Director Richard J. Harrington Management For Voted - For
1k Elect Director Edward J. Ludwig Management For Voted - For
1l Elect Director Joseph P. Newhouse Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Reduce Supermajority Vote Requirement Management For Voted - For
4 Amend Right to Call Special Meeting Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7A Require Independent Board Chairman Shareholder Against Voted - Against
7B Enhance Board Oversight of Political Contributions Shareholder Against Voted - Against
224
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7C Amend Policy to Disclose Payments to Tax-Exempt
Organizations Shareholder Against Voted - For
AFLAC INCORPORATED
CUSIP: 001055102 TICKER: AFL
Meeting Date: 05-May-14 Meeting Type: Annual
1a Elect Director Daniel P. Amos Management For Voted - For
1b Elect Director John Shelby Amos, II Management For Voted - For
1c Elect Director Paul S. Amos, II Management For Voted - For
1d Elect Director W. Paul Bowers Management For Voted - For
1e Elect Director Kriss Cloninger, III Management For Voted - For
1f Elect Director Elizabeth J. Hudson Management For Voted - For
1g Elect Director Douglas W. Johnson Management For Voted - For
1h Elect Director Robert B. Johnson Management For Voted - For
1i Elect Director Charles B. Knapp Management For Voted - For
1j Elect Director Barbara K. Rimer Management For Voted - For
1k Elect Director Melvin T. Stith Management For Voted - For
1l Elect Director David Gary Thompson Management For Voted - For
1m Elect Director Takuro Yoshida Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
AGILENT TECHNOLOGIES, INC.
CUSIP: 00846U101 TICKER: A
Meeting Date: 19-Mar-14 Meeting Type: Annual
1.1 Elect Director Heidi Fields Management For Voted - For
1.2 Elect Director A. Barry Rand Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AGL RESOURCES INC.
CUSIP: 001204106 TICKER: GAS
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Sandra N. Bane Management For Voted - For
1.2 Elect Director Thomas D. Bell, Jr. Management For Voted - For
1.3 Elect Director Norman R. Bobins Management For Voted - For
1.4 Elect Director Charles R. Crisp Management For Voted - For
1.5 Elect Director Brenda J. Gaines Management For Voted - For
1.6 Elect Director Arthur E. Johnson Management For Voted - For
1.7 Elect Director Wyck A. Knox, Jr. Management For Voted - For
225
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Dennis M. Love Management For Voted - For
1.9 Elect Director Dean R. O'Hare Management For Voted - For
1.10 Elect Director Armando J. Olivera Management For Voted - For
1.11 Elect Director John E. Rau Management For Voted - For
1.12 Elect Director James A. Rubright Management For Voted - For
1.13 Elect Director John W. Somerhalder, II Management For Voted - For
1.14 Elect Director Bettina M. Whyte Management For Voted - For
1.15 Elect Director Henry C. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
5 Amend EEO Policy to Prohibit Discrimination based
on Gender Identity Shareholder Against Voted - For
6 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
AIR PRODUCTS AND CHEMICALS, INC.
CUSIP: 009158106 TICKER: APD
Meeting Date: 23-Jan-14 Meeting Type: Annual
1a Elect Director Chadwick C. Deaton Management For Voted - For
1b Elect Director Edward L. Monser Management For Voted - For
1c Elect Director Matthew H. Paull Management For Voted - For
1d Elect Director Lawrence S. Smith Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
AKAMAI TECHNOLOGIES, INC.
CUSIP: 00971T101 TICKER: AKAM
Meeting Date: 14-May-14 Meeting Type: Annual
1.1 Elect Director Monte Ford Management For Voted - For
1.2 Elect Director Frederic Salerno Management For Voted - For
1.3 Elect Director Steven Scopellite Management For Voted - For
1.4 Elect Director Bernardus Verwaayen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Declassify the Board of Directors Shareholder None Voted - For
226
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALCOA INC.
CUSIP: 013817101 TICKER: AA
Meeting Date: 02-May-14 Meeting Type: Annual
1.1 Elect Director Klaus Kleinfeld Management For Voted - For
1.2 Elect Director James W. Owens Management For Voted - For
1.3 Elect Director Martin S. Sorrell Management For Voted - For
1.4 Elect Director Ratan N. Tata Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
ALEXION PHARMACEUTICALS, INC.
CUSIP: 015351109 TICKER: ALXN
Meeting Date: 05-May-14 Meeting Type: Annual
1.1 Elect Director Leonard Bell Management For Voted - For
1.2 Elect Director Max Link Management For Voted - For
1.3 Elect Director William R. Keller Management For Voted - For
1.4 Elect Director John T. Mollen Management For Voted - For
1.5 Elect Director R. Douglas Norby Management For Voted - For
1.6 Elect Director Alvin S. Parven Management For Voted - For
1.7 Elect Director Andreas Rummelt Management For Voted - For
1.8 Elect Director Ann M. Veneman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Submit Shareholder Rights Plan (Poison Pill) to
Shareholder Vote Shareholder Against Voted - For
ALLEGHENY TECHNOLOGIES INCORPORATED
CUSIP: 01741R102 TICKER: ATI
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director James C. Diggs Management For Voted - For
1.2 Elect Director J. Brett Harvey Management For Voted - For
1.3 Elect Director Louis J. Thomas Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
227
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLERGAN, INC.
CUSIP: 018490102 TICKER: AGN
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director David E.I. Pyott Management For Voted - For
1b Elect Director Michael R. Gallagher Management For Voted - Against
1c Elect Director Deborah Dunsire Management For Voted - For
1d Elect Director Trevor M. Jones Management For Voted - For
1e Elect Director Louis J. Lavigne, Jr. Management For Voted - For
1f Elect Director Peter J. McDonnell Management For Voted - For
1g Elect Director Timothy D. Proctor Management For Voted - For
1h Elect Director Russell T. Ray Management For Voted - For
1i Elect Director Henri A. Termeer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
ALLIANCE DATA SYSTEMS CORPORATION
CUSIP: 018581108 TICKER: ADS
Meeting Date: 05-Jun-14 Meeting Type: Annual
1.1 Elect Director Bruce K. Anderson Management For Voted - For
1.2 Elect Director Roger H. Ballou Management For Voted - For
1.3 Elect Director Lawrence M. Benveniste Management For Voted - For
1.4 Elect Director D. Keith Cobb Management For Voted - For
1.5 Elect Director E. Linn Draper, Jr. Management For Voted - For
1.6 Elect Director Kenneth R. Jensen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ALTERA CORPORATION
CUSIP: 021441100 TICKER: ALTR
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director John P. Daane Management For Voted - For
1b Elect Director T. Michael Nevens Management For Voted - For
1c Elect Director A. Blaine Bowman Management For Voted - For
1d Elect Director Elisha W. Finney Management For Voted - For
1e Elect Director Kevin McGarity Management For Voted - For
1f Elect Director Krish A. Prabhu Management For Voted - For
1g Elect Director Shane V. Robison Management For Voted - For
1h Elect Director John Shoemaker Management For Voted - For
228
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Thomas H. Waechter Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
ALTRIA GROUP, INC.
CUSIP: 02209S103 TICKER: MO
Meeting Date: 14-May-14 Meeting Type: Annual
1.1 Elect Director Gerald L. Baliles Management For Voted - For
1.2 Elect Director Martin J. Barrington Management For Voted - For
1.3 Elect Director John T. Casteen, III Management For Voted - For
1.4 Elect Director Dinyar S. Devitre Management For Voted - For
1.5 Elect Director Thomas F. Farrell, II Management For Voted - For
1.6 Elect Director Thomas W. Jones Management For Voted - For
1.7 Elect Director Debra J. Kelly-Ennis Management For Voted - For
1.8 Elect Director W. Leo Kiely, III Management For Voted - For
1.9 Elect Director Kathryn B. McQuade Management For Voted - For
1.10 Elect Director George Mu[]oz Management For Voted - For
1.11 Elect Director Nabil Y. Sakkab Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Inform Poor and Less Educated on Health
Consequences of Tobacco Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
AMAZON.COM, INC.
CUSIP: 023135106 TICKER: AMZN
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Jeffrey P. Bezos Management For Voted - For
1b Elect Director Tom A. Alberg Management For Voted - For
1c Elect Director John Seely Brown Management For Voted - For
1d Elect Director William B. Gordon Management For Voted - For
1e Elect Director Jamie S. Gorelick Management For Voted - For
1f Elect Director Alain Monie Management For Voted - For
1g Elect Director Jonathan J. Rubinstein Management For Voted - For
1h Elect Director Thomas O. Ryder Management For Voted - For
1i Elect Director Patricia Q. Stonesifer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
229
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMEREN CORPORATION
CUSIP: 023608102 TICKER: AEE
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Warner L. Baxter Management For Voted - For
1.2 Elect Director Catherine S. Brune Management For Voted - For
1.3 Elect Director Ellen M. Fitzsimmons Management For Voted - For
1.4 Elect Director Walter J. Galvin Management For Voted - For
1.5 Elect Director Richard J. Harshman Management For Voted - For
1.6 Elect Director Gayle P. W. Jackson Management For Voted - For
1.7 Elect Director James C. Johnson Management For Voted - For
1.8 Elect Director Steven H. Lipstein Management For Voted - For
1.9 Elect Director Patrick T. Stokes Management For Voted - For
1.10 Elect Director Thomas R. Voss Management For Voted - For
1.11 Elect Director Stephen R. Wilson Management For Voted - For
1.12 Elect Director Jack D. Woodard Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Report on Adoption of Policies to Meet National GHG
Reduction Goal Shareholder Against Voted - Against
AMERICAN ELECTRIC POWER COMPANY, INC.
CUSIP: 025537101 TICKER: AEP
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Nicholas K. Akins Management For Voted - For
1.2 Elect Director David J. Anderson Management For Voted - For
1.3 Elect Director J. Barnie Beasley, Jr. Management For Voted - For
1.4 Elect Director Ralph D. Crosby, Jr. Management For Voted - For
1.5 Elect Director Linda A. Goodspeed Management For Voted - For
1.6 Elect Director Thomas E. Hoaglin Management For Voted - For
1.7 Elect Director Sandra Beach Lin Management For Voted - For
1.8 Elect Director Richard C. Notebaert Management For Voted - For
1.9 Elect Director Lionel L. Nowell, III Management For Voted - For
1.10 Elect Director Stephen S. Rasmussen Management For Voted - For
1.11 Elect Director Oliver G. Richard, III Management For Voted - For
1.12 Elect Director Sara Martinez Tucker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
230
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 12-May-14 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director Ursula M. Burns Management For Voted - For
1c Elect Director Kenneth I. Chenault Management For Voted - For
1d Elect Director Peter Chernin Management For Voted - For
1e Elect Director Anne Lauvergeon Management For Voted - For
1f Elect Director Theodore J. Leonsis Management For Voted - For
1g Elect Director Richard C. Levin Management For Voted - For
1h Elect Director Richard A. McGinn Management For Voted - For
1i Elect Director Samuel J. Palmisano Management For Voted - For
1j Elect Director Steven S Reinemund Management For Voted - For
1k Elect Director Daniel L. Vasella Management For Voted - For
1l Elect Director Robert D. Walter Management For Voted - For
1m Elect Director Ronald A. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prepare Employment Diversity Report Shareholder Against Voted - For
5 Report on Board Oversight of Privacy and Data
Security and Requests for Customer Information Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Stock Retention/Holding Period Shareholder Against Voted - For
AMERICAN INTERNATIONAL GROUP, INC.
CUSIP: 026874784 TICKER: AIG
Meeting Date: 12-May-14 Meeting Type: Annual
1a Elect Director Robert H. Benmosche Management For Voted - For
1b Elect Director W. Don Cornwell Management For Voted - For
1c Elect Director Peter R. Fisher Management For Voted - For
1d Elect Director John H. Fitzpatrick Management For Voted - For
1e Elect Director William G. Jurgensen Management For Voted - For
1f Elect Director Christopher S. Lynch Management For Voted - For
1g Elect Director Arthur C. Martinez Management For Voted - For
1h Elect Director George L. Miles, Jr. Management For Voted - For
1i Elect Director Henry S. Miller Management For Voted - For
1j Elect Director Robert S. Miller Management For Voted - For
1k Elect Director Suzanne Nora Johnson Management For Voted - For
1l Elect Director Ronald A. Rittenmeyer Management For Voted - For
1m Elect Director Douglas M. Steenland Management For Voted - For
1n Elect Director Theresa M. Stone Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
231
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Amend Certificate of Incorporation to Continue to
Restrict Certain Transfers of AIG Common Stock in
Order to Protect AIG's Tax Attributes Management For Voted - For
4 Amend Tax Asset Protection Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
AMERICAN TOWER CORPORATION
CUSIP: 03027X100 TICKER: AMT
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director Raymond P. Dolan Management For Voted - For
1b Elect Director Ronald M. Dykes Management For Voted - For
1c Elect Director Carolyn F. Katz Management For Voted - For
1d Elect Director Gustavo Lara Cantu Management For Voted - For
1e Elect Director JoAnn A. Reed Management For Voted - For
1f Elect Director Pamela D.A. Reeve Management For Voted - For
1g Elect Director David E. Sharbutt Management For Voted - For
1h Elect Director James D. Taiclet, Jr. Management For Voted - For
1i Elect Director Samme L. Thompson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
AMERIPRISE FINANCIAL, INC.
CUSIP: 03076C106 TICKER: AMP
Meeting Date: 30-Apr-14 Meeting Type: Annual
1a Elect Director James M. Cracchiolo Management For Voted - For
1b Elect Director Dianne Neal Blixt Management For Voted - For
1c Elect Director Amy DiGeso Management For Voted - For
1d Elect Director Lon R. Greenberg Management For Voted - For
1e Elect Director W. Walker Lewis Management For Voted - For
1f Elect Director Siri S. Marshall Management For Voted - For
1g Elect Director Jeffrey Noddle Management For Voted - For
1h Elect Director H. Jay Sarles Management For Voted - For
1i Elect Director Robert F. Sharpe, Jr. Management For Voted - For
1j Elect Director William H. Turner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Eliminate Supermajority Vote Requirement Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
232
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERISOURCEBERGEN CORPORATION
CUSIP: 03073E105 TICKER: ABC
Meeting Date: 06-Mar-14 Meeting Type: Annual
1.1 Elect Director Steven H. Collis Management For Voted - For
1.2 Elect Director Douglas R. Conant Management For Voted - For
1.3 Elect Director Richard W. Gochnauer Management For Voted - For
1.4 Elect Director Richard C. Gozon Management For Voted - For
1.5 Elect Director Lon R. Greenberg Management For Voted - For
1.6 Elect Director Edward E. Hagenlocker Management For Voted - For
1.7 Elect Director Jane E. Henney Management For Voted - For
1.8 Elect Director Kathleen W. Hyle Management For Voted - For
1.9 Elect Director Michael J. Long Management For Voted - For
1.10 Elect Director Henry W. McGee Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
AMETEK, INC.
CUSIP: 031100100 TICKER: AME
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Anthony J. Conti Management For Voted - For
1.2 Elect Director Frank S. Hermance Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
AMGEN INC.
CUSIP: 031162100 TICKER: AMGN
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director David Baltimore Management For Voted - For
1.2 Elect Director Frank J. Biondi, Jr. Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
1.4 Elect Director Francois de Carbonnel Management For Voted - For
1.5 Elect Director Vance D. Coffman Management For Voted - For
1.6 Elect Director Robert A. Eckert Management For Voted - For
1.7 Elect Director Greg C. Garland Management For Voted - For
1.8 Elect Director Rebecca M. Henderson Management For Voted - For
1.9 Elect Director Frank C. Herringer Management For Voted - For
1.10 Elect Director Tyler Jacks Management For Voted - For
1.11 Elect Director Judith C. Pelham Management For Voted - For
233
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.12 Elect Director Ronald D. Sugar Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
AMPHENOL CORPORATION
CUSIP: 032095101 TICKER: APH
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Ronald P. Badie Management For Voted - For
1.2 Elect Director Stanley L. Clark Management For Voted - For
1.3 Elect Director David P. Falck Management For Voted - For
1.4 Elect Director Edward G. Jepsen Management For Voted - For
1.5 Elect Director Andrew E. Lietz Management For Voted - For
1.6 Elect Director Martin H. Loeffler Management For Voted - For
1.7 Elect Director John R. Lord Management For Voted - For
1.8 Elect Director R. Adam Norwitt Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Amend Executive Share Option Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ANADARKO PETROLEUM CORPORATION
CUSIP: 032511107 TICKER: APC
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Anthony R. Chase Management For Voted - For
1b Elect Director Kevin P. Chilton Management For Voted - For
1c Elect Director H. Paulett Eberhart Management For Voted - For
1d Elect Director Peter J. Fluor Management For Voted - For
1e Elect Director Richard L. George Management For Voted - For
1f Elect Director Charles W. Goodyear Management For Voted - For
1g Elect Director John R. Gordon Management For Voted - For
1h Elect Director Eric D. Mullins Management For Voted - For
1i Elect Director R. A. Walker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Political Contributions Shareholder Against Voted - For
5 Report on Financial Risks of Climate Change Shareholder Against Voted - For
234
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANALOG DEVICES, INC.
CUSIP: 032654105 TICKER: ADI
Meeting Date: 12-Mar-14 Meeting Type: Annual
1a Elect Director Ray Stata Management For Voted - For
1b Elect Director Vincent T. Roche Management For Voted - For
1c Elect Director Richard M. Beyer Management For Voted - For
1d Elect Director James A. Champy Management For Voted - For
1e Elect Director John C. Hodgson Management For Voted - For
1f Elect Director Yves-Andre Istel Management For Voted - For
1g Elect Director Neil Novich Management For Voted - For
1h Elect Director F. Grant Saviers Management For Voted - For
1i Elect Director Kenton J. Sicchitano Management For Voted - For
1j Elect Director Lisa T. Su Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
AON PLC
CUSIP: G0408V102 TICKER: AON
Meeting Date: 24-Jun-14 Meeting Type: Annual
1.1 Elect Director Lester B. Knight Management For Voted - For
1.2 Elect Director Gregory C. Case Management For Voted - For
1.3 Elect Director Fulvio Conti Management For Voted - For
1.4 Elect Director Cheryl A. Francis Management For Voted - For
1.5 Elect Director Edgar D. Jannotta Management For Voted - For
1.6 Elect Director James W. Leng Management For Voted - For
1.7 Elect Director J. Michael Losh Management For Voted - For
1.8 Elect Director Robert S. Morrison Management For Voted - For
1.9 Elect Director Richard B. Myers Management For Voted - For
1.10 Elect Director Richard C. Notebaert Management For Voted - For
1.11 Elect Director Gloria Santona Management For Voted - For
1.12 Elect Director Carolyn Y. Woo Management For Voted - For
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Ratify Ernst and Young LLP as Aon's Auditors Management For Voted - For
4 Ratify Ernst and Young LLP as Aon's U.K. Statutory
Auditor Management For Voted - For
5 Authorize Board to Fix Remuneration of Internal
Statutory Auditor Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Advisory Vote to Ratify Directors' Remuneration
Report Management For Voted - For
9 Amend Omnibus Stock Plan Management For Voted - Against
235
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Authorize Share Repurchase Program Management For Voted - For
APACHE CORPORATION
CUSIP: 037411105 TICKER: APA
Meeting Date: 15-May-14 Meeting Type: Annual
1 Elect Director G. Steven Farris Management For Voted - For
2 Elect Director A.D. Frazier, Jr. Management For Voted - For
3 Elect Director Amy H. Nelson Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Declassify the Board of Directors Management For Voted - For
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
CUSIP: 03748R101 TICKER: AIV
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director James N. Bailey Management For Voted - For
1.2 Elect Director Terry Considine Management For Voted - For
1.3 Elect Director Thomas L. Keltner Management For Voted - For
1.4 Elect Director J. Landis Martin Management For Voted - For
1.5 Elect Director Robert A. Miller Management For Voted - For
1.6 Elect Director Kathleen M. Nelson Management For Voted - For
1.7 Elect Director Michael A. Stein Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 28-Feb-14 Meeting Type: Annual
1.1 Elect Director William Campbell Management For Voted - For
1.2 Elect Director Timothy Cook Management For Voted - For
1.3 Elect Director Millard Drexler Management For Voted - For
1.4 Elect Director Al Gore Management For Voted - For
1.5 Elect Director Robert Iger Management For Voted - For
1.6 Elect Director Andrea Jung Management For Voted - For
1.7 Elect Director Arthur Levinson Management For Voted - For
1.8 Elect Director Ronald Sugar Management For Voted - For
2 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
3 Amend Articles to Eliminate Board Blank Check
Authority to Issue Preferred Stock Management For Voted - For
4 Establish a Par Value for Common Stock Management For Voted - For
236
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Ratify Auditors Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Approve Omnibus Stock Plan Management For Voted - For
8 Establish Board Committee on Human Rights Shareholder Against Voted - Against
9 Report on Trade Associations and Organizations that
Promote Sustainability Practices Shareholder Against Voted - Against
10 Advisory Vote to Increase Capital Repurchase Program Shareholder Against Voted - Against
11 Proxy Access Shareholder Against Voted - Against
APPLIED MATERIALS, INC.
CUSIP: 038222105 TICKER: AMAT
Meeting Date: 04-Mar-14 Meeting Type: Annual
1a Elect Director Aart J. de Geus Management For Voted - For
1b Elect Director Gary E. Dickerson Management For Voted - For
1c Elect Director Stephen R. Forrest Management For Voted - For
1d Elect Director Thomas J. Iannotti Management For Voted - For
1e Elect Director Susan M. James Management For Voted - For
1f Elect Director Alexander A. Karsner Management For Voted - For
1g Elect Director Gerhard H. Parker Management For Voted - For
1h Elect Director Dennis D. Powell Management For Voted - For
1i Elect Director Willem P. Roelandts Management For Voted - For
1j Elect Director James E. Rogers Management For Voted - For
1k Elect Director Michael R. Splinter Management For Voted - For
1l Elect Director Robert H. Swan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
Meeting Date: 23-Jun-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
ARCHER-DANIELS-MIDLAND COMPANY
CUSIP: 039483102 TICKER: ADM
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Alan L. Boeckmann Management For Voted - For
1.2 Elect Director Mollie Hale Carter Management For Voted - For
1.3 Elect Director Terrell K. Crews Management For Voted - For
1.4 Elect Director Pierre Dufour Management For Voted - For
1.5 Elect Director Donald E. Felsinger Management For Voted - For
1.6 Elect Director Antonio Maciel Neto Management For Voted - For
237
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Patrick J. Moore Management For Voted - For
1.8 Elect Director Thomas F. O'Neill Management For Voted - For
1.9 Elect Director Francisco Sanchez Management For Voted - For
1.10 Elect Director Daniel Shih Management For Voted - For
1.11 Elect Director Kelvin R. Westbrook Management For Voted - For
1.12 Elect Director Patricia A. Woertz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
ASSURANT, INC.
CUSIP: 04621X108 TICKER: AIZ
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director Elaine D. Rosen Management For Voted - For
1b Elect Director Howard L. Carver Management For Voted - For
1c Elect Director Juan N. Cento Management For Voted - For
1d Elect Director Elyse Douglas Management For Voted - For
1e Elect Director Lawrence V. Jackson Management For Voted - For
1f Elect Director David B. Kelso Management For Voted - For
1g Elect Director Charles J. Koch Management For Voted - For
1h Elect Director Jean-Paul L. Montupet Management For Voted - For
1i Elect Director Robert B. Pollock Management For Voted - For
1j Elect Director Paul J. Reilly Management For Voted - For
1k Elect Director Robert W. Stein Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AT&T INC.
CUSIP: 00206R102 TICKER: T
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director Randall L. Stephenson Management For Voted - For
1.2 Elect Director Reuben V. Anderson Management For Voted - For
1.3 Elect Director Jaime Chico Pardo Management For Voted - For
1.4 Elect Director Scott T. Ford Management For Voted - For
1.5 Elect Director James P. Kelly Management For Voted - For
1.6 Elect Director Jon C. Madonna Management For Voted - For
1.7 Elect Director Michael B. McCallister Management For Voted - For
1.8 Elect Director John B. McCoy Management For Voted - For
1.9 Elect Director Beth E. Mooney Management For Voted - For
1.10 Elect Director Joyce M. Roche Management For Voted - For
1.11 Elect Director Matthew K. Rose Management For Voted - For
1.12 Elect Director Cynthia B. Taylor Management For Voted - For
1.13 Elect Director Laura D'Andrea Tyson Management For Voted - For
238
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Severance Agreements/Change-in-Control
Agreements Management For Voted - For
5 Report on Indirect Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Lower Ownership Threshold for Action by Written
Consent Shareholder Against Voted - For
AUTODESK, INC.
CUSIP: 052769106 TICKER: ADSK
Meeting Date: 14-Jan-14 Meeting Type: Special
1 Amend Omnibus Stock Plan Management For Voted - For
Meeting Date: 10-Jun-14 Meeting Type: Annual
1a Elect Director Carl Bass Management For Voted - For
1b Elect Director Crawford W. Beveridge Management For Voted - For
1c Elect Director J. Hallam Dawson Management For Voted - For
1d Elect Director Thomas Georgens Management For Voted - For
1e Elect Director Per-Kristian Halvorsen Management For Voted - For
1f Elect Director Mary T. McDowell Management For Voted - For
1g Elect Director Lorrie M. Norrington Management For Voted - For
1h Elect Director Betsy Rafael Management For Voted - For
1i Elect Director Stacy J. Smith Management For Voted - For
1j Elect Director Steven M. West Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
AUTOMATIC DATA PROCESSING, INC.
CUSIP: 053015103 TICKER: ADP
Meeting Date: 12-Nov-13 Meeting Type: Annual
1.1 Elect Director Ellen R. Alemany Management For Voted - For
1.2 Elect Director Gregory D. Brenneman Management For Voted - For
1.3 Elect Director Leslie A. Brun Management For Voted - For
1.4 Elect Director Richard T. Clark Management For Voted - For
1.5 Elect Director Eric C. Fast Management For Voted - For
1.6 Elect Director Linda R. Gooden Management For Voted - For
1.7 Elect Director R. Glenn Hubbard Management For Voted - For
1.8 Elect Director John P. Jones Management For Voted - For
1.9 Elect Director Carlos A. Rodriguez Management For Voted - For
1.10 Elect Director Gregory L. Summe Management For Voted - For
239
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
AUTONATION, INC.
CUSIP: 05329W102 TICKER: AN
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director Mike Jackson Management For Voted - For
1.2 Elect Director Robert J. Brown Management For Voted - For
1.3 Elect Director Rick L. Burdick Management For Voted - For
1.4 Elect Director David B. Edelson Management For Voted - For
1.5 Elect Director Robert R. Grusky Management For Voted - For
1.6 Elect Director Michael Larson Management For Voted - For
1.7 Elect Director Michael E. Maroone Management For Voted - For
1.8 Elect Director Carlos A. Migoya Management For Voted - For
1.9 Elect Director G. Mike Mikan Management For Voted - For
1.10 Elect Director Alison H. Rosenthal Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
AUTOZONE, INC.
CUSIP: 053332102 TICKER: AZO
Meeting Date: 18-Dec-13 Meeting Type: Annual
1.1 Elect Director Douglas H. Brooks Management For Voted - For
1.2 Elect Director Linda A. Goodspeed Management For Voted - For
1.3 Elect Director Sue E. Gove Management For Voted - For
1.4 Elect Director Earl G. Graves, Jr. Management For Voted - For
1.5 Elect Director Enderson Guimaraes Management For Voted - For
1.6 Elect Director J. R. Hyde, III Management For Voted - For
1.7 Elect Director D. Bryan Jordan Management For Voted - For
1.8 Elect Director W. Andrew McKenna Management For Voted - For
1.9 Elect Director George R. Mrkonic, Jr. Management For Voted - For
1.10 Elect Director Luis P. Nieto Management For Voted - For
1.11 Elect Director William C. Rhodes, III Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
240
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AVALONBAY COMMUNITIES, INC.
CUSIP: 053484101 TICKER: AVB
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Glyn F. Aeppel Management For Voted - For
1.2 Elect Director Alan B. Buckelew Management For Voted - For
1.3 Elect Director Bruce A. Choate Management For Voted - For
1.4 Elect Director John J. Healy, Jr. Management For Voted - For
1.5 Elect Director Timothy J. Naughton Management For Voted - For
1.6 Elect Director Lance R. Primis Management For Voted - For
1.7 Elect Director Peter S. Rummell Management For Voted - For
1.8 Elect Director H. Jay Sarles Management For Voted - For
1.9 Elect Director W. Edward Walter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
AVERY DENNISON CORPORATION
CUSIP: 053611109 TICKER: AVY
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Bradley A. Alford Management For Voted - For
1b Elect Director Anthony K. Anderson Management For Voted - For
1c Elect Director Peter K. Barker Management For Voted - For
1d Elect Director Rolf L. Borjesson Management For Voted - For
1e Elect Director Ken C. Hicks Management For Voted - For
1f Elect Director Charles H. Noski Management For Voted - For
1g Elect Director David E. I. Pyott Management For Voted - For
1h Elect Director Dean A. Scarborough Management For Voted - For
1i Elect Director Patrick T. Siewert Management For Voted - For
1j Elect Director Julia A. Stewart Management For Voted - For
1k Elect Director Martha N. Sullivan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
AVON PRODUCTS, INC.
CUSIP: 054303102 TICKER: AVP
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director Douglas R. Conant Management For Voted - For
1.2 Elect Director W. Don Cornwell Management For Voted - For
241
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director V. Ann Hailey Management For Voted - For
1.4 Elect Director Nancy Killefer Management For Voted - For
1.5 Elect Director Maria Elena Lagomasino Management For Voted - For
1.6 Elect Director Sara Mathew Management For Voted - For
1.7 Elect Director Sheri McCoy Management For Voted - For
1.8 Elect Director Charles H. Noski Management For Voted - For
1.9 Elect Director Gary M. Rodkin Management For Voted - For
1.10 Elect Director Paula Stern Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Report on Safer Substitutes for Product Ingredients Shareholder Against Voted - For
BAKER HUGHES INCORPORATED
CUSIP: 057224107 TICKER: BHI
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Larry D. Brady Management For Voted - For
1.2 Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1.3 Elect Director Martin S. Craighead Management For Voted - For
1.4 Elect Director Lynn L. Elsenhans Management For Voted - For
1.5 Elect Director Anthony G. Fernandes Management For Voted - For
1.6 Elect Director Claire W. Gargalli Management For Voted - For
1.7 Elect Director Pierre H. Jungels Management For Voted - For
1.8 Elect Director James A. Lash Management For Voted - For
1.9 Elect Director J. Larry Nichols Management For Voted - For
1.10 Elect Director James W. Stewart Management For Vote Withheld
1.11 Elect Director Charles L. Watson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
BALL CORPORATION
CUSIP: 058498106 TICKER: BLL
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director John A. Hayes Management For Vote Withheld
1.2 Elect Director George M. Smart Management For Vote Withheld
1.3 Elect Director Theodore M. Solso Management For Vote Withheld
1.4 Elect Director Stuart A. Taylor, II Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
242
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
BANK OF AMERICA CORPORATION
CUSIP: 060505104 TICKER: BAC
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Sharon L. Allen Management For Voted - For
1.2 Elect Director Susan S. Bies Management For Voted - For
1.3 Elect Director Jack O. Bovender, Jr. Management For Voted - For
1.4 Elect Director Frank P. Bramble, Sr. Management For Voted - For
1.5 Elect Director Pierre J. P. de Weck Management For Voted - For
1.6 Elect Director Arnold W. Donald Management For Voted - For
1.7 Elect Director Charles K. Gifford Management For Voted - For
1.8 Elect Director Charles O. Holliday, Jr. Management For Voted - For
1.9 Elect Director Linda P. Hudson Management For Voted - For
1.10 Elect Director Monica C. Lozano Management For Voted - For
1.11 Elect Director Thomas J. May Management For Voted - For
1.12 Elect Director Brian T. Moynihan Management For Voted - For
1.13 Elect Director Lionel L. Nowell, III Management For Voted - For
1.14 Elect Director Clayton S. Rose Management For Voted - For
1.15 Elect Director R. David Yost Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Certificate of Designations for Series T
Preferred Stock Management For Voted - For
5 Provide for Cumulative Voting Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - Against
7 Report on Climate Change Financing Risk Shareholder Against Voted - For
8 Report on Lobbying Payments and Policy Shareholder Against Voted - For
BAXTER INTERNATIONAL INC.
CUSIP: 071813109 TICKER: BAX
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Wayne T. Hockmeyer Management For Voted - For
1b Elect Director Robert L. Parkinson, Jr. Management For Voted - For
1c Elect Director Thomas T. Stallkamp Management For Voted - For
1d Elect Director Albert P. L. Stroucken Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
243
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BB&T CORPORATION
CUSIP: 054937107 TICKER: BBT
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Jennifer S. Banner Management For Voted - For
1.2 Elect Director K. David Boyer, Jr. Management For Voted - For
1.3 Elect Director Anna R. Cablik Management For Voted - For
1.4 Elect Director Ronald E. Deal Management For Voted - For
1.5 Elect Director James A. Faulkner Management For Voted - For
1.6 Elect Director I. Patricia Henry Management For Voted - For
1.7 Elect Director John P. Howe, III Management For Voted - For
1.8 Elect Director Erick C. Kendrick Management For Voted - For
1.9 Elect Director Kelly S. King Management For Voted - For
1.10 Elect Director Louis B. Lynn Management For Voted - For
1.11 Elect Director Edward C. Milligan Management For Voted - For
1.12 Elect Director Charles A. Patton Management For Voted - For
1.13 Elect Director Nido R. Qubein Management For Voted - For
1.14 Elect Director Tollie W. Rich, Jr. Management For Voted - For
1.15 Elect Director Thomas E. Skains Management For Voted - For
1.16 Elect Director Thomas N. Thompson Management For Voted - For
1.17 Elect Director Edwin H. Welch Management For Voted - For
1.18 Elect Director Stephen T. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
5 Report on Political Contributions and Lobbying
Expenditures Shareholder Against Voted - For
6 Claw-back of Payments under Restatements Shareholder Against Voted - For
BEAM INC.
CUSIP: 073730103 TICKER: BEAM
Meeting Date: 25-Mar-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
BECTON, DICKINSON AND COMPANY
CUSIP: 075887109 TICKER: BDX
Meeting Date: 28-Jan-14 Meeting Type: Annual
1.1 Elect Director Basil L. Anderson Management For Voted - For
1.2 Elect Director Henry P. Becton, Jr. Management For Voted - For
244
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Catherine M. Burzik Management For Voted - For
1.4 Elect Director Edward F. DeGraan Management For Voted - For
1.5 Elect Director Vincent A. Forlenza Management For Voted - For
1.6 Elect Director Claire M. Fraser Management For Voted - For
1.7 Elect Director Christopher Jones Management For Voted - For
1.8 Elect Director Marshall O. Larsen Management For Voted - For
1.9 Elect Director Gary A. Mecklenburg Management For Voted - For
1.10 Elect Director James F. Orr Management For Voted - For
1.11 Elect Director Willard J. Overlock, Jr. Management For Voted - For
1.12 Elect Director Rebecca W. Rimel Management For Voted - For
1.13 Elect Director Bertram L. Scott Management For Voted - For
1.14 Elect Director Alfred Sommer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
BEMIS COMPANY, INC.
CUSIP: 081437105 TICKER: BMS
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Edward N. Perry Management For Voted - For
1.2 Elect Director Timothy M. Manganello Management For Voted - For
1.3 Elect Director Philip G. Weaver Management For Voted - For
1.4 Elect Director Henry J. Theisen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
BERKSHIRE HATHAWAY INC.
CUSIP: 084670702 TICKER: BRK.B
Meeting Date: 03-May-14 Meeting Type: Annual
1.1 Elect Director Warren E. Buffett Management For Voted - For
1.2 Elect Director Charles T. Munger Management For Voted - For
1.3 Elect Director Howard G. Buffett Management For Voted - For
1.4 Elect Director Stephen B. Burke Management For Voted - For
1.5 Elect Director Susan L. Decker Management For Voted - For
1.6 Elect Director William H. Gates, III Management For Voted - For
1.7 Elect Director David S. Gottesman Management For Voted - For
1.8 Elect Director Charlotte Guyman Management For Voted - For
1.9 Elect Director Donald R. Keough Management For Voted - For
1.10 Elect Director Thomas S. Murphy Management For Voted - For
245
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director Ronald L. Olson Management For Voted - For
1.12 Elect Director Walter Scott, Jr. Management For Voted - For
1.13 Elect Director Meryl B. Witmer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management Three Years Voted - One Year
4 Adopt Quantitative Goals for GHG and Other Air
Emissions Shareholder Against Voted - For
5 Approve Annual Dividends Shareholder Against Voted - Against
BEST BUY CO., INC.
CUSIP: 086516101 TICKER: BBY
Meeting Date: 10-Jun-14 Meeting Type: Annual
1a Elect Director Lisa M. Caputo Management For Voted - For
1b Elect Director Russell P. Fradin Management For Voted - For
1c Elect Director Kathy J. Higgins Victor Management For Voted - For
1d Elect Director Hubert Joly Management For Voted - For
1e Elect Director David W. Kenny Management For Voted - For
1f Elect Director Thomas L. 'Tommy' Millner Management For Voted - For
1g Elect Director Gerard R. Vittecoq Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
BIOGEN IDEC INC.
CUSIP: 09062X103 TICKER: BIIB
Meeting Date: 12-Jun-14 Meeting Type: Annual
1.1 Elect Director Caroline D. Dorsa Management For Voted - For
1.2 Elect Director Stelios Papadopoulos Management For Voted - For
1.3 Elect Director George A. Scangos Management For Voted - For
1.4 Elect Director Lynn Schenk Management For Voted - For
1.5 Elect Director Alexander J. Denner Management For Voted - For
1.6 Elect Director Nancy L. Leaming Management For Voted - For
1.7 Elect Director Richard C. Mulligan Management For Voted - For
1.8 Elect Director Robert W. Pangia Management For Voted - For
1.9 Elect Director Brian S. Posner Management For Voted - For
1.10 Elect Director Eric K. Rowinsky Management For Voted - For
1.11 Elect Director Stephen A. Sherwin Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
246
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BLACKROCK, INC.
CUSIP: 09247X101 TICKER: BLK
Meeting Date: 29-May-14 Meeting Type: Annual
1a Elect Director Abdlatif Yousef Al-Hamad Management For Voted - For
1b Elect Director Mathis Cabiallavetta Management For Voted - For
1c Elect Director Pamela Daley Management For Voted - For
1d Elect Director Jessica P. Einhorn Management For Voted - For
1e Elect Director Fabrizio Freda Management For Voted - For
1f Elect Director Murry S. Gerber Management For Voted - For
1g Elect Director James Grosfeld Management For Voted - For
1h Elect Director David H. Komansky Management For Voted - For
1i Elect Director Deryck Maughan Management For Voted - For
1j Elect Director Cheryl D. Mills Management For Voted - For
1k Elect Director Marco Antonio Slim Domit Management For Voted - For
1l Elect Director John S. Varley Management For Voted - For
1m Elect Director Susan L. Wagner Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Auditors Management For Voted - For
BORGWARNER INC.
CUSIP: 099724106 TICKER: BWA
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director Jan Carlson Management For Voted - For
1.2 Elect Director Dennis C. Cuneo Management For Voted - For
1.3 Elect Director Vicki L. Sato Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
BOSTON PROPERTIES, INC.
CUSIP: 101121101 TICKER: BXP
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Carol B. Einiger Management For Voted - For
1.2 Elect Director Jacob A. Frenkel Management For Voted - For
1.3 Elect Director Joel I. Klein Management For Voted - For
1.4 Elect Director Douglas T. Linde Management For Voted - For
247
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Matthew J. Lustig Management For Voted - For
1.6 Elect Director Alan J. Patricof Management For Voted - For
1.7 Elect Director Ivan G. Seidenberg Management For Voted - For
1.8 Elect Director Owen D. Thomas Management For Voted - For
1.9 Elect Director Martin Turchin Management For Voted - For
1.10 Elect Director David A. Twardock Management For Voted - For
1.11 Elect Director Mortimer B. Zuckerman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Adopt Proxy Access Right Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
BOSTON SCIENTIFIC CORPORATION
CUSIP: 101137107 TICKER: BSX
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Bruce L. Byrnes Management For Voted - For
1b Elect Director Nelda J. Connors Management For Voted - For
1c Elect Director Kristina M. Johnson Management For Voted - For
1d Elect Director Edward J. Ludwig Management For Voted - For
1e Elect Director Michael F. Mahoney Management For Voted - For
1f Elect Director Ernest Mario Management For Voted - For
1g Elect Director N.J. Nicholas, Jr. Management For Voted - For
1h Elect Director Pete M. Nicholas Management For Voted - For
1i Elect Director Uwe E. Reinhardt Management For Voted - For
1j Elect Director David J. Roux Management For Voted - For
1k Elect Director John E. Sununu Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Animal Testing and Plans for Improving
Welfare Shareholder Against Voted - Against
BRISTOL-MYERS SQUIBB COMPANY
CUSIP: 110122108 TICKER: BMY
Meeting Date: 06-May-14 Meeting Type: Annual
1A Elect Director Lamberto Andreotti Management For Voted - For
1B Elect Director Lewis B. Campbell Management For Voted - For
1C Elect Director James M. Cornelius Management For Voted - For
1D Elect Director Laurie H. Glimcher Management For Voted - For
1E Elect Director Michael Grobstein Management For Voted - For
1F Elect Director Alan J. Lacy Management For Voted - For
1G Elect Director Thomas J. Lynch, Jr. Management For Voted - For
248
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H Elect Director Dinesh C. Paliwal Management For Voted - For
1I Elect Director Vicki L. Sato Management For Voted - For
1J Elect Director Gerald L. Storch Management For Voted - For
1K Elect Director Togo D. West, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Simple Majority Vote Shareholder None Voted - For
BROADCOM CORPORATION
CUSIP: 111320107 TICKER: BRCM
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Robert J. Finocchio, Jr. Management For Voted - For
1.2 Elect Director Nancy H. Handel Management For Voted - For
1.3 Elect Director Eddy W. Hartenstein Management For Voted - For
1.4 Elect Director Maria M. Klawe Management For Voted - For
1.5 Elect Director John E. Major Management For Voted - For
1.6 Elect Director Scott A. McGregor Management For Voted - For
1.7 Elect Director William T. Morrow Management For Voted - For
1.8 Elect Director Henry Samueli Management For Voted - For
1.9 Elect Director Robert E. Switz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
C. R. BARD, INC.
CUSIP: 067383109 TICKER: BCR
Meeting Date: 16-Apr-14 Meeting Type: Annual
1.1 Elect Director David M. Barrett Management For Voted - For
1.2 Elect Director John C. Kelly Management For Voted - For
1.3 Elect Director David F. Melcher Management For Voted - For
1.4 Elect Director Gail K. Naughton Management For Voted - For
1.5 Elect Director John H. Weiland Management For Voted - For
1.6 Elect Director Anthony Welters Management For Voted - For
1.7 Elect Director Tony L. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Report on Sustainability Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - For
249
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
C.H. ROBINSON WORLDWIDE, INC.
CUSIP: 12541W209 TICKER: CHRW
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director Scott P. Anderson Management For Voted - For
1b Elect Director Robert Ezrilov Management For Voted - For
1c Elect Director Wayne M. Fortun Management For Voted - For
1d Elect Director Mary J. Steele Guilfoile Management For Voted - For
1e Elect Director Jodee A. Kozlak Management For Voted - For
1f Elect Director ReBecca Koenig Roloff Management For Voted - For
1g Elect Director Brian P. Short Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
CABLEVISION SYSTEMS CORPORATION
CUSIP: 12686C109 TICKER: CVC
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Joseph J. Lhota Management For Voted - For
1.2 Elect Director Thomas V. Reifenheiser Management For Vote Withheld
1.3 Elect Director John R. Ryan Management For Vote Withheld
1.4 Elect Director Vincent Tese Management For Vote Withheld
1.5 Elect Director Leonard Tow Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
5 Report on Political Contributions Shareholder Against Voted - For
6 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
CABOT OIL & GAS CORPORATION
CUSIP: 127097103 TICKER: COG
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Dan O. Dinges Management For Voted - For
1b Elect Director James R. Gibbs Management For Voted - For
1c Elect Director Robert L. Keiser Management For Voted - For
1d Elect Director W. Matt Ralls Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
250
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Report on Political Contributions Shareholder Against Voted - For
CAMERON INTERNATIONAL CORPORATION
CUSIP: 13342B105 TICKER: CAM
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director H. Paulett Eberhart Management For Voted - For
1.2 Elect Director Peter J. Fluor Management For Voted - For
1.3 Elect Director James T. Hackett Management For Voted - For
1.4 Elect Director Jack B. Moore Management For Voted - For
1.5 Elect Director Michael E. Patrick Management For Voted - For
1.6 Elect Director Jon Erik Reinhardsen Management For Voted - For
1.7 Elect Director Bruce W. Wilkinson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CAMPBELL SOUP COMPANY
CUSIP: 134429109 TICKER: CPB
Meeting Date: 20-Nov-13 Meeting Type: Annual
1.1 Elect Director Edmund M. Carpenter Management For Voted - For
1.2 Elect Director Paul R. Charron Management For Voted - For
1.3 Elect Director Bennett Dorrance Management For Voted - For
1.4 Elect Director Lawrence C. Karlson Management For Voted - For
1.5 Elect Director Randall W. Larrimore Management For Voted - For
1.6 Elect Director Mary Alice Dorrance Malone Management For Voted - For
1.7 Elect Director Sara Mathew Management For Voted - For
1.8 Elect Director Denise M. Morrison Management For Voted - For
1.9 Elect Director Charles R. Perrin Management For Voted - For
1.10 Elect Director A. Barry Rand Management For Voted - For
1.11 Elect Director Nick Shreiber Management For Voted - For
1.12 Elect Director Tracey T. Travis Management For Voted - For
1.13 Elect Director Archbold D. van Beuren Management For Vote Withheld
1.14 Elect Director Les C. Vinney Management For Voted - For
1.15 Elect Director Charlotte C. Weber Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CAPITAL ONE FINANCIAL CORPORATION
CUSIP: 14040H105 TICKER: COF
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Richard D. Fairbank Management For Voted - For
251
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Patrick W. Gross Management For Voted - For
1c Elect Director Ann Fritz Hackett Management For Voted - For
1d Elect Director Lewis Hay, III Management For Voted - For
1e Elect Director Benjamin P. Jenkins, III Management For Voted - For
1f Elect Director Pierre E. Leroy Management For Voted - For
1g Elect Director Peter E. Raskind Management For Voted - For
1h Elect Director Mayo A. Shattuck, III Management For Voted - For
1i Elect Director Bradford H. Warner Management For Voted - For
1j Elect Director Catherine G. West Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5a Reduce Supermajority Vote Requirement Management For Voted - For
5b Reduce Supermajority Vote Requirement Management For Voted - For
5c Reduce Supermajority Vote Requirement Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
CARDINAL HEALTH, INC.
CUSIP: 14149Y108 TICKER: CAH
Meeting Date: 06-Nov-13 Meeting Type: Annual
1.1 Elect Director Colleen F. Arnold Management For Voted - For
1.2 Elect Director George S. Barrett Management For Voted - For
1.3 Elect Director Glenn A. Britt Management For Voted - For
1.4 Elect Director Carrie S. Cox Management For Voted - For
1.5 Elect Director Calvin Darden Management For Voted - For
1.6 Elect Director Bruce L. Downey Management For Voted - For
1.7 Elect Director John F. Finn Management For Voted - For
1.8 Elect Director Patricia A. Hemingway Hall Management For Voted - For
1.9 Elect Director Clayton M. Jones Management For Voted - For
1.10 Elect Director Gregory B. Kenny Management For Voted - For
1.11 Elect Director David P. King Management For Voted - For
1.12 Elect Director Richard C. Notebaert Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
CAREFUSION CORPORATION
CUSIP: 14170T101 TICKER: CFN
Meeting Date: 06-Nov-13 Meeting Type: Annual
1a Elect Director Kieran T. Gallahue Management For Voted - For
1b Elect Director J. Michael Losh Management For Voted - For
1c Elect Director Edward D. Miller Management For Voted - For
2 Ratify Auditors Management For Voted - For
252
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
6 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
7 Reduce Supermajority Vote Requirement Management For Voted - For
8 Reduce Supermajority Vote Requirement Management For Voted - For
CARMAX, INC.
CUSIP: 143130102 TICKER: KMX
Meeting Date: 23-Jun-14 Meeting Type: Annual
1.1 Elect Director Ronald E. Blaylock Management For Voted - For
1.2 Elect Director Thomas J. Folliard Management For Voted - For
1.3 Elect Director Rakesh Gangwal Management For Voted - For
1.4 Elect Director Jeffrey E. Garten Management For Voted - For
1.5 Elect Director Shira Goodman Management For Voted - For
1.6 Elect Director W. Robert Grafton Management For Voted - For
1.7 Elect Director Edgar H. Grubb Management For Voted - For
1.8 Elect Director Mitchell D. Steenrod Management For Voted - For
1.9 Elect Director Thomas G. Stemberg Management For Voted - For
1.10 Elect Director William R. Tiefel Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CARNIVAL CORPORATION
CUSIP: 143658300 TICKER: CCL
Meeting Date: 17-Apr-14 Meeting Type: Annual
1 Reelect Micky Arison As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
2 Reelect Jonathon Band As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
3 Reelect Arnold W. Donald As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
4 Reelect Richard J. Glasier As A Director Of
Carnival Corporation and As A Director Of Carnival
Plc. Management For Voted - For
5 Reelect Debra Kelly-Ennis As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
6 Reelect John Parker As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
7 Reelect Stuart Subotnick As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
8 Reelect Laura Weil As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
253
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Reelect Randall J. Weisenburger As A Director Of
Carnival Corporation and As A Director Of Carnival
Plc. Management For Voted - For
10 Reappoint The UK Firm Of PricewaterhouseCoopers LLP
As Independent Auditors For Carnival Plc And Ratify
The U.S. Firm Of PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival Corporation Management For Voted - For
11 Authorize The Audit Committee Of Carnival Plc To
Fix Remuneration Of The Independent Auditors Of
Carnival Plc Management For Voted - For
12 Receive The UK Accounts And Reports Of The
Directors And Auditors Of Carnival Plc For The Year
Ended November 30, 2013 Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
14 Approve Remuneration Report of Executive Directors Management For Voted - Against
15 Approve Remuneration Policy of Executive Directors Management For Voted - Against
16 Authorize Issue of Equity with Pre-emptive Rights Management For Voted - For
17 Authorize Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorize Shares for Market Purchase Management For Voted - For
19 Approve Omnibus Stock Plan Management For Voted - For
CATERPILLAR INC.
CUSIP: 149123101 TICKER: CAT
Meeting Date: 11-Jun-14 Meeting Type: Annual
1.1 Elect Director David L. Calhoun Management For Voted - For
1.2 Elect Director Daniel M. Dickinson Management For Voted - For
1.3 Elect Director Juan Gallardo Management For Voted - For
1.4 Elect Director Jesse J. Greene, Jr. Management For Voted - For
1.5 Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1.6 Elect Director Peter A. Magowan Management For Voted - For
1.7 Elect Director Dennis A. Muilenburg Management For Voted - For
1.8 Elect Director Douglas R. Oberhelman Management For Voted - For
1.9 Elect Director William A. Osborn Management For Voted - For
1.10 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.11 Elect Director Susan C. Schwab Management For Voted - For
1.12 Elect Director Miles D. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Executive Incentive Bonus Plan Management For Voted - For
6 Review and Amend Human Rights Policies Shareholder Against Voted - For
7 Report on Controls to Ensure no Sales to Sudan Shareholder Against Voted - For
8 Provide for Cumulative Voting Shareholder Against Voted - For
254
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CBRE GROUP, INC.
CUSIP: 12504L109 TICKER: CBG
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Richard C. Blum Management For Voted - For
1.2 Elect Director Brandon B. Boze Management For Voted - For
1.3 Elect Director Curtis F. Feeny Management For Voted - For
1.4 Elect Director Bradford M. Freeman Management For Voted - For
1.5 Elect Director Michael Kantor Management For Voted - For
1.6 Elect Director Frederic V. Malek Management For Voted - For
1.7 Elect Director Robert E. Sulentic Management For Voted - For
1.8 Elect Director Laura D. Tyson Management For Voted - For
1.9 Elect Director Gary L. Wilson Management For Voted - For
1.10 Elect Director Ray Wirta Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CELGENE CORPORATION
CUSIP: 151020104 TICKER: CELG
Meeting Date: 18-Jun-14 Meeting Type: Annual
1.1 Elect Director Robert J. Hugin Management For Voted - For
1.2 Elect Director Richard W. Barker Management For Voted - For
1.3 Elect Director Michael D. Casey Management For Voted - For
1.4 Elect Director Carrie S. Cox Management For Voted - For
1.5 Elect Director Rodman L. Drake Management For Voted - For
1.6 Elect Director Michael A. Friedman Management For Voted - For
1.7 Elect Director Gilla Kaplan Management For Voted - For
1.8 Elect Director James J. Loughlin Management For Voted - For
1.9 Elect Director Ernest Mario Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Increase Authorized Common Stock and Approve Stock
Split Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
CENTERPOINT ENERGY, INC.
CUSIP: 15189T107 TICKER: CNP
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Milton Carroll Management For Voted - For
1b Elect Director Michael P. Johnson Management For Voted - For
255
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Janiece M. Longoria Management For Voted - For
1d Elect Director Scott J. McLean Management For Voted - For
1e Elect Director Scott M. Prochazka Management For Voted - For
1f Elect Director Susan O. Rheney Management For Voted - For
1g Elect Director Phillip R. Smith Management For Voted - For
1h Elect Director R. A. Walker Management For Voted - For
1i Elect Director Peter S. Wareing Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CENTURYLINK, INC.
CUSIP: 156700106 TICKER: CTL
Meeting Date: 28-May-14 Meeting Type: Annual
1.1 Elect Director Virginia Boulet Management For Voted - For
1.2 Elect Director Peter C. Brown Management For Voted - For
1.3 Elect Director Richard A. Gephardt Management For Voted - For
1.4 Elect Director W. Bruce Hanks Management For Voted - For
1.5 Elect Director Gregory J. McCray Management For Voted - For
1.6 Elect Director C. G. Melville, Jr. Management For Voted - For
1.7 Elect Director Fred R. Nichols Management For Voted - For
1.8 Elect Director William A. Owens Management For Voted - For
1.9 Elect Director Harvey P. Perry Management For Voted - For
1.10 Elect Director Glen F. Post, III Management For Voted - For
1.11 Elect Director Michael J. Roberts Management For Voted - For
1.12 Elect Director Laurie A. Siegel Management For Voted - For
1.13 Elect Director Joseph R. Zimmel Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Provide Proxy Access Right Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Stock Retention Shareholder Against Voted - For
CERNER CORPORATION
CUSIP: 156782104 TICKER: CERN
Meeting Date: 23-May-14 Meeting Type: Annual
1a Elect Director John C. Danforth Management For Voted - For
1b Elect Director Neal L. Patterson Management For Voted - For
1c Elect Director William D. Zollars Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
256
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CF INDUSTRIES HOLDINGS, INC.
CUSIP: 125269100 TICKER: CF
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director Robert C. Arzbaecher Management For Voted - For
1b Elect Director William Davisson Management For Voted - For
1c Elect Director Stephen J. Hagge Management For Voted - For
1d Elect Director Robert G. Kuhbach Management For Voted - For
1e Elect Director Edward A. Schmitt Management For Voted - For
2 Eliminate Supermajority Vote Requirement Management For Voted - For
3 Eliminate Supermajority Vote Requirement Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Approve Omnibus Stock Plan Management For Voted - For
8 Ratify Auditors Management For Voted - For
CHESAPEAKE ENERGY CORPORATION
CUSIP: 165167107 TICKER: CHK
Meeting Date: 13-Jun-14 Meeting Type: Annual
1a Elect Director Vincent J. Intrieri Management For Voted - For
1b Elect Director Robert D. (Doug) Lawler Management For Voted - For
1c Elect Director John J. (Jack) Lipinski Management For Voted - For
1d Elect Director Frederic M. Poses Management For Voted - For
1e Elect Director Archie W. Dunham Management For Voted - For
1f Elect Director R. Brad Martin Management For Voted - For
1g Elect Director Louis A. Raspino Management For Voted - For
1h Elect Director Merrill A. (Pete) Miller, Jr. Management For Voted - For
1i Elect Director Thomas L. Ryan Management For Voted - Against
2 Declassify the Board of Directors Management For Voted - For
3 Approve Increase in Size of Board Management For Voted - For
4 Provide Proxy Access Right Management For Voted - For
5 Eliminate Supermajority Vote Requirement Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Approve Omnibus Stock Plan Management For Voted - For
8 Ratify Auditors Management For Voted - For
CHEVRON CORPORATION
CUSIP: 166764100 TICKER: CVX
Meeting Date: 28-May-14 Meeting Type: Annual
1a Elect Director Linnet F. Deily Management For Voted - For
257
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Robert E. Denham Management For Voted - For
1c Elect Director Alice P. Gast Management For Voted - For
1d Elect Director Enrique Hernandez, Jr. Management For Voted - For
1e Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1f Elect Director George L. Kirkland Management For Voted - For
1g Elect Director Charles W. Moorman, IV Management For Voted - For
1h Elect Director Kevin W. Sharer Management For Voted - For
1i Elect Director John G. Stumpf Management For Voted - For
1j Elect Director Ronald D. Sugar Management For Voted - For
1k Elect Director Carl Ware Management For Voted - For
1l Elect Director John S. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Charitable Contributions Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - Against
8 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
9 Require Director Nominee with Environmental
Experience Shareholder Against Voted - For
10 Adopt Guidelines for Country Selection Shareholder Against Voted - For
CHIPOTLE MEXICAN GRILL, INC.
CUSIP: 169656105 TICKER: CMG
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director John Charlesworth Management For Voted - For
1.2 Elect Director Monty Moran Management For Voted - For
1.3 Elect Director Kimbal Musk Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
5 Report on Sustainability Shareholder Against Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
CIGNA CORPORATION
CUSIP: 125509109 TICKER: CI
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Eric J. Foss Management For Voted - For
1.2 Elect Director Roman Martinez IV Management For Voted - For
1.3 Elect Director William D. Zollars Management For Voted - For
2 Ratify Auditors Management For Voted - For
258
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CINCINNATI FINANCIAL CORPORATION
CUSIP: 172062101 TICKER: CINF
Meeting Date: 26-Apr-14 Meeting Type: Annual
1a Elect Director William F. Bahl Management For Voted - For
1b Elect Director Gregory T. Bier Management For Voted - For
1c Elect Director Linda W. Clement-Holmes Management For Voted - For
1d Elect Director Dirk J. Debbink Management For Voted - For
1e Elect Director Steven J. Johnston Management For Voted - For
1f Elect Director Kenneth C. Lichtendahl Management For Voted - For
1g Elect Director W. Rodney McMullen Management For Voted - For
1h Elect Director David P. Osborn Management For Voted - For
1i Elect Director Gretchen W. Price Management For Voted - For
1j Elect Director John J. Schiff, Jr. Management For Voted - For
1k Elect Director Thomas R. Schiff Management For Voted - For
1l Elect Director Douglas S. Skidmore Management For Voted - For
1m Elect Director Kenneth W. Stecher Management For Voted - For
1n Elect Director John F. Steele, Jr. Management For Voted - For
1o Elect Director Larry R. Webb Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
CINTAS CORPORATION
CUSIP: 172908105 TICKER: CTAS
Meeting Date: 22-Oct-13 Meeting Type: Annual
1a Elect Director Gerald S. Adolph Management For Voted - For
1b Elect Director John F. Barrett Management For Voted - For
1c Elect Director Melanie W. Barstad Management For Voted - For
1d Elect Director Richard T. Farmer Management For Voted - For
1e Elect Director Scott D. Farmer Management For Voted - For
1f Elect Director James J. Johnson Management For Voted - For
1g Elect Director Robert J. Kohlhepp Management For Voted - For
1h Elect Director Joseph Scaminace Management For Voted - For
1i Elect Director Ronald W. Tysoe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
259
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CISCO SYSTEMS, INC.
CUSIP: 17275R102 TICKER: CSCO
Meeting Date: 19-Nov-13 Meeting Type: Annual
1a Elect Director Carol A. Bartz Management For Voted - For
1b Elect Director Marc Benioff Management For Voted - For
1c Elect Director Gregory Q. Brown Management For Voted - For
1d Elect Director M. Michele Burns Management For Voted - For
1e Elect Director Michael D. Capellas Management For Voted - For
1f Elect Director John T. Chambers Management For Voted - For
1g Elect Director Brian L. Halla Management For Voted - For
1h Elect Director John L. Hennessy Management For Voted - For
1i Elect Director Kristina M. Johnson Management For Voted - For
1j Elect Director Roderick C. McGeary Management For Voted - For
1k Elect Director Arun Sarin Management For Voted - For
1l Elect Director Steven M. West Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Approve Proxy Advisor Competition Shareholder Against Voted - Against
CITIGROUP INC.
CUSIP: 172967424 TICKER: C
Meeting Date: 22-Apr-14 Meeting Type: Annual
1a Elect Director Michael L. Corbat Management For Voted - For
1b Elect Director Duncan P. Hennes Management For Voted - For
1c Elect Director Franz B. Humer Management For Voted - For
1d Elect Director Eugene M. McQuade Management For Voted - For
1e Elect Director Michael E. O'Neill Management For Voted - For
1f Elect Director Gary M. Reiner Management For Voted - For
1g Elect Director Judith Rodin Management For Voted - For
1h Elect Director Robert L. Ryan Management For Voted - For
1i Elect Director Anthony M. Santomero Management For Voted - For
1j Elect Director Joan E. Spero Management For Voted - For
1k Elect Director Diana L. Taylor Management For Voted - For
1l Elect Director William S. Thompson, Jr. Management For Voted - For
1m Elect Director James S. Turley Management For Voted - For
1n Elect Director Ernesto Zedillo Ponce de Leon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - Against
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
260
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Amend Director Indemnifications Provisions Shareholder Against Voted - Against
8 Adopt Proxy Access Right Shareholder Against Voted - Against
CITRIX SYSTEMS, INC.
CUSIP: 177376100 TICKER: CTXS
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director Robert D. Daleo Management For Voted - For
1b Elect Director Murray J. Demo Management For Voted - For
1c Elect Director Asiff S. Hirji Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CME GROUP INC.
CUSIP: 12572Q105 TICKER: CME
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Terrence A. Duffy Management For Voted - For
1b Elect Director Phupinder S. Gill Management For Voted - For
1c Elect Director Timothy S. Bitsberger Management For Voted - For
1d Elect Director Charles P. Carey Management For Voted - For
1e Elect Director Dennis H. Chookaszian Management For Voted - For
1f Elect Director Martin J. Gepsman Management For Voted - For
1g Elect Director Larry G. Gerdes Management For Voted - For
1h Elect Director Daniel R. Glickman Management For Voted - For
1i Elect Director J. Dennis Hastert Management For Voted - For
1j Elect Director Leo Melamed Management For Voted - For
1k Elect Director William P. Miller, II Management For Voted - For
1l Elect Director James E. Oliff Management For Voted - For
1m Elect Director Edemir Pinto Management For Voted - For
1n Elect Director Alex J. Pollock Management For Voted - For
1o Elect Director John F. Sandner Management For Voted - For
1p Elect Director Terry L. Savage Management For Voted - For
1q Elect Director William R. Shepard Management For Voted - For
1r Elect Director Dennis A. Suskind Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Amend Certificate of Incorporation Reducing the
Number of Class B Directors from Six to Three Management For Voted - For
261
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CMS ENERGY CORPORATION
CUSIP: 125896100 TICKER: CMS
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Jon E. Barfield Management For Voted - For
1.2 Elect Director Kurt L. Darrow Management For Voted - For
1.3 Elect Director Stephen E. Ewing Management For Voted - For
1.4 Elect Director Richard M. Gabrys Management For Voted - For
1.5 Elect Director William D. Harvey Management For Voted - For
1.6 Elect Director David W. Joos Management For Voted - For
1.7 Elect Director Philip R. Lochner, Jr. Management For Voted - For
1.8 Elect Director John G. Russell Management For Voted - For
1.9 Elect Director Kenneth L. Way Management For Voted - For
1.10 Elect Director Laura H. Wright Management For Voted - For
1.11 Elect Director John B. Yasinsky Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Executive Incentive Bonus Plan Management For Voted - For
COACH, INC.
CUSIP: 189754104 TICKER: COH
Meeting Date: 07-Nov-13 Meeting Type: Annual
1.1 Elect Director Lew Frankfort Management For Voted - For
1.2 Elect Director Susan Kropf Management For Voted - For
1.3 Elect Director Gary Loveman Management For Voted - For
1.4 Elect Director Victor Luis Management For Voted - For
1.5 Elect Director Ivan Menezes Management For Voted - For
1.6 Elect Director Irene Miller Management For Voted - For
1.7 Elect Director Michael Murphy Management For Voted - For
1.8 Elect Director Stephanie Tilenius Management For Voted - For
1.9 Elect Director Jide Zeitlin Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
COCA-COLA ENTERPRISES, INC.
CUSIP: 19122T109 TICKER: CCE
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Jan Bennink Management For Voted - For
1.2 Elect Director John F. Brock Management For Voted - For
262
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Calvin Darden Management For Voted - For
1.4 Elect Director L. Phillip Humann Management For Voted - For
1.5 Elect Director Orrin H. Ingram, II Management For Voted - For
1.6 Elect Director Thomas H. Johnson Management For Voted - For
1.7 Elect Director Suzanne B. Labarge Management For Voted - For
1.8 Elect Director Veronique Morali Management For Voted - For
1.9 Elect Director Andrea L. Saia Management For Voted - For
1.10 Elect Director Garry Watts Management For Voted - For
1.11 Elect Director Curtis R. Welling Management For Voted - For
1.12 Elect Director Phoebe A. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
CUSIP: 192446102 TICKER: CTSH
Meeting Date: 03-Jun-14 Meeting Type: Annual
1a Elect Director Michael Patsalos-Fox Management For Voted - For
1b Elect Director Robert E. Weissman Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
COLGATE-PALMOLIVE COMPANY
CUSIP: 194162103 TICKER: CL
Meeting Date: 09-May-14 Meeting Type: Annual
1a Elect Director Nikesh Arora Management For Voted - For
1b Elect Director John T. Cahill Management For Voted - For
1c Elect Director Ian Cook Management For Voted - For
1d Elect Director Helene D. Gayle Management For Voted - For
1e Elect Director Ellen M. Hancock Management For Voted - For
1f Elect Director Joseph Jimenez Management For Voted - For
1g Elect Director Richard J. Kogan Management For Voted - For
1h Elect Director Delano E. Lewis Management For Voted - For
1i Elect Director J. Pedro Reinhard Management For Voted - For
1j Elect Director Stephen I. Sadove Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention Shareholder Against Voted - For
263
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COMCAST CORPORATION
CUSIP: 20030N101 TICKER: CMCSA
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Kenneth J. Bacon Management For Voted - For
1.2 Elect Director Sheldon M. Bonovitz Management For Voted - For
1.3 Elect Director Edward D. Breen Management For Voted - For
1.4 Elect Director Joseph J. Collins Management For Voted - For
1.5 Elect Director J. Michael Cook Management For Voted - For
1.6 Elect Director Gerald L. Hassell Management For Voted - For
1.7 Elect Director Jeffrey A. Honickman Management For Voted - For
1.8 Elect Director Eduardo G. Mestre Management For Voted - For
1.9 Elect Director Brian L. Roberts Management For Voted - For
1.10 Elect Director Ralph J. Roberts Management For Voted - For
1.11 Elect Director Johnathan A. Rodgers Management For Voted - For
1.12 Elect Director Judith Rodin Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
COMERICA INCORPORATED
CUSIP: 200340107 TICKER: CMA
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Ralph W. Babb, Jr. Management For Voted - For
1.2 Elect Director Roger A. Cregg Management For Voted - For
1.3 Elect Director T. Kevin DeNicola Management For Voted - For
1.4 Elect Director Jacqueline P. Kane Management For Voted - For
1.5 Elect Director Richard G. Lindner Management For Voted - For
1.6 Elect Director Alfred A. Piergallini Management For Voted - For
1.7 Elect Director Robert S. Taubman Management For Voted - For
1.8 Elect Director Reginald M. Turner, Jr. Management For Voted - For
1.9 Elect Director Nina G. Vaca Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CONOCOPHILLIPS
CUSIP: 20825C104 TICKER: COP
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Richard L. Armitage Management For Voted - For
1b Elect Director Richard H. Auchinleck Management For Voted - For
264
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Charles E. Bunch Management For Voted - For
1d Elect Director James E. Copeland, Jr. Management For Voted - For
1e Elect Director Jody L. Freeman Management For Voted - For
1f Elect Director Gay Huey Evans Management For Voted - For
1g Elect Director Ryan M. Lance Management For Voted - For
1h Elect Director Robert A. Niblock Management For Voted - For
1i Elect Director Harald J. Norvik Management For Voted - For
1j Elect Director William E. Wade, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Adopt Quantitative GHG Goals for Operations Shareholder Against Voted - For
CONSOL ENERGY INC.
CUSIP: 20854P109 TICKER: CNX
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director J. Brett Harvey Management For Voted - For
1.2 Elect Director Nicholas J. Deiuliis Management For Voted - For
1.3 Elect Director Philip W. Baxter Management For Vote Withheld
1.4 Elect Director James E. Altmeyer, Sr. Management For Voted - For
1.5 Elect Director Alvin R. Carpenter Management For Voted - For
1.6 Elect Director William E. Davis Management For Voted - For
1.7 Elect Director Raj K. Gupta Management For Voted - For
1.8 Elect Director David C. Hardesty, Jr. Management For Voted - For
1.9 Elect Director Maureen E. Lally-Green Management For Voted - For
1.10 Elect Director John T. Mills Management For Vote Withheld
1.11 Elect Director William P. Powell Management For Voted - For
1.12 Elect Director Joseph T. Williams Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Political Contributions Shareholder Against Voted - For
5 Report on Financial Risks of Climate Change Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
CONSOLIDATED EDISON, INC.
CUSIP: 209115104 TICKER: ED
Meeting Date: 19-May-14 Meeting Type: Annual
1a Elect Director Kevin Burke Management For Voted - For
1b Elect Director Vincent A. Calarco Management For Voted - For
1c Elect Director George Campbell, Jr. Management For Voted - For
1d Elect Director Michael J. Del Giudice Management For Voted - For
1e Elect Director Ellen V. Futter Management For Voted - For
265
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director John F. Hennessy, III Management For Voted - For
1g Elect Director John F. Killian Management For Voted - For
1h Elect Director John McAvoy Management For Voted - For
1i Elect Director Armando J. Olivera Management For Voted - For
1j Elect Director Sally H. Pinero Management For Voted - For
1k Elect Director Michael W. Ranger Management For Voted - For
1l Elect Director L. Frederick Sutherland Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CORNING INCORPORATED
CUSIP: 219350105 TICKER: GLW
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Stephanie A. Burns Management For Voted - For
1.2 Elect Director John A. Canning, Jr. Management For Voted - For
1.3 Elect Director Richard T. Clark Management For Voted - For
1.4 Elect Director Robert F. Cummings, Jr. Management For Voted - For
1.5 Elect Director James B. Flaws Management For Voted - For
1.6 Elect Director Deborah A. Henretta Management For Voted - For
1.7 Elect Director Kurt M. Landgraf Management For Voted - For
1.8 Elect Director Kevin J. Martin Management For Voted - For
1.9 Elect Director Deborah D. Rieman Management For Voted - For
1.10 Elect Director Hansel E. Tookes, II Management For Voted - For
1.11 Elect Director Wendell P. Weeks Management For Voted - For
1.12 Elect Director Mark S. Wrighton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
COSTCO WHOLESALE CORPORATION
CUSIP: 22160K105 TICKER: COST
Meeting Date: 30-Jan-14 Meeting Type: Annual
1.1 Elect Director Susan L. Decker Management For Vote Withheld
1.2 Elect Director Richard M. Libenson Management For Vote Withheld
1.3 Elect Director John W. Meisenbach Management For Vote Withheld
1.4 Elect Director Charles T. Munger Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Simple Majority Vote Shareholder Against Voted - For
5 Declassify the Board of Directors Management None Voted - For
266
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COVIDIEN PLC
CUSIP: G2554F113 TICKER: COV
Meeting Date: 19-Mar-14 Meeting Type: Annual
1a Elect Director Jose E. Almeida Management For Voted - For
1b Elect Director Joy A. Amundson Management For Voted - For
1c Elect Director Craig Arnold Management For Voted - For
1d Elect Director Robert H. Brust Management For Voted - For
1e Elect Director Christopher J. Coughlin Management For Voted - For
1f Elect Director Randall J. Hogan, III Management For Voted - For
1g Elect Director Martin D. Madaus Management For Voted - For
1h Elect Director Dennis H. Reilley Management For Voted - For
1i Elect Director Stephen H. Rusckowski Management For Voted - For
1j Elect Director Joseph A. Zaccagnino Management For Voted - For
2 Approve Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Authorize Market Purchases of Ordinary Shares Management For Voted - For
5 Authorize the Price Range at which the Company can
Reissue Shares that it holds as Treasury Shares Management For Voted - For
6 Renew Director's Authority to Issue Shares Management For Voted - Against
7 Renew Director's Authority to Issue Shares for Cash Management For Voted - Against
CROWN CASTLE INTERNATIONAL CORP.
CUSIP: 228227104 TICKER: CCI
Meeting Date: 30-May-14 Meeting Type: Annual
1a Elect Director P. Robert Bartolo Management For Voted - For
1b Elect Director Dale N. Hatfield Management For Voted - For
1c Elect Director Lee W. Hogan Management For Voted - For
1d Elect Director Robert F. McKenzie Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CSX CORPORATION
CUSIP: 126408103 TICKER: CSX
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Donna M. Alvarado Management For Voted - For
1b Elect Director John B. Breaux Management For Voted - For
1c Elect Director Pamela L. Carter Management For Voted - For
1d Elect Director Steven T. Halverson Management For Voted - For
1e Elect Director Edward J. Kelly, III Management For Voted - For
267
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Gilbert H. Lamphere Management For Voted - For
1g Elect Director John D. McPherson Management For Voted - For
1h Elect Director Timothy T. O'Toole Management For Voted - For
1i Elect Director David M. Ratcliffe Management For Voted - For
1j Elect Director Donald J. Shepard Management For Voted - For
1k Elect Director Michael J. Ward Management For Voted - For
1l Elect Director J.C. Watts, Jr. Management For Voted - For
1m Elect Director J. Steven Whisler Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
CUMMINS INC.
CUSIP: 231021106 TICKER: CMI
Meeting Date: 13-May-14 Meeting Type: Annual
1 Elect Director N. Thomas Linebarger Management For Voted - For
2 Elect Director William I. Miller Management For Voted - For
3 Elect Director Alexis M. Herman Management For Voted - For
4 Elect Director Georgia R. Nelson Management For Voted - For
5 Elect Director Robert K. Herdman Management For Voted - For
6 Elect Director Robert J. Bernhard Management For Voted - For
7 Elect Director Franklin R. Chang Diaz Management For Voted - For
8 Elect Director Stephen B. Dobbs Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
10 Ratify Auditors Management For Voted - For
11 Provide For Confidential Running Vote Tallies Shareholder Against Voted - For
CVS CAREMARK CORPORATION
CUSIP: 126650100 TICKER: CVS
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director C. David Brown, II Management For Voted - For
1.2 Elect Director Nancy-Ann M. DeParle Management For Voted - For
1.3 Elect Director David W. Dorman Management For Voted - For
1.4 Elect Director Anne M. Finucane Management For Voted - For
1.5 Elect Director Larry J. Merlo Management For Voted - For
1.6 Elect Director Jean-Pierre Millon Management For Voted - For
1.7 Elect Director Richard J. Swift Management For Voted - For
1.8 Elect Director William C. Weldon Management For Voted - For
1.9 Elect Director Tony L. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
268
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
D.R. HORTON, INC.
CUSIP: 23331A109 TICKER: DHI
Meeting Date: 23-Jan-14 Meeting Type: Annual
1a Elect Director Donald R. Horton Management For Voted - For
1b Elect Director Barbara K. Allen Management For Voted - For
1c Elect Director Bradley S. Anderson Management For Voted - For
1d Elect Director Michael R. Buchanan Management For Voted - For
1e Elect Director Michael W. Hewatt Management For Voted - For
1f Elect Director Donald J. Tomnitz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
DANAHER CORPORATION
CUSIP: 235851102 TICKER: DHR
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director H. Lawrence Culp, Jr. Management For Voted - For
1.2 Elect Director Donald J. Ehrlich Management For Voted - For
1.3 Elect Director Linda Hefner Filler Management For Voted - For
1.4 Elect Director Teri List-Stoll Management For Voted - For
1.5 Elect Director Walter G. Lohr, Jr. Management For Voted - For
1.6 Elect Director Mitchell P. Rales Management For Voted - For
1.7 Elect Director Steven M. Rales Management For Voted - For
1.8 Elect Director John T. Schwieters Management For Voted - For
1.9 Elect Director Alan G. Spoon Management For Voted - For
1.10 Elect Director Elias A. Zerhouni Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
DARDEN RESTAURANTS, INC.
CUSIP: 237194105 TICKER: DRI
Meeting Date: 30-Apr-14 Meeting Type: Special
1 Revoke Consent to Request Special Meeting Shareholder For Do Not Vote
1 Consent to Request Special Meeting Shareholder For Voted - For
269
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DAVITA HEALTHCARE PARTNERS INC.
CUSIP: 23918K108 TICKER: DVA
Meeting Date: 17-Jun-14 Meeting Type: Annual
1a Elect Director Pamela M. Arway Management For Voted - For
1b Elect Director Charles G. Berg Management For Voted - For
1c Elect Director Carol Anthony (John) Davidson Management For Voted - For
1d Elect Director Paul J. Diaz Management For Voted - For
1e Elect Director Peter T. Grauer Management For Voted - For
1f Elect Director Robert J. Margolis Management For Voted - For
1g Elect Director John M. Nehra Management For Voted - For
1h Elect Director William L. Roper Management For Voted - For
1i Elect Director Kent J. Thiry Management For Voted - For
1j Elect Director Roger J. Valine Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
DEERE & COMPANY
CUSIP: 244199105 TICKER: DE
Meeting Date: 26-Feb-14 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Crandall C. Bowles Management For Voted - For
1c Elect Director Vance D. Coffman Management For Voted - For
1d Elect Director Charles O. Holliday, Jr. Management For Voted - For
1e Elect Director Dipak C. Jain Management For Voted - For
1f Elect Director Clayton M. Jones Management For Voted - For
1g Elect Director Joachim Milberg Management For Voted - For
1h Elect Director Richard B. Myers Management For Voted - For
1i Elect Director Gregory R. Page Management For Voted - For
1j Elect Director Thomas H. Patrick Management For Voted - For
1k Elect Director Sherry M. Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
DELL INC.
CUSIP: 24702R101 TICKER: DELL
Meeting Date: 12-Sep-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
270
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Adjourn Meeting Management For Voted - For
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
Meeting Date: 17-Oct-13 Meeting Type: Annual
1.1 Elect Director Donald J. Carty Management For Voted - For
1.2 Elect Director Janet F. Clark Management For Voted - For
1.3 Elect Director Laura Conigliaro Management For Voted - For
1.4 Elect Director Michael S. Dell Management For Voted - For
1.5 Elect Director Kenneth M. Duberstein Management For Voted - For
1.6 Elect Director Gerard J. Kleisterlee Management For Voted - For
1.7 Elect Director Klaus S. Luft Management For Voted - For
1.8 Elect Director Alex J. Mandl Management For Voted - For
1.9 Elect Director Shantanu Narayen Management For Voted - For
1.10 Elect Director H. Ross Perot, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
DELPHI AUTOMOTIVE PLC
CUSIP: G27823106 TICKER: DLPH
Meeting Date: 03-Apr-14 Meeting Type: Annual
1.1 Elect Gary L. Cowger as a Director Management For Voted - For
1.2 Elect Nicholas M. Donofrio as a Director Management For Voted - For
1.3 Elect Mark P. Frissora as a Director Management For Voted - For
1.4 Elect Rajiv L. Gupta as a Director Management For Voted - For
1.5 Elect John A. Krol as a Director Management For Voted - For
1.6 Elect J. Randall MacDonald as a Director Management For Voted - For
1.7 Elect Sean O. Mahoney as a Director Management For Voted - For
1.8 Elect Rodney O'Neal as a Director Management For Voted - For
1.9 Elect Thomas W. Sidlik as a Director Management For Voted - For
1.10 Elect Bernd Wiedemann as a Director Management For Voted - For
1.11 Elect Lawrence A. Zimmerman as a Director Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DELTA AIR LINES, INC.
CUSIP: 247361702 TICKER: DAL
Meeting Date: 27-Jun-14 Meeting Type: Annual
1a Elect Director Richard H. Anderson Management For Voted - For
271
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Edward H. Bastian Management For Voted - For
1c Elect Director Roy J. Bostock Management For Voted - For
1d Elect Director John S. Brinzo Management For Voted - For
1e Elect Director Daniel A. Carp Management For Voted - For
1f Elect Director David G. DeWalt Management For Voted - For
1g Elect Director William H. Easter, III Management For Voted - For
1h Elect Director Mickey P. Foret Management For Voted - For
1i Elect Director Shirley C. Franklin Management For Voted - For
1j Elect Director David R. Goode Management For Voted - For
1k Elect Director George N. Mattson Management For Voted - For
1l Elect Director Paula Rosput Reynolds Management For Voted - For
1m Elect Director Kenneth C. Rogers Management For Voted - For
1n Elect Director Kenneth B. Woodrow Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Increase in Size of Board Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
DENBURY RESOURCES INC.
CUSIP: 247916208 TICKER: DNR
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Wieland F. Wettstein Management For Voted - For
1.2 Elect Director Michael L. Beatty Management For Voted - For
1.3 Elect Director Michael B. Decker Management For Voted - For
1.4 Elect Director John P. Dielwart Management For Voted - For
1.5 Elect Director Ronald G. Greene Management For Voted - For
1.6 Elect Director Gregory L. McMichael Management For Voted - For
1.7 Elect Director Kevin O. Meyers Management For Voted - For
1.8 Elect Director Phil Rykhoek Management For Voted - For
1.9 Elect Director Randy Stein Management For Voted - For
1.10 Elect Director Laura A. Sugg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
DENTSPLY INTERNATIONAL INC.
CUSIP: 249030107 TICKER: XRAY
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Michael C. Alfano Management For Voted - For
1b Elect Director Eric K. Brandt Management For Voted - For
1c Elect Director William F. Hecht Management For Voted - For
1d Elect Director Francis J. Lunger Management For Voted - For
2 Ratify Auditors Management For Voted - For
272
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DEVON ENERGY CORPORATION
CUSIP: 25179M103 TICKER: DVN
Meeting Date: 04-Jun-14 Meeting Type: Annual
1.1 Elect Director Barbara M. Baumann Management For Voted - For
1.2 Elect Director John E. Bethancourt Management For Voted - For
1.3 Elect Director Robert H. Henry Management For Voted - For
1.4 Elect Director John A. Hill Management For Voted - For
1.5 Elect Director Michael M. Kanovsky Management For Voted - For
1.6 Elect Director Robert A. Mosbacher, Jr. Management For Voted - For
1.7 Elect Director J. Larry Nichols Management For Voted - For
1.8 Elect Director Duane C. Radtke Management For Voted - For
1.9 Elect Director Mary P. Ricciardello Management For Voted - For
1.10 Elect Director John Richels Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Financial Risks of Climate Change Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Review Public Policy Advocacy on Climate Change Shareholder Against Voted - For
DIAMOND OFFSHORE DRILLING, INC.
CUSIP: 25271C102 TICKER: DO
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director James S. Tisch Management For Voted - Against
1.2 Elect Director Marc Edwards Management For Voted - Against
1.3 Elect Director John R. Bolton Management For Voted - For
1.4 Elect Director Charles L. Fabrikant Management For Voted - For
1.5 Elect Director Paul G. Gaffney, II Management For Voted - For
1.6 Elect Director Edward Grebow Management For Voted - For
1.7 Elect Director Herbert C. Hofmann Management For Voted - Against
1.8 Elect Director Kenneth I. Siegel Management For Voted - Against
1.9 Elect Director Clifford M. Sobel Management For Voted - For
1.10 Elect Director Andrew H. Tisch Management For Voted - Against
1.11 Elect Director Raymond S. Troubh Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Adopt Policy and Report on Board Diversity Shareholder Against Voted - For
273
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DIRECTV
CUSIP: 25490A309 TICKER: DTV
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director Neil Austrian Management For Voted - For
1b Elect Director Ralph Boyd, Jr. Management For Voted - For
1c Elect Director Abelardo Bru Management For Voted - For
1d Elect Director David Dillon Management For Voted - For
1e Elect Director Samuel DiPiazza, Jr. Management For Voted - For
1f Elect Director Dixon Doll Management For Voted - For
1g Elect Director Charles Lee Management For Voted - For
1h Elect Director Peter Lund Management For Voted - For
1i Elect Director Nancy Newcomb Management For Voted - For
1j Elect Director Lorrie Norrington Management For Voted - For
1k Elect Director Anthony Vinciquerra Management For Voted - For
1l Elect Director Michael White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
DISCOVER FINANCIAL SERVICES
CUSIP: 254709108 TICKER: DFS
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Aronin Management For Voted - For
1.2 Elect Director Mary K. Bush Management For Voted - For
1.3 Elect Director Gregory C. Case Management For Voted - For
1.4 Elect Director Candace H. Duncan Management For Voted - For
1.5 Elect Director Cynthia A. Glassman Management For Voted - For
1.6 Elect Director Richard H. Lenny Management For Voted - For
1.7 Elect Director Thomas G. Maheras Management For Voted - For
1.8 Elect Director Michael H. Moskow Management For Voted - For
1.9 Elect Director David W. Nelms Management For Voted - For
1.10 Elect Director Mark A. Thierer Management For Voted - For
1.11 Elect Director Lawrence A. Weinbach Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
274
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DISCOVERY COMMUNICATIONS, INC.
CUSIP: 25470F104 TICKER: DISCA
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Robert R. Bennett Management For Vote Withheld
1.2 Elect Director John C. Malone Management For Vote Withheld
1.3 Elect Director David M. Zaslav Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
DOLLAR GENERAL CORPORATION
CUSIP: 256677105 TICKER: DG
Meeting Date: 29-May-14 Meeting Type: Annual
1a Elect Director Warren F. Bryant Management For Voted - For
1b Elect Director Michael M. Calbert Management For Voted - For
1c Elect Director Sandra B. Cochran Management For Voted - For
1d Elect Director Richard W. Dreiling Management For Voted - For
1e Elect Director Patricia D. Fili-Krushel Management For Voted - For
1f Elect Director William C. Rhodes, III Management For Voted - For
1g Elect Director David B. Rickard Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
DOLLAR TREE, INC.
CUSIP: 256746108 TICKER: DLTR
Meeting Date: 19-Jun-14 Meeting Type: Annual
1.1 Elect Director Arnold S. Barron Management For Voted - For
1.2 Elect Director Macon F. Brock, Jr. Management For Voted - For
1.3 Elect Director Mary Anne Citrino Management For Voted - For
1.4 Elect Director H. Ray Compton Management For Voted - For
1.5 Elect Director Conrad M. Hall Management For Voted - For
1.6 Elect Director Lemuel E. Lewis Management For Voted - For
1.7 Elect Director J. Douglas Perry Management For Voted - For
1.8 Elect Director Bob Sasser Management For Voted - For
1.9 Elect Director Thomas A. Saunders III Management For Voted - For
1.10 Elect Director Thomas E. Whiddon Management For Voted - For
1.11 Elect Director Carl P. Zeithaml Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
275
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
DOMINION RESOURCES, INC.
CUSIP: 25746U109 TICKER: D
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director William P. Barr Management For Voted - For
1.2 Elect Director Peter W. Brown Management For Voted - For
1.3 Elect Director Helen E. Dragas Management For Voted - For
1.4 Elect Director James O. Ellis, Jr. Management For Voted - For
1.5 Elect Director Thomas F. Farrell, II Management For Voted - For
1.6 Elect Director John W. Harris Management For Voted - Against
1.7 Elect Director Mark J. Kington Management For Voted - For
1.8 Elect Director Pamela J. Royal Management For Voted - For
1.9 Elect Director Robert H. Spilman, Jr. Management For Voted - For
1.10 Elect Director Michael E. Szymanczyk Management For Voted - For
1.11 Elect Director David A. Wollard Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Report on Financial and Physical Risks of Climate
Change Shareholder Against Voted - For
7 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
8 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
9 Report on Environmental Impacts of Biomass and
Assess Risks Shareholder Against Voted - For
10 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
DOVER CORPORATION
CUSIP: 260003108 TICKER: DOV
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Robert W. Cremin Management For Voted - For
1b Elect Director Jean-Pierre M. Ergas Management For Voted - For
1c Elect Director Peter T. Francis Management For Voted - For
1d Elect Director Kristiane C. Graham Management For Voted - For
1e Elect Director Michael F. Johnston Management For Voted - For
1f Elect Director Robert A. Livingston Management For Voted - For
1g Elect Director Richard K. Lochridge Management For Voted - For
1h Elect Director Bernard G. Rethore Management For Voted - For
1i Elect Director Michael B. Stubbs Management For Voted - For
1j Elect Director Stephen M. Todd Management For Voted - For
276
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director Stephen K. Wagner Management For Voted - For
1l Elect Director Mary A. Winston Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Eliminate Supermajority Vote Requirement Management For Voted - For
6 Eliminate Supermajority Vote Requirement Management For Voted - For
7 Eliminate Supermajority Vote Requirement Management For Voted - For
8 Provide Right to Call Special Meeting Management For Voted - For
DR PEPPER SNAPPLE GROUP, INC.
CUSIP: 26138E109 TICKER: DPS
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director John L. Adams Management For Voted - For
1.2 Elect Director Joyce M. Roch[] Management For Voted - For
1.3 Elect Director Ronald G. Rogers Management For Voted - For
1.4 Elect Director Wayne R. Sanders Management For Voted - For
1.5 Elect Director Jack L. Stahl Management For Voted - For
1.6 Elect Director Larry D. Young Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Comprehensive Recycling Strategy for Beverage
Containers Shareholder Against Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
DTE ENERGY COMPANY
CUSIP: 233331107 TICKER: DTE
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Gerard M. Anderson Management For Voted - For
1.2 Elect Director Lillian Bauder Management For Voted - For
1.3 Elect Director David A. Brandon Management For Voted - For
1.4 Elect Director W. Frank Fountain, Jr. Management For Voted - For
1.5 Elect Director Charles G. McClure, Jr. Management For Voted - For
1.6 Elect Director Gail J. McGovern Management For Voted - For
1.7 Elect Director Mark A. Murray Management For Voted - For
1.8 Elect Director James B. Nicholson Management For Voted - For
1.9 Elect Director Charles W. Pryor, Jr. Management For Voted - For
1.10 Elect Director Josue Robles, Jr. Management For Voted - For
1.11 Elect Director Ruth G. Shaw Management For Voted - For
1.12 Elect Director David A. Thomas Management For Voted - For
1.13 Elect Director James H. Vandenberghe Management For Voted - For
2 Ratify Auditors Management For Voted - For
277
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
DUKE ENERGY CORPORATION
CUSIP: 26441C204 TICKER: DUK
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director G. Alex Bernhardt, Sr. Management For Voted - For
1.2 Elect Director Michael G. Browning Management For Voted - For
1.3 Elect Director Harris E. DeLoach, Jr. Management For Voted - For
1.4 Elect Director Daniel R. DiMicco Management For Voted - For
1.5 Elect Director John H. Forsgren Management For Voted - For
1.6 Elect Director Lynn J. Good Management For Voted - For
1.7 Elect Director Ann Maynard Gray Management For Voted - For
1.8 Elect Director James H. Hance, Jr. Management For Voted - For
1.9 Elect Director John T. Herron Management For Voted - For
1.10 Elect Director James B. Hyler, Jr. Management For Voted - For
1.11 Elect Director William E. Kennard Management For Voted - For
1.12 Elect Director E. Marie McKee Management For Voted - For
1.13 Elect Director E. James Reinsch Management For Voted - For
1.14 Elect Director James T. Rhodes Management For Voted - For
1.15 Elect Director Carlos A. Saladrigas Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Less than Unanimous Written
Consent Management For Voted - For
5 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
E*TRADE FINANCIAL CORPORATION
CUSIP: 269246401 TICKER: ETFC
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Richard J. Carbone Management For Voted - For
1b Elect Director Mohsen Z. Fahmi Management For Voted - For
1c Elect Director Christopher M. Flink Management For Voted - For
1d Elect Director Paul T. Idzik Management For Voted - For
1e Elect Director Frederick W. Kanner Management For Voted - For
1f Elect Director James Lam Management For Voted - For
1g Elect Director Rodger A. Lawson Management For Voted - For
1h Elect Director Rebecca Saeger Management For Voted - For
1i Elect Director Joseph L. Sclafani Management For Voted - For
1j Elect Director Joseph M. Velli Management For Voted - For
278
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director Donna L. Weaver Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
E. I. DU PONT DE NEMOURS AND COMPANY
CUSIP: 263534109 TICKER: DD
Meeting Date: 23-Apr-14 Meeting Type: Annual
1a Elect Director Lamberto Andreotti Management For Voted - For
1b Elect Director Richard H. Brown Management For Voted - For
1c Elect Director Robert A. Brown Management For Voted - For
1d Elect Director Bertrand P. Collomb Management For Voted - For
1e Elect Director Curtis J. Crawford Management For Voted - For
1f Elect Director Alexander M. Cutler Management For Voted - For
1g Elect Director Eleuthere I. du Pont Management For Voted - For
1h Elect Director Marillyn A. Hewson Management For Voted - For
1i Elect Director Lois D. Juliber Management For Voted - For
1j Elect Director Ellen J. Kullman Management For Voted - For
1k Elect Director Lee M. Thomas Management For Voted - For
1l Elect Director Patrick J. Ward Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prohibit Political Contributions Shareholder Against Voted - Against
5 Report on Herbicide Use on GMO Crops Shareholder Against Voted - Against
6 Establish Committee on Plant Closures Shareholder Against Voted - Against
7 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
EASTMAN CHEMICAL COMPANY
CUSIP: 277432100 TICKER: EMN
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Humberto P. Alfonso Management For Voted - For
1.2 Elect Director Gary E. Anderson Management For Voted - For
1.3 Elect Director Brett D. Begemann Management For Voted - For
1.4 Elect Director Michael P. Connors Management For Voted - For
1.5 Elect Director Mark J. Costa Management For Voted - For
1.6 Elect Director Stephen R. Demeritt Management For Voted - For
1.7 Elect Director Robert M. Hernandez Management For Voted - For
1.8 Elect Director Julie F. Holder Management For Voted - For
1.9 Elect Director Renee J. Hornbaker Management For Voted - For
1.10 Elect Director Lewis M. Kling Management For Voted - For
1.11 Elect Director David W. Raisbeck Management For Voted - For
1.12 Elect Director James P. Rogers Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
279
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Auditors Management For Voted - For
EATON CORPORATION PLC
CUSIP: G29183103 TICKER: ETN
Meeting Date: 23-Apr-14 Meeting Type: Annual
1a Elect Director George S. Barrett Management For Voted - For
1b Elect Director Todd M. Bluedorn Management For Voted - For
1c Elect Director Christopher M. Connor Management For Voted - For
1d Elect Director Michael J. Critelli Management For Voted - For
1e Elect Director Alexander M. Cutler Management For Voted - For
1f Elect Director Charles E. Golden Management For Voted - For
1g Elect Director Linda A. Hill Management For Voted - For
1h Elect Director Arthur E. Johnson Management For Voted - For
1i Elect Director Ned C. Lautenbach Management For Voted - For
1j Elect Director Deborah L. McCoy Management For Voted - For
1k Elect Director Gregory R. Page Management For Voted - For
1l Elect Director Gerald B. Smith Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approval of Overseas Market Purchases of the
Company Shares Management For Voted - For
EBAY INC.
CUSIP: 278642103 TICKER: EBAY
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Fred D. Anderson Management For Voted - For
1.2 Elect Director Edward W. Barnholt Management For Voted - For
1.3 Elect Director Scott D. Cook Management For Voted - For
1.4 Elect Director John J. Donahoe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Vote on Company's Spin Off (Withdrawn) Shareholder Non-Voting
ECOLAB INC.
CUSIP: 278865100 TICKER: ECL
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Election Of Director Douglas M. Baker, Jr. Management For Voted - For
1.2 Election Of Director Barbara J. Beck Management For Voted - For
1.3 Election Of Director Leslie S. Biller Management For Voted - For
280
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Election Of Director Carl M. Casale Management For Voted - For
1.5 Election Of Director Stephen I. Chazen Management For Voted - For
1.6 Election Of Director Jerry A. Grundhofer Management For Voted - For
1.7 Election Of Director Arthur J. Higgins Management For Voted - For
1.8 Election Of Director Joel W. Johnson Management For Voted - For
1.9 Election Of Director Michael Larson Management For Voted - For
1.10 Election Of Director Jerry W. Levin Management For Voted - For
1.11 Election Of Director Robert L. Lumpkins Management For Voted - For
1.12 Election Of Director Victoria J. Reich Management For Voted - For
1.13 Election Of Director Suzanne M. Vautrinot Management For Voted - For
1.14 Election Of Director John J. Zillmer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
EDISON INTERNATIONAL
CUSIP: 281020107 TICKER: EIX
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Jagjeet S. Bindra Management For Voted - For
1.2 Elect Director Vanessa C.L. Chang Management For Voted - For
1.3 Elect Director France A. Cordova - RESIGNED Management Non-Voting
1.4 Elect Director Theodore F. Craver, Jr. Management For Voted - For
1.5 Elect Director Bradford M. Freeman Management For Voted - For
1.6 Elect Director Luis G. Nogales Management For Voted - For
1.7 Elect Director Richard T. Schlosberg, III Management For Voted - For
1.8 Elect Director Linda G. Stuntz Management For Voted - For
1.9 Elect Director Thomas C. Sutton Management For Voted - For
1.10 Elect Director Ellen O. Tauscher Management For Voted - For
1.11 Elect Director Peter J. Taylor Management For Voted - For
1.12 Elect Director Brett White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
EDWARDS LIFESCIENCES CORPORATION
CUSIP: 28176E108 TICKER: EW
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director John T. Cardis Management For Voted - For
1b Elect Director David E.I. Pyott Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
281
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
5 Ratify Auditors Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - Against
ELI LILLY AND COMPANY
CUSIP: 532457108 TICKER: LLY
Meeting Date: 05-May-14 Meeting Type: Annual
1a Elect Director Michael L. Eskew Management For Voted - For
1b Elect Director Karen N. Horn Management For Voted - For
1c Elect Director William G. Kaelin, Jr. Management For Voted - For
1d Elect Director John C. Lechleiter Management For Voted - For
1e Elect Director Marschall S. Runge Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
EMC CORPORATION
CUSIP: 268648102 TICKER: EMC
Meeting Date: 30-Apr-14 Meeting Type: Annual
1a Elect Director Michael W. Brown Management For Voted - For
1b Elect Director Randolph L. Cowen Management For Voted - For
1c Elect Director Gail Deegan Management For Voted - For
1d Elect Director James S. DiStasio Management For Voted - For
1e Elect Director John R. Egan Management For Voted - For
1f Elect Director William D. Green Management For Voted - For
1g Elect Director Edmund F. Kelly Management For Voted - For
1h Elect Director Jami Miscik Management For Voted - For
1i Elect Director Paul Sagan Management For Voted - For
1j Elect Director David N. Strohm Management For Voted - For
1k Elect Director Joseph M. Tucci Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Screen Political Contributions for Consistency with
Corporate Values Shareholder Against Voted - Against
EMERSON ELECTRIC CO.
CUSIP: 291011104 TICKER: EMR
Meeting Date: 04-Feb-14 Meeting Type: Annual
1.1 Elect Director D. N. Farr Management For Voted - For
1.2 Elect Director H. Green Management For Voted - For
282
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director C. A. Peters Management For Voted - For
1.4 Elect Director J. W. Prueher Management For Voted - For
1.5 Elect Director A.A. Busch, III Management For Voted - For
1.6 Elect Director J. S. Turley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Sustainability Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
ENSCO PLC
CUSIP: G3157S106 TICKER: ESV
Meeting Date: 19-May-14 Meeting Type: Annual
1a Re-elect J. Roderick Clark as Director Management For Voted - For
1b Re-elect Roxanne J. Decyk as Director Management For Voted - For
1c Re-elect Mary E. Francis CBE as Director Management For Voted - For
1d Re-elect C. Christopher Gaut as Director Management For Voted - For
1e Re-elect Gerald W. Haddock as Director Management For Voted - For
1f Re-elect Francis S. Kalman as Director Management For Voted - For
1g Re-elect Daniel W. Rabun as Director Management For Voted - For
1h Re-elect Keith O. Rattie as Director Management For Voted - For
1i Re-elect Paul E. Rowsey, III as Director Management For Voted - For
2 Issue of Equity or Equity-Linked Securities with
Pre-emptive Rights Management For Voted - For
3 Reappoint KPMG LLP as Auditors of the Company Management For Voted - For
4 Reappoint KPMG Audit Plc as Auditors of the Company Management For Voted - For
5 Authorize Board to Fix Remuneration of Auditors Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration Report Management For Voted - For
8 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
9 Accept Financial Statements and Statutory Reports Management For Voted - For
10 Approve Capital Reorganisation Converting
Undistributable Reserves to Distributable Reserves Management For Voted - For
11 Issue of Equity or Equity-Linked Securities without
Pre-emptive Rights Management For Voted - For
ENTERGY CORPORATION
CUSIP: 29364G103 TICKER: ETR
Meeting Date: 02-May-14 Meeting Type: Annual
1a Elect Director Maureen Scannell Bateman Management For Voted - For
1b Elect Director Leo P. Denault Management For Voted - For
1c Elect Director Kirkland H. Donald Management For Voted - For
1d Elect Director Gary W. Edwards Management For Voted - For
283
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Alexis M. Herman Management For Voted - For
1f Elect Director Donald C. Hintz Management For Voted - For
1g Elect Director Stuart L. Levenick Management For Voted - For
1h Elect Director Blanche Lambert Lincoln Management For Voted - For
1i Elect Director Stewart C. Myers Management For Voted - For
1j Elect Director W.J. 'Billy' Tauzin Management For Voted - For
1k Elect Director Steven V. Wilkinson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Decommission Indian Point Nuclear Reactors Shareholder Against Voted - Against
5 Report on Major Nuclear Safety Concerns and NRC
Actions Shareholder Against Voted - Against
EOG RESOURCES, INC.
CUSIP: 26875P101 TICKER: EOG
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Janet F. Clark Management For Voted - For
1b Elect Director Charles R. Crisp Management For Voted - For
1c Elect Director James C. Day Management For Voted - For
1d Elect Director Mark G. Papa Management For Voted - For
1e Elect Director H. Leighton Steward Management For Voted - For
1f Elect Director Donald F. Textor Management For Voted - For
1g Elect Director William R. Thomas Management For Voted - For
1h Elect Director Frank G. Wisner Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
5 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
EQT CORPORATION
CUSIP: 26884L109 TICKER: EQT
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director Margaret K. Dorman Management For Voted - For
1.2 Elect Director David L. Porges Management For Voted - For
1.3 Elect Director James E. Rohr Management For Voted - For
1.4 Elect Director David S. Shapira Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Approve the Material Terms of Performance Goals for
Purposes of Internal Revenue Code Section 162(m) Management For Voted - For
284
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Ratify Auditors Management For Voted - For
EQUIFAX INC.
CUSIP: 294429105 TICKER: EFX
Meeting Date: 02-May-14 Meeting Type: Annual
1a Elect Director James E. Copeland, Jr. Management For Voted - For
1b Elect Director Robert D. Daleo Management For Voted - For
1c Elect Director Walter W. Driver, Jr. Management For Voted - For
1d Elect Director Mark L. Feidler Management For Voted - For
1e Elect Director L. Phillip Humann Management For Voted - For
1f Elect Director Robert D. Marcus Management For Voted - For
1g Elect Director Siri S. Marshall Management For Voted - For
1h Elect Director John A. McKinley Management For Voted - For
1i Elect Director Richard F. Smith Management For Voted - For
1j Elect Director Mark B. Templeton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
EQUITY RESIDENTIAL
CUSIP: 29476L107 TICKER: EQR
Meeting Date: 12-Jun-14 Meeting Type: Annual
1.1 Elect Director John W. Alexander Management For Voted - For
1.2 Elect Director Charles L. Atwood Management For Voted - For
1.3 Elect Director Linda Walker Bynoe Management For Voted - For
1.4 Elect Director Mary Kay Haben Management For Voted - For
1.5 Elect Director Bradley A. Keywell Management For Voted - For
1.6 Elect Director John E. Neal Management For Voted - For
1.7 Elect Director David J. Neithercut Management For Voted - For
1.8 Elect Director Mark S. Shapiro Management For Voted - For
1.9 Elect Director Gerald A. Spector Management For Voted - For
1.10 Elect Director B. Joseph White Management For Voted - For
1.11 Elect Director Samuel Zell Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
EXELON CORPORATION
CUSIP: 30161N101 TICKER: EXC
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Anthony K. Anderson Management For Voted - For
1b Elect Director Ann C. Berzin Management For Voted - For
285
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director John A. Canning, Jr. Management For Voted - For
1d Elect Director Christopher M. Crane Management For Voted - For
1e Elect Director Yves C. de Balmann Management For Voted - For
1f Elect Director Nicholas DeBenedictis Management For Voted - For
1g Elect Director Nelson A. Diaz Management For Voted - For
1h Elect Director Sue L. Gin Management For Voted - For
1i Elect Director Paul L. Joskow Management For Voted - For
1j Elect Director Robert J. Lawless Management For Voted - For
1k Elect Director Richard W. Mies Management For Voted - For
1l Elect Director William C. Richardson Management For Voted - For
1m Elect Director John W. Rogers, Jr. Management For Voted - For
1n Elect Director Mayo A. Shattuck, III Management For Voted - For
1o Elect Director Stephen D. Steinour Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Limit Executive Compensation Shareholder Against Voted - Against
EXPEDIA, INC.
CUSIP: 30212P303 TICKER: EXPE
Meeting Date: 17-Jun-14 Meeting Type: Annual
1.1 Elect Director A. George 'Skip' Battle Management For Voted - For
1.2 Elect Director Pamela L. Coe Management For Vote Withheld
1.3 Elect Director Barry Diller Management For Vote Withheld
1.4 Elect Director Jonathan L. Dolgen Management For Voted - For
1.5 Elect Director Craig A. Jacobson Management For Voted - For
1.6 Elect Director Victor A. Kaufman Management For Vote Withheld
1.7 Elect Director Peter M. Kern Management For Voted - For
1.8 Elect Director Dara Khosrowshahi Management For Vote Withheld
1.9 Elect Director John C. Malone Management For Vote Withheld
1.10 Elect Director Jose A. Tazon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
CUSIP: 302130109 TICKER: EXPD
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Peter J. Rose Management For Voted - For
1.2 Elect Director Robert R. Wright Management For Voted - For
1.3 Elect Director Mark A. Emmert Management For Voted - For
1.4 Elect Director R. Jordan Gates Management For Voted - For
1.5 Elect Director Dan P. Kourkoumelis Management For Voted - For
286
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Michael J. Malone Management For Voted - For
1.7 Elect Director John W. Meisenbach Management For Voted - For
1.8 Elect Director Jeffrey S. Musser Management For Voted - For
1.9 Elect Director Liane J. Pelletier Management For Voted - For
1.10 Elect Director James L.K. Wang Management For Voted - For
1.11 Elect Director Tay Yoshitani Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Approve Stock Option Plan Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Approve Restricted Stock Plan Management For Voted - For
6 Ratify Auditors Management For Voted - For
EXPRESS SCRIPTS HOLDING COMPANY
CUSIP: 30219G108 TICKER: ESRX
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Gary G. Benanav Management For Voted - For
1b Elect Director Maura C. Breen Management For Voted - For
1c Elect Director William J. DeLaney Management For Voted - For
1d Elect Director Nicholas J. LaHowchic Management For Voted - For
1e Elect Director Thomas P. Mac Mahon Management For Voted - For
1f Elect Director Frank Mergenthaler Management For Voted - For
1g Elect Director Woodrow A. Myers, Jr. Management For Voted - For
1h Elect Director John O. Parker, Jr. Management For Voted - For
1i Elect Director George Paz Management For Voted - For
1j Elect Director William L. Roper Management For Voted - For
1k Elect Director Seymour Sternberg Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
EXXON MOBIL CORPORATION
CUSIP: 30231G102 TICKER: XOM
Meeting Date: 28-May-14 Meeting Type: Annual
1.1 Elect Director Michael J. Boskin Management For Voted - For
1.2 Elect Director Peter Brabeck-Letmathe Management For Voted - For
1.3 Elect Director Ursula M. Burns Management For Voted - For
1.4 Elect Director Larry R. Faulkner Management For Voted - For
1.5 Elect Director Jay S. Fishman Management For Voted - For
1.6 Elect Director Henrietta H. Fore Management For Voted - For
1.7 Elect Director Kenneth C. Frazier Management For Voted - For
1.8 Elect Director William W. George Management For Voted - For
1.9 Elect Director Samuel J. Palmisano Management For Voted - For
1.10 Elect Director Steven S Reinemund Management For Voted - For
1.11 Elect Director Rex W. Tillerson Management For Voted - For
287
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.12 Elect Director William C. Weldon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
5 Limit Directors to a Maximum of Three Board
Memberships in Companies with Sales over $500
Million Annually Shareholder Against Voted - Against
6 Amend EEO Policy to Prohibit Discrimination Based
on Sexual Orientation and Gender Identity Shareholder Against Voted - Against
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
F5 NETWORKS, INC.
CUSIP: 315616102 TICKER: FFIV
Meeting Date: 13-Mar-14 Meeting Type: Annual
1a Elect Director A. Gary Ames Management For Voted - For
1b Elect Director Stephen Smith Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FACEBOOK, INC.
CUSIP: 30303M102 TICKER: FB
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Marc L. Andreessen Management For Voted - For
1.2 Elect Director Erskine B. Bowles Management For Voted - For
1.3 Elect Director Susan D. Desmond-Hellmann Management For Voted - For
1.4 Elect Director Donald E. Graham Management For Voted - For
1.5 Elect Director Reed Hastings Management For Voted - For
1.6 Elect Director Sheryl K. Sandberg Management For Vote Withheld
1.7 Elect Director Peter A. Thiel Management For Voted - For
1.8 Elect Director Mark Zuckerberg Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Screen Political Contributions for Consistency with
Corporate Values Shareholder Against Voted - Against
6 Assess Privacy and Advertising Policy Relating to
Childhood Obesity Shareholder Against Voted - Against
7 Report on Sustainability Shareholder Against Voted - For
288
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FAMILY DOLLAR STORES, INC.
CUSIP: 307000109 TICKER: FDO
Meeting Date: 16-Jan-14 Meeting Type: Annual
1.1 Elect Director Mark R. Bernstein Management For Voted - For
1.2 Elect Director Pamela L. Davies Management For Voted - For
1.3 Elect Director Sharon Allred Decker Management For Voted - For
1.4 Elect Director Edward C. Dolby Management For Voted - For
1.5 Elect Director Glenn A. Eisenberg Management For Voted - For
1.6 Elect Director Edward P. Garden Management For Voted - For
1.7 Elect Director Howard R. Levine Management For Voted - For
1.8 Elect Director George R. Mahoney, Jr. Management For Voted - For
1.9 Elect Director James G. Martin Management For Voted - For
1.10 Elect Director Harvey Morgan Management For Voted - For
1.11 Elect Director Dale C. Pond Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
FASTENAL COMPANY
CUSIP: 311900104 TICKER: FAST
Meeting Date: 22-Apr-14 Meeting Type: Annual
1a Elect Director Willard D. Oberton Management For Voted - For
1b Elect Director Michael M. Gostomski Management For Voted - For
1c Elect Director Michael J. Dolan Management For Voted - For
1d Elect Director Reyne K. Wisecup Management For Voted - For
1e Elect Director Hugh L. Miller Management For Voted - For
1f Elect Director Michael J. Ancius Management For Voted - For
1g Elect Director Scott A. Satterlee Management For Voted - For
1h Elect Director Rita J. Heise Management For Voted - For
1i Elect Director Darren R. Jackson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FIDELITY NATIONAL INFORMATION SERVICES, INC.
CUSIP: 31620M106 TICKER: FIS
Meeting Date: 28-May-14 Meeting Type: Annual
1a Elect Director David K. Hunt Management For Voted - For
1b Elect Director Richard N. Massey Management For Voted - For
1c Elect Director Leslie M. Muma Management For Voted - For
1d Elect Director James B. Stallings, Jr. Management For Voted - For
289
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Reduce Supermajority Vote Requirement Management For Voted - For
4 Ratify Auditors Management For Voted - For
FIFTH THIRD BANCORP
CUSIP: 316773100 TICKER: FITB
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director Nicholas K. Akins Management For Voted - For
1.2 Elect Director B. Evan Bayh, III Management For Voted - For
1.3 Elect Director Ulysses L. Bridgeman, Jr. Management For Voted - For
1.4 Elect Director Emerson L. Brumback Management For Voted - For
1.5 Elect Director James P. Hackett Management For Voted - For
1.6 Elect Director Gary R. Heminger Management For Voted - For
1.7 Elect Director Jewell D. Hoover Management For Voted - For
1.8 Elect Director Kevin T. Kabat Management For Voted - For
1.9 Elect Director Mitchel D. Livingston, Ph.D. Management For Voted - For
1.10 Elect Director Michael B. McCallister Management For Voted - For
1.11 Elect Director Hendrik G. Meijer Management For Voted - For
1.12 Elect Director Marsha C. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
FIRST SOLAR, INC.
CUSIP: 336433107 TICKER: FSLR
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Michael J. Ahearn Management For Voted - For
1.2 Elect Director Sharon L. Allen Management For Voted - For
1.3 Elect Director Richard D. Chapman Management For Voted - For
1.4 Elect Director George A. ('Chip') Hambro Management For Voted - For
1.5 Elect Director James A. Hughes Management For Voted - For
1.6 Elect Director Craig Kennedy Management For Voted - For
1.7 Elect Director James F. Nolan Management For Voted - For
1.8 Elect Director William J. Post Management For Voted - For
1.9 Elect Director J. Thomas Presby Management For Voted - For
1.10 Elect Director Paul H. Stebbins Management For Voted - For
1.11 Elect Director Michael Sweeney Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
290
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
FIRSTENERGY CORP.
CUSIP: 337932107 TICKER: FE
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Paul T. Addison Management For Voted - For
1.2 Elect Director Anthony J. Alexander Management For Voted - For
1.3 Elect Director Michael J. Anderson Management For Voted - For
1.4 Elect Director William T. Cottle Management For Voted - For
1.5 Elect Director Robert B. Heisler, Jr. Management For Voted - For
1.6 Elect Director Julia L. Johnson Management For Voted - For
1.7 Elect Director Ted J. Kleisner Management For Voted - For
1.8 Elect Director Donald T. Misheff Management For Voted - For
1.9 Elect Director Ernest J. Novak, Jr. Management For Voted - For
1.10 Elect Director Christopher D. Pappas Management For Voted - For
1.11 Elect Director Catherine A. Rein Management For Voted - For
1.12 Elect Director Luis A. Reyes Management For Voted - For
1.13 Elect Director George M. Smart Management For Voted - For
1.14 Elect Director Wes M. Taylor Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Shareholder Approval of Specific
Performance Metrics in Equity Compensation Plans Shareholder Against Voted - Against
5 Submit SERP to Shareholder Vote Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
7 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
FISERV, INC.
CUSIP: 337738108 TICKER: FISV
Meeting Date: 28-May-14 Meeting Type: Annual
1.1 Elect Director Christopher M. Flink Management For Voted - For
1.2 Elect Director Dennis F. Lynch Management For Voted - For
1.3 Elect Director Denis J. O'Leary Management For Voted - For
1.4 Elect Director Glenn M. Renwick Management For Voted - For
1.5 Elect Director Kim M. Robak Management For Voted - For
1.6 Elect Director Doyle R. Simons Management For Voted - For
1.7 Elect Director Thomas C. Wertheimer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide For Confidential Running Vote Tallies Shareholder Against Voted - For
291
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FLIR SYSTEMS, INC.
CUSIP: 302445101 TICKER: FLIR
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director William W. Crouch Management For Voted - For
1.2 Elect Director Catherine A. Halligan Management For Voted - For
1.3 Elect Director Angus L. Macdonald Management For Voted - For
1.4 Elect Director Cathy Stauffer Management For Voted - For
1.5 Elect Director Andrew C. Teich Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FLOWSERVE CORPORATION
CUSIP: 34354P105 TICKER: FLS
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Gayla J. Delly Management For Voted - For
1.2 Elect Director Rick J. Mills Management For Voted - For
1.3 Elect Director Charles M. Rampacek Management For Voted - For
1.4 Elect Director William C. Rusnack Management For Voted - For
1.5 Elect Director John R. Friedery Management For Voted - For
1.6 Elect Director Joe E. Harlan Management For Voted - For
1.7 Elect Director Leif E. Darner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Proxy Voting Disclosure, Confidentiality, and
Tabulation Shareholder Against Voted - For
FLUOR CORPORATION
CUSIP: 343412102 TICKER: FLR
Meeting Date: 01-May-14 Meeting Type: Annual
1A Elect Director Peter K. Barker Management For Voted - For
1B Elect Director Alan M. Bennett Management For Voted - For
1C Elect Director Rosemary T. Berkery Management For Voted - For
1D Elect Director Peter J. Fluor Management For Voted - For
1E Elect Director James T. Hackett Management For Voted - For
1F Elect Director Deborah D. McWhinney Management For Voted - For
1G Elect Director Dean R. O'Hare Management For Voted - For
1H Elect Director Armando J. Olivera Management For Voted - For
1I Elect Director Joseph W. Prueher Management For Voted - For
1J Elect Director Matthew K. Rose Management For Voted - For
292
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1K Elect Director David T. Seaton Management For Voted - For
1L Elect Director Nader H. Sultan Management For Voted - For
1M Elect Director Lynn C. Swann Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Non-Employee Director Restricted Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
FMC CORPORATION
CUSIP: 302491303 TICKER: FMC
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director K'Lynne Johnson Management For Voted - For
1b Elect Director William H. Powell Management For Voted - For
1c Elect Director Vincent R. Volpe, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FMC TECHNOLOGIES, INC.
CUSIP: 30249U101 TICKER: FTI
Meeting Date: 02-May-14 Meeting Type: Annual
1a Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1b Elect Director Eleazar de Carvalho Filho Management For Voted - For
1c Elect Director C. Maury Devine Management For Voted - For
1d Elect Director Claire S. Farley Management For Voted - For
1e Elect Director John T. Gremp Management For Voted - For
1f Elect Director Thomas M. Hamilton Management For Voted - For
1g Elect Director Peter Mellbye Management For Voted - For
1h Elect Director Joseph H. Netherland Management For Voted - For
1i Elect Director Richard A. Pattarozzi Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORD MOTOR COMPANY
CUSIP: 345370860 TICKER: F
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Stephen G. Butler Management For Voted - For
1.2 Elect Director Kimberly A. Casiano Management For Voted - For
1.3 Elect Director Anthony F. Earley, Jr. Management For Voted - For
1.4 Elect Director Edsel B. Ford, II Management For Voted - For
1.5 Elect Director William Clay Ford, Jr. Management For Voted - For
293
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Richard A. Gephardt Management For Voted - For
1.7 Elect Director James P. Hackett Management For Voted - For
1.8 Elect Director James H. Hance, Jr. Management For Voted - For
1.9 Elect Director William W. Helman, IV Management For Voted - For
1.10 Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1.11 Elect Director John C. Lechleiter Management For Voted - For
1.12 Elect Director Ellen R. Marram Management For Voted - For
1.13 Elect Director Alan Mulally Management For Voted - For
1.14 Elect Director Homer A. Neal Management For Voted - For
1.15 Elect Director Gerald L. Shaheen Management For Voted - For
1.16 Elect Director John L. Thornton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
6 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
FOREST LABORATORIES, INC.
CUSIP: 345838106 TICKER: FRX
Meeting Date: 17-Jun-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
FOSSIL GROUP, INC.
CUSIP: 34988V106 TICKER: FOSL
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Elaine B. Agather Management For Voted - For
1.2 Elect Director Jeffrey N. Boyer Management For Voted - For
1.3 Elect Director William B. Chiasson Management For Voted - For
1.4 Elect Director Kosta N. Kartsotis Management For Voted - For
1.5 Elect Director Diane L. Neal Management For Voted - For
1.6 Elect Director Thomas M. Nealon Management For Voted - For
1.7 Elect Director Mark D. Quick Management For Voted - For
1.8 Elect Director Elysia Holt Ragusa Management For Voted - For
1.9 Elect Director Jal S. Shroff Management For Voted - For
1.10 Elect Director James E. Skinner Management For Voted - For
1.11 Elect Director James M. Zimmerman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
294
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FRANKLIN RESOURCES, INC.
CUSIP: 354613101 TICKER: BEN
Meeting Date: 12-Mar-14 Meeting Type: Annual
1a Elect Director Samuel H. Armacost Management For Voted - For
1b Elect Director Peter K. Barker Management For Voted - For
1c Elect Director Charles E. Johnson Management For Voted - For
1d Elect Director Gregory E. Johnson Management For Voted - For
1e Elect Director Rupert H. Johnson, Jr. Management For Voted - For
1f Elect Director Mark C. Pigott Management For Voted - For
1g Elect Director Chutta Ratnathicam Management For Voted - For
1h Elect Director Laura Stein Management For Voted - For
1i Elect Director Anne M. Tatlock Management For Voted - For
1j Elect Director Geoffrey Y. Yang Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Institute Procedures to Prevent Investments in
Companies that Contribute to Genocide or Crimes
Against Humanity Shareholder Against Voted - Against
FREEPORT-MCMORAN COPPER & GOLD INC.
CUSIP: 35671D857 TICKER: FCX
Meeting Date: 17-Jun-14 Meeting Type: Annual
1.1 Elect Director Richard C. Adkerson Management For Voted - For
1.2 Elect Director Robert J. Allison, Jr. Management For Voted - For
1.3 Elect Director Alan R. Buckwalter, III Management For Voted - For
1.4 Elect Director Robert A. Day Management For Voted - For
1.5 Elect Director James C. Flores Management For Voted - For
1.6 Elect Director Gerald J. Ford Management For Voted - For
1.7 Elect Director Thomas A. Fry, III Management For Voted - For
1.8 Elect Director H. Devon Graham, Jr. Management For Voted - For
1.9 Elect Director Lydia H. Kennard Management For Voted - For
1.10 Elect Director Charles C. Krulak Management For Voted - For
1.11 Elect Director Bobby Lee Lackey Management For Voted - For
1.12 Elect Director Jon C. Madonna Management For Voted - For
1.13 Elect Director Dustan E. McCoy Management For Voted - For
1.14 Elect Director James R. Moffett Management For Voted - For
1.15 Elect Director Stephen H. Siegele Management For Voted - For
1.16 Elect Director Frances Fragos Townsend Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
295
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Require Director Nominee with Environmental
Experience Shareholder Against Voted - Against
FRONTIER COMMUNICATIONS CORPORATION
CUSIP: 35906A108 TICKER: FTR
Meeting Date: 14-May-14 Meeting Type: Annual
1.1 Elect Director Leroy T. Barnes, Jr. Management For Voted - For
1.2 Elect Director Peter C.B. Bynoe Management For Voted - For
1.3 Elect Director Edward Fraioli Management For Voted - For
1.4 Elect Director Daniel J. McCarthy Management For Voted - For
1.5 Elect Director Pamela D.A. Reeve Management For Voted - For
1.6 Elect Director Virginia P. Ruesterholz Management For Voted - For
1.7 Elect Director Howard L. Schrott Management For Voted - For
1.8 Elect Director Larraine D. Segil Management For Voted - For
1.9 Elect Director Mark Shapiro Management For Voted - For
1.10 Elect Director Myron A. Wick, III Management For Voted - For
1.11 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
GAMESTOP CORP.
CUSIP: 36467W109 TICKER: GME
Meeting Date: 24-Jun-14 Meeting Type: Annual
1.1 Elect Director Thomas N. Kelly, Jr. Management For Voted - For
1.2 Elect Director Gerald R. Szczepanski Management For Voted - For
1.3 Elect Director Lawrence S. Zilavy Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
GANNETT CO., INC.
CUSIP: 364730101 TICKER: GCI
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director John E. Cody Management For Voted - For
1b Elect Director Howard D. Elias Management For Voted - For
1c Elect Director John Jeffry Louis Management For Voted - For
1d Elect Director Marjorie Magner Management For Voted - For
1e Elect Director Gracia C. Martore Management For Voted - For
1f Elect Director Scott K. McCune Management For Voted - For
1g Elect Director Susan Ness Management For Voted - For
1h Elect Director Tony A. Prophet Management For Voted - For
1i Elect Director Neal Shapiro Management For Voted - For
296
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
GARMIN LTD.
CUSIP: H2906T109 TICKER: GRMN
Meeting Date: 06-Jun-14 Meeting Type: Annual
1 Elect Chairman of Meeting Management For Voted - For
2 Accept Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Accept Financial Statements and Statutory Reports Management For Voted - For
4 Approve Dividends Management For Voted - For
5 Approve Discharge of Board and Senior Management Management For Voted - For
6.1 Elect Director Donald H. Eller Management For Voted - For
6.2 Elect Director Joseph J. Hartnett Management For Voted - For
6.3 Elect Director Min H. Kao Management For Voted - For
6.4 Elect Director Charles W. Peffer Management For Voted - For
6.5 Elect Director Clifton A. Pemble Management For Voted - For
6.6 Elect Director Thomas P. Poberezny Management For Voted - For
7 Elect Min Kao as Board Chairman Management For Voted - For
8.1 Appoint Donald H. Eller as Member of the
Compensation Committee Management For Voted - For
8.2 Appoint Joseph J. Hartnett as Member of the
Compensation Committee Management For Voted - For
8.3 Appoint Charles W. Peffer as Member of the
Compensation Committee Management For Voted - For
8.4 Appoint Thomas P. Poberezny as Member of the
Compensation Committee Management For Voted - For
9 Designate Reiss + Preuss LLP as Independent Proxy Management For Voted - For
10 Ratify Ernst and Young LLP as Auditors Management For Voted - For
11 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
12 Amend Articles Implementing Requirements Under the
Swiss Ordinance Regarding Elections and Certain
Other Matters Management For Voted - For
13 Amend Articles Implementing Requirements Under the
Swiss Ordinance Regarding Compensation of the Board
and Executive Management and Related Matters Management For Voted - For
14 Amend Articles Allowing General Meetings to be Held
Online Management For Voted - For
GENERAL DYNAMICS CORPORATION
CUSIP: 369550108 TICKER: GD
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Mary T. Barra Management For Voted - For
297
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Nicholas D. Chabraja Management For Voted - For
1.3 Elect Director James S. Crown Management For Voted - For
1.4 Elect Director William P. Fricks Management For Voted - For
1.5 Elect Director Paul G. Kaminski Management For Voted - For
1.6 Elect Director John M. Keane Management For Voted - For
1.7 Elect Director Lester L. Lyles Management For Voted - For
1.8 Elect Director James N. Mattis Management For Voted - For
1.9 Elect Director Phebe N. Novakovic Management For Voted - For
1.10 Elect Director William A. Osborn Management For Voted - For
1.11 Elect Director Laura J. Schumacher Management For Voted - For
1.12 Elect Director Robert Walmsley Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
GENERAL ELECTRIC COMPANY
CUSIP: 369604103 TICKER: GE
Meeting Date: 23-Apr-14 Meeting Type: Annual
1 Elect Director W. Geoffrey Beattie Management For Voted - For
2 Elect Director John J. Brennan Management For Voted - For
3 Elect Director James I. Cash, Jr. Management For Voted - For
4 Elect Director Francisco D'Souza Management For Voted - For
5 Elect Director Marijn E. Dekkers Management For Voted - For
6 Elect Director Ann M. Fudge Management For Voted - For
7 Elect Director Susan J. Hockfield Management For Voted - For
8 Elect Director Jeffrey R. Immelt Management For Voted - For
9 Elect Director Andrea Jung Management For Voted - For
10 Elect Director Robert W. Lane Management For Voted - For
11 Elect Director Rochelle B. Lazarus Management For Voted - For
12 Elect Director James J. Mulva Management For Voted - For
13 Elect Director James E. Rohr Management For Voted - For
14 Elect Director Mary L. Schapiro Management For Voted - For
15 Elect Director Robert J. Swieringa Management For Voted - For
16 Elect Director James S. Tisch Management For Voted - For
17 Elect Director Douglas A. Warner, III Management For Voted - For
18 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
19 Ratify Auditors Management For Voted - For
20 Provide for Cumulative Voting Shareholder Against Voted - For
21 Stock Retention/Holding Period Shareholder Against Voted - Against
22 Require More Director Nominations Than Open Seats Shareholder Against Voted - Against
23 Provide Right to Act by Written Consent Shareholder Against Voted - Against
24 Cessation of All Stock Options and Bonuses Shareholder Against Voted - Against
25 Seek Sale of Company Shareholder Against Voted - Against
298
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENERAL GROWTH PROPERTIES, INC.
CUSIP: 370023103 TICKER: GGP
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Richard B. Clark Management For Voted - Against
1b Elect Director Mary Lou Fiala Management For Voted - For
1c Elect Director J. Bruce Flatt Management For Voted - For
1d Elect Director John K. Haley Management For Voted - For
1e Elect Director Daniel B. Hurwitz Management For Voted - For
1f Elect Director Brian W. Kingston Management For Voted - For
1g Elect Director Sandeep Mathrani Management For Voted - For
1h Elect Director David J. Neithercut Management For Voted - For
1i Elect Director Mark R. Patterson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
GENERAL MOTORS COMPANY
CUSIP: 37045V100 TICKER: GM
Meeting Date: 10-Jun-14 Meeting Type: Annual
1a Elect Director Joseph J. Ashton Management For Voted - For
1b Elect Director Mary T. Barra Management For Voted - For
1c Elect Director Erroll B. Davis, Jr. Management For Voted - For
1d Elect Director Stephen J. Girsky Management For Voted - For
1e Elect Director E. Neville Isdell Management For Voted - For
1f Elect Director Kathryn V. Marinello Management For Voted - For
1g Elect Director Michael G. Mullen Management For Voted - For
1h Elect Director James J. Mulva Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Thomas M. Schoewe Management For Voted - For
1k Elect Director Theodore M. Solso Management For Voted - For
1l Elect Director Carol M. Stephenson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5 Approve Executive Incentive Bonus Plan Management For Voted - For
6 Approve Omnibus Stock Plan Management For Voted - For
7 Provide for Cumulative Voting Shareholder Against Voted - For
8 Require Independent Board Chairman Shareholder Against Voted - For
299
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENUINE PARTS COMPANY
CUSIP: 372460105 TICKER: GPC
Meeting Date: 28-Apr-14 Meeting Type: Annual
1.1 Elect Director Mary B. Bullock Management For Voted - For
1.2 Elect Director Paul D. Donahue Management For Voted - For
1.3 Elect Director Jean Douville Management For Voted - For
1.4 Elect Director Gary P. Fayard Management For Voted - For
1.5 Elect Director Thomas C. Gallagher Management For Voted - For
1.6 Elect Director George C. 'Jack' Guynn Management For Voted - For
1.7 Elect Director John R. Holder Management For Voted - For
1.8 Elect Director John D. Johns Management For Voted - For
1.9 Elect Director Michael M. E. Johns Management For Voted - For
1.10 Elect Director Robert C. 'Robin' Loudermilk, Jr. Management For Voted - For
1.11 Elect Director Wendy B. Needham Management For Voted - For
1.12 Elect Director Jerry W. Nix Management For Voted - For
1.13 Elect Director Gary W. Rollins Management For Vote Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
GENWORTH FINANCIAL, INC.
CUSIP: 37247D106 TICKER: GNW
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director William H. Bolinder Management For Voted - For
1.2 Elect Director G. Kent Conrad Management For Voted - For
1.3 Elect Director Melina E. Higgins Management For Voted - For
1.4 Elect Director Nancy J. Karch Management For Voted - For
1.5 Elect Director Thomas J. McInerney Management For Voted - For
1.6 Elect Director Christine B. Mead Management For Voted - For
1.7 Elect Director David M. Moffett Management For Voted - For
1.8 Elect Director Thomas E. Moloney Management For Voted - For
1.9 Elect Director James A. Parke Management For Voted - For
1.10 Elect Director James S. Riepe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - Against
GILEAD SCIENCES, INC.
CUSIP: 375558103 TICKER: GILD
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director John F. Cogan Management For Voted - For
300
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Etienne F. Davignon Management For Voted - For
1c Elect Director Carla A. Hills Management For Voted - For
1d Elect Director Kevin E. Lofton Management For Voted - For
1e Elect Director John W. Madigan Management For Voted - For
1f Elect Director John C. Martin Management For Voted - For
1g Elect Director Nicholas G. Moore Management For Voted - For
1h Elect Director Richard J. Whitley Management For Voted - For
1i Elect Director Gayle E. Wilson Management For Voted - For
1j Elect Director Per Wold-Olsen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Amendment to Certificate of Incorporation
to Adopt Delaware as the Exclusive Forum for
Certain Legal Actions Management For Voted - Against
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Link CEO Compensation to Patient Access to the
Company's Medicine Shareholder Against Voted - Against
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOG
Meeting Date: 14-May-14 Meeting Type: Annual
1.1 Elect Director Larry Page Management For Voted - For
1.2 Elect Director Sergey Brin Management For Vote Withheld
1.3 Elect Director Eric E. Schmidt Management For Voted - For
1.4 Elect Director L. John Doerr Management For Voted - For
1.5 Elect Director Diane B. Greene Management For Voted - For
1.6 Elect Director John L. Hennessy Management For Voted - For
1.7 Elect Director Ann Mather Management For Voted - For
1.8 Elect Director Paul S. Otellini Management For Voted - For
1.9 Elect Director K. Ram Shriram Management For Voted - For
1.10 Elect Director Shirley M. Tilghman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
7 Adopt Policy and Report on Impact of Tax Strategy Shareholder Against Voted - Against
8 Require Independent Board Chairman Shareholder Against Voted - For
301
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GRAHAM HOLDINGS COMPANY
CUSIP: 384637104 TICKER: GHC
Meeting Date: 08-May-14 Meeting Type: Annual
1.1. Elect Director Christopher C. Davis Management For Voted - For
1.2 Elect Director Thomas S. Gayner Management For Voted - For
1.3 Elect Director Anne M. Mulcahy Management For Voted - For
1.4 Elect Director Larry D. Thompson Management For Voted - For
HALLIBURTON COMPANY
CUSIP: 406216101 TICKER: HAL
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Alan M. Bennett Management For Voted - For
1.2 Elect Director James R. Boyd Management For Voted - For
1.3 Elect Director Milton Carroll Management For Voted - For
1.4 Elect Director Nance K. Dicciani Management For Voted - For
1.5 Elect Director Murry S. Gerber Management For Voted - For
1.6 Elect Director Jose C. Grubisich Management For Voted - For
1.7 Elect Director Abdallah S. Jum'ah Management For Voted - For
1.8 Elect Director David J. Lesar Management For Voted - For
1.9 Elect Director Robert A. Malone Management For Voted - For
1.10 Elect Director J. Landis Martin Management For Voted - For
1.11 Elect Director Debra L. Reed Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
HARLEY-DAVIDSON, INC.
CUSIP: 412822108 TICKER: HOG
Meeting Date: 26-Apr-14 Meeting Type: Annual
1.1 Elect Director Barry K. Allen Management For Voted - For
1.2 Elect Director R. John Anderson Management For Voted - For
1.3 Elect Director Richard I. Beattie Management For Voted - For
1.4 Elect Director Michael J. Cave Management For Voted - For
1.5 Elect Director Georges H. Conrades Management For Voted - For
1.6 Elect Director Donald A. James Management For Voted - For
1.7 Elect Director Sara L. Levinson Management For Voted - For
1.8 Elect Director N. Thomas Linebarger Management For Voted - For
1.9 Elect Director George L. Miles, Jr. Management For Voted - For
1.10 Elect Director James A. Norling Management For Voted - For
1.11 Elect Director Keith E. Wandell Management For Voted - For
1.12 Elect Director Jochen Zeitz Management For Voted - For
302
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
CUSIP: 413086109 TICKER: HAR
Meeting Date: 04-Dec-13 Meeting Type: Annual
1a Elect Director Adriane M. Brown Management For Voted - For
1b Elect Director John W. Diercksen Management For Voted - For
1c Elect Director Ann M. Korologos Management For Voted - For
1d Elect Director Jiren Liu Management For Voted - Against
1e Elect Director Edward H. Meyer Management For Voted - For
1f Elect Director Dinesh C. Paliwal Management For Voted - For
1g Elect Director Kenneth M. Reiss Management For Voted - For
1h Elect Director Hellene S. Runtagh Management For Voted - For
1i Elect Director Frank S. Sklarsky Management For Voted - For
1j Elect Director Gary G. Steel Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HARRIS CORPORATION
CUSIP: 413875105 TICKER: HRS
Meeting Date: 25-Oct-13 Meeting Type: Annual
1a Elect Director William M. Brown Management For Voted - For
1b Elect Director Peter W. Chiarelli Management For Voted - For
1c Elect Director Thomas A. Dattilo Management For Voted - For
1d Elect Director Terry D. Growcock Management For Voted - For
1e Elect Director Lewis Hay, III Management For Voted - For
1f Elect Director Vyomesh I. Joshi Management For Voted - For
1g Elect Director Karen Katen Management For Voted - For
1h Elect Director Stephen P. Kaufman Management For Voted - For
1i Elect Director Leslie F. Kenne Management For Voted - For
1j Elect Director David B. Rickard Management For Voted - For
1k Elect Director James C. Stoffel Management For Voted - For
1l Elect Director Gregory T. Swienton Management For Voted - For
1m Elect Director Hansel E. Tookes, II Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
303
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HASBRO, INC.
CUSIP: 418056107 TICKER: HAS
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Basil L. Anderson Management For Voted - For
1.2 Elect Director Alan R. Batkin Management For Voted - For
1.3 Elect Director Frank J. Biondi, Jr. Management For Voted - For
1.4 Elect Director Kenneth A. Bronfin Management For Voted - For
1.5 Elect Director John M. Connors, Jr. Management For Voted - For
1.6 Elect Director Michael W.O. Garrett Management For Voted - For
1.7 Elect Director Lisa Gersh Management For Voted - For
1.8 Elect Director Brian D. Goldner Management For Voted - For
1.9 Elect Director Jack M. Greenberg Management For Voted - For
1.10 Elect Director Alan G. Hassenfeld Management For Voted - For
1.11 Elect Director Tracy A. Leinbach Management For Voted - For
1.12 Elect Director Edward M. Philip Management For Voted - For
1.13 Elect Director Richard S. Stoddart Management For Voted - For
1.14 Elect Director Alfred J. Verrecchia Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
HCP, INC.
CUSIP: 40414L109 TICKER: HCP
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Brian G. Cartwright Management For Voted - For
1b Elect Director Christine N. Garvey Management For Voted - For
1c Elect Director David B. Henry Management For Voted - For
1d Elect Director Lauralee E. Martin Management For Voted - For
1e Elect Director Michael D. McKee Management For Voted - For
1f Elect Director Peter L. Rhein Management For Voted - For
1g Elect Director Joseph P. Sullivan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Omnibus Stock Plan Management For Voted - For
HEALTH CARE REIT, INC.
CUSIP: 42217K106 TICKER: HCN
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director William C. Ballard, Jr. Management For Voted - For
1b Elect Director George L. Chapman Management For Voted - For
304
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Thomas J. DeRosa Management For Voted - For
1d Elect Director Jeffrey H. Donahue Management For Voted - For
1e Elect Director Peter J. Grua Management For Voted - For
1f Elect Director Fred S. Klipsch Management For Voted - For
1g Elect Director Timothy J. Naughton Management For Voted - For
1h Elect Director Sharon M. Oster Management For Voted - For
1i Elect Director Judith C. Pelham Management For Voted - For
1j Elect Director R. Scott Trumbull Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
HELMERICH & PAYNE, INC.
CUSIP: 423452101 TICKER: HP
Meeting Date: 05-Mar-14 Meeting Type: Annual
1a Elect Director Hans Helmerich Management For Voted - For
1b Elect Director John W. Lindsay Management For Voted - For
1c Elect Director Paula Marshall Management For Voted - For
1d Elect Director Randy A. Foutch Management For Voted - For
1e Elect Director John D. Zeglis Management For Voted - For
1f Elect Director William L. Armstrong Management For Voted - For
1g Elect Director Thomas A. Petrie Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HESS CORPORATION
CUSIP: 42809H107 TICKER: HES
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Terrence J. Checki Management For Voted - For
1.2 Elect Director Edith E. Holiday Management For Voted - For
1.3 Elect Director John H. Mullin, III Management For Voted - For
1.4 Elect Director James H. Quigley Management For Voted - For
1.5 Elect Director Robert N. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4a Eliminate Supermajority Vote Requirement in
Certificate of Incorporation and Bylaws Management For Voted - For
4b Eliminate Supermajority Vote Requirement in
Certificate of Incorporation Management For Voted - For
5 Amend Certificate of Incorporation Removing
Provisions of $3.50 Cumulative Convertible
Preferred Stock Management For Voted - For
305
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Report on Financial Risks of Climate Change Shareholder Against Voted - Against
HEWLETT-PACKARD COMPANY
CUSIP: 428236103 TICKER: HPQ
Meeting Date: 19-Mar-14 Meeting Type: Annual
1.1 Elect Director Marc L. Andreessen Management For Voted - For
1.2 Elect Director Shumeet Banerji Management For Voted - For
1.3 Elect Director Robert R. Bennett Management For Voted - For
1.4 Elect Director Rajiv L. Gupta Management For Voted - For
1.5 Elect Director Raymond J. Lane Management For Voted - For
1.6 Elect Director Ann M. Livermore Management For Voted - For
1.7 Elect Director Raymond E. Ozzie Management For Voted - For
1.8 Elect Director Gary M. Reiner Management For Voted - For
1.9 Elect Director Patricia F. Russo Management For Voted - For
1.10 Elect Director James A. Skinner Management For Voted - For
1.11 Elect Director Margaret C. Whitman Management For Voted - For
1.12 Elect Director Ralph V. Whitworth Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Establish Board Committee on Human Rights Shareholder Against Voted - Against
HONEYWELL INTERNATIONAL INC.
CUSIP: 438516106 TICKER: HON
Meeting Date: 28-Apr-14 Meeting Type: Annual
1A Elect Director Gordon M. Bethune Management For Voted - For
1B Elect Director Kevin Burke Management For Voted - For
1C Elect Director Jaime Chico Pardo Management For Voted - For
1D Elect Director David M. Cote Management For Voted - For
1E Elect Director D. Scott Davis Management For Voted - For
1F Elect Director Linnet F. Deily Management For Voted - For
1G Elect Director Judd Gregg Management For Voted - For
1H Elect Director Clive Hollick Management For Voted - For
1I Elect Director Grace D. Lieblein Management For Voted - For
1J Elect Director George Paz Management For Voted - For
1K Elect Director Bradley T. Sheares Management For Voted - For
1L Elect Director Robin L. Washington Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
306
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HORMEL FOODS CORPORATION
CUSIP: 440452100 TICKER: HRL
Meeting Date: 28-Jan-14 Meeting Type: Annual
1.1 Elect Director Terrell K. Crews Management For Voted - For
1.2 Elect Director Jeffrey M. Ettinger Management For Voted - For
1.3 Elect Director Jody H. Feragen Management For Voted - For
1.4 Elect Director Glenn S. Forbes Management For Voted - For
1.5 Elect Director Stephen M. Lacy Management For Voted - For
1.6 Elect Director John L. Morrison Management For Voted - For
1.7 Elect Director Elsa A. Murano Management For Voted - For
1.8 Elect Director Robert C. Nakasone Management For Voted - For
1.9 Elect Director Susan K. Nestegard Management For Voted - For
1.10 Elect Director Dakota A. Pippins Management For Voted - For
1.11 Elect Director Christopher J. Policinski Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
HOSPIRA, INC.
CUSIP: 441060100 TICKER: HSP
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Irving W. Bailey, II Management For Voted - For
1b Elect Director F. Michael Ball Management For Voted - For
1c Elect Director Connie R. Curran Management For Voted - For
1d Elect Director William G. Dempsey Management For Voted - For
1e Elect Director Dennis M. Fenton Management For Voted - For
1f Elect Director Heino von Prondzynski Management For Voted - For
1g Elect Director Jacque J. Sokolov Management For Voted - For
1h Elect Director Mark F. Wheeler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
HOST HOTELS & RESORTS, INC.
CUSIP: 44107P104 TICKER: HST
Meeting Date: 14-May-14 Meeting Type: Annual
1.1 Elect Director Mary L. Baglivo Management For Voted - For
1.2 Elect Director Sheila C. Bair Management For Voted - For
1.3 Elect Director Terence C. Golden Management For Voted - For
1.4 Elect Director Ann M. Korologos Management For Voted - For
1.5 Elect Director Richard E. Marriott Management For Voted - For
307
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director John B. Morse, Jr. Management For Voted - For
1.7 Elect Director Walter C. Rakowich Management For Voted - For
1.8 Elect Director Gordon H. Smith Management For Voted - For
1.9 Elect Director W. Edward Walter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HUDSON CITY BANCORP, INC.
CUSIP: 443683107 TICKER: HCBK
Meeting Date: 18-Dec-13 Meeting Type: Annual
1a Elect Director Cornelius E. Golding Management For Voted - For
1b Elect Director Donald O. Quest Management For Voted - For
1c Elect Director Joseph G. Sponholz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
HUMANA INC.
CUSIP: 444859102 TICKER: HUM
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director Kurt J. Hilzinger Management For Voted - For
1b Elect Director Bruce D. Broussard Management For Voted - For
1c Elect Director Frank A. D'Amelio Management For Voted - For
1d Elect Director W. Roy Dunbar Management For Voted - For
1e Elect Director David A. Jones, Jr. Management For Voted - For
1f Elect Director William J. McDonald Management For Voted - For
1g Elect Director William E. Mitchell Management For Voted - For
1h Elect Director David B. Nash Management For Voted - For
1i Elect Director James J. O'Brien Management For Voted - For
1j Elect Director Marissa T. Peterson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
HUNTINGTON BANCSHARES INCORPORATED
CUSIP: 446150104 TICKER: HBAN
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director Don M. Casto, III Management For Voted - For
1.2 Elect Director Ann ('Tanny') B. Crane Management For Voted - For
1.3 Elect Director Steven G. Elliott Management For Voted - For
1.4 Elect Director Michael J. Endres Management For Voted - For
308
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director John B. Gerlach, Jr. Management For Voted - For
1.6 Elect Director Peter J. Kight Management For Voted - For
1.7 Elect Director Jonathan A. Levy Management For Voted - For
1.8 Elect Director Richard W. Neu Management For Voted - For
1.9 Elect Director David L. Porteous Management For Voted - For
1.10 Elect Director Kathleen H. Ransier Management For Voted - For
1.11 Elect Director Stephen D. Steinour Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ILLINOIS TOOL WORKS INC.
CUSIP: 452308109 TICKER: ITW
Meeting Date: 02-May-14 Meeting Type: Annual
1a Elect Director Daniel J. Brutto Management For Voted - For
1b Elect Director Susan Crown Management For Voted - For
1c Elect Director Don H. Davis, Jr. Management For Voted - For
1d Elect Director James W. Griffith Management For Voted - For
1e Elect Director Robert C. McCormack Management For Voted - For
1f Elect Director Robert S. Morrison Management For Voted - For
1g Elect Director E. Scott Santi Management For Voted - For
1h Elect Director James A. Skinner Management For Voted - For
1i Elect Director David B. Smith, Jr. Management For Voted - For
1j Elect Director Pamela B. Strobel Management For Voted - For
1k Elect Director Kevin M. Warren Management For Voted - For
1l Elect Director Anre D. Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
5 Amend Certificate of Incorporation to Eliminate
Provisions Regarding Board Size Management For Voted - For
INGERSOLL-RAND PLC
CUSIP: G47791101 TICKER: IR
Meeting Date: 05-Jun-14 Meeting Type: Annual
1a Elect Director Ann C. Berzin Management For Voted - For
1b Elect Director John Bruton Management For Voted - For
1c Elect Director Jared L. Cohon Management For Voted - For
1d Elect Director Gary D. Forsee Management For Voted - For
1e Elect Director Edward E. Hagenlocker Management For Voted - For
1f Elect Director Constance J. Horner Management For Voted - For
1g Elect Director Michael W. Lamach Management For Voted - For
1h Elect Director Theodore E. Martin Management For Voted - For
1i Elect Director John P. Surma Management For Voted - For
309
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Richard J. Swift Management For Voted - For
1k Elect Director Tony L. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
4 Renew Directors' Authority to Issue Shares Management For Voted - For
5 Renew Directors' Authority to Issue Shares for Cash Management For Voted - For
6 Authorize the Price Range at which the Company can
Reissue Shares that it holds as Treasury Shares Management For Voted - For
INTEGRYS ENERGY GROUP, INC.
CUSIP: 45822P105 TICKER: TEG
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director William J. Brodsky Management For Voted - For
1.2 Elect Director Albert J. Budney, Jr. Management For Voted - For
1.3 Elect Director Ellen Carnahan Management For Voted - For
1.4 Elect Director Michelle L. Collins Management For Voted - For
1.5 Elect Director Kathryn M. Hasselblad-Pascale Management For Voted - For
1.6 Elect Director John W. Higgins Management For Voted - For
1.7 Elect Director Paul W. Jones Management For Voted - For
1.8 Elect Director Holly Keller Koeppel Management For Voted - For
1.9 Elect Director Michael E. Lavin Management For Voted - For
1.10 Elect Director William F. Protz, Jr. Management For Voted - For
1.11 Elect Director Charles A. Schrock Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
INTEL CORPORATION
CUSIP: 458140100 TICKER: INTC
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director Andy D. Bryant Management For Voted - For
1c Elect Director Susan L. Decker Management For Voted - For
1d Elect Director John J. Donahoe Management For Voted - For
1e Elect Director Reed E. Hundt Management For Voted - For
1f Elect Director Brian M. Krzanich Management For Voted - For
1g Elect Director James D. Plummer Management For Voted - For
1h Elect Director David S. Pottruck Management For Voted - For
1i Elect Director Frank D. Yeary Management For Voted - For
1j Elect Director David B. Yoffie Management For Voted - For
2 Ratify Auditors Management For Voted - For
310
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
INTERCONTINENTALEXCHANGE GROUP, INC.
CUSIP: 45866F104 TICKER: ICE
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Charles R. Crisp Management For Voted - For
1b Elect Director Jean-Marc Forneri Management For Voted - For
1c Elect Director Fred W. Hatfield Management For Voted - For
1d Elect Director Sylvain Hefes Management For Voted - For
1e Elect Director Jan-Michiel Hessels Management For Voted - For
1f Elect Director Terrence F. Martell Management For Voted - For
1g Elect Director Callum McCarthy Management For Voted - For
1h Elect Director James J. McNulty Management For Voted - For
1i Elect Director Robert Reid Management For Voted - For
1j Elect Director Frederic V. Salerno Management For Voted - For
1k Elect Director Robert G. Scott Management For Voted - For
1l Elect Director Jeffrey C. Sprecher Management For Voted - For
1m Elect Director Judith A. Sprieser Management For Voted - For
1n Elect Director Vincent Tese Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Change Company Name Management For Voted - For
INTERNATIONAL BUSINESS MACHINES CORPORATION
CUSIP: 459200101 TICKER: IBM
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Alain J.P. Belda Management For Voted - For
1.2 Elect Director William R. Brody Management For Voted - For
1.3 Elect Director Kenneth I. Chenault Management For Voted - For
1.4 Elect Director Michael L. Eskew Management For Voted - For
1.5 Elect Director David N. Farr Management For Voted - For
1.6 Elect Director Shirley Ann Jackson Management For Voted - For
1.7 Elect Director Andrew N. Liveris Management For Voted - For
1.8 Elect Director W. James McNerney, Jr. Management For Voted - For
1.9 Elect Director James W. Owens Management For Voted - For
1.10 Elect Director Virginia M. Rometty Management For Voted - For
1.11 Elect Director Joan E. Spero Management For Voted - For
1.12 Elect Director Sidney Taurel Management For Voted - For
1.13 Elect Director Lorenzo H. Zambrano Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
311
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Provide Right to Act by Written Consent Shareholder Against Voted - For
8 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
INTERNATIONAL FLAVORS & FRAGRANCES INC.
CUSIP: 459506101 TICKER: IFF
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Marcello V. Bottoli Management For Voted - For
1b Elect Director Linda B. Buck Management For Voted - For
1c Elect Director J. Michael Cook Management For Voted - For
1d Elect Director Roger W. Ferguson, Jr. Management For Voted - For
1e Elect Director Andreas Fibig Management For Voted - For
1f Elect Director Christina Gold Management For Voted - For
1g Elect Director Alexandra A. Herzan Management For Voted - For
1h Elect Director Henry W. Howell, Jr. Management For Voted - For
1i Elect Director Katherine M. Hudson Management For Voted - For
1j Elect Director Arthur C. Martinez Management For Voted - For
1k Elect Director Dale F. Morrison Management For Voted - For
1l Elect Director Douglas D. Tough Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
INTERNATIONAL GAME TECHNOLOGY
CUSIP: 459902102 TICKER: IGT
Meeting Date: 10-Mar-14 Meeting Type: Annual
1a Elect Director Paget L. Alves Management For Voted - For
1b Elect Director Eric F. Brown Management For Voted - For
1c Elect Director Janice D. Chaffin Management For Voted - For
1d Elect Director Greg Creed Management For Voted - For
1e Elect Director Patti S. Hart Management For Voted - For
1f Elect Director Robert J. Miller Management For Voted - For
1g Elect Director Vincent L. Sadusky Management For Voted - For
1h Elect Director Philip G. Satre Management For Voted - For
1i Elect Director Tracey D. Weber Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
312
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTERNATIONAL PAPER COMPANY
CUSIP: 460146103 TICKER: IP
Meeting Date: 12-May-14 Meeting Type: Annual
1a Elect Director David J. Bronczek Management For Voted - For
1b Elect Director Ahmet C. Dorduncu Management For Voted - For
1c Elect Director John V. Faraci Management For Voted - For
1d Elect Director Ilene S. Gordon Management For Voted - For
1e Elect Director Jay L. Johnson Management For Voted - For
1f Elect Director Stacey J. Mobley Management For Voted - For
1g Elect Director Joan E. Spero Management For Voted - For
1h Elect Director John L. Townsend, III Management For Voted - For
1i Elect Director John F. Turner Management For Voted - For
1j Elect Director William G. Walter Management For Voted - For
1k Elect Director J. Steven Whisler Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
INTUIT INC.
CUSIP: 461202103 TICKER: INTU
Meeting Date: 23-Jan-14 Meeting Type: Annual
1a Elect Director Christopher W. Brody Management For Voted - For
1b Elect Director William V. Campbell Management For Voted - For
1c Elect Director Scott D. Cook Management For Voted - For
1d Elect Director Diane B. Greene Management For Voted - For
1e Elect Director Edward A. Kangas Management For Voted - For
1f Elect Director Suzanne Nora Johnson Management For Voted - For
1g Elect Director Dennis D. Powell Management For Voted - For
1h Elect Director Brad D. Smith Management For Voted - For
1i Elect Director Jeff Weiner Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 TICKER: ISRG
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Amal M. Johnson Management For Voted - For
1.2 Elect Director Eric H. Halvorson Management For Voted - For
313
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Alan J. Levy Management For Voted - For
1.4 Elect Director Craig H. Barratt Management For Voted - For
1.5 Elect Director Floyd D. Loop Management For Voted - For
1.6 Elect Director George Stalk, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
INVESCO LTD.
CUSIP: G491BT108 TICKER: IVZ
Meeting Date: 15-May-14 Meeting Type: Annual
1 Declassify the Board of Directors Management For Voted - For
2.1 Elect Director Denis Kessler Management For Voted - For
2.2 Elect Director G. Richard ('Rick') Wagoner, Jr. Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
IRON MOUNTAIN INCORPORATED
CUSIP: 462846106 TICKER: IRM
Meeting Date: 29-May-14 Meeting Type: Annual
1a Elect Director Ted R. Antenucci Management For Voted - For
1b Elect Director Pamela M. Arway Management For Voted - For
1c Elect Director Clarke H. Bailey Management For Voted - For
1d Elect Director Kent P. Dauten Management For Voted - For
1e Elect Director Paul F. Deninger Management For Voted - For
1f Elect Director Per-Kristian Halvorsen Management For Voted - For
1g Elect Director Michael W. Lamach Management For Voted - For
1h Elect Director William L. Meaney Management For Voted - For
1i Elect Director Walter C. Rakowich Management For Voted - For
1j Elect Director Vincent J. Ryan Management For Voted - Against
1k Elect Director Alfred J. Verrecchia Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
JABIL CIRCUIT, INC.
CUSIP: 466313103 TICKER: JBL
Meeting Date: 23-Jan-14 Meeting Type: Annual
1.1 Elect Director Martha F. Brooks Management For Voted - For
1.2 Elect Director Mel S. Lavitt Management For Voted - For
1.3 Elect Director Timothy L. Main Management For Voted - For
1.4 Elect Director Mark T. Mondello Management For Voted - For
314
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Lawrence J. Murphy Management For Voted - For
1.6 Elect Director Frank A. Newman Management For Voted - For
1.7 Elect Director Steven A. Raymund Management For Voted - For
1.8 Elect Director Thomas A. Sansone Management For Voted - For
1.9 Elect Director David M. Stout Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Other Business Management For Voted - Against
JACOBS ENGINEERING GROUP INC.
CUSIP: 469814107 TICKER: JEC
Meeting Date: 23-Jan-14 Meeting Type: Annual
1a Elect Director Juan Jos[] Su[]rez Coppel Management For Voted - For
1b Elect Director John F. Coyne Management For Voted - For
1c Elect Director Linda Fayne Levinson Management For Voted - For
1d Elect Director Craig L. Martin Management For Voted - For
1e Elect Director Christopher M.T. Thompson Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
JDS UNIPHASE CORPORATION
CUSIP: 46612J507 TICKER: JDSU
Meeting Date: 13-Nov-13 Meeting Type: Annual
1.1 Elect Director Keith Barnes Management For Voted - For
1.2 Elect Director Martin A. Kaplan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JOHNSON & JOHNSON
CUSIP: 478160104 TICKER: JNJ
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Mary Sue Coleman Management For Voted - For
1b Elect Director James G. Cullen Management For Voted - For
1c Elect Director Ian E. L. Davis Management For Voted - For
1d Elect Director Alex Gorsky Management For Voted - For
1e Elect Director Susan L. Lindquist Management For Voted - For
1f Elect Director Mark B. McClellan Management For Voted - For
1g Elect Director Anne M. Mulcahy Management For Voted - For
315
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Leo F. Mullin Management For Voted - For
1i Elect Director William D. Perez Management For Voted - For
1j Elect Director Charles Prince Management For Voted - For
1k Elect Director A. Eugene Washington Management For Voted - For
1l Elect Director Ronald A. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
JOHNSON CONTROLS, INC.
CUSIP: 478366107 TICKER: JCI
Meeting Date: 29-Jan-14 Meeting Type: Annual
1.1 Elect Director Natalie A. Black Management For Voted - For
1.2 Elect Director Raymond L. Conner Management For Voted - For
1.3 Elect Director William H. Lacy Management For Voted - For
1.4 Elect Director Alex A. Molinaroli Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JOY GLOBAL INC.
CUSIP: 481165108 TICKER: JOY
Meeting Date: 04-Mar-14 Meeting Type: Annual
1.1 Elect Director Edward L. Doheny, II Management For Voted - For
1.2 Elect Director Steven L. Gerard Management For Voted - For
1.3 Elect Director John T. Gremp Management For Voted - For
1.4 Elect Director John Nils Hanson Management For Voted - For
1.5 Elect Director Gale E. Klappa Management For Voted - For
1.6 Elect Director Richard B. Loynd Management For Voted - For
1.7 Elect Director P. Eric Siegert Management For Voted - For
1.8 Elect Director James H. Tate Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JPMORGAN CHASE & CO.
CUSIP: 46625H100 TICKER: JPM
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director Linda B. Bammann Management For Voted - For
1b Elect Director James A. Bell Management For Voted - For
1c Elect Director Crandall C. Bowles Management For Voted - For
1d Elect Director Stephen B. Burke Management For Voted - For
316
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director James S. Crown Management For Voted - For
1f Elect Director James Dimon Management For Voted - For
1g Elect Director Timothy P. Flynn Management For Voted - For
1h Elect Director Laban P. Jackson, Jr. Management For Voted - For
1i Elect Director Michael A. Neal Management For Voted - For
1j Elect Director Lee R. Raymond Management For Voted - For
1k Elect Director William C. Weldon Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
5 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
6 Provide for Cumulative Voting Shareholder Against Voted - For
JUNIPER NETWORKS, INC.
CUSIP: 48203R104 TICKER: JNPR
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Pradeep Sindhu Management For Voted - For
1.2 Elect Director Robert M. Calderoni Management For Voted - For
1.3 Elect Director Mary B. Cranston Management For Voted - For
1.4 Elect Director J. Michael Lawrie Management For Voted - For
1.5 Elect Director David Schlotterbeck Management For Voted - For
1.6 Elect Director Shaygan Kheradpir Management For Voted - For
1.7 Elect Director Kevin DeNuccio Management For Voted - For
1.8 Elect Director Gary Daichendt Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
KANSAS CITY SOUTHERN
CUSIP: 485170302 TICKER: KSU
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Henry R. Davis Management For Voted - For
1.2 Elect Director Robert J. Druten Management For Voted - For
1.3 Elect Director Rodney E. Slater Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
317
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KELLOGG COMPANY
CUSIP: 487836108 TICKER: K
Meeting Date: 25-Apr-14 Meeting Type: Annual
1.1 Elect Director John Bryant Management For Voted - For
1.2 Elect Director Stephanie A. Burns Management For Voted - For
1.3 Elect Director La June Montgomery Tabron Management For Voted - For
1.4 Elect Director Rogelio Rebolledo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
KEYCORP
CUSIP: 493267108 TICKER: KEY
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Joseph A. Carrabba Management For Voted - For
1.2 Elect Director Charles P. Cooley Management For Voted - For
1.3 Elect Director Alexander M. Cutler Management For Voted - For
1.4 Elect Director H. James Dallas Management For Voted - For
1.5 Elect Director Elizabeth R. Gile Management For Voted - For
1.6 Elect Director Ruth Ann M. Gillis Management For Voted - For
1.7 Elect Director William G. Gisel, Jr. Management For Voted - For
1.8 Elect Director Richard J. Hipple Management For Voted - For
1.9 Elect Director Kristen L. Manos Management For Voted - For
1.10 Elect Director Beth E. Mooney Management For Voted - For
1.11 Elect Director Demos Parneros Management For Voted - For
1.12 Elect Director Barbara R. Snyder Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
KIMBERLY-CLARK CORPORATION
CUSIP: 494368103 TICKER: KMB
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director John R. Alm Management For Voted - For
1.2 Elect Director John F. Bergstrom Management For Voted - For
1.3 Elect Director Abelardo E. Bru Management For Voted - For
1.4 Elect Director Robert W. Decherd Management For Voted - For
1.5 Elect Director Thomas J. Falk Management For Voted - For
318
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Fabian T. Garcia Management For Voted - For
1.7 Elect Director Mae C. Jemison Management For Voted - For
1.8 Elect Director James M. Jenness Management For Voted - For
1.9 Elect Director Nancy J. Karch Management For Voted - For
1.10 Elect Director Ian C. Read Management For Voted - For
1.11 Elect Director Linda Johnson Rice Management For Voted - For
1.12 Elect Director Marc J. Shapiro Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
KIMCO REALTY CORPORATION
CUSIP: 49446R109 TICKER: KIM
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director Milton Cooper Management For Voted - For
1.2 Elect Director Phillip E. Coviello Management For Voted - For
1.3 Elect Director Richard G. Dooley Management For Voted - For
1.4 Elect Director Joe Grills Management For Voted - For
1.5 Elect Director David B. Henry Management For Voted - For
1.6 Elect Director F. Patrick Hughes Management For Voted - For
1.7 Elect Director Frank Lourenso Management For Voted - For
1.8 Elect Director Colombe M. Nicholas Management For Voted - For
1.9 Elect Director Richard B. Saltzman Management For Voted - For
2 Reduce Supermajority Vote Requirement Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
KINDER MORGAN, INC.
CUSIP: 49456B101 TICKER: KMI
Meeting Date: 19-May-14 Meeting Type: Annual
1.1 Elect Director Richard D. Kinder Management For Voted - For
1.2 Elect Director Steven J. Kean Management For Voted - For
1.3 Elect Director Anthony W. Hall, Jr. Management For Voted - For
1.4 Elect Director Deborah A. Macdonald Management For Voted - For
1.5 Elect Director Michael J. Miller Management For Voted - For
1.6 Elect Director Michael C. Morgan Management For Voted - For
1.7 Elect Director Fayez Sarofim Management For Voted - For
1.8 Elect Director C. Park Shaper Management For Voted - For
1.9 Elect Director Joel V. Staff Management For Voted - For
1.10 Elect Director John M. Stokes Management For Voted - For
1.11 Elect Director Robert F. Vagt Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Report on Financial Risks of Climate Change Shareholder Against Voted - For
319
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Report on Methane Emissions Management, Pipeline
Maintenance and Reduction Targets Shareholder Against Voted - For
5 Report on Sustainability Shareholder Against Voted - For
KLA-TENCOR CORPORATION
CUSIP: 482480100 TICKER: KLAC
Meeting Date: 06-Nov-13 Meeting Type: Annual
1.1 Elect Director Edward W. Barnholt Management For Voted - For
1.2 Elect Director Emiko Higashi Management For Voted - For
1.3 Elect Director Stephen P. Kaufman Management For Voted - For
1.4 Elect Director Richard P. Wallace Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
KOHL'S CORPORATION
CUSIP: 500255104 TICKER: KSS
Meeting Date: 15-May-14 Meeting Type: Annual
1a Elect Director Peter Boneparth Management For Voted - For
1b Elect Director Steven A. Burd Management For Voted - For
1c Elect Director Dale E. Jones Management For Voted - For
1d Elect Director Kevin Mansell Management For Voted - For
1e Elect Director John E. Schlifske Management For Voted - For
1f Elect Director Frank V. Sica Management For Voted - For
1g Elect Director Peter M. Sommerhauser Management For Voted - For
1h Elect Director Stephanie A. Streeter Management For Voted - For
1i Elect Director Nina G. Vaca Management For Voted - For
1j Elect Director Stephen E. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
5 Report on Data Used to Make Environmental Goals and
Costs and Benefits of Sustainability Program Shareholder Against Voted - Against
KRAFT FOODS GROUP, INC.
CUSIP: 50076Q106 TICKER: KRFT
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director L. Kevin Cox Management For Voted - For
1b Elect Director Myra M. Hart Management For Voted - For
1c Elect Director Peter B. Henry Management For Voted - For
320
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Terry J. Lundgren Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Prohibit Political Contributions Shareholder Against Voted - Against
5 Adopt Policy to Ensure Consistency between Company
Values and Political Contributions Shareholder Against Voted - Against
6 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
7 Report on Supply Chain and Deforestation Shareholder Against Voted - For
8 Adopt Policy to Require Suppliers to Eliminate
Cattle Dehorning Shareholder Against Voted - Against
9 Support for Animal Welfare Improvements in the
Company's Pork Supply Chain Shareholder For Voted - For
L BRANDS, INC.
CUSIP: 501797104 TICKER: LB
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Donna A. James Management For Voted - For
1.2 Elect Director Jeffrey H. Miro Management For Voted - For
1.3 Elect Director Michael G. Morris Management For Voted - For
1.4 Elect Director Raymond Zimmerman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
L-3 COMMUNICATIONS HOLDINGS, INC.
CUSIP: 502424104 TICKER: LLL
Meeting Date: 06-May-14 Meeting Type: Annual
1.1 Elect Director Ann E. Dunwoody Management For Voted - For
1.2 Elect Director Vincent Pagano, Jr. Management For Voted - For
1.3 Elect Director H. Hugh Shelton Management For Voted - For
1.4 Elect Director Michael T. Strianese Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
LABORATORY CORPORATION OF AMERICA HOLDINGS
CUSIP: 50540R409 TICKER: LH
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director Kerrii B. Anderson Management For Voted - For
321
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Jean-Luc B[]lingard Management For Voted - For
1c Elect Director D. Gary Gilliland Management For Voted - For
1d Elect Director David P. King Management For Voted - For
1e Elect Director Garheng Kong Management For Voted - For
1f Elect Director Robert E. Mittelstaedt, Jr. Management For Voted - For
1g Elect Director Peter M. Neupert Management For Voted - For
1h Elect Director Adam H. Schechter Management For Voted - For
1i Elect Director R. Sanders Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
LAM RESEARCH CORPORATION
CUSIP: 512807108 TICKER: LRCX
Meeting Date: 07-Nov-13 Meeting Type: Annual
1.1 Elect Director Martin B. Anstice Management For Voted - For
1.2 Elect Director Eric K. Brandt Management For Voted - For
1.3 Elect Director Michael R. Cannon Management For Voted - For
1.4 Elect Director Youssef A. El-Mansy Management For Voted - For
1.5 Elect Director Christine A. Heckart Management For Voted - For
1.6 Elect Director Grant M. Inman Management For Voted - For
1.7 Elect Director Catherine P. Lego Management For Voted - For
1.8 Elect Director Stephen G. Newberry Management For Voted - For
1.9 Elect Director Krishna C. Saraswat Management For Voted - For
1.10 Elect Director William R. Spivey Management For Voted - For
1.11 Elect Director Abhijit Y. Talwalkar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
LEGGETT & PLATT, INCORPORATED
CUSIP: 524660107 TICKER: LEG
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Robert E. Brunner Management For Voted - For
1b Elect Director Ralph W. Clark Management For Voted - For
1c Elect Director Robert G. Culp, III Management For Voted - For
1d Elect Director R. Ted Enloe, III Management For Voted - For
1e Elect Director Richard T. Fisher Management For Voted - For
1f Elect Director Matthew C. Flanigan Management For Voted - For
1g Elect Director Karl G. Glassman Management For Voted - For
1h Elect Director David S. Haffner Management For Voted - For
1i Elect Director Joseph W. McClanathan Management For Voted - For
1j Elect Director Judy C. Odom Management For Voted - For
1k Elect Director Phoebe A. Wood Management For Voted - For
2 Ratify Auditors Management For Voted - For
322
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Amend EEO Policy to Prohibit Discrimination Based
on Sexual Orientation and Gender Identity Shareholder Against Voted - For
LENNAR CORPORATION
CUSIP: 526057104 TICKER: LEN
Meeting Date: 09-Apr-14 Meeting Type: Annual
1.1 Elect Director Irving Bolotin Management For Voted - For
1.2 Elect Director Steven L. Gerard Management For Voted - For
1.3 Elect Director Theron I. 'Tig' Gilliam Management For Voted - For
1.4 Elect Director Sherrill W. Hudson Management For Voted - For
1.5 Elect Director R. Kirk Landon Management For Voted - For
1.6 Elect Director Sidney Lapidus Management For Voted - For
1.7 Elect Director Stuart A. Miller Management For Voted - For
1.8 Elect Director Teri P. McClure Management For Voted - For
1.9 Elect Director Jeffrey Sonnenfeld Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LEUCADIA NATIONAL CORPORATION
CUSIP: 527288104 TICKER: LUK
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Linda L. Adamany Management For Voted - For
1.2 Elect Director Robert D. Beyer Management For Voted - For
1.3 Elect Director Francisco L. Borges Management For Voted - For
1.4 Elect Director W. Patrick Campbell Management For Voted - For
1.5 Elect Director Brian P. Friedman Management For Voted - For
1.6 Elect Director Richard B. Handler Management For Voted - For
1.7 Elect Director Robert E. Joyal Management For Voted - Against
1.8 Elect Director Jeffrey C. Keil Management For Voted - For
1.9 Elect Director Michael T. O'Kane Management For Voted - Against
1.10 Elect Director Stuart H. Reese Management For Voted - For
1.11 Elect Director Joseph S. Steinberg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
323
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LINCOLN NATIONAL CORPORATION
CUSIP: 534187109 TICKER: LNC
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Dennis R. Glass Management For Voted - For
1.2 Elect Director Gary C. Kelly Management For Voted - For
1.3 Elect Director Michael F. Mee Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
LINEAR TECHNOLOGY CORPORATION
CUSIP: 535678106 TICKER: LLTC
Meeting Date: 06-Nov-13 Meeting Type: Annual
1.1 Elect Director Robert H. Swanson, Jr. Management For Voted - For
1.2 Elect Director Lothar Maier Management For Voted - For
1.3 Elect Director Arthur C. Agnos Management For Voted - For
1.4 Elect Director John J. Gordon Management For Voted - For
1.5 Elect Director David S. Lee Management For Voted - For
1.6 Elect Director Richard M. Moley Management For Voted - For
1.7 Elect Director Thomas S. Volpe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
LOCKHEED MARTIN CORPORATION
CUSIP: 539830109 TICKER: LMT
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Daniel F. Akerson Management For Voted - For
1.2 Elect Director Nolan D. Archibald Management For Voted - For
1.3 Elect Director Rosalind G. Brewer Management For Voted - For
1.4 Elect Director David B. Burritt Management For Voted - For
1.5 Elect Director James O. Ellis, Jr. Management For Voted - For
1.6 Elect Director Thomas J. Falk Management For Voted - For
1.7 Elect Director Marillyn A. Hewson Management For Voted - For
1.8 Elect Director Gwendolyn S. King Management For Voted - For
1.9 Elect Director James M. Loy Management For Voted - For
1.10 Elect Director Douglas H. McCorkindale Management For Voted - For
1.11 Elect Director Joseph W. Ralston Management For Voted - For
1.12 Elect Director Anne Stevens Management For Voted - For
2 Ratify Auditors Management For Voted - For
324
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Stock Retention/Holding Period Shareholder Against Voted - For
7 Claw-back of Payments under Restatements Shareholder Against Voted - Against
LOEWS CORPORATION
CUSIP: 540424108 TICKER: L
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Lawrence S. Bacow Management For Voted - For
1b Elect Director Ann E. Berman Management For Voted - For
1c Elect Director Joseph L. Bower Management For Voted - For
1d Elect Director Charles M. Diker Management For Voted - For
1e Elect Director Jacob A. Frenkel Management For Voted - Against
1f Elect Director Paul J. Fribourg Management For Voted - For
1g Elect Director Walter L. Harris Management For Voted - Against
1h Elect Director Philip A. Laskawy Management For Voted - For
1i Elect Director Ken Miller Management For Voted - For
1j Elect Director Andrew H. Tisch Management For Voted - For
1k Elect Director James S. Tisch Management For Voted - For
1l Elect Director Jonathan M. Tisch Management For Voted - For
1m Elect Director Anthony Welters Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
LORILLARD, INC.
CUSIP: 544147101 TICKER: LO
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Dianne Neal Blixt Management For Voted - For
1.2 Elect Director Andrew H. Card, Jr. Management For Voted - For
1.3 Elect Director Virgis W. Colbert Management For Voted - For
1.4 Elect Director David E.R. Dangoor Management For Voted - For
1.5 Elect Director Murray S. Kessler Management For Voted - For
1.6 Elect Director Jerry W. Levin Management For Voted - For
1.7 Elect Director Richard W. Roedel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Inform Poor and Less Educated on Health
Consequences of Tobacco Shareholder Against Voted - Against
325
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LOWE'S COMPANIES, INC.
CUSIP: 548661107 TICKER: LOW
Meeting Date: 30-May-14 Meeting Type: Annual
1.1 Elect Director Raul Alvarez Management For Voted - For
1.2 Elect Director David W. Bernauer Management For Voted - For
1.3 Elect Director Leonard L. Berry Management For Voted - For
1.4 Elect Director Angela F. Braly Management For Voted - For
1.5 Elect Director Richard W. Dreiling Management For Voted - For
1.6 Elect Director Dawn E. Hudson Management For Voted - For
1.7 Elect Director Robert L. Johnson Management For Voted - For
1.8 Elect Director Marshall O. Larsen Management For Voted - For
1.9 Elect Director Richard K. Lochridge Management For Voted - For
1.10 Elect Director Robert A. Niblock Management For Voted - For
1.11 Elect Director Eric C. Wiseman Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Data Used to Make Environmental Goals and
Costs and Benefits of Sustainability Program Shareholder Against Voted - Against
LYONDELLBASELL INDUSTRIES NV
CUSIP: N53745100 TICKER: LYB
Meeting Date: 16-Apr-14 Meeting Type: Annual
1a Elect Jagjeet S. Bindra to Supervisory Board Management For Voted - For
1b Elect Milton Carroll to Supervisory Board Management For Voted - For
1c Elect Claire S. Farley to Supervisory Board Management For Voted - For
1d Elect Rudy van der Meer to Supervisory Board Management For Voted - For
1e Elect Isabella D. Goren to Supervisory Board Management For Voted - For
1f Elect Nance K. Dicciani to Supervisory Board Management For Voted - For
2a Elect Karyn F. Ovelmen to Management Board Management For Voted - For
2b Elect Craig B. Glidden to Management Board Management For Voted - For
2c Elect Bhavesh V. Patel to Management Board Management For Voted - For
2d Elect Patrick D. Quarles to Management Board Management For Voted - For
2e Elect Timothy D. Roberts to Management Board Management For Voted - For
3 Adopt Financial Statements and Statutory Reports Management For Voted - For
4 Approve Discharge of Management Board Management For Voted - For
5 Approve Discharge of Supervisory Board Management For Voted - For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
7 Ratify PricewaterhouseCoopers Accountants N.V. as
Auditors Management For Voted - For
8 Approve Dividends of USD 2.20 Per Share Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
326
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
11 Approve Cancellation of up to 10 Percent of Issued
Share Capital in Treasury Account Management For Voted - For
M&T BANK CORPORATION
CUSIP: 55261F104 TICKER: MTB
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director Brent D. Baird Management For Voted - For
1.2 Elect Director C. Angela Bontempo Management For Voted - For
1.3 Elect Director Robert T. Brady Management For Voted - For
1.4 Elect Director T. Jefferson Cunningham, III Management For Voted - For
1.5 Elect Director Mark J. Czarnecki Management For Voted - For
1.6 Elect Director Gary N. Geisel Management For Vote Withheld
1.7 Elect Director John D. Hawke, Jr. Management For Voted - For
1.8 Elect Director Patrick W.E. Hodgson Management For Voted - For
1.9 Elect Director Richard G. King Management For Voted - For
1.10 Elect Director Jorge G. Pereira Management For Voted - For
1.11 Elect Director Melinda R. Rich Management For Voted - For
1.12 Elect Director Robert E. Sadler, Jr. Management For Voted - For
1.13 Elect Director Herbert L. Washington Management For Voted - For
1.14 Elect Director Robert G. Wilmers Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
MACY'S, INC.
CUSIP: 55616P104 TICKER: M
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Stephen F. Bollenbach Management For Voted - For
1b Elect Director Deirdre P. Connelly Management For Voted - For
1c Elect Director Meyer Feldberg Management For Voted - For
1d Elect Director Sara Levinson Management For Voted - For
1e Elect Director Terry J. Lundgren Management For Voted - For
1f Elect Director Joseph Neubauer Management For Voted - For
1g Elect Director Joyce M. Roch[] Management For Voted - For
1h Elect Director Paul C. Varga Management For Voted - For
1i Elect Director Craig E. Weatherup Management For Voted - For
1j Elect Director Marna C. Whittington Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
327
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MARATHON OIL CORPORATION
CUSIP: 565849106 TICKER: MRO
Meeting Date: 30-Apr-14 Meeting Type: Annual
1a Elect Director Gregory H. Boyce Management For Voted - For
1b Elect Director Pierre Brondeau Management For Voted - For
1c Elect Director Linda Z. Cook Management For Voted - For
1d Elect Director Chadwick C. Deaton Management For Voted - For
1e Elect Director Shirley Ann Jackson Management For Voted - For
1f Elect Director Philip Lader Management For Voted - For
1g Elect Director Michael E. J. Phelps Management For Voted - For
1h Elect Director Dennis H. Reilley Management For Voted - For
1i Elect Director Lee M. Tillman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
MARATHON PETROLEUM CORPORATION
CUSIP: 56585A102 TICKER: MPC
Meeting Date: 30-Apr-14 Meeting Type: Annual
1a Elect Director Steven A. Davis Management For Voted - For
1b Elect Director Gary R. Heminger Management For Voted - For
1c Elect Director John W. Snow Management For Voted - For
1d Elect Director John P. Surma Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
MARRIOTT INTERNATIONAL, INC.
CUSIP: 571903202 TICKER: MAR
Meeting Date: 09-May-14 Meeting Type: Annual
1.1 Elect Director J.W. Marriott, Jr. Management For Voted - For
1.2 Elect Director John W. Marriott, III Management For Voted - For
1.3 Elect Director Mary K. Bush Management For Voted - For
1.4 Elect Director Frederick A. Henderson Management For Voted - For
1.5 Elect Director Lawrence W. Kellner Management For Voted - For
1.6 Elect Director Debra L. Lee Management For Voted - For
328
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director George Munoz Management For Voted - For
1.8 Elect Director Harry J. Pearce Management For Voted - For
1.9 Elect Director Steven S Reinemund Management For Voted - For
1.10 Elect Director W. Mitt Romney Management For Voted - For
1.11 Elect Director Arne M. Sorenson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
MARSH & MCLENNAN COMPANIES, INC.
CUSIP: 571748102 TICKER: MMC
Meeting Date: 15-May-14 Meeting Type: Annual
1a Elect Director Oscar Fanjul Management For Voted - For
1b Elect Director Daniel S. Glaser Management For Voted - For
1c Elect Director H. Edward Hanway Management For Voted - For
1d Elect Director Lord Lang Management For Voted - For
1e Elect Director Elaine La Roche Management For Voted - For
1f Elect Director Steven A. Mills Management For Voted - For
1g Elect Director Bruce P. Nolop Management For Voted - For
1h Elect Director Marc D. Oken Management For Voted - For
1i Elect Director Morton O. Schapiro Management For Voted - For
1j Elect Director Adele Simmons Management For Voted - For
1k Elect Director Lloyd M. Yates Management For Voted - For
1l Elect Director R. David Yost Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
MASCO CORPORATION
CUSIP: 574599106 TICKER: MAS
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Keith J. Allman Management For Voted - For
1b Elect Director Verne G. Istock Management For Voted - For
1c Elect Director J. Michael Losh Management For Voted - For
1d Elect Director Christopher A. O'Herlihy Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
329
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 03-Jun-14 Meeting Type: Annual
1a Elect Director Richard Haythornthwaite Management For Voted - For
1b Elect Director Ajay Banga Management For Voted - For
1c Elect Director Silvio Barzi Management For Voted - For
1d Elect Director David R. Carlucci Management For Voted - For
1e Elect Director Steven J. Freiberg Management For Voted - For
1f Elect Director Julius Genachowski Management For Voted - For
1g Elect Director Merit E. Janow Management For Voted - For
1h Elect Director Nancy J. Karch Management For Voted - For
1i Elect Director Marc Olivie Management For Voted - For
1j Elect Director Rima Qureshi Management For Voted - For
1k Elect Director Jose Octavio Reyes Lagunes Management For Voted - For
1l Elect Director Jackson P. Tai Management For Voted - For
1m Elect Director Edward Suning Tian Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
MATTEL, INC.
CUSIP: 577081102 TICKER: MAT
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Michael J. Dolan Management For Voted - For
1b Elect Director Trevor A. Edwards Management For Voted - For
1c Elect Director Frances D. Fergusson Management For Voted - For
1d Elect Director Dominic Ng Management For Voted - For
1e Elect Director Vasant M. Prabhu Management For Voted - For
1f Elect Director Andrea L. Rich Management For Voted - For
1g Elect Director Dean A. Scarborough Management For Voted - For
1h Elect Director Christopher A. Sinclair Management For Voted - For
1i Elect Director Bryan G. Stockton Management For Voted - For
1j Elect Director Dirk Van de Put Management For Voted - For
1k Elect Director Kathy White Loyd Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
330
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MCDONALD'S CORPORATION
CUSIP: 580135101 TICKER: MCD
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director Susan E. Arnold Management For Voted - For
1b ElectionElect Director Richard H. Lenny Management For Voted - For
1c Elect Director Walter E. Massey Management For Voted - For
1d Elect Director Cary D. McMillan Management For Voted - For
1e Elect Director Sheila A. Penrose Management For Voted - For
1f Elect Director John W. Rogers, Jr. Management For Voted - For
1g Elect Director Roger W. Stone Management For Voted - For
1h Elect Director Miles D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
MCGRAW HILL FINANCIAL, INC.
CUSIP: 580645109 TICKER: MHFI
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director Winfried Bischoff Management For Voted - For
1.2 Elect Director William D. Green Management For Voted - For
1.3 Elect Director Charles E. Haldeman, Jr. Management For Voted - For
1.4 Elect Director Harold McGraw, III Management For Voted - For
1.5 Elect Director Robert P. McGraw Management For Voted - For
1.6 Elect Director Hilda Ochoa-Brillembourg Management For Voted - For
1.7 Elect Director Douglas L. Peterson Management For Voted - For
1.8 Elect Director Michael Rake Management For Voted - For
1.9 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.10 Elect Director Kurt L. Schmoke Management For Voted - For
1.11 Elect Director Sidney Taurel Management For Voted - For
1.12 Elect Director Richard E. Thornburgh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
MEAD JOHNSON NUTRITION COMPANY
CUSIP: 582839106 TICKER: MJN
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Steven M. Altschuler Management For Voted - For
1b Elect Director Howard B. Bernick Management For Voted - For
331
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Kimberly A. Casiano Management For Voted - For
1d Elect Director Anna C. Catalano Management For Voted - For
1e Elect Director Celeste A. Clark Management For Voted - For
1f Elect Director James M. Cornelius Management For Voted - For
1g Elect Director Stephen W. Golsby Management For Voted - For
1h Elect Director Michael Grobstein Management For Voted - For
1i Elect Director Peter Kasper Jakobsen Management For Voted - For
1j Elect Director Peter G. Ratcliffe Management For Voted - For
1k Elect Director Elliott Sigal Management For Voted - For
1l Elect Director Robert S. Singer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
MEADWESTVACO CORPORATION
CUSIP: 583334107 TICKER: MWV
Meeting Date: 28-Apr-14 Meeting Type: Annual
1.1 Elect Director Michael E. Campbell Management For Voted - For
1.2 Elect Director James G. Kaiser Management For Voted - For
1.3 Elect Director Richard B. Kelson Management For Voted - For
1.4 Elect Director Susan J. Kropf Management For Voted - For
1.5 Elect Director John A. Luke, Jr. Management For Voted - For
1.6 Elect Director Gracia C. Martore Management For Voted - For
1.7 Elect Director Timothy H. Powers Management For Voted - For
1.8 Elect Director Jane L. Warner Management For Voted - For
1.9 Elect Director Alan D. Wilson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MERCK & CO., INC.
CUSIP: 58933Y105 TICKER: MRK
Meeting Date: 27-May-14 Meeting Type: Annual
1a Elect Director Leslie A. Brun Management For Voted - For
1b Elect Director Thomas R. Cech Management For Voted - For
1c Elect Director Kenneth C. Frazier Management For Voted - For
1d Elect Director Thomas H. Glocer Management For Voted - For
1e Elect Director William B. Harrison, Jr. Management For Voted - For
1f Elect Director C. Robert Kidder Management For Voted - For
1g Elect Director Rochelle B. Lazarus Management For Voted - For
1h Elect Director Carlos E. Represas Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Craig B. Thompson Management For Voted - For
1k Elect Director Wendell P. Weeks Management For Voted - For
1l Elect Director Peter C. Wendell Management For Voted - For
332
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
METLIFE, INC.
CUSIP: 59156R108 TICKER: MET
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Cheryl W. Gris[] Management For Voted - For
1.2 Elect Director Carlos M. Gutierrez Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director Steven A. Kandarian Management For Voted - For
1.5 Elect Director John M. Keane Management For Voted - For
1.6 Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1.7 Elect Director William E. Kennard Management For Voted - For
1.8 Elect Director James M. Kilts Management For Voted - For
1.9 Elect Director Catherine R. Kinney Management For Voted - For
1.10 Elect Director Denise M. Morrison Management For Voted - For
1.11 Elect Director Kenton J. Sicchitano Management For Voted - For
1.12 Elect Director Lulu C. Wang Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
MICRON TECHNOLOGY, INC.
CUSIP: 595112103 TICKER: MU
Meeting Date: 23-Jan-14 Meeting Type: Annual
1.1 Elect Director Robert L. Bailey Management For Voted - For
1.2 Elect Director Richard M. Beyer Management For Voted - For
1.3 Elect Director Patrick J. Byrne Management For Voted - For
1.4 Elect Director D. Mark Durcan Management For Voted - For
1.5 Elect Director Warren East Management For Voted - For
1.6 Elect Director Mercedes Johnson Management For Voted - For
1.7 Elect Director Lawrence N. Mondry Management For Voted - For
1.8 Elect Director Robert E. Switz Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
333
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MICROSOFT CORPORATION
CUSIP: 594918104 TICKER: MSFT
Meeting Date: 19-Nov-13 Meeting Type: Annual
1 Elect Director Steven A. Ballmer Management For Voted - For
2 Elect Director Dina Dublon Management For Voted - For
3 Elect Director William H. Gates Management For Voted - For
4 Elect Director Maria M. Klawe Management For Voted - For
5 Elect Director Stephen J. Luczo Management For Voted - For
6 Elect Director David F. Marquardt Management For Voted - For
7 Elect Director Charles H. Noski Management For Voted - For
8 Elect Director Helmut Panke Management For Voted - For
9 Elect Director John W. Thompson Management For Voted - For
10 Amend Executive Incentive Bonus Plan Management For Voted - For
11 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
12 Ratify Auditors Management For Voted - For
MOHAWK INDUSTRIES, INC.
CUSIP: 608190104 TICKER: MHK
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Richard C. Ill Management For Voted - For
1.2 Elect Director Jeffrey S. Lorberbaum Management For Voted - For
1.3 Elect Director Karen A. Smith Bogart Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MOLEX INCORPORATED
CUSIP: 608554101 TICKER: MOLX
Meeting Date: 15-Nov-13 Meeting Type: Annual
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
4.1 Elect Director Michael J. Birck Management For Voted - For
4.2 Elect Director Anirudh Dhebar Management For Voted - For
4.3 Elect Director Frederick A. Krehbiel Management For Voted - For
4.4 Elect Director Martin P. Slark Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Amend Executive Incentive Bonus Plan Management For Voted - For
334
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MOLSON COORS BREWING COMPANY
CUSIP: 60871R209 TICKER: TAP
Meeting Date: 04-Jun-14 Meeting Type: Annual
1.1 Elect Director Roger G. Eaton Management For Voted - For
1.2 Elect Director Charles M. Herington Management For Voted - For
1.3 Elect Director H. Sanford Riley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
CUSIP: 609207105 TICKER: MDLZ
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Stephen F. Bollenbach Management For Voted - For
1b Elect Director Lewis W.K. Booth Management For Voted - For
1c Elect Director Lois D. Juliber Management For Voted - For
1d Elect Director Mark D. Ketchum Management For Voted - For
1e Elect Director Jorge S. Mesquita Management For Voted - For
1f Elect Director Nelson Peltz Management For Voted - For
1g Elect Director Fredric G. Reynolds Management For Voted - For
1h Elect Director Irene B. Rosenfeld Management For Voted - For
1i Elect Director Patrick T. Siewert Management For Voted - For
1j Elect Director Ruth J. Simmons Management For Voted - For
1k Elect Director Ratan N. Tata Management For Voted - For
1l Elect Director Jean-Francois M. L. van Boxmeer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
MONSANTO COMPANY
CUSIP: 61166W101 TICKER: MON
Meeting Date: 28-Jan-14 Meeting Type: Annual
1a Elect Director Gregory H. Boyce Management For Voted - For
1b Elect Director Laura K. Ipsen Management For Voted - For
1c Elect Director William U. Parfet Management For Voted - For
1d Elect Director George H. Poste Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Risk of Genetic Engineering in Order to
Work with Regulators Shareholder Against Voted - Against
335
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Report on Risk of Genetically Engineered Products Shareholder Against Voted - Against
MONSTER BEVERAGE CORPORATION
CUSIP: 611740101 TICKER: MNST
Meeting Date: 02-Jun-14 Meeting Type: Annual
1.1 Elect Director Rodney C. Sacks Management For Voted - For
1.2 Elect Director Hilton H. Schlosberg Management For Voted - For
1.3 Elect Director Mark J. Hall Management For Voted - For
1.4 Elect Director Norman C. Epstein Management For Voted - For
1.5 Elect Director Benjamin M. Polk Management For Voted - For
1.6 Elect Director Sydney Selati Management For Voted - For
1.7 Elect Director Harold C. Taber, Jr. Management For Voted - For
1.8 Elect Director Mark S. Vidergauz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
5 Adopt Policy and Report on Board Diversity Shareholder Against Voted - For
MOODY'S CORPORATION
CUSIP: 615369105 TICKER: MCO
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director Jorge A. Bermudez Management For Voted - For
1.2 Elect Director Kathryn M. Hill Management For Voted - For
1.3 Elect Director Leslie F. Seidman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MORGAN STANLEY
CUSIP: 617446448 TICKER: MS
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Erskine B. Bowles Management For Voted - For
1.2 Elect Director Howard J. Davies Management For Voted - For
1.3 Elect Director Thomas H. Glocer Management For Voted - For
1.4 Elect Director James P. Gorman Management For Voted - For
1.5 Elect Director Robert H. Herz Management For Voted - For
1.6 Elect Director C. Robert Kidder Management For Voted - For
1.7 Elect Director Klaus Kleinfeld Management For Voted - For
1.8 Elect Director Donald T. Nicolaisen Management For Voted - For
1.9 Elect Director Hutham S. Olayan Management For Voted - For
1.10 Elect Director James W. Owens Management For Voted - For
336
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director O. Griffith Sexton Management For Voted - For
1.12 Elect Director Ryosuke Tamakoshi Management For Voted - For
1.13 Elect Director Masaaki Tanaka Management For Voted - For
1.14 Elect Director Laura D. Tyson Management For Voted - For
1.15 Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
MOTOROLA SOLUTIONS, INC.
CUSIP: 620076307 TICKER: MSI
Meeting Date: 05-May-14 Meeting Type: Annual
1a Elect Director Gregory Q. Brown Management For Voted - For
1b Elect Director Kenneth C. Dahlberg Management For Voted - For
1c Elect Director David W. Dorman Management For Voted - For
1d Elect Director Michael V. Hayden Management For Voted - For
1e Elect Director Judy C. Lewent Management For Voted - For
1f Elect Director Anne R. Pramaggiore Management For Voted - For
1g Elect Director Samuel C. Scott, III Management For Voted - For
1h Elect Director Bradley E. Singer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Review and Amend Human Rights Policies Shareholder Against Voted - Against
5 Report on Political Contributions Shareholder Against Voted - For
MURPHY OIL CORPORATION
CUSIP: 626717102 TICKER: MUR
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director Frank W. Blue Management For Voted - For
1b Elect Director T. Jay Collins Management For Voted - For
1c Elect Director Steven A. Cosse Management For Voted - For
1d Elect Director Claiborne P. Deming Management For Voted - For
1e Elect Director Roger W. Jenkins Management For Voted - For
1f Elect Director James V. Kelley Management For Voted - For
1g Elect Director Walentin Mirosh Management For Voted - For
1h Elect Director R. Madison Murphy Management For Voted - For
1i Elect Director Jeffrey W. Nolan Management For Voted - For
1j Elect Director Neal E. Schmale Management For Voted - For
1k Elect Director Caroline G. Theus Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
337
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MYLAN INC.
CUSIP: 628530107 TICKER: MYL
Meeting Date: 11-Apr-14 Meeting Type: Annual
1.1 Elect Director Heather Bresch Management For Voted - For
1.2 Elect Director Wendy Cameron Management For Voted - For
1.3 Elect Director Robert J. Cindrich Management For Voted - For
1.4 Elect Director Robert J. Coury Management For Voted - For
1.5 Elect Director JoEllen Lyons Dillon Management For Voted - For
1.6 Elect Director Neil Dimick Management For Voted - For
1.7 Elect Director Melina Higgins Management For Voted - For
1.8 Elect Director Douglas J. Leech Management For Voted - For
1.9 Elect Director Rajiv Malik Management For Voted - For
1.10 Elect Director Joseph C. Maroon Management For Voted - For
1.11 Elect Director Mark W. Parrish Management For Voted - For
1.12 Elect Director Rodney L. Piatt Management For Voted - For
1.13 Elect Director Randall L. 'Pete' Vanderveen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
NABORS INDUSTRIES LTD.
CUSIP: G6359F103 TICKER: NBR
Meeting Date: 03-Jun-14 Meeting Type: Annual
1.1 Elect Director James R. Crane Management For Vote Withheld
1.2 Elect Director John P. Kotts Management For Voted - For
1.3 Elect Director Michael C. Linn Management For Vote Withheld
1.4 Elect Director John V. Lombardi Management For Vote Withheld
1.5 Elect Director Anthony G. Petrello Management For Vote Withheld
1.6 Elect Director Howard Wolf Management For Vote Withheld
1.7 Elect Director John Yearwood Management For Vote Withheld
2 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
3 Amend Shareholder Rights Plan (Poison Pill) Management For Voted - Against
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
5 Require Shareholder Approval of Specific
Performance Metrics in Equity Compensation Plans Shareholder Against Voted - For
6 Adopt Retention Ratio for Executives Shareholder Against Voted - For
7 Report on Sustainability Shareholder Against Voted - For
8 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
9 Adopt Proxy Access Right Shareholder Against Voted - For
10 Amend Vote-Counting Methodology to Treat Broker
Non-Votes as Having No Impact Shareholder Against Voted - For
338
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NATIONAL OILWELL VARCO, INC.
CUSIP: 637071101 TICKER: NOV
Meeting Date: 14-May-14 Meeting Type: Annual
1A Elect Director Merrill A. Miller, Jr. Management For Voted - For
1B Elect Director Clay C. Williams Management For Voted - For
1C Elect Director Greg L. Armstrong Management For Voted - For
1D Elect Director Robert E. Beauchamp Management For Voted - For
1E Elect Director Marcela E. Donadio Management For Voted - For
1F Elect Director Ben A. Guill Management For Voted - For
1G Elect Director David D. Harrison Management For Voted - For
1H Elect Director Roger L. Jarvis Management For Voted - For
1I Elect Director Eric L. Mattson Management For Voted - For
1K Elect Director Jeffery A. Smisek Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NETFLIX, INC.
CUSIP: 64110L106 TICKER: NFLX
Meeting Date: 09-Jun-14 Meeting Type: Annual
1.1 Elect Director Reed Hastings Management For Vote Withheld
1.2 Elect Director Jay C. Hoag Management For Vote Withheld
1.3 Elect Director A. George (Skip) Battle Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Declassify the Board of Directors Shareholder Against Voted - For
6 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
7 Submit Shareholder Rights Plan (Poison Pill) to
Shareholder Vote Shareholder Against Voted - For
8 Provide For Confidential Running Vote Tallies Shareholder Against Voted - For
9 Require Independent Board Chairman Shareholder Against Voted - For
NEWELL RUBBERMAID INC.
CUSIP: 651229106 TICKER: NWL
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Kevin C. Conroy Management For Voted - For
1b Elect Director Scott S. Cowen Management For Voted - For
1c Elect Director Michael T. Cowhig Management For Voted - For
1d Elect Director Cynthia A. Montgomery Management For Voted - For
339
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Jose Ignacio Perez-Lizaur Management For Voted - For
1f Elect Director Michael B. Polk Management For Voted - For
1g Elect Director Michael A. Todman Management For Voted - For
1h Elect Director Raymond G. Viault Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NEWFIELD EXPLORATION COMPANY
CUSIP: 651290108 TICKER: NFX
Meeting Date: 09-May-14 Meeting Type: Annual
1a Elect Director Lee K. Boothby Management For Voted - For
1b Elect Director Pamela J. Gardner Management For Voted - For
1c Elect Director John Randolph Kemp, III Management For Voted - For
1d Elect Director Steven W. Nance Management For Voted - For
1e Elect Director Howard H. Newman Management For Voted - For
1f Elect Director Thomas G. Ricks Management For Voted - For
1g Elect Director Juanita M. Romans Management For Voted - For
1h Elect Director John W. Schanck Management For Voted - For
1i Elect Director C. E. (Chuck) Shultz Management For Voted - For
1j Elect Director Richard K. Stoneburner Management For Voted - For
1k Elect Director J. Terry Strange Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NEWMONT MINING CORPORATION
CUSIP: 651639106 TICKER: NEM
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Bruce R. Brook Management For Voted - For
1.2 Elect Director J. Kofi Bucknor Management For Voted - For
1.3 Elect Director Vincent A. Calarco Management For Voted - For
1.4 Elect Director Joseph A. Carrabba Management For Voted - For
1.5 Elect Director Noreen Doyle Management For Voted - For
1.6 Elect Director Gary J. Goldberg Management For Voted - For
1.7 Elect Director Veronica M. Hagen Management For Voted - For
1.8 Elect Director Jane Nelson Management For Voted - For
1.9 Elect Director Donald C. Roth Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - Against
340
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NEXTERA ENERGY, INC.
CUSIP: 65339F101 TICKER: NEE
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director Sherry S. Barrat Management For Voted - For
1b Elect Director Robert M. Beall, II Management For Voted - For
1c Elect Director James L. Camaren Management For Voted - For
1d Elect Director Kenneth B. Dunn Management For Voted - For
1e Elect Director Kirk S. Hachigian Management For Voted - For
1f Elect Director Toni Jennings Management For Voted - For
1g Elect Director James L. Robo Management For Voted - For
1h Elect Director Rudy E. Schupp Management For Voted - For
1i Elect Director John L. Skolds Management For Voted - For
1j Elect Director William H. Swanson Management For Voted - For
1k Elect Director Hansel E. Tookes, II Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement Shareholder Against Voted - For
NIELSEN N.V.
CUSIP: N63218106 TICKER: NLSN
Meeting Date: 06-May-14 Meeting Type: Annual
1 Adopt Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board of Directors Management For Voted - For
3a Elect Director James A. Attwood, Jr. Management For Voted - For
3b Elect Director David L. Calhoun Management For Voted - For
3c Elect Director Karen M. Hoguet Management For Voted - For
3d Elect Director James M. Kilts Management For Voted - For
3e Elect Director Alexander Navab Management For Voted - Against
3f Elect Director Robert Pozen Management For Voted - For
3g Elect Director Vivek Ranadive Management For Voted - For
3h Elect Director Ganesh Rao Management For Voted - Against
3i Elect Director Javier G. Teruel Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Appoint Ernst and Young Accountants LLP to Audit
the Dutch Statutory Annual Accounts Management For Voted - For
6 Approve Executive Incentive Bonus Plan Management For Voted - Against
7 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
8 Change Company Name Management For Voted - For
9 Advisory Vote to Approve Remuneration of Executives Management For Voted - Against
341
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NISOURCE INC.
CUSIP: 65473P105 TICKER: NI
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Richard A. Abdoo Management For Voted - For
1.2 Elect Director Aristides S. Candris Management For Voted - For
1.3 Elect Director Sigmund L. Cornelius Management For Voted - For
1.4 Elect Director Michael E. Jesanis Management For Voted - For
1.5 Elect Director Marty R. Kittrell Management For Voted - For
1.6 Elect Director W. Lee Nutter Management For Voted - For
1.7 Elect Director Deborah S. Parker Management For Voted - For
1.8 Elect Director Robert C. Skaggs, Jr. Management For Voted - For
1.9 Elect Director Teresa A. Taylor Management For Voted - For
1.10 Elect Director Richard L. Thompson Management For Voted - For
1.11 Elect Director Carolyn Y. Woo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
NOBLE CORPORATION
CUSIP: H5833N103 TICKER: NE
Meeting Date: 11-Oct-13 Meeting Type: Special
1 Change Jurisdiction of Incorporation Management For Voted - For
NOBLE CORPORATION PLC
CUSIP: G65431101 TICKER: NE
Meeting Date: 10-Jun-14 Meeting Type: Annual
1 Elect Director Scott D. Josey Management For Voted - For
2 Elect Director Jon A. Marshall Management For Voted - For
3 Elect Director Mary P. Ricciardello Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Statutory
Auditor Management For Voted - For
6 Authorize Audit Committee to Fix Remuneration of
Statutory Auditors Management For Voted - For
7 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
8 Advisory Vote to Ratify Directors' Compensation
Report Management For Voted - For
9 Approve Remuneration Policy Management For Voted - For
10 Approve Dividends Management For Voted - For
11 Declassify the Board of Directors Management For Voted - For
342
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NOBLE ENERGY, INC.
CUSIP: 655044105 TICKER: NBL
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Jeffrey L. Berenson Management For Voted - For
1.2 Elect Director Michael A. Cawley Management For Voted - For
1.3 Elect Director Edward F. Cox Management For Voted - For
1.4 Elect Director Charles D. Davidson Management For Voted - For
1.5 Elect Director Thomas J. Edelman Management For Voted - For
1.6 Elect Director Eric P. Grubman Management For Voted - For
1.7 Elect Director Kirby L. Hedrick Management For Voted - For
1.8 Elect Director Scott D. Urban Management For Voted - For
1.9 Elect Director William T. Van Kleef Management For Voted - For
1.10 Elect Director Molly K. Williamson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORDSTROM, INC.
CUSIP: 655664100 TICKER: JWN
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Phyllis J. Campbell Management For Voted - For
1b Elect Director Michelle M. Ebanks Management For Voted - For
1c Elect Director Enrique Hernandez, Jr. Management For Voted - For
1d Elect Director Robert G. Miller Management For Voted - For
1e Elect Director Blake W. Nordstrom Management For Voted - For
1f Elect Director Erik B. Nordstrom Management For Voted - For
1g Elect Director Peter E. Nordstrom Management For Voted - For
1h Elect Director Philip G. Satre Management For Voted - For
1i Elect Director Brad D. Smith Management For Voted - For
1j Elect Director B. Kevin Turner Management For Voted - For
1k Elect Director Robert D. Walter Management For Voted - For
1l Elect Director Alison A. Winter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORFOLK SOUTHERN CORPORATION
CUSIP: 655844108 TICKER: NSC
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Thomas D. Bell, Jr. Management For Voted - For
1.2 Elect Director Erskine B. Bowles Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
343
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Wesley G. Bush Management For Voted - For
1.5 Elect Director Daniel A. Carp Management For Voted - For
1.6 Elect Director Karen N. Horn Management For Voted - For
1.7 Elect Director Steven F. Leer Management For Voted - For
1.8 Elect Director Michael D. Lockhart Management For Voted - For
1.9 Elect Director Amy E. Miles Management For Voted - For
1.10 Elect Director Charles W. Moorman, IV Management For Voted - For
1.11 Elect Director Martin H. Nesbitt Management For Voted - For
1.12 Elect Director James A. Squires Management For Voted - For
1.13 Elect Director John R. Thompson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
NORTHEAST UTILITIES
CUSIP: 664397106 TICKER: NU
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Richard H. Booth Management For Voted - For
1.2 Elect Director John S. Clarkeson Management For Voted - For
1.3 Elect Director Cotton M. Cleveland Management For Voted - For
1.4 Elect Director Sanford Cloud, Jr. Management For Voted - For
1.5 Elect Director James S. DiStasio Management For Voted - For
1.6 Elect Director Francis A. Doyle Management For Voted - For
1.7 Elect Director Charles K. Gifford Management For Voted - For
1.8 Elect Director Paul A. La Camera Management For Voted - For
1.9 Elect Director Kenneth R. Leibler Management For Voted - For
1.10 Elect Director Thomas J. May Management For Voted - For
1.11 Elect Director William C. Van Faasen Management For Voted - For
1.12 Elect Director Frederica M. Williams Management For Voted - For
1.13 Elect Director Dennis R. Wraase Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
NORTHERN TRUST CORPORATION
CUSIP: 665859104 TICKER: NTRS
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director Linda Walker Bynoe Management For Voted - For
1.2 Elect Director Nicholas D. Chabraja Management For Vote Withheld
1.3 Elect Director Susan Crown Management For Voted - For
1.4 Elect Director Dipak C. Jain Management For Voted - For
1.5 Elect Director Robert W. Lane Management For Voted - For
1.6 Elect Director Jose Luis Prado Management For Voted - For
1.7 Elect Director John W. Rowe Management For Voted - For
344
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Martin P. Slark Management For Voted - For
1.9 Elect Director David H. B. Smith, Jr. Management For Voted - For
1.10 Elect Director Charles A. Tribbett, III Management For Voted - For
1.11 Elect Director Frederick H. Waddell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying and Political Contributions Shareholder Against Voted - For
NORTHROP GRUMMAN CORPORATION
CUSIP: 666807102 TICKER: NOC
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Wesley G. Bush Management For Voted - For
1.2 Elect Director Victor H. Fazio Management For Voted - For
1.3 Elect Director Donald E. Felsinger Management For Voted - For
1.4 Elect Director Bruce S. Gordon Management For Voted - For
1.5 Elect Director William H. Hernandez Management For Voted - For
1.6 Elect Director Madeleine A. Kleiner Management For Voted - For
1.7 Elect Director Karl J. Krapek Management For Voted - For
1.8 Elect Director Richard B. Myers Management For Voted - For
1.9 Elect Director Gary Roughead Management For Voted - For
1.10 Elect Director Thomas M. Schoewe Management For Voted - For
1.11 Elect Director Kevin W. Sharer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
NRG ENERGY, INC.
CUSIP: 629377508 TICKER: NRG
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Kirbyjon H. Caldwell Management For Voted - For
1.2 Elect Director Lawrence S. Coben Management For Voted - For
1.3 Elect Director David Crane Management For Voted - For
1.4 Elect Director Terry G. Dallas Management For Voted - For
1.5 Elect Director Paul W. Hobby Management For Voted - For
1.6 Elect Director Edward R. Muller Management For Voted - For
1.7 Elect Director Evan J. Silverstein Management For Voted - For
1.8 Elect Director Thomas H. Weidemeyer Management For Voted - For
1.9 Elect Director Walter R. Young Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
345
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NUCOR CORPORATION
CUSIP: 670346105 TICKER: NUE
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Peter C. Browning Management For Voted - For
1.2 Elect Director John J. Ferriola Management For Voted - For
1.3 Elect Director Harvey B. Gantt Management For Voted - For
1.4 Elect Director Gregory J. Hayes Management For Voted - For
1.5 Elect Director Victoria F. Haynes Management For Voted - For
1.6 Elect Director Bernard L. Kasriel Management For Voted - For
1.7 Elect Director Christopher J. Kearney Management For Voted - For
1.8 Elect Director Raymond J. Milchovich Management For Voted - For
1.9 Elect Director John H. Walker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
NVIDIA CORPORATION
CUSIP: 67066G104 TICKER: NVDA
Meeting Date: 23-May-14 Meeting Type: Annual
1a Elect Director Robert K. Burgess Management For Voted - For
1b Elect Director Tench Coxe Management For Voted - For
1c Elect Director James C. Gaither Management For Voted - For
1d Elect Director Jen-Hsun Huang Management For Voted - For
1e Elect Director Dawn Hudson Management For Voted - For
1f Elect Director Harvey C. Jones Management For Voted - For
1g Elect Director William J. Miller Management For Voted - For
1h Elect Director Mark L. Perry Management For Voted - For
1i Elect Director A. Brooke Seawell Management For Voted - For
1j Elect Director Mark A. Stevens Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
OCCIDENTAL PETROLEUM CORPORATION
CUSIP: 674599105 TICKER: OXY
Meeting Date: 02-May-14 Meeting Type: Annual
1.1 Elect Director Spencer Abraham Management For Voted - For
346
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Howard I. Atkins Management For Voted - For
1.3 Elect Director Eugene L. Batchelder Management For Voted - For
1.4 Elect Director Stephen I. Chazen Management For Voted - For
1.5 Elect Director Edward P. Djerejian Management For Voted - For
1.6 Elect Director John E. Feick Management For Voted - For
1.7 Elect Director Margaret M. Foran Management For Voted - For
1.8 Elect Director Carlos M. Gutierrez Management For Voted - For
1.9 Elect Director William R. Klesse Management For Voted - For
1.10 Elect Director Avedick B. Poladian Management For Voted - For
1.11 Elect Director Elisse B. Walter Management For Voted - For
2 Remove Age Restriction for Directors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Separate the Roles of the Chairman of the Board and
the Chief Executive Officer Management For Voted - For
6 Ratify Auditors Management For Voted - For
7 Stock Retention/Holding Period Shareholder Against Voted - For
8 Review and Assess Membership of Lobbying
Organizations Shareholder Against Voted - For
9 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
10 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
OMNICOM GROUP INC.
CUSIP: 681919106 TICKER: OMC
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director John D. Wren Management For Voted - For
1.2 Elect Director Bruce Crawford Management For Voted - For
1.3 Elect Director Alan R. Batkin Management For Voted - For
1.4 Elect Director Mary C. Choksi Management For Voted - For
1.5 Elect Director Robert Charles Clark Management For Voted - For
1.6 Elect Director Leonard S. Coleman, Jr. Management For Voted - For
1.7 Elect Director Errol M. Cook Management For Voted - For
1.8 Elect Director Susan S. Denison Management For Voted - For
1.9 Elect Director Michael A. Henning Management For Voted - For
1.10 Elect Director John R. Murphy Management For Voted - For
1.11 Elect Director John R. Purcell Management For Voted - For
1.12 Elect Director Linda Johnson Rice Management For Voted - For
1.13 Elect Director Gary L. Roubos Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
347
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ONEOK, INC.
CUSIP: 682680103 TICKER: OKE
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director James C. Day Management For Voted - For
1.2 Elect Director Julie H. Edwards Management For Voted - For
1.3 Elect Director William L. Ford Management For Voted - For
1.4 Elect Director John W. Gibson Management For Voted - For
1.5 Elect Director Bert H. Mackie Management For Voted - For
1.6 Elect Director Steven J. Malcolm Management For Voted - For
1.7 Elect Director Jim W. Mogg Management For Voted - For
1.8 Elect Director Pattye L. Moore Management For Voted - For
1.9 Elect Director Gary D. Parker Management For Voted - For
1.10 Elect Director Eduardo A. Rodriguez Management For Voted - For
1.11 Elect Director Terry K. Spencer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
ORACLE CORPORATION
CUSIP: 68389X105 TICKER: ORCL
Meeting Date: 31-Oct-13 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Berg Management For Vote Withheld
1.2 Elect Director H. Raymond Bingham Management For Vote Withheld
1.3 Elect Director Michael J. Boskin Management For Vote Withheld
1.4 Elect Director Safra A. Catz Management For Voted - For
1.5 Elect Director Bruce R. Chizen Management For Vote Withheld
1.6 Elect Director George H. Conrades Management For Vote Withheld
1.7 Elect Director Lawrence J. Ellison Management For Voted - For
1.8 Elect Director Hector Garcia-Molina Management For Vote Withheld
1.9 Elect Director Jeffrey O. Henley Management For Vote Withheld
1.10 Elect Director Mark V. Hurd Management For Voted - For
1.11 Elect Director Naomi O. Seligman Management For Vote Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Ratify Auditors Management For Voted - For
5 Establish Human Rights Committee Shareholder Against Voted - Against
6 Require Independent Board Chairman Shareholder Against Voted - For
7 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
8 Adopt Multiple Performance Metrics Under Executive
Incentive Plans Shareholder Against Voted - For
9 Require Shareholder Approval of Quantifiable
Performance Metrics Shareholder Against Voted - For
348
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O'REILLY AUTOMOTIVE, INC.
CUSIP: 67103H107 TICKER: ORLY
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director David O'Reilly Management For Voted - For
1b Elect Director Larry O'Reilly Management For Voted - For
1c Elect Director Rosalie O'Reilly Wooten Management For Voted - For
1d Elect Director Jay D. Burchfield Management For Voted - For
1e Elect Director Thomas T. Hendrickson Management For Voted - For
1f Elect Director Paul R. Lederer Management For Voted - For
2 Amend Articles of Incorporation of the Company's
Subsidiary O'Reilly Automotive Stores, Inc. Management For Voted - Against
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
OWENS-ILLINOIS, INC.
CUSIP: 690768403 TICKER: OI
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Jay L. Geldmacher Management For Voted - For
1.2 Elect Director Peter S. Hellman Management For Voted - For
1.3 Elect Director Anastasia D. Kelly Management For Voted - For
1.4 Elect Director John J. McMackin, Jr. Management For Voted - For
1.5 Elect Director Hari N. Nair Management For Voted - For
1.6 Elect Director Hugh H. Roberts Management For Voted - For
1.7 Elect Director Albert P. L. Stroucken Management For Voted - For
1.8 Elect Director Carol A. Williams Management For Voted - For
1.9 Elect Director Dennis K. Williams Management For Voted - For
1.10 Elect Director Thomas L. Young Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
PACCAR INC
CUSIP: 693718108 TICKER: PCAR
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director John M. Fluke, Jr. Management For Voted - Against
1.2 Elect Director Kirk S. Hachigian Management For Voted - For
1.3 Elect Director Roderick C. McGeary Management For Voted - For
1.4 Elect Director Mark A. Schulz Management For Voted - Against
2 Amend Non-Employee Director Restricted Stock Plan Management For Voted - For
349
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
PALL CORPORATION
CUSIP: 696429307 TICKER: PLL
Meeting Date: 11-Dec-13 Meeting Type: Annual
1.1 Elect Director Amy E. Alving Management For Voted - For
1.2 Elect Director Robert B. Coutts Management For Voted - For
1.3 Elect Director Mark E. Goldstein Management For Voted - For
1.4 Elect Director Cheryl W. Grise Management For Voted - For
1.5 Elect Director Ronald L. Hoffman Management For Voted - For
1.6 Elect Director Lawrence D. Kingsley Management For Voted - For
1.7 Elect Director Dennis N. Longstreet Management For Voted - For
1.8 Elect Director B. Craig Owens Management For Voted - For
1.9 Elect Director Katharine L. Plourde Management For Voted - For
1.10 Elect Director Edward Travaglianti Management For Voted - For
1.11 Elect Director Bret W. Wise Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PARKER-HANNIFIN CORPORATION
CUSIP: 701094104 TICKER: PH
Meeting Date: 23-Oct-13 Meeting Type: Annual
1.1 Elect Director Robert G. Bohn Management For Voted - For
1.2 Elect Director Linda S. Harty Management For Voted - For
1.3 Elect Director William E. Kassling Management For Voted - For
1.4 Elect Director Robert J. Kohlhepp Management For Voted - For
1.5 Elect Director Kevin A. Lobo Management For Voted - For
1.6 Elect Director Klaus-Peter Muller Management For Vote Withheld
1.7 Elect Director Candy M. Obourn Management For Voted - For
1.8 Elect Director Joseph M. Scaminace Management For Voted - For
1.9 Elect Director Wolfgang R. Schmitt Management For Voted - For
1.10 Elect Director Ake Svensson Management For Voted - For
1.11 Elect Director James L. Wainscott Management For Voted - For
1.12 Elect Director Donald E. Washkewicz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
350
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PAYCHEX, INC.
CUSIP: 704326107 TICKER: PAYX
Meeting Date: 16-Oct-13 Meeting Type: Annual
1a Elect Director B. Thomas Golisano Management For Voted - For
1b Elect Director Joseph G. Doody Management For Voted - For
1c Elect Director David J. S. Flaschen Management For Voted - For
1d Elect Director Phillip Horsley Management For Voted - For
1e Elect Director Grant M. Inman Management For Voted - For
1f Elect Director Pamela A. Joseph Management For Voted - For
1g Elect Director Martin Mucci Management For Voted - For
1h Elect Director Joseph M. Tucci Management For Voted - For
1i Elect Director Joseph M. Velli Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
PEABODY ENERGY CORPORATION
CUSIP: 704549104 TICKER: BTU
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Elect Director Gregory H. Boyce Management For Voted - For
1.2 Elect Director William A. Coley Management For Voted - For
1.3 Elect Director William E. James Management For Voted - For
1.4 Elect Director Robert B. Karn, III Management For Voted - For
1.5 Elect Director Henry E. Lentz Management For Voted - For
1.6 Elect Director Robert A. Malone Management For Voted - For
1.7 Elect Director William C. Rusnack Management For Voted - For
1.8 Elect Director Michael W. Sutherlin Management For Voted - For
1.9 Elect Director John F. Turner Management For Voted - For
1.10 Elect Director Sandra A. Van Trease Management For Voted - For
1.11 Elect Director Alan H. Washkowitz Management For Voted - For
1.12 Elect Director Heather A. Wilson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PENTAIR LTD.
CUSIP: H6169Q108 TICKER: PNR
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director Glynis A. Bryan Management For Voted - For
1b Elect Director Jerry W. Burris Management For Voted - For
1c Elect Director Carol Anthony (John) Davidson Management For Voted - For
1d Elect Director T. Michael Glenn Management For Voted - For
351
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director David H.Y. Ho Management For Voted - For
1f Elect Director Randall J. Hogan Management For Voted - For
1g Elect Director David A. Jones Management For Voted - For
1h Elect Director Ronald L. Merriman Management For Voted - For
1i Elect Director William T. Monahan Management For Voted - For
1j Elect Director Billie Ida Williamson Management For Voted - For
2 Elect Randall J. Hogan as Board Chairman Management For Voted - Against
3a Appoint David A. Jones as Member of the
Compensation Committee Management For Voted - For
3b Appoint Glynis A. Bryan as Member of the
Compensation Committee Management For Voted - For
3c Appoint T. Michael Glenn as Member of the
Compensation Committee Management For Voted - For
3d Appoint William T. Monahan as Member of the
Compensation Committee Management For Voted - For
4 Designate Proxy Voting Services GmbH as Independent
Proxy Management For Voted - For
5 Accept Financial Statements and Statutory Reports Management For Voted - For
6 Approve Discharge of Board and Senior Management Management For Voted - For
7a Ratify Deloitte AG as Statutory Auditors Management For Voted - For
7b Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
7c Ratify PricewaterhouseCoopers as Special Auditors Management For Voted - For
8a Approve the Appropriation of results for the year
ended December 31, 2013 Management For Voted - For
8b Approve Dividends Management For Voted - For
9 Advisory Vote to Ratify Names Executive Officers'
Compensation Management For Voted - For
10 Approve Renewal of the Authorized Share Capital of
Pentair Ltd Management For Voted - Against
PENTAIR LTD.
CUSIP: H6169Q111 TICKER: PNR
Meeting Date: 20-May-14 Meeting Type: Special
1 Change State of Incorporation [from Switzerland to
Ireland] Management For Voted - For
2 Approve Proposal to Eliminate the 20% Voting Cap in
Pentair-Ireland's Articles of Association Management For Voted - For
3 Approval to Create Distributable Reserves of
Pentair-Ireland Management For Voted - For
PEOPLE'S UNITED FINANCIAL, INC.
CUSIP: 712704105 TICKER: PBCT
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director John P. Barnes Management For Voted - For
1.2 Elect Director Collin P. Baron Management For Voted - For
1.3 Elect Director Kevin T. Bottomley Management For Voted - For
352
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director John K. Dwight Management For Voted - For
1.5 Elect Director Janet M. Hansen Management For Voted - For
1.6 Elect Director Richard M. Hoyt Management For Voted - For
1.7 Elect Director Nancy McAllister Management For Voted - For
1.8 Elect Director Mark W. Richards Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Amend Non-Employee Director Restricted Stock Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
PEPCO HOLDINGS, INC.
CUSIP: 713291102 TICKER: POM
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Paul M. Barbas Management For Voted - For
1.2 Elect Director Jack B. Dunn, IV Management For Voted - For
1.3 Elect Director H. Russell Frisby, Jr. Management For Voted - For
1.4 Elect Director Terence C. Golden Management For Voted - For
1.5 Elect Director Patrick T. Harker Management For Voted - For
1.6 Elect Director Barbara J. Krumsiek Management For Voted - For
1.7 Elect Director Lawrence C. Nussdorf Management For Voted - For
1.8 Elect Director Patricia A. Oelrich Management For Voted - For
1.9 Elect Director Joseph M. Rigby Management For Voted - For
1.10 Elect Director Lester P. Silverman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
PEPSICO, INC.
CUSIP: 713448108 TICKER: PEP
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Shona L. Brown Management For Voted - For
1b Elect Director George W. Buckley Management For Voted - For
1c Elect Director Ian M. Cook Management For Voted - For
1d Elect Director Dina Dublon Management For Voted - For
1e Elect Director Rona A. Fairhead Management For Voted - For
1f Elect Director Ray L. Hunt Management For Voted - For
1g Elect Director Alberto Ibarguen Management For Voted - For
1h Elect Director Indra K. Nooyi Management For Voted - For
1i Elect Director Sharon Percy Rockefeller Management For Voted - For
1j Elect Director James J. Schiro Management For Voted - For
1k Elect Director Lloyd G. Trotter Management For Voted - For
1l Elect Director Daniel Vasella Management For Voted - For
1m Elect Director Alberto Weisser Management For Voted - For
2 Ratify Auditors Management For Voted - For
353
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Require Shareholder Vote to Approve Political
Contributions Policy Shareholder Against Voted - Against
6 Stock Retention/Holding Period Shareholder Against Voted - For
PERKINELMER, INC.
CUSIP: 714046109 TICKER: PKI
Meeting Date: 22-Apr-14 Meeting Type: Annual
1a Elect Director Peter Barrett Management For Voted - For
1b Elect Director Robert F. Friel Management For Voted - For
1c Elect Director Nicholas A. Lopardo Management For Voted - For
1d Elect Director Alexis P. Michas Management For Voted - For
1e Elect Director James C. Mullen Management For Voted - For
1f Elect Director Vicki L. Sato Management For Voted - For
1g Elect Director Kenton J. Sicchitano Management For Voted - For
1h Elect Director Patrick J. Sullivan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
PERRIGO COMPANY
CUSIP: 714290103 TICKER: PRGO
Meeting Date: 18-Nov-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Approve Creation of Distributable Reserves Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Adjourn Meeting Management For Voted - For
PETSMART, INC.
CUSIP: 716768106 TICKER: PETM
Meeting Date: 18-Jun-14 Meeting Type: Annual
1a Elect Director Angel Cabrera Management For Voted - For
1b Elect Director Rita V. Foley Management For Voted - For
1c Elect Director Rakesh Gangwal Management For Voted - For
1d Elect Director Joseph S. Hardin, Jr. Management For Voted - For
1e Elect Director Gregory P. Josefowicz Management For Voted - For
1f Elect Director David K. Lenhardt Management For Voted - For
1g Elect Director Richard K. Lochridge Management For Voted - For
354
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Barbara Munder Management For Voted - For
1i Elect Director Elizabeth A. Nickels Management For Voted - For
1j Elect Director Thomas G. Stemberg Management For Voted - For
11 Ratify Auditors Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PFIZER INC.
CUSIP: 717081103 TICKER: PFE
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Dennis A. Ausiello Management For Voted - For
1.2 Elect Director W. Don Cornwell Management For Voted - For
1.3 Elect Director Frances D. Fergusson Management For Voted - For
1.4 Elect Director Helen H. Hobbs Management For Voted - For
1.5 Elect Director Constance J. Horner Management For Voted - For
1.6 Elect Director James M. Kilts Management For Voted - For
1.7 Elect Director George A. Lorch Management For Voted - For
1.8 Elect Director Shantanu Narayen Management For Voted - For
1.9 Elect Director Suzanne Nora Johnson Management For Voted - For
1.10 Elect Director Ian C. Read Management For Voted - For
1.11 Elect Director Stephen W. Sanger Management For Voted - For
1.12 Elect Director Marc Tessier-Lavigne Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Shareholder Vote to Approve Political
Contributions Policy Shareholder Against Voted - Against
6 Review and Assess Membership of Lobbying
Organizations Shareholder Against Voted - Against
7 Provide Right to Act by Written Consent Shareholder Against Voted - For
PG&E CORPORATION
CUSIP: 69331C108 TICKER: PCG
Meeting Date: 12-May-14 Meeting Type: Annual
1.1 Elect Director Lewis Chew Management For Voted - For
1.2 Elect Director Anthony F. Earley, Jr. Management For Voted - For
1.3 Elect Director Fred J. Fowler Management For Voted - For
1.4 Elect Director Maryellen C. Herringer Management For Voted - For
1.5 Elect Director Richard C. Kelly Management For Voted - For
1.6 Elect Director Roger H. Kimmel Management For Voted - For
1.7 Elect Director Richard A. Meserve Management For Voted - For
1.8 Elect Director Forrest E. Miller Management For Voted - For
1.9 Elect Director Rosendo G. Parra Management For Voted - For
1.10 Elect Director Barbara L. Rambo Management For Voted - For
355
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director Barry Lawson Williams Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
PHILIP MORRIS INTERNATIONAL INC.
CUSIP: 718172109 TICKER: PM
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Harold Brown Management For Voted - For
1.2 Elect Director Andre Calantzopoulos Management For Voted - For
1.3 Elect Director Louis C. Camilleri Management For Voted - For
1.4 Elect Director Jennifer Li Management For Voted - For
1.5 Elect Director Sergio Marchionne Management For Voted - Against
1.6 Elect Director Kalpana Morparia Management For Voted - For
1.7 Elect Director Lucio A. Noto Management For Voted - For
1.8 Elect Director Robert B. Polet Management For Voted - For
1.9 Elect Director Carlos Slim Helu Management For Voted - For
1.10 Elect Director Stephen M. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Adopt Policy to Restrict Non-Required Animal Testing Shareholder Against Voted - Against
PHILLIPS 66
CUSIP: 718546104 TICKER: PSX
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director William R. Loomis, Jr. Management For Voted - For
1b Elect Director Glenn F. Tilton Management For Voted - For
1c Elect Director Marna C. Whittington Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Quantitative GHG Goals for Operations Shareholder Against Voted - For
PINNACLE WEST CAPITAL CORPORATION
CUSIP: 723484101 TICKER: PNW
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Donald E. Brandt Management For Voted - For
1.2 Elect Director Susan Clark-Johnson Management For Voted - For
1.3 Elect Director Denis A. Cortese Management For Voted - For
1.4 Elect Director Richard P. Fox Management For Voted - For
356
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Michael L. Gallagher Management For Voted - For
1.6 Elect Director Roy A. Herberger, Jr. Management For Voted - For
1.7 Elect Director Dale E. Klein Management For Voted - For
1.8 Elect Director Humberto S. Lopez Management For Voted - For
1.9 Elect Director Kathryn L. Munro Management For Voted - For
1.10 Elect Director Bruce J. Nordstrom Management For Voted - For
1.11 Elect Director David P. Wagener Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
PIONEER NATURAL RESOURCES COMPANY
CUSIP: 723787107 TICKER: PXD
Meeting Date: 28-May-14 Meeting Type: Annual
1.1 Elect Director Timothy L. Dove Management For Voted - For
1.2 Elect Director Stacy P. Methvin Management For Voted - For
1.3 Elect Director Charles E. Ramsey, Jr. Management For Voted - For
1.4 Elect Director Frank A. Risch Management For Voted - For
1.5 Elect Director Edison C. Buchanan Management For Voted - For
1.6 Elect Director Larry R. Grillot Management For Voted - For
1.7 Elect Director J. Kenneth Thompson Management For Voted - For
1.8 Elect Director Jim A. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
PITNEY BOWES INC.
CUSIP: 724479100 TICKER: PBI
Meeting Date: 12-May-14 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Anne M. Busquet Management For Voted - For
1c Elect Director Roger Fradin Management For Voted - For
1d Elect Director Anne Sutherland Fuchs Management For Voted - For
1e Elect Director S. Douglas Hutcheson Management For Voted - For
1f Elect Director Marc B. Lautenbach Management For Voted - For
1g Elect Director Eduardo R. Menasce Management For Voted - For
1h Elect Director Michael I. Roth Management For Voted - For
1i Elect Director David L. Shedlarz Management For Voted - For
1j Elect Director David B. Snow, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Non-Employee Director Restricted Stock Plan Management For Voted - For
357
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PLUM CREEK TIMBER COMPANY, INC.
CUSIP: 729251108 TICKER: PCL
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Rick R. Holley Management For Voted - For
1b Elect Director Robin Josephs Management For Voted - For
1c Elect Director Sara Grootwassink Lewis Management For Voted - For
1d Elect Director John G. McDonald Management For Voted - For
1e Elect Director Robert B. McLeod Management For Voted - For
1f Elect Director John F. Morgan, Sr. Management For Voted - For
1g Elect Director Marc F. Racicot Management For Voted - For
1h Elect Director Lawrence A. Selzer Management For Voted - For
1i Elect Director Stephen C. Tobias Management For Voted - For
1j Elect Director Martin A. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
PPG INDUSTRIES, INC.
CUSIP: 693506107 TICKER: PPG
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director Stephen F. Angel Management For Voted - For
1.2 Elect Director Hugh Grant Management For Voted - For
1.3 Elect Director Michele J. Hooper Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Reduce Supermajority Vote Requirement in the
Articles of Incorporation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
PPL CORPORATION
CUSIP: 69351T106 TICKER: PPL
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Frederick M. Bernthal Management For Voted - For
1.2 Elect Director John W. Conway Management For Voted - For
1.3 Elect Director Philip G. Cox Management For Voted - For
1.4 Elect Director Steven G. Elliott Management For Voted - For
1.5 Elect Director Louise K. Goeser Management For Voted - For
1.6 Elect Director Stuart E. Graham Management For Voted - For
1.7 Elect Director Stuart Heydt Management For Voted - For
1.8 Elect Director Raja Rajamannar Management For Voted - For
1.9 Elect Director Craig A. Rogerson Management For Voted - For
358
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.10 Elect Director William H. Spence Management For Voted - For
1.11 Elect Director Natica von Althann Management For Voted - For
1.12 Elect Director Keith H. Williamson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
PRAXAIR, INC.
CUSIP: 74005P104 TICKER: PX
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Stephen F. Angel Management For Voted - For
1.2 Elect Director Oscar Bernardes Management For Voted - For
1.3 Elect Director Nance K. Dicciani Management For Voted - For
1.4 Elect Director Edward G. Galante Management For Voted - For
1.5 Elect Director Claire W. Gargalli Management For Voted - For
1.6 Elect Director Ira D. Hall Management For Voted - For
1.7 Elect Director Raymond W. LeBoeuf Management For Voted - For
1.8 Elect Director Larry D. McVay Management For Voted - For
1.9 Elect Director Denise L. Ramos Management For Voted - For
1.10 Elect Director Wayne T. Smith Management For Voted - For
1.11 Elect Director Robert L. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
PRINCIPAL FINANCIAL GROUP, INC.
CUSIP: 74251V102 TICKER: PFG
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Betsy J. Bernard Management For Voted - For
1.2 Elect Director Jocelyn Carter-Miller Management For Voted - For
1.3 Elect Director Gary E. Costley Management For Voted - For
1.4 Elect Director Dennis H. Ferro Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Auditors Management For Voted - For
359
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PROLOGIS, INC.
CUSIP: 74340W103 TICKER: PLD
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Hamid R. Moghadam Management For Voted - For
1b Elect Director George L. Fotiades Management For Voted - For
1c Elect Director Christine N. Garvey Management For Voted - For
1d Elect Director Lydia H. Kennard Management For Voted - For
1e Elect Director J. Michael Losh Management For Voted - For
1f Elect Director Irving F. Lyons, III Management For Voted - For
1g Elect Director Jeffrey L. Skelton Management For Voted - For
1h Elect Director D. Michael Steuert Management For Voted - For
1i Elect Director Carl B. Webb Management For Voted - For
1j Elect Director William D. Zollars Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
PRUDENTIAL FINANCIAL, INC.
CUSIP: 744320102 TICKER: PRU
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Thomas J. Baltimore, Jr. Management For Voted - For
1.2 Elect Director Gordon M. Bethune Management For Voted - For
1.3 Elect Director Gilbert F. Casellas Management For Voted - For
1.4 Elect Director James G. Cullen Management For Voted - For
1.5 Elect Director Mark B. Grier Management For Voted - For
1.6 Elect Director Constance J. Horner Management For Voted - For
1.7 Elect Director Martina Hund-Mejean Management For Voted - For
1.8 Elect Director Karl J. Krapek Management For Voted - For
1.9 Elect Director Christine A. Poon Management For Voted - For
1.10 Elect Director Douglas A. Scovanner Management For Voted - For
1.11 Elect Director John R. Strangfeld Management For Voted - For
1.12 Elect Director James A. Unruh Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
CUSIP: 744573106 TICKER: PEG
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director Albert R. Gamper, Jr. Management For Voted - For
1.2 Elect Director William V. Hickey Management For Voted - For
360
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Ralph Izzo Management For Voted - For
1.4 Elect Director Shirley Ann Jackson Management For Voted - For
1.5 Elect Director David Lilley Management For Voted - For
1.6 Elect Director Thomas A. Renyi Management For Voted - For
1.7 Elect Director Hak Cheol Shin Management For Voted - For
1.8 Elect Director Richard J. Swift Management For Voted - For
1.9 Elect Director Susan Tomasky Management For Voted - For
1.10 Elect Director Alfred W. Zollar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3a Reduce Supermajority Vote Requirement for Certain
Business Combinations Management For Voted - For
3b Reduce Supermajority Vote Requirement to Remove a
Director Without Cause Management For Voted - For
3c Reduce Supermajority Vote Requirement to Amend
Bylaws Management For Voted - For
4 Ratify Auditors Management For Voted - For
PUBLIC STORAGE
CUSIP: 74460D109 TICKER: PSA
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Ronald L. Havner, Jr. Management For Voted - For
1.2 Elect Director Tamara Hughes Gustavson Management For Voted - For
1.3 Elect Director Uri P. Harkham Management For Voted - For
1.4 Elect Director B. Wayne Hughes, Jr. Management For Voted - For
1.5 Elect Director Avedick B. Poladian Management For Voted - For
1.6 Elect Director Gary E. Pruitt Management For Voted - For
1.7 Elect Director Ronald P. Spogli Management For Voted - For
1.8 Elect Director Daniel C. Staton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PULTEGROUP, INC.
CUSIP: 745867101 TICKER: PHM
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Brian P. Anderson Management For Voted - For
1.2 Elect Director Bryce Blair Management For Voted - For
1.3 Elect Director Richard J. Dugas, Jr. Management For Voted - For
1.4 Elect Director Thomas J. Folliard Management For Voted - For
1.5 Elect Director Cheryl W. Grise Management For Voted - For
1.6 Elect Director Andre J. Hawaux Management For Voted - For
1.7 Elect Director Debra J. Kelly-Ennis Management For Voted - For
1.8 Elect Director Patrick J. O'Leary Management For Voted - For
361
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director James J. Postl Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
5 Performance-Based and/or Time-Based Equity Awards Shareholder Against Voted - For
PVH CORP.
CUSIP: 693656100 TICKER: PVH
Meeting Date: 19-Jun-14 Meeting Type: Annual
1.1 Elect Director Mary Baglivo Management For Voted - For
1.2 Elect Director Brent Callinicos Management For Voted - For
1.3 Elect Director Emanuel Chirico Management For Voted - For
1.4 Elect Director Juan R. Figuereo Management For Voted - For
1.5 Elect Director Joseph B. Fuller Management For Voted - For
1.6 Elect Director Fred Gehring Management For Voted - For
1.7 Elect Director Bruce Maggin Management For Voted - For
1.8 Elect Director V. James Marino Management For Voted - For
1.9 Elect Director Henry Nasella Management For Voted - For
1.10 Elect Director Rita M. Rodriguez Management For Voted - For
1.11 Elect Director Edward R. Rosenfeld Management For Voted - For
1.12 Elect Director Craig Rydin Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
QEP RESOURCES, INC.
CUSIP: 74733V100 TICKER: QEP
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Robert F. Heinemann Management For Voted - For
1.2 Elect Director Robert E. McKee, III Management For Voted - For
1.3 Elect Director David A. Trice Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Declassify the Board of Directors Shareholder For Voted - For
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 04-Mar-14 Meeting Type: Annual
1a Elect Director Barbara T. Alexander Management For Voted - For
1b Elect Director Donald G. Cruickshank Management For Voted - For
362
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Raymond V. Dittamore Management For Voted - For
1d Elect Director Susan Hockfield Management For Voted - For
1e Elect Director Thomas W. Horton Management For Voted - For
1f Elect Director Paul E. Jacobs Management For Voted - For
1g Elect Director Sherry Lansing Management For Voted - For
1h Elect Director Steven M. Mollenkopf Management For Voted - For
1i Elect Director Duane A. Nelles Management For Voted - For
1j Elect Director Clark T. 'Sandy' Randt, Jr. Management For Voted - For
1k Elect Director Francisco Ros Management For Voted - For
1l Elect Director Jonathan J. Rubinstein Management For Voted - For
1m Elect Director Brent Scowcroft Management For Voted - For
1n Elect Director Marc I. Stern Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
QUANTA SERVICES, INC.
CUSIP: 74762E102 TICKER: PWR
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director James R. Ball Management For Voted - For
1.2 Elect Director J. Michal Conaway Management For Voted - For
1.3 Elect Director Vincent D. Foster Management For Voted - For
1.4 Elect Director Bernard Fried Management For Voted - For
1.5 Elect Director Louis C. Golm Management For Voted - For
1.6 Elect Director Worthing F. Jackman Management For Voted - For
1.7 Elect Director James F. O Neil, III Management For Voted - For
1.8 Elect Director Bruce Ranck Management For Voted - For
1.9 Elect Director Margaret B. Shannon Management For Voted - For
1.10 Elect Director Pat Wood, III Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
QUEST DIAGNOSTICS INCORPORATED
CUSIP: 74834L100 TICKER: DGX
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Timothy L. Main Management For Voted - For
1.2 Elect Director Timothy M. Ring Management For Voted - For
1.3 Elect Director Daniel C. Stanzione Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Remove Supermajority Vote Requirement Management For Voted - For
4 Provide Right to Call Special Meeting Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
363
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
RANGE RESOURCES CORPORATION
CUSIP: 75281A109 TICKER: RRC
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director Anthony V. Dub Management For Voted - For
1b Elect Director V. Richard Eales Management For Voted - For
1c Elect Director Allen Finkelson Management For Voted - For
1d Elect Director James M. Funk Management For Voted - For
1e Elect Director Jonathan S. Linker Management For Voted - For
1f Elect Director Mary Ralph Lowe Management For Voted - For
1g Elect Director Kevin S. McCarthy Management For Voted - For
1h Elect Director John H. Pinkerton Management For Voted - For
1i Elect Director Jeffrey L. Ventura Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Methane Emissions Reduction Targets and
Measure Progress Shareholder Against Voted - Against
RAYTHEON COMPANY
CUSIP: 755111507 TICKER: RTN
Meeting Date: 29-May-14 Meeting Type: Annual
1a Elect Director James E. Cartwright Management For Voted - For
1b Elect Director Vernon E. Clark Management For Voted - For
1c Elect Director Stephen J. Hadley Management For Voted - For
1d Elect Director Thomas A. Kennedy Management For Voted - For
1e Elect Director George R. Oliver Management For Voted - For
1f Elect Director Michael C. Ruettgers Management For Voted - For
1g Elect Director Ronald L. Skates Management For Voted - For
1h Elect Director William R. Spivey Management For Voted - For
1i Elect Director Linda G. Stuntz Management For Voted - Against
1j Elect Director William H. Swanson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
REGENERON PHARMACEUTICALS, INC.
CUSIP: 75886F107 TICKER: REGN
Meeting Date: 13-Jun-14 Meeting Type: Annual
1.1 Elect Director Alfred G. Gilman Management For Voted - For
364
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Joseph L. Goldstein Management For Voted - For
1.3 Elect Director Robert A. Ingram Management For Voted - For
1.4 Elect Director Christine A. Poon Management For Voted - For
1.5 Elect Director P. Roy Vagelos Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Omnibus Stock Plan Management For Voted - Against
REGIONS FINANCIAL CORPORATION
CUSIP: 7591EP100 TICKER: RF
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director George W. Bryan Management For Voted - For
1b Elect Director Carolyn H. Byrd Management For Voted - For
1c Elect Director David J. Cooper, Sr. Management For Voted - For
1d Elect Director Don DeFosset Management For Voted - For
1e Elect Director Eric C. Fast Management For Voted - For
1f Elect Director O.B. Grayson Hall, Jr. Management For Voted - For
1g Elect Director John D. Johns Management For Voted - For
1h Elect Director Charles D. McCrary Management For Voted - For
1i Elect Director James R. Malone Management For Voted - For
1j Elect Director Ruth Ann Marshall Management For Voted - For
1k Elect Director Susan W. Matlock Management For Voted - For
1l Elect Director John E. Maupin, Jr. Management For Voted - For
1m Elect Director Lee J. Styslinger, III Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
REPUBLIC SERVICES, INC.
CUSIP: 760759100 TICKER: RSG
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director James W. Crownover Management For Voted - For
1b Elect Director Tomago Collins Management For Voted - For
1c Elect Director Ann E. Dunwoody Management For Voted - For
1d Elect Director William J. Flynn Management For Voted - For
1e Elect Director Michael Larson Management For Voted - For
1f Elect Director W. Lee Nutter Management For Voted - For
1g Elect Director Ramon A. Rodriguez Management For Voted - For
1h Elect Director Donald W. Slager Management For Voted - For
1i Elect Director Allan C. Sorensen Management For Voted - For
1j Elect Director John M. Trani Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
365
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Adopt a Policy in Which the Company Will Not Make
or Promise to Make Any Death Benefit Payments to
Senior Executives Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - Against
REYNOLDS AMERICAN INC.
CUSIP: 761713106 TICKER: RAI
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director Susan M. Cameron Management For Voted - For
1b Elect Director Luc Jobin Management For Voted - For
1c Elect Director Nana Mensah Management For Voted - For
1d Elect Director Ronald S. Rolfe Management For Voted - For
1e Elect Director John J. Zillmer Management For Voted - For
1f Elect Director Nicholas Scheele Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Adopt Policy to Restrict Non-Required Animal Testing Shareholder Against Voted - Against
ROBERT HALF INTERNATIONAL INC.
CUSIP: 770323103 TICKER: RHI
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Andrew S. Berwick, Jr. Management For Voted - For
1.2 Elect Director Harold M. Messmer, Jr. Management For Voted - For
1.3 Elect Director Barbara J. Novogradac Management For Voted - For
1.4 Elect Director Robert J. Pace Management For Voted - For
1.5 Elect Director Frederick A. Richman Management For Voted - For
1.6 Elect Director M. Keith Waddell Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ROCKWELL AUTOMATION, INC.
CUSIP: 773903109 TICKER: ROK
Meeting Date: 04-Feb-14 Meeting Type: Annual
A1 Elect Director Steven R. Kalmanson Management For Vote Withheld
A2 Elect Director James P. Keane Management For Vote Withheld
A3 Elect Director Donald R. Parfet Management For Vote Withheld
B Ratify Auditors Management For Voted - For
366
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
C Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
D Require a Majority Vote for the Election of
Directors Shareholder None Voted - For
ROCKWELL COLLINS, INC.
CUSIP: 774341101 TICKER: COL
Meeting Date: 06-Feb-14 Meeting Type: Annual
1.1 Elect Director Chris A. Davis Management For Voted - For
1.2 Elect Director Ralph E. Eberhart Management For Voted - For
1.3 Elect Director David Lilley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
ROPER INDUSTRIES, INC.
CUSIP: 776696106 TICKER: ROP
Meeting Date: 21-May-14 Meeting Type: Annual
1.1 Elect Director Richard F. Wallman Management For Voted - For
1.2 Elect Director Christopher Wright Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ROSS STORES, INC.
CUSIP: 778296103 TICKER: ROST
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Michael Balmuth Management For Voted - For
1b Elect Director K. Gunnar Bjorklund Management For Voted - For
1c Elect Director Michael J. Bush Management For Voted - For
1d Elect Director Norman A. Ferber Management For Voted - For
1e Elect Director Sharon D. Garrett Management For Voted - For
1f Elect Director George P. Orban Management For Voted - For
1g Elect Director Lawrence S. Peiros Management For Voted - For
1h Elect Director Gregory L. Quesnel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
367
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ROWAN COMPANIES PLC
CUSIP: G7665A101 TICKER: RDC
Meeting Date: 25-Apr-14 Meeting Type: Annual
1 Elect Thomas P. Burke as Director Management For Voted - For
2 Elect William T. Fox, III as Director Management For Voted - For
3 Elect Graham Hearne as Director Management For Voted - For
4 Elect Lord Moynihan as Director Management For Voted - For
5 Elect John J. Quicke as Director Management For Voted - For
6 Elect W. Matt Ralls as Director Management For Voted - For
7 Elect Tore I. Sandvold as Director Management For Voted - For
8 Ratify Deloitte & Touche LLP as U.S. Auditors Management For Voted - For
9 Reappoint Deloitte LLP as U.K. Auditors Management For Voted - For
10 Authorize the Audit Committee to Fix Remuneration
of Auditors Management For Voted - For
11 Approve Remuneration Policy Management For Voted - For
12 Approve Remuneration Report Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
RYDER SYSTEM, INC.
CUSIP: 783549108 TICKER: R
Meeting Date: 02-May-14 Meeting Type: Annual
1a Elect Director L. Patrick Hassey Management For Vote Withheld
1b Elect Director Michael F. Hilton Management For Vote Withheld
1c Elect Director Hansel E. Tookes, II Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement Regarding
the Removal of Directors Management For Voted - For
5 Eliminate Supermajority Vote Requirement Regarding
the Alteration, Amendment, Repeal or Adoption of
Certain Provisions of the By-Laws Management For Voted - For
6 Eliminate Supermajority Vote Requirement Regarding
the Alteration, Amendment, Repeal or Adoption of
Certain Provisions of the Articles of Incorporation Management For Voted - For
7 Eliminate the Provisions of the Articles regarding
Business Combinations with Interested Shareholders Management For Voted - For
SALESFORCE.COM, INC.
CUSIP: 79466L302 TICKER: CRM
Meeting Date: 02-Jun-14 Meeting Type: Annual
1.1 Elect Director Marc Benioff Management For Voted - For
368
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Keith Block Management For Voted - For
1.3 Elect Director Craig Conway Management For Voted - For
1.4 Elect Director Alan Hassenfeld Management For Voted - For
1.5 Elect Director Colin Powell Management For Voted - For
1.6 Elect Director John V. Roos Management For Voted - For
1.7 Elect Director Lawrence Tomlinson Management For Voted - For
1.8 Elect Director Robin Washington Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SANDISK CORPORATION
CUSIP: 80004C101 TICKER: SNDK
Meeting Date: 19-Jun-14 Meeting Type: Annual
1a Elect Director Michael E. Marks Management For Voted - For
1b Elect Director Irwin Federman Management For Voted - For
1c Elect Director Steven J. Gomo Management For Voted - For
1d Elect Director Eddy W. Hartenstein Management For Voted - For
1e Elect Director Chenming Hu Management For Voted - For
1f Elect Director Catherine P. Lego Management For Voted - For
1g Elect Director Sanjay Mehrotra Management For Voted - For
1h Elect Director D. Scott Mercer Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SCANA CORPORATION
CUSIP: 80589M102 TICKER: SCG
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director John F.A.V. Cecil Management For Voted - For
1.2 Elect Director D. Maybank Hagood Management For Voted - For
1.3 Elect Director Alfredo Trujillo Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SCHLUMBERGER LIMITED
CUSIP: 806857108 TICKER: SLB
Meeting Date: 09-Apr-14 Meeting Type: Annual
1a Elect Director Peter L.S. Currie Management For Voted - For
1b Elect Director Tony Isaac Management For Voted - For
369
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director K. Vaman Kamath Management For Voted - For
1d Elect Director Maureen Kempston Darkes Management For Voted - For
1e Elect Director Paal Kibsgaard Management For Voted - For
1f Elect Director Nikolay Kudryavtsev Management For Voted - For
1g Elect Director Michael E. Marks Management For Voted - For
1h Elect Director Lubna S. Olayan Management For Voted - For
1i Elect Director Leo Rafael Reif Management For Voted - For
1j Elect Director Tore I. Sandvold Management For Voted - For
1k Elect Director Henri Seydoux Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt and Approve Financials and Dividends Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
SCRIPPS NETWORKS INTERACTIVE, INC.
CUSIP: 811065101 TICKER: SNI
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Jarl Mohn Management For Voted - For
1.2 Elect Director Nicholas B. Paumgarten Management For Voted - For
1.3 Elect Director Jeffrey Sagansky Management For Voted - For
1.4 Elect Director Ronald W. Tysoe Management For Voted - For
SEAGATE TECHNOLOGY PLC
CUSIP: G7945M107 TICKER: STX
Meeting Date: 30-Oct-13 Meeting Type: Annual
1a Elect Director Stephen J. Luczo Management For Voted - For
1b Elect Director Frank J. Biondi, Jr. Management For Voted - For
1c Elect Director Michael R. Cannon Management For Voted - For
1d Elect Director Mei-Wei Cheng Management For Voted - For
1e Elect Director William T. Coleman Management For Voted - For
1f Elect Director Jay L. Geldmacher Management For Voted - For
1g Elect Director Seh-Woong Jeong Management For Voted - For
1h Elect Director Lydia M. Marshall Management For Voted - For
1i Elect Director Kristen M. Onken Management For Voted - For
1j Elect Director Chong Sup Park Management For Voted - For
1k Elect Director Gregorio Reyes Management For Voted - For
1l Elect Director Edward J. Zander Management For Voted - For
2 Amend Executive Officer Performance Bonus Plan Management For Voted - For
3 Determine Price Range for Reissuance of Treasury
Shares Management For Voted - For
4 Authorize the Holding of the 2014 AGM at a Location
Outside Ireland Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
370
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6a Amend Articles Re: Removing Restrictions on Holding
AGM Outside the U.S. Management For Voted - For
6b Amend Articles Re: Clarify Shareholders' Right to
Appoint Multiple Proxies Management For Voted - For
6c Amend Articles Re: Provide for Escheatment in
Accordance with U.S. Laws Management For Voted - For
6d Amend Articles Re: Clarify the Company's Mechanism
for Effecting Share Repurchases Management For Voted - For
7 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
SEALED AIR CORPORATION
CUSIP: 81211K100 TICKER: SEE
Meeting Date: 22-May-14 Meeting Type: Annual
1 Elect Director Hank Brown Management For Voted - For
2 Elect Director Michael Chu Management For Voted - For
3 Elect Director Lawrence R. Codey Management For Voted - For
4 Elect Director Patrick Duff Management For Voted - For
5 Elect Director Jacqueline B. Kosecoff Management For Voted - For
6 Elect Director Kenneth P. Manning Management For Voted - For
7 Elect Director William J. Marino Management For Voted - For
8 Elect Director Jerome A. Peribere Management For Voted - For
9 Elect Director Richard L. Wambold Management For Voted - For
10 Elect Director Jerry R. Whitaker Management For Voted - For
11 Approve Omnibus Stock Plan Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13 Ratify Auditors Management For Voted - For
SEMPRA ENERGY
CUSIP: 816851109 TICKER: SRE
Meeting Date: 09-May-14 Meeting Type: Annual
1.1 Elect Director Alan L. Boeckmann Management For Voted - For
1.2 Elect Director James G. Brocksmith, Jr. Management For Voted - For
1.3 Elect Director Kathleen L. Brown Management For Voted - For
1.4 Elect Director Pablo A. Ferrero Management For Voted - For
1.5 Elect Director William D. Jones Management For Voted - For
1.6 Elect Director William G. Ouchi Management For Voted - For
1.7 Elect Director Debra L. Reed Management For Voted - For
1.8 Elect Director William C. Rusnack Management For Voted - For
1.9 Elect Director William P. Rutledge Management For Voted - For
1.10 Elect Director Lynn Schenk Management For Voted - For
1.11 Elect Director Jack T. Taylor Management For Voted - For
1.12 Elect Director Luis M. Tellez Management For Voted - For
1.13 Elect Director James C. Yardley Management For Voted - For
371
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SIGMA-ALDRICH CORPORATION
CUSIP: 826552101 TICKER: SIAL
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Rebecca M. Bergman Management For Voted - For
1b Elect Director George M. Church Management For Voted - For
1c Elect Director Michael L. Marberry Management For Voted - For
1d Elect Director W. Lee McCollum Management For Voted - For
1e Elect Director Avi M. Nash Management For Voted - For
1f Elect Director Steven M. Paul Management For Voted - For
1g Elect Director J. Pedro Reinhard Management For Voted - For
1h Elect Director Rakesh Sachdev Management For Voted - For
1i Elect Director D. Dean Spatz Management For Voted - For
1j Elect Director Barrett A. Toan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Increase Authorized Common Stock Management For Voted - For
4 Authorize New Class of Preferred Stock Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SIMON PROPERTY GROUP, INC.
CUSIP: 828806109 TICKER: SPG
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Melvyn E. Bergstein Management For Voted - For
1.2 Elect Director Larry C. Glasscock Management For Voted - For
1.3 Elect Director Karen N. Horn Management For Voted - For
1.4 Elect Director Allan Hubbard Management For Voted - For
1.5 Elect Director Reuben S. Leibowitz Management For Voted - For
1.6 Elect Director Daniel C. Smith Management For Voted - For
1.7 Elect Director J. Albert Smith, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
SLM CORPORATION
CUSIP: 78442P106 TICKER: SLM
Meeting Date: 25-Jun-14 Meeting Type: Annual
1a Elect Director Paul G. Child Management For Voted - For
372
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Joseph A. DePaulo Management For Voted - For
1c Elect Director Carter Warren Franke Management For Voted - For
1d Elect Director Earl A. Goode Management For Voted - For
1e Elect Director Ronald F. Hunt Management For Voted - For
1f Elect Director Marianne Keler Management For Voted - For
1g Elect Director Jed H. Pitcher Management For Voted - For
1h Elect Director Frank C. Puleo Management For Voted - For
1i Elect Director Raymond J. Quinlan Management For Voted - For
1j Elect Director William N. Shiebler Management For Voted - For
1k Elect Director Robert S. Strong Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve an Amendment to the LLC Agreement of
Navient, LLC Management For Voted - For
5 Eliminate Cumulative Voting Management For Voted - Against
6 Adopt Proxy Access Right Shareholder None Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
SNAP-ON INCORPORATED
CUSIP: 833034101 TICKER: SNA
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Roxanne J. Decyk Management For Voted - For
1.2 Elect Director Nicholas T. Pinchuk Management For Voted - For
1.3 Elect Director Gregg M. Sherrill Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SOUTHWEST AIRLINES CO.
CUSIP: 844741108 TICKER: LUV
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director David W. Biegler Management For Voted - For
1b Elect Director J. Veronica Biggins Management For Voted - For
1c Elect Director Douglas H. Brooks Management For Voted - For
1d Elect Director William H. Cunningham Management For Voted - For
1e Elect Director John G. Denison Management For Voted - For
1f Elect Director Gary C. Kelly Management For Voted - For
1g Elect Director Nancy B. Loeffler Management For Voted - For
1h Elect Director John T. Montford Management For Voted - For
1i Elect Director Thomas M. Nealon Management For Voted - For
1j Elect Director Daniel D. Villanueva Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
373
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SOUTHWESTERN ENERGY COMPANY
CUSIP: 845467109 TICKER: SWN
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director John D. Gass Management For Voted - For
1.2 Elect Director Catherine A. Kehr Management For Voted - For
1.3 Elect Director Greg D. Kerley Management For Voted - For
1.4 Elect Director Vello A. Kuuskraa Management For Voted - For
1.5 Elect Director Kenneth R. Mourton Management For Voted - For
1.6 Elect Director Steven L. Mueller Management For Voted - For
1.7 Elect Director Elliott Pew Management For Voted - For
1.8 Elect Director Alan H. Stevens Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
5 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
SPECTRA ENERGY CORP
CUSIP: 847560109 TICKER: SE
Meeting Date: 15-Apr-14 Meeting Type: Annual
1a Elect Director Gregory L. Ebel Management For Voted - For
1b Elect Director Austin A. Adams Management For Voted - For
1c Elect Director Joseph Alvarado Management For Voted - For
1d Elect Director Pamela L. Carter Management For Voted - For
1e Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1f Elect Director F. Anthony Comper Management For Voted - For
1g Elect Director Peter B. Hamilton Management For Voted - For
1h Elect Director Michael McShane Management For Voted - For
1i Elect Director Michael G. Morris Management For Voted - For
1j Elect Director Michael E. J. Phelps Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Report on Methane Emissions Shareholder Against Voted - For
ST. JUDE MEDICAL, INC.
CUSIP: 790849103 TICKER: STJ
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Richard R. Devenuti Management For Voted - For
1.2 Elect Director Stefan K. Widensohler Management For Voted - For
374
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Wendy L. Yarno Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Ratify Auditors Management For Voted - For
STANLEY BLACK & DECKER, INC.
CUSIP: 854502101 TICKER: SWK
Meeting Date: 15-Apr-14 Meeting Type: Annual
1.1 Elect Director George W. Buckley Management For Voted - For
1.2 Elect Director Patrick D. Campbell Management For Voted - For
1.3 Elect Director Carlos M. Cardoso Management For Voted - For
1.4 Elect Director Robert B. Coutts Management For Voted - For
1.5 Elect Director Debra A. Crew Management For Voted - For
1.6 Elect Director Benjamin H. Griswold, IV Management For Voted - For
1.7 Elect Director John F. Lundgren Management For Voted - For
1.8 Elect Director Anthony Luiso Management For Voted - For
1.9 Elect Director Marianne M. Parrs Management For Voted - For
1.10 Elect Director Robert L. Ryan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
STAPLES, INC.
CUSIP: 855030102 TICKER: SPLS
Meeting Date: 02-Jun-14 Meeting Type: Annual
1a Elect Director Basil L. Anderson Management For Voted - For
1b Elect Director Drew G. Faust Management For Voted - For
1c Elect Director Justin King Management For Voted - For
1d Elect Director Carol Meyrowitz Management For Voted - For
1e Elect Director Rowland T. Moriarty Management For Voted - For
1f Elect Director Robert C. Nakasone Management For Voted - For
1g Elect Director Ronald L. Sargent Management For Voted - For
1h Elect Director Robert E. Sulentic Management For Voted - For
1i Elect Director Raul Vazquez Management For Voted - For
1j Elect Director Vijay Vishwanath Management For Voted - For
1k Elect Director Paul F. Walsh Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
375
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STARBUCKS CORPORATION
CUSIP: 855244109 TICKER: SBUX
Meeting Date: 19-Mar-14 Meeting Type: Annual
1a Election Of Director Howard Schultz Management For Voted - For
1b Election Of Director William W. Bradley Management For Voted - For
1c Election Of Director Robert M. Gates Management For Voted - For
1d Election Of Director Mellody Hobson Management For Voted - For
1e Election Of Director Kevin R. Johnson Management For Voted - For
1f Election Of Director Olden Lee Management For Voted - For
1g Election Of Director Joshua Cooper Ramo Management For Voted - For
1h Election Of Director James G. Shennan, Jr. Management For Voted - For
1i Election Of Director Clara Shih Management For Voted - For
1j Election Of Director Javier G. Teruel Management For Voted - For
1k Election Of Director Myron E. Ullman, III Management For Voted - For
1l Election Of Director Craig E. Weatherup Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Prohibit Political Spending Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
CUSIP: 85590A401 TICKER: HOT
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Frits van Paasschen Management For Voted - For
1b Elect Director Bruce W. Duncan Management For Voted - For
1c Elect Director Adam M. Aron Management For Voted - For
1d Elect Director Charlene Barshefsky Management For Voted - For
1e Elect Director Thomas E. Clarke Management For Voted - For
1f Elect Director Clayton C. Daley, Jr. Management For Voted - For
1g Elect Director Lizanne Galbreath Management For Voted - For
1h Elect Director Eric Hippeau Management For Voted - For
1i Elect Director Aylwin B. Lewis Management For Voted - For
1j Elect Director Stephen R. Quazzo Management For Voted - For
1k Elect Director Thomas O. Ryder Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
376
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STATE STREET CORPORATION
CUSIP: 857477103 TICKER: STT
Meeting Date: 14-May-14 Meeting Type: Annual
1a Elect Director Jose E. Almeida Management For Voted - For
1b Elect Director Kennett F. Burnes Management For Voted - For
1c Elect Director Peter Coym Management For Voted - For
1d Elect Director Patrick de Saint-Aignan Management For Voted - For
1e Elect Director Amelia C. Fawcett Management For Voted - For
1f Elect Director Linda A. Hill Management For Voted - For
1g Elect Director Joseph L. Hooley Management For Voted - For
1h Elect Director Robert S. Kaplan Management For Voted - For
1i Elect Director Richard P. Sergel Management For Voted - For
1j Elect Director Ronald L. Skates Management For Voted - For
1k Elect Director Gregory L. Summe Management For Voted - For
1l Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
STERICYCLE, INC.
CUSIP: 858912108 TICKER: SRCL
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Mark C. Miller Management For Voted - For
1b Elect Director Jack W. Schuler Management For Voted - For
1c Elect Director Charles A. Alutto Management For Voted - For
1d Elect Director Thomas D. Brown Management For Voted - For
1e Elect Director Thomas F. Chen Management For Voted - For
1f Elect Director Rod F. Dammeyer Management For Voted - For
1g Elect Director William K. Hall Management For Voted - For
1h Elect Director John Patience Management For Voted - For
1i Elect Director Mike S. Zafirovski Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
6 Provide Right to Call Special Meeting Management For Voted - For
STRYKER CORPORATION
CUSIP: 863667101 TICKER: SYK
Meeting Date: 22-Apr-14 Meeting Type: Annual
1a Elect Director Howard E. Cox, Jr. Management For Voted - For
377
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Srikant M. Datar Management For Voted - For
1c Elect Director Roch Doliveux Management For Voted - For
1d Elect Director Louise L. Francesconi Management For Voted - For
1e Elect Director Allan C. Golston Management For Voted - For
1f Elect Director Kevin A. Lobo Management For Voted - For
1g Elect Director William U. Parfet Management For Voted - For
1h Elect Director Andrew K. Silvernail Management For Voted - For
1i Elect Director Ronda E. Stryker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SUNTRUST BANKS, INC.
CUSIP: 867914103 TICKER: STI
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Robert M. Beall, II Management For Voted - For
1.2 Elect Director David H. Hughes Management For Voted - For
1.3 Elect Director M. Douglas Ivester Management For Voted - For
1.4 Elect Director Kyle Prechtl Legg Management For Voted - For
1.5 Elect Director William A. Linnenbringer Management For Voted - For
1.6 Elect Director Donna S. Morea Management For Voted - For
1.7 Elect Director David M. Ratcliffe Management For Voted - For
1.8 Elect Director William H. Rogers, Jr. Management For Voted - For
1.9 Elect Director Frank P. Scruggs, Jr. Management For Voted - For
1.10 Elect Director Thomas R. Watjen Management For Voted - For
1.11 Elect Director Phail Wynn, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Ratify Auditors Management For Voted - For
SYMANTEC CORPORATION
CUSIP: 871503108 TICKER: SYMC
Meeting Date: 22-Oct-13 Meeting Type: Annual
1a Elect Director Stephen M. Bennett Management For Voted - For
1b Elect Director Michael A. Brown Management For Voted - For
1c Elect Director Frank E. Dangeard Management For Voted - For
1d Elect Director Geraldine B. Laybourne Management For Voted - For
1e Elect Director David L. Mahoney Management For Voted - For
1f Elect Director Robert S. Miller Management For Voted - For
1g Elect Director Anita M. Sands Management For Voted - For
1h Elect Director Daniel H. Schulman Management For Voted - For
1i Elect Director V. Paul Unruh Management For Voted - For
378
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Suzanne M. Vautrinot Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6 Amend Executive Incentive Bonus Plan Management For Voted - For
SYSCO CORPORATION
CUSIP: 871829107 TICKER: SYY
Meeting Date: 15-Nov-13 Meeting Type: Annual
1a Elect Director John M. Cassaday Management For Voted - For
1b Elect Director Jonathan Golden Management For Voted - For
1c Elect Director Joseph A. Hafner, Jr. Management For Voted - For
1d Elect Director Hans-Joachim Koerber Management For Voted - For
1e Elect Director Nancy S. Newcomb Management For Voted - For
1f Elect Director Jackie M. Ward Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
T. ROWE PRICE GROUP, INC.
CUSIP: 74144T108 TICKER: TROW
Meeting Date: 24-Apr-14 Meeting Type: Annual
1a Elect Director Mark S. Bartlett Management For Voted - For
1b Elect Director Edward C. Bernard Management For Voted - For
1c Elect Director Mary K. Bush Management For Voted - For
1d Elect Director Donald B. Hebb, Jr. Management For Voted - For
1e Elect Director Freeman A. Hrabowski, III Management For Voted - For
1f Elect Director James A.C. Kennedy Management For Voted - For
1g Elect Director Robert F. MacLellan Management For Voted - For
1h Elect Director Brian C. Rogers Management For Voted - For
1i Elect Director Olympia J. Snowe Management For Voted - For
1j Elect Director Alfred Sommer Management For Voted - For
1k Elect Director Dwight S. Taylor Management For Voted - For
1l Elect Director Anne Marie Whittemore Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
379
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TARGET CORPORATION
CUSIP: 87612E106 TICKER: TGT
Meeting Date: 11-Jun-14 Meeting Type: Annual
1a Elect Director Roxanne S. Austin Management For Voted - Against
1b Elect Director Douglas M. Baker, Jr. Management For Voted - For
1c Elect Director Calvin Darden Management For Voted - Against
1d Elect Director Henrique De Castro Management For Voted - Against
1e Elect Director James A. Johnson Management For Voted - Against
1f Elect Director Mary E. Minnick Management For Voted - Against
1g Elect Director Anne M. Mulcahy Management For Voted - Against
1h Elect Director Derica W. Rice Management For Voted - Against
1i Elect Director Kenneth L. Salazar Management For Voted - For
1j Elect Director John G. Stumpf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Perquisites Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Cease Discrimination in Hiring, Vendor Contracts,
or Customer Relations Shareholder Against Voted - Against
TE CONNECTIVITY LTD.
CUSIP: H84989104 TICKER: TEL
Meeting Date: 04-Mar-14 Meeting Type: Annual
1a Elect Director Pierre R. Brondeau Management For Voted - For
1b Elect Director Juergen W. Gromer Management For Voted - For
1c Elect Director William A. Jeffrey Management For Voted - For
1d Elect Director Thomas J. Lynch Management For Voted - For
1e Elect Director Yong Nam Management For Voted - For
1f Elect Director Daniel J. Phelan Management For Voted - For
1g Elect Director Frederic M. Poses Management For Voted - For
1h Elect Director Lawrence S. Smith Management For Voted - For
1i Elect Director Paula A. Sneed Management For Voted - For
1j Elect Director David P. Steiner Management For Voted - For
1k Elect Director John C. Van Scoter Management For Voted - For
1l Elect Director Laura H. Wright Management For Voted - For
2 Elect Board Chairman Thomas J. Lynch Management For Voted - Against
3a Elect Daniel J. Phelan as Member of Management
Development & Compensation Committee Management For Voted - For
3b Elect Paula A. Sneed as Member of Management
Development & Compensation Committee Management For Voted - For
3c Elect David P. Steiner as Member of Management
Development & Compensation Committee Management For Voted - For
4 Designate Jvo Grundler as Independent Proxy Management For Voted - For
380
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.1 Accept Annual Report for Fiscal Year Ended
September 27, 2013 Management For Voted - For
5.2 Accept Statutory Financial Statements for Fiscal
Year Ended September 27, 2013 Management For Voted - For
5.3 Approve Consolidated Financial Statements for
Fiscal Year Ended September 27, 2013 Management For Voted - For
6 Approve Discharge of Board and Senior Management Management For Voted - For
7.1 Ratify Deloitte & Touche LLP as Independent
Registered Public Accounting Firm for Fiscal Year
Ending September 26, 2014 Management For Voted - For
7.2 Ratify Deloitte AG as Swiss Registered Auditors Management For Voted - For
7.3 Ratify PricewaterhouseCoopers AG as Special Auditors Management For Voted - For
8 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
9 Approve Allocation of Available Earnings for Fiscal
Year 2013 Management For Voted - For
10 Approve Declaration of Dividend Management For Voted - For
11 Authorize Repurchase of Up to USD 1 Billion of
Share Capital Management For Voted - Against
12 Approve Reduction of Share Capital Management For Voted - For
13 Adjourn Meeting Management For Voted - Against
TECO ENERGY, INC.
CUSIP: 872375100 TICKER: TE
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director James L. Ferman, Jr. Management For Voted - For
1.2 Elect Director Evelyn V. Follit Management For Voted - For
1.3 Elect Director John B. Ramil Management For Voted - For
1.4 Elect Director Tom L. Rankin Management For Voted - For
1.5 Elect Director William D. Rockford Management For Voted - For
1.6 Elect Director Paul L. Whiting Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
TENET HEALTHCARE CORPORATION
CUSIP: 88033G407 TICKER: THC
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director John Ellis 'Jeb' Bush Management For Voted - For
1b Elect Director Trevor Fetter Management For Voted - For
1c Elect Director Brenda J. Gaines Management For Voted - For
1d Elect Director Karen M. Garrison Management For Voted - For
1e Elect Director Edward A. Kangas Management For Voted - For
381
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director J. Robert Kerrey Management For Voted - For
1g Elect Director Richard R. Pettingill Management For Voted - For
1h Elect Director Ronald A. Rittenmeyer Management For Voted - For
1i Elect Director James A. Unruh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
TERADATA CORPORATION
CUSIP: 88076W103 TICKER: TDC
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director Nancy E. Cooper Management For Voted - For
1b Elect Director David E. Kepler Management For Voted - For
1c Elect Director William S. Stavropoulos Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
TESORO CORPORATION
CUSIP: 881609101 TICKER: TSO
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Rodney F. Chase Management For Voted - For
1.2 Elect Director Gregory J. Goff Management For Voted - For
1.3 Elect Director Robert W. Goldman Management For Voted - For
1.4 Elect Director Steven H. Grapstein Management For Voted - For
1.5 Elect Director David Lilley Management For Voted - For
1.6 Elect Director Mary Pat McCarthy Management For Voted - For
1.7 Elect Director J.W. Nokes Management For Voted - For
1.8 Elect Director Susan Tomasky Management For Voted - For
1.9 Elect Director Michael E. Wiley Management For Voted - For
1.10 Elect Director Patrick Y. Yang Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
TEXAS INSTRUMENTS INCORPORATED
CUSIP: 882508104 TICKER: TXN
Meeting Date: 17-Apr-14 Meeting Type: Annual
1a Elect Director Ralph W. Babb, Jr. Management For Voted - For
1b Elect Director Mark A. Blinn Management For Voted - For
1c Elect Director Daniel A. Carp Management For Voted - For
382
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Carrie S. Cox Management For Voted - For
1e Elect Director Ronald Kirk Management For Voted - For
1f Elect Director Pamela H. Patsley Management For Voted - For
1g Elect Director Robert E. Sanchez Management For Voted - For
1h Elect Director Wayne R. Sanders Management For Voted - For
1i Elect Director Ruth J. Simmons Management For Voted - For
1j Elect Director Richard K. Templeton Management For Voted - For
1k Elect Director Christine Todd Whitman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
TEXTRON INC.
CUSIP: 883203101 TICKER: TXT
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Scott C. Donnelly Management For Voted - For
1.2 Elect Director Kathleen M. Bader Management For Voted - For
1.3 Elect Director R. Kerry Clark Management For Voted - For
1.4 Elect Director James T. Conway Management For Voted - For
1.5 Elect Director Ivor J. Evans Management For Voted - For
1.6 Elect Director Lawrence K. Fish Management For Voted - For
1.7 Elect Director Paul E. Gagne Management For Voted - For
1.8 Elect Director Dain M. Hancock Management For Voted - For
1.9 Elect Director Lord Powell Management For Voted - For
1.10 Elect Director Lloyd G. Trotter Management For Voted - For
1.11 Elect Director James L. Ziemer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
THE ADT CORPORATION
CUSIP: 00101J106 TICKER: ADT
Meeting Date: 13-Mar-14 Meeting Type: Annual
1a Elect Director Thomas Colligan Management For Voted - For
1b Elect Director Richard Daly Management For Voted - For
1c Elect Director Timothy Donahue Management For Voted - For
1d Elect Director Robert Dutkowsky Management For Voted - For
1e Elect Director Bruce Gordon Management For Voted - For
1f Elect Director Naren Gursahaney Management For Voted - For
1g Elect Director Bridgette Heller Management For Voted - For
1h Elect Director Kathleen Hyle Management For Voted - For
2 Ratify Auditors Management For Voted - For
383
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE AES CORPORATION
CUSIP: 00130H105 TICKER: AES
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Elect Director Andres R. Gluski Management For Voted - For
1.2 Elect Director Zhang Guo Bao Management For Voted - For
1.3 Elect Director Charles L. Harrington Management For Voted - For
1.4 Elect Director Kristina M. Johnson Management For Voted - For
1.5 Elect Director Tarun Khanna Management For Voted - For
1.6 Elect Director Philip Lader Management For Voted - For
1.7 Elect Director James H. Miller Management For Voted - For
1.8 Elect Director Sandra O. Moose Management For Voted - For
1.9 Elect Director John B. Morse, Jr. Management For Voted - For
1.10 Elect Director Moises Naim Management For Voted - For
1.11 Elect Director Charles O. Rossotti Management For Voted - For
1.12 Elect Director Sven Sandstrom Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE ALLSTATE CORPORATION
CUSIP: 020002101 TICKER: ALL
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director F. Duane Ackerman Management For Voted - For
1b Elect Director Robert D. Beyer Management For Voted - For
1c Elect Director Kermit R. Crawford Management For Voted - For
1d Elect Director Jack M. Greenberg Management For Voted - For
1e Elect Director Herbert L. Henkel Management For Voted - For
1f Elect Director Siddharth N. (Bobby) Mehta Management For Voted - For
1g Elect Director Andrea Redmond Management For Voted - For
1h Elect Director John W. Rowe Management For Voted - For
1i Elect Director Judith A. Sprieser Management For Voted - For
1j Elect Director Mary Alice Taylor Management For Voted - For
1k Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
7 Report on Political Contributions Shareholder Against Voted - Against
384
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE BANK OF NEW YORK MELLON CORPORATION
CUSIP: 064058100 TICKER: BK
Meeting Date: 08-Apr-14 Meeting Type: Annual
1.1 Elect Director Ruth E. Bruch Management For Voted - For
1.2 Elect Director Nicholas M. Donofrio Management For Voted - For
1.3 Elect Director Jeffrey A. Goldstein Management For Voted - For
1.4 Elect Director Gerald L. Hassell Management For Voted - For
1.5 Elect Director Edmund F. 'Ted' Kelly Management For Voted - For
1.6 Elect Director Richard J. Kogan Management For Voted - For
1.7 Elect Director Michael J. Kowalski Management For Voted - For
1.8 Elect Director John A. Luke, Jr. Management For Voted - For
1.9 Elect Director Mark A. Nordenberg Management For Voted - For
1.10 Elect Director Catherine A. Rein Management For Voted - For
1.11 Elect Director William C. Richardson Management For Voted - For
1.12 Elect Director Samuel C. Scott, III Management For Voted - For
1.13 Elect Director Wesley W. von Schack Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
THE BOEING COMPANY
CUSIP: 097023105 TICKER: BA
Meeting Date: 28-Apr-14 Meeting Type: Annual
1a Elect Director David L. Calhoun Management For Voted - For
1b Elect Director Arthur D. Collins, Jr. Management For Voted - For
1c Elect Director Linda Z. Cook Management For Voted - For
1d Elect Director Kenneth M. Duberstein Management For Voted - For
1e Elect Director Edmund P. Giambastiani, Jr. Management For Voted - For
1f Elect Director Lawrence W. Kellner Management For Voted - For
1g Elect Director Edward M. Liddy Management For Voted - For
1h Elect Director W. James McNerney, Jr. Management For Voted - For
1i Elect Director Susan C. Schwab Management For Voted - For
1j Elect Director Ronald A. Williams Management For Voted - For
1k Elect Director Mike S. Zafirovski Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - Against
385
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 TICKER: SCHW
Meeting Date: 15-May-14 Meeting Type: Annual
1a Elect Director Frank C. Herringer Management For Voted - For
1b Elect Director Stephen T. McLin Management For Voted - For
1c Elect Director Roger O. Walther Management For Voted - For
1d Elect Director Robert N. Wilson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Prepare Employment Diversity Report Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
THE CHUBB CORPORATION
CUSIP: 171232101 TICKER: CB
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director Zoe Baird Budinger Management For Voted - For
1b Elect Director Sheila P. Burke Management For Voted - For
1c Elect Director James I. Cash, Jr. Management For Voted - For
1d Elect Director John D. Finnegan Management For Voted - For
1e Elect Director Timothy P. Flynn Management For Voted - For
1f Elect Director Karen M. Hoguet Management For Voted - For
1g Elect Director Lawrence W. Kellner Management For Voted - For
1h Elect Director Martin G. McGuinn Management For Voted - For
1i Elect Director Lawrence M. Small Management For Voted - For
1j Elect Director Jess Soderberg Management For Voted - For
1k Elect Director Daniel E. Somers Management For Voted - For
1l Elect Director William C. Weldon Management For Voted - For
1m Elect Director James M. Zimmerman Management For Voted - For
1n Elect Director Alfred W. Zollar Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Report on Sustainability Shareholder Against Voted - For
THE CLOROX COMPANY
CUSIP: 189054109 TICKER: CLX
Meeting Date: 20-Nov-13 Meeting Type: Annual
1.1 Elect Director Daniel Boggan, Jr. Management For Voted - For
1.2 Elect Director Richard H. Carmona Management For Voted - For
386
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Tully M. Friedman Management For Voted - For
1.4 Elect Director George J. Harad Management For Voted - For
1.5 Elect Director Donald R. Knauss Management For Voted - For
1.6 Elect Director Esther Lee Management For Voted - For
1.7 Elect Director Robert W. Matschullat Management For Voted - For
1.8 Elect Director Jeffrey Noddle Management For Voted - For
1.9 Elect Director Rogelio Rebolledo Management For Voted - For
1.10 Elect Director Pamela Thomas-Graham Management For Voted - For
1.11 Elect Director Carolyn M. Ticknor Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
THE COCA-COLA COMPANY
CUSIP: 191216100 TICKER: KO
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Herbert A. Allen Management For Voted - For
1.2 Elect Director Ronald W. Allen Management For Voted - For
1.3 Elect Director Ana Botin Management For Voted - For
1.4 Elect Director Howard G. Buffett Management For Voted - For
1.5 Elect Director Richard M. Daley Management For Voted - For
1.6 Elect Director Barry Diller Management For Voted - For
1.7 Elect Director Helene D. Gayle Management For Voted - For
1.8 Elect Director Evan G. Greenberg Management For Voted - For
1.9 Elect Director Alexis M. Herman Management For Voted - For
1.10 Elect Director Muhtar Kent Management For Voted - For
1.11 Elect Director Robert A. Kotick Management For Voted - For
1.12 Elect Director Maria Elena Lagomasino Management For Voted - For
1.13 Elect Director Sam Nunn Management For Voted - For
1.14 Elect Director James D. Robinson, III Management For Voted - For
1.15 Elect Director Peter V. Ueberroth Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
THE DOW CHEMICAL COMPANY
CUSIP: 260543103 TICKER: DOW
Meeting Date: 15-May-14 Meeting Type: Annual
1a Elect Director Arnold A. Allemang Management For Voted - For
1b Elect Director Ajay Banga Management For Voted - For
1c Elect Director Jacqueline K. Barton Management For Voted - For
1d Elect Director James A. Bell Management For Voted - For
1e Elect Director Jeff M. Fettig Management For Voted - For
387
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Andrew N. Liveris Management For Voted - For
1g Elect Director Paul Polman Management For Voted - For
1h Elect Director Dennis H. Reilley Management For Voted - For
1i Elect Director James M. Ringler Management For Voted - For
1j Elect Director Ruth G. Shaw Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Stock Retention/Holding Period Shareholder Against Voted - For
THE DUN & BRADSTREET CORPORATION
CUSIP: 26483E100 TICKER: DNB
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Austin A. Adams Management For Voted - For
1b Elect Director Robert P. Carrigan Management For Voted - For
1c Elect Director Christopher J. Coughlin Management For Voted - For
1d Elect Director James N. Fernandez Management For Voted - For
1e Elect Director Paul R. Garcia Management For Voted - For
1f Elect Director Anastassia Lauterbach Management For Voted - For
1g Elect Director Thomas J. Manning Management For Voted - For
1h Elect Director Sandra E. Peterson Management For Voted - For
1i Elect Director Judith A. Reinsdorf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
THE ESTEE LAUDER COMPANIES INC.
CUSIP: 518439104 TICKER: EL
Meeting Date: 12-Nov-13 Meeting Type: Annual
1.1 Elect Director Aerin Lauder Management For Voted - For
1.2 Elect Director William P. Lauder Management For Vote Withheld
1.3 Elect Director Richard D. Parsons Management For Vote Withheld
1.4 Elect Director Lynn Forester de Rothschild Management For Voted - For
1.5 Elect Director Richard F. Zannino Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - Against
5 Adopt and Implement Sustainable Palm Oil Policy Shareholder Against Voted - Against
388
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE GAP, INC.
CUSIP: 364760108 TICKER: GPS
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director Domenico De Sole Management For Voted - For
1b Elect Director Robert J. Fisher Management For Voted - Against
1c Elect Director William S. Fisher Management For Voted - For
1d Elect Director Isabella D. Goren Management For Voted - For
1e Elect Director Bob L. Martin Management For Voted - For
1f Elect Director Jorge P. Montoya Management For Voted - For
1g Elect Director Glenn K. Murphy Management For Voted - For
1h Elect Director Mayo A. Shattuck, III Management For Voted - For
1i Elect Director Katherine Tsang Management For Voted - For
1j Elect Director Padmasree Warrior Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE GOLDMAN SACHS GROUP, INC.
CUSIP: 38141G104 TICKER: GS
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Lloyd C. Blankfein Management For Voted - For
1b Elect Director M. Michele Burns Management For Voted - For
1c Elect Director Gary D. Cohn Management For Voted - For
1d Elect Director Claes Dahlback Management For Voted - For
1e Elect Director William W. George Management For Voted - For
1f Elect Director James A. Johnson Management For Voted - For
1g Elect Director Lakshmi N. Mittal Management For Voted - For
1h Elect Director Adebayo O. Ogunlesi Management For Voted - For
1i Elect Director Peter Oppenheimer Management For Voted - For
1j Elect Director James J. Schiro Management For Voted - For
1k Elect Director Debora L. Spar Management For Voted - For
1l Elect Director Mark E. Tucker Management For Voted - For
1m Elect Director David A. Viniar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - Against
THE GOODYEAR TIRE & RUBBER COMPANY
CUSIP: 382550101 TICKER: GT
Meeting Date: 14-Apr-14 Meeting Type: Annual
1a Elect Director William J. Conaty Management For Voted - For
389
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director James A. Firestone Management For Voted - For
1c Elect Director Werner Geissler Management For Voted - For
1d Elect Director Peter S. Hellman Management For Voted - For
1e Elect Director Richard J. Kramer Management For Voted - For
1f Elect Director W. Alan McCollough Management For Voted - For
1g Elect Director John E. McGlade Management For Voted - For
1h Elect Director Michael J. Morell Management For Voted - For
1i Elect Director Roderick A. Palmore Management For Voted - For
1j Elect Director Stephanie A. Streeter Management For Voted - For
1k Elect Director Thomas H. Weidemeyer Management For Voted - For
1l Elect Director Michael R. Wessel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
CUSIP: 416515104 TICKER: HIG
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Robert B. Allardice, III Management For Voted - For
1b Elect Director Trevor Fetter Management For Voted - For
1c Elect Director Liam E. McGee Management For Voted - For
1d Elect Director Kathryn A. Mikells Management For Voted - For
1e Elect Director Michael G. Morris Management For Voted - For
1f Elect Director Thomas A. Renyi Management For Voted - For
1g Elect Director Julie G. Richardson Management For Voted - For
1h Elect Director Virginia P. Ruesterholz Management For Voted - For
1i Elect Director Charles B. Strauss Management For Voted - For
1j Elect Director H. Patrick Swygert Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
THE HERSHEY COMPANY
CUSIP: 427866108 TICKER: HSY
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Pamela M. Arway Management For Voted - For
1.2 Elect Director John P. Bilbrey Management For Voted - For
1.3 Elect Director Robert F. Cavanaugh Management For Voted - For
1.4 Elect Director Charles A. Davis Management For Voted - For
1.5 Elect Director Mary Kay Haben Management For Voted - For
1.6 Elect Director Robert M. Malcolm Management For Voted - For
1.7 Elect Director James M. Mead Management For Voted - For
390
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director James E. Nevels Management For Voted - For
1.9 Elect Director Anthony J. Palmer Management For Voted - For
1.10 Elect Director Thomas J. Ridge Management For Voted - For
1.11 Elect Director David L. Shedlarz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE HOME DEPOT, INC.
CUSIP: 437076102 TICKER: HD
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director F. Duane Ackerman Management For Voted - For
1b Elect Director Francis S. Blake Management For Voted - For
1c Elect Director Ari Bousbib Management For Voted - For
1d Elect Director Gregory D. Brenneman Management For Voted - For
1e Elect Director J. Frank Brown Management For Voted - For
1f Elect Director Albert P. Carey Management For Voted - For
1g Elect Director Armando Codina Management For Voted - For
1h Elect Director Helena B. Foulkes Management For Voted - For
1i Elect Director Wayne M. Hewett Management For Voted - For
1j Elect Director Karen L. Katen Management For Voted - For
1k Elect Director Mark Vadon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
5 Prepare Employment Diversity Report Shareholder Against Voted - For
THE INTERPUBLIC GROUP OF COMPANIES, INC.
CUSIP: 460690100 TICKER: IPG
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Jocelyn Carter-Miller Management For Voted - For
1.2 Elect Director Jill M. Considine Management For Voted - For
1.3 Elect Director Richard A. Goldstein Management For Voted - For
1.4 Elect Director H. John Greeniaus Management For Voted - For
1.5 Elect Director Mary J. Steele Guilfoile Management For Voted - For
1.6 Elect Director Dawn Hudson Management For Voted - For
1.7 Elect Director William T. Kerr Management For Voted - For
1.8 Elect Director Michael I. Roth Management For Voted - For
1.9 Elect Director David M. Thomas Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Executive Incentive Bonus Plan Management For Voted - For
391
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE KROGER CO.
CUSIP: 501044101 TICKER: KR
Meeting Date: 26-Jun-14 Meeting Type: Annual
1a Elect Director Reuben V. Anderson Management For Voted - For
1b Elect Director Robert D. Beyer Management For Voted - For
1c Elect Director David B. Dillon Management For Voted - For
1d Elect Director Susan J. Kropf Management For Voted - For
1e Elect Director David B. Lewis Management For Voted - For
1f Elect Director W. Rodney McMullen Management For Voted - For
1g Elect Director Jorge P. Montoya Management For Voted - For
1h Elect Director Clyde R. Moore Management For Voted - For
1i Elect Director Susan M. Phillips Management For Voted - For
1j Elect Director Steven R. Rogel Management For Voted - For
1k Elect Director James A. Runde Management For Voted - For
1l Elect Director Ronald L. Sargent Management For Voted - For
1m Elect Director Bobby S. Shackouls Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - Against
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
6 Report on Extended Producer Responsibility Policy
Position and Assess Alternatives Shareholder Against Voted - Against
THE MACERICH COMPANY
CUSIP: 554382101 TICKER: MAC
Meeting Date: 30-May-14 Meeting Type: Annual
1a Elect Director Douglas D. Abbey Management For Voted - For
1b Elect Director Dana K. Anderson Management For Voted - For
1c Elect Director Arthur M. Coppola Management For Voted - For
1d Elect Director Edward C. Coppola Management For Voted - For
1e Elect Director Fred S. Hubbell Management For Voted - For
1f Elect Director Diana M. Laing Management For Voted - For
1g Elect Director Stanley A. Moore Management For Voted - For
1h Elect Director Mason G. Ross Management For Voted - For
1i Elect Director William P. Sexton Management For Voted - For
1j Elect Director Steven L. Soboroff Management For Voted - For
1k Elect Director Andrea M. Stephen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Eliminate Supermajority Vote Requirement Management For Voted - For
392
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE MOSAIC COMPANY
CUSIP: 61945C103 TICKER: MOS
Meeting Date: 03-Oct-13 Meeting Type: Annual
1a Elect Director Timothy S. Gitzel Management For Voted - For
1b Elect Director William R. Graber Management For Voted - For
1c Elect Director Emery N. Koenig Management For Voted - For
1d Elect Director David T. Seaton Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
Meeting Date: 15-May-14 Meeting Type: Annual
1 Declassify the Board of Directors Management For Voted - For
2a Elect Director Denise C. Johnson Management For Voted - For
2b Elect Director Nancy E. Cooper Management For Voted - For
2c Elect Director James L. Popowich Management For Voted - For
2d Elect Director James T. Prokopanko Management For Voted - For
2e Elect Director Steven M. Seibert Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE NASDAQ OMX GROUP, INC.
CUSIP: 631103108 TICKER: NDAQ
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Charlene T. Begley Management For Voted - For
1b Elect Director Steven D. Black Management For Voted - For
1c Elect Director Borje E. Ekholm Management For Voted - For
1d Elect Director Robert Greifeld Management For Voted - For
1e Elect Director Glenn H. Hutchins Management For Voted - For
1f Elect Director Essa Kazim Management For Voted - For
1g Elect Director John D. Markese Management For Voted - For
1h Elect Director Ellyn A. McColgan Management For Voted - For
1i Elect Director Thomas F. O Neill Management For Voted - For
1j Elect Director Michael R. Splinter Management For Voted - For
1k Elect Director Lars R. Wedenborn Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Charter to Remove Certain Provisions Management For Voted - For
393
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE PNC FINANCIAL SERVICES GROUP, INC.
CUSIP: 693475105 TICKER: PNC
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Richard O. Berndt Management For Voted - For
1.2 Elect Director Charles E. Bunch Management For Voted - For
1.3 Elect Director Paul W. Chellgren Management For Voted - For
1.4 Elect Director William S. Demchak Management For Voted - For
1.5 Elect Director Andrew T. Feldstein Management For Voted - For
1.6 Elect Director Kay Coles James Management For Voted - For
1.7 Elect Director Richard B. Kelson Management For Voted - For
1.8 Elect Director Anthony A. Massaro Management For Voted - For
1.9 Elect Director Jane G. Pepper Management For Voted - For
1.10 Elect Director Donald J. Shepard Management For Voted - For
1.11 Elect Director Lorene K. Steffes Management For Voted - For
1.12 Elect Director Dennis F. Strigl Management For Voted - For
1.13 Elect Director Thomas J. Usher Management For Voted - For
1.14 Elect Director George H. Walls, Jr. Management For Voted - For
1.15 Elect Director Helge H. Wehmeier Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Climate Change Financing Risk Shareholder Against Voted - For
THE PRICELINE GROUP INC.
CUSIP: 741503403 TICKER: PCLN
Meeting Date: 05-Jun-14 Meeting Type: Annual
1.1 Elect Director Timothy M. Armstrong Management For Voted - For
1.2 Elect Director Howard W. Barker, Jr. Management For Voted - For
1.3 Elect Director Jeffery H. Boyd Management For Voted - For
1.4 Elect Director Jan L. Docter Management For Voted - For
1.5 Elect Director Jeffrey E. Epstein Management For Voted - For
1.6 Elect Director James M. Guyette Management For Voted - For
1.7 Elect Director Darren R. Huston Management For Voted - For
1.8 Elect Director Nancy B. Peretsman Management For Voted - For
1.9 Elect Director Thomas E. Rothman Management For Voted - For
1.10 Elect Director Craig W. Rydin Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
394
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE PROCTER & GAMBLE COMPANY
CUSIP: 742718109 TICKER: PG
Meeting Date: 08-Oct-13 Meeting Type: Annual
1a Elect Director Angela F. Braly Management For Voted - For
1b Elect Director Kenneth I. Chenault Management For Voted - For
1c Elect Director Scott D. Cook Management For Voted - For
1d Elect Director Susan Desmond-Hellmann Management For Voted - For
1e Elect Director A.G. Lafley Management For Voted - For
1f Elect Director Terry J. Lundgren Management For Voted - For
1g Elect Director W. James McNerney, Jr. Management For Voted - For
1h Elect Director Margaret C. Whitman Management For Voted - For
1i Elect Director Mary Agnes Wilderotter Management For Voted - For
1j Elect Director Patricia A. Woertz Management For Voted - For
1k Elect Director Ernesto Zedillo Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Reduce Supermajority Vote Requirement Management For Voted - For
4 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE PROGRESSIVE CORPORATION
CUSIP: 743315103 TICKER: PGR
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Stuart B. Burgdoerfer Management For Voted - For
1.2 Elect Director Charles A. Davis Management For Voted - For
1.3 Elect Director Lawton W. Fitt Management For Voted - For
1.4 Elect Director Jeffrey D. Kelly Management For Voted - For
1.5 Elect Director Heidi G. Miller Management For Voted - For
1.6 Elect Director Patrick H. Nettles Management For Voted - For
1.7 Elect Director Glenn M. Renwick Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
THE SHERWIN-WILLIAMS COMPANY
CUSIP: 824348106 TICKER: SHW
Meeting Date: 16-Apr-14 Meeting Type: Annual
1.1 Elect Director Arthur F. Anton Management For Voted - For
1.2 Elect Director Christopher M. Connor Management For Voted - For
1.3 Elect Director David F. Hodnik Management For Voted - For
1.4 Elect Director Thomas G. Kadien Management For Voted - For
1.5 Elect Director Richard J. Kramer Management For Voted - For
395
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Susan J. Kropf Management For Voted - For
1.7 Elect Director Christine A. Poon Management For Voted - For
1.8 Elect Director Richard K. Smucker Management For Voted - For
1.9 Elect Director John M. Stropki Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
THE SOUTHERN COMPANY
CUSIP: 842587107 TICKER: SO
Meeting Date: 28-May-14 Meeting Type: Annual
1a Elect Director Juanita Powell Baranco Management For Voted - For
1b Elect Director Jon A. Boscia Management For Voted - For
1c Elect Director Henry A. 'Hal' Clark, III Management For Voted - For
1d Elect Director Thomas A. Fanning Management For Voted - For
1e Elect Director David J. Grain Management For Voted - For
1f Elect Director Veronica M. Hagen Management For Voted - For
1g Elect Director Warren A. Hood, Jr. Management For Voted - For
1h Elect Director Linda P. Hudson Management For Voted - For
1i Elect Director Donald M. James Management For Voted - For
1j Elect Director Dale E. Klein Management For Voted - For
1k Elect Director William G. Smith, Jr. Management For Voted - For
1l Elect Director Steven R. Specker Management For Voted - For
1m Elect Director E. Jenner Wood, III Management For Voted - Against
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
THE TJX COMPANIES, INC.
CUSIP: 872540109 TICKER: TJX
Meeting Date: 10-Jun-14 Meeting Type: Annual
1.1 Elect Director Zein Abdalla Management For Voted - For
1.2 Elect Director Jose B. Alvarez Management For Voted - For
1.3 Elect Director Alan M. Bennett Management For Voted - For
1.4 Elect Director Bernard Cammarata Management For Voted - For
1.5 Elect Director David T. Ching Management For Voted - For
1.6 Elect Director Michael F. Hines Management For Voted - For
1.7 Elect Director Amy B. Lane Management For Voted - For
1.8 Elect Director Carol Meyrowitz Management For Voted - For
1.9 Elect Director John F. O'Brien Management For Voted - For
1.10 Elect Director Willow B. Shire Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
396
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE TRAVELERS COMPANIES, INC.
CUSIP: 89417E109 TICKER: TRV
Meeting Date: 27-May-14 Meeting Type: Annual
1a Elect Director Alan L. Beller Management For Voted - For
1b Elect Director John H. Dasburg Management For Voted - For
1c Elect Director Janet M. Dolan Management For Voted - For
1d Elect Director Kenneth M. Duberstein Management For Voted - For
1e Elect Director Jay S. Fishman Management For Voted - For
1f Elect Director Patricia L. Higgins Management For Voted - For
1g Elect Director Thomas R. Hodgson Management For Voted - For
1h Elect Director William J. Kane Management For Voted - For
1i Elect Director Cleve L. Killingsworth, Jr. Management For Voted - For
1j Elect Director Philip T. (Pete) Ruegger, III Management For Voted - For
1k Elect Director Donald J. Shepard Management For Voted - For
1l Elect Director Laurie J. Thomsen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
THE WALT DISNEY COMPANY
CUSIP: 254687106 TICKER: DIS
Meeting Date: 18-Mar-14 Meeting Type: Annual
1a Elect Director Susan E. Arnold Management For Voted - For
1b Elect Director John S. Chen Management For Voted - For
1c Elect Director Jack Dorsey Management For Voted - For
1d Elect Director Robert A. Iger Management For Voted - For
1e Elect Director Fred H. Langhammer Management For Voted - For
1f Elect Director Aylwin B. Lewis Management For Voted - For
1g Elect Director Monica C. Lozano Management For Voted - For
1h Elect Director Robert W. Matschullat Management For Voted - For
1i Elect Director Sheryl K. Sandberg Management For Voted - For
1j Elect Director Orin C. Smith Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Call Special Meeting Management For Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
397
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE WESTERN UNION COMPANY
CUSIP: 959802109 TICKER: WU
Meeting Date: 16-May-14 Meeting Type: Annual
1a Elect Director Dinyar S. Devitre Management For Voted - For
1b Elect Director Hikmet Ersek Management For Voted - For
1c Elect Director Jack M. Greenberg Management For Voted - For
1d Elect Director Betsy D. Holden Management For Voted - For
1e Elect Director Linda Fayne Levinson Management For Voted - For
1f Elect Director Frances Fragos Townsend Management For Voted - For
1g Elect Director Solomon D. Trujillo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - Against
5 Report on Political Contributions Shareholder Against Voted - For
6 Amend Bylaws to Establish a Board Committee on
Human Rights Shareholder Against Voted - Against
THE WILLIAMS COMPANIES, INC.
CUSIP: 969457100 TICKER: WMB
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Alan S. Armstrong Management For Voted - For
1.2 Elect Director Joseph R. Cleveland Management For Voted - For
1.3 Elect Director Kathleen B. Cooper Management For Voted - For
1.4 Elect Director John A. Hagg Management For Voted - For
1.5 Elect Director Juanita H. Hinshaw Management For Voted - For
1.6 Elect Director Ralph Izzo Management For Voted - For
1.7 Elect Director Frank T. MacInnis Management For Voted - For
1.8 Elect Director Eric W. Mandelblatt Management For Voted - For
1.9 Elect Director Steven W. Nance Management For Voted - For
1.10 Elect Director Murray D. Smith Management For Voted - For
1.11 Elect Director Janice D. Stoney Management For Voted - For
1.12 Elect Director Laura A. Sugg Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
398
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THERMO FISHER SCIENTIFIC INC.
CUSIP: 883556102 TICKER: TMO
Meeting Date: 20-May-14 Meeting Type: Annual
1a Elect Director Marc N. Casper Management For Voted - For
1b Elect Director Nelson J. Chai Management For Voted - For
1c Elect Director C. Martin Harris Management For Voted - For
1d Elect Director Tyler Jacks Management For Voted - For
1e Elect Director Judy C. Lewent Management For Voted - For
1f Elect Director Thomas J. Lynch Management For Voted - For
1g Elect Director Jim P. Manzi Management For Voted - For
1h Elect Director William G. Parrett Management For Voted - For
1i Elect Director Lars R. Sorensen Management For Voted - For
1j Elect Director Scott M. Sperling Management For Voted - For
1k Elect Director Elaine S. Ullian Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
TIFFANY & CO.
CUSIP: 886547108 TICKER: TIF
Meeting Date: 22-May-14 Meeting Type: Annual
1a Elect Director Michael J. Kowalski Management For Voted - For
1b Elect Director Rose Marie Bravo Management For Voted - For
1c Elect Director Gary E. Costley Management For Voted - For
1d Elect Director Frederic P. Cumenal Management For Voted - For
1e Elect Director Lawrence K. Fish Management For Voted - For
1f Elect Director Abby F. Kohnstamm Management For Voted - For
1g Elect Director Charles K. Marquis Management For Voted - For
1h Elect Director Peter W. May Management For Voted - For
1i Elect Director William A. Shutzer Management For Voted - For
1j Elect Director Robert S. Singer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
TIME WARNER CABLE INC.
CUSIP: 88732J207 TICKER: TWC
Meeting Date: 05-Jun-14 Meeting Type: Annual
1a Elect Director Carole Black Management For Voted - For
1b Elect Director Glenn A. Britt Management For Voted - For
1c Elect Director Thomas H. Castro Management For Voted - For
399
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director David C. Chang Management For Voted - For
1e Elect Director James E. Copeland, Jr. Management For Voted - For
1f Elect Director Peter R. Haje Management For Voted - Against
1g Elect Director Donna A. James Management For Voted - For
1h Elect Director Don Logan Management For Voted - For
1i Elect Director Robert D. Marcus Management For Voted - For
1j Elect Director N.J. Nicholas, Jr. Management For Voted - For
1k Elect Director Wayne H. Pace Management For Voted - For
1l Elect Director Edward D. Shirley Management For Voted - For
1m Elect Director John E. Sununu Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
TIME WARNER INC.
CUSIP: 887317303 TICKER: TWX
Meeting Date: 13-Jun-14 Meeting Type: Annual
1.1 Elect Director James L. Barksdale Management For Voted - For
1.2 Elect Director William P. Barr Management For Voted - For
1.3 Elect Director Jeffrey L. Bewkes Management For Voted - For
1.4 Elect Director Stephen F. Bollenbach Management For Voted - For
1.5 Elect Director Robert C. Clark Management For Voted - For
1.6 Elect Director Mathias Dopfner Management For Voted - For
1.7 Elect Director Jessica P. Einhorn Management For Voted - For
1.8 Elect Director Carlos M. Gutierrez Management For Voted - For
1.9 Elect Director Fred Hassan Management For Voted - For
1.10 Elect Director Kenneth J. Novack Management For Voted - For
1.11 Elect Director Paul D. Wachter Management For Voted - For
1.12 Elect Director Deborah C. Wright Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
TORCHMARK CORPORATION
CUSIP: 891027104 TICKER: TMK
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Elect Director Charles E. Adair Management For Voted - For
1.2 Elect Director Marilyn A. Alexander Management For Voted - For
1.3 Elect Director David L. Boren Management For Voted - For
1.4 Elect Director Jane M. Buchan Management For Voted - For
1.5 Elect Director Gary L. Coleman Management For Voted - For
1.6 Elect Director Larry M. Hutchison Management For Voted - For
400
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Robert W. Ingram Management For Voted - For
1.8 Elect Director Lloyd W. Newton Management For Voted - For
1.9 Elect Director Darren M. Rebelez Management For Voted - For
1.10 Elect Director Lamar C. Smith Management For Voted - For
1.11 Elect Director Paul J. Zucconi Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TOTAL SYSTEM SERVICES, INC.
CUSIP: 891906109 TICKER: TSS
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director James H. Blanchard Management For Voted - For
1.2 Elect Director Kriss Cloninger III Management For Voted - For
1.3 Elect Director Walter W. Driver, Jr. Management For Voted - For
1.4 Elect Director Gardiner W. Garrard, Jr. Management For Voted - For
1.5 Elect Director Sidney E. Harris Management For Voted - For
1.6 Elect Director William M. Isaac Management For Voted - For
1.7 Elect Director Mason H. Lampton Management For Voted - For
1.8 Elect Director Connie D. McDaniel Management For Voted - For
1.9 Elect Director H. Lynn Page Management For Voted - For
1.10 Elect Director Philip W. Tomlinson Management For Voted - For
1.11 Elect Director John T. Turner Management For Voted - For
1.12 Elect Director Richard W. Ussery Management For Voted - For
1.13 Elect Director M. Troy Woods Management For Voted - For
1.14 Elect Director James D. Yancey Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TRANSOCEAN LTD.
CUSIP: H8817H100 TICKER: RIG
Meeting Date: 16-May-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Appropriation of Available Earnings for Fiscal Year
2013 Management For Voted - For
4 Approve Dividends of USD 3.00 per Share from
Capital Contribution Reserves Management For Voted - For
5 Approve Renewal of the Authorized Share Capital Management For Voted - For
6 Approve Decrease in Size of Board Management For Voted - For
7a Declassify the Board of Directors Management For Voted - For
401
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7b Amend Articles Re: Binding Shareholder Ratification
of the Compensation of the Board of Directors and
the Executive Management Team Management For Voted - For
7c Amend Articles Re: Supplementary Amount for Persons
Assuming Executive Management Team Positions During
a Compensation Period for which Shareholder
Ratification has Already been Granted Management For Voted - For
7d Amend Articles Re: Principles Applicable to the
Compensation of the Members of the Board of
Directors and the Executive Management Team Management For Voted - For
7e Amend Articles Re: Maximum Term and Termination
Notice Period of Members of the Board of Directors
and the Executive Management Team and
Non-Competition Agreements with Members of the
Executive Management Team Management For Voted - For
7f Amend Articles Re: Permissible Mandates of Members
of the Board of Directors and the Executive
Management Team Management For Voted - For
7g Amend Articles Re: Loans and Post-Retirement
Benefits Management For Voted - For
8 Require Majority Vote for the Election of Directors Management For Voted - For
9 Amend Articles Re: Shareholder Agenda Item Requests
Pursuant to Swiss Law Management For Voted - For
10a Elect Ian C. Strachan as Director Management For Voted - For
10b Elect Glyn A. Barker as Director Management For Voted - For
10c Elect Vanessa C. L. Chang as Director Management For Voted - For
10d Elect Frederico F. Curado as Director Management For Voted - For
10e Elect Chad Deaton as Director Management For Voted - For
10f Elect Martin B. McNamara as Director Management For Voted - For
10g Elect Samuel Merksamer as Director Management For Voted - For
10h Elect Edward R. Muller as Director Management For Voted - For
10i Elect Steven L. Newman as Director Management For Voted - For
10j Elect Tan Ek Kia as Director Management For Voted - For
10k Elect Vincent J. Intrieri as Director Management For Voted - For
11 Elect Ian C. Strachan as Board Chairman Management For Voted - For
12a Appoint Frederico F. Curado as Member of the
Compensation Committee Management For Voted - For
12b Appoint Martin B. McNamara as Member of the
Compensation Committee Management For Voted - For
12c Appoint Tan Ek Kia as Member of the Compensation
Committee Management For Voted - For
12d Appoint Vincent J. Intrieri as Member of the
Compensation Committee Management For Voted - For
13 Designate Schweiger Advokatur/Notariat as
Independent Proxy Management For Voted - For
14 Appointment Of Ernst & Young LLP as Independent
Registered Public Accounting Firm for Fiscal Year
2014 and Reelection of Ernst & Young Ltd, Zurich as
the Company's Auditor for a Further One-Year Term Management For Voted - For
15 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
16 Amend Omnibus Stock Plan Management For Voted - For
402
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TRIPADVISOR, INC.
CUSIP: 896945201 TICKER: TRIP
Meeting Date: 12-Jun-14 Meeting Type: Annual
1.1 Elect Director Gregory B. Maffei Management For Vote Withheld
1.2 Elect Director Stephen Kaufer Management For Vote Withheld
1.3 Elect Director Jonathan F. Miller Management For Voted - For
1.4 Elect Director Dipchand (Deep) Nishar Management For Voted - For
1.5 Elect Director Jeremy Philips Management For Voted - For
1.6 Elect Director Spencer M. Rascoff Management For Voted - For
1.7 Elect Director Christopher W. Shean Management For Vote Withheld
1.8 Elect Director Sukhinder Singh Cassidy Management For Voted - For
1.9 Elect Director Robert S. Wiesenthal Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
TYCO INTERNATIONAL LTD.
CUSIP: H89128104 TICKER: TYC
Meeting Date: 05-Mar-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3a Elect Director Edward D. Breen Management For Voted - For
3b Elect Director Herman E. Bulls Management For Voted - For
3c Elect Director Michael E. Daniels Management For Voted - For
3d Elect Director Frank M. Drendel Management For Voted - For
3e Elect Director Brian Duperreault Management For Voted - For
3f Elect Director Rajiv L. Gupta Management For Voted - For
3g Elect Director George R. Oliver Management For Voted - For
3h Elect Director Brendan R. O'Neill Management For Voted - For
3i Elect Director J[]rgen Tinggren Management For Voted - For
3j Elect Director Sandra S. Wijnberg Management For Voted - For
3k Elect Director R. David Yost Management For Voted - For
4 Elect Board Chairman Edward D. Breen Management For Voted - For
5a Elect Rajiv L. Gupta as Member of Remuneration
Committee Management For Voted - For
5b Elect Sandra S. Wijnberg as Member of Remuneration
Committee Management For Voted - For
5c Elect R. David Yost as Member of Remuneration
Committee Management For Voted - For
6a Appoint Deloitte AG as Statutory Auditor Management For Voted - For
6b Ratify Deloitte & Touche LLP as Independent
Registered Public Accounting Firm Management For Voted - For
6c Ratify PricewaterhouseCoopers AG as Special Auditors Management For Voted - For
7 Designate Bratschi Wiederkehr & Buob as Independent
Proxy Management For Voted - For
403
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Approve Allocation of Income Management For Voted - For
9 Approve Ordinary Cash Dividend Management For Voted - For
10 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TYSON FOODS, INC.
CUSIP: 902494103 TICKER: TSN
Meeting Date: 31-Jan-14 Meeting Type: Annual
1a Elect Director John Tyson Management For Voted - For
1b Elect Director Kathleen M. Bader Management For Voted - For
1c Elect Director Gaurdie E. Banister, Jr. Management For Voted - For
1d Elect Director Jim Kever Management For Voted - For
1e Elect Director Kevin M. McNamara Management For Voted - For
1f Elect Director Brad T. Sauer Management For Voted - For
1g Elect Director Robert Thurber Management For Voted - For
1h Elect Director Barbara A. Tyson Management For Voted - For
1i Elect Director Albert C. Zapanta Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on the Risks Associated with Use of
Gestation Crates in Supply Shareholder Against Voted - For
U.S. BANCORP
CUSIP: 902973304 TICKER: USB
Meeting Date: 15-Apr-14 Meeting Type: Annual
1a Elect Director Douglas M. Baker, Jr. Management For Voted - For
1b Elect Director Y. Marc Belton Management For Voted - For
1c Elect Director Victoria Buyniski Gluckman Management For Voted - For
1d Elect Director Arthur D. Collins, Jr. Management For Voted - For
1e Elect Director Richard K. Davis Management For Voted - For
1f Elect Director Roland A. Hernandez Management For Voted - For
1g Elect Director Doreen Woo Ho Management For Voted - For
1h Elect Director Joel W. Johnson Management For Voted - For
1i Elect Director Olivia F. Kirtley Management For Voted - For
1j Elect Director Jerry W. Levin Management For Voted - For
1k Elect Director David B. O'Maley Management For Voted - For
1l Elect Director O'dell M. Owens Management For Voted - For
1m Elect Director Craig D. Schnuck Management For Voted - For
1n Elect Director Patrick T. Stokes Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
404
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
UNION PACIFIC CORPORATION
CUSIP: 907818108 TICKER: UNP
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Andrew H. Card, Jr. Management For Voted - For
1.2 Elect Director Erroll B. Davis, Jr. Management For Voted - For
1.3 Elect Director David B. Dillon Management For Voted - For
1.4 Elect Director Judith Richards Hope Management For Voted - For
1.5 Elect Director John J. Koraleski Management For Voted - For
1.6 Elect Director Charles C. Krulak Management For Voted - For
1.7 Elect Director Michael R. McCarthy Management For Voted - For
1.8 Elect Director Michael W. McConnell Management For Voted - For
1.9 Elect Director Thomas F. McLarty, III Management For Voted - For
1.10 Elect Director Steven R. Rogel Management For Voted - For
1.11 Elect Director Jose H. Villarreal Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
UNITED PARCEL SERVICE, INC.
CUSIP: 911312106 TICKER: UPS
Meeting Date: 08-May-14 Meeting Type: Annual
1a Elect Director F. Duane Ackerman Management For Voted - For
1b Elect Director Rodney C. Adkins Management For Voted - For
1c Elect Director Michael J. Burns Management For Voted - For
1d Elect Director D. Scott Davis Management For Voted - For
1e Elect Director Stuart E. Eizenstat Management For Voted - For
1f Elect Director Michael L. Eskew Management For Voted - For
1g Elect Director William R. Johnson Management For Voted - For
1h Elect Director Candace Kendle Management For Voted - For
1i Elect Director Ann M. Livermore Management For Voted - For
1j Elect Director Rudy H.P. Markham Management For Voted - For
1k Elect Director Clark T. "Sandy" Randt, Jr. Management For Voted - For
1l Elect Director Carol B. Tome Management For Voted - For
1m Elect Director Kevin M. Warsh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
405
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
UNITED STATES STEEL CORPORATION
CUSIP: 912909108 TICKER: X
Meeting Date: 29-Apr-14 Meeting Type: Annual
1.1 Elect Director Richard A. Gephardt Management For Voted - For
1.2 Elect Director Murry S. Gerber Management For Voted - For
1.3 Elect Director Glenda G. McNeal Management For Voted - For
1.4 Elect Director Patricia A. Tracey Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
UNITED TECHNOLOGIES CORPORATION
CUSIP: 913017109 TICKER: UTX
Meeting Date: 28-Apr-14 Meeting Type: Annual
1a Elect Director Louis R. Chenevert Management For Voted - For
1b Elect Director John V. Faraci Management For Voted - For
1c Elect Director Jean-Pierre Garnier Management For Voted - For
1d Elect Director Jamie S. Gorelick Management For Voted - For
1e Elect Director Edward A. Kangas Management For Voted - For
1f Elect Director Ellen J. Kullman Management For Voted - For
1g Elect Director Marshall O. Larsen Management For Voted - For
1h Elect Director Harold McGraw, III Management For Voted - For
1i Elect Director Richard B. Myers Management For Voted - For
1j Elect Director H. Patrick Swygert Management For Voted - For
1k Elect Director Andre Villeneuve Management For Voted - For
1l Elect Director Christine Todd Whitman Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UNITEDHEALTH GROUP INCORPORATED
CUSIP: 91324P102 TICKER: UNH
Meeting Date: 02-Jun-14 Meeting Type: Annual
1a Elect Director William C. Ballard, Jr. Management For Voted - For
1b Elect Director Edson Bueno Management For Voted - For
1c Elect Director Richard T. Burke Management For Voted - For
1d Elect Directo Robert J. Darretta Management For Voted - For
1e Elect Director Stephen J. Hemsley Management For Voted - For
1f Elect Director Michele J. Hooper Management For Voted - For
406
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Rodger A. Lawson Management For Voted - For
1h Elect Director Douglas W. Leatherdale Management For Voted - For
1i Elect Director Glenn M. Renwick Management For Voted - For
1j Elect Director Kenneth I. Shine Management For Voted - For
1k Elect Director Gail R. Wilensky Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Provide for Cumulative Voting Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
UNUM GROUP
CUSIP: 91529Y106 TICKER: UNM
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Timothy F. Keaney Management For Voted - For
1.2 Elect Director Gloria C. Larson Management For Voted - For
1.3 Elect Director William J. Ryan Management For Voted - For
1.4 Elect Director Thomas R. Watjen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
URBAN OUTFITTERS, INC.
CUSIP: 917047102 TICKER: URBN
Meeting Date: 27-May-14 Meeting Type: Annual
1.1 Elect Director Edward N. Antoian Management For Voted - For
1.2 Elect Director Scott A. Belair Management For Voted - Against
1.3 Elect Director Margaret A. Hayne Management For Voted - Against
1.4 Elect Director Joel S. Lawson, III Management For Voted - For
1.5 Elect Director Robert H. Strouse Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Policy and Report on Board Diversity Shareholder Against Voted - For
5 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
VALERO ENERGY CORPORATION
CUSIP: 91913Y100 TICKER: VLO
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Jerry D. Choate Management For Voted - For
1b Elect Director Joseph W. Gorder Management For Voted - For
1c Elect Director William R. Klesse Management For Voted - For
407
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Deborah P. Majoras Management For Voted - For
1e Elect Director Donald L. Nickles Management For Voted - For
1f Elect Director Philip J. Pfeiffer Management For Voted - For
1g Elect Director Robert A. Profusek Management For Voted - For
1h Elect Director Susan Kaufman Purcell Management For Voted - For
1i Elect Director Stephen M. Waters Management For Voted - For
1j Elect Director Randall J. Weisenburger Management For Voted - For
1k Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
VARIAN MEDICAL SYSTEMS, INC.
CUSIP: 92220P105 TICKER: VAR
Meeting Date: 20-Feb-14 Meeting Type: Annual
1.1 Elect Director Susan L. Bostrom Management For Voted - For
1.2 Elect Director Regina E. Dugan Management For Voted - For
1.3 Elect Director Venkatraman Thyagarajan Management For Voted - For
1.4 Elect Director Dow R. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
6 Eliminate Cumulative Voting Management For Voted - For
VENTAS, INC.
CUSIP: 92276F100 TICKER: VTR
Meeting Date: 15-May-14 Meeting Type: Annual
1a Elect Director Debra A. Cafaro Management For Voted - For
1b Elect Director Douglas Crocker, II Management For Voted - For
1c Elect Director Ronald G. Geary Management For Voted - For
1d Elect Director Jay M. Gellert Management For Voted - For
1e Elect Director Richard I. Gilchrist Management For Voted - For
1f Elect Director Matthew J. Lustig Management For Voted - For
1g Elect Director Douglas M. Pasquale Management For Voted - For
1h Elect Director Robert D. Reed Management For Voted - For
1i Elect Director Glenn J. Rufrano Management For Voted - For
1j Elect Director James D. Shelton Management For Voted - For
2 Ratify Auditors Management For Voted - For
408
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
VERISIGN, INC.
CUSIP: 92343E102 TICKER: VRSN
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director D. James Bidzos Management For Voted - For
1.2 Elect Director William L. Chenevich Management For Voted - For
1.3 Elect Director Kathleen A. Cote Management For Voted - For
1.4 Elect Director Roger H. Moore Management For Voted - For
1.5 Elect Director John D. Roach Management For Voted - For
1.6 Elect Director Louis A. Simpson Management For Voted - For
1.7 Elect Director Timothy Tomlinson Management For Voted - For
2 Provide Right to Call Special Meeting Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
VERIZON COMMUNICATIONS INC.
CUSIP: 92343V104 TICKER: VZ
Meeting Date: 28-Jan-14 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Increase Authorized Common Stock Management For Voted - For
3 Adjourn Meeting Management For Voted - For
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Elect Director Shellye L. Archambeau Management For Voted - For
1.2 Elect Director Richard L. Carrion Management For Voted - For
1.3 Elect Director Melanie L. Healey Management For Voted - For
1.4 Elect Director M. Frances Keeth Management For Voted - For
1.5 Elect Director Robert W. Lane Management For Voted - For
1.6 Elect Director Lowell C. McAdam Management For Voted - For
1.7 Elect Director Donald T. Nicolaisen Management For Voted - For
1.8 Elect Director Clarence Otis, Jr. Management For Voted - For
1.9 Elect Director Rodney E. Slater Management For Voted - For
1.10 Elect Director Kathryn A. Tesija Management For Voted - For
1.11 Elect Director Gregory D. Wasson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Proxy Access Right Management For Voted - For
5 Report on Net Neutrality Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
409
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Submit Severance Agreement (Change-in-Control) to
Shareholder Vote Shareholder Against Voted - For
8 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
9 Provide Right to Act by Written Consent Shareholder Against Voted - For
10 Approve Proxy Voting Authority Shareholder Against Voted - Against
VERTEX PHARMACEUTICALS INCORPORATED
CUSIP: 92532F100 TICKER: VRTX
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Elect Director Margaret G. McGlynn Management For Voted - For
1.2 Elect Director Wayne J. Riley Management For Voted - For
1.3 Elect Director William D. Young Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
VF CORPORATION
CUSIP: 918204108 TICKER: VFC
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Richard T. Carucci Management For Voted - For
1.2 Elect Director Juliana L. Chugg Management For Voted - For
1.3 Elect Director Juan Ernesto de Bedout Management For Voted - For
1.4 Elect Director Ursula O. Fairbairn Management For Voted - For
1.5 Elect Director George Fellows Management For Voted - For
1.6 Elect Director Clarence Otis, Jr. Management For Voted - For
1.7 Elect Director Matthew J. Shattock Management For Voted - For
1.8 Elect Director Eric C. Wiseman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 29-Jan-14 Meeting Type: Annual
1a Elect Director Mary B. Cranston Management For Voted - For
1b Elect Director Francisco Javier Fernandez-Carbajal Management For Voted - For
1c Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1d Elect Director Robert W. Matschullat Management For Voted - For
1e Elect Director Cathy E. Minehan Management For Voted - For
1f Elect Director Suzanne Nora Johnson Management For Voted - For
1g Elect Director David J. Pang Management For Voted - For
410
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Charles W. Scharf Management For Voted - For
1i Elect Director William S. Shanahan Management For Voted - For
1j Elect Director John A. C. Swainson Management For Voted - For
1k Elect Director Maynard G. Webb, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
VORNADO REALTY TRUST
CUSIP: 929042109 TICKER: VNO
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Elect Director Michael Lynne Management For Vote Withheld
1.2 Elect Director David Mandelbaum Management For Vote Withheld
1.3 Elect Director Daniel R. Tisch Management For Vote Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Declassify the Board of Directors Shareholder Against Voted - For
7 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
VULCAN MATERIALS COMPANY
CUSIP: 929160109 TICKER: VMC
Meeting Date: 09-May-14 Meeting Type: Annual
1.1 Elect Director O.B. Grayson Hall, Jr. Management For Voted - For
1.2 Elect Director Donald M. James Management For Voted - For
1.3 Elect Director James T. Prokopanko Management For Voted - For
1.4 Elect Director Kathleen W. Thompson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
W.W. GRAINGER, INC.
CUSIP: 384802104 TICKER: GWW
Meeting Date: 30-Apr-14 Meeting Type: Annual
1.1 Elect Director Brian P. Anderson Management For Voted - For
1.2 Elect Director V. Ann Hailey Management For Voted - For
1.3 Elect Director William K. Hall Management For Voted - For
1.4 Elect Director Stuart L. Levenick Management For Voted - For
1.5 Elect Director Neil S. Novich Management For Voted - For
411
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Michael J. Roberts Management For Voted - For
1.7 Elect Director Gary L. Rogers Management For Voted - For
1.8 Elect Director James T. Ryan Management For Voted - For
1.9 Elect Director E. Scott Santi Management For Voted - For
1.10 Elect Director James D. Slavik Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WALGREEN CO.
CUSIP: 931422109 TICKER: WAG
Meeting Date: 08-Jan-14 Meeting Type: Annual
1a Elect Director Janice M. Babiak Management For Voted - For
1b Elect Director David J. Brailer Management For Voted - For
1c Elect Director Steven A. Davis Management For Voted - For
1d Elect Director William C. Foote Management For Voted - For
1e Elect Director Mark P. Frissora Management For Voted - For
1f Elect Director Ginger L. Graham Management For Voted - For
1g Elect Director Alan G. McNally Management For Voted - For
1h Elect Director Dominic P. Murphy Management For Voted - For
1i Elect Director Stefano Pessina Management For Voted - For
1j Elect Director Nancy M. Schlichting Management For Voted - For
1k Elect Director Alejandro Silva Management For Voted - For
1l Elect Director James A. Skinner Management For Voted - For
1m Elect Director Gregory D. Wasson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
WAL-MART STORES, INC.
CUSIP: 931142103 TICKER: WMT
Meeting Date: 06-Jun-14 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director James I. Cash, Jr. Management For Voted - For
1c Elect Director Roger C. Corbett Management For Voted - For
1d Elect Director Pamela J. Craig Management For Voted - For
1e Elect Director Douglas N. Daft Management For Voted - For
1f Elect Director Michael T. Duke Management For Voted - Against
1g Elect Director Timothy P. Flynn Management For Voted - For
1h Elect Director Marissa A. Mayer Management For Voted - For
1i Elect Director C. Douglas McMillon Management For Voted - For
1j Elect Director Gregory B. Penner Management For Voted - For
1k Elect Director Steven S Reinemund Management For Voted - For
412
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1l Elect Director Jim C. Walton Management For Voted - For
1m Elect Director S. Robson Walton Management For Voted - Against
1n Elect Director Linda S. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Disclosure of Recoupment Activity from Senior
Officers Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
WASTE MANAGEMENT, INC.
CUSIP: 94106L109 TICKER: WM
Meeting Date: 13-May-14 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director Frank M. Clark, Jr. Management For Voted - For
1c Elect Director Patrick W. Gross Management For Voted - For
1d Elect Director Victoria M. Holt Management For Voted - For
1e Elect Director John C. Pope Management For Voted - For
1f Elect Director W. Robert Reum Management For Voted - For
1g Elect Director David P. Steiner Management For Voted - For
1h Elect Director Thomas H. Weidemeyer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
WATERS CORPORATION
CUSIP: 941848103 TICKER: WAT
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Joshua Bekenstein Management For Voted - For
1.2 Elect Director Michael J. Berendt Management For Voted - For
1.3 Elect Director Douglas A. Berthiaume Management For Voted - For
1.4 Elect Director Edward Conard Management For Voted - For
1.5 Elect Director Laurie H. Glimcher Management For Voted - For
1.6 Elect Director Christopher A. Kuebler Management For Voted - For
1.7 Elect Director William J. Miller Management For Voted - For
1.8 Elect Director JoAnn A. Reed Management For Voted - For
1.9 Elect Director Thomas P. Salice Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
413
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WELLPOINT, INC.
CUSIP: 94973V107 TICKER: WLP
Meeting Date: 14-May-14 Meeting Type: Annual
1.1 Elect Director R. Kerry Clark Management For Voted - For
1.2 Elect Director Robert L. Dixon, Jr. Management For Voted - For
1.3 Elect Director Lewis Hay, III Management For Voted - For
1.4 Elect Director William J. Ryan Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prohibit Political Spending Shareholder Against Voted - Against
WELLS FARGO & COMPANY
CUSIP: 949746101 TICKER: WFC
Meeting Date: 29-Apr-14 Meeting Type: Annual
1a Elect Director John D. Baker, II Management For Voted - For
1b Elect Director Elaine L. Chao Management For Voted - For
1c Elect Director John S. Chen Management For Voted - For
1d Elect Director Lloyd H. Dean Management For Voted - For
1e Elect Director Susan E. Engel Management For Voted - For
1f Elect Director Enrique Hernandez, Jr. Management For Voted - For
1g Elect Director Donald M. James Management For Voted - For
1h Elect Director Cynthia H. Milligan Management For Voted - For
1i Elect Director Federico F. Pena Management For Voted - For
1j Elect Director James H. Quigley Management For Voted - For
1k Elect Director Judith M. Runstad Management For Voted - For
1l Elect Director Stephen W. Sanger Management For Voted - For
1m Elect Director John G. Stumpf Management For Voted - For
1n Elect Director Susan G. Swenson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Review Fair Housing and Fair Lending Compliance Shareholder Against Voted - For
WESTERN DIGITAL CORPORATION
CUSIP: 958102105 TICKER: WDC
Meeting Date: 14-Nov-13 Meeting Type: Annual
1a Elect Director Kathleen A. Cote Management For Voted - For
1b Elect Director Henry T. DeNero Management For Voted - For
1c Elect Director William L. Kimsey Management For Voted - For
1d Elect Director Michael D. Lambert Management For Voted - For
414
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Len J. Lauer Management For Voted - For
1f Elect Director Matthew E. Massengill Management For Voted - For
1g Elect Director Stephen D. Milligan Management For Voted - For
1h Elect Director Roger H. Moore Management For Voted - For
1i Elect Director Thomas E. Pardun Management For Voted - For
1j Elect Director Arif Shakeel Management For Voted - For
1k Elect Director Akio Yamamoto Management For Voted - For
1l Elect Director Masahiro Yamamura Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
WEYERHAEUSER COMPANY
CUSIP: 962166104 TICKER: WY
Meeting Date: 10-Apr-14 Meeting Type: Annual
1.1 Elect Director Debra A. Cafaro Management For Voted - For
1.2 Elect Director Mark A. Emmert Management For Voted - For
1.3 Elect Director John I. Kieckhefer Management For Voted - For
1.4 Elect Director Wayne W. Murdy Management For Voted - For
1.5 Elect Director Nicole W. Piasecki Management For Voted - For
1.6 Elect Director Doyle R. Simons Management For Voted - For
1.7 Elect Director Richard H. Sinkfield Management For Voted - For
1.8 Elect Director D. Michael Steuert Management For Voted - For
1.9 Elect Director Kim Williams Management For Voted - For
1.10 Elect Director Charles R. Williamson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
WHIRLPOOL CORPORATION
CUSIP: 963320106 TICKER: WHR
Meeting Date: 15-Apr-14 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Gary T. DiCamillo Management For Voted - For
1c Elect Director Diane M. Dietz Management For Voted - For
1d Elect Director Geraldine T. Elliott Management For Voted - For
1e Elect Director Jeff M. Fettig Management For Voted - For
1f Elect Director Michael F. Johnston Management For Voted - For
1g Elect Director William T. Kerr Management For Voted - For
1h Elect Director John D. Liu Management For Voted - For
1i Elect Director Harish Manwani Management For Voted - For
1j Elect Director William D. Perez Management For Voted - For
1k Elect Director Michael A. Todman Management For Voted - For
1l Elect Director Michael D. White Management For Voted - For
415
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
WHOLE FOODS MARKET, INC.
CUSIP: 966837106 TICKER: WFM
Meeting Date: 24-Feb-14 Meeting Type: Annual
1.1 Elect Director John Elstrott Management For Voted - For
1.2 Elect Director Gabrielle Greene Management For Voted - For
1.3 Elect Director Shahid 'Hass' Hassan Management For Voted - For
1.4 Elect Director Stephanie Kugelman Management For Voted - For
1.5 Elect Director John Mackey Management For Voted - For
1.6 Elect Director Walter Robb Management For Voted - For
1.7 Elect Director Jonathan Seiffer Management For Voted - For
1.8 Elect Director Morris 'Mo' Siegel Management For Voted - For
1.9 Elect Director Jonathan Sokoloff Management For Voted - For
1.10 Elect Director Ralph Sorenson Management For Voted - For
1.11 Elect Director William 'Kip' Tindell, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Claw-back of Payments under Restatements Shareholder Against Voted - For
5 Provide For Confidential Running Vote Tallies Shareholder Against Voted - For
WINDSTREAM HOLDINGS, INC.
CUSIP: 97382A101 TICKER: WIN
Meeting Date: 07-May-14 Meeting Type: Annual
1a Elect Director Carol B. Armitage Management For Voted - Against
1b Elect Director Samuel E. Beall, III Management For Voted - For
1c Elect Director Dennis E. Foster Management For Voted - For
1d Elect Director Francis X. ('Skip') Frantz Management For Voted - For
1e Elect Director Jeffery R. Gardner Management For Voted - For
1f Elect Director Jeffrey T. Hinson Management For Voted - For
1g Elect Director Judy K. Jones Management For Voted - For
1h Elect Director William A. Montgomery Management For Voted - For
1i Elect Director Alan L. Wells Management For Voted - Against
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Certificate of Incorporation of Windstream
Corporation to Eliminate Certain Voting Provisions Management For Voted - Against
5 Provide Right to Call Special Meeting Management For Voted - For
6 Eliminate Supermajority Vote Requirement Management For Voted - For
7 Ratify Auditors Management For Voted - For
416
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
9 Provide Right to Act by Written Consent Shareholder Against Voted - For
WISCONSIN ENERGY CORPORATION
CUSIP: 976657106 TICKER: WEC
Meeting Date: 02-May-14 Meeting Type: Annual
1.1 Elect Director John F. Bergstrom Management For Voted - For
1.2 Elect Director Barbara L. Bowles Management For Voted - For
1.3 Elect Director Patricia W. Chadwick Management For Voted - For
1.4 Elect Director Curt S. Culver Management For Voted - For
1.5 Elect Director Thomas J. Fischer Management For Voted - For
1.6 Elect Director Gale E. Klappa Management For Voted - For
1.7 Elect Director Henry W. Knueppel Management For Voted - For
1.8 Elect Director Ulice Payne, Jr. Management For Voted - For
1.9 Elect Director Mary Ellen Stanek Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WYNDHAM WORLDWIDE CORPORATION
CUSIP: 98310W108 TICKER: WYN
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director James E. Buckman Management For Voted - For
1.2 Elect Director George Herrera Management For Voted - For
1.3 Elect Director Brian Mulroney Management For Voted - For
1.4 Elect Director Michael H. Wargotz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
WYNN RESORTS, LIMITED
CUSIP: 983134107 TICKER: WYNN
Meeting Date: 16-May-14 Meeting Type: Annual
1.1 Elect Director Robert J. Miller Management For Voted - For
1.2 Elect Director D. Boone Wayson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Board Qualifications Management For Voted - Against
6 Report on Political Contributions Shareholder Against Voted - For
417
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
XCEL ENERGY INC.
CUSIP: 98389B100 TICKER: XEL
Meeting Date: 21-May-14 Meeting Type: Annual
1a Elect Director Gail Koziara Boudreaux Management For Voted - For
1b Elect Director Richard K. Davis Management For Voted - For
1c Elect Director Ben Fowke Management For Voted - For
1d Elect Director Albert F. Moreno Management For Voted - For
1e Elect Director Richard T. O'Brien Management For Voted - For
1f Elect Director Christopher J. Policinski Management For Voted - For
1g Elect Director A. Patricia Sampson Management For Voted - For
1h Elect Director James J. Sheppard Management For Voted - For
1i Elect Director David A. Westerlund Management For Voted - For
1j Elect Director Kim Williams Management For Voted - For
1k Elect Director Timothy V. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
XEROX CORPORATION
CUSIP: 984121103 TICKER: XRX
Meeting Date: 20-May-14 Meeting Type: Annual
1.1 Elect Director Glenn A. Britt Management For Voted - For
1.2 Elect Director Ursula M. Burns Management For Voted - For
1.3 Elect Director Richard J. Harrington Management For Voted - For
1.4 Elect Director William Curt Hunter Management For Voted - For
1.5 Elect Director Robert J. Keegan Management For Voted - For
1.6 Elect Director Robert A. McDonald Management For Voted - For
1.7 Elect Director Charles Prince Management For Voted - For
1.8 Elect Director Ann N. Reese Management For Voted - For
1.9 Elect Director Sara Martinez Tucker Management For Voted - For
1.10 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
XL GROUP PLC
CUSIP: G98290102 TICKER: XL
Meeting Date: 25-Apr-14 Meeting Type: Annual
1 Declassify the Board of Directors Management For Voted - For
2.1 Elect Michael S. McGavick as Director Management For Voted - For
2.2 Elect Anne Stevens as Director Management For Voted - For
418
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.3 Elect John M. Vereker as Director Management For Voted - For
3 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Renew Director's Authority to Issue Shares Management For Voted - Against
6 Renew Director's Authority to Issue Shares for Cash Management For Voted - Against
7 Amend Articles of Association Management For Voted - Against
8 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
XYLEM INC.
CUSIP: 98419M100 TICKER: XYL
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Sten E. Jakobsson Management For Voted - For
1b Elect Director Steven R. Loranger Management For Voted - For
1c Elect Director Edward J. Ludwig Management For Voted - For
1d Elect Director Jerome A. Peribere Management For Voted - Against
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Approve Executive Incentive Bonus Plan Management For Voted - For
6 Provide Right to Call Special Meeting Management For Voted - For
7 Stock Retention Shareholder Against Voted - For
YAHOO! INC.
CUSIP: 984332106 TICKER: YHOO
Meeting Date: 25-Jun-14 Meeting Type: Annual
1.1 Elect Director David Filo Management For Voted - For
1.2 Elect Director Susan M. James Management For Voted - For
1.3 Elect Director Max R. Levchin Management For Voted - For
1.4 Elect Director Marissa A. Mayer Management For Voted - For
1.5 Elect Director Thomas J. McInerney Management For Voted - For
1.6 Elect Director Charles R. Schwab Management For Voted - For
1.7 Elect Director H. Lee Scott, Jr. Management For Voted - For
1.8 Elect Director Jane E. Shaw Management For Voted - For
1.9 Elect Director Maynard G. Webb, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
6 Establish Board Committee on Human Rights Shareholder Against Voted - Against
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Report on Political Contributions Shareholder Against Voted - Against
419
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
YUM! BRANDS, INC.
CUSIP: 988498101 TICKER: YUM
Meeting Date: 01-May-14 Meeting Type: Annual
1a Elect Director Michael J. Cavanagh Management For Voted - For
1b Elect Director David W. Dorman Management For Voted - For
1c Elect Director Massimo Ferragamo Management For Voted - For
1d Elect Director Mirian M. Graddick-Weir Management For Voted - For
1e Elect Director Bonnie G. Hill Management For Voted - For
1f Elect Director Jonathan S. Linen Management For Voted - For
1g Elect Director Thomas C. Nelson Management For Voted - For
1h Elect Director David C. Novak Management For Voted - For
1i Elect Director Thomas M. Ryan Management For Voted - For
1j Elect Director Jing-Shyh S. Su Management For Voted - For
1k Elect Director Robert D. Walter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
ZIMMER HOLDINGS, INC.
CUSIP: 98956P102 TICKER: ZMH
Meeting Date: 06-May-14 Meeting Type: Annual
1a Elect Director Christopher B. Begley Management For Voted - For
1b Elect Director Betsy J. Bernard Management For Voted - For
1c Elect Director Paul M. Bisaro Management For Voted - For
1d Elect Director Gail K. Boudreaux Management For Voted - For
1e Elect Director David C. Dvorak Management For Voted - For
1f Elect Director Larry C. Glasscock Management For Voted - For
1g Elect Director Robert A. Hagemann Management For Voted - For
1h Elect Director Arthur J. Higgins Management For Voted - For
1i Elect Director Cecil B. Pickett Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ZIONS BANCORPORATION
CUSIP: 989701107 TICKER: ZION
Meeting Date: 30-May-14 Meeting Type: Annual
1a Elect Director Jerry C. Atkin Management For Voted - For
1b Elect Director Patricia Frobes Management For Voted - For
1c Elect Director J. David Heaney Management For Voted - For
1d Elect Director Roger B. Porter Management For Voted - For
420
VELOCITYSHARES EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Stephen D. Quinn Management For Voted - For
1f Elect Director Harris H. Simmons Management For Voted - For
1g Elect Director L.e. Simmons Management For Voted - For
1h Elect Director Shelley Thomas Williams Management For Voted - For
1i Elect Director Steven C. Wheelwright Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
ZOETIS INC.
CUSIP: 98978V103 TICKER: ZTS
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Elect Director Gregory Norden Management For Voted - For
1.2 Elect Director Louise M. Parent Management For Voted - For
1.3 Elect Director Robert W. Scully Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Approve Omnibus Stock Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
421
YORKVILLE HIGH INCOME INFRASTRUCTURE MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BUCKEYE PARTNERS, L.P.
CUSIP: 118230101 TICKER: BPL
Meeting Date: 03-Jun-14 Meeting Type: Annual
1.1 Elect Director Forrest E. Wylie Management For Voted - For
1.2 Elect Director Barbara J. Duganier Management For Voted - For
1.3 Elect Director Joseph A. LaSala, Jr. Management For Voted - For
1.4 Elect Director Martin A. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ENTERPRISE PRODUCTS PARTNERS L.P.
CUSIP: 293792107 TICKER: EPD
Meeting Date: 30-Sep-13 Meeting Type: Special
1 Amend Omnibus Stock Plan Management For Voted - For
2 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
NUSTAR GP HOLDINGS, LLC
CUSIP: 67059L102 TICKER: NSH
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Bradley C. Barron Management For Voted - For
1.2 Elect Director William B. Burnett Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PLAINS ALL AMERICAN PIPELINE LP
CUSIP: 726503105 TICKER: PAA
Meeting Date: 19-Nov-13 Meeting Type: Special
1 Approve Omnibus Stock Plan Management For Voted - For
2 Adjourn Meeting Management For Voted - For
PVR PARTNERS, L.P.
CUSIP: 693665101 TICKER: PVR
Meeting Date: 20-Mar-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
422
YORKVILLE HIGH INCOME INFRASTRUCTURE MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote on Golden Parachutes Management For Voted - For
423
YORKVILLE HIGH INCOME MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ATLAS ENERGY, L.P.
CUSIP: 04930A104 TICKER: ATLS
Meeting Date: 23-Apr-14 Meeting Type: Annual
1.1 Elect Director Edward E. Cohen Management For Voted - For
1.2 Elect Director Ellen F. Warren Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
BREITBURN ENERGY PARTNERS L.P.
CUSIP: 106776107 TICKER: BBEP
Meeting Date: 19-Jun-14 Meeting Type: Annual
1.1 Elect Director Randall H. Breitenbach Management For Voted - For
1.2 Elect Director David B. Kilpatrick Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
EAGLE ROCK ENERGY PARTNERS, L.P.
CUSIP: 26985R104 TICKER: EROC
Meeting Date: 24-Jun-14 Meeting Type: Annual
1 Elect Director William K. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
LEGACY RESERVES LP
CUSIP: 524707304 TICKER: LGCY
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Elect Director Cary D. Brown Management For Voted - For
1.2 Elect Director Kyle A. McGraw Management For Voted - For
1.3 Elect Director Dale A. Brown Management For Voted - For
1.4 Elect Director G. Larry Lawrence Management For Voted - For
1.5 Elect Director William D. (Bill) Sullivan Management For Voted - For
1.6 Elect Director William R. Granberry Management For Voted - For
1.7 Elect Director Kyle D. Vann Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
424
YORKVILLE HIGH INCOME MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Auditors Management For Voted - For
LINN ENERGY, LLC
CUSIP: 536020100 TICKER: LINE
Meeting Date: 16-Dec-13 Meeting Type: Annual
1.1 Elect Director George A. Alcorn Management For Voted - For
1.2 Elect Director David D. Dunlap Management For Voted - For
1.3 Elect Director Mark E. Ellis Management For Voted - For
1.4 Elect Director Michael C. Linn Management For Voted - For
1.5 Elect Director Joseph P. McCoy Management For Voted - For
1.6 Elect Director Jeffrey C. Swoveland Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Issue Shares in Connection with Acquisition Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adjourn Meeting Management For Voted - For
Meeting Date: 22-Apr-14 Meeting Type: Annual
1.1 Elect Director Mark E. Ellis Management For Voted - For
1.2 Elect Director David D. Dunlap Management For Voted - For
1.3 Elect Director Stephen J. Hadden Management For Voted - For
1.4 Elect Director Michael C. Linn Management For Voted - For
1.5 Elect Director Joseph P. McCoy Management For Voted - For
1.6 Elect Director Jeffrey C. Swoveland Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NAVIOS MARITIME PARTNERS L.P.
CUSIP: Y62267102 TICKER: NMM
Meeting Date: 04-Dec-13 Meeting Type: Annual
1 Elect Dimitris Papastefanou Gkouras as Class II
Director Management For Voted - For
2 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
PIONEER SOUTHWEST ENERGY PARTNERS L.P.
CUSIP: 72388B106 TICKER: PSE
Meeting Date: 17-Dec-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
425
YORKVILLE HIGH INCOME MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QR ENERGY LP
CUSIP: 74734R108 TICKER: QRE
Meeting Date: 10-Mar-14 Meeting Type: Special
1 Amend Omnibus Stock Plan Management For Voted - For
2 Adjourn Meeting Management For Voted - For
VANGUARD NATURAL RESOURCES, LLC
CUSIP: 92205F106 TICKER: VNR
Meeting Date: 05-Jun-14 Meeting Type: Annual
1.1 Elect Director W. Richard Anderson Management For Voted - For
1.2 Elect Director Bruce W. McCullough Management For Voted - For
1.3 Elect Director Richard A. Robert Management For Voted - For
1.4 Elect Director Loren Singletary Management For Voted - For
1.5 Elect Director Scott W. Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
426
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
EXCHANGE TRADED CONCEPTS TRUST
By: /s/ J. Garrett Stevens
--------------------------
J. Garrett Stevens
Trustee and President
Date: August 22, 2014
427